58012 Federal Register / Vol. 75, No. 184 / Thursday, September 23, 2010 / Notices 

6BATS Y-Exchange attached a sample form of the 

quarterly report with its submission to the 

Commission. 7 15 U.S.C. 78s(d)(1); 17 CFR 240.19d-1(c)(2). 8 17 CFR 200.30–3(a)(44). 

under BATS Y-Exchange rules. Any 

person against whom a fine is imposed 

may contest the Exchange’s 

determination by filing with the 

Exchange a written response, at which 

point the matter shall become a 

disciplinary proceeding. 

Under Rule 8.15.01, violations of the 

following rules would be appropriate for 

disposition under the minor rule 

violations plan: Rule 4.2 and 

Interpretations, thereunder, requiring 

the submission of responses to 

Exchange requests for trading data 

within specified time period; Rule 4.2 

and Interpretations thereunder related 

to the requirement to furnish Exchangerelated order, market and transaction 

data, as well as financial or regulatory 

records and information; Rule 11.8(a)(1) 

requirement for Market Makers to 

maintain continuous two-sided limit 

orders; Rule 11.19 requirement to 

identify short sale orders as such; and 

Rule 11.20 requirement to comply with 

locked and crossed market rules. 

BATS Y-Exchange proposed to 

include the rule violations listed in Rule 

8.15.01 in its minor rule violation plan. 

Upon approval of the plan, the 

Exchange will provide the Commission 

a quarterly report of actions taken on 

minor rule violations under the plan. 

The quarterly report will include: The 

Exchange’s internal file number for the 

case, the name of the individual and/or 

organization, the nature of the violation, 

the specific rule provision violated, the 

sanction imposed, the number of times 

the rule violation has occurred, and the 

date of disposition.6

I. Solicitation of Comments 

Interested persons are invited to 

submit written data, views, and 

arguments concerning BATS YExchange’s proposed Minor Rule 

Violation Plan, including whether the 

proposed plan is consistent with the 

Act. Comments may be submitted by 

any of the following methods: 

Electronic Comments 

• Use the Commission’s Internet 

comment form (http://www.sec.gov/ 

rules/sro.shtml); or 

• Send an e-mail to rulecomments@sec.gov. Please include File 

No. 10–198 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Elizabeth M. Murphy, Secretary, 

Securities and Exchange Commission, 

Station Place, 100 F Street, NE., 

Washington, DC 20549–1090. 

All submissions should refer to File No. 

10–198. This file number should be 

included on the subject line if e-mail is 

used. To help the Commission process 

and review your comments more 

efficiently, please use only one method. 

The Commission will post all comments 

on the Commission’s Internet Web site 

(http://www.sec.gov/rules/sro.shtml). 

Copies of the submission, all subsequent 

amendments, all written statements 

with respect to the proposed MRVP that 

are filed with the Commission, and all 

written communications relating to the 

proposed Minor MRVP between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for Web site viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street, NE., 

Washington, DC 20549, on official 

business days between the hours of 

10 a.m. and 3 p.m. Copies of such filing 

also will be available for inspection and 

copying at the principal office of the 

Exchange. All comments received will 

be posted without change; the 

Commission does not edit personal 

identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. All submissions 

should refer to File No. 10–198 and 

should be submitted on or before 

October 14, 2010. 

II. Date of Effectiveness of the Proposed 

Minor Rule Violation Plan and Timing 

for Commission Action 

Pursuant to Section 19d–1 of the Act 

and Rule 19d–1(c)(2) thereunder,7 after 

October 14, 2010, the Commission may, 

by order, declare BATS Y-Exchange’s 

proposed MRVP effective if the plan is 

consistent with the public interest, the 

protection of investors, or otherwise in 

furtherance of the purposes of the Act. 

The Commission in its order may 

restrict the categories of violations to be 

designated as minor rule violations and 

may impose any other terms or 

conditions to the proposed MRVP, File 

No. 10–198, and to the period of its 

effectiveness which the Commission 

deems necessary or appropriate in the 

public interest, for the protection of 

investors or otherwise in furtherance of 

the purposes of this Act. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.8

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. 2010–23765 Filed 9–22–10; 8:45 am] 

BILLING CODE 8010–01–P 

DEPARTMENT OF STATE 

[Public Notice: 7183; OMB Control Number 

1405–0101] 

30-Day Notice of Proposed Information 

Collection: DS–156E Nonimmigrant 

Treaty Trader/Investor Application 

ACTION: Notice of request for public 

comment and submission to OMB of 

proposed collection of information. 

