Recipient

Belinda Blaine (E-mail)
Bob Colby (E-mail)
Bob Zwirb (E-mail)
"David Wall’

‘Diane Virzera’
Eichner, Matthew
Elizabeth Fox (E-mail)
Eric Hirschhom (E-mail)
Hammer, Viva

Jobn Polise (E-mail)
‘Joyce Hansen’
Kathryn Dick (E-mail)
Kevin Erickson (E-mail)
Kurt Wilhelm (E-mail)
Lori Sanatamorena (E-mail)
‘Miguel Browne’
Nickolotf, Peter

Novey, Michael

Pat Parkinson (E-mail)
“Pat White’

Schultheiss, Heidilynne
Bair, Sheila

Ellett, Martha
Gabilondo, Jose
Gross, Jared
Roseboro, Brian
Bitsberger, Timothy
Sutton, Gary

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Delivered: 11/1/01 2:34 PM

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02908

01300000001517


[(b)(5)]

Please review and let me know your thoughts.

Thanks,
Mike

01200000001597


{(b)(5)]

Please review and let me know your thoughts.
Thanks,
Mike

01000000001203


Norman.Carleton@do. To: Alexander_M._Brill@cea.eop.gov, donald.lamson@occ.treas.gov,

treas.gov dombalagiano@sec.gov, mike.brosnan@occ.treas.gov,
ddow@cftc.gov, aamitchell@fdic.gov, nazaretha@sec.gov,
11/01/01 02:34 PM blaineb@sec.gov, colbyr@sec.gov, bzwirb@cftc.gov, dwall@fdic.gov,

diane.virzera@ny.frb.org, Matthew.Eichner@do.treas.gov,
efox@cftc.gov, eric.hirschhorn@ots.treas.gov,
Viva. Hammer@do.treas.gov, polisej|@sec.gov,
joyce.hansen@ny.frb.org, kathryn.dick@occ.treas.gov,
Kevin_F,_Erickson@cea.eop.gov, kurt.wilheim@occ.treas.gov,
Isantamorena@bpd.treas.gov, mbrowne@fdic.gov,
Peter.Nickoloff@do.treas.gov, Michael.Novey@do.treas.gov,
mipmp00@frb.gov, m1apwO0@frb.gov,
Heidilynne.Schultheiss@do.treas.gov
cc: Sheila.Bair@do.treas.gov, Martha.Ellett@do.treas.gov,

Jose,Gabilondo@do.treas.gov, Jared.Gross@do.treas.gov,
Brian.Roseboro@do.treas.gov, Timothy.Bitsberger@do.treas.gov,
Gary.Sutton@do.treas.gov

Subject: FW: Thoughts about Retail Swaps paper (FDIC comments)

Original Message--
From: Browne, Miguel D. [mailto:MBrowne@FDIC.gov]
Sent: Thursday, November 01, 2001 2:25 PM

To: 'Norman.Carleton@do.treas.gov'

Cc: Wall, David; Mitchell, Amy Aulthouse
Subject: Thoughts about Retail Swaps paper

{(b)(5)]

01400000000025


{(b)(5)]

Please review and let me know your thoughts.

Thanks,
Mike

Tracking:

Recipient

Sutton, Gary

Ellis, Dina

Nickoloff, Peter
Schultheiss, Heidilynne
Mcinemey, Roberta
Paulus, Michael

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Delivered: 2/13/01 5:05 PM
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Read: 2/14/01 8:11 AM

02457

01300000001066


{(b)(5)]

Please review and let me know your thoughts.
Thanks,
Mike

‘ 01685

01200000000341


Nickoloff, Peter

From: Fox, Elizabeth L. R. [efox@CFTC.gov)
Sent: Wednesday, December 05, 2001 1:45 PM
To: ‘Norman.Carleton@do.treas.gov'; Alexander_M._Brili@cea.eop.gov; nazaretha@sec.gov;

blaineb@sec.gov; colbyr@sec.gov; Zwirb, Robert S.; dwall@fdic.gov; Dow, De'ana H.;
diane.virzera@ny.frb.org; donald.lamson@occ.treas.gov; Matthew.Eichner@do.treas.gov;
Fox, Elizabeth L. R.; eric.hirschhorn@ots.treas.gov; Viva.Hammer@do.treas.gov;
polise|@sec.gov; joyce.hansen@ny.frb.org; kathryn.dick@occ.treas.gov;
kurt.wilhelm@occ.treas.gov; Isantamorena@bpd.treas.gov; mbrowne@fdic.gov;
Peter.Nickoloff@do.treas.gov; Michael.Novey@do.treas.gov; dombalagiano@sec.gov;
m1pmp00@frb.gov; m1apw00@frb.gov; Heidilynne.Schultheiss@do.treas.gov

