# Patent

## Title
Functionally graded biocompatible coating and coated implant

## Abstract

The present invention provides a biocompatible coating comprising calcium phosphate that is functionally graded across the thickness of the coating. The coating, which preferably includes hydroxyapatite, is particularly useful for coating implants, such as dental or orthopedic implants. The functionally graded coating is generally crystalline near the interface with the surface of the implant, with crystallinity and crystal diameter decreasing toward the outer layer of the coating. The invention further provides methods for preparing a coated implant comprising a functionally graded calcium phosphate coating thereon. Furthermore, an antimicrobial agent can be dispersed within the calcium phosphate coating at discrete locations to provide for a coating with tailored release of the antimicrobial agent.

## Background
CROSS-REFERENCE TO RELATED APPLICATIONS
This application is a continuation-in-part of U.S. patent application Ser. No. 11/082,180, filed Mar. 16, 2005, which is incorporated herein by reference in its entirety.


FIELD OF THE INVENTION
The present invention relates to biocompatible coatings which may contain antimicrobial agents. In particular, the invention is related to implants coated with a biocompatible calcium phosphate coating that may contain antimicrobial agents, preferably dispersed therein, and methods of preparation of such coated implants.
BACKGROUND OF THE INVENTION
Various types of implants are commonly used in biomedical applications, particularly in the dental and orthopedic fields. Often, implants are associated with use in areas of hard tissue (i.e., cartilage, bone, etc.), and the implants generally comprise hard, durable materials, such as metals, particularly titanium.
Uncoated titanium implants are normally covered by a bioinert surface of titanium dioxide. The presence of the bioinert surface structure prohibits biointegration of the implant by the surrounding tissue. Accordingly, the body responds to the foreign object by isolating the implant with a flexible layer of fibrous tissue that can easily cause an implant to loosen. This is detrimental to the usefulness of the implant. For example, in the case of dental implants, loosening of the implant can result in loss of the implanted tooth and can also lead to infections around the loosened implant.
It is commonly known in the art to apply various coatings to orthopedic components and other medical devices for a variety of reasons, including facilitating implant fixation and bone in-growth. See, Handbook of Materials for Medical Devices, Davis, J. R. (Ed.), Chapter 9, “Coatings”, (2003). In particular, calcium phosphate phases are useful as coatings for facilitating bone in-growth. One calcium phosphate phase, hydroxyapatite (HA) [Ca10(PO4)6(OH)2], is the primary mineral content of bone and calcified cartilage, representing 43% by weight of bone. Because of the chemical and crystallographic similarities with the inorganic components of bone, applying a thin layer of HA, or other calcium phosphate layer, to the surface of a metal implant, such as a titanium implant, can promote osseointegration and increase the mechanical stability of the implant. In fact, many studies have demonstrated that dental and orthopedic implants coated with plasma sprayed HA promote greater direct bone attachment and higher interfacial strength compared to the uncoated titanium implants. Numerous problems with the HA coatings, however, have also been cited, including variation in bond strength at the coating-metal interface, variation in structural and chemical properties, and non-uniformity in coating density.
Hydroxyapatite coatings are generally comprised of varying percentages of crystalline HA, tricalcium phosphate, and amorphous calcium phosphate. The ratio of HA to tricalcium phosphate has been reported to be crucial for bone regeneration. It has also been reported that the dissolution rate of a HA coating is correlated to the biochemical calcium phosphate phase of the coating. It is known that coatings with more crystalline HA are more resistant to dissolution. Conversely, coatings with increased concentrations of amorphous calcium phosphate and tricalcium phosphate are thought to predispose the HA coatings to dissolution. Since it has been suggested that the dissolution of calcium phosphate from the surface of the implant in the body is responsible for the bioactivity of the HA coating, knowledge of the crystalline content of the surface coating is critical to implant success. Some studies have indicated that bone responds differently to HA coatings of different crystallinity. These studies have indicated higher bone activity with well characterized HA coatings of higher crystallinity, while other studies suggest that some amorphous phase in the coatings is desirable and promotes a more stable interface with the biological environment. Still further studies have identified various structural factors that also affect the biological response of bone to HA coatings, including surface texture, porosity, and the presence of trace elements. Accordingly, it is beneficial for the characteristics of the implant surface to be precisely controlled during the implant process, particularly with respect to the crystalline content of the coating surface.
Typically, where antimicrobial agents are present, they are only applied to a calcium phosphate coating, such as by dipping the coating into a solution containing the antimicrobial agent. The result is a thin surface concentration of the antimicrobial agent on the calcium phosphate coating. It would be beneficial to tailor the concentration and location of the antimicrobial agent within the calcium phosphate coating. Specifically, it would be beneficial for the antimicrobial agent to be uniformly dispersed throughout the calcium phosphate layer to allow for gradual release of the antimicrobial agent, even with dissolution of the outer layers of the coating for osseointegration.
Traditional HA coatings are deposited by various techniques, such as sputtering, electron beam deposition, laser deposition, and plasma spraying. Because of its simplicity and versatility, plasma spraying is the most widely used technique. Although plasma spraying is fast and cost effective, the coatings have several flaws that could lead to implant failures. Plasma sprayed films exhibit a high porosity and only attach to the substrate surface through mechanical bonding (i.e., no intermolecular bonding). This leads to inconsistent bonding strengths. Further, regardless of the coating methodology, amorphous layers are generally formed on metal substrates, which have a high dissolution rate in aqueous solutions. Therefore, the layers are often subsequently heat-treated at approximately 600° C. to convert the amorphous phase into a crystalline phase. This heat treatment, however, causes cracks in the layer due to the thermal expansion mismatch between the coated layer and the metal substrate. This leads to a severe reduction in bond strength.
Plasma sprayed coatings are also relatively thick. Generally, coatings on commercially available plasma sprayed implants have a thickness of between 79 μm and 111 μm. Such thick coatings can lead to low fracture resistance. This, along with reduced bond strength, can lead to delamination, and detached fragments have very adverse effects on the implant, as well as the tissue surrounding it. For example, particulate debris at the bone prostheses interface with HA coated implants has been found to cause a foreign body response that is destructive to the surrounding tissues. As a result, improvement of the HA coating properties may reduce shedding and possibly prevent an aggressive osteolytic response. Some studies have indicated that thin HA coatings (about 2 μm) have a significantly greater coating-metal interfacial strength compared to commercially available thick (70 μm) plasma sprayed HA coatings (40 MPa versus 9 MPa, respectively).
SUMMARY OF THE INVENTION
According to one aspect of the invention, there is provided a biocompatible coating comprising a calcium phosphate film having a plurality of layers. In one particular embodiment, the film comprises a bottom layer, one or more intermediate layers, and a top layer. The calcium phosphate film is functionally graded in at least one of crystallinity and crystal size (particularly crystal diameter). In one particular embodiment, the calcium phosphate film is functionally graded in crystallinity and crystal size such that degree of crystallinity and crystal size both decrease from the bottom layer to the top layer.
In one embodiment of the invention, the calcium phosphate is selected from the group consisting of hydroxyapatite, tricalcium phosphate, and mixtures thereof. Preferably, the film is functionally graded such that the bottom layer comprises predominantly crystalline calcium phosphate with crystals in a given crystal size range, the one or more intermediate layers comprise crystalline calcium phosphate with crystals of a smaller size than in the bottom layer, and the top layer comprises a mixture of crystalline calcium phosphate (the crystals being generally smaller than in the one or more intermediate layers) and amorphous calcium phosphate. Most preferably, the top layer is predominantly amorphous calcium phosphate.
In another embodiment of the invention, the biocompatible coating layer comprises a graded calcium phosphate material of a defined thickness, the coating layer having a first surface and a second, opposing surface, wherein a higher percentage of the calcium phosphate at the first surface is amorphous and a higher percentage of the calcium phosphate at the second surface is crystalline, and wherein the coating layer comprises an antimicrobial agent dispersed within the thickness of the coating layer. For example, silver ions may be dispersed in the calcium phosphate coating within the thickness of the coating. The present invention allows for antimicrobial/antibacterial agents, such as silver, to be dispersed within discrete sections of the coating, not just at the surface in a minimal amount that is quickly dissipated. The concentration and placement of the antimicrobial agent within the thickness of the coating layer can therefore be tailored to allow for the desired antimicrobial release profile. The antimicrobial agent is preferably evenly dispersed within the thickness of the coating layer, such that it is capable of controlled release of the antimicrobial agent.
According to another aspect of the invention, there is provided a biocompatible coated substrate comprising a substrate having a surface and a biocompatible coating on the surface of the substrate. In one embodiment, the biocompatible coating comprises a calcium phosphate film having an inner layer bonded to the surface of the substrate, one or more intermediate layers, and an outer layer. Preferably, the film is functionally graded in at least one of crystallinity and crystal diameter such that crystallinity and crystal diameter decrease from the inner layer to the outer layer.
In one particular embodiment, the implant is coated with a calcium phosphate film wherein an antimicrobial agent is dispersed within the film. This biocompatible coated substrate comprises a substrate having a surface, and a calcium phosphate coating having a defined thickness overlying at least a portion of the substrate surface and bonded thereto, the coating layer comprising an antimicrobial agent dispersed within the thickness of the coating layer, wherein the calcium phosphate in an area of the coating proximal to the substrate is predominantly crystalline and the calcium phosphate in an area of the coating distal to the substrate is predominantly amorphous. Thus, the invention encompasses a coated substrate wherein an antimicrobial agent can be contained within discrete sections of the coating. As a result, the release rate of the antimicrobial agent from the coating can be tailored. As the biphasic coating on the substrate dissolves for osseointegration, the crystallinity of the outermost exposed layer can vary, resulting in variations in the release rate of any antimicrobial agent dispersed within that layer. The concentration of the antimicrobial agent within the thickness of the layer may vary as well. In one embodiment, the antimicrobial agent can be confined to a particular layer, providing release of the antimicrobial agent only when that layer is the exposed outer layer. Alternatively, in a preferred embodiment, the antimicrobial agent can be incorporated evenly throughout the film, allowing for continuous release of the antimicrobial agent with dissolution of the outer layers for osseointegration.
In another particular embodiment, the invention provides a coated dental implant comprising a dentally implantable substrate having a surface that is at least partially coated with a calcium phosphate film having an inner layer bonded to the surface of the substrate, one or more intermediate layers, and an outer layer, wherein the film is functionally graded in crystallinity and crystal diameter such that crystallinity and crystal diameter both gradually decrease from the inner layer to the outer layer. According to another particular embodiment, the invention provides a coated orthopedic implant comprising an orthopedically implantable substrate having a surface that is at least partially coated with a calcium phosphate film having an inner layer bonded to the surface of the substrate, one or more intermediate layers, and an outer layer, wherein the film is functionally graded in crystallinity and crystal diameter such that crystallinity and crystal diameter both gradually decrease from the inner layer to the outer layer.
According to another aspect of the invention, there is provided a method for preparing a biocompatible coated substrate. In one embodiment, the method comprises providing a substrate having a surface, heating the substrate to a beginning deposition temperature, applying a calcium phosphate film to the surface of the substrate, and manipulating the deposition temperature during the applying step. The method is effective for forming a coating on the substrate comprising a calcium phosphate film having an inner layer bonded to the surface of the substrate, one or more intermediate layers, and an outer layer, wherein the film is functionally graded in at least one of crystallinity and crystal size such that crystallinity and crystal size decrease from the inner layer to the outer layer.
In one particular embodiment, the film is functionally graded such that the degree of crystallinity decreases from the inner layer to the outer layer. In still another embodiment, the film is functionally graded such that degree of crystallinity and the crystal size both decrease from the inner layer to the outer layer.
In another embodiment, the method involves the preparation of an antimicrobial, biocompatible coated substrate, wherein an antimicrobial agent is dispersed within the thickness of the coating layer. The method comprises applying a graded biphasic calcium phosphate coating having a defined thickness, the coating having an antimicrobial agent dispersed within the thickness of the coating.



