Treasury Market Room 622-2650 GLOBAL FINANCIAL MARKETS:
‘Timothy Dutaney, Director 1w2001 12:00 Pe

[OUTSIDE SCOPE]

00800000000726


[OUTSIDE SCOPE , (b)(5)}

mane Original Message-----

From: Rapson, Robert G (mailto: RapsenRG@state.gov]

Sent: Thursday, November 08, 2001 1:40 AM

To: ‘Geetha. Rac@do.treas.gov'

Cc: Soriano, James V) 'Larry.McDonald@do.treas.gov'; Bean, James W
Subject: RE: Terrorist financing/ PHO-Oneill Meeting

Geetha,

The Charge's meeting with Vasudev is now confirmed for Priday at 1200.
Please pass us any points you'd like for him to raise. As I mentioned in
an

eariier e-mail, (OUTSIDE SCOPE , (b)(5)}

vvvvVV¥¥¥V

00500000002084


i Noon Global Financial Markets

enor t'2008

[OUTSIDE SCOPE , (b)(5)]

Drathed by: 2 Cote
For eternal Use Oniy TUM! 1242 PM

00800000000755


O1/)1/02 FRI 14:39 FAX 202 861 9257 L.A. TIMES WASH @oor

flos Angeles Jimes

WASHINGTON BUREAU
1875 EYE STREET NW, SUITE 1100, WASHINGTON DC 20006-5482

January 11, 2002

Department of the Treasury
Alana Johnson

Disclosure Officer, Rm. 1034
1500 Pennsylvania Ave., N.W.
Washington, D.C. 20220

By fax {hard copy to fellow)

Dear Ms. Johnson:

On behalf of the Los Angeles Times, and pursuant to the federal Freedom of Information Act, 5
U.S.C. s. 552, I request access to and copies of :

* Copies of all correspondence to, from and regarding Kenneth Lay or Enron Corp,, including memos,
emails, meeting notes and letters, from January 20, 2001 to the present, Also, copies of all phone logs
that show calls to er from Kenneth Lay or any other Enron Corp. officials, lobbyists or
representatives, and any notes made of conversations during such calls, Also, schedules showing
meetings with any Enron Corp. officials, lobbyssts or representatives.

L agree to pay reasonable duplication fees for the processing of this request. However, please notify
me prior to your incurring any expenses in excess of $200. Please waive any applicabic fees, Release of
the information is in the public interest because it will convibute significantly to public understanding of
government operations and activines,

If my request is denied in whole or part, I ask that you cite the specific exemption of the act that
justifies each deletion, 1 will also expect you to release all non-exempt portions of any redacted
documents, I reserve the right to appeal your decision to withhold any information or to deny 2 waiver of
fees.

Aslam making this request es a journalist and this information is of timely value, I would
appreciste your communicating with me by telephone, rather than by mail, if you have questions
regarding this request.

J look forward to your reply within 20 business days, as the statute requires.

Judy can be reached directly at 202-861-9250 of via ¢-mai) at Judy.Pastemsk@latimes.com. I can
be reached at 202-861-9288 or Robert Patrick@latimes.com . I look forward to your reply; Thank you.

Sincerely you
[ Wt

Judy Pasternak and Robert Patick
Staff Writers

Sy a a

00700000000069


Dear All,

>
>
> Please be informed that ECOPIN has just reached unanimous political
» agreement on the

> collateral draft directive.

>

>

>

>

As reported in our previous e-mail dated 10 December, some delegations
opposed the inclusion of corporates in the scope of the Directive. This
opposition could have jeopardised an agreement on the directive as a
whole, The Belgian Presidency's compromise proposal, accepted by

Minis’ Ss

> today, is to allow Member States the option to exempt financial
collateral

>» arrangements where one party is a non-financial company, from the scope
of

v

the Directive. Furthermore, it ig foreseen to introduce a review clause
requiring the Commigsion to eubmit a report three years after the date of
implementation, on the implementation of the Directive and, especially,
the above mentioned option.

The deadline for implementation foreseen by the Council is of 148 months
after the adoption of the Directive, and therefore possibly by end 2003.

Council will formally adopt its common position in the beginning of the
new year. This will then be sent to the EP for Second Reading.

The European Parliament has also adopted today, in plenary session, the
Perez Royo's report. Amendment 21 by Mrs. Pervanche Beres (aiming at
excluding corporates from the scope of the directive) has been rejected.
Amendment 16 by Mre Villiera (allowing credit-rating related top-up
collateral) has algo not been adopted.

More details will follow as soon as they become available.

Regards,

Annalisa Barbagallo Richard Metcalfe

VVVVVVV VY

00200000000450


{(b)(5)]

01841

01200000000497


[OUTSIDE SCOPE , (b)(5)]

Jim Sharer
For intemal Use Only W802 8:19 AM

00800000000627


Strickler, Marie

can ne ee

From: Sharer, James

Sent: Wednesday, January 16, 2002 4:55 PM

To: _DL_Market Group; Andrew D. Sacher; David Griffiths, Eric H. Otto; Jay Hoffman; Lundsager,
Mag; Philippa Maingren:. reidjp; Shevlin, Thomas; wallarg; weyneea

Subject: Financial Markets Night Report 1/16/02

[OUTSIDE SCOPE , (b)(5)]

Jon pot

0800000000579


Sutton, Gary

From: Carleton, Norman

Sent: Wednesday, August 08, 2001 9:34 AM

To: Bair, Sheila; Eichner, Matthew; Ellett, Martha; Fisher, Peter, Gabllondo, Jose; Gross, Jared;
Hammer, Viva; Nickoloff, Peter, Novey, Michael; Roseboro, Brian; Schultheiss, Heidilynne;
Sutton, Gary

Subject: Retail Swaps -- Enron PowerPoint Presentation

#)
ce Sent et

Attached is the Enron PowerPoint presentation for the retail swaps study group. Please note that the information is
proprietary.

00200000000105


September 2, 1997

RE: 97-08-95

Dear Mr. Cauchon:

Your August 18, 1997, Freedom of Information Act(FOIA) request
was received in this office.

Every effort will be made in the Departmental Offices to respond
by September 16, 1997.

Further inquiries concerning this request should make reference
to the identification number at the top of this letter and should
be directed to:

FOIA/PA Request

Disclosure Services, DO
Room 1054-MT

Department of the Treasury
Washington, DC 20220

Sincerely yours,

Dale nara?!

Deputy Assistant Director
Disclosure Services

Mr. Dennis Cauchon
USA Today

1000 Wilson Boulevard
Arlington, VA 22229

00700000000055


McDonald, Larry

From: Rao, Geetha

Sent: Monday, September 03, 2001 11:29 AM

To: McDonald, Larry

Subject: Comments on Investment papers for Dam's book
importance: High

[(b)(5)]

Please comment and we would need to send back to ITI for their approval, Thanks!

nde ent chao doe Bratng 22
OPT Dubro toe

00500000002099


From: Wiedman, Mark

Sent: Tuesday, December 18, 2001 7:52 AM

To: Roseboro, Brian; Carleton, Norman; Nickoloff, Peter; Schultheiss, Heidilynne
Subject: FW: ENRON ADMITS IT'S REALLY ARGENTINA

were Original Message----~

Prom: Jon Gross <igrosaa[(b)(6)]

To: Mark Wiedman <Mark.Wiedman@do.treas.gov>; Mike Grunwald <grunwaldmr@washpost .com>;
Anuj Gupta <aguptaa {(b)(6)] ; Eddy Daniels <eddy.danielagenron.com>

Sent: Mon Dec 17 23:20: 2001

Subject: FW: ENRON ADMITS IT'S REALLY ARGENTINA

-Original Message-----

From: jmgross [mailto:jmgrosse [(b)(6)]

Sent: Thursday, December 13, 2001 5:48 PM

To: Robert Vincent; Catherine Markman; Jonathan Gross
Subject: FW: ENRON ADMITS IT'S REALLY ARGENTINA

Too funny, on the slight chance you haven't already received this.

ENRON ADMITS IT'S REALLY ARGENTINA
Now Masaive Ineptitude, Corruption Make More Sense, Analysts Say

Houston, Texas ~ Collapsed due to gross mismanagement and
insurmountable debt, energy company Enron today confessed to what many
observers had long suspected: it is actually Argentina.

Congressional leaders, who have called for an investigation into the
biggest corporate failure in U.S. history, immediately dismissed
Enron's claim, but Argentinians weren't so sure. “The shady deals. The
crazy debt, I knew there was something familiar about those guys," said
Banco del Argentina director Ernesto Caballo.

Enron chairman and CEO Kenneth Lay, speaking through an interpreter via
phone from Buenos Aires, apologized for any confusion the subterfuge
may have caused, and noted that as a sovereign nation, the company was
immune from U.S. prosecution. Lay also insisted that he had not “fled"
ge Argentina, but had returned home to the capital to visit "mi
amilia."

While not directly stating it, Lay also hinted that he might in fact be
Argentinian President Fernando de la Rua, Reached in Buenos Aires, de
la Rua admitted he couldn't rule that cut. "Things are pretty crazy
around here. Who can say?”

But Enron creditors, clients, and shareholders, who stand to lose
billions over their exposure to the company, weren't buying any of it.
“While they may act like it, they sre not @ South American country, and
Ken Lay is not the President of Argentina,* declared J.P. Morgan Chase
spokesman Alex Firtilly. *They sre a malfeasant U.S. corporation that
has potentially caused us to lose $500 million. And Ken Lay is from
Missouri."

"zComo?," Lay replied. "No hablo Ingles.”

Recently ranked as high as Nc. 7 on the Fortune 500 list of the largest
U.S. companies, Enron literally ran itself into the ground by fudging

‘ 02877

01300000001486


‘Clatat Boncrging Marariy Perdoname Treamey Marte Room
Tao 413 PM Tinian. Dtracer
27M

[OUTSIDE SCOPE]

00800000000731


Ghat Emvorging Markets Performance Trewory Market oom
Then? #18 me TinDvlang, Dirwcror
posers)

[OUTSIDE SCOPE , (b)(5))

* Equtes negn uadhg hn Brak Argentine, anf Mence 6 08 ore, #08 are, and 2.30 are Canter Ure rempectivey:

00800000000582


[OUTSIDE SCOPE , (b)(5)]

00500000002116


(aloha Eererging Markets Perfvemnaree Froanary Merhet fon
eu 1s PME Teulalowep, Divoenw
errs

[OUTSIDE SCOPE]

00800000000765


{(b)(4)]

00200000000122


Glabal Freerging Markets Perfermance Trecawy Marker Aone
1h teat 0 PM Fievdialaney, Dirwcsar
aha?

[OUTSIDE SCOPE]

00800000000727


Strickler, Marie

ee

From: Sharer, James

Sent: Monday, October 29, 2001 4:44 PM

To: _DL_Market Group; Andrew D. Sacher, David Griffiths; Eric H. Otto: Jay Hoffman; Lundsager,
Meg; Philippa Malmgren; reidjp; Shevlin, Thomas; wallarg; wayneea

Subject: Financial Markets Night Report 10/29/01

[OUTSIDE SCOPE , (b)(5)]

Ont28°M pdt

00800000000770


Holahan, Betsy

From: Holahan, Betsy

Sent: Friday, January 11, 2002 5:53 PM
To: Davis, Michele

Subject: Dick Stevenson

Importance: High

I know you are swamped, but Dick just called to say he is on deadline and hopes to speak with you soon...wanted to pass.
iton. He's at 202-862-0375, No need to call Jonathan Fuerbringer back - same story,

(He wants to discuss Peter's Enron holdings, if any, and Enron's call to PON)

0800000000823


Today's Events: Time Actual Previous Period
[OUTSIDE SCOPE]

Nex2@NOON pat

oo0so0000000694


PROGRAM

WELCOME
Dean R. O’Hare

Chairman, Coalition of Service Industries
Chairman and CEO, The Chubb Corporation

PRESENTATION OF AWARDS
Outstanding Contributions
for the Liberalization
of
International Trade in Service

Honorses
Senator Charles E. Grassley
* Representative Jim Moran
Representative Jim Kolbe
Representative William Jefferson

DINNER

KeynoTs SPEAKER
Secretary of the Treasury
Paul O’Neill

ConNcLUSION
Bob Vastine
President, Coalition of Service Industries

00800000001265


oe fae @ooz

Bloomberg
139% New York Avenue NW
Washington, DC 20005-4711

Jan, 10, 2002
Disclosure Services
FOIA

Request
Department of the Treasury
Washington, DC 20220

Dear skimadcam:

| am sn editor at Bloomberg News making a Freedom of Information Act request for noles or other documents
related to contacts between Enron Carp, officials and Treasury Department officials last year.

According to public stslements from the White House, Enron Chairman Kenneth Lay and possibly other Enron
ictal last tall contacted Treasury Secretary Paul O'Neil and possibly other department officials. | am asking for
Copies of documents related to those contacts.

Given the public interest in this issue and as a member of the news media, | am requesting a waiver of fees,

if you have any questions, please contact me at 202-624-1924

Sincerely,

BIT,

Bloomberg News

00700000000098


Bradshaw, Tara

From: Bradshaw, Tare

Sent: Monday, January 14, 2002 2:35 PM
To: ‘Sweetnam, Bill Jr

Subject: FW: Bill Sweetnam interview

Here are the questions for the phone call tomerrow.

---+- Original Message-----
Prom: Kurt Ritterpusch [mailto:KRitterpuschebna. com)
Sent: Priday, January 11, 2002 2:47 PM

To; tara. bradshawede.treas.gov

Subject: BI1] Sweetnam interview

hey tara

thanks again for your help in arranging an interview with
Bill Sweetnam. i certainly

want to narrow the scope of the interview to these topics
that he is comfortable talking about.

i suppose i would be most interested in speaking with him
about IRS regulations set for releagze in the near future and
the ongoing

process of clarifying EGTRRA pension provisions. i would
also like to inquire about cash balance regulations--i've
heard the first draft met with some disappointment from
industry groups. and, of course, any available details
regarding Treasury review of pension laws in light of the
Enron situation, though i realize that may still be unclear.

thanks
Kurt Ritterpusch
BNA

0800000000901


Davis, Michele

From: n.somerville@reuters.com

Sent: londay, January 14, 2002 10:29 AM

To: michele.davi: lo. reas gov@imne routers.cOm.1roas.g0v
Subject: Reuter request for Secretary O'Neill interview

Geod morning Michele:
ching in with you on our re
ll; I was in California last week
Edmonds has had contact with you about it.
= not d that you were having a busy time with Enron late in the week so didn't want
to bother you.
But if there is any progress on timing, or anything further that we can do, I'd be

st for an editorial board with Secretary
h Chairman Greenspan but I understand that Sarah

glad to hear from you.
Thanks, Glenn

Any views expressed in this message are those of the individual
er, except where the sender specifically states them to ke
he views of Reuters Ltd.

00800000000255


Michael

01200000001119


Strickler, Marie

ee eee

From: Sharer, James

Sent: Thursday, Novernber 01, 2001 5:16 PM

To; _DL_Market Group; Andrew D, Sacher, David Griffiths; Eric H, Otto; Jay Hoffman; Lundsager,
Meg; Philippa Malmgren; reidjp; Sheviin, Thomas; wallarjg; wayneea

Subject: Financial Markets Night Report 11/1/01

[OUTSIDE SCOPE , (b)(5)]

NowtPM pct

00800000000749


[OUTSIDE SCOPE]

1L00Z ‘Of 4equienon jo se
suondo Aoueung ¢-9 1e8,A-2UQ Uo Apyejo, parjduy

00800000000686


((b)(5)]

01825

01200000000481


Page 1 of 2
Strickler, Marie

From: Cetina, Jill
Sent: Friday, November 30, 2001 8:00 AM

To: ph Manet Group; Andrew Sacher, ClayLowery; Eric Otto; Griffiths; Hoffman; MegLundsager, Paul Reid; PMalmgren:
jayne

Subject: Market Morning Report, Nov 30th
{OUTSIDE SCOPE , (b)(5)]

1/18/02

00800000000675


INDIA: Questions and Answers

[(b)(5))

Background:

Enron Dispute. \ndia and Enron arc now involved in a dispute over the $3 billion Dabhol power
project; this project involves OPIC and EXIM financing. The Indian government and the local
lenders are developing a restructuring plan before the Indian Prime Minister's visit to the U.S. at
the end of September. The proposed settlement will take Enron out of the project while keeping
OPIC, EXIM, and the other offshore lenders as creditors. [(b)(5)]

00500000002111


Sirickier, Marie

Page 1 of 2
From: —Cetina, Jill
Sent: Thursday, November 01, 2001 12:45 PM
To:

_Di_Market Group; Andrew Sacher, ClayLowery; Eric Otto; Griffiths; Hoffman; MegLundsager; Paul Reid; PMalmgren;
Wayne
Subject: Market Noon Report — Nov 1 ~ Fixed income still the focus

[OUTSIDE SCOPE , (b)(5)}

1/18/02

00800000000753


[(b)(5)]

01820

01200000000476


Carleton, Norman

From: Carleton, Norman
Sent: Saturday, December 29, 2001 11:27 AM
To: Schultheiss, Heidilynne: Nickoloff, Peter
Subject: FW: OJ: Senator Eyes End To Enron-Type Speciai-Purpose Entities
—-Ongnal Message-—--
From: Bair, Sheila
Sent: Wednesday December 26, 2001 8:23 AM
To: Carleton, Norman
Ca Raseboro, Brian
Subject: RE: DJ: Senator Eyes End To Enron-Type Specal-Purpase Entities
{(b)(5)]
Sheila
comeOniginal Message ---
From: (Carleton, Norman
Sent: Tuesday, December 18, 2002 11:07 AM
To: (Cetina, 2il; Bair, Sheila; Berardi, Steve; Bitsberger, Timothy; Bichner, Matthew; Gabilondo, Jose; Gross, Jared; Hammer, Viva; Lon
Sanatamorena (E-mail); Nickoloff, Peter; Nowey, Michael; Pletrangell, Fred; Roseboro, Brian; Schulthetss, Heidfynne; Whaley,
Jean; Wiedman, Mark
Subject: D): Senator Eyes End To Erron-Type Speoal-Purpose Entities
((d)(5)]

December 18, 2001

Senator Eyes End To Enron-Type Special-Purpose Entities

Dow Jones Newswires

WASHINGTON -- U.S. Senate Commerce Committee Chairman Fritz Hollings, D-S.C., pledged
Tuesday to introduce legislation to eliminate the sorts of financial accounting that led to the
financial collapse of Enron Corp. (ENE).

At a committee hearing on the Enron debacle, Hollings called for legislation to eliminate the use
of special-purpose entities, which are partnerships or trusts through which companies keep their
debt off the books and, in Enron's case, overstate eamings.

Hollings said such off-the-balance-sheet transactions should end in order to protect investors.
Hollings also was highly critical of the amount of insider stock selling by top Enron officials. He
noted that Enron Chairman Kenneth Lay and former Chief Executive Jeffrey Skilling each sold
shares in recent months for more than $60 million, while members of Enron's board sold shares
worth more than $160 million.

"The selling of Enron was prolific," Hollings said, calling the insider selling "a screaming red flag.”

if Enron officials felt the stock was undervalued, as they publicly attested, “why were they cashing
in?" Hollings said.

01300000000046


[(b)(5)]

01837

01200000000493


ISDA International Swaps and Derivatives Association, Inc. 3

Proposal

Our first proposal is a development af the various options set out under the "account approach" in the annotated July
2001 draft of the Convention. It reads as follows:

(1) The place of the relevant intermediary is the place where the securities account with
that intermediary is maintained.

(2) For the purposes of this Convention, the securities account is maintained at the
place of the office or branch of the relevant intermediary agreed between the
account holder and the intermediary, provided that the intermediary's business is.
subject to {regulation)[regulatory supervision] in the place so agreed and that the
maintenance of that securities account forms part of that business in that place.

(3) If the place of the securities account cannot for any reason be
determined under paragraph 2, a certificate issued by the relevant
intermediary as to the place where the securities account is
maintained is conclusive, provided that the relevant intermediary's
business is subject to [regulation][regulatory supervision] in the place
so agreed and that the maintenance of that securities account forms
part of that business in that place.

(4) _ If the place of the securities account cannot for any reason be
determined under paragraphs 2 or 3, then the factors that may be
considered in determining that place including the following:

{The text of sub-paragraphs (a) to (e) of Paragraph (3) from Option B of the
“branch/Office Approach” section of the annotated July draft to be inserted here}

(5) {The text of Paragraph (4) from Option B of the "branch/office approach" section
of the annotated July draft to be inserted here}

Paragraph (2), as in the case of Options A and B under “account approach” in the annotated July 2001 draft of the
Convention, relies on the agreement between the account holder and the intermediary to determine the location of the
account. The proviso to Option A, however, relies an the idea that the “maintenance of the securities account" is
subject ¢o regulatory supervision. Some [SDA members felt that it ts the business of the intermediary that is subject
to regulatory supervision (or regulation - as mdicated above, there was some discussion of which is the more accurate
term) rather than the maintenance, per se, of securities account. Also some ISDA members felt that the proviso to
Option A does not necessarily ensure that the relevant securities account is actually located in the jurisdiction agreed
between the account holder and the intermediary. (Other ISDA members, as noted above, consistently questioned
whether it is possible to say that a securitics account is “actually located" anywhere.)

The proviso to Option B under "account approach” in the annotated July 2001 draft of the Convention was also felt to
provide an insufficient constraint or "reality check” (in the words of your commentary} on the agreement of between
the account holder and the intermediary a3 to the location of the account. It was therefore felt not to be suitable for
those legal traditions adhering to a more traditional form of the /ex ret sitae principle.

ISDA's first proposal attempts to deal with these concerns by focusing the proviso on the regulatory supervision (or
regulation) of the intermediary's business, which scems to be a broadly acceptable formulation, while at the same time
expressly tying the maintenance of the relevant securities account to the business of the intermediary regulated in that
place

We suggest that this may be an acceptable balance of the competing concerns mentioned above. It focuses on the
agreement of the account holder and the interrnediary, providing ex ante certainty, while clearly constraining that
agreement to an objective location. This should not unduly trouble those who are sceptical about whether it is
possible to locate an uccount, since if the scepticism is justified, it should be relatively easy to rebuff a challenge
based on the proviso, At the same time, the proviso permits others to adopt a reading of Article 5(2) that is
compatible with a more traditional approach to the Jex red sitae rule.

0020000000457


‘Treasury Market Room 622-2650 GLOGAL PINANOAL MARKETS:
Timothy OuLaney, Director V7 | 12:08PM

[OUTSIDE SCOPE}

00800000000721


running news brivadcast 60 Minutes. Public Disclosure is syndicated across the
country.

Judicial Watch produces its own twice-weekly television show and daily radio
program, both ertitled The Judicial Watch Report, which air nationwide through
syndication on cable television and radio stations, as well as the Internet. The
Judicial Watch } eport 800-station radio show, launched on October 29, 1001, is
hosted by broadcast veterans Russ Verney and Jane Chastain. Judicial Watch
disseminates infi cmation it obtains through these mediums as well.

Judicial Watch b.asts and sponsors conferences and rallies as public education forums
for the dissemimi.tion of the information it acquires, For example, Judicial Watch
hosted an Ethics in Government 2000 Conference at the Washington Hilton on
October 20-21 2100 and an Ethics in Government 200! International Conference,
“Fighting Comy tion, Fostering Freedom,” on October $~ 6, 2001 in Miami, Florida.

In short, Judicial Watch s efforts to expose government corruption make news on almost a
daily basis, and it functions, in part, as a member of the media.

Indeed, there is an unequivocal public interest served by revealing the aforementioned
documents. The American peos le should be made aware of, among other things, reports,
investigations, decisions, waivers and findings of fact concerning the present financial collapse of
the Enron Corporation and currcat federal investigations of it. Enron and its CEO, Kenneth Lay, has
“donated nearly $2 million to M-. [President] Bush's political career, making them Mr. Bush's
biggest backers”’ How federal officials are currently treating the collapse and investigations of this
major corporation, with great pc litical ties to high-ranking government officials, is of great
importance to the American peojle and all who seek equal treatment under the law. This information
is not merely intended to satiafy the curiosity of a few, To be sure, the public is always well served
when it knows how government activities, particularly matters touching on legal and ethical

* Bob Davis. “Enron CEO's Politica) Connections Run Silent During Company's Crisis,” The Wall Stree! Journal,
November 29, 2001.

+ memes © Ig ooTvo2a

00700000000017


gan, Rosemary

From: Flanagan, Rosemary

Sent: Tuesday, September 04, 2001 1:16 PM
To: Gabitondo, Jose

Subject: RE: FOIA:Boston Globe request

| have located signed copies of the letters. Do you only need one copy? | have not heard beck from Ex Sec. regarding the
possible meeting wiENRON. Will let you know as soon as | hear.
We have another FOIA from the Los Angeles Times, Let me know when | can bring you & copy.

——Criginal Message-—
Gabilondo, Jose
‘Thursday, August 30, 2001 11:29 AM
Flanagan, Rosemary

From:

Sent:

To:

Subject: FOIA:Baston Globe request

Rosemai

{X6)] Ray's files contained the attached draft letters for signature by the Secretary, but not the
ones, We need to produce copies of the final documents, Could you please check with the Secretary's office to

see efor can get copies of the finals? Also, the attached email references a potential meeting between the Secretary and

Enron. Could you find out if that meeting was ever held? Thanks very much.

José

Tracking: Recipient Read
‘Gabllando, Jose Read: 09/04/2001 2:11 PM

00300000000003


‘Treasury Market Room 622-2850 GLOBAL FINANCIAL MARKETS
‘Timothy Dukaney, Diewetar 11801 TMS AN

[OUTSIDE SCOPE]

00800000000747


v FAL.

00800000001270


‘Trossury Market Roose 622-2650 GLOBAL FINANCIAL MARKETS
Timothy Dulaney, Director 1601 4:15PM

[OUTSIDE SCOPE)

00800000000743


Page 2 of 2

[OUTSIDE SCOPE]

1/18/02

00800000000657


[(b)(5)]

01848

01200000000504


DEPARTMENT OF THE TREASURY
WASHINGTON, D.C. 20220

October 23, 2001

MEMORANDUM FOR SECRETARY O°NEILL

THROUGH:

FROM:

SUBJECT:
Date & Time

Location

PARTICIPANTS:

CONTACT:

Michele Davis WAL
Office of Public Affairs

Dan McCardell “)_-
Deputy Assistant Secretary,

Office of Public Liaison

Speech to Coalition of Service Industries

Tuesday, October 23, 2001

Réception — 6:00 p.m.
Dinner - 7:00 p.m.

The St. Regis Hotel
923 16" Street, NW
Washington, D.C,

Secretary O"Neill
Assistant Secretary Michele Davis

Open
Dan McCardell, 622-9760

0800000001258


Page | of 4

McDonald, Larry

From: Rao, Geetha

Sent: Monday, September 10,2001 11:07 AM

To: Donovan, Meg; McDonald, Larry

Subject: RE’ from sobel at home — do we need anything in the dam briefing book on this. is he still going o

Sure - | sent down a copy of the briefing book at 10:00 (you had already tefl for OASIA staff). We'll get you the
reading book as well.

-----Original Message-----

From: Donovan, Meg

Sent: Monday, September 10, 2001 10:00 AM

To: McDonald, Larry; Rao, Geetha

Subject: RE: from sobel at home -- do we need anything in the dam briefing book on this. is he still going
0 india?

thanks... can we get a copy of the latter at some point? (| know you're probably crashing on trip material
today and tornorrow — but maybe your secretary could do a copy later this week or we could borrow and
ask Willia to copy?

thanks...

-----Original Message-~---

From: McDonald, Larry

Sent: Monday, September 10, 2001 9:55 AM

To: Donovan, Meg; Rao, Geetha

Ce: Sobel, Mark

Subject: RE: from sobel at home -- do we need anything in the dam briefing book on this. is he
still going o india?

Meg, when you/Mark see the briefing book it will appear rather lean and mean, as briefing books
go. (Maybe a good thing.) For what it's worth, we've already provided Dam's office a separate,
beefy book of articles and other Background reading materials,

Original Message——-

From: Donovan, Meg

Sent: Monday, September 10, 2001 7:53 AM

To: Rao, Geetha; McDonald, Larry

Ce: Sobel, Mark

Subject: RE: from sobel at home -- do we need anything in the dam briefing book on this. is

he still going o india?
thanks Geetha — I'd go ahead and deliver. We can play catch up if necessary on review.

-----Original Message-----

From: Rao, Geetha

Sent: Monday, September 10, 2001 7:52 AM

To: Donovan, Meg; McDonald, Larry

Ce: Sobel, Mark

Subject: RE: from sobel at home — do we need anything in the dam briefing book on
this. is he still going o india?

Yes -!'ll make a copy of what we have now and send down. FY! - we are looking to
deliver this by 11 today. thanks.

01/22/2002

00500000002095


[OUTSIDE SCOPE , (b)(5)]

Orafad by: Jim Sharer
For internal Use Onty 103001 4:46 PIA

00800000000763


viobal Financial Markets

avons 24 3051 reir Ment Aran Unit 123.2699
Th
[OUTSIDE SCOPE , (b)(5)]
Katieen MP. Byme
For internat Use Onty ‘11/2901 7:56 AM

0800000000700


Waite Torie CsI

Washburn Barbara General Motors

Westcott Nicholas British Embassy

Wiggins Mason TADC

Roesser Kristin

Roesser Tom MicroSoft Tax Policy

Fisher Tim ACE

Miller Mike ACE

Pruitt Penny ACE

Broadbent Meredith House Ways & Means

Castro Bob Office of Rep. Shaw

Fitzke* Jane Kolbe’s Guest

Kolbe* Congressman | US House of Reps.

Mulvey* Kevin AIG

Keeler Tim US Dept. of Treasury

Punke Tim Finance Senate Cmte

Smith* Nicole Office of Rep. Jefferson
Venable

Collins* Peter USTR.

Self* Dick Akin,Gump

Smith's* Nicole ** Find out name.
Venable
husband

Heeter* Charlie Andersen

McMillen Steve Senator Gramm.

| Vargo* Regina USTR

Vargo* Frank ina Vargo’s spouse

Deal Timothy US Council for International

Frederick Richard Intl Fed. Of Accts.

Hegarty John World Bank

Shilling Christine Deloitte & Touche

Spielman Solveig Intl Business Govt Counselors

O’Neill* Michelle Commerce

McHale Jonathan USTR

Dwoskin* Dorothy USTR

Field Catherine USTR

Marantis Demetrios USTR

Mclntosh* Joanna AT&T

Conway Daniel Chubb

* Invited to the Chairman's & Sponsor's reception

As of: 10/23/01
10:26 AM

00800000001261


Nichols, Robert
Tuesday, December 11, 2001 12:09 PM
"Kathiee

n
RE: tech event at treasury today at 12:45 pm.

this is t a tech thing

Rob Nichols

Deputy Assistant Secretary for Public Affairs
Department of the Treasury

(202} 622-2310

-----Original Message-----

From: Kathleen Day (mailto:daykfwashpost.com)

Sent: Tuesday, December 11, 2001 12:06 PM

To: Robert .Nichols@do.treas.gov

Subject: Re: tech event at treasury today at 12:45 pa

tech people will cover----i am interested but have to focus on

financing stuff and enron!

4

0800000000481



— +

| cleg iw: thu LerLind ot bicts Aare ,

[OUTSIDE SCOPE , (b)(5)}

00200000000460


Page 4 of 4

in its petition, US Export-Import Bank, which has loans
guarantees totalling $1.2bn in India, says a safe and
internationally recognised arbitration process was a ke
in its decision to advance the loan to DPC.

The dispute over arbitration is one element of a cooling
relationship between Enron and India. Matters reached
diplomatically embarrassing point last month after Ken
chairman of Enron, spoke of sanctions against India if t
company was not fully compensated.

