U.S. Treasury Department

Office of Financial Stability

Troubled Asset Relief Program

Transactions Report - Housing Programs

For Period Ending 9/27/2018

MAKING HOME AFFORDABLE PROGRAM

Name of Institution City State Pricing 

Mechanism

Note Reason for Adjustment

21st Mortgage Corporation Knoxville TN - N/A 3 $ 130,000 Transfer of cap due to servicing transfer

$ 129,999 Updated due to quarterly assessment and reallocation

$ 159,999 Transfer of cap due to servicing transfer

$ 159,903 Updated due to quarterly assessment and reallocation

$ 339,903 Transfer of cap due to servicing transfer

$ 339,883 Updated due to quarterly assessment and reallocation

$ 10,339,883 Transfer of cap due to servicing transfer

$ 10,529,883 Transfer of cap due to servicing transfer

$ 10,526,735 Updated due to quarterly assessment and reallocation

$ 10,520,560 Updated due to quarterly assessment and reallocation

$ 10,570,560 Transfer of cap due to servicing transfer

$ 10,700,560 Transfer of cap due to servicing transfer

$ 10,698,414 Updated due to quarterly assessment and reallocation

$ 10,748,414 Transfer of cap due to servicing transfer

$ 14,212,215 Updated due to quarterly assessment and reallocation

$ 14,252,215 Transfer of cap due to servicing transfer

$ 14,333,296 Updated due to quarterly assessment and reallocation

$ 14,383,296 Transfer of cap due to servicing transfer

$ 14,316,775 Updated due to quarterly assessment and reallocation

$ 14,358,643 Updated due to quarterly assessment and reallocation

$ 14,671,585 Updated due to quarterly assessment and reallocation

$ 14,610,796 Updated due to quarterly assessment and reallocation

$ 14,114,277 Reallocation due to MHA program deobligation

$ 14,102,435 Updated due to quarterly assessment and reallocation

$ 17,332,435 Transfer of cap due to servicing transfer

$ 16,548,727 Updated due to quarterly assessment and reallocation

$ 16,137,892 Updated due to quarterly assessment and reallocation

$ 15,825,097 Updated due to quarterly assessment and reallocation

$ 15,746,948 Updated due to quarterly assessment and reallocation

$ 15,836,635 Updated due to quarterly assessment and reallocation

$ 15,836,635 Updated due to quarterly assessment and reallocation

$ 15,832,195 Updated due to quarterly assessment and reallocation

$ 15,831,304 Transfer of cap due to servicing transfer

$ 15,825,716 Transfer of cap due to servicing transfer

$ 15,824,887 Transfer of cap due to servicing transfer

$ 15,814,624 Transfer of cap due to servicing transfer

$ 15,814,307 Transfer of cap due to servicing transfer

$ 15,779,169 Transfer of cap due to servicing transfer

$ 15,756,442 Transfer of cap due to servicing transfer

$ 15,726,818 Transfer of cap due to servicing transfer

$ 15,724,982 Transfer of cap due to servicing transfer

$ 15,718,194 Transfer of cap due to servicing transfer

$ 15,702,400 Transfer of cap due to servicing transfer

$ 15,699,359 Transfer of cap due to servicing transfer

$ 13,416,681 Reallocation due to MHA program deobligation

$ 13,416,549 Transfer of cap due to servicing transfer

$ 13,416,391 Transfer of cap due to servicing transfer

AgFirst Farm Credit Bank Columbia SC $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

- Termination of SPA

Allstate Mortgage Loans & Investments, 

Inc. Ocala FL $ 250,000 N/A $ 310,000 Updated portfolio data from servicer/additional program initial cap

$ 230,000 Updated portfolio data from servicer/additional program initial cap

$ 510,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

12/16/2013 $ 30,000

03/25/2013 $ (1)

CAP Adjustment Amount Adjusted CAP

03/14/2013 Purchase Financial Instrument for Home Loan Modifications 03/14/2013 $ 130,000

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

06/26/2014 $ (3,148)

06/16/2014 $ 190,000

04/16/2014 $ 10,000,000

03/26/2014 $ (20)

01/16/2014 $ 180,000

12/23/2013 $ (96)

12/29/2014 $ 3,463,801

11/14/2014 $ 50,000

09/29/2014 $ (2,146)

09/16/2014 $ 130,000

08/14/2014 $ 50,000

07/29/2014 $ (6,175)

09/28/2015 $ 312,942

06/25/2015 $ 41,868

04/28/2015 $ (66,521)

04/16/2015 $ 50,000

03/26/2015 $ 81,081

01/15/2015 $ 40,000

06/27/2016 $ (410,835)

05/31/2016 $ (783,708)

05/16/2016 $ 3,230,000

03/28/2016 $ (11,842)

02/25/2016 $ (496,519)

12/28/2015 $ (60,789)

12/27/2016 $ (891)

11/29/2016 $ (4,440)

11/07/2016 -

10/25/2016 $ 89,687

09/28/2016 $ (78,149)

07/27/2016 $ (312,795)

10/26/2017 $ (22,727)

09/26/2017 $ (35,138)

07/26/2017 $ (317)

06/26/2017 $ (10,263)

04/26/2017 $ (829)

02/27/2017 $ (5,588)

07/26/2018 $ (2,282,678)

06/21/2018 $ (3,041)

04/25/2018 $ (15,794)

03/22/2018 $ (6,788)

02/26/2018 $ (1,836)

12/21/2017 $ (29,624)

12/30/2009 $ (80,000)

09/11/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 60,000

03/23/2011 $ (145,056)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

09/26/2018 $ (158)

08/27/2018 $ (132)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 $ 45,056

07/14/2010 $ (410,000)

03/26/2010 $ 280,000

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

$ 100,605 Transfer of cap due to servicing transfer

$ 100,549 Transfer of cap due to servicing transfer

$ 100,491 Transfer of cap due to servicing transfer

$ 100,488 Transfer of cap due to servicing transfer

$ 100,479 Transfer of cap due to servicing transfer

$ 100,461 Transfer of cap due to servicing transfer

$ 100,458 Transfer of cap due to servicing transfer

$ 100,072 Reallocation due to MHA program deobligation

Ally Bank Midvale UT - N/A 3 $ 7,600,000 Transfer of cap due to servicing transfer

$ 7,598,848 Updated due to quarterly assessment and reallocation

$ 9,431,735 Updated due to quarterly assessment and reallocation

$ 9,501,735 Transfer of cap due to servicing transfer

$ 9,611,735 Transfer of cap due to servicing transfer

$ 9,608,497 Updated due to quarterly assessment and reallocation

$ 9,573,953 Updated due to quarterly assessment and reallocation

$ 9,544,669 Updated due to quarterly assessment and reallocation

$ 5,744,669 Transfer of cap due to servicing transfer

$ 5,579,534 Updated due to quarterly assessment and reallocation

$ 5,179,534 Transfer of cap due to servicing transfer

$ 5,015,073 Updated due to quarterly assessment and reallocation

$ 4,398,747 Reallocation due to MHA program deobligation

$ 4,408,747 Transfer of cap due to servicing transfer

$ 4,395,712 Updated due to quarterly assessment and reallocation

$ 45,235,712 Transfer of cap due to servicing transfer

$ 36,502,887 Updated due to quarterly assessment and reallocation

$ 31,285,155 Updated due to quarterly assessment and reallocation

$ 26,052,939 Updated due to quarterly assessment and reallocation

$ 16,963,529 Updated due to quarterly assessment and reallocation

$ 8,404,373 Updated due to quarterly assessment and reallocation

$ 11,704,229 Updated due to quarterly assessment and reallocation

$ 11,645,147 Updated due to quarterly assessment and reallocation

$ 11,636,307 Transfer of cap due to servicing transfer

$ 11,488,734 Transfer of cap due to servicing transfer

$ 11,479,144 Transfer of cap due to servicing transfer

$ 11,406,467 Transfer of cap due to servicing transfer

$ 11,404,187 Transfer of cap due to servicing transfer

$ 8,513,540 Transfer of cap due to servicing transfer

$ 8,152,994 Transfer of cap due to servicing transfer

$ 7,774,447 Transfer of cap due to servicing transfer

$ 7,755,820 Transfer of cap due to servicing transfer

$ 7,694,571 Transfer of cap due to servicing transfer

$ 7,572,787 Transfer of cap due to servicing transfer

$ 7,549,349 Transfer of cap due to servicing transfer

$ 4,355,444 Reallocation due to MHA program deobligation

$ 4,355,269 Transfer of cap due to servicing transfer

$ 4,355,082 Transfer of cap due to servicing transfer

Amarillo National Bank Amarillo TX $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

03/22/2018 $ (9)

02/26/2018 $ (3)

12/21/2017 $ (58)

10/26/2017 $ (56)

09/26/2017 $ (453)

06/26/2017 $ (11)

12/29/2014 $ 1,832,887

09/29/2014 $ (1,152)

08/14/2014 Purchase Financial Instrument for Home Loan Modifications 08/14/2014 $ 7,600,000

07/26/2018 $ (386)

06/21/2018 $ (3)

04/25/2018 $ (18)

08/14/2015 $ (3,800,000)

06/25/2015 $ (29,284)

04/28/2015 $ (34,544)

03/26/2015 $ (3,238)

02/13/2015 $ 110,000

01/15/2015 $ 70,000

03/28/2016 $ (13,035)

03/16/2016 $ 10,000

02/25/2016 $ (616,326)

12/28/2015 $ (164,461)

10/15/2015 $ (400,000)

09/28/2015 $ (165,135)

10/25/2016 $ (8,559,156)

09/28/2016 $ (9,089,410)

07/27/2016 $ (5,232,216)

06/27/2016 $ (5,217,732)

05/31/2016 $ (8,732,825)

05/16/2016 $ 40,840,000

06/26/2017 $ (72,677)

04/26/2017 $ (9,590)

02/27/2017 $ (147,573)

12/27/2016 $ (8,840)

11/29/2016 $ (59,082)

11/07/2016 $ 3,299,856

03/22/2018 $ (61,249)

02/26/2018 $ (18,627)

12/21/2017 $ (378,547)

10/26/2017 $ (360,546)

09/26/2017 $ (2,890,647)

07/26/2017 $ (2,280)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

09/26/2018 $ (187)

08/27/2018 $ (175)

07/26/2018 $ (3,193,905)

06/21/2018 $ (23,438)

04/25/2018 $ (121,784)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

- Termination of SPA

Ameriana Bank New Castle IN - N/A 3 $ 60,000 Transfer of cap due to servicing transfer

$ 50,000 Transfer of cap due to servicing transfer

American Eagle Federal Credit Union East Hartford CT $ 1,590,000 N/A $ 1,660,000 Updated portfolio data from servicer/additional program initial cap

$ 1,370,000 Updated portfolio data from servicer

$ 800,000 Updated portfolio data from servicer

$ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

$ 870,332 Updated due to quarterly assessment and reallocation

$ 870,319 Updated due to quarterly assessment and reallocation

- Termination of SPA

American Finance House LARIBA Pasadena CA $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

- Termination of SPA

American Financial Resources Inc. Parsippany NJ $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

- Termination of SPA

Apex Bank (Bank of Camden) Knoxville TN - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

$ 140,000 Transfer of cap due to servicing transfer

$ 132,563 Updated due to quarterly assessment and reallocation

$ 119,159 Updated due to quarterly assessment and reallocation

$ 106,493 Updated due to quarterly assessment and reallocation

$ 111,376 Updated due to quarterly assessment and reallocation

$ 111,288 Updated due to quarterly assessment and reallocation

$ 141,288 Transfer of cap due to servicing transfer

$ 141,239 Transfer of cap due to servicing transfer

$ 140,390 Transfer of cap due to servicing transfer

$ 140,334 Transfer of cap due to servicing transfer

$ 139,906 Transfer of cap due to servicing transfer

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

01/13/2017 $ (10,000)

07/16/2014 Purchase Financial Instrument for Home Loan Modifications 07/16/2014 $ 60,000

06/15/2017 $ (101,069)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2016 $ (1)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ 70,334

07/14/2010 $ (570,000)

03/26/2010 $ (290,000)

12/09/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 70,000

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

02/02/2011 $ (145,056)

09/24/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

01/25/2012 $ (870,319)

06/29/2011 $ (13)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

07/27/2016 $ (7,437)

07/14/2016 $ 120,000

04/16/2015 Purchase Financial Instrument for Home Loan Modifications 04/16/2015 $ 20,000

06/15/2017 $ (101,069)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2016 $ (49)

12/15/2016 $ 30,000

11/29/2016 $ (88)

11/07/2016 $ 4,883

10/25/2016 $ (12,666)

09/28/2016 $ (13,404)

06/26/2017 $ (428)

04/26/2017 $ (56)

02/27/2017 $ (849)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 139,893 Transfer of cap due to servicing transfer

$ 122,824 Transfer of cap due to servicing transfer

$ 120,707 Transfer of cap due to servicing transfer

$ 118,502 Transfer of cap due to servicing transfer

$ 118,395 Transfer of cap due to servicing transfer

$ 118,056 Transfer of cap due to servicing transfer

$ 574,880 Transfer of cap due to servicing transfer

$ 574,595 Transfer of cap due to servicing transfer

$ 474,673 Reallocation due to MHA program deobligation

$ 474,666 Transfer of cap due to servicing transfer

$ 474,657 Transfer of cap due to servicing transfer

Aurora Financial Group, Inc. Marlton NJ $ 10,000 N/A $ 40,000 Updated portfolio data from servicer/additional program initial cap

$ 290,111 Updated portfolio data from servicer

$ 350,000 Updated due to quarterly assessment and reallocation

$ 349,998 Updated due to quarterly assessment and reallocation

$ 349,993 Updated due to quarterly assessment and reallocation

$ 349,992 Updated due to quarterly assessment and reallocation

$ 349,989 Updated due to quarterly assessment and reallocation

$ 349,988 Updated due to quarterly assessment and reallocation

$ 349,229 Updated due to quarterly assessment and reallocation

$ 349,202 Updated due to quarterly assessment and reallocation

$ 348,887 Updated due to quarterly assessment and reallocation

$ 348,262 Updated due to quarterly assessment and reallocation

$ 348,055 Updated due to quarterly assessment and reallocation

$ 344,559 Updated due to quarterly assessment and reallocation

$ 134,559 Transfer of cap due to servicing transfer

$ 131,856 Updated due to quarterly assessment and reallocation

$ 121,202 Updated due to quarterly assessment and reallocation

$ 118,675 Updated due to quarterly assessment and reallocation

$ 115,300 Updated due to quarterly assessment and reallocation

$ 112,802 Updated due to quarterly assessment and reallocation

$ 105,669 Reallocation due to MHA program deobligation

$ 105,520 Updated due to quarterly assessment and reallocation

$ 104,354 Updated due to quarterly assessment and reallocation

$ 103,657 Updated due to quarterly assessment and reallocation

$ 102,960 Updated due to quarterly assessment and reallocation

$ 101,742 Updated due to quarterly assessment and reallocation

$ 100,590 Updated due to quarterly assessment and reallocation

$ 101,034 Updated due to quarterly assessment and reallocation

$ 101,026 Updated due to quarterly assessment and reallocation

$ 101,025 Transfer of cap due to servicing transfer

$ 101,004 Transfer of cap due to servicing transfer

$ 101,003 Transfer of cap due to servicing transfer

$ 100,992 Transfer of cap due to servicing transfer

$ 100,568 Transfer of cap due to servicing transfer

$ 100,515 Transfer of cap due to servicing transfer

$ 100,460 Transfer of cap due to servicing transfer

$ 100,457 Transfer of cap due to servicing transfer

$ 100,448 Transfer of cap due to servicing transfer

$ 100,431 Transfer of cap due to servicing transfer

$ 100,428 Transfer of cap due to servicing transfer

$ 100,067 Reallocation due to MHA program deobligation

Aurora Loan Services, LLC Littleton CO $ 798,000,000 N/A $ 459,550,000 Updated portfolio data from servicer

$ 447,690,000 Updated portfolio data from servicer/additional program initial cap

$ 469,020,000 Updated portfolio data from servicer/additional program initial cap

$ 478,170,000 Updated portfolio data from servicer

$ 401,300,000 Updated portfolio data from servicer

$ 401,700,000 Updated portfolio data from servicer/additional program initial cap

$ 393,245,731 Updated portfolio data from servicer

$ 393,245,389 Updated due to quarterly assessment and reallocation

$ 393,245,015 Updated due to quarterly assessment and reallocation

$ 411,245,015 Transfer of cap due to servicing transfer

$ 411,241,742 Updated due to quarterly assessment and reallocation

$ 411,041,742 Transfer of cap due to servicing transfer

$ 411,141,742 Transfer of cap due to servicing transfer

$ 410,641,742 Transfer of cap due to servicing transfer

$ 410,639,974 Updated due to quarterly assessment and reallocation

$ 410,549,974 Transfer of cap due to servicing transfer

$ 276,319,974 Transfer of cap due to servicing transfer

$ 109,343,125 Transfer of cap due to servicing transfer

$ 109,343,126 Updated due to quarterly assessment and reallocation

$ 109,113,126 Transfer of cap due to servicing transfer

$ 109,113,125 Updated due to quarterly assessment and reallocation

10/26/2017 $ (2,117)

09/26/2017 $ (17,069)

07/26/2017 $ (13)

07/26/2018 $ (99,922)

06/21/2018 $ (285)

04/25/2018 $ 456,824

03/22/2018 $ (339)

02/26/2018 $ (107)

12/21/2017 $ (2,205)

06/28/2012 $ (2)

06/29/2011 $ 59,889

09/30/2010 $ 250,111

05/21/2010 Purchase Financial Instrument for Home Loan Modifications 05/26/2010 $ 30,000

09/26/2018 $ (9)

08/27/2018 $ (7)

03/26/2014 $ (27)

12/23/2013 $ (759)

06/27/2013 $ (1)

03/25/2013 $ (3)

12/27/2012 $ (1)

09/27/2012 $ (5)

03/26/2015 $ (2,703)

03/16/2015 $ (210,000)

12/29/2014 $ (3,496)

09/29/2014 $ (207)

07/29/2014 $ (625)

06/26/2014 $ (315)

03/28/2016 $ (149)

02/25/2016 $ (7,133)

12/28/2015 $ (2,498)

09/28/2015 $ (3,375)

06/25/2015 $ (2,527)

04/28/2015 $ (10,654)

11/07/2016 $ 444

10/25/2016 $ (1,152)

09/28/2016 $ (1,218)

07/27/2016 $ (697)

06/27/2016 $ (697)

05/31/2016 $ (1,166)

09/26/2017 $ (424)

06/26/2017 $ (11)

04/26/2017 $ (1)

02/27/2017 $ (21)

12/27/2016 $ (1)

11/29/2016 $ (8)

06/21/2018 $ (3)

04/25/2018 $ (17)

03/22/2018 $ (9)

02/26/2018 $ (3)

12/21/2017 $ (55)

10/26/2017 $ (53)

07/14/2010 $ (76,870,000)

03/26/2010 $ 9,150,000

12/30/2009 $ 21,330,000

09/30/2009 $ (11,860,000)

05/01/2009 Purchase Financial Instrument for Home Loan Modifications 06/17/2009 $ (338,450,000)

07/26/2018 $ (361)

06/29/2011 $ (3,273)

05/13/2011 $ 18,000,000

03/30/2011 $ (374)

01/06/2011 $ (342)

09/30/2010 $ (8,454,269)

09/01/2010 $ 400,000

08/16/2012 $ (134,230,000)

07/16/2012 $ (90,000)

06/28/2012 $ (1,768)

04/16/2012 $ (500,000)

03/15/2012 $ 100,000

10/14/2011 $ (200,000)

03/25/2013 $ (1)

11/15/2012 $ (230,000)

09/27/2012 $ 1

08/23/2012 $ (166,976,849)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 109,093,125 Transfer of cap due to servicing transfer

$ 109,043,125 Transfer of cap due to servicing transfer

$ 109,043,110 Updated due to quarterly assessment and reallocation

11 $ 85,863,519 Termination of SPA

Axiom Bank (Urban Trust Bank) Lake Mary FL $ 1,060,000 N/A $ 5,500,000 Updated portfolio data from servicer

- Termination of SPA

3 $ 40,000 Transfer of cap due to servicing transfer

$ 42,719 Updated due to quarterly assessment and reallocation

Banco Popular de Puerto Rico San Juan PR $ 1,700,000 N/A $ 2,465,945 Updated portfolio data from servicer

$ 2,465,942 Updated due to quarterly assessment and reallocation

$ 2,465,938 Updated due to quarterly assessment and reallocation

$ 2,465,902 Updated due to quarterly assessment and reallocation

$ 2,465,872 Updated due to quarterly assessment and reallocation

$ 2,465,789 Updated due to quarterly assessment and reallocation

$ 2,465,775 Updated due to quarterly assessment and reallocation

$ 2,465,722 Updated due to quarterly assessment and reallocation

$ 2,465,702 Updated due to quarterly assessment and reallocation

$ 2,925,702 Transfer of cap due to servicing transfer

$ 2,925,695 Updated due to quarterly assessment and reallocation

$ 2,913,356 Updated due to quarterly assessment and reallocation

$ 2,963,356 Transfer of cap due to servicing transfer

$ 2,962,907 Updated due to quarterly assessment and reallocation

$ 2,972,907 Transfer of cap due to servicing transfer

$ 2,992,907 Transfer of cap due to servicing transfer

$ 2,987,585 Updated due to quarterly assessment and reallocation

$ 2,976,956 Updated due to quarterly assessment and reallocation

$ 2,973,441 Updated due to quarterly assessment and reallocation

$ 2,618,637 Updated due to quarterly assessment and reallocation

$ 2,484,183 Updated due to quarterly assessment and reallocation

$ 1,954,111 Updated due to quarterly assessment and reallocation

$ 1,827,586 Updated due to quarterly assessment and reallocation

$ 1,655,658 Updated due to quarterly assessment and reallocation

$ 1,508,396 Updated due to quarterly assessment and reallocation

$ 1,059,005 Reallocation due to MHA program deobligation

$ 1,049,402 Updated due to quarterly assessment and reallocation

$ 977,449 Updated due to quarterly assessment and reallocation

$ 939,297 Updated due to quarterly assessment and reallocation

$ 904,010 Updated due to quarterly assessment and reallocation

$ 892,088 Updated due to quarterly assessment and reallocation

$ 8,556,210 Updated due to quarterly assessment and reallocation

$ 8,556,210 Updated due to quarterly assessment and reallocation

$ 8,547,437 Updated due to quarterly assessment and reallocation

$ 8,545,945 Transfer of cap due to servicing transfer

$ 14,889,415 Transfer of cap due to servicing transfer

$ 16,865,154 Transfer of cap due to servicing transfer

$ 17,547,824 Transfer of cap due to servicing transfer

$ 17,547,798 Transfer of cap due to servicing transfer

$ 13,528,045 Transfer of cap due to servicing transfer

$ 17,810,060 Transfer of cap due to servicing transfer

$ 17,743,290 Transfer of cap due to servicing transfer

$ 17,739,800 Transfer of cap due to servicing transfer

$ 17,725,872 Transfer of cap due to servicing transfer

$ 17,697,246 Transfer of cap due to servicing transfer

$ 17,690,518 Transfer of cap due to servicing transfer

$ 13,883,837 Reallocation due to MHA program deobligation

$ 13,883,428 Transfer of cap due to servicing transfer

$ 13,882,893 Transfer of cap due to servicing transfer

Bangor Savings Bank Bangor ME - N/A 3 $ 100,000 Transfer of cap due to servicing transfer

- Termination of SPA

Bank of America, N.A. Simi Valley CA $ 798,900,000 N/A $ 804,440,000 Updated portfolio data from servicer

$ 967,120,000 Updated portfolio data from servicer/additional program initial cap

$ 1,632,630,000 Updated portfolio data from servicer/additional program initial cap

$ 2,433,020,000 Updated portfolio data from servicer/additional program initial cap

$ 1,603,650,000 Updated portfolio data from servicer

$ 1,236,900,000 Updated portfolio data from servicer

$ 1,332,200,000 Updated portfolio data from servicer/additional program initial cap

$ 1,555,141,084 Updated portfolio data from servicer

$ 1,555,138,885 Updated due to quarterly assessment and reallocation

$ 1,555,136,337 Updated due to quarterly assessment and reallocation

$ 1,555,113,000 Updated due to quarterly assessment and reallocation

$ 1,554,813,000 Transfer of cap due to servicing transfer

$ 1,434,113,000 Transfer of cap due to servicing transfer

$ 1,433,213,000 Transfer of cap due to servicing transfer

06/14/2013 $ (50,000)

05/16/2013 $ (20,000)

12/29/2014 $ 2,719

12/16/2013 $ 40,000

09/24/2010 $ (5,500,000)

03/03/2010 Purchase Financial Instrument for Home Loan Modifications 07/14/2010 $ 4,440,000

07/09/2013 $ (23,179,591)

06/27/2013 $ (15)

09/27/2012 $ (83)

06/28/2012 $ (30)

06/29/2011 $ (36)

03/30/2011 $ (4)

01/06/2011 $ (3)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 765,945

12/23/2013 $ (12,339)

09/27/2013 $ (7)

09/16/2013 $ 460,000

06/27/2013 $ (20)

03/25/2013 $ (53)

12/27/2012 $ (14)

07/29/2014 $ (10,629)

06/26/2014 $ (5,322)

05/15/2014 $ 20,000

04/16/2014 $ 10,000

03/26/2014 $ (449)

01/16/2014 $ 50,000

09/28/2015 $ (171,928)

06/25/2015 $ (126,525)

04/28/2015 $ (530,072)

03/26/2015 $ (134,454)

12/29/2014 $ (354,804)

09/29/2014 $ (3,515)

07/27/2016 $ (35,287)

06/27/2016 $ (38,152)

05/31/2016 $ (71,953)

03/28/2016 $ (9,603)

02/25/2016 $ (449,391)

12/28/2015 $ (147,262)

02/27/2017 $ 6,343,470

12/27/2016 $ (1,492)

11/29/2016 $ (8,773)

11/07/2016 -

10/25/2016 $ 7,664,122

09/28/2016 $ (11,922)

12/21/2017 $ (66,770)

10/26/2017 $ 4,282,015

09/26/2017 $ (4,019,753)

07/26/2017 $ (26)

06/26/2017 $ 682,670

04/26/2017 $ 1,975,739

08/27/2018 $ (409)

07/26/2018 $ (3,806,681)

06/21/2018 $ (6,728)

04/25/2018 $ (28,626)

03/22/2018 $ (13,928)

02/26/2018 $ (3,490)

12/30/2009 $ 665,510,000

09/30/2009 $ 162,680,000

04/17/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ 5,540,000

10/16/2017 $ (100,000)

09/15/2011 Purchase Financial Instrument for Home Loan Modifications 09/15/2011 $ 100,000

09/26/2018 $ (535)

01/06/2011 $ (2,199)

09/30/2010 $ 222,941,084

09/30/2010 $ 95,300,000

07/14/2010 $ (366,750,000)

03/26/2010 $ (829,370,000)

01/26/2010 $ 800,390,000

11/16/2011 $ (900,000)

10/14/2011 $ (120,700,000)

08/16/2011 $ (300,000)

06/29/2011 $ (23,337)

03/30/2011 $ (2,548)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,433,013,000 Transfer of cap due to servicing transfer

$ 1,432,995,107 Updated due to quarterly assessment and reallocation

7 $ 31,278,513 Termination of SPA

7 $ 31,017,611 Termination of SPA

Bank of America, N.A. (BAC Home 

Loans Servicing, LP) Simi Valley CA $ 1,864,000,000 N/A $ 5,182,840,000 Updated portfolio data from servicer

$ 4,465,420,000 Updated portfolio data from servicer/additional program initial cap

$ 6,756,200,000 Updated portfolio data from servicer/additional program initial cap

$ 7,206,300,000 Updated portfolio data from servicer/additional program initial cap

$ 8,111,310,000 Updated portfolio data from servicer

$ 8,121,590,000 Transfer of cap due to servicing transfer

$ 8,408,100,000 Transfer of cap due to servicing transfer

$ 6,620,800,000 Updated portfolio data from servicer

$ 6,726,300,000 Updated portfolio data from servicer/additional program initial cap

$ 6,111,772,638 Updated portfolio data from servicer

$ 6,347,772,638 Transfer of cap due to servicing transfer

$ 6,347,764,626 Updated due to quarterly assessment and reallocation

$ 6,349,564,626 Transfer of cap due to servicing transfer

$ 6,349,664,626 Transfer of cap due to servicing transfer

$ 6,349,655,436 Updated due to quarterly assessment and reallocation

$ 6,349,855,436 Transfer of cap due to servicing transfer

$ 6,350,155,436 Transfer of cap due to servicing transfer

$ 6,349,155,436 Transfer of cap due to servicing transfer

$ 6,349,073,089 Updated due to quarterly assessment and reallocation

$ 6,348,873,089 Transfer of cap due to servicing transfer

$ 6,345,473,089 Transfer of cap due to servicing transfer

$ 6,344,073,089 Transfer of cap due to servicing transfer

$ 6,464,673,089 Transfer of cap due to servicing transfer

$ 6,782,629,378 Transfer of cap due to merger/acquisition

$ 6,783,429,378 Transfer of cap due to servicing transfer

$ 6,765,829,378 Transfer of cap due to servicing transfer

$ 6,763,729,378 Transfer of cap due to servicing transfer

$ 6,739,829,378 Transfer of cap due to servicing transfer

$ 6,676,029,378 Transfer of cap due to servicing transfer

$ 6,676,049,378 Transfer of cap due to servicing transfer

$ 6,667,189,378 Transfer of cap due to servicing transfer

$ 6,667,130,828 Updated due to quarterly assessment and reallocation

$ 6,660,290,828 Transfer of cap due to servicing transfer

$ 8,062,007,423 Transfer of cap due to merger/acquisition

$ 8,057,227,423 Transfer of cap due to servicing transfer

$ 8,057,021,476 Updated due to quarterly assessment and reallocation

$ 7,903,801,476 Transfer of cap due to servicing transfer

$ 7,876,501,476 Transfer of cap due to servicing transfer

$ 7,826,151,476 Transfer of cap due to servicing transfer

$ 7,826,117,961 Updated due to quarterly assessment and reallocation

$ 7,799,117,961 Transfer of cap due to servicing transfer

$ 7,757,287,961 Transfer of cap due to servicing transfer

$ 7,751,387,961 Transfer of cap due to servicing transfer

$ 7,751,265,357 Updated due to quarterly assessment and reallocation

$ 7,749,855,357 Transfer of cap due to servicing transfer

$ 7,748,915,357 Transfer of cap due to servicing transfer

$ 7,731,965,357 Transfer of cap due to servicing transfer

$ 7,731,920,254 Updated due to quarterly assessment and reallocation

$ 7,706,340,254 Transfer of cap due to servicing transfer

$ 7,699,610,254 Transfer of cap due to servicing transfer

$ 7,408,970,254 Transfer of cap due to servicing transfer

$ 7,408,954,843 Updated due to quarterly assessment and reallocation

$ 7,329,754,843 Transfer of cap due to servicing transfer

$ 7,330,015,745 Transfer of cap due to merger/acquisition

$ 7,315,415,745 Transfer of cap due to servicing transfer

$ 7,292,195,745 Transfer of cap due to servicing transfer

$ 7,266,968,885 Updated due to quarterly assessment and reallocation

$ 7,239,898,885 Transfer of cap due to servicing transfer

$ 7,129,788,885 Transfer of cap due to servicing transfer

$ 7,102,148,885 Transfer of cap due to servicing transfer

$ 7,101,280,460 Updated due to quarterly assessment and reallocation

$ 7,083,570,460 Transfer of cap due to servicing transfer

$ 7,053,530,460 Transfer of cap due to servicing transfer

$ 7,043,870,460 Transfer of cap due to servicing transfer

$ 7,033,785,490 Updated due to quarterly assessment and reallocation

$ 7,027,605,490 Transfer of cap due to servicing transfer

$ 7,007,720,292 Updated due to quarterly assessment and reallocation

$ 6,995,850,292 Transfer of cap due to servicing transfer

05/16/2012 $ (200,000)

12/30/2009 $ 2,290,780,000

09/30/2009 $ (717,420,000)

04/17/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ 3,318,840,000

10/16/2013 $ (260,902)

08/10/2012 $ (1,401,716,594)

06/28/2012 $ (17,893)

09/30/2010 $ 105,500,000

07/14/2010 $ (1,787,300,000)

06/16/2010 $ 286,510,000

04/19/2010 $ 10,280,000

03/26/2010 $ 905,010,000

01/26/2010 $ 450,100,000

03/30/2011 $ (9,190)

03/16/2011 $ 100,000

02/16/2011 $ 1,800,000

01/06/2011 $ (8,012)

12/15/2010 $ 236,000,000

09/30/2010 $ (614,527,362)

08/16/2011 $ (3,400,000)

07/14/2011 $ (200,000)

06/29/2011 $ (82,347)

06/16/2011 $ (1,000,000)

05/13/2011 $ 300,000

04/13/2011 $ 200,000

02/16/2012 $ (2,100,000)

12/15/2011 $ (17,600,000)

11/16/2011 $ 800,000

10/19/2011 $ 317,956,289

10/14/2011 $ 120,600,000

09/15/2011 $ (1,400,000)

07/16/2012 $ (6,840,000)

06/28/2012 $ (58,550)

06/14/2012 $ (8,860,000)

05/16/2012 $ 20,000

04/16/2012 $ (63,800,000)

03/15/2012 $ (23,900,000)

12/14/2012 $ (50,350,000)

11/15/2012 $ (27,300,000)

10/16/2012 $ (153,220,000)

09/27/2012 $ (205,946)

08/16/2012 $ (4,780,000)

08/10/2012 $ 1,401,716,594

04/16/2013 $ (1,410,000)

03/25/2013 $ (122,604)

03/14/2013 $ (5,900,000)

02/14/2013 $ (41,830,000)

01/16/2013 $ (27,000,000)

12/27/2012 $ (33,515)

09/16/2013 $ (290,640,000)

08/15/2013 $ (6,730,000)

07/16/2013 $ (25,580,000)

06/27/2013 $ (45,103)

06/14/2013 $ (16,950,000)

05/16/2013 $ (940,000)

12/23/2013 $ (25,226,860)

12/16/2013 $ (23,220,000)

11/14/2013 $ (14,600,000)

10/16/2013 $ 260,902

10/15/2013 $ (79,200,000)

09/27/2013 $ (15,411)

05/15/2014 $ (30,040,000)

04/16/2014 $ (17,710,000)

03/26/2014 $ (868,425)

03/14/2014 $ (27,640,000)

02/13/2014 $ (110,110,000)

01/16/2014 $ (27,070,000)

08/14/2014 $ (11,870,000)

07/29/2014 $ (19,885,198)

07/16/2014 $ (6,180,000)

06/26/2014 $ (10,084,970)

06/16/2014 $ (9,660,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 6,974,460,292 Transfer of cap due to servicing transfer

$ 6,967,926,873 Updated due to quarterly assessment and reallocation

$ 6,949,476,873 Transfer of cap due to servicing transfer

$ 6,929,086,873 Transfer of cap due to servicing transfer

$ 6,919,556,873 Transfer of cap due to servicing transfer

$ 6,199,740,079 Updated due to quarterly assessment and reallocation

$ 6,198,500,079 Transfer of cap due to servicing transfer

$ 6,163,490,079 Transfer of cap due to servicing transfer

$ 6,158,500,079 Transfer of cap due to servicing transfer

$ 5,893,378,506 Updated due to quarterly assessment and reallocation

$ 5,894,558,506 Transfer of cap due to servicing transfer

$ 4,903,845,569 Updated due to quarterly assessment and reallocation

$ 4,897,775,569 Transfer of cap due to servicing transfer

$ 4,890,385,569 Transfer of cap due to servicing transfer

$ 4,658,277,465 Updated due to quarterly assessment and reallocation

$ 4,661,227,465 Transfer of cap due to servicing transfer

$ 4,654,397,465 Transfer of cap due to servicing transfer

$ 4,645,847,465 Transfer of cap due to servicing transfer

$ 4,337,499,679 Updated due to quarterly assessment and reallocation

$ 4,322,519,679 Transfer of cap due to servicing transfer

$ 4,324,199,679 Transfer of cap due to servicing transfer

$ 4,286,789,679 Transfer of cap due to servicing transfer

$ 4,066,292,150 Updated due to quarterly assessment and reallocation

$ 4,073,772,150 Transfer of cap due to servicing transfer

$ 4,078,732,150 Transfer of cap due to servicing transfer

$ 3,361,741,019 Reallocation due to MHA program deobligation

$ 3,355,031,019 Transfer of cap due to servicing transfer

$ 3,340,257,296 Updated due to quarterly assessment and reallocation

$ 3,344,887,296 Transfer of cap due to servicing transfer

$ 3,346,977,296 Transfer of cap due to servicing transfer

$ 3,235,489,497 Updated due to quarterly assessment and reallocation

$ 3,240,009,497 Transfer of cap due to servicing transfer

$ 3,173,472,284 Updated due to quarterly assessment and reallocation

$ 3,182,592,284 Transfer of cap due to servicing transfer

$ 3,116,908,153 Updated due to quarterly assessment and reallocation

$ 3,109,278,153 Transfer of cap due to servicing transfer

$ 3,098,898,153 Transfer of cap due to servicing transfer

$ 2,989,812,279 Updated due to quarterly assessment and reallocation

$ 2,928,882,279 Transfer of cap due to servicing transfer

$ 2,865,714,751 Updated due to quarterly assessment and reallocation

$ 2,890,068,060 Updated due to quarterly assessment and reallocation

$ 2,882,518,060 Transfer of cap due to servicing transfer

$ 2,880,919,555 Updated due to quarterly assessment and reallocation

$ 2,911,529,555 Transfer of cap due to servicing transfer

$ 2,911,279,951 Transfer of cap due to servicing transfer

$ 2,911,419,951 Transfer of cap due to servicing transfer

$ 2,897,279,951 Transfer of cap due to servicing transfer

$ 2,893,240,979 Transfer of cap due to servicing transfer

$ 2,874,290,979 Transfer of cap due to servicing transfer

$ 2,874,040,726 Transfer of cap due to servicing transfer

$ 2,871,769,076 Transfer of cap due to servicing transfer

$ 2,871,699,100 Transfer of cap due to servicing transfer

$ 2,840,808,618 Transfer of cap due to servicing transfer

$ 2,834,457,037 Transfer of cap due to servicing transfer

$ 2,827,131,721 Transfer of cap due to servicing transfer

$ 2,826,702,006 Transfer of cap due to servicing transfer

$ 2,825,079,837 Transfer of cap due to servicing transfer

$ 2,820,574,431 Transfer of cap due to servicing transfer

$ 2,819,787,559 Transfer of cap due to servicing transfer

$ 2,385,648,225 Reallocation due to MHA program deobligation

$ 2,385,625,085 Transfer of cap due to servicing transfer

$ 2,385,600,529 Transfer of cap due to servicing transfer

Bank United Miami Lakes FL $ 93,660,000 N/A $ 98,030,000 Updated portfolio data from servicer/additional program initial cap

$ 121,910,000 Updated portfolio data from servicer

$ 105,300,000 Updated portfolio data from servicer

$ 107,051,033 Updated portfolio data from servicer

$ 107,050,956 Updated due to quarterly assessment and reallocation

$ 97,150,956 Transfer of cap due to servicing transfer

$ 97,150,868 Updated due to quarterly assessment and reallocation

$ 97,150,095 Updated due to quarterly assessment and reallocation

$ 95,750,095 Transfer of cap due to servicing transfer

$ 95,749,818 Updated due to quarterly assessment and reallocation

$ 95,749,269 Updated due to quarterly assessment and reallocation

09/16/2014 $ (21,390,000)

01/15/2015 $ (1,240,000)

12/29/2014 $ (719,816,794)

12/16/2014 $ (9,530,000)

11/14/2014 $ (20,390,000)

10/16/2014 $ (18,450,000)

09/29/2014 $ (6,533,419)

05/14/2015 $ (6,070,000)

04/28/2015 $ (990,712,937)

04/16/2015 $ 1,180,000

03/26/2015 $ (265,121,573)

03/16/2015 $ (4,990,000)

02/13/2015 $ (35,010,000)

09/28/2015 $ (308,347,786)

09/16/2015 $ (8,550,000)

08/14/2015 $ (6,830,000)

07/16/2015 $ 2,950,000

06/25/2015 $ (232,108,104)

06/16/2015 $ (7,390,000)

02/16/2016 $ 4,960,000

01/14/2016 $ 7,480,000

12/28/2015 $ (220,497,529)

12/16/2015 $ (37,410,000)

11/16/2015 $ 1,680,000

10/15/2015 $ (14,980,000)

05/31/2016 $ (111,487,799)

05/16/2016 $ 2,090,000

04/14/2016 $ 4,630,000

03/28/2016 $ (14,773,723)

03/16/2016 $ (6,710,000)

02/25/2016 $ (716,991,131)

09/15/2016 $ (10,380,000)

08/16/2016 $ (7,630,000)

07/27/2016 $ (65,684,131)

07/14/2016 $ 9,120,000

06/27/2016 $ (66,537,213)

06/16/2016 $ 4,520,000

11/29/2016 $ (1,598,505)

11/16/2016 $ (7,550,000)

11/07/2016 $ 24,353,309

10/25/2016 $ (63,167,528)

10/14/2016 $ (60,930,000)

09/28/2016 $ (109,085,874)

03/16/2017 $ (18,950,000)

02/27/2017 $ (4,038,972)

02/16/2017 $ (14,140,000)

01/13/2017 $ 140,000

12/27/2016 $ (249,604)

12/15/2016 $ 30,610,000

12/21/2017 $ (7,325,316)

10/26/2017 $ (6,351,581)

09/26/2017 $ (30,890,482)

07/26/2017 $ (69,976)

06/26/2017 $ (2,271,650)

04/26/2017 $ (250,253)

08/27/2018 $ (23,140)

07/26/2018 $ (434,139,334)

06/21/2018 $ (786,872)

04/25/2018 $ (4,505,406)

03/22/2018 $ (1,622,169)

02/26/2018 $ (429,715)

01/06/2011 $ (77)

09/30/2010 $ 1,751,033

07/14/2010 $ (16,610,000)

03/26/2010 $ 23,880,000

10/23/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 4,370,000

09/26/2018 $ (24,556)

09/27/2012 $ (549)

06/28/2012 $ (277)

03/15/2012 $ (1,400,000)

06/29/2011 $ (773)

03/30/2011 $ (88)

03/16/2011 $ (9,900,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 95,749,204 Updated due to quarterly assessment and reallocation

$ 93,079,204 Transfer of cap due to servicing transfer

$ 93,079,062 Updated due to quarterly assessment and reallocation

$ 92,469,062 Transfer of cap due to servicing transfer

$ 92,469,014 Updated due to quarterly assessment and reallocation

$ 92,429,014 Transfer of cap due to servicing transfer

$ 92,429,000 Updated due to quarterly assessment and reallocation

$ 92,399,000 Transfer of cap due to servicing transfer

$ 91,209,000 Transfer of cap due to servicing transfer

$ 91,194,047 Updated due to quarterly assessment and reallocation

$ 91,024,047 Transfer of cap due to servicing transfer

$ 91,023,326 Updated due to quarterly assessment and reallocation

$ 90,363,326 Transfer of cap due to servicing transfer

$ 90,356,344 Updated due to quarterly assessment and reallocation

$ 90,342,589 Updated due to quarterly assessment and reallocation

$ 89,902,589 Transfer of cap due to servicing transfer

$ 89,898,784 Updated due to quarterly assessment and reallocation

$ 89,648,784 Transfer of cap due to servicing transfer

$ 101,428,113 Updated due to quarterly assessment and reallocation

$ 101,328,113 Transfer of cap due to servicing transfer

$ 100,728,113 Transfer of cap due to servicing transfer

$ 100,720,410 Updated due to quarterly assessment and reallocation

$ 100,390,410 Transfer of cap due to servicing transfer

$ 100,579,549 Updated due to quarterly assessment and reallocation

$ 100,569,549 Transfer of cap due to servicing transfer

$ 100,880,610 Updated due to quarterly assessment and reallocation

$ 103,100,266 Updated due to quarterly assessment and reallocation

$ 103,070,266 Transfer of cap due to servicing transfer

$ 105,698,104 Updated due to quarterly assessment and reallocation

$ 102,194,887 Reallocation due to MHA program deobligation

$ 102,120,373 Updated due to quarterly assessment and reallocation

$ 101,558,159 Updated due to quarterly assessment and reallocation

$ 100,808,159 Transfer of cap due to servicing transfer

$ 100,479,873 Updated due to quarterly assessment and reallocation

$ 99,525,919 Updated due to quarterly assessment and reallocation

$ 98,535,919 Transfer of cap due to servicing transfer

$ 96,656,324 Updated due to quarterly assessment and reallocation

$ 96,626,324 Transfer of cap due to servicing transfer

$ 95,325,739 Updated due to quarterly assessment and reallocation

$ 95,827,160 Updated due to quarterly assessment and reallocation

$ 95,776,262 Updated due to quarterly assessment and reallocation

$ 95,766,595 Transfer of cap due to servicing transfer

$ 95,696,595 Transfer of cap due to servicing transfer

$ 95,514,830 Transfer of cap due to servicing transfer

$ 95,194,830 Transfer of cap due to servicing transfer

$ 95,181,623 Transfer of cap due to servicing transfer

$ 95,068,022 Transfer of cap due to servicing transfer

$ 95,064,569 Transfer of cap due to servicing transfer

$ 91,909,211 Transfer of cap due to servicing transfer

$ 91,517,307 Transfer of cap due to servicing transfer

$ 91,102,694 Transfer of cap due to servicing transfer

$ 91,078,305 Transfer of cap due to servicing transfer

$ 90,997,725 Transfer of cap due to servicing transfer

$ 90,838,403 Transfer of cap due to servicing transfer

$ 90,801,651 Transfer of cap due to servicing transfer

$ 75,777,900 Reallocation due to MHA program deobligation

$ 75,777,079 Transfer of cap due to servicing transfer

$ 75,776,207 Transfer of cap due to servicing transfer

Banner Bank Walla Walla WA - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

Bay Federal Credit Union Capitola CA $ 410,000 N/A $ 500,000 Updated portfolio data from servicer/additional program initial cap

$ 1,960,000 Updated portfolio data from servicer/additional program initial cap

$ 2,120,000 Updated portfolio data from servicer

$ 2,000,000 Updated portfolio data from servicer

$ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

$ 580,220 Updated due to quarterly assessment and reallocation

$ 580,212 Updated due to quarterly assessment and reallocation

- Termination of SPA

Bay Gulf Credit Union Tampa FL $ 230,000 N/A $ 240,000 Updated portfolio data from servicer/additional program initial cap

$ 680,000 Updated portfolio data from servicer

$ 600,000 Updated portfolio data from servicer

$ 580,222 Updated portfolio data from servicer

- Termination of SPA

09/16/2013 $ (40,000)

06/27/2013 $ (48)

05/16/2013 $ (610,000)

03/25/2013 $ (142)

02/14/2013 $ (2,670,000)

12/27/2012 $ (65)

03/26/2014 $ (721)

02/13/2014 $ (170,000)

12/23/2013 $ (14,953)

12/16/2013 $ (1,190,000)

11/14/2013 $ (30,000)

09/27/2013 $ (14)

12/16/2014 $ (250,000)

09/29/2014 $ (3,805)

09/16/2014 $ (440,000)

07/29/2014 $ (13,755)

06/26/2014 $ (6,982)

06/16/2014 $ (660,000)

04/28/2015 $ 189,139

04/16/2015 $ (330,000)

03/26/2015 $ (7,703)

03/16/2015 $ (600,000)

01/15/2015 $ (100,000)

12/29/2014 $ 11,779,329

02/25/2016 $ (3,503,217)

12/28/2015 $ 2,627,838

11/16/2015 $ (30,000)

09/28/2015 $ 2,219,656

06/25/2015 $ 311,061

05/14/2015 $ (10,000)

09/15/2016 $ (990,000)

07/27/2016 $ (953,954)

06/27/2016 $ (328,286)

06/16/2016 $ (750,000)

05/31/2016 $ (562,214)

03/28/2016 $ (74,514)

12/27/2016 $ (9,667)

11/29/2016 $ (50,898)

11/07/2016 $ 501,421

10/25/2016 $ (1,300,585)

10/14/2016 $ (30,000)

09/28/2016 $ (1,879,595)

07/26/2017 $ (3,453)

06/26/2017 $ (113,601)

04/26/2017 $ (13,207)

03/16/2017 $ (320,000)

02/27/2017 $ (181,765)

01/13/2017 $ (70,000)

04/25/2018 $ (159,322)

03/22/2018 $ (80,580)

02/26/2018 $ (24,389)

12/21/2017 $ (414,613)

10/26/2017 $ (391,904)

09/26/2017 $ (3,155,358)

09/16/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 90,000

06/16/2016 Purchase Financial Instrument for Home Loan Modifications 06/16/2016 $ 20,000

09/26/2018 $ (872)

08/27/2018 $ (821)

07/26/2018 $ (15,023,751)

06/21/2018 $ (36,752)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ (1,419,778)

07/14/2010 $ (120,000)

03/26/2010 $ 160,000

12/30/2009 $ 1,460,000

09/30/2010 $ (19,778)

07/14/2010 $ (80,000)

03/26/2010 $ 440,000

12/09/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 10,000

01/25/2012 $ (580,212)

06/29/2011 $ (8)

10/15/2010 $ (580,222)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

Bayview Loan Servicing, LLC Coral Gables FL $ 44,260,000 N/A $ 68,110,000 Updated portfolio data from servicer/additional program initial cap

$ 111,700,000 Updated portfolio data from servicer/additional program initial cap

$ 146,240,000 Updated portfolio data from servicer

$ 147,250,000 Updated portfolio data from servicer/additional program initial cap

$ 113,000,000 Updated portfolio data from servicer

$ 113,600,000 Updated portfolio data from servicer/additional program initial cap

$ 98,347,697 Updated portfolio data from servicer

$ 98,347,627 Updated due to quarterly assessment and reallocation

$ 98,347,541 Updated due to quarterly assessment and reallocation

$ 98,747,541 Transfer of cap due to servicing transfer

$ 98,847,541 Transfer of cap due to servicing transfer

$ 98,846,770 Updated due to quarterly assessment and reallocation

$ 99,446,770 Transfer of cap due to servicing transfer

$ 80,546,770 Transfer of cap due to servicing transfer

$ 81,446,770 Transfer of cap due to servicing transfer

$ 83,846,770 Transfer of cap due to servicing transfer

$ 83,746,770 Transfer of cap due to servicing transfer

$ 83,946,770 Transfer of cap due to servicing transfer

$ 83,976,770 Transfer of cap due to servicing transfer

$ 85,786,770 Transfer of cap due to servicing transfer

$ 85,786,262 Updated due to quarterly assessment and reallocation

$ 88,446,262 Transfer of cap due to servicing transfer

$ 88,445,013 Updated due to quarterly assessment and reallocation

$ 88,605,013 Transfer of cap due to servicing transfer

$ 95,575,013 Transfer of cap due to servicing transfer

$ 109,165,013 Transfer of cap due to servicing transfer

$ 109,164,715 Updated due to quarterly assessment and reallocation

$ 109,254,715 Transfer of cap due to servicing transfer

$ 112,504,715 Transfer of cap due to servicing transfer

$ 113,334,715 Transfer of cap due to servicing transfer

$ 113,333,692 Updated due to quarterly assessment and reallocation

$ 114,823,692 Transfer of cap due to servicing transfer

$ 115,483,692 Transfer of cap due to servicing transfer

$ 122,953,692 Transfer of cap due to servicing transfer

$ 122,953,384 Updated due to quarterly assessment and reallocation

$ 144,383,384 Transfer of cap due to servicing transfer

$ 156,113,384 Transfer of cap due to servicing transfer

$ 156,113,293 Updated due to quarterly assessment and reallocation

$ 161,543,293 Transfer of cap due to servicing transfer

$ 182,443,293 Transfer of cap due to servicing transfer

$ 182,703,293 Transfer of cap due to servicing transfer

$ 182,571,740 Updated due to quarterly assessment and reallocation

$ 183,641,740 Transfer of cap due to servicing transfer

$ 186,211,740 Transfer of cap due to servicing transfer

$ 187,741,740 Transfer of cap due to servicing transfer

$ 187,740,690 Updated due to quarterly assessment and reallocation

$ 193,010,690 Transfer of cap due to servicing transfer

$ 193,510,690 Transfer of cap due to servicing transfer

$ 196,110,690 Transfer of cap due to servicing transfer

$ 214,668,341 Updated due to quarterly assessment and reallocation

$ 214,678,341 Transfer of cap due to servicing transfer

$ 228,039,184 Updated due to quarterly assessment and reallocation

$ 232,299,184 Transfer of cap due to servicing transfer

$ 232,559,184 Transfer of cap due to servicing transfer

$ 246,278,025 Updated due to quarterly assessment and reallocation

$ 245,598,025 Transfer of cap due to servicing transfer

$ 251,668,025 Transfer of cap due to servicing transfer

$ 251,678,025 Transfer of cap due to servicing transfer

$ 332,789,154 Updated due to quarterly assessment and reallocation

$ 333,119,154 Transfer of cap due to servicing transfer

$ 333,239,154 Transfer of cap due to servicing transfer

$ 372,669,154 Transfer of cap due to servicing transfer

$ 409,624,966 Updated due to quarterly assessment and reallocation

$ 416,494,966 Transfer of cap due to servicing transfer

$ 415,742,297 Updated due to quarterly assessment and reallocation

$ 421,632,297 Transfer of cap due to servicing transfer

$ 438,572,297 Transfer of cap due to servicing transfer

$ 438,391,543 Updated due to quarterly assessment and reallocation

$ 447,891,543 Transfer of cap due to servicing transfer

$ 448,321,543 Transfer of cap due to servicing transfer

$ 444,781,543 Transfer of cap due to servicing transfer

$ 456,945,127 Updated due to quarterly assessment and reallocation

$ 473,585,127 Transfer of cap due to servicing transfer

07/14/2010 $ (34,250,000)

05/07/2010 $ 1,010,000

03/26/2010 $ 34,540,000

12/30/2009 $ 43,590,000

07/01/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 23,850,000

05/13/2011 $ 100,000

04/13/2011 $ 400,000

03/30/2011 $ (86)

01/06/2011 $ (70)

09/30/2010 $ (15,252,303)

09/30/2010 $ 600,000

03/15/2012 $ (100,000)

02/16/2012 $ 2,400,000

01/13/2012 $ 900,000

10/14/2011 $ (18,900,000)

09/15/2011 $ 600,000

06/29/2011 $ (771)

09/27/2012 $ (1,249)

07/16/2012 $ 2,660,000

06/28/2012 $ (508)

06/14/2012 $ 1,810,000

05/16/2012 $ 30,000

04/16/2012 $ 200,000

02/14/2013 $ 3,250,000

01/16/2013 $ 90,000

12/27/2012 $ (298)

12/14/2012 $ 13,590,000

11/15/2012 $ 6,970,000

10/16/2012 $ 160,000

06/27/2013 $ (308)

06/14/2013 $ 7,470,000

05/16/2013 $ 660,000

04/16/2013 $ 1,490,000

03/25/2013 $ (1,023)

03/14/2013 $ 830,000

12/16/2013 $ 260,000

11/14/2013 $ 20,900,000

10/15/2013 $ 5,430,000

09/27/2013 $ (91)

09/16/2013 $ 11,730,000

07/16/2013 $ 21,430,000

04/16/2014 $ 5,270,000

03/26/2014 $ (1,050)

03/14/2014 $ 1,530,000

02/13/2014 $ 2,570,000

01/16/2014 $ 1,070,000

12/23/2013 $ (131,553)

08/14/2014 $ 4,260,000

07/29/2014 $ 13,360,843

07/16/2014 $ 10,000

06/26/2014 $ 18,557,651

06/16/2014 $ 2,600,000

05/15/2014 $ 500,000

12/29/2014 $ 81,111,129

12/16/2014 $ 10,000

11/14/2014 $ 6,070,000

10/16/2014 $ (680,000)

09/29/2014 $ 13,718,841

09/16/2014 $ 260,000

04/28/2015 $ (752,669)

04/16/2015 $ 6,870,000

03/26/2015 $ 36,955,812

03/16/2015 $ 39,430,000

02/13/2015 $ 120,000

01/15/2015 $ 330,000

09/16/2015 $ (3,540,000)

08/14/2015 $ 430,000

07/16/2015 $ 9,500,000

06/25/2015 $ (180,754)

06/16/2015 $ 16,940,000

05/14/2015 $ 5,890,000

10/15/2015 $ 16,640,000

09/28/2015 $ 12,163,584
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 470,435,127 Transfer of cap due to servicing transfer

$ 481,585,127 Transfer of cap due to servicing transfer

$ 481,149,563 Updated due to quarterly assessment and reallocation

$ 480,969,563 Transfer of cap due to servicing transfer

$ 463,629,563 Transfer of cap due to servicing transfer

$ 462,679,275 Reallocation due to MHA program deobligation

$ 462,149,275 Transfer of cap due to servicing transfer

$ 501,000,627 Updated due to quarterly assessment and reallocation

$ 501,530,627 Transfer of cap due to servicing transfer

$ 508,530,627 Transfer of cap due to servicing transfer

$ 521,747,049 Updated due to quarterly assessment and reallocation

$ 521,867,049 Transfer of cap due to servicing transfer

$ 532,273,680 Updated due to quarterly assessment and reallocation

$ 531,203,680 Transfer of cap due to servicing transfer

$ 529,285,406 Updated due to quarterly assessment and reallocation

$ 528,795,406 Transfer of cap due to servicing transfer

$ 528,575,406 Transfer of cap due to servicing transfer

$ 525,446,120 Updated due to quarterly assessment and reallocation

$ 535,196,120 Transfer of cap due to servicing transfer

$ 529,186,943 Updated due to quarterly assessment and reallocation

$ 531,503,692 Updated due to quarterly assessment and reallocation

$ 529,043,692 Transfer of cap due to servicing transfer

$ 528,708,107 Updated due to quarterly assessment and reallocation

$ 512,338,107 Transfer of cap due to servicing transfer

$ 512,308,838 Transfer of cap due to servicing transfer

$ 510,128,838 Transfer of cap due to servicing transfer

$ 531,998,838 Transfer of cap due to servicing transfer

$ 531,599,027 Transfer of cap due to servicing transfer

$ 531,029,027 Transfer of cap due to servicing transfer

$ 531,010,000 Transfer of cap due to servicing transfer

$ 530,899,738 Transfer of cap due to servicing transfer

$ 530,892,655 Transfer of cap due to servicing transfer

$ 529,988,068 Transfer of cap due to servicing transfer

$ 529,747,726 Transfer of cap due to servicing transfer

$ 528,567,544 Transfer of cap due to servicing transfer

$ 528,489,966 Transfer of cap due to servicing transfer

$ 528,137,511 Transfer of cap due to servicing transfer

$ 527,266,863 Transfer of cap due to servicing transfer

$ 526,967,147 Transfer of cap due to servicing transfer

$ 428,533,168 Reallocation due to MHA program deobligation

$ 428,526,427 Transfer of cap due to servicing transfer

$ 428,518,620 Transfer of cap due to servicing transfer

BMO Harris Bank, NA Chicago IL - N/A 3 $ 30,000 Transfer of cap due to servicing transfer

$ 70,000 Transfer of cap due to servicing transfer

$ 90,000 Transfer of cap due to servicing transfer

Bramble Savings Bank Cincinanati OH $ 700,000 N/A $ 1,740,667 Updated portfolio data from servicer

$ 1,740,665 Updated due to quarterly assessment and reallocation

$ 1,740,662 Updated due to quarterly assessment and reallocation

$ 1,740,634 Updated due to quarterly assessment and reallocation

- Termination of SPA

Bridgelock Capital dba Peak Loan 

Servicing Woodland Hills CA - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 40,000 Transfer of cap due to servicing transfer

$ 70,000 Transfer of cap due to servicing transfer

$ 110,000 Transfer of cap due to servicing transfer

$ 109,979 Updated due to quarterly assessment and reallocation

$ 109,936 Updated due to quarterly assessment and reallocation

$ 109,922 Updated due to quarterly assessment and reallocation

$ 149,922 Transfer of cap due to servicing transfer

$ 119,922 Transfer of cap due to servicing transfer

$ 116,492 Updated due to quarterly assessment and reallocation

$ 115,202 Updated due to quarterly assessment and reallocation

$ 110,118 Updated due to quarterly assessment and reallocation

$ 108,912 Updated due to quarterly assessment and reallocation

$ 118,912 Transfer of cap due to servicing transfer

$ 128,912 Transfer of cap due to servicing transfer

$ 123,687 Updated due to quarterly assessment and reallocation

$ 133,687 Transfer of cap due to servicing transfer

$ 113,687 Transfer of cap due to servicing transfer

$ 111,453 Updated due to quarterly assessment and reallocation

$ 105,072 Reallocation due to MHA program deobligation

$ 104,939 Updated due to quarterly assessment and reallocation

$ 103,896 Updated due to quarterly assessment and reallocation

01/14/2016 $ (180,000)

12/28/2015 $ (435,564)

12/16/2015 $ 11,150,000

11/16/2015 $ (3,150,000)

05/16/2016 $ 7,000,000

04/14/2016 $ 530,000

03/28/2016 $ 38,851,352

03/16/2016 $ (530,000)

02/25/2016 $ (950,288)

02/16/2016 $ (17,340,000)

08/16/2016 $ (490,000)

07/27/2016 $ (1,918,274)

07/14/2016 $ (1,070,000)

06/27/2016 $ 10,406,631

06/16/2016 $ 120,000

05/31/2016 $ 13,216,422

11/16/2016 $ (2,460,000)

11/07/2016 $ 2,316,749

10/25/2016 $ (6,009,177)

10/14/2016 $ 9,750,000

09/28/2016 $ (3,129,286)

09/15/2016 $ (220,000)

02/27/2017 $ (399,811)

02/16/2017 $ 21,870,000

01/13/2017 $ (2,180,000)

12/27/2016 $ (29,269)

12/15/2016 $ (16,370,000)

11/29/2016 $ (335,585)

10/26/2017 $ (240,342)

09/26/2017 $ (904,587)

07/26/2017 $ (7,083)

06/26/2017 $ (110,262)

04/26/2017 $ (19,027)

03/16/2017 $ (570,000)

07/26/2018 $ (98,433,979)

06/21/2018 $ (299,716)

04/25/2018 $ (870,648)

03/22/2018 $ (352,455)

02/26/2018 $ (77,578)

12/21/2017 $ (1,180,182)

08/20/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 1,040,667

04/16/2015 $ 20,000

11/14/2014 $ 40,000

05/15/2014 Purchase Financial Instrument for Home Loan Modifications 05/15/2014 $ 30,000

09/26/2018 $ (7,807)

08/27/2018 $ (6,741)

12/16/2013 $ 30,000

07/16/2013 Purchase Financial Instrument for Home Loan Modifications 07/16/2013 $ 10,000

08/10/2011 $ (1,740,634)

06/29/2011 $ (28)

03/30/2011 $ (3)

01/06/2011 $ (2)

10/16/2014 $ 40,000

09/29/2014 $ (14)

07/29/2014 $ (43)

06/26/2014 $ (21)

06/16/2014 $ 40,000

04/16/2014 $ 30,000

08/14/2015 $ 10,000

06/25/2015 $ (1,206)

04/28/2015 $ (5,084)

03/26/2015 $ (1,290)

12/29/2014 $ (3,430)

12/16/2014 $ (30,000)

02/25/2016 $ (6,381)

12/28/2015 $ (2,234)

11/16/2015 $ (20,000)

10/15/2015 $ 10,000

09/28/2015 $ (5,225)

09/16/2015 $ 10,000

05/31/2016 $ (1,043)

03/28/2016 $ (133)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 263,896 Transfer of cap due to servicing transfer

$ 237,673 Updated due to quarterly assessment and reallocation

$ 211,442 Updated due to quarterly assessment and reallocation

$ 221,442 Transfer of cap due to servicing transfer

$ 231,442 Transfer of cap due to servicing transfer

$ 177,335 Updated due to quarterly assessment and reallocation

$ 126,208 Updated due to quarterly assessment and reallocation

$ 145,919 Updated due to quarterly assessment and reallocation

$ 145,565 Updated due to quarterly assessment and reallocation

$ 145,511 Transfer of cap due to servicing transfer

$ 144,574 Transfer of cap due to servicing transfer

$ 144,513 Transfer of cap due to servicing transfer

$ 144,041 Transfer of cap due to servicing transfer

$ 144,027 Transfer of cap due to servicing transfer

$ 125,189 Transfer of cap due to servicing transfer

$ 122,853 Transfer of cap due to servicing transfer

$ 120,419 Transfer of cap due to servicing transfer

$ 120,301 Transfer of cap due to servicing transfer

$ 119,916 Transfer of cap due to servicing transfer

$ 119,154 Transfer of cap due to servicing transfer

$ 119,011 Transfer of cap due to servicing transfer

$ 102,968 Reallocation due to MHA program deobligation

$ 102,967 Transfer of cap due to servicing transfer

$ 102,966 Transfer of cap due to servicing transfer

Caliber Home Loans, Inc (Vericrest 

Financial, Inc.) Oklahoma City OK - N/A 3 $ 1,000,000 Transfer of cap due to servicing transfer

$ 1,450,556 Updated portfolio data from servicer

$ 1,450,554 Updated due to quarterly assessment and reallocation

$ 4,450,554 Transfer of cap due to servicing transfer

$ 14,650,554 Transfer of cap due to servicing transfer

$ 14,650,530 Updated due to quarterly assessment and reallocation

$ 14,650,303 Updated due to quarterly assessment and reallocation

$ 26,650,303 Transfer of cap due to servicing transfer

$ 30,750,303 Transfer of cap due to servicing transfer

$ 31,650,303 Transfer of cap due to servicing transfer

$ 31,950,303 Transfer of cap due to servicing transfer

$ 31,950,037 Updated due to quarterly assessment and reallocation

$ 31,949,348 Updated due to quarterly assessment and reallocation

$ 32,669,348 Transfer of cap due to servicing transfer

$ 32,669,234 Updated due to quarterly assessment and reallocation

$ 40,689,234 Transfer of cap due to servicing transfer

$ 40,688,643 Updated due to quarterly assessment and reallocation

$ 40,648,643 Transfer of cap due to servicing transfer

$ 40,648,420 Updated due to quarterly assessment and reallocation

$ 40,648,340 Updated due to quarterly assessment and reallocation

$ 40,512,564 Updated due to quarterly assessment and reallocation

$ 39,382,564 Transfer of cap due to servicing transfer

$ 36,882,564 Transfer of cap due to servicing transfer

$ 36,972,564 Transfer of cap due to servicing transfer

$ 36,967,867 Updated due to quarterly assessment and reallocation

$ 36,912,425 Updated due to quarterly assessment and reallocation

$ 39,502,425 Transfer of cap due to servicing transfer

$ 39,381,700 Updated due to quarterly assessment and reallocation

$ 39,340,818 Updated due to quarterly assessment and reallocation

$ 47,020,818 Transfer of cap due to servicing transfer

$ 54,740,818 Transfer of cap due to servicing transfer

$ 58,950,818 Transfer of cap due to servicing transfer

$ 50,883,608 Updated due to quarterly assessment and reallocation

$ 52,983,608 Transfer of cap due to servicing transfer

$ 53,063,608 Transfer of cap due to servicing transfer

$ 62,053,608 Transfer of cap due to servicing transfer

$ 58,271,884 Updated due to quarterly assessment and reallocation

$ 58,251,884 Transfer of cap due to servicing transfer

$ 43,436,764 Updated due to quarterly assessment and reallocation

$ 46,106,764 Transfer of cap due to servicing transfer

$ 46,076,764 Transfer of cap due to servicing transfer

$ 42,443,382 Updated due to quarterly assessment and reallocation

$ 43,883,382 Transfer of cap due to servicing transfer

$ 43,873,382 Transfer of cap due to servicing transfer

$ 51,133,382 Transfer of cap due to servicing transfer

$ 45,849,177 Updated due to quarterly assessment and reallocation

$ 58,219,177 Transfer of cap due to servicing transfer

$ 62,379,177 Transfer of cap due to servicing transfer

08/16/2016 $ 10,000

07/27/2016 $ (26,231)

06/27/2016 $ (26,223)

06/16/2016 $ 160,000

12/27/2016 $ (54)

11/29/2016 $ (354)

11/07/2016 $ 19,711

10/25/2016 $ (51,127)

09/28/2016 $ (54,107)

09/15/2016 $ 10,000

10/26/2017 $ (2,336)

09/26/2017 $ (18,838)

07/26/2017 $ (14)

06/26/2017 $ (472)

04/26/2017 $ (61)

02/27/2017 $ (937)

07/26/2018 $ (16,043)

06/21/2018 $ (143)

04/25/2018 $ (762)

03/22/2018 $ (385)

02/26/2018 $ (118)

12/21/2017 $ (2,434)

02/16/2011 $ 3,000,000

01/06/2011 $ (2)

09/30/2010 $ 450,556

09/15/2010 Purchase Financial Instrument for Home Loan Modifications 09/15/2010 $ 1,000,000

09/26/2018 $ (1)

08/27/2018 $ (1)

01/13/2012 $ 900,000

12/15/2011 $ 4,100,000

07/14/2011 $ 12,000,000

06/29/2011 $ (227)

03/30/2011 $ (24)

03/16/2011 $ 10,200,000

01/16/2013 $ 8,020,000

12/27/2012 $ (114)

11/15/2012 $ 720,000

09/27/2012 $ (689)

06/28/2012 $ (266)

04/16/2012 $ 300,000

01/16/2014 $ (1,130,000)

12/23/2013 $ (135,776)

09/27/2013 $ (80)

06/27/2013 $ (223)

05/16/2013 $ (40,000)

03/25/2013 $ (591)

07/29/2014 $ (120,725)

07/16/2014 $ 2,590,000

06/26/2014 $ (55,442)

03/26/2014 $ (4,697)

03/14/2014 $ 90,000

02/13/2014 $ (2,500,000)

01/15/2015 $ 2,100,000

12/29/2014 $ (8,067,210)

12/16/2014 $ 4,210,000

11/14/2014 $ 7,720,000

10/16/2014 $ 7,680,000

09/29/2014 $ (40,882)

05/14/2015 $ 2,670,000

04/28/2015 $ (14,815,120)

04/16/2015 $ (20,000)

03/26/2015 $ (3,781,724)

03/16/2015 $ 8,990,000

02/13/2015 $ 80,000

09/28/2015 $ (5,284,205)

09/16/2015 $ 7,260,000

08/14/2015 $ (10,000)

07/16/2015 $ 1,440,000

06/25/2015 $ (3,633,382)

06/16/2015 $ (30,000)

11/16/2015 $ 4,160,000

10/15/2015 $ 12,370,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 72,879,177 Transfer of cap due to servicing transfer

$ 64,970,188 Updated due to quarterly assessment and reallocation

$ 63,840,188 Transfer of cap due to servicing transfer

$ 63,790,188 Transfer of cap due to servicing transfer

$ 41,067,198 Reallocation due to MHA program deobligation

$ 44,077,198 Transfer of cap due to servicing transfer

$ 43,569,856 Updated due to quarterly assessment and reallocation

$ 43,289,856 Transfer of cap due to servicing transfer

$ 49,729,856 Transfer of cap due to servicing transfer

$ 44,569,110 Updated due to quarterly assessment and reallocation

$ 46,169,110 Transfer of cap due to servicing transfer

$ 42,972,540 Updated due to quarterly assessment and reallocation

$ 57,192,540 Transfer of cap due to servicing transfer

$ 51,787,148 Updated due to quarterly assessment and reallocation

$ 51,757,148 Transfer of cap due to servicing transfer

$ 68,677,148 Transfer of cap due to servicing transfer

$ 52,779,593 Updated due to quarterly assessment and reallocation

$ 71,019,593 Transfer of cap due to servicing transfer

$ 46,289,739 Updated due to quarterly assessment and reallocation

$ 55,823,967 Updated due to quarterly assessment and reallocation

$ 54,733,967 Transfer of cap due to servicing transfer

$ 54,573,676 Updated due to quarterly assessment and reallocation

$ 54,583,676 Transfer of cap due to servicing transfer

$ 54,558,898 Transfer of cap due to servicing transfer

$ 54,578,898 Transfer of cap due to servicing transfer

$ 54,218,898 Transfer of cap due to servicing transfer

$ 53,796,537 Transfer of cap due to servicing transfer

$ 56,056,537 Transfer of cap due to servicing transfer

$ 56,029,029 Transfer of cap due to servicing transfer

$ 55,803,566 Transfer of cap due to servicing transfer

$ 55,796,442 Transfer of cap due to servicing transfer

$ 46,928,271 Transfer of cap due to servicing transfer

$ 45,617,021 Transfer of cap due to servicing transfer

$ 43,959,783 Transfer of cap due to servicing transfer

$ 43,862,798 Transfer of cap due to servicing transfer

$ 43,515,248 Transfer of cap due to servicing transfer

$ 42,824,355 Transfer of cap due to servicing transfer

$ 42,688,119 Transfer of cap due to servicing transfer

$ 24,224,631 Reallocation due to MHA program deobligation

$ 24,223,498 Transfer of cap due to servicing transfer

$ 24,222,274 Transfer of cap due to servicing transfer

California Housing Finance Agency Sacramento CA - N/A 3 $ 210,000 Transfer of cap due to servicing transfer

$ 209,980 Updated due to quarterly assessment and reallocation

$ 219,980 Transfer of cap due to servicing transfer

$ 219,722 Updated due to quarterly assessment and reallocation

$ 219,210 Updated due to quarterly assessment and reallocation

$ 219,041 Updated due to quarterly assessment and reallocation

$ 198,547 Updated due to quarterly assessment and reallocation

$ 308,547 Transfer of cap due to servicing transfer

$ 292,236 Updated due to quarterly assessment and reallocation

$ 227,947 Updated due to quarterly assessment and reallocation

$ 212,700 Updated due to quarterly assessment and reallocation

$ 192,333 Updated due to quarterly assessment and reallocation

$ 177,260 Updated due to quarterly assessment and reallocation

$ 134,213 Reallocation due to MHA program deobligation

$ 133,314 Updated due to quarterly assessment and reallocation

$ 493,314 Transfer of cap due to servicing transfer

$ 410,225 Updated due to quarterly assessment and reallocation

$ 360,589 Updated due to quarterly assessment and reallocation

$ 310,938 Updated due to quarterly assessment and reallocation

$ 224,107 Updated due to quarterly assessment and reallocation

$ 142,058 Updated due to quarterly assessment and reallocation

$ 173,691 Updated due to quarterly assessment and reallocation

$ 173,123 Updated due to quarterly assessment and reallocation

$ 173,036 Transfer of cap due to servicing transfer

$ 171,532 Transfer of cap due to servicing transfer

$ 171,433 Transfer of cap due to servicing transfer

$ 170,675 Transfer of cap due to servicing transfer

$ 170,652 Transfer of cap due to servicing transfer

$ 140,422 Transfer of cap due to servicing transfer

$ 136,673 Transfer of cap due to servicing transfer

$ 132,768 Transfer of cap due to servicing transfer

$ 132,578 Transfer of cap due to servicing transfer

02/16/2016 $ (50,000)

01/14/2016 $ (1,130,000)

12/28/2015 $ (7,908,989)

12/16/2015 $ 10,500,000

05/31/2016 $ (5,160,746)

05/16/2016 $ 6,440,000

04/14/2016 $ (280,000)

03/28/2016 $ (507,342)

03/16/2016 $ 3,010,000

02/25/2016 $ (22,722,990)

09/15/2016 $ 16,920,000

08/16/2016 $ (30,000)

07/27/2016 $ (5,405,392)

07/14/2016 $ 14,220,000

06/27/2016 $ (3,196,570)

06/16/2016 $ 1,600,000

11/29/2016 $ (160,291)

11/16/2016 $ (1,090,000)

11/07/2016 $ 9,534,228

10/25/2016 $ (24,729,854)

10/14/2016 $ 18,240,000

09/28/2016 $ (15,897,555)

03/16/2017 $ 2,260,000

02/27/2017 $ (422,361)

02/16/2017 $ (360,000)

01/13/2017 $ 20,000

12/27/2016 $ (24,778)

12/15/2016 $ 10,000

12/21/2017 $ (1,657,238)

10/26/2017 $ (1,311,250)

09/26/2017 $ (8,868,171)

07/26/2017 $ (7,124)

06/26/2017 $ (225,463)

04/26/2017 $ (27,508)

08/27/2018 $ (1,133)

07/26/2018 $ (18,463,488)

06/21/2018 $ (136,236)

04/25/2018 $ (690,893)

03/22/2018 $ (347,550)

02/26/2018 $ (96,985)

07/29/2014 $ (512)

06/26/2014 $ (258)

06/16/2014 $ 10,000

03/26/2014 $ (20)

03/14/2014 Purchase Financial Instrument for Home Loan Modifications 03/14/2014 $ 210,000

09/26/2018 $ (1,224)

06/25/2015 $ (15,247)

04/28/2015 $ (64,289)

03/26/2015 $ (16,311)

01/15/2015 $ 110,000

12/29/2014 $ (20,494)

09/29/2014 $ (169)

05/31/2016 $ (83,089)

04/14/2016 $ 360,000

03/28/2016 $ (899)

02/25/2016 $ (43,047)

12/28/2015 $ (15,073)

09/28/2015 $ (20,367)

11/29/2016 $ (568)

11/07/2016 $ 31,633

10/25/2016 $ (82,049)

09/28/2016 $ (86,831)

07/27/2016 $ (49,651)

06/27/2016 $ (49,636)

09/26/2017 $ (30,230)

07/26/2017 $ (23)

06/26/2017 $ (758)

04/26/2017 $ (99)

02/27/2017 $ (1,504)

12/27/2016 $ (87)

02/26/2018 $ (190)

12/21/2017 $ (3,905)

10/26/2017 $ (3,749)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 131,960 Transfer of cap due to servicing transfer

$ 130,738 Transfer of cap due to servicing transfer

$ 130,509 Transfer of cap due to servicing transfer

$ 104,763 Reallocation due to MHA program deobligation

$ 104,762 Transfer of cap due to servicing transfer

$ 104,761 Transfer of cap due to servicing transfer

Capital International Financial, Inc. Coral Gables FL $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

- Termination of SPA

Carrington Mortgage Services, LLC Santa Ana CA $ 195,000,000 N/A $ 131,020,000 Updated portfolio data from servicer

$ 222,010,000 Updated portfolio data from servicer/additional program initial cap

$ 279,990,000 Updated portfolio data from servicer/additional program initial cap

$ 354,510,000 Updated portfolio data from servicer

$ 278,900,000 Updated portfolio data from servicer

$ 280,000,000 Transfer of cap due to servicing transfer

$ 283,763,685 Updated portfolio data from servicer

$ 284,063,685 Transfer of cap due to servicing transfer

$ 284,063,360 Updated due to quarterly assessment and reallocation

$ 286,463,360 Transfer of cap due to servicing transfer

$ 286,462,976 Updated due to quarterly assessment and reallocation

$ 286,459,384 Updated due to quarterly assessment and reallocation

$ 288,259,384 Transfer of cap due to servicing transfer

$ 288,359,384 Transfer of cap due to servicing transfer

$ 289,359,384 Transfer of cap due to servicing transfer

$ 290,459,384 Transfer of cap due to servicing transfer

$ 290,559,384 Transfer of cap due to servicing transfer

$ 291,409,384 Transfer of cap due to servicing transfer

$ 293,649,384 Transfer of cap due to servicing transfer

$ 293,646,864 Updated due to quarterly assessment and reallocation

$ 295,336,864 Transfer of cap due to servicing transfer

$ 295,306,864 Transfer of cap due to servicing transfer

$ 295,300,232 Updated due to quarterly assessment and reallocation

$ 298,180,232 Transfer of cap due to servicing transfer

$ 299,680,232 Transfer of cap due to servicing transfer

$ 301,720,232 Transfer of cap due to servicing transfer

$ 301,719,129 Updated due to quarterly assessment and reallocation

$ 301,709,129 Transfer of cap due to servicing transfer

$ 306,669,129 Transfer of cap due to servicing transfer

$ 306,639,129 Transfer of cap due to servicing transfer

$ 306,634,950 Updated due to quarterly assessment and reallocation

$ 306,564,950 Transfer of cap due to servicing transfer

$ 308,134,950 Transfer of cap due to servicing transfer

$ 306,254,950 Transfer of cap due to servicing transfer

$ 306,253,428 Updated due to quarterly assessment and reallocation

$ 306,523,428 Transfer of cap due to servicing transfer

$ 311,893,428 Transfer of cap due to servicing transfer

06/21/2018 $ (229)

04/25/2018 $ (1,222)

03/22/2018 $ (618)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

09/26/2018 $ (1)

08/27/2018 $ (1)

07/26/2018 $ (25,746)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

02/27/2017 $ (22)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

09/28/2016 $ (1,298)

12/30/2009 $ 57,980,000

09/30/2009 $ 90,990,000

04/27/2009 Purchase Financial Instrument for Home Loan Modifications 06/17/2009 $ (63,980,000)

08/16/2017 $ (101,058)

06/26/2017 $ (11)

04/26/2017 $ (1)

01/06/2011 $ (325)

12/15/2010 $ 300,000

09/30/2010 $ 3,763,685

08/13/2010 $ 1,100,000

07/14/2010 $ (75,610,000)

03/26/2010 $ 74,520,000

11/16/2011 $ 1,000,000

09/15/2011 $ 100,000

08/16/2011 $ 1,800,000

06/29/2011 $ (3,592)

03/30/2011 $ (384)

01/13/2011 $ 2,400,000

07/16/2012 $ 1,690,000

06/28/2012 $ (2,520)

06/14/2012 $ 2,240,000

05/16/2012 $ 850,000

04/16/2012 $ 100,000

02/16/2012 $ 1,100,000

12/27/2012 $ (1,103)

12/14/2012 $ 2,040,000

11/15/2012 $ 1,500,000

10/16/2012 $ 2,880,000

09/27/2012 $ (6,632)

08/16/2012 $ (30,000)

05/16/2013 $ 1,570,000

04/16/2013 $ (70,000)

03/25/2013 $ (4,179)

03/14/2013 $ (30,000)

02/14/2013 $ 4,960,000

01/16/2013 $ (10,000)

09/16/2013 $ 5,370,000

07/16/2013 $ 270,000

06/27/2013 $ (1,522)

06/14/2013 $ (1,880,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 311,892,903 Updated due to quarterly assessment and reallocation

