54412 Federal Register / Vol. 78, No. 171 / Wednesday, September 4, 2013 / Proposed Rules 

(i) Transmit orders to or place orders 

with broker/dealers; or 

(ii) Execute transactions in securities 

for customers; 

(2) Assignment of responsibility for 

supervision and reporting, separate from 

those in paragraph (a)(1) of this section, 

with respect to all officers or employees 

who process orders for notification or 

settlement purposes, or perform other 

back office functions with respect to 

securities transactions effected for 

customers; 

(3) For the fair and equitable 

allocation of securities and prices to 

accounts when orders for the same 

security are received at approximately 

the same time and are placed for 

execution either individually or in 

combination; and 

(4) Where applicable, and where 

permissible under local law, for the 

crossing of buy and sell orders on a fair 

and equitable basis to the parties to the 

transaction. 

(b) [Reserved] 

§ 344.9 Personal securities trading 

reporting by bank officers and employees. 

(a) Officers and employees subject to 

reporting. FDIC-supervised institution 

officers and employees who: 

(1) Make investment 

recommendations or decisions for the 

accounts of customers; 

(2) Participate in the determination of 

such recommendations or decisions; or 

(3) In connection with their duties, 

obtain information concerning which 

securities are being purchased or sold or 

recommend such action, must report to 

the FDIC-supervised institution, within 

30-calendar days after the end of the 

calendar quarter, all transactions in 

securities made by them or on their 

behalf, either at the FDIC-supervised 

institution or elsewhere in which they 

have a beneficial interest. The report 

shall identify the securities purchased 

or sold and indicate the dates of the 

transactions and whether the 

transactions were purchases or sales. 

(b) Exempt transactions. Excluded 

from this reporting requirement are: 

(1) Transactions for the benefit of the 

officer or employee over which the 

officer or employee has no direct or 

indirect influence or control; 

(2) Transactions in registered 

investment company shares; 

(3) Transactions in government 

securities; and 

(4) All transactions involving in the 

aggregate $10,000 or less during the 

calendar quarter. 

(c) Alternative report. Where an FDICsupervised institution acts as an 

investment adviser to an investment 

company registered under the 

Investment Company Act of 1940, the 

FDIC-supervised institution’s officers 

and employees may fulfill their 

reporting requirement under paragraph 

(a) of this section by filing with the 

FDIC-supervised institution the ‘‘access 

persons’’ personal securities trading 

report required by SEC Rule 17j–1, 17 

CFR 270.17j–1. 

§ 344.10 Waivers. 

The Board of Directors of the FDIC, in 

its discretion, may waive for good cause 

all or any part of this part 344. 

PART 390—REGULATIONS 

TRANSFERRED FROM THE OFFICE OF 

THRIFT SUPERVISION 

■ 2. The authority citation for part 390 

is amended by removing the additional 

authority for subpart K. 

Authority: 12 U.S.C. 1819. 

* * * * * 

Subpart K—[Removed and Reserved] 

■ 3. Remove and reserve subpart K, 

consisting of §§ 390.200 through 

390.255. 

Dated at Washington, DC, this 28th day of 

August, 2013. 

By order of the Board of Directors. 

Federal Deposit Insurance Corporation. 

Robert E. Feldman, 

Executive Secretary. 

[FR Doc. 2013–21357 Filed 9–3–13; 8:45 am] 

BILLING CODE 6714–01–P 

DEPARTMENT OF TRANSPORTATION 

Federal Aviation Administration 

14 CFR Part 71 

[Docket No. FAA–2012–1186; Airspace 

Docket No. 12–ASO–32] 

Proposed Establishment of Class E 

Airspace; Chatom, AL 

AGENCY: Federal Aviation 

Administration (FAA), DOT. 

ACTION: Notice of proposed rulemaking 

(NPRM). 

SUMMARY: This action proposes to 

establish Class E Airspace at Chatom, 

AL, to accommodate the Area 

Navigation (RNAV) Global Positioning 

System (GPS) Standard Instrument 

Approach Procedures at Roy Wilcox 

Airport. This action would enhance the 

safety and airspace management of 

Instrument Flight Rules (IFR) operations 

at the airport. 

DATES: Comments must be received on 

or before October 21, 2013. The Director 

of the Federal Register approves this 

incorporation by reference action under 

title 1, Code of Federal Regulations, part 

51, subject to the annual revision of 

FAA, Order 7400.9 and publication of 

conforming amendments. 

