**UNITED STATES**

**SECURITIES AND EXCHANGE COMMISSION**

**WASHINGTON, D.C. 20549**

 

**FORM 10-Q/A**

**(Amendment No. 1)**

 
| **x** | **QUARTERLY REPORT PURSUANT TO SECTION 13 OR   15(d) OF THE SECURITIES EXCHANGE ACT OF 1934** |
|-------|--------------------------------------------------------------------------------------------------------------|

 

**For the quarterly period ended December 31, 2016**

** **

**OR**

 
| **o** | **TRANSITION REPORT PURSUANT TO SECTION 13 OR   15(d) OF THE SECURITIES EXCHANGE ACT OF 1934** |
|-------|---------------------------------------------------------------------------------------------------------------|

 

**For the transition period from              to             .**

 

**Commission file number 001-34003**

 

**TAKE-TWO INTERACTIVE SOFTWARE, INC.**

(Exact Name of Registrant as Specified in Its Charter)

 

| **Delaware**   (State or Other Jurisdiction of   Incorporation or Organization) |   | **51-0350842**   (I.R.S. Employer   Identification No.) |
|---------------------------------------------------------------------------------|--------|---------------------------------------------------------|
|                                                                            |   |                                                    |
| **622   Broadway   New York, New York**(Address of principal executive offices) |   | **10012**   (Zip Code)                                  |

 

Registrant’s Telephone Number, Including Area Code: **(646) 536-2842**

 

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes x   No o

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes x  No o

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

 
| Large accelerated filer x                                          |   | Accelerated filer o                                                 |
|-----------------------------------------------------------------------------------|--------|-------------------------------------------------------------------------------|
|                                                                              |   |                                                                          |
| Non-accelerated filer o (Do not check if a smaller reporting   company) |   | Smaller reporting   company o   Emerging growth company o |

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes o  No x

 

As of May 16, 2017, there were 103,836,895 shares of the Registrant’s Common Stock outstanding, net of treasury stock.

 

 

 

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**EXPLANATORY NOTE**

 

Take-Two Interactive Software, Inc. (the “Company,” “we,” “us,” or similar pronouns) is filing this Amendment No. 1 on Form 10-Q/A (this “Amended Filing”) to its Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 2016, initially filed with the Securities and Exchange Commission on February 8, 2017 (the “Original Filing”), solely to include a revised redacted version of Exhibit 10.2, Amendment No. 4 to the Xbox One Publisher License Agreement, by and between Microsoft Corporation and Take-Two Interactive Software, Inc., in response to comments received from the Securities and Exchange Commission in connection with a confidential treatment request with respect to that Exhibit.  Accordingly, Item 6, Exhibits, of Part II of the Original Filing is hereby amended to include a revised redacted version of Exhibit 10.2. In addition, this Amended Filing includes updated certifications from our Chief Executive Officer and Chief Financial Officer, as required by Section 302 of the Sarbanes-Oxley Act of 2002 and the rules of the Securities and Exchange Commission.

 

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**PART II. OTHER INFORMATION**

 