01/22/2002

00500000002098


[OUTSIDE SCOPE]

S499M ZL 3SE7] OY} 404 Saunjny Aouaing ul suOHISOg eAe|NDeds UO e}eQ WII

00800000000687


Bradshaw, Tara

— —e

From: Bradshaw, Tara

Sent: Tuesday, January 15, 2002 8:21 PM

To: Davis, Michele

Subject: FW: Senate Hearing on Enron-Related Pension Issues

FYI

—~Original Messagen-=>

From: Sweetnam, Bill Jr

Sant: Tuesday, Jsruary 15, 2002 8:20 PM

To: Weinberger, Mark; Reader, W Thomas; Olson, Pan; Walker, Deborah; Young, JT; Bradshaw, Tara; Bar, Sheila; McCall, Neal;
DeMarco, Edward

Subject: Senate Hearing on Enron Retated Pension Issues

| have heard, second hand, that Sen, Kennedy will schedule a hearing on February 7 to discuss the pension issues
surrounding Enron. He will have a government panel and will ask for testimony from DOL and Office of Tax Policy. He will
also have a victims panei and a panel of academic experts.

William F_ Sweetnam, Jr.
Benefits Tax Counsel

Office of Tax Policy

Treasury Department

1500 Pennsylvania Avenue NW
Washington DC 20220

Phone: 202-622-0170
Fax: 202-622-0646

00800000000904


Strickler, Marie

eC Ooo!

From: Byrne, Kathleen
Sent: Thursday, November 29, 2001 12:36 PM
To:

_DL_Market Group; Andrew D. Sacher (E-mail), David Griffiths; E.A. Wayne; Eric H. Otto (E-

mail); J.P. Reid; Jay Hoffman; Meg Lundsager; Phiippa Malmgren; T.J. Shevtin
Subject; Market Noon, Nov 29th

[OUTSIDE SCOPE , (b)(5)]

00800000000693


Const Sane - Membership Pagesole
WHITE & CASE

WILMER, CUTLER & PICKERING
WORLDCOM

Coalition of Service Industries - Membership - Affiliate
Members
FERENCE OF AMERICA

AMERICAN BAR ASSOCIATION
AMERICAN CONSULTING ENGINEERS COUNCIL
AMERICAN INSTITUTE OF ARCHITECTS

AMERICAN HOTEL & MOTEL ASSOCIATION
BANKERS ASSOCIATION FOR FINANCE & TRADE

INTERNATIONAL ASSOCIATION OF DRILLING CONTRACTORS
MASSACHUSETTS INSTITUTE FOR SOCIAL AND ECONOMIC

RESEARCH
MOTION PICTURE ASSOCIATION OF AMERICA

EDUCATION
PRIVACY AND AMERICAN BUSINESS
TRANSNATIONAL ASSOCIATES, INC,

00800000001267


LZ-US/UL 15:43 FAR Ue Gide ayy

- @oos-oua

questions, have been conducted. This request is based, in part, on news articles Editorial,
“Investigating Enron,” The Wal! Street Journal. November 30, 2001; Bob Davis. “Enron CEO’s
Political Connections Run Siler: During Company’s Crisis,” The Wall Street Journal. November
29, 2001; Dow Jones Newswires. “White House: No Objection to Congress Probe of Enron,”
November 30, 2001; Michael Schroeder. “US Attorneys Inform Regulators They Want to
Monitor Enron Probe”, The Wa.! Street Journal. November 30, 2001; Dow Jones Newswires.
“Chronology of Enron Corp.’s }fistory,” December 2, 2001; Dow Jones Newswires. “Enron Piles
For Chapter 1) Bankruptey,” D»cember 2, 2001. Copies of which are enclosed with this request *

Thus, we are convinced tat the information requested will be meaningfully informative in
increasing public of the relations vip that government officials have with the Enron Corporation and
their attitudes and actions towarr its collapse and subsequent investigation. Hence, we submit this
request.

Clearly, information that exposes government activity that is contrary to the rule of law will
contribute significantly to the puslic's understanding of the operations and activities of government.
In fact, according to the Office « f Management and Budget, Freedom of Information Reform Act of
1986 -— Uniform Freedom of Infc ‘mation Act Fee Schedule Guidelines, § 67(g), this is one of the
categories of activity which cous have characterized as in the public interest,

Congress has spoken cle irly on this subject by amending FOIA so that it can “be liberally
construed in favor of waivers fo; noncommercial requesters.” McClellan Ecological Seepage
Situation, at 1284 (quoting 132 Cong. Rec. $14298 (Sept.30, 1986). The main purpose of the
amendment, according to Senate Leahy, was to prevent gamesmanship on the part of government
agencies ie., to “remove roadblucks and technicalities which have been used by various Federal
agencies to deny waivers or reductions of fees under FOLA.” Jd. (quoting 132 Cong. Rec. $16496,
October 15, 1986)

* Editorial. “Investigating Enron,” Te Wail Street Jowrnal. November 30, 2001; Bob Davis, “Enron CEO's
Political Connections Run Silent Dung Company's Crisis,” The Wall Street Journal. November 29, 2001; DJ
Newswires. “White House: No Objexition to Congress Probe of Enron," November 30, 2001; Michael Schroedez,
“US Attorneys Inform Regulatets Ti\-y Want to Monitor Enron Probe”, The Wall Street Journal. Nov. 30, 2001.
Dow Jones Newswires. “Chronology of Enron Cozp."s History,” December 2, 2001; Dow Jones Newswires. “Earon
Files For Chapter 11 Bankruptcy,” D -cember 2, 2001.

00700000000018


‘(etal Foserging Martots Peafermance Trower Marton Renae
ADO E200 PM ?
enero

[OUTSIDE SCOPE]

00800000000660


The Washington Post

to: Tren rent Foy of he

Pursuant to the Freedom of Information Act (5 U.S.C. section 552 as amended), I
hereby request disclosure of the following records for inspection and possible copying:

Calendars and other documents reflecting any contacts that Treasury Department chief of
staff Tim Adams may have had with officials or representatives of Enron since Oct. 1,
2001.

If you regard any of these records as exempt from required disclosure under the
Act, Thereby request that you exercise your discretion to disclose them nevertheless.

I further request that you disclose the listed documents as they become available
ta you, without waiting until all the documents have been assembled. If the information
3s available in machine readable format, I would prefer it on disc; alternatively, on a CD-
ROM or magnetic tape.

Tam making this request on behalf of The Washington Post, a newspaper of
general circulation throughout the United States. The records disclosed pursuant to this
request will be used in the preparation of news articles for dissemination to the public.
Accordingly, I request that, pursuant to 5 U.S.C, section 552 (a) (4) (A), you waive all
fees in the public interest because the furnishing of the information sought by this request
will primarily benefit the public. If, however, you decline to waive all fees, I am prepared
to pay your normal search fees (und copying fees if I decide to copy any records), but I
request that you notify me if you expect the search fees to exceed $100.

As specified under the Act, I expect a response to this request within ten working
days. Thank you.

Sincerely,
John Mintz, reporter ry
The Washington Post
1150 15 St. NW
Washington, D.C. 20071
Phone 202 334 4451; Fax 202 496 3883 '

d «$TSE OW Nags: 2002 TT w¥s,

00700000000096


Gichal Emerging Markets Perfarimaree Traasry Monks Roce
UNM 745 AM TiwDialumey, Director

[OUTSIDE SCOPE]

00800000000748


Hambor, John

Subject: FW: Jeff Skilling, President & CEO, Enron Corp. -- Energy Crisis, Steel
Start: Thu 4/5/01 5:00 PM
End: Thu 4/5/01 5:30 PM
Show Time As: Tentative
Recurrence: (none)
Meeting Status: Not yet responded
Required Attendees: O'Neill, Paul H.; <ATTENDEE LIST UNAVAILABLE>
FY
~~ Oniginal Appointrent--—
From: McCardell, Dan On Behalf Of O'Neill, Paul H.
Sent: Monday, March 19, 2001 12:32 PM
To: O'Neil, Paul H.; Aufhauser, David; Schmalzbach, Kenneth; Gathers, Shirley; Ells, Dina; Valentic, Marsha; Harvey, Reavee; Flanagan,
Rosemary; Stewart, Lawranne
Subject: Jeff Sling, President & CEO, Enron Corp. -» Energy Crisis, Stee!
When: Thursday, April 05, 2001 S:00 PM-5-30 PM (GMT-05:00) Easter Time (US & Canada).
Where:

THIS E-MAIL IS FOR NOTIFICATION PURPOSES ONLY, AND MAY NOT BE AN INVITATION TO ATTEND MEETING.

00300000000089


[OUTSIDE SCOPE , (b)(5)]

Rao/OASLV/ISM 5/08/01

00500000002124


[()(4)]

00200000000115


{(b)(5)]

01818

01200000000474


{(b)(4)]

00200000000108


Ghabal Erverging Markets Performance Trewumy Martin Rea
Hugo @13 TiaDwlancy: Oirectar
annus

[OUTSIDE SCOPE]

00800000000761


[OUTSIDE SCOPE , (b)(5)]

(Drafted by: Jim Sharer
Far intemal Use Onty Wie02 449 PM

00800000000580


Holahan, Betsy

From: Hotahan, Betsy

Sent: Friday, January 11, 2002 1:22 PM
To: Davis, Michele

Subject: NYTimes request

Importance: High

picks Stevenson called, 202-862-0375; writing about Peter/Enron. Says his call supersedes earfier one by Jonathan
uerbringer.

00800000000822


Flanagan, Rosemary

From: Gabilondo, Jose

Sent: Thursday, August 30, 2001 11:29 AM

To: Flanagan, Rosemary

Subject: FOIA:Boston Globe request

Follow Up Flag: Follow up

Flag Status: Flagged

Rosemary,

{(\(6)) Ray’s files contained the attached draft letters for signature by the Secretary, but not the
original ones. We need to produce copies of the final documents. Could you please check with the Secretary's office to see

if we can get copies of the finals? Also, the attached email references a potential meeting between the Secretary and Enron.
Could you find out if that meeting was ever held? Thanks very much.

José

00300000000006


GLOBAL MARKET DEVELOPMENTS

Market Room Staff Week of December 3 - 7, 2001
ae

[OUTSIDE SCOPE]

0800000000654


icDonald,

From: Grewe, Maureen

Sent: Monday, July 08, 2001 8:51 AM

To: McDonald, Larry; Rao, Geetha; Christopulos, Greg; Sampliner, Gary
‘Subject: FW: Enron Meeting

FYI -- new meeting on Enron. Please let me know who wants to go.

Gary, Greg == the O'Neill meeting with Mishra ended up being cancelled because Scheduling
and the Embassy could not find a mutually convenient time.

Please send me dobs and ssns for those who want to attend. thanks.

Original Message-
Prom: Harry_K._Thomas@nsc.eop.gov [mailto:Harry_K._Thomas@nsc.eop.gov)
Sent: Friday, July 06, 2001 5:44 eM

To: maureen.greweédo,treas.gov

Subject: Enron Meeting

Maureen: We are inviting you to attend an interagency meeting intended to
craft a unified government policy re Enron.

Meeting is Wed. July 11 at 1030 in Room 473. If you wish to bring someone
else, pls. do. As always, we will need the DPOB and SSits for attendees.
Have « good weekend.

00500000002110


OPIC Summary of the Dabhol Project
Prepared by OPIC for Deputy Secretary Dam's Trip to India

With a view towards resolving the Dabhol situation prior to Prime Minister Vajpayee’s visit to
the United States at the end of September, the Government of India (“GOI”) has instructed the Indian
financial institutions (“Indian Lenders”) to develop a restructuring plan which will be presented to GOL
by the first week of September. The new instructions follow Enron CEO Ken Lay’s meetings with
various representatives of GOI in July

Enron, the Indian Lenders, and GOI have already conducted negotiations. S. Kulkarni (Office of
Special Duty, Prime Minister’s Office), is leading the discussions on behalf of GO! with Enron, Enron,
GE and Bechtel (“Equity Sponsors”) want to be bought-out for $1.2 billion, and the Indian Lenders/GO1
are apparently offering about $400 million, which is assumed to be for 100% of the equity, but this is
unconfirmed, Further meetings are planned with Enron in early September, including a meeting with
First Secretary Brajesh Mishra outside of India.

OPIC and the other offshore lenders have not been provided the details of the discussions nor the
proposals by Enron, GOI, and the Indian Lenders, The limited information available indicates that GOI
and the Indian Lenders intend to remove the Equity Sponsors while keeping OPIC, EXIM, and the other
offshore lenders as creditors to the project, subject to a broader GOI restructuring plan. [(b)(5)]

The offshore lenders are communicating their opposition to GOL, Enron, and the Indian Lenders through a
letter to Kulkarni, It is worth noting that the project documents require the consent of the offshore lenders
for any restructuring,

{(b)(5)]

00500000002119


Harvey, Reavie k

From: Jude Wanniski [jwanniski@polyconomics.com]
Sent: Sunday, January 13, 2002 12:35 PM

To: Tim.Adams@do. treas.gov

Ce: reavie. harvey@do.treas.gov

Subject: enron

Sensational piece in the NYT magazine.... topped off by a terrific

appearance on Sunday, Tell O'Neill my only concern is the corporate
tax-rebate element in the stimulus bill... which had megabucks for Enron,
If it came from the White House folks, ie Lindsey, it will be a problem. I
assume if it had passed last year, Enron could have collateralized it and
stayed alive.

Here is & note I sent to Pat Buchanan on his Meet the Press appearance with
Nader, Please show it to the Secretary, The only point in his interview
that I questioned was the report that 72% of the people think the economy
will improve this year. It won't, but the American people are reflecting
what they are being told by the administration and Lindsey's "textbook*
economics, Deflation grinds away and Greenspan remains in denial.

>Date; Sun, 13 Jan 2002 12:12:06 -0500

>To: Pat Buchanan

>Prom: Jude Wanniski <jwanniski@polyconomics .com>
>Subject: nader is right

>
>»Dear Pat.... A good show with Nader on Meet the Press. But.....

>
>You would have gotten a lot more votes in 2000 if you had Nader's position
on how to keep America a "western nation.* Change our foreign policy and
export growth instead of the IMP/World Bank poison!! "Poreigners* would
rather stay home than come here to make a living. There is no single thing
we could do right now to make that happen than a restoration of the
dellar/gold link. When the dollar was as good as gold, the reat of the
world could link to it and grow around a stable unit of account. Under
Bretton Woods, there were no "IMF loans" to desperately poor third-world
nations. The IMF role was to monitor the BW system and provide short-term
help to countries trying to avoid devaluation from the $35 central gold
link. Private banks arranged the third world loans and did a good business
when they got paid back. After 1971, with the floating dollar, growth
stopped in the third world and the banks would up with bad loans. The IMF
was then given the job of "collecting," which meant getting the hard money
out of the US taxpayers and “givingTM it to the bankrupt country, which of
course never saw the money. It went to the banks to clear up the bad loans.
It was a corrupt system from the start and has become totally corrupt by
now. You know all this, but you still approach the problem with rhetoric
that you should know by now does not fly with the American people. Put up
big fences to keep them out. On this, Nader is right, although I have not
heard him express himself this way in his campaigns. He hasn't taken on the
» has he?

>
>Jude

>

>2PS When are you going to start jumping on the monetary deflation? A
recognition of it is the path to a gold standard, which solves the problem
that you and Nader and I all worry about, for our different reasons.

>

>

00100000000746


{(b)(5)]

00700000000036



J7PIS WooY wyepy Amseasy,
‘Aq pasedarg

1O0Z ‘OE JOGUIDAON - 97 JOQUIDAON
syIeyD Joye [P1oueUT,y

Ww
a
fo}
1S)
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Ww
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2
2

00800000000679


Davis, Michele

From: Jonathan, Nicholson@reuters.com
Sent: Monday, January 14, 2002 11:16 AM
To: Michele. Davis@do. treas,gov
Subject: Briefing

Michele,

Didn't vest tse[(b)(6) s out today and hate te bother you with detail stuff, but
ime th rnopn (2, 3 pm) would be great for a briefing. While the Big Guy went
some deta this weekend on the shows, there's still interest in Enron as well as
(C decision reaction as well. Thanks...

Any views expressed in this message are those of the individual
sender, except where the sender specifically states them to be
e views of Reuters Ltd.

0800000000185


Page 2 of 3

[OUTSIDE SCOPE]

WV18/02

00800000000652


{(b)(4)]

00200000000107


[OUTSIDE SCOPE]

soiunjny Aoueiing ul suonisog aaijejnoads uo e}eGg WWI AI490M

00800000000688


(KByme, 2-2054).
[OUTSIDE SCOPE]

00800000000708


DeMarco, Edward

From: Gross, Jared
Sent: Wednesday, January 16, 2002 12:18 PM
To: Fisher, Peter, Roseboro, Brian; Bair, Sheila; Hammond, Donald; Ellis, Dina; Cave, Pat;
, Timothy; Kodat, Roger; Lebryk, David; Reid, Robert
Ce: Malvey, Paul; Carleton, Norman, Fuller, Reese; Lanham, Kerry; Quinn, Philip; Whaley, Jean;

DeMarco, Edward; Tishuk, Brian; Monroe, David; Hart, Anna: Hunt, Betty Ann; Barbour,
Gaylen; Carr, Pamela; O'Brien, Michael; Wiedman, Mark
Subject: ENRON DOCUMENT SEARCH

Importance: High

By now you and your staff should have received a copy of the January 16 memorandum from our General Counsel, David
Aufhauser, on Treasury's response to Enron investigations. Please review that memo carefully and contact general
counsel's office (Tom McGivern or Bill Fox) with any questions. We have been instructed that a quick response is 2 high
priority of the Secretary. Please respond to this request immediately.

Item One in the memo requests a thorough search for any and all documents retated in any way to Enron. This includes
‘any written or electronic documents that you may have, including e-mail. At the most basic level, all domestic finance staff
should search both their email inbox and sent lems folders for the keyword “Enron.” Persons who are likely to possess:
documents should conduct further searches, Submit everything to Tom McGivern, (Electronic documents should be
printed and put on diskette.)

NOTE: EVERYONE WHO IS RECEIVING THIS EMAIL HAS AN ENRON DOCUMENT TO REPORT.

(Special Note Regarding Wire Stories: A number of Domestic Finance personnel were on 2 distribution list from Norman
Carleton providing elecronic versions of wire stories from Dow Jones, etc. If you only recieved these documents, and did
pat forward them, then you do not need to submit the entire printed story. If you forwarded the email, or retained a printed
version in your files, then you must submit it.)

Thank you in advance for a prompt response, Please feel free to call me if you have any questions.

01200000001241


Johnson, Alana

From: Granat, Rochelle

Sent: Tuesday, December 18, 2001 9:06 AM
To: Johnson, Alana
Subject: RE: JW Enron request
[(b)(5)]

-—-Original Message—~

From: Johnson, Alana

Sent: Tuesday, December 18, 2001 8:23 AM

To: Granat, Rochefie

‘Subject: JW Enon request

Importance: High

[()(5)]

00700000000037


ISDA

International Swaps and Derivatives Association, lac,
One New Change

London, EC4M 9QQ

Telephone: 44 (20) 7330 3530

Facsimile: 44 (20) 7330 3555

email: isda@lisda-cur.org

website: www.isda.org

[ ] September, 2001

Permanent Burcau

Hague Conference on Private Intemational Law
Scheveningseweg 6

2517 KT The Hague

Netherlands

For the attention of: Christophe Bernasconi, First Secretary

Dear Sirs,

Proposed Convention on the Law Applicable to Proprietary Rights in Indirectly Held Securities

Thank you for your invitation to comment on the annotated July 2001 draft of the proposed Convention on the Law Applicable
to Proprietary Rights in Indirectly Held Securities. At your kind invitation, we participated as an observer at the experts
working group meeting in January 2001, which led to the preparation of a preliminary draft of the proposed Convention. As
part of cur broader interest in collateral law reform, we have taken a close interest in this project. We have held numerous
consultations with our members on the key issues raised by the proposed Convention and have included presentations on the
project in various educational initiatives, conferences and seminars we have organised since the preparatory work of the
Permanent Bureau on these issues first began last year.

The International Swaps and Derivatives Association (ISDA) is the global trade association representing leading participants in
the privately negotiated (‘over-the-counter’) derivatives industry. ISDA was chartered in 1985 and today has more than 540
member insitutions from 41 countries on six continents, As well as most of the world’s major insitutions that deal in privately
negotiated derivatives, these members include many of the businesses, governmental entities ant other end-users that rely on
over-the-counter derivatives to manage ¢fficicntly the financial market risks inkerent in their core economic activities. A List of
members ts attached, Information about [SDA and its activities is available on the Association's web site: www isda.org.

ISDA strongly endorses the work of the Member States and the Permanent Bureau of the Hague Conference on Private
lotermational Law on the law applicable to proprietary nights in indirectly held securities. We, along with other industry
associations and leading financial market participants, have for a number of years highlighted legal uncertainty on and a eck
of a harmonised approach to this issue as key impediments to establishing secure, efficient and cost-effective cross-border
financial collateral arrangements.

L ISDA supports PRIMA and the continuing work of the Hague Conference on this issue

As we have made clear in a number of fora over the past few years, ISDA members strongly support the view that,
from both a theoretical and a practical perspective, the place of the relevant intermediary approach ("PRIMA") és the
most sound basis for determining the law applicable to proprietary rights in indirectly held securities.

NEW YORK + LONDON + SINGAPORE + TOKYO

fecorporated as a Non-For-Profir Corporati with Timied liability in the Stane of New York, Linited States of America

00200000000455


(KByrne, 2-2054),

Today's Events: Time
[OUTSIDE SCOPE]

Actual

Previous Period

Consensus

00800000000710


TREASURY CLEARANCE SHEET

Number
Date

MEMORANDUM FOR: MSECRETARY O DEPUTY SECRETARY 0 EXECUTIVE SECRETARY
OC ACTION OBRIEFING O INFORMATION 0 LEGISLATION
O PRESS RELEASE O PUBLICATION O REGULATION 0 SPEECH

O TESTIMONY OOTHER __
FROM: John B. Taylor
Under Secretary (Intemational Affairs)
SUBJECT: Meeting with Brajesh Mishra, Indian National Security Advisor and Principal
Secretary to the Prime Minister
— 5 near aie ——
NAME (Please Type) INITIAL DATE OFFICE/ROOM TEL. NO.
NO.
INITIATOR(S)
Geetha Rao ISM/ 5332 MT 622-1238
REVIEWERS
Maureen Grewe ISM / 5401 MT 622-5504
Steve Radelet IS {3222 MT 622-7222
Russ Munk GC2314 MT 622-1899
—— ee
SPECIAL INSTRUCTIONS
O Review Officer Date: OC Executive Secretary Date:
—_—

00500000002137


Treasury Market Room 622-2650 GLOBAL FINANCIAL MARKETS:
Timothy OuLecay, Director rug? = 12:00 PM

[OUTSIDE SCOPE)

00800000000696


Overview for the Meeting with Indian Finance Minister Sinha

{(b)(5)}

Key Issues
[OUTSIDE SCOPE , (b)(5)]

ATTACHMENTS: Tab A: Background on Economic Developments
Tab B; — Selected Economic Indicators
Tab C: — The India - United States Financial and Economic Forum

00500000002121


{(b)(4)]

00200000000119


Global Erecragong Movisees Pestioemamce Treuawy Martet Howe
Twat RAS AM Tia Ovtaney, Oirennoe
2.2032

[OUTSIDE SCOPE]

0800000000702


{(b)(5)]

00500000001048


{(b)(5)]

01823

01200000000479


Page 2 of 2
[OUTSIDE SCOPE}

1/18/02
00800000000668


From: Kurt Ritterpusch [KRitterpusch@bna.com]
Sent: Friday, January 11, 2002 2:50 PM

To: Tara.Bradshaw@do,treas.gov

Subject: RE: Bill Sweetnam interview

that would be great. should i just call him at that time?

Tara. Bradshaw@do.treas.gov on 01/11/2002 02:47:42 PM

To:  KRitterpusch@bna.com
cer
Subject: RE: BI1l1 Sweetnam interview

thanks for the questions. i have scheduled a phone interview
on tuesday at

21:30 am,

let me know if this works for you

tara

2---- Original Message-----

From: Kurt Ritterpusch (mailto:KRitterpusch®bna.com)
Sent: Friday, January 11, 2002 2:47 PM

Tor tara. bradshawedo.treas.gov

Subject: 6111 Sweetnam interview

hey tara

thanks again for your help in arranging an interview with
Bill Sweetnam. i certainly

want to narrow the scope of the interview to those topics
that he is comfortable talking about.

i suppose i would be most interested in speaking with him
about IRS regulations set for release in the near future and
the ongoing

process of clarifying EGTRRA pension provisions. i would
also like to inquire about cash balance regulations--i've
heard the first draft met with some disappointment from
industry groups. and, of course, any available details
regarding Treasury review of pension laws in light of the
Enron situation, though i realize that may still be unclear.

thanks
Kurt Ritterpusch
BNA

00800000000870


Smith, Amy

From: System Administrator mail. house. gov]
Sent: indy. December 14, 2001 10:30
To: Amy. mith Gedo treas gov
Subject: Delivered: Enron and Bankruptcy Bill -- ABI Website
FWY Bron ard

favrenetcy a <<FW: Enron and Bankruptcy Bill -- ABI Wepsite>> Your message

To: Richard, Gregg

Subject: FW: Enron and Bankruptcy Bill -~- ABI Website

Sent: Fri, 14 Dec 2001 10:07:31 -0500
was delivered to the following recipient{s}:

Richard, Gregg
MSEXCH:

m Fri, 14 Dec 2001 10:29:36 -0500
4SExchangeMTA:U.S. House:HRM12

55

00600000000104


Bradshaw, Tara _ _

From: Bradshaw, Tare

Sent: Friday, January 11, 2002 4:20 PM

To: ‘toedtma@newsday.com’

Subject: RE: TASK FORCE STATEMENT ON REVIEW OF RETIREMENT BENEFIT RULES AND PR
OTECTION

Hi,

I am still doing taxes, but I don't do Snron. 401{k}s and pension plans fall under the
Benefits Tax Counsel in the Office of Tax Policy.
If you have specific Enron questions, you can call Michele at 622.2920.

Tara

coco Original Message~----

From: jtoedtmagnewsday.com (mailto: jroedtmag@newaday.com]

Sent: Friday, January 11, 2002 4:19 PM

To: Tara.BradshawSdo.treas.gov

Subject: Re: TASK FORCE STATEMENT ON REVIEW OF RETIREMENT BENEFIT RULES
AND PR OTECTION

Does this mean you're not doing taxes? Or has your portfolio been expanded?
And how about en Enron question or two. I've got a couple.

Happy New Year.

Jim

00800000000900


[OUTSIDE SCOPE]

}00z ‘Of sequianon jo se
S|eNUsEWIG ayey }SOI9}U] E-D

00800000000682


(China) Raneegiog Markats Portarmanee Troasary Menken Pome
VOL 5 PM Tmdalceay, Dhreccer
posit

[OUTSIDE SCOPE]

00800000000752


[OUTSIDE SCOPE , (b)(5)]

Oratted by: Jim Sheicer
coe sae oly 0301 4:59 PRA

00800000000759


Page | of 2
Strickler, Marie

From: Cetin, Jill

Sent: Tuesday, December 04. 2001 7:53 AM

To: api -Market Group, Andrew Sacher, ClayLowery, Eric Otto; Griffiths, Hoffman; MegLundsager, Paul Reid; PMalmgren;
yne

Subject: Market Morning Report, Dec 4th

[OUTSIDE SCOPE , (b)(5)]

1/18/02

00800000000667


‘Treasury Market Room 622-2860 GLOBAL FINANCIAL
Temothy Oucaney, Director wer tee0 PM

[OUTSIDE SCOPE]

00800000000738


{(b)(5)]

01819

01200000000475


Q&A
Asian Development Bank Meeting

((b)(5)]

00500000002112


Treasury Markot Room 622-260 (GLOBAL FINANCIAL MARKETS
‘Timothy DuLamey, Director 1uaoT 12:00PM

[OUTSIDE SCOPE]

00800000000734


[OUTSIDE SCOPE]

00800000000715


Gabilondo, Jose

EE

From: Gabilondo, Jose

Sent: Tuesday, September 04, 2001 2:16 PM
To: Flanagan, Rosemary

Subject: RE: FOIA-Boston Globe request

One copy’s fine, Rosemary. You can come by anytime with the other FOLA. Thanks,

José
~----Original Message-——-
from: Flanagan, Rosemary
Sent: Tuesday, Septemiber 4, 2001 1:16 PM
Tor Ganilordo, Jose

Subject: RE: FOIA:Boston Globe request

| have located signed copies of the letters. Do you only need one copy? | have not heard back from Ex Sec.
regarding the possible meeting wIENRON, Will let you know as soon as | hear
We have another FOIA from the Los Angeles Times, Let me know when | can bring you a copy.

--—-Driginal Message—---
From: Gabilondo, Jose
Sent: Thursday, August 30, 2001 11:29 AM
To: Fianagan, Rosemary
Subject: FOIA:Baston Globe request

Rosemary,

{(b\(6)] Ray’s files contained the attached draft letters for signature by the Secretary, but
‘the original ones. We need to produce copies of the final documents. Could you please check with the

Seeretary's office to see if we can get copies of the finals? Also, the attached email references a potential meeting

between the Secretary and Enron. Could you find out if that meeting was ever held? Thanks very much.

José

00200000000548


-2- Treasury Market Roos
Ties Dukawey, Office Director

[OUTSIDE SCOPE , (b)(5))

Kathleen MP. Byrne
November30, 2001

Wink of Nery 28 = Neveawter 7, S11 Cishal Marter Desebyeree 2

00800000000678


Treasury Market Room 622-2859 ‘GLOBAL FINANCIAL MARKETS:
Timothy DuLseay, rector 112601 12:00PM

[OUTSIDE SCOPE]

00800000000717


Hambor, John
From: Squitieri, Ray
4 Thursday, December 14, 2000 5:25 PM
Elmendorf, Douglas; Wilcox, David
Chryst, Nancy; Flanagan, Rosemary; Hambor, John
briefing memo for Summers

colt wins eteg LS
torent David, I've used parts of the memo on Krugman to produce this briefing memo for the Summers.
ENRON conversation tomorrow. Mi also sen along your markup of my eariier memo, with answers to your querries s.{(b)(6)]
If you need something else tonight, send the document plus instructions to my

home email address: [ 5)(6)]
(note there's no Pond! In my first and last names)
Alternatively, I'll be available first thing in the morning.

00300000000100


FOIA ACTION FORM  potwra NUMBER _2001-08-079

FAILURE TO RESPOND ON OR BEFORE DESIGNATED DUE DATE FOIA“ Pad

MAY SUBJECT RESPONSIBLE OFFICIAL TO ADMINISTRATIVE - Oo

DISCIPLINARY ACTION (8 U.S.C. $2(a)(4)(F)) FOIA APPEAL

MEMO TO RESPONSIBLE OFFICIAL: FEE WAIVER REQUESTED ¥

‘The attached has been Med under $ U.S.C, $52, 5 U.S.C, 552a, and/or 31 CFR Part 1. A response mast be made by the responsible official. If
request ts to be reassigned or referred to someone other than the designated responsible official, it is the responsibility of that official to advise the
Department Disclosure Office of such change. Legal counsel who nermally provide assistance to your office may be consulted with respect to this

request. If a fee waiver has been requested, please refer to fee waiver guidance in the FOIA Handbook before pi ig this request.
DEPARTMENTAL OFFICES: AS SOON AS REQUEST PROCESSING HAS BEEN COMPLETED, PLEASE COMPLE: ARTS H, FLAND IV. THE
ORIGINAL OF THE FORM, TOGETHER WITH A COPY OF THE OUTGOING RESPONSE (WITHOUT ENCLOSU Two

IMMEDIATELY TO THE DEPARTMENTAL DISCLOSURE OFFICE.

