UNITED

STATESSECURITIES AND EXCHANGE COMMISSIONWASHINGTON, D.C. 20549






FORM 10-K/A

Amendment

No. 1




(MARK ONE)

| | x | ANNUAL REPORT PURSUANT

                                                                                                                                                                                         TO

                                                                                                                                                                                         SECTION

                                                                                                                                                                                         13

                                                                                                                                                                                         OR

                                                                                                                                                                                         15(d)

                                                                                                                                                                                         OF

                                                                                                                                                                                         THE

                                                                                                                                                                                         SECURITIES

                                                                                                                                                                                         EXCHANGE

                                                                                                                                                                                         ACT

                                                                                                                                                                                         OF

                                                                                                                                                                                         1934
| | - | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

FOR THE FISCAL YEAR ENDED  DECEMBER 31, 2012

OR

| | o | TRANSITION

                                                                                                                                                                                                REPORT

                                                                                                                                                                                                PURSUANT

                                                                                                                                                                                                TO

                                                                                                                                                                                                SECTION

                                                                                                                                                                                                13

                                                                                                                                                                                                OR

                                                                                                                                                                                                15(d)

                                                                                                                                                                                                OF

                                                                                                                                                                                                THE

                                                                                                                                                                                                SECURITIES

                                                                                                                                                                                                EXCHANGE

                                                                                                                                                                                                ACT

                                                                                                                                                                                                OF

                                                                                                                                                                                                1934
| | - | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------

FOR THE TRANSITION

PERIOD FROM                     

TO                     .



COMMISSION

FILE NUMBER 001-35379






LUCID, INC.

(Exact name

of registrant as specified in its charter)




|New York                                                                                  | 16-1406957                                                     
|----------------------------------------------------------------------------------------- | ---------------------------------------------------------------
|(State

        or other jurisdiction of

        incorporation

        or organization) | (I.R.S.

        Employer

        Identification

        No.)
|                                                                                          |                                                                
|95

        Methodist Hill Drive, Suite 500

        Rochester,

        NY               | 14623                                                          
|(Address of principal

    executive offices)                                             | (Zip Code)                                                     



Registrant’s

telephone number, including area code (585) 239-9800



Securities

registered pursuant to Section 12(b) of the Act:	None



Securities

registered pursuant to Section 12(g) of the Act:

|Common

    Stock, $0.01 Par Value
|----------------------------------
|Warrants                          
|(Title of Class)                  






Indicate

by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes  o    No 

x

Indicate by

check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act.    Yes  o    No  x

Indicate by

check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities

Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such

reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  o

Indicate by

check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive

Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the

preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes x    No  o

Indicate by

check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not

contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements

incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.   x

Indicate by

check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting

company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting

company” in Rule 12b-2 of the Exchange Act (Check one):

Large

accelerated filer    o    Accelerated

filer    o    Non-accelerated filer (Do

not check if a smaller reporting company)  o    Smaller

reporting company    x

Indicate by

check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  o    No  x

The aggregate

market value of the voting stock held by non-affiliates of the registrant as of June 30, 2012 (the last business day of the registrant’s

most recently completed second fiscal quarter) was approximately $10.9 million. For the sole purpose of making this calculation,

the term “non-affiliate” has been interpreted to exclude directors, officers and holders of 10% or more of the Company’s

common stock.

As of February

28, 2013, 8,507,374 shares of Registrant’s common stock were outstanding.

Documents

incorporated by reference: None

1







EXPLANATORY

NOTE



The purpose

of this Amendment (the “Amendment”) to our Form 10-K for the Year Ended December 31, 2012 (the “Form 10-K”),

as filed with the Securities and Exchange Commission (the “SEC”) on March 29, 2013, is solely to revise Exhibit 31.1

and Exhibit 31.2 certifications originally filed with our Form 10-K to include all of the introductory language of paragraph 4

and the language of paragraph 4(b) as prescribed by Item 601(b)(31) of Regulation S-K.



This Amendment

contains only the Cover Page to this Form 10-K/A, this Explanatory Note, Item 15, the Signature Page and Exhibits 31.1 and 31.2.

No other changes have been made to the Form 10-K as filed with the SEC on March 29, 2013. This Amendment speaks as of the original

filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does

not modify or update in any way disclosures made in the original Form 10-K.



Accordingly,

this Amendment should be read in conjunction with the Form 10-K and our other filings with the SEC.

2





PART IV



|Item 15. | Exhibits, Financial Statement

Schedules
|-------- | ----------------------------------------



|Exhibit

    No. | Description of

    Document                                                                           
|---------------- | -------------------------------------------------------------------------------------------------------
|                 |                                                                                                        
|*31.1            | Certification

    of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|                 |                                                                                                        
|*31.2            | Certification

    of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002






| | * | Filed

                                                                                                                                               herewith.
| | - | ---------------------------------------------------------------------------------------------------------------------------------------------------------------

3





SIGNATURES



Pursuant to

the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report

to be signed on its behalf by the undersigned, thereunto duly authorized, on November 8, 2013.



| |             |                               
| | ----------- | ------------------------------
| | LUCID, INC.
| |             |                               
| | By:         | /s/ L. Michael Hone           
| |             | Name: L. Michael Hone         
| |             | Title: Chief Executive Officer



Pursuant to

the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf

of the registrant and in the capacities and dates indicated.



|SIGNATURE                    |  | TITLE                                             |  | DATE                 
|---------------------------- |  | ------------------------------------------------- |  | ---------------------
|                             |  |                                                   |  |                      
|/s/

    L. Michael Hone     |  | Chief

    Executive Officer                      |  |                      
|L.

    Michael Hone         |  | (Principal

    Executive Officer)                |  | November

    8, 2013
|                             |  |                                                   |  |                      
|/s/

    Richard J. Pulsifer |  | Chief

    Financial Officer                      |  |                      
|Richard

    J. Pulsifer     |  | (Principal

    Financial and Accounting Officer) |  | November

    8, 2013
|                             |  |                                                   |  |                      
|*                            |  |                                                   |  |                      
|William

    J. Shea         |  | Chairman

    of the Board of Directors           |  | November

    8, 2013
|                             |  |                                                   |  |                      
|*                            |  |                                                   |  |                      
|Brian

    Carty             |  | Director                                          |  | November

    8, 2013
|                             |  |                                                   |  |                      
|*                            |  |                                                   |  |                      
|Kevin

    M. Cronin         |  | Director                                          |  | November

    8, 2013
|                             |  |                                                   |  |                      
|*                            |  |                                                   |  |                      
|Rocco

    Maggiotto         |  | Director                                          |  | November

    8, 2013
|                             |  |                                                   |  |                      
|*                            |  |                                                   |  |                      
|Ruben

    King-Shaw, Jr.    |  | Director                                          |  | November

    8, 2013
|                             |  |                                                   |  |                      
|/s/
    Paul S. Stuka        |  |                                                   |  |                      
|Paul S. Stuka                |  | Director                                          |  | November
    8, 2013 



|*By: | /s/

    L. Michael Hone |  |  |  | November

    8, 2013
|---- | ------------------------ |  |  |  | ---------------------
|     | Attorney-in-Fact         |  |  |  |                      

4





EXHIBIT INDEX



|ExhibitNo. |  | Description

    of Document                                                                           
|---------- |  | -------------------------------------------------------------------------------------------------------
|           |  |                                                                                                        
|*31.1      |  | Certification of Chief

    Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
|           |  |                                                                                                        
|*31.2      |  | Certification of Chief

    Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002




| | * | Filed

                                                                                                                                              herewith.
| | - | --------------------------------------------------------------------------------------------------------------------------------------------------------------

5