$ 311,652,903 Transfer of cap due to servicing transfer

$ 313,652,903 Transfer of cap due to servicing transfer

$ 315,022,903 Transfer of cap due to servicing transfer

$ 314,149,012 Updated due to quarterly assessment and reallocation

$ 314,269,012 Transfer of cap due to servicing transfer

$ 314,549,012 Transfer of cap due to servicing transfer

$ 314,599,012 Transfer of cap due to servicing transfer

$ 314,568,928 Updated due to quarterly assessment and reallocation

$ 317,228,928 Transfer of cap due to servicing transfer

$ 316,798,928 Transfer of cap due to servicing transfer

$ 316,668,928 Transfer of cap due to servicing transfer

$ 316,317,415 Updated due to quarterly assessment and reallocation

$ 292,857,415 Transfer of cap due to servicing transfer

$ 292,235,817 Updated due to quarterly assessment and reallocation

$ 291,675,817 Transfer of cap due to servicing transfer

$ 300,485,817 Transfer of cap due to servicing transfer

$ 300,280,446 Updated due to quarterly assessment and reallocation

$ 280,680,446 Transfer of cap due to servicing transfer

$ 280,690,446 Transfer of cap due to servicing transfer

$ 280,740,446 Transfer of cap due to servicing transfer

$ 265,812,979 Updated due to quarterly assessment and reallocation

$ 298,042,979 Transfer of cap due to servicing transfer

$ 298,022,979 Transfer of cap due to servicing transfer

$ 289,895,859 Updated due to quarterly assessment and reallocation

$ 289,935,859 Transfer of cap due to servicing transfer

$ 258,130,493 Updated due to quarterly assessment and reallocation

$ 258,100,493 Transfer of cap due to servicing transfer

$ 267,890,493 Transfer of cap due to servicing transfer

$ 259,713,227 Updated due to quarterly assessment and reallocation

$ 259,443,227 Transfer of cap due to servicing transfer

$ 259,293,227 Transfer of cap due to servicing transfer

$ 258,613,227 Transfer of cap due to servicing transfer

$ 248,410,187 Updated due to quarterly assessment and reallocation

$ 247,680,187 Transfer of cap due to servicing transfer

$ 247,140,187 Transfer of cap due to servicing transfer

$ 247,090,187 Transfer of cap due to servicing transfer

$ 240,510,502 Updated due to quarterly assessment and reallocation

$ 240,090,502 Transfer of cap due to servicing transfer

$ 240,120,502 Transfer of cap due to servicing transfer

$ 216,098,728 Reallocation due to MHA program deobligation

$ 220,808,728 Transfer of cap due to servicing transfer

$ 220,228,042 Updated due to quarterly assessment and reallocation

$ 226,668,042 Transfer of cap due to servicing transfer

$ 235,218,042 Transfer of cap due to servicing transfer

$ 228,418,173 Updated due to quarterly assessment and reallocation

$ 228,038,173 Transfer of cap due to servicing transfer

$ 224,175,500 Updated due to quarterly assessment and reallocation

$ 227,825,500 Transfer of cap due to servicing transfer

$ 223,717,819 Updated due to quarterly assessment and reallocation

$ 230,247,819 Transfer of cap due to servicing transfer

$ 230,027,819 Transfer of cap due to servicing transfer

$ 221,642,548 Updated due to quarterly assessment and reallocation

$ 284,142,548 Transfer of cap due to servicing transfer

$ 237,006,936 Updated due to quarterly assessment and reallocation

$ 255,179,371 Updated due to quarterly assessment and reallocation

$ 254,989,371 Transfer of cap due to servicing transfer

$ 254,582,423 Updated due to quarterly assessment and reallocation

$ 255,302,423 Transfer of cap due to servicing transfer

$ 255,241,371 Transfer of cap due to servicing transfer

$ 257,131,371 Transfer of cap due to servicing transfer

$ 258,291,371 Transfer of cap due to servicing transfer

$ 257,233,793 Transfer of cap due to servicing transfer

$ 258,213,793 Transfer of cap due to servicing transfer

$ 258,144,511 Transfer of cap due to servicing transfer

$ 257,782,602 Transfer of cap due to servicing transfer

$ 257,771,526 Transfer of cap due to servicing transfer

$ 248,577,396 Transfer of cap due to servicing transfer

$ 266,562,880 Transfer of cap due to servicing transfer

$ 266,101,819 Transfer of cap due to servicing transfer

$ 266,079,172 Transfer of cap due to servicing transfer

$ 265,941,585 Transfer of cap due to servicing transfer

$ 288,378,888 Transfer of cap due to servicing transfer

10/15/2013 $ (240,000)

09/27/2013 $ (525)

03/14/2014 $ 50,000

02/13/2014 $ 280,000

01/16/2014 $ 120,000

12/23/2013 $ (873,891)

12/16/2013 $ 1,370,000

11/14/2013 $ 2,000,000

07/16/2014 $ (23,460,000)

06/26/2014 $ (351,513)

06/16/2014 $ (130,000)

05/15/2014 $ (430,000)

04/16/2014 $ 2,660,000

03/26/2014 $ (30,084)

11/14/2014 $ 10,000

10/16/2014 $ (19,600,000)

09/29/2014 $ (205,371)

09/16/2014 $ 8,810,000

08/14/2014 $ (560,000)

07/29/2014 $ (621,598)

04/16/2015 $ 40,000

03/26/2015 $ (8,127,120)

03/16/2015 $ (20,000)

01/15/2015 $ 32,230,000

12/29/2014 $ (14,927,467)

12/16/2014 $ 50,000

08/14/2015 $ (150,000)

07/16/2015 $ (270,000)

06/25/2015 $ (8,177,266)

06/16/2015 $ 9,790,000

05/14/2015 $ (30,000)

04/28/2015 $ (31,805,366)

12/28/2015 $ (6,579,685)

12/16/2015 $ (50,000)

11/16/2015 $ (540,000)

10/15/2015 $ (730,000)

09/28/2015 $ (10,203,040)

09/16/2015 $ (680,000)

04/14/2016 $ 6,440,000

03/28/2016 $ (580,686)

03/16/2016 $ 4,710,000

02/25/2016 $ (24,021,774)

02/16/2016 $ 30,000

01/14/2016 $ (420,000)

07/27/2016 $ (4,107,681)

07/14/2016 $ 3,650,000

06/27/2016 $ (3,862,673)

06/16/2016 $ (380,000)

05/31/2016 $ (6,799,869)

05/16/2016 $ 8,550,000

11/07/2016 $ 18,172,435

10/25/2016 $ (47,135,612)

10/14/2016 $ 62,500,000

09/28/2016 $ (8,385,271)

09/15/2016 $ (220,000)

08/16/2016 $ 6,530,000

02/16/2017 $ 1,160,000

01/13/2017 $ 1,890,000

12/27/2016 $ (61,052)

12/15/2016 $ 720,000

11/29/2016 $ (406,948)

11/16/2016 $ (190,000)

09/26/2017 $ (9,194,130)

07/26/2017 $ (11,076)

06/26/2017 $ (361,909)

04/26/2017 $ (69,282)

03/16/2017 $ 980,000

02/27/2017 $ (1,057,578)

04/25/2018 $ 22,437,303

03/22/2018 $ (137,587)

02/26/2018 $ (22,647)

12/21/2017 $ (461,061)

10/26/2017 $ 17,985,484
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 288,351,245 Transfer of cap due to servicing transfer

$ 248,090,399 Reallocation due to MHA program deobligation

$ 248,087,963 Transfer of cap due to servicing transfer

$ 248,085,323 Transfer of cap due to servicing transfer

CCO Mortgage, a division of RBS 

Citizens NA Glen Allen VA $ 16,520,000 N/A $ 29,590,000 Updated portfolio data from servicer/additional program initial cap

$ 175,100,000 Updated portfolio data from servicer/additional program initial cap

$ 58,150,000 Updated portfolio data from servicer

$ 34,800,000 Updated portfolio data from servicer

$ 42,646,346 Updated portfolio data from servicer

$ 42,646,300 Updated due to quarterly assessment and reallocation

$ 42,646,245 Updated due to quarterly assessment and reallocation

$ 42,645,793 Updated due to quarterly assessment and reallocation

$ 42,645,484 Updated due to quarterly assessment and reallocation

$ 42,644,677 Updated due to quarterly assessment and reallocation

$ 42,644,546 Updated due to quarterly assessment and reallocation

$ 42,644,071 Updated due to quarterly assessment and reallocation

$ 42,643,896 Updated due to quarterly assessment and reallocation

$ 42,643,834 Updated due to quarterly assessment and reallocation

$ 42,546,388 Updated due to quarterly assessment and reallocation

$ 42,543,187 Updated due to quarterly assessment and reallocation

$ 42,507,313 Updated due to quarterly assessment and reallocation

$ 42,437,998 Updated due to quarterly assessment and reallocation

$ 42,416,617 Updated due to quarterly assessment and reallocation

$ 41,455,742 Updated due to quarterly assessment and reallocation

$ 41,148,635 Updated due to quarterly assessment and reallocation

$ 44,446,004 Updated due to quarterly assessment and reallocation

$ 44,414,577 Updated due to quarterly assessment and reallocation

$ 46,724,010 Updated due to quarterly assessment and reallocation

$ 46,704,010 Transfer of cap due to servicing transfer

$ 48,015,824 Updated due to quarterly assessment and reallocation

$ 46,348,766 Reallocation due to MHA program deobligation

$ 46,323,844 Updated due to quarterly assessment and reallocation

$ 46,238,637 Updated due to quarterly assessment and reallocation

$ 46,213,962 Updated due to quarterly assessment and reallocation

$ 46,481,808 Updated due to quarterly assessment and reallocation

$ 46,640,547 Updated due to quarterly assessment and reallocation

$ 39,950,547 Transfer of cap due to servicing transfer

$ 39,626,603 Updated due to quarterly assessment and reallocation

$ 39,751,495 Updated due to quarterly assessment and reallocation

$ 39,733,192 Updated due to quarterly assessment and reallocation

$ 38,873,192 Transfer of cap due to servicing transfer

$ 38,871,180 Transfer of cap due to servicing transfer

$ 38,841,438 Transfer of cap due to servicing transfer

$ 38,839,519 Transfer of cap due to servicing transfer

$ 38,823,389 Transfer of cap due to servicing transfer

$ 38,822,888 Transfer of cap due to servicing transfer

$ 39,316,428 Transfer of cap due to servicing transfer

$ 39,307,831 Transfer of cap due to servicing transfer

$ 39,285,085 Transfer of cap due to servicing transfer

$ 39,274,075 Transfer of cap due to servicing transfer

$ 39,235,417 Transfer of cap due to servicing transfer

$ 39,156,846 Transfer of cap due to servicing transfer

$ 39,140,777 Transfer of cap due to servicing transfer

$ 32,748,246 Reallocation due to MHA program deobligation

$ 32,747,853 Transfer of cap due to servicing transfer

$ 32,747,427 Transfer of cap due to servicing transfer

Cenlar FSB Ewing NJ - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

Central Florida Educators Federal Credit 

Union Lake Mary FL $ 1,250,000 N/A $ 1,530,000 Updated portfolio data from servicer/additional program initial cap

$ 780,000 Updated portfolio data from servicer/additional program initial cap

$ 900,000 Updated portfolio data from servicer

$ 600,000 Updated portfolio data from servicer

$ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

$ 870,332 Updated due to quarterly assessment and reallocation

$ 870,327 Updated due to quarterly assessment and reallocation

$ 892,044 Updated due to quarterly assessment and reallocation

$ 1,082,121 Updated due to quarterly assessment and reallocation

$ 1,118,087 Updated due to quarterly assessment and reallocation

$ 1,177,551 Updated due to quarterly assessment and reallocation

$ 1,212,989 Updated due to quarterly assessment and reallocation

$ 1,239,915 Updated due to quarterly assessment and reallocation

06/21/2018 $ (27,643)

03/26/2010 $ (116,950,000)

12/30/2009 $ 145,510,000

06/17/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 13,070,000

09/26/2018 $ (2,640)

08/27/2018 $ (2,436)

07/26/2018 $ (40,260,846)

06/28/2012 $ (309)

06/29/2011 $ (452)

03/30/2011 $ (55)

01/06/2011 $ (46)

09/30/2010 $ 7,846,346

07/14/2010 $ (23,350,000)

12/23/2013 $ (97,446)

09/27/2013 $ (62)

06/27/2013 $ (175)

03/25/2013 $ (475)

12/27/2012 $ (131)

09/27/2012 $ (807)

03/26/2015 $ (307,107)

12/29/2014 $ (960,875)

09/29/2014 $ (21,381)

07/29/2014 $ (69,315)

06/26/2014 $ (35,874)

03/26/2014 $ (3,201)

02/25/2016 $ (1,667,058)

12/28/2015 $ 1,311,814

10/15/2015 $ (20,000)

09/28/2015 $ 2,309,433

06/25/2015 $ (31,427)

04/28/2015 $ 3,297,369

10/14/2016 $ (6,690,000)

09/28/2016 $ 158,739

07/27/2016 $ 267,846

06/27/2016 $ (24,675)

05/31/2016 $ (85,207)

03/28/2016 $ (24,922)

02/27/2017 $ (29,742)

12/27/2016 $ (2,012)

12/15/2016 $ (860,000)

11/29/2016 $ (18,303)

11/07/2016 $ 124,892

10/25/2016 $ (323,944)

12/21/2017 $ (22,746)

10/26/2017 $ (8,597)

09/26/2017 $ 493,540

07/26/2017 $ (501)

06/26/2017 $ (16,130)

04/26/2017 $ (1,919)

08/27/2018 $ (393)

07/26/2018 $ (6,392,531)

06/21/2018 $ (16,069)

04/25/2018 $ (78,571)

03/22/2018 $ (38,658)

02/26/2018 $ (11,010)

07/14/2010 $ (300,000)

03/26/2010 $ 120,000

12/30/2009 $ (750,000)

09/09/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 280,000

11/16/2015 Purchase Financial Instrument for Home Loan Modifications 11/16/2015 $ 10,000

09/26/2018 $ (426)

09/27/2012 $ 190,077

06/28/2012 $ 21,717

06/29/2011 $ (5)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ 270,334

09/27/2013 $ 26,926

06/27/2013 $ 35,438

03/25/2013 $ 59,464

12/27/2012 $ 35,966
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,326,960 Updated due to quarterly assessment and reallocation

$ 1,358,164 Updated due to quarterly assessment and reallocation

$ 1,426,423 Updated due to quarterly assessment and reallocation

$ 1,426,421 Updated due to quarterly assessment and reallocation

$ 1,426,400 Updated due to quarterly assessment and reallocation

$ 1,867,716 Updated due to quarterly assessment and reallocation

$ 1,867,176 Updated due to quarterly assessment and reallocation

$ 1,900,763 Updated due to quarterly assessment and reallocation

$ 1,931,589 Updated due to quarterly assessment and reallocation

$ 1,929,635 Updated due to quarterly assessment and reallocation

$ 1,933,499 Updated due to quarterly assessment and reallocation

$ 1,870,910 Reallocation due to MHA program deobligation

$ 1,869,599 Updated due to quarterly assessment and reallocation

$ 1,864,079 Updated due to quarterly assessment and reallocation

$ 1,860,750 Updated due to quarterly assessment and reallocation

$ 1,857,376 Updated due to quarterly assessment and reallocation

$ 1,848,264 Updated due to quarterly assessment and reallocation

$ 1,839,436 Updated due to quarterly assessment and reallocation

$ 1,842,839 Updated due to quarterly assessment and reallocation

$ 1,841,990 Updated due to quarterly assessment and reallocation

$ 1,841,860 Transfer of cap due to servicing transfer

$ 1,839,289 Transfer of cap due to servicing transfer

$ 1,839,103 Transfer of cap due to servicing transfer

$ 1,837,670 Transfer of cap due to servicing transfer

$ 1,837,627 Transfer of cap due to servicing transfer

$ 1,823,243 Transfer of cap due to servicing transfer

$ 1,821,450 Transfer of cap due to servicing transfer

$ 1,818,060 Transfer of cap due to servicing transfer

$ 1,817,895 Transfer of cap due to servicing transfer

$ 1,817,358 Transfer of cap due to servicing transfer

$ 1,815,420 Transfer of cap due to servicing transfer

$ 1,815,056 Transfer of cap due to servicing transfer

$ 1,550,387 Reallocation due to MHA program deobligation

$ 1,550,372 Transfer of cap due to servicing transfer

$ 1,550,357 Transfer of cap due to servicing transfer

Central Jersey Federal Credit Union Woodbridge NJ $ 30,000 N/A $ 40,000 Updated portfolio data from servicer/additional program initial cap

$ 160,000 Updated portfolio data from servicer/additional program initial cap

$ 170,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

- Termination of SPA

Central Pacific Bank Honolulu HI - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

Centrue Bank Ottawa IL $ 1,900,000 N/A $ 2,756,056 Updated portfolio data from servicer

$ 2,756,052 Updated due to quarterly assessment and reallocation

- Termination of SPA

Chase Home Finance, LLC Iselin NJ $ 3,552,000,000 N/A 1 - Termination of SPA

Cheviot Savings Bank Cincinnati OH - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 11,344 Updated due to quarterly assessment and reallocation

$ 17,594 Updated due to quarterly assessment and reallocation

$ 17,593 Transfer of cap due to servicing transfer

CIT Bank, N.A. (OneWest Bank, N.A.) Pasadena CA $ 668,440,000 N/A $ 814,240,000 Updated portfolio data from servicer/additional program initial cap

$ 2,170,170,000 Updated portfolio data from servicer/additional program initial cap

$ 2,291,350,000 Updated portfolio data from servicer

$ 1,882,500,000 Updated portfolio data from servicer

$ 1,888,000,000 Updated portfolio data from servicer/additional program initial cap

$ 1,836,258,837 Updated portfolio data from servicer

$ 1,836,256,555 Updated due to quarterly assessment and reallocation

$ 1,836,253,881 Updated due to quarterly assessment and reallocation

$ 1,836,229,265 Updated due to quarterly assessment and reallocation

$ 1,836,213,784 Updated due to quarterly assessment and reallocation

$ 1,836,173,178 Updated due to quarterly assessment and reallocation

$ 1,836,166,490 Updated due to quarterly assessment and reallocation

$ 1,836,141,679 Updated due to quarterly assessment and reallocation

$ 1,836,132,621 Updated due to quarterly assessment and reallocation

$ 1,836,129,467 Updated due to quarterly assessment and reallocation

$ 1,835,629,467 Transfer of cap due to servicing transfer

$ 1,831,189,467 Transfer of cap due to servicing transfer

$ 1,553,509,467 Transfer of cap due to servicing transfer

$ 1,548,320,680 Updated due to quarterly assessment and reallocation

$ 1,522,570,680 Transfer of cap due to servicing transfer

$ 1,522,560,680 Transfer of cap due to servicing transfer

$ 1,516,320,680 Transfer of cap due to servicing transfer

03/26/2014 $ 31,204

12/23/2013 $ 87,045

04/28/2015 $ 33,587

03/26/2015 $ (540)

12/29/2014 $ 441,316

09/29/2014 $ (21)

07/29/2014 $ (2)

06/26/2014 $ 68,259

05/31/2016 $ (5,520)

03/28/2016 $ (1,311)

02/25/2016 $ (62,589)

12/28/2015 $ 3,864

09/28/2015 $ (1,954)

06/25/2015 $ 30,826

11/29/2016 $ (849)

11/07/2016 $ 3,403

10/25/2016 $ (8,828)

09/28/2016 $ (9,112)

07/27/2016 $ (3,374)

06/27/2016 $ (3,329)

09/26/2017 $ (14,384)

07/26/2017 $ (43)

06/26/2017 $ (1,433)

04/26/2017 $ (186)

02/27/2017 $ (2,571)

12/27/2016 $ (130)

06/21/2018 $ (364)

04/25/2018 $ (1,938)

03/22/2018 $ (537)

02/26/2018 $ (165)

12/21/2017 $ (3,390)

10/26/2017 $ (1,793)

03/26/2010 $ 10,000

12/30/2009 $ 120,000

09/23/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 10,000

09/26/2018 $ (15)

08/27/2018 $ (15)

07/26/2018 $ (264,669)

01/06/2011 $ (4)

09/24/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 856,056

03/16/2016 Purchase Financial Instrument for Home Loan Modifications 03/16/2016 $ 20,000

10/29/2010 $ (145,056)

09/30/2010 $ 45,056

07/14/2010 $ (70,000)

06/15/2017 $ (1)

12/29/2014 $ 6,250

06/27/2013 $ 1,344

06/14/2013 Purchase Financial Instrument for Home Loan Modifications 06/14/2013 $ 10,000

04/13/2009 Purchase Financial Instrument for Home Loan Modifications 07/31/2009 $ (3,552,000,000)

03/09/2011 $ (2,756,052)

09/30/2010 $ (51,741,163)

09/30/2010 $ 5,500,000

07/14/2010 $ (408,850,000)

03/26/2010 $ 121,180,000

12/30/2009 $ 1,355,930,000

08/28/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 145,800,000

12/27/2012 $ (6,688)

09/27/2012 $ (40,606)

06/28/2012 $ (15,481)

06/29/2011 $ (24,616)

03/30/2011 $ (2,674)

01/06/2011 $ (2,282)

12/16/2013 $ (277,680,000)

11/14/2013 $ (4,440,000)

10/15/2013 $ (500,000)

09/27/2013 $ (3,154)

06/27/2013 $ (9,058)

03/25/2013 $ (24,811)

03/14/2014 $ (6,240,000)

02/13/2014 $ (10,000)

01/16/2014 $ (25,750,000)

12/23/2013 $ (5,188,787)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,516,138,915 Updated due to quarterly assessment and reallocation

$ 1,516,108,915 Transfer of cap due to servicing transfer

$ 1,513,969,153 Updated due to quarterly assessment and reallocation

$ 1,496,349,153 Transfer of cap due to servicing transfer

$ 1,492,115,551 Updated due to quarterly assessment and reallocation

$ 1,492,765,551 Transfer of cap due to servicing transfer

$ 1,491,371,108 Updated due to quarterly assessment and reallocation

$ 1,491,471,108 Transfer of cap due to servicing transfer

$ 1,491,651,108 Transfer of cap due to servicing transfer

$ 1,327,516,049 Updated due to quarterly assessment and reallocation

$ 1,327,536,049 Transfer of cap due to servicing transfer

$ 1,266,060,328 Updated due to quarterly assessment and reallocation

$ 1,266,070,328 Transfer of cap due to servicing transfer

$ 1,024,257,544 Updated due to quarterly assessment and reallocation

$ 1,024,247,544 Transfer of cap due to servicing transfer

$ 1,024,107,544 Transfer of cap due to servicing transfer

$ 967,079,746 Updated due to quarterly assessment and reallocation

$ 966,859,746 Transfer of cap due to servicing transfer

$ 890,889,926 Updated due to quarterly assessment and reallocation

$ 835,043,797 Updated due to quarterly assessment and reallocation

$ 658,301,825 Reallocation due to MHA program deobligation

$ 654,679,212 Updated due to quarterly assessment and reallocation

$ 627,607,454 Updated due to quarterly assessment and reallocation

$ 611,554,693 Updated due to quarterly assessment and reallocation

$ 595,675,553 Updated due to quarterly assessment and reallocation

$ 568,055,410 Updated due to quarterly assessment and reallocation

$ 542,176,874 Updated due to quarterly assessment and reallocation

$ 552,153,959 Updated due to quarterly assessment and reallocation

$ 551,749,897 Updated due to quarterly assessment and reallocation

$ 551,687,205 Transfer of cap due to servicing transfer

$ 551,677,205 Transfer of cap due to servicing transfer

$ 550,605,921 Transfer of cap due to servicing transfer

$ 549,025,921 Transfer of cap due to servicing transfer

$ 548,956,403 Transfer of cap due to servicing transfer

$ 548,418,774 Transfer of cap due to servicing transfer

$ 548,402,447 Transfer of cap due to servicing transfer

$ 539,179,443 Transfer of cap due to servicing transfer

$ 538,004,210 Transfer of cap due to servicing transfer

$ 536,740,353 Transfer of cap due to servicing transfer

$ 536,675,778 Transfer of cap due to servicing transfer

$ 536,456,623 Transfer of cap due to servicing transfer

$ 536,015,087 Transfer of cap due to servicing transfer

$ 535,929,919 Transfer of cap due to servicing transfer

$ 459,874,127 Reallocation due to MHA program deobligation

$ 459,869,942 Transfer of cap due to servicing transfer

$ 459,865,472 Transfer of cap due to servicing transfer

CitiMortgage, Inc. O'Fallon MO $ 2,071,000,000 N/A $ 1,079,420,000 Updated portfolio data from servicer

$ 2,089,600,000 Updated portfolio data from servicer/additional program initial cap

$ 1,984,190,000 Updated portfolio data from servicer/additional program initial cap

$ 1,784,890,000 Updated portfolio data from servicer/additional program initial cap

$ 1,784,660,000 Transfer of cap due to servicing transfer

$ 1,781,660,000 Transfer of cap due to servicing transfer

$ 1,769,380,000 Transfer of cap due to servicing transfer

$ 1,011,700,000 Updated portfolio data from servicer

$ 1,004,590,000 Transfer of cap due to servicing transfer

$ 998,290,000 Transfer of cap due to servicing transfer

$ 989,990,000 Transfer of cap due to servicing transfer

$ 1,022,390,000 Updated portfolio data from servicer/additional program initial cap

$ 1,123,677,484 Updated portfolio data from servicer

$ 1,122,277,484 Transfer of cap due to servicing transfer

$ 1,119,077,484 Transfer of cap due to servicing transfer

$ 1,119,076,503 Updated due to quarterly assessment and reallocation

$ 1,108,576,503 Transfer of cap due to servicing transfer

$ 1,103,976,503 Transfer of cap due to servicing transfer

$ 1,073,476,503 Transfer of cap due to servicing transfer

$ 1,073,475,472 Updated due to quarterly assessment and reallocation

$ 1,073,575,472 Transfer of cap due to servicing transfer

$ 1,066,375,472 Transfer of cap due to servicing transfer

$ 1,065,975,472 Transfer of cap due to servicing transfer

$ 1,065,966,341 Updated due to quarterly assessment and reallocation

$ 1,051,466,341 Transfer of cap due to servicing transfer

$ 1,049,866,341 Transfer of cap due to servicing transfer

$ 1,050,566,341 Transfer of cap due to servicing transfer

06/16/2014 $ (30,000)

03/26/2014 $ (181,765)

11/14/2014 $ 100,000

09/29/2014 $ (1,394,443)

09/16/2014 $ 650,000

07/29/2014 $ (4,233,602)

07/16/2014 $ (17,620,000)

06/26/2014 $ (2,139,762)

04/28/2015 $ (241,812,784)

04/16/2015 $ 10,000

03/26/2015 $ (61,475,721)

01/15/2015 $ 20,000

12/29/2014 $ (164,135,059)

12/16/2014 $ 180,000

12/28/2015 $ (55,846,129)

09/28/2015 $ (75,969,820)

07/16/2015 $ (220,000)

06/25/2015 $ (57,027,798)

06/16/2015 $ (140,000)

05/14/2015 $ (10,000)

09/28/2016 $ (27,620,143)

07/27/2016 $ (15,879,140)

06/27/2016 $ (16,052,761)

05/31/2016 $ (27,071,758)

03/28/2016 $ (3,622,613)

02/25/2016 $ (176,741,972)

02/27/2017 $ (1,071,284)

02/16/2017 $ (10,000)

12/27/2016 $ (62,692)

11/29/2016 $ (404,062)

11/07/2016 $ 9,977,085

10/25/2016 $ (25,878,536)

10/26/2017 $ (1,175,233)

09/26/2017 $ (9,223,004)

07/26/2017 $ (16,327)

06/26/2017 $ (537,629)

04/26/2017 $ (69,518)

03/16/2017 $ (1,580,000)

07/26/2018 $ (76,055,792)

06/21/2018 $ (85,168)

04/25/2018 $ (441,536)

03/22/2018 $ (219,155)

02/26/2018 $ (64,575)

12/21/2017 $ (1,263,857)

03/26/2010 $ (199,300,000)

12/30/2009 $ (105,410,000)

09/30/2009 $ 1,010,180,000

04/13/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ (991,580,000)

09/26/2018 $ (4,470)

08/27/2018 $ (4,185)

08/13/2010 $ (6,300,000)

07/16/2010 $ (7,110,000)

07/14/2010 $ (757,680,000)

06/16/2010 $ (12,280,000)

05/14/2010 $ (3,000,000)

04/19/2010 $ (230,000)

01/06/2011 $ (981)

11/16/2010 $ (3,200,000)

10/15/2010 $ (1,400,000)

09/30/2010 $ 101,287,484

09/30/2010 $ 32,400,000

09/15/2010 $ (8,300,000)

05/13/2011 $ (7,200,000)

04/13/2011 $ 100,000

03/30/2011 $ (1,031)

03/16/2011 $ (30,500,000)

02/16/2011 $ (4,600,000)

01/13/2011 $ (10,500,000)

09/15/2011 $ 700,000

08/16/2011 $ (1,600,000)

07/14/2011 $ (14,500,000)

06/29/2011 $ (9,131)

06/16/2011 $ (400,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,065,766,341 Transfer of cap due to servicing transfer

$ 1,062,866,341 Transfer of cap due to servicing transfer

$ 1,057,866,341 Transfer of cap due to servicing transfer

$ 1,056,966,341 Transfer of cap due to servicing transfer

$ 1,055,866,341 Transfer of cap due to servicing transfer

$ 1,054,166,341 Transfer of cap due to servicing transfer

$ 1,053,566,341 Transfer of cap due to servicing transfer

$ 1,053,226,341 Transfer of cap due to servicing transfer

$ 1,050,346,341 Transfer of cap due to servicing transfer

$ 1,050,340,843 Updated due to quarterly assessment and reallocation

$ 751,380,843 Transfer of cap due to servicing transfer

$ 1,014,930,843 Transfer of cap due to servicing transfer

$ 1,014,960,843 Transfer of cap due to servicing transfer

$ 1,014,948,121 Updated due to quarterly assessment and reallocation

$ 1,010,928,121 Transfer of cap due to servicing transfer

$ 1,009,468,121 Transfer of cap due to servicing transfer

$ 1,003,468,121 Transfer of cap due to servicing transfer

$ 1,003,466,205 Updated due to quarterly assessment and reallocation

$ 995,016,205 Transfer of cap due to servicing transfer

$ 993,126,205 Transfer of cap due to servicing transfer

$ 993,119,599 Updated due to quarterly assessment and reallocation

$ 989,629,599 Transfer of cap due to servicing transfer

$ 985,999,599 Transfer of cap due to servicing transfer

$ 985,997,438 Updated due to quarterly assessment and reallocation

$ 959,117,438 Transfer of cap due to servicing transfer

$ 946,957,438 Transfer of cap due to servicing transfer

$ 946,956,828 Updated due to quarterly assessment and reallocation

$ 908,006,828 Transfer of cap due to servicing transfer

$ 899,406,828 Transfer of cap due to servicing transfer

$ 898,637,129 Updated due to quarterly assessment and reallocation

$ 893,277,129 Transfer of cap due to servicing transfer

$ 885,597,129 Transfer of cap due to servicing transfer

$ 882,647,129 Transfer of cap due to servicing transfer

$ 882,625,302 Updated due to quarterly assessment and reallocation

$ 882,565,302 Transfer of cap due to servicing transfer

$ 882,535,302 Transfer of cap due to servicing transfer

$ 882,205,302 Transfer of cap due to servicing transfer

$ 882,009,540 Updated due to quarterly assessment and reallocation

$ 881,579,540 Transfer of cap due to servicing transfer

$ 881,201,976 Updated due to quarterly assessment and reallocation

$ 880,121,976 Transfer of cap due to servicing transfer

$ 880,029,481 Updated due to quarterly assessment and reallocation

$ 878,519,481 Transfer of cap due to servicing transfer

$ 878,549,481 Transfer of cap due to servicing transfer

$ 875,639,481 Transfer of cap due to servicing transfer

$ 969,728,706 Updated due to quarterly assessment and reallocation

$ 935,078,706 Transfer of cap due to servicing transfer

$ 932,638,706 Transfer of cap due to servicing transfer

$ 913,528,706 Transfer of cap due to servicing transfer

$ 989,880,066 Updated due to quarterly assessment and reallocation

$ 983,130,066 Transfer of cap due to servicing transfer

$ 1,040,729,990 Updated due to quarterly assessment and reallocation

$ 1,013,649,990 Transfer of cap due to servicing transfer

$ 934,579,990 Transfer of cap due to servicing transfer

$ 1,020,831,396 Updated due to quarterly assessment and reallocation

$ 1,020,801,396 Transfer of cap due to servicing transfer

$ 1,002,481,396 Transfer of cap due to servicing transfer

$ 1,002,191,396 Transfer of cap due to servicing transfer

$ 1,026,222,572 Updated due to quarterly assessment and reallocation

$ 1,026,212,572 Transfer of cap due to servicing transfer

$ 1,023,782,572 Transfer of cap due to servicing transfer

$ 1,010,142,572 Transfer of cap due to servicing transfer

$ 1,030,468,319 Updated due to quarterly assessment and reallocation

$ 1,030,028,319 Transfer of cap due to servicing transfer

$ 1,029,778,319 Transfer of cap due to servicing transfer

$ 995,220,778 Reallocation due to MHA program deobligation

$ 989,100,778 Transfer of cap due to servicing transfer

$ 988,512,313 Updated due to quarterly assessment and reallocation

$ 973,522,313 Transfer of cap due to servicing transfer

$ 953,272,313 Transfer of cap due to servicing transfer

$ 966,696,212 Updated due to quarterly assessment and reallocation

$ 949,956,212 Transfer of cap due to servicing transfer

$ 957,236,216 Updated due to quarterly assessment and reallocation

10/14/2011 $ 15,200,000

04/16/2012 $ (600,000)

03/15/2012 $ (1,700,000)

02/16/2012 $ (1,100,000)

01/13/2012 $ (900,000)

12/15/2011 $ (5,000,000)

11/16/2011 $ (2,900,000)

08/16/2012 $ 30,000

07/27/2012 $ 263,550,000

07/16/2012 $ (298,960,000)

06/28/2012 $ (5,498)

06/14/2012 $ (2,880,000)

05/16/2012 $ (340,000)

02/14/2013 $ (8,450,000)

12/27/2012 $ (1,916)

12/14/2012 $ (6,000,000)

11/15/2012 $ (1,460,000)

10/16/2012 $ (4,020,000)

09/27/2012 $ (12,722)

07/16/2013 $ (26,880,000)

06/27/2013 $ (2,161)

06/14/2013 $ (3,630,000)

04/16/2013 $ (3,490,000)

03/25/2013 $ (6,606)

03/14/2013 $ (1,890,000)

01/16/2014 $ (5,360,000)

12/23/2013 $ (769,699)

12/16/2013 $ (8,600,000)

11/14/2013 $ (38,950,000)

09/27/2013 $ (610)

09/16/2013 $ (12,160,000)

06/16/2014 $ (330,000)

05/15/2014 $ (30,000)

04/16/2014 $ (60,000)

03/26/2014 $ (21,827)

03/14/2014 $ (2,950,000)

02/13/2014 $ (7,680,000)

10/16/2014 $ (1,510,000)

09/29/2014 $ (92,495)

08/14/2014 $ (1,080,000)

07/29/2014 $ (377,564)

07/16/2014 $ (430,000)

06/26/2014 $ (195,762)

03/16/2015 $ (19,110,000)

02/13/2015 $ (2,440,000)

01/15/2015 $ (34,650,000)

12/29/2014 $ 94,089,225

12/16/2014 $ (2,910,000)

11/14/2014 $ 30,000

06/25/2015 $ 86,251,406

06/16/2015 $ (79,070,000)

05/14/2015 $ (27,080,000)

04/28/2015 $ 57,599,924

04/16/2015 $ (6,750,000)

03/26/2015 $ 76,351,360

11/16/2015 $ (2,430,000)

10/15/2015 $ (10,000)

09/28/2015 $ 24,031,176

09/16/2015 $ (290,000)

08/14/2015 $ (18,320,000)

07/16/2015 $ (30,000)

03/16/2016 $ (6,120,000)

02/25/2016 $ (34,557,541)

02/16/2016 $ (250,000)

01/14/2016 $ (440,000)

12/28/2015 $ 20,325,747

12/16/2015 $ (13,640,000)

06/27/2016 $ 7,280,004

06/16/2016 $ (16,740,000)

05/31/2016 $ 13,423,899

05/16/2016 $ (20,250,000)

04/14/2016 $ (14,990,000)

03/28/2016 $ (588,465)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 954,276,216 Transfer of cap due to servicing transfer

$ 959,916,321 Updated due to quarterly assessment and reallocation

$ 926,356,321 Transfer of cap due to servicing transfer

$ 922,376,321 Transfer of cap due to servicing transfer

$ 941,743,327 Updated due to quarterly assessment and reallocation

$ 670,383,327 Transfer of cap due to servicing transfer

$ 942,945,782 Updated due to quarterly assessment and reallocation

$ 942,945,782 Updated due to quarterly assessment and reallocation

$ 942,865,782 Transfer of cap due to servicing transfer

$ 942,506,381 Updated due to quarterly assessment and reallocation

$ 941,246,381 Transfer of cap due to servicing transfer

$ 941,198,637 Transfer of cap due to servicing transfer

$ 941,218,637 Transfer of cap due to servicing transfer

$ 939,258,637 Transfer of cap due to servicing transfer

$ 938,720,372 Transfer of cap due to servicing transfer

$ 938,630,372 Transfer of cap due to servicing transfer

$ 938,592,296 Transfer of cap due to servicing transfer

$ 938,246,014 Transfer of cap due to servicing transfer

$ 938,235,157 Transfer of cap due to servicing transfer

$ 944,474,645 Transfer of cap due to servicing transfer

$ 944,753,756 Transfer of cap due to servicing transfer

$ 944,424,077 Transfer of cap due to servicing transfer

$ 944,346,068 Transfer of cap due to servicing transfer

$ 944,224,078 Transfer of cap due to servicing transfer

$ 946,433,312 Transfer of cap due to servicing transfer

$ 946,429,228 Transfer of cap due to servicing transfer

$ 826,326,942 Reallocation due to MHA program deobligation

$ 826,319,956 Transfer of cap due to servicing transfer

$ 826,311,797 Transfer of cap due to servicing transfer

Citizens Community Bank Freeburg IL $ 800,000 N/A $ 1,160,445 Updated portfolio data from servicer

$ 1,160,443 Updated due to quarterly assessment and reallocation

- Termination of SPA

Citizens First National Bank Spring Valley IL $ 620,000 N/A $ 650,000 Updated portfolio data from servicer/additional program initial cap

$ 70,000 Updated portfolio data from servicer

$ 1,500,000 Updated portfolio data from servicer

$ 1,595,612 Updated portfolio data from servicer

$ 1,595,610 Updated due to quarterly assessment and reallocation

$ 1,595,607 Updated due to quarterly assessment and reallocation

$ 1,595,583 Updated due to quarterly assessment and reallocation

$ 1,595,567 Updated due to quarterly assessment and reallocation

$ 1,595,522 Updated due to quarterly assessment and reallocation

$ 1,595,514 Updated due to quarterly assessment and reallocation

$ 1,595,484 Updated due to quarterly assessment and reallocation

$ 1,595,473 Updated due to quarterly assessment and reallocation

$ 1,595,469 Updated due to quarterly assessment and reallocation

$ 1,588,736 Updated due to quarterly assessment and reallocation

$ 1,588,499 Updated due to quarterly assessment and reallocation

$ 1,498,499 Transfer of cap due to servicing transfer

$ 1,495,659 Updated due to quarterly assessment and reallocation

6 $ 141,806 Termination of SPA

Citizens First Wholesale Mortgage 

Company The Villages FL $ 30,000 N/A $ 20,000 Updated portfolio data from servicer/additional program initial cap

$ 610,000 Updated portfolio data from servicer/additional program initial cap

$ 30,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

- Termination of SPA

Colorado Federal Savings Bank Greenwood Village CO - N/A 3 $ 70,000 Transfer of cap due to servicing transfer

$ 80,000 Transfer of cap due to servicing transfer

$ 320,000 Transfer of cap due to servicing transfer

$ 284,085 Updated due to quarterly assessment and reallocation

$ 274,085 Transfer of cap due to servicing transfer

$ 177,091 Reallocation due to MHA program deobligation

$ 187,091 Transfer of cap due to servicing transfer

$ 184,802 Updated due to quarterly assessment and reallocation

$ 166,887 Updated due to quarterly assessment and reallocation

$ 156,185 Updated due to quarterly assessment and reallocation

$ 145,480 Updated due to quarterly assessment and reallocation

$ 126,759 Updated due to quarterly assessment and reallocation

$ 109,068 Updated due to quarterly assessment and reallocation

$ 115,889 Updated due to quarterly assessment and reallocation

$ 115,767 Updated due to quarterly assessment and reallocation

10/14/2016 $ (271,360,000)

09/28/2016 $ 19,367,006

09/15/2016 $ (3,980,000)

08/16/2016 $ (33,560,000)

07/27/2016 $ 5,640,105

07/14/2016 $ (2,960,000)

12/27/2016 $ (47,744)

12/15/2016 $ (1,260,000)

11/29/2016 $ (359,401)

11/16/2016 $ (80,000)

11/07/2016 -

10/25/2016 $ 272,562,455

06/26/2017 $ (346,282)

04/26/2017 $ (38,076)

03/16/2017 $ (90,000)

02/27/2017 $ (538,265)

02/16/2017 $ (1,960,000)

01/13/2017 $ 20,000

03/22/2018 $ (121,990)

02/26/2018 $ (78,009)

12/21/2017 $ (329,679)

10/26/2017 $ 279,111

09/26/2017 $ 6,239,488

07/26/2017 $ (10,857)

09/24/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 360,445

09/26/2018 $ (8,159)

08/27/2018 $ (6,986)

07/26/2018 $ (120,102,286)

06/21/2018 $ (4,084)

04/25/2018 $ 2,209,234

09/30/2010 $ 95,612

07/14/2010 $ 1,430,000

03/26/2010 $ (580,000)

12/16/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 30,000

03/23/2011 $ (1,160,443)

01/06/2011 $ (2)

12/27/2012 $ (8)

09/27/2012 $ (45)

06/28/2012 $ (16)

06/29/2011 $ (24)

03/30/2011 $ (3)

01/06/2011 $ (2)

05/15/2014 $ (90,000)

03/26/2014 $ (237)

12/23/2013 $ (6,733)

09/27/2013 $ (4)

06/27/2013 $ (11)

03/25/2013 $ (30)

07/14/2010 $ 70,000

03/26/2010 $ (580,000)

12/30/2009 $ 590,000

06/26/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (10,000)

07/01/2014 $ (1,353,853)

06/26/2014 $ (2,840)

12/28/2015 $ (35,915)

11/16/2015 $ 240,000

10/15/2015 $ 10,000

03/16/2015 Purchase Financial Instrument for Home Loan Modifications 03/16/2015 $ 70,000

02/17/2011 $ (145,056)

09/30/2010 $ 45,056

06/27/2016 $ (10,702)

05/31/2016 $ (17,915)

03/28/2016 $ (2,289)

03/16/2016 $ 10,000

02/25/2016 $ (96,994)

02/16/2016 $ (10,000)

11/29/2016 $ (122)

11/07/2016 $ 6,821

10/25/2016 $ (17,691)

09/28/2016 $ (18,721)

07/27/2016 $ (10,705)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 115,748 Transfer of cap due to servicing transfer

$ 115,424 Transfer of cap due to servicing transfer

$ 115,403 Transfer of cap due to servicing transfer

$ 115,240 Transfer of cap due to servicing transfer

$ 115,235 Transfer of cap due to servicing transfer

$ 108,716 Transfer of cap due to servicing transfer

$ 107,908 Transfer of cap due to servicing transfer

$ 107,066 Transfer of cap due to servicing transfer

$ 107,025 Transfer of cap due to servicing transfer

$ 106,892 Transfer of cap due to servicing transfer

$ 106,628 Transfer of cap due to servicing transfer

$ 106,579 Transfer of cap due to servicing transfer

$ 101,027 Reallocation due to MHA program deobligation

Columbia Bank Fair Lawn NJ - N/A 3 $ 160,000 Transfer of cap due to servicing transfer

$ 159,928 Updated due to quarterly assessment and reallocation

$ 159,785 Updated due to quarterly assessment and reallocation

$ 159,738 Updated due to quarterly assessment and reallocation

$ 195,347 Updated due to quarterly assessment and reallocation

$ 193,506 Updated due to quarterly assessment and reallocation

$ 182,162 Reallocation due to MHA program deobligation

$ 181,922 Updated due to quarterly assessment and reallocation

$ 180,026 Updated due to quarterly assessment and reallocation

$ 178,862 Updated due to quarterly assessment and reallocation

$ 177,661 Updated due to quarterly assessment and reallocation

$ 175,439 Updated due to quarterly assessment and reallocation

$ 173,274 Updated due to quarterly assessment and reallocation

$ 174,109 Updated due to quarterly assessment and reallocation

$ 173,978 Updated due to quarterly assessment and reallocation

$ 173,958 Transfer of cap due to servicing transfer

$ 173,610 Transfer of cap due to servicing transfer

$ 213,610 Transfer of cap due to servicing transfer

$ 213,540 Transfer of cap due to servicing transfer

$ 213,000 Transfer of cap due to servicing transfer

$ 212,984 Transfer of cap due to servicing transfer

$ 195,519 Transfer of cap due to servicing transfer

$ 193,353 Transfer of cap due to servicing transfer

$ 191,097 Transfer of cap due to servicing transfer

$ 190,987 Transfer of cap due to servicing transfer

$ 190,630 Transfer of cap due to servicing transfer

$ 189,924 Transfer of cap due to servicing transfer

$ 189,792 Transfer of cap due to servicing transfer

$ 153,124 Reallocation due to MHA program deobligation

$ 153,122 Transfer of cap due to servicing transfer

$ 153,118 Transfer of cap due to servicing transfer

Community Bank & Trust Company Clarks Summit PA $ 380,000 N/A $ 390,000 Updated portfolio data from servicer/additional program initial cap

$ 910,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

- Termination of SPA

Community Credit Union of Florida Rockledge FL $ 2,000,000 N/A $ 2,901,112 Updated portfolio data from servicer

$ 2,901,108 Updated due to quarterly assessment and reallocation

$ 2,901,103 Updated due to quarterly assessment and reallocation

$ 2,901,055 Updated due to quarterly assessment and reallocation

$ 2,901,019 Updated due to quarterly assessment and reallocation

6 $ 12,632 Termination of SPA

CU Mortgage Services, Inc. New Brighton MN $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

12/27/2016 $ (19)

10/26/2017 $ (808)

09/26/2017 $ (6,519)

07/26/2017 $ (5)

06/26/2017 $ (163)

04/26/2017 $ (21)

02/27/2017 $ (324)

07/26/2018 $ (5,552)

06/21/2018 $ (49)

04/25/2018 $ (264)

03/22/2018 $ (133)

02/26/2018 $ (41)

12/21/2017 $ (842)

12/28/2015 $ (1,841)

12/29/2014 $ 35,609

09/29/2014 $ (47)

07/29/2014 $ (143)

06/26/2014 $ (72)

05/15/2014 Purchase Financial Instrument for Home Loan Modifications 05/15/2014 $ 160,000

09/28/2016 $ (2,222)

07/27/2016 $ (1,201)

06/27/2016 $ (1,164)

05/31/2016 $ (1,896)

03/28/2016 $ (240)

02/25/2016 $ (11,344)

03/16/2017 $ 40,000

02/27/2017 $ (348)

12/27/2016 $ (20)

11/29/2016 $ (131)

11/07/2016 $ 835

10/25/2016 $ (2,165)

12/21/2017 $ (2,256)

10/26/2017 $ (2,166)

09/26/2017 $ (17,465)

07/26/2017 $ (16)

06/26/2017 $ (540)

04/26/2017 $ (70)

08/27/2018 $ (2)

07/26/2018 $ (36,668)

06/21/2018 $ (132)

04/25/2018 $ (706)

03/22/2018 $ (357)

02/26/2018 $ (110)

06/29/2011 $ (1)

09/30/2010 $ 45,056

07/14/2010 $ (810,000)

03/26/2010 $ 520,000

12/04/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 10,000

09/26/2018 $ (4)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (48)

03/30/2011 $ (5)

01/06/2011 $ (4)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 901,112

08/26/2014 $ (144,524)

07/29/2014 $ (191)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

09/14/2012 $ (2,888,387)

06/28/2012 $ (36)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

- Termination of SPA

Desjardins Bank N.A. Hallandale Beach FL - N/A 3 $ 30,000 Transfer of cap due to servicing transfer

$ 40,000 Transfer of cap due to servicing transfer

Digital Federal Credit Union Marlborough MA $ 3,050,000 N/A $ 15,240,000 Updated portfolio data from servicer

- Termination of SPA

Ditech Financial LLC (Green Tree 

Servicing LLC) Saint Paul MN $ 156,000,000 N/A $ 91,010,000 Updated portfolio data from servicer

$ 221,790,000 Updated portfolio data from servicer/additional program initial cap

$ 105,040,000 Updated portfolio data from servicer/additional program initial cap

$ 118,120,000 Updated portfolio data from servicer

$ 93,900,000 Updated portfolio data from servicer

$ 94,110,000 Transfer of cap due to servicing transfer

$ 96,310,000 Transfer of cap due to servicing transfer

$ 130,910,000 Updated portfolio data from servicer/additional program initial cap

$ 136,510,000 Updated portfolio data from servicer/additional program initial cap

$ 146,695,090 Updated portfolio data from servicer

$ 147,095,090 Transfer of cap due to servicing transfer

$ 147,094,877 Updated due to quarterly assessment and reallocation

$ 147,094,627 Updated due to quarterly assessment and reallocation

$ 148,294,627 Transfer of cap due to servicing transfer

$ 148,394,627 Transfer of cap due to servicing transfer

$ 148,392,325 Updated due to quarterly assessment and reallocation

$ 150,292,325 Transfer of cap due to servicing transfer

$ 150,492,325 Transfer of cap due to servicing transfer

$ 150,692,325 Transfer of cap due to servicing transfer

$ 151,092,325 Transfer of cap due to servicing transfer

$ 151,992,325 Transfer of cap due to servicing transfer

$ 152,092,325 Transfer of cap due to servicing transfer

$ 155,352,325 Transfer of cap due to servicing transfer

$ 156,272,325 Transfer of cap due to servicing transfer

$ 156,270,703 Updated due to quarterly assessment and reallocation

$ 156,380,703 Transfer of cap due to servicing transfer

$ 161,500,703 Transfer of cap due to servicing transfer

$ 161,496,194 Updated due to quarterly assessment and reallocation

$ 170,306,194 Transfer of cap due to servicing transfer

$ 173,216,194 Transfer of cap due to servicing transfer

$ 173,215,392 Updated due to quarterly assessment and reallocation

$ 183,425,392 Transfer of cap due to servicing transfer

$ 183,422,369 Updated due to quarterly assessment and reallocation

$ 183,562,369 Transfer of cap due to servicing transfer

$ 183,561,292 Updated due to quarterly assessment and reallocation

$ 190,771,292 Transfer of cap due to servicing transfer

$ 197,501,292 Transfer of cap due to servicing transfer

$ 197,500,904 Updated due to quarterly assessment and reallocation

$ 201,110,904 Transfer of cap due to servicing transfer

$ 200,790,904 Transfer of cap due to servicing transfer

$ 222,070,904 Transfer of cap due to servicing transfer

$ 221,360,553 Updated due to quarterly assessment and reallocation

$ 223,060,553 Transfer of cap due to servicing transfer

$ 223,038,153 Updated due to quarterly assessment and reallocation

$ 225,318,153 Transfer of cap due to servicing transfer

$ 238,128,153 Transfer of cap due to servicing transfer

$ 236,128,153 Transfer of cap due to servicing transfer

$ 235,865,618 Updated due to quarterly assessment and reallocation

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

05/14/2010 $ (15,240,000)

01/15/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ 12,190,000

09/16/2014 $ 10,000

12/16/2013 Purchase Financial Instrument for Home Loan Modifications 12/16/2013 $ 30,000

07/14/2017 $ (101,058)

06/26/2017 $ (11)

07/16/2010 $ 210,000

07/14/2010 $ (24,220,000)

03/26/2010 $ 13,080,000

12/30/2009 $ (116,750,000)

09/30/2009 $ 130,780,000

04/24/2009 Purchase Financial Instrument for Home Loan Modifications 06/17/2009 $ (64,990,000)

01/06/2011 $ (213)

10/15/2010 $ 400,000

09/30/2010 $ 10,185,090

09/30/2010 $ 5,600,000

09/10/2010 $ 34,600,000

08/13/2010 $ 2,200,000

09/15/2011 $ 200,000

07/14/2011 $ 1,900,000

06/29/2011 $ (2,302)

06/16/2011 $ 100,000

05/13/2011 $ 1,200,000

03/30/2011 $ (250)

06/14/2012 $ 920,000

05/16/2012 $ 3,260,000

03/15/2012 $ 100,000

02/16/2012 $ 900,000

11/16/2011 $ 400,000

10/14/2011 $ 200,000

11/15/2012 $ 2,910,000

10/16/2012 $ 8,810,000

09/27/2012 $ (4,509)

08/16/2012 $ 5,120,000

07/16/2012 $ 110,000

06/28/2012 $ (1,622)

07/16/2013 $ 7,210,000

06/27/2013 $ (1,077)

05/16/2013 $ 140,000

03/25/2013 $ (3,023)

02/14/2013 $ 10,210,000

12/27/2012 $ (802)

12/23/2013 $ (710,351)

12/16/2013 $ 21,280,000

11/14/2013 $ (320,000)

10/15/2013 $ 3,610,000

09/27/2013 $ (388)

08/15/2013 $ 6,730,000

06/26/2014 $ (262,535)

06/16/2014 $ (2,000,000)

05/15/2014 $ 12,810,000

04/16/2014 $ 2,280,000

03/26/2014 $ (22,400)

02/13/2014 $ 1,700,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 235,995,618 Transfer of cap due to servicing transfer

$ 235,495,832 Updated due to quarterly assessment and reallocation

$ 233,555,832 Transfer of cap due to servicing transfer

$ 233,935,832 Transfer of cap due to servicing transfer

$ 233,785,166 Updated due to quarterly assessment and reallocation

$ 232,665,166 Transfer of cap due to servicing transfer

$ 233,425,166 Transfer of cap due to servicing transfer

$ 239,335,166 Transfer of cap due to servicing transfer

$ 229,163,417 Updated due to quarterly assessment and reallocation

$ 228,393,417 Transfer of cap due to servicing transfer

$ 234,393,417 Transfer of cap due to servicing transfer

$ 232,993,417 Transfer of cap due to servicing transfer

$ 229,994,077 Updated due to quarterly assessment and reallocation

$ 228,554,077 Transfer of cap due to servicing transfer

$ 635,437,651 Updated due to quarterly assessment and reallocation

$ 639,277,651 Transfer of cap due to servicing transfer

$ 641,210,946 Updated due to quarterly assessment and reallocation

$ 647,690,946 Transfer of cap due to servicing transfer

$ 647,850,946 Transfer of cap due to servicing transfer

$ 647,120,946 Transfer of cap due to servicing transfer

$ 648,435,577 Updated due to quarterly assessment and reallocation

$ 648,405,577 Transfer of cap due to servicing transfer

$ 646,605,577 Transfer of cap due to servicing transfer

$ 646,114,055 Updated due to quarterly assessment and reallocation

$ 646,104,055 Transfer of cap due to servicing transfer

$ 643,284,055 Transfer of cap due to servicing transfer

$ 585,466,086 Reallocation due to MHA program deobligation

$ 586,996,086 Transfer of cap due to servicing transfer

$ 585,610,807 Updated due to quarterly assessment and reallocation

$ 589,470,807 Transfer of cap due to servicing transfer

$ 587,930,807 Transfer of cap due to servicing transfer

$ 576,554,183 Updated due to quarterly assessment and reallocation

$ 570,774,183 Transfer of cap due to servicing transfer

$ 561,807,631 Updated due to quarterly assessment and reallocation

$ 555,267,631 Transfer of cap due to servicing transfer

$ 545,694,448 Updated due to quarterly assessment and reallocation

$ 549,844,448 Transfer of cap due to servicing transfer

$ 551,324,448 Transfer of cap due to servicing transfer

$ 533,392,776 Updated due to quarterly assessment and reallocation

$ 529,022,776 Transfer of cap due to servicing transfer

$ 510,500,542 Updated due to quarterly assessment and reallocation

$ 517,641,514 Updated due to quarterly assessment and reallocation

$ 517,051,514 Transfer of cap due to servicing transfer

$ 516,776,425 Updated due to quarterly assessment and reallocation

$ 514,306,425 Transfer of cap due to servicing transfer

$ 514,257,854 Transfer of cap due to servicing transfer

$ 513,137,854 Transfer of cap due to servicing transfer

$ 512,957,854 Transfer of cap due to servicing transfer

$ 511,998,915 Transfer of cap due to servicing transfer

$ 508,518,915 Transfer of cap due to servicing transfer

$ 508,444,563 Transfer of cap due to servicing transfer

$ 507,767,173 Transfer of cap due to servicing transfer

$ 507,745,277 Transfer of cap due to servicing transfer

$ 483,950,878 Transfer of cap due to servicing transfer

$ 479,265,132 Transfer of cap due to servicing transfer

$ 473,226,024 Transfer of cap due to servicing transfer

$ 472,834,691 Transfer of cap due to servicing transfer

$ 471,525,262 Transfer of cap due to servicing transfer

$ 468,873,782 Transfer of cap due to servicing transfer

$ 468,356,113 Transfer of cap due to servicing transfer

$ 358,619,294 Reallocation due to MHA program deobligation

$ 358,613,028 Transfer of cap due to servicing transfer

$ 358,605,882 Transfer of cap due to servicing transfer

DuPage Credit Union Naperville IL $ 70,000 N/A $ 80,000 Updated portfolio data from servicer/additional program initial cap

$ 90,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,053 Updated due to quarterly assessment and reallocation

$ 144,908 Updated due to quarterly assessment and reallocation

$ 144,903 Updated due to quarterly assessment and reallocation

$ 144,844 Updated due to quarterly assessment and reallocation

10/16/2014 $ (1,120,000)

09/29/2014 $ (150,666)

09/16/2014 $ 380,000

08/14/2014 $ (1,940,000)

07/29/2014 $ (499,786)

07/16/2014 $ 130,000

03/16/2015 $ (1,400,000)

02/13/2015 $ 6,000,000

01/15/2015 $ (770,000)

12/29/2014 $ (10,171,749)

12/16/2014 $ 5,910,000

11/14/2014 $ 760,000

07/16/2015 $ 6,480,000

06/25/2015 $ 1,933,295

05/14/2015 $ 3,840,000

04/28/2015 $ 406,883,574

04/16/2015 $ (1,440,000)

03/26/2015 $ (2,999,340)

12/28/2015 $ (491,522)

12/16/2015 $ (1,800,000)

11/16/2015 $ (30,000)

09/28/2015 $ 1,314,631

09/16/2015 $ (730,000)

08/14/2015 $ 160,000

04/14/2016 $ 3,860,000

03/28/2016 $ (1,385,279)

03/16/2016 $ 1,530,000

02/25/2016 $ (57,817,969)

02/16/2016 $ (2,820,000)

01/14/2016 $ (10,000)

07/27/2016 $ (9,573,183)

07/14/2016 $ (6,540,000)

06/27/2016 $ (8,966,552)

06/16/2016 $ (5,780,000)

05/31/2016 $ (11,376,624)

05/16/2016 $ (1,540,000)

11/07/2016 $ 7,140,972

10/25/2016 $ (18,522,234)

10/14/2016 $ (4,370,000)

09/28/2016 $ (17,931,672)

09/15/2016 $ 1,480,000

08/16/2016 $ 4,150,000

02/16/2017 $ (180,000)

01/13/2017 $ (1,120,000)

12/27/2016 $ (48,571)

12/15/2016 $ (2,470,000)

11/29/2016 $ (275,089)

11/16/2016 $ (590,000)

09/26/2017 $ (23,794,399)

07/26/2017 $ (21,896)

06/26/2017 $ (677,390)

04/26/2017 $ (74,352)

03/16/2017 $ (3,480,000)

02/27/2017 $ (958,939)

06/21/2018 $ (517,669)

04/25/2018 $ (2,651,480)

03/22/2018 $ (1,309,429)

02/26/2018 $ (391,333)

12/21/2017 $ (6,039,108)

10/26/2017 $ (4,685,746)

07/14/2010 $ 10,000

03/26/2010 $ 10,000

10/30/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 10,000

09/26/2018 $ (7,146)

08/27/2018 $ (6,266)

07/26/2018 $ (109,736,819)

03/26/2014 $ (5)

12/23/2013 $ (145)

03/25/2013 $ (1)

09/27/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 $ 45,056

06/26/2014 $ (59)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 144,727 Updated due to quarterly assessment and reallocation

$ 144,688 Updated due to quarterly assessment and reallocation

$ 144,311 Updated due to quarterly assessment and reallocation

$ 144,169 Updated due to quarterly assessment and reallocation

$ 217,497 Updated due to quarterly assessment and reallocation

$ 215,238 Updated due to quarterly assessment and reallocation

$ 213,566 Updated due to quarterly assessment and reallocation

$ 202,073 Reallocation due to MHA program deobligation

$ 201,833 Updated due to quarterly assessment and reallocation

$ 199,954 Updated due to quarterly assessment and reallocation

$ 198,831 Updated due to quarterly assessment and reallocation

$ 197,708 Updated due to quarterly assessment and reallocation

$ 195,744 Updated due to quarterly assessment and reallocation

$ 193,889 Updated due to quarterly assessment and reallocation

$ 194,604 Updated due to quarterly assessment and reallocation

$ 194,509 Updated due to quarterly assessment and reallocation

$ 194,494 Transfer of cap due to servicing transfer

$ 194,241 Transfer of cap due to servicing transfer

$ 194,224 Transfer of cap due to servicing transfer

$ 194,097 Transfer of cap due to servicing transfer

$ 194,093 Transfer of cap due to servicing transfer

$ 193,599 Transfer of cap due to servicing transfer

$ 193,538 Transfer of cap due to servicing transfer

$ 193,474 Transfer of cap due to servicing transfer

$ 193,437 Transfer of cap due to servicing transfer

$ 193,316 Transfer of cap due to servicing transfer

$ 193,077 Transfer of cap due to servicing transfer

$ 193,032 Transfer of cap due to servicing transfer

$ 164,311 Reallocation due to MHA program deobligation

$ 164,309 Transfer of cap due to servicing transfer

$ 164,307 Transfer of cap due to servicing transfer

Eastern Bank Boston MA - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

Eaton National Bank & Trust Company Eaton OH $ 60,000 N/A $ 150,000 Updated portfolio data from servicer

$ 200,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

- Termination of SPA

EMC Mortgage Corporation Lewisville TX $ 707,380,000 N/A $ 707,370,000 Updated portfolio data from servicer/additional program initial cap

$ 1,209,800,000 Updated portfolio data from servicer/additional program initial cap

$ 1,075,240,000 Updated portfolio data from servicer/additional program initial cap

$ 683,100,000 Updated portfolio data from servicer

$ 682,470,000 Transfer of cap due to servicing transfer

$ 695,570,000 Updated portfolio data from servicer/additional program initial cap

$ 687,563,543 Updated portfolio data from servicer

$ 687,463,543 Transfer of cap due to servicing transfer

$ 683,063,543 Transfer of cap due to servicing transfer

$ 683,062,741 Updated due to quarterly assessment and reallocation

$ 682,162,741 Transfer of cap due to servicing transfer

$ 678,162,741 Transfer of cap due to servicing transfer

$ 678,161,816 Updated due to quarterly assessment and reallocation

$ 555,261,816 Transfer of cap due to servicing transfer

$ 555,253,088 Updated due to quarterly assessment and reallocation

$ 554,653,088 Transfer of cap due to servicing transfer

8 $ 35,441,779 Termination of SPA

Farmers State Bank West Salem OH $ 170,000 N/A $ 80,000 Updated portfolio data from servicer/additional program initial cap

$ 130,000 Updated portfolio data from servicer/additional program initial cap

$ 230,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

- Termination of SPA

Fay Servicing, LLC Chicago IL $ 3,100,000 N/A $ 8,268,169 Updated portfolio data from servicer

$ 8,268,157 Updated due to quarterly assessment and reallocation

$ 8,268,142 Updated due to quarterly assessment and reallocation

$ 8,668,142 Transfer of cap due to servicing transfer

$ 8,667,999 Updated due to quarterly assessment and reallocation

$ 9,367,999 Transfer of cap due to servicing transfer

$ 9,467,999 Transfer of cap due to servicing transfer

$ 9,667,999 Transfer of cap due to servicing transfer

$ 11,367,999 Transfer of cap due to servicing transfer

$ 12,967,999 Transfer of cap due to servicing transfer

$ 13,007,999 Transfer of cap due to servicing transfer

$ 12,797,999 Transfer of cap due to servicing transfer

$ 12,797,894 Updated due to quarterly assessment and reallocation

04/28/2015 $ 73,328

03/26/2015 $ (142)

12/29/2014 $ (377)

09/29/2014 $ (39)

07/29/2014 $ (117)

06/27/2016 $ (1,123)

05/31/2016 $ (1,879)

03/28/2016 $ (240)

02/25/2016 $ (11,493)

12/28/2015 $ (1,672)

09/28/2015 $ (2,259)

12/27/2016 $ (15)

11/29/2016 $ (95)

11/07/2016 $ 715

10/25/2016 $ (1,855)

09/28/2016 $ (1,964)

07/27/2016 $ (1,123)

10/26/2017 $ (61)

09/26/2017 $ (494)

07/26/2017 $ (4)

06/26/2017 $ (127)

04/26/2017 $ (17)

02/27/2017 $ (253)

07/26/2018 $ (28,721)

06/21/2018 $ (45)

04/25/2018 $ (239)

03/22/2018 $ (121)

02/26/2018 $ (37)

12/21/2017 $ (64)

09/30/2010 $ (54,944)

07/14/2010 $ 50,000

12/23/2009 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ 90,000

03/16/2016 Purchase Financial Instrument for Home Loan Modifications 03/16/2016 $ 20,000

09/26/2018 $ (2)

08/27/2018 $ (2)

07/16/2010 $ (630,000)

07/14/2010 $ (392,140,000)

03/26/2010 $ (134,560,000)

12/30/2009 $ 502,430,000

07/31/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (10,000)

05/20/2011 $ (145,056)

02/16/2011 $ (900,000)

01/06/2011 $ (802)

12/15/2010 $ (4,400,000)

10/15/2010 $ (100,000)

09/30/2010 $ (8,006,457)

09/30/2010 $ 13,100,000

10/19/2011 $ (519,211,309)

07/14/2011 $ (600,000)

06/29/2011 $ (8,728)

05/13/2011 $ (122,900,000)

03/30/2011 $ (925)

03/16/2011 $ (4,000,000)

05/20/2011 $ (145,056)

09/30/2010 $ 45,056

07/14/2010 $ (130,000)

03/26/2010 $ 100,000

12/30/2009 $ 50,000

07/17/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (90,000)

09/15/2011 $ 700,000

06/29/2011 $ (143)

04/13/2011 $ 400,000

03/30/2011 $ (15)

01/06/2011 $ (12)

09/03/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 5,168,169

06/14/2012 $ (210,000)

05/16/2012 $ 40,000

04/16/2012 $ 1,600,000

12/15/2011 $ 1,700,000

11/16/2011 $ 200,000

10/14/2011 $ 100,000

06/28/2012 $ (105)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 12,847,894 Transfer of cap due to servicing transfer

$ 12,937,894 Transfer of cap due to servicing transfer

$ 12,937,600 Updated due to quarterly assessment and reallocation

$ 14,747,600 Transfer of cap due to servicing transfer

$ 14,747,539 Updated due to quarterly assessment and reallocation

$ 14,777,539 Transfer of cap due to servicing transfer

$ 14,187,539 Transfer of cap due to servicing transfer

$ 14,107,539 Transfer of cap due to servicing transfer

$ 14,107,325 Updated due to quarterly assessment and reallocation

$ 14,307,325 Transfer of cap due to servicing transfer

$ 18,017,325 Transfer of cap due to servicing transfer

$ 19,777,325 Transfer of cap due to servicing transfer

$ 19,777,239 Updated due to quarterly assessment and reallocation

$ 26,427,239 Transfer of cap due to servicing transfer

$ 26,447,239 Transfer of cap due to servicing transfer

$ 31,287,239 Transfer of cap due to servicing transfer

$ 31,287,185 Updated due to quarterly assessment and reallocation

$ 32,007,185 Transfer of cap due to servicing transfer

$ 33,047,185 Transfer of cap due to servicing transfer

$ 33,187,185 Transfer of cap due to servicing transfer

$ 33,102,809 Updated due to quarterly assessment and reallocation

$ 41,452,809 Transfer of cap due to servicing transfer

$ 47,342,809 Transfer of cap due to servicing transfer

$ 53,062,809 Transfer of cap due to servicing transfer

$ 53,058,764 Updated due to quarterly assessment and reallocation

$ 53,128,764 Transfer of cap due to servicing transfer

$ 53,768,764 Transfer of cap due to servicing transfer

$ 69,548,764 Transfer of cap due to servicing transfer

$ 69,479,204 Updated due to quarterly assessment and reallocation

$ 69,189,204 Transfer of cap due to servicing transfer

$ 69,051,020 Updated due to quarterly assessment and reallocation

$ 70,041,020 Transfer of cap due to servicing transfer

$ 72,931,020 Transfer of cap due to servicing transfer

$ 72,892,870 Updated due to quarterly assessment and reallocation

$ 71,062,870 Transfer of cap due to servicing transfer

$ 77,042,870 Transfer of cap due to servicing transfer

$ 71,112,870 Transfer of cap due to servicing transfer

$ 70,783,986 Updated due to quarterly assessment and reallocation

$ 70,863,986 Transfer of cap due to servicing transfer

$ 72,393,986 Transfer of cap due to servicing transfer

$ 71,623,986 Transfer of cap due to servicing transfer

$ 72,694,591 Updated due to quarterly assessment and reallocation

$ 73,324,591 Transfer of cap due to servicing transfer

$ 73,206,401 Updated due to quarterly assessment and reallocation

$ 73,386,401 Transfer of cap due to servicing transfer

$ 73,916,401 Transfer of cap due to servicing transfer

$ 73,736,587 Updated due to quarterly assessment and reallocation

$ 67,236,587 Transfer of cap due to servicing transfer

$ 73,516,587 Transfer of cap due to servicing transfer

$ 75,266,587 Transfer of cap due to servicing transfer

$ 76,297,146 Updated due to quarterly assessment and reallocation

$ 81,607,146 Transfer of cap due to servicing transfer

$ 85,487,146 Transfer of cap due to servicing transfer

$ 89,407,146 Transfer of cap due to servicing transfer

$ 88,249,178 Updated due to quarterly assessment and reallocation

$ 95,649,178 Transfer of cap due to servicing transfer

$ 94,909,178 Transfer of cap due to servicing transfer

$ 86,889,652 Reallocation due to MHA program deobligation

$ 89,869,652 Transfer of cap due to servicing transfer

$ 89,689,802 Updated due to quarterly assessment and reallocation

$ 90,799,802 Transfer of cap due to servicing transfer

$ 92,329,802 Transfer of cap due to servicing transfer

$ 91,165,511 Updated due to quarterly assessment and reallocation

$ 94,215,511 Transfer of cap due to servicing transfer

$ 93,612,463 Updated due to quarterly assessment and reallocation

$ 92,842,463 Transfer of cap due to servicing transfer

$ 92,290,387 Updated due to quarterly assessment and reallocation

$ 92,970,387 Transfer of cap due to servicing transfer

$ 96,250,387 Transfer of cap due to servicing transfer

$ 97,200,157 Updated due to quarterly assessment and reallocation

$ 98,340,157 Transfer of cap due to servicing transfer

$ 96,999,233 Updated due to quarterly assessment and reallocation

$ 97,516,206 Updated due to quarterly assessment and reallocation

12/27/2012 $ (61)

10/16/2012 $ 1,810,000

09/27/2012 $ (294)

08/16/2012 $ 90,000

07/16/2012 $ 50,000

05/16/2013 $ 3,710,000

04/16/2013 $ 200,000

03/25/2013 $ (214)

03/14/2013 $ (80,000)

02/14/2013 $ (590,000)

01/16/2013 $ 30,000

09/27/2013 $ (54)

09/16/2013 $ 4,840,000

08/15/2013 $ 20,000

07/16/2013 $ 6,650,000

06/27/2013 $ (86)

06/14/2013 $ 1,760,000

02/13/2014 $ 5,890,000

01/16/2014 $ 8,350,000

12/23/2013 $ (84,376)

12/16/2013 $ 140,000

11/14/2013 $ 1,040,000

10/15/2013 $ 720,000

06/26/2014 $ (69,560)

06/16/2014 $ 15,780,000

05/15/2014 $ 640,000

04/16/2014 $ 70,000

03/26/2014 $ (4,045)

03/14/2014 $ 5,720,000

10/16/2014 $ (1,830,000)

09/29/2014 $ (38,150)

09/16/2014 $ 2,890,000

08/14/2014 $ 990,000

07/29/2014 $ (138,184)

07/16/2014 $ (290,000)

03/16/2015 $ (770,000)

02/13/2015 $ 1,530,000

01/15/2015 $ 80,000

12/29/2014 $ (328,884)

12/16/2014 $ (5,930,000)

11/14/2014 $ 5,980,000

06/25/2015 $ (179,814)

06/16/2015 $ 530,000

05/14/2015 $ 180,000

04/28/2015 $ (118,190)

04/16/2015 $ 630,000

03/26/2015 $ 1,070,605

11/16/2015 $ 3,880,000

10/15/2015 $ 5,310,000

09/28/2015 $ 1,030,559

09/16/2015 $ 1,750,000

08/14/2015 $ 6,280,000

07/16/2015 $ (6,500,000)

03/16/2016 $ 2,980,000

02/25/2016 $ (8,019,526)

02/16/2016 $ (740,000)

01/14/2016 $ 7,400,000

12/28/2015 $ (1,157,968)

12/16/2015 $ 3,920,000

06/27/2016 $ (603,048)

06/16/2016 $ 3,050,000

05/31/2016 $ (1,164,291)

05/16/2016 $ 1,530,000

04/14/2016 $ 1,110,000

03/28/2016 $ (179,850)

10/14/2016 $ 1,140,000

09/28/2016 $ 949,770

09/15/2016 $ 3,280,000

08/16/2016 $ 680,000

07/27/2016 $ (552,076)

07/14/2016 $ (770,000)

11/07/2016 $ 516,973

10/25/2016 $ (1,340,924)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 100,216,206 Transfer of cap due to servicing transfer

$ 100,156,425 Updated due to quarterly assessment and reallocation

$ 100,396,425 Transfer of cap due to servicing transfer

$ 100,387,041 Transfer of cap due to servicing transfer

$ 103,397,041 Transfer of cap due to servicing transfer

$ 106,457,041 Transfer of cap due to servicing transfer

$ 106,251,004 Transfer of cap due to servicing transfer

$ 106,231,004 Transfer of cap due to servicing transfer

$ 106,218,041 Transfer of cap due to servicing transfer

$ 108,603,471 Transfer of cap due to servicing transfer

$ 109,096,647 Transfer of cap due to servicing transfer

$ 113,700,539 Transfer of cap due to servicing transfer

$ 116,953,344 Transfer of cap due to servicing transfer

$ 118,541,841 Transfer of cap due to servicing transfer

$ 119,618,182 Transfer of cap due to servicing transfer

$ 119,618,181 Transfer of cap due to servicing transfer

$ 120,379,792 Transfer of cap due to servicing transfer

$ 120,849,484 Transfer of cap due to servicing transfer

$ 126,457,485 Transfer of cap due to servicing transfer

$ 110,755,313 Reallocation due to MHA program deobligation

$ 110,754,377 Transfer of cap due to servicing transfer

$ 110,753,602 Transfer of cap due to servicing transfer

FCI Lender Services, Inc. Anaheim Hills CA - N/A 3 $ 500,000 Transfer of cap due to servicing transfer

$ 600,000 Transfer of cap due to servicing transfer

$ 599,991 Updated due to quarterly assessment and reallocation

$ 799,991 Transfer of cap due to servicing transfer

$ 899,991 Transfer of cap due to servicing transfer

$ 3,399,991 Transfer of cap due to servicing transfer

$ 4,909,991 Transfer of cap due to servicing transfer

$ 5,359,991 Transfer of cap due to servicing transfer

$ 5,359,925 Updated due to quarterly assessment and reallocation

$ 5,609,925 Transfer of cap due to servicing transfer

$ 5,699,925 Transfer of cap due to servicing transfer

$ 5,699,734 Updated due to quarterly assessment and reallocation

$ 5,839,734 Transfer of cap due to servicing transfer

$ 5,909,734 Transfer of cap due to servicing transfer

$ 5,949,734 Transfer of cap due to servicing transfer

$ 5,949,700 Updated due to quarterly assessment and reallocation

$ 5,989,700 Transfer of cap due to servicing transfer

$ 6,039,700 Transfer of cap due to servicing transfer

$ 6,399,700 Transfer of cap due to servicing transfer

$ 6,399,565 Updated due to quarterly assessment and reallocation

$ 6,389,565 Transfer of cap due to servicing transfer

$ 6,429,565 Transfer of cap due to servicing transfer

$ 6,629,565 Transfer of cap due to servicing transfer

$ 6,629,512 Updated due to quarterly assessment and reallocation

$ 6,649,512 Transfer of cap due to servicing transfer

$ 6,649,493 Updated due to quarterly assessment and reallocation

$ 6,909,493 Transfer of cap due to servicing transfer

$ 6,939,493 Transfer of cap due to servicing transfer

$ 6,905,738 Updated due to quarterly assessment and reallocation

$ 7,015,738 Transfer of cap due to servicing transfer

$ 7,655,738 Transfer of cap due to servicing transfer

$ 7,654,433 Updated due to quarterly assessment and reallocation

$ 7,774,433 Transfer of cap due to servicing transfer

$ 7,814,433 Transfer of cap due to servicing transfer

$ 7,924,433 Transfer of cap due to servicing transfer

$ 7,908,595 Updated due to quarterly assessment and reallocation

$ 8,348,595 Transfer of cap due to servicing transfer

$ 8,315,304 Updated due to quarterly assessment and reallocation

$ 9,425,304 Transfer of cap due to servicing transfer

$ 9,465,304 Transfer of cap due to servicing transfer

$ 9,452,850 Updated due to quarterly assessment and reallocation

$ 9,472,850 Transfer of cap due to servicing transfer

$ 9,492,850 Transfer of cap due to servicing transfer

$ 9,682,850 Transfer of cap due to servicing transfer

$ 8,118,179 Updated due to quarterly assessment and reallocation

$ 8,128,179 Transfer of cap due to servicing transfer

$ 8,138,179 Transfer of cap due to servicing transfer

$ 7,545,170 Updated due to quarterly assessment and reallocation

$ 5,204,049 Updated due to quarterly assessment and reallocation

$ 5,254,049 Transfer of cap due to servicing transfer

$ 5,314,049 Transfer of cap due to servicing transfer

12/27/2016 $ (9,384)

12/15/2016 $ 240,000

11/29/2016 $ (59,781)

11/16/2016 $ 2,700,000

06/26/2017 $ 2,385,430

04/26/2017 $ (12,963)

03/16/2017 $ (20,000)

02/27/2017 $ (206,037)

02/16/2017 $ 3,060,000

01/13/2017 $ 3,010,000

03/15/2018 $ (1)

02/26/2018 $ 1,076,341

12/21/2017 $ 1,588,497

10/26/2017 $ 3,252,805

09/26/2017 $ 4,603,892

07/26/2017 $ 493,176

09/26/2018 $ (775)

08/27/2018 $ (936)

07/26/2018 $ (15,702,172)

06/21/2018 $ 5,608,001

04/25/2018 $ 469,692

03/22/2018 $ 761,611

11/16/2011 $ 2,500,000

09/15/2011 $ 100,000

07/14/2011 $ 200,000

06/29/2011 $ (9)

06/16/2011 $ 100,000

05/13/2011 Purchase Financial Instrument for Home Loan Modifications 05/13/2011 $ 500,000

09/27/2012 $ (191)

08/16/2012 $ 90,000

07/16/2012 $ 250,000

06/28/2012 $ (66)

06/14/2012 $ 450,000

05/16/2012 $ 1,510,000

02/14/2013 $ 50,000

01/16/2013 $ 40,000

12/27/2012 $ (34)

12/14/2012 $ 40,000

11/15/2012 $ 70,000

10/16/2012 $ 140,000

06/27/2013 $ (53)

06/14/2013 $ 200,000

05/16/2013 $ 40,000

04/16/2013 $ (10,000)

03/25/2013 $ (135)

03/14/2013 $ 360,000

02/13/2014 $ 110,000

12/23/2013 $ (33,755)

11/14/2013 $ 30,000

10/15/2013 $ 260,000

09/27/2013 $ (19)

07/16/2013 $ 20,000

06/26/2014 $ (15,838)

06/16/2014 $ 110,000

05/15/2014 $ 40,000

04/16/2014 $ 120,000

03/26/2014 $ (1,305)

03/14/2014 $ 640,000

10/16/2014 $ 20,000

09/29/2014 $ (12,454)

09/16/2014 $ 40,000

08/14/2014 $ 1,110,000

07/29/2014 $ (33,291)

07/16/2014 $ 440,000

03/26/2015 $ (593,009)

02/13/2015 $ 10,000

01/15/2015 $ 10,000

12/29/2014 $ (1,564,671)

12/16/2014 $ 190,000

11/14/2014 $ 20,000

06/16/2015 $ 60,000

05/14/2015 $ 50,000

04/28/2015 $ (2,341,121)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 4,747,883 Updated due to quarterly assessment and reallocation

$ 4,827,883 Transfer of cap due to servicing transfer

$ 5,047,883 Transfer of cap due to servicing transfer

$ 5,307,883 Transfer of cap due to servicing transfer

$ 4,460,330 Updated due to quarterly assessment and reallocation

$ 4,540,330 Transfer of cap due to servicing transfer

$ 4,960,330 Transfer of cap due to servicing transfer

$ 5,380,330 Transfer of cap due to servicing transfer

$ 4,600,203 Updated due to quarterly assessment and reallocation

$ 4,830,203 Transfer of cap due to servicing transfer

$ 5,080,203 Transfer of cap due to servicing transfer

$ 2,543,797 Reallocation due to MHA program deobligation

$ 2,573,797 Transfer of cap due to servicing transfer

$ 2,519,447 Updated due to quarterly assessment and reallocation

$ 2,869,447 Transfer of cap due to servicing transfer

$ 2,869,447 Transfer of cap due to servicing transfer

$ 2,396,749 Updated due to quarterly assessment and reallocation

$ 2,476,749 Transfer of cap due to servicing transfer

$ 2,186,547 Updated due to quarterly assessment and reallocation

$ 2,086,547 Transfer of cap due to servicing transfer

$ 1,805,531 Updated due to quarterly assessment and reallocation

$ 1,905,531 Transfer of cap due to servicing transfer

$ 2,265,531 Transfer of cap due to servicing transfer

$ 1,553,439 Updated due to quarterly assessment and reallocation

$ 1,673,439 Transfer of cap due to servicing transfer

$ 943,418 Updated due to quarterly assessment and reallocation

$ 1,224,867 Updated due to quarterly assessment and reallocation

$ 1,304,867 Transfer of cap due to servicing transfer

$ 1,298,887 Updated due to quarterly assessment and reallocation

$ 2,148,887 Transfer of cap due to servicing transfer

$ 2,146,965 Transfer of cap due to servicing transfer

$ 2,666,965 Transfer of cap due to servicing transfer

$ 2,866,965 Transfer of cap due to servicing transfer

$ 2,820,743 Transfer of cap due to servicing transfer

$ 2,830,743 Transfer of cap due to servicing transfer

$ 2,827,700 Transfer of cap due to servicing transfer

$ 2,805,423 Transfer of cap due to servicing transfer

$ 2,804,742 Transfer of cap due to servicing transfer

$ 1,920,074 Transfer of cap due to servicing transfer

$ 1,808,472 Transfer of cap due to servicing transfer

$ 1,695,480 Transfer of cap due to servicing transfer

$ 1,689,994 Transfer of cap due to servicing transfer

$ 1,671,534 Transfer of cap due to servicing transfer

$ 1,633,947 Transfer of cap due to servicing transfer

$ 1,627,467 Transfer of cap due to servicing transfer

$ 817,115 Reallocation due to MHA program deobligation

$ 817,071 Transfer of cap due to servicing transfer

$ 817,032 Transfer of cap due to servicing transfer

Fidelity Bank (Fidelity Homestead 

SavingsBank) New Orleans LA $ 2,940,000 N/A $ 3,080,000 Updated portfolio data from servicer/additional program initial cap

