alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
[Federal Register Volume 62, Number 39 (Thursday, February 27, 1997)]
[Notices]
[Page 8959]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-4918]


-----------------------------------------------------------------------

FEDERAL EMERGENCY MANAGEMENT AGENCY
[FEMA-1160-DR]


Oregon; Amendment to Notice of a Major Disaster Declaration

AGENCY: Federal Emergency Management Agency (FEMA).

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This notice amends the notice of a major disaster for the 
State of Oregon, (FEMA-1160-DR), dated January 23, 1997, and related 
determinations.

EFFECTIVE DATE: February 14, 1997.

FOR FURTHER INFORMATION CONTACT: Magda Ruiz, Response and Recovery 
Directorate, Federal Emergency Management Agency, Washington, DC 20472, 
(202) 646-3260.

SUPPLEMENTARY INFORMATION: The notice of a major disaster for the State 
of Oregon, is hereby amended to include the following areas among those 
areas determined to have been adversely affected by the catastrophe 
declared a major disaster by the President in his declaration of 
January 23, 1997:

    The counties of Coos, Douglas and Lane for Individual Assistance 
and Hazard Mitigation.
    Lake County for Individual Assistance (already designated for 
Public Assistance and Hazard Mitigation).

(Catalog of Federal Domestic Assistance No. 83.516, 
DisasterAssistance.)
Dennis H. Kwiatkowski,
Deputy Associate Director, Response and Recovery Directorate.
[FR Doc. 97-4918 Filed 2-26-97; 8:45 am]
BILLING CODE 6718-02-P
<TABLE> <S> <C>

<ARTICLE>      5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THERMO
ECOTEK CORPORATION'S REPORT ON FORM 10-K FOR THE YEAR ENDED OCTOBER 3, 1998 AND
IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER>   1,000
       
<S>                     <C>
<PERIOD-TYPE>                    YEAR
<FISCAL-YEAR-END>                OCT-03-1998
<PERIOD-END>                     OCT-03-1998
<CASH>                                41,371
<SECURITIES>                               0
<RECEIVABLES>                         45,792
<ALLOWANCES>                               0
<INVENTORY>                           23,640
<CURRENT-ASSETS>                     149,398
<PP&E>                               389,553
<DEPRECIATION>                        87,623
<TOTAL-ASSETS>                       505,111
<CURRENT-LIABILITIES>                 65,809
<BONDS>                               93,446
<PREFERRED-MANDATORY>                      0
<PREFERRED>                                0
<COMMON>                               3,782
<OTHER-SE>                           245,850
<TOTAL-LIABILITY-AND-EQUITY>         505,111
<SALES>                              208,971
<TOTAL-REVENUES>                     208,971
<CGS>                                135,506
<TOTAL-COSTS>                        135,506
<OTHER-EXPENSES>                       2,398
<LOSS-PROVISION>                           0
<INTEREST-EXPENSE>                    11,040
<INCOME-PRETAX>                       48,592
<INCOME-TAX>                          15,702
<INCOME-CONTINUING>                   31,209
<DISCONTINUED>                             0
<EXTRAORDINARY>                            0
<CHANGES>                                  0
<NET-INCOME>                          31,209
<EPS-PRIMARY>                           1.07
<EPS-DILUTED>                           0.86
        

</TABLE>
[Federal Register Volume 62, Number 38 (Wednesday, February 26, 1997)]
[Notices]
[Page 8780]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-4710]


-----------------------------------------------------------------------


NATIONAL SCIENCE FOUNDATION

Special Emphasis Panel in Human Resource Development; Notice of 
Meeting

    In accordance with the Federal Advisory Committee Act (Pub. L. 92-
463, as amended), the National Science Foundation announces the 
following meeting:

    Name: Special Emphasis Panel in Human Resource Development 
(#1199).
    Date and Time: March 16, 1997: 7:00 to 9:00 p.m., March 17, 
1997: 8:00 a.m. to 5:00 p.m., March 18, 1997: 8:00 a.m. to 4:00 p.m.
    Place: National Science Foundation, 4201 Wilson Blvd., Rooms 
310, 320, 380, 390, Arlington, VA 22230.
    Type of Meeting: Closed.
    Contact Person: Lola Rogers, Program Director, 4201 Wilson 
Blvd., Suite 815, Arlington, VA 22230. Telephone: 703/306-1637.
    Purpose of Meeting: To provide advice and recommendations 
concerning proposals submitted to NSF for financial support.
    Agenda: To review and evaluate unsolicited proposals submitted 
to the Implementation and Development Projects for Women and Girls 
Program.
    Reason for Closing: The proposals being reviewed include 
information of a proprietary or confidential nature, including 
technical information, financial data, such as salaries, and 
personal information concerning individuals associated with the 
proposals. These matters are exempt under 5 U.S.C. 552b(c)(4) and 
(6) of the Government in the Sunshine Act.