E PFFICER
—
PARTI
RESPONSIBLE OFFICIALS: (BUREAU SYMBOL / NAME)
LA } Katie O'Donnell 6 i
2, GC) Barbara Freeland ? 2
3. SE ¢ Paulette Johnson & 13,
4 . 9 a 4
$ 10. 15
DATE RECEIVED:08/27/2001 @ THIS WILL BE A COORDINATED RESPONSE.
DUE DATE: 09/25/2001 LA / Katia O°Donmell WILL COORDINATE

SUBJECT OF REQUEST; INFORMATION ‘CONCERNING LINDA ROBERTSON

KEQUESTER: RESPOND TO:
Jeff Gerth

The New York Times

1627 I Street, NW - Suite 700

Washington, DC 20006

PART I
IF RECORDS ARE WITHHELD, RESPONSE MUST CITE EXEMPTION(S) AND SET FORTH APPEAL PROCEDURES.
RECORDS: Exemptions applied in full/partial denials: (See 5 U.S.C, $52(b)] _
Released in full Co pen C6) SS (by (7 (E)
Demed in part CO ¢bye2) O waa) 0 mime
Denied in full (by) Seatute Cl (by 7) 4B) C weap
—] aby ety 0 winic D we
+ (b)«S) — (b){7)(D)
Other
——- _
PART IIL - TIME EXPENDED IN PROCESSING FOIA - REQUIRED FOR ANNUAL REPORT
Time spens by each person involved in any aspect of processing this request.
Grade Time Grade Time Grade Time Grade Time
po = _
PART IV - FEES
=
COMMERCIAL ‘ ‘ SEND BILL
EDUC/SCIENTIFIC/MEDIA NIA N/A YES (] NO [—
OTHER TINDEVIDUAL) 7 NIA WAIVE FEES |_|

TSpecify if other Gan pholocopy, ¢.g., microfilm, etc. and include com of duplicating
MEMO TO DEPARTMENTAL DISCLOSURE OFFICE: Attached is a copy of the response to this request, describing matenal released and/or withheld.

RESPONSIBLE OFFICIAL

TD F 82-00. (Rev. 0493) PREVIOUS EDITION OBSOLETE

00700000000045


Informatior

MEMORANDUM FOR DEPUTY ASSISTANT SECRETARY SCHUERCH
FROM: Joseph B. Eichenberger

Director

Office of Multilateral Development Banks

SUBJECT: Argentina; IDB financing for Transportadora de Gas del Sur S.A.
{(b)(5)}

00500000001047


‘Troasury Market Room @22-2650 GLOBAL FINANCIAL MARKETS:
Timathy DuLaney, Director yu2ae1 MAN

{OUTSIDE SCOPE}

00800000000701


Nichols, Robert

—_—

From: Sharer, James

Sent: Tuesday, January 15, 2002 4:43 PM ;

To: Mesi Praiep Group; eS Sector Omad Griffiths; Eric H. Otto; Jay Hoffman; Lundsager,
7 ippa Malmgren, reidjp,; Shevlin, Thomas: wallarjg: wayneea

Subject: Financial Markets Night Report 1/15/02

[OUTSIDE SCOPE , (b)(5)]

21

00800000000351


Business Representatives

Mr. Gary G. Benanav
Chairman & CEO
New York Life International

Mr, J. Gary Burkhead
Vice Chairman

FMR Corporation

Mr. Rono J, Dutta
President
United Airlines

Mr. Dean Kleckner
President
American Ferm Bureau Federation

Mr. Emest S. Micek
Chairman, President & CEO
Cargill

Mr. Paul Song
Chief Executive Officer

ARIS Corporation

Mr. Joseph W. Sutton
Vice Chairman
ENRON Corporation

Mr. John S. Wadsworth
Chairman
Morgan Stanley Asia Ltd.

Eastman Chemical Company

Mr. Thomas E. Fisher

Senior Vice President, Commercial Affairs
Unocal Corporation

Mr. Larry A. Liebenow

President & CEO
Quaker Fabric Corporation

Mr. Joha F. Smith, Jr.
Chairman & CEO

* General Motors Corporation

Mr. C. B, Sung
Chairman of the Board

Unison, Group, Inc.

Mr. Frank L. Vandersloot
President & CEO
Melaleuca, Inc.

Mr. Wayne Britt
Chief Executive Officer .
Tyson Foods International

00800000001271


From: Edith Boehler

To: Dom13.DOPOs (schuerchw), CLAPPG
Date: 10/29/98 2:45pm

Subject: Additionality -Reply

((b)(5)]

>>> Gene Clapp 10/23/98 02:34pm >>>

On Tuesday, Blizabeth and I attended a meeting at the IDB/USED's office with
John Hardy, VP for Project Finance at Enron. Mr. Hardy had heard of our
reservations about the Argentina gas deal and wanted to discusa the realities
of project finance in today's difficult market conditions.

After giving us an introductory lesson on project finance, including why
companies like Enron cannot finance deals like this and why they need the
IPIs, Hardy said that people in his company had been "shocked" to hear that we
had been inclined to oppose the IDB financing for the Enron gas investment.

I responded that he had told us that Enron had $24 bn in projects under
development and had invested $3-4 bn in Brazil alone over the past 2 years.
Assuming that it was not going to look for IFT help for all of them, how did
Enron choose which to ask for assistance on? He went on about risks in
Mozambique, Gabon, etc, I replied that those cases were understandable, but
we could not figure out why they needed help on a sure thing like the gas
pipeline in Argentina and didn't they have some notion of how they were going
to finance expansion when they invested in Argentina in the first place? ft
concluded that we were often skeptial about claims of additionality when we
encountered cases like this.

He changed the subject. The meeting ended on an amicable note.
Our quest for enlightenment on the issue of additionality continues.

cc: Dom13.DOPO8 {cetinaj, eichenbergerj, hurley], megre...

00500000001043


‘Treasery Market Room 622-2690 (GLOBAL FINANCIAL MARKETS
Timothy Dulaney. Director Tweet 12:08 PM

[OUTSIDE SCOPE]

00800000000712


Confirmed Attendee List
Last Name FirstName | Office
Alt cI CSI
Boll Richard Dept, of Commerce
Collins Lionel Office of Rep. Jefferson
Cristol* Faith Senate (Grassley)
Ehrenhaft Peter American Bar Assn.
Enis Margaret State Dept.
Fei John CSL
Hallstrom * Eric (Faith Cristol’s fiancé)
Herrera. DJ CSI
Hooker Charlie Dept. of Commerce
Jacobs* Steve Dept, of Commerce
Jefferson* Congressman | US House of Reps.
William
Kemper Coletta CIAB
Lavdas George SEC
Levy* Chuck Wilmer Cutler
Manzullo* Congressman US Congress
. Donald
Manzullo* Freda Mrs. Manzullo's wife
McTighe Matt CSI
Murphy Kevin Commerce Dept.
Murray Fred National Foreign Trade Council
Ngugen Mark White & Case
Nickerson Greg National Foreign Trade Council
Pearce David Morgan Stanley
Rogers Robert Global Information Infrast.
Comm.
Poteet Paul Congressman Wally Herger
Rolmier Jeff Commerce Dept.
Rossow Rick India Business Council
Sapiro* Miriam VeriSign
Schwartz Elliott Cmt for Economic Develop.
Szymanski* Matthew House Committee on Small
Business
Tang Johnson HK Economic and Trade Office
Tate Lisa CsI
Travaglione Sylvia CsI
Van Home Bill Congressman Cardin’s Ofc

* Invited to the Chairman's & Sponsor's reception

As of: 10/23/01
10:26 AM

0800000001260


‘Clabal Eimerging Markets Pertoereance Treasary Market Roe
teas 4:13 PM TieDahewry, Dorecsor
entaey

[OUTSIDE SCOPE]

00800000000706


{(b)(5)]

01830

01200000000486


Global Emerging Markity Performance Frevsecy Markey Nowe
taint 12.00 Pee RaDaluney, Dirac
e208

[OUTSIDE SCOPE]

00800000000713


[OUTSIDE SCOPE , (b)(5)}

With respect to growth prospects, infrastructure development, particularly irrigation, roads and
power, is a key component to increasing rural incomes and boosting growth. While public
investment plays a large role in developing these sectors, there is limited scope to encourage
private sector investment in these sectors, particularly in the power sector, due to the weak
investment climate and growing number of investment disputes. Enron and AES Corporation (a
Virginia-based international power company with investments in the Indian state of Orissa) have
faced difficulties in securing power payments from the state electricity boards, [(b)(5)]

[OUTSIDE SCOPE , (b)(5)]

00500000002115


Cummings, Leslie

From:
Sent:
To:

Ce:
Subject:

Importance:

Cummings, Leslie
Friday, January 18, 2002 9:52 AM

Green, Matthew; Hughes, Gerry; Jacques, Kevin; McCall, Neal; Pedri, Melissa; Ugoletti,

Mario; Zackal, Heather
DeMarco, Edward
Staff Meeting Scheduled Today at 10:30 am

High

There will be a staff meeting in the OF! conference room at 10:30 am today. Topic: Enron Document Search. If you

cannot atlend this meeting ,please let me know as soon as possible.

Leslie Curnmings

Office of Financial Institutions and GSE Policy

(202) 622-0206
Tracking:

Recipient

Green, Marthew
Hughes, Gerry
Jacques, Kevin
McCall, Neat
Pedr, Melissa
Ugeletti, Mario
Zackal, Heather
DeMarco, Edward

Read

Read: 1/18/02 9:52 AM
Read: 1/18/02 10:01 AM
Read: 1/18/02 9:55 AM
React: 1/18/02 9:52 AM
Read: 1/1802 9:52 AM
Read: 1/1602 10:05 AM
Read: 1/1802 10:01 AM
Read: 1/1802 10:13 AM

01200000001116


Richardson* Bonnie MPAA
Sournenlis Petros EU Commission
Lane Rick Newscorp
Smith Alicia Sony Pictures
Moran* Congressman | US House of Reps.
Jim
Moran* Mrs. Jim Moran's Wife
Sander* Raymond New York Life
Ellard Angela House Ways and Means
Dai* Yunlou Embassy of the PRC
Eissenstat* Everett Senate Finance Com.
Eissenstat* Janet Wife of Everett Eissenstat
Zhong Chuanshui Embassy of the PRC
Arricale* Frances New York Life
Colgate* Jessie New York Life
Weitmann* Allen Price WaterHouseCoopers
Feuer Mitch Reuters
Gradler Jeof Fin. Svs. & Tax Policy (Reuters)
Marr Chuck Office of Tom Daschle
Scheeler Kate Sen. Schumer Office
Angus* Barbara Dept. of Treasury
Ball William Caterpillar
Bates Doug ACLI
Garrett-Nelson* | LaBrenda Washington Council Ernst Young
Gates Bruce Washington Council Ernst Young
Giordone Nick Washington Council Ernst Young
Myers Karen EDS Tax
Weinberger* Mark Treasury
Lane* Laura AOL
Sherman Laura Paul Weiss

* Invited to the Chairman's & Sponsor's reception

As of: 10/23/01
10:26 AM

00800000001263


MEMORANDUM FOR SECRETARY O*NEILL

FROM: John B, Taylor
Under Secretary (International Affairs)

SUBJECT: Meeting with Brajesh Mishra, Indian National Security Advisor and
Principal Secretary to the Prime Minister

OVERVIEW

You are scheduled to mect with Brajesh Mishra (National Security Advisor and Principal
Secretary), Lalit Mansigh (Indian Ambassador to the US) and Yogesh Khanna (Economic
Minister, Indian Embassy). Joining you from Treasury will be DAS Radelet, Geetha Rao and I.

Mr. Mishra is here to meet with several U.S. government officials, including Vice-President
Cheney, Dr. Rice, Deputy Secretary Armitage and Secretary Rumsfeld to discuss the upcoming
Indo-Pakistan summit and economic reforms in India. [(b)(5)]

Date: June 29, 2001
Time: 7:45-8:30 am
Location: Small Conference Room

00500000002129


[A ALL Sedecayee

ae

Gabilondo, Jose

From: Gabiondo, Jose

Sent: Thursday, August 30, 2001 11:29 AM

To: Flanagan, Rosemary

Subject: FOIA:Boston Globe request

Rosemary,

[(b (8)] Ray's files contained the attached draft letters for signature by the Secretary, but not the
{oye ‘cones. We need to produce copies of the final documents. Could you please check with the Secretary's office to see

if we can get copies of the finals? Also, the attached email references a potential meeting between the Secretary and Enron.
Could you find out if that meeting was ever held? Thanks very much.

ye

José

00300000000007


Johnson, Alana

From: Johnson, Alana

Sent: Friday, January 11, 2002 11:22 AM
To: Brooks, Joyce; Henshaw, Michelle
Cc: Underwood, Dale

Subject: Enron Corp,

Importance: High

{(b)(5)]

00700000000108


Henshaw, Michelle -

From: Henshaw, Michelle

Sent: Monday, December 10, 2001 8:12 AM

To: Freeland, Barbara; Johnson, Paulette; McGinnies, William; Ridgway, Diana
Subject: FOIA request question

Importance: High

[OUTSIDE SCOPE]

{(b){5)]

Michelle L. Henshaw, Program Analyst
DO, Disclosure Services

(202) 622-0875

FAX: (202) 622-3895

00700000000041


* Noon Global Financial Markets

dont 25, 10019

[OUTSIDE SCOPE , (b)(5)]

Crathed by Cetin
For Intmerasl Use Ordy 1ozeet 1226 PM

00800000000768


_—

THE CENTER FoR Postic INTEGRITY

Roned of Directors
Josie Guytisoles
Charles Lewis
Susan Lowwenborg
Charles Piller

Allen Pusey

Ren Sherwood
Maviaane S.

Houta Maisen
tsabel Wilkerson

edly -Mascish

Advisory Hoard
Jastes Mactreyur Burits
Gustaen “

Herben Halil

Kes Menderes Hestur yl
Rathicen Hall Jumtoson

Sion Jaevos
Hill Kovach
Fobu F Newnan, Jer

» Chghorree
pur Scblesiny
Withiatte Schnwsder
Feurl Siewant

William Jalias Wilson

Tavcutive Director

(hares ewes

Managing Director

Peter Fienee

Director of the

Iiternational Comsortiom af

nvestigutive Journalists
Mid 8. Beets

Director of
Mate Projeets
Meleah Rusts

Director of Development
Harturs W. Schecter

FIO 17th Street, NW Tih Moor Wisshington, DC 20005 (202) 466-130K) Fax: (202) 466-1101

January 11, 2002

Nathomel Meller

The Center fur Public Integrity
910 17th Street, NW

7" Floor

Washington, DC 29006
202.466, 1300 0.112

BY FAX ONLY: 202-622-3895

Disclosure Services

FOTA Request

Department of the Treasury
Washington, DC 20220

Ru. FOIA REQUEST
To Whom It May Concer:

Under the Freedom of Information Act ($ U.S, Cude $52) and the Electronic
Freedom of Information Improvement Act of 1994, | am requesting the following
records reyurding communications between any executives of Enron Corp. or any
of ity subsidiaries and the Office of the Sccretary of Treastry:

* Any notes, memuranda, correspondence, or uther documents regarding
any communication between the Office uf the Secretary of Treasury uf
the United States und any executives or epresentatives of Enron
Corp. or any Enron subsidiaries between July 1, 2001 and January 10,
2002,

* Any notes, memoranda, correspondence, or other documents regarding
any communication between the Office of the Secretary of Treasury of
the United States and any officials at the Executive Office of ¢
Presictent of the United States or the Executive Office of the Vice
President of the United States regarding Enron Corp. or any Enron
subsidiaries between July 1, 2001 and January 10, 2002.

Cam requesting a medis [ce waiver. Tama represenlab ve of the news media
affiliated with The Center for Public Integrity, a non-profit public interest
Onganizstion that publishes and disseminates newsworthy information. Vhs
request is being made as part of newsyathering and is not for commercial use.
This organrzation alse intcuds to give the obtained intormation widest paxsible
dissemination.

contail; Comlacl® publicintcgnty ong
Iitpiwww, publicintegrity.org

00700000000068


Strickler, Marie

From: Byrne, Kathleen

Sent: Wednesday, November 28, 2001 1:08 PM

To: _DL_Market Group; Andrew D. Sacher (E-mail), David Griffiths, EA. Wayne; Eric H. Otto (E-
mail); J.P. Reid; Jay Hoffman; Meg Lundsager; Philippa Malmgren; T.J. Sheviin

Subject: Market Noon Report, Nov 28th

{OUTSIDE SCOPE , (b)(5)}

00800000000707




Treasury Market Room 622-2650 GLOBAL FINANCIAL MARKETS
Timathy Outaney, Director vmer 415 PM

[OUTSIDE SCOPE]

00800000000730


Strickler, Marie

LS

From: Sharer, James

Sent: Friday, November 23, 2001 1:26 PM

To: _DL_Market Group; Andrew D, Sacher, David Griffiths; Eric H. Otto; Jay Hoffman, Lundsager,
Meg; Philippa Malmgren; reidjp; Shevlin, Thomas; wallarjg; wayneea

Subject: Financial Markets Afterncon Report 11/23/01

[OUTSIDE SCOPE , (b)(5)]

00800000000719


Treasury Market Room 622.2058 GLOGAL FINANCIAL MARKETS:
Tiwathy OuLoney, Girecter 162 49S PM

[OUTSIDE SCOPE , (b)(5)]

00800000000581


Treasury Market Room €22-2659 GLOBAL FINANCIAL MARKETS
pel aaey, va 74S AM

[OUTSIDE SCOPE , (b)(5))

00800000000628


[(b)(5)]

01831

01200000000487


{(b)(4)]

00200000000106


AM Global Financial Markets

Nowra & 200 Teaguny Mortal reine ink (27-2086

[OUTSIDE SCOPE , (b)(5)]

Jim Sharer
For internat Use Ory 11/601 6:08 AM

00800000000746


[OUTSIDE SCOPE , (b)(5)]

Drafted by: Jim Sharer
101 2 PM
Fer internal Use Orty "

0800000000750


Alvarado, Carmen

NE

From: Bradshaw, Tera
Sent: Wednesday, December 05, 2001 5:42 PM
To: totahan, Betsy; Lee, Sharon; Fratto, Tony, Scotinos, Tasia; Strickler, Marie; Alvarado,
men
Ce: Davis, Michele; Nichols, Robert
Subject: RE: Good Night
goodnight
~-~-Original Message--—
From: Holahan, Betsy
Sent: Wednesday, December 05, 2001 5:28 PM
To: Lee, Sharan; Fratto, Tony; Bradshaw, Tara; Scolinas, Tasia; Strickler, Marie; Alvarado, Carmen
Ce: Davis, Michele; Nichols, Robert
Subject: RE! Good Night
GN

Washington Post is doing a story on predatory lending and wanted to find out what Sheila has been saying on it. |
referred the reporter to her recent speeches, on the web site, for She#a's description of best practices. Wall St.
Journal writing Enron/derivatives story for Friday.

-~eOngnal Message---—
From: Lee, Sharon .
Sent; Wednesday, December 05, 2001 5:16 PM
To: Fratto, Tony; Bradshaw, Tare; Scolincs, Tasia; Holahan, Betsy; Strickler, Mane; Alvarado, Carmen
Ca Lee, Sharon; Davis, Michele; Nichols, Robert

Subject: Good Night
(oy(6) However, please let me know when you get a chance. Also, please remember to
update Michele of any important press items.

00800000000787


Nichols, Robert

From: Nichols, Robert

Sent: Thi , January 10, 2002 5:45 PM
To: Davis, Michele

Subject: call him now

Rob Nichols

Deputy Assistant Secretary for Public Affairs

Department of the Treasury

(202) 622-2810

-----Original Message-----

From: Meyer, Josh [mailto:Josh.Meyer®latimes.com)

Sent: Thursday, January 10, 2002 5:40 PM

To: ‘Robert.Nichols@do.treas.gov'

Subject: RE; THE SECRETARY ON A TV NEAR YOU... TUNE IN!

Hi Rob. Need to talk to you asap about Enron's Lay's phone call to O'Neill. We writing story about it and I need a response.

‘Thanks. Know it's late notice but need to talk to you right away. [(b)(6)]
-—--Original Message"
From: Robert.Nichols@do.treas.gov [mailto:Robert.Nichols@do.treas.gov)
Sent: Thursday, January 10, 2002 2:36 PM
Subject: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

The Secretary will appear on CNN and CNBC tonight between 6:30 and 7 PM. He'll be on Good Morning America

tomorrow morning at 7: 05 AM

Rob Nichols

Deputy Assistant Secretary for Public Affairs
De of the Treasury
(202) 622-2910

00800000000475



December 18, 2001
Re: 01-12-13

Mr, Christopher J, Farrell

Judicial Watch

501 School Street, SW — Suite 725
Washington, DC 20024

Dear Mr. Farrell

This concerns your December 5, 2001, Freedom of Information Act (FOIA) request and your
request for expedited processing

Your request for expedited processing does not meet the criteria provided for in 5 U.S.C.
552(aX6ME)v) (as amended). However, every effort will be made to respond to your request by
January 18, 2002.

You may appeal the denial of your request for expedited processing within 10 days of the date of
this letter. The envelope and the appeal letter must be clearly marked “Appeal for Expedited
Processing,” and should be faxed to (202) 622-3895 and be addressed to:

FOIA Appeal
Disclosure Services
Department of the Treasury
Washington, DC 20220

The deciding official on your appeal will be the Chief Management & Administrative Programs
Officer.

Sincerely,

Vea

Alana Johnson
Assistant Director
Disclosure Services

00700000000020


Page | of 2

DeMarco, Edward

From: Cave, Pat

Sent; Thursday, January 17, 2002 9:59 AM
To: O'Brien, Michael

Ce: DeMarco, Edwerd

Subject: FW: P

My ot anct Mae
I just wanted to share this email that | sent Tom regard (°< yo Me
Let me know if there is something else |need toda. Aocn, NYTimes 2

°
_— rlebow mew
Pat Koa Carleton

Chys)

J. Patrick Cave

Deputy Assistant Secretary

Financial Institutions and GSE Policy
Department of Treasury

Room 2420 Main Treasury Building
202-622-0430

202-622-2027 fax
pat.cave@do.treas.gov

Original Message----~

From: Cave, Pat

Sent: Wednesday, January 16, 2002 4:36 PM
To: McGivern, Tom

Ce: Bair, Sheila

Subject:

Tom,

Regarding Jared's email below, | do not believe that | have anything to share. My computer just gol sel up
last night and | do not have any related documents or emails,

Pat Cave
DAS for Financial Institutions

----Original Message—---

From: Gross, Jared

Sent: Wednesday, January 16, 2002 12:18 PM

To: Fisher, Peter; Roseboro, Brian; Bair, Sheila; Hammond, Donald; Ellis, Dina; Cave, Pat; Bitsberger,
Timothy; Kodat, Roger; Lebryk, David; Reid, Robert

Ce: Malvey, Paul; Carleton, Norman; Fuller, Reese; Lanham, Kerry; Quinn, Philip; Whaley, Jean;
DeMarco, Edward; Tishuk, Brian; Monroe, David; Hart, Anna; Hunt, Betty Ann; Barbour, Gaylen; Carr,
Pamela; O'Brien, Michael; Wiedman, Mark

Subject: ENRON DOCUMENT SEARCH

Importance: High

By now you and your staff should have received 2 copy of the January 16 memorandum from our
General Counsel, David Aufhauser, on Treasury's response to Enron vestigations. Please review
that memo carefully and contact general counsels office (Tom McGivern or Bill Fox) with any

01/18/2002

01200000001209


Bradshaw, Tara

From: Holahan, Betsy

Sent: Thursday, January 10, 2002 $:10 PM

To: Lee, Sharon; Fratto, Tony; Bradshaw, Tara; Scolinos, Tasia; Strickler, Marie; Alvarado,
Carmen

Ce: Davis, Michele; Nichols, Robert

Subject: RE: Good Night

GN

.

Greg Ip of WSJ doing something short on proposed changes to rules regarding the collection of race
and gender data by lenders (talking to Sheila on background)

CNBC called to say they booked someone else for their Enron piece
Gotten calls on pension rules review - wires, TX papers

Got a few calls on Sheila's new DAS for Financial Institutions and GSE Policy (Rep.
Baker's AA)

Original Message-—--
From: Lee, Sharon

Sent: Thursday, Januery 10, 2002 5:00 Prt

To: Fratto, Tony; Bradshaw, Tara; Scolinos, Taga; Holahan, Betsy; Stricder, Marie; Alvarado, Carmen
Ca Lee, Sharon; Davis, Michele; Nichols, Robert

Subject: Good Night

Please lel me know when you get a chance. Also, please remember to update Michele of any important press items.

0800000000889


{((b)(4)]

01400000000042


Bradshaw, Tara

From; Sharer, James

Sent Wednesday, January 16, 2002 4:55 PM

To: _DL_Market Group; Andrew D, Sacher, David Griffiths; Eric H. Otto; Jay Hoffman; Lundsager,
Mag; Philfigpa Maimgren; reidjp; Shevlin, Thomas; wallarjg; wayneea

Subject: Financial Markets Night Report 1/16/02

[OUTSIDE SCOPE , (b)(5)}

an nM pot

o0o08s00000000859


Page 3 of 4

banks if a legal dispute over the pla
resolved.

The Washington-based export credit agency has adva
$298.2m to Enron's Indian arm, Dabho! Power Compa
(DPC), which is owed $45m in unpaid bills by its sole lo
customer, the Maharashtra State Electricity Board (MS
The two sides are locked in a messy legal dispute over
choice of an arbitration authority.

Enron's relations with MSEB have collapsed since the
rescinded its contract earlier this year and refused to dr
down power from the 2,184mw plant in Maharashtra, w
India.

The Houston-based company says it wants to quit Indi

demanding full compensation of the $1.1bn it has inves
the plant, whose $2.9bn total cost makes it India’s Digg
single foreign direct investment.

About a third of the $2bn in debt raised by DPC to fina
project was from foreign lenders, including Bank of Am
Citibank, ABN Amro and Overseas Private Investment
the US. Indian banks’ exposure is $1.4bn, including
guarantees of foreign banks' loans.

US Export-Import Bank's threat to invoke loan guarante
syndicate of five Indian banks, including Industrial
Development Bank of India, the country's biggest long-t
lander, is contained in a petition to a Bombay court. Th
bank wants to be allowed to argue in court on behalf of
which is contesting MSEB's choice of a local arbitrator t
resolve the payments dispute.

MSEB says the relatively untested Maharashtra Electri
Regulatory Commission (Merc) is the appropriate body
arbitrate. But DPC says arbitration must take place int
neutral location assigned in their contract

Last month, India’s Supreme Court upheld DPC’s appe
against the Bombay high court, which had earlier ruled

Merc must decide for itself on whether it is the correct b
arbitrate, The new judgement by the Bombay high cour
expected soon.

The US bank's move, which follows a similar initiative i
by 11 foreign banks with loans of $440m to DPC, is de
to persuade the Bombay court to uphold the arbitration
procedure laid out in DPC's contract with MSEB.

01/22/2002

00500000002097


From:
To:
Date:
Subject:

((b)(5)]

Thanks.

Truman Semans

CLAPPG

10/7/98 11:38am

IDB Argentine Gas Loanl -Reply

>>> Gene Clapp 10/06/98 05:05pm >>>

[(b)(5)}

ce:

CETINAJ, HURLEYJ, KuhlowM, WALSHH, StewartkK

00500000001046


Alvarado, Carmen

———$—$—

From: Holahan, Betsy

Sent: Thursday, January 10, 2002 5:10 PM

To: oe Sheron; Fratto, Tony; Bradshaw, Tara; Scolinos, Tasta; Strickler, Marie; Alvarado,
armen

Cc: Davis, Michele, Nichols, Robert

Subject: RE: Good Night

GN

Greg Ip of WSJ doing something short on proposed changes to rules regarding the collection of race
and gender data by lenders (talking to Sheila on background)

CNBC called to say they booked someone elee for their Enron piece
Gotten calls on pension rules review - wires, TX papers

Got a few calls on Sheila's new DAS for Financial Institutions and GSE Policy (Rep.
Baker's AA)

Original Message-—-

From: Lee, Sharon

Sent: Thursday, January 10, 2002 5:00 PM

To: Fratto, Tony; Bradshaw, Tara; Scolinos, Tasia; Holahan, Betsy; Stricker, Marie; Alvarado, Carmen
Ce: Lee, Sharon; Davis, Mhee; Nichols, Robert

Subject: Good Night

Please let me know when you get a chance. Also, please remember to update Michele of any important press items.

00800000000786


Page 2 of 2

{OUTSIDE SCOPE}

1/18/02
00800000000670


Luvo5/0] 15:42 FAX 202 646 5199 . Wous-uzs

undersigned. This raere. prior to the conclusion of the statutory 20-day period for response.
In addition, under the FOLA there is an absolute requirement to produce those segregable portions of
documents which are not claime to be privileged, as well as a list (“Vaughn Index”) that indicates
by date, author, general subject matter, and clatms of privilege(s) those documents, or portions
thereof, which have been withheld or not provided. Vaughn v, Rosen, 484 F.2d 820 (D.C. Cir 1973),
cert, denied, 415 U.S. 977 (1974); Iglesias v, Central Intelligence Agency, 525 F. Supp. 547 (D.C.
1981); see generally LaRocca v. State Farm Mut, Auto, Ins, Co,, 47 F.R.D. 278 (W.D. Pa. 1985)

We note that President € linton instructed agencies in October, 1993, to ensure compliance
with both the spint as well as thy letter of the Act. See President Clinton’s FOLA Memorandum,
U.S. Department of Justice, FOT.A Update, Summer/Fall 1993, at 3. In addition, Attorney General
Ashcroft issued a FOLA Memorindum on October, 12, 1993, which inter alia states “the Department
of Justice and this Administratic 1 are committed to full compliance with the Freedom of Information
Act... It is only through a well-informed citizenry that the leaders of our nation remain accountable
to the governed and the Americiin people can be assured that neither fraud nor government waste is
concealed.” and orders “a presu 1ption of disclosure.” See Attorney General Asheroft's FOLA
Memorandum, U.S. Department of Justice, FOLA Update, Fall 2000, at p. 1.