$ 9,380,000 Updated portfolio data from servicer

$ 7,400,000 Updated portfolio data from servicer

$ 1,015,389 Updated portfolio data from servicer

$ 1,015,388 Updated due to quarterly assessment and reallocation

$ 1,015,386 Updated due to quarterly assessment and reallocation

$ 1,015,370 Updated due to quarterly assessment and reallocation

$ 1,015,358 Updated due to quarterly assessment and reallocation

$ 1,015,326 Updated due to quarterly assessment and reallocation

$ 1,015,321 Updated due to quarterly assessment and reallocation

$ 1,015,300 Updated due to quarterly assessment and reallocation

$ 1,015,292 Updated due to quarterly assessment and reallocation

$ 1,015,289 Updated due to quarterly assessment and reallocation

$ 1,010,573 Updated due to quarterly assessment and reallocation

$ 1,010,408 Updated due to quarterly assessment and reallocation

$ 1,008,464 Updated due to quarterly assessment and reallocation

$ 1,004,602 Updated due to quarterly assessment and reallocation

$ 1,003,326 Updated due to quarterly assessment and reallocation

$ 872,692 Updated due to quarterly assessment and reallocation

$ 823,555 Updated due to quarterly assessment and reallocation

$ 636,149 Updated due to quarterly assessment and reallocation

$ 590,545 Updated due to quarterly assessment and reallocation

$ 529,607 Updated due to quarterly assessment and reallocation

$ 488,383 Updated due to quarterly assessment and reallocation

08/14/2015 $ 220,000

07/16/2015 $ 80,000

06/25/2015 $ (566,166)

12/28/2015 $ (780,127)

12/16/2015 $ 420,000

11/16/2015 $ 420,000

10/15/2015 $ 80,000

09/28/2015 $ (847,553)

09/16/2015 $ 260,000

04/14/2016 $ 350,000

03/28/2016 $ (54,350)

03/16/2016 $ 30,000

02/25/2016 $ (2,536,406)

02/16/2016 $ 250,000

01/14/2016 $ 230,000

07/27/2016 $ (281,016)

07/14/2016 $ (100,000)

06/27/2016 $ (290,202)

06/16/2016 $ 80,000

05/31/2016 $ (472,698)

05/16/2016 -

11/07/2016 $ 281,449

10/25/2016 $ (730,021)

10/14/2016 $ 120,000

09/28/2016 $ (712,092)

09/15/2016 $ 360,000

08/16/2016 $ 100,000

02/16/2017 $ 200,000

01/13/2017 $ 520,000

12/27/2016 $ (1,922)

12/15/2016 $ 850,000

11/29/2016 $ (5,980)

11/16/2016 $ 80,000

09/26/2017 $ (884,668)

07/26/2017 $ (681)

06/26/2017 $ (22,277)

04/26/2017 $ (3,043)

03/16/2017 $ 10,000

02/27/2017 $ (46,222)

06/21/2018 $ (6,480)

04/25/2018 $ (37,587)

03/22/2018 $ (18,460)

02/26/2018 $ (5,486)

12/21/2017 $ (112,992)

10/26/2017 $ (111,602)

07/14/2010 $ (1,980,000)

03/26/2010 $ 6,300,000

12/09/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 140,000

09/26/2018 $ (39)

08/27/2018 $ (44)

07/26/2018 $ (810,352)

09/27/2012 $ (32)

06/28/2012 $ (12)

06/29/2011 $ (16)

03/30/2011 $ (2)

01/06/2011 $ (1)

09/30/2010 $ (6,384,611)

03/26/2014 $ (165)

12/23/2013 $ (4,716)

09/27/2013 $ (3)

06/27/2013 $ (8)

03/25/2013 $ (21)

12/27/2012 $ (5)

04/28/2015 $ (187,406)

03/26/2015 $ (49,137)

12/29/2014 $ (130,634)

09/29/2014 $ (1,276)

07/29/2014 $ (3,862)

06/26/2014 $ (1,944)

12/28/2015 $ (41,224)

09/28/2015 $ (60,938)

06/25/2015 $ (45,604)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 361,409 Reallocation due to MHA program deobligation

$ 358,754 Updated due to quarterly assessment and reallocation

$ 333,114 Updated due to quarterly assessment and reallocation

$ 317,797 Updated due to quarterly assessment and reallocation

$ 302,475 Updated due to quarterly assessment and reallocation

$ 275,640 Updated due to quarterly assessment and reallocation

$ 250,217 Updated due to quarterly assessment and reallocation

$ 260,019 Updated due to quarterly assessment and reallocation

$ 259,741 Updated due to quarterly assessment and reallocation

$ 259,698 Transfer of cap due to servicing transfer

$ 258,959 Transfer of cap due to servicing transfer

$ 258,893 Transfer of cap due to servicing transfer

$ 258,224 Transfer of cap due to servicing transfer

$ 258,204 Transfer of cap due to servicing transfer

$ 236,441 Transfer of cap due to servicing transfer

$ 233,742 Transfer of cap due to servicing transfer

$ 230,930 Transfer of cap due to servicing transfer

$ 230,759 Transfer of cap due to servicing transfer

$ 230,202 Transfer of cap due to servicing transfer

$ 229,101 Transfer of cap due to servicing transfer

$ 228,894 Transfer of cap due to servicing transfer

$ 180,198 Reallocation due to MHA program deobligation

$ 180,195 Transfer of cap due to servicing transfer

$ 180,192 Transfer of cap due to servicing transfer

Fifth Third Bank Cincinnati OH $ 1 N/A $ 15,000 Transfer of cap due to servicing transfer

FIRST BANK St. Louis MO $ 6,460,000 N/A $ 4,930,000 Updated portfolio data from servicer/additional program initial cap

$ 5,610,000 Updated portfolio data from servicer/additional program initial cap

$ 8,070,000 Updated portfolio data from servicer

$ 5,600,000 Updated portfolio data from servicer

$ 8,123,114 Updated portfolio data from servicer

$ 8,123,112 Updated due to quarterly assessment and reallocation

$ 8,123,110 Updated due to quarterly assessment and reallocation

$ 8,123,095 Updated due to quarterly assessment and reallocation

$ 8,123,092 Updated due to quarterly assessment and reallocation

$ 8,123,087 Updated due to quarterly assessment and reallocation

$ 8,123,086 Updated due to quarterly assessment and reallocation

$ 8,123,081 Updated due to quarterly assessment and reallocation

$ 8,123,080 Updated due to quarterly assessment and reallocation

$ 8,122,606 Updated due to quarterly assessment and reallocation

$ 8,122,588 Updated due to quarterly assessment and reallocation

$ 8,122,553 Updated due to quarterly assessment and reallocation

$ 8,124,275 Updated due to quarterly assessment and reallocation

$ 8,157,474 Updated due to quarterly assessment and reallocation

$ 10,461,807 Updated due to quarterly assessment and reallocation

$ 10,466,222 Updated due to quarterly assessment and reallocation

$ 10,962,208 Updated due to quarterly assessment and reallocation

$ 11,000,545 Updated due to quarterly assessment and reallocation

$ 11,016,767 Updated due to quarterly assessment and reallocation

$ 11,029,056 Updated due to quarterly assessment and reallocation

$ 10,636,309 Reallocation due to MHA program deobligation

$ 10,628,199 Updated due to quarterly assessment and reallocation

$ 10,648,199 Transfer of cap due to servicing transfer

$ 10,586,948 Updated due to quarterly assessment and reallocation

$ 10,553,534 Updated due to quarterly assessment and reallocation

$ 10,516,006 Updated due to quarterly assessment and reallocation

$ 10,471,344 Updated due to quarterly assessment and reallocation

$ 10,438,125 Updated due to quarterly assessment and reallocation

$ 10,450,932 Updated due to quarterly assessment and reallocation

$ 9,180,932 Transfer of cap due to servicing transfer

$ 9,176,164 Updated due to quarterly assessment and reallocation

$ 9,175,472 Transfer of cap due to servicing transfer

$ 9,163,782 Transfer of cap due to servicing transfer

$ 9,163,024 Transfer of cap due to servicing transfer

$ 9,157,078 Transfer of cap due to servicing transfer

$ 9,156,898 Transfer of cap due to servicing transfer

$ 9,133,728 Transfer of cap due to servicing transfer

$ 9,130,855 Transfer of cap due to servicing transfer

$ 9,127,862 Transfer of cap due to servicing transfer

$ 9,127,717 Transfer of cap due to servicing transfer

$ 9,127,243 Transfer of cap due to servicing transfer

$ 9,126,306 Transfer of cap due to servicing transfer

$ 9,126,130 Transfer of cap due to servicing transfer

$ 7,954,155 Reallocation due to MHA program deobligation

05/31/2016 $ (25,640)

03/28/2016 $ (2,655)

02/25/2016 $ (126,974)

11/29/2016 $ (278)

11/07/2016 $ 9,802

10/25/2016 $ (25,423)

09/28/2016 $ (26,835)

07/27/2016 $ (15,322)

06/27/2016 $ (15,317)

09/26/2017 $ (21,763)

07/26/2017 $ (20)

06/26/2017 $ (669)

04/26/2017 $ (66)

02/27/2017 $ (739)

12/27/2016 $ (43)

06/21/2018 $ (207)

04/25/2018 $ (1,101)

03/22/2018 $ (557)

02/26/2018 $ (171)

12/21/2017 $ (2,812)

10/26/2017 $ (2,699)

12/30/2009 $ 680,000

07/29/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (1,530,000)

06/14/2018 Purchase Financial Instrument for Home Loan Modifications 06/21/2018 $ 14,999

09/26/2018 $ (3)

08/27/2018 $ (3)

07/26/2018 $ (48,696)

06/29/2011 $ (15)

03/30/2011 $ (2)

01/06/2011 $ (2)

09/30/2010 $ 2,523,114

07/14/2010 $ (2,470,000)

03/26/2010 $ 2,460,000

12/23/2013 $ (474)

06/27/2013 $ (1)

03/25/2013 $ (5)

12/27/2012 $ (1)

09/27/2012 $ (5)

06/28/2012 $ (3)

03/26/2015 $ 4,415

12/29/2014 $ 2,304,333

09/29/2014 $ 33,199

07/29/2014 $ 1,722

06/26/2014 $ (35)

03/26/2014 $ (18)

03/28/2016 $ (8,110)

02/25/2016 $ (392,747)

12/28/2015 $ 12,289

09/28/2015 $ 16,222

06/25/2015 $ 38,337

04/28/2015 $ 495,986

10/25/2016 $ (33,219)

09/28/2016 $ (44,662)

07/27/2016 $ (37,528)

06/27/2016 $ (33,414)

05/31/2016 $ (61,251)

05/16/2016 $ 20,000

04/26/2017 $ (758)

02/27/2017 $ (11,690)

12/27/2016 $ (692)

11/29/2016 $ (4,768)

11/16/2016 $ (1,270,000)

11/07/2016 $ 12,807

02/26/2018 $ (145)

12/21/2017 $ (2,993)

10/26/2017 $ (2,873)

09/26/2017 $ (23,170)

07/26/2017 $ (180)

06/26/2017 $ (5,946)

07/26/2018 $ (1,171,975)

06/21/2018 $ (176)

04/25/2018 $ (937)

03/22/2018 $ (474)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 7,954,091 Transfer of cap due to servicing transfer

$ 7,954,020 Transfer of cap due to servicing transfer

First Citizens Bank & Trust Company Hendersonville NC - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 30,000 Transfer of cap due to servicing transfer

First Federal Bank of Florida Lake City FL $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

- Termination of SPA

First Federal Savings and Loan Port Angeles WA $ 770,000 N/A $ 2,790,000 Updated portfolio data from servicer/additional program initial cap

$ 14,160,000 Updated portfolio data from servicer

- Termination of SPA

First Federal Savings and Loan 

Association of Lakewood Lakewood OH $ 3,460,000 N/A $ 3,620,000 Updated portfolio data from servicer/additional program initial cap

- Termination of SPA

First Financial Bank, N.A. Terre Haute ID $ 4,300,000 N/A $ 11,314,337 Updated portfolio data from servicer

$ 11,314,320 Updated due to quarterly assessment and reallocation

$ 11,314,300 Updated due to quarterly assessment and reallocation

$ 11,314,108 Updated due to quarterly assessment and reallocation

$ 11,313,964 Updated due to quarterly assessment and reallocation

$ 11,313,568 Updated due to quarterly assessment and reallocation

$ 11,313,501 Updated due to quarterly assessment and reallocation

$ 11,313,248 Updated due to quarterly assessment and reallocation

$ 11,313,153 Updated due to quarterly assessment and reallocation

$ 11,313,119 Updated due to quarterly assessment and reallocation

$ 11,255,343 Updated due to quarterly assessment and reallocation

$ 11,253,312 Updated due to quarterly assessment and reallocation

$ 11,229,340 Updated due to quarterly assessment and reallocation

$ 11,181,727 Updated due to quarterly assessment and reallocation

$ 11,165,999 Updated due to quarterly assessment and reallocation

$ 9,260,871 Updated due to quarterly assessment and reallocation

$ 8,544,383 Updated due to quarterly assessment and reallocation

$ 5,720,330 Updated due to quarterly assessment and reallocation

$ 5,050,576 Updated due to quarterly assessment and reallocation

$ 5,060,576 Transfer of cap due to servicing transfer

$ 4,164,101 Updated due to quarterly assessment and reallocation

$ 3,500,639 Updated due to quarterly assessment and reallocation

$ 1,605,921 Reallocation due to MHA program deobligation

$ 1,566,343 Updated due to quarterly assessment and reallocation

$ 1,256,573 Updated due to quarterly assessment and reallocation

$ 1,071,522 Updated due to quarterly assessment and reallocation

$ 886,415 Updated due to quarterly assessment and reallocation

$ 562,694 Updated due to quarterly assessment and reallocation

$ 256,800 Updated due to quarterly assessment and reallocation

$ 374,733 Updated due to quarterly assessment and reallocation

$ 372,617 Updated due to quarterly assessment and reallocation

$ 372,294 Transfer of cap due to servicing transfer

09/26/2018 $ (71)

08/27/2018 $ (64)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

12/15/2016 $ 20,000

05/15/2014 Purchase Financial Instrument for Home Loan Modifications 05/15/2014 $ 10,000

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

12/16/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 160,000

05/26/2010 $ (14,160,000)

03/26/2010 $ 11,370,000

06/19/2009 Purchase Financial Instrument for Home Loan Modifications 12/30/2009 $ 2,020,000

07/14/2017 $ (101,058)

06/26/2017 $ (11)

06/28/2012 $ (144)

06/29/2011 $ (192)

03/30/2011 $ (20)

01/06/2011 $ (17)

08/27/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 7,014,337

04/21/2010 $ (3,620,000)

12/23/2013 $ (57,776)

09/27/2013 $ (34)

06/27/2013 $ (95)

03/25/2013 $ (253)

12/27/2012 $ (67)

09/27/2012 $ (396)

03/26/2015 $ (716,488)

12/29/2014 $ (1,905,128)

09/29/2014 $ (15,728)

07/29/2014 $ (47,613)

06/26/2014 $ (23,972)

03/26/2014 $ (2,031)

02/25/2016 $ (1,894,718)

12/28/2015 $ (663,462)

09/28/2015 $ (896,475)

07/16/2015 $ 10,000

06/25/2015 $ (669,754)

04/28/2015 $ (2,824,053)

10/25/2016 $ (305,894)

09/28/2016 $ (323,721)

07/27/2016 $ (185,107)

06/27/2016 $ (185,051)

05/31/2016 $ (309,770)

03/28/2016 $ (39,578)

12/27/2016 $ (323)

11/29/2016 $ (2,116)

11/07/2016 $ 117,933
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 366,688 Transfer of cap due to servicing transfer

$ 366,321 Transfer of cap due to servicing transfer

$ 363,495 Transfer of cap due to servicing transfer

$ 363,410 Transfer of cap due to servicing transfer

$ 250,704 Transfer of cap due to servicing transfer

$ 236,727 Transfer of cap due to servicing transfer

$ 222,166 Transfer of cap due to servicing transfer

$ 221,459 Transfer of cap due to servicing transfer

$ 219,154 Transfer of cap due to servicing transfer

$ 214,598 Transfer of cap due to servicing transfer

$ 213,744 Transfer of cap due to servicing transfer

$ 117,758 Reallocation due to MHA program deobligation

$ 117,753 Transfer of cap due to servicing transfer

$ 117,747 Transfer of cap due to servicing transfer

First Keystone Bank Media PA $ 1,280,000 N/A $ 1,330,000 Updated portfolio data from servicer/additional program initial cap

$ 2,350,000 Updated portfolio data from servicer

$ 1,400,000 Updated portfolio data from servicer

$ 1,450,556 Updated portfolio data from servicer

$ 1,450,554 Updated due to quarterly assessment and reallocation

$ 1,450,552 Updated due to quarterly assessment and reallocation

$ 1,350,552 Transfer of cap due to servicing transfer

$ 1,350,531 Updated due to quarterly assessment and reallocation

6 $ 14,917 Termination of SPA

First Merchants Bank Muncie IN - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

First Mortgage Company, LLC Oklahoma City OK - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

- Termination of SPA

First Mortgage Corporation Diamond Bar CA $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 103,635 Transfer of cap due to servicing transfer

$ 101,610 Reallocation due to MHA program deobligation

$ 101,568 Updated due to quarterly assessment and reallocation

$ 81,568 Transfer of cap due to servicing transfer

$ 71,568 Transfer of cap due to servicing transfer

First National Bank of Grant Park Grant Park IL $ 140,000 N/A $ 290,000 Updated portfolio data from servicer

$ 300,000 Updated portfolio data from servicer

$ 290,111 Updated portfolio data from servicer

- Termination of SPA

First National Bank of Pennsylvania Hermitage PA $ 1 N/A $ 29,233 Transfer of cap due to servicing transfer

$ 30,757 Transfer of cap due to servicing transfer

First Safety Bank Cincinnati OH $ 400,000 N/A $ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

- Termination of SPA

First State Bank Mendota IL - N/A 3 $ 30,000 Transfer of cap due to servicing transfer

$ 30,588 Updated due to quarterly assessment and reallocation

Flagstar Capital Markets Corporation Troy MI $ 800,000 N/A $ 1,160,445 Updated portfolio data from servicer

$ 1,160,443 Updated due to quarterly assessment and reallocation

$ 1,160,441 Updated due to quarterly assessment and reallocation

$ 1,160,423 Updated due to quarterly assessment and reallocation

$ 1,160,409 Updated due to quarterly assessment and reallocation

$ 1,160,372 Updated due to quarterly assessment and reallocation

$ 1,160,366 Updated due to quarterly assessment and reallocation

$ 1,160,342 Updated due to quarterly assessment and reallocation

$ 1,160,333 Updated due to quarterly assessment and reallocation

$ 1,160,330 Updated due to quarterly assessment and reallocation

$ 1,154,867 Updated due to quarterly assessment and reallocation

$ 1,154,675 Updated due to quarterly assessment and reallocation

$ 1,152,408 Updated due to quarterly assessment and reallocation

- Termination of SPA

06/26/2017 $ (2,826)

04/26/2017 $ (367)

02/27/2017 $ (5,606)

03/22/2018 $ (2,305)

02/26/2018 $ (707)

12/21/2017 $ (14,561)

10/26/2017 $ (13,977)

09/26/2017 $ (112,706)

07/26/2017 $ (85)

11/25/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 50,000

09/26/2018 $ (6)

08/27/2018 $ (5)

07/26/2018 $ (95,986)

06/21/2018 $ (854)

04/25/2018 $ (4,556)

06/16/2011 $ (100,000)

03/30/2011 $ (2)

01/06/2011 $ (2)

09/30/2010 $ 50,556

07/14/2010 $ (950,000)

03/26/2010 $ 1,020,000

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

08/16/2017 $ (20,000)

06/16/2014 Purchase Financial Instrument for Home Loan Modifications 06/16/2014 $ 20,000

01/13/2017 Purchase Financial Instrument for Home Loan Modifications 01/13/2017 $ 10,000

07/22/2011 $ (1,335,614)

06/29/2011 $ (21)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/28/2016 $ (42)

02/25/2016 $ (2,025)

02/16/2016 $ (10,000)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

01/26/2011 $ (290,111)

09/30/2010 $ (9,889)

07/14/2010 $ 10,000

01/13/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ 150,000

07/14/2016 $ (10,000)

05/16/2016 $ (20,000)

04/14/2016 Purchase Financial Instrument for Home Loan Modifications 04/14/2016 $ 30,000

03/23/2011 $ (580,221)

01/06/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 180,222

09/26/2017 $ 1,524

07/14/2017 Purchase Financial Instrument for Home Loan Modifications 07/26/2017 $ 29,232

06/28/2012 $ (14)

06/29/2011 $ (18)

03/30/2011 $ (2)

01/06/2011 $ (2)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 360,445

05/31/2016 $ 588

12/23/2013 $ (5,463)

09/27/2013 $ (3)

06/27/2013 $ (9)

03/25/2013 $ (24)

12/27/2012 $ (6)

09/27/2012 $ (37)

07/01/2014 $ (1,152,408)

06/26/2014 $ (2,267)

03/26/2014 $ (192)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

3 $ 10,000 Transfer of cap due to servicing transfer

$ 20,000 Transfer of cap due to servicing transfer

$ 30,000 Transfer of cap due to servicing transfer

$ 40,000 Transfer of cap due to servicing transfer

$ 50,000 Transfer of cap due to servicing transfer

Florida Community Bank, NA Weston FL - N/A 3 $ 150,000 Transfer of cap due to servicing transfer

$ 149,998 Updated due to quarterly assessment and reallocation

$ 169,998 Transfer of cap due to servicing transfer

$ 169,961 Updated due to quarterly assessment and reallocation

$ 169,888 Updated due to quarterly assessment and reallocation

$ 169,863 Updated due to quarterly assessment and reallocation

$ 197,023 Updated due to quarterly assessment and reallocation

$ 197,007 Updated due to quarterly assessment and reallocation

$ 196,943 Updated due to quarterly assessment and reallocation

$ 196,928 Updated due to quarterly assessment and reallocation

$ 196,908 Updated due to quarterly assessment and reallocation

$ 182,372 Updated due to quarterly assessment and reallocation

$ 137,326 Reallocation due to MHA program deobligation

$ 127,326 Transfer of cap due to servicing transfer

$ 126,608 Updated due to quarterly assessment and reallocation

$ 120,987 Updated due to quarterly assessment and reallocation

$ 117,629 Updated due to quarterly assessment and reallocation

$ 114,270 Updated due to quarterly assessment and reallocation

$ 84,270 Transfer of cap due to servicing transfer

FNF Servicing, Inc Virginia Beach VA - N/A 3 $ 3,650,000 Transfer of cap due to servicing transfer

$ 3,578,915 Transfer of cap due to servicing transfer

$ 3,574,199 Transfer of cap due to servicing transfer

$ 3,537,831 Transfer of cap due to servicing transfer

$ 3,536,730 Transfer of cap due to servicing transfer

$ 2,089,469 Transfer of cap due to servicing transfer

$ 1,909,976 Transfer of cap due to servicing transfer

$ 1,722,333 Transfer of cap due to servicing transfer

$ 1,713,222 Transfer of cap due to servicing transfer

$ 1,683,518 Transfer of cap due to servicing transfer

$ 1,624,790 Transfer of cap due to servicing transfer

$ 1,620,338 Transfer of cap due to servicing transfer

$ 917,328 Reallocation due to MHA program deobligation

$ 917,266 Transfer of cap due to servicing transfer

$ 917,200 Transfer of cap due to servicing transfer

Franklin Credit Management 

Corporation Jersey City NJ $ 27,510,000 N/A $ 33,520,000 Updated portfolio data from servicer/additional program initial cap

$ 13,770,000 Updated portfolio data from servicer/additional program initial cap

$ 8,990,000 Updated portfolio data from servicer

$ 6,600,000 Updated portfolio data from servicer

$ 9,573,670 Updated portfolio data from servicer

$ 9,573,667 Updated due to quarterly assessment and reallocation

$ 7,773,667 Transfer of cap due to servicing transfer

$ 7,773,661 Updated due to quarterly assessment and reallocation

$ 7,773,600 Updated due to quarterly assessment and reallocation

$ 7,673,600 Transfer of cap due to servicing transfer

$ 7,673,542 Updated due to quarterly assessment and reallocation

$ 7,673,378 Updated due to quarterly assessment and reallocation

$ 7,673,349 Updated due to quarterly assessment and reallocation

$ 7,673,239 Updated due to quarterly assessment and reallocation

$ 7,673,197 Updated due to quarterly assessment and reallocation

$ 7,673,182 Updated due to quarterly assessment and reallocation

$ 7,647,458 Updated due to quarterly assessment and reallocation

$ 7,687,458 Transfer of cap due to servicing transfer

$ 7,686,545 Updated due to quarterly assessment and reallocation

$ 7,675,767 Updated due to quarterly assessment and reallocation

$ 7,654,357 Updated due to quarterly assessment and reallocation

$ 7,647,284 Updated due to quarterly assessment and reallocation

$ 6,890,088 Updated due to quarterly assessment and reallocation

$ 6,605,319 Updated due to quarterly assessment and reallocation

$ 6,595,319 Transfer of cap due to servicing transfer

$ 5,473,220 Updated due to quarterly assessment and reallocation

$ 5,207,102 Updated due to quarterly assessment and reallocation

$ 5,197,102 Transfer of cap due to servicing transfer

$ 4,843,425 Updated due to quarterly assessment and reallocation

$ 4,833,425 Transfer of cap due to servicing transfer

$ 4,575,548 Updated due to quarterly assessment and reallocation

$ 3,732,460 Reallocation due to MHA program deobligation

$ 3,714,849 Updated due to quarterly assessment and reallocation

01/14/2016 $ 10,000

05/14/2015 $ 10,000

04/16/2015 $ 10,000

06/26/2014 $ (37)

04/16/2014 $ 20,000

03/26/2014 $ (2)

02/13/2014 Purchase Financial Instrument for Home Loan Modifications 02/13/2014 $ 150,000

01/13/2017 $ 10,000

09/15/2016 $ 10,000

06/25/2015 $ (15)

04/28/2015 $ (64)

03/26/2015 $ (16)

12/29/2014 $ 27,160

09/29/2014 $ (25)

07/29/2014 $ (73)

05/31/2016 $ (5,621)

03/28/2016 $ (718)

03/16/2016 $ (10,000)

02/25/2016 $ (45,046)

12/28/2015 $ (14,536)

09/28/2015 $ (20)

04/26/2017 $ (4,716)

02/27/2017 $ (71,085)

02/16/2017 Purchase Financial Instrument for Home Loan Modifications 02/16/2017 $ 3,650,000

09/15/2016 $ (30,000)

07/27/2016 $ (3,359)

06/27/2016 $ (3,358)

02/26/2018 $ (9,111)

12/21/2017 $ (187,643)

10/26/2017 $ (179,493)

09/26/2017 $ (1,447,261)

07/26/2017 $ (1,101)

06/26/2017 $ (36,368)

09/26/2018 $ (66)

08/27/2018 $ (62)

07/26/2018 $ (703,010)

06/21/2018 $ (4,452)

04/25/2018 $ (58,728)

03/22/2018 $ (29,704)

01/06/2011 $ (3)

09/30/2010 $ 2,973,670

07/14/2010 $ (2,390,000)

03/26/2010 $ (4,780,000)

12/30/2009 $ (19,750,000)

09/11/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 6,010,000

09/27/2012 $ (164)

06/28/2012 $ (58)

10/14/2011 $ (100,000)

06/29/2011 $ (61)

03/30/2011 $ (6)

02/16/2011 $ (1,800,000)

03/14/2014 $ 40,000

12/23/2013 $ (25,724)

09/27/2013 $ (15)

06/27/2013 $ (42)

03/25/2013 $ (110)

12/27/2012 $ (29)

03/26/2015 $ (284,769)

12/29/2014 $ (757,196)

09/29/2014 $ (7,073)

07/29/2014 $ (21,410)

06/26/2014 $ (10,778)

03/26/2014 $ (913)

11/16/2015 $ (10,000)

09/28/2015 $ (353,677)

08/14/2015 $ (10,000)

06/25/2015 $ (266,118)

04/28/2015 $ (1,122,099)

04/16/2015 $ (10,000)

03/28/2016 $ (17,611)

02/25/2016 $ (843,088)

12/28/2015 $ (257,877)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 3,577,011 Updated due to quarterly assessment and reallocation

$ 3,494,670 Updated due to quarterly assessment and reallocation

$ 3,411,183 Updated due to quarterly assessment and reallocation

$ 3,281,183 Transfer of cap due to servicing transfer

$ 3,185,545 Updated due to quarterly assessment and reallocation

$ 3,095,173 Updated due to quarterly assessment and reallocation

$ 3,130,015 Updated due to quarterly assessment and reallocation

$ 3,128,085 Updated due to quarterly assessment and reallocation

$ 3,127,790 Transfer of cap due to servicing transfer

$ 3,122,678 Transfer of cap due to servicing transfer

$ 3,122,343 Transfer of cap due to servicing transfer

$ 3,119,766 Transfer of cap due to servicing transfer

$ 3,119,688 Transfer of cap due to servicing transfer

$ 3,089,378 Transfer of cap due to servicing transfer

$ 3,085,619 Transfer of cap due to servicing transfer

$ 3,081,703 Transfer of cap due to servicing transfer

$ 3,081,513 Transfer of cap due to servicing transfer

$ 3,080,893 Transfer of cap due to servicing transfer

$ 3,079,668 Transfer of cap due to servicing transfer

$ 3,079,438 Transfer of cap due to servicing transfer

$ 2,667,696 Reallocation due to MHA program deobligation

$ 2,667,673 Transfer of cap due to servicing transfer

$ 2,667,649 Transfer of cap due to servicing transfer

Franklin Savings Cincinnati OH $ 1,700,000 N/A $ 2,465,945 Updated portfolio data from servicer

$ 2,465,941 Updated due to quarterly assessment and reallocation

$ 2,465,937 Updated due to quarterly assessment and reallocation

$ 2,465,897 Updated due to quarterly assessment and reallocation

$ 2,465,867 Updated due to quarterly assessment and reallocation

$ 2,465,784 Updated due to quarterly assessment and reallocation

$ 2,465,770 Updated due to quarterly assessment and reallocation

$ 2,465,717 Updated due to quarterly assessment and reallocation

$ 2,455,717 Transfer of cap due to servicing transfer

$ 2,455,697 Updated due to quarterly assessment and reallocation

$ 2,455,690 Updated due to quarterly assessment and reallocation

6 $ 9,615 Termination of SPA

Freedom Mortgage Corporation Fishers IN - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 20,000 Transfer of cap due to servicing transfer

$ 30,000 Transfer of cap due to servicing transfer

Fresno County Federal Credit Union Fresno CA $ 260,000 N/A $ 740,000 Updated portfolio data from servicer

$ 600,000 Updated portfolio data from servicer

$ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

$ 580,220 Updated due to quarterly assessment and reallocation

$ 580,212 Updated due to quarterly assessment and reallocation

$ 580,206 Updated due to quarterly assessment and reallocation

6 $ 24,954 Termination of SPA

Gateway Mortgage Group, LLC Tulsa OK $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

07/27/2016 $ (83,487)

06/27/2016 $ (82,341)

05/31/2016 $ (137,838)

12/27/2016 $ (295)

11/29/2016 $ (1,930)

11/07/2016 $ 34,842

10/25/2016 $ (90,372)

09/28/2016 $ (95,638)

08/16/2016 $ (130,000)

10/26/2017 $ (3,759)

09/26/2017 $ (30,310)

07/26/2017 $ (78)

06/26/2017 $ (2,577)

04/26/2017 $ (335)

02/27/2017 $ (5,112)

07/26/2018 $ (411,742)

06/21/2018 $ (230)

04/25/2018 $ (1,225)

03/22/2018 $ (620)

02/26/2018 $ (190)

12/21/2017 $ (3,916)

06/29/2011 $ (40)

03/30/2011 $ (4)

01/06/2011 $ (4)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 765,945

09/26/2018 $ (24)

08/27/2018 $ (23)

06/27/2013 $ (20)

06/14/2013 $ (10,000)

03/25/2013 $ (53)

12/27/2012 $ (14)

09/27/2012 $ (83)

06/28/2012 $ (30)

01/13/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ 480,000

01/13/2017 $ 10,000

07/14/2016 $ 10,000

02/16/2016 Purchase Financial Instrument for Home Loan Modifications 02/16/2016 $ 10,000

10/24/2013 $ (2,446,075)

09/27/2013 $ (7)

06/28/2012 $ (6)

06/29/2011 $ (8)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ (19,778)

07/14/2010 $ (140,000)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

07/06/2012 $ (555,252)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

10/25/2016 $ (1,226)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/27/2017 $ (22)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

- Termination of SPA

Georgia Housing & Finance Authority 

DBA State Home Mortgage Atlanta GA - N/A 3 $ 40,000 Transfer of cap due to servicing transfer

GFA Federal Credit Union Gardner MA $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

- Termination of SPA

Glass City Federal Credit Union Maumee OH $ 230,000 N/A $ 290,000 Updated portfolio data from servicer/additional program initial cap

$ 280,000 Updated portfolio data from servicer/additional program initial cap

$ 410,000 Updated portfolio data from servicer

$ 300,000 Updated portfolio data from servicer

$ 290,111 Updated portfolio data from servicer

$ 290,108 Updated due to quarterly assessment and reallocation

$ 290,106 Updated due to quarterly assessment and reallocation

$ 290,099 Updated due to quarterly assessment and reallocation

$ 290,098 Updated due to quarterly assessment and reallocation

$ 290,094 Updated due to quarterly assessment and reallocation

$ 290,092 Updated due to quarterly assessment and reallocation

$ 290,091 Updated due to quarterly assessment and reallocation

$ 289,112 Updated due to quarterly assessment and reallocation

$ 289,078 Updated due to quarterly assessment and reallocation

$ 288,672 Updated due to quarterly assessment and reallocation

$ 287,865 Updated due to quarterly assessment and reallocation

$ 287,598 Updated due to quarterly assessment and reallocation

6 $ 12,474 Termination of SPA

Glenview State Bank Glenview IL $ 370,000 N/A $ 390,000 Updated portfolio data from servicer/additional program initial cap

$ 1,640,000 Updated portfolio data from servicer

- Termination of SPA

Golden Plains Credit Union Garden City KS $ 170,000 N/A $ 180,000 Updated portfolio data from servicer/additional program initial cap

$ 210,000 Updated portfolio data from servicer

$ 200,000 Updated portfolio data from servicer

$ 290,111 Updated portfolio data from servicer

- Termination of SPA

Grafton Suburban Credit Union North Grafton MA $ 340,000 N/A $ 360,000 Updated portfolio data from servicer/additional program initial cap

$ 40,000 Updated portfolio data from servicer

$ 800,000 Updated portfolio data from servicer

$ 725,278 Updated portfolio data from servicer

$ 725,277 Updated due to quarterly assessment and reallocation

$ 725,276 Updated due to quarterly assessment and reallocation

$ 725,265 Updated due to quarterly assessment and reallocation

- Termination of SPA

Great Lakes Credit Union North Chicago IL $ 570,000 N/A $ 1,600,000 Updated portfolio data from servicer/additional program initial cap

$ 720,000 Updated portfolio data from servicer

$ 400,000 Updated portfolio data from servicer

$ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

$ 580,220 Updated due to quarterly assessment and reallocation

$ 580,212 Updated due to quarterly assessment and reallocation

$ 580,206 Updated due to quarterly assessment and reallocation

$ 580,189 Updated due to quarterly assessment and reallocation

$ 580,186 Updated due to quarterly assessment and reallocation

$ 580,175 Updated due to quarterly assessment and reallocation

$ 580,171 Updated due to quarterly assessment and reallocation

$ 580,170 Updated due to quarterly assessment and reallocation

$ 577,732 Updated due to quarterly assessment and reallocation

$ 577,646 Updated due to quarterly assessment and reallocation

$ 576,721 Updated due to quarterly assessment and reallocation

$ 574,932 Updated due to quarterly assessment and reallocation

$ 574,325 Updated due to quarterly assessment and reallocation

$ 509,427 Updated due to quarterly assessment and reallocation

$ 484,048 Updated due to quarterly assessment and reallocation

$ 398,646 Updated due to quarterly assessment and reallocation

$ 379,644 Updated due to quarterly assessment and reallocation

$ 356,376 Updated due to quarterly assessment and reallocation

$ 336,315 Updated due to quarterly assessment and reallocation

$ 265,238 Reallocation due to MHA program deobligation

$ 263,753 Updated due to quarterly assessment and reallocation

$ 252,133 Updated due to quarterly assessment and reallocation

$ 244,250 Updated due to quarterly assessment and reallocation

$ 236,364 Updated due to quarterly assessment and reallocation

$ 222,574 Updated due to quarterly assessment and reallocation

$ 209,543 Updated due to quarterly assessment and reallocation

06/26/2017 $ (11)

04/26/2017 $ (1)

12/30/2009 $ (10,000)

09/23/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 60,000

03/23/2011 $ (145,056)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

05/14/2015 Purchase Financial Instrument for Home Loan Modifications 05/14/2015 $ 40,000

08/16/2017 $ (101,058)

09/27/2012 $ (7)

06/28/2012 $ (2)

06/29/2011 $ (3)

09/30/2010 $ (9,889)

07/14/2010 $ (110,000)

03/26/2010 $ 130,000

03/26/2014 $ (34)

12/23/2013 $ (979)

09/27/2013 $ (1)

06/27/2013 $ (2)

03/25/2013 $ (4)

12/27/2012 $ (1)

03/26/2010 $ 1,250,000

12/11/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 20,000

11/03/2014 $ (275,124)

09/29/2014 $ (267)

07/29/2014 $ (807)

06/26/2014 $ (406)

02/17/2011 $ (290,111)

09/30/2010 $ 90,111

07/14/2010 $ (10,000)

03/26/2010 $ 30,000

12/16/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 10,000

05/26/2010 $ (1,640,000)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ (74,722)

07/14/2010 $ 760,000

03/26/2010 $ (320,000)

12/23/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 20,000

09/30/2010 $ 180,222

07/14/2010 $ (320,000)

03/26/2010 $ (880,000)

10/14/2009 Purchase Financial Instrument for Home Loan Modifications 12/30/2009 $ 1,030,000

01/25/2012 $ (725,265)

06/29/2011 $ (11)

12/27/2012 $ (3)

09/27/2012 $ (17)

06/28/2012 $ (6)

06/29/2011 $ (8)

03/30/2011 $ (1)

01/06/2011 $ (1)

06/26/2014 $ (925)

03/26/2014 $ (86)

12/23/2013 $ (2,438)

09/27/2013 $ (1)

06/27/2013 $ (4)

03/25/2013 $ (11)

06/25/2015 $ (19,002)

04/28/2015 $ (85,402)

03/26/2015 $ (25,379)

12/29/2014 $ (64,898)

09/29/2014 $ (607)

07/29/2014 $ (1,789)

06/27/2016 $ (7,883)

05/31/2016 $ (11,620)

03/28/2016 $ (1,485)

02/25/2016 $ (71,077)

12/28/2015 $ (20,061)

09/28/2015 $ (23,268)

10/25/2016 $ (13,031)

09/28/2016 $ (13,790)

07/27/2016 $ (7,886)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 214,567 Updated due to quarterly assessment and reallocation

$ 214,390 Updated due to quarterly assessment and reallocation

$ 214,389 Transfer of cap due to servicing transfer

$ 214,223 Transfer of cap due to servicing transfer

$ 214,197 Transfer of cap due to servicing transfer

$ 213,996 Transfer of cap due to servicing transfer

$ 213,992 Transfer of cap due to servicing transfer

$ 213,302 Transfer of cap due to servicing transfer

$ 213,216 Transfer of cap due to servicing transfer

$ 213,127 Transfer of cap due to servicing transfer

$ 213,123 Transfer of cap due to servicing transfer

$ 213,109 Transfer of cap due to servicing transfer

$ 213,081 Transfer of cap due to servicing transfer

$ 213,076 Transfer of cap due to servicing transfer

$ 185,605 Reallocation due to MHA program deobligation

$ 185,603 Transfer of cap due to servicing transfer

$ 185,601 Transfer of cap due to servicing transfer

Greater Nevada LLC dba Greater 

Nevada Mortgage Carson City NV $ 770,000 N/A $ 9,450,000 Updated portfolio data from servicer

$ 700,000 Updated portfolio data from servicer

$ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

$ 870,332 Updated due to quarterly assessment and reallocation

$ 870,324 Updated due to quarterly assessment and reallocation

$ 870,320 Updated due to quarterly assessment and reallocation

$ 870,310 Updated due to quarterly assessment and reallocation

$ 870,308 Updated due to quarterly assessment and reallocation

$ 870,301 Updated due to quarterly assessment and reallocation

$ 870,299 Updated due to quarterly assessment and reallocation

$ 870,298 Updated due to quarterly assessment and reallocation

$ 868,794 Updated due to quarterly assessment and reallocation

$ 868,751 Updated due to quarterly assessment and reallocation

$ 868,260 Updated due to quarterly assessment and reallocation

$ 867,285 Updated due to quarterly assessment and reallocation

$ 866,963 Updated due to quarterly assessment and reallocation

$ 856,850 Updated due to quarterly assessment and reallocation

$ 855,078 Updated due to quarterly assessment and reallocation

$ 1,352,737 Updated due to quarterly assessment and reallocation

$ 1,351,980 Updated due to quarterly assessment and reallocation

$ 1,346,394 Updated due to quarterly assessment and reallocation

$ 1,336,121 Updated due to quarterly assessment and reallocation

$ 1,120,511 Reallocation due to MHA program deobligation

$ 1,115,386 Updated due to quarterly assessment and reallocation

$ 1,067,819 Updated due to quarterly assessment and reallocation

$ 1,036,580 Updated due to quarterly assessment and reallocation

$ 1,005,332 Updated due to quarterly assessment and reallocation

$ 972,342 Updated due to quarterly assessment and reallocation

$ 1,048,719 Updated due to quarterly assessment and reallocation

$ 1,048,719 Updated due to quarterly assessment and reallocation

$ 1,048,483 Updated due to quarterly assessment and reallocation

$ 1,048,453 Transfer of cap due to servicing transfer

$ 1,047,713 Transfer of cap due to servicing transfer

$ 1,047,664 Transfer of cap due to servicing transfer

$ 1,047,232 Transfer of cap due to servicing transfer

$ 1,047,219 Transfer of cap due to servicing transfer

$ 1,066,160 Transfer of cap due to servicing transfer

$ 1,065,614 Transfer of cap due to servicing transfer

$ 1,065,046 Transfer of cap due to servicing transfer

$ 1,086,160 Transfer of cap due to servicing transfer

$ 948,672 Reallocation due to MHA program deobligation

$ 948,664 Transfer of cap due to servicing transfer

$ 948,656 Transfer of cap due to servicing transfer

Gregory Funding, LLC Beaverton OR - N/A 3 $ 200,000 Transfer of cap due to servicing transfer

$ 1,100,000 Transfer of cap due to servicing transfer

$ 1,200,000 Transfer of cap due to servicing transfer

$ 1,199,991 Updated due to quarterly assessment and reallocation

$ 1,219,991 Transfer of cap due to servicing transfer

$ 1,219,965 Updated due to quarterly assessment and reallocation

$ 1,269,965 Transfer of cap due to servicing transfer

$ 1,279,965 Transfer of cap due to servicing transfer

$ 1,279,960 Updated due to quarterly assessment and reallocation

$ 1,409,960 Transfer of cap due to servicing transfer

$ 1,529,960 Transfer of cap due to servicing transfer

12/27/2016 $ (1)

11/29/2016 $ (177)

11/07/2016 $ 5,024

10/26/2017 $ (86)

09/26/2017 $ (690)

07/26/2017 $ (4)

06/26/2017 $ (201)

04/26/2017 $ (26)

02/27/2017 $ (166)

07/26/2018 $ (27,471)

06/21/2018 $ (5)

04/25/2018 $ (28)

03/22/2018 $ (14)

02/26/2018 $ (4)

12/21/2017 $ (89)

01/06/2011 $ (1)

09/30/2010 $ 170,334

07/14/2010 $ (8,750,000)

01/13/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ 8,680,000

09/26/2018 $ (2)

08/27/2018 $ (2)

03/25/2013 $ (7)

12/27/2012 $ (2)

09/27/2012 $ (10)

06/28/2012 $ (4)

06/29/2011 $ (8)

03/30/2011 $ (1)

07/29/2014 $ (975)

06/26/2014 $ (491)

03/26/2014 $ (43)

12/23/2013 $ (1,504)

09/27/2013 $ (1)

06/27/2013 $ (2)

09/28/2015 $ (5,586)

06/25/2015 $ (757)

04/28/2015 $ 497,659

03/26/2015 $ (1,772)

12/29/2014 $ (10,113)

09/29/2014 $ (322)

07/27/2016 $ (31,248)

06/27/2016 $ (31,239)

05/31/2016 $ (47,567)

03/28/2016 $ (5,125)

02/25/2016 $ (215,610)

12/28/2015 $ (10,273)

02/27/2017 $ (740)

12/27/2016 $ (30)

11/29/2016 $ (236)

11/07/2016 -

10/25/2016 $ 76,377

09/28/2016 $ (32,990)

12/21/2017 $ (568)

10/26/2017 $ (546)

09/26/2017 $ 18,941

07/26/2017 $ (13)

06/26/2017 $ (432)

04/26/2017 $ (49)

11/16/2011 $ 900,000

07/14/2011 Purchase Financial Instrument for Home Loan Modifications 07/14/2011 $ 200,000

09/26/2018 $ (8)

08/27/2018 $ (8)

07/26/2018 $ (137,488)

02/26/2018 $ 21,114

12/14/2012 $ 10,000

10/16/2012 $ 50,000

09/27/2012 $ (26)

08/16/2012 $ 20,000

06/28/2012 $ (9)

01/13/2012 $ 100,000

02/14/2013 $ 120,000

01/16/2013 $ 130,000

12/27/2012 $ (5)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,529,940 Updated due to quarterly assessment and reallocation

$ 1,609,940 Transfer of cap due to servicing transfer

$ 2,029,940 Transfer of cap due to servicing transfer

$ 2,029,930 Updated due to quarterly assessment and reallocation

$ 2,029,926 Updated due to quarterly assessment and reallocation

$ 2,149,926 Transfer of cap due to servicing transfer

$ 2,142,241 Updated due to quarterly assessment and reallocation

$ 2,152,241 Transfer of cap due to servicing transfer

$ 2,151,967 Updated due to quarterly assessment and reallocation

$ 2,391,967 Transfer of cap due to servicing transfer

$ 2,421,967 Transfer of cap due to servicing transfer

$ 2,418,571 Updated due to quarterly assessment and reallocation

$ 2,412,030 Updated due to quarterly assessment and reallocation

$ 2,502,030 Transfer of cap due to servicing transfer

$ 2,532,030 Transfer of cap due to servicing transfer

$ 2,529,880 Updated due to quarterly assessment and reallocation

$ 2,629,880 Transfer of cap due to servicing transfer

$ 2,889,880 Transfer of cap due to servicing transfer

$ 2,767,248 Updated due to quarterly assessment and reallocation

$ 2,827,248 Transfer of cap due to servicing transfer

$ 3,517,248 Transfer of cap due to servicing transfer

$ 3,479,843 Updated due to quarterly assessment and reallocation

$ 3,335,359 Updated due to quarterly assessment and reallocation

$ 3,294,130 Updated due to quarterly assessment and reallocation

$ 3,334,130 Transfer of cap due to servicing transfer

$ 5,194,130 Transfer of cap due to servicing transfer

$ 6,754,130 Transfer of cap due to servicing transfer

$ 6,345,866 Updated due to quarterly assessment and reallocation

$ 7,085,866 Transfer of cap due to servicing transfer

$ 7,635,866 Transfer of cap due to servicing transfer

$ 7,166,600 Updated due to quarterly assessment and reallocation

$ 7,796,600 Transfer of cap due to servicing transfer

$ 8,536,600 Transfer of cap due to servicing transfer

$ 6,147,489 Reallocation due to MHA program deobligation

$ 6,327,489 Transfer of cap due to servicing transfer

$ 6,273,958 Updated due to quarterly assessment and reallocation

$ 7,023,958 Transfer of cap due to servicing transfer

$ 7,173,958 Transfer of cap due to servicing transfer

$ 6,573,340 Updated due to quarterly assessment and reallocation

$ 7,133,340 Transfer of cap due to servicing transfer

$ 6,774,610 Updated due to quarterly assessment and reallocation

$ 6,894,610 Transfer of cap due to servicing transfer

$ 6,512,418 Updated due to quarterly assessment and reallocation

$ 6,652,418 Transfer of cap due to servicing transfer

$ 6,702,418 Transfer of cap due to servicing transfer

$ 5,914,953 Updated due to quarterly assessment and reallocation

$ 7,104,953 Transfer of cap due to servicing transfer

$ 6,117,959 Updated due to quarterly assessment and reallocation

$ 6,498,480 Updated due to quarterly assessment and reallocation

$ 6,488,331 Updated due to quarterly assessment and reallocation

$ 7,878,331 Transfer of cap due to servicing transfer

$ 7,875,780 Transfer of cap due to servicing transfer

$ 8,845,780 Transfer of cap due to servicing transfer

$ 8,786,829 Transfer of cap due to servicing transfer

$ 10,076,829 Transfer of cap due to servicing transfer

$ 10,071,865 Transfer of cap due to servicing transfer

$ 10,033,512 Transfer of cap due to servicing transfer

$ 10,032,436 Transfer of cap due to servicing transfer

$ 8,793,586 Transfer of cap due to servicing transfer

$ 8,648,519 Transfer of cap due to servicing transfer

$ 8,482,109 Transfer of cap due to servicing transfer

$ 10,801,939 Transfer of cap due to servicing transfer

$ 10,796,739 Transfer of cap due to servicing transfer

$ 10,788,906 Transfer of cap due to servicing transfer

$ 10,788,533 Transfer of cap due to servicing transfer

$ 9,447,595 Reallocation due to MHA program deobligation

$ 9,678,621 Transfer of cap due to servicing transfer

$ 9,678,602 Transfer of cap due to servicing transfer

Guaranty Bank Saint Paul MN $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

06/14/2013 $ 420,000

05/16/2013 $ 80,000

03/25/2013 $ (20)

03/26/2014 $ (274)

03/14/2014 $ 10,000

12/23/2013 $ (7,685)

11/14/2013 $ 120,000

09/27/2013 $ (4)

06/27/2013 $ (10)

09/16/2014 $ 30,000

08/14/2014 $ 90,000

07/29/2014 $ (6,541)

06/26/2014 $ (3,396)

06/16/2014 $ 30,000

04/16/2014 $ 240,000

03/16/2015 $ 690,000

01/15/2015 $ 60,000

12/29/2014 $ (122,632)

12/16/2014 $ 260,000

11/14/2014 $ 100,000

09/29/2014 $ (2,150)

09/16/2015 $ 1,560,000

08/14/2015 $ 1,860,000

07/16/2015 $ 40,000

06/25/2015 $ (41,229)

04/28/2015 $ (144,484)

03/26/2015 $ (37,405)

02/16/2016 $ 740,000

01/14/2016 $ 630,000

12/28/2015 $ (469,266)

12/16/2015 $ 550,000

10/15/2015 $ 740,000

09/28/2015 $ (408,264)

05/31/2016 $ (600,618)

05/16/2016 $ 150,000

04/14/2016 $ 750,000

03/28/2016 $ (53,531)

03/16/2016 $ 180,000

02/25/2016 $ (2,389,111)

09/15/2016 $ 50,000

08/16/2016 $ 140,000

07/27/2016 $ (382,192)

07/14/2016 $ 120,000

06/27/2016 $ (358,730)

06/16/2016 $ 560,000

12/15/2016 $ 1,390,000

11/29/2016 $ (10,149)

11/07/2016 $ 380,521

10/25/2016 $ (986,994)

10/14/2016 $ 1,190,000

09/28/2016 $ (787,465)

06/26/2017 $ (38,353)

04/26/2017 $ (4,964)

03/16/2017 $ 1,290,000

02/27/2017 $ (58,951)

01/13/2017 $ 970,000

12/27/2016 $ (2,551)

03/22/2018 $ (5,200)

02/26/2018 $ 2,319,830

12/21/2017 $ (166,410)

10/26/2017 $ (145,067)

09/26/2017 $ (1,238,850)

07/26/2017 $ (1,076)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

09/26/2018 $ (19)

08/27/2018 $ 231,026

07/26/2018 $ (1,340,938)

06/21/2018 $ (373)

04/25/2018 $ (7,833)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

$ 100,605 Transfer of cap due to servicing transfer

$ 100,549 Transfer of cap due to servicing transfer

$ 100,491 Transfer of cap due to servicing transfer

$ 100,488 Transfer of cap due to servicing transfer

$ 100,479 Transfer of cap due to servicing transfer

$ 100,461 Transfer of cap due to servicing transfer

$ 100,458 Transfer of cap due to servicing transfer

$ 100,072 Reallocation due to MHA program deobligation

Guardian Mortgage Company, Inc Richardson TX $ 1 N/A $ 88,275 Transfer of cap due to servicing transfer

Harleysville National Bank & Trust 

Company Harleysville PA $ 1,070,000 N/A - Termination of SPA

Hartford Savings Bank Hartford WI $ 630,000 N/A $ 660,000 Updated portfolio data from servicer/additional program initial cap

$ 1,460,000 Updated portfolio data from servicer

$ 1,100,000 Updated portfolio data from servicer

$ 1,160,445 Updated portfolio data from servicer

$ 1,160,443 Updated due to quarterly assessment and reallocation

$ 1,160,441 Updated due to quarterly assessment and reallocation

$ 1,160,423 Updated due to quarterly assessment and reallocation

$ 1,160,409 Updated due to quarterly assessment and reallocation

$ 1,160,372 Updated due to quarterly assessment and reallocation

$ 1,160,366 Updated due to quarterly assessment and reallocation

$ 1,160,342 Updated due to quarterly assessment and reallocation

$ 1,160,333 Updated due to quarterly assessment and reallocation

$ 1,160,330 Updated due to quarterly assessment and reallocation

$ 1,154,867 Updated due to quarterly assessment and reallocation

$ 1,154,675 Updated due to quarterly assessment and reallocation

$ 1,152,408 Updated due to quarterly assessment and reallocation

$ 1,147,906 Updated due to quarterly assessment and reallocation

$ 1,146,419 Updated due to quarterly assessment and reallocation

$ 966,267 Updated due to quarterly assessment and reallocation

$ 898,515 Updated due to quarterly assessment and reallocation

- Termination of SPA

Heartland Bank & Trust Company Bloomington IL - N/A 3 $ 90,000 Transfer of cap due to servicing transfer

$ 110,556 Updated due to quarterly assessment and reallocation

$ 110,555 Updated due to quarterly assessment and reallocation

$ 190,556 Updated due to quarterly assessment and reallocation

$ 190,532 Updated due to quarterly assessment and reallocation

$ 190,401 Updated due to quarterly assessment and reallocation

$ 190,345 Updated due to quarterly assessment and reallocation

$ 190,214 Updated due to quarterly assessment and reallocation

$ 188,276 Updated due to quarterly assessment and reallocation

$ 176,896 Reallocation due to MHA program deobligation

$ 176,658 Updated due to quarterly assessment and reallocation

$ 174,798 Updated due to quarterly assessment and reallocation

$ 173,687 Updated due to quarterly assessment and reallocation

$ 172,575 Updated due to quarterly assessment and reallocation

$ 170,631 Updated due to quarterly assessment and reallocation

$ 168,793 Updated due to quarterly assessment and reallocation

$ 169,502 Updated due to quarterly assessment and reallocation

03/26/2014 $ (8)

12/23/2013 $ (232)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

10/26/2017 $ (56)

09/26/2017 $ (453)

06/26/2017 $ (11)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2016 $ (1)

07/26/2018 $ (386)

06/21/2018 $ (3)

04/25/2018 $ (18)

03/22/2018 $ (9)

02/26/2018 $ (3)

12/21/2017 $ (58)

09/30/2010 $ 60,445

07/14/2010 $ (360,000)

03/26/2010 $ 800,000

12/11/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 30,000

10/28/2009 Purchase Financial Instrument for Home Loan Modifications 04/21/2010 $ (1,070,000)

03/15/2018 Purchase Financial Instrument for Home Loan Modifications 03/22/2018 $ 88,274

12/27/2012 $ (6)

09/27/2012 $ (37)

06/28/2012 $ (14)

06/29/2011 $ (18)

03/30/2011 $ (2)

01/06/2011 $ (2)

06/26/2014 $ (2,267)

03/26/2014 $ (192)

12/23/2013 $ (5,463)

09/27/2013 $ (3)

06/27/2013 $ (9)

03/25/2013 $ (24)

05/15/2014 Purchase Financial Instrument for Home Loan Modifications 05/15/2014 $ 90,000

04/02/2015 $ (898,515)

03/26/2015 $ (67,752)

12/29/2014 $ (180,152)

09/29/2014 $ (1,487)

07/29/2014 $ (4,502)

06/25/2015 $ (56)

04/28/2015 $ (131)

03/26/2015 $ (24)

12/29/2014 $ 80,001

09/29/2014 $ (1)

06/26/2014 $ 20,556

06/27/2016 $ (1,111)

05/31/2016 $ (1,860)

03/28/2016 $ (238)

02/25/2016 $ (11,380)

12/28/2015 $ (1,938)

09/28/2015 $ (131)

11/07/2016 $ 709

10/25/2016 $ (1,838)

09/28/2016 $ (1,944)

07/27/2016 $ (1,112)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 169,417 Updated due to quarterly assessment and reallocation

$ 169,404 Transfer of cap due to servicing transfer

$ 169,180 Transfer of cap due to servicing transfer

$ 169,165 Transfer of cap due to servicing transfer

$ 169,052 Transfer of cap due to servicing transfer

$ 169,049 Transfer of cap due to servicing transfer

$ 168,537 Transfer of cap due to servicing transfer

$ 168,473 Transfer of cap due to servicing transfer

$ 168,407 Transfer of cap due to servicing transfer

$ 168,404 Transfer of cap due to servicing transfer

$ 168,394 Transfer of cap due to servicing transfer

$ 168,373 Transfer of cap due to servicing transfer

$ 168,369 Transfer of cap due to servicing transfer

$ 146,685 Reallocation due to MHA program deobligation

$ 146,684 Transfer of cap due to servicing transfer

$ 146,683 Transfer of cap due to servicing transfer

Hillsdale County National Bank Hillsdale MI $ 1,670,000 N/A $ 1,750,000 Updated portfolio data from servicer/additional program initial cap

$ 2,080,000 Updated portfolio data from servicer

$ 1,000,000 Updated portfolio data from servicer

$ 1,160,445 Updated portfolio data from servicer

$ 1,160,444 Updated due to quarterly assessment and reallocation

$ 1,160,442 Updated due to quarterly assessment and reallocation

$ 1,160,426 Updated due to quarterly assessment and reallocation

$ 1,160,414 Updated due to quarterly assessment and reallocation

$ 1,160,381 Updated due to quarterly assessment and reallocation

$ 1,160,375 Updated due to quarterly assessment and reallocation

$ 1,160,354 Updated due to quarterly assessment and reallocation

$ 1,160,346 Updated due to quarterly assessment and reallocation

$ 1,160,343 Updated due to quarterly assessment and reallocation

$ 1,155,546 Updated due to quarterly assessment and reallocation

$ 1,155,377 Updated due to quarterly assessment and reallocation

$ 1,153,381 Updated due to quarterly assessment and reallocation

$ 1,149,416 Updated due to quarterly assessment and reallocation

$ 1,148,105 Updated due to quarterly assessment and reallocation

$ 1,004,094 Updated due to quarterly assessment and reallocation

$ 949,074 Updated due to quarterly assessment and reallocation

$ 796,936 Updated due to quarterly assessment and reallocation

$ 763,511 Updated due to quarterly assessment and reallocation

$ 718,805 Updated due to quarterly assessment and reallocation

$ 684,699 Updated due to quarterly assessment and reallocation

$ 505,039 Reallocation due to MHA program deobligation

$ 501,132 Updated due to quarterly assessment and reallocation

$ 470,549 Updated due to quarterly assessment and reallocation

$ 452,279 Updated due to quarterly assessment and reallocation

$ 432,883 Updated due to quarterly assessment and reallocation

$ 450,481 Updated due to quarterly assessment and reallocation

$ 450,288 Updated due to quarterly assessment and reallocation

$ 450,259 Transfer of cap due to servicing transfer

$ 449,748 Transfer of cap due to servicing transfer

$ 449,715 Transfer of cap due to servicing transfer

$ 449,458 Transfer of cap due to servicing transfer

$ 449,450 Transfer of cap due to servicing transfer

$ 450,481 Transfer of cap due to servicing transfer

$ 450,369 Transfer of cap due to servicing transfer

$ 450,148 Transfer of cap due to servicing transfer

$ 450,481 Transfer of cap due to servicing transfer

$ 393,458 Reallocation due to MHA program deobligation

$ 393,455 Transfer of cap due to servicing transfer

$ 393,452 Transfer of cap due to servicing transfer

Home Financing Center, Inc Coral Gables FL $ 230,000 N/A - Termination of SPA

Home Loan Services, Inc. Pittsburgh PA $ 319,000,000 N/A $ 447,300,000 Updated portfolio data from servicer

$ 494,030,000 Updated portfolio data from servicer/additional program initial cap

$ 639,850,000 Updated portfolio data from servicer/additional program initial cap

$ 622,410,000 Updated portfolio data from servicer

$ 549,400,000 Updated portfolio data from servicer

$ 556,100,000 Updated portfolio data from servicer/additional program initial cap

$ 478,973,590 Updated portfolio data from servicer

$ 164,073,590 Transfer of cap due to servicing transfer

$ 164,073,357 Updated due to quarterly assessment and reallocation

$ 162,173,357 Transfer of cap due to servicing transfer

$ 161,773,357 Transfer of cap due to servicing transfer

$ 161,773,079 Updated due to quarterly assessment and reallocation

$ 161,373,079 Transfer of cap due to servicing transfer

12/27/2016 $ (13)

11/29/2016 $ (85)

10/26/2017 $ (64)

09/26/2017 $ (512)

07/26/2017 $ (3)

06/26/2017 $ (113)

04/26/2017 $ (15)

02/27/2017 $ (224)

07/26/2018 $ (21,684)

06/21/2018 $ (4)

04/25/2018 $ (21)

03/22/2018 $ (10)

02/26/2018 $ (3)

12/21/2017 $ (66)

09/30/2010 $ 160,445

07/14/2010 $ (1,080,000)

03/26/2010 $ 330,000

11/18/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 80,000

09/26/2018 $ (1)

08/27/2018 $ (1)

12/27/2012 $ (6)

09/27/2012 $ (33)

06/28/2012 $ (12)

06/29/2011 $ (16)

03/30/2011 $ (2)

01/06/2011 $ (1)

06/26/2014 $ (1,996)

03/26/2014 $ (169)

12/23/2013 $ (4,797)

09/27/2013 $ (3)

06/27/2013 $ (8)

03/25/2013 $ (21)

06/25/2015 $ (33,425)

04/28/2015 $ (152,138)

03/26/2015 $ (55,020)

12/29/2014 $ (144,011)

09/29/2014 $ (1,311)

07/29/2014 $ (3,965)

06/27/2016 $ (18,270)

05/31/2016 $ (30,583)

03/28/2016 $ (3,907)

02/25/2016 $ (179,660)

12/28/2015 $ (34,106)

09/28/2015 $ (44,706)

04/26/2017 $ (33)

02/27/2017 $ (511)

12/27/2016 $ (29)

11/29/2016 $ (193)

09/28/2016 $ 17,598

07/27/2016 $ (19,396)

06/21/2018 $ 333

04/25/2018 $ (221)

03/22/2018 $ (112)

09/26/2017 $ 1,031

07/26/2017 $ (8)

06/26/2017 $ (257)

09/30/2009 $ 46,730,000

04/20/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ 128,300,000

11/25/2009 Purchase Financial Instrument for Home Loan Modifications 04/21/2010 $ (230,000)

09/26/2018 $ (3)

08/27/2018 $ (3)

07/26/2018 $ (57,023)

12/15/2010 $ (314,900,000)

09/30/2010 $ (77,126,410)

09/30/2010 $ 6,700,000

07/14/2010 $ (73,010,000)

03/26/2010 $ (17,440,000)

12/30/2009 $ 145,820,000

05/13/2011 $ (400,000)

03/30/2011 $ (278)

03/16/2011 $ (400,000)

02/16/2011 $ (1,900,000)

01/06/2011 $ (233)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 161,370,454 Updated due to quarterly assessment and reallocation

7 $ 6,309,233 Termination of SPA

Home Servicing, LLC Baton Rouge LA - N/A 3 $ 510,000 Transfer of cap due to servicing transfer

$ 509,991 Updated due to quarterly assessment and reallocation

$ 709,991 Transfer of cap due to servicing transfer

$ 749,991 Transfer of cap due to servicing transfer

$ 749,987 Updated due to quarterly assessment and reallocation

$ 629,987 Transfer of cap due to servicing transfer

$ 629,985 Updated due to quarterly assessment and reallocation

$ 627,365 Updated due to quarterly assessment and reallocation

$ 627,273 Updated due to quarterly assessment and reallocation

$ 626,185 Updated due to quarterly assessment and reallocation

$ 624,024 Updated due to quarterly assessment and reallocation

$ 334,024 Transfer of cap due to servicing transfer

$ 333,692 Updated due to quarterly assessment and reallocation

$ 293,459 Updated due to quarterly assessment and reallocation

$ 278,328 Updated due to quarterly assessment and reallocation

$ 218,690 Updated due to quarterly assessment and reallocation

$ 288,690 Transfer of cap due to servicing transfer

$ 266,205 Updated due to quarterly assessment and reallocation

$ 286,205 Transfer of cap due to servicing transfer

$ 636,205 Transfer of cap due to servicing transfer

$ 559,923 Updated due to quarterly assessment and reallocation

$ 589,923 Transfer of cap due to servicing transfer

$ 525,810 Updated due to quarterly assessment and reallocation

$ 336,254 Reallocation due to MHA program deobligation

$ 766,254 Transfer of cap due to servicing transfer

$ 751,387 Updated due to quarterly assessment and reallocation

$ 761,387 Transfer of cap due to servicing transfer

$ 636,466 Updated due to quarterly assessment and reallocation

$ 966,466 Transfer of cap due to servicing transfer

$ 842,781 Updated due to quarterly assessment and reallocation

$ 719,058 Updated due to quarterly assessment and reallocation

$ 999,058 Transfer of cap due to servicing transfer

$ 1,489,058 Transfer of cap due to servicing transfer

$ 1,010,956 Updated due to quarterly assessment and reallocation

$ 559,182 Updated due to quarterly assessment and reallocation

$ 733,357 Updated due to quarterly assessment and reallocation

$ 730,091 Updated due to quarterly assessment and reallocation

$ 729,592 Transfer of cap due to servicing transfer

$ 1,439,592 Transfer of cap due to servicing transfer

$ 1,469,592 Transfer of cap due to servicing transfer

$ 1,446,783 Transfer of cap due to servicing transfer

$ 1,456,783 Transfer of cap due to servicing transfer

$ 1,455,288 Transfer of cap due to servicing transfer

$ 1,443,252 Transfer of cap due to servicing transfer

$ 1,442,888 Transfer of cap due to servicing transfer

$ 970,881 Transfer of cap due to servicing transfer

$ 912,345 Transfer of cap due to servicing transfer

$ 851,365 Transfer of cap due to servicing transfer

$ 848,405 Transfer of cap due to servicing transfer

$ 838,753 Transfer of cap due to servicing transfer

$ 819,671 Transfer of cap due to servicing transfer

$ 815,239 Transfer of cap due to servicing transfer

$ 288,863 Reallocation due to MHA program deobligation

$ 288,834 Transfer of cap due to servicing transfer

$ 288,803 Transfer of cap due to servicing transfer

HomEq Servicing North Highlands CA $ 674,000,000 N/A $ 552,810,000 Updated portfolio data from servicer/additional program initial cap

$ 516,520,000 Updated portfolio data from servicer/additional program initial cap

$ 715,840,000 Updated portfolio data from servicer

$ 526,800,000 Updated portfolio data from servicer

$ 565,426,728 Updated portfolio data from servicer

$ 394,626,728 Transfer of cap due to servicing transfer

$ 372,426,728 Transfer of cap due to servicing transfer

$ 372,426,179 Updated due to quarterly assessment and reallocation

$ 371,526,179 Transfer of cap due to servicing transfer

$ 371,525,526 Updated due to quarterly assessment and reallocation

$ 371,519,358 Updated due to quarterly assessment and reallocation

$ 371,514,724 Updated due to quarterly assessment and reallocation

$ 371,084,724 Transfer of cap due to servicing transfer

$ 371,071,996 Updated due to quarterly assessment and reallocation

$ 371,051,996 Transfer of cap due to servicing transfer

$ 371,049,848 Updated due to quarterly assessment and reallocation

06/29/2011 $ (2,625)

06/27/2013 $ (4)

05/16/2013 $ 40,000

04/16/2013 $ 200,000

03/25/2013 $ (9)

02/14/2013 Purchase Financial Instrument for Home Loan Modifications 02/14/2013 $ 510,000

10/19/2011 $ (155,061,221)

07/29/2014 $ (2,161)

06/26/2014 $ (1,088)

03/26/2014 $ (92)

12/23/2013 $ (2,620)

09/27/2013 $ (2)

07/16/2013 $ (120,000)

06/16/2015 $ 70,000

04/28/2015 $ (59,638)

03/26/2015 $ (15,131)

12/29/2014 $ (40,233)

09/29/2014 $ (332)

09/16/2014 $ (290,000)

12/28/2015 $ (64,113)

12/16/2015 $ 30,000

09/28/2015 $ (76,282)

08/14/2015 $ 350,000

07/16/2015 $ 20,000

06/25/2015 $ (22,485)

06/16/2016 $ 330,000

05/31/2016 $ (124,921)

05/16/2016 $ 10,000

03/28/2016 $ (14,867)

03/16/2016 $ 430,000

02/25/2016 $ (189,556)

10/25/2016 $ (451,774)

09/28/2016 $ (478,102)

09/15/2016 $ 490,000

08/16/2016 $ 280,000

07/27/2016 $ (123,723)

06/27/2016 $ (123,685)

02/27/2017 $ (22,809)

02/16/2017 $ 30,000

01/13/2017 $ 710,000

12/27/2016 $ (499)

11/29/2016 $ (3,266)

11/07/2016 $ 174,175

10/26/2017 $ (58,536)

09/26/2017 $ (472,007)

07/26/2017 $ (364)

06/26/2017 $ (12,036)

04/26/2017 $ (1,495)

03/16/2017 $ 10,000

07/26/2018 $ (526,376)

06/21/2018 $ (4,432)

04/25/2018 $ (19,082)

03/22/2018 $ (9,652)

02/26/2018 $ (2,960)

12/21/2017 $ (60,980)

07/14/2010 $ (189,040,000)

03/26/2010 $ 199,320,000

12/30/2009 $ (36,290,000)

08/05/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (121,190,000)

09/26/2018 $ (31)

08/27/2018 $ (29)

03/30/2011 $ (653)

02/16/2011 $ (900,000)

01/06/2011 $ (549)

12/15/2010 $ (22,200,000)

10/15/2010 $ (170,800,000)

09/30/2010 $ 38,626,728

12/27/2012 $ (2,148)

12/14/2012 $ (20,000)

09/27/2012 $ (12,728)

08/16/2012 $ (430,000)

06/28/2012 $ (4,634)

06/29/2011 $ (6,168)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 371,041,711 Updated due to quarterly assessment and reallocation

$ 371,038,640 Updated due to quarterly assessment and reallocation

$ 371,037,539 Updated due to quarterly assessment and reallocation

$ 371,027,539 Transfer of cap due to servicing transfer

$ 369,169,319 Updated due to quarterly assessment and reallocation

13 $ 8,308,819 Termination of SPA

HomeStar Bank & Financial Services Manteno IL $ 310,000 N/A $ 330,000 Updated portfolio data from servicer/additional program initial cap

$ 1,150,000 Updated portfolio data from servicer

$ 800,000 Updated portfolio data from servicer

$ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

$ 870,332 Updated due to quarterly assessment and reallocation

$ 870,319 Updated due to quarterly assessment and reallocation

$ 870,309 Updated due to quarterly assessment and reallocation

6 $ 13,323 Termination of SPA

Homeward Residential, Inc. (American 

Home Mortgage Servicing, Inc) Coppell TX $ 1,272,490,000 N/A $ 1,218,820,000 Updated portfolio data from servicer/additional program initial cap

$ 1,469,270,000 Updated portfolio data from servicer/additional program initial cap

$ 1,594,090,000 Updated portfolio data from servicer

$ 1,304,100,000 Updated portfolio data from servicer

$ 1,305,790,508 Updated portfolio data from servicer

$ 1,306,090,508 Transfer of cap due to servicing transfer

$ 1,305,990,508 Transfer of cap due to servicing transfer

$ 1,305,989,335 Updated due to quarterly assessment and reallocation

$ 1,305,489,335 Transfer of cap due to servicing transfer

$ 1,305,487,935 Updated due to quarterly assessment and reallocation

$ 1,308,587,935 Transfer of cap due to servicing transfer

$ 1,308,575,052 Updated due to quarterly assessment and reallocation

$ 1,307,575,052 Transfer of cap due to servicing transfer

$ 1,307,475,052 Transfer of cap due to servicing transfer

$ 1,306,375,052 Transfer of cap due to servicing transfer

$ 1,306,365,052 Transfer of cap due to servicing transfer

$ 1,306,356,674 Updated due to quarterly assessment and reallocation

$ 1,305,886,674 Transfer of cap due to servicing transfer

$ 1,305,806,674 Transfer of cap due to servicing transfer

$ 1,305,784,180 Updated due to quarterly assessment and reallocation

$ 1,305,524,180 Transfer of cap due to servicing transfer

$ 1,305,494,180 Transfer of cap due to servicing transfer

$ 1,305,444,180 Transfer of cap due to servicing transfer

$ 1,305,440,504 Updated due to quarterly assessment and reallocation

$ 1,305,360,504 Transfer of cap due to servicing transfer

$ 1,305,380,504 Transfer of cap due to servicing transfer

$ 1,221,220,504 Transfer of cap due to servicing transfer

$ 1,221,207,683 Updated due to quarterly assessment and reallocation

$ 600,097,683 Transfer of cap due to servicing transfer

$ 580,977,683 Transfer of cap due to servicing transfer

$ 580,975,736 Updated due to quarterly assessment and reallocation

$ 566,105,736 Transfer of cap due to servicing transfer

$ 566,105,081 Updated due to quarterly assessment and reallocation

$ 566,125,081 Transfer of cap due to servicing transfer

$ 565,014,892 Updated due to quarterly assessment and reallocation

$ 564,975,861 Updated due to quarterly assessment and reallocation

$ 564,965,861 Transfer of cap due to servicing transfer

14 $ 280,490,773 Termination of SPA

Horicon Bank Horicon WI $ 560,000 N/A $ 690,000 Updated portfolio data from servicer/additional program initial cap

$ 1,730,000 Updated portfolio data from servicer/additional program initial cap

$ 50,000 Updated portfolio data from servicer

$ 1,310,000 Updated portfolio data from servicer

$ 200,000 Updated portfolio data from servicer

$ 300,000 Updated portfolio data from servicer/additional program initial cap

$ 290,111 Updated portfolio data from servicer

$ 290,108 Updated due to quarterly assessment and reallocation

$ 290,106 Updated due to quarterly assessment and reallocation

$ 290,099 Updated due to quarterly assessment and reallocation

$ 290,098 Updated due to quarterly assessment and reallocation

$ 290,094 Updated due to quarterly assessment and reallocation

$ 290,092 Updated due to quarterly assessment and reallocation

$ 290,091 Updated due to quarterly assessment and reallocation

$ 289,112 Updated due to quarterly assessment and reallocation

$ 289,078 Updated due to quarterly assessment and reallocation

$ 288,672 Updated due to quarterly assessment and reallocation

$ 287,865 Updated due to quarterly assessment and reallocation

02/27/2014 $ (360,860,500)

12/23/2013 $ (1,858,220)

11/14/2013 $ (10,000)

09/27/2013 $ (1,101)

06/27/2013 $ (3,071)

03/25/2013 $ (8,137)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ 70,334

07/14/2010 $ (350,000)

03/26/2010 $ 820,000

12/11/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 20,000

03/26/2010 $ 124,820,000

12/30/2009 $ 250,450,000

07/22/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (53,670,000)

07/06/2012 $ (856,986)

06/28/2012 $ (10)

06/29/2011 $ (13)

02/16/2011 $ (500,000)

01/06/2011 $ (1,173)

11/16/2010 $ (100,000)

10/15/2010 $ 300,000

09/30/2010 $ 1,690,508

07/14/2010 $ (289,990,000)

11/16/2011 $ (1,100,000)

10/14/2011 $ (100,000)

09/15/2011 $ (1,000,000)

06/29/2011 $ (12,883)

04/13/2011 $ 3,100,000

03/30/2011 $ (1,400)

10/16/2012 $ (260,000)

09/27/2012 $ (22,494)

08/16/2012 $ (80,000)

07/16/2012 $ (470,000)

06/28/2012 $ (8,378)

05/16/2012 $ (10,000)

03/14/2013 $ (84,160,000)

02/14/2013 $ 20,000

01/16/2013 $ (80,000)

12/27/2012 $ (3,676)

12/14/2012 $ (50,000)

11/15/2012 $ (30,000)

09/27/2013 $ (655)

07/16/2013 $ (14,870,000)

06/27/2013 $ (1,947)

05/16/2013 $ (19,120,000)

04/16/2013 $ (621,110,000)

03/25/2013 $ (12,821)

09/02/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 130,000

05/28/2014 $ (284,475,088)

04/16/2014 $ (10,000)

03/26/2014 $ (39,031)

12/23/2013 $ (1,110,189)

12/16/2013 $ 20,000

09/30/2010 $ (9,889)

09/30/2010 $ 100,000

07/14/2010 $ (1,110,000)

05/12/2010 $ 1,260,000

03/26/2010 $ (1,680,000)

12/30/2009 $ 1,040,000

06/27/2013 $ (2)

03/25/2013 $ (4)

12/27/2012 $ (1)

09/27/2012 $ (7)

06/28/2012 $ (2)

06/29/2011 $ (3)

07/29/2014 $ (807)

06/26/2014 $ (406)

03/26/2014 $ (34)

12/23/2013 $ (979)

09/27/2013 $ (1)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 287,598 Updated due to quarterly assessment and reallocation

$ 255,301 Updated due to quarterly assessment and reallocation

$ 243,155 Updated due to quarterly assessment and reallocation

$ 195,280 Updated due to quarterly assessment and reallocation

$ 183,926 Updated due to quarterly assessment and reallocation

$ 168,759 Updated due to quarterly assessment and reallocation

$ 157,534 Updated due to quarterly assessment and reallocation

$ 125,478 Reallocation due to MHA program deobligation

$ 124,808 Updated due to quarterly assessment and reallocation

$ 119,567 Updated due to quarterly assessment and reallocation

$ 116,436 Updated due to quarterly assessment and reallocation

$ 113,304 Updated due to quarterly assessment and reallocation

$ 107,828 Updated due to quarterly assessment and reallocation

$ 102,653 Updated due to quarterly assessment and reallocation

$ 104,648 Updated due to quarterly assessment and reallocation

$ 104,612 Updated due to quarterly assessment and reallocation

$ 104,607 Transfer of cap due to servicing transfer

$ 104,512 Transfer of cap due to servicing transfer

$ 104,506 Transfer of cap due to servicing transfer

$ 104,458 Transfer of cap due to servicing transfer

$ 104,457 Transfer of cap due to servicing transfer

$ 102,550 Transfer of cap due to servicing transfer

$ 102,313 Transfer of cap due to servicing transfer

$ 102,067 Transfer of cap due to servicing transfer

$ 102,055 Transfer of cap due to servicing transfer

$ 102,016 Transfer of cap due to servicing transfer

$ 101,939 Transfer of cap due to servicing transfer

$ 101,925 Transfer of cap due to servicing transfer

$ 100,301 Reallocation due to MHA program deobligation

Horizon Bank, NA Michigan City IN $ 700,000 N/A $ 730,000 Updated portfolio data from servicer/additional program initial cap

$ 2,470,000 Updated portfolio data from servicer

$ 600,000 Updated portfolio data from servicer

$ 1,450,556 Updated portfolio data from servicer

$ 1,450,554 Updated due to quarterly assessment and reallocation

$ 1,450,552 Updated due to quarterly assessment and reallocation

$ 1,450,529 Updated due to quarterly assessment and reallocation

$ 1,450,512 Updated due to quarterly assessment and reallocation

- Termination of SPA

Iberiabank Sarasota FL $ 4,230,000 N/A $ 4,430,000 Updated portfolio data from servicer/additional program initial cap

$ 2,960,000 Updated portfolio data from servicer

$ 1,400,000 Updated portfolio data from servicer

$ 7,252,780 Updated portfolio data from servicer

$ 7,252,769 Updated due to quarterly assessment and reallocation

$ 7,252,756 Updated due to quarterly assessment and reallocation

$ 6,952,756 Transfer of cap due to servicing transfer

6 $ 25,502 Termination of SPA

IBM Southeast Employees' Federal 

Credit Union Delray Beach FL $ 870,000 N/A $ 860,000 Updated portfolio data from servicer/additional program initial cap

$ 1,110,000 Updated portfolio data from servicer/additional program initial cap

$ 1,100,000 Updated portfolio data from servicer

$ 700,000 Updated portfolio data from servicer

$ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

$ 870,332 Updated due to quarterly assessment and reallocation

$ 870,320 Updated due to quarterly assessment and reallocation

$ 870,311 Updated due to quarterly assessment and reallocation

6 $ 48,589 Termination of SPA

IC Federal Credit Union Fitchburg MA $ 760,000 N/A $ 800,000 Updated portfolio data from servicer/additional program initial cap

$ 40,000 Updated portfolio data from servicer

$ 2,670,000 Updated portfolio data from servicer

$ 1,900,000 Updated portfolio data from servicer

$ 2,465,945 Updated portfolio data from servicer

$ 2,465,941 Updated due to quarterly assessment and reallocation

$ 2,465,937 Updated due to quarterly assessment and reallocation

$ 2,465,897 Updated due to quarterly assessment and reallocation

$ 2,465,868 Updated due to quarterly assessment and reallocation

$ 2,465,788 Updated due to quarterly assessment and reallocation

$ 2,465,774 Updated due to quarterly assessment and reallocation

$ 2,465,722 Updated due to quarterly assessment and reallocation

$ 2,465,703 Updated due to quarterly assessment and reallocation

$ 2,465,696 Updated due to quarterly assessment and reallocation

$ 2,454,138 Updated due to quarterly assessment and reallocation

$ 2,453,728 Updated due to quarterly assessment and reallocation

09/29/2014 $ (267)

