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			Department of the Treasury, Office of the Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation: Treatment of Certain Emergency Facilities in the Regulatory Capital Rule and the Liquidity Coverage Ratio Rule
										Report
						B-332686
						Publicly Released on:     Dec 15, 2020
 .
						Published:     Nov 18, 2020
 .

					Department of the Treasury, Office of the Comptroller of the Currency, Federal Reserve System, Federal Deposit Insurance Corporation: Treatment of Certain Emergency Facilities in the Regulatory Capital Rule and the Liquidity Coverage Ratio Rule

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions...
			
			Federal Deposit Insurance Corporation: Assessments, Mitigating the Deposit Insurance Assessment Effect of Participation in the Paycheck Protection Program (PPP), the PPP Liquidity Facility, and the Money Market Mutual Fund Liquidity Facility
										Report
						B-332364
						Publicly Released on:     Sep 1, 2020
 .
						Published:     Jul 24, 2020
 .

					Federal Deposit Insurance Corporation: Assessments, Mitigating the Deposit Insurance Assessment Effect of Participation in the Paycheck Protection Program (PPP), the PPP Liquidity Facility, and the Money Market Mutual Fund Liquidity Facility

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Government Operations
          
  
            B-332364...
			
			Small Business Administration: Business Loan Program Temporary Changes; Paycheck Protection Program—Requirements—Corporate Groups and Non-Bank and Non-Insured Depository Institution Lenders
										Report
						B-332249
						Publicly Released on:     Aug 7, 2020
 .
						Published:     Jun 11, 2020
 .

					Small Business Administration: Business Loan Program Temporary Changes; Paycheck Protection Program—Requirements—Corporate Groups and Non-Bank and Non-Insured Depository Institution Lenders

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-332249
      
            D22044...
			
			Federal Reserve System: Total Loss-Absorbing Capacity, Long-Term Debt, and Clean Holding Company Requirements for Systemically Important U.S. Bank Holding Companies and Intermediate Holding Companies of Systemically Important Foreign Banking Organizations: Eligible Retained Income
										Report
						B-332219
						Publicly Released on:     Jul 28, 2020
 .
						Published:     Jun 3, 2020
 .

					Federal Reserve System: Total Loss-Absorbing Capacity, Long-Term Debt, and Clean Holding Company Requirements for Systemically Important U.S. Bank Holding Companies and Intermediate Holding Companies of Systemically Important Foreign Banking Organizations: Eligible Retained Income

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial...
			
			Securities and Exchange Commission: Temporary Amendments to Regulation Crowdfunding
										Report
						B-332178
						Publicly Released on:     Jul 20, 2020
 .
						Published:     May 20, 2020
 .

					Securities and Exchange Commission: Temporary Amendments to Regulation Crowdfunding

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-332178
      
            D21952
      
      
              United States Securities and Exchange Commission
          
  
						  Jul 20, 2020...
			
			Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Rule: Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans
										Report
						B-332129
						Publicly Released on:     May 28, 2020
 .
						Published:     May 4, 2020
 .

					Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Rule: Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions...
			
			Securities and Exchange Commission: Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities
										Report
						B-332130
						Publicly Released on:     May 27, 2020
 .
						Published:     May 3, 2020
 .

					Securities and Exchange Commission: Financial Disclosures About Guarantors and Issuers of Guaranteed Securities and Affiliates Whose Securities Collateralize a Registrant's Securities

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-332130
      
            D21791...
			
			Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Rule: Money Market Mutual Fund Liquidity Facility
										Report
						B-332077
						Publicly Released on:     May 12, 2020
 .
						Published:     Apr 15, 2020
 .

					Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Rule: Money Market Mutual Fund Liquidity Facility

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-332077
      
            D21733...
			
			Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Rule: Revised Transition of the Current Expected Credit Losses Methodology for Allowances
										Report
						B-332079
						Publicly Released on:     May 11, 2020
 .
						Published:     Apr 16, 2020
 .

					Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Rule: Revised Transition of the Current Expected Credit Losses Methodology for Allowances

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions...
			
			Board of Governors of the Federal Reserve System—Applicability of the Congressional Review Act to Supervision and Regulation Letter 15-18
										Other Decision
						B-331560
						Publicly Released on:     Apr 16, 2020
 .
						Published:     Apr 16, 2020
 .