BRIEF DESCRIPTION OF THE DRAWINGS
The present invention is more fully illustrated by the following examples, which are set forth to illustrate the present invention and are not to be construed as limiting.
FIG. 1 is one embodiment of a dual ion beam sputtering system useful for depositing a coating according to the invention on a substrate;
FIG. 2 is a TEM image of a cross-section of a hydroxyapatite film according to the invention coated on a silicon substrate;
FIG. 3 is a detailed view of the TEM image of FIG. 2 showing the interfacial region between the HA coating and the silicon substrate;
FIG. 4 is a detailed view of the TEM image of FIG. 2 showing the nano columnar HA crystals underneath the amorphous HA;
FIG. 5 is a TEM image of the cross-section of a hydroxyapatite film according to the invention marked at various areas from which SAD patterns were taken;
FIGS. 6a-6d are SAD patterns from areas indicated in FIG. 5 as locations 1 to 4, respectively;
FIG. 7 is a chart illustrating percentage cell adhesion versus time for cells incubated on a hydroxyapatite coating according to one embodiment of the invention;
FIG. 8 is a TEM image of a cross section of one embodiment of the invention, a silver-doped hydroxyapatite film on a substrate;
FIG. 9 is a detailed view of the TEM image of FIG. 8 showing the interfacial region between the silver-doped hydroxyapatite coating and the Ti substrate;
FIG. 10 is a higher magnification TEM image of a silver-doped hydroxyapatite film coating showing a top layer and bottom layer with the interfacial region;
FIG. 11 is a TEM image of the entire cross section of a silver-doped hydroxyapatite film containing a higher concentration of Ag;
FIG. 12 is a higher magnification TEM image of a silver-doped hydroxyapatite film coating containing a higher concentration of Ag showing a top layer and bottom layer with the interfacial region;
FIG. 13 is an STEM image of the cross section of a silver-doped hydroxyapatite film coating showing Ag distribution within the film;
FIG. 14 is a graph showing the average of atomic Ca/P ratio and weight percent of silver in a silver-doped hydroxyapatite film coating of the present invention as evaluated by SEM-EDS from the top of the coating;
FIG. 15 is a graph showing the Ca/P ratio and weight percent of silver in a silver-doped hydroxyapatite film coating of the present invention at the surface with a few nanometer depth by XPS;
FIG. 16 is a graph showing depth profiling of XPS analysis on a non-doped hydroxyapatite film coating;
FIGS. 17-19 are graphs showing depth profiling of XPS analysis on silver-doped hydroxyapatite film coatings of the present invention containing different concentrations of silver (FIG. 17 contains the lowest concentration of the three, and FIG. 19 contains the highest concentration of the three);
FIG. 20 is an overlay of FTIR spectra showing OH− at 3640 cm−1, confirming the presence of hydroxyapatite;
FIG. 21 is a graph showing cell detachment shear force;
FIG. 22 is an Ag+ release calibration curve;
FIGS. 23-24 are graphs showing Ag− release as a function of immersion time;
FIG. 25 provides images of cell culture data comparing FGHA and control;
FIG. 26 is a graph showing average MC 3T3-E1 cell count as a function of incubation period for coatings of the present invention with varying concentrations of silver (data for F contains no silver, and FS1, FS2, and FS3 contain increasing amounts of silver);
FIG. 27 is a graph showing the average roughness of glass samples with various silver-doped hydroxyapatite film coatings of the present invention after 24 hours of immersion;
FIG. 28 is a graph showing the average roughness of coated Ti samples with various silver-doped hydroxyapatite film coatings of the present invention before and after 24 hours of immersion;
FIG. 29 is a graph showing the surface roughness of FGHA coatings as compared to polished TI as measured by AFM;
FIG. 30 is a graph showing the surface roughness of FGHA coatings with and without silver, as measured by AFM; and
FIG. 31 is a graph showing the adherence of bacterial cells to hydroxyapatite-coated disks containing varying amounts of silver ions.