Judicial Watch is entitled |o a public interest fee waiver for this request, At $ U.S.C. § $52 (a)
(4) (A) (iii), the FOLA sets forth a owo prong test to determine whether a fee waiver is appropriate
First, the disclosure must be in the public interest by contributing significantly to the public's
understanding of the operations o/' the government. Schrecker v. Department of Justice, 970 F. Supp.
49, $0 (D.D.C. 1997); Fitzgibbon ». Agency for International Development, 724 F. Supp. 1048, 1050
{D.D.C. 1989); Larson v. Cenrral ‘ntelligence Agency, 843 F.2d 1481, 1483 (D.C. Cir. 1988). Second,
the disclosure must not be primarily in the commercial interest of the requester, Schrecker, 970 F.
Supp. at 50; Fitzgibbon, 724 F.2d at 1050; Larson, 843 F.2d at 483,

Judicial Watch is a 50) (c\ (3) not-for-profit public interest organization, One of its purposes is
to provide the public with information which exposes government activities that are contrary to the law.
Judicial Watch is, in effect, an educational foundation, as well as a law firm, Which uses severa]
mechanisms for the dissemination|of the information it ecquires, and operates to ensure that this

00700000000015


Treasury Mackat Room 622-2090 GLOBAL FINANCIAL
Timothy Cutaney, Dieeetor tuwor 12:00 PH
[OUTSIDE SCOPE]

00800000000756


Reese, Cindy

From: Joyce. Hansen@ny.frb.org
Sent: Tuesday, September 25, 2001 12:05 PM.
To: acorcoran@eftc.gov; Audrey. Watson@ny.frb.org; prof@mecarthy.ca;

cindy.reese@do.treas.gov; Donaid.Bernstein@dpw.com; eesmith@bingham. com;
piid>@his.com; Hesigman@aol.com; jwiener@dtcc.com; James.Kerr@dpw.com;

“Rogers @be.edu; mooneyj@sec. gov; lucier}@sec. gov; john. vollkommer@.chase Com,
Joseph.cohn@ubsw.com, joyce_hansen@ny.frb.org, bergmanni@sec. gov;
lawrence.brandman@gs.com; LMcMurray@exchange.mi.com; michel. prunetG@imc-law, com;
Nancy.k-Callahan@chase.com, patricia, brigantic@ssmb.com; patrick harris@gs.com;
Pdavid@nyc.tasken.com, guynn@dpw.com; richard kortright@dpw.com: remith@dpw.
rsussman@bankofny.com; srocks@cgsh.com; szornoza@)statestreet.com,; THartfeette gor gov;
bmifusajia@eol.com; pvkfunk@gouldwilkie.com

Subject: ISDA Haque Submission for 9/26 Meeting
mimoncorresatd ——_Commianaee

Listed below are Gocuments for our meeting tomorrow.

Please remember the meeting is being held at Davis Polk, 450 Lexington
Avenue,

oooe- Forwarded by Joyce Hansen/NY/FRS on 09/25/2001 11:59 AM -----

Anna Blia
<aclia®ISDA-E To: Alex Dock <dockx_alex#euroclear.com>,
UR.ORG> Alex Yazdanpanahi

<Alexandor. yazdanpanhi®morganetanley.com>,
09/24/2001 Andrew Threadgold
11:54 AM <threadgold_andrewejpmorgan.com>, "Angela

Papesch (Singapore)" <apapesch@isda.org>, Ann
Bradley <ann.bradley@dpw.com>, Araceli Leyva
Leon <aleyvale@ceca.es>, Arnaud Duhamel
<duhamel@gide.fr>, Beth Price <bpriceawfw.com>,
Bill Eldridge <bill.eldridgeabarclays.co.uk>,
Brian Kuanhon <whenwcidley.com>, Carl Adams
<cadamsSexchange.ml,com>, Chandra Bhargavan
<Chandraleka.Bhargavansdrkw.com>, Chip Goodrich
«chip.goodrichadb.com>, Christian Reber
«christian. rebersdpw.coms, Christine Stanschus
«christine, stanschus@enron.com>, Christopher
Whiteley <whitelec@allenovery.com>, Clare
Middleton <claremiddleton@halifax.co.uk>, Dan
Hanvqvist <dan.hangvistevinge.se>, Dan Warnier
ewarnier_daniel@jpmorgan.com>, DAvid Bloom
<david.bloomshsbegroup.com>, DAvid Entwistle
<david.entwistlesdb.com>, David Geen
<david.geen®gs.com>, David Maloy
<david.maloy@ubsw.com>, David Olson
<olson@hugheshubbard.com>, David Suetens
<david.suctens@abnamro.com>, Derek Linfield
<dlinfiecld@lon.fasken.com>, Di Bruning
<dbruning®aigi.coms, &d Murray
sEd.Murray@allenovery.com>, Edward Murray
<ed.murray@allenovery.com>, Emily Jelich
<ejelich@isda.org>, Estelle Dubois
<edubois#cdc-marches.fr>, Frederic Nizard
<frederic.nizard@bnpparibas.com>, Gareth Lee
<gareth.lee@linklaters.com>, Gary Rosenblum
<gary_rosenbluma@m=l.com», Geoff Geha
<Geoff.Gehag@mej.com.au», Geoffrey Yeowart

00200000000451


oon Global Financial Markets

Novwikcg 2h ain.

[OUTSIDE SCOPE , (b)(5)]

Drafed by: Cota
Fer Intomat Use Cnty Na00) 1216 PM

00800000000725


oon Global Financial Markets

nSveriee ,21

[OUTSIDE SCOPE , (b)(5)]

Drafted by: rr Shae
Pox irnbarnial Uses Qesty sar 125 PM

00800000000733


Glabal Emerging Markets Performance Trweaary Markee Boxe
taaiae ir ener
eet

[OUTSIDE SCOPE , (b)(5)]

00200000000278


ieeVe VL 42idd PAS SUe Gao oie @vus-use

We request expeditious handling and immediate release of the requested information in
the public interest.

In accordance with 31 C#R § 1.5, 28 CER § 16.5 (b), 15 CFR § 4.6 (b) (1), 10 CFR §
1004.5 and 5 U.S.C. § 552 (a)(6 {E)(ii)(1) we submit this request be granted and expedited because
the information is urgently need «d for dissemination so that the public may be informed about the
national security and safety the ictual or alleged actions of agencies of the Federal Government.

In addition, we find a compelling need for the requested information given that a significant
part of our operation involves disseminating information as a legitimate news source. Thus, we
assert that the request concerns jnatters of widespread and exceptional media interests in which there
exist possible questions about the government's integrity (to include senior government officials)
which effect public confidence

Judicial Watch certifies that under the provisions outlined in 31 CFR § 1.5, 28 CFR § 16.5
(b), 15 CFR § 4.6 (b) (1), 10 CFR § 1004.5 and 5 U.S.C. § 552 (a)(6)(E)Gi)(D, we have a
compelling need for information sought herein.

Release of the information will promote confidence in our Constitutional Republic, and
contribute to furthering the integrity of the American national government by deterring and/or
sanctioning corrupt activities. The failure to do so will likely result in the further compromise of
important mterests of the Ameri:an people.

Sincerely,
JUDICLAL WATCH, INC.

Zp”

Christopher J. Férrell i

CIF/mac

00700000000019


Cummings, Leslie

From: Cummings, Lesiie

Sent: Thursday, January 17, 2002 11:16 AM
To: DeMarco, Edward

Subject: RE: Document Search

Importance: High

| found eight news e-mails that refer to Enron. Five are from Elizabeth's Knack's Congress Daily and the other three are
from WSJ.com Business Alerts. Other than the one that you forwarded to me, | have found no personal e-mails on this

sudject.

7 Original Message--—

From: DeMarco, Eoward

Sent: ‘Thursday, January 17, 2002 19:17 AM

To: ‘Cummings, Leste; Green, Matthew; Hughes, Gerry; Jacques, Kevin; McCall, Neal; Pedri, Melissa; Ugoletti, Mario; Zackal, Heather

Subject: FW: Document Search

Please read the e-mail below and proceed as directed. If you search turns up nothing, please send me an e-mail
saying so. Because several of us regularly get news clips of one sort or another, | expect at least some of you will
have something. Note the distinction in Michaet's instructions as to how to handle news clips versus how to handle
news clips with notes attached that reference the E word, Also note, personal e-mails are included in the request.
Please be sure to check both you in-box and your out-box. Aside from e-mails, any paper records you may have also
need to be gathered and submitted

Please do this ASAP.
Thanks,
Eo
----Orighnal Message~-—-
From: OBrien, Michael
Sent: ‘Thursday, January 17, 2002 9:54 AM
To: Demarco, Edward; Tishuk, Brian
ca Cave, Pat
Subject: = Document Search
Ed and Brian,

You both received Jared's e-mail regarding a document search for Enron. To be efficient, could you both {and Pat)
direct your staffs to do an e-mail search for the word "Enron"? If any docurnents come up we are to print them and
‘save them to disk for delivery to General Counsel.

If you receive the Congress Daily from Elizabeth Knack or Norman Carletons news clips - and they mention Enran -
then just save those to disk, do not print them. If you happened to forward any of those e-mails to someone with text,
then we should print those as well.

Each employee should place his/her e-mails in their own folder and submit them to you. The same disk can be
passed around each of your shops to make things easier. | know this seems onerous, but Jared has told us that GC is
demanding this thorough approach to this matter. Please have EVERY emoployee do this search, as | had more
personal e-mails mentioning Enron then | thought.

After your respective packages are together, bring them to me and | will have Shela deliver them to Peter or GC - in
compliance with the request.

Any questions, let me know.

Thanks -

01200000001 118


Treaeary Marke! Ronee
Time Dalaces, Office Dirrtor

[OUTSIDE SCOPE]
Jili Cetina
December 7, 200!
Wiad of Dosen 5.2, 200 Global Marat Deaeipoents 2

00800000000655


DEFARTMENT OF THE TREASURY
WASHINGTON, D.C. 26220

July 19, 1999

MEMORANDUM FOR SECRETARY SUMMERS
THROUGH: Linda Robertson

Assistant Secretary
Office of Legislative Affairs & Public Liaison

FROM: Steve Bachag,< i
Director
Office of Business & Public Liaison

Lisa Andrewf—
Deputy Assistant Secretary
: Office of Public Liaison
SUBJECT: "State Department CEO Roundtable on Asia-Pacific Issues

Date & Time Tuesday, July 20, 1999
12:00 - 12:45 pm

Location U.S. Department of State
Thomas Jefferson Room

PARTICIPANTS:

Treasury Secretary Larry Summers
Under Secretary Tim Geithner

Other U.S. Government Secretary Madeline Albright
Secretary William Daley
Ambassador Charlene Barshefsky
Ambassador Dick Fisher
Gene Sperling
Acting Under Secretary of State Al Larson

Others 15 CEOs (see attached list)

PRESS: Closed

CONTACT: Steve Bachar, 622-1660

00800000001268


Hollings also said there was plenty of blame for the "shenanigans" associated with Enron's
collapse, which he likened to a "cancer." He cited Enron's role in persuading the Commodity
Futures Trading Commission against the Clinton administration's call for regulation of energy
derivatives, and subsequent congressional action to exempt from regulation the highly complex
energy derivatives Enron's special-purpose entities engaged in.

“We are all guilty for letting it happen,” Hollings said of Enron's collapse.

Sen. Byron Di in, D-N.D., chairman of the committee's consumer affairs panel, described
Tuesday's hearings as the first of several that will delve into the roles in Enron's financial collapse
played by: Enron officials; Arthur Andersen, Enron's outside auditor; Wall Street analysts, and
regulators.

“This is about an energy company that morphed into a trading company involved in hedge funds
and derivatives. It took on substantial risks, created secret off-the-books partnerships and, in
effect, cooked the books under the nose of their accountants and investors," Dorgan said.

Dorgan noted that Lay, Enron's chairman and chief executive, has agreed to testify at a future
hearing. Dorgan also said the committee will invite Skilling, Enron's er chief executive, and
Andrew Fastow, Enron's former chief financial officer, to testify at the same hearing.

"Was this just bad luck, incompetence and greed. or were there some criminal or illegal actions,
as has been suggested by the accounting that reviewed Enron's books?" Dorgan said.

Tracking: Recipient Delivery Read
‘Schultheiss, Heiditynne Delivered: 12/28/01 11:27 AM Read: 12/31/01 9:17 AM
Nickolott, Petar Delivered: 42/2001 11:27 AM Read: 12/31/01 9:35 AM

01300000000047


[OUTSIDE SCOPE]

UTD or Lees
ce Interest Lise Cty 1201 129M

00800000000658


Page 2 of 2

[OUTSIDE SCOPE]

L182

00800000000662


ISDA International Swaps and Derivatives Association, Inc. 5

according to our own research) from the irregular pledge approach. By assimilating the title transfer

approach to the security interest approach in the definition of "pledge", the Convention may perversely raise

legal uncertainty by increasing recharacterisation risk in relation to title transfer collateral arrangements in
juriadicti

{(2) Regarding Article 4(1), ISDA endorses the current wording and agrees with the suggestion in the
commentary that the inclusion of the words "at the time of the pledge or autright sale transaction" would not
be helpful (possibly, in fact, the reverse).]

(3) Regarding Article 4(2)e), it might be helpful to include the words “by an account holder” after the words:
“that intermediary” to make explicit that this provision refers to a third party claimant competing with an
account holder in relation to securities held indirectly by that account holder. [It is also for further
consideration whether (¢) is consistent with current private international principles if the third party's claim is
based on an allegation of fraud or theft by the account holder or some other party, ]]

(4) Regarding Article €{(2){a), we would recommend the inclusion of the words currently in square brackets. We
also agree that it would be helpful to ensure consistency with the EU Insolvency Regulation.)

(5) Regarding Article 9, we suggest the deletion of the word “internationally” from the heading and the deletion
of the words “even to international situations” from Article (2), It is not clear what value or protection these
words offer. These qualifications are vague and appear to be inconsistent with normal private international
principles relating 10 mandatory rules of the forum.

(6) Regarding Article 9(1), we do not necessarily agree that the addition of the words "the effects of” before the
words "its application" would be helpful. Both formulations are somewhat vague, but the inclusion of a
reference to "effects" is potcntially more so. The commentary says that it is better to focus on the “actual
result” of the application of the law designated by the provisions of this Convention, But what is the “actual
result” of any application of a law? [t depends on what one is looking for and how far one wishes to pursuc
the consequential effects. The current formulation of Article 9 seems preferable, largely because it is
consistent with the traditional vague formulation of the public policy exception.

7) We endorse Article 1] of the draft.

(8) As noted above, the current draft of the Convention and the commentary leave 2 number of issues to be
considered further. Where we have pot expressly commented on a point, ISDA also reserves its position for
further stady, consultation and discussion among its members.

ISDA would like to reiterate its support for PRIMA and the work of the Hague Conference so far on these issues, We would
be pleased to continue to work with the Permanent Bureau and other interested parties and would be happy to assist the work
of the Permanent Bureau, for example, in relation to specific points of market practice that may help to inform the further
development of the draft Convention. We also continue to work with other financial market trade associations and other
interested bodies with a view to helping develop a market consensus on these and other legal issues affecting the legal certainty
of modem cross-border financial collateral arrangernents.

Yours faithfully,

Richard Metcalfe
Director of European Policy
Co-Head of European Office

00200000000459


Page ] of 2
Strickler, Marie

From:  Cetina, Jill
Sent: Monday, December 03, 2001 12:48 PM

To: _DL_Market Group; Andrew Sacher, ClayLowery; Eric Otto; Griffiths; Hoffman; MegLundsager; Paul Reid; PMalmgren;
Wayne
Subject: Market Noon Report.

[OUTSIDE SCOPE , (b)(5)]

1/18/02

00800000000672


‘(Geta Ranerging Markets Perbornmver : Treemory Morbet foam
raul aise FanDiakorey. Dircetor

[OUTSIDE SCOPE]

00800000000773


CONFIDE
Retail Swaps Interview with Enron on August 2, 2001.

Christopher Long, Vicki Sharp, Ken Raisler, Scott Gahn, and Mark Taylor represented
Enron at the interview,

[For convenience, Enron’s responses are condensed and have been reorganized such that
they appear under the relevant questions. ]

1. What do you see as the potential uses of retail swaps?
{(b)(4) , (©)(5))

2, Are you willing to offer retail swaps (or currently doing so)? If not, why not?
[(b)(4) , (b)(5)]

« What types of underlying assets?

01400000000039


; a DEPARTMENT OF THE TREASURY
t WASHINGTON, D.C.

January 11, 2002
UNDER SECRETARY
—_ —
MEMORANDUM TOTHEFLE = LN
Pra
FROM PETER FISHER

Under Secretary for Domestic Finance

This morning. I gave General Counsel my notes on my conversations with
Enron officials and several other documents related to Enron which comprise

my complete files on the subject.

D owes hye
E preanc

OFFICE OF THE

UNDER SEC.

FOR. DOMESTIC
E| NANG

01200000001446


Strickler, Marie
fo=dilAishod desk nn eam a

From: Sharer, James

Sent: Tuesday, November 20, 2001 5:08 PM

To: _DL_Market Group; Andrew D. Sacher; David Griffiths, Eric H. Otto; Jay Hoffman; Lundsager,
Meg; Philippa Malmgren; reidjp; Shevlin, Thomas; wallarjg; wayneea

Subject: Financial Markets Night Report 11/20/07

[OUTSIDE SCOPE , (b)(5)]

00800000000728


DEPARTMENT OF THE TREASURY
WASHINGTON, D.C, 20220

December 7, 2001

MEMORANDUM FOR TIM ADAMS

FROM: 2 Alana Johnson

Departmental Disclosure Officer
SUBJECT FOIA Request from The New York Times
{(b)(5)]

Cc: Katie O"Donnell
Paulette Johnson

00700000000043


Nickoloff, Peter

From: Carleton, Norman
Sent; Tuesday, December 18, 2001 11:07 AM
To: Cetina, Jill; Bair, Sheila; Berardi, Steve; Bitsberger, Timothy; Elchner, Matthew; Gabilondo,

Jose; Gross, Jared; Hammer, Viva; Lori Sanatamorena (E-mail); Nickoloff, Peter, Novey,
Michael; Pietrangeli, Fred; Roseboro, Brian; Schultheiss, Heidilynne; Whaley, Jean; Wiedman,
Mark

Subject: DJ: Senator Eyes End To Enron-Type Special-Purpose Entities

{(b)(5)]

December 18, 2001

Senator Eyes End To Enron-Type Special-Purpose Entities

Dow Jones Newswires

WASHINGTON -- U.S. Senate Commerce Committee Chairman Fritz Hollings, D-S.C., pledged
Tuesday to introduce legislation to eliminate the sorts of financial accounting that led to the financial
collapse of Enron Corp. (ENE).

At a committee hearing on the Enron debacle, Hollings called for legislation to eliminate the use of
special-purpose entities, which are partnerships or trusts through which companies keep their debt
off the books and, in Enron's case, overstate earnings.

Hollings said such off-the-balance-sheet transactions should end in order to protect investors.
Hollings also was highly critical of the amount of insider stock selling by top Enron officials. He noted
that Enron Chairman Kenneth Lay and former Chief Executive Jeffrey Skilling each sold shares in
recent months for more than $60 million, while members of Enron's board sold shares worth more
than $160 million.

"The selling of Enron was prolific," Hollings said, calling the insider selling "a screaming red flag.”

if Enron officials felt the stock was undervalued, as they publicly attested, “why were they cashing
in?” Hollings said.

Hollings also said there was plenty of blame for the "shenanigans" associated with Enron's collapse,
which he likened to a "cancer." He cited Enron's role in persuading the Commodity Futures Trading
Commission against the Clinton administration's call for regulation of energy derivatives, and
subsequent congressional action to exempt from regulation the highly complex energy derivatives
Enron's special-purpose entities engaged in.

“We are all guilty for letting it happen," Hollings said of Enron's collapse.
Sen. Byron Dorgan, D-N.D., chairman of the committee's consumer affairs panel, described
Tuesday's hearings as the first of several that will delve into the roles in Enron's financial collapse

played by: Enron officials; Arthur Andersen, Enron's outside auditor, Wall Street analysts, and
257

01300000000363


Strickler, Marie

From: Sharer, James

Sent: Tuesday, October 30, 2001 4:54 PM

To: _DL_Market Group; Andrew D. Sacher; David Griffiths; Eric H. Otto; Jay Hoffman; Lundsager,
Meg; Phillippe Malmgren; reidjp; Shevlin, Thomas: wallarjg; wayneea

Subject: Financial Markets Night Memo 10/30/01

[OUTSIDE SCOPE , (b)(5)]

OcmPMpet

00800000000762


Treasury Martet Room 672-2852. GLOBAL FINANCIAL WARKETS
Throthy Oul arey, Director 11/9001 4:15PM

[OUTSIDE SCOPE]

00800000000691


{(b)(5)]

01835

01200000000491


Treasury Market Room 622-2650 GLOBAL FINANCIAL MARKETS:
Tamathy Ouianay, Director ewe 4:15 PM

[OUTSIDE SCOPE]

00800000000760


Page 2 of 2

[OUTSIDE SCOPE]

1/18/02
0800000000754


Trossury Market Rose 622-2660 GLOBAL FINANCIAL MARKETS:
Timothy Dulaney, Diewetor 102801 | 12:00 PRE

[OUTSIDE SCOPE]

00800000000769


Global Ervenging Mariucet Pertormamce Trownery Merhet Roce
Hien 1290 PM Tataiery Deer
poe

{OUTSIDE SCOPE}

00800000000722


Nichols, Robert

From: Sharer, James

Sent: Wednesday, January 16, 2002 4:55 PM

To: OL_Market Group; Andrew O. Sacher, David Griffiths, Eric H. Otto; Jay Hoffman; Lundsager,
Meg; Philippa Malmgren: reidjp; Shevlin, Thomas; wallarjg, wayneea

Subject; Financial Markets Night Report 1/16/02

[OUTSIDE SCOPE , (b)(5)]

00800000000349


Strickler, Marie

From: Sharer, James

Sent: Monday, December 03, 2001 5:19 PM

To: _DL_Market Group; Andrew D, Sacher; David Griffiths; Eric H. Otto; Jay Hoffman; Lundsager,
Meg; Phillippa Malmgren; reidjp; Sheviin, Thomas; wallarjg; wayneea

Subject: Financial Markets Night Report 12/3/01

b)(5
(OS), prices strengthen on weaker equities, rising tension in Middle East.
- The dollar firmed against the major currencies, supported by strong U.S. economic data.

U.S, Markets
[OUTSIDE SCOPE , (b)(5)]

[OUTSIDE SCOPE , (b)(5))

00800000000674


Bradshaw, Tara

From: Kurt Ritterpusch (KRitterpusch@bna,com]
Sent: Friday, January 11, 2002 2:47 PM

To: tara.bradshaw@do.treas.gov

Subject: Bill Sweetnam interview

hey tara

thanks again for your help in arranging an interview with
Bill Sweetnam. i certainly

want to narrow the scope of the interview to those topics
that he is comfortable talking about.

i suppose i would be most interested in apeaking with him
about [RS regulations set for release in the near future and
the ongoing .
process of clarifying EGTRRA pension provisions. i would
also like to inquire about cash balance regulations--i've
heard the first draft met with some disappointment from
industry groups. snd, of course, any available detaile
regarding Treasury review of pension laws in light of the
Enron situation, though i realize that may still be unclear.

thanks
Kurt Ritterpusch
BNA

00800000000871


[(b)(5)]

01834

01200000000490


DeMarco. Edward

From: Gross, Jared

Sent: Wednesday, January 16,2002 12:18 PM

To: Fisher, Pater; Roseboro, Brian; Bair, Sheila; Hammond, Donald; Ellis, Dina; Cave, Pat;
Bitsberger, Timothy; Kodat, Roger; Lebryk, David; Reid, Robert

Ce: Maivey, Paul; Carleton, Norman; Fuller, Reese, Lanham, Kerry, Quinn, Philip; Whaley, Jean:

DeMarco, Edward; Tisnuk, Brian; Monroe, David; Hart, Anna; Hunt, Betty Ann, Barbour,
Gayten: Carr, Pamela; O'Brien, Michael; Wiedman, Mark
Subject: ENRON DOCUMENT SEARCH

Importance: High

By now you and your staff should have received a copy of the January 16 memorandum from our General Counsel, David
Aufhauser, on Treasury's response to Enron investigations. Please review that memo carefully and contact general
counsel's office (Tom McGivern or Bill Fox) with any questions. We have been instructed that @ quick response is @ high
priority of the Secretary, Please respond to this request immediately

item One in the memo requests @ thorough search for any and ail documents related iq.any way to Enron, This includes
ny written or electronic documents that you may have, including e-mail. At the most basic level, all domestic finance staff
should search both their email inbox and sent items folders for the keyword “Enron.” Persons who are likely to possess
documents should conduct further searches. Submit aventhing to Tom McGivem. (Electronic documents should be
printed and put on diskette.)

NOTE: EVERYONE WHO IS RECEIVING THIS EMAIL HAS AN ENRON DOCUMENT TO REPORT.

{Special Note Regarding Wire Stories: A number of Domestic Finance personnel were on a distribution list from Norman
Carleton providing elecronic versions af wire stories from Dow Jones, etc. If you only recieved these documents, and did
not forward them, then you do nat need to submit the entire printed story. If you forwarded the email, or retained a pented
version in your files, then you must submit it.)

Thank you in advance for a prompt response. Please feel free to call me if you have any questions.

01200000001177


McDonald, Larry

From: Rapson, Robert G [RapsonRG@state.gov]

Sent: Friday, Novernber 09, 2001 6:52 AM

To: ‘Geetha. Rao@do.treas.gov

Ce: Soriano, James V; 'Larry.McDonaid@do.treas,gov'; Bean, James W
Subject: RE; Terrorist financing! PHO-Oneill Meeting

Geetha,

[OUTSIDE SCOPE , (b)(5)]

00500000002083


Henshaw, Michelle

To: Johnson, Paulette
Subject: RE: FOIA request question

[OUTSIDE SCOPE]

-—~Original Message —
From: Dotrson, Palette

Sent: Monday, December 10, 2001 4:49 AM
To: Henshaw, Michele

Subject: RE: FOIA request question

[(b)(5)]
+>~-Onginal Message—---

From: Henshaw, Michele
Sent: Monday, December 10, 2001 8:12 AM

To: Freeland, Barbera; Johnson, Paulette; McGinnies, Wilkarm; Ridgway, Diana

Subject: FOIA request question
Importance: High

[OUTSIDE SCOPE]

{(b)(5)]

Michelle L. Henshaw, Program Analyst
DO, Disclosure Services

(202) 622-0875

FAX: (202) 622-3895

3)

ROMA Ridogway
4) Willian MeGs ares

{(b)(5)]

00700000000040


India ~ Enron Dispute

{(b)(5)]

Drafted by: Geetha Rao, x1238
Cleared by Investment Office
Os/02/01

00500000002113


Mr. Michael C. Mullen, Director
Ms. Monica Hardy, Deputy Director
National Center for APEC

Mr. E, Mark Borthwick

Executive Director

U.S. Nat’! Committee of the Pacific
Economic Cooperation Council

Mr. Myron Brilliant
Manager, Asia
U.S. Chamber of Commerce

Mr. Stuart Allan

Acting Director General

Pacific Basin Economic Council-US Committee
Mr. Ernest Z. Bower

President
U.S. -ASEAN Business Council

Ambassador Paul Cleveland
President
U.S.-New Zealand Business Council

00800000001272


<rpickel@isda.org>, Robert Sussman
<rsussman@bankofny.com>, Rosali Pretorius
«<rmp@dentonwildesapte.com>, Sandy Chugh
«<chughsangexchange.nk.ml.com>, Scott Farrell
<Scott .Parrellamsj.com.au>, Sean Planacan
<Sean.Flanagan@allenovery.com>, Sean Keveney
<sean.keveney@allenovery.com>, Sharmini
Mahendran
<sharmini.mahendran@morganetanley.com>, Stephane
Senacq <stephane.senacq@socgen.com>, Sue White
<sue.whiteedb.com>, Susan Paine
<susanemizuhocap.com>, Ted Kerr
<Edward.Kerramsj.com.au>, Terry Tanaka
<teruo.tanaka@ibjbank.co.jp>, Thomas Werlen
<twerleng@cravath.com>, Tim Fredrickson
<Tim.fredrickson@ubsw.com>, Ulrich Parche
eulrich.parcheshypovereinsbank.de>, Ulrike
Schefe <UCS@ffwlaw.com>, Uwe Jahn
cujahn@morganlewis.com>, Veerle Vercaigne
<veerle.vercaignegkbe.be>, "Willem A. Rank*
<spim. rankenautadutilh,com>, Chandraleka
Bhargavan

«chandraleka. bhargavan@dresdner-bank,.com>, Guy
Morton <quy.mortonsfreshfields.com>, Richard
Potok <potokeglobalcollateral.com>

ce:

Subject: FW: Hague Conference submission

> <sreHagueComment-010924.dot>> <<Conment-0109.doc>>
>
>
>
>

(See attached file: reHaqueComment-010924.dot) (See attached file:
Comment -0109.doc}

00200000000453


{(b)(5)]

01836

01200000000492


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00600000000022



{(b)(5)]

01845

01200000000501


[(b)(4)]

00200000000116


INFORMATION

MEMORANDUM FOR ACTING ASSISTANT SECRETARY SOBEL
DEPUTY ASSISTANT SECRETARY RADELET

FROM: Bill Murden and Maureen Grewe
Directors, Office of International Banking and Securities Markets and
Office of Middle East and South Asia

SUBJECT: India Trip Report

[OUTSIDE SCOPE , (b)(5)]

00500000002114


MEMORANDUM FOR SECRETARY O’NEILL
FROM: John B. Taylor, Under Secretary for International Affairs
SUBJECT: Your meeting with Indian Finance Minister Yashwant Sinha

‘The Embassy of India has requested a meeting with you for the Indian Finance Minister Yashwant
Sinha on Thursday, September 27, 2001 prior to the World Bank and IMF meetings in Washington
at the end of September. DAS Steve Radelet, Larry McDonald (the director of the Middle East and
South Asian Office), Geetha Rao (India desk officer) and 1 will join you for this meeting. Finance
Minister will be joined by XXXX.

This will be your second meeting with Finance Minister Sinha, whom you met for the first time on
April 27, 2001. Your meeting will provide an opportunity to discuss your plans for visiting India in
November partly for the G-20 mectings and partly for the Cabinet-level meetings of the U.S.-India
Economic and Financial Forum, You may also discuss a range of key US-India bilateral issues,
further elaborated below.

00500000002120


Page 2 of 2
[OUTSIDE SCOPE]

L18/02

00800000000724


{(b)(5)]

01839

01200000000495


[(b)(5)]

01813

01200000000469


[(b)(4)}

00200000000112


[(b)(5)]

01814

01200000000470


12/05/01 15:41 FAX 202 646 5199 @ooiro23

_

JUDICIAL WATCH, INC.

$01 School Steet, SW, Sulte 725,
Tecoayeaest2 JUDICIAL WATCH
Phona: (2012) 48-8172
Fac (202) 645-5199

Fax

To: s . From:

Disclose” demu Cheistephe J. Farrele
Fox 2X037- 622-399S pate =~.

Phone: Pages:

RE: Freedom of Inform ition Act
Request

artrgent CO For tieview 0 Please Comment tTFlease Reply

Comments: If you do not receive all pages, please contact me at
202-646-5172.

00700000000039


{(b)(5)]

01838

01200000000494


TREASURY CLEARANCE SHEET Number
Date

MEMORANDUM FOR: ACTING ASSISTANT SECRETARY SOBEL
DEPUTY ASSISTANT SECRETARY RADELET

0 ACTION OBRIEFING { INFORMATION O LEGISLATION
OO PRESS RELEASE O PUBLICATION O REGULATION O SPEECH
O TESTIMONY O OTHER

FROM: Bill Murden and Maureen Grewe

SUBJECT: — India Tnp Report

REVIEW OFFICES (Check when office clears)

DO Under Secretary for Finance O Enforcement O Policy Management
D Domestic Finance O ATF O Scheduling
D Economic Policy O Customs O Public Affairs/Liaison
O Fiscal O FLETC O Tax Policy
OFMS O Secret Service O Treasurer
D Public Debt O General Counsel OE &P
O Inspector General = Mint
CO Under Secretary for Int'l Affairs O IRS © Savings Bonds
CO Intemational Affairs O Legislative Affairs
O Management O Other
dooce
NAME (Please Type) | INITIAL | DATE | OFFICE/ROOM NO. TEL. NO.
INITIATOR(S)
Nilmini Gunaratne & IMBI/NY 3201 622-1736
Geetha Rao ISM/ 5332 MT 622-1238
REVIEWERS
Bill Murden IMB’ NY 3121 622-1255
Maureen Grewe ISM / 5400 MT 622-5504
Teresa Rutledge occ 874-4051

SPECIAL INSTRUCTIONS

Review Officer Date Executive Secretary
Date

00500000002118


[OUTSIDE SCOPE]

1002 ‘Of 4aquanoN jo Se
suojdo Asueung €-5 UJUOW-eUO UO AyHe|OA paljduy

00800000000685


December 18, 2001
Re: 01-12-13

Mr. Christopher J. Farrell

Judicial Watch

501 School Street, SW — Suite 725
Washington, DC 20024

Dear Mr. Farrell:

This concerns your December 5, 2001, Freedom of Information Act (FOIA) request and your
request for expedited processing

Your request for expedited processing does not meet the criteria provided for in § U.S.C.
552(a}(6)(E)v) (as amended). However, every effort will be made to respond to your request by
January 18, 2002

You may appeal the denial of your request for expedited processing within 10 days of the date of
this letter, The envelope and the appeal letter must be clearly marked “Appeal for Expedited
Processing,” and should be faxed to (202) 622-3895 and be addressed to:

FOIA Appeal

Disclosure Services
Department of the Treasury
Washington, DC 20220

The deciding official on your appeal will be the Chief Management & Administrative Programs
Officer.

