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			Securities and Exchange Commission: The Enhancement and Standardization of Climate-Related Disclosures for Investors
										Report
						B-336186
						Publicly Released on:     Apr 15, 2024
 .
						Published:     Apr 12, 2024
 .

					Securities and Exchange Commission: The Enhancement and Standardization of Climate-Related Disclosures for Investors

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-336186
      
            D26421
      
      
              Executive Office of the President
              United States Securities and Exchange Commission
              Office of...
			
			Securities and Exchange Commission: Special Purpose Acquisition Companies, Shell Companies, and Projections
										Report
						B-336074
						Publicly Released on:     Mar 13, 2024
 .
						Published:     Mar 12, 2024
 .

					Securities and Exchange Commission: Special Purpose Acquisition Companies, Shell Companies, and Projections

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-336074
      
            D26316
      
      
              United States Securities and Exchange Commission
          
  
						  Mar 13, 2024

			

            
GAO reviewed the Securities and...
			
			Securities and Exchange Commission: Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers
										Report
						B-336086
						Publicly Released on:     Mar 13, 2024
 .
						Published:     Mar 12, 2024
 .

					Securities and Exchange Commission: Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer in Connection with Certain Liquidity Providers

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-336086
      
            D26318
      
      
              United States Securities and...
			
			Anika Systems, Inc.
										Bid Protest Decision
						B-422187,B-422187.2,B-422187.3
						Publicly Released on:     Feb 6, 2024
 .
						Published:     Feb 1, 2024
 .

					Anika Systems, Inc.

      
    
    

  
    
      
              

  
    
              Edward (Ed) Goldstein
            
            Managing Associate General Counsel
      
            goldsteine@gao.gov
      
            (202) 512-4483
      
    
  


              

  
    
              Kenneth E. Patton
            
            Managing Associate General Counsel
      
            pattonk@gao.gov
      
            (202) 512-8205
      
    
  


          
  
            B-422187,B-422187.2,B-422187.3
      
            D26197...
			
			Securities and Exchange Commission: Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
										Report
						B-335891
						Publicly Released on:     Feb 1, 2024
 .
						Published:     Jan 31, 2024
 .

					Securities and Exchange Commission: Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335891
      
            D26184
      
      
              United States Securities and...
			
			Securities and Exchange Commission: Prohibition Against Conflicts of Interest in Certain Securitizations
										Report
						B-335812
						Publicly Released on:     Dec 26, 2023
 .
						Published:     Dec 20, 2023
 .

					Securities and Exchange Commission: Prohibition Against Conflicts of Interest in Certain Securitizations

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335812
      
            D26074
      
      
              United States Securities and Exchange Commission
              Executive Office of the President
              Office of Management and...
			
			Securities and Exchange Commission: Reporting of Securities Loans
										Report
						B-335730
						Publicly Released on:     Nov 21, 2023
 .
						Published:     Nov 20, 2023
 .

					Securities and Exchange Commission: Reporting of Securities Loans

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335730
      
            D25968
      
      
              United States Securities and Exchange Commission
          
  
						  Nov 21, 2023

			

            
GAO reviewed the Securities and Exchange Commission's (SEC or the...
			
			Securities and Exchange Commission: Modernization of Beneficial Ownership Reporting
										Report
						B-335737
						Publicly Released on:     Nov 21, 2023
 .
						Published:     Nov 15, 2023
 .

					Securities and Exchange Commission: Modernization of Beneficial Ownership Reporting

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335737
      
            D25967
      
      
              United States Securities and Exchange Commission
          
  
						  Nov 21, 2023

			

            
GAO reviewed the Securities and Exchange Commission's (...
			
			Securities and Exchange Commission: Short Position and Short Activity Reporting by Institutional Investment Managers
										Report
						B-335729
						Publicly Released on:     Nov 17, 2023
 .
						Published:     Nov 16, 2023
 .

					Securities and Exchange Commission: Short Position and Short Activity Reporting by Institutional Investment Managers

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335729
      
            D25956
      
      
              United States Securities and Exchange Commission
          
  
						  Nov 17, 2023

			

            
GAO reviewed the...
			
			Securities and Exchange Commission: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
										Report
						B-335579
						Publicly Released on:     Sep 27, 2023
 .
						Published:     Sep 25, 2023
 .

					Securities and Exchange Commission: Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335579
      
            D25806
      
      
              United States Securities and Exchange Commission
          
  
						  Sep 27, 2023

			

            
GAO reviewed the...
			
			Securities and Exchange Commission: Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A
										Report
						B-335504
						Publicly Released on:     Aug 22, 2023
 .
						Published:     Aug 17, 2023
 .

					Securities and Exchange Commission: Money Market Fund Reforms; Form PF Reporting Requirements for Large Liquidity Fund Advisers; Technical Amendments to Form N-CSR and Form N-1A

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335504
      
            D25712
      
      
              United States Securities and Exchange Commission...
			