12/28/2015 $ (11,225)

09/28/2015 $ (15,167)

06/25/2015 $ (11,354)

04/28/2015 $ (47,875)

03/26/2015 $ (12,146)

12/29/2014 $ (32,297)

09/28/2016 $ (5,476)

07/27/2016 $ (3,132)

06/27/2016 $ (3,131)

05/31/2016 $ (5,241)

03/28/2016 $ (670)

02/25/2016 $ (32,056)

04/26/2017 $ (6)

02/27/2017 $ (95)

12/27/2016 $ (5)

11/29/2016 $ (36)

11/07/2016 $ 1,995

10/25/2016 $ (5,175)

02/26/2018 $ (12)

12/21/2017 $ (246)

10/26/2017 $ (237)

09/26/2017 $ (1,907)

07/26/2017 $ (1)

06/26/2017 $ (48)

03/26/2010 $ 1,740,000

12/16/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 30,000

07/26/2018 $ (1,624)

06/21/2018 $ (14)

04/25/2018 $ (77)

03/22/2018 $ (39)

06/28/2012 $ (17)

06/29/2011 $ (23)

03/30/2011 $ (2)

01/06/2011 $ (2)

09/30/2010 $ 850,556

07/14/2010 $ (1,870,000)

01/06/2011 $ (11)

09/30/2010 $ 5,852,780

07/14/2010 $ (1,560,000)

03/26/2010 $ (1,470,000)

12/23/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 200,000

09/21/2012 $ (1,450,512)

03/26/2010 $ (10,000)

12/30/2009 $ 250,000

07/10/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (10,000)

06/03/2011 $ (6,927,254)

04/13/2011 $ (300,000)

03/30/2011 $ (13)

06/28/2012 $ (9)

06/29/2011 $ (12)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ 170,334

07/14/2010 $ (400,000)

09/30/2010 $ 565,945

07/14/2010 $ (770,000)

05/12/2010 $ 2,630,000

03/26/2010 $ (760,000)

10/23/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 40,000

09/14/2012 $ (821,722)

12/27/2012 $ (14)

09/27/2012 $ (80)

06/28/2012 $ (29)

06/29/2011 $ (40)

03/30/2011 $ (4)

01/06/2011 $ (4)

03/26/2014 $ (410)

12/23/2013 $ (11,558)

09/27/2013 $ (7)

06/27/2013 $ (19)

03/25/2013 $ (52)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 2,448,891 Updated due to quarterly assessment and reallocation

$ 2,439,284 Updated due to quarterly assessment and reallocation

$ 2,436,111 Updated due to quarterly assessment and reallocation

$ 2,061,394 Updated due to quarterly assessment and reallocation

$ 1,920,445 Updated due to quarterly assessment and reallocation

$ 1,385,792 Updated due to quarterly assessment and reallocation

$ 1,257,510 Updated due to quarterly assessment and reallocation

$ 1,084,535 Updated due to quarterly assessment and reallocation

$ 956,520 Updated due to quarterly assessment and reallocation

$ 574,533 Reallocation due to MHA program deobligation

$ 566,245 Updated due to quarterly assessment and reallocation

$ 501,353 Updated due to quarterly assessment and reallocation

$ 461,646 Updated due to quarterly assessment and reallocation

$ 421,927 Updated due to quarterly assessment and reallocation

$ 350,045 Updated due to quarterly assessment and reallocation

$ 282,121 Updated due to quarterly assessment and reallocation

$ 308,308 Updated due to quarterly assessment and reallocation

$ 307,732 Updated due to quarterly assessment and reallocation

$ 307,644 Transfer of cap due to servicing transfer

$ 306,005 Transfer of cap due to servicing transfer

$ 305,898 Transfer of cap due to servicing transfer

$ 305,072 Transfer of cap due to servicing transfer

$ 305,047 Transfer of cap due to servicing transfer

$ 277,823 Transfer of cap due to servicing transfer

$ 274,447 Transfer of cap due to servicing transfer

$ 269,677 Transfer of cap due to servicing transfer

$ 269,445 Transfer of cap due to servicing transfer

$ 268,690 Transfer of cap due to servicing transfer

$ 267,197 Transfer of cap due to servicing transfer

$ 266,819 Transfer of cap due to servicing transfer

$ 192,769 Reallocation due to MHA program deobligation

$ 192,765 Transfer of cap due to servicing transfer

$ 192,761 Transfer of cap due to servicing transfer

Idaho Housing and Finance Association Boise ID $ 9,430,000 N/A $ 9,870,000 Updated portfolio data from servicer/additional program initial cap

$ 24,350,000 Updated portfolio data from servicer

$ 150,000 Updated portfolio data from servicer

$ 300,000 Updated portfolio data from servicer

$ 290,111 Updated portfolio data from servicer

$ 290,108 Updated due to quarterly assessment and reallocation

$ 290,106 Updated due to quarterly assessment and reallocation

$ 290,100 Updated due to quarterly assessment and reallocation

$ 290,099 Updated due to quarterly assessment and reallocation

$ 290,096 Updated due to quarterly assessment and reallocation

$ 290,095 Updated due to quarterly assessment and reallocation

$ 289,348 Updated due to quarterly assessment and reallocation

$ 289,322 Updated due to quarterly assessment and reallocation

$ 289,008 Updated due to quarterly assessment and reallocation

$ 288,382 Updated due to quarterly assessment and reallocation

$ 288,156 Updated due to quarterly assessment and reallocation

$ 269,304 Updated due to quarterly assessment and reallocation

$ 262,168 Updated due to quarterly assessment and reallocation

$ 521,716 Updated due to quarterly assessment and reallocation

$ 521,681 Updated due to quarterly assessment and reallocation

$ 520,384 Updated due to quarterly assessment and reallocation

$ 514,210 Updated due to quarterly assessment and reallocation

$ 477,432 Reallocation due to MHA program deobligation

$ 476,509 Updated due to quarterly assessment and reallocation

$ 466,780 Updated due to quarterly assessment and reallocation

$ 460,968 Updated due to quarterly assessment and reallocation

$ 454,034 Updated due to quarterly assessment and reallocation

$ 434,642 Updated due to quarterly assessment and reallocation

$ 416,318 Updated due to quarterly assessment and reallocation

$ 423,383 Updated due to quarterly assessment and reallocation

$ 423,082 Updated due to quarterly assessment and reallocation

$ 423,010 Transfer of cap due to servicing transfer

$ 422,442 Transfer of cap due to servicing transfer

$ 422,397 Transfer of cap due to servicing transfer

$ 421,934 Transfer of cap due to servicing transfer

$ 421,920 Transfer of cap due to servicing transfer

$ 410,471 Transfer of cap due to servicing transfer

$ 409,051 Transfer of cap due to servicing transfer

$ 406,319 Transfer of cap due to servicing transfer

06/26/2014 $ (4,837)

06/25/2015 $ (128,282)

04/28/2015 $ (534,653)

03/26/2015 $ (140,949)

12/29/2014 $ (374,717)

09/29/2014 $ (3,173)

07/29/2014 $ (9,607)

06/27/2016 $ (39,707)

05/31/2016 $ (64,892)

03/28/2016 $ (8,288)

02/25/2016 $ (381,987)

12/28/2015 $ (128,015)

09/28/2015 $ (172,975)

12/27/2016 $ (88)

11/29/2016 $ (576)

11/07/2016 $ 26,187

10/25/2016 $ (67,924)

09/28/2016 $ (71,882)

07/27/2016 $ (39,719)

10/26/2017 $ (3,376)

09/26/2017 $ (27,224)

07/26/2017 $ (25)

06/26/2017 $ (826)

04/26/2017 $ (107)

02/27/2017 $ (1,639)

07/26/2018 $ (74,050)

06/21/2018 $ (378)

04/25/2018 $ (1,493)

03/22/2018 $ (755)

02/26/2018 $ (232)

12/21/2017 $ (4,770)

07/14/2010 $ 150,000

05/26/2010 $ (24,200,000)

03/26/2010 $ 14,480,000

12/04/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 440,000

09/26/2018 $ (4)

08/27/2018 $ (4)

03/25/2013 $ (3)

12/27/2012 $ (1)

09/27/2012 $ (6)

06/28/2012 $ (2)

06/29/2011 $ (3)

09/30/2010 $ (9,889)

09/29/2014 $ (226)

07/29/2014 $ (626)

06/26/2014 $ (314)

03/26/2014 $ (26)

12/23/2013 $ (747)

06/27/2013 $ (1)

12/28/2015 $ (6,174)

09/28/2015 $ (1,297)

06/25/2015 $ (35)

04/28/2015 $ 259,548

03/26/2015 $ (7,136)

12/29/2014 $ (18,852)

09/28/2016 $ (19,392)

07/27/2016 $ (6,934)

06/27/2016 $ (5,812)

05/31/2016 $ (9,729)

03/28/2016 $ (923)

02/25/2016 $ (36,778)

04/26/2017 $ (45)

02/27/2017 $ (568)

12/27/2016 $ (72)

11/29/2016 $ (301)

11/07/2016 $ 7,065

10/25/2016 $ (18,324)

12/21/2017 $ (2,732)

10/26/2017 $ (1,420)

09/26/2017 $ (11,449)

07/26/2017 $ (14)

06/26/2017 $ (463)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 406,118 Transfer of cap due to servicing transfer

$ 405,352 Transfer of cap due to servicing transfer

$ 403,838 Transfer of cap due to servicing transfer

$ 403,554 Transfer of cap due to servicing transfer

$ 325,354 Reallocation due to MHA program deobligation

$ 325,350 Transfer of cap due to servicing transfer

$ 325,344 Transfer of cap due to servicing transfer

iServe Residential Lending, LLC San Diego CA $ 960,000 N/A $ 230,000 Updated portfolio data from servicer

$ 600,000 Updated portfolio data from servicer

$ 800,000 Updated portfolio data from servicer/additional program initial cap

$ 435,167 Updated portfolio data from servicer

$ 535,167 Transfer of cap due to servicing transfer

$ 535,166 Updated due to quarterly assessment and reallocation

$ 535,165 Updated due to quarterly assessment and reallocation

$ 535,158 Updated due to quarterly assessment and reallocation

$ 535,152 Updated due to quarterly assessment and reallocation

$ 535,137 Updated due to quarterly assessment and reallocation

$ 535,134 Updated due to quarterly assessment and reallocation

$ 535,124 Updated due to quarterly assessment and reallocation

$ 535,120 Updated due to quarterly assessment and reallocation

$ 535,119 Updated due to quarterly assessment and reallocation

$ 532,877 Updated due to quarterly assessment and reallocation

$ 532,798 Updated due to quarterly assessment and reallocation

$ 531,868 Updated due to quarterly assessment and reallocation

$ 530,020 Updated due to quarterly assessment and reallocation

$ 529,410 Updated due to quarterly assessment and reallocation

$ 455,483 Updated due to quarterly assessment and reallocation

$ 427,680 Updated due to quarterly assessment and reallocation

$ 318,094 Updated due to quarterly assessment and reallocation

$ 292,105 Updated due to quarterly assessment and reallocation

$ 257,388 Updated due to quarterly assessment and reallocation

$ 231,695 Updated due to quarterly assessment and reallocation

$ 158,319 Reallocation due to MHA program deobligation

$ 156,786 Updated due to quarterly assessment and reallocation

$ 144,790 Updated due to quarterly assessment and reallocation

$ 137,624 Updated due to quarterly assessment and reallocation

$ 130,455 Updated due to quarterly assessment and reallocation

$ 117,918 Updated due to quarterly assessment and reallocation

$ 106,072 Updated due to quarterly assessment and reallocation

$ 110,639 Updated due to quarterly assessment and reallocation

$ 110,557 Updated due to quarterly assessment and reallocation

$ 110,544 Transfer of cap due to servicing transfer

$ 110,327 Transfer of cap due to servicing transfer

$ 110,313 Transfer of cap due to servicing transfer

$ 110,204 Transfer of cap due to servicing transfer

$ 110,201 Transfer of cap due to servicing transfer

$ 105,836 Transfer of cap due to servicing transfer

$ 105,295 Transfer of cap due to servicing transfer

$ 104,731 Transfer of cap due to servicing transfer

$ 104,704 Transfer of cap due to servicing transfer

$ 104,615 Transfer of cap due to servicing transfer

$ 104,439 Transfer of cap due to servicing transfer

$ 104,406 Transfer of cap due to servicing transfer

$ 100,688 Reallocation due to MHA program deobligation

iServe Servicing, Inc. Irving TX $ 28,040,000 N/A $ 28,160,000 Updated portfolio data from servicer/additional program initial cap

$ 15,500,000 Updated portfolio data from servicer

$ 15,600,000 Updated portfolio data from servicer/additional program initial cap

$ 12,474,782 Updated portfolio data from servicer

$ 13,274,782 Transfer of cap due to servicing transfer

$ 13,274,762 Updated due to quarterly assessment and reallocation

$ 13,274,738 Updated due to quarterly assessment and reallocation

$ 13,274,517 Updated due to quarterly assessment and reallocation

$ 13,274,348 Updated due to quarterly assessment and reallocation

$ 13,273,883 Updated due to quarterly assessment and reallocation

$ 13,273,805 Updated due to quarterly assessment and reallocation

$ 13,273,508 Updated due to quarterly assessment and reallocation

$ 13,273,396 Updated due to quarterly assessment and reallocation

$ 13,263,396 Transfer of cap due to servicing transfer

$ 13,263,356 Updated due to quarterly assessment and reallocation

$ 13,203,356 Updated due to quarterly assessment and reallocation

$ 13,135,840 Updated due to quarterly assessment and reallocation

$ 13,133,467 Updated due to quarterly assessment and reallocation

$ 13,105,453 Updated due to quarterly assessment and reallocation

02/26/2018 $ (201)

09/26/2018 $ (6)

08/27/2018 $ (4)

07/26/2018 $ (78,200)

06/21/2018 $ (284)

04/25/2018 $ (1,514)

03/22/2018 $ (766)

01/06/2011 $ (1)

11/16/2010 $ 100,000

09/30/2010 $ (364,833)

09/30/2010 $ 200,000

07/14/2010 $ 370,000

01/29/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ (730,000)

03/25/2013 $ (10)

12/27/2012 $ (3)

09/27/2012 $ (15)

06/28/2012 $ (6)

06/29/2011 $ (7)

03/30/2011 $ (1)

07/29/2014 $ (1,848)

06/26/2014 $ (930)

03/26/2014 $ (79)

12/23/2013 $ (2,242)

09/27/2013 $ (1)

06/27/2013 $ (4)

09/28/2015 $ (34,717)

06/25/2015 $ (25,989)

04/28/2015 $ (109,586)

03/26/2015 $ (27,803)

12/29/2014 $ (73,927)

09/29/2014 $ (610)

07/27/2016 $ (7,169)

06/27/2016 $ (7,166)

05/31/2016 $ (11,996)

03/28/2016 $ (1,533)

02/25/2016 $ (73,376)

12/28/2015 $ (25,693)

02/27/2017 $ (217)

12/27/2016 $ (13)

11/29/2016 $ (82)

11/07/2016 $ 4,567

10/25/2016 $ (11,846)

09/28/2016 $ (12,537)

12/21/2017 $ (564)

10/26/2017 $ (541)

09/26/2017 $ (4,365)

07/26/2017 $ (3)

06/26/2017 $ (109)

04/26/2017 $ (14)

03/05/2010 Purchase Financial Instrument for Home Loan Modifications 05/26/2010 $ 120,000

07/26/2018 $ (3,718)

06/21/2018 $ (33)

04/25/2018 $ (176)

03/22/2018 $ (89)

02/26/2018 $ (27)

03/30/2011 $ (24)

01/06/2011 $ (20)

11/16/2010 $ 800,000

09/30/2010 $ (3,125,218)

09/30/2010 $ 100,000

07/14/2010 $ (12,660,000)

06/27/2013 $ (112)

03/25/2013 $ (297)

12/27/2012 $ (78)

09/27/2012 $ (465)

06/28/2012 $ (169)

06/29/2011 $ (221)

06/26/2014 $ (28,014)

03/26/2014 $ (2,373)

12/23/2013 $ (67,516)

11/14/2013 $ (60,000)

09/27/2013 $ (40)

07/16/2013 $ (10,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 13,049,813 Updated due to quarterly assessment and reallocation

$ 13,031,434 Updated due to quarterly assessment and reallocation

$ 10,805,151 Updated due to quarterly assessment and reallocation

$ 9,967,882 Updated due to quarterly assessment and reallocation

- Termination of SPA

James B. Nutter & Company Kansas City MO $ 300,000 N/A $ 435,167 Updated portfolio data from servicer

$ 435,166 Updated due to quarterly assessment and reallocation

$ 435,165 Updated due to quarterly assessment and reallocation

$ 435,159 Updated due to quarterly assessment and reallocation

$ 435,155 Updated due to quarterly assessment and reallocation

$ 435,143 Updated due to quarterly assessment and reallocation

$ 435,141 Updated due to quarterly assessment and reallocation

$ 435,133 Updated due to quarterly assessment and reallocation

$ 435,130 Updated due to quarterly assessment and reallocation

$ 435,129 Updated due to quarterly assessment and reallocation

$ 433,402 Updated due to quarterly assessment and reallocation

$ 433,341 Updated due to quarterly assessment and reallocation

$ 432,625 Updated due to quarterly assessment and reallocation

$ 431,202 Updated due to quarterly assessment and reallocation

$ 430,732 Updated due to quarterly assessment and reallocation

$ 373,793 Updated due to quarterly assessment and reallocation

$ 352,379 Updated due to quarterly assessment and reallocation

$ 267,976 Updated due to quarterly assessment and reallocation

$ 247,959 Updated due to quarterly assessment and reallocation

$ 221,220 Updated due to quarterly assessment and reallocation

$ 201,431 Updated due to quarterly assessment and reallocation

$ 144,917 Reallocation due to MHA program deobligation

$ 143,737 Updated due to quarterly assessment and reallocation

$ 134,497 Updated due to quarterly assessment and reallocation

$ 128,978 Updated due to quarterly assessment and reallocation

$ 124,104 Updated due to quarterly assessment and reallocation

$ 120,938 Updated due to quarterly assessment and reallocation

$ 889,633 Updated due to quarterly assessment and reallocation

$ 889,633 Updated due to quarterly assessment and reallocation

$ 888,691 Updated due to quarterly assessment and reallocation

$ 888,570 Transfer of cap due to servicing transfer

$ 885,807 Transfer of cap due to servicing transfer

$ 885,624 Transfer of cap due to servicing transfer

$ 884,123 Transfer of cap due to servicing transfer

$ 884,075 Transfer of cap due to servicing transfer

$ 828,863 Transfer of cap due to servicing transfer

$ 820,931 Transfer of cap due to servicing transfer

$ 810,340 Transfer of cap due to servicing transfer

$ 809,635 Transfer of cap due to servicing transfer

$ 806,907 Transfer of cap due to servicing transfer

$ 801,495 Transfer of cap due to servicing transfer

$ 800,404 Transfer of cap due to servicing transfer

$ 585,708 Reallocation due to MHA program deobligation

$ 585,696 Transfer of cap due to servicing transfer

$ 585,680 Transfer of cap due to servicing transfer

JP Morgan Chase Bank, NA Lewisville TX $ 2,699,720,000 N/A $ 2,684,870,000 Updated portfolio data from servicer/additional program initial cap

$ 3,863,050,000 Updated portfolio data from servicer/additional program initial cap

$ 4,869,630,000 Updated portfolio data from servicer/additional program initial cap

$ 2,935,400,000 Updated portfolio data from servicer

$ 3,007,800,000 Updated portfolio data from servicer/additional program initial cap

$ 3,223,425,536 Updated portfolio data from servicer

$ 3,223,421,900 Updated due to quarterly assessment and reallocation

$ 3,223,321,900 Transfer of cap due to servicing transfer

$ 3,223,317,901 Updated due to quarterly assessment and reallocation

$ 3,223,117,901 Transfer of cap due to servicing transfer

$ 3,345,817,901 Transfer of cap due to servicing transfer

$ 3,345,783,295 Updated due to quarterly assessment and reallocation

$ 3,346,383,295 Transfer of cap due to servicing transfer

$ 3,345,983,295 Transfer of cap due to servicing transfer

$ 3,345,883,295 Transfer of cap due to servicing transfer

$ 3,346,083,295 Transfer of cap due to servicing transfer

$ 3,865,294,604 Transfer of cap due to servicing transfer

$ 3,862,494,604 Transfer of cap due to servicing transfer

$ 3,862,394,604 Transfer of cap due to servicing transfer

$ 3,862,294,604 Transfer of cap due to servicing transfer

$ 3,736,214,604 Transfer of cap due to servicing transfer

$ 3,734,594,604 Transfer of cap due to servicing transfer

$ 3,734,578,412 Updated due to quarterly assessment and reallocation

09/24/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 135,167

04/02/2015 $ (9,967,882)

03/26/2015 $ (837,269)

12/29/2014 $ (2,226,283)

09/29/2014 $ (18,379)

07/29/2014 $ (55,640)

12/27/2012 $ (2)

09/27/2012 $ (12)

06/28/2012 $ (4)

06/29/2011 $ (6)

03/30/2011 $ (1)

01/06/2011 $ (1)

06/26/2014 $ (716)

03/26/2014 $ (61)

12/23/2013 $ (1,727)

09/27/2013 $ (1)

06/27/2013 $ (3)

03/25/2013 $ (8)

06/25/2015 $ (20,017)

04/28/2015 $ (84,403)

03/26/2015 $ (21,414)

12/29/2014 $ (56,939)

09/29/2014 $ (470)

07/29/2014 $ (1,423)

06/27/2016 $ (5,519)

05/31/2016 $ (9,240)

03/28/2016 $ (1,180)

02/25/2016 $ (56,514)

12/28/2015 $ (19,789)

09/28/2015 $ (26,739)

12/27/2016 $ (121)

11/29/2016 $ (942)

11/07/2016 -

10/25/2016 $ 768,695

09/28/2016 $ (3,166)

07/27/2016 $ (4,874)

10/26/2017 $ (7,932)

09/26/2017 $ (55,212)

07/26/2017 $ (48)

06/26/2017 $ (1,501)

04/26/2017 $ (183)

02/27/2017 $ (2,763)

07/26/2018 $ (214,696)

06/21/2018 $ (1,091)

04/25/2018 $ (5,412)

03/22/2018 $ (2,728)

02/26/2018 $ (705)

12/21/2017 $ (10,591)

07/14/2010 $ (1,934,230,000)

03/26/2010 $ 1,006,580,000

12/30/2009 $ 1,178,180,000

07/31/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (14,850,000)

09/26/2018 $ (16)

08/27/2018 $ (12)

04/13/2011 $ (200,000)

03/30/2011 $ (3,999)

03/16/2011 $ (100,000)

01/06/2011 $ (3,636)

09/30/2010 $ 215,625,536

09/30/2010 $ 72,400,000

10/14/2011 $ 200,000

09/15/2011 $ (100,000)

08/16/2011 $ (400,000)

07/14/2011 $ 600,000

06/29/2011 $ (34,606)

05/13/2011 $ 122,700,000

06/14/2012 $ (1,620,000)

05/16/2012 $ (126,080,000)

02/16/2012 $ (100,000)

01/13/2012 $ (100,000)

11/16/2011 $ (2,800,000)

10/19/2011 $ 519,211,309

06/28/2012 $ (16,192)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 3,732,278,412 Transfer of cap due to servicing transfer

$ 3,732,258,412 Transfer of cap due to servicing transfer

$ 3,732,221,071 Updated due to quarterly assessment and reallocation

$ 3,731,091,071 Transfer of cap due to servicing transfer

$ 3,727,321,071 Transfer of cap due to servicing transfer

$ 3,727,141,071 Transfer of cap due to servicing transfer

$ 3,727,136,536 Updated due to quarterly assessment and reallocation

$ 3,727,076,536 Transfer of cap due to servicing transfer

$ 3,726,556,536 Transfer of cap due to servicing transfer

$ 3,726,466,536 Transfer of cap due to servicing transfer

$ 3,726,452,226 Updated due to quarterly assessment and reallocation

$ 3,726,342,226 Transfer of cap due to servicing transfer

$ 3,726,222,226 Transfer of cap due to servicing transfer

$ 3,726,172,226 Transfer of cap due to servicing transfer

$ 3,726,168,448 Updated due to quarterly assessment and reallocation

$ 3,622,928,448 Transfer of cap due to servicing transfer

$ 3,622,908,448 Transfer of cap due to servicing transfer

$ 3,522,948,448 Transfer of cap due to servicing transfer

$ 3,522,947,724 Updated due to quarterly assessment and reallocation

$ 3,444,957,724 Transfer of cap due to servicing transfer

$ 3,429,347,724 Transfer of cap due to servicing transfer

$ 3,429,297,724 Transfer of cap due to servicing transfer

$ 3,428,457,328 Updated due to quarterly assessment and reallocation

$ 3,422,667,328 Transfer of cap due to servicing transfer

$ 3,369,997,328 Transfer of cap due to servicing transfer

$ 3,366,267,328 Transfer of cap due to servicing transfer

$ 3,366,245,916 Updated due to quarterly assessment and reallocation

$ 3,352,245,916 Transfer of cap due to servicing transfer

$ 3,333,275,916 Transfer of cap due to servicing transfer

$ 3,303,105,916 Transfer of cap due to servicing transfer

$ 3,303,004,164 Updated due to quarterly assessment and reallocation

$ 3,290,024,164 Transfer of cap due to servicing transfer

$ 3,289,869,871 Updated due to quarterly assessment and reallocation

$ 3,282,689,871 Transfer of cap due to servicing transfer

$ 3,273,049,871 Transfer of cap due to servicing transfer

$ 3,273,031,783 Updated due to quarterly assessment and reallocation

$ 3,272,641,783 Transfer of cap due to servicing transfer

$ 3,262,491,783 Transfer of cap due to servicing transfer

$ 3,257,691,783 Transfer of cap due to servicing transfer

$ 3,807,624,890 Updated due to quarterly assessment and reallocation

$ 3,796,904,890 Transfer of cap due to servicing transfer

$ 3,792,874,890 Transfer of cap due to servicing transfer

$ 3,745,854,890 Transfer of cap due to servicing transfer

$ 3,786,558,851 Updated due to quarterly assessment and reallocation

$ 3,783,548,851 Transfer of cap due to servicing transfer

$ 4,116,209,608 Updated due to quarterly assessment and reallocation

$ 4,107,999,608 Transfer of cap due to servicing transfer

$ 4,093,869,608 Transfer of cap due to servicing transfer

$ 4,134,458,490 Updated due to quarterly assessment and reallocation

$ 4,116,938,490 Transfer of cap due to servicing transfer

$ 4,116,928,490 Transfer of cap due to servicing transfer

$ 4,117,688,490 Transfer of cap due to servicing transfer

$ 4,144,914,375 Updated due to quarterly assessment and reallocation

$ 4,137,174,375 Transfer of cap due to servicing transfer

$ 4,131,124,375 Transfer of cap due to servicing transfer

$ 4,129,394,375 Transfer of cap due to servicing transfer

$ 4,166,795,473 Updated due to quarterly assessment and reallocation

$ 4,130,095,473 Transfer of cap due to servicing transfer

$ 4,129,895,473 Transfer of cap due to servicing transfer

$ 3,997,374,866 Reallocation due to MHA program deobligation

$ 3,988,054,866 Transfer of cap due to servicing transfer

$ 3,985,776,271 Updated due to quarterly assessment and reallocation

$ 3,975,336,271 Transfer of cap due to servicing transfer

$ 3,968,606,271 Transfer of cap due to servicing transfer

$ 3,958,673,048 Updated due to quarterly assessment and reallocation

$ 3,946,333,048 Transfer of cap due to servicing transfer

$ 3,943,497,685 Updated due to quarterly assessment and reallocation

$ 3,939,387,685 Transfer of cap due to servicing transfer

$ 3,938,439,528 Updated due to quarterly assessment and reallocation

$ 3,934,859,528 Transfer of cap due to servicing transfer

$ 3,920,589,528 Transfer of cap due to servicing transfer

$ 3,935,964,809 Updated due to quarterly assessment and reallocation

$ 3,926,854,809 Transfer of cap due to servicing transfer

11/15/2012 $ (3,770,000)

10/16/2012 $ (1,130,000)

09/27/2012 $ (37,341)

08/16/2012 $ (20,000)

07/16/2012 $ (2,300,000)

03/25/2013 $ (14,310)

03/14/2013 $ (90,000)

02/14/2013 $ (520,000)

01/16/2013 $ (60,000)

12/27/2012 $ (4,535)

12/14/2012 $ (180,000)

08/15/2013 $ (20,000)

07/16/2013 $ (103,240,000)

06/27/2013 $ (3,778)

06/14/2013 $ (50,000)

05/16/2013 $ (120,000)

04/16/2013 $ (110,000)

12/23/2013 $ (840,396)

12/16/2013 $ (50,000)

11/14/2013 $ (15,610,000)

10/15/2013 $ (77,990,000)

09/27/2013 $ (724)

09/16/2013 $ (99,960,000)

05/15/2014 $ (18,970,000)

04/16/2014 $ (14,000,000)

03/26/2014 $ (21,412)

03/14/2014 $ (3,730,000)

02/13/2014 $ (52,670,000)

01/16/2014 $ (5,790,000)

09/16/2014 $ (9,640,000)

08/14/2014 $ (7,180,000)

07/29/2014 $ (154,293)

07/16/2014 $ (12,980,000)

06/26/2014 $ (101,752)

06/16/2014 $ (30,170,000)

01/15/2015 $ (10,720,000)

12/29/2014 $ 549,933,107

12/16/2014 $ (4,800,000)

11/14/2014 $ (10,150,000)

10/16/2014 $ (390,000)

09/29/2014 $ (18,088)

05/14/2015 $ (8,210,000)

04/28/2015 $ 332,660,757

04/16/2015 $ (3,010,000)

03/26/2015 $ 40,703,961

03/16/2015 $ (47,020,000)

02/13/2015 $ (4,030,000)

09/28/2015 $ 27,225,885

09/16/2015 $ 760,000

08/14/2015 $ (10,000)

07/16/2015 $ (17,520,000)

06/25/2015 $ 40,588,882

06/16/2015 $ (14,130,000)

02/16/2016 $ (200,000)

01/14/2016 $ (36,700,000)

12/28/2015 $ 37,401,098

12/16/2015 $ (1,730,000)

11/16/2015 $ (6,050,000)

10/15/2015 $ (7,740,000)

05/31/2016 $ (9,933,223)

05/16/2016 $ (6,730,000)

04/14/2016 $ (10,440,000)

03/28/2016 $ (2,278,595)

03/16/2016 $ (9,320,000)

02/25/2016 $ (132,520,607)

09/15/2016 $ (14,270,000)

08/16/2016 $ (3,580,000)

07/27/2016 $ (948,157)

07/14/2016 $ (4,110,000)

06/27/2016 $ (2,835,363)

06/16/2016 $ (12,340,000)

10/14/2016 $ (9,110,000)

09/28/2016 $ 15,375,281
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 3,947,641,314 Updated due to quarterly assessment and reallocation

$ 3,947,641,314 Updated due to quarterly assessment and reallocation

$ 3,945,541,314 Transfer of cap due to servicing transfer

$ 3,943,964,078 Updated due to quarterly assessment and reallocation

$ 3,928,894,078 Transfer of cap due to servicing transfer

$ 3,928,670,439 Transfer of cap due to servicing transfer

$ 3,928,200,439 Transfer of cap due to servicing transfer

$ 3,916,410,439 Transfer of cap due to servicing transfer

$ 3,912,639,791 Transfer of cap due to servicing transfer

$ 3,903,229,791 Transfer of cap due to servicing transfer

$ 3,902,981,852 Transfer of cap due to servicing transfer

$ 3,900,948,808 Transfer of cap due to servicing transfer

$ 3,900,886,761 Transfer of cap due to servicing transfer

$ 3,915,087,881 Transfer of cap due to servicing transfer

$ 3,914,313,103 Transfer of cap due to servicing transfer

$ 3,946,340,298 Transfer of cap due to servicing transfer

$ 3,946,159,417 Transfer of cap due to servicing transfer

$ 3,945,359,554 Transfer of cap due to servicing transfer

$ 3,943,606,465 Transfer of cap due to servicing transfer

$ 3,943,210,317 Transfer of cap due to servicing transfer

$ 3,402,782,028 Reallocation due to MHA program deobligation

$ 3,402,751,343 Transfer of cap due to servicing transfer

$ 3,402,717,482 Transfer of cap due to servicing transfer

Kondaur Capital Corporation Orange CA - N/A 3 $ 30,000 Transfer of cap due to servicing transfer

$ 100,000 Transfer of cap due to servicing transfer

$ 90,000 Transfer of cap due to servicing transfer

$ 80,000 Transfer of cap due to servicing transfer

$ 70,000 Transfer of cap due to servicing transfer

$ 200,000 Transfer of cap due to servicing transfer

$ 150,000 Transfer of cap due to servicing transfer

$ 130,000 Transfer of cap due to servicing transfer

$ 129,845 Updated due to quarterly assessment and reallocation

$ 2,369,845 Transfer of cap due to servicing transfer

$ 2,369,472 Updated due to quarterly assessment and reallocation

$ 2,364,975 Updated due to quarterly assessment and reallocation

$ 2,356,043 Updated due to quarterly assessment and reallocation

$ 2,316,043 Transfer of cap due to servicing transfer

$ 2,313,089 Updated due to quarterly assessment and reallocation

$ 1,973,089 Transfer of cap due to servicing transfer

$ 1,923,089 Transfer of cap due to servicing transfer

$ 1,626,995 Updated due to quarterly assessment and reallocation

$ 1,526,995 Transfer of cap due to servicing transfer

$ 1,506,995 Transfer of cap due to servicing transfer

$ 1,414,408 Updated due to quarterly assessment and reallocation

$ 7,774,408 Transfer of cap due to servicing transfer

$ 5,401,715 Updated due to quarterly assessment and reallocation

$ 4,971,715 Transfer of cap due to servicing transfer

$ 4,731,715 Transfer of cap due to servicing transfer

$ 4,225,844 Updated due to quarterly assessment and reallocation

$ 4,195,844 Transfer of cap due to servicing transfer

$ 4,035,844 Transfer of cap due to servicing transfer

$ 4,015,844 Transfer of cap due to servicing transfer

$ 3,367,858 Updated due to quarterly assessment and reallocation

$ 3,537,858 Transfer of cap due to servicing transfer

$ 3,277,858 Transfer of cap due to servicing transfer

$ 3,737,858 Transfer of cap due to servicing transfer

$ 3,191,719 Updated due to quarterly assessment and reallocation

$ 3,241,719 Transfer of cap due to servicing transfer

$ 1,641,297 Reallocation due to MHA program deobligation

$ 291,297 Transfer of cap due to servicing transfer

$ 334,002 Updated due to quarterly assessment and reallocation

$ 284,002 Transfer of cap due to servicing transfer

$ 234,002 Transfer of cap due to servicing transfer

$ 519,061 Updated due to quarterly assessment and reallocation

$ 596,928 Updated due to quarterly assessment and reallocation

$ 566,928 Transfer of cap due to servicing transfer

$ 694,955 Updated due to quarterly assessment and reallocation

$ 664,955 Transfer of cap due to servicing transfer

$ 674,955 Transfer of cap due to servicing transfer

$ 671,394 Updated due to quarterly assessment and reallocation

$ 639,728 Updated due to quarterly assessment and reallocation

$ 651,936 Updated due to quarterly assessment and reallocation

$ 621,936 Transfer of cap due to servicing transfer

11/29/2016 $ (1,577,236)

11/16/2016 $ (2,100,000)

11/07/2016 -

10/25/2016 $ 20,786,505

03/16/2017 $ (9,410,000)

02/27/2017 $ (3,770,648)

02/16/2017 $ (11,790,000)

01/13/2017 $ (470,000)

12/27/2016 $ (223,639)

12/15/2016 $ (15,070,000)

12/21/2017 $ 32,027,195

10/26/2017 $ (774,778)

09/26/2017 $ 14,201,120

07/26/2017 $ (62,047)

06/26/2017 $ (2,033,044)

04/26/2017 $ (247,939)

08/27/2018 $ (30,685)

07/26/2018 $ (540,428,289)

06/21/2018 $ (396,148)

04/25/2018 $ (1,753,089)

03/22/2018 $ (799,863)

02/26/2018 $ (180,881)

04/16/2013 $ (10,000)

02/14/2013 $ (10,000)

01/16/2013 $ (10,000)

12/14/2012 $ 70,000

11/15/2012 Purchase Financial Instrument for Home Loan Modifications 11/15/2012 $ 30,000

09/26/2018 $ (33,861)

03/26/2014 $ (373)

03/14/2014 $ 2,240,000

12/23/2013 $ (155)

07/16/2013 $ (20,000)

06/14/2013 $ (50,000)

05/16/2013 $ 130,000

12/16/2014 $ (50,000)

11/14/2014 $ (340,000)

09/29/2014 $ (2,954)

09/16/2014 $ (40,000)

07/29/2014 $ (8,932)

06/26/2014 $ (4,497)

04/28/2015 $ (2,372,693)

04/16/2015 $ 6,360,000

03/26/2015 $ (92,587)

02/13/2015 $ (20,000)

01/15/2015 $ (100,000)

12/29/2014 $ (296,094)

09/16/2015 $ (20,000)

08/14/2015 $ (160,000)

07/16/2015 $ (30,000)

06/25/2015 $ (505,871)

06/16/2015 $ (240,000)

05/14/2015 $ (430,000)

01/14/2016 $ 50,000

12/28/2015 $ (546,139)

12/16/2015 $ 460,000

11/16/2015 $ (260,000)

10/15/2015 $ 170,000

09/28/2015 $ (647,986)

05/31/2016 $ 285,059

05/16/2016 $ (50,000)

04/14/2016 $ (50,000)

03/28/2016 $ 42,705

03/16/2016 $ (1,350,000)

02/25/2016 $ (1,600,422)

09/28/2016 $ (3,561)

09/15/2016 $ 10,000

08/16/2016 $ (30,000)

07/27/2016 $ 128,027

07/14/2016 $ (30,000)

06/27/2016 $ 77,867

11/16/2016 $ (30,000)

11/07/2016 $ 12,208

10/25/2016 $ (31,666)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 621,695 Updated due to quarterly assessment and reallocation

$ 431,695 Transfer of cap due to servicing transfer

$ 561,222 Transfer of cap due to servicing transfer

$ 621,222 Transfer of cap due to servicing transfer

$ 611,222 Transfer of cap due to servicing transfer

$ 609,957 Transfer of cap due to servicing transfer

$ 599,957 Transfer of cap due to servicing transfer

$ 599,809 Transfer of cap due to servicing transfer

$ 596,255 Transfer of cap due to servicing transfer

$ 596,147 Transfer of cap due to servicing transfer

$ 563,100 Transfer of cap due to servicing transfer

$ 552,847 Transfer of cap due to servicing transfer

$ 542,907 Transfer of cap due to servicing transfer

$ 542,424 Transfer of cap due to servicing transfer

$ 540,851 Transfer of cap due to servicing transfer

$ 1,213,740 Transfer of cap due to servicing transfer

$ 1,212,817 Transfer of cap due to servicing transfer

$ 966,848 Reallocation due to MHA program deobligation

$ 966,832 Transfer of cap due to servicing transfer

$ 966,813 Transfer of cap due to servicing transfer

Lake City Bank Warsaw IN $ 420,000 N/A $ 600,000 Updated portfolio data from servicer/additional program initial cap

$ 250,000 Updated portfolio data from servicer/additional program initial cap

$ 270,000 Updated portfolio data from servicer

$ 200,000 Updated portfolio data from servicer

$ 290,111 Updated portfolio data from servicer

$ 290,108 Updated due to quarterly assessment and reallocation

$ 290,106 Updated due to quarterly assessment and reallocation

$ 290,099 Updated due to quarterly assessment and reallocation

$ 290,098 Updated due to quarterly assessment and reallocation

$ 290,094 Updated due to quarterly assessment and reallocation

$ 290,092 Updated due to quarterly assessment and reallocation

$ 290,091 Updated due to quarterly assessment and reallocation

$ 289,112 Updated due to quarterly assessment and reallocation

$ 289,078 Updated due to quarterly assessment and reallocation

$ 288,672 Updated due to quarterly assessment and reallocation

$ 287,865 Updated due to quarterly assessment and reallocation

$ 287,598 Updated due to quarterly assessment and reallocation

$ 261,541 Updated due to quarterly assessment and reallocation

$ 251,735 Updated due to quarterly assessment and reallocation

$ 233,987 Updated due to quarterly assessment and reallocation

$ 229,024 Updated due to quarterly assessment and reallocation

$ 222,375 Updated due to quarterly assessment and reallocation

$ 217,403 Updated due to quarterly assessment and reallocation

$ 193,637 Reallocation due to MHA program deobligation

$ 193,295 Updated due to quarterly assessment and reallocation

$ 189,335 Updated due to quarterly assessment and reallocation

$ 186,953 Updated due to quarterly assessment and reallocation

$ 183,450 Updated due to quarterly assessment and reallocation

$ 177,283 Updated due to quarterly assessment and reallocation

$ 171,391 Updated due to quarterly assessment and reallocation

$ 173,663 Updated due to quarterly assessment and reallocation

$ 173,549 Updated due to quarterly assessment and reallocation

$ 173,522 Transfer of cap due to servicing transfer

$ 173,048 Transfer of cap due to servicing transfer

$ 173,017 Transfer of cap due to servicing transfer

$ 172,719 Transfer of cap due to servicing transfer

$ 172,710 Transfer of cap due to servicing transfer

$ 164,352 Transfer of cap due to servicing transfer

$ 163,306 Transfer of cap due to servicing transfer

$ 161,570 Transfer of cap due to servicing transfer

$ 161,485 Transfer of cap due to servicing transfer

$ 161,205 Transfer of cap due to servicing transfer

$ 160,651 Transfer of cap due to servicing transfer

$ 160,547 Transfer of cap due to servicing transfer

$ 130,297 Reallocation due to MHA program deobligation

$ 130,295 Transfer of cap due to servicing transfer

$ 130,293 Transfer of cap due to servicing transfer

Lake National Bank Mentor OH $ 100,000 N/A $ 250,000 Updated portfolio data from servicer/additional program initial cap

$ 380,000 Updated portfolio data from servicer/additional program initial cap

$ 430,000 Updated portfolio data from servicer

$ 400,000 Updated portfolio data from servicer

$ 435,167 Updated portfolio data from servicer

$ 435,166 Updated due to quarterly assessment and reallocation

12/27/2016 $ 129,527

12/15/2016 $ (190,000)

11/29/2016 $ (241)

06/26/2017 $ (3,554)

04/26/2017 $ (148)

03/16/2017 $ (10,000)

02/27/2017 $ (1,265)

02/16/2017 $ (10,000)

01/13/2017 $ 60,000

03/22/2018 $ (1,573)

02/26/2018 $ (483)

12/21/2017 $ (9,940)

10/26/2017 $ (10,253)

09/26/2017 $ (33,047)

07/26/2017 $ (108)

08/05/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 180,000

09/26/2018 $ (19)

08/27/2018 $ (16)

07/26/2018 $ (245,969)

06/21/2018 $ (923)

04/25/2018 $ 672,889

06/28/2012 $ (2)

06/29/2011 $ (3)

09/30/2010 $ 90,111

07/14/2010 $ (70,000)

03/26/2010 $ 20,000

12/30/2009 $ (350,000)

12/23/2013 $ (979)

09/27/2013 $ (1)

06/27/2013 $ (2)

03/25/2013 $ (4)

12/27/2012 $ (1)

09/27/2012 $ (7)

03/26/2015 $ (9,806)

12/29/2014 $ (26,057)

09/29/2014 $ (267)

07/29/2014 $ (807)

06/26/2014 $ (406)

03/26/2014 $ (34)

03/28/2016 $ (342)

02/25/2016 $ (23,766)

12/28/2015 $ (4,972)

09/28/2015 $ (6,649)

06/25/2015 $ (4,963)

04/28/2015 $ (17,748)

11/07/2016 $ 2,272

10/25/2016 $ (5,892)

09/28/2016 $ (6,167)

07/27/2016 $ (3,503)

06/27/2016 $ (2,382)

05/31/2016 $ (3,960)

07/26/2017 $ (9)

06/26/2017 $ (298)

04/26/2017 $ (31)

02/27/2017 $ (474)

12/27/2016 $ (27)

11/29/2016 $ (114)

04/25/2018 $ (554)

03/22/2018 $ (280)

02/26/2018 $ (85)

12/21/2017 $ (1,736)

10/26/2017 $ (1,046)

09/26/2017 $ (8,358)

12/30/2009 $ 130,000

07/10/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 150,000

09/26/2018 $ (2)

08/27/2018 $ (2)

07/26/2018 $ (30,250)

06/21/2018 $ (104)

01/06/2011 $ (1)

09/30/2010 $ 35,167

07/14/2010 $ (30,000)

03/26/2010 $ 50,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 435,165 Updated due to quarterly assessment and reallocation

$ 435,159 Updated due to quarterly assessment and reallocation

$ 435,155 Updated due to quarterly assessment and reallocation

6 $ 10,651 Termination of SPA

Land/Home Financial Services, Inc. Concord CA - N/A 3 $ 40,000 Transfer of cap due to servicing transfer

$ 60,000 Transfer of cap due to servicing transfer

$ 70,000 Transfer of cap due to servicing transfer

LenderLive Network, Inc Glendale CO - N/A 3 $ 100,000 Transfer of cap due to servicing transfer

$ 110,000 Transfer of cap due to servicing transfer

$ 109,998 Updated due to quarterly assessment and reallocation

$ 129,998 Transfer of cap due to servicing transfer

$ 209,998 Transfer of cap due to servicing transfer

$ 209,762 Updated due to quarterly assessment and reallocation

$ 349,762 Transfer of cap due to servicing transfer

$ 348,693 Updated due to quarterly assessment and reallocation

$ 408,693 Transfer of cap due to servicing transfer

$ 408,255 Updated due to quarterly assessment and reallocation

$ 377,648 Updated due to quarterly assessment and reallocation

$ 366,105 Updated due to quarterly assessment and reallocation

$ 320,537 Updated due to quarterly assessment and reallocation

$ 309,668 Updated due to quarterly assessment and reallocation

$ 319,668 Transfer of cap due to servicing transfer

$ 303,285 Updated due to quarterly assessment and reallocation

$ 313,285 Transfer of cap due to servicing transfer

$ 299,494 Updated due to quarterly assessment and reallocation

$ 659,494 Transfer of cap due to servicing transfer

$ 407,934 Reallocation due to MHA program deobligation

$ 427,934 Transfer of cap due to servicing transfer

$ 422,154 Updated due to quarterly assessment and reallocation

$ 352,154 Transfer of cap due to servicing transfer

$ 306,657 Updated due to quarterly assessment and reallocation

$ 279,478 Updated due to quarterly assessment and reallocation

$ 252,291 Updated due to quarterly assessment and reallocation

$ 204,745 Updated due to quarterly assessment and reallocation

$ 204,745 Transfer of cap due to servicing transfer

$ 159,817 Updated due to quarterly assessment and reallocation

$ 177,139 Updated due to quarterly assessment and reallocation

$ 176,770 Updated due to quarterly assessment and reallocation

$ 176,714 Transfer of cap due to servicing transfer

$ 175,736 Transfer of cap due to servicing transfer

$ 175,672 Transfer of cap due to servicing transfer

$ 175,179 Transfer of cap due to servicing transfer

$ 175,164 Transfer of cap due to servicing transfer

$ 158,744 Transfer of cap due to servicing transfer

$ 156,708 Transfer of cap due to servicing transfer

$ 154,587 Transfer of cap due to servicing transfer

$ 154,484 Transfer of cap due to servicing transfer

$ 154,148 Transfer of cap due to servicing transfer

$ 153,484 Transfer of cap due to servicing transfer

$ 153,360 Transfer of cap due to servicing transfer

$ 122,060 Reallocation due to MHA program deobligation

$ 122,058 Transfer of cap due to servicing transfer

$ 122,056 Transfer of cap due to servicing transfer

Liberty Bank and Trust Co New Orleans LA $ 1,000,000 N/A $ 1,450,556 Updated portfolio data from servicer

$ 1,450,554 Updated due to quarterly assessment and reallocation

$ 1,450,552 Updated due to quarterly assessment and reallocation

$ 1,450,529 Updated due to quarterly assessment and reallocation

$ 1,450,512 Updated due to quarterly assessment and reallocation

$ 1,450,464 Updated due to quarterly assessment and reallocation

$ 1,450,456 Updated due to quarterly assessment and reallocation

$ 1,450,426 Updated due to quarterly assessment and reallocation

$ 1,450,415 Updated due to quarterly assessment and reallocation

$ 1,450,411 Updated due to quarterly assessment and reallocation

$ 1,443,453 Updated due to quarterly assessment and reallocation

$ 1,443,208 Updated due to quarterly assessment and reallocation

$ 1,440,321 Updated due to quarterly assessment and reallocation

$ 1,434,587 Updated due to quarterly assessment and reallocation

$ 1,432,693 Updated due to quarterly assessment and reallocation

$ 1,203,256 Updated due to quarterly assessment and reallocation

$ 1,116,968 Updated due to quarterly assessment and reallocation

$ 776,864 Updated due to quarterly assessment and reallocation

$ 696,205 Updated due to quarterly assessment and reallocation

$ 588,459 Updated due to quarterly assessment and reallocation

06/29/2011 $ (6)

03/30/2011 $ (1)

01/16/2014 Purchase Financial Instrument for Home Loan Modifications 01/16/2014 $ 100,000

07/14/2016 $ 10,000

09/16/2014 $ 20,000

06/16/2014 Purchase Financial Instrument for Home Loan Modifications 06/16/2014 $ 40,000

08/23/2012 $ (424,504)

06/28/2012 $ (4)

07/16/2014 $ 140,000

06/26/2014 $ (236)

06/16/2014 $ 80,000

05/15/2014 $ 20,000

03/26/2014 $ (2)

03/14/2014 $ 10,000

04/28/2015 $ (45,568)

03/26/2015 $ (11,543)

12/29/2014 $ (30,607)

09/29/2014 $ (438)

08/14/2014 $ 60,000

07/29/2014 $ (1,069)

02/16/2016 $ 360,000

12/28/2015 $ (13,791)

11/16/2015 $ 10,000

09/28/2015 $ (16,383)

07/16/2015 $ 10,000

06/25/2015 $ (10,869)

06/27/2016 $ (27,179)

05/31/2016 $ (45,497)

04/14/2016 $ (70,000)

03/28/2016 $ (5,780)

03/16/2016 $ 20,000

02/25/2016 $ (251,560)

11/29/2016 $ (369)

11/07/2016 $ 17,322

10/25/2016 $ (44,928)

10/14/2016 -

09/28/2016 $ (47,546)

07/27/2016 $ (27,187)

09/26/2017 $ (16,420)

07/26/2017 $ (15)

06/26/2017 $ (493)

04/26/2017 $ (64)

02/27/2017 $ (978)

12/27/2016 $ (56)

06/21/2018 $ (124)

04/25/2018 $ (664)

03/22/2018 $ (336)

02/26/2018 $ (103)

12/21/2017 $ (2,121)

10/26/2017 $ (2,036)

03/30/2011 $ (2)

01/06/2011 $ (2)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 450,556

09/26/2018 $ (2)

08/27/2018 $ (2)

07/26/2018 $ (31,300)

06/27/2013 $ (11)

03/25/2013 $ (30)

12/27/2012 $ (8)

09/27/2012 $ (48)

06/28/2012 $ (17)

06/29/2011 $ (23)

09/29/2014 $ (1,894)

07/29/2014 $ (5,734)

06/26/2014 $ (2,887)

03/26/2014 $ (245)

12/23/2013 $ (6,958)

09/27/2013 $ (4)

09/28/2015 $ (107,746)

06/25/2015 $ (80,659)

04/28/2015 $ (340,104)

03/26/2015 $ (86,288)

12/29/2014 $ (229,437)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 508,718 Updated due to quarterly assessment and reallocation

$ 280,994 Reallocation due to MHA program deobligation

$ 276,237 Updated due to quarterly assessment and reallocation

$ 239,006 Updated due to quarterly assessment and reallocation

$ 216,765 Updated due to quarterly assessment and reallocation

$ 194,517 Updated due to quarterly assessment and reallocation

$ 155,610 Updated due to quarterly assessment and reallocation

$ 118,845 Updated due to quarterly assessment and reallocation

$ 133,019 Updated due to quarterly assessment and reallocation

$ 132,765 Updated due to quarterly assessment and reallocation

$ 132,726 Transfer of cap due to servicing transfer

$ 132,052 Transfer of cap due to servicing transfer

$ 132,008 Transfer of cap due to servicing transfer

$ 131,668 Transfer of cap due to servicing transfer

$ 131,658 Transfer of cap due to servicing transfer

- Termination of SPA

Liberty Savings Bank, FSB Wilmington OH - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

- Termination of SPA

Litton Loan Servicing, LP Houston TX $ 774,900,000 N/A $ 1,087,950,000 Updated portfolio data from servicer/additional program initial cap

$ 1,363,320,000 Updated portfolio data from servicer/additional program initial cap

$ 1,642,230,000 Updated portfolio data from servicer

$ 1,167,500,000 Updated portfolio data from servicer

$ 1,166,800,000 Transfer of cap due to servicing transfer

$ 1,165,800,000 Transfer of cap due to servicing transfer

$ 1,050,782,764 Updated portfolio data from servicer

$ 1,049,982,764 Transfer of cap due to servicing transfer

$ 1,050,782,764 Transfer of cap due to servicing transfer

$ 1,050,781,478 Updated due to quarterly assessment and reallocation

$ 1,059,581,478 Transfer of cap due to servicing transfer

$ 1,059,580,008 Updated due to quarterly assessment and reallocation

$ 1,056,280,008 Transfer of cap due to servicing transfer

$ 1,055,980,008 Transfer of cap due to servicing transfer

$ 1,055,280,008 Transfer of cap due to servicing transfer

$ 1,055,266,911 Updated due to quarterly assessment and reallocation

$ 1,055,066,911 Transfer of cap due to servicing transfer

$ 1,052,166,911 Transfer of cap due to servicing transfer

$ 1,051,866,911 Transfer of cap due to servicing transfer

$ 1,051,366,911 Transfer of cap due to servicing transfer

$ 1,048,766,911 Transfer of cap due to servicing transfer

$ 853,966,911 Transfer of cap due to servicing transfer

$ 853,566,911 Transfer of cap due to servicing transfer

$ 853,557,183 Updated due to quarterly assessment and reallocation

$ 845,567,183 Transfer of cap due to servicing transfer

$ 845,540,716 Updated due to quarterly assessment and reallocation

$ 845,536,250 Updated due to quarterly assessment and reallocation

$ 845,519,328 Updated due to quarterly assessment and reallocation

$ 845,512,942 Updated due to quarterly assessment and reallocation

$ 845,510,653 Updated due to quarterly assessment and reallocation

$ 845,450,653 Transfer of cap due to servicing transfer

$ 841,586,150 Updated due to quarterly assessment and reallocation

$ 841,556,150 Transfer of cap due to servicing transfer

12 $ 76,324,760 Termination of SPA

Los Alamos National Bank Los Alamos NM $ 700,000 N/A $ 740,000 Updated portfolio data from servicer/additional program initial cap

$ 790,000 Updated portfolio data from servicer

$ 2,100,000 Updated portfolio data from servicer

$ 2,175,834 Updated portfolio data from servicer

$ 2,175,831 Updated due to quarterly assessment and reallocation

$ 2,175,827 Updated due to quarterly assessment and reallocation

$ 2,175,792 Updated due to quarterly assessment and reallocation

$ 2,175,766 Updated due to quarterly assessment and reallocation

$ 2,175,696 Updated due to quarterly assessment and reallocation

$ 2,175,684 Updated due to quarterly assessment and reallocation

$ 2,175,639 Updated due to quarterly assessment and reallocation

$ 2,175,622 Updated due to quarterly assessment and reallocation

$ 2,175,616 Updated due to quarterly assessment and reallocation

$ 2,165,684 Updated due to quarterly assessment and reallocation

$ 2,165,338 Updated due to quarterly assessment and reallocation

$ 2,161,251 Updated due to quarterly assessment and reallocation

$ 2,153,132 Updated due to quarterly assessment and reallocation

$ 2,150,450 Updated due to quarterly assessment and reallocation

$ 1,844,275 Updated due to quarterly assessment and reallocation

$ 1,728,224 Updated due to quarterly assessment and reallocation

$ 1,377,372 Updated due to quarterly assessment and reallocation

12/28/2015 $ (79,741)

09/28/2016 $ (38,907)

07/27/2016 $ (22,248)

06/27/2016 $ (22,241)

05/31/2016 $ (37,231)

03/28/2016 $ (4,757)

02/25/2016 $ (227,724)

04/26/2017 $ (44)

02/27/2017 $ (674)

12/27/2016 $ (39)

11/29/2016 $ (254)

11/07/2016 $ 14,174

10/25/2016 $ (36,765)

08/12/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 313,050,000

08/16/2017 $ (10,000)

12/16/2014 Purchase Financial Instrument for Home Loan Modifications 12/16/2014 $ 10,000

08/16/2017 $ (131,658)

07/26/2017 $ (10)

06/26/2017 $ (340)

09/30/2010 $ (115,017,236)

09/15/2010 $ (1,000,000)

08/13/2010 $ (700,000)

07/14/2010 $ (474,730,000)

03/26/2010 $ 278,910,000

12/30/2009 $ 275,370,000

04/13/2011 $ (3,300,000)

03/30/2011 $ (1,470)

03/16/2011 $ 8,800,000

01/06/2011 $ (1,286)

12/15/2010 $ 800,000

10/15/2010 $ (800,000)

10/14/2011 $ (300,000)

09/15/2011 $ (2,900,000)

07/14/2011 $ (200,000)

06/29/2011 $ (13,097)

06/16/2011 $ (700,000)

05/13/2011 $ (300,000)

08/16/2012 $ (7,990,000)

06/28/2012 $ (9,728)

02/16/2012 $ (400,000)

01/13/2012 $ (194,800,000)

12/15/2011 $ (2,600,000)

11/16/2011 $ (500,000)

12/16/2013 $ (60,000)

09/27/2013 $ (2,289)

06/27/2013 $ (6,386)

03/25/2013 $ (16,922)

12/27/2012 $ (4,466)

09/27/2012 $ (26,467)

07/14/2010 $ 1,310,000

03/26/2010 $ 50,000

11/06/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 40,000

01/31/2014 $ (765,231,390)

01/16/2014 $ (30,000)

12/23/2013 $ (3,864,503)

09/27/2012 $ (70)

06/28/2012 $ (26)

06/29/2011 $ (35)

03/30/2011 $ (4)

01/06/2011 $ (3)

09/30/2010 $ 75,834

03/26/2014 $ (346)

12/23/2013 $ (9,932)

09/27/2013 $ (6)

06/27/2013 $ (17)

03/25/2013 $ (45)

12/27/2012 $ (12)

04/28/2015 $ (350,852)

03/26/2015 $ (116,051)

12/29/2014 $ (306,175)

09/29/2014 $ (2,682)

07/29/2014 $ (8,119)

06/26/2014 $ (4,087)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,294,139 Updated due to quarterly assessment and reallocation

$ 1,182,955 Updated due to quarterly assessment and reallocation

$ 1,100,670 Updated due to quarterly assessment and reallocation

$ 834,613 Reallocation due to MHA program deobligation

$ 829,055 Updated due to quarterly assessment and reallocation

$ 781,787 Updated due to quarterly assessment and reallocation

$ 754,460 Updated due to quarterly assessment and reallocation

$ 725,985 Updated due to quarterly assessment and reallocation

$ 668,574 Updated due to quarterly assessment and reallocation

$ 602,657 Updated due to quarterly assessment and reallocation

$ 628,070 Updated due to quarterly assessment and reallocation

$ 627,371 Updated due to quarterly assessment and reallocation

$ 627,258 Transfer of cap due to servicing transfer

$ 625,177 Transfer of cap due to servicing transfer

$ 625,041 Transfer of cap due to servicing transfer

$ 623,992 Transfer of cap due to servicing transfer

$ 623,960 Transfer of cap due to servicing transfer

$ 595,354 Transfer of cap due to servicing transfer

$ 591,261 Transfer of cap due to servicing transfer

$ 586,997 Transfer of cap due to servicing transfer

$ 586,382 Transfer of cap due to servicing transfer

$ 584,376 Transfer of cap due to servicing transfer

$ 580,409 Transfer of cap due to servicing transfer

$ 579,665 Transfer of cap due to servicing transfer

$ 435,255 Reallocation due to MHA program deobligation

$ 435,247 Transfer of cap due to servicing transfer

$ 435,239 Transfer of cap due to servicing transfer

M&T Bank Buffalo NY $ 700,000 N/A $ 1,015,389 Updated portfolio data from servicer

$ 1,015,388 Updated due to quarterly assessment and reallocation

$ 1,015,387 Updated due to quarterly assessment and reallocation

$ 1,015,376 Updated due to quarterly assessment and reallocation

$ 1,015,365 Updated due to quarterly assessment and reallocation

$ 1,015,335 Updated due to quarterly assessment and reallocation

$ 1,015,330 Updated due to quarterly assessment and reallocation

$ 1,015,310 Updated due to quarterly assessment and reallocation

$ 1,015,303 Updated due to quarterly assessment and reallocation

$ 1,015,300 Updated due to quarterly assessment and reallocation

$ 1,010,919 Updated due to quarterly assessment and reallocation

$ 2,290,919 Transfer of cap due to servicing transfer

$ 2,416,065 Updated due to quarterly assessment and reallocation

$ 2,436,065 Transfer of cap due to servicing transfer

$ 2,516,065 Transfer of cap due to servicing transfer

$ 2,656,065 Transfer of cap due to servicing transfer

$ 2,886,781 Updated due to quarterly assessment and reallocation

$ 3,575,101 Updated due to quarterly assessment and reallocation

$ 5,885,101 Transfer of cap due to servicing transfer

$ 5,905,101 Transfer of cap due to servicing transfer

$ 7,373,965 Updated due to quarterly assessment and reallocation

$ 7,433,965 Transfer of cap due to servicing transfer

$ 13,350,693 Updated due to quarterly assessment and reallocation

$ 17,143,872 Updated due to quarterly assessment and reallocation

$ 16,889,896 Updated due to quarterly assessment and reallocation

$ 19,617,693 Updated due to quarterly assessment and reallocation

$ 24,561,405 Updated due to quarterly assessment and reallocation

$ 25,391,405 Transfer of cap due to servicing transfer

$ 25,411,405 Transfer of cap due to servicing transfer

$ 25,298,976 Updated due to quarterly assessment and reallocation

$ 26,478,976 Transfer of cap due to servicing transfer

$ 24,175,308 Reallocation due to MHA program deobligation

$ 24,130,503 Updated due to quarterly assessment and reallocation

$ 24,140,503 Transfer of cap due to servicing transfer

$ 24,588,515 Updated due to quarterly assessment and reallocation

$ 25,888,338 Updated due to quarterly assessment and reallocation

$ 25,874,456 Updated due to quarterly assessment and reallocation

$ 25,593,972 Updated due to quarterly assessment and reallocation

$ 25,613,972 Transfer of cap due to servicing transfer

$ 24,933,609 Updated due to quarterly assessment and reallocation

$ 25,195,913 Updated due to quarterly assessment and reallocation

$ 25,178,768 Updated due to quarterly assessment and reallocation

$ 24,708,768 Transfer of cap due to servicing transfer

$ 24,705,820 Transfer of cap due to servicing transfer

$ 24,647,744 Transfer of cap due to servicing transfer

$ 24,645,191 Transfer of cap due to servicing transfer

05/31/2016 $ (47,268)

03/28/2016 $ (5,558)

02/25/2016 $ (266,057)

12/28/2015 $ (82,285)

09/28/2015 $ (111,184)

06/25/2015 $ (83,233)

11/29/2016 $ (699)

11/07/2016 $ 25,413

10/25/2016 $ (65,917)

09/28/2016 $ (57,411)

07/27/2016 $ (28,475)

06/27/2016 $ (27,327)

09/26/2017 $ (28,606)

07/26/2017 $ (32)

06/26/2017 $ (1,049)

04/26/2017 $ (136)

02/27/2017 $ (2,081)

12/27/2016 $ (113)

06/21/2018 $ (744)

04/25/2018 $ (3,967)

03/22/2018 $ (2,006)

02/26/2018 $ (615)

12/21/2017 $ (4,264)

10/26/2017 $ (4,093)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 315,389

09/26/2018 $ (8)

08/27/2018 $ (8)

07/26/2018 $ (144,410)

06/27/2013 $ (7)

03/25/2013 $ (20)

12/27/2012 $ (5)

09/27/2012 $ (30)

06/28/2012 $ (11)

06/29/2011 $ (11)

05/15/2014 $ 80,000

04/16/2014 $ 20,000

03/26/2014 $ 125,146

02/13/2014 $ 1,280,000

12/23/2013 $ (4,381)

09/27/2013 $ (3)

09/29/2014 $ 1,468,864

09/16/2014 $ 20,000

08/14/2014 $ 2,310,000

07/29/2014 $ 688,320

06/26/2014 $ 230,716

06/16/2014 $ 140,000

09/28/2015 $ 4,943,712

06/25/2015 $ 2,727,797

04/28/2015 $ (253,976)

03/26/2015 $ 3,793,179

12/29/2014 $ 5,916,728

11/14/2014 $ 60,000

03/28/2016 $ (44,805)

02/25/2016 $ (2,303,668)

02/16/2016 $ 1,180,000

12/28/2015 $ (112,429)

12/16/2015 $ 20,000

11/16/2015 $ 830,000

10/14/2016 $ 20,000

09/28/2016 $ (280,484)

07/27/2016 $ (13,882)

06/27/2016 $ 1,299,823

05/31/2016 $ 448,012

05/16/2016 $ 10,000

02/27/2017 $ (58,076)

12/27/2016 $ (2,948)

12/15/2016 $ (470,000)

11/29/2016 $ (17,145)

11/07/2016 $ 262,304

10/25/2016 $ (680,363)

04/26/2017 $ (2,553)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 24,631,090 Transfer of cap due to servicing transfer

$ 24,630,676 Transfer of cap due to servicing transfer

$ 24,563,590 Transfer of cap due to servicing transfer

$ 24,527,554 Transfer of cap due to servicing transfer

$ 24,448,996 Transfer of cap due to servicing transfer

$ 24,444,743 Transfer of cap due to servicing transfer

$ 24,429,831 Transfer of cap due to servicing transfer

$ 24,397,473 Transfer of cap due to servicing transfer

$ 24,388,401 Transfer of cap due to servicing transfer

$ 20,336,811 Reallocation due to MHA program deobligation

$ 20,336,554 Transfer of cap due to servicing transfer

$ 20,336,250 Transfer of cap due to servicing transfer

Magna Bank Germantown TN $ 1,400,000 N/A $ 2,030,778 Updated portfolio data from servicer

$ 2,030,775 Updated due to quarterly assessment and reallocation

$ 2,030,772 Updated due to quarterly assessment and reallocation

$ 2,030,739 Updated due to quarterly assessment and reallocation

$ 2,030,714 Updated due to quarterly assessment and reallocation

$ 2,030,646 Updated due to quarterly assessment and reallocation

$ 2,030,635 Updated due to quarterly assessment and reallocation

$ 2,030,591 Updated due to quarterly assessment and reallocation

$ 2,030,575 Updated due to quarterly assessment and reallocation

$ 2,030,569 Updated due to quarterly assessment and reallocation

$ 2,020,622 Updated due to quarterly assessment and reallocation

$ 2,020,272 Updated due to quarterly assessment and reallocation

$ 2,016,145 Updated due to quarterly assessment and reallocation

$ 2,007,947 Updated due to quarterly assessment and reallocation

$ 2,005,239 Updated due to quarterly assessment and reallocation

$ 1,677,232 Updated due to quarterly assessment and reallocation

$ 1,553,874 Updated due to quarterly assessment and reallocation

$ 1,067,655 Updated due to quarterly assessment and reallocation

$ 952,343 Updated due to quarterly assessment and reallocation

$ 798,308 Updated due to quarterly assessment and reallocation

$ 684,310 Updated due to quarterly assessment and reallocation

$ 358,753 Reallocation due to MHA program deobligation

$ 351,953 Updated due to quarterly assessment and reallocation

$ 298,727 Updated due to quarterly assessment and reallocation

$ 266,931 Updated due to quarterly assessment and reallocation

$ 235,125 Updated due to quarterly assessment and reallocation

- Termination of SPA

Mainsource Bank Greensburg IN $ 1 N/A 3 $ 5,556 Updated due to quarterly assessment and reallocation

$ 5,882 Transfer of cap due to servicing transfer

Mainstreet Credit Union Lexena KS $ 500,000 N/A $ 725,278 Updated portfolio data from servicer

$ 725,277 Updated due to quarterly assessment and reallocation

- Termination of SPA

Marix Servicing, LLC Phoenix AZ $ 20,360,000 N/A $ 21,310,000 Updated portfolio data from servicer/additional program initial cap

$ 3,430,000 Updated portfolio data from servicer

$ 4,460,000 Transfer of cap due to servicing transfer

$ 3,300,000 Updated portfolio data from servicer

$ 4,100,000 Transfer of cap due to servicing transfer

$ 4,300,000 Updated portfolio data from servicer/additional program initial cap

$ 5,657,168 Updated portfolio data from servicer

$ 5,657,167 Updated due to quarterly assessment and reallocation

$ 11,357,167 Transfer of cap due to servicing transfer

$ 11,357,161 Updated due to quarterly assessment and reallocation

$ 18,657,161 Transfer of cap due to servicing transfer

$ 18,957,161 Transfer of cap due to servicing transfer

$ 19,857,161 Transfer of cap due to servicing transfer

$ 19,857,007 Updated due to quarterly assessment and reallocation

$ 19,957,007 Transfer of cap due to servicing transfer

$ 20,257,007 Transfer of cap due to servicing transfer

$ 18,757,007 Transfer of cap due to servicing transfer

$ 16,657,007 Transfer of cap due to servicing transfer

$ 15,357,007 Transfer of cap due to servicing transfer

$ 7,007,007 Transfer of cap due to servicing transfer

$ 7,006,969 Updated due to quarterly assessment and reallocation

$ 6,916,969 Transfer of cap due to servicing transfer

$ 6,916,866 Updated due to quarterly assessment and reallocation

$ 5,896,866 Transfer of cap due to servicing transfer

$ 6,066,866 Transfer of cap due to servicing transfer

$ 6,066,851 Updated due to quarterly assessment and reallocation

$ 5,966,851 Transfer of cap due to servicing transfer

$ 5,476,851 Transfer of cap due to servicing transfer

$ 5,476,790 Updated due to quarterly assessment and reallocation

12/21/2017 $ (78,558)

10/26/2017 $ (36,036)

09/26/2017 $ (67,086)

07/26/2017 $ (414)

06/26/2017 $ (14,101)

08/27/2018 $ (257)

07/26/2018 $ (4,051,590)

06/21/2018 $ (9,072)

04/25/2018 $ (32,358)

03/22/2018 $ (14,912)

02/26/2018 $ (4,253)

06/28/2012 $ (25)

06/29/2011 $ (33)

03/30/2011 $ (3)

01/06/2011 $ (3)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 630,778

09/26/2018 $ (304)

12/23/2013 $ (9,947)

09/27/2013 $ (6)

06/27/2013 $ (16)

03/25/2013 $ (44)

12/27/2012 $ (11)

09/27/2012 $ (68)

03/26/2015 $ (123,358)

12/29/2014 $ (328,007)

09/29/2014 $ (2,708)

07/29/2014 $ (8,198)

06/26/2014 $ (4,127)

03/26/2014 $ (350)

03/28/2016 $ (6,800)

02/25/2016 $ (325,557)

12/28/2015 $ (113,998)

09/28/2015 $ (154,035)

06/25/2015 $ (115,312)

04/28/2015 $ (486,219)

09/26/2017 $ 326

06/15/2017 Purchase Financial Instrument for Home Loan Modifications 06/26/2017 $ 5,555

08/04/2016 $ (235,125)

07/27/2016 $ (31,806)

06/27/2016 $ (31,796)

05/31/2016 $ (53,226)

06/16/2010 $ 1,030,000

03/26/2010 $ (17,880,000)

11/25/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 950,000

03/09/2011 $ (725,277)

01/06/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 225,278

03/16/2011 $ 5,700,000

01/06/2011 $ (1)

09/30/2010 $ 1,357,168

09/30/2010 $ 200,000

08/13/2010 $ 800,000

07/14/2010 $ (1,160,000)

07/14/2011 $ 100,000

06/29/2011 $ (154)

06/16/2011 $ 900,000

05/13/2011 $ 300,000

04/13/2011 $ 7,300,000

03/30/2011 $ (6)

06/28/2012 $ (38)

06/14/2012 $ (8,350,000)

04/16/2012 $ (1,300,000)

02/16/2012 $ (2,100,000)

01/13/2012 $ (1,500,000)

08/16/2011 $ 300,000

02/14/2013 $ (100,000)

12/27/2012 $ (15)

11/15/2012 $ 170,000

10/16/2012 $ (1,020,000)

09/27/2012 $ (103)

08/16/2012 $ (90,000)

03/25/2013 $ (61)

03/14/2013 $ (490,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 5,466,790 Transfer of cap due to servicing transfer

$ 5,436,790 Transfer of cap due to servicing transfer

$ 5,426,790 Transfer of cap due to servicing transfer

$ 5,426,767 Updated due to quarterly assessment and reallocation

$ 5,406,767 Transfer of cap due to servicing transfer

$ 5,406,759 Updated due to quarterly assessment and reallocation

$ 5,392,825 Updated due to quarterly assessment and reallocation

$ 5,392,335 Updated due to quarterly assessment and reallocation

$ 5,386,554 Updated due to quarterly assessment and reallocation

$ 5,375,071 Updated due to quarterly assessment and reallocation

$ 5,371,278 Updated due to quarterly assessment and reallocation

$ 4,911,825 Updated due to quarterly assessment and reallocation

$ 4,739,032 Updated due to quarterly assessment and reallocation

$ 4,057,966 Updated due to quarterly assessment and reallocation

$ 3,896,444 Updated due to quarterly assessment and reallocation

$ 3,680,680 Updated due to quarterly assessment and reallocation

$ 3,520,998 Updated due to quarterly assessment and reallocation

$ 2,976,403 Reallocation due to MHA program deobligation

$ 2,965,027 Updated due to quarterly assessment and reallocation

$ 2,875,990 Updated due to quarterly assessment and reallocation

$ 2,822,801 Updated due to quarterly assessment and reallocation

$ 2,769,596 Updated due to quarterly assessment and reallocation

$ 2,676,550 Updated due to quarterly assessment and reallocation

$ 2,588,628 Updated due to quarterly assessment and reallocation

$ 2,622,525 Updated due to quarterly assessment and reallocation

$ 2,620,828 Updated due to quarterly assessment and reallocation

$ 2,620,569 Transfer of cap due to servicing transfer

$ 2,616,074 Transfer of cap due to servicing transfer

$ 2,615,779 Transfer of cap due to servicing transfer

$ 2,613,514 Transfer of cap due to servicing transfer

$ 2,613,445 Transfer of cap due to servicing transfer

$ 2,583,543 Transfer of cap due to servicing transfer

$ 2,579,835 Transfer of cap due to servicing transfer

$ 2,575,972 Transfer of cap due to servicing transfer

$ 2,575,784 Transfer of cap due to servicing transfer

$ 2,575,173 Transfer of cap due to servicing transfer

$ 2,573,964 Transfer of cap due to servicing transfer

$ 2,573,737 Transfer of cap due to servicing transfer

$ 2,226,302 Reallocation due to MHA program deobligation

$ 2,226,283 Transfer of cap due to servicing transfer

$ 2,226,263 Transfer of cap due to servicing transfer

Marsh Associates, Inc. Charlotte NC $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,053 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 85,052 Transfer of cap due to servicing transfer

Maryland Community Development 

Administration Lanham MD - N/A 3 $ 470,000 Transfer of cap due to servicing transfer

$ 478,805 Transfer of cap due to servicing transfer

$ 476,810 Transfer of cap due to servicing transfer

$ 476,665 Transfer of cap due to servicing transfer

$ 475,397 Transfer of cap due to servicing transfer

$ 475,359 Transfer of cap due to servicing transfer

$ 433,503 Transfer of cap due to servicing transfer

$ 428,270 Transfer of cap due to servicing transfer

$ 426,875 Transfer of cap due to servicing transfer

$ 426,804 Transfer of cap due to servicing transfer

$ 426,569 Transfer of cap due to servicing transfer

$ 426,101 Transfer of cap due to servicing transfer

$ 425,934 Transfer of cap due to servicing transfer

$ 355,903 Reallocation due to MHA program deobligation

$ 355,899 Transfer of cap due to servicing transfer

$ 355,893 Transfer of cap due to servicing transfer

Matrix Financial Services Corp Phoenix AZ - N/A 3 $ 500,000 Transfer of cap due to servicing transfer

$ 495,221 Transfer of cap due to servicing transfer

$ 494,892 Transfer of cap due to servicing transfer

$ 492,439 Transfer of cap due to servicing transfer

$ 492,365 Transfer of cap due to servicing transfer

$ 397,626 Transfer of cap due to servicing transfer

$ 384,802 Transfer of cap due to servicing transfer

$ 370,638 Transfer of cap due to servicing transfer

$ 369,950 Transfer of cap due to servicing transfer

06/27/2013 $ (23)

06/14/2013 $ (10,000)

05/16/2013 $ (30,000)

04/16/2013 $ (10,000)

07/29/2014 $ (11,483)

06/26/2014 $ (5,781)

03/26/2014 $ (490)

12/23/2013 $ (13,934)

09/27/2013 $ (8)

07/16/2013 $ (20,000)

09/28/2015 $ (215,764)

06/25/2015 $ (161,522)

04/28/2015 $ (681,066)

03/26/2015 $ (172,793)

12/29/2014 $ (459,453)

09/29/2014 $ (3,793)

07/27/2016 $ (53,205)

06/27/2016 $ (53,189)

05/31/2016 $ (89,037)

03/28/2016 $ (11,376)

02/25/2016 $ (544,595)

12/28/2015 $ (159,682)

02/27/2017 $ (4,495)

12/27/2016 $ (259)

11/29/2016 $ (1,697)

11/07/2016 $ 33,897

10/25/2016 $ (87,922)

09/28/2016 $ (93,046)

12/21/2017 $ (3,863)

10/26/2017 $ (3,708)

09/26/2017 $ (29,902)

07/26/2017 $ (69)

06/26/2017 $ (2,265)

04/26/2017 $ (295)

08/27/2018 $ (19)

07/26/2018 $ (347,435)

06/21/2018 $ (227)

04/25/2018 $ (1,209)

03/22/2018 $ (611)

02/26/2018 $ (188)

03/25/2013 $ (1)

09/27/2012 $ (1)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

09/26/2018 $ (20)

06/26/2017 $ (1,268)

04/26/2017 $ (145)

02/27/2017 $ (1,995)

12/27/2016 $ 8,805

12/15/2016 Purchase Financial Instrument for Home Loan Modifications 12/15/2016 $ 470,000

10/15/2013 $ (60,000)

03/22/2018 $ (235)

02/26/2018 $ (71)

12/21/2017 $ (1,395)

10/26/2017 $ (5,233)

09/26/2017 $ (41,856)

07/26/2017 $ (38)

01/13/2017 Purchase Financial Instrument for Home Loan Modifications 01/13/2017 $ 500,000

09/26/2018 $ (6)

08/27/2018 $ (4)

07/26/2018 $ (70,031)

06/21/2018 $ (167)

04/25/2018 $ (468)

10/26/2017 $ (12,824)

09/26/2017 $ (94,739)

07/26/2017 $ (74)

06/26/2017 $ (2,453)

04/26/2017 $ (329)

02/27/2017 $ (4,779)

02/26/2018 $ (688)

12/21/2017 $ (14,164)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 367,582 Transfer of cap due to servicing transfer

$ 362,900 Transfer of cap due to servicing transfer

$ 362,021 Transfer of cap due to servicing transfer

$ 232,217 Reallocation due to MHA program deobligation

$ 232,210 Transfer of cap due to servicing transfer

$ 232,202 Transfer of cap due to servicing transfer

Members Mortgage Company, Inc Woburn MA $ 510,000 N/A - Termination of SPA

Metropolitan National Bank Little Rock AR $ 280,000 N/A $ 350,000 Updated portfolio data from servicer/additional program initial cap

$ 970,000 Updated portfolio data from servicer/additional program initial cap

$ 1,070,000 Updated portfolio data from servicer

$ 400,000 Updated portfolio data from servicer

$ 435,167 Updated portfolio data from servicer

$ 435,166 Updated due to quarterly assessment and reallocation

- Termination of SPA

Mid America Mortgage, Inc. (Schmidt 

Mortgage Company) Rocky River OH $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

- Termination of SPA

MidFirst Bank (Midland Mortgage Co.) Oklahoma City OK $ 43,500,000 N/A $ 93,415,806 Updated portfolio data from servicer

$ 93,415,681 Updated due to quarterly assessment and reallocation

$ 93,415,542 Updated due to quarterly assessment and reallocation

$ 93,414,319 Updated due to quarterly assessment and reallocation

$ 93,413,522 Updated due to quarterly assessment and reallocation

$ 387,953,522 Transfer of cap due to servicing transfer

$ 124,403,522 Transfer of cap due to servicing transfer

$ 124,400,352 Updated due to quarterly assessment and reallocation

$ 124,399,845 Updated due to quarterly assessment and reallocation

$ 124,398,116 Updated due to quarterly assessment and reallocation

$ 124,397,523 Updated due to quarterly assessment and reallocation

$ 124,397,324 Updated due to quarterly assessment and reallocation

$ 124,117,263 Updated due to quarterly assessment and reallocation

$ 124,108,329 Updated due to quarterly assessment and reallocation

$ 124,012,977 Updated due to quarterly assessment and reallocation

$ 154,905,162 Updated due to quarterly assessment and reallocation

$ 154,895,917 Updated due to quarterly assessment and reallocation

$ 230,510,241 Updated due to quarterly assessment and reallocation

$ 230,269,873 Updated due to quarterly assessment and reallocation

$ 229,590,468 Updated due to quarterly assessment and reallocation

$ 256,670,468 Transfer of cap due to servicing transfer

$ 264,920,468 Transfer of cap due to servicing transfer

$ 264,833,089 Updated due to quarterly assessment and reallocation

$ 278,753,089 Transfer of cap due to servicing transfer

$ 312,970,599 Updated due to quarterly assessment and reallocation

$ 315,070,599 Transfer of cap due to servicing transfer

$ 327,498,892 Updated due to quarterly assessment and reallocation

$ 319,278,360 Reallocation due to MHA program deobligation

07/26/2018 $ (129,804)

06/21/2018 $ (879)

04/25/2018 $ (4,682)

03/22/2018 $ (2,368)

03/26/2010 $ 100,000

12/30/2009 $ 620,000

09/11/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 70,000

10/28/2009 Purchase Financial Instrument for Home Loan Modifications 04/21/2010 $ (510,000)

09/26/2018 $ (8)

08/27/2018 $ (7)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

01/26/2011 $ (435,166)

01/06/2011 $ (1)

09/30/2010 $ 35,167

07/14/2010 $ (670,000)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

03/30/2011 $ (139)

01/06/2011 $ (125)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 49,915,806

06/15/2017 $ (101,069)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2012 $ (507)

09/27/2012 $ (3,170)

