Central States, Southeast and Southwest Areas Pension Plan

Item #14 

Does the application include a copy of the actual notices (including redacted sample calculations) 

that meet the requirements under § 432(e)(9)(F).

See section 4.05(1). 

Copies of each type of actual notice (including redacted sample calculations) given to each 

category or group are attached as document number 14.1. 

14.0
Description of Method for Satisfying the Notice Requirements

Copies of the Actual Notice Given to an Individual In Each Category

Notice Type

A

B

C

D

E

Example 

Reference

Category

Reference

Type of

Notice

Examples 1 and 13 Tier 1; Active, Retired or Beneficiary; <20 Years A

Examples 2 and 16 Tier 1; Active, Retired or Beneficiary; >=20 Years B

Examples 3 and 19 Tier 1; Terminated Vested; <20 Years C

Examples 4 and 22 Tier 1; Terminated Vested; >=20 Years D

Examples 5 and 25 Tier 2; Active, Retired or Beneficiary; <20 Years D

Examples 6 and 28 Tier 2; Active, Retired or Beneficiary; >=20 Years B

Examples 7 and 31 Tier 2; Terminated Vested; <20 Years D

Examples 8 and 34 Tier 2; Terminated Vested; >=20 Years E

Examples 9 and 37 Tier 3; Active, Retired or Beneficiary; <20 Years A

Examples 10 and 40 Tier 3; Active, Retired or Beneficiary; >=20 Years B

Examples 11 and 43 Tier 3; Terminated Vested; <20 Years D

Examples 12 and 46 Tier 3; Terminated Vested; >=20 Years D

Example 14 Tier 1; Active, Retired or Beneficiary; <20 Years B

Example 15 Tier 1; Active, Retired or Beneficiary; <20 Years B

Example 17 Tier 1; Active, Retired or Beneficiary; >=20 Years B

Example 18 Tier 1; Active, Retired or Beneficiary; >=20 Years B

Example 20 Tier 1; Terminated Vested; <20 Years D

For an affected individual who has a proposed suspension, is not yet in pay status, and is 

below the participant’s normal retirement age.

For an affected individual whose benefits are not proposed to be suspended.

Individuals in the terminated vested categories receive the notice type C, D, or E applicable to them. 

Individuals not in the terminated vested categories receive the notice type A, B, C, D, or E applicable to 

them. The chart below cross references copies of the actual notice of individuals for which example 

calculations are provided as part of Rev. Proc. 2015-34 Section 2.02 and Rev. Proc. 2015-34 Section 

4.01.

 Rev. Proc. 2015-34 Section 4.05(1)

Central States, Southeast and Southwest Areas Pension Plan

Notice Description

For an affected individual who has a proposed suspension, is in pay status, and did not elect a 

Joint and Survivor form of payment.

For an affected individual who has a proposed suspension, is in pay status, and elected a Joint 

and Survivor form of payment.

For an affected individual who has a proposed suspension, is not yet in pay status, and is 

above the participant’s normal retirement age.

14.1.1
Example 

Reference

Category

Reference

Type of

Notice

Example 21 Tier 1; Terminated Vested; <20 Years C

Example 23 Tier 1; Terminated Vested; >=20 Years D

Example 24 Tier 1; Terminated Vested; >=20 Years E

Example 26 Tier 2; Active, Retired or Beneficiary; <20 Years D

Example 27 Tier 2; Active, Retired or Beneficiary; <20 Years B

Example 29 Tier 2; Active, Retired or Beneficiary; >=20 Years B

Example 30 Tier 2; Active, Retired or Beneficiary; >=20 Years A

Example 32 Tier 2; Terminated Vested; <20 Years D

Example 33 Tier 2; Terminated Vested; <20 Years C

Example 35 Tier 2; Terminated Vested; >=20 Years C

Example 36 Tier 2; Terminated Vested; >=20 Years C

Example 38 Tier 3; Active, Retired or Beneficiary; <20 Years B

Example 39 Tier 3; Active, Retired or Beneficiary; <20 Years B

Example 41 Tier 3; Active, Retired or Beneficiary; >=20 Years B

Example 42 Tier 3; Active, Retired or Beneficiary; >=20 Years A

Example 44 Tier 3; Terminated Vested; <20 Years C

Example 45 Tier 3; Terminated Vested; <20 Years C

Example 47 Tier 3; Terminated Vested; >=20 Years D

Example 48 Tier 3; Terminated Vested; >=20 Years C

Example 49 Multiple Tiers; Active, Retired or Beneficiary; <20 Years B

Example 50 Multiple Tiers; Active, Retired or Beneficiary; >=20 Years A

Example 51 Multiple Tiers; Terminated Vested; <20 Years D

Example 52 Multiple Tiers; Terminated Vested; >=20 Years C

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