    Dated: February 21, 1997.
Linda Allen-Benton,
Deputy Director, Division of Human Resource Management, Acting 
Committee Management Officer.
[FR Doc. 97-4710 Filed 2-25-97; 8:45 am]
BILLING CODE 7555-01-M
UNITED STATES

                       SECURITIES AND EXCHANGE COMMISSION

                             Washington, D.C. 20549

                             _______________________

                                    FORM 8-K

                                 CURRENT REPORT
                             _______________________

                     PURSUANT TO SECTION 13 OR 15(D) OF THE
                         SECURITIES EXCHANGE ACT OF 1934

                Date of Report (Date of earliest event reported):

                                 March 5, 2007

                       Diamond Hill Investment Group, Inc.
------------------------------------------------------------------------------
             (Exact Name of Registrant as Specified in its Charter)

                                      Ohio
------------------------------------------------------------------------------
                 (State or Other Jurisdiction of Incorporation)

             000-24498                              65-0190407
------------------------------------------------------------------------------
      (Commission File Number)         (I.R.S. Employer Identification No.)

      325 John H. McConnell Blvd, Suite 200, Columbus, Ohio         43215
------------------------------------------------------------------------------
      (Address of Principal Executive Offices)                    (Zip Code)

Registrant's Telephone Number, Including Area Code:   (614) 255-3333

------------------------------------------------------------------------------
          (Former Name or Former Address, if Changed Since Last Report)

<PAGE>

Item 8.01.     Other Events
- -------   --------------------------------------------

          As of February 28, 2007, preliminary assets under management totaled
$3.958 billion.  Following is a summary as of February 28, 2007 (in millions):

				         Equity    Fixed Income	    Total
Individually Managed Accounts 	        $   747	      $  135       $   882
Mutual Funds (including sub-advised)      2,548	         146         2,694
Private Investment Funds	   	    382            0           382
                                        -------       ------       -------
Total			       	        $ 3,677	      $  281       $ 3,958

Investment Strategy
-------------------
Small and Small-Mid Cap	         $   765
Large Cap and Select		     936
Long-Short		           1,979
Strategic and Fixed Income     	     278
				--------
Total			           3,958


                                    SIGNATURE
                                    ---------

     Pursuant to the  requirements  of the Securities  Exchange Act of 1934,
the registrant  has duly  caused  this  report  to be  signed  on its  behalf
by the undersigned hereunto duly authorized.

                                        DIAMOND HILL INVESTMENT GROUP, INC.


Date: March 5, 2007	                     By: /s/ James F. Laird
                                            -------------------------------
                                            James F. Laird, Chief Financial
                                             Officer and Secretary
TAYC-12.31.2013-Ex 4.3






Exhibit 4.3
July 14, 2013    
Taylor Capital Group, Inc.
9550 West Higgins Road
Rosemont, Illinois  60018
Attention:  President and Chief Executive Officer
Ladies and Gentlemen:
As you know, Financial Investments Corporation (“FIC”) is the holder of that certain stock purchase warrant dated September 29, 2008 (the “Warrant”), issued by Taylor Capital Group, Inc., a Delaware corporation (“TCG”), originally entitling FIC to purchase 500,000 shares of TCG’s common stock, $0.01 par value per share (“Common Stock”), at an exercise price of $20.00 per share, subject to adjustment for number of shares and exercise price.  Further the Warrant provides that, in case of any merger of TCG with or into another company in which TCG is not the surviving entity, the surviving entity of such merger will, without payment of any additional consideration, issue a replacement warrant providing for the issuance of stock of the surviving entity on approximately the same terms, conditions, and with approximately the same value, as the Warrant (the “Conversion”).
We understand that TCG has now entered into an agreement and plan of merger (the “Merger Agreement”) with MB Financial, Inc. (“MB”) which provides for the merger of TCG with and into MB (the “Merger”).  The Merger Agreement provides that the Warrant will be automatically cancelled at the time of the Merger and will only entitle FIC to receive from MB at the time of the closing of the Merger the “in the money” cash value of the Warrant (the “Redemption”).  FIC confirms its receipt and review of the terms of the Merger Agreement providing for the Redemption.  
Notwithstanding the terms of the Warrant requiring the Conversion, to induce TCG and MB to consummate the Merger and the other transactions contemplated by the Merger Agreement, this letter evidences FIC’s agreement to the terms of the Redemption, including the cash payment from MB for the cancellation of the Warrant, in lieu of its right to enforce the terms of the Conversion.
In witness of our joint agreement to the foregoing, we have caused this letter to be executed below by our respective officers or representatives as of the date first written above.
Very truly yours,


                        




Agreed to and accepted this 14th day of July, 2013.