					Board of Governors of the Federal Reserve System—Applicability of the Congressional Review Act to Supervision and Regulation Letter 15-18

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Agency management
              Bank holding companies
              Banking
              Federal reserve system
              Federal rulemaking...
			
			Federal Deposit Insurance Corporation: Securitization Safe Harbor Rule
										Report
						B-331977
						Publicly Released on:     Apr 9, 2020
 .
						Published:     Mar 18, 2020
 .

					Federal Deposit Insurance Corporation: Securitization Safe Harbor Rule

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-331977
      
            D21615
      
      
              Federal Deposit Insurance Corporation
          
  
						  Apr 9, 2020

			

            
GAO reviewed...
			
			Securities and Exchange Commission: Risk Mitigation Techniques for Uncleared Security-Based Swaps
										Report
						B-331839
						Publicly Released on:     Mar 9, 2020
 .
						Published:     Feb 14, 2020
 .

					Securities and Exchange Commission: Risk Mitigation Techniques for Uncleared Security-Based Swaps

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-331839
      
            D21506
      
      
              United States Securities and Exchange Commission
              Executive...
			
			Securities and Exchange Commission: Cross-Border Application of Certain Security-Based Swap Requirements
										Report
						B-331841
						Publicly Released on:     Mar 8, 2020
 .
						Published:     Feb 13, 2020
 .

					Securities and Exchange Commission: Cross-Border Application of Certain Security-Based Swap Requirements

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-331841
      
            D21509
      
      
              United States Securities and Exchange Commission...
			
			Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Treatment for High Volatility Commercial Real Estate (HVCRE) Exposures
										Report
						B-331717
						Publicly Released on:     Jan 20, 2020
 .
						Published:     Jan 2, 2020
 .

					Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Regulatory Capital Treatment for High Volatility Commercial Real Estate (HVCRE) Exposures

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-331717...
			
			Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System, Federal Deposit Insurance Corporation; Commodity Futures Trading Commission, Securities and Exchange Commission: Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
										Report
						B-331605
						Publicly Released on:     Dec 19, 2019
 .
						Published:     Nov 25, 2019
 .

					Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System, Federal Deposit Insurance Corporation; Commodity Futures Trading Commission, Securities and Exchange Commission: Prohibitions and Restrictions on Propriety Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400...
			
			Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements
										Report
						B-331580
						Publicly Released on:     Dec 5, 2019
 .
						Published:     Nov 18, 2019
 .

					Department of the Treasury, Office of the Comptroller of the Currency; Federal Reserve System; Federal Deposit Insurance Corporation: Changes to Applicability Thresholds for Regulatory Capital and Liquidity Requirements

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-331580...
			
			Federal Reserve System: Prudential Standards for Large Bank Holding Companies, Savings and Loan Holding Companies, and Foreign Banking Organizations
										Report
						B-331577
						Publicly Released on:     Dec 5, 2019
 .
						Published:     Nov 18, 2019
 .

					Federal Reserve System: Prudential Standards for Large Bank Holding Companies, Savings and Loan Holding Companies, and Foreign Banking Organizations

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-331577
      
            D21124
      
      
              Federal Reserve System...
			
			Securities and Exchange Commission: Exchange-Traded Funds
										Report
						B-331535
						Publicly Released on:     Nov 24, 2019
 .
						Published:     Nov 6, 2019
 .

					Securities and Exchange Commission: Exchange-Traded Funds

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            B-331535
      
            D21085
      
      
              United States Securities and Exchange Commission
          
  
						  Nov 24, 2019

			

            
GAO reviewed...
			
			Securities and Exchange Commission: Standards for Covered Clearing Agencies
										Report
						GAO-17-180R
						Publicly Released on:     Nov 3, 2016
 .
						Published:     Oct 25, 2016
 .

					Securities and Exchange Commission: Standards for Covered Clearing Agencies

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            GAO-17-180R
      
            D15066
      
      
              United States Securities and Exchange Commission
          
  
						  Nov 3, 2016...
			
			Commodity Futures Trading Commission: Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
										Report
						GAO-12-354R
						Publicly Released on:     Jan 3, 2012
 .
						Published:     Jan 3, 2012
 .

					Commodity Futures Trading Commission: Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
      
              Financial Markets and Institutions
          
  
            GAO-12-354R
      
            P00058
      
      
              Other...
		


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