Ce: Sheila.Bair@do.treas.gov; Timothy.Bitsberger@do.treas.gov; Martha. Ellett@do.treas.gov;
Jose.Gabilondo@do.treas.gov; Jared.Gross@do.treas.gov; Brian.Roseboro@do.treas.gov;
Gary.Sutton@do.treas.gov; Mark.Wiedman@do.treas.gov

Subject: RE: New Draft of the Retail Swaps Report

{(b)(5)]

~---- Original Message-----

From: Norman.Carleton@do.treas.gov [mailto:Norman.Carleton@do.treas.gov]
Sent: Wednesday, December 05, 2001 1:38 PM

To: Alexander_M._Brill@cea.eop.gov; nazaretha@sec.gov; blaineb@sec.gov;
colbyr@sec.gov; bzwirb@cftc.gov; dwall@fdic.gov; ddowecftc.gov;
diane.virzera@ny.frb.org; donald. lamson@occ.treas.gov;
Matthew.Eichner@do.treas.gov; efox@cftc.gov;

eric. hirschhorn@ots.treas.gov; Viva.Hammer@do.treas.gov;
polisej@sec.gov; joyce.hansen@ny.frb.org; kathryn.dick@occ.treas.gov;
kurt .wilhelm@occ.treas.gov; lsantamorena@bpd.treas.gov;
mbrowne@fdic.gov; Peter.Nickoloff@do.treas.gov;

Michael .Novey@do.treas.gov; dombalagiano@sec.gov; mipmp00@frb.gov;
mlapw00@frb.gov; Heidilynne.Schultheiss@do.treas.gov

Cc: Sheila.Bair@do.treas.gov; Timothy.Bitsberger@do.treas.gov;
Martha.Ellett@do.treas.gov; Jose.Gabilondo@do.treas.gov;
Jared.Gross@do.treas.gov; Brian.Roseboro@do.treas.gov;
Gary.Sutton@do.treas.gov; Mark.Wiedmanédo.treas.gov

Subject: New Draft of the Retail Swaps Report

<<Retail Swap St -- (12-05 draft)1.doc>> <<12-05 draft
redline1.doc>>

{(b)(5)]

" 01636

01200000000292


Nickoloff, Peter

From: Carleton, Norman
Sent: Thursday, November 01, 2001 2:34 PM
To: Alexander M. Brill (E-mail); Don Lamson (E-mail); ‘dombalagiano@sec.gov’;

‘mike.brosnan@occ.treas.gov’; ‘ddow@cftc.gov'; Amy Mitchell (E-mail); Annette Nazareth (E-
mail); Belinda Blaine (E-mail); Bob Colby (E-mail); Bob Zwirb (E-mail); David Wall; Diane
Virzera; Eichner, Matthew; Elizabeth Fox (E-mi Eric Hirschhorn (E-mail); Hammer, Viva;
John Polise (E-mail); Joyce Hansen; Kathryn Dick (E-mail); Kevin Erickson (E-mail); Kurt
Wilhelm (E-mail); Lori Sanatamorena (E-mail); Miguel Browne; Nickoloff, Peter; Novey,
Michael; Pat Parkinson (E-mail); Pat White; Schultheiss, Heidilynne

Ce: Bair, Sheila; Ellett, Martha; Gabilondo, Jose; Gross, Jared; Roseboro, Brian; Bitsberger,
Timothy; Sutton, Gary
Subject: FW: Thoughts about Retail Swaps paper (FDIC comments)

ween Original Message-----

From: Browne, Miguel D. [mailto:MBrowne@FDIC.gov]
Sent: Thursday, November 01, 2001 2:25 PM

To: 'Norman.Carleton@do.treas.gov'

Cc: Wall, David; Mitchell, Amy Aulthouse
Subject: Thoughts about Retail Swaps paper

{(b)(5)]

01635

01200000000291


Carleton, Norman

From: Carleton, Norman

Sent: Thursday, November 01, 2001 2:34 PM

To: ‘Alexander M. Brill (E- mail)’; ‘Don Lamson (E-mail)’; ‘Sosnbata piano Gese-00v;
‘mike.brosnan@occ.treas.gov'; 'ddow@cftc.gov'; Amy Mitchell (E-mail); Annette Nazareth (E-

mail); Belinda Blaine (E-mail); Bob Colby (E-mail); Bob Zwirb (E-mail); ‘David Wall’; ‘Diane
Virzera’, Eichner, Matthew; Elizabeth Fox (E-mail); Eric Hirschhorn (| mail); Hammer, Viva;
John Polise (E-mail); ‘Joyce Hansen’; Kathryn ok (E-mail); Kevin Erickson (E-mail); Kurt
Wilhelm (E-mail); Lori Sanatamorena_ (E-mail); jue! Browne’, Nickoloff, Peter; Novey,
Michael; Pat Parkinson (E-mail); 'Pat White’; ea Itheiss, Heidilynne

