* Senior Circuit Judge of the Second Circuit, sitting by designation. United States Court of Appeals,

Fifth Circuit.

No. 92–2002.

UNITED STATES of America, Plaintiff–Appellee,

v.

Mary Jane JENKINS, Defendant–Appellant.

Oct. 5, 1992.

Appeal from the United States District Court for the Southern District of Texas.

Before VAN GRAAFEILAND * *, KING and EMILIO M. GARZA, CircuiJudges.

VAN GRAAFEILAND, Circuit Judge:

Mary Jane Jenkins appeals from an order denying her motion to dismiss, dissolve or modify

a pretrial restraining order issued pursuant to 18 U.S.C. § 1963(d). We affirm.

On April 9, 1991, a grand jury sitting in the Southern District of Texas indicted Jenkins and

five individual co-defendants, charging them, among other things, with conducting and conspiring to

conduct an enterprise through a pattern of racketeering activity, in violation of 18 U.S.C. § 1962

("RICO"). The alleged enterprise consisted not only of the six defendants, but also sixteen unindicted

corporations, each of which alle gedly was controlled by Jenkins. Except for two foreign holding

companies, the corporati ons were scattered t hro ugho ut the South. All of them allegedly were

co nnected directly or indirectly with the operation of adult bookstores and/or peep show video

arcades. The indictment listed t en predicat e racketeering acts, nine of which dealt with the

transportati on of obscene material in interstate commerce, 18 U.S.C. §§ 1462 and 2, and one which

dealt with the promotion of obscene material, Tex.Penal Code § 43.23 and 18 U.S.C. § 1961(1)(A).

The indictment asserted a penalty of forfeiture under 18 U.S.C. § 1963(a), and sought forfeiture of

the sixteen corporations, ban k acco unts belonging to several of the corporations, money seized in

prior raids, and Jenkins' automobile and residence.On April 10, 1991, the gove rnment obtained an e x parte restraining order pursuant to 18

U.S.C. § 1963(d), which in substance prohibited the defendants and the unindicted corporati ons from

selling, assigning, transferring, encumbering or removing from the jurisdiction of the court any assets

owned by or owed to them. The order required that weekly payments to Jenkins (the proceeds of

a 1989 sale of four adult bookstores) be turned over to the United States Marshals Service, to be held

until forfeitable upon conviction. It also directed defendants to maintain the properties and "to

abstain from using the ... properties and enterprises in any way to violate any state, federal or local

laws." Finally, the order provided that:

No person shall consider this Order as a restraint or prohibition to the carrying on of

any lawful act ivit y o r business, and the above mentioned businesses and commercial

establ ishment s are not restrained or prohibited from operating any lawful businesses in a

normal business manner, including the payment of salaries, outstanding debts, and liabilit ies

that exist as of the date of the filing of this Order, as long as the normal conduct of business

does not dissipate or diminish the value, as of April 9, 1991, of the assets , properties, and

interests subject to forfeiture to the government. Nothing in this Order shall be construed to

restrain the dissemination of visual or printed matter, no r to condone the illegal sale or

distribution of obscene material.

On July 17, 1991, Jenkins moved that the order be dissolved and requested a hearing, which

was held on September 27, 1991. Jenkins' principal argument was that both RICO's substantive

prohibitions and its forfeiture and restraining order provisions are unconstitutional as applied to those

charged with selling obscene materials. On November 20, the district court denied Jenkins' motion,

largely because the challenged order allowed the parties to continue their operations, including the

selling of the allegedly obscene material.

Under the law of this circuit, the district court's denial of Jenkins' motion is an interlocutory

order refusing to modify or dissolve an injunction, and, as such, is immediately appealable under 28

U.S.C. § 1292(a)(1). See United States v. Thier, 801 F.2d 1463 (5th Cir.1986), modified on other

grounds, 809 F.2d 249 (5th Cir.1987) (accepting a similar appeal without discussion of appealability).