			Securities and Exchange Commission: Share Repurchase Disclosure Modernization
										Report
						B-335341
						Publicly Released on:     Jun 21, 2023
 .
						Published:     Jun 12, 2023
 .

					Securities and Exchange Commission: Share Repurchase Disclosure Modernization

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335341
      
            D25523
      
      
              United States Securities and Exchange Commission
          
  
						  Jun 21, 2023

			

            
GAO reviewed the Securities and Exchange Commission's (SEC) new...
			
			Securities and Exchange Commission: Shortening the Securities Transaction Settlement Cycle
										Report
						B-335098
						Publicly Released on:     Mar 16, 2023
 .
						Published:     Mar 10, 2023
 .

					Securities and Exchange Commission: Shortening the Securities Transaction Settlement Cycle

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-335098
      
            D25179
      
      
              United States Securities and Exchange Commission
          
  
						  Mar 16, 2023

			

            
GAO reviewed the Securities and Exchange...
			
			Securities and Exchange Commission: Insider Trading Arrangements and Related Disclosures
										Report
						B-334890
						Publicly Released on:     Jan 13, 2023
 .
						Published:     Jan 10, 2023
 .

					Securities and Exchange Commission: Insider Trading Arrangements and Related Disclosures

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-334890
      
            D25008
      
      
              United States Securities and Exchange Commission
              Executive Office of the President
              Office of Management and Budget...
			
			Securities and Exchange Commission: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers
										Report
						B-334883
						Publicly Released on:     Jan 6, 2023
 .
						Published:     Jan 4, 2023
 .

					Securities and Exchange Commission: Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment Managers

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-334883
      
            D24990
      
      
              United States Securities and Exchange Commission...
			
			Securities and Exchange Commission: Listing Standards for Recovery of Erroneously Awarded Compensation
										Report
						B-334824
						Publicly Released on:     Dec 13, 2022
 .
						Published:     Dec 12, 2022
 .

					Securities and Exchange Commission: Listing Standards for Recovery of Erroneously Awarded Compensation

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-334824
      
            D24910
      
      
              United States Securities and Exchange Commission
              Executive Office of the President
              Office of Management and...
			
			Securities and Exchange Commission: Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements
										Report
						B-334823
						Publicly Released on:     Dec 13, 2022
 .
						Published:     Dec 9, 2022
 .

					Securities and Exchange Commission: Tailored Shareholder Reports for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-334823
      
            D24906
      
      
              United States Securities and Exchange Commission
              Executive Office of...
			
			Securities and Exchange Commission: Proxy Voting Advice
										Report
						B-334478
						Publicly Released on:     Aug 4, 2022
 .
						Published:     Jul 25, 2022
 .

					Securities and Exchange Commission: Proxy Voting Advice

      
    
    

  
    
      
              

  
    
              Shirley A. Jones
            
            Managing Associate General Counsel
      
            jonessa@gao.gov
      
            (202) 512-5400
      
    
  


          
  
            B-334478
      
            D24518
      
      
              United States Securities and Exchange Commission
          
  
						  Aug 4, 2022

			

            
GAO reviewed the Securities and Exchange Commission's (SEC) new rule entitled "Proxy...
			
			DynCorp International, LLC; PAE Aviation and Technical Services, LLC; M1 Support Services, LP
										Bid Protest Decision
						B-420602,B-420602.2,B-420602.3,B-420602.4,B-420602.5,B-420602.6,B-420602.7,B-420602.8,B-420602.9,B-420602.10
						Publicly Released on:     Jul 7, 2022
 .
						Published:     Jun 23, 2022
 .

					DynCorp International, LLC; PAE Aviation and Technical Services, LLC; M1 Support Services, LP

      
    
    

  
    
      
              

  
    
              Edward (Ed) Goldstein
            
            Managing Associate General Counsel
      
            goldsteine@gao.gov
      
            (202) 512-4483
      
    
  


              

  
    
              Kenneth E. Patton
            
            Managing Associate General Counsel
      
            pattonk@gao.gov
      
            (202) 512-8205
      
    
  


          
  
            B-...
			
			Second Street Holdings, LLC; 600 Second Street Holdings LLC; and Seven Hundred 2nd Street Holdings LLC
										Bid Protest Decision
						B-417006.4,B-417006.5,B-417006.6,B-417006.7
						Publicly Released on:     Jan 19, 2022
 .
						Published:     Jan 13, 2022
 .

					Second Street Holdings, LLC; 600 Second Street Holdings LLC; and Seven Hundred 2nd Street Holdings LLC

      
    
    

  
    
      
              

  
    
              Edward (Ed) Goldstein
            
            Managing Associate General Counsel
      
            goldsteine@gao.gov
      
            (202) 512-4483
      
    
  


              

  
    
              Kenneth E. Patton
            
            Managing Associate General Counsel
      
            pattonk@gao.gov
      
            (202) 512-8205...
		


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