DETAILED DESCRIPTION
The invention now will be described more fully hereinafter with reference to the accompanying drawings, in which preferred embodiments of the invention are shown. These embodiments are provided so that this disclosure will be thorough and complete, and will fully convey the scope of the invention to those skilled in the art.
The present invention provides a functionally graded coating, coated substrates coated with the functionally graded coating, and methods of preparing such coated substrates. The coating is characterized by a gradual decrease in at least one of the crystallinity and the crystal grain size (particularly the crystal diameter) across the thickness of the coating. The bottom (or inner) portion of the coating generally comprises crystalline phase material of relatively large crystal size (compared to the remaining portions of the coating). The crystallinity and crystal size gradually decrease moving toward the top (or outer) portion of the coating leading to crystal grains of smaller and smaller size and a reduction in the extent of crystallinity, eventually becoming predominantly amorphous at the top (or outer) surface of the coating.
The coatings of the invention are described in terms of being functionally graded across the thickness of the coating. Functionally graded materials are understood to comprise materials wherein the composition, the microstructure, or both are locally varied so that a certain variation of the local material properties is achieved. Functionally graded coatings are particularly useful in that they can be structurally engineered to allow for discrete or continual variations in the molecular modeling of the coating. This allows for preparation of coatings with varying thermal, mechanical, and even bioactive properties across the thickness of the coating. The present invention allows for an even greater ability to engineer the coating on an atomic level to nanostructure the coating to predetermined specifications that maximize strength and durability in one phase of the coating while maximizing bioavailability (e.g., osseointegration) in another phase of the coating.
According to the present invention, functionally graded calcium phosphate coatings are provided. The coatings are functionally graded in that at least one of degree of crystallinity and crystal grain size changes according to predetermined parameters across the thickness of the coating. Preferably, the coatings are functionally graded such that at least one of degree of crystallinity and crystal grain size decreases from the bottom layer of the coating to the top layer of the coating. In one particular embodiment of the invention, the coating is functionally graded in degree of crystallinity from the bottom layer to the top layer such that the calcium phosphate is predominantly crystalline in the bottom layer and crystallinity decreases moving toward the top layer such that the calcium phosphate is predominantly amorphous in the top layer. Degree of crystallinity, as used herein, refers to the relative percentage of the calcium phosphate material present that is in a crystalline phase versus that present in a non-crystalline phase (e.g., an amorphous phase). In some embodiments, the calcium phosphate is predominantly crystalline. In such embodiments, use of the word “predominantly” indicates greater than 50% by weight of the calcium phosphate is in a crystalline form. In some embodiments, the calcium phosphate is predominantly amorphous. In such embodiments, use of the word “predominantly” indicates greater than 50% by weight of the calcium phosphate is in an amorphous form.
In another embodiment of the invention, the coating is functionally graded such that both degree of crystallinity and crystal grain size changes according to predetermined parameters across the thickness of the coating. Preferably, degree of crystallinity and crystal grain both decrease from the bottom layer of the coating to the top layer of the coating. In one particular embodiment, the coating comprises a bottom layer, one or more intermediate layers, and a top layer. In this embodiment, the bottom layer has a high degree of crystallinity and crystal grain size of large size in relation to the remaining layers of the coating. In the one or more intermediate layers of this embodiment, the degree of crystallinity is less than or equal to the degree of crystallinity in the bottom layer, and the crystal grain size of the crystalline material is less than the crystal grain size in the bottom layer. In the top layer of this embodiment, the degree of crystallinity is less than the intermediate layer and the bottom layer. Preferably, the degree of crystallinity in the top layer is low, more preferably the material is predominantly amorphous. Further, in this embodiment, the crystal grain size of any crystals present in the top layer is smaller than the crystal grain size in the intermediate layer or the bottom layer.
Description in terms of crystal grain size can vary depending upon the type of material present and the crystalline shape inherent to the material. In the present invention, calcium phosphate can be present in various different embodiments. In one embodiment, the calcium phosphate is present as tricalcium phosphate (Ca3(PO4)2). In another embodiment, the calcium phosphate is present as hydroxyapatite. In yet another embodiment, both tricalcium phosphate and hydroxyapatite are present. Preferably, at least a portion of the calcium phosphate is in the form of hydroxyapatite. In one particular embodiment, the calcium phosphate comprises predominantly hydroxyapatite. For purposes of simplicity, the coatings of the invention may be described throughout in relation to an embodiment of the invention wherein the calcium phosphate is hydroxyapatite. Description of the coating in terms of comprising hydroxyapatite, however, should not be interpreted as limiting the coatings to that single embodiment. Rather, the coatings can comprise other calcium phosphate materials, as previously noted.
Both tricalcium phosphate and hydroxyapatite, when in crystalline thin film sputter deposited form, are generally columnar shaped crystals. Accordingly, crystal grain size for such columnar shaped crystals can be described both in terms of crystal length and crystal diameter. As used herein, crystal grain size is generally understood to relate to crystal diameter. Accordingly, the terms crystal grain size and crystal diameter can be used interchangeably.
Preferably, the coatings of the invention are functionally graded such that crystallinity and crystal grain size decrease moving in the same direction across the thickness of the coating. Accordingly, the coating can be characterized as comprising a bottom layer, a top layer, and one or more intermediate layers. When the coating is applied to a substrate, the bottom layer is referred to as the inner layer as it is the layer interfacing with the substrate surface. Further, when applied to a substrate, the top coating layer is referred to as the outer layer.
The various layers comprising the coating can have well-defined boundaries. Alternately, the various layers can transition more gradually from one to another. Further, such transitioning can be so gradual such that the description in terms of “layers” is more of an abstract characterization of the coating used solely to describe the functionally graded state of the coating and is less of an actual visual description of the coating. Such transitioning can be strongly affected by the method of preparation of the coating, which is described in greater detail below. Further, it is possible for a single coating to have portions where the transition is gradual and also have portions where the layer boundaries are well-defined.
In one aspect of the invention, the biocompatible coating comprising a calcium phosphate film having a bottom layer, one or more intermediate layers, and a top layer. The film is functionally graded in crystallinity and crystal diameter such that crystallinity and crystal diameter both decrease from the bottom layer to the top layer.
In one particular embodiment of the invention, the bottom layer of the coating comprises predominantly crystalline calcium phosphate. Preferably, the crystalline calcium phosphate in the bottom layer comprises crystals having a diameter of about 2 nm to about 50 nm. More preferably, the bottom layer comprises crystals having a diameter of about 5 nm to about 30 nm, most preferably about 5 nm to about 20 nm. Generally, the bottom layer can include crystals of diameter sizes varying throughout the ranges noted above intermixed throughout the layer. The crystals in the bottom layer preferably have a size distribution such that more crystals are of a size toward the upper end of the size range than toward the lower end of the size range.
The coating also can be functionally graded within an individual layer. For example in the bottom layer, the crystalline calcium phosphate near the bottom portion of the bottom layer can generally comprise crystals of greater diameter than the crystals near the upper portion of the bottom layer. Additionally, an individual layer can be functionally graded in terms of degree of crystallinity. In the bottom layer, while it is preferred that the layer comprise predominantly crystalline calcium phosphate, the layer can, to some degree, also comprise amorphous calcium phosphate. Accordingly, the bottom layer can be functionally graded within the layer such that the calcium phosphate near the bottom portion of the bottom layer is at or about 100% crystalline, while the calcium phosphate near the top portion of the bottom layer includes a higher percentage of amorphous calcium phosphate. Such functional grading within a specific layer can also be present in the remaining layers of the coating of the invention, particularly in the one or more intermediate layers.
The thickness of the bottom layer can vary depending upon the intended use of the coating, the method of formation of the coating, and the substrate to which the coating may be applied. In one embodiment, the bottom layer of crystalline calcium phosphate has a thickness that comprises up to about 50% of the overall thickness of the coating. In another embodiment, the bottom layer has a thickness of about 50 nm to about 1,000 nm.
The one or more intermediate layers particularly provide a transition area for the calcium phosphate coating. The one or more intermediate layers can consist of a single layer that is, preferentially, functionally graded throughout. In other embodiments, two or more intermediate layers can be present, each individual intermediate layer having a discrete composition (i.e., degree of crystallinity and range of crystal diameter), or each individual layer being functionally graded throughout. As used throughout, the intermediate layer may be described in terms of a single layer. However, it is understood that the invention encompasses the presence of one or more intermediate layers, each possibly taking on the description provided herein.
While the bottom layer can include crystalline and amorphous calcium phosphate, it is preferable for the bottom layer to be predominantly crystalline calcium phosphate (preferably approaching 100% by weight). In the intermediate layer, however, there can be greater variations in the degree of crystallinity. Preferably, the portion of the intermediate layer near the bottom layer has a greater percentage of crystalline calcium phosphate and a lesser percentage of amorphous calcium phosphate. Further, preferably, the percentage of amorphous calcium phosphate in the intermediate layer increases (and the percentage of crystalline calcium phosphate decreases) through the intermediate layer moving away from the bottom layer. However, in further embodiments, the intermediate layer has a composition wherein the degree of crystallinity is substantially uniform throughout the layer. In such embodiments, it is preferable for the intermediate layer to have a greater percentage of amorphous calcium phosphate than the bottom layer but have a lesser percentage of amorphous calcium phosphate than the top layer.
Similarly, the crystal diameter of the crystalline calcium phosphate throughout the intermediate layer is preferably generally smaller than the crystal diameter of the crystalline calcium phosphate in the bottom layer. Again, the crystal diameter can be substantially uniform throughout the intermediate layer, or the intermediate layer can be functionally graded such that the crystal diameter of the crystalline calcium phosphate decreases throughout the intermediate layer moving away from the bottom layer. When the crystal diameter is substantially uniform, it is preferable for the crystal diameter generally to be less than the crystal diameter of the crystalline calcium phosphate in the bottom layer. When two or more intermediate layers are present, the crystal diameter of the crystalline calcium phosphate can be functionally graded across each of the intermediate layers, preferably such that the crystal diameter of the crystalline calcium phosphate is generally smaller in each succeeding intermediate layer moving away from the bottom layer.
Also similar to the bottom layer, the crystal diameter of the crystalline calcium phosphate in the intermediate layer can vary across a range of diameter sizes. Preferably, a greater percentage of the crystalline calcium phosphate in the intermediate layer has a crystal diameter in the lower range of the crystal diameter size. In one embodiment, the crystal diameter of the crystalline calcium phosphate in the intermediate layer is about 2 nm to about 20 nm. Preferably, the crystal diameter is about 2 nm to about 15 nm, more preferably about 2 nm to about 10 nm. While there can be some overlap in crystal diameter between the bottom layer and the intermediate layer, the crystal diameter of the calcium phosphate in the intermediate layer is generally smaller than the crystal diameter of the calcium phosphate in the bottom layer.
As with the bottom layer, the thickness of the intermediate layer can vary depending upon the intended use of the coating, the method of formation of the coating, and the substrate to which the coating may be applied. Further, the thickness of the intermediate layer can vary depending upon the number of intermediate layers present, which can affect how gradually, or how quickly, the coating is graded across the thickness of the coating. In one embodiment, the intermediate layer of crystalline calcium phosphate has a thickness that comprises up to about 50% of the overall thickness of the coating. In another embodiment, the intermediate layer has a thickness of about 50 nm to about 1,000 nm.
As the coating is functionally graded across the thickness of the coating, it can generally be characterized as transitioning from one structural state near the bottom of the coating to another structural state near the top of the coating. As described above, the coating is preferably predominantly crystalline calcium phosphate with relatively large crystal diameter near the bottom of the coating. Accordingly, the coating is preferably predominantly amorphous calcium phosphate near the top of the coating.