SUMMARY: The Department of State has 

submitted the following information 

collection request to the Office of 

Management and Budget (OMB) for 

approval in accordance with the 

Paperwork Reduction Act of 1995. 

• Title of Information Collection: 

Nonimmigrant Treaty Trader/Investor 

Application. 

• OMB Control Number: 1405–0101. 

• Type of Request: Extension of a 

Currently Approved Collection. 

• Originating Office: Bureau of 

Consular Affairs, Department of State 

(CA/VO). 

• Form Number: DS–156E. 

• Respondents: Nonimmigrant treaty 

trader/investor visa applicants. 

• Estimated Number of Respondents: 

17,000. 

• Estimated Number of Responses: 

17,000. 

• Average Hours per Response: 4 

hours. 

• Total Estimated Burden: 68,000 

hours per year. 

• Frequency: Once per respondent. 

• Obligation to Respond: Required to 

Obtain or Retain a Benefit. 

DATES: Submit comments to the Office 

of Management and Budget (OMB) for 

up to 30 days from September 23, 2010. 

ADDRESSES: Direct comments to the 

Department of State Desk Officer in the 

Office of Information and Regulatory 

Affairs at the Office of Management and 

Budget (OMB). You may submit 

comments by the following methods: 

• E-mail: 

oira_submission@omb.eop.gov. You 

must include the DS form number, 

information collection title, and OMB 

control number in the subject line of 

your message. 

• Fax: 202–395–5806. Attention: Desk 

Officer for Department of State. 


srobinson on DSKHWCL6B1PROD with NOTICES
Federal Register / Vol. 75, No. 184 / Thursday, September 23, 2010 / Notices 58013 

FOR FURTHER INFORMATION CONTACT: You 

may obtain copies of the proposed 

information collection and supporting 

documents from Stefanie Claus of the 

Office of Visa Services, U.S. Department 

of State, 2401 E Street, NW., L–603, 

Washington, DC 20522, who may be 

reached at (202) 663–2910. 

SUPPLEMENTARY INFORMATION: 

We are soliciting public comments to 

permit the Department to: 

• Evaluate whether the proposed 

information collection is necessary to 

properly perform our functions. 

• Evaluate the accuracy of our 

estimate of the burden of the proposed 

collection, including the validity of the 

methodology and assumptions used. 

• Enhance the quality, utility, and 

clarity of the information to be 

collected. 

• Minimize the reporting burden on 

those who are to respond. 

Abstract of proposed collection: Form 

DS–156E is completed by aliens seeking 

nonimmigrant treaty trader/investor 

visas to the U.S. The Department will 

use the DS–156E to elicit information 

necessary to determine an applicant’s 

visa eligibility. 

Methodology: The DS–156E is 

submitted to consular posts abroad. 

Dated: September 13, 2010. 

David E. Donahue, 

Deputy Assistant Secretary, Bureau of 

Consular Affairs, Department of State. 

[FR Doc. 2010–23811 Filed 9–22–10; 8:45 am] 

BILLING CODE 4710–06–P 

DEPARTMENT OF STATE 

[Public Notice: 7185] 

30-Day Notice of Proposed Information 

Collection: Form DS–117, Application 

to Determine Returning Resident 

Status, OMB Control Number 1405– 

0091 

ACTION: Notice of request for public 

comment and submission to OMB of 

proposed collection of information. 

SUMMARY: The Department of State is 

seeking Office of Management and 

Budget (OMB) approval for the 

information collection described below. 

The purpose of this notice is to allow 30 

days for public comment in the Federal 

Register preceding submission to OMB. 

We are conducting this process in 

accordance with the Paperwork 

Reduction Act of 1995. 

• Title of Information Collection: 

Application to Determine Returning 

Resident Status. 

• OMB Control Number: 1405–0091. 