	
		
	Financial Investments Corporation




By: /s/ Jennifer W. Steans
Name:Jennifer W. Steans
Title:President & CEO
	Taylor Capital Group, Inc.




By:/s/ Mark A. Hoppe
Name:Mark A. Hoppe
Title:President & CEO
EXHIBIT 99(a)
                                                                   -------------

<TABLE>
<CAPTION>
                                                                 SCHEDULE II - VALUATION AND QUALIFYING ACCOUNTS
                                                                                  (In thousands)
                                                                                 (2)
                                                                     (1)       Charged                       Changes
                                                     Balance at  Charged to   to other                       due to       Balance at
                                                      beginning   costs and   accounts    Deductions      acquisitions      end of
                         Description                  of period   expenses   (describe)   (describe)     or dispositions    period
                         -----------                  ---------   --------   ----------   ----------     ---------------    ------
<S>                                                    <C>          <C>      <C>          <C>            <C>                <C>
For the year ended December 31,1997

  Allowances deducted from assets

    Accounts receivable (for doubtful receivables)     $ 2,766         165           -       (1,300)(a)            -          1,631

    Inventory (primarily for obsolescence)               4,449       2,611           -       (2,664)(b)            -          4,396

For the year ended December 31,1998

  Allowances deducted from assets

    Accounts receivable (for doubtful receivables)     $ 1,631       1,092           -         (509)(a)            -          2,214

    Inventory (primarily for obsolescence)               4,396       1,434           -       (2,582)(b)            -          3,248

For the year ended December 31,1999

  Allowances deducted from assets

    Accounts receivable (for doubtful receivables)     $ 2,214         688           -         (409)(a)           241(c)      2,734

    Inventory (primarily for obsolescence)               3,248       1,374           -       (1,030)(b)           909(c)      4,501

----------

    (a)Primarily accounts written off, net of recoveries

    (b)Primarily obsolete parts written off

    (c)Primarily due to the purchase of EFI and Thermal Transfer Products, the sale of Romac and the shutdown of McKenica.


</TABLE>
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE BALANCE
SHEET, INCOME STATEMENT AND CASH FLOW STATEMENT FOR THE MONTH ENDED MARCH 31,
2000 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>

<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          SEP-30-2000
<PERIOD-START>                             OCT-01-1999
<PERIOD-END>                               MAR-31-2000
<CASH>                                         467,697
<SECURITIES>                                         0
<RECEIVABLES>                                7,812,680
<ALLOWANCES>                               (1,578,197)
<INVENTORY>                                  3,292,530
<CURRENT-ASSETS>                             3,770,815
<PP&E>                                      69,190,904
<DEPRECIATION>                            (25,784,314)
<TOTAL-ASSETS>                              57,172,115
<CURRENT-LIABILITIES>                       18,302,648
<BONDS>                                     19,500,000
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                     1,859,385
<OTHER-SE>                                  17,510,082
<TOTAL-LIABILITY-AND-EQUITY>                57,172,115
<SALES>                                     31,004,742
<TOTAL-REVENUES>                            31,367,959
<CGS>                                       17,910,153
<TOTAL-COSTS>                                9,026,227
<OTHER-EXPENSES>                               939,346
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                             843,422
<INCOME-PRETAX>                              3,588,157
<INCOME-TAX>                                   917,180
<INCOME-CONTINUING>                                  0
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 1,731,631
<EPS-BASIC>                                        .78
<EPS-DILUTED>                                      .78


</TABLE>
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
This schedule contains summary financial information extracted from the
consolidated balance sheet of Farmers Group, Inc. and subsidiaries as of
June 30, 1997 and the related consolidated statements of income, stockholder's
equity and cash flows for the six month period ended June 30, 1997 (unaudited)
and is qualified in its entirety by reference to such financial statements.
</LEGEND>
<MULTIPLIER> 1,000
        