ADDRESSES: Send comments on this rule 

to: U. S. Department of Transportation, 

Docket Operations, West Building 

Ground Floor, Room W12–140, 1200 

New Jersey SE., Washington, DC 20590– 

0001; Telephone: 1–800–647–5527; Fax: 

202–493–2251. You must identify the 

Docket Number FAA–2012–1186; 

Airspace Docket No. 12–ASO–32, at the 

beginning of your comments. You may 

also submit and review received 

comments through the Internet at 

http://www.regulations.gov. 

FOR FURTHER INFORMATION CONTACT: John 

Fornito, Operations Support Group, 

Eastern Service Center, Federal Aviation 

Administration, P.O. Box 20636, 

Atlanta, Georgia 30320; telephone (404) 

305–6364. 

SUPPLEMENTARY INFORMATION: 

Comments Invited 

Interested persons are invited to 

comment on this rule by submitting 

such written data, views, or arguments, 

as they may desire. Comments that 

provide the factual basis supporting the 

views and suggestions presented are 

particularly helpful in developing 

reasoned regulatory decisions on the 

proposal. Comments are specifically 

invited on the overall regulatory, 

aeronautical, economic, environmental, 

and energy-related aspects of the 

proposal. 

Communications should identify both 

docket numbers (FAA Docket No. FAA– 

2012–1186; Airspace Docket No. 12– 

ASO–32) and be submitted in triplicate 

to the Docket Management System (see 

ADDRESSES section for address and 

phone number). You may also submit 

comments through the Internet at 

http://www.regulations.gov. 

Persons wishing the FAA to 

acknowledge receipt of their comments 

on this action must submit with those 

comments a self-addressed stamped 

postcard on which the following 

statement is made: ‘‘Comments to 

Docket No. FAA–2012–1186; Airspace 

Docket No. 12–ASO–32.’’ The postcard 

will be date/time stamped and returned 

to the commenter. 

All communications received before 

the specified closing date for comments 

will be considered before taking action 

on the proposed rule. The proposal 

contained in this notice may be changed 

in light of the comments received. A 

report summarizing each substantive 

public contact with FAA personnel 


tkelley on DSK3SPTVN1PROD with PROPOSALS
Federal Register / Vol. 78, No. 171 / Wednesday, September 4, 2013 / Proposed Rules 54413 

concerned with this rulemaking will be 

filed in the docket. 

Availability of NPRMs 

An electronic copy of this document 

may be downloaded from and 

comments submitted through http://

www.regulations.gov. Recently 

published rulemaking documents can 

also be accessed through the FAA’s Web 

page at http://www.faa.gov/airports_

airtraffic/air_traffic/publications/

airspace_amendments/. 

You may review the public docket 

containing the proposal, any comments 

received and any final disposition in 

person in the Dockets Office (see the 

ADDRESSES section for address and 

phone number) between 9:00 a.m. and 

5:00 p.m., Monday through Friday, 

except Federal Holidays. An informal 

docket may also be examined between 

8:00 a.m. and 4:30 p.m., Monday 

through Friday, except Federal Holidays 

at the office of the Eastern Service 

Center, Federal Aviation 

Administration, Room 350, 1701 

Columbia Avenue, College Park, Georgia 

30337. 

Persons interested in being placed on 

a mailing list for future NPRM’s should 

contact the FAA’s Office of Rulemaking, 

(202) 267–9677, to request a copy of 

Advisory circular No. 11–2A, Notice of 

Proposed Rulemaking distribution 

System, which describes the application 

procedure. 

The Proposal 

The FAA is considering an 

amendment to Title 14, Code of Federal 

Regulations (14 CFR) part 71 to establish 

Class E airspace at Chatom, AL, 

providing the controlled airspace 

required to support the RNAV (GPS) 

standard instrument approach 

procedures for Roy Wilcox Airport. 

Controlled airspace extending upward 

from 700 feet above the surface within 

a 6.5-mile radius of the airport would be 

established for the safety and 

management of IFR operations. 

Class E airspace designations are 

published in Paragraph 6005 of FAA 

Order 7400.9W, dated August 8, 2012, 

and effective September 15, 2012, which 

is incorporated by reference in 14 CFR 

71.1. The Class E airspace designation 

listed in this document will be 

published subsequently in the Order. 

The FAA has determined that this 

proposed regulation only involves an 

established body of technical 

regulations for which frequent and 

routine amendments are necessary to 

keep them operationally current. It, 

therefore, (1) Is not a ‘‘significant 

regulatory action’’ under Executive 

Order 12866; (2) is not a ‘‘significant 

rule’’ under DOT Regulatory Policies 

and Procedures (44 FR 11034; February 

26, 1979); and (3) does not warrant 

preparation of a Regulatory Evaluation 

as the anticipated impact is so minimal. 