Sincerely,
(x
Alana Johnson

Assistant Director
Disclosure Services

00700000000021



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00600000000020



GLOBAL MARKET DEVELOPMENTS

Market Room Staff Week of November 26 - November 30, 2001

[OUTSIDE SCOPE , (b)(5)]

00800000000677


[OUTSIDE SCOPE]

100z ‘Of 49qWOAON jo se
syoysey Aouow pue puog

00800000000680


[OUTSIDE SCOPE , (b)(5)]

00500000002085


{(b)(5)}

<< File: (07-12-01) Enron-OPIC info memo - final.doc >> << File: IndialnvtClimate2 gc.doc >>

Original Message

From: Sits, Gay

Sent: Monday, December 03, 2002 2:56 PM

Te; Resnick, Bonnie; Rao, Geetha

Subject: Dam trip to India. Geetha: do you have anything in the briefing about enran’s problems with
India?

{(b)(5)}

00500000002081


{(b)(4)]

00200000000125


Strickler, Marie

From: Sharer, James

Sent: Thursday, November 08, 2001 12:55 PM

To: _DL_Market Group; Andrew D. Sacher; David Griffiths; Eric H. Otto; Jay Hoffman; Lundsager,
Meg; Philippa Malmgren; reidjp; Shevlin, Thomas; wallarjg; waynesa

Subject: Financial Markets Noon Report 11/8/01

[OUTSIDE SCOPE , (b)(5)]

00800000000732


{(b)(5)]

00300000000092


Page | of 2
Strickler, Marie

From: Cetina, Jil
Sent: Monday, October 29, 2001 12:27 PM

To: _DL_Market Group, Andrew Sacher, ClayLowery; Eric Otto, Griffiths, Hoffman; MegLundsager, Paul Reid; PMalmgren;
Wayne

Subject: Financial Market Noon Report, Oct 29th

[OUTSIDE SCOPE , (b)(5)]

1/18/02

00800000000766


{(b)(5)]

01812

01200000000468


From: John C, Hurley

To: SchuerchW

Date: 10/29/98 2:56pm
Subject: Additionality -Reply
((b)(5)]

>>> Gene Clapp 10/29/98 02:34pm >>>
On Tuesday, Blizabeth and I attended a meeting at the IDB/USED's office with
dJehn Hardy, vP for Project Finance at Enron. Mr, Hardy had heard of our
reservationa about the Argentina gas deal and wanted to discuss the realities
of project finance in today's difficult market conditions.

After giving us an introductery lesson on project finance, ineluding why
companies like Enron cannot finance deals like thia and why they need the
IFIs, Hardy said that people in his company had been "shocked" to hear that we
had been inclined to oppose the IDB financing for the Enron gas investment.

I responded that he had told us that Enron had $24 bn in projects under
development and had invested $3-4 bn in Brazil alone over the past 2 years.
Ausuming that it was not going to look for IFI help for all of them, how did
Enron choose which to ask for assistance on? He went on about risks in
Mozambique, Gabon, etc, I replied that those cases were understandable, but
we could not figure out why they needed help on a sure thing like the gas
pipeline in Argentina and didn't they have some notion of how they were going
to finance expansion when they invested in Argentina in the first place? I
concluded that we were often skeptial about claims of additionality when we
encountered cases like this.

He changed the subject. The meeting ended on an amicable note.
Our quest for enlightenment on the issue of additionality continues.

cc: BOEHLERE, EX.MAIL."kelleb@iadb.org", CETINAJ, EICH...

00500000001045


Strickler, Marie

ee

From: Sharer, James
Sent: Wednesday, October 31, 2001 5:03 PM
To:

_DL_Market Group; Andrew D. Sacher; David Griffiths; Eric H. Otto: Jay Hoffman; Lundsager,

Meg; Philippa Malmgren; reidjp; Shevlin, Thomas; wallarjg; wayneea
Subject: Financial Markets Night Report 10/31/01

[OUTSIDE SCOPE , (b)(5)]

Cet Pid pet

00800000000758


[OUTSIDE SCOPE , (b)(5)]

00500000002117


Free* Brant Chubb

| King Matthew EU Commission

Lund Christina USTR

Main Ann USTR

Mulligan* Rob Chubb

Savercool John AIA

Sheel Alok

Becchi Rosemary - | Citigroup

Johnson * Citigroup

Levey* Jeff Citigroup

Strain* Denise Citigroup

Carayarides Anastasia Australian Embassy

Hartill Carl Embassy of Canada

McDonald Meg Australian Embassy

McDonald (Hall) | Meg (John) Meg McDonald husband

Reese* Rebecca EDS

Reif Tim House Ways and Means

Hamilton* Allison Enron

Long* Chris Enron

Grassley* Senator US Senate

Okun* Deanna Tc

Sorensen* Norman R. Principal International

Vastine Bob CSL

Willis* Jacqueline HK Commission

O’Hare* Dean Chubb

O'Neill* Secretary Dept. of Treasury
Paul

Papovich* Joe USTR

Valko* Cynthia New York Life International

Choi Jennifer Icl

Engelhard* Joe Dept. of Treasury

Podesta* Mary ICI

Dawson Michael Treasury

Key Sydney Federal Reserve Board

Ascher Bernie USTR

Katz Sherman CSIS

Freeman Harry Mark Twain Institute

Freeman Mrs, Lucy Mark Twain Institute

Schwartz Elliot USTR

* Invited to the Chairman's & Sponsor's reception

As of: 10/23/01
10:26 AM

0800000001262


{(b)(5)]

01811

01200000000467


Nichols, Robert

From: Davis, Michele
Sent: Wednesday, November 28, 2001 5:06 PM
To: Fratto, Tony; Nichols, Robert; Holahan, Betsy
Subject: RE: ENRON questions
[(b)(5)]
Orginal Message--—-

From: Fratto, Tony

Sent: Wednesday, November 28, 2001 3:38 PM

To: Nichols, Robert; Holanan, Betsy

Ce: Daves, Michele

Subject: ENRON questicns
Importance: High

[(b)(5)]

1s

00800000000466


vewe-corm|
58 PM

Angie, Jim

Su shar he p22
Davi

RE:

Michele,

Thanks for your help on Friday. Can you also send me the information on
Aubin, which I did not receive?

I ieft a voice mail asking for an interview with Peter Fisher,
esp about Rubin and about the private sector bailout and how its
aifferent from this case. You know me-- I'm not trying to trap him into
saying anything he's uncomfortable with == just trying to Lay out the facts
in an even-handed way.

Also, I need to clearly explain what questions the President has asked
the task force to explore about how to protect workers who might find
themselves in similar situations, I know that effort has only begun but I
need te lay cut the relevant laws or regulations and what questions are
being asked in light of the Enron situation. Can you direct me to someone
who coskd help on that?

Thank you very much. 1 thought O'Neill did a good job on Fox News Sunday
and T w. give it as much play as I can.

I intend to be on top of this story every step of the way and out in
front of the Post and the Timesiboth of them), not following. So any
assistance or guidance you can give mé would be greatly appreciated.

Thanks,

Jim Angle

202 628 1742 (white house)
202 32¢ 2155 (cell)

703 532 3964 [home)

00800000000257


(()(4)]

00200000000120


*)]
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{OUTSIDE SCOPE , (b)(5)]

Dratted by: Jim Sharer
For Internal Use Onty W152 4:39 PM

00800000000350


McDonald, Larry

From: Rao, Geetha

Sent: Tuesday, December 04, 2001 9:37 AM

To: Christopulos, Greg; McDonald, Larry; Sills, Gay; Resnick, Bonnie

Subject: RE: Dam trip to India. Geetha: do you have anything in the briefing about enron's problems
with India?

Dabhol is not part of the Enron bankrupcy proceedings... see attached for additional information.

Daniel not pat ct
Reson banks

o> Original Message—-

From: ‘Christopulos, Greg
‘Sent: ‘Tuesday, December 04, 200) 12:07 AM
To: McDonald, Larry; Rao, Geetha; Sills, Gay; Resnick, Bonnie

Subject: RE: Dam trip to India. Geetha: do you have anything in the briefing about enron's problems with India?
[(b)(5)}

o-~-Ongnal Message—-—

From: McDonald, Larry

Sent: Monday December 03, 2001 8:41 PM

To: Rao, Geetha; Sills, Gay; Resnick, Borie

Ce: Christopuics, Greg

Subject: RE: Dam trip to India, Geetha: do you have anything in the briefing about enron’s problems with Inca?

((b)(5)]

Original Message-----

From: Rao, Geetha

Sent: Moriday, December C3, 2001 3:22 PM
To: Sills, Gay; Resnick, Borie

Ce: McDonald, Larry; Christopulos, Greg

‘Subject: RE; Dam tip to India. Geetha: do you have anything in the Briefing about enrom’s problems with Inches?

We are confirming the timing of the trip and will let you know asap.

a Original Message~-—-

From: Sills, Gay

Sent: Monday, December 02, 203 2001 12 PM

To: Rao, Geetha; Resnick,

Cc: Meco Lay iy, Gay Chistes, Greg

Subject: RE: Dam trip to India, Geetha: do you have anything in the briefing about enron’s problems with India?

When is the trip and when are the briefing papers due.

-—---Original Message-----
From: Rao, Geetha
Sent: Monday, December 03, 2001 3:07 PM
To: Sills, Gay; Resnick, Bonnie
Ce: McDonald, Larry
Subject: RE: Oam trip to India. Geetha: do you have anything in the briefing about
enron's problems with India?

00500000002080


[(b)(4)]

00200000000109


Page 2 of 2
[OUTSIDE SCOPE]

148.02

00800000000671


1 Markets

Noon Global Finance

Ee Tey ae

[OUTSIDE SCOPE , (b)(5)]

Drated br Kanteen MP, Ayre
For Intamat Usa Orty SARE 1233 PM

00800000000695


(Cutest Emerging Marhots Performance Treaswy Mantas Roce
Um! IZWOTM Toate, Direc
2K?

[OUTSIDE SCOPE]

00800000000718


Page 1 of 2
Strickler, Marie

From:  Cetina, Jill
Sent:

Thursday, December 06, 2001 12:42 PM
To:

_DL_Market Group: Andrew Sacher, ClayLowery, Eric Otto; Griffiths; Hoffman; MegLundsager, Paul Reid; PMalmgren;
Wayne
Subject: Market Noon Report, Dec 6th

[OUTSIDE SCOPE , (b)(5)}

1/18/02

~ 90800000000656


McDonald, Larry

From: Rao, Geetha

Sent: Monday, July 16, 2001 4:27 PM

To: Sampliner, Gary; Grewe, Maureen; Christopulos, Greg; Resnick, Bonnie; Sills, Gay
Ce: McDonald, Larry

Subject: Enron Meeting this Wednesday

Importance: High

John Hardy, Enron (DC office), requested a meeting with Treasury to bring us up-to-date on the Enron's project in India
This meeting will take place on Wednesday July 18 st 3 pm in Room 3430 MT.
Please let me know if you plan to attend.

Thanks, geetha

00500000002103


«geoffrey. yeowart@lovells.com>, Gilles Kolifrath
<gilles.kolifrath@bnpparibas.com>, Guy Mortan
<guy.morton@freshfields.com>, Habib Motani
chabib.motaniécliffordchance.com>, Hayley
Neilson <Hayley.Neilson.co, au@p3fed4.frb.org>,
heather.pilley@linklaters.com, Hermann Georg
Bader <bader_hermannsjpmorgan.com>, Hubert De
Vauplane <hubert .devauplanesbnpparibas.com>, Ian
Paterson <Ian.Paterson@msj.com.au>, Tither Ali
sAliiftgexchange.uk.ml.com>, Izabella Aleksandra
Raczkoweka <nbpolpzopz@nbp.pl>, Jack Wiener
sjwiener@dtcc.com>, James Crabb
<james.crabbabarcap.com>, Jane Anne Thomas
<thomas ja@rabo-bank.com>, Jane Carlin
<jane.carlingmorganstanley.com>, Jane Cottrell
<janecottreli@btinternet.com>, Jane Mecz
<Jane.mecz@chase.com>, Jaqueline Jones
<jacqueline.jonesécefb.com>, Jean Granoux
<Jean.GRANOUXGCNCA.Credit-Agricole.Pr>, Joachim
von Gelieu <joachim. vongelieusrwetrading.com>,
dean Ma <Joan.Ma®msdw.com>, Jodi Ganz
<jodi.ganzadpw.com>, Joe Hamilton
<joe.hamiltonamoorecap.com>, "John P. Emert*
<john.p.emert@bofasecurities.com>, John stumbles
«John. Stumblesémsj.com.au>, John Voll kommer
«John. Vollkommer@chase.com>, Jonathan Phillips
<jonathan.phillipsgubsw.com>, Joyce Hansen
«joyce. hansenény.frb.orge, Jukka Lahteinen
elahteinjgebrd.com>, Julia Elliott
<julia.elliott@samb,com>, Katja Braumoeller
<Katja.Sraumoeller@dresdner-bank.de>, Kelly
Harris <kelly-harris@credittrade.com>, Kimberly
Susme <Ksumme@isda.org>, Lauri Peltola
slauri.peltolagrhw.fi>, Lawrence Bradman
«lawrence. brandmanggs.com>, Liz Goodman
<liz.goodman@rbos.com>, Louise Marshall
clmarshall@isda.org>, MAgnus Meneill
emagnue.mcneillage.com>, Margaret Cazalet
emarga -Cazalet@be.abnamro.com>, MArk Pinn
<«mark-finn@ml.com>, Mark Finney

«mark. finney@ssmb.com>, Mark Harding
«<Mark.Harding@cliffordchance.com>, MArtina Swart
<martina.swart@csfb.com>, "Megan O'Rourke"
<Megan.O'Rourkesmsj.com.au>, Meliisa Macdonagh
cmelisa.macdonagh®barcap.com>, Mercer Lorian
smercerl@arboa.co.uk>, Michael Clarke
<Clarke_michaelscygnifi.com», Michael Huber
<«mhuber@dpw.com>, Nina Hval
snina.hvalghsbcgroup.com>, Olivier de Ryckere
<Olivier,deryckere@kbc.be>, Omer Oztan
sooztan@bondmarkets.com>, Patricia Brigantic
<patricia-brigantic@ssmb,com>, Peter Werner
<pwerner@ISDA-BUR.ORG>, Philippe David
«pdavide@nyc.fasken.com>, Philippe Goutay
<goutaya@gide.frs, Pierre Fiset
<Pierre.Piset@nocgen.coms, Pierre Gissinger
<Pierre.giseingerGallenovery.com>, Raffaele
Rizzi <raffaele.rizzigcefb.com>, Randall Guynn
<randall.guynn@dpw,com>, Rebecca Simmons
<simmonsr@sullcrom.com>, Renuka Abeysinghe
«Renuka-Abeysinghe@rbos.com>, Richard House
«richard.houseat-mi.com>, richard metcalfe
<RMetcalfe@ISDA-EUR.ORG>, Richard Potok
<potokéglobalcollateral.com>, Richard Quinn
<richard.quinn@uk.pweglobal.com>, Richard Speak
«richardspeak@halifax.co,uk>, Robert McWilliam
«Robert .mcwilliam@uk.abnamro.com>, Robert Pickel

2

00200000000452


McDonald, Larry

From: Rao, Geetha
Sent: Wednesday, July 18, 2001 9:32 AM
To: Rao, Geetha; Grewe, Maureen; Sampliner, Gary; McDonald, Larry; Christopulos, Greg
Ce: Mills, Marshall; Sills, Gay; Resnick, Bonnie
Subject: RE: TALKING POINTS FOR US EMBASSY- INDIA
importance: High
TR. Detrt ev?
raedee Attached are the final points for the OPIC/Enron demarche to the GOI ...

please send any comments you have to me by NOON TODAY, and I will get back to Laurent.

Thanks.

inal Message-~-~~

From: Laurent_D. Charbonnet@nsc.eop.gov

to:Laurent_D. Charbonnet@nsc.eop. gov]

Sent: Tuesday, July 17, 2001 4:59 PM

To: jaldofopic.gov; pwatson@opic.gov; Farah_Naim@ita.doc. gov;
Maureen.qrewe€do.treas.gov; CampDA2@state.gov;
bryan_elena@ustr.gov.treas.gov; SpeckJG@state.gov;

Greg. christopulos@do.treas.gov; usreygs@state.gov

Ce: Harry_K. Thomas@nsc,eop.gov

Subject: NSC revision of Dabhol points for demarche

{See attached file: TP ~ Dabhol rev2 nsc.doc}

Folks, please take a look at the attached draft talking points. I believe
that we have addressed everybody's concerns. Please also ensure that all

relevant people within your agency get a copy of this -- not sure whether

addressees above capture everybody. If there are major issues remaining,

call me at 456-9247 or email, by 3 pm Wednesday {7/18}. Please, only cne

cepresentation per agency, s0 coordinate internally first.

Let's consider this closed by COB tomorrow. I'11l coordinate with State,
who'll send the demarche cable.

Thanks, everybody, Laurent

00500000002101


Nichols, Robert

From: Nichols, Robert
Sent: Thursday, January 10, 2002 5:45 PM
To: Davis, Michele
Subject: FW: THE SECRETARY ON A TV NEAR YOU...TUNE IN!
Rob Nichols
Deputy Assistant Secretary for Public Affairs
Departmen of the Treasury
(202) 622-2910
--—Original Message--~-~

From: Meyer, Josh [mailto:Josh.Meyer@latimes.com]

Sent: Thursday, January 10, 2002 5:40 PM

To: 'Robert.Nichols@do.treas.gov'

Subject: RE: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

Hi Rob. Need to talk to you asap about Enron's Lay's phone call to O'Neill, We writing story about it and | need a response.
Thanks. Know it's late notice but need to talk to you nght away [(b)(6)}

-----Original Message-----

From: Robert.Nicholstdo. treas,gov [mailto:Robert.Nichols@do.treas.gov]
Sent: Thursday, January 10, 2002 2:36 PM

‘Subject: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

The Secretary will appear on CNN and CNBC tonight between 6:30 and 7 PM, He'll be on Good Morning America
tomorrow morning at 7: 05 AM

Rob Nichols

‘Assistant Secretary for Public Affairs
Debartment of the Treasury
(202) 622-2910

00800000000476



[OUTSIDE SCOPE]

00500000002090


[(b)(5)]

01827

01200000000483


Noon Global Financial Markets

{(b)(5)]

Cranesby $8 Catina

Foe Intersal Uses Oraly TOS P08 PM

00200000000276


Gabilondo, Jose

From: Gabilondo, Jose

Sent: Tuesday, October 30, 2001 5.28 PM
To: Paul Saltzman (E-mail)

Subject: Uncanny. You were right.

{(b)(5)]

José

00200000000555


Strickler, Marie

From: Byrne, Kathleen

Sent: Tuesday, December 18, 2001 8:05 AM

To: _DL_Market Group; Andrew D. Sacher (E-mail); David Griffiths, EA Wayne; Enrique Perez
(E-mail); Eric H. Otto (E-mail, J.P. Reid; Jay Hoffman; Meg Lundsager, Philippa Malmgren;
TJ. Shevlin

Subject: AM Global Financial Markets - December 18, 2001

[OUTSIDE SCOPE , (b)(5)]

CectBAM por

00800000000650


[OUTSIDE SCOPE]

00800000000741


Dabhol not part of Enron bankruptcy proceedings

Our Bureau

MUMBAI, Dec, 3

DABHOL Power Company (DPC) is among the assets excluded from the bankruptcy petition
filed by Enron Corporation. Enron filed for Chapter 11 bankruptcy in the US on Sunday.

A company release said the non-filing entities include Northern Natural Gas Pipeline,
Transwestern Pipeline, Florida Gas Transmission, EOTT, Portland General Electric and
numerous other international entities.

DPC is not part of the bankruptcy filings. And the on-going dispute resolution efforts x sale
or termination x will not be affected by the proceedings. These will continue, the DPC
spokesperson said here today.

The statement issued by DPC said: Dabhol Power Company is an Indian company with a
separate legal entity in which Enron is one of four independent shareholders from India and
US. Therefore, DPC functions independently of Enron Corp. We are currently reviewing the
project to determine how to proceed further to resolve the dispute.

A high-level official at one of the lender banks said even though one part (of the issue) has
become clear, the matter remains complicated. The two suitors, BSES and Tata Power, have
not even started due diligence. He said at this point, it is difficult to say what can be done.
We are waiting and watching the situation, he said.

The BSES Chairman, Mr R.V. Shahi, said that it does not change the companys view
towards the sale process. We will examine independently the impact on OPC. A similar
exercise may be carried out by financial institutions led by IDBI and we will wait for their
opinion, he said,

Enron Corporations bankruptcy petition for Chapter 11 reorganisation includes 14 affiliated
companies controlling its wholesale and retail energy trading businesses and pipelines
operations among others, a news release said.

The corporation has submitted an elaborate plan suggesting ways to reorganise the troubled
energy major. This includes borrowing more funds from financial institutions for debtor-in-
possession financing, cost cutting by laying off workforce in Houston and selling non-core
businesses.

Enron has also slapped a $10-billion breach of contract suit against Dynegy Corporation,
alleging that the latter had no right to exercise its option to acquire the entity that indirectly
owns the Northern Natural Gas pipeline. According to Enron, Dynegy does not have the
right to do so as its termination of the merger agreement with Enron is not valid.

00500000002082


Strickler, Marie

From:
Sent:
To:

Subject:

[OUTSIDE SCOPE]

Byme, Kathleen
Tuesday, November 06, 2001 4:33 PM

DL_Market Group; Andrew D. Sacher (E-mail), David Griffiths, E.A. Wayne; Eric H. Otto (E-

J.P. Reid; Jay Hoffman; Meg Lundsager, Philippa Malmgren; T_J. Sheviin

Financial Markets Closing Report. Nov. 6, 2001 - Fed Cuts Rates, U.S. Equites & Treasuries

rally

00800000000740


Reese, Cindy

From: Jack Wiener [jwienen@dtec.com)
Sent: Friday, December 14, 2001 4:07 PM
To: Joyce.Hansen@ny.frb-org; pildb@his.com; Hcsigman@eol.com; james.rogers@bc.edu;

richard.kortright@dpw.com, Audrey.Walson@ny.fro.org,; Mooney|@sec. gov; luciej@sec.gov,
CarpenterJ@sec.gov; BergmannL@sec.gov
Ce: joseph.sommer@ny.frb.crg; acorcoran@cfic.gov, prof@mecarthy.ca;
cindy.reese@do,treas.gov; Donald, Beensteineddpw com, eesmnth@binghan, com;
james.ker@dpw.com; ucier@sec.gov; john.
jJoseph.cohn@ubsw.com; lawrence. brandman@gs.corm; Imemurray@exchange. mi.com;
michel. brunet@fmcaw.com; Nancy.k.Callahan@chase.com; patricia. brigantic®ssmb.com;
patrick.harris@gs.com; pdavid@nyc.fasken.com; randall. guynn@dpw.com,; rsmith@dpw.com;
rsussman@bankofny.com; srocks@cgsh.com, sharmini,mahendran@msdw.com;
szomoza@statestreet.com, THart@cfic.gov, GKramen@sia.com; MRosberg@sia.com
Subject: FW: collateral directive - ECOFIN and EP vote

Interesting flexibility displayed by the Europeans here.

Would be wonderful if we could, similarly, get an opt-in provision for
party autonomy, which would -- for example -- allow parties to pick Ontario
law if the pledgor, pledgee, and intermediary were all in Idaho and

Saskatchewan. Assuming there ie enough interest in this on the part of
industry ...

saad Forwarded by Jack Wiener/DTC on 12/14/2001 04:02 PM

Anna Elia <aelia@®ISDA-BUR.ORGs on 12/13/2001 12:26:35 PM

To: Alex Bock <dockx_alex@euroclear.com>, Alex Yazdanpanahi
<«Alexandor.yazdanpanhiomorganstanley.com>,
aliifthegexchange.uk.ml.com, Alistair Clevely
ealistair.clevelygdb.com>, Andrew Threadgold
«threadgold_andrew@jpmorgan.com>, “Angela Papesch (Singapore) "
<apapesch@isda.org>, Ann Bradley <ann.bradley@allenovery.com>,
Araceli Leyva Leon <aleyvale@ceca.es>, Arnaud Duhamel
<duhamela@gide.fr>, Beth Price <bprice@wfw.com>, Bill Eldridge
<bill.eldridge@barclays.co.uk>, Brian Kuanhon <whon@cidley.com>, Carl
Adams <cadame@exchange.ml.com>, Chandra Bhargavan
<Chandraleka.Bhargavan@drkw.com>, Chip Goodrich
<chip.goodrichadb.com>, Christian Reber <christian.reberédpw,com>,
Christine Stanschus <Chrigtine.Stanschus@ENRON.com>, Christopher
Whiteley <whitelec@allenovery.coms, chughsaan@exchange.uk.ml.com,
Clare Middleton <Claremiddleton@halifax.co.uk>, Dan Hanvqvist
«dan. hangvist@vinge.se>, Dan Warnier <warnier_daniel@jpmorgan.com>,
David Bioom <david.bloom#habegroup.coms, DAvid Entwistle
<david.entwistlesdb,com>, David Geen <david.geenags.com>, David Maloy
<david.maloy@ubsw.com>, David Olaon <olsonghugheshubbard.com>, David
Suetens <david.suetens@abnamro.com>, Derek Linfield
<dlinfield@lon.fasken.com>, Di Bruning <dbruning@aigi.com>, Ed Murray
sEd.Murray®@AllenOvery.com>, Edward Murray <ed.murray@allenovery.com>,

Ratelle Dubois <eduboisa@cdc-marches.fr>, Frederic Nizard
efrederic nizard@ca-cnca.fr>, Gareth Lee <gareth.lee@linklaters.ccm>,
Gary Rosenblum <gary_rosenblumaml.com», Geoff Geha

<Geoff.Geha@maj.com.au>, Geoffrey Yeowart

«geoffrey. yeowart@lovells.com>, Gilles Kolifrath
egilles.kolifrath@bnpparibas.com>, Guy Morton
«<guy.morton®freshfields.com>, Habib Motani
chabib.motaniacliffordchance.com>, HAyley Neilson
sHayley.Neilson.co.au>, heather.pilleylinklaters.com, Hermann Georg
Bader <bader_hermann@jpmorgan.com>, Hubert De Vauplane

<hubert .devauplane@bnpparibas.com>, Ian Paterson

t

00200000000448


Nichols, Robert

From: Nichols, Rabert
Sent: Thursday, January 10, 2002 6:40 PM
To: “Meyer, Josh’
Subject: RE: THE SECRETARY ON A TV NEAR YOU... TUNE IN!
he just did cnn
turn on cnbe NOW
Deputy Assistant Secretary for Public Ata
retary ul Ss
Department of the Treasury
(202) 622-2910
——-Original Message—-—--

From: Meyer, Josh [mailto-Josh.Meyer@latimes.com]

Sent: Thursday, January 10, 2002 5:40 PM

To: "Robert. Nicholsddo. treas.gov'

‘Subject: RE: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

Hi Rob. Need to talk to you asap about Enron's Lay's phone call to O'Neill. We writing story about it and | need a
response. Thanks. Know it’s iste notice but need to talk to you right away. [(b)(6)]

Original Message—-

From: Robert.Nichols@do.treas.gov [mailto:Robert, Nicholsiiido.treas.gov]
Sent: Thursday, January 10, 2002 2:36 PM

Subject: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

The Secretary will appear on CNN and CNBC tonight between 6:30 and 7 PM. He'll be on Good Morning America
tomorrow morning at 7: 05 AM

Rob Nichols

Deputy Assistant Secretary for Public Affairs
Dep: of the Treasury

(202) 622-2910

“00800000000473



FINAL — INTERAGENCY CLEARED

TALKING POINTS FOR US EMBASSY- INDIA

{(b)(5)]

101

00500000002138


[(b)(5)]

01815

01200000000471


Holahan, Betsy

From: Holahan, Betsy

Sent: Friday, January 11, 2002 10:40 AM
To: Davis, Michele

Subject: Financial Times inquiry
Importance: High

Gerry Baker of FT called, 202-434-0987, to ask about Peter's involvement in the Enron situation - wants to talk about the
analysis that was done by Peter and the conclusions reached.

00800000000815


Page 1] of 2
Strickler, Marie

From: Cetina, Jill

Sent: Monday, December 03, 2001 7:49 AM
To:

_DL_Market Group: Andrew Sacher, ClayLowery, Eric Otto; Griffiths, Hoffman, MegLundsager, Paul Reid; PMalmgren;
Wayne
Subject: Market Morning Report, Dec 3rd

[OUTSIDE SCOPE , (b)(5)}

1/18/02

0800000000669


January 16, 2002

MEMORANDUM FOR ROSEMARY FLANAGAN
FROM: Abby L. Gilbert

SUBJECT: Search for Enron Documents created on or after January 1, 1997

[OUTSIDE SCOPE]

2— Abby Gilbert has had NO ORAL COMMUNICATIONS with ENRON at any time on or
after January 1, 1997.

00300000000077


MEMORANDUM FOR DAS RADELET

FROM: Maureen Grewe
SUBJECT: Meeting with CII delegation from India
Date and Time: June 8, 3:00
Location Your Office
PARTICIPANTS:
Treasury: DAS Radelet
Maureen Grewe
Geetha Rao
Others TBD
Cl Delegation List attached
BRIEFING: Overview & Key Points

ATTACHMENTS: Tab A: CII Delegation
Tab B: Background on CII

Prepared by Geetha Rao
OASLA/ISM 05/14/01

00500000002122


‘Trussury Market Room 622-2650 GLOBAL FINANCIAL MARKETS:
Timothy OuLaney. Director Tit es eM

[OUTSIDE SCOPE}

00800000000751


{(b)(5)]

01816

01200000000472


Holahan, Betsy

—
From: Holahan, Betsy

Sent: Friday, January 11, 2002 12:07 PM
To: Davis, Michele

Subject: Enron inquiries...

Importance: High

Jonathan Fuerbringer, NYTimes, 212-556-3550, wants to talk to Peter off-the-record
Natalie Henry, Greenwire, 202-737-4340, wants to confirm Lay/PON conversations
Tamara Lipper, Newsweék, 202-626-206, wants to talk to Peter

{(b)(5)]

00800000000816


Page 2 of 2
[OUTSIDE SCOPE]

1/18/02
00800000000673


Strickler, Marie

nn

From: Byme, Kathleen

Sent: ‘Wednesday, November 28, 2001 1:08 PM

To: _DL_Market Group; Andrew D. Sacher (E-mail); David Griffiths; E.A. Wayne; Eric H, Otto (E-
jnail); J.P. Reid; Jay Hoffman; Meg Lundsager; Philippa Malmgren; T.J, Sheviin

Subject: Market Noon Report, Now 28th

[OUTSIDE SCOPE , (b)(5)]

00800000000709


Page 2 of 2

questions. We have been instructed that a quick response is a high priority of the Secretary. Please
hi ‘ately.

item One in the memo requests a thorough search for any and sii documents related in any way to
Enron. This includes any written or electronic documents that you may have, inciuding e-mail. At the
most basic level, all domestic finance staff should search both their email inbox and sent items folders
for the keyword "Enron." Persons who are likely to possess documents should conduct further
— Submit everything to Tom McGivern. (Electronic documents should be printed and put on
diskette.