07/27/2012 $ (263,550,000)

07/16/2012 $ 294,540,000

06/28/2012 $ (797)

06/29/2011 $ (1,223)

06/26/2014 $ (95,352)

03/26/2014 $ (8,934)

12/23/2013 $ (280,061)

09/27/2013 $ (199)

06/27/2013 $ (593)

03/25/2013 $ (1,729)

05/14/2015 $ 27,080,000

04/28/2015 $ (679,405)

03/26/2015 $ (240,368)

12/29/2014 $ 75,614,324

09/29/2014 $ (9,245)

07/29/2014 $ 30,892,185

12/28/2015 $ 12,428,293

12/16/2015 $ 2,100,000

09/28/2015 $ 34,217,510

08/14/2015 $ 13,920,000

06/25/2015 $ (87,379)

06/16/2015 $ 8,250,000

02/25/2016 $ (8,220,532)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 319,198,360 Updated due to quarterly assessment and reallocation

$ 322,518,360 Transfer of cap due to servicing transfer

$ 322,502,552 Updated due to quarterly assessment and reallocation

$ 328,642,792 Updated due to quarterly assessment and reallocation

$ 331,597,718 Updated due to quarterly assessment and reallocation

$ 334,067,718 Transfer of cap due to servicing transfer

$ 338,997,886 Updated due to quarterly assessment and reallocation

$ 342,862,254 Updated due to quarterly assessment and reallocation

$ 342,862,254 Updated due to quarterly assessment and reallocation

$ 342,737,747 Updated due to quarterly assessment and reallocation

$ 343,957,747 Transfer of cap due to servicing transfer

$ 343,938,797 Transfer of cap due to servicing transfer

$ 343,576,441 Transfer of cap due to servicing transfer

$ 343,547,791 Transfer of cap due to servicing transfer

$ 343,344,085 Transfer of cap due to servicing transfer

$ 343,337,212 Transfer of cap due to servicing transfer

$ 339,759,548 Transfer of cap due to servicing transfer

$ 338,974,585 Transfer of cap due to servicing transfer

$ 337,628,433 Transfer of cap due to servicing transfer

$ 337,525,194 Transfer of cap due to servicing transfer

$ 337,149,348 Transfer of cap due to servicing transfer

$ 336,364,937 Transfer of cap due to servicing transfer

$ 336,194,292 Transfer of cap due to servicing transfer

$ 275,997,777 Reallocation due to MHA program deobligation

$ 275,993,948 Transfer of cap due to servicing transfer

$ 275,989,400 Transfer of cap due to servicing transfer

Midwest Bank and Trust Co. Elmwood Park IL $ 300,000 N/A $ 600,000 Updated portfolio data from servicer

$ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

$ 580,220 Updated due to quarterly assessment and reallocation

$ 580,212 Updated due to quarterly assessment and reallocation

- Termination of SPA

Midwest Community Bank Freeport IL $ 400,000 N/A $ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

$ 580,220 Updated due to quarterly assessment and reallocation

$ 580,212 Updated due to quarterly assessment and reallocation

$ 580,206 Updated due to quarterly assessment and reallocation

$ 580,189 Updated due to quarterly assessment and reallocation

$ 580,186 Updated due to quarterly assessment and reallocation

$ 580,175 Updated due to quarterly assessment and reallocation

$ 580,171 Updated due to quarterly assessment and reallocation

$ 580,170 Updated due to quarterly assessment and reallocation

$ 577,696 Updated due to quarterly assessment and reallocation

$ 577,609 Updated due to quarterly assessment and reallocation

$ 576,582 Updated due to quarterly assessment and reallocation

$ 574,543 Updated due to quarterly assessment and reallocation

$ 573,870 Updated due to quarterly assessment and reallocation

$ 492,288 Updated due to quarterly assessment and reallocation

$ 461,606 Updated due to quarterly assessment and reallocation

$ 340,674 Updated due to quarterly assessment and reallocation

$ 311,994 Updated due to quarterly assessment and reallocation

$ 273,682 Updated due to quarterly assessment and reallocation

$ 245,329 Updated due to quarterly assessment and reallocation

$ 164,357 Reallocation due to MHA program deobligation

$ 162,666 Updated due to quarterly assessment and reallocation

$ 149,428 Updated due to quarterly assessment and reallocation

$ 141,520 Updated due to quarterly assessment and reallocation

$ 133,609 Updated due to quarterly assessment and reallocation

$ 119,774 Updated due to quarterly assessment and reallocation

$ 106,701 Updated due to quarterly assessment and reallocation

$ 111,741 Updated due to quarterly assessment and reallocation

$ 111,651 Updated due to quarterly assessment and reallocation

$ 111,637 Transfer of cap due to servicing transfer

$ 111,397 Transfer of cap due to servicing transfer

$ 111,381 Transfer of cap due to servicing transfer

$ 111,260 Transfer of cap due to servicing transfer

$ 111,256 Transfer of cap due to servicing transfer

$ 106,440 Transfer of cap due to servicing transfer

$ 105,843 Transfer of cap due to servicing transfer

$ 105,221 Transfer of cap due to servicing transfer

$ 105,191 Transfer of cap due to servicing transfer

$ 105,093 Transfer of cap due to servicing transfer

$ 104,898 Transfer of cap due to servicing transfer

07/27/2016 $ 2,954,926

06/27/2016 $ 6,140,240

05/31/2016 $ (15,808)

04/14/2016 $ 3,320,000

03/28/2016 $ (80,000)

12/15/2016 $ 1,220,000

11/29/2016 $ (124,507)

11/07/2016 -

10/25/2016 $ 3,864,368

09/28/2016 $ 4,930,168

08/16/2016 $ 2,470,000

09/26/2017 $ (3,577,664)

07/26/2017 $ (6,873)

06/26/2017 $ (203,706)

04/26/2017 $ (28,650)

02/27/2017 $ (362,356)

12/27/2016 $ (18,950)

06/21/2018 $ (170,645)

04/25/2018 $ (784,411)

03/22/2018 $ (375,846)

02/26/2018 $ (103,239)

12/21/2017 $ (1,346,152)

10/26/2017 $ (784,963)

01/06/2011 $ (1)

09/30/2010 $ (19,778)

04/14/2010 Purchase Financial Instrument for Home Loan Modifications 07/14/2010 $ 300,000

09/26/2018 $ (4,548)

08/27/2018 $ (3,829)

07/26/2018 $ (60,196,515)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/15/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 180,222

07/14/2011 $ (580,212)

06/29/2011 $ (8)

03/30/2011 $ (1)

06/27/2013 $ (4)

03/25/2013 $ (11)

12/27/2012 $ (3)

09/27/2012 $ (17)

06/28/2012 $ (6)

06/29/2011 $ (8)

09/29/2014 $ (673)

07/29/2014 $ (2,039)

06/26/2014 $ (1,027)

03/26/2014 $ (87)

12/23/2013 $ (2,474)

09/27/2013 $ (1)

12/28/2015 $ (28,353)

09/28/2015 $ (38,312)

06/25/2015 $ (28,680)

04/28/2015 $ (120,932)

03/26/2015 $ (30,682)

12/29/2014 $ (81,582)

09/28/2016 $ (13,835)

07/27/2016 $ (7,911)

06/27/2016 $ (7,908)

05/31/2016 $ (13,238)

03/28/2016 $ (1,691)

02/25/2016 $ (80,972)

04/26/2017 $ (16)

02/27/2017 $ (240)

12/27/2016 $ (14)

11/29/2016 $ (90)

11/07/2016 $ 5,040

10/25/2016 $ (13,073)

02/26/2018 $ (30)

12/21/2017 $ (622)

10/26/2017 $ (597)

09/26/2017 $ (4,816)

07/26/2017 $ (4)

06/26/2017 $ (121)

04/25/2018 $ (195)

03/22/2018 $ (98)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 104,861 Transfer of cap due to servicing transfer

$ 100,759 Reallocation due to MHA program deobligation

Mission Federal Credit Union San Diego CA $ 860,000 N/A $ 370,000 Updated portfolio data from servicer/additional program initial cap

$ 7,120,000 Updated portfolio data from servicer/additional program initial cap

$ 780,000 Updated portfolio data from servicer

$ 600,000 Updated portfolio data from servicer

$ 725,278 Updated portfolio data from servicer

$ 725,277 Updated due to quarterly assessment and reallocation

$ 725,273 Updated due to quarterly assessment and reallocation

$ 725,272 Updated due to quarterly assessment and reallocation

$ 725,271 Updated due to quarterly assessment and reallocation

$ 772,934 Updated due to quarterly assessment and reallocation

$ 772,785 Updated due to quarterly assessment and reallocation

$ 772,780 Updated due to quarterly assessment and reallocation

$ 772,716 Updated due to quarterly assessment and reallocation

$ 772,697 Updated due to quarterly assessment and reallocation

$ 772,690 Updated due to quarterly assessment and reallocation

$ 993,848 Updated due to quarterly assessment and reallocation

$ 992,968 Updated due to quarterly assessment and reallocation

$ 990,138 Updated due to quarterly assessment and reallocation

$ 988,102 Updated due to quarterly assessment and reallocation

$ 1,003,395 Updated due to quarterly assessment and reallocation

$ 1,025,609 Updated due to quarterly assessment and reallocation

$ 991,886 Reallocation due to MHA program deobligation

$ 991,179 Updated due to quarterly assessment and reallocation

$ 985,645 Updated due to quarterly assessment and reallocation

$ 982,339 Updated due to quarterly assessment and reallocation

$ 979,014 Updated due to quarterly assessment and reallocation

$ 970,777 Updated due to quarterly assessment and reallocation

$ 1,000,239 Updated due to quarterly assessment and reallocation

$ 1,000,239 Updated due to quarterly assessment and reallocation

$ 999,811 Updated due to quarterly assessment and reallocation

$ 999,752 Transfer of cap due to servicing transfer

$ 998,847 Transfer of cap due to servicing transfer

$ 998,758 Transfer of cap due to servicing transfer

$ 998,075 Transfer of cap due to servicing transfer

$ 998,054 Transfer of cap due to servicing transfer

$ 994,331 Transfer of cap due to servicing transfer

$ 993,869 Transfer of cap due to servicing transfer

$ 993,388 Transfer of cap due to servicing transfer

$ 993,365 Transfer of cap due to servicing transfer

$ 993,289 Transfer of cap due to servicing transfer

$ 993,138 Transfer of cap due to servicing transfer

$ 993,108 Transfer of cap due to servicing transfer

$ 864,564 Reallocation due to MHA program deobligation

$ 864,557 Transfer of cap due to servicing transfer

$ 864,550 Transfer of cap due to servicing transfer

MorEquity, Inc. Evansville IN $ 23,480,000 N/A $ 42,010,000 Updated portfolio data from servicer/additional program initial cap

$ 66,520,000 Updated portfolio data from servicer/additional program initial cap

$ 84,880,000 Updated portfolio data from servicer

$ 62,300,000 Updated portfolio data from servicer

$ 54,105,739 Updated portfolio data from servicer

$ 54,105,702 Updated due to quarterly assessment and reallocation

$ 24,705,702 Transfer of cap due to servicing transfer

$ 24,705,668 Updated due to quarterly assessment and reallocation

5 $ 4,628,165 Termination of SPA

Mortgage Center, LLC Southfield MI $ 4,210,000 N/A $ 5,990,000 Updated portfolio data from servicer/additional program initial cap

$ 8,830,000 Updated portfolio data from servicer/additional program initial cap

$ 11,630,000 Updated portfolio data from servicer

$ 5,900,000 Updated portfolio data from servicer

$ 8,558,280 Updated portfolio data from servicer

$ 8,558,268 Updated due to quarterly assessment and reallocation

$ 8,558,254 Updated due to quarterly assessment and reallocation

$ 8,558,125 Updated due to quarterly assessment and reallocation

$ 8,558,031 Updated due to quarterly assessment and reallocation

$ 8,557,775 Updated due to quarterly assessment and reallocation

$ 8,557,732 Updated due to quarterly assessment and reallocation

$ 8,557,570 Updated due to quarterly assessment and reallocation

$ 8,557,510 Updated due to quarterly assessment and reallocation

$ 8,557,489 Updated due to quarterly assessment and reallocation

$ 8,521,738 Updated due to quarterly assessment and reallocation

$ 8,520,492 Updated due to quarterly assessment and reallocation

$ 8,505,832 Updated due to quarterly assessment and reallocation

12/30/2009 $ 6,750,000

07/22/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (490,000)

07/26/2018 $ (4,102)

06/21/2018 $ (37)

06/28/2012 $ (1)

06/29/2011 $ (4)

03/30/2011 $ (1)

09/30/2010 $ 125,278

07/14/2010 $ (180,000)

03/26/2010 $ (6,340,000)

07/29/2014 $ (19)

06/26/2014 $ (64)

03/26/2014 $ (5)

12/23/2013 $ (149)

03/25/2013 $ 47,663

09/27/2012 $ (1)

09/28/2015 $ 15,293

06/25/2015 $ (2,036)

04/28/2015 $ (2,830)

03/26/2015 $ (880)

12/29/2014 $ 221,158

09/29/2014 $ (7)

07/27/2016 $ (3,325)

06/27/2016 $ (3,306)

05/31/2016 $ (5,534)

03/28/2016 $ (707)

02/25/2016 $ (33,723)

12/28/2015 $ 22,214

02/27/2017 $ (905)

12/27/2016 $ (59)

11/29/2016 $ (428)

11/07/2016 -

10/25/2016 $ 29,462

09/28/2016 $ (8,237)

12/21/2017 $ (481)

10/26/2017 $ (462)

09/26/2017 $ (3,723)

07/26/2017 $ (21)

06/26/2017 $ (683)

04/26/2017 $ (89)

08/27/2018 $ (7)

07/26/2018 $ (128,544)

06/21/2018 $ (30)

04/25/2018 $ (151)

03/22/2018 $ (76)

02/26/2018 $ (23)

09/30/2010 $ (8,194,261)

07/14/2010 $ (22,580,000)

03/26/2010 $ 18,360,000

12/30/2009 $ 24,510,000

07/17/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 18,530,000

09/26/2018 $ (7)

12/30/2009 $ 2,840,000

07/22/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 1,780,000

05/26/2011 $ (20,077,503)

03/30/2011 $ (34)

03/16/2011 $ (29,400,000)

01/06/2011 $ (37)

06/29/2011 $ (129)

03/30/2011 $ (14)

01/06/2011 $ (12)

09/30/2010 $ 2,658,280

07/14/2010 $ (5,730,000)

03/26/2010 $ 2,800,000

09/27/2013 $ (21)

06/27/2013 $ (60)

03/25/2013 $ (162)

12/27/2012 $ (43)

09/27/2012 $ (256)

06/28/2012 $ (94)

06/26/2014 $ (14,660)

03/26/2014 $ (1,246)

12/23/2013 $ (35,751)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 8,476,846 Updated due to quarterly assessment and reallocation

$ 8,467,356 Updated due to quarterly assessment and reallocation

$ 7,457,995 Updated due to quarterly assessment and reallocation

$ 7,081,866 Updated due to quarterly assessment and reallocation

$ 5,702,360 Updated due to quarterly assessment and reallocation

$ 5,379,763 Updated due to quarterly assessment and reallocation

$ 4,963,599 Updated due to quarterly assessment and reallocation

$ 4,668,599 Updated due to quarterly assessment and reallocation

$ 3,679,608 Reallocation due to MHA program deobligation

$ 3,659,239 Updated due to quarterly assessment and reallocation

$ 3,510,798 Updated due to quarterly assessment and reallocation

$ 3,426,340 Updated due to quarterly assessment and reallocation

$ 3,340,718 Updated due to quarterly assessment and reallocation

$ 3,216,404 Updated due to quarterly assessment and reallocation

$ 3,145,493 Updated due to quarterly assessment and reallocation

$ 3,172,832 Updated due to quarterly assessment and reallocation

$ 3,171,226 Updated due to quarterly assessment and reallocation

$ 3,170,981 Transfer of cap due to servicing transfer

$ 3,167,857 Transfer of cap due to servicing transfer

$ 3,167,655 Transfer of cap due to servicing transfer

$ 3,165,905 Transfer of cap due to servicing transfer

$ 3,165,854 Transfer of cap due to servicing transfer

$ 3,130,048 Transfer of cap due to servicing transfer

$ 3,125,608 Transfer of cap due to servicing transfer

$ 3,117,734 Transfer of cap due to servicing transfer

$ 3,117,352 Transfer of cap due to servicing transfer

$ 3,116,106 Transfer of cap due to servicing transfer

$ 3,112,808 Transfer of cap due to servicing transfer

$ 3,112,072 Transfer of cap due to servicing transfer

$ 2,643,576 Reallocation due to MHA program deobligation

$ 2,643,549 Transfer of cap due to servicing transfer

$ 2,643,518 Transfer of cap due to servicing transfer

Mortgage Clearing Corporation Tulsa OK $ 4,860,000 N/A $ 1,960,000 Updated portfolio data from servicer/additional program initial cap

$ 360,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

- Termination of SPA

Mortgage Investors Group Knoxville TN - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 16,042 Updated due to quarterly assessment and reallocation

Nationstar Mortgage, LLC dba Mr 

Cooper Lewisville TX $ 101,000,000 N/A $ 117,140,000 Updated portfolio data from servicer

$ 251,700,000 Updated portfolio data from servicer/additional program initial cap

$ 331,950,000 Updated portfolio data from servicer/additional program initial cap

$ 399,200,000 Updated portfolio data from servicer

$ 313,300,000 Updated portfolio data from servicer

$ 313,400,000 Transfer of cap due to servicing transfer

$ 316,300,000 Updated portfolio data from servicer/additional program initial cap

$ 350,101,486 Updated portfolio data from servicer

$ 350,801,486 Transfer of cap due to servicing transfer

$ 352,501,486 Transfer of cap due to servicing transfer

$ 352,501,123 Updated due to quarterly assessment and reallocation

$ 353,401,123 Transfer of cap due to servicing transfer

$ 383,201,123 Transfer of cap due to servicing transfer

$ 383,200,695 Updated due to quarterly assessment and reallocation

$ 403,278,198 Transfer of cap due to servicing transfer

$ 403,273,950 Updated due to quarterly assessment and reallocation

$ 403,373,950 Transfer of cap due to servicing transfer

$ 403,273,950 Transfer of cap due to servicing transfer

$ 403,363,950 Transfer of cap due to servicing transfer

$ 400,983,950 Transfer of cap due to servicing transfer

$ 400,980,993 Updated due to quarterly assessment and reallocation

$ 398,400,993 Transfer of cap due to servicing transfer

$ 529,850,993 Transfer of cap due to servicing transfer

$ 696,827,842 Transfer of cap due to servicing transfer

$ 696,815,036 Updated due to quarterly assessment and reallocation

$ 696,975,036 Transfer of cap due to servicing transfer

$ 697,025,036 Transfer of cap due to servicing transfer

$ 697,023,154 Updated due to quarterly assessment and reallocation

$ 697,013,154 Transfer of cap due to servicing transfer

$ 696,733,154 Transfer of cap due to servicing transfer

$ 696,726,717 Updated due to quarterly assessment and reallocation

$ 696,756,717 Transfer of cap due to servicing transfer

$ 695,246,717 Transfer of cap due to servicing transfer

12/29/2014 $ (1,009,361)

09/29/2014 $ (9,490)

07/29/2014 $ (28,986)

02/25/2016 $ (988,991)

12/28/2015 $ (295,000)

09/28/2015 $ (416,164)

06/25/2015 $ (322,597)

04/28/2015 $ (1,379,506)

03/26/2015 $ (376,129)

10/25/2016 $ (70,911)

09/28/2016 $ (124,314)

07/27/2016 $ (85,622)

06/27/2016 $ (84,458)

05/31/2016 $ (148,441)

03/28/2016 $ (20,369)

06/26/2017 $ (1,750)

04/26/2017 $ (202)

02/27/2017 $ (3,124)

12/27/2016 $ (245)

11/29/2016 $ (1,606)

11/07/2016 $ 27,339

03/22/2018 $ (1,246)

02/26/2018 $ (382)

12/21/2017 $ (7,874)

10/26/2017 $ (4,440)

09/26/2017 $ (35,806)

07/26/2017 $ (51)

10/14/2009 Purchase Financial Instrument for Home Loan Modifications 12/30/2009 $ (2,900,000)

09/26/2018 $ (31)

08/27/2018 $ (27)

07/26/2018 $ (468,496)

06/21/2018 $ (736)

04/25/2018 $ (3,298)

12/29/2014 $ 6,042

07/16/2014 Purchase Financial Instrument for Home Loan Modifications 07/16/2014 $ 10,000

03/09/2011 $ (145,056)

09/30/2010 $ 45,056

07/14/2010 $ (260,000)

03/26/2010 $ (1,600,000)

08/13/2010 $ 100,000

07/14/2010 $ (85,900,000)

03/26/2010 $ 67,250,000

12/30/2009 $ 80,250,000

09/30/2009 $ 134,560,000

05/28/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ 16,140,000

02/16/2011 $ 900,000

01/06/2011 $ (363)

12/15/2010 $ 1,700,000

11/16/2010 $ 700,000

09/30/2010 $ 33,801,486

09/30/2010 $ 2,900,000

03/15/2012 $ (100,000)

11/16/2011 $ 100,000

06/29/2011 $ (4,248)

05/26/2011 $ 20,077,503

03/30/2011 $ (428)

03/16/2011 $ 29,800,000

08/23/2012 $ 166,976,849

08/16/2012 $ 131,450,000

07/16/2012 $ (2,580,000)

06/28/2012 $ (2,957)

06/14/2012 $ (2,380,000)

05/16/2012 $ 90,000

03/14/2013 $ (280,000)

02/14/2013 $ (10,000)

12/27/2012 $ (1,882)

12/14/2012 $ 50,000

11/15/2012 $ 160,000

09/27/2012 $ (12,806)

05/16/2013 $ (1,510,000)

04/16/2013 $ 30,000

03/25/2013 $ (6,437)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 694,176,717 Transfer of cap due to servicing transfer

$ 694,174,618 Updated due to quarterly assessment and reallocation

$ 717,354,209 Transfer of cap due to servicing transfer

$ 717,844,209 Transfer of cap due to servicing transfer

$ 1,006,914,209 Transfer of cap due to servicing transfer

$ 1,006,913,091 Updated due to quarterly assessment and reallocation

$ 1,070,353,091 Transfer of cap due to servicing transfer

$ 1,075,413,091 Transfer of cap due to servicing transfer

$ 1,078,623,091 Transfer of cap due to servicing transfer

$ 1,076,925,840 Updated due to quarterly assessment and reallocation

$ 1,076,825,840 Transfer of cap due to servicing transfer

$ 1,109,195,840 Transfer of cap due to servicing transfer

$ 1,109,175,840 Transfer of cap due to servicing transfer

$ 1,109,128,663 Updated due to quarterly assessment and reallocation

$ 1,109,498,663 Transfer of cap due to servicing transfer

$ 1,150,538,663 Transfer of cap due to servicing transfer

$ 1,150,658,663 Transfer of cap due to servicing transfer

$ 1,150,161,847 Updated due to quarterly assessment and reallocation

$ 1,150,251,847 Transfer of cap due to servicing transfer

$ 1,149,334,396 Updated due to quarterly assessment and reallocation

$ 1,196,334,396 Transfer of cap due to servicing transfer

$ 1,200,584,396 Transfer of cap due to servicing transfer

$ 1,200,238,542 Updated due to quarterly assessment and reallocation

$ 1,223,798,542 Transfer of cap due to servicing transfer

$ 1,224,148,542 Transfer of cap due to servicing transfer

$ 1,222,978,542 Transfer of cap due to servicing transfer

$ 1,338,850,026 Updated due to quarterly assessment and reallocation

$ 1,339,240,026 Transfer of cap due to servicing transfer

$ 1,339,220,026 Transfer of cap due to servicing transfer

$ 1,342,990,026 Transfer of cap due to servicing transfer

$ 1,420,465,805 Updated due to quarterly assessment and reallocation

$ 1,421,865,805 Transfer of cap due to servicing transfer

$ 1,858,431,842 Updated due to quarterly assessment and reallocation

$ 1,858,431,842 Transfer of cap due to servicing transfer

$ 1,858,501,842 Transfer of cap due to servicing transfer

$ 1,906,408,529 Updated due to quarterly assessment and reallocation

$ 1,904,928,529 Transfer of cap due to servicing transfer

$ 1,904,918,529 Transfer of cap due to servicing transfer

$ 1,903,048,529 Transfer of cap due to servicing transfer

$ 2,064,799,149 Updated due to quarterly assessment and reallocation

$ 2,065,149,149 Transfer of cap due to servicing transfer

$ 2,065,089,149 Transfer of cap due to servicing transfer

$ 2,064,999,149 Transfer of cap due to servicing transfer

$ 2,195,703,846 Updated due to quarterly assessment and reallocation

$ 2,192,843,846 Transfer of cap due to servicing transfer

$ 2,196,243,846 Transfer of cap due to servicing transfer

$ 2,094,134,339 Reallocation due to MHA program deobligation

$ 2,095,184,339 Transfer of cap due to servicing transfer

$ 2,093,330,538 Updated due to quarterly assessment and reallocation

$ 2,093,210,538 Transfer of cap due to servicing transfer

$ 2,094,570,538 Transfer of cap due to servicing transfer

$ 2,085,238,181 Updated due to quarterly assessment and reallocation

$ 2,085,048,181 Transfer of cap due to servicing transfer

$ 2,083,959,356 Updated due to quarterly assessment and reallocation

$ 2,079,669,356 Transfer of cap due to servicing transfer

$ 2,083,752,629 Updated due to quarterly assessment and reallocation

$ 2,083,412,629 Transfer of cap due to servicing transfer

$ 2,091,152,629 Transfer of cap due to servicing transfer

$ 2,108,661,218 Updated due to quarterly assessment and reallocation

$ 2,373,921,218 Transfer of cap due to servicing transfer

$ 2,198,698,147 Updated due to quarterly assessment and reallocation

$ 2,108,879,936 Updated due to quarterly assessment and reallocation

$ 2,109,269,936 Transfer of cap due to servicing transfer

$ 2,108,792,843 Updated due to quarterly assessment and reallocation

$ 2,110,402,843 Transfer of cap due to servicing transfer

$ 2,110,333,824 Transfer of cap due to servicing transfer

$ 2,110,473,824 Transfer of cap due to servicing transfer

$ 2,111,643,824 Transfer of cap due to servicing transfer

$ 2,110,608,566 Transfer of cap due to servicing transfer

$ 2,112,668,566 Transfer of cap due to servicing transfer

$ 2,112,593,150 Transfer of cap due to servicing transfer

$ 2,111,955,660 Transfer of cap due to servicing transfer

$ 2,111,933,006 Transfer of cap due to servicing transfer

07/09/2013 $ 23,179,591

06/27/2013 $ (2,099)

06/14/2013 $ (1,070,000)

12/16/2013 $ 3,210,000

11/14/2013 $ 5,060,000

10/15/2013 $ 63,440,000

09/27/2013 $ (1,118)

09/16/2013 $ 289,070,000

07/16/2013 $ 490,000

04/16/2014 $ 370,000

03/26/2014 $ (47,177)

03/14/2014 $ (20,000)

02/13/2014 $ 32,370,000

01/16/2014 $ (100,000)

12/23/2013 $ (1,697,251)

08/14/2014 $ 47,000,000

07/29/2014 $ (917,451)

07/16/2014 $ 90,000

06/26/2014 $ (496,816)

06/16/2014 $ 120,000

05/15/2014 $ 41,040,000

12/29/2014 $ 115,871,484

12/16/2014 $ (1,170,000)

11/14/2014 $ 350,000

10/16/2014 $ 23,560,000

09/29/2014 $ (345,854)

09/16/2014 $ 4,250,000

04/28/2015 $ 436,566,037

04/16/2015 $ 1,400,000

03/26/2015 $ 77,475,779

03/16/2015 $ 3,770,000

02/13/2015 $ (20,000)

01/15/2015 $ 390,000

09/16/2015 $ (1,870,000)

08/14/2015 $ (10,000)

07/16/2015 $ (1,480,000)

06/25/2015 $ 47,906,687

06/16/2015 $ 70,000

05/14/2015 -

01/14/2016 $ (2,860,000)

12/28/2015 $ 130,704,697

12/16/2015 $ (90,000)

11/16/2015 $ (60,000)

10/15/2015 $ 350,000

09/28/2015 $ 161,750,620

05/16/2016 $ 1,360,000

04/14/2016 $ (120,000)

03/28/2016 $ (1,853,801)

03/16/2016 $ 1,050,000

02/25/2016 $ (102,109,507)

02/16/2016 $ 3,400,000

08/16/2016 $ (340,000)

07/27/2016 $ 4,083,273

07/14/2016 $ (4,290,000)

06/27/2016 $ (1,088,825)

06/16/2016 $ (190,000)

05/31/2016 $ (9,332,357)

11/16/2016 $ 390,000

11/07/2016 $ (89,818,211)

10/25/2016 $ (175,223,071)

10/14/2016 $ 265,260,000

09/28/2016 $ 17,508,589

09/15/2016 $ 7,740,000

02/27/2017 $ (1,035,258)

02/16/2017 $ 1,170,000

01/13/2017 $ 140,000

12/27/2016 $ (69,019)

12/15/2016 $ 1,610,000

11/29/2016 $ (477,093)

07/26/2017 $ (22,654)

06/26/2017 $ (637,490)

04/26/2017 $ (75,416)

03/16/2017 $ 2,060,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 2,149,987,229 Transfer of cap due to servicing transfer

$ 2,149,987,228 Transfer of cap due to servicing transfer

$ 2,149,043,448 Transfer of cap due to servicing transfer

$ 2,146,543,221 Transfer of cap due to servicing transfer

$ 2,146,329,769 Transfer of cap due to servicing transfer

$ 2,145,452,451 Transfer of cap due to servicing transfer

$ 2,143,796,801 Transfer of cap due to servicing transfer

$ 2,143,393,201 Transfer of cap due to servicing transfer

$ 1,828,553,085 Reallocation due to MHA program deobligation

$ 1,828,534,410 Transfer of cap due to servicing transfer

$ 1,828,512,861 Transfer of cap due to servicing transfer

Nationwide Advantage Mortgage 

Company Des Moines IA - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 20,000 Transfer of cap due to servicing transfer

Navy Federal Credit Union Vienna VA $ 60,780,000 N/A $ 15,900,000 Updated portfolio data from servicer

$ 16,971,505 Updated portfolio data from servicer

$ 16,971,482 Updated due to quarterly assessment and reallocation

$ 16,971,456 Updated due to quarterly assessment and reallocation

$ 16,971,218 Updated due to quarterly assessment and reallocation

$ 16,971,073 Updated due to quarterly assessment and reallocation

$ 16,970,699 Updated due to quarterly assessment and reallocation

$ 16,970,641 Updated due to quarterly assessment and reallocation

$ 16,970,442 Updated due to quarterly assessment and reallocation

$ 16,970,374 Updated due to quarterly assessment and reallocation

$ 16,970,352 Updated due to quarterly assessment and reallocation

$ 16,934,035 Updated due to quarterly assessment and reallocation

$ 16,932,805 Updated due to quarterly assessment and reallocation

$ 16,919,097 Updated due to quarterly assessment and reallocation

$ 16,892,497 Updated due to quarterly assessment and reallocation

$ 16,883,850 Updated due to quarterly assessment and reallocation

$ 16,410,047 Updated due to quarterly assessment and reallocation

$ 16,268,642 Updated due to quarterly assessment and reallocation

$ 17,258,493 Updated due to quarterly assessment and reallocation

$ 17,337,262 Updated due to quarterly assessment and reallocation

$ 17,596,453 Updated due to quarterly assessment and reallocation

$ 17,876,506 Updated due to quarterly assessment and reallocation

$ 17,265,315 Reallocation due to MHA program deobligation

$ 17,258,311 Updated due to quarterly assessment and reallocation

$ 17,220,151 Updated due to quarterly assessment and reallocation

$ 17,201,697 Updated due to quarterly assessment and reallocation

$ 17,178,355 Updated due to quarterly assessment and reallocation

$ 17,137,062 Updated due to quarterly assessment and reallocation

$ 17,059,998 Updated due to quarterly assessment and reallocation

$ 17,089,709 Updated due to quarterly assessment and reallocation

$ 17,081,855 Updated due to quarterly assessment and reallocation

$ 17,080,713 Transfer of cap due to servicing transfer

$ 17,062,255 Transfer of cap due to servicing transfer

$ 17,060,937 Transfer of cap due to servicing transfer

$ 17,050,052 Transfer of cap due to servicing transfer

$ 17,049,701 Transfer of cap due to servicing transfer

$ 16,931,898 Transfer of cap due to servicing transfer

$ 16,910,025 Transfer of cap due to servicing transfer

$ 16,879,677 Transfer of cap due to servicing transfer

$ 16,877,157 Transfer of cap due to servicing transfer

$ 16,868,752 Transfer of cap due to servicing transfer

$ 16,844,735 Transfer of cap due to servicing transfer

$ 16,839,404 Transfer of cap due to servicing transfer

$ 14,182,914 Reallocation due to MHA program deobligation

$ 14,182,765 Transfer of cap due to servicing transfer

$ 14,182,590 Transfer of cap due to servicing transfer

New Penn Financial, LLC dba Shellpoint 

Mortgage Servicing Greenville SC - N/A 3 $ 240,000 Transfer of cap due to servicing transfer

$ 59,470,004 Transfer of cap due to servicing transfer

$ 59,400,166 Updated due to quarterly assessment and reallocation

$ 70,880,166 Transfer of cap due to servicing transfer

$ 71,680,846 Transfer of cap due to merger/acquisition

$ 73,430,846 Transfer of cap due to servicing transfer

$ 73,870,846 Transfer of cap due to servicing transfer

$ 66,761,485 Updated due to quarterly assessment and reallocation

$ 67,061,485 Transfer of cap due to servicing transfer

$ 70,441,485 Transfer of cap due to servicing transfer

$ 71,741,485 Transfer of cap due to servicing transfer

$ 68,664,391 Updated due to quarterly assessment and reallocation

10/16/2017 $ (1)

09/26/2017 $ 38,054,223

06/21/2018 $ (403,600)

04/25/2018 $ (1,655,650)

03/22/2018 $ (877,318)

02/26/2018 $ (213,452)

12/21/2017 $ (2,500,227)

10/26/2017 $ (943,780)

03/10/2010 Purchase Financial Instrument for Home Loan Modifications 07/14/2010 $ (44,880,000)

05/15/2014 $ 10,000

12/16/2013 Purchase Financial Instrument for Home Loan Modifications 12/16/2013 $ 10,000

09/26/2018 $ (21,549)

08/27/2018 $ (18,675)

07/26/2018 $ (314,840,116)

09/27/2012 $ (374)

06/28/2012 $ (145)

06/29/2011 $ (238)

03/30/2011 $ (26)

01/06/2011 $ (23)

09/30/2010 $ 1,071,505

03/26/2014 $ (1,230)

12/23/2013 $ (36,317)

09/27/2013 $ (22)

06/27/2013 $ (68)

03/25/2013 $ (199)

12/27/2012 $ (58)

04/28/2015 $ 989,851

03/26/2015 $ (141,405)

12/29/2014 $ (473,803)

09/29/2014 $ (8,647)

07/29/2014 $ (26,600)

06/26/2014 $ (13,708)

05/31/2016 $ (38,160)

03/28/2016 $ (7,004)

02/25/2016 $ (611,191)

12/28/2015 $ 280,053

09/28/2015 $ 259,191

06/25/2015 $ 78,769

11/29/2016 $ (7,854)

11/07/2016 $ 29,711

10/25/2016 $ (77,064)

09/28/2016 $ (41,293)

07/27/2016 $ (23,342)

06/27/2016 $ (18,454)

09/26/2017 $ (117,803)

07/26/2017 $ (351)

06/26/2017 $ (10,885)

04/26/2017 $ (1,318)

02/27/2017 $ (18,458)

12/27/2016 $ (1,142)

06/21/2018 $ (5,331)

04/25/2018 $ (24,017)

03/22/2018 $ (8,405)

02/26/2018 $ (2,520)

12/21/2017 $ (30,348)

10/26/2017 $ (21,873)

09/29/2014 $ (69,838)

09/16/2014 $ 59,230,004

08/14/2014 Purchase Financial Instrument for Home Loan Modifications 08/14/2014 $ 240,000

09/26/2018 $ (175)

08/27/2018 $ (149)

07/26/2018 $ (2,656,490)

01/15/2015 $ 300,000

12/29/2014 $ (7,109,361)

12/16/2014 $ 440,000

11/14/2014 $ 1,750,000

11/03/2014 $ 800,680

10/16/2014 $ 11,480,000

03/26/2015 $ (3,077,094)

03/16/2015 $ 1,300,000

02/13/2015 $ 3,380,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 66,604,391 Transfer of cap due to servicing transfer

$ 55,011,060 Updated due to quarterly assessment and reallocation

$ 56,421,060 Transfer of cap due to servicing transfer

$ 62,141,060 Transfer of cap due to servicing transfer

$ 59,283,248 Updated due to quarterly assessment and reallocation

$ 72,413,248 Transfer of cap due to servicing transfer

$ 69,603,248 Transfer of cap due to servicing transfer

$ 70,883,248 Transfer of cap due to servicing transfer

$ 67,174,918 Updated due to quarterly assessment and reallocation

$ 67,854,918 Transfer of cap due to servicing transfer

$ 67,554,918 Transfer of cap due to servicing transfer

$ 68,964,918 Transfer of cap due to servicing transfer

$ 66,108,417 Updated due to quarterly assessment and reallocation

$ 69,138,417 Transfer of cap due to servicing transfer

$ 73,908,417 Transfer of cap due to servicing transfer

$ 60,503,085 Reallocation due to MHA program deobligation

$ 80,493,085 Transfer of cap due to servicing transfer

$ 79,734,493 Updated due to quarterly assessment and reallocation

$ 87,534,493 Transfer of cap due to servicing transfer

$ 91,584,493 Transfer of cap due to servicing transfer

$ 83,906,643 Updated due to quarterly assessment and reallocation

$ 88,476,643 Transfer of cap due to servicing transfer

$ 83,913,005 Updated due to quarterly assessment and reallocation

$ 84,293,005 Transfer of cap due to servicing transfer

$ 79,754,321 Updated due to quarterly assessment and reallocation

$ 82,184,321 Transfer of cap due to servicing transfer

$ 82,634,321 Transfer of cap due to servicing transfer

$ 76,039,406 Updated due to quarterly assessment and reallocation

$ 77,359,406 Transfer of cap due to servicing transfer

$ 77,199,011 Updated due to quarterly assessment and reallocation

$ 77,260,849 Updated due to quarterly assessment and reallocation

$ 78,210,849 Transfer of cap due to servicing transfer

$ 90,022,589 Updated due to quarterly assessment and reallocation

$ 92,762,589 Transfer of cap due to servicing transfer

$ 94,385,009 Transfer of cap due to servicing transfer

$ 95,015,009 Transfer of cap due to servicing transfer

$ 166,445,009 Transfer of cap due to servicing transfer

$ 165,676,229 Transfer of cap due to servicing transfer

$ 167,946,229 Transfer of cap due to servicing transfer

$ 167,896,794 Transfer of cap due to servicing transfer

$ 167,554,024 Transfer of cap due to servicing transfer

$ 167,544,082 Transfer of cap due to servicing transfer

$ 158,624,818 Transfer of cap due to servicing transfer

$ 157,271,437 Transfer of cap due to servicing transfer

$ 155,635,556 Transfer of cap due to servicing transfer

$ 155,571,286 Transfer of cap due to servicing transfer

$ 155,357,084 Transfer of cap due to servicing transfer

$ 154,951,612 Transfer of cap due to servicing transfer

$ 154,847,772 Transfer of cap due to servicing transfer

$ 124,971,877 Reallocation due to MHA program deobligation

$ 124,970,089 Transfer of cap due to servicing transfer

$ 124,967,678 Transfer of cap due to servicing transfer

New York Community Bank (AmTrust 

Bank) Cleveland OH - N/A 3 $ 200,000 Transfer of cap due to servicing transfer

$ 300,000 Transfer of cap due to servicing transfer

$ 600,000 Transfer of cap due to servicing transfer

$ 599,991 Updated due to quarterly assessment and reallocation

$ 799,991 Transfer of cap due to servicing transfer

$ 799,984 Updated due to quarterly assessment and reallocation

$ 799,965 Updated due to quarterly assessment and reallocation

$ 799,962 Updated due to quarterly assessment and reallocation

$ 799,950 Updated due to quarterly assessment and reallocation

$ 799,945 Updated due to quarterly assessment and reallocation

$ 949,945 Transfer of cap due to servicing transfer

$ 949,943 Updated due to quarterly assessment and reallocation

$ 946,489 Updated due to quarterly assessment and reallocation

$ 946,368 Updated due to quarterly assessment and reallocation

$ 944,935 Updated due to quarterly assessment and reallocation

$ 942,089 Updated due to quarterly assessment and reallocation

$ 941,149 Updated due to quarterly assessment and reallocation

$ 847,698 Updated due to quarterly assessment and reallocation

$ 809,418 Updated due to quarterly assessment and reallocation

$ 658,536 Updated due to quarterly assessment and reallocation

05/14/2015 $ 1,410,000

04/28/2015 $ (11,593,331)

04/16/2015 $ (2,060,000)

09/28/2015 $ (3,708,330)

09/16/2015 $ 1,280,000

08/14/2015 $ (2,810,000)

07/16/2015 $ 13,130,000

06/25/2015 $ (2,857,812)

06/16/2015 $ 5,720,000

02/16/2016 $ 4,770,000

01/14/2016 $ 3,030,000

12/28/2015 $ (2,856,501)

12/16/2015 $ 1,410,000

11/16/2015 $ (300,000)

10/15/2015 $ 680,000

05/31/2016 $ (7,677,850)

05/16/2016 $ 4,050,000

04/14/2016 $ 7,800,000

03/28/2016 $ (758,592)

03/16/2016 $ 19,990,000

02/25/2016 $ (13,405,332)

09/15/2016 $ 450,000

08/16/2016 $ 2,430,000

07/27/2016 $ (4,538,684)

07/14/2016 $ 380,000

06/27/2016 $ (4,563,638)

06/16/2016 $ 4,570,000

11/29/2016 $ 11,811,740

11/16/2016 $ 950,000

11/07/2016 $ 61,838

10/25/2016 $ (160,395)

10/14/2016 $ 1,320,000

09/28/2016 $ (6,594,915)

03/16/2017 $ 2,270,000

02/27/2017 $ (768,780)

02/16/2017 $ 71,430,000

01/13/2017 $ 630,000

12/27/2016 $ 1,622,420

12/15/2016 $ 2,740,000

12/21/2017 $ (1,635,881)

10/26/2017 $ (1,353,381)

09/26/2017 $ (8,919,264)

07/26/2017 $ (9,942)

06/26/2017 $ (342,770)

04/26/2017 $ (49,435)

08/27/2018 $ (1,788)

07/26/2018 $ (29,875,895)

06/21/2018 $ (103,840)

04/25/2018 $ (405,472)

03/22/2018 $ (214,202)

02/26/2018 $ (64,270)

08/16/2011 $ 200,000

06/29/2011 $ (9)

06/16/2011 $ 300,000

05/13/2011 $ 100,000

04/13/2011 Purchase Financial Instrument for Home Loan Modifications 04/13/2011 $ 200,000

09/26/2018 $ (2,411)

07/16/2013 $ 150,000

06/27/2013 $ (5)

03/25/2013 $ (12)

12/27/2012 $ (3)

09/27/2012 $ (19)

06/28/2012 $ (7)

09/29/2014 $ (940)

07/29/2014 $ (2,846)

06/26/2014 $ (1,433)

03/26/2014 $ (121)

12/23/2013 $ (3,454)

09/27/2013 $ (2)

04/28/2015 $ (150,882)

03/26/2015 $ (38,280)

12/29/2014 $ (93,451)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 622,008 Updated due to quarterly assessment and reallocation

$ 573,213 Updated due to quarterly assessment and reallocation

$ 537,101 Updated due to quarterly assessment and reallocation

$ 422,435 Reallocation due to MHA program deobligation

$ 420,040 Updated due to quarterly assessment and reallocation

$ 401,293 Updated due to quarterly assessment and reallocation

$ 441,293 Transfer of cap due to servicing transfer

$ 430,654 Updated due to quarterly assessment and reallocation

$ 417,022 Updated due to quarterly assessment and reallocation

$ 393,181 Updated due to quarterly assessment and reallocation

$ 370,653 Updated due to quarterly assessment and reallocation

$ 379,338 Updated due to quarterly assessment and reallocation

$ 379,028 Updated due to quarterly assessment and reallocation

$ 378,981 Transfer of cap due to servicing transfer

$ 378,161 Transfer of cap due to servicing transfer

$ 378,099 Transfer of cap due to servicing transfer

$ 377,625 Transfer of cap due to servicing transfer

$ 377,611 Transfer of cap due to servicing transfer

$ 367,113 Transfer of cap due to servicing transfer

$ 365,811 Transfer of cap due to servicing transfer

$ 364,455 Transfer of cap due to servicing transfer

$ 364,287 Transfer of cap due to servicing transfer

$ 363,739 Transfer of cap due to servicing transfer

$ 362,656 Transfer of cap due to servicing transfer

$ 362,453 Transfer of cap due to servicing transfer

$ 297,188 Reallocation due to MHA program deobligation

$ 297,184 Transfer of cap due to servicing transfer

$ 297,180 Transfer of cap due to servicing transfer

NJ Housing & Mortgage Finance Trenton NJ - N/A 3 $ 210,000 Transfer of cap due to servicing transfer

$ 262,082 Updated due to quarterly assessment and reallocation

$ 241,822 Updated due to quarterly assessment and reallocation

$ 237,002 Updated due to quarterly assessment and reallocation

$ 230,696 Updated due to quarterly assessment and reallocation

$ 225,945 Updated due to quarterly assessment and reallocation

$ 205,714 Reallocation due to MHA program deobligation

$ 205,291 Updated due to quarterly assessment and reallocation

$ 201,984 Updated due to quarterly assessment and reallocation

$ 200,008 Updated due to quarterly assessment and reallocation

$ 198,013 Updated due to quarterly assessment and reallocation

$ 194,484 Updated due to quarterly assessment and reallocation

$ 191,084 Updated due to quarterly assessment and reallocation

$ 192,395 Updated due to quarterly assessment and reallocation

$ 192,290 Updated due to quarterly assessment and reallocation

$ 192,274 Transfer of cap due to servicing transfer

$ 191,995 Transfer of cap due to servicing transfer

$ 191,977 Transfer of cap due to servicing transfer

$ 191,836 Transfer of cap due to servicing transfer

$ 191,832 Transfer of cap due to servicing transfer

$ 190,556 Transfer of cap due to servicing transfer

$ 190,389 Transfer of cap due to servicing transfer

$ 190,194 Transfer of cap due to servicing transfer

$ 190,183 Transfer of cap due to servicing transfer

$ 190,147 Transfer of cap due to servicing transfer

$ 190,071 Transfer of cap due to servicing transfer

$ 190,055 Transfer of cap due to servicing transfer

$ 164,430 Reallocation due to MHA program deobligation

$ 164,429 Transfer of cap due to servicing transfer

$ 164,427 Transfer of cap due to servicing transfer

North American Savings Bank Grandview MO $ 1 N/A 3 $ 51,483 Transfer of cap due to servicing transfer

Oakland Municipal Credit Union Oakland CA $ 140,000 N/A $ 430,000 Updated portfolio data from servicer/additional program initial cap

$ 640,000 Updated portfolio data from servicer/additional program initial cap

$ 810,000 Updated portfolio data from servicer

$ 800,000 Updated portfolio data from servicer

$ 725,278 Updated portfolio data from servicer

$ 725,277 Updated due to quarterly assessment and reallocation

$ 725,276 Updated due to quarterly assessment and reallocation

$ 525,276 Transfer of cap due to servicing transfer

$ 525,269 Updated due to quarterly assessment and reallocation

6 $ 10,068 Termination of SPA

Ocwen Loan Servicing LLC West Palm Beach FL $ 659,000,000 N/A $ 553,380,000 Updated portfolio data from servicer

$ 655,960,000 Updated portfolio data from servicer/additional program initial cap

$ 933,600,000 Updated portfolio data from servicer/additional program initial cap

$ 980,460,000 Updated portfolio data from servicer

12/28/2015 $ (36,112)

09/28/2015 $ (48,795)

06/25/2015 $ (36,528)

07/27/2016 $ (13,632)

06/27/2016 $ (10,639)

06/16/2016 $ 40,000

05/31/2016 $ (18,747)

03/28/2016 $ (2,395)

02/25/2016 $ (114,666)

02/27/2017 $ (820)

12/27/2016 $ (47)

11/29/2016 $ (310)

11/07/2016 $ 8,685

10/25/2016 $ (22,528)

09/28/2016 $ (23,841)

12/21/2017 $ (1,356)

10/26/2017 $ (1,302)

09/26/2017 $ (10,498)

07/26/2017 $ (14)

06/26/2017 $ (474)

04/26/2017 $ (62)

08/27/2018 $ (4)

07/26/2018 $ (65,265)

06/21/2018 $ (203)

04/25/2018 $ (1,083)

03/22/2018 $ (548)

02/26/2018 $ (168)

09/28/2015 $ (6,306)

06/25/2015 $ (4,820)

04/28/2015 $ (20,260)

03/26/2015 $ 52,082

03/16/2015 Purchase Financial Instrument for Home Loan Modifications 03/16/2015 $ 210,000

09/26/2018 $ (4)

07/27/2016 $ (1,995)

06/27/2016 $ (1,976)

05/31/2016 $ (3,307)

03/28/2016 $ (423)

02/25/2016 $ (20,231)

12/28/2015 $ (4,751)

02/27/2017 $ (279)

12/27/2016 $ (16)

11/29/2016 $ (105)

11/07/2016 $ 1,311

10/25/2016 $ (3,400)

09/28/2016 $ (3,529)

12/21/2017 $ (195)

10/26/2017 $ (167)

09/26/2017 $ (1,276)

07/26/2017 $ (4)

06/26/2017 $ (141)

04/26/2017 $ (18)

08/27/2018 $ (1)

07/26/2018 $ (25,625)

06/21/2018 $ (16)

04/25/2018 $ (76)

03/22/2018 $ (36)

02/26/2018 $ (11)

07/14/2010 $ (10,000)

03/26/2010 $ 170,000

12/30/2009 $ 210,000

08/05/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 290,000

10/16/2017 Purchase Financial Instrument for Home Loan Modifications 10/26/2017 $ 51,482

09/26/2018 $ (2)

07/22/2011 $ (515,201)

06/29/2011 $ (7)

04/13/2011 $ (200,000)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ (74,722)

03/26/2010 $ 46,860,000

12/30/2009 $ 277,640,000

09/30/2009 $ 102,580,000

04/16/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ (105,620,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,136,510,000 Transfer of cap due to servicing transfer

$ 944,900,000 Updated portfolio data from servicer

$ 968,610,000 Transfer of cap due to servicing transfer

$ 968,710,000 Updated portfolio data from servicer/additional program initial cap

$ 972,452,740 Updated portfolio data from servicer

$ 1,143,252,740 Transfer of cap due to servicing transfer

$ 1,143,251,720 Updated due to quarterly assessment and reallocation

$ 1,144,151,720 Transfer of cap due to servicing transfer

$ 1,144,150,606 Updated due to quarterly assessment and reallocation

$ 1,144,140,562 Updated due to quarterly assessment and reallocation

$ 1,144,040,562 Transfer of cap due to servicing transfer

$ 1,338,840,562 Transfer of cap due to servicing transfer

$ 1,339,240,562 Transfer of cap due to servicing transfer

$ 1,339,340,562 Transfer of cap due to servicing transfer

$ 1,462,870,562 Transfer of cap due to servicing transfer

$ 1,817,160,562 Transfer of cap due to servicing transfer

$ 1,817,154,254 Updated due to quarterly assessment and reallocation

$ 1,827,234,254 Transfer of cap due to servicing transfer

$ 1,835,624,254 Transfer of cap due to servicing transfer

$ 1,835,613,521 Updated due to quarterly assessment and reallocation

$ 1,850,173,521 Transfer of cap due to servicing transfer

$ 1,863,413,521 Transfer of cap due to servicing transfer

$ 1,865,493,521 Transfer of cap due to servicing transfer

$ 1,865,492,506 Updated due to quarterly assessment and reallocation

$ 1,865,902,506 Transfer of cap due to servicing transfer

$ 1,866,862,506 Transfer of cap due to servicing transfer

$ 1,950,742,506 Transfer of cap due to servicing transfer

$ 1,950,740,629 Updated due to quarterly assessment and reallocation

$ 2,107,978,558 Transfer of cap due to servicing transfer

$ 2,728,838,558 Transfer of cap due to servicing transfer

$ 2,747,808,558 Transfer of cap due to servicing transfer

$ 2,747,618,558 Transfer of cap due to servicing transfer

$ 2,747,615,741 Updated due to quarterly assessment and reallocation

$ 2,762,325,741 Transfer of cap due to servicing transfer

$ 2,828,495,741 Transfer of cap due to servicing transfer

$ 2,828,495,465 Updated due to quarterly assessment and reallocation

$ 3,096,075,465 Transfer of cap due to servicing transfer

$ 3,100,365,465 Transfer of cap due to servicing transfer

$ 3,380,735,465 Transfer of cap due to servicing transfer

$ 3,430,022,197 Updated due to quarterly assessment and reallocation

$ 3,481,202,197 Transfer of cap due to servicing transfer

$ 4,246,433,587 Transfer of cap due to merger/acquisition

$ 4,285,333,587 Transfer of cap due to servicing transfer

$ 4,646,194,086 Transfer of cap due to merger/acquisition

$ 4,671,274,086 Transfer of cap due to servicing transfer

$ 4,671,106,435 Updated due to quarterly assessment and reallocation

$ 4,683,086,435 Transfer of cap due to servicing transfer

$ 4,683,216,435 Transfer of cap due to servicing transfer

$ 4,967,691,523 Transfer of cap due to merger/acquisition

$ 4,968,381,523 Transfer of cap due to servicing transfer

$ 4,966,096,845 Updated due to quarterly assessment and reallocation

$ 4,966,086,845 Transfer of cap due to servicing transfer

$ 4,961,750,425 Updated due to quarterly assessment and reallocation

$ 4,962,780,425 Transfer of cap due to servicing transfer

$ 4,965,070,425 Transfer of cap due to servicing transfer

$ 4,963,738,069 Updated due to quarterly assessment and reallocation

$ 4,908,128,069 Transfer of cap due to servicing transfer

$ 4,907,568,069 Transfer of cap due to servicing transfer

$ 4,908,678,069 Transfer of cap due to servicing transfer

$ 5,210,082,654 Updated due to quarterly assessment and reallocation

$ 5,210,182,654 Transfer of cap due to servicing transfer

$ 5,241,722,654 Transfer of cap due to servicing transfer

$ 5,427,667,399 Updated due to quarterly assessment and reallocation

$ 5,423,127,399 Transfer of cap due to servicing transfer

$ 5,850,401,149 Updated due to quarterly assessment and reallocation

$ 5,847,611,149 Transfer of cap due to servicing transfer

$ 5,839,481,149 Transfer of cap due to servicing transfer

$ 6,005,895,469 Updated due to quarterly assessment and reallocation

$ 5,998,785,469 Transfer of cap due to servicing transfer

$ 5,988,285,469 Transfer of cap due to servicing transfer

$ 5,980,515,469 Transfer of cap due to servicing transfer

$ 6,139,173,720 Updated due to quarterly assessment and reallocation

$ 6,133,513,720 Transfer of cap due to servicing transfer

07/14/2010 $ (191,610,000)

06/16/2010 $ 156,050,000

02/16/2011 $ 900,000

01/06/2011 $ (1,020)

10/15/2010 $ 170,800,000

09/30/2010 $ 3,742,740

09/15/2010 $ 100,000

07/16/2010 $ 23,710,000

03/15/2012 $ 100,000

02/16/2012 $ 400,000

01/13/2012 $ 194,800,000

10/14/2011 $ (100,000)

06/29/2011 $ (10,044)

03/30/2011 $ (1,114)

09/27/2012 $ (10,733)

08/16/2012 $ 8,390,000

07/16/2012 $ 10,080,000

06/28/2012 $ (6,308)

06/14/2012 $ 354,290,000

05/16/2012 $ 123,530,000

02/14/2013 $ 960,000

01/16/2013 $ 410,000

12/27/2012 $ (1,015)

12/14/2012 $ 2,080,000

11/15/2012 $ 13,240,000

10/16/2012 $ 14,560,000

06/14/2013 $ (190,000)

05/16/2013 $ 18,970,000

04/16/2013 $ 620,860,000

04/09/2013 $ 157,237,929

03/25/2013 $ (1,877)

03/14/2013 $ 83,880,000

11/14/2013 $ 4,290,000

10/15/2013 $ 267,580,000

09/27/2013 $ (276)

09/16/2013 $ 66,170,000

07/16/2013 $ 14,710,000

06/27/2013 $ (2,817)

02/27/2014 $ 360,860,500

02/13/2014 $ 38,900,000

01/31/2014 $ 765,231,390

01/16/2014 $ 51,180,000

12/23/2013 $ 49,286,732

12/16/2013 $ 280,370,000

06/16/2014 $ 690,000

05/28/2014 $ 284,475,088

05/15/2014 $ 130,000

04/16/2014 $ 11,980,000

03/26/2014 $ (167,651)

03/14/2014 $ 25,080,000

09/29/2014 $ (1,332,356)

09/16/2014 $ 2,290,000

08/14/2014 $ 1,030,000

07/29/2014 $ (4,336,420)

07/16/2014 $ (10,000)

06/26/2014 $ (2,284,678)

02/13/2015 $ 31,540,000

01/15/2015 $ 100,000

12/29/2014 $ 301,404,585

12/16/2014 $ 1,110,000

11/14/2014 $ (560,000)

10/16/2014 $ (55,610,000)

06/25/2015 $ 166,414,320

06/16/2015 $ (8,130,000)

05/14/2015 $ (2,790,000)

04/28/2015 $ 427,273,750

04/16/2015 $ (4,540,000)

03/26/2015 $ 185,944,745

10/15/2015 $ (5,660,000)

09/28/2015 $ 158,658,251

09/16/2015 $ (7,770,000)

08/14/2015 $ (10,500,000)

07/16/2015 $ (7,110,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 6,132,913,720 Transfer of cap due to servicing transfer

$ 6,123,043,720 Transfer of cap due to servicing transfer

$ 6,208,664,981 Updated due to quarterly assessment and reallocation

$ 6,208,314,981 Transfer of cap due to servicing transfer

$ 6,208,344,981 Transfer of cap due to servicing transfer

$ 6,039,706,096 Reallocation due to MHA program deobligation

$ 6,201,232,131 Transfer of cap due to merger/acquisition

$ 6,179,842,131 Transfer of cap due to servicing transfer

$ 6,174,045,892 Updated due to quarterly assessment and reallocation

$ 6,173,585,892 Transfer of cap due to servicing transfer

$ 6,129,095,892 Transfer of cap due to servicing transfer

$ 6,208,052,238 Updated due to quarterly assessment and reallocation

$ 6,207,182,238 Transfer of cap due to servicing transfer

$ 6,291,769,478 Updated due to quarterly assessment and reallocation

$ 6,291,749,478 Transfer of cap due to servicing transfer

$ 6,386,000,092 Updated due to quarterly assessment and reallocation

$ 6,369,410,092 Transfer of cap due to servicing transfer

$ 6,471,408,988 Updated due to quarterly assessment and reallocation

$ 6,465,068,988 Transfer of cap due to servicing transfer

$ 6,513,210,084 Updated due to quarterly assessment and reallocation

$ 6,513,210,084 Updated due to quarterly assessment and reallocation

$ 6,509,430,084 Transfer of cap due to servicing transfer

$ 6,507,051,666 Updated due to quarterly assessment and reallocation

$ 6,506,111,666 Transfer of cap due to servicing transfer

$ 6,505,727,724 Transfer of cap due to servicing transfer

$ 6,505,457,724 Transfer of cap due to servicing transfer

$ 6,500,347,724 Transfer of cap due to servicing transfer

$ 6,494,217,712 Transfer of cap due to servicing transfer

$ 6,488,777,712 Transfer of cap due to servicing transfer

$ 6,488,287,668 Transfer of cap due to servicing transfer

$ 6,483,823,236 Transfer of cap due to servicing transfer

$ 6,483,680,690 Transfer of cap due to servicing transfer

$ 6,424,096,117 Transfer of cap due to servicing transfer

$ 6,414,914,802 Transfer of cap due to servicing transfer

$ 6,401,563,300 Transfer of cap due to servicing transfer

$ 6,400,787,900 Transfer of cap due to servicing transfer

$ 6,397,597,594 Transfer of cap due to servicing transfer

$ 6,390,687,312 Transfer of cap due to servicing transfer

$ 6,389,229,471 Transfer of cap due to servicing transfer

$ 5,428,025,851 Reallocation due to MHA program deobligation

$ 5,427,970,370 Transfer of cap due to servicing transfer

$ 5,427,908,334 Transfer of cap due to servicing transfer

Ocwen Loan Servicing, LLC (as 

successor in interest to GMAC 

Mortgage, LLC)

Ft. Washington PA $ 633,000,000 N/A $ 1,017,650,000 Updated portfolio data from servicer

$ 3,554,890,000 Updated portfolio data from servicer/additional program initial cap

$ 1,875,370,000 Updated portfolio data from servicer/additional program initial cap

$ 2,065,550,000 Updated portfolio data from servicer

$ 2,067,430,000 Transfer of cap due to servicing transfer

$ 1,185,900,000 Updated portfolio data from servicer

$ 1,182,200,000 Transfer of cap due to servicing transfer

$ 1,301,400,000 Updated portfolio data from servicer/additional program initial cap

$ 1,518,398,139 Updated portfolio data from servicer

$ 1,517,898,139 Transfer of cap due to servicing transfer

$ 1,517,896,405 Updated due to quarterly assessment and reallocation

$ 1,517,796,405 Transfer of cap due to servicing transfer

$ 1,517,794,381 Updated due to quarterly assessment and reallocation

$ 1,516,994,381 Transfer of cap due to servicing transfer

$ 1,499,094,381 Transfer of cap due to servicing transfer

$ 1,499,075,924 Updated due to quarterly assessment and reallocation

$ 1,498,875,924 Transfer of cap due to servicing transfer

$ 1,502,275,924 Transfer of cap due to servicing transfer

$ 1,502,475,924 Transfer of cap due to servicing transfer

$ 1,501,675,924 Transfer of cap due to servicing transfer

$ 1,501,475,924 Transfer of cap due to servicing transfer

$ 1,504,075,924 Transfer of cap due to servicing transfer

$ 1,502,475,924 Transfer of cap due to servicing transfer

$ 1,502,075,924 Transfer of cap due to servicing transfer

$ 1,501,975,924 Transfer of cap due to servicing transfer

$ 1,501,175,924 Transfer of cap due to servicing transfer

$ 1,500,185,924 Transfer of cap due to servicing transfer

$ 1,500,173,461 Updated due to quarterly assessment and reallocation

$ 1,500,183,461 Transfer of cap due to servicing transfer

11/16/2015 $ (600,000)

03/04/2016 $ 161,526,035

02/25/2016 $ (168,638,885)

02/16/2016 $ 30,000

01/14/2016 $ (350,000)

12/28/2015 $ 85,621,261

12/16/2015 $ (9,870,000)

06/16/2016 $ (870,000)

05/31/2016 $ 78,956,346

05/16/2016 $ (44,490,000)

04/14/2016 $ (460,000)

03/28/2016 $ (5,796,239)

03/16/2016 $ (21,390,000)

10/14/2016 $ (6,340,000)

09/28/2016 $ 101,998,896

09/15/2016 $ (16,590,000)

07/27/2016 $ 94,250,614

07/14/2016 $ (20,000)

06/27/2016 $ 84,587,240

12/27/2016 $ (383,942)

12/15/2016 $ (940,000)

11/29/2016 $ (2,378,418)

11/16/2016 $ (3,780,000)

11/07/2016 -

10/25/2016 $ 48,141,096

06/26/2017 $ (4,464,432)

04/26/2017 $ (490,044)

03/16/2017 $ (5,440,000)

02/27/2017 $ (6,130,012)

02/16/2017 $ (5,110,000)

01/13/2017 $ (270,000)

03/22/2018 $ (3,190,306)

02/26/2018 $ (775,400)

12/21/2017 $ (13,351,502)

10/26/2017 $ (9,181,315)

09/26/2017 $ (59,584,573)

07/26/2017 $ (142,546)

04/13/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ 384,650,000

09/26/2018 $ (62,036)

08/27/2018 $ (55,481)

07/26/2018 $ (961,203,620)

06/21/2018 $ (1,457,841)

04/25/2018 $ (6,910,282)

08/13/2010 $ (3,700,000)

07/14/2010 $ (881,530,000)

05/14/2010 $ 1,880,000

03/26/2010 $ 190,180,000

12/30/2009 $ (1,679,520,000)

09/30/2009 $ 2,537,240,000

03/30/2011 $ (2,024)

03/16/2011 $ (100,000)

01/06/2011 $ (1,734)

12/15/2010 $ (500,000)

09/30/2010 $ 216,998,139

09/30/2010 $ 119,200,000

09/15/2011 $ 200,000

08/16/2011 $ 3,400,000

07/14/2011 $ (200,000)

06/29/2011 $ (18,457)

05/13/2011 $ (17,900,000)

04/13/2011 $ (800,000)

04/16/2012 $ (100,000)

03/15/2012 $ (400,000)

01/13/2012 $ (1,600,000)

12/15/2011 $ 2,600,000

11/16/2011 $ (200,000)

10/14/2011 $ (800,000)

08/16/2012 $ 10,000

06/28/2012 $ (12,463)

06/14/2012 $ (990,000)

05/16/2012 $ (800,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,500,150,251 Updated due to quarterly assessment and reallocation

$ 1,498,950,251 Transfer of cap due to servicing transfer

$ 1,498,990,251 Transfer of cap due to servicing transfer

$ 1,498,984,819 Updated due to quarterly assessment and reallocation

$ 1,499,044,819 Transfer of cap due to servicing transfer

$ 1,499,014,819 Transfer of cap due to servicing transfer

$ 1,498,934,819 Transfer of cap due to servicing transfer

$ 1,498,914,981 Updated due to quarterly assessment and reallocation

$ 1,498,944,981 Transfer of cap due to servicing transfer

$ 1,498,937,876 Updated due to quarterly assessment and reallocation

$ 1,432,437,876 Transfer of cap due to servicing transfer

$ 1,432,435,446 Updated due to quarterly assessment and reallocation

$ 1,235,215,446 Transfer of cap due to servicing transfer

$ 1,235,185,446 Transfer of cap due to servicing transfer

$ 1,232,955,446 Transfer of cap due to servicing transfer

$ 1,229,052,628 Updated due to quarterly assessment and reallocation

$ 1,219,702,628 Transfer of cap due to servicing transfer

$ 1,183,142,628 Transfer of cap due to servicing transfer

$ 1,165,972,628 Transfer of cap due to servicing transfer

$ 1,165,836,421 Updated due to quarterly assessment and reallocation

$ 1,145,266,421 Transfer of cap due to servicing transfer

$ 1,145,006,421 Transfer of cap due to servicing transfer

$ 1,144,606,421 Transfer of cap due to servicing transfer

$ 1,143,020,889 Updated due to quarterly assessment and reallocation

$ 1,142,950,889 Transfer of cap due to servicing transfer

$ 1,139,851,445 Updated due to quarterly assessment and reallocation

$ 1,131,951,445 Transfer of cap due to servicing transfer

$ 1,129,471,445 Transfer of cap due to servicing transfer

$ 1,128,449,437 Updated due to quarterly assessment and reallocation

$ 1,128,209,437 Transfer of cap due to servicing transfer

$ 1,127,949,437 Transfer of cap due to servicing transfer

$ 1,126,749,437 Transfer of cap due to servicing transfer

$ 1,006,334,360 Updated due to quarterly assessment and reallocation

$ 1,006,244,360 Transfer of cap due to servicing transfer

$ 974,204,360 Transfer of cap due to servicing transfer

$ 928,462,547 Updated due to quarterly assessment and reallocation

$ 928,542,547 Transfer of cap due to servicing transfer

$ 748,284,103 Updated due to quarterly assessment and reallocation

$ 748,104,103 Transfer of cap due to servicing transfer

$ 705,348,627 Updated due to quarterly assessment and reallocation

$ 648,232,399 Updated due to quarterly assessment and reallocation

$ 605,579,042 Updated due to quarterly assessment and reallocation

$ 471,085,703 Reallocation due to MHA program deobligation

16 $ 309,559,668 Termination of SPA

ORNL Federal Credit Union Oak Ridge TN $ 2,070,000 N/A $ 2,530,000 Updated portfolio data from servicer/additional program initial cap

$ 5,260,000 Updated portfolio data from servicer/additional program initial cap

$ 18,540,000 Updated portfolio data from servicer

$ 5,000,000 Updated portfolio data from servicer

$ 6,817,613 Updated portfolio data from servicer

$ 6,817,603 Updated due to quarterly assessment and reallocation

$ 6,817,591 Updated due to quarterly assessment and reallocation

$ 6,817,476 Updated due to quarterly assessment and reallocation

$ 6,817,390 Updated due to quarterly assessment and reallocation

$ 6,817,154 Updated due to quarterly assessment and reallocation

$ 6,817,114 Updated due to quarterly assessment and reallocation

$ 6,816,965 Updated due to quarterly assessment and reallocation

$ 6,816,909 Updated due to quarterly assessment and reallocation

$ 6,816,889 Updated due to quarterly assessment and reallocation

$ 6,782,910 Updated due to quarterly assessment and reallocation

$ 6,781,718 Updated due to quarterly assessment and reallocation

$ 6,767,669 Updated due to quarterly assessment and reallocation

$ 6,739,781 Updated due to quarterly assessment and reallocation

$ 6,730,551 Updated due to quarterly assessment and reallocation

$ 5,625,727 Updated due to quarterly assessment and reallocation

$ 5,209,184 Updated due to quarterly assessment and reallocation

$ 3,608,317 Updated due to quarterly assessment and reallocation

$ 3,228,631 Updated due to quarterly assessment and reallocation

$ 2,720,333 Updated due to quarterly assessment and reallocation

$ 2,344,153 Updated due to quarterly assessment and reallocation

$ 1,252,943 Reallocation due to MHA program deobligation

$ 1,230,145 Updated due to quarterly assessment and reallocation

$ 1,051,687 Updated due to quarterly assessment and reallocation

$ 945,053 Updated due to quarterly assessment and reallocation

11/15/2012 $ (1,200,000)

09/27/2012 $ (33,210)

03/25/2013 $ (19,838)

03/14/2013 $ (80,000)

02/14/2013 $ (30,000)

01/16/2013 $ 60,000

12/27/2012 $ (5,432)

12/14/2012 $ 40,000

11/14/2013 $ (30,000)

10/15/2013 $ (197,220,000)

09/27/2013 $ (2,430)

09/16/2013 $ (66,500,000)

06/27/2013 $ (7,105)

06/14/2013 $ 30,000

03/26/2014 $ (136,207)

03/14/2014 $ (17,170,000)

02/13/2014 $ (36,560,000)

01/16/2014 $ (9,350,000)

12/23/2013 $ (3,902,818)

12/16/2013 $ (2,230,000)

07/29/2014 $ (3,099,444)

07/16/2014 $ (70,000)

06/26/2014 $ (1,585,532)

06/16/2014 $ (400,000)

05/15/2014 $ (260,000)

04/16/2014 $ (20,570,000)

12/16/2014 $ (1,200,000)

11/14/2014 $ (260,000)

10/16/2014 $ (240,000)

09/29/2014 $ (1,022,008)

09/16/2014 $ (2,480,000)

08/14/2014 $ (7,900,000)

04/28/2015 $ (180,258,444)

04/16/2015 $ 80,000

03/26/2015 $ (45,741,813)

02/13/2015 $ (32,040,000)

01/15/2015 $ (90,000)

12/29/2014 $ (120,415,077)

03/04/2016 $ (161,526,035)

02/25/2016 $ (134,493,339)

12/28/2015 $ (42,653,357)

09/28/2015 $ (57,116,228)

06/25/2015 $ (42,755,476)

06/16/2015 $ (180,000)

01/06/2011 $ (10)

09/30/2010 $ 1,817,613

07/14/2010 $ (13,540,000)

03/26/2010 $ 13,280,000

12/30/2009 $ 2,730,000

09/11/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 460,000

03/25/2013 $ (149)

12/27/2012 $ (40)

09/27/2012 $ (236)

06/28/2012 $ (86)

06/29/2011 $ (115)

03/30/2011 $ (12)

07/29/2014 $ (27,888)

06/26/2014 $ (14,049)

03/26/2014 $ (1,192)

12/23/2013 $ (33,979)

09/27/2013 $ (20)

06/27/2013 $ (56)

09/28/2015 $ (508,298)

06/25/2015 $ (379,686)

04/28/2015 $ (1,600,867)

03/26/2015 $ (416,543)

12/29/2014 $ (1,104,824)

09/29/2014 $ (9,230)

06/27/2016 $ (106,634)

05/31/2016 $ (178,458)

03/28/2016 $ (22,798)

02/25/2016 $ (1,091,210)

12/28/2015 $ (376,180)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 838,355 Updated due to quarterly assessment and reallocation

$ 644,987 Updated due to quarterly assessment and reallocation

$ 462,268 Updated due to quarterly assessment and reallocation

$ 532,713 Updated due to quarterly assessment and reallocation

$ 531,291 Updated due to quarterly assessment and reallocation

$ 531,073 Transfer of cap due to servicing transfer

$ 527,295 Transfer of cap due to servicing transfer

$ 527,036 Transfer of cap due to servicing transfer

$ 524,679 Transfer of cap due to servicing transfer

$ 524,608 Transfer of cap due to servicing transfer

$ 435,731 Transfer of cap due to servicing transfer

$ 425,255 Transfer of cap due to servicing transfer

$ 414,341 Transfer of cap due to servicing transfer

$ 413,777 Transfer of cap due to servicing transfer

$ 411,937 Transfer of cap due to servicing transfer

$ 408,296 Transfer of cap due to servicing transfer

$ 407,613 Transfer of cap due to servicing transfer

$ 290,775 Reallocation due to MHA program deobligation

$ 290,769 Transfer of cap due to servicing transfer

$ 290,762 Transfer of cap due to servicing transfer

OwnersChoice Funding, Inc. (CUC 

Mortgage Corporation) Albany NY $ 4,350,000 N/A $ 5,300,000 Updated portfolio data from servicer/additional program initial cap

$ 11,000,000 Updated portfolio data from servicer/additional program initial cap

$ 11,740,000 Updated portfolio data from servicer

$ 10,300,000 Updated portfolio data from servicer

$ 3,626,390 Updated portfolio data from servicer

$ 3,626,385 Updated due to quarterly assessment and reallocation

$ 3,626,379 Updated due to quarterly assessment and reallocation

$ 3,626,327 Updated due to quarterly assessment and reallocation

$ 3,626,289 Updated due to quarterly assessment and reallocation

$ 3,626,182 Updated due to quarterly assessment and reallocation

$ 3,626,164 Updated due to quarterly assessment and reallocation

$ 3,626,095 Updated due to quarterly assessment and reallocation

$ 3,626,069 Updated due to quarterly assessment and reallocation

$ 3,626,060 Updated due to quarterly assessment and reallocation

$ 3,610,321 Updated due to quarterly assessment and reallocation

$ 3,609,767 Updated due to quarterly assessment and reallocation

$ 3,603,229 Updated due to quarterly assessment and reallocation

$ 3,590,240 Updated due to quarterly assessment and reallocation

$ 3,585,948 Updated due to quarterly assessment and reallocation

$ 3,087,778 Updated due to quarterly assessment and reallocation

$ 2,904,722 Updated due to quarterly assessment and reallocation

$ 2,199,829 Updated due to quarterly assessment and reallocation

$ 2,032,736 Updated due to quarterly assessment and reallocation

$ 1,808,529 Updated due to quarterly assessment and reallocation

$ 1,657,567 Updated due to quarterly assessment and reallocation

$ 1,191,012 Reallocation due to MHA program deobligation

$ 1,181,259 Updated due to quarterly assessment and reallocation

$ 1,111,332 Updated due to quarterly assessment and reallocation

$ 1,068,587 Updated due to quarterly assessment and reallocation

$ 1,025,773 Updated due to quarterly assessment and reallocation

$ 959,091 Updated due to quarterly assessment and reallocation

$ 896,017 Updated due to quarterly assessment and reallocation

$ 920,334 Updated due to quarterly assessment and reallocation

$ 919,383 Updated due to quarterly assessment and reallocation

$ 919,238 Transfer of cap due to servicing transfer

$ 916,598 Transfer of cap due to servicing transfer

$ 916,410 Transfer of cap due to servicing transfer

$ 914,959 Transfer of cap due to servicing transfer

$ 914,915 Transfer of cap due to servicing transfer

$ 876,679 Transfer of cap due to servicing transfer

$ 871,937 Transfer of cap due to servicing transfer

$ 864,846 Transfer of cap due to servicing transfer

$ 864,502 Transfer of cap due to servicing transfer

$ 863,380 Transfer of cap due to servicing transfer

$ 861,161 Transfer of cap due to servicing transfer

$ 860,744 Transfer of cap due to servicing transfer

$ 711,987 Reallocation due to MHA program deobligation

$ 711,979 Transfer of cap due to servicing transfer

$ 711,970 Transfer of cap due to servicing transfer

Park View Federal Savings Bank Solon OH $ 760,000 N/A $ 800,000 Updated portfolio data from servicer/additional program initial cap

$ 940,000 Updated portfolio data from servicer

$ 800,000 Updated portfolio data from servicer

07/27/2016 $ (106,698)

02/27/2017 $ (3,778)

12/27/2016 $ (218)

11/29/2016 $ (1,422)

11/07/2016 $ 70,445

10/25/2016 $ (182,719)

09/28/2016 $ (193,368)

12/21/2017 $ (10,914)

10/26/2017 $ (10,476)

09/26/2017 $ (88,877)

07/26/2017 $ (71)

06/26/2017 $ (2,357)

04/26/2017 $ (259)

08/27/2018 $ (6)

07/26/2018 $ (116,838)

06/21/2018 $ (683)

04/25/2018 $ (3,641)

03/22/2018 $ (1,840)

02/26/2018 $ (564)

09/30/2010 $ (6,673,610)

07/14/2010 $ (1,440,000)

03/26/2010 $ 740,000

12/30/2009 $ 5,700,000

09/09/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 950,000

09/26/2018 $ (7)

12/27/2012 $ (18)

09/27/2012 $ (107)

06/28/2012 $ (38)

06/29/2011 $ (52)

03/30/2011 $ (6)

01/06/2011 $ (5)

06/26/2014 $ (6,538)

03/26/2014 $ (554)

12/23/2013 $ (15,739)

09/27/2013 $ (9)

06/27/2013 $ (26)

03/25/2013 $ (69)

06/25/2015 $ (167,093)

04/28/2015 $ (704,893)

03/26/2015 $ (183,056)

12/29/2014 $ (498,170)

09/29/2014 $ (4,292)

07/29/2014 $ (12,989)

06/27/2016 $ (42,745)

05/31/2016 $ (69,927)

03/28/2016 $ (9,753)

02/25/2016 $ (466,555)

12/28/2015 $ (150,962)

09/28/2015 $ (224,207)

12/27/2016 $ (145)

11/29/2016 $ (951)

11/07/2016 $ 24,317

10/25/2016 $ (63,074)

09/28/2016 $ (66,682)

07/27/2016 $ (42,814)

10/26/2017 $ (4,742)

09/26/2017 $ (38,236)

07/26/2017 $ (44)

06/26/2017 $ (1,451)

04/26/2017 $ (188)

02/27/2017 $ (2,640)

07/26/2018 $ (148,757)

06/21/2018 $ (417)

04/25/2018 $ (2,219)

03/22/2018 $ (1,122)

02/26/2018 $ (344)

12/21/2017 $ (7,091)

07/14/2010 $ (140,000)

03/26/2010 $ 140,000

12/16/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 40,000

09/26/2018 $ (9)

08/27/2018 $ (8)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

$ 870,332 Updated due to quarterly assessment and reallocation

$ 870,320 Updated due to quarterly assessment and reallocation

$ 870,310 Updated due to quarterly assessment and reallocation

6 $ 53,937 Termination of SPA

Pathfinder Bank Oswego NY $ 1,300,000 N/A $ 3,481,334 Updated portfolio data from servicer

$ 3,481,329 Updated due to quarterly assessment and reallocation

$ 3,481,323 Updated due to quarterly assessment and reallocation

$ 3,481,265 Updated due to quarterly assessment and reallocation

$ 3,481,222 Updated due to quarterly assessment and reallocation

$ 3,481,103 Updated due to quarterly assessment and reallocation

$ 3,481,083 Updated due to quarterly assessment and reallocation

$ 3,481,007 Updated due to quarterly assessment and reallocation

$ 3,480,978 Updated due to quarterly assessment and reallocation

$ 3,480,968 Updated due to quarterly assessment and reallocation

$ 3,463,547 Updated due to quarterly assessment and reallocation

$ 3,462,935 Updated due to quarterly assessment and reallocation

$ 3,455,707 Updated due to quarterly assessment and reallocation

$ 3,441,351 Updated due to quarterly assessment and reallocation

$ 3,436,609 Updated due to quarterly assessment and reallocation

$ 2,873,173 Updated due to quarterly assessment and reallocation

$ 2,661,796 Updated due to quarterly assessment and reallocation

$ 1,832,830 Updated due to quarterly assessment and reallocation

$ 1,635,318 Updated due to quarterly assessment and reallocation

$ 1,370,037 Updated due to quarterly assessment and reallocation

$ 1,171,199 Updated due to quarterly assessment and reallocation

$ 596,803 Reallocation due to MHA program deobligation

$ 584,805 Updated due to quarterly assessment and reallocation

$ 491,787 Updated due to quarterly assessment and reallocation

$ 436,220 Updated due to quarterly assessment and reallocation

$ 380,636 Updated due to quarterly assessment and reallocation

$ 281,007 Updated due to quarterly assessment and reallocation

$ 196,282 Updated due to quarterly assessment and reallocation

$ 228,946 Updated due to quarterly assessment and reallocation

$ 228,294 Updated due to quarterly assessment and reallocation

$ 228,194 Transfer of cap due to servicing transfer

$ 226,468 Transfer of cap due to servicing transfer

$ 226,346 Transfer of cap due to servicing transfer

$ 225,407 Transfer of cap due to servicing transfer

$ 225,379 Transfer of cap due to servicing transfer

$ 187,957 Transfer of cap due to servicing transfer

$ 183,316 Transfer of cap due to servicing transfer

$ 178,481 Transfer of cap due to servicing transfer

$ 178,246 Transfer of cap due to servicing transfer

$ 177,481 Transfer of cap due to servicing transfer

$ 175,968 Transfer of cap due to servicing transfer

$ 175,684 Transfer of cap due to servicing transfer

$ 126,357 Reallocation due to MHA program deobligation

$ 126,354 Transfer of cap due to servicing transfer

$ 126,351 Transfer of cap due to servicing transfer

PennyMac Loan Services, LLC Calasbasa CA $ 6,210,000 N/A $ 5,010,000 Updated portfolio data from servicer/additional program initial cap