Ce: Bair, Sheila; Eliett, Martha; Gabilondo, Jose; Gross, Jared; Roseboro, Brian; Bitsberger,
Timothy; Sutton, Gary

Subject: FW: Thoughts about Retail Swaps paper (FDIC comments)

ccoee Original Message-----

From: Browne, Miguel D. [mailto:MBrowne@FDIC.gov]
Sent: Thursday, November 01, 2001 2:25 PM

To: 'Norman.Carleton@édo.treas.gov'

Cc: Wall, David; Mitchell, Amy Aulthouse
Subject: Thoughts about Retail Swaps paper

((b)(5)]

Tracking: Recipient Delivery Read
‘Alexander M. Brill (E-mail)’
"Don Lamson (E-mail)’
‘dombalagiano@sec.gov’
“mike.brosnan@occ.treas.gov’
“ddow@eftc. gov’
‘Amy Mitchell (E-mail)
Annette Nazareth (E-mail)

02907

7 01300000001516


Nickoloff, Peter

———————

From: Carleton, Norman

Sent: Tuesday, February 13, 2001 5:05 PM

To: Sutton, Gary; Ellis, Dina; Nickoloff, Peter; Schultheiss, Heidilynne; McInerney, Roberta
Ce: Paulus, Michael

Subject: FW: Proposed Changes to Netting Bill - Comments

Original Message-----

Frot Krimminger, Michael H. [mailto:MKrimminger@FDIC.gov]
Sent: Tuesday, February 13, 2001 4:47 PM

To: 'norman.carletonédo.treas.gov'; 'stephanie.martin@frb.gov';
'Tom.McGivern@do.treas.gov'; '‘MooneyJ@sec.gov'

Cc: DeLoose, Michael; Ivie, Stanley R.; Tishuk, Barbara Starke
Subject: Proposed Changes to Netting Bill -- Comments

At Norman's request, I have put in writing my preliminary observations on
the changes proposed by Bond Market to S. 220 - which include both technical

and substantive changes. [(b)(5)]

01684

01200000000340


Sutton, Gary

From: Carleton, Norman
Sent: Thursday, November 01, 2001 2:34 PM
To: Alexander M. Brill (E-mail); Don Lamson (E-mail); 'dombalagiano@sec.gov';

‘mike.brosnan@occ.treas.gov'; ‘ddow@cftc.gov'; Amy Mitchell (E-mail); Annette Nazareth (E-
mail); Belinda Blaine (E-mail); Bob Colby (E-mail); Bob Zwirb (E-mail); David Wall; Diane
Virzera; Eichner, Matthew; Elizabeth Fox (E-mail); Eric Hirschhorn (E-mail); Hammer, Viva;
John Polise (E-mail); Joyce Hansen; Kathryn Dick (E-mail), Kevin Erickson (E-mail); Kurt
Wilhelm (E-mail); Lori Sanatamorena (E-mail); Miguel Browne; Nickoloff, Peter, Novey,
Michael; Pat Parkinson (E-mail); Pat White; Schultheiss, Heidilynne

Ce: Bair, Sheila; Ellett, Martha; Gabilondo, Jose; Gross, Jared; Roseboro, Brian; Bitsberger,
Timothy; Sutton, Gary
Subject: FW: Thoughts about Retail Swaps paper (FDIC comments)

Original Message-----
From: Browne, Miguel D. [mailto:MBrowne@FDIC.gov]
Sent: Thursday, November 01, 2001 2:25 PM
To: 'Norman.Carleton@do.treas.gov'
Cc: Wall, David; Mitchell, Amy Aulthouse
Subject: Thoughts about Retail Swaps paper

[(b)(5)]

00200000000092


[(b)(5)]

Please review and let me know your thoughts.
‘Thanks,
Mike

01200000001322


Hughes, Gerry

From: Carleton, Norman

Sent: Tuesday, February 13, 2001 5:08 PM

To: Hughes, Gerry

Subject: FW: Proposed Changes to Netting Bill -- Comments

-----! ‘Original Message-----

From: Krimminger, Michael H. [mailto:MKrimminger@FDIC.gov]
Sent: Tuesday, February 13, 2001 4:47 PM

To: ‘norman.carleton@do.treas.gov'; ‘'stephanie.martin@frb.gov';
‘Tom.McGivern@do.treas.gov'; 'MooneyJ@sec.gov'

Cc: DeLoose, Michael; Ivie, Stanley R.; Tishuk, Barbara Starke
Subject: Proposed Changes to Netting Bill -- Comments

At Norman's request, I have put in writing my preliminary observations on
the changes proposed by Bond Market to S. 220 - which include both technical
and substantive changes. [(b)(5)]

01200000001321


{(b)(5)]