NOTE: EVERYONE WHO IS RECEIVING THIS EMAIL HAS AN ENRON DOCUMENT TO REPORT.
(Special Note Regarding Wire Stories: A number of Domestic Finance personnel were on a
distribution list from Norman Carleton providing slecronic versions of wire stories from Dow Jones,
etc. If you only recieved these documents, and did not fonvard them, then you do not need to submit
the entire printed story. If you forwarded the email, or retained a printed version in your files, then
you must submit it.)

Thank you in advance for a prompt response. Please feel free to call me if you have any questions.

01/18/2002

01200000001210


Strickler, Marie

eee —

From: Byme, Kathleen

Sent: Thursday, November 29, 2001 7:59 AM

To: _DL_Market Group; Andrew D. Sacher (E-mail); David Griffiths; E.A. Wayne; Eric H. Otto (E-
mail), J.P, Reid; Jay Hoffman; Meg Lundsager; Philippa Malmgren; T.J. Shevlin

Subject: Market Morning Report, Nov 29th

[OUTSIDE SCOPE , (b)(5)]

New23aM pet

oo0800000000699


DeMarco, Edward

From: Cummings, Leslie

Sent: Thursday, January 17, 2002 11:30 AM
To: DeMarco, Edward

Subject: Document Search: Correction
Importance: High

| found ten news e-mails that refer to Enron. Five are from Elizabeth's Knack's Congress Daily and the other five are from
WSJ.com Business Alerts. Other than the one that you forwarded to me, | have found no personal e-mails on this subject,

01200000001236


[OUTSIDE SCOPE]

00500000002089


Treasury Market Roser 622-2840 GLOBAL FINANCIAL MARKETS:
Timothy DeLaney, Director 1020 415 PM

[OUTSIDE SCOPE]

00800000000772


Meeting With The CII Delegation
OVERVIEW
This is your first meeting with the members from the Confederation of Indian Industry (CH). The
Cll delegation includes several top Indian CEOs who have come to the US to meet with
government officials and participate in several discussions around Washington DC on economic
developments in India. [(b)(5)]
KEY ISSUES

[OUTSIDE SCOPE , (b)(5)]

{()(5)]

[OUTSIDE SCOPE , (b)(5)}

00500000002123


Bradshaw, Tara

From: Sharer, James

Sent: Tuesday, January 15, 2002 4:43 PM

To: _DL_Market Group; Andrew D. Sacher, David Griffiths; Eric H, Otto; Jay Hoffman; Lundsager,
Meg. Phillippa Makngren; reidjp; Shevlin, Thomas; wallarjg; wayneea

Subject: Financial Markets Night Report 1/15/02

[OUTSIDE SCOPE , (b)(5)]

‘a

Jeni semper

00800000000887


[(b)(5)]

01817

01200000000473


Neal MeCall—Weekly Report
Friday, January 18, 2002

1. Nothing to Report to Secretary.

2. This week's work.:

e PBGC/Steel
© Meeting with USX, Labor, Commerce on estimating cost of USX proposal
¢ Retirement Security
© Speech
© Write part of Speech for PON
¢ No write ful! Speech for PON
* No, really only part of speech for PON
Review of Section 403

Review and summary of DOL’s leg proposal
¢ Find Waldo, oops, no find Enron
*® Obno!!! This must now be printed and saved in my Enron File.

3, Agenda/work plan for the upcoming week:

© Retirement Security/finding data on purchase of employer stock for 401k’s

4. Upcoming events/issues that need attention: None.

5, Items stuck in process: None.

6, No upcoming leave or travel next week: None

7. Nothing due by year end.

01200000001121


JAN 13 ‘G2 19°@8 FR AP WASH DC TO 96223395,

Page 1 omg700 rr wex

Disclosure Services

FOIA Request

Department of the Treasury
Washington, D.C. 20220

January 13, 2001
To the FOIA Officer:

This is a request under the federal Freedom of Information Act, as amended, 5 USC 552.

I am seeking copies of all memos and correspondence regarding Enron Corp. from
executives of Enron to Secretary O'Neill and any other high-ranking Treasury Department
officials, as well as copies of any replies to them,

I am requesting this information for the purpose of possible public dissemination in a news
article and therefore request that you waive charges pursuant to 5 USC $52 (a) (4) (A), Fed. Reg.
7296, Section 1900.25. I am a full-time journalist employed by The Associated Press.

The AP is a not-for-profit news organization and is the collective representative of nearly
all news organizations in the United States.

If you deny this request for a waiver, please advise me in advance of the estimated charges
so that I may decide whether to pay the fees or appeal your denial of my request for a waiver of
charges.

As IT am making this request in the capacity of a journalist and this information is of
timely value, I would appreciate your communicating with me by telephone, rather than by mail,
if you have any questions regarding this request. My number is 202-776-9506.

Thank you for your assistance, and I look forward to receiving your reply as soon as
possible.

Sincerely,

mule coal
Associated Press
2021 K Street, N.W.

Washington, D.C. 20006

wen TOTAL PAGE. @1 |

00700000000067


Preamy Merket ower
TirsDvdawey, Divreor
eras

‘Conta Enverging Mastoot Performance
NQOUI 4:15 9M

[OUTSIDE SCOPE]

00800000000692


Johnson, Alana

ST

From: Johnson, Alana

Sent: Friday, January 11, 2002 3:18 PM
To: Schmaizbach, Kenneth

Subject: FOIA requests re Enron
Importance: High

[(b)(5)]

00700000000094


its hooks, making secretive deals that enriched company insiders, and
relying too heavily on debt. Though it was formed in 1986 with the
merger of Houston Natural Gas and InterNorth, Enron became Argentina
only recently, said Lay, "on the advice of our attorneys."

That counsel came none too soon, As a South American state, all pending
U.S. and European lawsuits are rendered harmlese. And the company
escapes what had been a daily fusillade of scorn from ite former home.

Indeed, much as the French were baffled by America's ob
President Clinton's sexual affairs, many South Americans say they don't
understand why Enron and ite leaders have been vilified. As former
Colombian President Ernesto Samper explained: "In the United States,
you lock at corruption as an abomination We lock at it as an art."

EXTRADITION DENIED

The u.S. State Department has refused to recognize Enron as Argentina,
and a spokesman said the Bush administration has officially requested
the extradition of Lay and the officers who allegedly fled with him.
Argentina, however, denied the request, explaining that an entire
country cannot be extradited. And besides, they added, Lay had pledged
to help pay off the nation’s $132 billion debt.

Asked where the bankrupt Enron got such a sum, Lay explained that after
proclaiming its nationhood status, the company had received an
emergency IMF loan. An IMP spokesman later confirmed the payment.

"Prom what we knew of their fiduciary practices, Enron appeared to have
a@ll the hallmarks of a typical IMF fundee," said IMF communications
director Nestor Svingen. "At first, we did balk when they asked for
$232 billion, but when they explained that some of the money would go
to repay overdue IMF loans, we thought, ‘Oh, that’s all right then.'"

"Not that we actually expect to see any money from anyone," Svingen
added. “It's just this little game we all play. Great fun if you like
numbers. Do you enjoy quadratic equations? I could do them all day.*

Asked what Enron/Argentina had pledged to do with the extra $100
billion it requested, Svingen said the application had specified
funding for "civic infrastructure improvements."

“That usually meane the president is going to build a palace," Svingen
explained,

02878

01300000001487


I SDA International Swaps and Derivatives Association, Inc. 2

We acknowledge that the implementation of PRIMA in the proposed Convention and in national law is not
necessarily straightforward and raises @ number of points deserving of special consideration. In particular, Article $
of the annotated July 200) draft of the Convention, in particular, raises some interesting and difficult questions on
which we comment below.

We note that the draft also raises a number of issues and expressly defers them for further study and, in certain cases,
market research. ISDA and its members will also continue to study, reflect and consult on these and related issues and
to support the work of the Hague Conference.

2. ISDA sees no merit in the Super-PRIMA proposal

‘The commentary on Article 2 of the annotated July 2001 draft of the Convention discusses a proposal by certain
national experts that is referred to as “Super-PRIMA" in the text. Under this proposal, a single law would be chosen
as the law applicable to a holding of securities at every level in 2 multi-tiered holding of those securities, regardless of
how many tiers or jurisdictions are involved.

ISDA members see no merit in this proposal, which és not well-adapted to the complexity of modem indirect holding
systems and suffers from many of the same draw-backs as the "look-through" approach discussed in the November
2000 Report of the Permanent Bureau on these issues, ISDA also agrees with the criticisms of "Super-PRIMA"
suggested in the commentary on Article 2 in the annotated July 2001 draft of the Convention.

3 Article 5 of the draft Convention

ISDA agrees that the determination of the place of the relevant intermediary is the key issue in the draft Convention.
ISDA also beliewes that it is important to draft Article $ in a manner that:

* = provides ex ante certainty for financial market participants

* — is compatible with the realitics of modem systems for holding and transferring book-cutry securities
© is compatible with a broad range of legal traditions

Getting this balance right is the heart of the matter, but we agree that it is not straightforward,

“Account approach” versus “Branch/office approach”

‘The armotated July 2001 draft suggests two broad approaches to the drafting of Article 5 and then discusses different
options under each, ISDA appreciates that the “branch/office approach” was suggested in light of the difficulties in
focusing on the concept of “account”, which, as noted in your commentary, represents an intangible legal relationship.
‘The nature of an aceount and how (or even whether) it can be located bas generated considerable discussion among
ISDA members.

Nonetheless, the consensus of ISDA members appears to be that the "account approach” is more likely than the
“brancl/office approach" to be compatible with a broad range of legal traditions, as the focus on the “account” (as
suggested in your Own commentary) is closer to the traditional approach of looking to the Jer rei sitae. Accordingly.
ISDA’s proposals in relation to Article 5, sct out below, follow this approach.

Existing versus feture securities custody arrangements

Belore setting out oar proposals in relation to Article 5, we note that your commemary quite rightly, in our view, is
sensitive to the issuc of providing legal certainty for existing as well as future securitics custody arrangements. The
ideal rule would provide certainty for both without requiring a burdensome process of checking and/or (worse)
amending existing agreements and without requiring onerous changes to the way securities account relationships are
currently opened, maintained and documented. While not necessarily claiming to have achieved this in our proposals,
we believe that this ideal should be kept in mind during further discussions on Article $.

ISDA proposals in relation so Article 5
In keeping with the spirit of open enquiry and the proper consideration of all useful possibilities, ISDA has developed

two alternative proposals, which we would like to submit for consiteration, [Please note, however, that each of these
proposals, while favoured by some members of ISDA, remains under study by others.}

00200000000456


{(b)(4)]

3. What is the appropriate regulatory structure to address customer protection issues that
may arise in connection with the offering of retail swaps?

{(b)(5)]

«Is there anced for regulation to protect customers?
{(o)(5)]

© Should the regulatory structure differ depending on whether the entity
offering/booking the swaps is otherwise regulated?

{(0)(5)]

© Should the regulatory structure differ depending on whether the market for the
underlying asset is subject to regulation?

{(b)(5)]

4. What other matters (for example, tax and other regulatory issues) are necessary or
appropriate for a study of retail swaps to address?

((b)(4)]

01400000000041


{(b)(5)]

01829

01200000000485


(Cocteat Baver ging Markee Performance Tooasery Marbey Rim
VANE 7285 A Tie Dvtaney, Orracrue
O22

[OUTSIDE SCOPE , (b)(5)]

00800000000629


4, VA Health Care: VA Has Not Sufficiently Explored Alternatives for Optimizing Third-Party Collections, by Stephen
P. Backhus, director, veterans’ and military health care issues, before the Subcommittee on Oversight and Investigations,
House Committee on Veterans' Affairs. GAO-01-1157T, September 20,
http://www,gao.gov/cgi-bin/getrpt?gao-01-1157t

‘These and other GAO products are available at the "GAO Reports” page of GAO's Internet site http://www.gao.gov .
Printed copies of any of these items are available from GAO's Document Distribution Center , 202-512-6000.

Members of the press may request copies from the Office of Public Affairs, 202-5 12-4800.

Instructions for subscribing to this daily e-mail alert about GAO products can be found under the "GAO Reports” section
of GAO's Internet site http://www.gao.gov .

‘This list is produced by the U.S. General Accounting Office
to provide information about GAO Reports and Testimony.
The home page for GAO is http:/www.gao.gov

01105

01200000001777


Strickler, Marie

eS

From: Byme, Kathleen

Sent: Friday, November 30, 2001 5:48 PM

To: _DL_Market Group; Andrew D. Sacher (E-mail); David Griffiths; E.A, Wayne; Eric H, Otto (E-
mail), J.P. Reid; Jay Hoffman; Meg Lundsager, Philippa Malmgren; T.J. Shevlin

‘Subject: Globel Market Developments, Week of Nov. 26-30, 2001

[OUTSIDE SCOPE , (b)(5)]

a 3

Nead0.zet W220 war ee

00800000000676


[()(4)]

00200000000114


DeMarco, Edward
En Bo x

From: Ucolett!, Mario

Sent: Thursday, January 17, 2002 12:49 PM
To: DeMarco, Edward

Subject: RE: Document Search

| only have @ bunch of clips for the WSJ daily service | subscribe to. Do we put these on our disk or will there be an office
disk circulating. Mario.

meee
DeMarco, Edward
Senet Thursday, January 17, 2002 10:17 AM
To: Gammings, Leslie; Green, Matthew; Hughes, Gerry; Jacques, Kevin; McCal, Neal; Pedri, Melissa; Ugolett, Mario; Zackal, Heather
‘Subject: FW; Document Search

Please read the e-mail below and proceed as directed. if you search turns up nothing, please send me an e-mail
saying so, Because several of us reguiarty get news clips of one sort or another, | expect at least some of you wil
have something. Note the distinction in Michael's instructions as to how to handle news clips versus how to handle
news clips with notes attached that reference the E word. Also note, personal e-mails are included in the request.
Please be sure to check both you in-box and your out-box. Aside from e-malls, any paper records you may have also
need to be gathered and submitted.

Please do this ASAP.

Thanks,

Ed

wooo Message-—-

O'Bnen, Michael

Sent Thursday, January 17, 2002 9:54 AM
To: DeMarco, Edward; Tishuk, Brian
Cc: Cave, Pat
‘Subject: Document Search

Ed and Brian,

You both received Jared’s e-mail regarding a document search for Enron. To be efficient, could you both (and Pat)
direct your staffs to do an e-mail search for the word “Enron? If any documents come up we are to print them and
save tham to disk for delivery to General Counsel.

If you receive the Congress Daily from Elizabeth Knack or Norman Carletons news clips - and they mention Enron ~
then just save those to disk, do not print them. If you happened to forward any of those e-mails to someone with text,
then we should print those as well,

Each employee should place his/her e-mails in their own folder and submit them to you. The same disk can be
passed around each of your shops to make things easier. | know this seems onerous, but Jared has told us that GC is
demanding this thorough approach to this matter. Please have EVERY emoployee do this search, as | had more
personal e-mails mentioning Enron then | thought.

After your respective packages are together, bring them to me and | will have Sheila deliver them to Peter or GC - in
comptiance with the request.

Any questions, let me know.
Thanks -
Michael

01200000001235


Strickler, Marie

From: Byme, Kathleen
Sent; Wednesday, November 28, 2001 5:03 PM
To:

_DL_Market Group; Andrew D. Sacher (E-mail); David Griffiths; E.A. Wayne; Eric H. Otto (E-

Mail): J.P. Reid; Jay Hoffman; Meg Lundsager, Philippe Maimgren; T.J. Shevlin
Subject: Closing Global Financial Markets - November 28, 2001

[OUTSIDE SCOPE , (b)(5)]

00800000000703


Nichols, Robert

((b)(5)]

Davis, Michele

Thursday, January 10, 2002 10:41 AM
Adams, Tim: Fisher, Peter, Baw, Sheila
Nichols, Robert. Fratto, Tony; Holahan, Betsy

Ari on Enron this morning

87

: 0800000000424


« WASHINGTON

UNDER SECRETARY
FOR DOMESTIC FINANCE

% : Tow. Mc Gren
W: Jawed Css

De: Suwon Despre

Als. [mel pe Hrchoad ty Sante oma.

(Nie: marked yore vega’ we mat huladl
in pape forme; Mar de ewails Rem. Haman
Cullutn Hoot wwe uot fusoded )

[heave found wo Her chreunsouh porto

to Curr 0 velabed pokes.
SKC

01200000001533


Bradshaw, Tara

From: Sharer, James

Sent: Wednesday, January 09, 2002 8:24 AM

To: _DL_Market Group; Andrew D. Sacher; David Griffiths; Eric H, Otto; Jay Hoffman; Lundsager,
Meg; Philippa Malmgren; reidjp; Shevlin, Thomas, wallar|g; wayneea

Subject: Financial Markets Morning Report 1/9/02

[OUTSIDE SCOPE]

00800000000890


DeMarco, Edward

From: O'Brien, Michael

Sent: Thursday, January 17, 2002 9:54 AM.
To: DeMarco, Edward; Tishuk, Brian
Cc: Cave, Pat

Subject: Decurnent Search

Ed and Brian,

You both received Jared's e-mail regerding a document search for Enron, To be efficient, could you both (and Pat) direct
your staffs to do an e-mail search for the word "Enron"? If any documents come up we are to print them and save them to
disk for delivery to General Counsel.

If you receive the Congress Daily from Elizabeth Knack or Norman Carletons news clips - and they mention Enron - then
just save those to cisk, do not print them, If you happened to forward any of those e-mails to someone with text, then we
should print those as well.

Each employee should piace his/her e-maits in their own folder and submit them to you. The same disk can be passed
around each of your shops to make things easier. | know this seems onerous, but Jared has told us that GC is demanding
this thorough approach to this matter. Please have EVERY emoployee do this search, as | had more personal e-mails
mentioning Enron then | thought.

After your respective packages are together, bring them to me and | will have Sheila deliver them to Peter or GC - in
comptiance with the request.

Any questions, Jet me know.
Thanks -

Michaet

01200000001240


ols, Robert

eee eee

From: Nichols, Robert

Sent: Thursday, January 10, 2002 4:28 PM

To: Davis, Michele

Subject: FW: Secretary on FoxNew's "Your World with Cavuto” at 4:00p Today

this is the ABC GMA guy
his number is [(b)(6)]
Rob Nichols

Deputy Assistant Secretary for Public Affairs

Department of the Treasury
4202) 622-2910

Original Message~-~~-~-

Wheelock, Robert S, [mailto:Robert.S.Wheelock@abc. com]
Thursday, January 10, 2002 3:06 PM

To: ‘Robert. Wichols@do.tress.gov'
Subject: RE: Secretary on FoxNews "Your World with Cavuto” at 4:00p

Today

any chance that the Secretary would be available tomorrow to talk

1) Enron
2) Terrorist Financing
3) Economy, taxes, budget

I left = message with your office and have a call into Adam Levine at the

WH as well.
Thanks

eevee Original Message-----

From: Robert.Nichols@do.treas.gov [mailto:Robert.Nichols@do.treas.gov!
Sent: Thursday, January 10, 2002 11:33 aM
Subject: Secretary on FoxNews “Your World with Cavuto” at 4:00p Today

Importance: High

Rob Nichols

Deputy Assistant Secretary for Public Affairs

Department of the Treasury
(202) 622-2910

The Secretary will appear in an interview on FoxNewsCH “Your World

with Cavuto" at 4:00p today.
terrorist financing.

Topices of discussion will be the economy and

00800000000477



[OUTSIDE SCOPE , (b)(5)}

Crate by: Kathleen MP. Bye
Fer leteenal Use Only ‘ “om

00800000000742


Joint Report
on Retail Swaps

As requiredRequired by
Section 105(c) of the

Commodity Futures Modernization Act of 2000

Board of Governors

of the Securities and
Federal Reserve Department of Commodity Futures Exchange

System the Treasury Trading Commission Commission |

1
SRE.

December 2001

01200000000465


Strickler, Marie

— — —$$$$—<_<____

From: Sharer, James

Sent: Wednesday, January 09, 2002 8:24 AM

To: _DL_Market Group; Andrew D. Sacher, David Griffiths; Eric H. Otto; Jay Hoffman; Lundsager,
Meg. Phillippa Malmgren; reidjp, Shevlin, Thomas; wallarjg. wayneea

Subject: Financial Markets Morning Report 1/9/02

[OUTSIDE SCOPE , (b)(5)]

J3°8M oo!

00800000000626


{(b)(5)]

01822

01200000000478


Hambor, John

From: Harbor, John

Sent: Thursday, December 20, 2001 1:34 PM

To: Clarida, Richard

Subject: FW: SSA Conference Call Regarding Short-Range Economic Assumptions

FYI. DOL is heard from.

-----Original Message-—---

From: Reynolds Morgan [mailto:;reynolds-morgan@dol.gov]

Sent: Thursday, December 20, 2001 1:31 PM

To: ‘Denise L. Murray’, Chris.Smith@¢o.treas.gov: Mike.Korbey@ssa.gov;
Joyce Manchester@ssa gov; Paul. Van.de.Water@ssa.gov;

John. Kitchen@do.treas.gov, James. Duggan@do.treas.gov;

John. Hambor@do.treas.gov; Reynolds Morgan; rfoster! @cms.hhs.gov;
doelleri@osaspe.dhhs. gov; pellis@osaspe.dhhs.gov

Ce: ebrice@osaspe.chhs.gov

Subject SSA Conference Call Regarding Short-Range Economic Assumptions

{(b)(5)]

00300000000091


(Chuhad Eanorplng Marts Performance Trensary Marke Sew
Vow! At PM Treabwey. Ovrecoer
an
[OUTSIDE SCOPE]

00800000000744


‘Treasury Market Room 622-2650 GLOGAL FINANCIAL MARKETS:
Timotty Dulaney, Director 12801 4:15PM

[OUTSIDE SCOPE]

00800000000705


Page 1 of 2
Strickler, Marie

From: Cetina, Jill

Sent: Tuesday, November 20, 2001 12:22 PM

To: _DL_Market Group, Andrew Sacher, ClayLowery; Eric Otto; Griffiths; Hoffman; MegLundsager, Paul Reid; PMalmgren.
Wayne

Subject: Market Noon Report, Nov 20th
[OUTSIDE SCOPE , (b)(5)]

1/18/02
00800000000723


[(b)(4)}

00200000000113


i beneriorn!

[OUTSIDE SCOPE , (b)(5)}

Dewthed bay dire Shave
Poor internat Une Onty ian 0PM

00800000000737


Flanagan, Rosemary

From: Flanagan, Rosemary
Sent: Tuesday, September 04, 2001 12:13 PM
To: Figura, Linda
Subject: Request from GC
Linda,
{(b)(5)]
Rosemary
Tracking: Recipient Read
Figura, Linda Read: 0904/2001 2-12 PM

00300000000004


[(b)(5)]

01821

01200000000477


Aug. 18, 1997

Alana Johnson

Freedom of Information Officer
Department of Treasury

1500 Pennsylvania Ave., NW
Washington, D.C

RE; FOI REQUEST
Dear FOIA Officer.

This request is made under the federal Freedom of Information Act. 5 U.S.C. Section $52.

We request access to and copies of all memos. correspondence, notes and e-mail received and

sent by Linda Robertson, assistant secretary for legislative affairs, trom July 15 through August
15, 1997. This request includes notes resulting from mectings and telephone conversations and
also should include all written contact between Assistant Secretary Robertson and Secretary

Robert Rubin and members of Cong

CSS.

We ask that you waive scarch and copy fees. However. we will pay reasonable duplication fees
in connection with this request. For purposes of proper authorization, we would appreciate
advance notification if the total fees are likely to exceed $54).

Ifany part of this request is denicd, please justify the denial by reference to specific cxemptions
of the FOI Act. Also, we expect you to release all segregable portions of otherwise exempt
material. We reserve the right to appeal your decision to withhold any materials or to deny a
waiver of fees

Because | am making this request as a journalist and this information is of timely valuc, | would
appreciate your communicating with me hy phone rather than by mail if you have questions
regarding this request. { look forward to your reply within 10 business days. as the statute
requires.

Thank you for your assistance.

Very truly yours.

C on”

nis Cauchon
Reporter
{703)276-6508 (phonc)
(703)247-3100 (fax)

00700000000056


Noon Global Financial Markets

[OUTSIDE SCOPE , (b)(5))

Croft be Katween MP, Dpme
For intemal Use Onty 1Ok08 105 EM

008000000007 11


{(b)(4)]

00200000000126


{()(5)]

01840

01200000000496


{(b)(4)]

00200000000121


{(b)(4)]

00200000000110


Nichols, Robert

Monday, Jere 4 14, 2002 9:27 AM
ichele; Fratto, T omy
Por Wits Monday... And Happened This Wkend?

ackBerry Wireless Handheld (www. BlackBerry,.net)

Original Message-----

Jonathan.Nicholsonfreuters.com <Jonathan.Nichelson@reuters.com>
icholsédo.treas.gov <Robert .Nichols?do.treas.gov>

Jan 14 09:11:56 2002

If It's Monday.....And What Happened This Wkend?

Locking for 4 briefing time today jEnron, WTO, etc).....Also, what happened with
weekend appearances? We received no heads-up...,Thanks...

views expressec in this message are those of the indivicual
ae » except where the sender specifically states them to be
n@ views of Reuters Ltd.

00800000000253


{(b)(5)]

01828

01200000000484


Bradshaw, Tara

From: Bradshaw, Tara

Sent: Friday, January 11, 2002 2:48 PM
To: "Kurt Ritterpusch’

Subject: RE: Bill Sweetnam inlerview

thanks for the questions. i have scheduled a phone interview on tuesday at 11:30 am,

let me know if this works for you
tara

-----Original Message----~

From: Kurt Ritterpusch (mailto: KRitterpusch@bna.com)
Sent: Friday, January 11, 2002 2:47 PM

To: tara. bradshawido.treas.gov

Subject; BI1l Sweetnam interview

hey tara

thanks again for your help in arranging an interview with
Bill Sweetnam. i certainly

want to narrow the scope of the interview to those topics
that he is comfortable talking about.

i suppose i would be most interested in speaking with him
about IRS regulations set for release in the near future and
the ongoing

process of clarifying EGTRRA pension provisions. i would
also like to inquire about cash balance regulations--i've
heard the first draft met with some disappointment from
industry groups. and, of course, any available details
regarding Treasury review of pension laws in light of the
Enron situation, though 1 realize that may still be unclear.

thanks
Kurt Ritterpusch
BNA

oo0s00000000898


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RESULT OK
—— ——___
Drsdesure Services

~ Washington. OC 20220
Phone; 202/822-0575
Fax: 202/622-3885

Fax

U.S. Treasury

Department

To Rochelle Granat Frome Alana Johnson
Fac 21176 Date: Dec 14, 2001
Phonet _Pages: 9 (Including this page’
Re:

cc:

Qlurgent CiFor Review [prices Comment CPlease Reply 1 Please Recycle

Lingte ten ;
d “

é

curt “tho “eo -

00700000000038


McDonald, Larry

From: Rao, Geetha

Sent: Wednesday, August 08, 2001 5:02 PM
To: McDonald, Larry

Subject: RE; Oraft e-mail to Dam

[(b)(5)]

In June, Ken Lay (ihe CEO of Enron) called the Secretary to keep him abreast on Enron woe's in India. | found out about
Ken Lay's phone call to O'Neill through an Embassy cable on the Enron matter (which stated that Lay spoke to key USG
officials by phone e.g. Powell, Rice, O'Neill). We asked for a readout via Meg/Ramin, and were told by Tim Adams that
the Secretary was in listening mode onty.[(b)(5)]

pis send away and let's hope for a quick response. Thanks.

~-Onginal Message

From: McDonald, Larry

Sent Wednesday, August 08, 2001 4:52 PM
To: Rao, Geetha

Subject: Draft e-ma to Dam

{(b(5)}

(I'm copying Geetha Rao who is the desk officer for India, and the person most implicated by
my loose use of the term "we.") | look forward to meeting you at some point. -- Larry”

00500000002100


[OUTSIDE SCOPE , (b)(5)]

(Drafted by: Karhieen MP. Byme
For Intneral Une Only " “ume

00800000000704


<Ian.Patersonimsj.com.au>, Ifther Ali <Aliift@exchange.uk.ml.com»,
Izabella Aleksandra Raczkowska <nbpolpzopz@nbp.pl>, Jack
Wiener/DTO@DTCC, James Crabb <james.crabb@barcap.com>, Jane Anne
Thomas <thomasja@rabo-bank.com>, Jane Carlin
<jane.carlin@morganatanley.com>, Jane Cottrell
<janecottrell@btinternet.com>, Jane Mecz <Jane.mecz@chase.com>,
Jaqueline Jones <jacqueline.jonesacsfb.com>, Jean Granoux
«<dean.GRANOUX@®CNCA.Credit-Agricole.Fr>, Joachim von Gelieu
<joachim.vongelieuérwetrading.com>, Joan Ma <Joan.Ma@medw.com>, Jodi
Ganz <jodi.ganz@dpw,com>, Joe Hamilton <joe.hamilton@moorecap.com>,
“dehn P. Emert* <john.p.emert@bofasecurities.com>, John Stumbles
<John.Stumbles@maj,com.au>, John Vollkommer
<John.Vollkommerschase,.com>, Jonathan Phillips
<jonathan.phillips@ubsw.com>, Joyce Hansen
sjoyce.hansen@ny.frb.org>, Jukka Lahteinen <lahteinj@ebrd.com>, Julia
Elliott <julia.elliottessmb.com>, Katja Braumoeller
<Katja.Braumoelleridresdner-bank.de>, Kelly Harris
<kelly-harrisGcredittrade.com>, Kimberly Summe <Keummewieda.org>,
Lauri Peltola <lauri.peltolasrhw.fi>, Lawrence Bradman
<lawrence.brandman@égs.com>, Lisa Curran <lisa.curran@allenovery.com>,
Liz Goodman <liz,qoodmanérbos.com>, Louise Marshall
<lmarshall@isda.org>, MAgnus Mcneill <magnus.mcneill@gs.com>,
Margaret Cazalet sMargaret.cazalet@be.abnamro.com>, Mark Finn
«<m€inng@exchange.uk.ml.com>, Mark Pinney <mark.finney@ssmb.com>, Mark
Harding «<Mark.HardingeCliffordChance.com>, MArtina Swart
s@artina.swart@csfb.com>, Massimiliano Danussa
<waseimiliano.danusso®allenovery.com>, Megan O'Rourke
<Megan.O*'Rourkea@maj.com.au>, Meliisa Macdonagh
<«melisa.macdonagh@barcap.com>, Mercer Lorian <mercerl@arbos.co.uk>,
Michael Clarke <clarke_michaele@cygnifi.com>, Michael Huber
smhuber@dpw.com>, Nina Hval <nina.hval@hsbcgroup.com>, Olivier de
Ryckere <Olivier,deryckere@kbe.be>, Omer Oztan
<ooztansbondmarkets,com>, Patricia Brigantic
«<patricia.briganticGasmb.com>, Peter Werner <pwerner@ISDA-EUR.ORG>,
Philippe David <pdavid@nye.fasken.com>, Philippe Goutay
<goutay®gide.fr>, Pierre Piset «<Pierre.Fiset@socgen,com>, Pierre
Gissinger <Pierre gissinger@alienovery.com>, Raffaele Rizzi
sraftfaele.rizziscsfb.com>, Randall Guynn <randall.guynnsdpw.com>,
Rebecca Simmons <simmonsr@aullcrom.com», Renuka Abeysinghe
<Renuka.Abeysinghe@rbos.com>, Richard House <richard.house@t-mi.com>,
Richard Levitt <richard.levitt@slaughterandmay.com>, richard metcalfe
«RMetcalfe@ISDA-EUR.ORG>, Richard Potok
«potokaglobalcollateral.com>, Richard Quinn
<richard.quinn@uk.pweglobal.coms, Richard Speak
srichardspeak@halifax.co.uk», Robert McWilliam
sRobert .mcwilliam@uk.abnamro.com>, Robert Pickel <rpickel@isda.org>,
Robert Sussman <rsussman@bankofny.com>, Rogali Pretorius
<rmpedentonwildesapte.com>, Ruari Ewing <Ruari.Pwing@AllenOvery.com>,
Sandy Chugh <chughsandexchange.nk.ml.com>, Scott Farrell
<Scott.Parrelldmsj.com.au>, Sean Flanagan
<Sean.Flanagan@allenovery.com>, Sean Keveney
«sean. keveney@allenovery.com>, Sharmini Mahendran
«sharmini.mahendran@morganstanley.com>, Stephane Senacg
<stephane.senacq@socgen.com>, Steven Wechsler
<WechslerSwrabo-bank.com>, Susan Paine <susan@mizuhocap.com>, Ted
Kerr <Edward.Kerramsj.com.au>, Terry Tanaka
steruo.tanaka@ibjbank.co.jp>, Thomas Werlen <twerlen@cravath,com>,
Tim Predrickson <Tim.Fredrickson@ubsw.com>, Ulrich Parche
<ulrich.parche@hypovereingbank.de», Ulrike Schefe
<UCS@£fwlaw.com>, Uwe Jahn <ujahn@morganlewis.com>, Veerle Vercaigne
«veerle.vercaigne@kbc.be>, "Willem A. Rank"
<pim. rank@nautadutilh.com >

cc: Annalisa Barbagallo <ABARBAGALLO®@ISDA-EUR.ORG>

Subject: FW: collateral directive - BCOPIN and EP vote

“00200000000449


DeMarco, Edward

From: Cummings, Leslie

Sent: Thursday, January 17, 2002 11:16 AM
To: DeMarco, Edward

Subject: RE: Document Search

Importance: High

| found eight news e-mails that refer to Enron. Five are from Elizabeth's Knack’s Congress Daily and the other three are
from WSJ.com Business Alerts, Other than the one that you forwarded to me, | have found no personal e-mails on this

subject.
Original Message-——
From: DeMarco, Edward
Sent: Thursday, January 17, 2002 20:17 AM
To (Cummings, Lesiie; Green, Matthew; Hughes, Gerry; Jacques, Kevin; McCall, Neal; Pedr, Melissa; Uigaletti, Mario; Zackal, Heather

‘Subject: FW: Oecument Search

Please read the e-mail below and proceed as Girected. If you search turns up nothing, please send me an e-mail
saying so. Because several of us regularly get news clips of one sort or another, | expect at least some of you will
have something. Note the distinction in Michgel's instructions as to how to handle news clips versus how to handle
news clips with notes attached that reference the E word. Also note, personal e-mails are included in the request.
Please be sure to check both you in-box and your out-box. Aside from e-mails, any paper records you may have also
need to be gathered and submitted.