The top layer of the coating, as with the previous layers, can have a composition that is substantially uniform throughout the layer in relation to the degree of crystallinity and the crystal diameter of the crystalline calcium phosphate present in the top layer. Alternately, the top layer can be functionally graded across the thickness of the layer, the percent of amorphous calcium phosphate being lesser near the bottom portion of the top layer and being greater near the top portion of the top layer. Preferably, the calcium phosphate in the top layer is predominantly amorphous calcium phosphate. In one embodiment, at least about 50% of the calcium phosphate in the top layer is amorphous calcium phosphate. Preferably, at least about 75% of the calcium phosphate in the top layer is amorphous calcium phosphate, more preferably at least about 90% of the calcium phosphate in the top layer is amorphous calcium phosphate. In one embodiment, the top layer of the coating consists essentially of amorphous phase calcium phosphate.
While is preferable for the calcium phosphate in the top layer to be predominantly amorphous calcium phosphate, it is possible for at least a portion of the calcium phosphate in the top layer to be crystalline calcium phosphate. Accordingly, it is also preferred for the crystalline calcium phosphate in the top layer of the coating to have a crystal diameter generally that is less than the crystal diameter generally found in the intermediate layer or in the bottom layer. Again, while there can be an overlap in the ranges of crystal diameter sizes across the various layers, preferentially, the crystal diameter in the top layer is generally less than in the remaining layers. In one embodiment, the crystal diameter of the crystalline calcium phosphate in the top layer is less than about 15 nm. Preferably, the crystal diameter of the crystalline calcium phosphate in the top layer is less than about 10 nm, more preferably less than about 5 nm, and even more preferably, less than or equal to about 2 nm.
As before, the thickness of the top layer can vary depending upon the intended use of the coating, the method of formation of the coating, and the substrate to which the coating may be applied. In one embodiment, the top layer of crystalline calcium phosphate has a thickness that comprises up to about 50% of the overall thickness of the coating. In another embodiment, the bottom layer has a thickness of about 50 nm to about 1,000 nm.
In addition to calcium phosphate, it is possible for the coating of the invention to include one or more additional components useful for increasing the biocompatibility, including osseointegration, of the coating. In one embodiment, the coating can comprise at least one further component commonly found in physiological bone that exhibits a high affinity between the ion of the component with calcium in serum. Examples of such further components include, but are not limited to zinc, magnesium, and fluoride. Still further, the coating can include other components not commonly found in physiological bone so long as the component exhibits a high affinity to calcium in serum. Such components are generally known to increase the stability and mechanical properties of the hydroxyapatite, as well as increasing the initial calcium absorption of the HA coating from serum. Initial calcium absorption has been shown to be critical for promoting new bone synthesis as it leads to the binding of specific proteins that selectively enhance bone cell formation in and around the coating, enhancement bone cell attachment to the coating, and facilitation of proper function of the coating in bone integration. In one particular embodiment of the invention, the calcium phosphate coating further comprises an amount of yttrium.
Preferably, at least one further component is present only as a relatively small percentage of the calcium phosphate coating (i.e., a doping amount). In one embodiment, the calcium phosphate coating comprises up to about 10%, on a molar basis, of yttrium. Preferably, the coating comprises up to about 8%, on a molar basis, of yttrium, more preferably about 6%, on a molar basis.
Another embodiment of the present invention involves the inclusion of an antimicrobial agent within the calcium phosphate coating. For example, the biocompatible coating may comprise a graded biphasic calcium phosphate material of a defined thickness and the coating layer may be described as having a first surface and a second, opposing surface. In specific embodiments, a higher percentage of the calcium phosphate at the first surface is amorphous and a higher percentage of the calcium phosphate at the second surface is crystalline. Preferably, the coating layer comprises an antimicrobial agent dispersed within the thickness of the coating layer. As used herein, the term “antimicrobial agent” refers to any substance that inhibits the growth of microbes, and includes but is not limited to any elemental metal or metal alloy that exhibits antimicrobial activity, as well as organic compounds that exhibit antimicrobial activity. Non-limiting examples of metals and metal alloys that may be used according to the invention include silver, silver compounds, silver ions, silver-platinum combinations, gold, platinum, palladium, iridium, tin, copper, antimony, bismuth, zinc, AgNO3, AgO, CuO, AgCu alloy, MgO, ZnCl, ZnS, Cu(NO3)2, and Ce(NO3)3·6H2O (cerium nitrate). An example of a silver compound that could be used is C10H9N4AgO2S (silver sulfadiazine). Non-limiting examples of further materials that may be used according to the invention include, amoxicillin, vancomycin, rifampin, any penicillin-type compounds according to the formula R—C9H11N2O4S, where R can be any group, tobramycin, vancomycin, cephalosporin C, cephalexin, cefaclor, cefamandole, and ciprofloxacin. The term “biphasic” refers to the coating having both a substantially amorphous phase and a substantially crystalline phase.
The antimicrobial agent can be included in the calcium phosphate in a defined concentration. The effective concentration of an antimicrobial agent without cytotoxicity in the body tissue depends on the coating's physical properties, the state of antimicrobials and their corresponding release rate in vivo, and type of bacteria targeted. It has been reported that the threshold of cytotoxicity of Ag/Ag+ in vivo is 10 ppm. Previously, an Ag+ doped HA coating processed by an ion exchange method containing 6000 ppm silver exhibited a release rate of Ag+ in SBF that was initially high at the first day and gradually decreased until the end of the experiment at day seven. Approximately 50% of Ag ions were released within the first 24 hours. Shirkhanzadeh, M., M. Azadegan, & G. Q. Liu, Bioactive Delivery Systems for the Slow-Release of Antibiotics—Incorporation of Ag+ Ions into Micro-Porous Hydroxyapatite Coatings, Mater. Lett. 24(1-3): 7-12 (1995). An in vitro bacterial adhesion study based on an Ag-doped HA coating processed by Co sputtering indicated a significantly reduced number of S. epidermidis and S. aureus on a 2.05±0.55 wt % Ag-HA coating surface when compared to blank Ti and HA surfaces after three hours culture. In addition, no significant difference in the in vitro cytotoxcicity was observed between HA and Ag doped HA coating surfaces when using human embryonic palatal mesenchyme cells (HEPM), an osteoblast cell line, after 24 hours of incubation. Chen et al., In vitro anti-bacterial and biological properties of magnetron co-sputtered silver-containing hydroxyapatite coating, Biomaterials 27(32): 5512-17 (2006).
Both the concentration of the antimicrobial agent and its position within the thickness of the calcium phosphate layer can be tailored to provide different release profiles. In one embodiment, the concentration of the antimicrobial agent is between about 0.1 and about 20 weight percent. In other embodiments, the concentration of the antimicrobial agent is between about 0.5 and about 20 weight percent. In some embodiments, the concentration of the antimicrobial agent is between about 0.5 and about 15 weight percent. In other embodiments, the concentration of the antimicrobial agent is between about 0.1 and about 15 weight percent. In still further embodiments, the concentration of the antimicrobial agent is between about 0.1 and about 10 weight percent. The present invention allows for the antimicrobial agent to be integrally included within discrete sections of the coating, rather than just at the surface in a minimal amount that is quickly dissipated. In one embodiment, the antimicrobial agent can be confined to a particular layer or layers of the calcium phosphate coating, providing for release of the antimicrobial agent only when the antimicrobial-containing layer is the exposed outer layer due to osseointegration. Alternatively, in a preferred embodiment, the antimicrobial agent can be incorporated evenly throughout the coating, allowing for continuous release of the antimicrobial agent with dissolution of the outer layers for osseointegration. Where the antimicrobial agent is dispersed through multiple layers of the coating, the present invention can allow for the gradual release of the antimicrobial agent, with a higher release rate at the predominantly amorphous layer at the surface of the coating which is initially the outer layer, and a gradually decreasing release rate as the outer layers dissolve due to osseointegration and the crystallinity of the newly exposed outer layers of the coating increases.
The calcium phosphate coating of the invention is particularly useful as a coating for a substrate, such as an implant. Accordingly, the present invention further provides coated substrates comprising a substrate having a surface and a biocompatible coating covering at least a portion of the surface of the substrate. The coating comprises a calcium phosphate film having an inner layer bonded to the surface of the substrate, one or more intermediate layers, and an outer layer. The film is functionally graded in at least one of crystallinity and crystal diameter such that crystallinity and crystal diameter changes from the inner layer of the coating to the outer layer of the coating. Preferably, at least one of crystallinity and crystal diameter decreases from the inner layer of the coating to the outer layer of the coating. In one particular embodiment, both crystallinity and crystal diameter decrease from the inner layer of the coating to the outer layer of the coating. In another particular embodiment, an antimicrobial agent is dispersed within the thickness of the coating, providing an implant wherein the rate of release of the antimicrobial agent from the coating may be tailored, as the rate of release will vary with the crystallinity of the outer layer of the coating.
The substrate according to the invention can include any item or device wherein the presence of a biocompatible coating, particularly a coating providing increased osseointegration, would be advantageous. Preferably, the substrate is an item or device implantable in an area where interaction or integration with bony formations is desired or expected. In one embodiment of the invention, the substrate includes a prosthetic implant. According to another embodiment, the substrate includes a dental implant. In yet another embodiment of the invention, the substrate includes an orthopedic implant. Items useful as substrates for coating according to the invention include, but are not limited to the following: dental screws, cylinders, blades, plates, and posts; partial or total joint replacements, including hip, knee, shoulder, and ankle replacements; orthopedic screws, pins, plates, bolts, nuts, rods, nails, and wires; and other similar dentally or orthopedically implantable substrates.
The substrate coated according to the invention can comprise any material generally recognized by one of skill in the art as being useful as an implantable item or device. In particular, the substrate can comprise a material generally recognized as being useful as an implant in or around bony formations. In one embodiment of the invention, the substrate comprises one or more metallic material. Particularly, the substrate comprises a material selected from the group consisting of titanium, titanium alloys, cobalt/chromium alloys, steel, and mixtures thereof. Alternatively, the substrate may be a polymeric material. The invention, however, is not limited to these particular embodiments; rather, the substrate can include various additional materials that may provide additional desirable properties or functionality to the substrate.
The coated substrate of the invention is particularly useful in the dental orthopedic fields. Accordingly, in one embodiment of the invention, the substrate comprises a titanium dental implant. In another embodiment, the substrate comprises a titanium orthopedic implant.
Coated substrates according to the invention are also useful generally in the area of bone reconstruction. For example, the coated substrate could be used in a partial or total joint replacement, in replacement of an area of missing bone, and as a piece for treating bone fracture, such as a screw or plate.
The coated substrate of the invention derives particular advantages from the functionally graded coating applied to the substrate. In this embodiment of the invention, the coating can be characterized as comprising an inner coating layer interfacing with surface of the substrate, one or more intermediate layers, and an outer layer overlying the one or more intermediate layers.
The inner layer of the functionally graded coating comprises predominantly crystalline calcium phosphate of relatively large crystal diameter, particularly at the interface of the inner layer with the surface of the substrate. Maximizing crystallinity at the interface with the substrate increases the strength and the lifetime of the coating on the substrate.
In one embodiment of the invention, the crystallinity and crystal diameter of the calcium phosphate coating gradually decreases moving away from the surface of the substrate and toward to the outer surface of the coating. The transition from higher crystallinity and greater crystal diameter to lesser crystallinity and smaller crystal diameter is particularly seen moving from the inner layer, across the intermediate layer, and into the outer layer. Accordingly, the intermediate layer comprises a mixture of crystalline and amorphous calcium phosphate, as well as crystals with a diameter spanning a range of sizes. The outer layer of the coating is predominantly amorphous calcium phosphate, and any crystalline calcium phosphate is of a relatively small crystal diameter.
Maximizing the amorphous nature of the calcium phosphate in the outer layer of the coating increases the biocompatibility of the coating, particularly by facilitating faster calcium absorption. The amorphous calcium phosphate exhibits greater biodegradability than crystalline calcium phosphate. Accordingly, the amorphous calcium phosphate in the outer layer of the coating facilitates the creation of channels and pores in the coating through which osseointegration can take place. Accordingly, the ability of surrounding bone to directly bond with the coated substrate is increased by the presence of the coating, particularly due to the presence of the outer, amorphous layer. Complete biodegradability of the coating, however, does not take place due to the presence of the inner, highly crystalline layer, which stabilizes the coating on the substrate. In this manner, the functionally graded coating facilitates integration and stabilization of the implant at the desired site of implantation. Furthermore, the coating limits competitive cell function at the implantation site.