Norman Carleton

20

01637

01200000000293


McGivern, Tom___

—— ——

From: Krimminger, Michael H. [MKrimminger@FDIC.gov]

Sent: Tuesday, February 13, 2001 4:47 PM

To: ‘norman.carleton@do.treas.gov’, 'stephanie.martin@frb.gov’; 'Tom.McGivern@do.treas.gov',
‘MooneyJ@sec.gov’

Ce: DeLoose, Michael; Ivie, Stanley R.; Tishuk, Barbara Starke

Subject: Proposed Changes to Netting Bill - Comments

At Norman's request, I have put in writing my preliminary observations on
the changes proposed by Bond Market to S. 220 - which include both technical
and substantive changes. [(b)(5)]

01000000001202


Ellis, Dina

From: Carleton, Norman

Sent: Tuesday, February 13, 2001 5:05 PM

To: Sutton, Gary; Ellis, Dina; Nickoloff, Peter; Schultheiss, Heidilynne; McInerney, Roberta
Ce: Paulus, Michael

Subject: FW: Proposed Changes to Netting Bill - Comments

manatees Original Message-----

From: Krimminger, Michael H. [mailto:MKrimminger@FDIC.gov]
Sent: Tuesday, February 13, 2001 4:47 PM

To: 'norman.carleton@do.treas.gov'; ‘stephanie.martin@frb.gov';
‘'Tom.McGivern@do.treas.gov'; 'MooneyJ@sec.gov'

Cc: DeLoose, Michael; Ivie, Stanley R.; Tishuk, Barbara Starke
Subject: Proposed Changes to Netting Bill -- Comments

At Norman's request, I have put in writing my preliminary observations on
the changes proposed by Bond Market to S. 220 - which include both technical
and substantive changes. [(b)(5)]

01200000001614


Carleton, Norman

From: Carleton, Norman

Sent: Tuesday, February 13, 2001 5:05 PM

To: Sutton, Gary; Ellis, Dina; Nickoloff, Peter; Schultheiss, Heidilynne; McInerney, Roberta
Ce: Paulus, Michael

Subject: FW: Proposed Changes to Netting Bill -- Comments

-Original Message-----
From: Krimminger, Michael H. {mailto:MKrimminger@FDIC.gov]
7

Sent: Tuesday, February 13, 2001 4 PM

To: ‘'norman.carleton@do.treas.gov'; ‘stephanie.martin@frb.gov';
'Tom.McGivern@do.treas.gov'; 'MooneyJ@sec.gov'

Cc: DeLoose, Michael; Ivie, Stanley R.; Tishuk, Barbara Starke
Subject: Proposed Changes to Netting Bill -- Comments

{(b)(5)]

; 02456

01300000001065


{(b)(5)]

Please review and let me know your thoughts.
Thanks,
Mike

01000000000937


Barber, Francine

From: Carleton, Norman

Sent: Wednesday, March 21, 2001 10:45 AM

To: Barber, Francine

Subject: FW: Proposed Changes to Netting Bill -- Comments

Original Message-----

Carleton, Norman

Tuesday, February 13, 2001 5:08 PM

To: Hughes, Gerry

Subject: FW: Proposed Changes to Netting Bill -- Comments

oo--- Original Message-----

From: Krimminger, Michael H. [mailto:MKrimminger@FDIC.gov]

Sent: Tuesday, February 13, 2001 4:47 PM

To: ‘norman.carleton@do.treas.gov'; 'stephanie.martin@frb.gov';
'Tom.McGivern@do.treas.gov'; 'MooneyJ@sec.gov'

Cc: DeLoose, Michael; Ivie, Stanley R.; Tishuk, Barbara Starke
Subject: Proposed Changes to Netting Bill -- Comments

At Norman's request, I have put in writing my preliminary observations on
the changes proposed by Bond Market to S. 220 - which include both technical
and substantive changes. [(b)(5)]

01000000000936


Stewart, Lawranne

From: Carleton, Norman

Sent: Tuesday, February 13, 2001 5:07 PM
To: Stewart, Lawranne
Subject: FW: Proposed Changes to Netting Bill -- Comments

senna! Original Message-----

From: Krimminger, Michael H. [mailto:MKrimminger@FDIC.gov]
Sent: Tuesday, February 13, 2001 4:47 PM

To: 'norman.carleton@do.treas.gov'; 'stephanie.martin@frb.gov';
'Tom.McGivern@do.treas.gov'; 'MooneyJ@sec.gov'

Cc: DeLoose, Michael; Ivie, Stanley R.; Tishuk, Barbara Starke
Subject: Proposed Changes to Netting Bill -- Comments

At Norman's request, I have put in writing my preliminary observations on
the changes proposed by Bond Market to S. 220 - which include both technical
and substantive changes. [(b)(5)]

01200000001596


[(b)(5)]

Please review and let me know your thoughts.
Thanks,
Mike

01200000001615