Please do this ASAP.

Thanks,

Ed

Original Message-—-

From: O'Brien, Michael

Sent: Thursday, January 17, 2002 9:54 AM
To: DeMarco, Edward; Tishuk, Brien
Ce: Cave, Pat

Subject; Document Search

Ed and Brian,

You both received Jared's e-mail regarding a document search for Enron. To be efficient, could you both (and Pat)
direct your staffs to do an e-mail seerch for the word “Enron”? If any documents come up we are to print them and
save them to disk for delivery to General Counsel.

If you receive the Congress Daily from Elizabeth Knack or Norman Carletons news clips - and they mention Enron -
then just save those to disk, do not print them. If you happened to forward any of those e-mails to someone with text,
then we should print those as well.

Each employee should place his/her e-mails in their own folder and submit them to you. The same disk can be
passed around each of your shops to make things easier, | know this seems onerous, but Jared has told us that GC is
demanding this thorough approach to this matter. Please have EVERY emoployee do this search, as | had more
personal e-mails mentioning Enron then | thought.

After your respective packages are together, bring them to me and | will have Sheila deliver them to Peter or GC - in
compliance with the request.

Any questions, let me know.

Thanks -

01200000001237


Nichols, Robert

From: Nichols, Robert

Sent: Thursday, January 10, 2002 6:47 PM.

To: ‘Meyer, Josh’

Subject: RE: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

get the transcripts from these appearances:

Rob Nichols

Deputy Assistant Secretary for Public Affairs
of the Treasury

(202) 622-2910

—---Original Message—-—-

From: Meyer, Josh [mailto-Josh.Meyer@latimes.com)

Sent: Thursday, January 10, 2002 5:40 PM

To: ‘Robert. Nichols@do.treas.gov'

Subject: RE: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

Hi Rob. Need to talk to you asap about Enron's Lay's phone call to O'Neill. We writing story about it and I need a
response. Thanks. Know it's late notice but need to talk to you right away [(b)(6)]

--—-Original Message-—--

From: Robert. Nicholsido,treas.gov [mailto:Robert.Nichols@do.treas.gov)
Sent: Thursday, January 10, 2002 2:36 PM

Subject: THE SECRETARY ON A TV NEAR YOU...TUNE IN!

The Secretary will appeat on CNN and CNBC tonight between 6:30 and 7 PM. He'll be on Good Morning America
tomorrow morning at 7: 05 AM

Rob Nichols

Deputy Assistant Secretary for Public Affairs
Department of the Treasury

(202) 622-2910

00800000000472



Strickler, Marie

From Sharer, James

Sent: Tuesday, November 06, 2001 12:54 PM

To: _DL_Market Group; Andrew D. Sacher, David Griffiths, Enc H. Otto; Jay Hoffman; Lundsager,
Meg, Phillippa Malmgren; reidjp, Sheviin, Thomas, wallarjg, wayneea

Subject: Financial Markets Noon Report 11/6/01

[OUTSIDE SCOPE , (b)(5)]

NevtnOON cet

00800000000736


Hughes, Gerry

From: DeMarco, Edward

Sent: Thursday, January 17, 2002 10:17 AM

To: Cummings, Leslie; Green, Matthew; Hughes, Gerry; Jacques, Kevin; McCall, Neal; Pedri,
Melissa: Ugoletti, Mario; Zackal, Heather

‘Subject: FW: Document Search

Please read the e-mail below and proceed as directed. If you search turns up nothing, please send me an e-mail saying
so. Because several of us regularly get news clips of one sort or another, | expect at least some of you will have
something. Note the distinction in Michaefs instructions as to how to handle news clips versus how to handle news clips
with notes attached that reference the E word. Also note, personal e-mails are included in the request. Please be sure to
check both you in-box and your out-box. Aside from e-mails, any paper records you may have also need to be gathered
and submitted.

Please do this ASAP.
Thanks,
Ed
-—-Original Message-—-
From: O'Brien, Michael
Sent: Thursday, January 17, 2002 5:54 AM
Tor DeMarco, Edward; Tistuk, Brien
Cer Cave, Fat
Subject: Document Search
Ed and Brian,

You both received Jared's e-mail regarding a document search for Enron. To be efficient, could you both (and Pat) direct
your stafts to do an e-mail search for the word "Enron"? If any documents come up we are to print them and save them to
disk for delivery to General Counsel.

Mf you receive the Congress Daily from Elizabeth Knack or Norman Carletons news clips - and they mention Enron - then
Just save those to disk, do not print them. If you happened to forward any of those e-mails to someone with text, then we
should print those as well,

Each employee should place his/her e-mails in their own folder and submit them to you. The same disk can be passed
around each of your shops to make things easier, | know this seems onerous, but Jared has told us that GC is
demanding this thorough approach to this matter. Please have EVERY emoployee do this search, as | had more
personal €-mails mentioning Enron then | thought.

After your respective packages are together, bring them to me and | will have Sheila deliver them fo Peter or GC - in
compliance with the request.

Any questions, let me know.
Thanks -
Michael

01200000001283


Revesz, Paul

From: Webmaster (webmaster@GAO.GOV)
Sent: Thursday, September 20, 2001 4:25 PM
To: daydook@LISTSERV,GAO.GOV
Subject: Today's Reports - September 20, 2001
September 20, 2001

The General Accounting Office (GAO) today released the following reports, testimony, and correspondence:

REPORTS AND CORRESPONDENCE

1. Combating Terrorism: Selected Challenges and Related Recommendations. GAQ-01-822, September 20.
http://www .gao.gov/cgi-bin/ getrpt?gao-0 1-822

2. Combating Terrorism: Actions Needed to Improve DOD Antiterrorism Program Implementation and Management.
GAO-01-909, September 19.
(No electronic version available)

3, International Crime Control: Sustained Executive Level Coordination of Federal Response Needed, GAO-01-629,

August 13,
http://www.gao.gov/cgi-bin/getrpt?ga0-01-629

4. Information Technology Management: Social Security Administration Practices Can Be Improved. GAO-01-961,

August 21.
http://www.gao.gov/cgi-bin/getrpt?ga0-01-961

5. Criminal Justice Statistics for Washington, D.C., and Other Major Cities. GAO-01-1051R, August 17.
hitp://www.gao.gov/cgi-bin/getrpt?ga0-01-105 ir

6. No Evidence That Communications Between the FERC Chairman and the Chairman of Enron Corporation Violated
Criminal Statutes or Ethics Regulations.

GAO-01-1020R, August 16.

http://www_gao.gow/cgi-bin/getrpt?ga0-01 -1020¢

TESTIMONY

1, Commercial Aviation: A Framework for Considering Financial Assistance, by David M. Walker, comptroller general
of the United States, before the Senate Committee on Commerce, Science, and Transportation. GAO-O1-1163T,

September 20.
http://www. gao.gov/cgi-bin/getrpt?gao-01-1163t

2. Aviation Security: Terrorist Acts Demand Urgent Need to Improve Security at the Nation's Airports, by Gerald L.
Dillingham, director, physical infrastructure issues, before the Senate Committee on Commerce, Science, and
Transportation. GAQ-01-1162T, September 20.

http://www.gao.gov/cgi-bin/getrpt?gao-01-1162t

3. Aviation Security: Terrorist Acts Illustrate Severe Weaknesses in Aviation Security, by Gerald L. Dillingham,
director, physical infrastructure, before a joint hearing of the Senate and House Appropriations Subcommittees on

Transportation and Related Agencies. GAO-01-1166T, September 20.
http://www, gao.gov/egi-bin/getrpt?gao-01-1166t

01104

01200000001776


((b)(4)]

00200000000117


Nichols, Robert

From: Davis, Michele
Sent: Wednesday, December 19, 2001 6:39 PM
To: Holahan, Bets)
Ce: Fratto, Tony; Nichols, Robert
Subject: RE: Update on my issues
{(b)(5)]

~-~-Original Message----

From: Holshan, Betsy

‘Sent: Wednesday, December 19, 2001 6:36 PM

To: Davis, Michele

Ce; Fratto, Tony; Nichols, Robert

‘Subject: Update on my issues.

Michele.

[OUTSIDE SCOPE]

Also, there is a retail swaps study that Federal Finance is telling me will be ready for release on Friday. It is @ study
done by Treasury. CFTC, SEC and Fed Reserve in response to Congress’ request for leg. recommendations on retail

swaps. [(b)(5)

have a good night,
Betsy

00800000000436


DeMarco, Edward

From: O'Brien, Michael

Sent: Thursday, January 17, 2002 9:54 AM
To: DeMerco, Edward; Tishuk, Brian

Ce: Cave, Pat

Subject: Document Search

Ed and Brian,

You both received Jared's e-mail regarding a document search for Enron. To be efficient, could you both (and Pat) direct
your staffs to do an e-mail search for the word "Enron"? if any documents come up we are to print them and save them to
disk for delivery to General Counsel.

If you receive the Congress Daily from Elizabeth Knack or Norman Carletons news clips - and they mention Enron - then
just save those to disk, do not print them, If you happened to forward any of those e-mails to someone with text, then we
should print those as weil,

Each employee should place his/her e-mails in their own folder and submit them to you. The same disk can be passed
around each of your shops to make things easier. | know this seems onerous, but Jared has told us that GC is Gemanding
this thorough approach to this matter. Please have EVERY emopioyee do this search, as | had more personal e-mails
mentioning Enron then | thought.

After your respective packages are together, bring them to me and | will have Sheila deliver them to Peter or GC - in
compliance with the request,

Any questions, let me know.
Thanks -
Michael

01200000001176


{(b)(5))

01833

01200000000489


Joint Report
on Retail Swaps

As required by
Section 105(c) of the
Commodity Futures Modernization Act of 2000

Board of Governors

of the Securities and
Federal Reserve Department of Commodity Futures Exchange
System the Treasury Trading Commission Commission

December 2001

01832

01200000000488


[(b)(5)]

01844

01200000000500


[OUTSIDE SCOPE]

00800000000681


{(b)(5)}

01824

01200000000480


{(b)(4) , (b)(5)]

« What types of contracts?

{(b)(4) , (b)(5)]

e In what notional amounts?

{(b)(4) , (b)(5))

« What types of retail counterparties? Individuals? Small businesses? Other?

[(b)(4) , (b)(5)]

© What are the risks involved in offering these products? How would you (do you)
manage those risks?

{(b)(4) , (b)(5)]

01400000000040


ISDA

International Swaps and Derivatives Association, Inc. New York
One New Change Telephone: (1) 212 332 1200
Londoa, EC4M 9QQ Facsimile: (1} 212 332 1212
United Kingdom

Singapore
‘Telephone: 44 (20) 7330 3550 ‘Telephone: (65) 538-3879
Facsimile: 44 (20) 73350 3555 Facsimile: (65) 538-6942
Email: isda@itisda-cur.org,
website; www.isda.org Tokyo

Telephone: 81 (3) $227-3282
Facsimile: 81 (3) 5227-3283

ce:

FROM:

DATE:

RE:

MEMORANDUM

Collateral Law Reform Group (142b)
Regulatory Committee (162); Hague Conference Working Group (142f)

Richard Metcalfe

24 ix O1

Draft Comment Letter — For Response

Please find attached ISDA's proposed submisssion to the Permanent Bureau of the Hague Conference
on International Private Law on its Proposed Convention on the Law Applicable to Proprietary Rights
in Indirectly Held Securities.

This submission has been formulated through meetings of the Working Group on the Hague Conference
formed under the aegis of the Collateral Law Reform Group, Reflecting the nature of the discussions,
two alternative proposals are included in the submission in relation to the key question of how to
determine the place of the ‘relevant intermediary’ (which is dealt with in Article 5 of the Conference's
“Annotated July 2001 Draft’, previously circulated by ISDA).

In order to comply with the Hague Conference’s deadline, responses regarding this submission are
requested from members by close of business this Friday, September 28°. Please direct responses to
Richard Metcalfe [rmetcalfe@isda-eur.org / fax 7330 3555],

A note about this submission is also being circulated to the Collateral Committee for information.

00200000000454


Trasaury Market Room 6222050 GLOBAL FINANCIAL MARKETS
Timathy Dulaney, Ooctor taBwT 12:00 PM

[OUTSIDE SCOPE]

00800000000659


POnnres

[OUTSIDE SCOPE , (b)(5)}

Orafied by: Jim Sharer
For Intarat Use Orly 102001 4:40 PM

00800000000771


[OUTSIDE SCOPE]

L002 “Of 49QUISAON Jo Se SaRIPoUWOD pue sadjpUl Aynb3 JofeWy

00800000000683


[(b)(5)]

01843

01200000000499


Page 2 of 2

[OUTSIDE SCOPE]

1/18/02

00800000000767


Treasury Market Room 622-2650 GLOBAL FINANCIAL MARKETS
Timathy DuLaney, Director wosou 41S PM

[OUTSIDE SCOPE]

00800000000764


Z6US/02 L5idl FAM soe sae Slay \@uaz-ous

if)

Be

idicial Watch

cause no one is above the law!

December 5, 2001

VIA CERTIFIED MAIL AND FAX
Melaine Ann Pustay
Department of Justice Kevin F. Cadden
Office of Information and Pnvacy Director, Office of External Affairs
Suite 570, Flag Building, DOT Federal Energy Regulatory Commission
Washington, DC 20530-0001 888 First Street, NE, Room 11H-1 ~
Washington, DC 20426 =

Brenda Dolan 7 R
Department of Commerce ° 3
FOIA/PA Officer, Room 6020 Securities and Exchange Commission 4 m
14th Street and Constitution Avenue| N.W. FOIA Officer Lb x
Washington, D.C. 20230 | 6432 General Green Way .

: Mail stop 0-5 ~~ 2
U. S. Treasury Department Alexandria, VA 22312-2413 > 7
Disclosure Services j
1500 Pennsylvania Avenue, N.W., Room 10s4
Washington, DC 20220

Re:_F -eedom of Information Act Request

Dear Sir/Madam:

Pursuant to the Freedom of In ormation Act (hereinafter, “FOLA”), 5 U.S.C, 552, and its
regulations, we hereby request from tle Department of Justice (DOJ), US Treasury Department (Treasury),
Department of Commerce (DOC), Sexurities and Exchange Commission (SEC), Federal Energy
Regulatory Commission (FERC), al). correspondence, memoranda, documents, reports, records,
statements, audits, lists of nares, appijications, diskettes, letters, expense logs and receipts, calendar or
diary logs, facsimile logs, telephone cords, call sheets, tape recordings, video recordings, notes,
examinations, opinions, folders, files, 200ks, manuals, pamphlets, forms, drawings, charts, photographs,
electronic mail, and other documents {nd things, that refer or relate to the following in any way:

501 Scheal Street, SW Suite 72+) > Washington. DC 20024 » Tel: (202) 646-5172 ~ Fax, (902) 646-S199

00700000000012



Nichols, Robert

- —_——_$§: $$ _
From: Davis, Michele

Se Thursday, January 10, 2002 10:20 AM

T Holahan, Betsy

Ce: Nichols, Robert

Subject: Press Guidance on POTUS announcement this morning re: pensions

The President announced that the Secretary of the Treasury will convene two groups:

First group
analyze pension rules and regulations
recommend how to reform system to protect employees

Second group
analyze corporate disclosure rules
do stockholders have the knowledge they need

Relation to Enron

The Justice Department and the SEC are handling the criminal investigation. If Enron broke the rules, they will be
punished. The Enron bankruptcy prompts a review of the regulations fo make sure that employees’ pensions are
protected and stockholders have access to the information they need to make sound investment decisions,

We don’t want to give any specifics on when they will meet, when they will report, if it will be one report or many, of the
report(s) will be written, etc. The President kicked off the process t _ and we'll have more information as the group
gathers to examine the task at hand

00800000000425


Bradshaw, Tara

$e

From: jloedtma@newsday.com

Sent: Friday, January 11, 2002 4:19 PM

To: Tara Bradshaw@bdo.treas.gov

Subject: Re: TASK FORCE STATEMENT ON REVIEW OF RETIREMENT BENEFIT RULES AND PR
OTECTION

Does this mean you're not doing taxes? Or has your portfolio heen expanded?
And how about en Enron question or two, I've got a couple.

Happy New Year.

Jim

0800000000888


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00600000000019



Joint Report
on Retail Swaps

As Required by
Section 105(c) of the

Commodity Futures Modernization Act of 2000

December 2001

01810

01200000000466


al Financial Markets

[OUTSIDE SCOPE , (b)(5)]

008000000007 16


[OUTSIDE SCOPE]

SeuNjNy Bey JSE49jU] UW} SUOISOg BAeINIEdS UO B}eQ LOGS F WII APM9EM

00800000000690


{()(5)]

01847

01200000000503


((b)(4)]

00200000000118


Smith, Amy

From: stem Acerinialentcr mail house.gov}
Sent: ny Srngpdo 9, 2001 18 PM
Subject: Kbow Dow. Sense Newswires Column: Enron's Derivatives Could Test Courts
ereaakee bankruptcy netting issues)
PW A Dow Jones
Weweutres Col <<FW: A Dow Jones Newswires Column: Enron's Derivatives Could Test Courts

(discusses bankruptcy netting issues}>> Your message

Tor Richard, Gregg

Subject: A Dow Jones Newswires Column: Enron's Derivatives Could Test
Courts (discusses bankrup netting issues}

Sent: Thu, 29 Nov 2001 18:15:05 -0500

was Gelivered to the following recipient (s)}:

Richard, Gregg on Thu, 29 Nov 2001 17:15:53 -0500
MSEXCH:MSExchangeMTA: U.S. House: HRM12

00600000000105


Michael

01200000001238


[OUTSIDE SCOPE]

L00z ‘0g 4eqWIaAON jo se syayseW Ayinby jeuolBoy

00800000000684


az-05/01 15:42 FAX 202 646 5i99 a _ avs, vz

information will be made available to the public on a daily basis:
Judicial Watch, as a press entity itself", produces several press releases each week.

‘The Judicial Watch i\fewsletter has a monthly circulation of over 300,000 copies

Judicial Watch mainiains a website on which people can view copies of, among other
things, FOIA documents, press releases, responsive documents, deposition transcripts
and court opinions. This website is viewed by over 20,000 people per day on average,
and on a few occasicns, had logged up to 1,000,000 visitors in a single day.

Over 60,000 people ‘ubscribe to our “Infonet” listserve for daily updates on our
lawsuits, FOLA requ:-sts, investipations and public education programs.

Judicial Watch's Chirman hes been invited to testify before Congressional committees
as an expert witness on legal matters, including, but not limited to the Privacy Act and
the Freedom of Info: mation Act.

Judicial Watch's Chairman and other employees frequently appear on nationally
broadcast radio aru! television programs to provide information, analysis and
commentary concerning government corruption and other legal issues.

Judicial Watch has been credited by Courts, the Congress and various other media
outlets on several ¢ccasions for uncovering information and decuments concerning
government corrug tion, illegal and/or inappropriate activities, and documented
instances of goven ment attempts to “stonewall” requests for information and
accountability in the public interest.

Judicial Watch is irvolved in the production and broadcast of a monthly one hour
news and informat(\on television program, Public Disclosure, fashioned after the long

> See Memorandum and Order, Judicial Waslh, inc. ¥. U.S: Department of Justice, Civil Action No, 00-1396 (FR), Nov. 16, 2000.

00700000000016



al Financial Markets

[OUTSIDE SCOPE , (b)(5)]

Drathed ty, an Saree
For sternal Use Only RMT 18 PM

00800000000720


ATTACHMENTS: Tab A: List of CEOs/Biographies of CEOs
Tab B: Company Profiles
Tab C: Roundtable Schedule & Overview of Issues to be Covered
Tab D: Q&A

SCENARIO: Secretary Summers will be introduced by Acting U/S Larson. The Secretary will
make brief introductory remarks, then will participate in a 30-40 minute discussion with the
attendees.

BACKGROUND AND OVERVIEW

Each year the Secretary of State hosts a roundtable dialogue with business leaders prior to the APEC
Leaders meeting. The meeting has 3 objectives: To solicit business leaders’ views on APEC's
development and the pattem of commercial opportunities in the region; to brief the business
community on the Administration's preparations for the Auckland meetings; and to discuss overall
US policy for the Asia-Pacific region.

Acting Under Secretary of State Al Larson will serve as moderator for the meeting which will be
divided into five segments, each led by a Cabinet member (see Tab C). The meeting will be co-
chaired by thetwo US members of the APEC Business Advisory Council, Gary Burkhead of Fidelity
Management Resources and Jack Smith of General Motors (a third US member awaits nomination).

Additional attendees include representatives of corporations involved in numerous aspects of the
Asian-Pacific economy. Each year attendance is rotated to ensure broad private sector
representation. The companies and leaders chosen to attend (see Tab A) were picked after
nomination by the US-ASEAN Business Council, the US Chamber of Commerce, the Pacific Basin
Economic Council, the US-New Zealand Business Council and the National Center for APEC.

These nominating organizations will also participate in the meeting.

You will be leading discussion in the “Financial Markets Crisis and Recovery” segment of the
roundtable. This year the APEC Business Advisory Council developed specific action plans to
promote early recovery and foundations for stability and sustainable growth. Proposals include
restoring broader access to capital; dealing with problem loans and capital adequacy in the banking
sector, and strengthening the legal, regulatory and accounting frameworks in which local financial
markets operate (see Tab D for q & a).

00800000001269


Scenario

Secretary O'Neill will provide the dinner speech to the Coalition of Service Industries’ (CSI)
annual dinner in Washington on Tuesday, October 23, 2001. Secretary O'Neill will take this
opportunity to principally address the economy, stimulus legislation and the importance of the
passage of current TPA legislation. Attendance is expected to be approximately 150. Secretary
O'Neill can expect OECD issues to be of interest to this audience as well. Michele Davis has

prepared remarks separately.
Agenda:
6:00 p.m. Reception Begins

7:00 p.m. Dinner Begins
Welcome by Mr. Dean R. O’Hare, Chairman, CSI and Chairman and CEO
of the Chubb Corporation

Presentation of Awards for “Outstanding Contributions for the
Liberalization of International Trade in Service”

Awards presented to:

- Senator Charles Grassley (R-[A)

- Representative Jim Moran (D-VA)

- Representative Jim Kolbe (R-AZ)

~ Representative William Jefferson (D-LA)

Secretary O'Neill begins remarks prior to dinner being served.

Conclusion by Bob Vastine, President, CSI

Background

CSI bills itself as “the leading business organization dedicated to the reduction of barriers to US
services exports, and to the development of constructive domestic US policies, including tax
policies, that enhance the global competitiveness of its members.” CSI was formed in 1982 to
ensure that US trade in services, once considered outside the scope of U.S. trade negotiations,
would become a central goal of future trade liberalization initiatives. CSI played a role in
shaping the General Agreement on Trade in Services (GATS) and in the advocacy effort leading
to the 1997 WTO Basic Telecommunications and Financial Services Agreements. CSI also
actively engaged in service negotiations in the WTO, the Free Trade Area of the Americas, and

free trade agreements with Chile and Singapore.

00800000001259


Page 1 of 1
Strickler, Marie

From: Cetina. Jill

Sent: Thursday, November 29, 2001 5:24 PM
To: _DL_Market Group; Andrew Sacher; ClayLowery; Eric Otto; Griffiths; Hoffman; MegLundsager; Paul Reid; PMalmgren;
Wayne

Subject: Market Closing Report, Nov 29th

[OUTSIDE SCOPE , (b)(5)]

18/02

00800000000698


regulators.

"This is about an energy company that morphed into a trading company involved in hedge funds and
derivatives. It took on substantial risks, created secret off-the-books partnerships and, in effect,
cooked the books under the nose of their accountants and investors," Dorgan said.

Dorgan noted that Lay, Enron's chairman and chief executive, has agreed to testify at a future
hearing. Dorgan also said the committee will invite Skilling, Enron's former chief executive, and
Andrew Fastow, Enron's former chief financial officer, to testify at the same hearing.

“Was this just bad luck, incompetence and greed, or were there some criminal or illegal actions, as
has been suggested by the accounting firm that reviewed Enron's books?” Dorgan said.

01300000000364


[OUTSIDE SCOPE]

SOOM ZL ISL 94} JOY SauNyNy oyeY JSas9}U] UJ SUO}WISOYg BAEINIedS UO Beg LOGD B WII

00800000000689


FOIA ACTION FORM  rowra NuMBER 2991-08-07

FAILURE TO RESPOND ON OR BEFORE DESIGNATED DUE DATE FOIA pall

MAY SUBJECT RESPONSIBLE OFFICIAL TO ADMINISTRATIVE - ~

DISCIPLINARY ACTION (5 U.S.C. 552(aX4\F)) FOIA APPEAL —

MEMO TO RESPONSIBLE OFFICIAL: FEE WAIVER REQUESTED “1

‘The attached has been filed under $ USC. $82, $ U.S.C. $52a, and/or 31 CPR Part 1. A response must be made by the responsible official, If
request is to be reassigned or referred to someone other than the designated responsible official, it is the responsibility of that official to advise the
Department Disclosure Office of such change, Legal counsel who normailly provide assistance to your office may be consulted with respect to this
request. If a fee waiver has been requested, please refer to fee walver guidance in the FOIA Handbook before processing this request.
DEPARTMENTAL OFFICES: AS SOON AS REQUEST PROCESSING HAS BEEN COMPLETED, PLEASE COMPLI fakes 1,1 AND TV. THE

ORIGINAL OF THE FORM, TOGETHER WITH A COPY OF THE OUTGOING RESPONSE (WITHOUT ENCLOS!
IMMEDIATELY TO THE DEPARTMENTAL DISCLOSURE OFFICE.

“PARTI
RESPONSIBLE OFFICIALS: (BUREAU SYMBOL / NAME)
1 LA / Kae O'Donnell 6 u
2 AC ___/ Bubara Freeland 7 12
3 SE ¢ Paulette Johason & — iB . =
4 s 9. 4
5 ee — 10 — — 15s. oo
DATE RECEIVED; 08/27/2001 THIS WILL BEA COORDINATED RESPONSE.
DUE DATE: 09/25/2001 LA / Katie O'Oarnel WILL COORDINATE.

SUBJECT OF REQUEST: ~~ |NFORMATION CONCERNING LINDA ROBERTSON

REQUESTER: RESPOND TO:
Jeff Gerth

The New York Times

1627 | Street, NW = Suite 700

DC 20006

PART I
TF RECORDS ARE WITHHELD, RESPONSE MUST CITE EXEMPTION(S) AND SET FORTH APPEAL PROCEDURES.

RECORDS: Exemptions apptied in Cullipartial demials: [See $ USC. 552(0)]
Released in full a) Z wpey DO wee
Demed in part ~ (b} (2) o (bdCTCAD od (bY (7) CF)
Demed in fuld — (b)G) Statute C wens D ws
(hey © eyene) Cl eye
i (b) (3) © (eer oy
Other

~ PART III - TIME EXPENDED IN PROCESSING FOIA - REQUIRED FOR ANNUAL REPORT
Time spent by each person involved in any aspect of processing this request.

Grade Time Grade Time Grade _Time Grade Time
io |
|
- PART IV - FEES _
SEARCH DUPLICATION® REVIEW
_ a vCOPtE GRADETH
COMMERCIAL t ‘
EDUC/SCIENTIFIC/MEDIA NIA 7 1 i - ~ NIA
OTHER INDIVIDUAL) ? NIA waive FeesC]

* Specity if other tham pholocopy, e.g. eucrodilm, etc. and include cost of deplicating

MEMO TO DEPARTMENTAL DISCLOSURE OFFICE: Attached is a copy of the respanse to this request, describing released Ga: withheld,

TO F 82-00. (Rew 0493) PREVIOUS EDITION OBSOLETE

00700000000050



Page 2 of 4

[OUTSIDE SCOPE]

-——Original Message-----

From: Rao, Geetha

Sent: Monday, September 10, 2001 7:51 AM

To: Donovan, Meg; McDonald, Larry

Ce: Sobel, Mark

Subject: RE: from sobel at home — do we need anything in the dam
briefing book on this. is he still going o india?

| also saw this over the weekend. We have a one page information
on OPIC's role in the Dabhol project which mentions Exim's
involvement as well, See attached

as FY!, we will include this article in the briefing book as well.

ps - Meg this will probably look familiar to you .