The coated substrate of the invention may further comprise an antimicrobial agent incorporated within the calcium phosphate coating. The invention thus relates to a biocompatible coated substrate comprising a substrate having a surface and a calcium phosphate coating having a defined thickness overlying at least a portion of the substrate surface and bonded thereto. In one embodiment, the coating layer comprises an antimicrobial component dispersed within the thickness of the coating layer. Preferably, the calcium phosphate in an area of the coating proximal to the substrate is predominantly crystalline and the calcium phosphate in an area of the coating distal to the substrate is predominantly amorphous. The position and concentration of the antimicrobial agent within the coating can be controlled. In one embodiment, the antimicrobial agent is dispersed throughout the coating. In such an embodiment, the antimicrobial agent will have a higher release rate from the predominantly amorphous layer at the surface of the coating immediately after placement of the implant, and its release rate will gradually decrease as the coating dissolves for osseointegration and exposes the inner, more crystalline layers.
The description of the calcium phosphate coating previously provided is also applicable to the calcium phosphate film of the biocompatible coating used on the coated substrate of the invention. Therefore, it is understood that the calcium phosphate film on the coated substrates of the invention includes each of the embodiments previously described in relation to the coated substrate.
According to another aspect of the invention, there is provided a method for preparing a biocompatible coated substrate. In one embodiment, the method comprises providing a substrate having a surface, heating the substrate to a beginning deposition temperature, applying a calcium phosphate film to the surface of the substrate; and manipulating the deposition temperature during the applying step. According to this embodiment of the invention, there is formed a coating on the substrate comprising a calcium phosphate film having an inner layer bonded to the surface of the substrate, one or more intermediate layers, and an outer layer, wherein the film is functionally graded in at least one of crystallinity and crystal diameter such that crystallinity and crystal diameter decrease from the inner layer to the outer layer. Preferably, crystallinity and crystal diameter both decrease from the inner layer to the outer layer.
In one embodiment of the invention, the calcium phosphate coating is applied using an Ion Beam Assisted Deposition (IBAD) system. Preferably, the IBAD system comprises dual ion beam sputtering using a primary beam and an assist beam. One embodiment of a dual ion beam sputtering system is provided in FIG. 1. It is understood, however, that the present invention is not limited to a single type of sputtering system, but could rather be practiced with any number of similar systems readily understood by one of skill in the art. In the embodiment shown in FIG. 1, the primary ion source is an 8 cm Kaufman-type ion source, used for sputtering the source material from the target, and the secondary ion source is a 3 cm Kaufman-type source, used for ion bombardment.
Use of IBAD provides multiple advantages over plasma spraying. When using IBAD, the calcium phosphate film bonds to the surface of the substrate on an atomic level, which leads to better and more consistent adhesion strength than available with plasma sprayed coating. By applying the calcium phosphate coating with an IBAD system, the calcium phosphate is deposited on the surface of the substrate molecule by molecule. This allows for the formation of intermolecular bonds, in part because of the use of the assist beam, which directs the individual molecules to the surface of the substrate. Accordingly, the inner layer of the calcium phosphate film is bonded to the surface of the substrate through intermolecular bonding with the substrate molecules. Further, such intermolecular bonding can occur between the coating molecules and the substrate molecules at or beneath the surface of the substrate. The molecule by molecule deposition of the calcium phosphate coating further allows for precise control of thickness and other physical characteristics. Accordingly, use of the IBAD system for applying the calcium phosphate coating to the substrate allows for much thinner coating than can be applied using plasma spray techniques. Thinner coatings can provide a higher interfacial strength and better fracture resistance than thicker plasma spray coatings.
In one embodiment of the invention, the coating applied to the substrate has an overall thickness of about 100 nm to about 2,000 nm. Preferably, the coating has an overall thickness of about 200 nm to about 1,500 nm, more preferably about 300 nm to about 1,000 nm. Coating thickness can vary depending upon the length of time of deposition, which can be controlled within close limits. Accordingly, coatings of precisely defined thicknesses can be prepared according to the method of the invention. Further, the thickness of the individual layers within the coating can also be controlled within close limits by varying the length of time of deposition in coordination with the manipulation of the deposition temperature, as described below.
In addition to the advantages described above in relation to improving mechanical strength and bonding with the substrate, the method of the invention is further advantageous in relation to the ability to prepare coated substrates with a functionally graded coating. Accordingly, the method of the invention provides the ability to prepare coated substrates wherein the coating has a higher percentage of amorphous phase calcium phosphate near the outer surface of the coating (to achieve better osseointegration an bone formation) and a higher percentage of crystalline calcium phosphate near the interface of the coating with the substrate (to achieve better mechanical and bonding strength). The coated substrate prepared according to the method of the invention has a nano-scale grain structure that closely mimics the structure of bone itself, thereby facilitating the in-growth of bone with the coated substrate, and generally improving the success of an implanted item or device.
Preparing such a desirable functionally graded coating on a substrate is achieved through manipulation of the deposition temperature during the application of the calcium phosphate coating on the substrate. The physical state of the coating deposited on the substrate is in part a function of temperature. Accordingly, the physical state of the coating can be varied throughout the thickness of the coating by varying the temperature at the time of deposition of the coating on the substrate.
The method according to the invention can vary depending upon the nature of the material being applied. Preferably, the substrate to be coated is initially heated to a predetermined beginning deposition temperature. The beginning deposition temperature can be any temperature known to correspond to a temperature useful for depositing a material in a specific phase or state. In one embodiment, the beginning deposition temperature is a temperature known to correspond to a crystalline phase-forming temperature of the material for deposition. Accordingly, the material first deposited on the substrate will comprise a high percentage of crystalline material, such as calcium phosphate. In one preferred embodiment, the calcium phosphate applied to the substrate is hydroxyapatite. Accordingly, in one embodiment, the crystalline phase-forming temperature is in the range of about 500° C. to about 800° C. Preferably, the crystalline phase-forming temperature is in the range of about 650° C. to about 750° C.
The temperature manipulation portion of the method comprises lowering and, optionally, raising the temperature as desired throughout the deposition process to affect the phase or state of the material being deposited on the substrate to prepare a coating that is functionally graded according to desired specifications. In particular, the use of temperature manipulation in combination with an IBAD system leads to formation of coated substrates wherein the coating can be prepared within closely defined specifications, including coating thickness, composition, and phase.
In one particular embodiment of the invention, the manipulation step comprises lowering the deposition temperature. In the coating of the present invention, it is desirable to have calcium phosphate in a crystalline phase near the substrate interface and calcium phosphate in an amorphous state near the outer surface of the coating. With hydroxyapatite, for example, it is known that deposition at higher temperatures will lead to formation of a crystalline HA layer, while deposition at lower temperature will lead to formation of an amorphous HA layer. Accordingly, in one embodiment of the invention, the temperature manipulating step comprises lowering the deposition temperature to an amorphous phase-forming temperature. Such lowering can be stepwise (i.e., immediate lowering to a predetermined temperature) or can be gradual. In one embodiment of the invention, the amorphous phase-forming temperature is in the range of about 250° C. to about 500° C. As would be readily recognizable by one of skill in the art, the amorphous phase-forming temperature (as well as the crystalline phase-forming temperature) could vary depending upon the exact chemical nature of the material for deposition. Accordingly, the present invention is not limited to the specific temperature ranges provided herein, but also foresees that other temperature ranges specific to the material for deposition are also encompassed by the invention.
In one embodiment of the coating of the invention, it is beneficial to heat the substrate to a beginning deposition temperature, begin application of the calcium phosphate coating (to facilitate formation of crystalline calcium phosphate), and then lower the deposition temperature (to facilitate formation of amorphous calcium phosphate). The invention, however, also encompasses methods wherein the temperature manipulation comprises raising the temperature from the beginning deposition temperature. The invention also encompasses methods wherein the temperature manipulation comprises alternately raising and lowering the temperature through a varying number of cycles to achieve a functionally graded coating with a more complex grading. For example, if desirable, alternating layers of crystalline and amorphous HA could be applied by alternately raising and lowering the deposition temperature.
The method of the invention can further comprise manipulation of one or more of the ion beams used in the deposition process. In one particular embodiment of the invention, the IBAD system comprises a dual ion beam sputtering system comprising a primary beam and an assist beam, each set according to predetermined parameters. In one particular embodiment, the primary beam and the assist beam are each set at a predetermined voltage. The predetermined settings for the primary beam and the assist beam can vary depending upon the substrate to be coated, the coating material, and the exact desired properties of the coated substrate. One or more of the parameters of the primary beam and the assist beam can then be manipulated to further affect the nature of the coating on the substrate.
In one embodiment of the invention, the method can further comprise manipulating the assist beam, such as by lowering the voltage from the beginning voltage to a lower voltage. It is useful to begin the deposition process with the assist beam set at a higher voltage to facilitate better bonding strength at the interface of the coating with the substrate. After a new atomic layer has been deposited on the substrate, it is useful, according to one embodiment of the invention, to lower the voltage of the assist beam to avoid disruption of the newly formed coating layers. Preferably, the assist beam voltage is lowered after a specified period of time known to correspond to a time useful for deposition of a strongly bonded inner coating layer. In one embodiment of the invention, the assist beam voltage is lowered from the beginning voltage after a time of about 5 minutes to about 15 minutes.
The method of the invention, in addition to applying a calcium phosphate coating to a substrate, can also encompass the application of further materials. In one embodiment, the method further comprises application of one or more additional components useful for increasing the stability and mechanical properties of the calcium phosphate or for increasing the initial calcium absorption of the coating from serum. In one embodiment, the additional component includes yttrium. In another particular embodiment, the additional component comprises an antimicrobial agent. For example, silver ions may be incorporated into the calcium phosphate coating.
The addition of the further components to the calcium phosphate coating of the invention can be by any method known in the art. When the coating is prepared according to the method of the invention, it is beneficial to include the additional component through doping of the target used in the IBAD system. The target generally comprises the material ultimately desired to be applied to the substrate. For example, in one embodiment of the invention, the target comprises an amount of hydroxyapatite. The target can further comprise an additional material particularly useful for holding the material to be sputtered. In a particular embodiment, the target comprises an amount of pressed hydroxyapatite held on a copper plate. Other types of backing material, or plates, can also be used, such as steel. The present invention, however, is not limited to these specific embodiments and can also comprise further materials that would be evident to one of skill in the art.
As previously noted, the additional components added to the calcium phosphate coating, while beneficial, are generally intended to be included only in a doping amount. Accordingly, it is beneficial for the method of the invention to be particularly adaptable for allowing the inclusion of a source for the one or more additional components. In one embodiment of the invention, the additional component added to the calcium phosphate coating is yttrium, and the yttrium is introduced to the coating by overlying strips of elemental yttrium on the hydroxyapatite target. For example, in one embodiment, two yttrium strips are placed in a cross pattern over the target, the strips being of a particular size such that the coating applied to the substrate exhibits the desired percentage of yttrium doping.
According to this embodiment of the invention, the percentage yttrium in the coating applied to the substrate can be determined according to the following formula:

Y %=[(Ysa/Tsa)×(Ysy/HAsy)]×100

wherein Ysa is the surface of the yttrium strips; Tsa is the total target surface area; Ysy is the yttrium sputter yield; and HAsy is the hydroxyapatite sputter yield. Further, Ysa can be determined according to the following equation:

Ysa=[(Y %×Tsa×HAsy)/Ysy]×100

wherein each variable is as defined above. Similarly, when other components are added to the calcium phosphate, the percentage of the component included in the final coating and surface area of the component placed on the target can be calculated according to the above equations. Therefore, the invention readily encompasses methods for including multiple different components in the coating of the invention.

In a further embodiment of the present invention, the method involves the addition of an antimicrobial agent dispersed within the thickness of the calcium phosphate coating. A method for preparing a biocompatible, antimicrobial coated substrate comprises applying a graded biphasic calcium phosphate coating having a defined thickness, the coating having an antimicrobial agent dispersed within the thickness of the coating. The specific method used to introduce the antimicrobial agent can vary with the antimicrobial agent to be added. The antimicrobial agent can be added to the calcium phosphate such as by a method as described above. In one embodiment, the antimicrobial agent is silver, which can be introduced as described above; alternatively, silver can be introduced by doping the target with a small amount of silver directly prior to sintering the target. In another embodiment, AgO can be introduced by mixing the AgO in the HA powder for sintering. In an additional embodiment, silver ions can be introduced by immersing the HA coating in a AgNO3 solution.
In one embodiment, CuO or AgCu may be used as a target to deposit an antimicrobial-containing hydroxyapatite coating. In another embodiment, penicillin (or other antibiotic compound) may be introduced on the surface of tetrafluoroethylene. In still another embodiment, the antimicrobial agent may be introduced by immersing the HA coating in a solution of the antimicrobial agent before implanting. Alternatively, some antimicrobial agents, such as Cu(NO3)2 and Zn(NO3)2, may be introduced by incorporating the desired compound with a wet chemical process. In embodiments wherein the calcium phosphate and the antimicrobial agent are applied together, the antimicrobial agent is incorporated within the coating layer, which can afford control over the positioning and the concentration of the antimicrobial agent within the coating layer. As a result, the coating layer and the coated substrate may have highly tailored antimicrobial agent release properties.
The invention is particularly suited for preparing coated dental implants, coated orthopedic implants, and other types of coated prosthetics. Generally, the invention can be used in the preparation of coated substrates wherein the substrate is any of the various dental and orthopedic items previously noted. In one embodiment of the invention, there is provided a coated dental implant comprising a dentally implantable substrate having a surface that is at least partially coated with a calcium phosphate film having an inner layer bonded to the surface of the dentally implantable substrate, one or more intermediate layers, and an outer layer, wherein the film is functionally graded in crystallinity and crystal diameter such that crystallinity and crystal diameter both gradually decease from the inner layer to the outer layer. In a particular embodiment, the calcium phosphate film coating the dentally implantable substrate includes calcium phosphate selected from the group consisting of hydroxyapatite, tricalcium phosphate, and mixtures thereof. In still another embodiment, the calcium phosphate film further comprises one or more additional component, such as yttrium or an antimicrobial agent.
According to another embodiment of the invention, there is provided a coated orthopedic implant comprising an orthopedically implantable substrate having a surface that is at least partially coated with a calcium phosphate film having an inner layer bonded to the surface of the orthopedically implantable substrate, one or more intermediate layers, and an outer layer, wherein the film is functionally graded in crystallinity and crystal diameter such that crystallinity and crystal diameter both gradually decease from the inner layer to the outer layer. In a particular embodiment, the calcium phosphate film coating the orthopedically implantable substrate includes calcium phosphate selected from the group consisting of hydroxyapatite, tricalcium phosphate, and mixtures thereof. In still another embodiment, the calcium phosphate film further comprises one or more additional component, such as yttrium or an antimicrobial agent.
A functionally graded coating deposited on a substrate according to the method of the invention has been prepared and examined to study the microstructure and physiological performance thereof. Various characterization techniques, such as profilometry, transmission electron spectroscopy (TEM), scanning transmission electron microscopy (STEM), nano-indentation testing, and microscratch testing were used to analyze the coated substrates. Such preparation and analysis of the inventive coating are described more fully in the examples provided below.
EXPERIMENTAL
The present invention is more fully illustrated by the following examples, which are set forth to illustrate various embodiments of the invention and are not to be construed as limiting thereof.
Example 1
Preparation of Coated Substrate
A coated substrate was prepared by depositing a hydroxyapatite film on a silicon substrate in a dual ion beam sputtering system as shown in FIG. 1. The base pressure of the dual ion beam sputtering system was set at 9×10−7 Torr. A 15.24 cm diameter hydroxyapatite target recessed into a stainless steel holder was used as the hydroxyapatite source.
For the duration of the deposition process, the primary ion source was set at 1000V, and a gas flow of 3 sccm was provided to each ion source bringing the background pressure of the system to approximately 4×10−4 Torr. The assist beam was initially set to 1000V. After 10 minutes of deposition, the assist beam was set to 400V, and it remained at that setting for the remainder of the deposition.
For the first 2 hours of deposition, the substrate heater was set at 700° C. After two hours of deposition, the substrate heater was reduced to 500° C. After an additional 2 hours, the heater was completely turned off. During the final 30 minutes of deposition, the substrate was allowed to gradually cool, the substrate temperature ultimately falling to 250° C. at the end of the deposition. Total deposition time was 4.5 hours. A summary of the deposition parameters is provided in Table 1.











TABLE 1







Assist
Primary





Beam
Beam
Substrate


Step
Time
Voltage
Voltage
Temperature







1
  1-10 minutes
1000 V 
1000 V
700° C.


2
 10-120 minutes
400 V
1000 V
700° C.


3
120-240 minutes
400 V
1000 V
500° C.


4
240-270 minutes
400 V
1000 V
500° C.-250° C.









Example 2
Structural Analysis of Hydroxyapatite Film on Coated Substrate
The cross-sectional structure of the HA film prepared in Example 1 is shown in FIG. 2. The figure provides a TEM cross-sectional image of the functionally graded HA film. The film has an overall thickness of 875 nm, and on visual inspection, the film can be seen to include a number of distinct layers. The silicon substrate is covered by a thin amorphous layer of silicon dioxide (about 12 nm thick), followed by a coarse crystalline HA layer (210 nm thick). On top of that is a fine crystalline HA layer (140 nm thick), followed by a layer of amorphous HA mixed with very fine nano-structure HA grains (513 nm thick).
As can be seen in FIG. 2, the degree of crystallinity decreases from the bottom layer (in contact with the substrate) to the top layer. The bottom layer comprises predominantly crystalline HA, while the top layer comprises predominantly amorphous HA. Further, the crystal grain size also decreases from the bottom layer to the top layer. Large nano crystals are present in the bottom layer, smaller nano crystals are present in the intermediate layer, and very little crystallization is seen in the top layer. The functional grading of the coating is further seen in FIGS. 3 and 4, which provide detailed views of the interfacial region between the HA coating and the silicon substrate, and the transition between the nano columnar HA crystals and the amorphous crystals, respectively.
The selected area diffraction (SAD) patterns seen from the various layers further confirm the decreasing crystallinity of the inventive coating moving toward the top layer of the film. FIG. 5 shows a TEM image of the cross-section of the coated substrate marked at the various areas from which SAD patterns were taken. Comparison of the TEM image with the SAD patterns of locations 1-4 further illustrates the decreasing crystallinity of the film moving away from the substrate and toward the top layer of the film.
The SAD pattern from location 1, shown in FIG. 6a, is a mixture of HA film and silicon substrate. A well-defined spot pattern is visible arising from the silicon substrate with a (011) zone axis. The rings numbered 1-4 in FIG. 6a correspond to polycrystalline HA with (113), (213), (501), and (423) planes, respectively. FIG. 6b reveals a similar ring pattern indicating the presence of crystalline HA in location 2 of FIG. 5. The SAD patterns from location 3 (FIG. 6c) and location 4 (FIG. 6d) are composed of diffused rings, indicating an amorphous phase, possibly mixed with very fine nano-crystals. The distances of the diffused rings shown in location 3 and location 4 are similar with the d-spacings in location 1 and location 2, indicating the material found in location 3 and location 4 is also HA, albeit in an amorphous phase. STEM analysis from various layers of the functionally graded HA film showed a Ca/P ratio very close to 1.66, which is the ratio for pure HA.
Example 3
Preparation of Comparative Coated Substrate
For use as a comparative to the coating of the invention, a calcium phosphate film was sputtered on a cleaned glass surface using a CMS-18 radiofrequency magnetron sputtering system. The target used in the sputtering process was a 101.6 mm diameter sintered HA target on a copper backing. The base pressure in the sputtering chamber was about 6.5×10−6 Torr. Sputter-deposition was performed using a process pressure of about 1.0 to about 1.5 mbar and a sputtering power of 200 W for 7 hours. A coating rate of 60 nm per hour was observed. After sputtering, the coated samples were subjected to post-deposition heat treatment at 500° C. for 30 minutes using a Thermolyne 48000 furnace to prepare a crystalline phase coating. The post-deposition heat treatment resulted in a crystallinity of 62% (±2%), which was confirmed by X-ray diffraction.
Example 4
Adhesion Characteristics Comparison
Adhesion characteristics were compared for the functionally graded HA film prepared in Example 1 and the sputter-deposited film of 62% crystallinity prepared as described in Example 3. Adhesion was determined using a CSM Microscratch Instrument. Scratch tests were performed under a linearly increasing load that increased from 0.01 N to 3 N. The scratch length was set to 3 mm, and the scratch speed was set to 1 mm/minute. A diamond tip (20 μm tip diameter, Rockwell C geometry) was used for the scratch testing.
Scratch testing was performed in two samples of the functionally graded HA film of the invention, as prepared in Example 1. In the first functionally graded HA film sample, the first critical load occurred at 0.30 N. At higher loads, continuous film cracking was observed. No significant spalling or external transverse cracking was observed, indicating good adhesion of the film to the substrate under the given loading conditions. The scratch tip reached the substrate in the first sample at a load of 2 N, and plastic deformation of the silicon substrate was observed at that load. In the second functionally graded HA film sample, film penetration again did not occur until a load of 2 N was achieved.
In the sputter-deposited film of 62% crystallinity prepared according to the method of Example 3, film penetration occurred at 0.42 N, which is much lower than in the functionally graded HA film of the invention (film penetration at 2 N). These test results illustrate the increased ability of the coated substrate of the invention to resist cracking.
Example 5
Nanohardness and Young's Modulus
Nanohardness and Young's modulus values for the functionally graded HA film prepared in Example 1 and the sputter-deposited film of 62% crystallinity prepared as described in Example 3 were determined using an MTS Nanoindenter II® instrument. The samples were indented with a DCM tip with a radius of curvature of 20 mm. Indentations were performed using a trapezoidal loading curve. The nanohardness and Young's modulus were measured as a function of indentation depth. The maximum load was varied between 150 mN and 600 mN. A constant loading rate of 30 mN/s was applied. The tip was calibrated following the partial unloading method, and was cleaned with isopropanol between indentations. The modulus and hardness were determined using the Oliver-Pharr model.
Table 2 provides a summary of the average hardness and average Young's modulus values for the several films at a 100 nm maximum indentation depth. As in Example 4, two samples of a hydroxyapatite coated substrate according to the invention are compared against the sputter-deposited film of 62% crystallinity described above in Example 3. As a further comparative, reported values for sintered HA are also provided [see Kumar, R. R. and Wang, M., Materials Science and Engineering A338, 230-236 (2000)].