$ 35,810,000 Updated portfolio data from servicer/additional program initial cap

$ 59,010,000 Updated portfolio data from servicer

$ 61,720,000 Transfer of cap due to servicing transfer

$ 43,700,000 Updated portfolio data from servicer

$ 50,380,000 Transfer of cap due to servicing transfer

$ 52,980,000 Transfer of cap due to servicing transfer

$ 52,880,000 Transfer of cap due to servicing transfer

$ 53,080,000 Updated portfolio data from servicer/additional program initial cap

$ 51,656,803 Updated portfolio data from servicer

$ 53,056,803 Transfer of cap due to servicing transfer

$ 52,956,803 Transfer of cap due to servicing transfer

$ 52,956,731 Updated due to quarterly assessment and reallocation

$ 57,056,731 Transfer of cap due to servicing transfer

$ 56,956,731 Transfer of cap due to servicing transfer

$ 60,956,731 Transfer of cap due to servicing transfer

$ 60,956,637 Updated due to quarterly assessment and reallocation

$ 60,856,637 Transfer of cap due to servicing transfer

$ 66,656,637 Transfer of cap due to servicing transfer

$ 67,256,637 Transfer of cap due to servicing transfer

$ 67,255,825 Updated due to quarterly assessment and reallocation

$ 69,755,825 Transfer of cap due to servicing transfer

09/30/2010 $ 70,334

08/25/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 2,181,334

09/14/2012 $ (816,373)

06/28/2012 $ (10)

06/29/2011 $ (12)

03/30/2011 $ (1)

01/06/2011 $ (1)

12/27/2012 $ (20)

09/27/2012 $ (119)

06/28/2012 $ (43)

06/29/2011 $ (58)

03/30/2011 $ (6)

01/06/2011 $ (5)

06/26/2014 $ (7,228)

03/26/2014 $ (612)

12/23/2013 $ (17,421)

09/27/2013 $ (10)

06/27/2013 $ (29)

03/25/2013 $ (76)

06/25/2015 $ (197,512)

04/28/2015 $ (828,966)

03/26/2015 $ (211,377)

12/29/2014 $ (563,436)

09/29/2014 $ (4,742)

07/29/2014 $ (14,356)

06/27/2016 $ (55,567)

05/31/2016 $ (93,018)

03/28/2016 $ (11,998)

02/25/2016 $ (574,396)

12/28/2015 $ (198,838)

09/28/2015 $ (265,281)

12/27/2016 $ (100)

11/29/2016 $ (652)

11/07/2016 $ 32,664

10/25/2016 $ (84,725)

09/28/2016 $ (99,629)

07/27/2016 $ (55,584)

10/26/2017 $ (4,641)

09/26/2017 $ (37,422)

07/26/2017 $ (28)

06/26/2017 $ (939)

04/26/2017 $ (122)

02/27/2017 $ (1,726)

07/26/2018 $ (49,327)

06/21/2018 $ (284)

04/25/2018 $ (1,513)

03/22/2018 $ (765)

02/26/2018 $ (235)

12/21/2017 $ (4,835)

06/16/2010 $ 2,710,000

03/26/2010 $ 23,200,000

12/30/2009 $ 30,800,000

08/12/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (1,200,000)

09/26/2018 $ (3)

08/27/2018 $ (3)

09/30/2010 $ (1,423,197)

09/30/2010 $ 200,000

09/15/2010 $ (100,000)

08/13/2010 $ 2,600,000

07/16/2010 $ 6,680,000

07/14/2010 $ (18,020,000)

03/16/2011 $ 4,000,000

02/16/2011 $ (100,000)

01/13/2011 $ 4,100,000

01/06/2011 $ (72)

12/15/2010 $ (100,000)

11/16/2010 $ 1,400,000

07/14/2011 $ 2,500,000

06/29/2011 $ (812)

06/16/2011 $ 600,000

05/13/2011 $ 5,800,000

04/13/2011 $ (100,000)

03/30/2011 $ (94)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 72,555,825 Transfer of cap due to servicing transfer

$ 72,855,825 Transfer of cap due to servicing transfer

$ 73,755,825 Transfer of cap due to servicing transfer

$ 74,555,825 Transfer of cap due to servicing transfer

$ 74,755,825 Transfer of cap due to servicing transfer

$ 76,655,825 Transfer of cap due to servicing transfer

$ 76,855,825 Transfer of cap due to servicing transfer

$ 78,195,825 Transfer of cap due to servicing transfer

$ 78,195,485 Updated due to quarterly assessment and reallocation

$ 81,125,485 Transfer of cap due to servicing transfer

$ 82,015,485 Transfer of cap due to servicing transfer

$ 82,014,511 Updated due to quarterly assessment and reallocation

$ 83,814,511 Transfer of cap due to servicing transfer

$ 87,674,511 Transfer of cap due to servicing transfer

$ 87,674,357 Updated due to quarterly assessment and reallocation

$ 90,654,357 Transfer of cap due to servicing transfer

$ 90,653,851 Updated due to quarterly assessment and reallocation

$ 92,813,851 Transfer of cap due to servicing transfer

$ 95,253,851 Transfer of cap due to servicing transfer

$ 95,253,723 Updated due to quarterly assessment and reallocation

$ 95,253,716 Updated due to quarterly assessment and reallocation

$ 99,703,716 Transfer of cap due to servicing transfer

$ 115,529,931 Updated due to quarterly assessment and reallocation

$ 120,659,931 Transfer of cap due to servicing transfer

$ 118,269,931 Transfer of cap due to servicing transfer

$ 120,287,357 Updated due to quarterly assessment and reallocation

$ 120,277,357 Transfer of cap due to servicing transfer

$ 122,637,357 Transfer of cap due to servicing transfer

$ 128,596,558 Updated due to quarterly assessment and reallocation

$ 128,606,558 Transfer of cap due to servicing transfer

$ 132,314,939 Updated due to quarterly assessment and reallocation

$ 132,464,939 Transfer of cap due to servicing transfer

$ 129,854,939 Transfer of cap due to servicing transfer

$ 129,847,722 Updated due to quarterly assessment and reallocation

$ 104,757,722 Transfer of cap due to servicing transfer

$ 104,777,722 Transfer of cap due to servicing transfer

$ 121,577,569 Updated due to quarterly assessment and reallocation

$ 121,597,569 Transfer of cap due to servicing transfer

$ 124,064,673 Updated due to quarterly assessment and reallocation

$ 127,274,673 Transfer of cap due to servicing transfer

$ 128,678,718 Updated due to quarterly assessment and reallocation

$ 125,308,718 Transfer of cap due to servicing transfer

$ 128,688,718 Transfer of cap due to servicing transfer

$ 131,052,770 Updated due to quarterly assessment and reallocation

$ 131,502,770 Transfer of cap due to servicing transfer

$ 135,912,770 Transfer of cap due to servicing transfer

$ 142,525,577 Updated due to quarterly assessment and reallocation

$ 146,604,247 Updated due to quarterly assessment and reallocation

$ 141,173,792 Reallocation due to MHA program deobligation

$ 141,193,792 Transfer of cap due to servicing transfer

$ 141,068,531 Updated due to quarterly assessment and reallocation

$ 141,098,531 Transfer of cap due to servicing transfer

$ 141,088,531 Transfer of cap due to servicing transfer

$ 143,062,498 Updated due to quarterly assessment and reallocation

$ 126,192,498 Transfer of cap due to servicing transfer

$ 126,065,545 Updated due to quarterly assessment and reallocation

$ 126,025,545 Transfer of cap due to servicing transfer

$ 125,747,732 Updated due to quarterly assessment and reallocation

$ 129,571,219 Updated due to quarterly assessment and reallocation

$ 129,621,219 Transfer of cap due to servicing transfer

$ 131,838,441 Updated due to quarterly assessment and reallocation

$ 131,838,441 Updated due to quarterly assessment and reallocation

$ 138,278,441 Transfer of cap due to servicing transfer

$ 138,193,907 Updated due to quarterly assessment and reallocation

$ 138,180,429 Transfer of cap due to servicing transfer

$ 146,930,429 Transfer of cap due to servicing transfer

$ 146,536,448 Transfer of cap due to servicing transfer

$ 142,476,448 Transfer of cap due to servicing transfer

$ 142,455,431 Transfer of cap due to servicing transfer

$ 142,262,893 Transfer of cap due to servicing transfer

$ 142,257,204 Transfer of cap due to servicing transfer

$ 138,764,808 Transfer of cap due to servicing transfer

$ 138,061,655 Transfer of cap due to servicing transfer

03/15/2012 $ 1,900,000

01/13/2012 $ 200,000

12/15/2011 $ 800,000

11/16/2011 $ 900,000

10/14/2011 $ 300,000

09/15/2011 $ 2,800,000

09/27/2012 $ (974)

08/16/2012 $ 890,000

07/16/2012 $ 2,930,000

06/28/2012 $ (340)

06/14/2012 $ 1,340,000

04/16/2012 $ 200,000

04/16/2013 $ 2,160,000

03/25/2013 $ (506)

02/14/2013 $ 2,980,000

12/27/2012 $ (154)

12/14/2012 $ 3,860,000

10/16/2012 $ 1,800,000

02/13/2014 $ 5,130,000

12/23/2013 $ 15,826,215

10/15/2013 $ 4,450,000

09/27/2013 $ (7)

06/27/2013 $ (128)

06/14/2013 $ 2,440,000

07/16/2014 $ 10,000

06/26/2014 $ 5,959,201

06/16/2014 $ 2,360,000

05/15/2014 $ (10,000)

03/26/2014 $ 2,017,426

03/14/2014 $ (2,390,000)

11/14/2014 $ 20,000

10/16/2014 $ (25,090,000)

09/29/2014 $ (7,217)

09/16/2014 $ (2,610,000)

08/14/2014 $ 150,000

07/29/2014 $ 3,708,381

05/14/2015 $ (3,370,000)

04/28/2015 $ 1,404,045

04/16/2015 $ 3,210,000

03/26/2015 $ 2,467,104

02/13/2015 $ 20,000

12/29/2014 $ 16,799,847

12/28/2015 $ 4,078,670

09/28/2015 $ 6,612,807

08/14/2015 $ 4,410,000

07/16/2015 $ 450,000

06/25/2015 $ 2,364,052

06/16/2015 $ 3,380,000

05/31/2016 $ 1,973,967

05/16/2016 $ (10,000)

04/14/2016 $ 30,000

03/28/2016 $ (125,261)

03/16/2016 $ 20,000

02/25/2016 $ (5,430,455)

10/14/2016 $ 50,000

09/28/2016 $ 3,823,487

07/27/2016 $ (277,813)

07/14/2016 $ (40,000)

06/27/2016 $ (126,953)

06/16/2016 $ (16,870,000)

02/16/2017 $ 8,750,000

12/27/2016 $ (13,478)

11/29/2016 $ (84,534)

11/16/2016 $ 6,440,000

11/07/2016 -

10/25/2016 $ 2,217,222

09/26/2017 $ (3,492,396)

07/26/2017 $ (5,689)

06/26/2017 $ (192,538)

04/26/2017 $ (21,017)

03/16/2017 $ (4,060,000)

02/27/2017 $ (393,981)

10/26/2017 $ (703,153)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 136,816,012 Transfer of cap due to servicing transfer

$ 136,748,552 Transfer of cap due to servicing transfer

$ 136,442,665 Transfer of cap due to servicing transfer

$ 135,818,909 Transfer of cap due to servicing transfer

$ 135,664,553 Transfer of cap due to servicing transfer

$ 103,489,682 Reallocation due to MHA program deobligation

$ 103,487,835 Transfer of cap due to servicing transfer

$ 103,485,764 Transfer of cap due to servicing transfer

PHH Mortgage Corporation Mt. Laurel NJ - N/A 3 $ 1,300,000 Transfer of cap due to servicing transfer

$ 1,299,985 Updated due to quarterly assessment and reallocation

$ 1,299,943 Updated due to quarterly assessment and reallocation

$ 1,439,943 Transfer of cap due to servicing transfer

$ 1,439,935 Updated due to quarterly assessment and reallocation

$ 1,439,905 Updated due to quarterly assessment and reallocation

$ 1,439,894 Updated due to quarterly assessment and reallocation

$ 7,289,894 Transfer of cap due to servicing transfer

$ 7,289,874 Updated due to quarterly assessment and reallocation

$ 7,255,329 Updated due to quarterly assessment and reallocation

$ 7,254,113 Updated due to quarterly assessment and reallocation

$ 7,239,742 Updated due to quarterly assessment and reallocation

$ 7,211,181 Updated due to quarterly assessment and reallocation

$ 7,201,745 Updated due to quarterly assessment and reallocation

$ 6,123,537 Updated due to quarterly assessment and reallocation

$ 5,717,157 Updated due to quarterly assessment and reallocation

$ 4,115,297 Updated due to quarterly assessment and reallocation

$ 3,732,877 Updated due to quarterly assessment and reallocation

$ 3,722,877 Transfer of cap due to servicing transfer

$ 3,210,281 Updated due to quarterly assessment and reallocation

$ 2,822,450 Updated due to quarterly assessment and reallocation

$ 1,687,457 Reallocation due to MHA program deobligation

$ 1,663,748 Updated due to quarterly assessment and reallocation

$ 1,478,187 Updated due to quarterly assessment and reallocation

$ 1,366,341 Updated due to quarterly assessment and reallocation

$ 1,254,456 Updated due to quarterly assessment and reallocation

$ 1,058,788 Updated due to quarterly assessment and reallocation

$ 869,960 Updated due to quarterly assessment and reallocation

$ 942,760 Updated due to quarterly assessment and reallocation

$ 941,123 Updated due to quarterly assessment and reallocation

$ 940,873 Transfer of cap due to servicing transfer

$ 936,388 Transfer of cap due to servicing transfer

$ 936,094 Transfer of cap due to servicing transfer

$ 933,833 Transfer of cap due to servicing transfer

$ 933,765 Transfer of cap due to servicing transfer

$ 852,098 Transfer of cap due to servicing transfer

$ 841,420 Transfer of cap due to servicing transfer

$ 830,286 Transfer of cap due to servicing transfer

$ 829,745 Transfer of cap due to servicing transfer

$ 827,981 Transfer of cap due to servicing transfer

$ 824,493 Transfer of cap due to servicing transfer

$ 823,839 Transfer of cap due to servicing transfer

$ 657,104 Reallocation due to MHA program deobligation

$ 657,095 Transfer of cap due to servicing transfer

$ 657,085 Transfer of cap due to servicing transfer

Planet Home Lending, LLC Meriden CT - N/A 3 - Transfer of cap due to servicing transfer

$ 1,110,000 Transfer of cap due to servicing transfer

$ 1,109,756 Updated due to quarterly assessment and reallocation

$ 1,109,673 Transfer of cap due to servicing transfer

$ 1,106,221 Transfer of cap due to servicing transfer

$ 1,106,014 Transfer of cap due to servicing transfer

$ 1,103,638 Transfer of cap due to servicing transfer

$ 1,103,581 Transfer of cap due to servicing transfer

$ 1,113,116 Transfer of cap due to servicing transfer

$ 1,110,129 Transfer of cap due to servicing transfer

$ 1,102,386 Transfer of cap due to servicing transfer

$ 1,101,358 Transfer of cap due to servicing transfer

$ 5,201,494 Transfer of cap due to servicing transfer

$ 5,192,284 Transfer of cap due to servicing transfer

$ 5,188,611 Transfer of cap due to servicing transfer

$ 4,176,208 Reallocation due to MHA program deobligation

$ 4,176,189 Transfer of cap due to servicing transfer

$ 4,176,014 Transfer of cap due to servicing transfer

Plaza Home Mortgage, Inc San Diego CA - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 30,000 Transfer of cap due to servicing transfer

06/21/2018 $ (154,356)

04/25/2018 $ (623,756)

03/22/2018 $ (305,887)

02/26/2018 $ (67,460)

12/21/2017 $ (1,245,643)

09/27/2012 $ (42)

06/28/2012 $ (15)

09/15/2011 Purchase Financial Instrument for Home Loan Modifications 09/15/2011 $ 1,300,000

09/26/2018 $ (2,071)

08/27/2018 $ (1,847)

07/26/2018 $ (32,174,871)

09/27/2013 $ (20)

07/16/2013 $ 5,850,000

06/27/2013 $ (11)

03/25/2013 $ (30)

12/27/2012 $ (8)

10/16/2012 $ 140,000

12/29/2014 $ (1,078,208)

09/29/2014 $ (9,436)

07/29/2014 $ (28,561)

06/26/2014 $ (14,371)

03/26/2014 $ (1,216)

12/23/2013 $ (34,545)

12/28/2015 $ (387,831)

09/28/2015 $ (512,596)

08/14/2015 $ (10,000)

06/25/2015 $ (382,420)

04/28/2015 $ (1,601,860)

03/26/2015 $ (406,380)

09/28/2016 $ (195,668)

07/27/2016 $ (111,885)

06/27/2016 $ (111,846)

05/31/2016 $ (185,561)

03/28/2016 $ (23,709)

02/25/2016 $ (1,134,993)

04/26/2017 $ (294)

02/27/2017 $ (4,485)

12/27/2016 $ (250)

11/29/2016 $ (1,637)

11/07/2016 $ 72,800

10/25/2016 $ (188,828)

02/26/2018 $ (541)

12/21/2017 $ (11,134)

10/26/2017 $ (10,678)

09/26/2017 $ (81,667)

07/26/2017 $ (68)

06/26/2017 $ (2,261)

09/26/2018 $ (10)

08/27/2018 $ (9)

07/26/2018 $ (166,735)

06/21/2018 $ (654)

04/25/2018 $ (3,488)

03/22/2018 $ (1,764)

04/26/2017 $ (207)

02/27/2017 $ (3,452)

12/27/2016 $ (83)

11/29/2016 $ (244)

11/16/2016 $ 1,110,000

10/14/2016 Purchase Financial Instrument for Home Loan Modifications 10/14/2016 -

02/26/2018 $ (1,028)

12/21/2017 $ (7,743)

10/26/2017 $ (2,987)

09/26/2017 $ 9,535

07/26/2017 $ (57)

06/26/2017 $ (2,376)

09/26/2018 $ (175)

08/27/2018 $ (19)

07/26/2018 $ (1,012,403)

06/21/2018 $ (3,673)

04/25/2018 $ (9,210)

03/22/2018 $ 4,100,136

07/16/2014 $ 20,000

11/14/2013 Purchase Financial Instrument for Home Loan Modifications 11/14/2013 $ 10,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

PNC Bank, National Association Pittsburgh PA $ 54,470,000 N/A $ 18,230,000 Updated portfolio data from servicer/additional program initial cap

$ 37,510,000 Updated portfolio data from servicer/additional program initial cap

$ 39,980,000 Updated portfolio data from servicer

$ 22,800,000 Updated portfolio data from servicer

$ 58,300,000 Updated portfolio data from servicer/additional program initial cap

$ 81,376,191 Updated portfolio data from servicer

$ 81,376,068 Updated due to quarterly assessment and reallocation

$ 81,375,921 Updated due to quarterly assessment and reallocation

$ 81,275,921 Transfer of cap due to servicing transfer

$ 81,274,539 Updated due to quarterly assessment and reallocation

$ 80,974,539 Transfer of cap due to servicing transfer

$ 80,973,536 Updated due to quarterly assessment and reallocation

$ 80,970,791 Updated due to quarterly assessment and reallocation

$ 80,970,331 Updated due to quarterly assessment and reallocation

$ 80,968,591 Updated due to quarterly assessment and reallocation

$ 81,028,591 Transfer of cap due to merger/acquisition

$ 81,027,935 Updated due to quarterly assessment and reallocation

$ 81,027,701 Updated due to quarterly assessment and reallocation

$ 80,632,775 Updated due to quarterly assessment and reallocation

$ 80,618,930 Updated due to quarterly assessment and reallocation

$ 80,456,529 Updated due to quarterly assessment and reallocation

$ 80,134,049 Updated due to quarterly assessment and reallocation

$ 80,027,644 Updated due to quarterly assessment and reallocation

$ 67,155,756 Updated due to quarterly assessment and reallocation

$ 62,329,552 Updated due to quarterly assessment and reallocation

$ 43,326,638 Updated due to quarterly assessment and reallocation

$ 38,825,193 Updated due to quarterly assessment and reallocation

$ 32,853,022 Updated due to quarterly assessment and reallocation

$ 28,431,750 Updated due to quarterly assessment and reallocation

$ 15,624,512 Reallocation due to MHA program deobligation

$ 15,356,173 Updated due to quarterly assessment and reallocation

$ 13,277,174 Updated due to quarterly assessment and reallocation

$ 12,037,805 Updated due to quarterly assessment and reallocation

$ 10,807,965 Updated due to quarterly assessment and reallocation

$ 8,650,140 Updated due to quarterly assessment and reallocation

$ 6,605,970 Updated due to quarterly assessment and reallocation

$ 7,394,069 Updated due to quarterly assessment and reallocation

$ 7,377,450 Updated due to quarterly assessment and reallocation

$ 7,374,906 Transfer of cap due to servicing transfer

$ 7,333,067 Transfer of cap due to servicing transfer

$ 7,330,463 Transfer of cap due to servicing transfer

$ 7,310,882 Transfer of cap due to servicing transfer

$ 7,310,286 Transfer of cap due to servicing transfer

$ 6,659,019 Transfer of cap due to servicing transfer

$ 6,577,691 Transfer of cap due to servicing transfer

$ 6,491,556 Transfer of cap due to servicing transfer

$ 6,487,219 Transfer of cap due to servicing transfer

$ 6,473,064 Transfer of cap due to servicing transfer

$ 6,444,835 Transfer of cap due to servicing transfer

$ 6,439,509 Transfer of cap due to servicing transfer

$ 5,102,753 Reallocation due to MHA program deobligation

$ 5,102,680 Transfer of cap due to servicing transfer

$ 5,102,602 Transfer of cap due to servicing transfer

PNC Bank, National Association 

(successor to National City Bank) Miamisburg OH $ 294,980,000 N/A $ 610,150,000 Updated portfolio data from servicer/additional program initial cap

$ 700,430,000 Updated portfolio data from servicer/additional program initial cap

$ 681,740,000 Updated portfolio data from servicer

$ 409,100,000 Updated portfolio data from servicer

$ 489,700,000 Updated portfolio data from servicer/additional program initial cap

$ 560,930,004 Updated portfolio data from servicer

$ 560,929,176 Updated due to quarterly assessment and reallocation

$ 561,129,176 Transfer of cap due to servicing transfer

$ 561,029,176 Transfer of cap due to servicing transfer

$ 561,028,195 Updated due to quarterly assessment and reallocation

$ 558,728,195 Transfer of cap due to servicing transfer

$ 558,528,195 Transfer of cap due to servicing transfer

$ 558,328,195 Transfer of cap due to servicing transfer

$ 558,318,998 Updated due to quarterly assessment and reallocation

$ 558,618,998 Transfer of cap due to servicing transfer

$ 558,318,998 Transfer of cap due to servicing transfer

$ 558,518,998 Transfer of cap due to servicing transfer

$ 558,418,998 Transfer of cap due to servicing transfer

$ 558,618,998 Transfer of cap due to servicing transfer

07/14/2010 $ (17,180,000)

03/26/2010 $ 2,470,000

12/30/2009 $ 19,280,000

07/17/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (36,240,000)

06/29/2011 $ (1,382)

05/13/2011 $ (100,000)

03/30/2011 $ (147)

01/06/2011 $ (123)

09/30/2010 $ 23,076,191

09/30/2010 $ 35,500,000

04/09/2013 $ 60,000

03/25/2013 $ (1,740)

12/27/2012 $ (460)

09/27/2012 $ (2,745)

06/28/2012 $ (1,003)

10/14/2011 $ (300,000)

07/29/2014 $ (322,480)

06/26/2014 $ (162,401)

03/26/2014 $ (13,845)

12/23/2013 $ (394,926)

09/27/2013 $ (234)

06/27/2013 $ (656)

09/28/2015 $ (5,972,171)

06/25/2015 $ (4,501,445)

04/28/2015 $ (19,002,914)

03/26/2015 $ (4,826,204)

12/29/2014 $ (12,871,888)

09/29/2014 $ (106,405)

07/27/2016 $ (1,229,840)

06/27/2016 $ (1,239,369)

05/31/2016 $ (2,078,999)

03/28/2016 $ (268,339)

02/25/2016 $ (12,807,238)

12/28/2015 $ (4,421,272)

02/27/2017 $ (41,839)

12/27/2016 $ (2,544)

11/29/2016 $ (16,619)

11/07/2016 $ 788,099

10/25/2016 $ (2,044,170)

09/28/2016 $ (2,157,825)

12/21/2017 $ (86,135)

10/26/2017 $ (81,328)

09/26/2017 $ (651,267)

07/26/2017 $ (596)

06/26/2017 $ (19,581)

04/26/2017 $ (2,604)

08/27/2018 $ (73)

07/26/2018 $ (1,336,756)

06/21/2018 $ (5,326)

04/25/2018 $ (28,229)

03/22/2018 $ (14,155)

02/26/2018 $ (4,337)

09/30/2010 $ 80,600,000

07/14/2010 $ (272,640,000)

03/26/2010 $ (18,690,000)

12/30/2009 $ 90,280,000

06/26/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 315,170,000

09/26/2018 $ (78)

04/13/2011 $ (2,300,000)

03/30/2011 $ (981)

03/16/2011 $ (100,000)

02/16/2011 $ 200,000

01/06/2011 $ (828)

09/30/2010 $ 71,230,004

01/13/2012 $ 200,000

11/16/2011 $ (300,000)

10/14/2011 $ 300,000

06/29/2011 $ (9,197)

06/16/2011 $ (200,000)

05/13/2011 $ (200,000)

03/15/2012 $ 200,000

02/16/2012 $ (100,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 558,608,998 Transfer of cap due to servicing transfer

$ 558,602,227 Updated due to quarterly assessment and reallocation

$ 558,583,760 Updated due to quarterly assessment and reallocation

$ 558,580,655 Updated due to quarterly assessment and reallocation

$ 558,568,942 Updated due to quarterly assessment and reallocation

$ 558,564,549 Updated due to quarterly assessment and reallocation

$ 558,562,984 Updated due to quarterly assessment and reallocation

$ 555,940,059 Updated due to quarterly assessment and reallocation

$ 563,620,059 Transfer of cap due to servicing transfer

$ 563,527,223 Updated due to quarterly assessment and reallocation

$ 562,437,054 Updated due to quarterly assessment and reallocation

$ 560,296,196 Updated due to quarterly assessment and reallocation

$ 559,356,196 Transfer of cap due to servicing transfer

$ 558,651,680 Updated due to quarterly assessment and reallocation

$ 558,661,680 Transfer of cap due to servicing transfer

$ 557,281,680 Transfer of cap due to servicing transfer

$ 475,385,181 Updated due to quarterly assessment and reallocation

$ 474,545,181 Transfer of cap due to servicing transfer

$ 444,139,837 Updated due to quarterly assessment and reallocation

$ 334,960,186 Updated due to quarterly assessment and reallocation

$ 309,534,498 Updated due to quarterly assessment and reallocation

$ 276,339,667 Updated due to quarterly assessment and reallocation

$ 276,309,667 Transfer of cap due to servicing transfer

$ 273,499,667 Transfer of cap due to servicing transfer

$ 248,637,253 Updated due to quarterly assessment and reallocation

$ 172,732,104 Reallocation due to MHA program deobligation

$ 171,144,658 Updated due to quarterly assessment and reallocation

$ 171,174,658 Transfer of cap due to servicing transfer

$ 159,647,815 Updated due to quarterly assessment and reallocation

$ 158,837,815 Transfer of cap due to servicing transfer

$ 151,704,386 Updated due to quarterly assessment and reallocation

$ 144,488,027 Updated due to quarterly assessment and reallocation

$ 144,508,027 Transfer of cap due to servicing transfer

$ 132,336,717 Updated due to quarterly assessment and reallocation

$ 120,869,119 Updated due to quarterly assessment and reallocation

$ 125,290,281 Updated due to quarterly assessment and reallocation

$ 125,164,412 Updated due to quarterly assessment and reallocation

$ 124,774,412 Transfer of cap due to servicing transfer

$ 124,756,434 Transfer of cap due to servicing transfer

$ 124,346,434 Transfer of cap due to servicing transfer

$ 124,043,118 Transfer of cap due to servicing transfer

$ 123,953,118 Transfer of cap due to servicing transfer

$ 123,933,158 Transfer of cap due to servicing transfer

$ 123,775,412 Transfer of cap due to servicing transfer

$ 123,770,527 Transfer of cap due to servicing transfer

$ 118,289,989 Transfer of cap due to servicing transfer

$ 117,580,892 Transfer of cap due to servicing transfer

$ 116,750,104 Transfer of cap due to servicing transfer

$ 116,704,995 Transfer of cap due to servicing transfer

$ 116,552,074 Transfer of cap due to servicing transfer

$ 116,235,126 Transfer of cap due to servicing transfer

$ 116,171,702 Transfer of cap due to servicing transfer

$ 95,170,705 Reallocation due to MHA program deobligation

$ 95,169,517 Transfer of cap due to servicing transfer

$ 95,168,170 Transfer of cap due to servicing transfer

PrimeWest Mortgage Corporation Lubbock TX - N/A 3 $ 100,000 Transfer of cap due to servicing transfer

- Termination of SPA

Purdue Federal Credit Union (Purdue 

Employees Federal Credit Union) West Lafayette IN $ 1,090,000 N/A $ 1,030,000 Updated portfolio data from servicer/additional program initial cap

$ 2,290,000 Updated portfolio data from servicer/additional program initial cap

$ 4,360,000 Updated portfolio data from servicer

$ 400,000 Updated portfolio data from servicer

$ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

$ 580,220 Updated due to quarterly assessment and reallocation

$ 580,212 Updated due to quarterly assessment and reallocation

$ 580,206 Updated due to quarterly assessment and reallocation

$ 580,189 Updated due to quarterly assessment and reallocation

$ 580,186 Updated due to quarterly assessment and reallocation

$ 580,175 Updated due to quarterly assessment and reallocation

$ 580,171 Updated due to quarterly assessment and reallocation

$ 580,170 Updated due to quarterly assessment and reallocation

12/27/2012 $ (3,105)

09/27/2012 $ (18,467)

06/28/2012 $ (6,771)

06/14/2012 $ (10,000)

03/26/2014 $ (92,836)

03/14/2014 $ 7,680,000

12/23/2013 $ (2,622,925)

09/27/2013 $ (1,565)

06/27/2013 $ (4,393)

03/25/2013 $ (11,713)

11/14/2014 $ (1,380,000)

10/16/2014 $ 10,000

09/29/2014 $ (704,516)

08/14/2014 $ (940,000)

07/29/2014 $ (2,140,858)

06/26/2014 $ (1,090,169)

09/28/2015 $ (33,194,831)

06/25/2015 $ (25,425,688)

04/28/2015 $ (109,179,651)

03/26/2015 $ (30,405,344)

03/16/2015 $ (840,000)

12/29/2014 $ (81,896,499)

04/14/2016 $ 30,000

03/28/2016 $ (1,587,446)

02/25/2016 $ (75,905,149)

12/28/2015 $ (24,862,414)

11/16/2015 $ (2,810,000)

10/15/2015 $ (30,000)

09/28/2016 $ (12,171,310)

09/15/2016 $ 20,000

07/27/2016 $ (7,216,359)

06/27/2016 $ (7,133,429)

06/16/2016 $ (810,000)

05/31/2016 $ (11,526,843)

01/13/2017 $ (410,000)

12/27/2016 $ (17,978)

12/15/2016 $ (390,000)

11/29/2016 $ (125,869)

11/07/2016 $ 4,421,162

10/25/2016 $ (11,467,598)

09/26/2017 $ (5,480,538)

07/26/2017 $ (4,885)

06/26/2017 $ (157,746)

04/26/2017 $ (19,960)

03/16/2017 $ (90,000)

02/27/2017 $ (303,316)

06/21/2018 $ (63,424)

04/25/2018 $ (316,948)

03/22/2018 $ (152,921)

02/26/2018 $ (45,109)

12/21/2017 $ (830,788)

10/26/2017 $ (709,097)

07/29/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (60,000)

06/15/2017 $ (100,000)

03/15/2012 Purchase Financial Instrument for Home Loan Modifications 03/15/2012 $ 100,000

09/26/2018 $ (1,347)

08/27/2018 $ (1,188)

07/26/2018 $ (21,000,997)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ 180,222

07/14/2010 $ (3,960,000)

03/26/2010 $ 2,070,000

12/30/2009 $ 1,260,000

06/27/2013 $ (4)

03/25/2013 $ (11)

12/27/2012 $ (3)

09/27/2012 $ (17)

06/28/2012 $ (6)

06/29/2011 $ (8)

09/27/2013 $ (1)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 577,696 Updated due to quarterly assessment and reallocation

$ 577,609 Updated due to quarterly assessment and reallocation

$ 576,582 Updated due to quarterly assessment and reallocation

$ 574,543 Updated due to quarterly assessment and reallocation

$ 573,870 Updated due to quarterly assessment and reallocation

$ 492,288 Updated due to quarterly assessment and reallocation

$ 461,606 Updated due to quarterly assessment and reallocation

$ 340,674 Updated due to quarterly assessment and reallocation

$ 311,994 Updated due to quarterly assessment and reallocation

$ 273,682 Updated due to quarterly assessment and reallocation

$ 245,329 Updated due to quarterly assessment and reallocation

$ 164,357 Reallocation due to MHA program deobligation

$ 162,666 Updated due to quarterly assessment and reallocation

$ 149,428 Updated due to quarterly assessment and reallocation

$ 141,520 Updated due to quarterly assessment and reallocation

$ 133,609 Updated due to quarterly assessment and reallocation

$ 119,774 Updated due to quarterly assessment and reallocation

$ 106,701 Updated due to quarterly assessment and reallocation

$ 111,741 Updated due to quarterly assessment and reallocation

$ 111,651 Updated due to quarterly assessment and reallocation

$ 111,637 Transfer of cap due to servicing transfer

$ 111,397 Transfer of cap due to servicing transfer

$ 111,381 Transfer of cap due to servicing transfer

$ 111,260 Transfer of cap due to servicing transfer

$ 111,256 Transfer of cap due to servicing transfer

$ 106,440 Transfer of cap due to servicing transfer

$ 105,843 Transfer of cap due to servicing transfer

$ 105,221 Transfer of cap due to servicing transfer

$ 105,191 Transfer of cap due to servicing transfer

$ 105,093 Transfer of cap due to servicing transfer

$ 104,898 Transfer of cap due to servicing transfer

$ 104,861 Transfer of cap due to servicing transfer

$ 100,759 Reallocation due to MHA program deobligation

QLending, Inc. Coral Gables FL $ 20,000 N/A $ 10,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

- Termination of SPA

Quantum Servicing Corporation Tampa FL $ 18,960,000 N/A $ 19,850,000 Updated portfolio data from servicer/additional program initial cap

$ 23,690,000 Updated portfolio data from servicer

$ 20,800,000 Updated portfolio data from servicer

$ 30,461,676 Updated portfolio data from servicer

$ 30,461,630 Updated due to quarterly assessment and reallocation

$ 32,061,630 Transfer of cap due to servicing transfer

$ 33,461,630 Transfer of cap due to servicing transfer

$ 33,461,572 Updated due to quarterly assessment and reallocation

$ 33,561,572 Transfer of cap due to servicing transfer

$ 33,661,572 Transfer of cap due to servicing transfer

$ 34,461,572 Transfer of cap due to servicing transfer

$ 34,461,013 Updated due to quarterly assessment and reallocation

$ 34,761,013 Transfer of cap due to servicing transfer

$ 34,961,013 Transfer of cap due to servicing transfer

$ 35,061,013 Transfer of cap due to servicing transfer

$ 35,161,013 Transfer of cap due to servicing transfer

09/29/2014 $ (673)

07/29/2014 $ (2,039)

06/26/2014 $ (1,027)

03/26/2014 $ (87)

12/23/2013 $ (2,474)

12/28/2015 $ (28,353)

09/28/2015 $ (38,312)

06/25/2015 $ (28,680)

04/28/2015 $ (120,932)

03/26/2015 $ (30,682)

12/29/2014 $ (81,582)

09/28/2016 $ (13,835)

07/27/2016 $ (7,911)

06/27/2016 $ (7,908)

05/31/2016 $ (13,238)

03/28/2016 $ (1,691)

02/25/2016 $ (80,972)

04/26/2017 $ (16)

02/27/2017 $ (240)

12/27/2016 $ (14)

11/29/2016 $ (90)

11/07/2016 $ 5,040

10/25/2016 $ (13,073)

02/26/2018 $ (30)

12/21/2017 $ (622)

10/26/2017 $ (597)

09/26/2017 $ (4,816)

07/26/2017 $ (4)

06/26/2017 $ (121)

07/14/2010 $ 90,000

11/18/2009 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ (10,000)

07/26/2018 $ (4,102)

06/21/2018 $ (37)

04/25/2018 $ (195)

03/22/2018 $ (98)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 $ 45,056

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2010 $ 3,840,000

11/18/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 890,000

08/29/2016 $ (103,153)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/30/2011 $ (58)

02/16/2011 $ 1,400,000

01/13/2011 $ 1,600,000

01/06/2011 $ (46)

09/30/2010 $ 9,661,676

07/14/2010 $ (2,890,000)

08/16/2011 $ 200,000

07/14/2011 $ 300,000

06/29/2011 $ (559)

06/16/2011 $ 800,000

05/13/2011 $ 100,000

04/13/2011 $ 100,000

01/13/2012 $ 100,000

09/15/2011 $ 100,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 35,491,013 Transfer of cap due to servicing transfer

$ 35,490,585 Updated due to quarterly assessment and reallocation

$ 35,489,401 Updated due to quarterly assessment and reallocation

$ 33,579,401 Transfer of cap due to servicing transfer

$ 32,599,401 Transfer of cap due to servicing transfer

$ 32,599,214 Updated due to quarterly assessment and reallocation

$ 32,598,507 Updated due to quarterly assessment and reallocation

$ 32,358,507 Transfer of cap due to servicing transfer

$ 32,358,239 Updated due to quarterly assessment and reallocation

$ 32,368,239 Transfer of cap due to servicing transfer

$ 32,368,143 Updated due to quarterly assessment and reallocation

$ 32,348,143 Transfer of cap due to servicing transfer

$ 32,185,625 Updated due to quarterly assessment and reallocation

6 $ 645,439 Termination of SPA

Quicken Loans Inc Detroit MI - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 20,000 Transfer of cap due to servicing transfer

$ 50,000 Transfer of cap due to servicing transfer

$ 60,000 Transfer of cap due to servicing transfer

$ 70,000 Transfer of cap due to servicing transfer

RBC Bank (USA) Raleigh NC $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 180,000 Updated due to quarterly assessment and reallocation

$ 220,000 Updated due to quarterly assessment and reallocation

$ 270,000 Updated due to quarterly assessment and reallocation

$ 70,000 Transfer of cap due to servicing transfer

$ 60,000 Transfer of cap due to servicing transfer

9 - Termination of SPA

Residential Credit Solutions, Inc. Fort Worth TX $ 19,400,000 N/A $ 17,540,000 Updated portfolio data from servicer/additional program initial cap

$ 45,460,000 Updated portfolio data from servicer/additional program initial cap

$ 44,070,000 Updated portfolio data from servicer

$ 30,200,000 Updated portfolio data from servicer

$ 30,600,000 Updated portfolio data from servicer/additional program initial cap

$ 31,186,954 Updated portfolio data from servicer

$ 31,186,920 Updated due to quarterly assessment and reallocation

$ 31,186,883 Updated due to quarterly assessment and reallocation

$ 31,286,883 Transfer of cap due to servicing transfer

$ 31,286,554 Updated due to quarterly assessment and reallocation

$ 29,386,554 Transfer of cap due to servicing transfer

$ 32,186,554 Transfer of cap due to servicing transfer

$ 32,606,554 Transfer of cap due to servicing transfer

$ 40,666,554 Transfer of cap due to servicing transfer

$ 40,666,241 Updated due to quarterly assessment and reallocation

$ 42,826,241 Transfer of cap due to servicing transfer

$ 42,825,330 Updated due to quarterly assessment and reallocation

$ 48,515,330 Transfer of cap due to servicing transfer

$ 48,535,330 Transfer of cap due to servicing transfer

$ 48,535,152 Updated due to quarterly assessment and reallocation

$ 51,725,152 Transfer of cap due to servicing transfer

$ 51,465,152 Transfer of cap due to servicing transfer

$ 51,464,439 Updated due to quarterly assessment and reallocation

$ 52,794,439 Transfer of cap due to servicing transfer

$ 52,894,439 Transfer of cap due to servicing transfer

$ 52,914,439 Transfer of cap due to servicing transfer

$ 52,914,175 Updated due to quarterly assessment and reallocation

$ 58,994,175 Transfer of cap due to servicing transfer

$ 56,864,175 Transfer of cap due to servicing transfer

$ 56,864,074 Updated due to quarterly assessment and reallocation

$ 63,774,074 Transfer of cap due to servicing transfer

$ 62,724,074 Transfer of cap due to servicing transfer

$ 62,550,490 Updated due to quarterly assessment and reallocation

$ 63,860,490 Transfer of cap due to servicing transfer

$ 61,650,490 Transfer of cap due to servicing transfer

$ 60,260,490 Transfer of cap due to servicing transfer

$ 60,254,858 Updated due to quarterly assessment and reallocation

$ 60,034,858 Transfer of cap due to servicing transfer

$ 60,974,858 Transfer of cap due to servicing transfer

$ 60,334,858 Transfer of cap due to servicing transfer

$ 60,271,119 Updated due to quarterly assessment and reallocation

$ 61,271,119 Transfer of cap due to servicing transfer

$ 61,142,801 Updated due to quarterly assessment and reallocation

$ 58,442,801 Transfer of cap due to servicing transfer

$ 55,582,801 Transfer of cap due to servicing transfer

$ 55,545,754 Updated due to quarterly assessment and reallocation

$ 56,235,754 Transfer of cap due to servicing transfer

10/16/2012 $ (1,910,000)

09/27/2012 $ (1,184)

06/28/2012 $ (428)

06/14/2012 $ 330,000

07/16/2013 $ 10,000

06/27/2013 $ (268)

04/16/2013 $ (240,000)

03/25/2013 $ (707)

12/27/2012 $ (187)

11/15/2012 $ (980,000)

08/15/2013 $ 10,000

12/14/2012 Purchase Financial Instrument for Home Loan Modifications 12/14/2012 $ 10,000

02/27/2014 $ (31,540,186)

12/23/2013 $ (162,518)

11/14/2013 $ (20,000)

09/27/2013 $ (96)

03/30/2011 $ 40,000

01/06/2011 $ 34,944

09/01/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

01/15/2015 $ 10,000

05/15/2014 $ 10,000

03/14/2014 $ 30,000

12/30/2009 $ 27,920,000

06/12/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (1,860,000)

04/09/2013 $ (60,000)

06/14/2012 $ (10,000)

03/15/2012 $ (200,000)

06/29/2011 $ 50,000

03/30/2011 $ (37)

01/06/2011 $ (34)

09/30/2010 $ 586,954

09/30/2010 $ 400,000

07/14/2010 $ (13,870,000)

03/26/2010 $ (1,390,000)

06/14/2012 $ 8,060,000

05/16/2012 $ 420,000

11/16/2011 $ 2,800,000

09/15/2011 $ (1,900,000)

06/29/2011 $ (329)

04/13/2011 $ 100,000

12/27/2012 $ (178)

11/15/2012 $ 20,000

10/16/2012 $ 5,690,000

09/27/2012 $ (911)

07/16/2012 $ 2,160,000

06/28/2012 $ (313)

06/14/2013 $ 20,000

05/16/2013 $ 100,000

04/16/2013 $ 1,330,000

03/25/2013 $ (713)

03/14/2013 $ (260,000)

02/14/2013 $ 3,190,000

12/16/2013 $ (1,050,000)

10/15/2013 $ 6,910,000

09/27/2013 $ (101)

09/16/2013 $ (2,130,000)

07/16/2013 $ 6,080,000

06/27/2013 $ (264)

04/16/2014 $ (220,000)

03/26/2014 $ (5,632)

03/14/2014 $ (1,390,000)

02/13/2014 $ (2,210,000)

01/16/2014 $ 1,310,000

12/23/2013 $ (173,584)

08/14/2014 $ (2,700,000)

07/29/2014 $ (128,318)

07/16/2014 $ 1,000,000

06/26/2014 $ (63,739)

06/16/2014 $ (640,000)

05/15/2014 $ 940,000

10/16/2014 $ 690,000

09/29/2014 $ (37,047)

09/16/2014 $ (2,860,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 56,275,754 Transfer of cap due to servicing transfer

$ 55,495,754 Transfer of cap due to servicing transfer

$ 52,454,172 Updated due to quarterly assessment and reallocation

$ 52,184,172 Transfer of cap due to servicing transfer

$ 53,484,172 Transfer of cap due to servicing transfer

$ 53,344,172 Transfer of cap due to servicing transfer

$ 52,209,757 Updated due to quarterly assessment and reallocation

$ 52,199,757 Transfer of cap due to servicing transfer

$ 48,187,047 Updated due to quarterly assessment and reallocation

$ 48,757,047 Transfer of cap due to servicing transfer

$ 49,107,047 Transfer of cap due to servicing transfer

$ 48,170,727 Updated due to quarterly assessment and reallocation

$ 48,130,727 Transfer of cap due to servicing transfer

$ 48,140,727 Transfer of cap due to servicing transfer

$ 47,840,727 Transfer of cap due to servicing transfer

$ 46,840,919 Updated due to quarterly assessment and reallocation

$ 47,130,919 Transfer of cap due to servicing transfer

$ 47,010,919 Transfer of cap due to servicing transfer

$ 46,760,919 Transfer of cap due to servicing transfer

$ 46,100,207 Updated due to quarterly assessment and reallocation

$ 42,850,207 Transfer of cap due to servicing transfer

$ 39,715,668 Reallocation due to MHA program deobligation

$ 37,645,668 Transfer of cap due to servicing transfer

$ 37,559,310 Updated due to quarterly assessment and reallocation

$ 28,829,310 Transfer of cap due to servicing transfer

$ 28,479,310 Transfer of cap due to servicing transfer

$ 28,399,145 Updated due to quarterly assessment and reallocation

$ 28,419,145 Transfer of cap due to servicing transfer

$ 28,372,196 Updated due to quarterly assessment and reallocation

$ 26,492,196 Transfer of cap due to servicing transfer

$ 26,519,717 Updated due to quarterly assessment and reallocation

$ 26,509,717 Transfer of cap due to servicing transfer

$ 26,499,717 Transfer of cap due to servicing transfer

$ 26,519,717 Updated due to quarterly assessment and reallocation

$ 26,219,717 Transfer of cap due to servicing transfer

$ 26,178,992 Updated due to quarterly assessment and reallocation

$ 26,194,693 Updated due to quarterly assessment and reallocation

$ 26,134,693 Transfer of cap due to servicing transfer

$ 26,123,661 Updated due to quarterly assessment and reallocation

$ 26,113,661 Transfer of cap due to servicing transfer

$ 26,111,926 Transfer of cap due to servicing transfer

$ 26,121,926 Transfer of cap due to servicing transfer

$ 26,091,516 Transfer of cap due to servicing transfer

$ 26,041,516 Transfer of cap due to servicing transfer

$ 26,039,489 Transfer of cap due to servicing transfer

$ 26,023,684 Transfer of cap due to servicing transfer

$ 26,023,195 Transfer of cap due to servicing transfer

$ 25,995,230 Transfer of cap due to servicing transfer

$ 25,991,762 Transfer of cap due to servicing transfer

6 $ 22,063,690 Termination of SPA

Resurgent Capital Solutions L.P. Greenville SC - N/A 3 $ 940,000 Transfer of cap due to servicing transfer

$ 1,145,242 Updated due to quarterly assessment and reallocation

$ 1,145,239 Updated due to quarterly assessment and reallocation

$ 1,145,238 Updated due to quarterly assessment and reallocation

$ 1,155,238 Transfer of cap due to servicing transfer

$ 9,845,238 Transfer of cap due to servicing transfer

$ 11,235,238 Transfer of cap due to servicing transfer

$ 11,235,019 Updated due to quarterly assessment and reallocation

$ 11,855,019 Transfer of cap due to servicing transfer

$ 12,845,019 Transfer of cap due to servicing transfer

$ 12,844,923 Updated due to quarterly assessment and reallocation

$ 18,624,923 Transfer of cap due to servicing transfer

$ 18,624,873 Updated due to quarterly assessment and reallocation

$ 19,504,873 Transfer of cap due to servicing transfer

$ 26,114,873 Transfer of cap due to servicing transfer

$ 26,134,873 Transfer of cap due to servicing transfer

$ 26,016,544 Updated due to quarterly assessment and reallocation

$ 27,786,544 Transfer of cap due to servicing transfer

$ 51,706,544 Transfer of cap due to servicing transfer

$ 53,166,544 Transfer of cap due to servicing transfer

$ 53,159,358 Updated due to quarterly assessment and reallocation

$ 55,529,358 Transfer of cap due to servicing transfer

$ 57,519,358 Transfer of cap due to servicing transfer

12/29/2014 $ (3,041,582)

12/16/2014 $ (780,000)

11/14/2014 $ 40,000

04/28/2015 $ (4,012,710)

04/16/2015 $ (10,000)

03/26/2015 $ (1,134,415)

03/16/2015 $ (140,000)

02/13/2015 $ 1,300,000

01/15/2015 $ (270,000)

09/16/2015 $ (300,000)

08/14/2015 $ 10,000

07/16/2015 $ (40,000)

06/25/2015 $ (936,320)

06/16/2015 $ 350,000

05/14/2015 $ 570,000

02/16/2016 $ (3,250,000)

12/28/2015 $ (660,712)

12/16/2015 $ (250,000)

11/16/2015 $ (120,000)

10/15/2015 $ 290,000

09/28/2015 $ (999,808)

05/31/2016 $ (80,165)

05/16/2016 $ (350,000)

04/14/2016 $ (8,730,000)

03/28/2016 $ (86,358)

03/16/2016 $ (2,070,000)

02/25/2016 $ (3,134,539)

09/15/2016 $ (10,000)

08/16/2016 $ (10,000)

07/27/2016 $ 27,521

07/14/2016 $ (1,880,000)

06/27/2016 $ (46,949)

06/16/2016 $ 20,000

11/29/2016 $ (11,032)

11/16/2016 $ (60,000)

11/07/2016 $ 15,701

10/25/2016 $ (40,725)

10/14/2016 $ (300,000)

09/28/2016 $ 20,000

04/26/2017 $ (2,027)

03/16/2017 $ (50,000)

02/27/2017 $ (30,410)

02/16/2017 $ 10,000

12/27/2016 $ (1,735)

12/15/2016 $ (10,000)

06/14/2012 Purchase Financial Instrument for Home Loan Modifications 06/14/2012 $ 940,000

11/16/2017 $ (3,928,073)

10/26/2017 $ (3,468)

09/26/2017 $ (27,965)

07/26/2017 $ (489)

06/26/2017 $ (15,805)

03/14/2013 $ 1,390,000

02/14/2013 $ 8,690,000

01/16/2013 $ 10,000

12/27/2012 $ (1)

09/27/2012 $ (3)

06/28/2012 $ 205,242

09/27/2013 $ (50)

07/16/2013 $ 5,780,000

06/27/2013 $ (96)

06/14/2013 $ 990,000

05/16/2013 $ 620,000

03/25/2013 $ (219)

02/13/2014 $ 23,920,000

01/16/2014 $ 1,770,000

12/23/2013 $ (118,329)

12/16/2013 $ 20,000

11/14/2013 $ 6,610,000

10/15/2013 $ 880,000

05/15/2014 $ 1,990,000

04/16/2014 $ 2,370,000

03/26/2014 $ (7,186)

03/14/2014 $ 1,460,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 59,239,358 Transfer of cap due to servicing transfer

$ 59,142,643 Updated due to quarterly assessment and reallocation

$ 60,452,643 Transfer of cap due to servicing transfer

$ 60,254,693 Updated due to quarterly assessment and reallocation

$ 3,514,689 Transfer of cap due to servicing transfer

$ 4,003,402 Updated due to quarterly assessment and reallocation

15 $ 3,202,722 Termination of SPA

RG Mortgage Corporation San Juan PR $ 57,000,000 N/A $ 45,700,000 Updated portfolio data from servicer/additional program initial cap

$ 3,490,000 Updated portfolio data from servicer/additional program initial cap

$ 69,130,000 Updated portfolio data from servicer

$ 54,660,000 Updated portfolio data from servicer

$ 45,800,000 Updated portfolio data from servicer

$ 41,340,846 Updated portfolio data from servicer

$ 37,040,846 Transfer of cap due to servicing transfer

$ 37,040,795 Updated due to quarterly assessment and reallocation

$ 37,040,730 Updated due to quarterly assessment and reallocation

$ 37,040,114 Updated due to quarterly assessment and reallocation

$ 37,039,652 Updated due to quarterly assessment and reallocation

$ 37,038,382 Updated due to quarterly assessment and reallocation

$ 37,038,168 Updated due to quarterly assessment and reallocation

$ 37,037,356 Updated due to quarterly assessment and reallocation

$ 37,037,050 Updated due to quarterly assessment and reallocation

$ 37,036,940 Updated due to quarterly assessment and reallocation

$ 36,851,517 Updated due to quarterly assessment and reallocation

$ 36,844,999 Updated due to quarterly assessment and reallocation

$ 36,767,995 Updated due to quarterly assessment and reallocation

$ 36,615,052 Updated due to quarterly assessment and reallocation

$ 36,564,532 Updated due to quarterly assessment and reallocation

$ 36,534,532 Transfer of cap due to servicing transfer

6 $ 793,769 Termination of SPA

Rockland Trust Company Rockland MA - N/A 3 $ 40,000 Transfer of cap due to servicing transfer

Roebling Bank Roebling NJ $ 240,000 N/A $ 850,000 Updated portfolio data from servicer

$ 900,000 Updated portfolio data from servicer

$ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

- Termination of SPA

RoundPoint Mortgage Servicing 

Corporation Charlotte NC $ 570,000 N/A $ 700,000 Updated portfolio data from servicer/additional program initial cap

$ 390,000 Updated portfolio data from servicer/additional program initial cap

$ 2,500,000 Updated portfolio data from servicer

$ 10,800,000 Updated portfolio data from servicer

$ 16,101,172 Updated portfolio data from servicer

$ 16,101,150 Updated due to quarterly assessment and reallocation

$ 15,701,150 Transfer of cap due to servicing transfer

$ 15,701,125 Updated due to quarterly assessment and reallocation

$ 15,700,893 Updated due to quarterly assessment and reallocation

$ 15,700,719 Updated due to quarterly assessment and reallocation

$ 15,700,240 Updated due to quarterly assessment and reallocation

$ 15,350,240 Transfer of cap due to servicing transfer

$ 15,350,158 Updated due to quarterly assessment and reallocation

$ 15,349,850 Updated due to quarterly assessment and reallocation

$ 15,429,850 Transfer of cap due to servicing transfer

$ 15,449,850 Transfer of cap due to servicing transfer

$ 15,449,742 Updated due to quarterly assessment and reallocation

$ 15,479,742 Transfer of cap due to servicing transfer

$ 16,119,742 Transfer of cap due to servicing transfer

$ 16,119,702 Updated due to quarterly assessment and reallocation

$ 16,309,702 Transfer of cap due to servicing transfer

$ 16,242,416 Updated due to quarterly assessment and reallocation

$ 16,762,416 Transfer of cap due to servicing transfer

$ 16,772,416 Transfer of cap due to servicing transfer

$ 16,742,416 Transfer of cap due to servicing transfer

$ 16,739,953 Updated due to quarterly assessment and reallocation

$ 16,719,953 Transfer of cap due to servicing transfer

$ 16,691,080 Updated due to quarterly assessment and reallocation

$ 17,171,080 Transfer of cap due to servicing transfer

$ 17,112,025 Updated due to quarterly assessment and reallocation

$ 17,472,025 Transfer of cap due to servicing transfer

$ 17,452,033 Updated due to quarterly assessment and reallocation

$ 17,982,033 Transfer of cap due to servicing transfer

$ 17,862,033 Transfer of cap due to servicing transfer

$ 15,509,355 Updated due to quarterly assessment and reallocation

$ 14,618,052 Updated due to quarterly assessment and reallocation

06/26/2014 $ (96,715)

06/16/2014 $ 1,720,000

06/17/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (11,300,000)

11/03/2014 $ (800,680)

09/29/2014 $ 488,713

09/16/2014 $ (56,740,004)

07/29/2014 $ (197,950)

07/16/2014 $ 1,310,000

12/15/2010 $ (4,300,000)

09/30/2010 $ (4,459,154)

07/14/2010 $ (8,860,000)

04/09/2010 $ (14,470,000)

03/26/2010 $ 65,640,000

12/30/2009 $ (42,210,000)

12/27/2012 $ (214)

09/27/2012 $ (1,270)

06/28/2012 $ (462)

06/29/2011 $ (616)

03/30/2011 $ (65)

01/06/2011 $ (51)

06/26/2014 $ (77,004)

03/26/2014 $ (6,518)

12/23/2013 $ (185,423)

09/27/2013 $ (110)

06/27/2013 $ (306)

03/25/2013 $ (812)

01/13/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ 610,000

06/16/2016 Purchase Financial Instrument for Home Loan Modifications 06/16/2016 $ 40,000

11/03/2014 $ (35,740,763)

10/16/2014 $ (30,000)

09/29/2014 $ (50,520)

07/29/2014 $ (152,943)

12/30/2009 $ (310,000)

08/28/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 130,000

03/23/2011 $ (870,333)

01/06/2011 $ (1)

09/30/2010 $ (29,666)

07/14/2010 $ 50,000

03/30/2011 $ (25)

03/16/2011 $ (400,000)

01/06/2011 $ (22)

09/30/2010 $ 5,301,172

07/14/2010 $ 8,300,000

03/26/2010 $ 2,110,000

03/25/2013 $ (308)

12/27/2012 $ (82)

11/15/2012 $ (350,000)

09/27/2012 $ (479)

06/28/2012 $ (174)

06/29/2011 $ (232)

09/27/2013 $ (40)

09/16/2013 $ 640,000

07/16/2013 $ 30,000

06/27/2013 $ (108)

06/14/2013 $ 20,000

04/16/2013 $ 80,000

03/26/2014 $ (2,463)

03/14/2014 $ (30,000)

02/13/2014 $ 10,000

01/16/2014 $ 520,000

12/23/2013 $ (67,286)

12/16/2013 $ 190,000

09/29/2014 $ (19,992)

08/14/2014 $ 360,000

07/29/2014 $ (59,055)

07/16/2014 $ 480,000

06/26/2014 $ (28,873)

04/16/2014 $ (20,000)

03/26/2015 $ (891,303)

12/29/2014 $ (2,352,678)

12/16/2014 $ (120,000)

10/16/2014 $ 530,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 11,167,319 Updated due to quarterly assessment and reallocation

$ 11,117,319 Transfer of cap due to servicing transfer

$ 10,295,068 Updated due to quarterly assessment and reallocation

$ 10,315,068 Transfer of cap due to servicing transfer

$ 9,250,817 Updated due to quarterly assessment and reallocation

$ 9,260,817 Transfer of cap due to servicing transfer

$ 8,528,527 Updated due to quarterly assessment and reallocation

$ 8,578,527 Transfer of cap due to servicing transfer

$ 8,588,527 Transfer of cap due to servicing transfer

$ 6,273,698 Reallocation due to MHA program deobligation

$ 6,473,698 Transfer of cap due to servicing transfer

$ 6,418,123 Updated due to quarterly assessment and reallocation

$ 6,438,123 Transfer of cap due to servicing transfer

$ 5,982,823 Updated due to quarterly assessment and reallocation

$ 5,972,823 Transfer of cap due to servicing transfer

$ 5,701,331 Updated due to quarterly assessment and reallocation

$ 5,432,936 Updated due to quarterly assessment and reallocation

$ 6,662,936 Transfer of cap due to servicing transfer

$ 5,734,094 Updated due to quarterly assessment and reallocation

$ 4,836,510 Updated due to quarterly assessment and reallocation

$ 5,182,560 Updated due to quarterly assessment and reallocation

$ 5,174,747 Updated due to quarterly assessment and reallocation

$ 4,494,747 Transfer of cap due to servicing transfer

$ 4,493,577 Transfer of cap due to servicing transfer

$ 4,343,577 Transfer of cap due to servicing transfer

$ 4,303,577 Transfer of cap due to servicing transfer

$ 4,284,848 Transfer of cap due to servicing transfer

$ 4,283,659 Transfer of cap due to servicing transfer

$ 4,274,905 Transfer of cap due to servicing transfer

$ 4,274,647 Transfer of cap due to servicing transfer

$ 4,008,091 Transfer of cap due to servicing transfer

$ 3,973,768 Transfer of cap due to servicing transfer

$ 3,934,191 Transfer of cap due to servicing transfer

$ 3,932,336 Transfer of cap due to servicing transfer

$ 3,926,711 Transfer of cap due to servicing transfer

$ 3,915,133 Transfer of cap due to servicing transfer

$ 3,912,543 Transfer of cap due to servicing transfer

$ 3,165,767 Reallocation due to MHA program deobligation

$ 3,165,726 Transfer of cap due to servicing transfer

$ 3,165,681 Transfer of cap due to servicing transfer

Rushmore Loan Management Services 

LLC Irvine CA - N/A 3 $ 200,000 Transfer of cap due to servicing transfer

$ 800,000 Transfer of cap due to servicing transfer

$ 799,997 Updated due to quarterly assessment and reallocation

$ 909,997 Transfer of cap due to servicing transfer

$ 909,984 Updated due to quarterly assessment and reallocation

$ 2,179,984 Transfer of cap due to servicing transfer

$ 2,409,984 Transfer of cap due to servicing transfer

$ 2,409,979 Updated due to quarterly assessment and reallocation

$ 3,399,979 Transfer of cap due to servicing transfer

$ 3,999,979 Transfer of cap due to servicing transfer

$ 5,979,979 Transfer of cap due to servicing transfer

$ 5,979,902 Updated due to quarterly assessment and reallocation

$ 6,319,902 Transfer of cap due to servicing transfer

$ 7,839,902 Transfer of cap due to servicing transfer

$ 10,579,902 Transfer of cap due to servicing transfer

$ 10,579,849 Updated due to quarterly assessment and reallocation

$ 13,149,849 Transfer of cap due to servicing transfer

$ 13,149,823 Updated due to quarterly assessment and reallocation

$ 13,159,823 Transfer of cap due to servicing transfer

$ 32,299,823 Transfer of cap due to servicing transfer

$ 33,629,823 Transfer of cap due to servicing transfer

$ 33,569,179 Updated due to quarterly assessment and reallocation

$ 33,579,179 Transfer of cap due to servicing transfer

$ 33,629,179 Transfer of cap due to servicing transfer

$ 33,627,089 Updated due to quarterly assessment and reallocation

$ 38,067,089 Transfer of cap due to servicing transfer

$ 38,127,089 Transfer of cap due to servicing transfer

$ 38,507,089 Transfer of cap due to servicing transfer

$ 38,471,784 Updated due to quarterly assessment and reallocation

$ 38,741,784 Transfer of cap due to servicing transfer

$ 38,671,810 Updated due to quarterly assessment and reallocation

$ 42,711,810 Transfer of cap due to servicing transfer

05/14/2015 $ (50,000)

04/28/2015 $ (3,450,733)

01/14/2016 $ 50,000

12/28/2015 $ (732,290)

12/16/2015 $ 10,000

09/28/2015 $ (1,064,251)

08/14/2015 $ 20,000

06/25/2015 $ (822,251)

05/31/2016 $ (455,300)

05/16/2016 $ 20,000

03/28/2016 $ (55,575)

03/16/2016 $ 200,000

02/25/2016 $ (2,314,829)

02/16/2016 $ 10,000

10/25/2016 $ (897,584)

09/28/2016 $ (928,842)

09/15/2016 $ 1,230,000

07/27/2016 $ (268,395)

06/27/2016 $ (271,492)

06/16/2016 $ (10,000)

02/16/2017 $ (40,000)

01/13/2017 $ (150,000)

12/27/2016 $ (1,170)

12/15/2016 $ (680,000)

11/29/2016 $ (7,813)

11/07/2016 $ 346,050

10/26/2017 $ (34,323)

09/26/2017 $ (266,556)

07/26/2017 $ (258)

06/26/2017 $ (8,754)

04/26/2017 $ (1,189)

02/27/2017 $ (18,729)

07/26/2018 $ (746,776)

06/21/2018 $ (2,590)

04/25/2018 $ (11,578)

03/22/2018 $ (5,625)

02/26/2018 $ (1,855)

12/21/2017 $ (39,577)

08/16/2012 $ 110,000

06/28/2012 $ (3)

04/16/2012 $ 600,000

12/15/2011 Purchase Financial Instrument for Home Loan Modifications 12/15/2011 $ 200,000

09/26/2018 $ (45)

08/27/2018 $ (41)

02/14/2013 $ 600,000

01/16/2013 $ 990,000

12/27/2012 $ (5)

11/15/2012 $ 230,000

10/16/2012 $ 1,270,000

09/27/2012 $ (13)

06/27/2013 $ (53)

06/14/2013 $ 2,740,000

05/16/2013 $ 1,520,000

04/16/2013 $ 340,000

03/25/2013 $ (77)

03/14/2013 $ 1,980,000

12/23/2013 $ (60,644)

12/16/2013 $ 1,330,000

11/14/2013 $ 19,140,000

10/15/2013 $ 10,000

09/27/2013 $ (26)

09/16/2013 $ 2,570,000

06/16/2014 $ 380,000

05/15/2014 $ 60,000

04/16/2014 $ 4,440,000

03/26/2014 $ (2,090)

03/14/2014 $ 50,000

01/16/2014 $ 10,000

08/14/2014 $ 4,040,000

07/29/2014 $ (69,974)

07/16/2014 $ 270,000

06/26/2014 $ (35,305)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 44,381,810 Transfer of cap due to servicing transfer

$ 44,353,828 Updated due to quarterly assessment and reallocation

$ 58,223,828 Transfer of cap due to servicing transfer

$ 66,573,828 Transfer of cap due to servicing transfer

$ 69,093,828 Transfer of cap due to servicing transfer

$ 67,569,055 Updated due to quarterly assessment and reallocation

$ 69,789,055 Transfer of cap due to servicing transfer

$ 70,769,055 Transfer of cap due to servicing transfer

$ 70,909,055 Transfer of cap due to servicing transfer

$ 69,846,600 Updated due to quarterly assessment and reallocation

$ 67,796,600 Transfer of cap due to servicing transfer

$ 64,259,871 Updated due to quarterly assessment and reallocation

$ 64,469,871 Transfer of cap due to servicing transfer

$ 73,009,871 Transfer of cap due to servicing transfer

$ 71,344,492 Updated due to quarterly assessment and reallocation

$ 73,394,492 Transfer of cap due to servicing transfer

$ 83,784,492 Transfer of cap due to servicing transfer

$ 89,084,492 Transfer of cap due to servicing transfer

$ 85,882,245 Updated due to quarterly assessment and reallocation

$ 84,622,245 Transfer of cap due to servicing transfer

$ 84,722,245 Transfer of cap due to servicing transfer

$ 85,072,245 Transfer of cap due to servicing transfer

$ 82,996,771 Updated due to quarterly assessment and reallocation

$ 83,246,771 Transfer of cap due to servicing transfer

$ 85,416,771 Transfer of cap due to servicing transfer

$ 75,648,710 Reallocation due to MHA program deobligation

$ 81,148,710 Transfer of cap due to servicing transfer

$ 80,801,696 Updated due to quarterly assessment and reallocation

$ 79,761,696 Transfer of cap due to servicing transfer

$ 78,021,696 Transfer of cap due to servicing transfer

$ 75,749,705 Updated due to quarterly assessment and reallocation

$ 81,229,705 Transfer of cap due to servicing transfer

$ 79,424,057 Updated due to quarterly assessment and reallocation

$ 81,124,057 Transfer of cap due to servicing transfer

$ 79,104,278 Updated due to quarterly assessment and reallocation

$ 77,604,278 Transfer of cap due to servicing transfer

$ 75,974,278 Transfer of cap due to servicing transfer

$ 73,656,011 Updated due to quarterly assessment and reallocation

$ 74,826,011 Transfer of cap due to servicing transfer

$ 72,106,324 Updated due to quarterly assessment and reallocation

$ 73,154,859 Updated due to quarterly assessment and reallocation

$ 74,794,859 Transfer of cap due to servicing transfer

$ 74,732,819 Updated due to quarterly assessment and reallocation

$ 75,482,819 Transfer of cap due to servicing transfer

$ 75,472,125 Transfer of cap due to servicing transfer

$ 76,802,125 Transfer of cap due to servicing transfer

$ 78,552,125 Transfer of cap due to servicing transfer

$ 78,323,796 Transfer of cap due to servicing transfer

$ 79,373,796 Transfer of cap due to servicing transfer

$ 79,357,461 Transfer of cap due to servicing transfer

$ 79,232,853 Transfer of cap due to servicing transfer

$ 79,229,017 Transfer of cap due to servicing transfer

$ 78,610,725 Transfer of cap due to servicing transfer

$ 78,544,064 Transfer of cap due to servicing transfer

$ 78,193,776 Transfer of cap due to servicing transfer

$ 78,176,860 Transfer of cap due to servicing transfer

$ 78,133,332 Transfer of cap due to servicing transfer

$ 78,038,543 Transfer of cap due to servicing transfer

$ 78,038,416 Transfer of cap due to servicing transfer

$ 79,620,167 Reallocation due to MHA program deobligation

$ 79,619,468 Transfer of cap due to servicing transfer

$ 79,618,157 Transfer of cap due to servicing transfer

Santander Bank, N.A. Reading PA - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

$ 110,000 Transfer of cap due to servicing transfer

$ 109,986 Transfer of cap due to servicing transfer

$ 115,250 Transfer of cap due to servicing transfer

$ 122,030 Transfer of cap due to servicing transfer

$ 106,583 Reallocation due to MHA program deobligation

$ 106,581 Transfer of cap due to servicing transfer

$ 106,579 Transfer of cap due to servicing transfer

Saxon Mortgage Services, Inc. Irving TX $ 407,000,000 N/A $ 632,040,000 Updated portfolio data from servicer

$ 886,420,000 Updated portfolio data from servicer/additional program initial cap

$ 1,242,130,000 Updated portfolio data from servicer/additional program initial cap

09/29/2014 $ (27,982)

09/16/2014 $ 1,670,000

02/13/2015 $ 980,000

01/15/2015 $ 2,220,000

12/29/2014 $ (1,524,773)

12/16/2014 $ 2,520,000

11/14/2014 $ 8,350,000

10/16/2014 $ 13,870,000

06/16/2015 $ 8,540,000

05/14/2015 $ 210,000

04/28/2015 $ (3,536,729)

04/16/2015 $ (2,050,000)

03/26/2015 $ (1,062,455)

03/16/2015 $ 140,000

10/15/2015 $ (1,260,000)

09/28/2015 $ (3,202,247)

09/16/2015 $ 5,300,000

08/14/2015 $ 10,390,000

07/16/2015 $ 2,050,000

06/25/2015 $ (1,665,379)

02/25/2016 $ (9,768,061)

02/16/2016 $ 2,170,000

01/14/2016 $ 250,000

12/28/2015 $ (2,075,474)

12/16/2015 $ 350,000

11/16/2015 $ 100,000

06/16/2016 $ 5,480,000

05/31/2016 $ (2,271,991)

05/16/2016 $ (1,740,000)

04/14/2016 $ (1,040,000)

03/28/2016 $ (347,014)

03/16/2016 $ 5,500,000

09/28/2016 $ (2,318,267)

09/15/2016 $ (1,630,000)

08/16/2016 $ (1,500,000)

07/27/2016 $ (2,019,779)

07/14/2016 $ 1,700,000

06/27/2016 $ (1,805,648)

12/15/2016 $ 750,000

11/29/2016 $ (62,040)

11/16/2016 $ 1,640,000

11/07/2016 $ 1,048,535

10/25/2016 $ (2,719,687)

10/14/2016 $ 1,170,000

04/26/2017 $ (16,335)

03/16/2017 $ 1,050,000

02/27/2017 $ (228,329)

02/16/2017 $ 1,750,000

01/13/2017 $ 1,330,000

12/27/2016 $ (10,694)

02/26/2018 $ (16,916)

12/21/2017 $ (350,288)

10/26/2017 $ (66,661)

09/26/2017 $ (618,292)

07/26/2017 $ (3,836)

06/26/2017 $ (124,608)

09/26/2018 $ (1,311)

08/27/2018 $ (699)

07/26/2018 $ 1,581,751

06/21/2018 $ (127)

04/25/2018 $ (94,789)

03/22/2018 $ (43,528)

07/26/2018 $ (15,447)

09/26/2017 $ 6,780

06/26/2017 $ 5,264

04/26/2017 $ (14)

03/16/2017 $ 90,000

07/14/2016 Purchase Financial Instrument for Home Loan Modifications 07/14/2016 $ 20,000

12/30/2009 $ 355,710,000

09/30/2009 $ 254,380,000

04/13/2009 Purchase Financial Instrument for Home Loan Modifications 06/17/2009 $ 225,040,000

09/26/2018 $ (2)

08/27/2018 $ (2)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,184,410,000 Updated portfolio data from servicer

$ 1,028,360,000 Transfer of cap due to servicing transfer

$ 514,700,000 Updated portfolio data from servicer

$ 491,720,000 Transfer of cap due to servicing transfer

$ 493,520,000 Transfer of cap due to servicing transfer

$ 503,320,000 Updated portfolio data from servicer/additional program initial cap

$ 619,542,668 Updated portfolio data from servicer

$ 619,642,668 Transfer of cap due to servicing transfer

$ 628,542,668 Transfer of cap due to servicing transfer

$ 628,542,112 Updated due to quarterly assessment and reallocation

$ 630,842,112 Transfer of cap due to servicing transfer

$ 631,542,112 Transfer of cap due to servicing transfer

$ 631,541,458 Updated due to quarterly assessment and reallocation

$ 633,641,458 Transfer of cap due to servicing transfer

$ 633,635,314 Updated due to quarterly assessment and reallocation

$ 633,835,314 Transfer of cap due to servicing transfer

$ 633,735,314 Transfer of cap due to servicing transfer

$ 633,035,314 Transfer of cap due to servicing transfer

$ 650,535,314 Transfer of cap due to servicing transfer

$ 650,435,314 Transfer of cap due to servicing transfer

$ 650,535,314 Transfer of cap due to servicing transfer

$ 633,035,314 Transfer of cap due to servicing transfer

$ 632,275,314 Transfer of cap due to servicing transfer

$ 277,985,314 Transfer of cap due to servicing transfer

$ 277,983,483 Updated due to quarterly assessment and reallocation

$ 267,863,483 Transfer of cap due to servicing transfer

$ 267,853,483 Transfer of cap due to servicing transfer

$ 267,848,782 Updated due to quarterly assessment and reallocation

$ 258,628,782 Transfer of cap due to servicing transfer

$ 258,598,782 Transfer of cap due to servicing transfer

$ 258,658,782 Transfer of cap due to servicing transfer

$ 258,657,994 Updated due to quarterly assessment and reallocation

$ 258,047,994 Transfer of cap due to servicing transfer

$ 258,045,015 Updated due to quarterly assessment and reallocation

10 $ 100,807,086 Termination of SPA

Schools Financial Credit Union Sacramento CA $ 390,000 N/A $ 480,000 Updated portfolio data from servicer/additional program initial cap

$ 1,420,000 Updated portfolio data from servicer/additional program initial cap

$ 440,000 Updated portfolio data from servicer

$ 300,000 Updated portfolio data from servicer

$ 1,450,556 Updated portfolio data from servicer

$ 1,450,554 Updated due to quarterly assessment and reallocation

$ 1,450,552 Updated due to quarterly assessment and reallocation

$ 1,450,530 Updated due to quarterly assessment and reallocation

$ 1,450,514 Updated due to quarterly assessment and reallocation

$ 1,450,470 Updated due to quarterly assessment and reallocation

$ 1,450,463 Updated due to quarterly assessment and reallocation

$ 1,450,435 Updated due to quarterly assessment and reallocation

$ 1,450,424 Updated due to quarterly assessment and reallocation

$ 1,450,420 Updated due to quarterly assessment and reallocation

$ 1,444,009 Updated due to quarterly assessment and reallocation

$ 1,443,784 Updated due to quarterly assessment and reallocation

$ 1,441,123 Updated due to quarterly assessment and reallocation

$ 1,435,838 Updated due to quarterly assessment and reallocation

$ 1,434,092 Updated due to quarterly assessment and reallocation

$ 1,232,275 Updated due to quarterly assessment and reallocation

$ 1,155,855 Updated due to quarterly assessment and reallocation

$ 854,645 Updated due to quarterly assessment and reallocation

$ 783,185 Updated due to quarterly assessment and reallocation

$ 687,671 Updated due to quarterly assessment and reallocation

$ 616,966 Updated due to quarterly assessment and reallocation

$ 406,704 Reallocation due to MHA program deobligation

$ 402,312 Updated due to quarterly assessment and reallocation

$ 366,638 Updated due to quarterly assessment and reallocation

$ 345,327 Updated due to quarterly assessment and reallocation

$ 324,010 Updated due to quarterly assessment and reallocation

$ 286,729 Updated due to quarterly assessment and reallocation

$ 251,501 Updated due to quarterly assessment and reallocation

$ 265,083 Updated due to quarterly assessment and reallocation

$ 264,739 Updated due to quarterly assessment and reallocation

$ 264,687 Transfer of cap due to servicing transfer

$ 263,777 Transfer of cap due to servicing transfer

$ 263,717 Transfer of cap due to servicing transfer

$ 263,258 Transfer of cap due to servicing transfer

03/26/2010 $ (57,720,000)

09/30/2010 $ 116,222,668

09/30/2010 $ 9,800,000

09/15/2010 $ 1,800,000

07/16/2010 $ (22,980,000)

07/14/2010 $ (513,660,000)

06/16/2010 $ (156,050,000)

03/30/2011 $ (654)

03/16/2011 $ 700,000

01/13/2011 $ 2,300,000

01/06/2011 $ (556)

12/15/2010 $ 8,900,000

10/15/2010 $ 100,000

12/15/2011 $ 17,500,000

09/15/2011 $ (700,000)

08/16/2011 $ (100,000)

07/14/2011 $ 200,000

06/29/2011 $ (6,144)

04/13/2011 $ 2,100,000

06/28/2012 $ (1,831)

06/14/2012 $ (354,290,000)

05/16/2012 $ (760,000)

04/16/2012 $ (17,500,000)

03/15/2012 $ 100,000

02/16/2012 $ (100,000)

12/14/2012 $ 60,000

11/15/2012 $ (30,000)

10/16/2012 $ (9,220,000)

09/27/2012 $ (4,701)

08/16/2012 $ (10,000)

07/16/2012 $ (10,120,000)

12/30/2009 $ 940,000

09/23/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 90,000

04/09/2013 $ (157,237,929)

03/25/2013 $ (2,979)

01/16/2013 $ (610,000)

12/27/2012 $ (788)

06/29/2011 $ (22)

03/30/2011 $ (2)

01/06/2011 $ (2)

09/30/2010 $ 1,150,556

07/14/2010 $ (140,000)

03/26/2010 $ (980,000)

09/27/2013 $ (4)

06/27/2013 $ (11)

03/25/2013 $ (28)

12/27/2012 $ (7)

09/27/2012 $ (44)

06/28/2012 $ (16)

12/29/2014 $ (201,817)

09/29/2014 $ (1,746)

07/29/2014 $ (5,285)

06/26/2014 $ (2,661)

03/26/2014 $ (225)

12/23/2013 $ (6,411)

02/25/2016 $ (210,262)

12/28/2015 $ (70,705)

09/28/2015 $ (95,514)

06/25/2015 $ (71,460)

04/28/2015 $ (301,210)

03/26/2015 $ (76,420)

10/25/2016 $ (35,228)

09/28/2016 $ (37,281)

07/27/2016 $ (21,317)

06/27/2016 $ (21,311)

05/31/2016 $ (35,674)

03/28/2016 $ (4,392)

06/26/2017 $ (459)

04/26/2017 $ (60)

02/27/2017 $ (910)

12/27/2016 $ (52)

11/29/2016 $ (344)

11/07/2016 $ 13,582
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 263,244 Transfer of cap due to servicing transfer

$ 250,493 Transfer of cap due to servicing transfer

$ 248,912 Transfer of cap due to servicing transfer

$ 247,265 Transfer of cap due to servicing transfer

$ 247,185 Transfer of cap due to servicing transfer

$ 246,924 Transfer of cap due to servicing transfer

$ 246,409 Transfer of cap due to servicing transfer

$ 246,312 Transfer of cap due to servicing transfer

$ 205,903 Reallocation due to MHA program deobligation

$ 205,901 Transfer of cap due to servicing transfer

$ 205,899 Transfer of cap due to servicing transfer

Scotiabank de Puerto Rico San Juan PR - N/A 3 $ 4,300,000 Transfer of cap due to servicing transfer

$ 4,299,996 Updated due to quarterly assessment and reallocation

$ 4,299,991 Updated due to quarterly assessment and reallocation

$ 4,299,968 Updated due to quarterly assessment and reallocation

$ 4,299,905 Updated due to quarterly assessment and reallocation

$ 4,299,894 Updated due to quarterly assessment and reallocation

$ 4,299,853 Updated due to quarterly assessment and reallocation

$ 4,299,837 Updated due to quarterly assessment and reallocation

$ 4,299,831 Updated due to quarterly assessment and reallocation

$ 4,290,152 Updated due to quarterly assessment and reallocation

$ 4,289,808 Updated due to quarterly assessment and reallocation

$ 4,285,721 Updated due to quarterly assessment and reallocation

$ 4,277,595 Updated due to quarterly assessment and reallocation

$ 4,274,905 Updated due to quarterly assessment and reallocation

$ 4,304,905 Transfer of cap due to servicing transfer

$ 4,141,444 Updated due to quarterly assessment and reallocation

$ 4,075,980 Updated due to quarterly assessment and reallocation

$ 3,815,861 Updated due to quarterly assessment and reallocation

$ 3,752,682 Updated due to quarterly assessment and reallocation

$ 3,664,897 Updated due to quarterly assessment and reallocation

$ 3,598,909 Updated due to quarterly assessment and reallocation

$ 3,300,316 Reallocation due to MHA program deobligation

$ 3,294,079 Updated due to quarterly assessment and reallocation

$ 3,245,262 Updated due to quarterly assessment and reallocation

$ 3,216,099 Updated due to quarterly assessment and reallocation

$ 3,186,928 Updated due to quarterly assessment and reallocation

$ 3,135,912 Updated due to quarterly assessment and reallocation

$ 3,087,705 Updated due to quarterly assessment and reallocation

$ 3,106,291 Updated due to quarterly assessment and reallocation

$ 3,104,647 Updated due to quarterly assessment and reallocation

$ 3,104,396 Transfer of cap due to servicing transfer

$ 3,100,040 Transfer of cap due to servicing transfer

$ 3,099,755 Transfer of cap due to servicing transfer

$ 3,097,560 Transfer of cap due to servicing transfer

$ 3,097,494 Transfer of cap due to servicing transfer

$ 3,082,733 Transfer of cap due to servicing transfer

$ 3,080,902 Transfer of cap due to servicing transfer

$ 3,078,995 Transfer of cap due to servicing transfer

$ 3,078,902 Transfer of cap due to servicing transfer

$ 3,078,600 Transfer of cap due to servicing transfer

$ 3,078,003 Transfer of cap due to servicing transfer

$ 3,077,891 Transfer of cap due to servicing transfer

$ 2,677,601 Reallocation due to MHA program deobligation

$ 2,677,579 Transfer of cap due to servicing transfer

$ 2,677,556 Transfer of cap due to servicing transfer

SEFCU Albany NY $ 440,000 N/A $ 540,000 Updated portfolio data from servicer/additional program initial cap