**Item 6.  Exhibits**

 
| **Exhibits:** | ** ** | ** **                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  |
|---------------|------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| 10.1+         |       | Lease Agreement, dated   as of December 12, 2016, by and between Take-Two Interactive   Software, Inc. and DOLP 1133 Properties II LLC for a premises with   entrances at 1133 Avenue of the Americas and 110 West 44th Street,   New York, New York 10036                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         |
| 10.2          |       | Amendment No. 4 to   the Xbox One Publisher License Agreement, dated December 15, 2016, by   and between Microsoft Corporation and Take-Two Interactive   Software, Inc.*                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    |
| 10.3+         |       | Amendment to Amended   and Restated Restricted Unit Agreement Pursuant to the Take-Two Interactive   Software, Inc. 2009 Incentive Stock Plan, dated as of February 7,   2017.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    |
| 10.4++        |       | Share Sale and Purchase   Agreement, dated January 31, 2017, by and among Take-Two Interactive   Software, Inc., Take-Two Invest Espana, S.L., Andres Bou Ortiz, Horacio   Martos Borja, Marc Canaleta Caupena, Voladuras Hinojo, S.L., Nauta Tech   Invest III, S.C.R., S.A., Bilbao Vizcaya Holding, S.A., La Banque   Postale Innovation 11 FCPI, Capital Croissance 4, Objectif Innovation   Patrimoine 4 FCPI, Strategie PME 2011 FCPI, Idinvest Patrimoine FCPI,   Allianz Eco Innovation 3 FCPI, Objectif Innovation 5 FCPI, Idinvest   Crossance FCPI, SG Innovation 2011 FCPI, Allianz Eco Innovation 2 FCPI,   Objectif Innovation 4 FCPI, Idinvest Flexible 2016 FCPI, Capital   Croissance 5 FCPI, Objectif Innovation Patrimoine 5 FCPI, Idinvest   Patrimoine 2 FCPI, Objectif Innovation Patrimoine 6 FCPI, Idinvest   Patrimoine 3 FCPI, Greylock Israel Investment Vehicle in Social   Point, LTD, and HCPESP, S.a.r.l. (incorporated by reference to the   Company’s Current Report on Form 8-K filed with the Securities and   Exchange Commission on February 3, 2017) |
| 10.5++        |       | Registration Rights   Agreement, dated January 31, 2017, by and among Take-Two Interactive   Software, Inc, Andres Bou Ortiz, Horacio Martos Borja, Marc Canaleta   Caupena, Voladuras Hinojo, S.L., Nauta Tech Invest III, S.C.R., S.A.,   Bilbao Vizcaya Holding, S.A., La Banque Postale Innovation 11 FCPI,   Capital Croissance 4, Objectif Innovation Patrimoine 4 FCPI, Strategie PME   2011 FCPI, Idinvest Patrimoine FCPI, Allianz Eco Innovation 3 FCPI,   Objectif Innovation 5 FCPI, Idinvest Crossance FCPI, SG Innovation 2011   FCPI, Allianz Eco Innovation 2 FCPI, Objectif Innovation 4   FCPI, Idinvest Flexible 2016 FCPI, Capital Croissance 5 FCPI, Objectif   Innovation Patrimoine 5 FCPI, Idinvest Patrimoine 2 FCPI, Objectif   Innovation Patrimoine 6 FCPI, Idinvest Patrimoine 3 FCPI, Greylock   Israel Investment Vehicle in Social Point, LTD, and HCPESP, S.a.r.l.   (incorporated by reference to the Company’s Current Report on Form 8-K   filed with the Securities and Exchange Commission on February 3, 2017).                                     |
| 31.1          |       | Chief Executive Officer   Certification Pursuant to Section 302 of the Sarbanes-Oxley Act   of 2002.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              |
| 31.2          |       | Chief Financial Officer   Certification Pursuant to Section 302 of the Sarbanes-Oxley Act   of 2002.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              |
| 32.1+         |       | Chief Executive Officer   Certification pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to   Section 906 of the Sarbanes-Oxley Act of 2002.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               |
| 32.2+         |       | Chief Financial Officer   Certification pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to   Section 906 of the Sarbanes-Oxley Act of 2002.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               |
| 101.INS+      |       | XBRL Instance Document.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     |
| 101.SCH+      |       | XBRL Taxonomy Extension   Schema Document.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  |
| 101.CAL+      |       | XBRL Taxonomy   Calculation Linkbase Document.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              |
| 101.LAB+      |       | XBRL Taxonomy Label   Linkbase Document.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    |
| 101.PRE+      |       | XBRL Taxonomy   Presentation Linkbase Document.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             |
| 101.DEF+      |       | XBRL Taxonomy Extension   Definition Document.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              |

 

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*                                         Portions hereof have been omitted and filed separately with the Securities and Exchange Commission pursuant to a request for confidential treatment in accordance with Exchange Act Rule 24b-2.

 

+                                         Previously filed with the registrant’s Form 10-Q filed on February 8, 2017.

 

++                                  Previously incorporated by reference in the registrant’s Form 10-Q filed on February 8, 2017.

 

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**SIGNATURES**

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
| ** **              | **TAKE-TWO   INTERACTIVE SOFTWARE, INC.**   (Registrant) |
|-------------------------|---------------------------------------------------------------|
|                    |                                                          |   |
| Date: May 23, 2017 | By:                                                           | /s/ STRAUSS   ZELNICK |
|                    |                                                          | Strauss Zelnick*Chairman and Chief Executive Officer   (Principal Executive Officer)* |
|                    |                                                          |   |
| Date: May 23, 2017 | By:                                                           | /s/ LAINIE   GOLDSTEIN |
|                    |                                                          | Lainie Goldstein*Chief Financial Officer   (Principal Financial Officer)* |

 

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