TABLE 2







Average Hardness
Average Young's


Film
Substrate
(GPa)
Modulus (GPa)


















Inventive Functionally
Silicon
6.472
132.998


Graded HA (sample 1)


Inventive Functionally
Silicon
6.391
121.514


Graded HA (sample 2)


Sputtered and
Glass
5.101
95.892


Annealed HA


Sintered HA
NA
6.19
125









As seen in Table 2, the functionally graded hydroxyapatite coating of the invention generally provides higher modulus and hardness values than the sputter-deposited films. Further, these values are also generally greater than the reported values for sintered hydroxyapatite.
Example 6
Cell Adhesion and Differentiation on Inventive Hydroxyapatite Coating
Initial cell adhesion and cell differentiation on the coating prepared according to Example 1 was evaluated using ATCC CRL 1486 human embryonic palatal mesenchymal cell, and osteoblasts precursor cell line. The cells were seeded on the HA coating in 6 well culture plates at a density of 50,000 cells/sample in Dubecco Modified Eagle's Medium (DMEM) and incubated.
After 0.5, 1, 2, 3, and 4 hours of incubation, the non-adherent cells were removed and counted using a Coulter Counter. The percentage cell adhesion was calculated by the following equation:




  
    
      
        Number
        ⁢
        
          
        
        ⁢
        of
        ⁢
        
          
        
        ⁢
        initial
        ⁢
        
          
        
        ⁢
        cells
        ⁢
        
          
        
        ⁢
        suspended
      
      -
      
        

      
      ⁢
      
        
      
      ⁢
      
        Number
        ⁢
        
          
        
        ⁢
        of
        ⁢
        
          
        
        ⁢
        non
        ⁢
        
          -
        
        ⁢
        adherent
        ⁢
        
          
        
        ⁢
        cells
      
    
    
      Number
      ⁢
      
        
      
      ⁢
      of
      ⁢
      
        
      
      ⁢
      initial
      ⁢
      
        
      
      ⁢
      cells
      ⁢
      
        
      
      ⁢
      suspended
    
  
  ×
  100




FIG. 7 provides a chart of percentage cell attachment on the inventive HA coating versus time. As a comparative, the chart further provides the percentage cell attachment on a silicone surface. On the inventive HA coating, optimal adhered cell concentration was observed after 2 hours incubation. On the silicone surface, optimal adhered cell concentration was observed after 0.5 hours incubation.

Cell layer protein synthesis and alkaline phosphatase specific activity were also measured at 4 days after cell confluence. Protein synthesis was performed using the Pierce BCA protein assay. After 4 days incubation, the protein production by cells cultured on the inventive HA coating was 0.0004 μg/μl (±0.0001). In comparison, protein production by cells cultured on the silicone control surface was 0.0005 μg/μl (±0.0002).
Alkaline phosphatase (ALP) production was determined from p-nitrophenol stock standard. The ALP specific activity (nmol ALP/g protein) was calculated by normalizing ALP production to the total protein produced. After 4 days incubation, the ALP specific activity on the inventive HA coating was 2.00 nmol/μg (±0.69). In comparison, the ALP specific activity on the silicone control surface was 0. 13 nmol/μg (±0.21).
As seen from the above data, cell adhesion on the inventive HA coating reached a plateau, and remained there, after 2 hours incubation, indicating good cell adhesion on the HA coating. Further, the cells on the HA coating exhibited significantly less total protein production compared to the control, but also produced significantly greater alkaline phosphatase specific activity as compared to the control (p=0.00042). These results indicate that the inventive HA coating enhances osteoblast differentiation.
Example 7
A study was performed to evaluate adhesion strength of a coating incorporating the antimicrobial agent silver throughout the thickness of the coating. In particular, three coatings (FS1, FS2, and FS3) were studied, with increasing silver concentrations from FS1 to FS3, as well as a control coating without silver (F). SEM-EDS analysis on the coatings' top surfaces indicated the average Ag wt % in coating FS1, FS2 and FS3 were in the range of 2.34±0.37, 6.29±0.24, and 13.53±0.22, respectively, whereas XPS analysis on the top surface of the coatings within a few nms depth revealed that the Ag wt % in of coating FS1, FS2 and FS3 were 1.09, 3.16 and 6.59, respectively.
Test Data is provided below in Table 3. Average adhesion strength of the coating to the substrate is shown for each coating. The results indicate that the average strength of the functionally graded coatings is over 80 MPa. Further optical observation of the failure area indicated that epoxy failure was dominating the failure.










TABLE 3









Standard
Failure Modes













Average
Deviation
Coating





Adhesion
Standard
Delamina-



Strength
Deviation
tion
Cohesive
Epoxy


Coating
(MPa)
(%)
(%)
Failure (%)
Failure (%)