To say that the order below is a p pealable, however, is not to say that we should consider all the

wide-ranging issues Jenkins has raised. As a general rule, courts of appeals should conduct only alimit

ed review in interlocutory appeals, and should address only the propriety of the order that gave

rise to the appeal. S ee Brown v. Chote, 411 U.S. 452, 456–57, 93 S.Ct. 1732, 1735–36, 36 L.Ed.2d

420 (1973); Enterprise Int'l v. Corporacion Estatal Petrolera, 762 F.2d 464, 470 (5th Cir.1985).

Judicial restraint is especially appropriate where, as here, we are asked to reach out and decide broad

an d difficult constitutional questions. "Constitutional questions should be decided only when

unavoidable, and this is particularly true when t he issue is raised on appeal from an interlocutory

order." Y ahr v. Resor, 431 F.2d 690, 691 (4th Cir.1970), cert. denied, 401 U.S. 982, 91 S.Ct. 1192,

28 L.Ed.2d 334 (1971). S ee also B rockett v. Spokane Arcades, Inc., 472 U.S. 491, 501–03, 105

S.Ct. 2794, 2800–02, 86 L.Ed.2d 394 (1985).

If we were to consider Jenkins' facial challenges to RICO at this stage in the proceedings, we

would have to do so without the benefit of a complete record, specialized findings of fact, and the

r easoned judgment of the district court. These are important in any constitutional case, but are

especially so in First Amendment cases concerning allegedly obscene materials, where the extent of

the Constitution's protecti on may vary depending on the circumstances. Finally, and o f particular

significance, we note that the United States Supreme Court recently has granted certiorari in

Alex ander v. Thornburgh, 943 F.2d 825 (8th Cir.1991), cert. granted,

––– U.S.

––––, 112 S.Ct.

3024, 120 L.Ed.2d 895 (1992), a case raising similar concerns about the constitutionality of RICO's

forfeiture and restraining order provisions as applied to those dealing in allegedly obscene materials.

Wisdom dictates that we await the Supreme Court's teaching.

Insofar as Jenkins' appeal is limit ed t o t he validity of the restraining order, she urges the

following four grounds for reversal: (1) the order is an impermissible prior restraint of protected First

Amendment activity; (2) by directing the seizure of funds and the delivery of money to United States

Marshals, the order indirectly restrains her in the exercise of protected First Amendment rights; (3)

the issuance of the ex parte restraining order denied her procedural due process; and (4) the order

is overbroad because it affects unindicted third parties.It is, of co urse, well-settled that the government may not seize presumptively protected

expressive materials without a prior judicial determination of obscenity. F ort Wayne Books, Inc. v.

Indiana, 489 U.S. 46, 63, 109 S.Ct. 916, 927, 103 L.Ed.2d 34 (1989); Universal Amusement Co.

v. Van ce, 587 F.2d 159, 169 (5th Cir.1978) (en banc), a ff'd, 445 U.S. 308, 100 S.Ct. 1156, 63

L.Ed.2d 413 (1980). However, the restraining order did not effect such a seizure. S ee United States

v. Alexander, 736 F.Supp. 968, 973 (D.Minn.1990). Indeed, the order explicitly provides that "the

above mentione d businesses and commercial establishments are not restrained or prohibited from

operating any lawful businesses in a normal business manner," and that "[n]othing in this Order shall

be construed to restrain the dissemination of visual or printed m atter." As the Government conceded

at oral argument, this restraining order does not interfere with the sale even of obscene materials.

Admittedly, the restrainin g o rder at issue here could have been drafted more clearly. The

Government describes as "surplus" the order's "obey the law" admonition that the named defendants

and corporati ons "abstain from using the

... properties and enterprises in any way to violate any state,

federal or local laws." If surplusage, the clause would have been better omitted. On balance,

ho wever, it is outweighed by the other portions of the order, which permit Jenkins to continue to

conduct business and disseminate presumptively protected materials.