$ 560,000 Updated portfolio data from servicer/additional program initial cap

$ 270,000 Updated portfolio data from servicer

$ 200,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

- Termination of SPA

Select Portfolio Servicing, Inc. Salt Lake City UT $ 376,000,000 N/A $ 660,590,000 Updated portfolio data from servicer

$ 782,500,000 Updated portfolio data from servicer/additional program initial cap

$ 913,840,000 Updated portfolio data from servicer/additional program initial cap

$ 558,310,000 Updated portfolio data from servicer

$ 687,000,000 Updated portfolio data from servicer

$ 691,000,000 Updated portfolio data from servicer/additional program initial cap

$ 750,807,784 Updated portfolio data from servicer

$ 750,107,784 Transfer of cap due to servicing transfer

$ 814,507,784 Transfer of cap due to servicing transfer

$ 814,507,145 Updated due to quarterly assessment and reallocation

03/22/2018 $ (261)

02/26/2018 $ (80)

12/21/2017 $ (1,647)

10/26/2017 $ (1,581)

09/26/2017 $ (12,751)

07/26/2017 $ (14)

12/15/2010 Purchase Financial Instrument for Home Loan Modifications 12/15/2010 $ 4,300,000

09/26/2018 $ (2)

08/27/2018 $ (2)

07/26/2018 $ (40,409)

06/21/2018 $ (97)

04/25/2018 $ (515)

03/25/2013 $ (41)

12/27/2012 $ (11)

09/27/2012 $ (63)

06/28/2012 $ (23)

06/29/2011 $ (5)

01/06/2011 $ (4)

07/29/2014 $ (8,126)

06/26/2014 $ (4,087)

03/26/2014 $ (344)

12/23/2013 $ (9,679)

09/27/2013 $ (6)

06/27/2013 $ (16)

06/25/2015 $ (63,179)

04/28/2015 $ (260,119)

03/26/2015 $ (65,464)

12/29/2014 $ (163,461)

10/16/2014 $ 30,000

09/29/2014 $ (2,690)

06/27/2016 $ (29,163)

05/31/2016 $ (48,817)

03/28/2016 $ (6,237)

02/25/2016 $ (298,593)

12/28/2015 $ (65,988)

09/28/2015 $ (87,785)

12/27/2016 $ (251)

11/29/2016 $ (1,644)

11/07/2016 $ 18,586

10/25/2016 $ (48,207)

09/28/2016 $ (51,016)

07/27/2016 $ (29,171)

10/26/2017 $ (1,831)

09/26/2017 $ (14,761)

07/26/2017 $ (66)

06/26/2017 $ (2,195)

04/26/2017 $ (285)

02/27/2017 $ (4,356)

07/26/2018 $ (400,290)

06/21/2018 $ (112)

04/25/2018 $ (597)

03/22/2018 $ (302)

02/26/2018 $ (93)

12/21/2017 $ (1,907)

07/14/2010 $ (70,000)

03/26/2010 $ (290,000)

12/30/2009 $ 20,000

09/25/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 100,000

09/26/2018 $ (23)

08/27/2018 $ (22)

12/30/2009 $ 131,340,000

09/30/2009 $ 121,910,000

04/13/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ 284,590,000

04/11/2012 $ (145,055)

06/29/2011 $ (1)

09/30/2010 $ (54,944)

12/15/2010 $ 64,400,000

11/16/2010 $ (700,000)

09/30/2010 $ 59,807,784

09/30/2010 $ 4,000,000

07/14/2010 $ 128,690,000

03/26/2010 $ (355,530,000)

01/06/2011 $ (639)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 812,207,145 Transfer of cap due to servicing transfer

$ 812,307,145 Transfer of cap due to servicing transfer

$ 815,907,145 Transfer of cap due to servicing transfer

$ 815,906,410 Updated due to quarterly assessment and reallocation

$ 815,806,410 Transfer of cap due to servicing transfer

$ 816,206,410 Transfer of cap due to servicing transfer

$ 816,106,410 Transfer of cap due to servicing transfer

$ 816,099,605 Updated due to quarterly assessment and reallocation

$ 815,999,605 Transfer of cap due to servicing transfer

$ 815,799,605 Transfer of cap due to servicing transfer

$ 815,699,605 Transfer of cap due to servicing transfer

$ 815,599,605 Transfer of cap due to servicing transfer

$ 815,799,605 Transfer of cap due to servicing transfer

$ 840,599,605 Transfer of cap due to servicing transfer

$ 842,499,605 Transfer of cap due to servicing transfer

$ 842,579,605 Transfer of cap due to servicing transfer

$ 851,289,605 Transfer of cap due to servicing transfer

$ 851,284,429 Updated due to quarterly assessment and reallocation

$ 853,714,429 Transfer of cap due to servicing transfer

$ 856,024,429 Transfer of cap due to servicing transfer

$ 856,010,468 Updated due to quarterly assessment and reallocation

$ 982,950,468 Transfer of cap due to servicing transfer

$ 992,940,468 Transfer of cap due to servicing transfer

$ 1,003,590,468 Transfer of cap due to servicing transfer

$ 1,003,587,805 Updated due to quarterly assessment and reallocation

$ 1,022,237,805 Transfer of cap due to servicing transfer

$ 1,032,527,805 Transfer of cap due to servicing transfer

$ 1,036,847,805 Transfer of cap due to servicing transfer

$ 1,036,837,689 Updated due to quarterly assessment and reallocation

$ 1,037,677,689 Transfer of cap due to servicing transfer

$ 1,039,007,689 Transfer of cap due to servicing transfer

$ 1,042,627,689 Transfer of cap due to servicing transfer

$ 1,042,624,125 Updated due to quarterly assessment and reallocation

$ 1,147,704,125 Transfer of cap due to servicing transfer

$ 1,147,714,125 Transfer of cap due to servicing transfer

$ 1,246,324,125 Transfer of cap due to servicing transfer

$ 1,246,322,584 Updated due to quarterly assessment and reallocation

$ 1,247,602,584 Transfer of cap due to servicing transfer

$ 1,262,732,584 Transfer of cap due to servicing transfer

$ 1,269,022,584 Transfer of cap due to servicing transfer

$ 1,266,540,807 Updated due to quarterly assessment and reallocation

$ 1,268,120,807 Transfer of cap due to servicing transfer

$ 1,343,470,807 Transfer of cap due to servicing transfer

$ 1,360,370,807 Transfer of cap due to servicing transfer

$ 1,360,285,111 Updated due to quarterly assessment and reallocation

$ 1,372,755,111 Transfer of cap due to servicing transfer

$ 1,393,715,111 Transfer of cap due to servicing transfer

$ 1,407,935,111 Transfer of cap due to servicing transfer

$ 1,406,911,724 Updated due to quarterly assessment and reallocation

$ 1,419,601,724 Transfer of cap due to servicing transfer

$ 1,417,633,541 Updated due to quarterly assessment and reallocation

$ 1,375,423,541 Transfer of cap due to servicing transfer

$ 1,382,843,541 Transfer of cap due to servicing transfer

$ 1,382,303,176 Updated due to quarterly assessment and reallocation

$ 1,439,713,176 Transfer of cap due to servicing transfer

$ 1,441,203,176 Transfer of cap due to servicing transfer

$ 1,444,943,176 Transfer of cap due to servicing transfer

$ 1,451,934,554 Updated due to quarterly assessment and reallocation

$ 1,462,564,554 Transfer of cap due to servicing transfer

$ 1,466,684,554 Transfer of cap due to servicing transfer

$ 1,465,784,554 Transfer of cap due to servicing transfer

$ 1,537,149,713 Updated due to quarterly assessment and reallocation

$ 1,537,859,713 Transfer of cap due to servicing transfer

$ 1,574,757,253 Updated due to quarterly assessment and reallocation

$ 1,578,647,253 Transfer of cap due to servicing transfer

$ 1,613,267,253 Transfer of cap due to servicing transfer

$ 1,654,764,999 Updated due to quarterly assessment and reallocation

$ 1,638,334,999 Transfer of cap due to servicing transfer

$ 1,641,854,999 Transfer of cap due to servicing transfer

$ 1,652,134,999 Transfer of cap due to servicing transfer

$ 1,739,631,639 Updated due to quarterly assessment and reallocation

$ 1,722,991,639 Transfer of cap due to servicing transfer

$ 1,722,731,639 Transfer of cap due to servicing transfer

04/13/2011 $ (100,000)

03/30/2011 $ (735)

03/16/2011 $ 3,600,000

02/16/2011 $ 100,000

01/13/2011 $ (2,300,000)

10/14/2011 $ (100,000)

09/15/2011 $ (200,000)

08/16/2011 $ (100,000)

06/29/2011 $ (6,805)

06/16/2011 $ (100,000)

05/13/2011 $ 400,000

06/14/2012 $ 8,710,000

05/16/2012 $ 80,000

04/16/2012 $ 1,900,000

03/15/2012 $ 24,800,000

01/13/2012 $ 200,000

11/16/2011 $ (100,000)

11/15/2012 $ 9,990,000

10/16/2012 $ 126,940,000

09/27/2012 $ (13,961)

08/16/2012 $ 2,310,000

07/16/2012 $ 2,430,000

06/28/2012 $ (5,176)

03/25/2013 $ (10,116)

03/14/2013 $ 4,320,000

02/14/2013 $ 10,290,000

01/16/2013 $ 18,650,000

12/27/2012 $ (2,663)

12/14/2012 $ 10,650,000

08/15/2013 $ 10,000

07/16/2013 $ 105,080,000

06/27/2013 $ (3,564)

06/14/2013 $ 3,620,000

05/16/2013 $ 1,330,000

04/16/2013 $ 840,000

12/23/2013 $ (2,481,777)

12/16/2013 $ 6,290,000

11/14/2013 $ 15,130,000

10/15/2013 $ 1,280,000

09/27/2013 $ (1,541)

09/16/2013 $ 98,610,000

05/15/2014 $ 20,960,000

04/16/2014 $ 12,470,000

03/26/2014 $ (85,696)

03/14/2014 $ 16,900,000

02/13/2014 $ 75,350,000

01/16/2014 $ 1,580,000

09/16/2014 $ 7,420,000

08/14/2014 $ (42,210,000)

07/29/2014 $ (1,968,183)

07/16/2014 $ 12,690,000

06/26/2014 $ (1,023,387)

06/16/2014 $ 14,220,000

01/15/2015 $ 10,630,000

12/29/2014 $ 6,991,378

12/16/2014 $ 3,740,000

11/14/2014 $ 1,490,000

10/16/2014 $ 57,410,000

09/29/2014 $ (540,365)

05/14/2015 $ 3,890,000

04/28/2015 $ 36,897,540

04/16/2015 $ 710,000

03/26/2015 $ 71,365,159

03/16/2015 $ (900,000)

02/13/2015 $ 4,120,000

09/28/2015 $ 87,496,640

09/16/2015 $ 10,280,000

08/14/2015 $ 3,520,000

07/16/2015 $ (16,430,000)

06/25/2015 $ 41,497,746

06/16/2015 $ 34,620,000

11/16/2015 $ (260,000)

10/15/2015 $ (16,640,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,768,691,639 Transfer of cap due to servicing transfer

$ 1,812,597,827 Updated due to quarterly assessment and reallocation

$ 1,837,307,827 Transfer of cap due to servicing transfer

$ 1,839,977,827 Transfer of cap due to servicing transfer

$ 1,792,201,961 Reallocation due to MHA program deobligation

$ 1,790,891,961 Transfer of cap due to servicing transfer

$ 1,790,697,397 Updated due to quarterly assessment and reallocation

$ 1,791,637,397 Transfer of cap due to servicing transfer

$ 1,802,517,397 Transfer of cap due to servicing transfer

$ 1,921,519,987 Updated due to quarterly assessment and reallocation

$ 1,960,249,987 Transfer of cap due to servicing transfer

$ 1,979,441,118 Updated due to quarterly assessment and reallocation

$ 1,977,161,118 Transfer of cap due to servicing transfer

$ 1,975,206,945 Updated due to quarterly assessment and reallocation

$ 2,001,716,945 Transfer of cap due to servicing transfer

$ 2,018,256,945 Transfer of cap due to servicing transfer

$ 2,054,407,505 Updated due to quarterly assessment and reallocation

$ 2,064,467,505 Transfer of cap due to servicing transfer

$ 2,079,232,215 Updated due to quarterly assessment and reallocation

$ 2,079,232,215 Updated due to quarterly assessment and reallocation

$ 2,084,302,215 Transfer of cap due to servicing transfer

$ 2,083,386,904 Updated due to quarterly assessment and reallocation

$ 2,084,836,904 Transfer of cap due to servicing transfer

$ 2,084,719,354 Transfer of cap due to servicing transfer

$ 2,084,749,354 Transfer of cap due to servicing transfer

$ 2,043,339,354 Transfer of cap due to servicing transfer

$ 2,042,099,282 Transfer of cap due to servicing transfer

$ 2,058,629,282 Transfer of cap due to servicing transfer

$ 2,058,607,321 Transfer of cap due to servicing transfer

$ 2,058,439,775 Transfer of cap due to servicing transfer

$ 2,058,435,043 Transfer of cap due to servicing transfer

$ 2,178,183,583 Transfer of cap due to servicing transfer

$ 2,187,924,373 Transfer of cap due to servicing transfer

$ 2,186,186,576 Transfer of cap due to servicing transfer

$ 2,186,149,709 Transfer of cap due to servicing transfer

$ 2,189,006,528 Transfer of cap due to servicing transfer

$ 2,190,381,827 Transfer of cap due to servicing transfer

$ 2,190,334,202 Transfer of cap due to servicing transfer

$ 1,909,381,773 Reallocation due to MHA program deobligation

$ 1,909,365,915 Transfer of cap due to servicing transfer

$ 1,909,347,633 Transfer of cap due to servicing transfer

Selene Finance LP Houston TX - N/A 3 $ 3,680,000 Transfer of cap due to servicing transfer

$ 6,980,000 Transfer of cap due to servicing transfer

$ 10,023,831 Updated portfolio data from servicer

$ 11,423,831 Transfer of cap due to servicing transfer

$ 11,423,814 Updated due to quarterly assessment and reallocation

$ 13,523,814 Transfer of cap due to servicing transfer

$ 13,523,790 Updated due to quarterly assessment and reallocation

$ 16,423,790 Transfer of cap due to servicing transfer

$ 16,223,790 Transfer of cap due to servicing transfer

$ 16,223,517 Updated due to quarterly assessment and reallocation

$ 16,323,517 Transfer of cap due to servicing transfer

$ 17,423,517 Transfer of cap due to servicing transfer

$ 17,623,517 Transfer of cap due to servicing transfer

$ 17,633,517 Transfer of cap due to servicing transfer

$ 17,333,517 Transfer of cap due to servicing transfer

$ 17,333,299 Updated due to quarterly assessment and reallocation

$ 17,373,299 Transfer of cap due to servicing transfer

$ 17,853,299 Transfer of cap due to servicing transfer

$ 17,852,699 Updated due to quarterly assessment and reallocation

$ 17,922,699 Transfer of cap due to servicing transfer

$ 17,922,597 Updated due to quarterly assessment and reallocation

$ 18,012,597 Transfer of cap due to servicing transfer

$ 18,012,213 Updated due to quarterly assessment and reallocation

$ 17,982,213 Transfer of cap due to servicing transfer

$ 17,982,067 Updated due to quarterly assessment and reallocation

$ 18,152,067 Transfer of cap due to servicing transfer

$ 18,152,015 Updated due to quarterly assessment and reallocation

$ 18,063,402 Updated due to quarterly assessment and reallocation

$ 18,073,402 Transfer of cap due to servicing transfer

$ 18,070,277 Updated due to quarterly assessment and reallocation

$ 18,100,277 Transfer of cap due to servicing transfer

$ 18,063,306 Updated due to quarterly assessment and reallocation

02/16/2016 $ 2,670,000

01/14/2016 $ 24,710,000

12/28/2015 $ 43,906,188

12/16/2015 $ 45,960,000

05/31/2016 $ 119,002,590

05/16/2016 $ 10,880,000

04/14/2016 $ 940,000

03/28/2016 $ (194,564)

03/16/2016 $ (1,310,000)

02/25/2016 $ (47,775,866)

09/15/2016 $ 16,540,000

08/16/2016 $ 26,510,000

07/27/2016 $ (1,954,173)

07/14/2016 $ (2,280,000)

06/27/2016 $ 19,191,131

06/16/2016 $ 38,730,000

11/29/2016 $ (915,311)

11/16/2016 $ 5,070,000

11/07/2016 -

10/25/2016 $ 14,764,710

10/14/2016 $ 10,060,000

09/28/2016 $ 36,150,560

03/16/2017 $ 16,530,000

02/27/2017 $ (1,240,072)

02/16/2017 $ (41,410,000)

01/13/2017 $ 30,000

12/27/2016 $ (117,550)

12/15/2016 $ 1,450,000

12/21/2017 $ (1,737,797)

10/26/2017 $ 9,740,790

09/26/2017 $ 119,748,540

07/26/2017 $ (4,732)

06/26/2017 $ (167,546)

04/26/2017 $ (21,961)

08/27/2018 $ (15,858)

07/26/2018 $ (280,952,429)

06/21/2018 $ (47,625)

04/25/2018 $ 1,375,299

03/22/2018 $ 2,856,819

02/26/2018 $ (36,867)

01/06/2011 $ (17)

10/15/2010 $ 1,400,000

09/30/2010 $ 3,043,831

08/13/2010 $ 3,300,000

06/16/2010 Purchase Financial Instrument for Home Loan Modifications 06/16/2010 $ 3,680,000

09/26/2018 $ (18,282)

10/14/2011 $ 100,000

06/29/2011 $ (273)

06/16/2011 $ (200,000)

04/13/2011 $ 2,900,000

03/30/2011 $ (24)

03/16/2011 $ 2,100,000

07/16/2012 $ 40,000

06/28/2012 $ (218)

06/14/2012 $ (300,000)

05/16/2012 $ 10,000

04/16/2012 $ 200,000

11/16/2011 $ 1,100,000

03/25/2013 $ (384)

03/14/2013 $ 90,000

12/27/2012 $ (102)

11/15/2012 $ 70,000

09/27/2012 $ (600)

08/16/2012 $ 480,000

03/14/2014 $ 10,000

12/23/2013 $ (88,613)

09/27/2013 $ (52)

07/16/2013 $ 170,000

06/27/2013 $ (146)

05/16/2013 $ (30,000)

06/26/2014 $ (36,971)

04/16/2014 $ 30,000

03/26/2014 $ (3,125)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 41,553,306 Transfer of cap due to servicing transfer

$ 41,410,712 Updated due to quarterly assessment and reallocation

$ 43,890,712 Transfer of cap due to servicing transfer

$ 55,540,712 Transfer of cap due to servicing transfer

$ 55,487,802 Updated due to quarterly assessment and reallocation

$ 55,517,802 Transfer of cap due to servicing transfer

$ 51,039,267 Updated due to quarterly assessment and reallocation

$ 51,049,267 Transfer of cap due to servicing transfer

$ 51,069,267 Transfer of cap due to servicing transfer

$ 49,224,914 Updated due to quarterly assessment and reallocation

$ 52,084,914 Transfer of cap due to servicing transfer

$ 43,882,360 Updated due to quarterly assessment and reallocation

$ 43,912,360 Transfer of cap due to servicing transfer

$ 41,915,779 Updated due to quarterly assessment and reallocation

$ 49,525,779 Transfer of cap due to servicing transfer

$ 49,895,779 Transfer of cap due to servicing transfer

$ 45,656,305 Updated due to quarterly assessment and reallocation

$ 49,416,305 Transfer of cap due to servicing transfer

$ 50,566,305 Transfer of cap due to servicing transfer

$ 50,656,305 Transfer of cap due to servicing transfer

$ 46,903,515 Updated due to quarterly assessment and reallocation

$ 46,893,515 Transfer of cap due to servicing transfer

$ 48,143,515 Transfer of cap due to servicing transfer

$ 36,209,495 Reallocation due to MHA program deobligation

$ 35,989,495 Transfer of cap due to servicing transfer

$ 35,763,017 Updated due to quarterly assessment and reallocation

$ 35,023,017 Transfer of cap due to servicing transfer

$ 34,803,017 Transfer of cap due to servicing transfer

$ 33,179,590 Updated due to quarterly assessment and reallocation

$ 33,099,590 Transfer of cap due to servicing transfer

$ 32,095,051 Updated due to quarterly assessment and reallocation

$ 33,295,051 Transfer of cap due to servicing transfer

$ 32,024,992 Updated due to quarterly assessment and reallocation

$ 31,994,992 Transfer of cap due to servicing transfer

$ 32,284,992 Transfer of cap due to servicing transfer

$ 30,181,351 Updated due to quarterly assessment and reallocation

$ 30,411,351 Transfer of cap due to servicing transfer

$ 28,177,864 Updated due to quarterly assessment and reallocation

$ 29,038,952 Updated due to quarterly assessment and reallocation

$ 27,938,952 Transfer of cap due to servicing transfer

$ 27,918,526 Updated due to quarterly assessment and reallocation

$ 27,798,526 Transfer of cap due to servicing transfer

$ 27,795,400 Transfer of cap due to servicing transfer

$ 27,435,400 Transfer of cap due to servicing transfer

$ 28,525,400 Transfer of cap due to servicing transfer

$ 28,459,391 Transfer of cap due to servicing transfer

$ 28,289,391 Transfer of cap due to servicing transfer

$ 28,287,232 Transfer of cap due to servicing transfer

$ 28,269,776 Transfer of cap due to servicing transfer

$ 28,269,194 Transfer of cap due to servicing transfer

$ 28,173,454 Transfer of cap due to servicing transfer

$ 28,422,049 Transfer of cap due to servicing transfer

$ 28,356,821 Transfer of cap due to servicing transfer

$ 28,352,487 Transfer of cap due to servicing transfer

$ 28,343,685 Transfer of cap due to servicing transfer

$ 28,319,714 Transfer of cap due to servicing transfer

$ 28,312,321 Transfer of cap due to servicing transfer

$ 23,880,145 Reallocation due to MHA program deobligation

$ 23,879,679 Transfer of cap due to servicing transfer

$ 23,879,193 Transfer of cap due to servicing transfer

Seneca Mortgage Servicing LLC (AMS 

Servicing, LLC) Buffalo NY $ 4,390,000 N/A $ 5,350,000 Updated portfolio data from servicer/additional program initial cap

$ 2,260,000 Updated portfolio data from servicer/additional program initial cap

$ 2,490,000 Updated portfolio data from servicer

$ 7,800,000 Updated portfolio data from servicer

$ 8,123,114 Updated portfolio data from servicer

$ 8,123,102 Updated due to quarterly assessment and reallocation

$ 8,723,102 Transfer of cap due to servicing transfer

$ 8,723,086 Updated due to quarterly assessment and reallocation

$ 8,923,086 Transfer of cap due to servicing transfer

$ 9,023,086 Transfer of cap due to servicing transfer

$ 9,022,933 Updated due to quarterly assessment and reallocation

$ 9,122,933 Transfer of cap due to servicing transfer

08/14/2014 $ 2,480,000

07/29/2014 $ (142,594)

07/16/2014 $ 23,490,000

03/16/2015 $ 20,000

01/15/2015 $ 10,000

12/29/2014 $ (4,478,535)

12/16/2014 $ 30,000

09/29/2014 $ (52,910)

09/16/2014 $ 11,650,000

08/14/2015 $ 7,610,000

06/25/2015 $ (1,996,581)

06/16/2015 $ 30,000

04/28/2015 $ (8,202,554)

04/16/2015 $ 2,860,000

03/26/2015 $ (1,844,353)

12/28/2015 $ (3,752,790)

12/16/2015 $ 90,000

11/16/2015 $ 1,150,000

10/15/2015 $ 3,760,000

09/28/2015 $ (4,239,474)

09/16/2015 $ 370,000

04/14/2016 $ (740,000)

03/28/2016 $ (226,478)

03/16/2016 $ (220,000)

02/25/2016 $ (11,934,020)

02/16/2016 $ 1,250,000

01/14/2016 $ (10,000)

07/27/2016 $ (1,270,059)

07/14/2016 $ 1,200,000

06/27/2016 $ (1,004,539)

06/16/2016 $ (80,000)

05/31/2016 $ (1,623,427)

05/16/2016 $ (220,000)

11/07/2016 $ 861,088

10/25/2016 $ (2,233,487)

10/14/2016 $ 230,000

09/28/2016 $ (2,103,641)

09/15/2016 $ 290,000

08/16/2016 $ (30,000)

02/16/2017 $ 1,090,000

01/13/2017 $ (360,000)

12/27/2016 $ (3,126)

12/15/2016 $ (120,000)

11/29/2016 $ (20,426)

11/16/2016 $ (1,100,000)

09/26/2017 $ (95,740)

07/26/2017 $ (582)

06/26/2017 $ (17,456)

04/26/2017 $ (2,159)

03/16/2017 $ (170,000)

02/27/2017 $ (66,009)

06/21/2018 $ (7,393)

04/25/2018 $ (23,971)

03/22/2018 $ (8,802)

02/26/2018 $ (4,334)

12/21/2017 $ (65,228)

10/26/2017 $ 248,595

03/26/2010 $ 230,000

12/30/2009 $ (3,090,000)

09/23/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 960,000

09/26/2018 $ (486)

08/27/2018 $ (466)

07/26/2018 $ (4,432,176)

04/13/2011 $ 200,000

03/30/2011 $ (16)

03/16/2011 $ 600,000

01/06/2011 $ (12)

09/30/2010 $ 323,114

07/14/2010 $ 5,310,000

09/15/2011 $ 100,000

06/29/2011 $ (153)

05/13/2011 $ 100,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 9,222,933 Transfer of cap due to servicing transfer

$ 10,322,933 Transfer of cap due to servicing transfer

$ 10,972,933 Transfer of cap due to servicing transfer

$ 10,972,797 Updated due to quarterly assessment and reallocation

$ 10,972,450 Updated due to quarterly assessment and reallocation

$ 11,222,450 Transfer of cap due to servicing transfer

$ 11,252,450 Transfer of cap due to servicing transfer

$ 11,242,450 Transfer of cap due to servicing transfer

$ 11,242,391 Updated due to quarterly assessment and reallocation

$ 11,262,391 Transfer of cap due to servicing transfer

$ 11,552,391 Transfer of cap due to servicing transfer

$ 11,562,391 Transfer of cap due to servicing transfer

$ 11,562,171 Updated due to quarterly assessment and reallocation

$ 11,502,171 Transfer of cap due to servicing transfer

$ 11,552,171 Transfer of cap due to servicing transfer

$ 11,562,171 Transfer of cap due to servicing transfer

$ 11,562,092 Updated due to quarterly assessment and reallocation

$ 11,472,092 Transfer of cap due to servicing transfer

$ 11,782,092 Transfer of cap due to servicing transfer

$ 11,782,064 Updated due to quarterly assessment and reallocation

$ 12,012,064 Transfer of cap due to servicing transfer

$ 12,132,064 Transfer of cap due to servicing transfer

$ 12,592,064 Transfer of cap due to servicing transfer

$ 12,542,651 Updated due to quarterly assessment and reallocation

$ 12,582,651 Transfer of cap due to servicing transfer

$ 12,322,651 Transfer of cap due to servicing transfer

$ 12,320,954 Updated due to quarterly assessment and reallocation

$ 12,420,954 Transfer of cap due to servicing transfer

$ 12,450,954 Transfer of cap due to servicing transfer

$ 12,430,945 Updated due to quarterly assessment and reallocation

$ 12,391,204 Updated due to quarterly assessment and reallocation

$ 12,351,204 Transfer of cap due to servicing transfer

$ 12,421,204 Transfer of cap due to servicing transfer

$ 12,407,968 Updated due to quarterly assessment and reallocation

$ 12,397,968 Transfer of cap due to servicing transfer

$ 10,951,748 Updated due to quarterly assessment and reallocation

$ 10,671,748 Transfer of cap due to servicing transfer

$ 10,601,748 Transfer of cap due to servicing transfer

$ 8,631,748 Transfer of cap due to servicing transfer

$ 8,068,408 Updated due to quarterly assessment and reallocation

$ 8,048,408 Transfer of cap due to servicing transfer

$ 6,225,167 Updated due to quarterly assessment and reallocation

$ 6,385,167 Transfer of cap due to servicing transfer

$ 6,325,167 Transfer of cap due to servicing transfer

$ 5,897,997 Updated due to quarterly assessment and reallocation

$ 6,227,997 Transfer of cap due to servicing transfer

$ 6,307,997 Transfer of cap due to servicing transfer

$ 6,447,997 Transfer of cap due to servicing transfer

$ 5,886,068 Updated due to quarterly assessment and reallocation

$ 5,926,068 Transfer of cap due to servicing transfer

$ 6,506,068 Transfer of cap due to servicing transfer

$ 6,736,068 Transfer of cap due to servicing transfer

$ 6,249,785 Updated due to quarterly assessment and reallocation

$ 7,329,785 Transfer of cap due to servicing transfer

$ 7,829,785 Transfer of cap due to servicing transfer

$ 5,508,464 Reallocation due to MHA program deobligation

$ 5,838,464 Transfer of cap due to servicing transfer

$ 5,784,261 Updated due to quarterly assessment and reallocation

$ 6,624,261 Transfer of cap due to servicing transfer

$ 8,404,261 Transfer of cap due to servicing transfer

$ 7,637,234 Updated due to quarterly assessment and reallocation

$ 8,277,234 Transfer of cap due to servicing transfer

$ 7,760,646 Updated due to quarterly assessment and reallocation

$ 7,630,646 Transfer of cap due to servicing transfer

$ 7,110,786 Updated due to quarterly assessment and reallocation

$ 7,060,786 Transfer of cap due to servicing transfer

$ 7,700,786 Transfer of cap due to servicing transfer

$ 6,859,193 Updated due to quarterly assessment and reallocation

$ 5,738,439 Updated due to quarterly assessment and reallocation

$ 6,170,529 Updated due to quarterly assessment and reallocation

$ 5,060,529 Transfer of cap due to servicing transfer

$ 5,052,948 Updated due to quarterly assessment and reallocation

$ 3,652,948 Transfer of cap due to servicing transfer

06/14/2012 $ 650,000

04/16/2012 $ 1,100,000

11/16/2011 $ 100,000

12/27/2012 $ (59)

12/14/2012 $ (10,000)

11/15/2012 $ 30,000

10/16/2012 $ 250,000

09/27/2012 $ (347)

06/28/2012 $ (136)

05/16/2013 $ 50,000

04/16/2013 $ (60,000)

03/25/2013 $ (220)

03/14/2013 $ 10,000

02/14/2013 $ 290,000

01/16/2013 $ 20,000

10/15/2013 $ 230,000

09/27/2013 $ (28)

09/16/2013 $ 310,000

07/16/2013 $ (90,000)

06/27/2013 $ (79)

06/14/2013 $ 10,000

03/26/2014 $ (1,697)

03/14/2014 $ (260,000)

01/16/2014 $ 40,000

12/23/2013 $ (49,413)

12/16/2013 $ 460,000

11/14/2013 $ 120,000

09/16/2014 $ 70,000

08/14/2014 $ (40,000)

07/29/2014 $ (39,741)

06/26/2014 $ (20,009)

06/16/2014 $ 30,000

04/16/2014 $ 100,000

03/16/2015 $ (1,970,000)

02/13/2015 $ (70,000)

01/15/2015 $ (280,000)

12/29/2014 $ (1,446,220)

12/16/2014 $ (10,000)

09/29/2014 $ (13,236)

06/25/2015 $ (427,170)

06/16/2015 $ (60,000)

05/14/2015 $ 160,000

04/28/2015 $ (1,823,241)

04/16/2015 $ (20,000)

03/26/2015 $ (563,340)

11/16/2015 $ 580,000

10/15/2015 $ 40,000

09/28/2015 $ (561,929)

09/16/2015 $ 140,000

08/14/2015 $ 80,000

07/16/2015 $ 330,000

03/16/2016 $ 330,000

02/25/2016 $ (2,321,321)

02/16/2016 $ 500,000

01/14/2016 $ 1,080,000

12/28/2015 $ (486,283)

12/16/2015 $ 230,000

06/27/2016 $ (516,588)

06/16/2016 $ 640,000

05/31/2016 $ (767,027)

05/16/2016 $ 1,780,000

04/14/2016 $ 840,000

03/28/2016 $ (54,203)

10/25/2016 $ (1,120,754)

09/28/2016 $ (841,593)

09/15/2016 $ 640,000

08/16/2016 $ (50,000)

07/27/2016 $ (519,860)

07/14/2016 $ (130,000)

12/15/2016 $ (1,400,000)

11/29/2016 $ (7,581)

11/16/2016 $ (1,110,000)

11/07/2016 $ 432,090
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 3,652,040 Transfer of cap due to servicing transfer

$ 3,002,040 Transfer of cap due to servicing transfer

$ 2,987,710 Transfer of cap due to servicing transfer

$ 2,986,707 Transfer of cap due to servicing transfer

$ 2,978,989 Transfer of cap due to servicing transfer

$ 2,978,740 Transfer of cap due to servicing transfer

$ 2,426,391 Transfer of cap due to servicing transfer

$ 2,357,144 Transfer of cap due to servicing transfer

$ 2,285,006 Transfer of cap due to servicing transfer

$ 2,281,504 Transfer of cap due to servicing transfer

$ 2,270,086 Transfer of cap due to servicing transfer

$ 2,247,512 Transfer of cap due to servicing transfer

$ 2,243,279 Transfer of cap due to servicing transfer

$ 1,555,112 Reallocation due to MHA program deobligation

$ 1,555,074 Transfer of cap due to servicing transfer

$ 1,555,034 Transfer of cap due to servicing transfer

Servis One, Inc. dba BSI Financial 

Services Titusville PA $ 29,730,000 N/A $ 4,220,000 Updated portfolio data from servicer/additional program initial cap

$ 4,740,000 Updated portfolio data from servicer/additional program initial cap

$ 9,070,000 Updated portfolio data from servicer

$ 9,300,000 Transfer of cap due to servicing transfer

$ 10,150,000 Updated portfolio data from servicer/additional program initial cap

$ 9,300,000 Updated portfolio data from servicer

$ 9,400,000 Transfer of cap due to servicing transfer

$ 9,500,000 Updated portfolio data from servicer/additional program initial cap

$ 26,255,064 Updated portfolio data from servicer

$ 26,355,064 Transfer of cap due to servicing transfer

$ 26,455,064 Transfer of cap due to servicing transfer

$ 26,455,024 Updated due to quarterly assessment and reallocation

$ 26,755,024 Transfer of cap due to servicing transfer

$ 26,855,024 Transfer of cap due to servicing transfer

$ 29,055,024 Transfer of cap due to servicing transfer

$ 29,054,972 Updated due to quarterly assessment and reallocation

$ 30,554,972 Transfer of cap due to servicing transfer

$ 31,554,972 Transfer of cap due to servicing transfer

$ 31,654,972 Transfer of cap due to servicing transfer

$ 31,654,438 Updated due to quarterly assessment and reallocation

$ 32,354,438 Transfer of cap due to servicing transfer

$ 31,754,438 Transfer of cap due to servicing transfer

$ 35,754,438 Transfer of cap due to servicing transfer

$ 36,354,438 Transfer of cap due to servicing transfer

$ 36,554,438 Transfer of cap due to servicing transfer

$ 36,654,438 Transfer of cap due to servicing transfer

$ 37,954,438 Transfer of cap due to servicing transfer

$ 39,054,438 Transfer of cap due to servicing transfer

$ 39,854,438 Transfer of cap due to servicing transfer

$ 38,774,438 Transfer of cap due to servicing transfer

$ 40,334,438 Transfer of cap due to servicing transfer

$ 40,333,973 Updated due to quarterly assessment and reallocation

$ 40,403,973 Transfer of cap due to servicing transfer

$ 40,402,701 Updated due to quarterly assessment and reallocation

$ 42,502,701 Transfer of cap due to servicing transfer

$ 43,842,701 Transfer of cap due to servicing transfer

$ 45,002,701 Transfer of cap due to servicing transfer

$ 45,002,462 Updated due to quarterly assessment and reallocation

$ 45,212,462 Transfer of cap due to servicing transfer

$ 47,002,462 Transfer of cap due to servicing transfer

$ 48,922,462 Transfer of cap due to servicing transfer

$ 48,921,502 Updated due to quarterly assessment and reallocation

$ 49,331,502 Transfer of cap due to servicing transfer

$ 49,271,502 Transfer of cap due to servicing transfer

$ 50,891,502 Transfer of cap due to servicing transfer

$ 50,891,143 Updated due to quarterly assessment and reallocation

$ 52,921,143 Transfer of cap due to servicing transfer

$ 52,931,143 Transfer of cap due to servicing transfer

$ 55,531,143 Transfer of cap due to servicing transfer

$ 55,531,008 Updated due to quarterly assessment and reallocation

$ 55,801,008 Transfer of cap due to servicing transfer

$ 55,831,008 Transfer of cap due to servicing transfer

$ 65,791,008 Transfer of cap due to servicing transfer

$ 65,551,281 Updated due to quarterly assessment and reallocation

$ 67,641,281 Transfer of cap due to servicing transfer

$ 70,091,281 Transfer of cap due to servicing transfer

02/16/2017 $ (650,000)

12/27/2016 $ (908)

10/26/2017 $ (69,247)

09/26/2017 $ (552,349)

07/26/2017 $ (249)

06/26/2017 $ (7,718)

04/26/2017 $ (1,003)

02/27/2017 $ (14,330)

07/26/2018 $ (688,167)

06/21/2018 $ (4,233)

04/25/2018 $ (22,574)

03/22/2018 $ (11,418)

02/26/2018 $ (3,502)

12/21/2017 $ (72,138)

04/19/2010 $ 230,000

03/26/2010 $ 4,330,000

12/30/2009 $ 520,000

08/12/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (25,510,000)

09/26/2018 $ (40)

08/27/2018 $ (38)

10/15/2010 $ 100,000

09/30/2010 $ 16,755,064

09/30/2010 $ 100,000

09/15/2010 $ 100,000

07/14/2010 $ (850,000)

05/19/2010 $ 850,000

03/30/2011 $ (52)

03/16/2011 $ 2,200,000

02/16/2011 $ 100,000

01/13/2011 $ 300,000

01/06/2011 $ (40)

12/15/2010 $ 100,000

09/15/2011 $ (600,000)

08/16/2011 $ 700,000

06/29/2011 $ (534)

06/16/2011 $ 100,000

05/13/2011 $ 1,000,000

04/13/2011 $ 1,500,000

03/15/2012 $ 1,100,000

02/16/2012 $ 1,300,000

01/13/2012 $ 100,000

12/15/2011 $ 200,000

11/16/2011 $ 600,000

10/14/2011 $ 4,000,000

09/27/2012 $ (1,272)

08/16/2012 $ 70,000

06/28/2012 $ (465)

06/14/2012 $ 1,560,000

05/16/2012 $ (1,080,000)

04/16/2012 $ 800,000

02/14/2013 $ 1,790,000

01/16/2013 $ 210,000

12/27/2012 $ (239)

12/14/2012 $ 1,160,000

11/15/2012 $ 1,340,000

10/16/2012 $ 2,100,000

06/27/2013 $ (359)

06/14/2013 $ 1,620,000

05/16/2013 $ (60,000)

04/16/2013 $ 410,000

03/25/2013 $ (960)

03/14/2013 $ 1,920,000

11/14/2013 $ 30,000

10/15/2013 $ 270,000

09/27/2013 $ (135)

09/16/2013 $ 2,600,000

08/15/2013 $ 10,000

07/16/2013 $ 2,030,000

02/13/2014 $ 2,450,000

01/16/2014 $ 2,090,000

12/23/2013 $ (239,727)

12/16/2013 $ 9,960,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 69,961,281 Transfer of cap due to servicing transfer

$ 69,952,444 Updated due to quarterly assessment and reallocation

$ 70,012,444 Transfer of cap due to servicing transfer

$ 69,552,444 Transfer of cap due to servicing transfer

$ 70,472,444 Transfer of cap due to servicing transfer

$ 70,368,721 Updated due to quarterly assessment and reallocation

$ 70,163,325 Updated due to quarterly assessment and reallocation

$ 74,213,325 Transfer of cap due to servicing transfer

$ 74,633,325 Transfer of cap due to servicing transfer

$ 74,559,738 Updated due to quarterly assessment and reallocation

$ 81,949,738 Transfer of cap due to servicing transfer

$ 81,559,738 Transfer of cap due to servicing transfer

$ 86,549,738 Transfer of cap due to servicing transfer

$ 77,836,699 Updated due to quarterly assessment and reallocation

$ 77,786,699 Transfer of cap due to servicing transfer

$ 89,636,699 Transfer of cap due to servicing transfer

$ 101,296,699 Transfer of cap due to servicing transfer

$ 96,624,811 Updated due to quarterly assessment and reallocation

$ 97,214,811 Transfer of cap due to servicing transfer

$ 78,983,030 Updated due to quarterly assessment and reallocation

$ 81,083,030 Transfer of cap due to servicing transfer

$ 83,903,030 Transfer of cap due to servicing transfer

$ 79,120,108 Updated due to quarterly assessment and reallocation

$ 79,180,108 Transfer of cap due to servicing transfer

$ 81,420,108 Transfer of cap due to servicing transfer

$ 80,990,108 Transfer of cap due to servicing transfer

$ 74,882,500 Updated due to quarterly assessment and reallocation

$ 75,922,500 Transfer of cap due to servicing transfer

$ 79,622,500 Transfer of cap due to servicing transfer

$ 80,122,500 Transfer of cap due to servicing transfer

$ 75,361,657 Updated due to quarterly assessment and reallocation

$ 75,461,657 Transfer of cap due to servicing transfer

$ 76,031,657 Transfer of cap due to servicing transfer

$ 61,339,858 Reallocation due to MHA program deobligation

$ 67,609,858 Transfer of cap due to servicing transfer

$ 67,274,946 Updated due to quarterly assessment and reallocation

$ 72,544,946 Transfer of cap due to servicing transfer

$ 72,044,946 Transfer of cap due to servicing transfer

$ 68,859,660 Updated due to quarterly assessment and reallocation

$ 69,519,660 Transfer of cap due to servicing transfer

$ 67,455,514 Updated due to quarterly assessment and reallocation

$ 72,625,514 Transfer of cap due to servicing transfer

$ 70,089,870 Updated due to quarterly assessment and reallocation

$ 75,659,870 Transfer of cap due to servicing transfer

$ 79,059,870 Transfer of cap due to servicing transfer

$ 71,827,945 Updated due to quarterly assessment and reallocation

$ 72,887,945 Transfer of cap due to servicing transfer

$ 66,113,152 Updated due to quarterly assessment and reallocation

$ 68,725,073 Updated due to quarterly assessment and reallocation

$ 69,705,073 Transfer of cap due to servicing transfer

$ 69,631,518 Updated due to quarterly assessment and reallocation

$ 69,211,518 Transfer of cap due to servicing transfer

$ 69,200,963 Transfer of cap due to servicing transfer

$ 69,610,963 Transfer of cap due to servicing transfer

$ 69,780,963 Transfer of cap due to servicing transfer

$ 69,632,432 Transfer of cap due to servicing transfer

$ 72,692,432 Transfer of cap due to servicing transfer

$ 72,680,958 Transfer of cap due to servicing transfer

$ 72,540,199 Transfer of cap due to servicing transfer

$ 72,535,502 Transfer of cap due to servicing transfer

$ 67,737,562 Transfer of cap due to servicing transfer

$ 67,104,762 Transfer of cap due to servicing transfer

$ 66,455,393 Transfer of cap due to servicing transfer

$ 66,417,665 Transfer of cap due to servicing transfer

$ 66,290,352 Transfer of cap due to servicing transfer

$ 65,983,851 Transfer of cap due to servicing transfer

$ 65,899,650 Transfer of cap due to servicing transfer

$ 47,991,187 Reallocation due to MHA program deobligation

$ 47,990,202 Transfer of cap due to servicing transfer

$ 47,989,127 Transfer of cap due to servicing transfer

ShoreBank Chicago IL $ 1,410,000 N/A $ 2,300,000 Updated portfolio data from servicer/additional program initial cap

$ 3,560,000 Updated portfolio data from servicer/additional program initial cap

$ 3,540,000 Updated portfolio data from servicer

03/26/2014 $ (8,837)

03/14/2014 $ (130,000)

08/14/2014 $ 4,050,000

07/29/2014 $ (205,396)

06/26/2014 $ (103,723)

06/16/2014 $ 920,000

05/15/2014 $ (460,000)

04/16/2014 $ 60,000

12/29/2014 $ (8,713,039)

12/16/2014 $ 4,990,000

11/14/2014 $ (390,000)

10/16/2014 $ 7,390,000

09/29/2014 $ (73,587)

09/16/2014 $ 420,000

04/28/2015 $ (18,231,781)

04/16/2015 $ 590,000

03/26/2015 $ (4,671,888)

03/16/2015 $ 11,660,000

02/13/2015 $ 11,850,000

01/15/2015 $ (50,000)

09/16/2015 $ (430,000)

08/14/2015 $ 2,240,000

07/16/2015 $ 60,000

06/25/2015 $ (4,782,922)

06/16/2015 $ 2,820,000

05/14/2015 $ 2,100,000

01/14/2016 $ 100,000

12/28/2015 $ (4,760,843)

12/16/2015 $ 500,000

11/16/2015 $ 3,700,000

10/15/2015 $ 1,040,000

09/28/2015 $ (6,107,608)

05/16/2016 $ (500,000)

04/14/2016 $ 5,270,000

03/28/2016 $ (334,912)

03/16/2016 $ 6,270,000

02/25/2016 $ (14,691,799)

02/16/2016 $ 570,000

08/16/2016 $ 5,570,000

07/27/2016 $ (2,535,644)

07/14/2016 $ 5,170,000

06/27/2016 $ (2,064,146)

06/16/2016 $ 660,000

05/31/2016 $ (3,185,286)

11/16/2016 $ 980,000

11/07/2016 $ 2,611,921

10/25/2016 $ (6,774,793)

10/14/2016 $ 1,060,000

09/28/2016 $ (7,231,925)

09/15/2016 $ 3,400,000

02/27/2017 $ (148,531)

02/16/2017 $ 170,000

01/13/2017 $ 410,000

12/27/2016 $ (10,555)

12/15/2016 $ (420,000)

11/29/2016 $ (73,555)

10/26/2017 $ (632,800)

09/26/2017 $ (4,797,940)

07/26/2017 $ (4,697)

06/26/2017 $ (140,759)

04/26/2017 $ (11,474)

03/16/2017 $ 3,060,000

07/26/2018 $ (17,908,463)

06/21/2018 $ (84,201)

04/25/2018 $ (306,501)

03/22/2018 $ (127,313)

02/26/2018 $ (37,728)

12/21/2017 $ (649,369)

03/26/2010 $ (20,000)

12/30/2009 $ 1,260,000

07/17/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 890,000

09/26/2018 $ (1,075)

08/27/2018 $ (985)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 3,300,000 Updated portfolio data from servicer

$ 3,771,446 Updated portfolio data from servicer

$ 3,771,443 Updated due to quarterly assessment and reallocation

$ 3,771,439 Updated due to quarterly assessment and reallocation

$ 2,671,439 Transfer of cap due to servicing transfer

$ 2,671,401 Updated due to quarterly assessment and reallocation

$ 2,671,372 Updated due to quarterly assessment and reallocation

$ 2,671,293 Updated due to quarterly assessment and reallocation

$ 2,671,280 Updated due to quarterly assessment and reallocation

$ 2,671,230 Updated due to quarterly assessment and reallocation

6 $ 346,986 Termination of SPA

Silver State Schools Credit Union Las Vegas NV $ 1,880,000 N/A $ 1,970,000 Updated portfolio data from servicer/additional program initial cap

$ 3,080,000 Updated portfolio data from servicer

$ 1,900,000 Updated portfolio data from servicer

$ 2,175,834 Updated portfolio data from servicer

$ 2,175,832 Updated due to quarterly assessment and reallocation

$ 2,175,829 Updated due to quarterly assessment and reallocation

$ 2,175,803 Updated due to quarterly assessment and reallocation

$ 2,175,782 Updated due to quarterly assessment and reallocation

$ 2,175,725 Updated due to quarterly assessment and reallocation

$ 2,175,715 Updated due to quarterly assessment and reallocation

$ 2,175,678 Updated due to quarterly assessment and reallocation

$ 2,175,663 Updated due to quarterly assessment and reallocation

6 $ 285,844 Termination of SPA

SN Servicing Corporation Baton Rouge LA - N/A 3 $ 60,000 Transfer of cap due to servicing transfer

$ 70,000 Transfer of cap due to servicing transfer

$ 240,000 Transfer of cap due to servicing transfer

$ 239,456 Updated due to quarterly assessment and reallocation

$ 239,276 Updated due to quarterly assessment and reallocation

$ 399,276 Transfer of cap due to servicing transfer

$ 419,276 Transfer of cap due to servicing transfer

$ 479,276 Transfer of cap due to servicing transfer

$ 465,870 Updated due to quarterly assessment and reallocation

$ 555,870 Transfer of cap due to servicing transfer

$ 537,395 Updated due to quarterly assessment and reallocation

$ 464,577 Updated due to quarterly assessment and reallocation

$ 1,774,577 Transfer of cap due to servicing transfer

$ 1,854,577 Transfer of cap due to servicing transfer

$ 1,695,913 Updated due to quarterly assessment and reallocation

$ 1,715,913 Transfer of cap due to servicing transfer

$ 1,735,913 Transfer of cap due to servicing transfer

$ 1,895,913 Transfer of cap due to servicing transfer

$ 1,635,476 Updated due to quarterly assessment and reallocation

$ 4,455,476 Transfer of cap due to servicing transfer

$ 5,445,476 Transfer of cap due to servicing transfer

$ 4,729,241 Updated due to quarterly assessment and reallocation

$ 5,059,241 Transfer of cap due to servicing transfer

$ 4,979,241 Transfer of cap due to servicing transfer

$ 2,684,082 Reallocation due to MHA program deobligation

$ 3,854,082 Transfer of cap due to servicing transfer

$ 3,777,393 Updated due to quarterly assessment and reallocation

$ 4,617,393 Transfer of cap due to servicing transfer

$ 5,007,393 Transfer of cap due to servicing transfer

$ 4,181,111 Updated due to quarterly assessment and reallocation

$ 3,681,752 Updated due to quarterly assessment and reallocation

$ 3,791,752 Transfer of cap due to servicing transfer

$ 3,275,919 Updated due to quarterly assessment and reallocation

$ 3,305,919 Transfer of cap due to servicing transfer

$ 3,995,919 Transfer of cap due to servicing transfer

$ 2,828,576 Updated due to quarterly assessment and reallocation

$ 4,338,576 Transfer of cap due to servicing transfer

$ 2,208,091 Updated due to quarterly assessment and reallocation

$ 3,029,468 Updated due to quarterly assessment and reallocation

$ 3,169,468 Transfer of cap due to servicing transfer

$ 3,153,741 Updated due to quarterly assessment and reallocation

$ 3,213,741 Transfer of cap due to servicing transfer

$ 3,211,249 Transfer of cap due to servicing transfer

$ 3,551,249 Transfer of cap due to servicing transfer

$ 3,621,249 Transfer of cap due to servicing transfer

$ 3,570,267 Transfer of cap due to servicing transfer

$ 3,590,267 Transfer of cap due to servicing transfer

$ 3,586,972 Transfer of cap due to servicing transfer

$ 3,566,127 Transfer of cap due to servicing transfer

07/14/2010 $ (240,000)

06/28/2012 $ (29)

06/29/2011 $ (38)

04/13/2011 $ (1,100,000)

03/30/2011 $ (4)

01/06/2011 $ (3)

09/30/2010 $ 471,446

03/26/2010 $ 1,110,000

12/09/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 90,000

04/09/2013 $ (2,324,244)

03/25/2013 $ (50)

12/27/2012 $ (13)

09/27/2012 $ (79)

06/28/2012 $ (21)

06/29/2011 $ (26)

03/30/2011 $ (3)

01/06/2011 $ (2)

09/30/2010 $ 275,834

07/14/2010 $ (1,180,000)

10/15/2013 Purchase Financial Instrument for Home Loan Modifications 10/15/2013 $ 60,000

07/09/2013 $ (1,889,819)

06/27/2013 $ (15)

03/25/2013 $ (37)

12/27/2012 $ (10)

09/27/2012 $ (57)

11/14/2014 $ 20,000

10/16/2014 $ 160,000

09/29/2014 $ (180)

07/29/2014 $ (544)

07/16/2014 $ 170,000

12/16/2013 $ 10,000

05/14/2015 $ 1,310,000

04/28/2015 $ (72,818)

03/26/2015 $ (18,475)

01/15/2015 $ 90,000

12/29/2014 $ (13,406)

12/16/2014 $ 60,000

09/28/2015 $ (260,437)

09/16/2015 $ 160,000

08/14/2015 $ 20,000

07/16/2015 $ 20,000

06/25/2015 $ (158,664)

06/16/2015 $ 80,000

02/25/2016 $ (2,295,159)

02/16/2016 $ (80,000)

01/14/2016 $ 330,000

12/28/2015 $ (716,235)

11/16/2015 $ 990,000

10/15/2015 $ 2,820,000

06/27/2016 $ (499,359)

05/31/2016 $ (826,282)

05/16/2016 $ 390,000

04/14/2016 $ 840,000

03/28/2016 $ (76,689)

03/16/2016 $ 1,170,000

10/14/2016 $ 1,510,000

09/28/2016 $ (1,167,343)

09/15/2016 $ 690,000

08/16/2016 $ 30,000

07/27/2016 $ (515,833)

07/14/2016 $ 110,000

12/27/2016 $ (2,492)

12/15/2016 $ 60,000

11/29/2016 $ (15,727)

11/16/2016 $ 140,000

11/07/2016 $ 821,377

10/25/2016 $ (2,130,485)

06/26/2017 $ (20,845)

04/26/2017 $ (3,295)

03/16/2017 $ 20,000

02/27/2017 $ (50,982)

02/16/2017 $ 70,000

01/13/2017 $ 340,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 3,565,497 Transfer of cap due to servicing transfer

$ 2,802,488 Transfer of cap due to servicing transfer

$ 2,710,385 Transfer of cap due to servicing transfer

$ 2,617,553 Transfer of cap due to servicing transfer

$ 2,613,011 Transfer of cap due to servicing transfer

$ 2,602,008 Transfer of cap due to servicing transfer

$ 2,590,841 Transfer of cap due to servicing transfer

$ 2,907,262 Transfer of cap due to servicing transfer

$ 3,067,390 Reallocation due to MHA program deobligation

$ 3,067,370 Transfer of cap due to servicing transfer

$ 3,326,420 Transfer of cap due to servicing transfer

Sortis Financial, Inc. (ClearSpring Loan 

Services, Inc. fka Vantium Capital, Inc.) Plano TX $ 6,000,000 N/A 4 $ 7,310,000 Updated portfolio data from servicer/additional program initial cap

$ 3,920,000 Updated portfolio data from servicer/additional program initial cap

$ 4,330,000 Updated portfolio data from servicer

$ 3,600,000 Updated portfolio data from servicer

$ 8,300,000 Transfer of cap due to servicing transfer

$ 8,417,764 Updated portfolio data from servicer

$ 9,217,764 Transfer of cap due to servicing transfer

$ 11,917,764 Transfer of cap due to servicing transfer

$ 11,917,747 Updated due to quarterly assessment and reallocation

$ 12,617,747 Transfer of cap due to servicing transfer

$ 14,417,747 Transfer of cap due to servicing transfer

$ 14,417,728 Updated due to quarterly assessment and reallocation

$ 14,717,728 Transfer of cap due to servicing transfer

$ 14,717,539 Updated due to quarterly assessment and reallocation

$ 15,017,539 Transfer of cap due to servicing transfer

$ 15,117,539 Transfer of cap due to servicing transfer

$ 15,217,539 Transfer of cap due to servicing transfer

$ 15,217,392 Updated due to quarterly assessment and reallocation

$ 15,207,392 Transfer of cap due to servicing transfer

$ 15,206,979 Updated due to quarterly assessment and reallocation

$ 15,166,979 Transfer of cap due to servicing transfer

$ 15,166,908 Updated due to quarterly assessment and reallocation

$ 14,396,908 Transfer of cap due to servicing transfer

$ 14,376,908 Transfer of cap due to servicing transfer

$ 14,376,652 Updated due to quarterly assessment and reallocation

$ 13,756,652 Transfer of cap due to servicing transfer

$ 13,796,652 Transfer of cap due to servicing transfer

$ 13,806,652 Transfer of cap due to servicing transfer

$ 13,806,557 Updated due to quarterly assessment and reallocation

$ 13,516,557 Transfer of cap due to servicing transfer

$ 13,516,523 Updated due to quarterly assessment and reallocation

$ 13,556,523 Transfer of cap due to servicing transfer

$ 13,499,252 Updated due to quarterly assessment and reallocation

$ 13,409,252 Transfer of cap due to servicing transfer

$ 13,369,252 Transfer of cap due to servicing transfer

$ 13,367,263 Updated due to quarterly assessment and reallocation

$ 13,447,263 Transfer of cap due to servicing transfer

$ 13,217,263 Transfer of cap due to servicing transfer

$ 13,317,263 Transfer of cap due to servicing transfer

$ 13,293,825 Updated due to quarterly assessment and reallocation

$ 14,503,825 Transfer of cap due to servicing transfer

$ 14,452,097 Updated due to quarterly assessment and reallocation

$ 14,434,929 Updated due to quarterly assessment and reallocation

$ 14,934,929 Transfer of cap due to servicing transfer

$ 14,924,929 Transfer of cap due to servicing transfer

$ 12,826,967 Updated due to quarterly assessment and reallocation

$ 12,037,937 Updated due to quarterly assessment and reallocation

$ 8,927,926 Updated due to quarterly assessment and reallocation

$ 8,192,563 Updated due to quarterly assessment and reallocation

$ 7,962,563 Transfer of cap due to servicing transfer

$ 6,992,563 Transfer of cap due to servicing transfer

$ 6,622,563 Transfer of cap due to servicing transfer

$ 5,724,334 Updated due to quarterly assessment and reallocation

$ 6,314,334 Transfer of cap due to servicing transfer

$ 6,324,334 Transfer of cap due to servicing transfer

$ 5,549,361 Updated due to quarterly assessment and reallocation

$ 5,529,361 Transfer of cap due to servicing transfer

$ 3,266,666 Reallocation due to MHA program deobligation

$ 3,456,666 Transfer of cap due to servicing transfer

$ 3,404,613 Updated due to quarterly assessment and reallocation

03/22/2018 $ (11,003)

02/26/2018 $ (4,542)

12/21/2017 $ (92,832)

10/26/2017 $ (92,103)

09/26/2017 $ (763,009)

07/26/2017 $ (630)

09/02/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 1,310,000

09/26/2018 $ 259,050

08/27/2018 $ (20)

07/26/2018 $ 160,128

06/21/2018 $ 316,421

04/25/2018 $ (11,167)

11/16/2010 $ 800,000

09/30/2010 $ 117,764

09/15/2010 $ 4,700,000

07/14/2010 $ (730,000)

03/26/2010 $ 410,000

12/30/2009 $ (3,390,000)

04/13/2011 $ 300,000

03/30/2011 $ (19)

02/16/2011 $ 1,800,000

01/13/2011 $ 700,000

01/06/2011 $ (17)

12/15/2010 $ 2,700,000

07/16/2012 $ (10,000)

06/28/2012 $ (147)

10/14/2011 $ 100,000

09/15/2011 $ 100,000

08/16/2011 $ 300,000

06/29/2011 $ (189)

03/25/2013 $ (256)

03/14/2013 $ (20,000)

02/14/2013 $ (770,000)

12/27/2012 $ (71)

11/15/2012 $ (40,000)

09/27/2012 $ (413)

09/27/2013 $ (34)

07/16/2013 $ (290,000)

06/27/2013 $ (95)

06/14/2013 $ 10,000

05/16/2013 $ 40,000

04/16/2013 $ (620,000)

04/16/2014 $ 80,000

03/26/2014 $ (1,989)

03/14/2014 $ (40,000)

02/13/2014 $ (90,000)

12/23/2013 $ (57,271)

12/16/2013 $ 40,000

09/29/2014 $ (17,168)

07/29/2014 $ (51,728)

07/16/2014 $ 1,210,000

06/26/2014 $ (23,438)

06/16/2014 $ 100,000

05/15/2014 $ (230,000)

06/25/2015 $ (735,363)

04/28/2015 $ (3,110,011)

03/26/2015 $ (789,030)

12/29/2014 $ (2,097,962)

11/14/2014 $ (10,000)

10/16/2014 $ 500,000

12/16/2015 $ 10,000

10/15/2015 $ 590,000

09/28/2015 $ (898,229)

09/16/2015 $ (370,000)

08/14/2015 $ (970,000)

07/16/2015 $ (230,000)

03/28/2016 $ (52,053)

03/16/2016 $ 190,000

02/25/2016 $ (2,262,695)

01/14/2016 $ (20,000)

12/28/2015 $ (774,973)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 3,474,613 Transfer of cap due to servicing transfer

$ 3,052,416 Updated due to quarterly assessment and reallocation

$ 3,342,416 Transfer of cap due to servicing transfer

$ 3,051,202 Updated due to quarterly assessment and reallocation

$ 2,759,900 Updated due to quarterly assessment and reallocation

$ 3,399,900 Transfer of cap due to servicing transfer

$ 2,638,614 Updated due to quarterly assessment and reallocation

$ 1,919,250 Updated due to quarterly assessment and reallocation

$ 2,196,590 Updated due to quarterly assessment and reallocation

$ 2,190,950 Updated due to quarterly assessment and reallocation

$ 2,200,950 Transfer of cap due to servicing transfer

$ 2,200,077 Transfer of cap due to servicing transfer

$ 2,184,931 Transfer of cap due to servicing transfer

$ 2,183,938 Transfer of cap due to servicing transfer

$ 2,176,391 Transfer of cap due to servicing transfer

$ 2,176,163 Transfer of cap due to servicing transfer

$ 1,936,707 Transfer of cap due to servicing transfer

$ 1,907,011 Transfer of cap due to servicing transfer

$ 1,878,040 Transfer of cap due to servicing transfer

$ 1,876,650 Transfer of cap due to servicing transfer

$ 1,872,118 Transfer of cap due to servicing transfer

$ 1,863,158 Transfer of cap due to servicing transfer

$ 1,861,009 Transfer of cap due to servicing transfer

$ 1,420,201 Reallocation due to MHA program deobligation

$ 1,420,177 Transfer of cap due to servicing transfer

$ 1,420,151 Transfer of cap due to servicing transfer

Sound Community Bank Seattle WA $ 440,000 N/A $ 460,000 Updated portfolio data from servicer/additional program initial cap

$ 1,890,000 Updated portfolio data from servicer

$ 1,500,000 Updated portfolio data from servicer

- Termination of SPA

Specialized Loan Servicing LLC Highlands Ranch CO $ 64,150,000 N/A $ 12,910,000 Updated portfolio data from servicer

$ 15,910,000 Transfer of cap due to servicing transfer

$ 20,770,000 Transfer of cap due to servicing transfer

$ 24,400,000 Updated portfolio data from servicer

$ 24,730,000 Transfer of cap due to servicing transfer

$ 25,430,000 Transfer of cap due to servicing transfer

$ 25,630,000 Transfer of cap due to servicing transfer

$ 23,934,174 Updated portfolio data from servicer

$ 24,134,174 Transfer of cap due to servicing transfer

$ 24,134,142 Updated due to quarterly assessment and reallocation

$ 25,634,142 Transfer of cap due to servicing transfer

$ 32,734,142 Transfer of cap due to servicing transfer

$ 32,734,106 Updated due to quarterly assessment and reallocation

$ 33,734,106 Transfer of cap due to servicing transfer

$ 33,834,106 Transfer of cap due to servicing transfer

$ 34,134,106 Transfer of cap due to servicing transfer

$ 34,133,774 Updated due to quarterly assessment and reallocation

$ 34,233,774 Transfer of cap due to servicing transfer

$ 34,533,774 Transfer of cap due to servicing transfer

$ 34,833,774 Transfer of cap due to servicing transfer

$ 33,133,774 Transfer of cap due to servicing transfer

$ 34,733,774 Transfer of cap due to servicing transfer

$ 34,833,774 Transfer of cap due to servicing transfer

$ 34,933,774 Transfer of cap due to servicing transfer

$ 112,533,774 Transfer of cap due to servicing transfer

$ 112,573,774 Transfer of cap due to servicing transfer

$ 112,223,774 Transfer of cap due to servicing transfer

$ 112,222,716 Updated due to quarterly assessment and reallocation

$ 116,652,716 Transfer of cap due to servicing transfer

$ 115,372,716 Transfer of cap due to servicing transfer

$ 115,369,655 Updated due to quarterly assessment and reallocation

$ 120,969,655 Transfer of cap due to servicing transfer

$ 121,849,655 Transfer of cap due to servicing transfer

$ 146,029,655 Transfer of cap due to servicing transfer

$ 146,028,992 Updated due to quarterly assessment and reallocation

$ 148,438,992 Transfer of cap due to servicing transfer

$ 155,088,992 Transfer of cap due to servicing transfer

$ 153,638,992 Transfer of cap due to servicing transfer

$ 153,636,408 Updated due to quarterly assessment and reallocation

$ 152,886,408 Transfer of cap due to servicing transfer

$ 151,636,408 Transfer of cap due to servicing transfer

$ 155,306,408 Transfer of cap due to servicing transfer

$ 155,305,423 Updated due to quarterly assessment and reallocation

05/16/2016 $ 70,000

09/28/2016 $ (761,286)

09/15/2016 $ 640,000

07/27/2016 $ (291,302)

06/27/2016 $ (291,214)

06/16/2016 $ 290,000

05/31/2016 $ (422,197)

02/27/2017 $ (15,146)

12/27/2016 $ (873)

12/15/2016 $ 10,000

11/29/2016 $ (5,640)

11/07/2016 $ 277,340

10/25/2016 $ (719,364)

12/21/2017 $ (28,971)

10/26/2017 $ (29,696)

09/26/2017 $ (239,456)

07/26/2017 $ (228)

06/26/2017 $ (7,547)

04/26/2017 $ (993)

08/27/2018 $ (24)

07/26/2018 $ (440,808)

06/21/2018 $ (2,149)

04/25/2018 $ (8,960)

03/22/2018 $ (4,532)

02/26/2018 $ (1,390)

01/13/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ (51,240,000)

09/08/2010 $ (1,500,000)

07/14/2010 $ (390,000)

03/26/2010 $ 1,430,000

12/16/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 20,000

09/26/2018 $ (26)

09/15/2010 $ 200,000

08/13/2010 $ 700,000

07/16/2010 $ 330,000

07/14/2010 $ 3,630,000

06/16/2010 $ 4,860,000

05/14/2010 $ 3,000,000

03/30/2011 $ (36)

03/16/2011 $ 7,100,000

01/13/2011 $ 1,500,000

01/06/2011 $ (32)

11/16/2010 $ 200,000

09/30/2010 $ (1,695,826)

09/15/2011 $ 300,000

08/16/2011 $ 100,000

06/29/2011 $ (332)

06/16/2011 $ 300,000

05/13/2011 $ 100,000

04/13/2011 $ 1,000,000

04/16/2012 $ 77,600,000

03/15/2012 $ 100,000

02/16/2012 $ 100,000

01/13/2012 $ 1,600,000

12/15/2011 $ (1,700,000)

10/14/2011 $ 300,000

09/27/2012 $ (3,061)

08/16/2012 $ (1,280,000)

07/16/2012 $ 4,430,000

06/28/2012 $ (1,058)

06/14/2012 $ (350,000)

05/16/2012 $ 40,000

02/14/2013 $ 6,650,000

01/16/2013 $ 2,410,000

12/27/2012 $ (663)

12/14/2012 $ 24,180,000

11/15/2012 $ 880,000

10/16/2012 $ 5,600,000

06/27/2013 $ (985)

06/14/2013 $ 3,670,000

05/16/2013 $ (1,250,000)

04/16/2013 $ (750,000)

03/25/2013 $ (2,584)

03/14/2013 $ (1,450,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 151,585,423 Transfer of cap due to servicing transfer

$ 151,405,423 Transfer of cap due to servicing transfer

$ 151,405,077 Updated due to quarterly assessment and reallocation

$ 152,265,077 Transfer of cap due to servicing transfer

$ 151,855,077 Transfer of cap due to servicing transfer

$ 141,695,077 Transfer of cap due to servicing transfer

$ 141,313,948 Updated due to quarterly assessment and reallocation

$ 149,513,948 Transfer of cap due to servicing transfer

$ 171,423,948 Transfer of cap due to servicing transfer

$ 171,723,948 Transfer of cap due to servicing transfer

$ 171,713,097 Updated due to quarterly assessment and reallocation

$ 176,183,097 Transfer of cap due to servicing transfer

$ 147,723,097 Transfer of cap due to servicing transfer

$ 152,403,097 Transfer of cap due to servicing transfer

$ 152,345,586 Updated due to quarterly assessment and reallocation

$ 168,795,586 Transfer of cap due to servicing transfer

$ 168,680,311 Updated due to quarterly assessment and reallocation

$ 168,910,311 Transfer of cap due to servicing transfer

$ 164,640,311 Transfer of cap due to servicing transfer

$ 164,612,857 Updated due to quarterly assessment and reallocation

$ 165,152,857 Transfer of cap due to servicing transfer

$ 218,098,718 Updated due to quarterly assessment and reallocation

$ 217,578,718 Transfer of cap due to servicing transfer

$ 230,208,718 Transfer of cap due to servicing transfer

$ 242,098,718 Transfer of cap due to servicing transfer

$ 243,451,040 Updated due to quarterly assessment and reallocation

$ 244,501,040 Transfer of cap due to servicing transfer

$ 248,949,261 Updated due to quarterly assessment and reallocation

$ 256,119,261 Transfer of cap due to servicing transfer

$ 274,189,261 Transfer of cap due to servicing transfer

$ 292,981,887 Updated due to quarterly assessment and reallocation

$ 307,481,887 Transfer of cap due to servicing transfer

$ 309,191,887 Transfer of cap due to servicing transfer

$ 308,801,887 Transfer of cap due to servicing transfer

$ 319,325,115 Updated due to quarterly assessment and reallocation

$ 322,775,115 Transfer of cap due to servicing transfer

$ 323,745,115 Transfer of cap due to servicing transfer

$ 323,535,115 Transfer of cap due to servicing transfer

$ 330,093,528 Updated due to quarterly assessment and reallocation

$ 355,103,528 Transfer of cap due to servicing transfer

$ 357,573,528 Transfer of cap due to servicing transfer

$ 343,980,842 Reallocation due to MHA program deobligation

$ 345,020,842 Transfer of cap due to servicing transfer

$ 344,846,423 Updated due to quarterly assessment and reallocation

$ 344,456,423 Transfer of cap due to servicing transfer

$ 335,536,423 Transfer of cap due to servicing transfer

$ 345,102,699 Updated due to quarterly assessment and reallocation

$ 342,592,699 Transfer of cap due to servicing transfer

$ 346,563,664 Updated due to quarterly assessment and reallocation

$ 378,203,664 Transfer of cap due to servicing transfer

$ 377,913,126 Updated due to quarterly assessment and reallocation

$ 376,373,126 Transfer of cap due to servicing transfer

$ 371,323,126 Transfer of cap due to servicing transfer

$ 377,724,733 Updated due to quarterly assessment and reallocation

$ 377,904,733 Transfer of cap due to servicing transfer

$ 383,853,002 Updated due to quarterly assessment and reallocation

$ 383,853,002 Updated due to quarterly assessment and reallocation

$ 409,343,002 Transfer of cap due to servicing transfer

$ 409,198,939 Updated due to quarterly assessment and reallocation

$ 420,828,939 Transfer of cap due to servicing transfer

$ 420,815,967 Transfer of cap due to servicing transfer

$ 416,455,967 Transfer of cap due to servicing transfer

$ 379,395,967 Transfer of cap due to servicing transfer

$ 402,419,744 Transfer of cap due to servicing transfer

$ 439,229,744 Transfer of cap due to servicing transfer

$ 439,226,156 Transfer of cap due to servicing transfer

$ 452,621,094 Transfer of cap due to servicing transfer

$ 452,620,330 Transfer of cap due to servicing transfer

$ 483,380,004 Transfer of cap due to servicing transfer

$ 482,968,006 Transfer of cap due to servicing transfer

$ 502,635,675 Transfer of cap due to servicing transfer

$ 502,615,964 Transfer of cap due to servicing transfer

$ 507,631,495 Transfer of cap due to servicing transfer

12/16/2013 $ (10,160,000)

11/14/2013 $ (410,000)

10/15/2013 $ 860,000

09/27/2013 $ (346)

09/16/2013 $ (180,000)

07/16/2013 $ (3,720,000)

04/16/2014 $ 4,470,000

03/26/2014 $ (10,851)

03/14/2014 $ 300,000

02/13/2014 $ 21,910,000

01/16/2014 $ 8,200,000

12/23/2013 $ (381,129)

08/14/2014 $ 230,000

07/29/2014 $ (115,275)

07/16/2014 $ 16,450,000

06/26/2014 $ (57,511)

06/16/2014 $ 4,680,000

05/15/2014 $ (28,460,000)

02/13/2015 $ 12,630,000

01/15/2015 $ (520,000)

12/29/2014 $ 52,945,861

11/14/2014 $ 540,000

09/29/2014 $ (27,454)

09/16/2014 $ (4,270,000)

06/16/2015 $ 18,070,000

05/14/2015 $ 7,170,000

04/28/2015 $ 4,448,221

04/16/2015 $ 1,050,000

03/26/2015 $ 1,352,322

03/16/2015 $ 11,890,000

10/15/2015 $ 3,450,000

09/28/2015 $ 10,523,228

09/16/2015 $ (390,000)

08/14/2015 $ 1,710,000

07/16/2015 $ 14,500,000

06/25/2015 $ 18,792,626

02/25/2016 $ (13,592,686)

02/16/2016 $ 2,470,000

01/14/2016 $ 25,010,000

12/28/2015 $ 6,558,413

12/16/2015 $ (210,000)

11/16/2015 $ 970,000

06/16/2016 $ (2,510,000)

05/31/2016 $ 9,566,276

05/16/2016 $ (8,920,000)

04/14/2016 $ (390,000)

03/28/2016 $ (174,419)

03/16/2016 $ 1,040,000

09/28/2016 $ 6,401,607

09/15/2016 $ (5,050,000)

08/16/2016 $ (1,540,000)

07/27/2016 $ (290,538)

07/14/2016 $ 31,640,000

06/27/2016 $ 3,970,965

12/15/2016 $ 11,630,000

11/29/2016 $ (144,063)

11/16/2016 $ 25,490,000

11/07/2016 -

10/25/2016 $ 5,948,269

10/14/2016 $ 180,000

04/26/2017 $ (3,588)

03/16/2017 $ 36,810,000

02/27/2017 $ 23,023,777

02/16/2017 $ (37,060,000)

01/13/2017 $ (4,360,000)

12/27/2016 $ (12,972)

02/26/2018 $ (19,711)

12/21/2017 $ 19,667,669

10/26/2017 $ (411,998)

09/26/2017 $ 30,759,674

07/26/2017 $ (764)

06/26/2017 $ 13,394,938

03/22/2018 $ 5,015,531
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 507,529,019 Transfer of cap due to servicing transfer

$ 507,502,904 Transfer of cap due to servicing transfer

$ 438,841,090 Reallocation due to MHA program deobligation

$ 438,836,879 Transfer of cap due to servicing transfer

$ 438,831,976 Transfer of cap due to servicing transfer

Spirit of Alaska Federal Credit Union Fairbanks AK $ 360,000 N/A $ 370,000 Updated portfolio data from servicer/additional program initial cap

$ 1,220,000 Updated portfolio data from servicer

$ 1,100,000 Updated portfolio data from servicer

$ 1,200,000 Updated portfolio data from servicer/additional program initial cap

$ 1,305,500 Updated portfolio data from servicer

$ 1,305,498 Updated due to quarterly assessment and reallocation

- Termination of SPA

Stanford Federal Credit Union Palo Alto CA $ 300,000 N/A $ 370,000 Updated portfolio data from servicer/additional program initial cap

$ 3,050,000 Updated portfolio data from servicer/additional program initial cap

$ 3,400,000 Updated portfolio data from servicer

$ 1,500,000 Updated portfolio data from servicer

$ 290,111 Updated portfolio data from servicer

- Termination of SPA

Statebridge Company, LLC Denver CO - N/A 3 $ 5,000,000 Transfer of cap due to servicing transfer

$ 4,999,993 Updated due to quarterly assessment and reallocation

$ 5,499,993 Transfer of cap due to servicing transfer

$ 5,599,993 Transfer of cap due to servicing transfer

$ 5,599,984 Updated due to quarterly assessment and reallocation

$ 5,599,899 Updated due to quarterly assessment and reallocation

$ 3,099,899 Transfer of cap due to servicing transfer

$ 3,299,899 Transfer of cap due to servicing transfer

$ 3,299,859 Updated due to quarterly assessment and reallocation

$ 3,299,759 Updated due to quarterly assessment and reallocation

$ 3,469,759 Transfer of cap due to servicing transfer

$ 3,439,759 Transfer of cap due to servicing transfer

$ 3,359,759 Transfer of cap due to servicing transfer

$ 3,359,742 Updated due to quarterly assessment and reallocation

$ 3,409,742 Transfer of cap due to servicing transfer

$ 4,649,742 Transfer of cap due to servicing transfer

$ 4,739,742 Transfer of cap due to servicing transfer

$ 4,739,652 Updated due to quarterly assessment and reallocation

$ 4,729,652 Transfer of cap due to servicing transfer

$ 4,729,618 Updated due to quarterly assessment and reallocation

$ 4,729,605 Updated due to quarterly assessment and reallocation

$ 4,789,605 Transfer of cap due to servicing transfer

$ 4,767,832 Updated due to quarterly assessment and reallocation

$ 4,747,832 Transfer of cap due to servicing transfer

$ 4,807,832 Transfer of cap due to servicing transfer

$ 4,777,832 Transfer of cap due to servicing transfer

$ 4,777,062 Updated due to quarterly assessment and reallocation

$ 4,768,084 Updated due to quarterly assessment and reallocation

$ 4,918,084 Transfer of cap due to servicing transfer

$ 4,899,765 Updated due to quarterly assessment and reallocation

$ 5,229,765 Transfer of cap due to servicing transfer

$ 5,739,765 Transfer of cap due to servicing transfer

$ 5,732,681 Updated due to quarterly assessment and reallocation

$ 7,042,681 Transfer of cap due to servicing transfer

$ 12,822,681 Transfer of cap due to servicing transfer

$ 10,813,209 Updated due to quarterly assessment and reallocation

$ 10,793,209 Transfer of cap due to servicing transfer

$ 10,033,569 Updated due to quarterly assessment and reallocation

$ 7,039,429 Updated due to quarterly assessment and reallocation

$ 7,069,429 Transfer of cap due to servicing transfer

$ 6,357,686 Updated due to quarterly assessment and reallocation

$ 6,517,686 Transfer of cap due to servicing transfer

$ 6,607,686 Transfer of cap due to servicing transfer

$ 5,638,454 Updated due to quarterly assessment and reallocation

$ 6,318,454 Transfer of cap due to servicing transfer

$ 6,358,454 Transfer of cap due to servicing transfer

$ 6,908,454 Transfer of cap due to servicing transfer

$ 6,091,904 Updated due to quarterly assessment and reallocation

$ 3,732,047 Reallocation due to MHA program deobligation

$ 4,712,047 Transfer of cap due to servicing transfer

$ 4,639,923 Updated due to quarterly assessment and reallocation

$ 4,939,923 Transfer of cap due to servicing transfer

$ 5,019,923 Transfer of cap due to servicing transfer

$ 4,386,557 Updated due to quarterly assessment and reallocation

09/26/2018 $ (4,903)

08/27/2018 $ (4,211)

07/26/2018 $ (68,661,814)

06/21/2018 $ (26,115)

04/25/2018 $ (102,476)

01/06/2011 $ (2)

09/30/2010 $ 105,500

09/30/2010 $ 100,000

07/14/2010 $ (120,000)

03/26/2010 $ 850,000

12/09/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 10,000

09/30/2010 $ (1,209,889)

07/14/2010 $ (1,900,000)

03/26/2010 $ 350,000

12/30/2009 $ 2,680,000

08/28/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 70,000

02/17/2011 $ (1,305,498)

03/30/2011 $ (9)

03/16/2011 $ 100,000

02/16/2011 $ 500,000

01/06/2011 $ (7)

12/15/2010 Purchase Financial Instrument for Home Loan Modifications 12/15/2010 $ 5,000,000

03/23/2011 $ (290,111)

10/16/2012 $ 170,000

09/27/2012 $ (100)

06/28/2012 $ (40)

03/15/2012 $ 200,000

11/16/2011 $ (2,500,000)

06/29/2011 $ (85)

03/14/2013 $ 90,000

02/14/2013 $ 1,240,000

01/16/2013 $ 50,000

12/27/2012 $ (17)

12/14/2012 $ (80,000)

11/15/2012 $ (30,000)

12/23/2013 $ (21,773)

11/14/2013 $ 60,000

09/27/2013 $ (13)

06/27/2013 $ (34)

04/16/2013 $ (10,000)

03/25/2013 $ (90)

07/16/2014 $ 150,000

06/26/2014 $ (8,978)

03/26/2014 $ (770)

03/14/2014 $ (30,000)

02/13/2014 $ 60,000

01/16/2014 $ (20,000)

12/16/2014 $ 5,780,000

10/16/2014 $ 1,310,000

09/29/2014 $ (7,084)

09/16/2014 $ 510,000

08/14/2014 $ 330,000

07/29/2014 $ (18,319)

06/25/2015 $ (711,743)

06/16/2015 $ 30,000

04/28/2015 $ (2,994,140)

03/26/2015 $ (759,640)

03/16/2015 $ (20,000)

12/29/2014 $ (2,009,472)

12/16/2015 $ 550,000

11/16/2015 $ 40,000

10/15/2015 $ 680,000

09/28/2015 $ (969,232)

09/16/2015 $ 90,000

08/14/2015 $ 160,000

05/16/2016 $ 80,000

04/14/2016 $ 300,000

03/28/2016 $ (72,124)

03/16/2016 $ 980,000

02/25/2016 $ (2,359,857)

12/28/2015 $ (816,550)

05/31/2016 $ (633,366)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 4,024,269 Updated due to quarterly assessment and reallocation

