Ginnie Mae Multifamily Prepayment Penalty Disclosure File Production V. 1.0 

Version 1.0 1 

Multifamily Prepayment Penalty Disclosure File Production Version 1.0

Effective for Monthly Portfolio

See Version History for details.

Ginnie Mae Multifamily Prepayment Penalty Disclosure File Version 1.0 
Ginnie Mae Multifamily Prepayment Penalty Disclosure File Production V. 1.0 

Version 1.0 2 

Document Version History

Version 1.0 Initial Version.
Ginnie Mae Multifamily Prepayment Penalty Disclosure File Production V. 1.0 

Version 1.0 3 

Multifamily Prepayment Penalty Details Record

One Record per Pool

Item Data Item Data Type Format Max 

Length

1 Issuer Number Numeric 4

2 Reporting Period Date CCYYMM 6

3 CUSIP Number String 9

4 Pool Number String 6

5 Pool Type String 2

6 Issue Type String 1

7 Payment Date Date CCYYMMDD 8

8 Penalty Amount Numeric 11.2 14

9 Lockout Period End Date Date CCYYMMDD 8

10 Prepayment End Date Date CCYYMMDD 8

Field Definitions:

1 Issuer Number: The number assigned by Ginnie Mae to the Issuer organization.

2 Reporting Period: The reporting period when the prepayment penalty was paid.

3 CUSIP Number: The CUSIP number is a unique, nine-character identification number permanently assigned by the Committee on Uniform 

Securities Identification Procedures to each publicly traded security at the time of issuance.
Ginnie Mae Multifamily Prepayment Penalty Disclosure File Production V. 1.0 

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4 Pool Number: The Ginnie Mae Pool identifier; the number assigned by Ginnie Mae at pooling to the pool.

5 Pool Type: - The type of Multi-Family MBS pool, defined as follows:

Pool 

Type

Description

PL identifies a pool consisting of a single, level payment FHA insured project loan that (A) has a first 

scheduled payment date no more than 24 months before the issue date of the securities and (B) has 

not been modified subsequent to FHA’s final endorsement 

PN identifies a pool consisting of a single, non-level payment FHA insured or Rural Development, RD 

guaranteed loan that (A) has a first scheduled payment date no more than 24 months before the issue 

date of the securities and (B) has not been modified subsequent to FHA’s final endorsement, and 

execution

LM identifies a pool consisting of (A) a single project loan with a first scheduled payment date more than 

24 months before the issue date of the securities or (B) a loan that has been modified subsequent to 

FHA’s final endorsement

LS identifies a pool consisting of one or more project loans, (A) each of which is secured by a lien on a 

small project as determined by FHA or an RD-Section 538 guaranteed loan that has been used for the 

revitalization of the Section 515 loan portfolio, (B) each of which has a first scheduled payment date 

no more than 24 months before the issue date of the securities and (C) none of which has been 

modified subsequent to final endorsement, or issuance of the RD permanent loan guarantee 

CL identifies a pool consisting of a single construction loan; the interest rate payable on the securities 

backed by a CL pool will also be the interest rate payable, upon conversion of the construction loan 

securities, on the resulting project loan securities.

CS identifies a pool consisting of a single construction loan; the interest rate payable on the securities 

backed by a CS pool will differ from the interest rate payable, upon conversion of the construction 

loan securities, on the resulting project loan securities.

RX identifies a pool consisting of one or more project loans, (A) each of which is secured by a lien on a 

Mark-to-Market project as determined by FHA and the Office of Affordable Housing Preservation 

(OAHP) and (B) each of which has a first scheduled payment date no more than 24 months before the 

issue date of the securities

6 Issue Type: Designates whether a pool is a Ginnie Mae I or Ginnie Mae II pool. Always equal to “X” (Ginnie Mae I).

7 Payment Date: The date the prepayment penalty was paid.
Ginnie Mae Multifamily Prepayment Penalty Disclosure File Production V. 1.0 

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8 Penalty Amount: The prepayment penalty amount.

9 Lockout Period End Date: The period of time that the loan cannot have accelerated payments to the principal.

10 Prepayment End Date: The end date of the prepayment premium period.

NOTES: 

(1) The disclosure data is presented as a “.txt” file with a “pipe” (“|”) delimiter used for the data fields; record/field sizes are not fixed format.

(2) Numeric fields are output with an explicit decimal point, when applicable