---~-Original Message----~

From: Donovan, Meg

Sent: Monday, September 10, 2001 7:25 AM

To: McDonald, Larry; Rao, Geetha

Ce: Sobel, Mark

Subject: FW: from sobel at home -- do we need anything In the dam
briefing book on this. is he still going o india?

are you all covered on this? Let me know if | can help,

thanks...

-=---Original Message--—--

From: marmar90 [mallto:marmar90@gateway.net)

Sent: Sunday, September 09, 2001 10:36 PM

To: meg.donovan @do.treas.gov; chris. mccoy @do.treas.gov
Subject: from sobel at home -- do we need anything in the dam
briefing book on this. is he still going o india?

US credit agency may call in Indian loans

By Khozem Merchant in Bombay

Published: September 9 2001 16:16 | Last Updated
September 9 2001 20:03

f& The US Export-Import Bank, one of
biggest lenders to the controversial
power project in Bombay, has indic
may call in loan guarantees from In

01/22/2002

00500000002096


Gioia Emerging Markets Performance Troesory Marker Meow
Two! 1200 PM Tinker Divecror
2M?

[OUTSIDE SCOPE]

00800000000739


{(b)(5))

00500000002102


Chetat Emerging Maries Pevformeaimee Trowsery Marker Soom
UEAUL 1290 eM TeDaloary, Diraevar
Coa

[OUTSIDE SCOPE]

00800000000697


SPONSORS

GoLD SPONSOR
The Chubb Corporation

SPONSORS
. AIG
New York Life International

BENEFACTOR
Verisign

PATRONS
Akin Gump Strauss Hauer & Feld
Andersen
AOL Time Warner
Citigroup
EDS
Enron Corporation
Investment Company Institute
Motion Picture Association of America & Member
Companies
PricewaterhouseCoopers
The Washington Council Ernst & Young

FRIENDS
ACE INA
American Institute of CPAs
AT&T
Enron Corporation
Global Information Infrastructure Commission
JPMorgan Chase
Mark Twain Institute
The Principal Financial Group
Reuters America
Wilmer, Cutler & Pickering

00800000001264


{(b)(5)]

01826

01200000000482


((b)(4)]

00200000000123


Page 3 of 3

[OUTSIDE SCOPE]

1/18/02

00800000000653


[OUTSIDE SCOPE , (b)(5)]

Drafted bry: Jim Sharer
For intemal Use Onty 11/2001 4:59 PM

00800000000729


{(b)(5)]

01842

01200000000498


cee ARS UL LSI AL FAR SUE 845 Bay OOS‘ USN

10.

1.

| ,
|

. The bankruptcy of the 3nron Corporation.’

All occasions when Er ron Corporation Chairman Kenneth Lay visited Department of Justice
(DOD), US Treasury Department, Department of Commerce (DOC), Securities and Exchange
Comission (SEC), an'/or Federal Energy Regulatory Commission (FERC) from January
21, 1993 to present, to include the stated purposes of the visit and the government officials
visited.

Enron Corporation repisrts to the Department of Justice (DOJ), US Treasury Department,
Department of Commerze (DOC), Securities and Exchange Commission (SEC), Federal
Energy Regulatory Coinmission (FERC) from January 21, 1993 to present.

Political contributions »y Kenneth Lay and/or the Enron Corporation to the Democratic
Party, mcluding but nc’! limited to, the Democratic National Committee (DNC), Democratic
Congressional Campai;zn Committee (DCCC), Democratic Senatorial Campaign
Committee (DSCC), aid/or the presidential campaign of former President Bill Clinton and
former Vice President 4] Gore.

. Political contmbutions 'xy Kenneth Lay and/or the Enron Corporation to the Republican

Party, including but nct limited to, the Republican National Committee (RNC), Republican
Congressional Campaim Committee (NRCC), Republican National Senatonal Committee
(NRSC), and/or the prvsidential campaign of President George W, Bush and Vice President
Dick Cheney,

Political or other contr butions by Kenneth Lay and/or the Enron Corporation.

All department or com nission officers who have financial interests or holdings in the Enron
Corporation. ,

All Enron Corporation sponsored parties, receptions, functions, dinners, briefings,
presentations, lunches, brunches, breakfasts, meetings, events, and/or fundraisers attended
by any official of the Department of Justice (DOJ), US Treasury Department, Department of
Commerce (DOC), See irities and Exchange Commission (SEC), and/or Federal Energy
Regulatory Commissica (FERC).

Contributions by Kenneth Lay and/or the Enron Corporation to the presidential library of
Wilham Jefferson Clin:on.

Contributions by Kem:eth Lay and/or the Enron Corporation to the 1994 and/or 2000
Missouri Senate campijigns of John Ashcroft.

All communication besween the White House, Office of the Vice President, and /or
Executive Office of thy President (EOP) with officers of the Department of Justice (DOJ),
US Treasury Department, Department of Commence (DOC), Securities and Exchange

"Soe Editorial. “Investigating Enron,” Jhe Wail Street Journal. November 30, 2001.

|
|

00700000000013


Treasury Market Room 672-2030 GLOBAL FINANCIAL MARKETS
Timothy Dutaney, Director sons 1200PM

[OUTSIDE SCOPE , (b)(5)]

00200000000277


From: Gene Clapp

To: Dom13. bores (SchuerchW), HURLEYT
Date: 10/29/98 S:1l2pm
Subject: Additionality -Reply -Reply

dust to add toe what John had to say:

{(b)(5)]

cc: Dom13.DOPO8 (BOEHLERE, CETINAJ, EICHENBERGERJ, MCGR...

00500000001044


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00600000000023



Ghinal Kmenging Markets Performance Tracaary Marker Nowe
FHL (200 Fe Tinoviaane Doerr

[OUTSIDE SCOPE]

00800000000735


Is DA International Swaps and Derivatives Association, Ine. 4

[In relation to pre-existing account or custody agreements, we believe that "agreed" does not necessarily need to be
read as an explicit reference to the location of an account in the account or custody agreement between the account
holder and the intermediary. The agreemem may be implicit, but nonetheless ascertainable on the basis of verifiable
faces. Some of those facts may well be instances of the factors sct out in sub-paragraphs (a) to (e) to Paragraph (3)
under Option B of the "branch/office approach” in the annotated July 2001 draft of the Convention. But other facts
may also help establish the actual agreement of the parties in relation to the location of the account. An interpretative
tule im relation to this point, as suggested in your commentary, is deserving of further consideration. As noted above,
the ideal is to produce a rule that provides legal certainty for existing agreements without oncrous duc diligence or
amendment. }

Paragraph (3), which is a version of Option C under the “account approach”, is another way of establishing ex ante
certainty should Paragraph (2) fail tw produce a clear result, The proviso is designed to prevent the intermediary from
certifying an arbitrary location of the securities account and to permit a reading of the provision consistent with a
more traditional approach to the lex rei sitae rule. The fact that the intermediary is a regulated institution should
provide further comfort that it may not act in an arbitrary manner in relation to this certification.

As can be seen, we endorse the "cascade" approach of the annotated July 2001 draft of the Convention and agree that
the remaining Paragraphs (mumbered (4) and (5) in our first proposal) should only need to deal with a small number of
cases.

‘Our second proposal follows the text of our first proposal, except that Paragraph (2) is amended to read in its entirety
as follows:

(2) For purposes of this Convention, the securities account is maintained at the place
of the office or branch of the relevant securities intermediary agreed between the
account holder and the intermediary, provided that the intermediary is subject to,
covenants to comply with, or does comply with, the duties of an intermediary with
respect to the securities account and the account holder imposed by the laws of
that place on intermediaries in the business of maintaining securities accounts in
that place.

This alternative version of Paragraph 2 amends the perceived disadvantage of the proviso to Option A under the
“account approach” in the annotated July 2001 draft of the Convention, without (in contrast to our first proposal)
moving away entizely from focus on regulatory supervision of the securities account itself, In other words, it attempts
to chart a middle course, by using Language broad enough to encompass “custodial accounting rules” in those
jurisdictions where such rules exist while also encompassing other approaches to the regulation of the business of
maintaining securities accounts.

Other issues
We would like to make the following additional comments on the annotated July 2001 draft of the Convention:

a) ‘The current draft, and the related commentary, posits a distinction between "pledges" on the one hand and
“outright transfers" on the other hand. “Pledge” is defined to include a "title transfer by way of security”.
‘These distinctions, however, require careful handling, and we are not sure that the current draft of the
Convention achieves the right balance. Under certain legal systems (for example, in the United Kingdom), a
title transfer collateral arrangement is based on outright transfer. The fact chat the commercial purpose may
be to achieve an effect comparable to the creation of a security interest (for example, by way of mortgage of
of charge on securities) is irrelevant, Such a transfer is a sale, and the transferee is a purchaser of the
SeCUrItes:

By contrast, in other jurisdictions, such as Italy, there is a middle category between a security interest, on the
one hand, and an outright transfer on the other hand, namely, the irregular pledge, [t achieves a transfer of
utle of the relevant collateral securities to the transferee, but is otherwise treated as a form of pledge for other

purposes.

[tis therefore questionable whether it is helpful to subsume title transfer “by way of security” under the
definition of pledge, since it risks confusing the genuine outright transfer approach (on which the majority of
cross-border title transfer arrangements in the European privately negotiated derivatives market are based,

00200000000458


Page 1 of 2
Strickler, Marie

Cetina, Jit
Wednesday, December 05, 2001 12:57 PM

Sent:
To:

_DL_Market Group; Andrew Sacher. ClayLowery; Eric Otto; Griffiths; Hoffman; MegLundsager; Paul Reid; PMalmgren;
Wayne
Subject: Market Noon Report, Dec 5th -- “Recession over mood prevails

[OUTSIDE SCOPE , (b)(5))

V18/02

00800000000661


Cummings, Leslie

From: DeMarco, Edward

Sent: Thursday, January 17, 2002 10:17 AM

To: Cummings, Leslie; Green, Matthew, Hughes, Gerry; Jacques, Kevin; McCall, Neal, Pedri,
Melissa; Ugoletti, Mario; Zackal, Heather

Subject: FW; Document Search

Please read the e-mail below and proceed as directed, If you search tums up nothing, please send me an e-mail saying
$0. Because several of us regularly get news clips of one sort or another, | expect at least some of you will have
something. Note the distinction in Michael's instructions 23 to how to handle news clips versus how to handle news clips
with notes attached that reference the E word. Also note, personal e-mails are included in the request. Please be sure to
check both you in-box and your out-box. Aside from e-mails, any paper records you may have also need to be gathered
and submitted.

Please do this ASAP,

Thanks,

Ed

Original Message-—---

From: ‘O'Brien, Michael

Sent: ‘Thursday, Jarwary 17, 2002 9:54 AM
To: (DeMarco, Edward; Tistuk, Brian
cc Cave, Pat

Subject: Document Search

Ed and Brian,

You both received Jared's e-mail regarding a document search for Enron. To be efficient, could you both (and Pat) direct
your staffs to do an e-mail search for the word “Enron”? If any documents come up we are to print them and save them to
disk for delivery to General Counsel,

If you receive the Congress Daily from Elizabeth Knack or Norman Carletons news clips - and they mention Enron - then
just save those to disk, do not print them. If you happened to forward any of those e-mails to someone with text, then we
should print those as well,

Each employee should place his/her e-mails in their own folder and submit them to you. The same disk can be passed
around each of your shops to make things easier. | know this seems onerous, but Jared has told us that GC is demanding
this thorough approach to this matter, Please have EVERY emoployee do this search, as | had more personal e-mails
mentioning Enron then | thought.

After your respective packages are together, bring them to me and | will have Shela deliver them to Peter or GC - in
comptiance with the request.

Any questions, let me know.
Thanks -
Michael

01200000001 120


scr sess att
nt: 5 . 5
To: ‘Michele Davis’

Subject: Hello

l keep this shert but I just want to say we read your quote on Enron in
the International Herald Tribune this weekend. Very impressive. Hope all is
going well.

JT want to send Rochelle a birthday card and I know her b-day is sometime at
the end of Jan, Do you know the exact date?

a

ake care,

Amy

Werrrerrereerrrererrrtere Tri Tet t iT ett lerii rit tt tier iter icici sit iti r ss)

Please note that from lst January 2002 cur new address will be
New Opportunities Fund, 1 Plough Place, London, EC@A 1DE.
Telephone numbers and email addresses will remain unchanged.

This email is confidential and intended solely for the use of the
individual to whom it is addressed. Any views or opinions presented
are aclely these of the author anc do not necessarily represent
those of New Opportunities Fund. If you are not the intended
recipient, b= advised that you have receivec this email in error
and that any use, dissemination, forwarding, printing, or copying
of this emai. is strictly prohibited.

If you have received this email in error please notify the
sender at the New Opportunities Fund by telephone on
744 20 7211 1890

eeeee PPOOVSrrTTreTictreter ter errerrrrtr ete titer ett Teter ete)

-00800000000254


{(b)(4)]

00200000000124


Bradshaw, Tara

ee

From: Bradshaw, Tare

Sent: Friday, January 11, 2002 3:00 PM
To: “Kurt Ritterpusch’

Subject: RE: Bill Sweetnam interview

we will call you

weer Original Message---~--

From: Kurt Ritterpusch [mailto:KRitterpusch@bna.com)
Sent: Friday, January 11, 2002 2:50 PM

To: Tara.Bradshawado.treas.gov

Subject: RE: BI11 Sweetnam interview

that would be great. should i just call him at that time?

Tara .Bradshawado.treas.gov on 01/11/2602 02:47:41 PM

To: KRitterpuschabna.com
cc;
Subject: RE: BIll Sweetnam interview

thanks for the questions. i have scheduled a phone interview
on tuesday at

121;30 am,

let me know if this works for you

tara

coon Original Message-----

From: Kurt Ritterpusch [mailto:KRitterpusch@bna.com]
Sent; Priday, January 11, 2002 2:47 PM

To: tara. bradshaw@do.treas.gov

Subject: BI11 Sweetnam interview

hey tara

thanks again for your help in arranging an interview with
Bill Sweetnam. i certainly

want to narrow the scope of the interview to those topics
that he is comfortable talking about.

i suppose i would be most interested in speaking with him
about IRS regulations set for release in the near future and
the ongoing

process of clarifying EGTRRA pension provisions. i would
also like to inquire about cash balance regulations--i've
heard the first draft met with some disappointment from
industry groups. and, of course, any available details
regarding Treasury review of pension laws in light of the
Enron situation, though i realize that may still be unclear.

thanks
Kurt Ritterpusch
BNA

ooso0000000899


icDonald, Larry

From: Rao, Geetha

Sent: Monday, September 10, 2001 7:54 PM

To: ‘Ticknor, Scott B’; Rao, Geetha

Ce: Good, David P; Monie, Krishna S; LaKritz, Robb; McDonald, Larry; Donovan, Meg; Rapson,
Robert G(NEW DELHI)

Subject: RE: Ken Dam Schedule

[OUTSIDE SCOPE]

----- Original Message-----

From: Ticknor, Scott B [mailte:TicknorSB2@state.gov]

Sent: Monday, September 10, 2001 6:26 AM

To: ‘Geetha. Rao@do.treas.gov’

Ce: Geed, David ®; Monie, Krishna S; 'Robb.Lakritz@do.treas.gov'; ‘Larry
McDonald@do,.treas.gov'; "Meg. Donovan@do,treas.gov'; Rapson, Robert G(NEW
DELHI)

Subject: Ken Dam Schedule

Importance: High

Geetha, thanks for the green light. We have had a productive day - got
confirmation for the meetings at NSDL, ICICI, SEBI, the RBI meeting and the
Amcham lunch (see schedule below). The invitees for the Amcham lunch

de reps for American International Group, Arthur Anderson, Bank of

ca, Citibank, Dow Corning, Exxon, KPMG, Morgan Guaranty Trust Company
of NY, Morgan Stanley India, Pfizer, Principal Financial Group, Proctor and
Gamble, Templeton Asset Managemetn Pvt, Wyeth Ayerst International, Enron
India, It's a good mix of banks, brokers/asset managers, and a variety of
real economy sectors (energy, cil, pharma, consumer products, business
consulting}. Should be a good group {not all the above will necessarily be
able to come).

00500000002088


Strickler, Marie

ee

From: Byrne, Kathleen

Sent Monday, November 26, 2001 12:18 PM

To: _OL_Market Group; Andrew D. Sacher (E-mail), David Griffiths, E.A. Wayne; Eric H. Otto (E-
mail); J.P. Reid; Jay Hoffman; Meg Lundsager; Philippa Malmgren; T.J. Shevlin

Subject: Market Noon Report, Nov 26th

[OUTSIDE SCOPE , (b)(5)}

00800000000714


vroety ogeenron,. 11s
0G6C95101300595-151072 Philip Bazelides, Enron Corporation

Robert E. Rubin, Secretary Mischaracterizat
ion of Enron's Corporation Retirement Plan At the Press Conference on 9/2€
/95 95101395100295102395102300nw/s072406000000000¢
020300000000000000000PEN CORRESPONDENdist. 10:45 a.m. 951013NW recd.
info copy. 951013NW has seen, 951018 oc
0000 000000 000000

000000 000000 000000
000000Under Secy/Domestic Fin action, to be cleared w/GC
951013000000
0GC95101900995~-151329 Siddhartha Ray Shankar, Ambassador of India

Robert E. Rubin, Secretary Enron Issue

95101995101495102795102700nw/s042400000000000c

020300000000000000000PEN CORRESPONDENdist 10:53 am 951019NW receiv

ed info copy 9S51019NW has seen info-disgard 951019 oc
0000 000000 000000

000000 000000 000000

QOOO000ASIA action, to be cleared w/GC.
951019000000

06C98120800898-se-013737Kenneth L. Lay, Enron Enron Corp.

Robert E. Rubin, Secretary Endorsement of H
ouston’s Empowerment Zone Application

98120898120398121598121503esk 1314060000000000
OZO3Z0000000000000000CLOSED CORRESPONDENdist. 3:27 p.m. 98120BNW red in
foc opy 981208NW seen 981209to B&F 11:30am 98
122Sto NW 9:30am 981230NW red for clr 9;30a 981230to GLE per NSu
for clr 981230to NW 9:30am 981231NH 2:03pm 990108N
W red for cir (sl) 990108Domestic Finance action, to be cleared w/GC.
After GC clears, call Irma Tucker(x20016) for pickup.

to Irma 10:00am 1/11 981208990111

OoTS>

00700000000129


Johnson, Alana 0 £0 5-79

From: Cameron, Art Jr

Sent: Thursday, December 06, 2001 11:31 AM
To: Johnson, Alana

Ce: O'Donnell, Katie

[OUTSIDE SCOPE]

00700000000042



Glabet Creerging Marhom Performance Troemwey Market Rew
Hite 2.90 PM TinDalowy, Dirac
en0Hs

[OUTSIDE SCOPE]

00800000000757


{(b)(5)]

01846

01200000000502


Holahan, Betsy

Sent ‘Teureday, January 10, 2002 3

ant: ursday, January 10, 14 PM
To: Davis, Mechele

Subject: WSJ re: Lay contact

Importance: High

Mike Schroeder of WSJ, 862-6693. Wants to talk about Lay contact at Treasury, Peter's role, and wants to talk to Peter
{still in @ meeting in NYC and can't be reached). on deadline. thanks

00800000000813


FOIA ACTION FORM forwpa NuMBER _2001-08-075

FAILURE TO RESPOND ON OR BEFORE DESIGNATED DUE DATE FoIA 4 PAC

MAY SUBJECT RESPONSIBLE OFFICIAL TO ADMINISTRATIVE - 4

DISCIPLINARY ACTION (5 U.S.C. 552(aX4XF) FOIA APPEAL ‘~

MEMO TO RESPONSIBLE OFFICIAL: FEE WAIVER REQUESTED ¥

‘The attached has been filed ander $ U.S.C. $52, § U.S.C. 52a, and/or 31 CFR Part 1. A response must be made by the responsible if
request is to be reassigned or referred to someone other than the designated responsible official, it is the responsibility of that official to advise the
Department Disclosare Office of sach change. Legal counsel whe normally provide assistance to your office may be consulted with respect to this
request. If a fee waiver has been requested, please refer to fee waiver guidance in the FOIA Handbook before processing this request.
DEPARTMENTAL OFFICES; AS SOON AS REQUEST PROCESSING HAS BEEN COMPLETED, PLEASE COMPLETE PARTS I, 111 AND IV. THE

ORIGINAL OF THE FORM, TOGETHER WITH A COPY OF THE OUTGOING RESPONSE (WITHOUT ENCLOSURES) IS TO BE FORWARDED
IMMEDIATELY TO THE DEPARTMENTAL DISCLOSURE OFFICE.

ably DEPARTMENTAL DISCLOSURE OFFICER.
= @ PARTI

RESPONSIBLE OFFICIALS: (BUREAU SYMBOL / NAME)

1 LA { Kape O'Donnel 6 "
2 cc | Barbara Freeland 7 12

3 SE ' Paulette Johnson a 1

4 / Tim Adpeng 9 14

5 to. Is

DATE RECEIVED:08/27/2001 @ THIS WILL BE A COORDINATED RESPONSE.
DUE DATE: 09/25/2001 LA / Katie O'Donnell WILL COORDINATE.

we
SUBJECT OF REQUEST: ~~ INFORMATION CONCERNING LINDA ROBERTSON

REQUESTER: RESPOND TO:
Jeff Gerth

The New York Times

1627 Street, NW - Suite 700
Washington, DC 20006

PART II
IF RECORDS ARE WITHHELD, RESPONSE MUST CITE EXEMPTION(S) AND SET FORTH APPEAL PROCEDURES.
RECORDS: Exemptions applied in full/partial denials: [See § U.S.C. $52(b)]
Released in full ee) 5 we SJ (mie
Denied in part © giz = TAY © enim)
Denied in full (DNS) Statute © (b) (7948) (by (8)
© yea) — = (by (7C) J bya)
= {b) (5) ~ (b)(7)(D)

PART III - TIME EXPENDED IN PROCESSING FOIA - REQUIRED FOR ANNUAL REPORT
‘Time spent by each person involved un any aspect of processing this request.

Time Grade Time Grade Time Grade
4 —
IC iz es es | ee =
PART IV - FEES
SEARCH DUPLICATION® REVIEW
GRADESTIME COPIES GRADE/TIME CHECK ONE
COMMERCIAL t 1 SEND BILL
EDUC SCIENTIFIC MEDIA NIA NIA yes [9 No
OTHER (INDIVIDUAL) 7 NA WAIVE FEES)
* Specity of olher thas photocopy, «.g.,.nmerofilm, etc. and include cost of duplicating.
MEMO TO DEPARTMENTAL DISCLOSURE OFFICE: Attached is copy of the response 90 thes request, describing material released and/or withheld.
RESPONSIBLE OFFICIAL

‘TD F 82-00. (Rev 04/93) PREVIOUS EDITION OBSOLETE

00700000000044


Alvarado, Carmen

From: Holahan, Betsy

Sent: Wednesday, December 05, 2001 5:28 PM

To: Lea, Sharon; Fratto, Tony; Bradshaw, Tara; Scolinos, Tasia, Strickler, Marie; Alvarado,
Carmen

Ce: Davis, Michele; Nichols, Robert

Subject: RE: Good Night

GN

Washington Post is doing a story on predatory lending and wanted to find out what Sheila has been saying on il | referred
the reporter to her recent speeches, on the web site, for Sheits’s description of best practices. Wall St. Journal wring
Enron/derivatives story for Friday.

Original Message

From: Lee, Sharon

‘Sent: Wednesday, December 05, 2001 5:16 PM

To: Fratto, Tony; Bradshaw, Tara; Soolmos, Tasia; Hoiehan, Betsy; Strickler, Marie; Alvarado, Carmen
Ce: Lee, Sharon; Davis, Michele; Nichols, Robert

Subject: Good Night

((>X6)] However, please let me know when you get a chance. Also, please remember to update
ichele of any important press items.

00800000000788


Strickler, Marie

—

From: Sharer, James
Sent: Monday, November 05, 2001 8:12 AM
To:

_DL_Market Group, Andrew D. Sacher, David Griffiths; Eric H. Otto; Jay Hoffman; Lundsager,

Meg; Phillippa Malmgren: reidjp; Shevlin, Thomas; wallarjg; wayneea
Subject: Financial Markets Morning Report 11/5/01

[OUTSIDE SCOPE , (b)(5)]

00800000000745


DEFARTMENT OF THE TREASURY
WASHINGTON, D.C. 20220

August 28, 2001

SCHEDULING PROPOSAL FOR SECRETARY O'NEILL

THROUGH:

FROM:

Proposal:

Purpose:

Background:

Proposed Date:

Recommendation:

Michele Davis

Assistant Secretary
Office of Public i

Dan McCarde#

Deputy Assistant
Office of Public Liaison

To have Secretary O’Neill deliver the keynote address to the Coalition of
Service Industries (CSI) in Washington on October 23.

To provide remarks in support of passage of the Trade Promotion
Authority (TPA) legislation,

The Coalition of. Service Industries, founded in 1982, is an organization
dedicated to the reduction of barriers to US services exports. The group’s
annual gala dinner on October 23 will honor House and Senate members
for their support for trade and tax policies favoring the export of US
services. Congressmen and Senators honored on this occasion will be:
Congressmen Thomas, Rangel, Kolbe and Moran, and Senators Grassley
and Baucus. As principal guest of honor and featured speaker, Secretary
O'Neill would make remarks on TPA as well as the state of the global
economy and the importance of trade in respect to the U.S. and global
economies.

October 23, 2001 at 7:00 p.m.; Reception (optional) at 6:00 p.m. at St.
Regis Hotel in Washington, D.C,

That you agree to deliver the keynote address.

Agree: Disagree: Let's Discuss:

0800000001266


{(b)(4)]

00200000000111


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00600000000021



Flanagan, Rosemary

From: Figura, Linda

Sent: Tuesday, September 04, 2001 2:16 PM
To: Flanagan, Rosemary

Subject: RE: Request from GC

That was before | came here but he did mest w/ the Pres./CEO of Enron on April Sth to discuss the energy crisis, steel.

-—Ongina Message---~
From: Fanagan, Rosemary
Sent: Tuesday, September 04, 2001 12:13 PM
To: Figura, Linda
Subject: Request from GC
Linga,
[(b)(5)]
Rosemary

00300000000002


Page | of 3
Strickler, Marie

From:  Cetina, Jill
Sent: Friday, December 07, 2001 4:45 PM

To: _DL_Market Group; Andrew Sacher; ClayLowery; Eric Otto; Griffiths; Hoffman; MegLundsager, Paul Reid; PMalmgren;
Wayne

Subject: Market Weekly Report, Dec 3-7
[OUTSIDE SCOPE]

WV18/02

00800000000651


Che tashington post

TO: Trenmeys Fou Of Ke

Pursuant to the Freedom of Information Act (5 U.S.C. section 552 as amended), I
hereby request disclosure of the following records for inspection and possible copying:

Calendars and other documents reflecting any contacts that Treasury Undersecretary
Peter Fisher may have had with officials or represcntatives of Enron since Oct. 1, 2001.

If you regard any of these records as exempt from required disclosure under the
Act, I hereby request that you exercise your discretion to disclose them nevertheless.

I further request that you disclose the listed documents as they become available
to you, without waiting until all the documents have been assembled. If the information
is available in machine readable format, I would prefer it on disc; alternatively, on a CD-
ROM or magnetic tape.

Tam making this request on behalf of The Washington Post, a ncwspaper of
general circulation throughout the United States. The records disclosed pursuant to this
Tequest will be used in the preparation of news articles for dissemination to the public.
Accordingly, I request that, pursuant to 5 U.S.C. section 552 (a) (4) (A), you waive all
fees in the public interest because the furnishing of the information sought by this request
will primarily benefit the public. If, however, you decline to waive all fees, I am prepared
to pay your normal search fees (and copying fees if I decide to copy any records), but I
request that you notify me if you expect the search fees to exceed $100.

As specified under the Act, I expect a response to this request within ten working
days. Thank you.

Sincerely,
John Mintz, reporter yf TM~y
The Washington Post
1150 1s" St NW
Washington, D.C. 20071

Phone 202 334 4451; Fux 202 496 3883

Wd9S: 1 2002 Fh NYY

00700000000095


Holahan, Betsy

From: Holahan, Betsy

Sent: Friday, January 11, 2002 9:33 AM
To: Davis, Michele

Subject: AFP inquiry

David Willams of AFP, 202-414-0641, on date of Lay phone call to PON.

Also, Simon just came by to request a few minutes with Peter today to talk about what he did after PON asked him to look
at the Enron situation. How are we handling the Peter angle on this?

00800000000814


2 " Ui4c AS gus bay Sige _ C04 urs

Commission (SEC), anv/or Federal Energy Regulatory Commission (FERC) regarding the
investigation of the En/on corporation.

12. The investigation of thi: Enron Corporation for alleged stock fraud.

13. All communications rj:garding the decision to investigate the Enron Corporation for alleged
stock fraud. '

14, All communication between the White House, Office of the Vice President, and /or
Executive Office of th’ President (EOP) with officers of the Department of Justice (DON),

US Treasury Departmer t, Department of Commerce (DOC), Securities and Exchange
Commission (SEC), an:/or Federal Energy Regulatory Commission (FERC) regarding the
Enron corporation.

“15. Kenneth Lay and/or the Enron Corporation and any foreign government, corporation or
person, :
16, Kenneth Lay and/or the Enron Corporation and the People’s Republic of China.
17, Kenneth Lay and/or th: Enron Corporation and the Lippo Group.

18. Kenneth Lay and or th: Enron Corporation and Li Ka-Shing and/or Cheung Kong
Infrastructure Holding:, Hong Kong Electric Holdings, Huskey Energy, and/or John Huang
and/or the Lippe Grou;

19, All communication besween Kenneth Lay and/or the Enron Corporation and former
Secretary of Commerc); Ron Brown.

Thank you for your expected cooperation in responding to our request in a timely marmer, which
should be within 10 working days, ns required under 31 CFR § 1.5, 28 CFR § 16.5 (b), 15 CFR § 4.6 (b)
(1), 10 CFR § 1004.5 and 5 U.S.C. § 552 (aX6(EXii)(1), because time is of the essence. The American
people deserve full and complete Cisclosure of the matters requested herein, pertaining to the federal
governments actions towards the fnancial collapse of the Enron Corporation, current government
investigations of the collapse, and its past and present relationship with high-ranking officials of the
United States government. Judicia! Watch, through a variety of means and media detailed below and
consistent with its legal and public education mission will rapidly and efficiently disseminate the
information obtained under FOLA to the American people. In order to accomplish these aims, it is
critical that the American people } ave this request answered in a timely manner_

Pursuant to the FOLA, if ny portions of the requested documents are claimed to be
privileged, those portions which|are not claimed to be privileged should be provided to the

00700000000014



Flanagan, Rosemary

From: Flanagan, Rosemary

Sent: Sunday, September 02, 2001 8:48 PM
To: Gabilondo, Jose

Subject: RE: FOIA:Boston Globe request

No documents were attached to this email, but you may have left copies for me in my office. | will follow up on this
Tuesday moming. (Note: it is my plan to leave OC Tue. morning and arrive at Treasury by 9:00--just in case traffic is bac
& I'm a few minutes late.)

-——Onginal Message---~
From: ‘Gabionda, Jose
Sent: ‘Thursday August 30, 2001 11:29 AM

To: Fanagen, Rosemary
Subject: FOIA; Boston Globe request

Rosemary,
[(b\(6 } Ray's files contained the attached draft letters for signature by the Secretary, but not the
original ones. We need to produce copies of the final documents. Could you please check with the Secretary's office to

see if we can get copies of the finals? Also, the attached email references a potential meeting between the Secretary and
Enron. Could you find out if that meeting was ever held? Thanks very much.

José

00300000000005