Federal Register / Vol. 83, No. 123 / Tuesday, June 26, 2018 / Notices 29839 

will attend the closed meeting. Certain 

staff members who have an interest in 

the matters also may be present. 

The General Counsel of the 

Commission, or his designee, has 

certified that, in his opinion, one or 

more of the exemptions set forth in 5 

U.S.C. 552b(c)(3), (5), (6), (7), (8), 9(B) 

and (10) and 17 CFR 200.402(a)(3), 

(a)(5), (a)(6), (a)(7), (a)(8), (a)(9)(ii) and 

(a)(10), permit consideration of the 

scheduled matters at the closed meeting. 

Commissioner Peirce, as duty officer, 

voted to consider the items listed for the 

closed meeting in closed session. 

The subject matters of the closed 

meeting will be: 

Institution and settlement of 

injunctive actions; 

Institution and settlement of 

administrative proceedings; and 

Other matters relating to enforcement 

proceedings. 

At times, changes in Commission 

priorities require alterations in the 

scheduling of meeting items. 

CONTACT PERSON FOR MORE INFORMATION: 

For further information and to ascertain 

what, if any, matters have been added, 

deleted or postponed; please contact 

Brent J. Fields from the Office of the 

Secretary at (202) 551–5400. 

Dated: June 21, 2018. 

Brent J. Fields, 

Secretary. 

[FR Doc. 2018–13784 Filed 6–22–18; 11:15 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Extension: 

Form 1–K, SEC File No. 270–662, OMB 

Control No. 3235–0720 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget this 

request for extension of the previously 

approved collection of information 

discussed below. 

Form 1–K (17 CFR 239.91) is used to 

file annual reports by Tier 2 issuers 

under Regulation A, an exemption from 

registration under the Securities Act of 

1933 (15 U.S.C. 77a et seq.). Tier 2 

issuers under Regulation A conducting 

offerings of up to $50 million within a 

12-month period are required to file 

Form 1–K. Form 1–K provides audited 

year-end financial statements and 

information about the issuer’s business 

operation, ownership, management, 

liquidity, capital resources and 

operations on an annual basis. In 

addition, Part I of the Form 1–K collects 

information on any offerings under 

Regulation A that have been terminated 

or completed unless it has been 

previous reported on Form 1–Z. The 

purpose of the Form 1–K is to better 

inform the public about companies that 

have conducted Tier 2 offerings under 

Regulation A. We estimate that 

approximately 36 issuers file Form 1–K 

annually. We estimate that Form 1–K 

takes approximately 600 hours to 

prepare. We estimate that 75% of the 

600 hours per response (450 hours) is 

prepared by the company for a total 

annual burden of 16,200 hours (450.0 

hours per response × 36 responses). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

The public may view the background 

documentation for this information 

collection at the following website, 

www.reginfo.gov. Comments should be 

directed to: (i) Desk Officer for the 

Securities and Exchange Commission, 

Office of Information and Regulatory 

Affairs, Office of Management and 

Budget, Room 10102, New Executive 

Office Building, Washington, DC 20503, 

or by sending an email to: Shagufta_

Ahmed@omb.eop.gov; and (ii) Pamela 

Dyson, Director/Chief Information 

Officer, Securities and Exchange 

Commission, c/o Candace Kenner, 100 F 

Street NE, Washington, DC 20549 or 

send an email to: PRA_Mailbox@

sec.gov. Comments must be submitted to 

OMB within 30 days of this notice. 

Dated: June 18, 2018. 

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2018–13681 Filed 6–25–18; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Submission for OMB Review; 

Comment Request 

Upon Written Request Copies Available 

From: Securities and Exchange 

Commission, Office of FOIA Services, 

100 F Street NE, Washington, DC 

20549–2736 

Extension: 

Form 1–SA, SEC File No. 270–661, OMB 

Control No. 3235–0721 

Notice is hereby given that, pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.), the Securities 

and Exchange Commission 

(‘‘Commission’’) has submitted to the 

Office of Management and Budget this 

request for extension of the previously 

approved collection of information 

discussed below. 

Form 1–SA (17 CFR 239.92) is used to 

file semiannual reports by Tier 2 issuers 

under Regulation A, an exemption from 

registration under the Securities Act of 

1933 (15 U.S.C. 77a et seq.). Tier 2 

issuers under Regulation A conducting 

offerings of up to $50 million within a 

12-month period are required to file 

Form 1–SA. Form 1–SA provides 

semiannual, interim financial 

statements and information about the 

issuer’s liquidity, capital resources and 

operations after the issuer’s second 

fiscal quarter. The purpose of the Form 

1–SA is to better inform the public 

about companies that have conducted 

Tier 2 offerings under Regulation A. We 

estimate that approximately 55 issuers 

file Form 1–SA annually. We estimate 

that Form 1–SA takes approximately 

187.43 hours to prepare. We estimate 

that 85% of the 187.43 hours per 

response (159.32 hours) is prepared by 

the company for a total annual burden 

of 8,763 hours (159.32 hours per 

response × 55 responses). 

An agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. 

The public may view the background 

documentation for this information 

collection at the following website, 

www.reginfo.gov. Comments should be 

directed to: (i) Desk Officer for the 

Securities and Exchange Commission, 

Office of Information and Regulatory 

Affairs, Office of Management and 

Budget, Room 10102, New Executive 

Office Building, Washington, DC 20503, 

or by sending an email to: Shagufta_

Ahmed@omb.eop.gov; and (ii) Pamela 

Dyson, Director/Chief Information 

Officer, Securities and Exchange 

Commission, c/o Candace Kenner, 100 F 

Street NE, Washington, DC 20549 or 

send an email to: PRA_Mailbox@

sec.gov. Comments must be submitted to 

OMB within 30 days of this notice. 

Dated: June 21, 2018. 

Eduardo A. Aleman, 

Assistant Secretary. 

[FR Doc. 2018–13682 Filed 6–25–18; 8:45 am] 

BILLING CODE 8011–01–P 


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