Contrary to Jenkins' claim, the order is not invalid because it directs the seizure of certain

funds and the payment of certain other moneys received to United States Marshal s. Although

restraints on the use of funds might under some circumstances improperly impede a defendant's abilit y

to exercise First Amendment rights, there is nothing to indicate that this has occurred in the instant

case. As the district court found, "the defendant has continued conducting business. There is no

evidence that the businesses have not been able to pay their bill s as a result of thi s order, or to

otherwise conduct the businesses' day-to-day operations."

Jenkins' procedural due process arguments likewise are without merit. It cannot be gainsaidt hat a post-indictment petition for a restraining order stands on a stronger footing than a

pre-indictment petition. C ompare 18 U.S.C. § 1963(d)(1)(A) with § 1963(d)(1)(B) and –(d)(2); s ee

United States v. Musson, 802 F.2d 384, 386–87 (10th Cir.1986); U nited States v. Pryba, 674

F.Supp. 1504, 1508 (E.D.Va.1987). In applying e x parte for the order at issue herein, the

Government asserted that it might suffer irreparable harm if the order was not entered because the

defendants or their agent might "sell, alienate, encumbe r, t ransfer or otherwise place the

above-describe d pro perty beyond forfeitable condition and thereby frustrate the ends of public

justice." In signing the proposed order, the district court said it was doing so "to assure that the

defendants, and their agents, servants, employees, attorney s and those in active concert or

participation wi t h t hem, do not place certain property beyond the jurisdiction of this Court or

otherwise detrimentally affect the Government's interest in such property

, thereby frustrating the ends

of justice and causing irreparable harm to the United States, by defeating the jurisdiction of this Court

over such property."

In the district court's order which followed a hearing on Jenkins' motion to quash, the district

court reiterated its previously stated reasoning that "the [seizure] order seeks to assure that if t he

government prevails on its claim(s) under RICO, the property affected by the forfeiture provisions

of RICO is not beyond the jurisdiction of this Court." The district court also held that the 10–day

limitation on ex parte restraining orders contained in Fed.R.Civ.P. 65(b) was m ooted by the hearing

which the district court held or alternatively that the time limitation was waived by t he delay in

seeking a hearing on the motion. The procedure followed by the district court satisfied the due

process requirements summarized by this court in United States v. Thier, supra, 801 F.2d at 1466–69.

Finally, we are not persuaded by Jenkins' argument that t he rest raining order, by binding

unindicted corporations, is impermissibly overbroad. Nothing in the language of RICO's restraining

order provision restricts the scope of such orders so that only parties may be bound; to the contrary

,

RICO permits the court to "take any other action" deemed necessary "to preserve the availabilit y ofproperty" subject to forfeiture. 18 U.S.C. § 1963(d)(1). Indeed, equity traditionally has permitted

third parties to be bound in circumstances such as those alleged here. As the Supreme Court noted

in examining Fed.R.Civ.P. 65(d):

[A] decree of injunction

no t o nly binds the parties defendant but also those identified with

them in interest, in "privity" with them, represented by them or subject to their control. In

essence it is that defendants may not nullify a decree by carrying out prohibited acts through

aiders and abettors, although they were not parties to the original proceeding.

Regal Knitw ear Co. v. NLRB, 324 U.S. 9, 14, 65 S.Ct. 478, 481, 89 L.Ed. 661 (1945).

The Government, when seeking a restraining order under § 1963(d)(1), need only "articulate

a cogent thesis or theory of its entitlement" to potentially forfeitable property

. U n ited States v.

Regan, 699 F.Supp. 36, 38 (S.D.N.Y.1988). This it has done. These corporations, it is alleged, are

not innocent, unrelated third parties, but rather are an integral par t o f t he criminal enterprise and

under Jenkins' total and exclusive control. The district court did not err in finding that it was

necessary to bind the sixteen unindicted corporati ons in order to preserve assets subject to forfeiture.

AFFIRMED.