2010 Decisions

Opinions of the United

States Court of Appeals

for the Third Circuit

4-13-2010

USA v. Lacey Graves

Precedential or Non-Precedential: Non-Precedential

Docket No. 08-4183

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Recommended Citation

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NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS

FOR THE THIRD CIRCUIT

 

No. 07-4454

 

UNITED STATES OF AMERICA

 v.

LACEY GRAVES,

 Appellant

(D.C. Crim. No. 06-cr-00095-1)

 

No. 08-4183

 

UNITED STATES OF AMERICA

v.

LACEY GRAVES,

 Appellant

(D.C. Crim. No. 92-cr-00298-001)

 

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF PENNSYLVANIA

District Judges: Honorable Jan E. Dubois; Honorable James T. Giles

 

Submitted Under Third Circuit LAR 34.1(a)

March 11, 2010

 

Before: BARRY, JORDAN and VAN ANTWERPEN, Circuit Judges

(Opinion Filed: April 13, 2010)
 We have jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742. 1

2

 

OPINION

 

BARRY, Circuit Judge

Lacey Graves appeals his conviction by a jury of armed bank robbery (No. 

07-4454) and the additional term of supervised release imposed following his term of

imprisonment on that conviction (No. 08-4183). Graves’s attorney in each of the cases

has filed a motion to withdraw pursuant to Anders v. California, 386 U.S. 738 (1967). 

Graves has filed a pro se brief in each case.

I.

The parties are familiar with the facts, and so we include only those necessary to

decide this appeal. Moreover, because the arguments raised on appeal emanate from two

different cases, we address the arguments made in each of the cases and the related facts

in separate sections of this opinion. At the outset, we note that attorneys, when seeking 1

to withdraw pursuant to Anders, must “satisfy the court that [they have] thoroughly

examined the record in search of appealable issues, and . . . explain why the issues are

frivolous.” United States v. Youla, 241 F.3d 296, 300 (3d Cir. 2001). They have done so

here. 

Graves has raised numerous issues in his pro se filings, all of which we will
 A condition of the supervised release imposed in 1993 was that “[w]hile on 2

supervised release, the defendant shall not commit another federal, state, or local crime 

. . . .” (Supp. App. at 804.) 

3

address. Two of those same issues and two additional issues have been raised by one or

both of his attorneys. We will address those additional issues as well. 

II.

On September 29, 1992, Graves pled guilty to three counts of armed bank robbery. 

On March 17, 1993, Judge Giles imposed a sentence of 96 months’ imprisonment and a

five-year term of supervised release. Before the supervised release period expired,

Graves was arrested in connection with an armed bank robbery that occurred on January

18, 2006. After two mistrials, he was convicted in November 2007. On July 8, 2008,

Judge DuBois sentenced him to 180 months’ imprisonment and a five-year term of

supervised release. This conviction is the subject of the first appeal (No. 07-4454). 

As a result of the November 2007 conviction, Judge Giles found that Graves

violated a condition of the supervised release that had been imposed in 1993, and 2

supervised release was revoked. Judge Giles resentenced Graves to two years’

imprisonment, followed by a one-year period of supervised release, with both the

imprisonment and supervised release to run concurrently with the sentence imposed by

Judge DuBois in July 2008. The supervised release component of the sentence imposed

by Judge Giles for the violation is the subject of Graves’s second appeal (No. 08-4183). 
4

A.

We briefly dispose of Graves’s arguments addressed to the sentence imposed for

the violation of supervised release. He argues, first, that “in accordance with 18 U.S.C. §

3583(e) the Court was precluded from resentencing him to [an] additional term of

supervised [release] after a term of imprisonment,” and that doing so pursuant to 18

U.S.C. § 3583(h) would violate the ex post facto clause of the U.S. Constitution. 

(Graves’s 08-4183 Br. at 10.) 

In 2000, the Supreme Court held that “§ 3583(e)(3) before its amendment and the

addition of subsection (h) leaves open the possibility of supervised release after

reincarceration.” Johnson v. United States, 529 U.S. 694, 713 (2000). “[I]n applying the

law as before the enactment of subsection (h), district courts have the authority to order

terms of supervised release following reimprisonment.” Id. Accordingly, Graves’s

argument is without merit. 

Graves also argues that the District Court erred in finding that his conviction for

armed bank robbery violated a condition of supervised release. We disagree. A violation

of supervised release need only be proven by a preponderance of the evidence. 18 U.S.C.