F
84.96
7.6
0
40
60


FS1
83.44
6.9
0
18
82


FS2
85.70
2.5
0
33
67


FS3
87.81
3.1
0
35
65









TEM images of the coatings are presented as FIGS. 8-12. TEM was used to observe the microstructure of coating cross sections and TEM-SAD was performed to identify the crystalline phase at various layers within the functionally graded coating throughout the coating thickness. It is notable that XRD identified the crystallinity of the coating in general from the top surface. XRD was employed to identify the crystallinity and the crystalline phase within the coating or interface. XRD results indicated the presence of a hexagonal HA crystal structure along with other calcium phosphates. The presence of hexagonal HA, along with appropriate crystallinity, is important to determine to predict the biological response to the coating in the body.
However, since these coatings are functionally graded, TEM-SAD was needed to verify the coating crystallinity at various layers in the coating. TEM-SAD is conducted on the cross section of the coating. The microstructure of the coating and crystal phase are important to both mechanical and biological properties of the coating. TEM observation has revealed that there was a gradient of crystallinity and grain size from coating/substrate interface to top surface, indicating a functionally graded structure. SAD pattern further verified that the coating top surface was amorphous, whereas the region near the interface was crystalline. Both TEM and SAD verified the successful preparation of a functionally graded HA structure.
The silver distribution is shown by a STEM image of a cross-section of one of the coatings in FIG. 13. STEM was used to observe the microstructure of the coating cross section and STEM-EDS was utilized to examine the composition at various layers throughout the coating thickness. Both microstructure and composition of the coating have an impact on the biological properties and chemical stability of the coating in the body. The STEM observation revealed that the coating has columnar or fine polycrystalline grains within the region near the coating/substrate interface, whereas an amorphous region exists at the coating's top surface.
The silver concentration of each coating depended upon the depth of the coating at which the sample for analysis. SEM was used to evaluate the average composition of the coating from the top surface. The average weight percent of silver in each coating and the average Ca/P ratio of each coating was evaluated by SEM-EDS and is shown in FIG. 14. This shows silver concentration at the exposed surface of the coating. EDS analysis also indicated the Ca/P ratio at various layers, and the location/grain throughout coating thickness. The closer the Ca/P ratio is to 1.67 (that of stoichiometric HA in bone), the better the predicted performance of the coating in the body. Here, the results indicated that the coating has an average Ca/P close to that of HA prepared by coatings prepared by other techniques reported in the literature.
XPS was used to identify the composition of the most outer surface of the coating (within a few nms depth) because the chemical composition of the coating surface has important impact on the biological properties of coating at the initial stage of implantation. The result illustrated that the Ca/P ratio of the coating surface was 1.52 ̃1.61, which is close to the 1.67 ratio of stoichiometric HA. Silver concentrations at a few nm depth in each coating were also studied using XPS, and the results are shown in FIG. 15. Depth profiling studies were done using XPS, and the results are shown for the coating without silver, F (FIG. 16), and for each of the silver-containing coatings FS1, FS2, and FS3 (FIGS. 17-19).
FIG. 20 shows FTIR spectra for each of the coatings. FTIR was employed to evaluate the molecular structure of the coating and to confirm the presence of OH− and PO43−. The results shown the presence of a characteristic OH− peak at 3571 cm−1, which is characteristic of HA. A lack of the OH− peak in FTIR would be a sign of dehydroxylation of HA, which would impact the performance of the coating in the body.
Example 8
Cell Detachment Shear Force Measurement
The cell detachment assay was performed in order to determine which coating promoted the strongest adhesion between the Murine osteoblast cells and the coating surface. The experiment measures the shear force required to detach a single cell from a surface.
Murine osteoblast cells (cell line MC 3T3-E1) were seeded on each surface of the coatings described in Example 7 (F, FS1, FS2, FS3, and control) and incubated for 24 hours at 37° C. in alpha modification of minimum essential medium (α-MEM) containing 10% Fetal Bovine Serum (FBS). A representative number of cells (20-30) were detached from different areas of the sample surface. Cell detachment shear force was calculated from the force-displacement curve and normalized by the cell adhesive area. On each day of testing, a control sample (microscope slide glass) was also tested. Average detachment force per area for each surface was compared to same data for the control sample. Cell detachment shear force data are provided in FIG. 21. From the results of the cell detachment shear force measurement, we determined that the coating with the lowest amount of silver doping (FS1) yielded the highest cell affinity. This was apparent after performing the cell detachment assay on all the coating types (F, FS1, FS2 and FS3) on different days, as well as testing a control surface (a sterilized microscope slide glass). Using data from several days of testing the four coating surfaces, the FS1 coating surface consistently yielded the most improvement compared to the control, corresponding to the highest cell affinity. The F and FS2 surfaces yielded some improvement over the control, while FS3 was immeasurable due to the lack of healthy cells adhered to the surface.
Cell culture tests were also performed on the four coating surfaces using murineosteoblast cells (MC 3T3-E1). Cells were inoculated for 1, 4, and 7 days in alpha-modified minimum essential medium (α-MEM) at 37° C. to simulate body conditions. The cells were then fixed and dyed on each of the surfaces to allow optical viewing of the adhered cells by optical microscopy. Comparing several images of the fixed cells on each of the surfaces, results were comparable to those of the cell detachment assay; HA-Ag1 and HA-Ag2 had the highest number of adhered cells in stretched, healthy condition, while FGHA had a lower number of adhered cells visible, and HA-Ag3 again had very few healthy cells adhered to its surface.
Example 9
Ag Release
Silver release tests were performed on the silver-doped coating samples in order to measure the amount of Ag+ released into solution at various time periods as the coating is dissolved is a sign of silver release in the body after implantation. A calibration curve for Ag content (ppm) vs. absorbance was constructed using solutions of AgNO3 with known amounts of silver from 0 to 1.0 ppm. Silver content was measured using a colorimetric method (using a silver reagent which changes absorbance of the solution with varying silver content). Each silver-containing sample (FS1, FS2, and FS3, where FS1, FS2, and FS3 are three different coatings with different silver concentrations, with increasing silver concentration from FS1 to FS3) was immersed in USP water for up to 172 hours, testing for silver content at intervals of 1, 2, 4, 24, 72 and 172 hours. After each immersion period, 2 mL of solution from each of the samples was tested by measuring the absorbance at 560 nm. Silver content was then calculated using the calibration curve, relating absorbance at 560 nm to ppm of Ag. Two trials were done, and the results are shown in FIGS. 23 and 24. Results of the silver test were as expected, with FS3 having the highest amount of silver, followed by FS2 and FS1. After 172 hours, FS3 released approximately 1.7 ppm Ag+, while FS2 and FS1 released approximately 1.2 ppm and 0.8 ppm Ag+, respectively.
Example 10
Cell Culture Data Comparing FGHA and Control
A study was performed using ATCC CRL 1486 human embryonic palatal mesenchyme (HEPM) cells, an osteoblast precursor cell line. This study compared cell growth on a titanium (Ti) control surface in comparison to a surface coated with a functionally graded hydroxyapatite coating (FGHA-A) to determine the optimal processing parameters for the FGHA-A coating. The result is that the FGHA-A coating surfaces had a greater number of cells attached after 24 hours incubation, compared with the Ti control surface. More cells were observed on FGHA-A surfaces as compared to the other surfaces. This observation was also confirmed with the measurement of integrin expression with an increase in integrin anchoring proteins on the FGHA-A surface suggesting more numerous cell attachment locations when compared to the Ti surface. Overall, based on the current pilot study, FGHA-A surface exhibited a denser cell layer with a higher expression of integrin anchoring proteins when compared to the other surfaces tested. The images are shown as FIG. 25.
Example 11
Cell Count and Cell Morphology
Cell proliferation was measured on each of the coating surfaces by counting the average number of MC 3T3-E1 osteoblast cells counted on each of the coating surfaces after 1, 4, and 7 days of incubation. In the current study, the FGHA-A surface from Example 10 (proven to promote better cell growth than the Ti surface) was used as a control, and compared to FGHA coatings with three percentages of silver doping. Murine osteoblast cells from cell line MC 3T3-E1 were seeded on the FGHA control surface and on the three FGHA surfaces doped with varying percentages of silver (FS1, FS2, FS3) and incubated for 1, 4, and 7 days at 37° C. in alpha modification of minimum essential medium (α-MEM) containing 10% Fetal Bovine Serum (FBS). After each incubation period, cells were fixed and dyed on the sample surface. Using an optical microscope with digital image acquisition, several images were captured at 100× from various locations on the sample surfaces. Observation of images from five different areas on each coating surface was used to count the number of cells and observe cell morphology. The results are presented in FIG. 26. The FS1 coating shows the highest number of adhered cells at each of the incubation periods, with FS2 having the next highest number after 7 days. Three of the coatings (F, FS1, and FS2) show an exponential increase in the number of cells grown with respect to incubation time, while the average number of cells grown on FS3 does not increase over time, indicating an unhealthy environment on the FS3 surface which does not promote cell growth.
Example 12
Surface Profilometry
Surface profilometry measurements were conducted on FGHA-coated Ti samples and FGHA-coated glass samples. Using a Tencor Instruments Alpha Step 200 profilometer, 2 mm scans were performed with a stylus force of 17 mg and maximum resolution of 5 nm. Roughness values (Ra) and total change in height over the scan length (total indicator run-out, TIR) of samples before and after immersion were compared for each of the coating compositions. The results of the measurements are shown in FIG. 27 (glass samples) and FIG. 28 (Ti samples).
AFM was further used to evaluate the surface roughness of the coating. Surface roughness of the coating will impact the bonding of the implant with the adjacent bone and is also a parameter that can have a significant impact on implantation success. These studies show that the functionally graded coating has a roughness around 20 nm, which is comparable to as polished Ti. The results are shown in FIG. 29, which shows the roughness average (Ra) and root mean square roughness average (Rq) of FGHA coatings as well as polished Ti for comparison. The roughness differences observed may be a result of the higher substrate temperature in samples A and B during deposition as compared to that in sample C, resulting in a higher rate of resputtering from the surface of the coating. AFM was also used to characterize FGHA coatings containing Ag. A graph showing the roughness of coatings with and without Ag is shown in FIG. 30. It can be seen that the Ra and Rq of coating HA is 80.30±1.7 nm and 102.3±3.6 nm. These values decreased to Ras of 62.0±8.7 nm, 45.7±3.3 nm and 61.6±9.5 nm; and Rq of 80.3±11.8 nm, 58.5±4.8 nm and 80.3±14.5 nm for HA-Ag1 (FS1), HA-Ag2 (FS2) and HA-Ag3 (FS3), respectively. The data suggests that the incorporation of Ag into the coating can decrease 25% of the surface roughness when compared to coating HA.
It is notable that the coating surface roughness after implantation will change as the top surface of the coating is a combination of mostly amorphous HA with some crystalline percentage. After implantation, the amorphous phase will dissolve faster, leaving a larger surface roughness compared to the starting stage. This can contribute to better bonding of the coating to the new bone formed at its surface.
Example 13
The adherence of S. aureus Cowan I strain (ATCC 12598) to hydroxyapatite-coated disks containing varying amounts of silver ions was evaluated. S. aureus ATCC 12598 (Cowan I) was initially grown overnight in TSB at 35-36° C. The broth was then centrifuged at approximately 3000×g for 10 minutes and the supernatant was discarded, followed by the resuspension of the pellet in phosphate buffered saline (PBS). Centrifugation and resuspension was repeated a second time. The optical density reading of the resulting cell suspension was then adjusted to a reading of 0.1 at 530 nm.
Each of the metal disks (in triplicate) was then placed in a 50 mL plastic centrifuge tube, followed by the addition of 5 mL adjusted cell suspension. The tubes were then incubated at 35-36° C. with shaking at  ̃200 rpm for 3 hours. Following the incubation period, 10 mL PBS was added and the mixture was gently agitated. The PBS was removed to remove non-adherent staphylococci. Disks were then transferred to a new 50 mL centrifuge tube, followed by the addition of 5 mL PBS. The tubes were then vortexed for 30 seconds to remove the adherent cells. 0.1 mL of the suspension was then plated onto blood agar plates. The plates were incubated in ambient air at 35-36° C. for 24 hours before counting the resulting colonies.
As seen in FIG. 31, no significant difference in S. aureus adhesion was observed between the HA-Ag1 (FS1) and HA-Ag2 (FS2) groups. The HA-Ag3 (FS3) group showed significantly more inhibition of S. aureus among the silver-coated groups. Overall, significant differences in bacterial attachment on the silver-coated and non-silver-coated surfaces were observed, with less S. aureus inhibition on the non-silver-coated groups. The performance of silver-coated surfaces on the inhibition of S. aureus colony formation was as expected based on previous literature reported.
Many modifications and other embodiments of the invention will come to mind to one skilled in the art to which this invention pertains having the benefit of the teachings presented in the foregoing descriptions and associated drawings. Therefore, it is to be understood that the invention is not to be limited to the specific embodiments disclosed and that modifications and other embodiments are intended to be included within the scope of the appended claims. Although specific terms are employed herein, they are used in a generic and descriptive sense only and not for purposes of limitation.

## Claims

1. A biocompatible coating layer comprising a biphasic calcium phosphate material of a defined thickness, the coating layer having a first surface and a second, opposing surface, wherein the biphasic calcium phosphate material is functionally graded such that a higher percentage of the calcium phosphate at the first surface is amorphous and a higher percentage of the calcium phosphate at the second surface is crystalline, and wherein the coating layer comprises an antimicrobial agent dispersed within the thickness of the coating layer.

2. The biocompatible coating layer of claim 1, wherein said calcium phosphate is selected from the group consisting of hydroxyapatite, tricalcium phosphate, and mixtures thereof.

3. The biocompatible coating layer of claim 1, wherein the percentage of amorphous calcium phosphate at the first surface of the layer is at least 50%.

4. The biocompatible coating layer of claim 3, wherein the percentage of amorphous calcium phosphate at the second surface of the layer is at least 75%.

5. The biocompatible coating layer of claim 1, wherein the calcium phosphate at the second surface comprises crystalline calcium phosphate having crystals with a diameter in the range of about 2 nm to about 50 nm.

6. The biocompatible coating layer of claim 1, wherein the antimicrobial agent is evenly dispersed within the thickness of the coating layer.

7. The biocompatible coating layer of claim 1, wherein the antimicrobial agent dispersed within the coating layer is controllably released from the coating layer.

8. The biocompatible coating layer of claim 1, wherein the antimicrobial agent is an elemental metal or metal alloy

9. The biocompatible coating layer of claim 1, wherein the antimicrobial agent is a silver compound.

10. The biocompatible coating layer of claim 1, wherein the antimicrobial agent is silver or a silver-platinum combination.

11. The biocompatible coating layer of claim 9, wherein the silver compound is silver sulfadiazine.

12. The biocompatible coating layer of claim 1, wherein the antimicrobial agent is an organic compound that exhibits antimicrobial activity.

13. The biocompatible coating layer of claim 1, wherein the concentration of the antimicrobial agent is between about 0.1 and about 20 weight percent.

14. A biocompatible coated substrate comprising; a) a substrate having a surface; and b) a calcium phosphate coating having a defined thickness overlying at least a portion of the substrate surface and bonded thereto, the coating layer comprising an antimicrobial agent dispersed within the thickness of the coating layer, wherein the calcium phosphate is functionally graded such that an area of the coating proximal to the substrate is predominantly crystalline and an area of the coating distal to the substrate is predominantly amorphous.

15. The coated substrate of claim 14, wherein said substrate is a prosthetic implant.

16. The coated substrate of claim 15, wherein said prosthetic implant is selected from the group consisting of a dental implant and an orthopedic implant.

17. The coated substrate of claim 14, wherein said substrate comprises one or more metallic materials.

18. The coated substrate of claim 14, wherein said substrate comprises a polymeric material.

19. The coated substrate of claim 14, wherein said coating layer has a thickness of about 100 nm to about 2,000 nm.

20. The coated substrate of claim 14, wherein said coating layer has a thickness of about 200 nm to about 1,500 nm.

21. The coated substrate of claim 14, wherein said calcium phosphate is selected from the group consisting of hydroxyapatite, tricalciumphosphate, and mixtures thereof.

22. The coated substrate of claim 14, wherein the antimicrobial agent is evenly dispersed within the thickness of the coating layer.

23. The coated substrate of claim 14, wherein the antimicrobial agent dispersed within the coating layer is controllably released from the coating layer.

24. The coated substrate of claim 14, wherein the antimicrobial agent is an elemental metal or metal alloy.

25. The coated substrate of claim 14, wherein the antimicrobial agent is silver or a silver-platinum combination.

26. The coated substrate of claim 14, wherein the antimicrobial agent is a silver compound.

27. The coated substrate of claim 14, wherein the silver compound is silver sulfadiazine.

28. The coated substrate of claim 14, wherein the antimicrobial agent is an organic compound that exhibits antimicrobial activity.