• Type of Request: Extension of a 

Currently Approved Collection. 

• Originating Office: Bureau of 

Consular Affairs, Department of State 

(CA/VO). 

• Form Number: DS–117. 

• Respondents: Aliens applying for 

special immigrant classification as a 

returning resident. 

• Estimated Number of Respondents: 

875 per year. 

• Estimated Number of Responses: 

875. 

• Average Hours Per Response: 30 

minutes. 

• Total Estimated Burden: 438 hours 

per year. 

• Frequency: Once per respondent. 

• Obligation to Respond: Required to 

Obtain or Retain a Benefit. 

DATES: The Department will accept 

comments from the public up to 30 days 

from September 23, 2010. 

ADDRESSES: Direct comments to the 

Department of State Desk Officer in the 

Office of Information and Regulatory 

Affairs at the Office of Management and 

Budget (OMB). You may submit 

comments by the following methods: 

• E-mail: 

oira_submission@omb.eop.gov. You 

must include the DS form number, 

information collection title, and OMB 

control number in the subject line of 

your message. 

• Fax: 202–395–5806. Attention: Desk 

Officer for Department of State. 

FOR FURTHER INFORMATION CONTACT: You 

may obtain copies of the proposed 

information collection and supporting 

documents from Stefanie Claus of the 

Office of Visa Services, U.S. Department 

of State, 2401 E. Street, NW., L–603, 

Washington, DC 20522, who may be 

reached at (202) 663–2910. 

SUPPLEMENTARY INFORMATION: We are 

soliciting public comments to permit 

the Department to: 

• Evaluate whether the proposed 

information collection is necessary for 

the proper performance of our 

functions. 

• Evaluate the accuracy of our 

estimate of the burden of the proposed 

collection, including the validity of the 

methodology and assumptions used. 

• Enhance the quality, utility, and 

clarity of the information to be 

collected. 

• Minimize the reporting burden on 

those who are to respond, including the 

use of automated collection techniques 

or other forms of technology. 

Abstract of Proposed Collection 

Form DS–117 is used by consular 

officers to determine the eligibility of an 

alien applicant for special immigrant 

status as a returning resident. 

Methodology 

Information will be collected by mail. 

Dated: September 15, 2010. 

David T. Donahue, 

Deputy Assistant Secretary, Bureau of 

Consular Affairs, Department of State. 

[FR Doc. 2010–23813 Filed 9–22–10; 8:45 am] 

BILLING CODE 4710–06–P 

DEPARTMENT OF TRANSPORTATION 

Office of the Secretary 

Application of Dynamic Airways, LLC 

d/b/a Dynamic Aviation for Certificate 

Authority 

AGENCY: Department of Transportation. 

ACTION: Notice of Order to Show Cause 

(Order 2010–9–17); Docket DOT–OST– 

2010–0058. 

SUMMARY: The Department of 

Transportation is directing all interested 

persons to show cause why it should 

not issue an order finding Dynamic 

Airways, LLC d/b/a Dynamic Aviation, 

fit, willing, and able, and awarding it a 

certificate of public convenience and 

necessity to engage in interstate charter 

air transportation of persons, property 

and mail. 

DATES: Persons wishing to file 

objections should do so no later than 

October 1, 2010. 

ADDRESSES: Objections and answers to 

objections should be filed in Docket 

DOT–OST–2010–0058 and addressed to 

U.S. Department of Transportation, 

Docket Operations, (M–30, Room W12– 

140), 1200 New Jersey Avenue, SE., 

West Building Ground Floor, 

Washington, DC 20590, and should be 

served upon the parties listed in 

Attachment A to the order. 

FOR FURTHER INFORMATION CONTACT: 

Scott A. Faulk, Air Carrier Fitness 

Division (X–56, Room W86–487), U.S. 

Department of Transportation, 1200 

New Jersey Avenue, SE., Washington, 

DC 20590, (202) 366–9721. 

Dated: September 17, 2010. 

Susan L. Kurland, 

Assistant Secretary for Aviation and 

International Affairs. 

[FR Doc. 2010–23787 Filed 9–22–10; 8:45 am] 

BILLING CODE P 


srobinson on DSKHWCL6B1PROD with NOTICES