§ 3583(e)(3); United States v. Dees, 467 F.3d 847, 854-55 (3d Cir. 2006). Neither a

conviction nor an indictment is required to show that a defendant has violated a condition

prohibiting the commission of a crime. United States v. Poellnitz, 372 F.3d 562, 566 (3d

Cir. 2004). Rather, what matters is that the defendant “committed that crime as a matter
 The recorded number was checked against the Pennsylvania Department of Motor 3

Vehicles registry, and after changing the plate number from what the employee had

recorded – GEF-4597 – to GFF-4597, the investigator learned that the vehicle was

registered to Lacey Graves.

5

of fact.” Id. at 567. Much as Graves may question the jury’s verdict, a jury verdict is a

factual finding. 

B.

Graves next raises various contentions relating to his November 2007 conviction

for armed bank robbery. We briefly summarize the evidence to provide context. On

January 18, 2006, Graves entered a Univest Bank located in Warminster, Pennsylvania

and, while carrying a handgun, jumped over the teller’s counter and took $6,421.00 in

cash. Prior to the robbery, a bank employee observed a “suspicious” woman with a scarf

over her head “looking into the glass [lobby] doors, trying to obstruct her face.” (App. II,

No. 07-4454, Day 2 Tr. at 38.) Another employee attempted to write down the license

plate number of the woman’s Isuzu Rodeo before the woman drove out of the parking

lot. Shortly after the woman’s departure, Kim Buckley, another employee, looked out 3

the window and saw a man approach the bank. The man disappeared from Buckley’s

view, but then, as she watched the television surveillance monitor, she saw him enter the

bank, jump over the counter, and take money out of a teller’s drawer. Buckley and yet

another employee, Nancy Seuffert, testified that the man pointed a gun at Tara Detweiler,

a teller, while she was on the ground. Detweiler testified that while bending over to open

the coin vault, she could “see [the gun] at my face, but it wasn’t pointed towards me.” 
 Graves’s trial attorney agreed that the sneakers belonged to Graves. 4

6

(Id. at 105.) Buckley selected Graves’s picture from a photo array and identified him at

trial.

Michael Smith, a forensic examiner with the FBI specializing in shoe print

examinations, testified regarding a shoe print recovered from the teller’s counter. The

government’s theory was that the shoe print matched the men’s size eleven New Balance

sneakers found in the home of Graves’s girlfriend, Leslie Neal. Smith testified that the 4

print was consistent with the sneakers, but on cross examination conceded that “it is also

very possible that these sneakers did not leave the prints that were found on the

countertop.” (Id. at 92-93.) One witness, Kimberly Krapf, filled out a robbery

description sheet on the day of the robbery, and circled a picture of a boot in the section

identifying the suspect’s items of clothing. At trial, she explained that “that’s what I

recalled at that time and that was probably the . . . closest picture to what he was

wearing.” (Id. at 60.)

During closing argument, the prosecutor summarized Smith’s testimony and stated

that “I suggest . . . it’s a match, just not an exclusive match. That New Balance sneakers

just like his did that mark . . . .” (App. III, 07-4454, Day 4 Tr. at 8.) Following an

objection, the District Court reminded the jury that notwithstanding what was said, what

is important is “what you recall about the evidence.” (Id.) The government then went on

to explain that “we’re not suggesting that [Smith] linked what he found to the defendant .
 To the extent Graves argues that the government improperly minimized Krapf’s 5

circling of the image of a boot on the form she completed, we note her testimony that at

the time she “wasn’t really focused on filling out the description sheet.” (App. II,

07-4454, Day 2 Tr. at 49.) 

7

. . [w]e’re not suggesting to you . . . that this case is resolved by that evidence, but that

evidence . . . must be put into context with everything else in the case and it has value to

you.” (Id. at 9.) Later, the Court instructed the jury that “[w]ith respect to any fact

matter, it is your recollection and yours alone that governs. Anything that counsel . . .

may have said with respect to any factual matter . . . is not to be substituted for your own

independent recollection.” (Id. at 67-68.) 

1.

 Graves argues that admitting the sneakers into evidence was prejudicial, and that

the government mischaracterized Smith’s testimony. 