Since this is a routine matter that will 

only affect air traffic procedures and air 

navigation, it is certified that this 

proposed rule, when promulgated, 

would not have a significant economic 

impact on a substantial number of small 

entities under the criteria of the 

Regulatory Flexibility Act. 

The FAA’s authority to issue rules 

regarding aviation safety is found in 

Title 49 of the United States Code. 

Subtitle I, Section 106 describes the 

authority of the FAA Administrator. 

Subtitle VII, Aviation Programs, 

describes in more detail the scope of the 

agency’s authority. This proposed 

rulemaking is promulgated under the 

authority described in Subtitle VII, Part, 

A, Subpart I, Section 40103. Under that 

section, the FAA is charged with 

prescribing regulations to assign the use 

of airspace necessary to ensure the 

safety of aircraft and the efficient use of 

airspace. This proposed regulation is 

within the scope of that authority as it 

would establish Class E airspace at Roy 

Wilcox Airport, Chatom, AL. 

This proposal will be subject to an 

environmental analysis in accordance 

with FAA Order 1050.1E, 

‘‘Environmental Impacts: Policies and 

Procedures’’ prior to any FAA final 

regulatory action. 

Lists of Subjects in 14 CFR Part 71 

Airspace, Incorporation by reference, 

Navigation (air). 

The Proposed Amendment: 

In consideration of the foregoing, the 

Federal Aviation Administration 

proposes to amend 14 CFR part 71 as 

follows: 

PART 71—DESIGNATION OF CLASS A, 

B, C, D, AND E AIRSPACE AREAS; AIR 

TRAFFIC SERVICE ROUTES; AND 

REPORTING POINTS 

■ 1. The authority citation for part 71 

continues to read as follows: 

Authority: 49 U.S.C. 106(g); 40103, 40113, 

40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959– 

1963 Comp., p. 389. 

§ 71.1 [Amended] 

■ 2. The incorporation by reference in 

14 CFR 71.1 of Federal Aviation 

Administration Order 7400.9W, 

Airspace Designations and Reporting 

Points, dated August 8, 2012, effective 

September 15, 2012, is amended as 

follows: 

Paragraph 6005 Class E Airspace Areas 

Extending Upward from 700 Feet or More 

Above the Surface of the Earth. 

* * * * * 

Chatom, AL [New] 

Roy Wilcox Airport, AL 

(Lat. 31°27′07′′ N., long. 88°11′40′′ W.) 

That airspace extending upward from 700 

feet above the surface within a 6.5-mile 

radius of Roy Wilcox Airport. 

Issued in College Park, Georgia, on August 

26, 2013. 

Kip B. Johns, 

Manager, Operations Support Group, Eastern 

Service Center, Air Traffic Organization. 

[FR Doc. 2013–21498 Filed 9–3–13; 8:45 am] 

BILLING CODE 4910–13–P 

DEPARTMENT OF TRANSPORTATION 

Federal Aviation Administration 

14 CFR Part 71 

[Docket No. FAA–2013–0440; Airspace 

Docket No. 13–ASO–10] 

Proposed Establishment of Class E 

Airspace; Star, NC 

AGENCY: Federal Aviation 

Administration (FAA), DOT. 

ACTION: Notice of proposed rulemaking 

(NPRM). 

SUMMARY: This action proposes to 

establish Class E Airspace at Star, NC, 

to accommodate a new Area Navigation 

(RNAV) Global Positioning System 

(GPS) Standard Instrument Approach 

Procedure (SIAP) serving Montgomery 

County Airport. This action would 

enhance the safety and airspace 

management of Instrument Flight Rules 

(IFR) operations within the National 

Airspace System. 

DATES: Comments must be received on 

or before October 21, 2013. 

ADDRESSES: Send comments on this rule 

to: U.S. Department of Transportation, 

Docket Operations, West Building 

Ground Floor, Room W12–140, 1200 

New Jersey SE., Washington, DC 20590– 

0001; Telephone: 1–800–647–5527; Fax: 

202–493–2251. You must identify the 

Docket Number FAA–2013–0440; 

Airspace Docket No. 13–ASO–10, at the 

beginning of your comments. You may 

also submit and review received 

comments through the Internet at 

http://www.regulations.gov. 

FOR FURTHER INFORMATION CONTACT: John 

Fornito, Operations Support Group, 

Eastern Service Center, Federal Aviation 

Administration, P.O. Box 20636, 

Atlanta, Georgia 30320; telephone (404) 

305–6364. 

SUPPLEMENTARY INFORMATION: 


tkelley on DSK3SPTVN1PROD with PROPOSALS