       
<S>                                       <C>
<PERIOD-TYPE>                                    6-MOS
<FISCAL-YEAR-END>                          DEC-31-1997
<PERIOD-START>                             JAN-01-1997
<PERIOD-END>                               JUN-30-1997
<CASH>                                         568,324
<SECURITIES>                                   121,741
<RECEIVABLES>                                        0
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                               971,925
<PP&E>                                         646,408
<DEPRECIATION>                                 217,345
<TOTAL-ASSETS>                              12,740,941
<CURRENT-LIABILITIES>                           95,199
<BONDS>                                              0
<PREFERRED-MANDATORY>                          500,000
<PREFERRED>                                          0
<COMMON>                                             1
<OTHER-SE>                                   6,606,928
<TOTAL-LIABILITY-AND-EQUITY>                12,740,941
<SALES>                                              0
<TOTAL-REVENUES>                             1,010,310
<CGS>                                                0
<TOTAL-COSTS>                                  486,882
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                              21,035
<INCOME-PRETAX>                                502,393
<INCOME-TAX>                                   212,243
<INCOME-CONTINUING>                            290,150
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   290,150
<EPS-PRIMARY>                                        0
<EPS-DILUTED>                                        0
        

        

</TABLE>
IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 10-40966

Summary Calendar

UNITED STATES OF AMERICA,

Plaintiff - Appellee

v.

STACEY LAVERAL WILLIAMS,

also known as Black Magic,

Also known as Magic,

Defendant - Appellant

Appeal from the United States District Court

for the Eastern District of Texas

USDC No. 4:09-CR-87-1

Before KING, BARKSDALE, and OWEN, Circuit Judges.

PER CURIAM:*

Stacey Laveral Williams challenges the 220-month sentence imposed

following his guilty-plea conviction for conspiracy to manufacture, distribute, or

possess, with the intent to distribute, cocaine, cocaine base, and marijuana. In

that regard, Williams contests the three-level enhancement, pursuant to

Sentencing Guideline § 3B1.1(b), for his role as a manager or supervisor in a

United States Court of Appeals

Fifth Circuit

F I L E D

June 28, 2011

Lyle W. Cayce

Clerk

Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not *

be published and is not precedent except under the limited circumstances set forth in 5TH CIR.

R. 47.5.4.

Case: 10-40966 Document: 00511522622 Page: 1 Date Filed: 06/28/2011
No. 10-40966

criminal conspiracy. He maintains there is no evidence showing that he

exercised any supervisory authority or that he did anything other than act as a

broker for two drug suppliers and buy and sell drugs. 

Extensive evidence was presented at the sentencing hearing. A district

court’s determination that a defendant was a manager or supervisor under

Guideline § 3B1.1(b) is reviewed for clear error. United States v. Rose, 449 F.3d

627, 633 (5th Cir. 2006). A finding of fact is not clearly erroneous if it is

plausible in the light of the entire record. Id. For the reasons that follow, the

district court did not clearly err in imposing the enhancement. 

The record reflects that Williams independently set his own price and

arranged the details of the drug transactions. As evidenced in recorded

telephone conversations, which were played for the district court, Williams

recruited, and attempted to recruit, individuals into the operation. The

organization’s scale was significant—it was responsible for drug distribution in

four States. Additionally, there was evidence that Williams managed issues of

quality control. He also contacted a co-conspirator when a customer was

arrested; he managed that situation and repeatedly sought to ensure that

neither he nor his supplier would be found with drugs if the arrested customer

lead law enforcement authorities to them. Further, Williams received a share

of the fruits of the enterprise. See, e.g., United States v. Lopez-Urbina, 434 F.3d

750, 766-67 (5th Cir. 2005).

AFFIRMED. 

2

Case: 10-40966 Document: 00511522622 Page: 2 Date Filed: 06/28/2011
Exhibit 32.2



CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In connection with the Quarterly Report of BJ Services Company (the Company) on Form 10-Q for the quarterly period ended June 30, 2005,
as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Taylor M. Whichard III, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to
§ 906 of the Sarbanes-Oxley Act of 2002, that, to the best of my knowledge:



| | (1) | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | --- | ---------------------------------------------------------------------------------------------------------------------



| | (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------



|    |  |                                                                                     
|--- |  | ------------------------------------------------------------------------------------
|    | 
|By: |  | /s/ T.M. Whichard                                                                   
|    |  | T. M. Whichard Vice President, Finance and Chief Financial Officer December 14,
2005