 The District Court did not commit plain error in admitting the sneakers. United

States v. Moore, 375 F.3d 259, 261 (3d Cir. 2004). Smith clearly stated that he could not

be certain that the shoe print on the counter matched the New Balance sneaker but that

“the footwear impression, impression in Government Exhibit 5.5 [i.e., the print left on the

teller’s counter] . . . corresponds in design and approximately physical size with

Government Exhibit 7.1 [i.e., the left New Balance sneaker].” (App. II, 07-4454, Day 2

Tr. at 77.) There is nothing to indicate that the jury was in any way misled. Indeed, when

the government appeared to overstate the connection between the shoe print and the

sneaker, the Court was quick to correct it.

5
 Graves has not shown how the Court’s failure to instruct the jury that the 6

government could have called Neal as a witness “had a prejudicial effect on the jury’s

deliberations so as to produce a miscarriage of justice” against him. United States v.

Guadalupe, 402 F.3d 409, 415 (3d Cir. 2005). 

8

2.

 Graves next argues that the District Court lacked jurisdiction to try his case

because he never received a signed copy of the indictment, and seems to suggest that no

such document exists. A signed copy of the indictment appears in the government’s

supplemental appendix. (Supp. App. at 849-50.) 

3.

Graves argues that the government engaged in prosecutorial misconduct by

including Leslie Neal on its witness list, but then failing to call her as a witness at trial.6

Although he concedes that the government was under no obligation to call Neal, he

claims that by not calling her, and instead advancing the theory that Neal conspired with

Graves by “casing” the bank, the government invited the jury to make improper

inferences about his guilt. 

There was ample evidence that a woman had “cased” the bank. A bank employee

testified that a suspicious woman wearing a headscarf was peering through the bank

windows. Another employee was concerned enough about her co-worker’s reaction to

the woman that she copied down the license plate of the vehicle that the unknown woman

was driving. Later investigation revealed that the vehicle was registered to Graves. 

Given this evidence, it was fair for the government to argue that “putting a scarf over
9

your face and looking in [to a bank] and . . . then walking to a car . . . coupled with the

commencement of an armed robbery shortly thereafter tells you circumstantially that that

woman was there casing the bank.” (App. III, 07-4454, Day 4 Tr. at 25-26.) And, of

course, there was also evidence that after his arrest, Graves entrusted his personal

belongings and the keys to his Isuzu Rodeo to Neal, that he spent time at her apartment,

and that some of his clothing and his sneakers were found there. In sum, the evidence

and all reasonable inferences therefrom pointed to Neal as the woman who “cased” the

bank, and we reject Graves’s argument that the government advanced a theory of the case

that had no support. 

4.

Graves argues that there was insufficient evidence presented at trial to support his

conviction on the armed bank robbery charge. 

We note Graves’s “very heavy burden” in arguing that there was insufficient

evidence to support his conviction, United States v. Leahy, 445 F.3d 634, 657 (3d Cir.

2006), and we “view the evidence in the light most favorable to the government,” United

States v. Dent, 149 F.3d 180, 187 (3d Cir. 1998). We need not reprise the evidence we

have discussed above. Suffice it to say, “any rational trier of fact could have found the

essential elements of the crime beyond a reasonable doubt,” as the jury did here. See

Dent, 149 F.3d at 187.

5.
10

In his Anders brief, Howard Popper, Esq., raises two potential issues in No. 

07-4454, both of which we reject. As to the first issue, the “dangerous weapon”

referenced in 18 U.S.C. § 2113(d) need not be shown to be real or operable in order to

sustain a conviction. See United States v. Beckett, 208 F.3d 140, 152 (3d Cir. 2000)

(finding that fake bombs reasonably instill fear in average citizens and qualify as

dangerous weapons under 18 U.S.C. § 2113(d)). As to the allegation that Graves’s trial

counsel was ineffective for stipulating that the bank at issue was FDIC insured, “[i]t has

long been the practice of this court to defer the issue of ineffectiveness of trial counsel to

a collateral attack.” United States v. Wise, 515 F.3d 207, 215 (3d Cir. 2008) (quoting

United States v. Thornton, 327 F.3d 268, 271 (3d Cir. 2003)). We see no reason to depart

from that practice here. 

In No. 08-4183, Michael J. Engle, Esq., raises the same two issues Graves has

raised with reference to supervised release. We have found those issues to be without

merit, and will not repeat our discussion here. 

III.

We will affirm the judgments of the District Court. We will grant counsels’

motions to withdraw in separate orders.