$ 4,174,269 Transfer of cap due to servicing transfer

$ 3,828,213 Updated due to quarterly assessment and reallocation

$ 3,203,692 Updated due to quarterly assessment and reallocation

$ 3,223,692 Transfer of cap due to servicing transfer

$ 2,685,734 Updated due to quarterly assessment and reallocation

$ 2,893,136 Updated due to quarterly assessment and reallocation

$ 3,883,136 Transfer of cap due to servicing transfer

$ 3,871,838 Updated due to quarterly assessment and reallocation

$ 3,870,113 Transfer of cap due to servicing transfer

$ 3,770,113 Transfer of cap due to servicing transfer

$ 3,780,113 Transfer of cap due to servicing transfer

$ 3,751,837 Transfer of cap due to servicing transfer

$ 2,401,837 Transfer of cap due to servicing transfer

$ 2,400,792 Transfer of cap due to servicing transfer

$ 2,389,087 Transfer of cap due to servicing transfer

$ 2,388,733 Transfer of cap due to servicing transfer

$ 1,948,517 Transfer of cap due to servicing transfer

$ 1,887,921 Transfer of cap due to servicing transfer

$ 1,823,889 Transfer of cap due to servicing transfer

$ 1,820,780 Transfer of cap due to servicing transfer

$ 1,810,640 Transfer of cap due to servicing transfer

$ 1,790,591 Transfer of cap due to servicing transfer

$ 1,786,598 Transfer of cap due to servicing transfer

$ 1,179,071 Reallocation due to MHA program deobligation

$ 1,179,046 Transfer of cap due to servicing transfer

$ 1,179,017 Transfer of cap due to servicing transfer

Sterling Savings Bank Spokane WA $ 2,250,000 N/A $ 2,350,000 Updated portfolio data from servicer/additional program initial cap

$ 1,610,000 Updated portfolio data from servicer

$ 900,000 Updated portfolio data from servicer

$ 1,450,556 Updated portfolio data from servicer

$ 1,450,555 Updated due to quarterly assessment and reallocation

$ 1,450,554 Updated due to quarterly assessment and reallocation

$ 1,450,543 Updated due to quarterly assessment and reallocation

$ 1,481,450 Updated due to quarterly assessment and reallocation

$ 1,540,138 Updated due to quarterly assessment and reallocation

$ 1,775,313 Updated due to quarterly assessment and reallocation

$ 1,859,504 Updated due to quarterly assessment and reallocation

$ 1,873,290 Updated due to quarterly assessment and reallocation

$ 1,873,255 Updated due to quarterly assessment and reallocation

$ 1,885,350 Updated due to quarterly assessment and reallocation

$ 2,007,657 Updated due to quarterly assessment and reallocation

$ 2,029,841 Updated due to quarterly assessment and reallocation

$ 2,054,406 Updated due to quarterly assessment and reallocation

$ 2,636,288 Updated due to quarterly assessment and reallocation

$ 2,635,254 Updated due to quarterly assessment and reallocation

$ 2,630,969 Updated due to quarterly assessment and reallocation

$ 2,624,439 Updated due to quarterly assessment and reallocation

$ 2,612,666 Updated due to quarterly assessment and reallocation

$ 2,600,868 Updated due to quarterly assessment and reallocation

$ 2,470,205 Reallocation due to MHA program deobligation

$ 2,467,275 Updated due to quarterly assessment and reallocation

$ 1,877,275 Transfer of cap due to servicing transfer

$ 1,858,394 Updated due to quarterly assessment and reallocation

$ 2,412,539 Transfer of cap due to servicing transfer

$ 2,396,916 Updated due to quarterly assessment and reallocation

$ 1,876,916 Transfer of cap due to servicing transfer

$ 1,845,167 Updated due to quarterly assessment and reallocation

6 $ 1,453,740 Termination of SPA

Stockman Bank of Montana Miles City MT $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

10/14/2016 $ 20,000

09/28/2016 $ (624,521)

07/27/2016 $ (346,056)

07/14/2016 $ 150,000

06/27/2016 $ (362,288)

01/13/2017 $ (100,000)

12/27/2016 $ (1,725)

11/29/2016 $ (11,298)

11/16/2016 $ 990,000

11/07/2016 $ 207,402

10/25/2016 $ (537,958)

07/26/2017 $ (354)

06/26/2017 $ (11,705)

04/26/2017 $ (1,045)

03/16/2017 $ (1,350,000)

02/27/2017 $ (28,276)

02/16/2017 $ 10,000

04/25/2018 $ (20,049)

03/22/2018 $ (10,140)

02/26/2018 $ (3,109)

12/21/2017 $ (64,032)

10/26/2017 $ (60,596)

09/26/2017 $ (440,216)

03/26/2010 $ (740,000)

12/09/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 100,000

09/26/2018 $ (29)

08/27/2018 $ (25)

07/26/2018 $ (607,527)

06/21/2018 $ (3,993)

09/27/2012 $ 30,907

06/29/2011 $ (11)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ 550,556

07/14/2010 $ (710,000)

03/26/2014 $ 12,095

12/23/2013 $ (35)

09/27/2013 $ 13,786

06/27/2013 $ 84,191

03/25/2013 $ 235,175

12/27/2012 $ 58,688

04/28/2015 $ (4,285)

03/26/2015 $ (1,034)

12/29/2014 $ 581,882

09/29/2014 $ 24,565

07/29/2014 $ 22,184

06/26/2014 $ 122,307

05/16/2016 $ (590,000)

03/28/2016 $ (2,930)

02/25/2016 $ (130,663)

12/28/2015 $ (11,798)

09/28/2015 $ (11,773)

06/25/2015 $ (6,530)

08/04/2016 $ (391,427)

07/27/2016 $ (31,749)

07/14/2016 $ (520,000)

06/27/2016 $ (15,623)

06/16/2016 $ 554,145

05/31/2016 $ (18,881)

12/23/2013 $ (232)

03/25/2013 $ (1)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

$ 100,605 Transfer of cap due to servicing transfer

$ 100,549 Transfer of cap due to servicing transfer

$ 100,491 Transfer of cap due to servicing transfer

$ 100,488 Transfer of cap due to servicing transfer

$ 100,479 Transfer of cap due to servicing transfer

$ 100,461 Transfer of cap due to servicing transfer

$ 100,458 Transfer of cap due to servicing transfer

$ 100,072 Reallocation due to MHA program deobligation

Suburban Mortgage Company of New 

Mexico Albuquerque NM $ 880,000 N/A $ 2,465,945 Updated portfolio data from servicer

$ 2,465,941 Updated due to quarterly assessment and reallocation

$ 2,465,937 Updated due to quarterly assessment and reallocation

$ 2,465,897 Updated due to quarterly assessment and reallocation

$ 2,465,867 Updated due to quarterly assessment and reallocation

- Termination of SPA

Sun West Mortgage Company, Inc Cerritos CA - N/A 3 $ 100,000 Transfer of cap due to servicing transfer

- Termination of SPA

SunTrust Mortgage, Inc. Richmond VA - N/A 3 $ 100,000 Transfer of cap due to servicing transfer

$ 220,000 Transfer of cap due to servicing transfer

$ 219,999 Updated due to quarterly assessment and reallocation

$ 229,999 Transfer of cap due to servicing transfer

$ 229,329 Updated due to quarterly assessment and reallocation

$ 249,329 Transfer of cap due to servicing transfer

$ 339,329 Transfer of cap due to servicing transfer

$ 389,329 Transfer of cap due to servicing transfer

$ 389,291 Updated due to quarterly assessment and reallocation

$ 449,291 Transfer of cap due to servicing transfer

$ 448,805 Updated due to quarterly assessment and reallocation

$ 518,805 Transfer of cap due to servicing transfer

$ 517,816 Updated due to quarterly assessment and reallocation

$ 547,816 Transfer of cap due to servicing transfer

$ 547,458 Updated due to quarterly assessment and reallocation

$ 518,728 Updated due to quarterly assessment and reallocation

$ 498,728 Transfer of cap due to servicing transfer

$ 487,987 Updated due to quarterly assessment and reallocation

$ 445,618 Updated due to quarterly assessment and reallocation

$ 431,617 Updated due to quarterly assessment and reallocation

$ 411,617 Transfer of cap due to servicing transfer

$ 391,369 Updated due to quarterly assessment and reallocation

$ 376,384 Updated due to quarterly assessment and reallocation

$ 2,416,384 Transfer of cap due to servicing transfer

$ 2,666,884 Reallocation due to MHA program deobligation

$ 2,806,884 Transfer of cap due to servicing transfer

$ 2,811,401 Updated due to quarterly assessment and reallocation

$ 2,626,465 Updated due to quarterly assessment and reallocation

$ 2,465,355 Updated due to quarterly assessment and reallocation

$ 2,302,993 Updated due to quarterly assessment and reallocation

$ 1,989,021 Updated due to quarterly assessment and reallocation

$ 1,688,384 Updated due to quarterly assessment and reallocation

$ 1,804,290 Updated due to quarterly assessment and reallocation

$ 1,801,351 Updated due to quarterly assessment and reallocation

$ 1,800,902 Transfer of cap due to servicing transfer

$ 1,793,117 Transfer of cap due to servicing transfer

$ 1,792,597 Transfer of cap due to servicing transfer

$ 1,788,445 Transfer of cap due to servicing transfer

$ 1,788,319 Transfer of cap due to servicing transfer

$ 1,657,989 Transfer of cap due to servicing transfer

$ 1,641,826 Transfer of cap due to servicing transfer

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

11/07/2016 $ 472

10/25/2016 $ (1,226)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

09/26/2017 $ (453)

06/26/2017 $ (11)

04/26/2017 $ (1)

02/27/2017 $ (22)

12/27/2016 $ (1)

11/29/2016 $ (8)

06/21/2018 $ (3)

04/25/2018 $ (18)

03/22/2018 $ (9)

02/26/2018 $ (3)

12/21/2017 $ (58)

10/26/2017 $ (56)

06/28/2012 $ (30)

06/29/2011 $ (40)

03/30/2011 $ (4)

01/06/2011 $ (4)

08/04/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 1,585,945

07/26/2018 $ (386)

06/27/2013 $ (1)

06/14/2013 $ 120,000

04/13/2011 Purchase Financial Instrument for Home Loan Modifications 04/13/2011 $ 100,000

08/16/2017 $ (100,000)

01/13/2012 Purchase Financial Instrument for Home Loan Modifications 01/13/2012 $ 100,000

08/10/2012 $ (2,465,867)

03/26/2014 $ (38)

03/14/2014 $ 50,000

02/13/2014 $ 90,000

01/16/2014 $ 20,000

12/23/2013 $ (670)

07/16/2013 $ 10,000

09/29/2014 $ (358)

08/14/2014 $ 30,000

07/29/2014 $ (989)

07/16/2014 $ 70,000

06/26/2014 $ (486)

04/16/2014 $ 60,000

08/14/2015 $ (20,000)

06/25/2015 $ (14,001)

04/28/2015 $ (42,369)

03/26/2015 $ (10,741)

02/13/2015 $ (20,000)

12/29/2014 $ (28,730)

03/28/2016 $ 4,517

03/16/2016 $ 140,000

02/25/2016 $ 250,500

01/14/2016 $ 2,040,000

12/28/2015 $ (14,985)

09/28/2015 $ (20,248)

11/07/2016 $ 115,906

10/25/2016 $ (300,637)

09/28/2016 $ (313,972)

07/27/2016 $ (162,362)

06/27/2016 $ (161,110)

05/31/2016 $ (184,936)

07/26/2017 $ (126)

06/26/2017 $ (4,152)

04/26/2017 $ (520)

02/27/2017 $ (7,785)

12/27/2016 $ (449)

11/29/2016 $ (2,939)

10/26/2017 $ (16,163)

09/26/2017 $ (130,330)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 1,624,988 Transfer of cap due to servicing transfer

$ 1,624,171 Transfer of cap due to servicing transfer

$ 1,621,506 Transfer of cap due to servicing transfer

$ 1,618,124 Transfer of cap due to servicing transfer

$ 1,617,490 Transfer of cap due to servicing transfer

$ 1,347,963 Reallocation due to MHA program deobligation

$ 1,347,948 Transfer of cap due to servicing transfer

$ 1,347,932 Transfer of cap due to servicing transfer

Technology Credit Union San Jose CA $ 70,000 N/A $ 2,250,000 Updated portfolio data from servicer/additional program initial cap

$ 1,530,000 Updated portfolio data from servicer

$ 1,100,000 Updated portfolio data from servicer

$ 1,160,445 Updated portfolio data from servicer

$ 1,160,444 Updated due to quarterly assessment and reallocation

$ 1,160,443 Updated due to quarterly assessment and reallocation

$ 1,160,431 Updated due to quarterly assessment and reallocation

$ 1,160,422 Updated due to quarterly assessment and reallocation

$ 1,160,399 Updated due to quarterly assessment and reallocation

$ 1,160,395 Updated due to quarterly assessment and reallocation

$ 1,160,382 Updated due to quarterly assessment and reallocation

$ 1,160,377 Updated due to quarterly assessment and reallocation

$ 1,160,375 Updated due to quarterly assessment and reallocation

$ 1,157,646 Updated due to quarterly assessment and reallocation

$ 1,157,545 Updated due to quarterly assessment and reallocation

$ 1,156,350 Updated due to quarterly assessment and reallocation

$ 1,153,977 Updated due to quarterly assessment and reallocation

$ 1,153,193 Updated due to quarterly assessment and reallocation

$ 1,070,642 Updated due to quarterly assessment and reallocation

$ 1,037,689 Updated due to quarterly assessment and reallocation

$ 914,039 Updated due to quarterly assessment and reallocation

$ 883,282 Updated due to quarterly assessment and reallocation

$ 841,048 Updated due to quarterly assessment and reallocation

$ 807,696 Updated due to quarterly assessment and reallocation

$ 681,537 Reallocation due to MHA program deobligation

$ 678,902 Updated due to quarterly assessment and reallocation

$ 656,189 Updated due to quarterly assessment and reallocation

$ 642,621 Updated due to quarterly assessment and reallocation

$ 629,049 Updated due to quarterly assessment and reallocation

$ 605,313 Updated due to quarterly assessment and reallocation

$ 582,885 Updated due to quarterly assessment and reallocation

$ 591,532 Updated due to quarterly assessment and reallocation

$ 591,132 Updated due to quarterly assessment and reallocation

$ 591,071 Transfer of cap due to servicing transfer

$ 590,008 Transfer of cap due to servicing transfer

$ 589,938 Transfer of cap due to servicing transfer

$ 589,402 Transfer of cap due to servicing transfer

$ 589,386 Transfer of cap due to servicing transfer

$ 581,601 Transfer of cap due to servicing transfer

$ 580,090 Transfer of cap due to servicing transfer

$ 577,890 Transfer of cap due to servicing transfer

$ 577,783 Transfer of cap due to servicing transfer

$ 577,435 Transfer of cap due to servicing transfer

$ 576,746 Transfer of cap due to servicing transfer

$ 576,573 Transfer of cap due to servicing transfer

$ 487,071 Reallocation due to MHA program deobligation

$ 487,066 Transfer of cap due to servicing transfer

$ 487,061 Transfer of cap due to servicing transfer

Tempe Schools Credit Union Tempe AZ $ 110,000 N/A $ 90,000 Updated portfolio data from servicer

$ 100,000 Updated portfolio data from servicer

$ 145,056 Updated portfolio data from servicer

- Termination of SPA

The Bryn Mawr Trust Co. Bryn Mawr PA $ 150,000 N/A - Termination of SPA

3 $ 100,000 Transfer of cap due to servicing transfer

The Golden 1 Credit Union Sacramento CA $ 6,160,000 N/A $ 6,450,000 Updated portfolio data from servicer/additional program initial cap

$ 6,490,000 Updated portfolio data from servicer

$ 3,600,000 Updated portfolio data from servicer

$ 4,206,612 Updated portfolio data from servicer

$ 4,206,608 Updated due to quarterly assessment and reallocation

$ 4,206,604 Updated due to quarterly assessment and reallocation

$ 4,206,569 Updated due to quarterly assessment and reallocation

$ 4,206,560 Updated due to quarterly assessment and reallocation

$ 4,206,546 Updated due to quarterly assessment and reallocation

$ 4,206,544 Updated due to quarterly assessment and reallocation

$ 4,206,536 Updated due to quarterly assessment and reallocation

04/25/2018 $ (3,382)

03/22/2018 $ (2,665)

02/26/2018 $ (817)

12/21/2017 $ (16,838)

03/26/2010 $ (720,000)

06/26/2009 Purchase Financial Instrument for Home Loan Modifications 12/30/2009 $ 2,180,000

09/26/2018 $ (16)

08/27/2018 $ (15)

07/26/2018 $ (269,527)

06/21/2018 $ (634)

06/28/2012 $ (9)

06/29/2011 $ (12)

03/30/2011 $ (1)

01/06/2011 $ (1)

09/30/2010 $ 60,445

07/14/2010 $ (430,000)

12/23/2013 $ (2,729)

09/27/2013 $ (2)

06/27/2013 $ (5)

03/25/2013 $ (13)

12/27/2012 $ (4)

09/27/2012 $ (23)

03/26/2015 $ (32,953)

12/29/2014 $ (82,551)

09/29/2014 $ (784)

07/29/2014 $ (2,373)

06/26/2014 $ (1,195)

03/26/2014 $ (101)

03/28/2016 $ (2,635)

02/25/2016 $ (126,159)

12/28/2015 $ (33,352)

09/28/2015 $ (42,234)

06/25/2015 $ (30,757)

04/28/2015 $ (123,650)

11/07/2016 $ 8,647

10/25/2016 $ (22,428)

09/28/2016 $ (23,736)

07/27/2016 $ (13,572)

06/27/2016 $ (13,568)

05/31/2016 $ (22,713)

07/26/2017 $ (16)

06/26/2017 $ (536)

04/26/2017 $ (70)

02/27/2017 $ (1,063)

12/27/2016 $ (61)

11/29/2016 $ (400)

04/25/2018 $ (689)

03/22/2018 $ (348)

02/26/2018 $ (107)

12/21/2017 $ (2,200)

10/26/2017 $ (1,511)

09/26/2017 $ (7,785)

07/14/2010 $ 10,000

12/23/2009 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ (20,000)

09/26/2018 $ (5)

08/27/2018 $ (5)

07/26/2018 $ (89,502)

06/21/2018 $ (173)

03/26/2010 $ 40,000

12/09/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 290,000

06/16/2011 $ 100,000

12/11/2009 Purchase Financial Instrument for Home Loan Modifications 04/21/2010 $ (150,000)

12/08/2010 $ (145,056)

09/30/2010 $ 45,056

06/28/2012 $ (9)

06/29/2011 $ (35)

03/30/2011 $ (4)

01/06/2011 $ (4)

09/30/2010 $ 606,612

07/14/2010 $ (2,890,000)

03/25/2013 $ (8)

12/27/2012 $ (2)

09/27/2012 $ (14)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 4,206,532 Updated due to quarterly assessment and reallocation

$ 4,206,531 Updated due to quarterly assessment and reallocation

$ 4,204,119 Updated due to quarterly assessment and reallocation

$ 4,204,035 Updated due to quarterly assessment and reallocation

$ 4,203,733 Updated due to quarterly assessment and reallocation

$ 4,203,717 Updated due to quarterly assessment and reallocation

$ 4,224,307 Updated due to quarterly assessment and reallocation

$ 5,349,512 Updated due to quarterly assessment and reallocation

$ 5,343,844 Updated due to quarterly assessment and reallocation

$ 5,336,040 Updated due to quarterly assessment and reallocation

$ 5,328,758 Updated due to quarterly assessment and reallocation

$ 5,322,708 Updated due to quarterly assessment and reallocation

$ 5,309,632 Updated due to quarterly assessment and reallocation

$ 5,094,716 Reallocation due to MHA program deobligation

$ 5,090,220 Updated due to quarterly assessment and reallocation

$ 5,053,526 Updated due to quarterly assessment and reallocation

$ 5,030,659 Updated due to quarterly assessment and reallocation

$ 5,000,945 Updated due to quarterly assessment and reallocation

$ 4,941,804 Updated due to quarterly assessment and reallocation

$ 4,881,181 Updated due to quarterly assessment and reallocation

$ 4,904,553 Updated due to quarterly assessment and reallocation

$ 4,902,238 Updated due to quarterly assessment and reallocation

$ 4,901,867 Transfer of cap due to servicing transfer

$ 4,894,919 Transfer of cap due to servicing transfer

$ 4,894,455 Transfer of cap due to servicing transfer

$ 4,890,882 Transfer of cap due to servicing transfer

$ 4,890,774 Transfer of cap due to servicing transfer

$ 4,853,944 Transfer of cap due to servicing transfer

$ 4,848,804 Transfer of cap due to servicing transfer

$ 4,841,879 Transfer of cap due to servicing transfer

$ 4,841,542 Transfer of cap due to servicing transfer

$ 4,840,442 Transfer of cap due to servicing transfer

$ 4,838,266 Transfer of cap due to servicing transfer

$ 4,837,857 Transfer of cap due to servicing transfer

$ 4,179,762 Reallocation due to MHA program deobligation

$ 4,179,726 Transfer of cap due to servicing transfer

$ 4,179,688 Transfer of cap due to servicing transfer

The Provident Bank Jersey City NJ - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

$ 30,000 Transfer of cap due to servicing transfer

- Termination of SPA

TIAA FSB (Everbank) Jacksonville FL - N/A 3 $ 60,000 Transfer of cap due to servicing transfer

$ 90,000 Transfer of cap due to servicing transfer

$ 170,000 Transfer of cap due to servicing transfer

$ 161,308 Updated due to quarterly assessment and reallocation

$ 151,300 Updated due to quarterly assessment and reallocation

$ 122,717 Reallocation due to MHA program deobligation

$ 122,120 Updated due to quarterly assessment and reallocation

$ 117,447 Updated due to quarterly assessment and reallocation

$ 114,655 Updated due to quarterly assessment and reallocation

$ 111,863 Updated due to quarterly assessment and reallocation

$ 106,980 Updated due to quarterly assessment and reallocation

$ 102,365 Updated due to quarterly assessment and reallocation

$ 104,144 Updated due to quarterly assessment and reallocation

$ 104,112 Updated due to quarterly assessment and reallocation

$ 104,107 Transfer of cap due to servicing transfer

$ 104,022 Transfer of cap due to servicing transfer

$ 104,016 Transfer of cap due to servicing transfer

$ 103,973 Transfer of cap due to servicing transfer

$ 103,972 Transfer of cap due to servicing transfer

$ 102,272 Transfer of cap due to servicing transfer

$ 102,061 Transfer of cap due to servicing transfer

$ 101,842 Transfer of cap due to servicing transfer

$ 101,831 Transfer of cap due to servicing transfer

$ 101,796 Transfer of cap due to servicing transfer

$ 101,727 Transfer of cap due to servicing transfer

$ 101,726 Transfer of cap due to servicing transfer

$ 101,713 Transfer of cap due to servicing transfer

$ 100,267 Reallocation due to MHA program deobligation

U.S. Bank National Association Owensboro KY $ 114,220,000 N/A $ 139,140,000 Updated portfolio data from servicer/additional program initial cap

$ 188,550,000 Updated portfolio data from servicer/additional program initial cap

$ 230,380,000 Updated portfolio data from servicer

$ 144,600,000 Updated portfolio data from servicer

$ 181,174,444 Updated portfolio data from servicer

12/23/2013 $ (2,412)

09/27/2013 $ (1)

06/27/2013 $ (4)

03/26/2015 $ (5,668)

12/29/2014 $ 1,125,205

09/29/2014 $ 20,590

07/29/2014 $ (16)

06/26/2014 $ (302)

03/26/2014 $ (84)

03/28/2016 $ (4,496)

02/25/2016 $ (214,916)

12/28/2015 $ (13,076)

09/28/2015 $ (6,050)

06/25/2015 $ (7,282)

04/28/2015 $ (7,804)

11/07/2016 $ 23,372

10/25/2016 $ (60,623)

09/28/2016 $ (59,141)

07/27/2016 $ (29,714)

06/27/2016 $ (22,867)

05/31/2016 $ (36,694)

07/26/2017 $ (108)

06/26/2017 $ (3,573)

04/26/2017 $ (464)

02/27/2017 $ (6,948)

12/27/2016 $ (371)

11/29/2016 $ (2,315)

04/25/2018 $ (2,176)

03/22/2018 $ (1,100)

02/26/2018 $ (337)

12/21/2017 $ (6,925)

10/26/2017 $ (5,140)

09/26/2017 $ (36,830)

07/14/2016 $ 10,000

10/16/2014 Purchase Financial Instrument for Home Loan Modifications 10/16/2014 $ 20,000

09/26/2018 $ (38)

08/27/2018 $ (36)

07/26/2018 $ (658,095)

06/21/2018 $ (409)

12/28/2015 $ (10,008)

09/28/2015 $ (8,692)

08/14/2015 $ 80,000

09/16/2014 $ 30,000

07/16/2013 Purchase Financial Instrument for Home Loan Modifications 07/16/2013 $ 60,000

08/16/2017 $ (30,000)

09/28/2016 $ (4,883)

07/27/2016 $ (2,792)

06/27/2016 $ (2,792)

05/31/2016 $ (4,673)

03/28/2016 $ (597)

02/25/2016 $ (28,583)

04/26/2017 $ (6)

02/27/2017 $ (85)

12/27/2016 $ (5)

11/29/2016 $ (32)

11/07/2016 $ 1,779

10/25/2016 $ (4,615)

02/26/2018 $ (11)

12/21/2017 $ (219)

10/26/2017 $ (211)

09/26/2017 $ (1,700)

07/26/2017 $ (1)

06/26/2017 $ (43)

09/09/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 24,920,000

07/26/2018 $ (1,446)

06/21/2018 $ (13)

06/14/2018 $ (1)

04/25/2018 $ (69)

03/22/2018 $ (35)

09/30/2010 $ 36,574,444

07/14/2010 $ (85,780,000)

03/26/2010 $ 41,830,000

12/30/2009 $ 49,410,000
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 181,174,284 Updated due to quarterly assessment and reallocation

$ 181,174,112 Updated due to quarterly assessment and reallocation

$ 181,172,681 Updated due to quarterly assessment and reallocation

$ 181,171,935 Updated due to quarterly assessment and reallocation

$ 181,170,009 Updated due to quarterly assessment and reallocation

$ 181,169,701 Updated due to quarterly assessment and reallocation

$ 181,168,566 Updated due to quarterly assessment and reallocation

$ 181,168,148 Updated due to quarterly assessment and reallocation

$ 181,168,009 Updated due to quarterly assessment and reallocation

$ 180,955,932 Updated due to quarterly assessment and reallocation

$ 180,949,541 Updated due to quarterly assessment and reallocation

$ 180,878,332 Updated due to quarterly assessment and reallocation

$ 180,752,547 Updated due to quarterly assessment and reallocation

$ 180,713,453 Updated due to quarterly assessment and reallocation

$ 207,115,696 Updated due to quarterly assessment and reallocation

$ 207,453,290 Updated due to quarterly assessment and reallocation

$ 258,161,469 Updated due to quarterly assessment and reallocation

$ 258,181,469 Transfer of cap due to servicing transfer

$ 260,181,033 Updated due to quarterly assessment and reallocation

$ 262,349,198 Updated due to quarterly assessment and reallocation

$ 262,339,198 Transfer of cap due to servicing transfer

$ 263,341,892 Updated due to quarterly assessment and reallocation

$ 252,051,044 Reallocation due to MHA program deobligation

$ 251,871,044 Transfer of cap due to servicing transfer

$ 251,662,422 Updated due to quarterly assessment and reallocation

$ 251,572,422 Transfer of cap due to servicing transfer

$ 251,472,422 Transfer of cap due to servicing transfer

$ 250,432,971 Updated due to quarterly assessment and reallocation

$ 250,372,971 Transfer of cap due to servicing transfer

$ 250,114,310 Updated due to quarterly assessment and reallocation

$ 249,891,767 Updated due to quarterly assessment and reallocation

$ 249,871,767 Transfer of cap due to servicing transfer

$ 253,896,377 Updated due to quarterly assessment and reallocation

$ 262,707,082 Updated due to quarterly assessment and reallocation

$ 262,707,082 Updated due to quarterly assessment and reallocation

$ 262,687,082 Transfer of cap due to servicing transfer

$ 262,600,326 Updated due to quarterly assessment and reallocation

$ 262,580,326 Transfer of cap due to servicing transfer

$ 262,567,033 Transfer of cap due to servicing transfer

$ 262,272,589 Transfer of cap due to servicing transfer

$ 262,253,631 Transfer of cap due to servicing transfer

$ 262,111,885 Transfer of cap due to servicing transfer

$ 262,107,337 Transfer of cap due to servicing transfer

$ 262,011,969 Transfer of cap due to servicing transfer

$ 261,875,717 Transfer of cap due to servicing transfer

$ 261,714,095 Transfer of cap due to servicing transfer

$ 261,705,769 Transfer of cap due to servicing transfer

$ 261,688,147 Transfer of cap due to servicing transfer

$ 261,633,242 Transfer of cap due to servicing transfer

$ 261,615,181 Transfer of cap due to servicing transfer

$ 226,207,117 Reallocation due to MHA program deobligation

$ 226,205,001 Transfer of cap due to servicing transfer

$ 226,202,553 Transfer of cap due to servicing transfer

Umpqua Bank Tigard OR - N/A $ 590,000 Transfer of cap due to servicing transfer

$ 584,146 Updated due to quarterly assessment and reallocation

$ 30,001 Transfer of cap due to servicing transfer

3 $ 550,001 Transfer of cap due to servicing transfer

$ 639,908 Updated due to quarterly assessment and reallocation

$ 634,762 Updated due to quarterly assessment and reallocation

$ 629,900 Updated due to quarterly assessment and reallocation

$ 631,774 Updated due to quarterly assessment and reallocation

$ 631,472 Updated due to quarterly assessment and reallocation

$ 631,416 Transfer of cap due to servicing transfer

$ 630,188 Transfer of cap due to servicing transfer

$ 630,107 Transfer of cap due to servicing transfer

$ 629,416 Transfer of cap due to servicing transfer

$ 629,395 Transfer of cap due to servicing transfer

$ 615,699 Transfer of cap due to servicing transfer

$ 613,991 Transfer of cap due to servicing transfer

$ 612,202 Transfer of cap due to servicing transfer

$ 612,029 Transfer of cap due to servicing transfer

$ 611,465 Transfer of cap due to servicing transfer

$ 610,342 Transfer of cap due to servicing transfer

03/30/2011 $ (172)

01/06/2011 $ (160)

06/27/2013 $ (418)

03/25/2013 $ (1,135)

12/27/2012 $ (308)

09/27/2012 $ (1,926)

06/28/2012 $ (746)

06/29/2011 $ (1,431)

09/29/2014 $ (39,094)

07/29/2014 $ (125,785)

06/26/2014 $ (71,209)

03/26/2014 $ (6,391)

12/23/2013 $ (212,077)

09/27/2013 $ (139)

09/28/2015 $ 2,168,165

06/25/2015 $ 1,999,564

06/16/2015 $ 20,000

04/28/2015 $ 50,708,179

03/26/2015 $ 337,594

12/29/2014 $ 26,402,243

04/14/2016 $ (90,000)

03/28/2016 $ (208,622)

03/16/2016 $ (180,000)

02/25/2016 $ (11,290,848)

12/28/2015 $ 1,002,694

11/16/2015 $ (10,000)

09/15/2016 $ (20,000)

07/27/2016 $ (222,543)

06/27/2016 $ (258,661)

06/16/2016 $ (60,000)

05/31/2016 $ (1,039,451)

05/16/2016 $ (100,000)

12/15/2016 $ (20,000)

11/29/2016 $ (86,756)

11/16/2016 $ (20,000)

11/07/2016 -

10/25/2016 $ 8,810,705

09/28/2016 $ 4,024,610

09/26/2017 $ (95,368)

07/26/2017 $ (4,548)

06/26/2017 $ (141,746)

04/26/2017 $ (18,958)

02/27/2017 $ (294,444)

12/27/2016 $ (13,293)

06/21/2018 $ (18,061)

04/25/2018 $ (54,905)

03/22/2018 $ (17,622)

02/26/2018 $ (8,326)

12/21/2017 $ (161,622)

10/26/2017 $ (136,252)

06/16/2016 $ (554,145)

05/31/2016 $ (5,854)

05/16/2016 Purchase Financial Instrument for Home Loan Modifications 05/16/2016 $ 590,000

09/26/2018 $ (2,448)

08/27/2018 $ (2,116)

07/26/2018 $ (35,408,064)

11/29/2016 $ (302)

11/07/2016 $ 1,874

10/25/2016 $ (4,862)

09/28/2016 $ (5,146)

07/27/2016 $ 89,907

07/14/2016 $ 520,000

09/26/2017 $ (13,696)

07/26/2017 $ (21)

06/26/2017 $ (691)

04/26/2017 $ (81)

02/27/2017 $ (1,228)

12/27/2016 $ (56)

04/25/2018 $ (1,123)

03/22/2018 $ (564)

02/26/2018 $ (173)

12/21/2017 $ (1,789)

10/26/2017 $ (1,708)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 610,128 Transfer of cap due to servicing transfer

$ 518,460 Reallocation due to MHA program deobligation

$ 518,455 Transfer of cap due to servicing transfer

$ 518,450 Transfer of cap due to servicing transfer

United Bank Griffin GA $ 540,000 N/A $ 700,000 Updated portfolio data from servicer

$ 725,278 Updated portfolio data from servicer

$ 725,277 Updated due to quarterly assessment and reallocation

$ 725,276 Updated due to quarterly assessment and reallocation

$ 725,265 Updated due to quarterly assessment and reallocation

$ 725,257 Updated due to quarterly assessment and reallocation

$ 725,235 Updated due to quarterly assessment and reallocation

$ 725,231 Updated due to quarterly assessment and reallocation

$ 725,217 Updated due to quarterly assessment and reallocation

$ 725,212 Updated due to quarterly assessment and reallocation

$ 725,210 Updated due to quarterly assessment and reallocation

$ 721,989 Updated due to quarterly assessment and reallocation

$ 721,876 Updated due to quarterly assessment and reallocation

$ 720,539 Updated due to quarterly assessment and reallocation

$ 717,884 Updated due to quarterly assessment and reallocation

$ 717,007 Updated due to quarterly assessment and reallocation

$ 610,783 Updated due to quarterly assessment and reallocation

$ 570,834 Updated due to quarterly assessment and reallocation

$ 550,694 Updated due to quarterly assessment and reallocation

$ 545,173 Updated due to quarterly assessment and reallocation

$ 531,021 Updated due to quarterly assessment and reallocation

$ 520,547 Updated due to quarterly assessment and reallocation

$ 462,225 Reallocation due to MHA program deobligation

$ 460,543 Updated due to quarterly assessment and reallocation

$ 446,135 Updated due to quarterly assessment and reallocation

$ 437,528 Updated due to quarterly assessment and reallocation

$ 427,798 Updated due to quarterly assessment and reallocation

$ 403,517 Updated due to quarterly assessment and reallocation

$ 372,795 Updated due to quarterly assessment and reallocation

$ 384,640 Updated due to quarterly assessment and reallocation

$ 384,275 Updated due to quarterly assessment and reallocation

$ 384,213 Transfer of cap due to servicing transfer

$ 383,131 Transfer of cap due to servicing transfer

$ 383,045 Transfer of cap due to servicing transfer

$ 382,264 Transfer of cap due to servicing transfer

$ 382,225 Transfer of cap due to servicing transfer

$ 325,520 Transfer of cap due to servicing transfer

$ 318,488 Transfer of cap due to servicing transfer

$ 310,536 Transfer of cap due to servicing transfer

$ 310,150 Transfer of cap due to servicing transfer

$ 308,891 Transfer of cap due to servicing transfer

$ 306,402 Transfer of cap due to servicing transfer

$ 305,892 Transfer of cap due to servicing transfer

$ 218,424 Reallocation due to MHA program deobligation

$ 218,419 Transfer of cap due to servicing transfer

$ 218,414 Transfer of cap due to servicing transfer

United Bank Mortgage Corporation Grand Rapids MI $ 410,000 N/A $ 430,000 Updated portfolio data from servicer/additional program initial cap

$ 830,000 Updated portfolio data from servicer

$ 400,000 Updated portfolio data from servicer

$ 580,222 Updated portfolio data from servicer

$ 580,221 Updated due to quarterly assessment and reallocation

$ 580,220 Updated due to quarterly assessment and reallocation

$ 580,215 Updated due to quarterly assessment and reallocation

$ 580,211 Updated due to quarterly assessment and reallocation

$ 580,200 Updated due to quarterly assessment and reallocation

$ 580,198 Updated due to quarterly assessment and reallocation

$ 580,191 Updated due to quarterly assessment and reallocation

$ 580,189 Updated due to quarterly assessment and reallocation

$ 580,188 Updated due to quarterly assessment and reallocation

$ 578,717 Updated due to quarterly assessment and reallocation

$ 578,665 Updated due to quarterly assessment and reallocation

$ 578,052 Updated due to quarterly assessment and reallocation

$ 576,835 Updated due to quarterly assessment and reallocation

$ 576,432 Updated due to quarterly assessment and reallocation

$ 542,642 Updated due to quarterly assessment and reallocation

$ 529,934 Updated due to quarterly assessment and reallocation

$ 519,559 Updated due to quarterly assessment and reallocation

$ 517,098 Updated due to quarterly assessment and reallocation

$ 511,552 Updated due to quarterly assessment and reallocation

06/21/2018 $ (214)

01/06/2011 $ (1)

09/30/2010 $ 25,278

01/29/2010 Purchase Financial Instrument for Home Loan Modifications 03/26/2010 $ 160,000

09/26/2018 $ (5)

08/27/2018 $ (5)

07/26/2018 $ (91,668)

03/25/2013 $ (14)

12/27/2012 $ (4)

09/27/2012 $ (22)

06/28/2012 $ (8)

06/29/2011 $ (11)

03/30/2011 $ (1)

07/29/2014 $ (2,655)

06/26/2014 $ (1,337)

03/26/2014 $ (113)

12/23/2013 $ (3,221)

09/27/2013 $ (2)

06/27/2013 $ (5)

09/28/2015 $ (14,152)

06/25/2015 $ (5,521)

04/28/2015 $ (20,140)

03/26/2015 $ (39,949)

12/29/2014 $ (106,224)

09/29/2014 $ (877)

07/27/2016 $ (9,730)

06/27/2016 $ (8,607)

05/31/2016 $ (14,408)

03/28/2016 $ (1,682)

02/25/2016 $ (58,322)

12/28/2015 $ (10,474)

02/27/2017 $ (1,082)

12/27/2016 $ (62)

11/29/2016 $ (365)

11/07/2016 $ 11,845

10/25/2016 $ (30,722)

09/28/2016 $ (24,281)

12/21/2017 $ (7,952)

10/26/2017 $ (7,032)

09/26/2017 $ (56,705)

07/26/2017 $ (39)

06/26/2017 $ (781)

04/26/2017 $ (86)

08/27/2018 $ (5)

07/26/2018 $ (87,468)

06/21/2018 $ (510)

04/25/2018 $ (2,489)

03/22/2018 $ (1,259)

02/26/2018 $ (386)

01/06/2011 $ (1)

09/30/2010 $ 180,222

07/14/2010 $ (430,000)

03/26/2010 $ 400,000

10/21/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 20,000

09/26/2018 $ (5)

03/25/2013 $ (7)

12/27/2012 $ (2)

09/27/2012 $ (11)

06/28/2012 $ (4)

06/29/2011 $ (5)

03/30/2011 $ (1)

07/29/2014 $ (1,217)

06/26/2014 $ (613)

03/26/2014 $ (52)

12/23/2013 $ (1,471)

09/27/2013 $ (1)

06/27/2013 $ (2)

09/28/2015 $ (5,546)

06/25/2015 $ (2,461)

04/28/2015 $ (10,375)

03/26/2015 $ (12,708)

12/29/2014 $ (33,790)

09/29/2014 $ (403)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 507,448 Updated due to quarterly assessment and reallocation

$ 479,784 Reallocation due to MHA program deobligation

$ 479,206 Updated due to quarterly assessment and reallocation

$ 474,683 Updated due to quarterly assessment and reallocation

$ 471,981 Updated due to quarterly assessment and reallocation

$ 469,279 Updated due to quarterly assessment and reallocation

$ 464,553 Updated due to quarterly assessment and reallocation

$ 460,087 Updated due to quarterly assessment and reallocation

$ 461,809 Updated due to quarterly assessment and reallocation

$ 461,582 Updated due to quarterly assessment and reallocation

$ 461,547 Transfer of cap due to servicing transfer

$ 460,946 Transfer of cap due to servicing transfer

$ 460,907 Transfer of cap due to servicing transfer

$ 460,604 Transfer of cap due to servicing transfer

$ 460,595 Transfer of cap due to servicing transfer

$ 459,398 Transfer of cap due to servicing transfer

$ 459,250 Transfer of cap due to servicing transfer

$ 459,095 Transfer of cap due to servicing transfer

$ 459,087 Transfer of cap due to servicing transfer

$ 459,063 Transfer of cap due to servicing transfer

$ 459,015 Transfer of cap due to servicing transfer

$ 459,006 Transfer of cap due to servicing transfer

$ 400,037 Reallocation due to MHA program deobligation

$ 400,034 Transfer of cap due to servicing transfer

$ 400,031 Transfer of cap due to servicing transfer

University First Federal Credit Union Salt Lake City UT $ 600,000 N/A $ 870,334 Updated portfolio data from servicer

$ 870,333 Updated due to quarterly assessment and reallocation

- Termination of SPA

Urban Partnership Bank Chicago IL - N/A 3 $ 1,000,000 Transfer of cap due to servicing transfer

$ 1,233,268 Updated due to quarterly assessment and reallocation

$ 1,333,268 Transfer of cap due to servicing transfer

$ 1,333,265 Updated due to quarterly assessment and reallocation

$ 1,333,255 Updated due to quarterly assessment and reallocation

$ 1,333,253 Updated due to quarterly assessment and reallocation

$ 1,333,246 Updated due to quarterly assessment and reallocation

$ 1,333,243 Updated due to quarterly assessment and reallocation

$ 1,333,242 Updated due to quarterly assessment and reallocation

$ 1,331,498 Updated due to quarterly assessment and reallocation

$ 1,331,436 Updated due to quarterly assessment and reallocation

$ 1,330,701 Updated due to quarterly assessment and reallocation

$ 1,329,238 Updated due to quarterly assessment and reallocation

$ 1,328,740 Updated due to quarterly assessment and reallocation

$ 1,316,640 Updated due to quarterly assessment and reallocation

$ 1,311,525 Updated due to quarterly assessment and reallocation

$ 1,288,326 Updated due to quarterly assessment and reallocation

$ 1,282,799 Updated due to quarterly assessment and reallocation

$ 1,273,158 Updated due to quarterly assessment and reallocation

$ 1,266,023 Updated due to quarterly assessment and reallocation

$ 1,205,351 Reallocation due to MHA program deobligation

$ 1,204,084 Updated due to quarterly assessment and reallocation

$ 1,194,164 Updated due to quarterly assessment and reallocation

$ 1,188,238 Updated due to quarterly assessment and reallocation

$ 1,128,238 Transfer of cap due to servicing transfer

$ 1,125,897 Updated due to quarterly assessment and reallocation

$ 1,121,803 Updated due to quarterly assessment and reallocation

$ 1,117,935 Updated due to quarterly assessment and reallocation

$ 1,119,426 Updated due to quarterly assessment and reallocation

$ 1,118,922 Updated due to quarterly assessment and reallocation

$ 1,118,845 Transfer of cap due to servicing transfer

$ 1,117,509 Transfer of cap due to servicing transfer

$ 1,117,421 Transfer of cap due to servicing transfer

$ 1,116,748 Transfer of cap due to servicing transfer

$ 1,116,728 Transfer of cap due to servicing transfer

$ 1,116,396 Transfer of cap due to servicing transfer

$ 1,116,355 Transfer of cap due to servicing transfer

$ 1,116,312 Transfer of cap due to servicing transfer

$ 1,116,310 Transfer of cap due to servicing transfer

$ 1,116,303 Transfer of cap due to servicing transfer

$ 1,116,290 Transfer of cap due to servicing transfer

$ 1,116,287 Transfer of cap due to servicing transfer

$ 974,745 Reallocation due to MHA program deobligation

$ 974,737 Transfer of cap due to servicing transfer

07/27/2016 $ (2,702)

06/27/2016 $ (2,702)

05/31/2016 $ (4,523)

03/28/2016 $ (578)

02/25/2016 $ (27,664)

12/28/2015 $ (4,104)

02/27/2017 $ (601)

12/27/2016 $ (35)

11/29/2016 $ (227)

11/07/2016 $ 1,722

10/25/2016 $ (4,466)

09/28/2016 $ (4,726)

12/21/2017 $ (155)

10/26/2017 $ (148)

09/26/2017 $ (1,197)

07/26/2017 $ (9)

06/26/2017 $ (303)

04/26/2017 $ (39)

08/27/2018 $ (3)

07/26/2018 $ (58,969)

06/21/2018 $ (9)

04/25/2018 $ (48)

03/22/2018 $ (24)

02/26/2018 $ (8)

06/29/2011 $ 233,268

04/13/2011 Purchase Financial Instrument for Home Loan Modifications 04/13/2011 $ 1,000,000

02/17/2011 $ (870,333)

01/06/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 270,334

09/26/2018 $ (3)

06/27/2013 $ (3)

03/25/2013 $ (7)

12/27/2012 $ (2)

09/27/2012 $ (10)

06/28/2012 $ (3)

11/16/2011 $ 100,000

09/29/2014 $ (498)

07/29/2014 $ (1,463)

06/26/2014 $ (735)

03/26/2014 $ (62)

12/23/2013 $ (1,744)

09/27/2013 $ (1)

12/28/2015 $ (7,135)

09/28/2015 $ (9,641)

06/25/2015 $ (5,527)

04/28/2015 $ (23,199)

03/26/2015 $ (5,115)

12/29/2014 $ (12,100)

07/27/2016 $ (2,341)

07/14/2016 $ (60,000)

06/27/2016 $ (5,926)

05/31/2016 $ (9,920)

03/28/2016 $ (1,267)

02/25/2016 $ (60,672)

02/27/2017 $ (1,336)

12/27/2016 $ (77)

11/29/2016 $ (504)

11/07/2016 $ 1,491

10/25/2016 $ (3,868)

09/28/2016 $ (4,094)

12/21/2017 $ (43)

10/26/2017 $ (41)

09/26/2017 $ (332)

07/26/2017 $ (20)

06/26/2017 $ (673)

04/26/2017 $ (88)

08/27/2018 $ (8)

07/26/2018 $ (141,542)

06/21/2018 $ (3)

04/25/2018 $ (13)

03/22/2018 $ (7)

02/26/2018 $ (2)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 974,729 Transfer of cap due to servicing transfer

Verity Credit Union Seattle WA $ 600,000 N/A $ 630,000 Updated portfolio data from servicer/additional program initial cap

$ 1,030,000 Updated portfolio data from servicer

$ 700,000 Updated portfolio data from servicer

$ 725,278 Updated portfolio data from servicer

$ 725,277 Updated due to quarterly assessment and reallocation

- Termination of SPA

ViewPoint Bank Plano TX - N/A 3 $ 50,000 Transfer of cap due to servicing transfer

$ 60,000 Transfer of cap due to servicing transfer

VIST Financial Corp Wyomissing PA $ 300,000 N/A $ 700,000 Updated portfolio data from servicer

$ 725,278 Updated portfolio data from servicer

$ 725,277 Updated due to quarterly assessment and reallocation

$ 725,276 Updated due to quarterly assessment and reallocation

$ 725,265 Updated due to quarterly assessment and reallocation

$ 725,257 Updated due to quarterly assessment and reallocation

$ 725,235 Updated due to quarterly assessment and reallocation

$ 725,231 Updated due to quarterly assessment and reallocation

$ 725,217 Updated due to quarterly assessment and reallocation

$ 725,212 Updated due to quarterly assessment and reallocation

$ 725,210 Updated due to quarterly assessment and reallocation

$ 721,989 Updated due to quarterly assessment and reallocation

$ 721,876 Updated due to quarterly assessment and reallocation

- Termination of SPA

Wachovia Bank, N.A. Charlotte NC $ 85,020,000 N/A $ 47,320,000 Updated portfolio data from servicer/additional program initial cap

$ 73,480,000 Updated portfolio data from servicer/additional program initial cap

$ 83,300,000 Updated portfolio data from servicer

$ 37,100,000 Updated portfolio data from servicer

$ 8,413,225 Updated portfolio data from servicer

- Termination of SPA

Wachovia Mortgage, FSB Des Moines IA $ 634,010,000 N/A $ 1,357,890,000 Updated portfolio data from servicer/additional program initial cap

$ 2,050,530,000 Updated portfolio data from servicer/additional program initial cap

$ 293,656 Transfer of cap due to merger/acquisition

2 $ 238,890 Termination of SPA

WALLICK AND VOLK Cheyenne WY - N/A 3 $ 30,000 Transfer of cap due to servicing transfer

Wealthbridge Mortgage Corp Beaverton OR $ 6,550,000 N/A $ 6,400,000 Updated portfolio data from servicer

$ 8,000,000 Transfer of cap due to servicing transfer

$ 3,647,827 Updated portfolio data from servicer

$ 3,647,822 Updated due to quarterly assessment and reallocation

$ 3,647,816 Updated due to quarterly assessment and reallocation

$ 647,816 Transfer of cap due to servicing transfer

$ 647,807 Updated due to quarterly assessment and reallocation

$ 647,800 Updated due to quarterly assessment and reallocation

$ 647,781 Updated due to quarterly assessment and reallocation

$ 647,778 Updated due to quarterly assessment and reallocation

$ 647,766 Updated due to quarterly assessment and reallocation

$ 647,761 Updated due to quarterly assessment and reallocation

$ 647,759 Updated due to quarterly assessment and reallocation

$ 644,937 Updated due to quarterly assessment and reallocation

- Termination of SPA

Webster Bank, N.A. Cheshire CT - N/A 3 $ 10,000 Transfer of cap due to servicing transfer

$ 16,250 Updated due to quarterly assessment and reallocation

Webster First Federal Credit Union Worcester MA - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

Wells Fargo Bank, NA Des Moines IA $ 2,873,000,000 N/A $ 2,410,010,000 Updated portfolio data from servicer

$ 2,475,080,000 Updated portfolio data from servicer/additional program initial cap

$ 3,688,390,000 Updated portfolio data from servicer/additional program initial cap

$ 5,738,626,344 Transfer of cap due to merger/acquisition

$ 5,738,681,110 Transfer of cap due to merger/acquisition

$ 6,406,790,000 Updated portfolio data from servicer/additional program initial cap

$ 7,089,920,000 Updated portfolio data from servicer

$ 5,051,700,000 Updated portfolio data from servicer

$ 4,764,351,172 Updated portfolio data from servicer

$ 5,108,351,172 Updated portfolio data from servicer/additional program initial cap

$ 5,116,764,397 Transfer of cap due to merger/acquisition

$ 5,138,964,397 Transfer of cap due to servicing transfer

$ 5,138,958,085 Updated due to quarterly assessment and reallocation

$ 5,138,858,085 Transfer of cap due to servicing transfer

$ 5,138,758,085 Transfer of cap due to servicing transfer

$ 5,138,750,914 Updated due to quarterly assessment and reallocation

$ 5,128,950,914 Transfer of cap due to servicing transfer

$ 5,129,050,914 Transfer of cap due to servicing transfer

$ 5,128,450,914 Transfer of cap due to servicing transfer

$ 5,128,387,058 Updated due to quarterly assessment and reallocation

$ 5,126,087,058 Transfer of cap due to servicing transfer

01/06/2011 $ (1)

09/30/2010 $ 25,278

07/14/2010 $ (330,000)

03/26/2010 $ 400,000

12/11/2009 Purchase Financial Instrument for Home Loan Modifications 01/22/2010 $ 30,000

09/26/2018 $ (8)

01/06/2011 $ (1)

09/30/2010 $ 25,278

03/10/2010 Purchase Financial Instrument for Home Loan Modifications 07/14/2010 $ 400,000

12/16/2013 $ 10,000

05/16/2013 Purchase Financial Instrument for Home Loan Modifications 05/16/2013 $ 50,000

02/17/2011 $ (725,277)

03/25/2013 $ (14)

12/27/2012 $ (4)

09/27/2012 $ (22)

06/28/2012 $ (8)

06/29/2011 $ (11)

03/30/2011 $ (1)

07/29/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ (37,700,000)

04/23/2014 $ (721,876)

03/26/2014 $ (113)

12/23/2013 $ (3,221)

09/27/2013 $ (2)

06/27/2013 $ (5)

07/01/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 723,880,000

12/03/2010 $ (8,413,225)

09/30/2010 $ (28,686,775)

07/14/2010 $ (46,200,000)

03/26/2010 $ 9,820,000

12/30/2009 $ 26,160,000

09/15/2010 $ 1,600,000

04/14/2010 Purchase Financial Instrument for Home Loan Modifications 07/14/2010 $ (150,000)

04/14/2016 Purchase Financial Instrument for Home Loan Modifications 04/14/2016 $ 30,000

03/12/2010 $ (54,767)

02/17/2010 $ (2,050,236,344)

12/30/2009 $ 692,640,000

06/28/2012 $ (7)

06/29/2011 $ (9)

04/13/2011 $ (3,000,000)

03/30/2011 $ (6)

01/06/2011 $ (5)

09/30/2010 $ (4,352,173)

12/23/2013 $ (2,822)

09/27/2013 $ (2)

06/27/2013 $ (5)

03/25/2013 $ (12)

12/27/2012 $ (3)

09/27/2012 $ (19)

09/30/2009 $ 65,070,000

04/13/2009 Purchase Financial Instrument for Home Loan Modifications 06/17/2009 $ (462,990,000)

02/13/2015 Purchase Financial Instrument for Home Loan Modifications 02/13/2015 $ 20,000

12/29/2014 $ 6,250

12/16/2014 Purchase Financial Instrument for Home Loan Modifications 12/16/2014 $ 10,000

02/27/2014 $ (644,937)

07/14/2010 $ (2,038,220,000)

03/26/2010 $ 683,130,000

03/19/2010 $ 668,108,890

03/12/2010 $ 54,767

02/17/2010 $ 2,050,236,344

12/30/2009 $ 1,213,310,000

01/13/2011 $ (100,000)

01/06/2011 $ (6,312)

12/15/2010 $ 22,200,000

12/03/2010 $ 8,413,225

09/30/2010 $ 344,000,000

09/30/2010 $ (287,348,828)

06/29/2011 $ (63,856)

06/16/2011 $ (600,000)

05/13/2011 $ 100,000

04/13/2011 $ (9,800,000)

03/30/2011 $ (7,171)

03/16/2011 $ (100,000)

07/14/2011 $ (2,300,000)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 5,124,987,058 Transfer of cap due to servicing transfer

$ 5,126,387,058 Transfer of cap due to servicing transfer

$ 5,126,587,058 Transfer of cap due to servicing transfer

$ 5,126,387,058 Transfer of cap due to servicing transfer

$ 5,126,187,058 Transfer of cap due to servicing transfer

$ 5,125,887,058 Transfer of cap due to servicing transfer

$ 5,125,687,058 Transfer of cap due to servicing transfer

$ 5,124,687,058 Transfer of cap due to servicing transfer

$ 5,123,887,058 Transfer of cap due to servicing transfer

$ 5,123,277,058 Transfer of cap due to servicing transfer

$ 5,121,237,058 Transfer of cap due to servicing transfer

$ 5,121,197,135 Updated due to quarterly assessment and reallocation

$ 5,121,077,135 Transfer of cap due to servicing transfer

$ 5,120,973,024 Updated due to quarterly assessment and reallocation

$ 5,119,383,024 Transfer of cap due to servicing transfer

$ 5,116,473,024 Transfer of cap due to servicing transfer

$ 5,115,323,024 Transfer of cap due to servicing transfer

$ 5,115,306,632 Updated due to quarterly assessment and reallocation

$ 5,111,956,632 Transfer of cap due to servicing transfer

$ 5,111,136,632 Transfer of cap due to servicing transfer

$ 5,110,866,632 Transfer of cap due to servicing transfer

$ 5,110,807,923 Updated due to quarterly assessment and reallocation

$ 5,110,767,923 Transfer of cap due to servicing transfer

$ 5,105,447,923 Transfer of cap due to servicing transfer

$ 5,104,187,923 Transfer of cap due to servicing transfer

$ 5,104,167,327 Updated due to quarterly assessment and reallocation

$ 5,102,967,327 Transfer of cap due to servicing transfer

$ 5,102,937,327 Transfer of cap due to servicing transfer

$ 5,092,177,327 Transfer of cap due to servicing transfer

$ 5,092,170,626 Updated due to quarterly assessment and reallocation

$ 5,091,390,626 Transfer of cap due to servicing transfer

$ 5,091,330,626 Transfer of cap due to servicing transfer

$ 5,090,470,626 Transfer of cap due to servicing transfer

$ 5,079,901,322 Updated due to quarterly assessment and reallocation

$ 5,077,911,322 Transfer of cap due to servicing transfer

$ 5,077,741,322 Transfer of cap due to servicing transfer

$ 5,077,661,322 Transfer of cap due to servicing transfer

$ 5,077,302,756 Updated due to quarterly assessment and reallocation

$ 5,072,742,756 Transfer of cap due to servicing transfer

$ 5,072,182,756 Transfer of cap due to servicing transfer

$ 5,071,942,756 Transfer of cap due to servicing transfer

$ 5,067,872,336 Updated due to quarterly assessment and reallocation

$ 5,068,122,336 Transfer of cap due to servicing transfer

$ 5,060,087,283 Updated due to quarterly assessment and reallocation

$ 5,060,097,283 Transfer of cap due to servicing transfer

$ 5,060,077,283 Transfer of cap due to servicing transfer

$ 5,057,470,266 Updated due to quarterly assessment and reallocation

$ 5,057,320,266 Transfer of cap due to servicing transfer

$ 5,057,300,266 Transfer of cap due to servicing transfer

$ 5,054,580,266 Transfer of cap due to servicing transfer

$ 4,887,008,148 Updated due to quarterly assessment and reallocation

$ 4,886,998,148 Transfer of cap due to servicing transfer

$ 4,886,958,148 Transfer of cap due to servicing transfer

$ 4,886,778,148 Transfer of cap due to servicing transfer

$ 4,832,468,926 Updated due to quarterly assessment and reallocation

$ 4,827,618,926 Transfer of cap due to servicing transfer

$ 4,733,986,526 Updated due to quarterly assessment and reallocation

$ 4,725,456,526 Transfer of cap due to servicing transfer

$ 4,708,472,532 Updated due to quarterly assessment and reallocation

$ 4,707,262,532 Transfer of cap due to servicing transfer

$ 4,697,392,532 Transfer of cap due to servicing transfer

$ 4,693,112,532 Transfer of cap due to servicing transfer

$ 4,680,964,613 Updated due to quarterly assessment and reallocation

$ 4,679,404,613 Transfer of cap due to servicing transfer

$ 4,677,324,613 Transfer of cap due to servicing transfer

$ 4,664,114,613 Transfer of cap due to servicing transfer

$ 4,706,208,875 Updated due to quarterly assessment and reallocation

$ 4,675,928,875 Transfer of cap due to servicing transfer

$ 4,675,308,875 Transfer of cap due to servicing transfer

$ 4,522,749,621 Reallocation due to MHA program deobligation

$ 4,522,129,621 Transfer of cap due to servicing transfer

$ 4,520,066,714 Updated due to quarterly assessment and reallocation

$ 4,520,006,714 Transfer of cap due to servicing transfer

12/15/2011 $ (200,000)

11/16/2011 $ (200,000)

10/14/2011 $ 200,000

09/15/2011 $ 1,400,000

08/16/2011 $ (1,100,000)

06/14/2012 $ (2,040,000)

05/16/2012 $ (610,000)

04/16/2012 $ (800,000)

03/15/2012 $ (1,000,000)

02/16/2012 $ (200,000)

01/13/2012 $ (300,000)

12/14/2012 $ (1,150,000)

11/15/2012 $ (2,910,000)

10/16/2012 $ (1,590,000)

09/27/2012 $ (104,111)

08/16/2012 $ (120,000)

06/28/2012 $ (39,923)

04/16/2013 $ (40,000)

03/25/2013 $ (58,709)

03/14/2013 $ (270,000)

02/14/2013 $ (820,000)

01/16/2013 $ (3,350,000)

12/27/2012 $ (16,392)

09/16/2013 $ (10,760,000)

08/15/2013 $ (30,000)

07/16/2013 $ (1,200,000)

06/27/2013 $ (20,596)

06/14/2013 $ (1,260,000)

05/16/2013 $ (5,320,000)

01/16/2014 $ (1,990,000)

12/23/2013 $ (10,569,304)

12/16/2013 $ (860,000)

11/14/2013 $ (60,000)

10/15/2013 $ (780,000)

09/27/2013 $ (6,701)

06/16/2014 $ (240,000)

05/15/2014 $ (560,000)

04/16/2014 $ (4,560,000)

03/26/2014 $ (358,566)

03/14/2014 $ (80,000)

02/13/2014 $ (170,000)

09/29/2014 $ (2,607,017)

09/16/2014 $ (20,000)

08/14/2014 $ 10,000

07/29/2014 $ (8,035,053)

07/16/2014 $ 250,000

06/26/2014 $ (4,070,420)

02/13/2015 $ (40,000)

01/15/2015 $ (10,000)

12/29/2014 $ (167,572,118)

12/16/2014 $ (2,720,000)

11/14/2014 $ (20,000)

10/16/2014 $ (150,000)

06/25/2015 $ (16,983,994)

05/14/2015 $ (8,530,000)

04/28/2015 $ (93,632,400)

04/16/2015 $ (4,850,000)

03/26/2015 $ (54,309,222)

03/16/2015 $ (180,000)

11/16/2015 $ (2,080,000)

10/15/2015 $ (1,560,000)

09/28/2015 $ (12,147,919)

09/16/2015 $ (4,280,000)

08/14/2015 $ (9,870,000)

07/16/2015 $ (1,210,000)

03/16/2016 $ (620,000)

02/25/2016 $ (152,559,254)

02/16/2016 $ (620,000)

01/14/2016 $ (30,280,000)

12/28/2015 $ 42,094,262

12/16/2015 $ (13,210,000)

04/14/2016 $ (60,000)

03/28/2016 $ (2,062,907)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 4,516,426,714 Transfer of cap due to servicing transfer

$ 4,508,238,984 Updated due to quarterly assessment and reallocation

$ 4,504,718,984 Transfer of cap due to servicing transfer

$ 4,503,343,498 Updated due to quarterly assessment and reallocation

$ 4,460,003,498 Transfer of cap due to servicing transfer

$ 4,488,970,211 Updated due to quarterly assessment and reallocation

$ 4,488,990,211 Transfer of cap due to servicing transfer

$ 4,488,110,211 Transfer of cap due to servicing transfer

$ 4,512,101,739 Updated due to quarterly assessment and reallocation

$ 4,497,411,739 Transfer of cap due to servicing transfer

$ 4,519,881,361 Updated due to quarterly assessment and reallocation

$ 4,519,881,361 Updated due to quarterly assessment and reallocation

$ 4,495,311,361 Transfer of cap due to servicing transfer

$ 4,493,466,084 Updated due to quarterly assessment and reallocation

$ 4,480,326,084 Transfer of cap due to servicing transfer

$ 4,480,042,460 Transfer of cap due to servicing transfer

$ 4,478,792,460 Transfer of cap due to servicing transfer

$ 4,477,092,460 Transfer of cap due to servicing transfer

$ 4,472,104,912 Transfer of cap due to servicing transfer

$ 4,451,214,912 Transfer of cap due to servicing transfer

$ 4,450,870,030 Transfer of cap due to servicing transfer

$ 4,448,048,945 Transfer of cap due to servicing transfer

$ 4,447,959,849 Transfer of cap due to servicing transfer

$ 4,421,888,153 Transfer of cap due to servicing transfer

$ 4,417,387,316 Transfer of cap due to servicing transfer

$ 4,408,360,780 Transfer of cap due to servicing transfer

$ 4,407,791,270 Transfer of cap due to servicing transfer

$ 4,405,569,953 Transfer of cap due to servicing transfer

$ 4,400,897,138 Transfer of cap due to servicing transfer

$ 4,399,899,305 Transfer of cap due to servicing transfer

$ 3,730,929,700 Reallocation due to MHA program deobligation

$ 3,730,891,436 Transfer of cap due to servicing transfer

$ 3,730,849,135 Transfer of cap due to servicing transfer

WesBanco Bank, Inc. Wheeling WV - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

Wescom Central Credit Union Anaheim CA $ 540,000 N/A $ 870,000 Updated portfolio data from servicer/additional program initial cap

$ 17,360,000 Updated portfolio data from servicer/additional program initial cap

$ 3,100,000 Updated portfolio data from servicer

$ 1,300,000 Updated portfolio data from servicer

$ 2,800,000 Updated portfolio data from servicer

$ 4,351,668 Updated portfolio data from servicer

$ 4,351,666 Updated due to quarterly assessment and reallocation

$ 4,351,664 Updated due to quarterly assessment and reallocation

$ 2,551,664 Transfer of cap due to servicing transfer

6 $ 678,877 Termination of SPA

3 $ 1,668,877 Transfer of cap due to servicing transfer

$ 2,041,054 Updated due to quarterly assessment and reallocation

$ 2,040,862 Updated due to quarterly assessment and reallocation

$ 2,040,854 Updated due to quarterly assessment and reallocation

$ 2,040,752 Updated due to quarterly assessment and reallocation

$ 2,040,545 Updated due to quarterly assessment and reallocation

$ 2,040,469 Updated due to quarterly assessment and reallocation

$ 2,506,362 Updated due to quarterly assessment and reallocation

$ 2,506,338 Updated due to quarterly assessment and reallocation

$ 2,504,047 Updated due to quarterly assessment and reallocation

$ 2,501,989 Updated due to quarterly assessment and reallocation

$ 2,496,981 Updated due to quarterly assessment and reallocation

$ 2,491,234 Updated due to quarterly assessment and reallocation

$ 2,394,139 Reallocation due to MHA program deobligation

$ 2,391,802 Updated due to quarterly assessment and reallocation

$ 2,372,265 Updated due to quarterly assessment and reallocation

$ 2,359,653 Updated due to quarterly assessment and reallocation

$ 2,347,037 Updated due to quarterly assessment and reallocation

$ 2,324,974 Updated due to quarterly assessment and reallocation

$ 2,304,126 Updated due to quarterly assessment and reallocation

$ 2,312,163 Updated due to quarterly assessment and reallocation

$ 2,311,037 Updated due to quarterly assessment and reallocation

$ 2,310,865 Transfer of cap due to servicing transfer

$ 2,307,883 Transfer of cap due to servicing transfer

$ 2,307,688 Transfer of cap due to servicing transfer

$ 2,306,185 Transfer of cap due to servicing transfer

$ 2,306,140 Transfer of cap due to servicing transfer

$ 2,300,706 Transfer of cap due to servicing transfer

$ 2,300,032 Transfer of cap due to servicing transfer

06/27/2016 $ (1,375,486)

06/16/2016 $ (3,520,000)

05/31/2016 $ (8,187,730)

05/16/2016 $ (3,580,000)

10/14/2016 $ (14,690,000)

09/28/2016 $ 23,991,528

09/15/2016 $ (880,000)

08/16/2016 $ 20,000

07/27/2016 $ 28,966,713

07/14/2016 $ (43,340,000)

12/27/2016 $ (283,624)

12/15/2016 $ (13,140,000)

11/29/2016 $ (1,845,277)

11/16/2016 $ (24,570,000)

11/07/2016 -

10/25/2016 $ 22,469,622

06/26/2017 $ (2,821,085)

04/26/2017 $ (344,882)

03/16/2017 $ (20,890,000)

02/27/2017 $ (4,987,548)

02/16/2017 $ (1,700,000)

01/13/2017 $ (1,250,000)

03/22/2018 $ (2,221,317)

02/26/2018 $ (569,510)

12/21/2017 $ (9,026,536)

10/26/2017 $ (4,500,837)

09/26/2017 $ (26,071,696)

07/26/2017 $ (89,096)

11/16/2016 Purchase Financial Instrument for Home Loan Modifications 11/16/2016 $ 20,000

09/26/2018 $ (42,301)

08/27/2018 $ (38,264)

07/26/2018 $ (668,969,605)

06/21/2018 $ (997,833)

04/25/2018 $ (4,672,815)

09/30/2010 $ 1,551,668

07/30/2010 $ 1,500,000

07/14/2010 $ (1,800,000)

03/26/2010 $ (14,260,000)

12/30/2009 $ 16,490,000

06/19/2009 Purchase Financial Instrument for Home Loan Modifications 09/30/2009 $ 330,000

09/27/2012 $ 372,177

06/14/2012 $ 990,000

06/03/2011 $ (1,872,787)

05/13/2011 $ (1,800,000)

03/30/2011 $ (2)

01/06/2011 $ (2)

12/29/2014 $ 465,893

09/29/2014 $ (76)

07/29/2014 $ (207)

06/26/2014 $ (102)

03/26/2014 $ (8)

12/23/2013 $ (192)

02/25/2016 $ (97,095)

12/28/2015 $ (5,747)

09/28/2015 $ (5,008)

06/25/2015 $ (2,058)

04/28/2015 $ (2,291)

03/26/2015 $ (24)

10/25/2016 $ (20,848)

09/28/2016 $ (22,063)

07/27/2016 $ (12,616)

06/27/2016 $ (12,612)

05/31/2016 $ (19,537)

03/28/2016 $ (2,337)

06/26/2017 $ (1,503)

04/26/2017 $ (195)

02/27/2017 $ (2,982)

12/27/2016 $ (172)

11/29/2016 $ (1,126)

11/07/2016 $ 8,037

10/26/2017 $ (674)

09/26/2017 $ (5,434)

07/26/2017 $ (45)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 2,299,330 Transfer of cap due to servicing transfer

$ 2,299,296 Transfer of cap due to servicing transfer

$ 2,299,185 Transfer of cap due to servicing transfer

$ 2,298,965 Transfer of cap due to servicing transfer

$ 2,298,924 Transfer of cap due to servicing transfer

$ 2,003,988 Reallocation due to MHA program deobligation

$ 2,003,972 Transfer of cap due to servicing transfer

$ 2,003,955 Transfer of cap due to servicing transfer

Western Federal Credit Union Hawthorne CA - N/A 3 $ 200,000 Transfer of cap due to servicing transfer

$ 217,687 Updated due to quarterly assessment and reallocation

$ 217,686 Updated due to quarterly assessment and reallocation

$ 217,685 Updated due to quarterly assessment and reallocation

$ 217,395 Updated due to quarterly assessment and reallocation

$ 217,385 Updated due to quarterly assessment and reallocation

$ 217,264 Updated due to quarterly assessment and reallocation

$ 217,024 Updated due to quarterly assessment and reallocation

$ 216,945 Updated due to quarterly assessment and reallocation

$ 214,864 Updated due to quarterly assessment and reallocation

$ 214,082 Updated due to quarterly assessment and reallocation

$ 210,998 Updated due to quarterly assessment and reallocation

$ 210,266 Updated due to quarterly assessment and reallocation

$ 209,289 Updated due to quarterly assessment and reallocation

$ 207,535 Updated due to quarterly assessment and reallocation

$ 196,018 Reallocation due to MHA program deobligation

$ 195,617 Updated due to quarterly assessment and reallocation

$ 192,476 Updated due to quarterly assessment and reallocation

$ 190,600 Updated due to quarterly assessment and reallocation

$ 188,723 Updated due to quarterly assessment and reallocation

$ 185,441 Updated due to quarterly assessment and reallocation

$ 182,340 Updated due to quarterly assessment and reallocation

$ 183,535 Updated due to quarterly assessment and reallocation

$ 183,436 Updated due to quarterly assessment and reallocation

$ 183,421 Transfer of cap due to servicing transfer

$ 183,159 Transfer of cap due to servicing transfer

$ 183,142 Transfer of cap due to servicing transfer

$ 183,010 Transfer of cap due to servicing transfer

$ 183,006 Transfer of cap due to servicing transfer

$ 182,041 Transfer of cap due to servicing transfer

$ 181,921 Transfer of cap due to servicing transfer

$ 181,796 Transfer of cap due to servicing transfer

$ 181,790 Transfer of cap due to servicing transfer

$ 181,770 Transfer of cap due to servicing transfer

$ 181,731 Transfer of cap due to servicing transfer

$ 181,724 Transfer of cap due to servicing transfer

$ 158,022 Reallocation due to MHA program deobligation

$ 158,021 Transfer of cap due to servicing transfer

$ 158,020 Transfer of cap due to servicing transfer

Weststar Mortgage, Inc. Woodbridge VA $ 100,000 N/A $ 145,056 Updated portfolio data from servicer

$ 145,055 Updated due to quarterly assessment and reallocation

$ 145,054 Updated due to quarterly assessment and reallocation

$ 145,052 Updated due to quarterly assessment and reallocation

$ 145,051 Updated due to quarterly assessment and reallocation

$ 144,819 Updated due to quarterly assessment and reallocation

$ 144,811 Updated due to quarterly assessment and reallocation

$ 144,715 Updated due to quarterly assessment and reallocation

$ 144,524 Updated due to quarterly assessment and reallocation

$ 144,461 Updated due to quarterly assessment and reallocation

$ 136,807 Updated due to quarterly assessment and reallocation

$ 133,928 Updated due to quarterly assessment and reallocation

$ 122,581 Updated due to quarterly assessment and reallocation

$ 119,890 Updated due to quarterly assessment and reallocation

$ 116,295 Updated due to quarterly assessment and reallocation

$ 113,635 Updated due to quarterly assessment and reallocation

$ 106,038 Reallocation due to MHA program deobligation

$ 105,879 Updated due to quarterly assessment and reallocation

$ 104,637 Updated due to quarterly assessment and reallocation

$ 103,895 Updated due to quarterly assessment and reallocation

$ 103,153 Updated due to quarterly assessment and reallocation

$ 101,855 Updated due to quarterly assessment and reallocation

$ 100,629 Updated due to quarterly assessment and reallocation

$ 101,101 Updated due to quarterly assessment and reallocation

$ 101,093 Updated due to quarterly assessment and reallocation

$ 101,092 Transfer of cap due to servicing transfer

03/22/2018 $ (111)

02/26/2018 $ (34)

12/21/2017 $ (702)

04/13/2011 Purchase Financial Instrument for Home Loan Modifications 04/13/2011 $ 200,000

09/26/2018 $ (17)

08/27/2018 $ (16)

07/26/2018 $ (294,936)

06/21/2018 $ (41)

04/25/2018 $ (220)

06/26/2014 $ (121)

03/26/2014 $ (10)

12/23/2013 $ (290)

03/25/2013 $ (1)

09/27/2012 $ (1)

06/29/2011 $ 17,687

06/25/2015 $ (732)

04/28/2015 $ (3,084)

03/26/2015 $ (782)

12/29/2014 $ (2,081)

09/29/2014 $ (79)

07/29/2014 $ (240)

06/27/2016 $ (1,876)

05/31/2016 $ (3,141)

03/28/2016 $ (401)

02/25/2016 $ (11,517)

12/28/2015 $ (1,754)

09/28/2015 $ (977)

12/27/2016 $ (15)

11/29/2016 $ (99)

11/07/2016 $ 1,195

10/25/2016 $ (3,101)

09/28/2016 $ (3,282)

07/27/2016 $ (1,877)

10/26/2017 $ (120)

09/26/2017 $ (965)

07/26/2017 $ (4)

06/26/2017 $ (132)

04/26/2017 $ (17)

02/27/2017 $ (262)

07/26/2018 $ (23,702)

06/21/2018 $ (7)

04/25/2018 $ (39)

03/22/2018 $ (20)

02/26/2018 $ (6)

12/21/2017 $ (125)

09/27/2012 $ (2)

06/28/2012 $ (1)

06/29/2011 $ (1)

09/30/2010 Purchase Financial Instrument for Home Loan Modifications 09/30/2010 $ 45,056

09/26/2018 $ (1)

08/27/2018 $ (1)

09/29/2014 $ (63)

07/29/2014 $ (191)

06/26/2014 $ (96)

03/26/2014 $ (8)

12/23/2013 $ (232)

03/25/2013 $ (1)

12/28/2015 $ (2,660)

09/28/2015 $ (3,595)

06/25/2015 $ (2,691)

04/28/2015 $ (11,347)

03/26/2015 $ (2,879)

12/29/2014 $ (7,654)

09/28/2016 $ (1,298)

07/27/2016 $ (742)

06/27/2016 $ (742)

05/31/2016 $ (1,242)

03/28/2016 $ (159)

02/25/2016 $ (7,597)

12/27/2016 $ (1)

11/29/2016 $ (8)

11/07/2016 $ 472

10/25/2016 $ (1,226)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

$ 101,070 Transfer of cap due to servicing transfer

$ 101,069 Transfer of cap due to servicing transfer

$ 101,058 Transfer of cap due to servicing transfer

$ 100,605 Transfer of cap due to servicing transfer

$ 100,549 Transfer of cap due to servicing transfer

$ 100,491 Transfer of cap due to servicing transfer

$ 100,488 Transfer of cap due to servicing transfer

$ 100,479 Transfer of cap due to servicing transfer

$ 100,461 Transfer of cap due to servicing transfer

$ 100,458 Transfer of cap due to servicing transfer

$ 100,072 Reallocation due to MHA program deobligation

Wilshire Credit Corporation Beaverton OR $ 366,000,000 N/A $ 453,130,000 Updated portfolio data from servicer

$ 203,460,000 Updated portfolio data from servicer/additional program initial cap

$ 323,160,000 Updated portfolio data from servicer/additional program initial cap

$ 375,430,000 Updated portfolio data from servicer

$ 365,150,000 Transfer of cap due to servicing transfer

$ 363,270,000 Transfer of cap due to servicing transfer

$ 76,760,000 Transfer of cap due to servicing transfer

$ 96,300,000 Updated portfolio data from servicer

$ 96,090,000 Transfer of cap due to servicing transfer

$ 95,990,000 Transfer of cap due to servicing transfer

$ 164,555,782 Updated portfolio data from servicer

$ 164,555,535 Updated due to quarterly assessment and reallocation

$ 164,555,241 Updated due to quarterly assessment and reallocation

$ 164,552,462 Updated due to quarterly assessment and reallocation

7 $ 1,657,394 Termination of SPA

Yadkin Valley Bank Elkin NC $ 240,000 N/A $ 300,000 Updated portfolio data from servicer/additional program initial cap

$ 650,000 Updated portfolio data from servicer/additional program initial cap

$ 2,010,000 Updated portfolio data from servicer

$ 200,000 Updated portfolio data from servicer

$ 435,167 Updated portfolio data from servicer

$ 435,166 Updated due to quarterly assessment and reallocation

$ 435,162 Updated due to quarterly assessment and reallocation

$ 435,159 Updated due to quarterly assessment and reallocation

$ 435,152 Updated due to quarterly assessment and reallocation

$ 435,151 Updated due to quarterly assessment and reallocation

$ 435,146 Updated due to quarterly assessment and reallocation

$ 435,144 Updated due to quarterly assessment and reallocation

$ 435,143 Updated due to quarterly assessment and reallocation

$ 433,969 Updated due to quarterly assessment and reallocation

$ 433,926 Updated due to quarterly assessment and reallocation

$ 433,419 Updated due to quarterly assessment and reallocation

$ 432,411 Updated due to quarterly assessment and reallocation

$ 432,078 Updated due to quarterly assessment and reallocation

$ 398,767 Updated due to quarterly assessment and reallocation

$ 386,223 Updated due to quarterly assessment and reallocation

$ 336,065 Updated due to quarterly assessment and reallocation

$ 327,610 Updated due to quarterly assessment and reallocation

$ 316,061 Updated due to quarterly assessment and reallocation

$ 306,493 Updated due to quarterly assessment and reallocation

$ 257,622 Reallocation due to MHA program deobligation

$ 256,601 Updated due to quarterly assessment and reallocation

$ 249,854 Updated due to quarterly assessment and reallocation

$ 245,823 Updated due to quarterly assessment and reallocation

$ 239,550 Updated due to quarterly assessment and reallocation

$ 228,579 Updated due to quarterly assessment and reallocation

$ 218,212 Updated due to quarterly assessment and reallocation

$ 222,209 Updated due to quarterly assessment and reallocation

$ 222,045 Updated due to quarterly assessment and reallocation

$ 222,020 Transfer of cap due to servicing transfer

$ 221,472 Transfer of cap due to servicing transfer

$ 221,436 Transfer of cap due to servicing transfer

$ 221,159 Transfer of cap due to servicing transfer

$ 221,158 Transfer of cap due to servicing transfer

$ 221,138 Transfer of cap due to servicing transfer

$ 199,251 Transfer of cap due to servicing transfer

$ 196,537 Transfer of cap due to servicing transfer

$ 193,709 Transfer of cap due to servicing transfer

6 $ 144,486 Termination of SPA

ZB, N.A. Salt Lake City UT - N/A 3 $ 20,000 Transfer of cap due to servicing transfer

$

04/26/2017 $ (1)

02/27/2017 $ (22)

03/22/2018 $ (9)

02/26/2018 $ (3)

12/21/2017 $ (58)

10/26/2017 $ (56)

09/26/2017 $ (453)

06/26/2017 $ (11)

12/30/2009 $ 119,700,000

09/30/2009 $ (249,670,000)

04/20/2009 Purchase Financial Instrument for Home Loan Modifications 06/12/2009 $ 87,130,000

07/26/2018 $ (386)

06/21/2018 $ (3)

04/25/2018 $ (18)

07/16/2010 $ (210,000)

07/14/2010 $ 19,540,000

06/16/2010 $ (286,510,000)

05/14/2010 $ (1,880,000)

04/19/2010 $ (10,280,000)

03/26/2010 $ 52,270,000

10/19/2011 $ (162,895,068)

06/29/2011 $ (2,779)

03/30/2011 $ (294)

01/06/2011 $ (247)

09/30/2010 $ 68,565,782

08/13/2010 $ (100,000)

01/06/2011 $ (1)

09/30/2010 $ 235,167

07/14/2010 $ (1,810,000)

03/26/2010 $ 1,360,000

12/30/2009 $ 350,000

09/23/2009 Purchase Financial Instrument for Home Loan Modifications 10/02/2009 $ 60,000

06/27/2013 $ (2)

03/25/2013 $ (5)

12/27/2012 $ (1)

09/27/2012 $ (7)

06/28/2012 $ (3)

06/29/2011 $ (4)

09/29/2014 $ (333)

07/29/2014 $ (1,008)

06/26/2014 $ (507)

03/26/2014 $ (43)

12/23/2013 $ (1,174)

09/27/2013 $ (1)

12/28/2015 $ (9,568)

09/28/2015 $ (11,549)

06/25/2015 $ (8,455)

04/28/2015 $ (50,158)

03/26/2015 $ (12,544)

12/29/2014 $ (33,311)

09/28/2016 $ (10,971)

07/27/2016 $ (6,273)

06/27/2016 $ (4,031)

05/31/2016 $ (6,747)

03/28/2016 $ (1,021)

02/25/2016 $ (48,871)

04/26/2017 $ (36)

02/27/2017 $ (548)

12/27/2016 $ (25)

11/29/2016 $ (164)

11/07/2016 $ 3,997

10/25/2016 $ (10,367)

12/21/2017 $ (2,828)

10/26/2017 $ (2,714)

09/26/2017 $ (21,887)

07/26/2017 $ (20)

07/14/2017 $ (1)

06/26/2017 $ (277)

Total Initial CAP 23,831,570,005 Total CAP Adjustments $ (55,552,304)

09/15/2016 Purchase Financial Instrument for Home Loan Modifications 09/15/2016 $ 20,000

01/16/2018 $ (49,223)
Name of Institution City State Pricing 

Mechanism

Note CAP Adjustment Amount Adjusted CAP Reason for Adjustment

Servicer Modifying Borrowers' Loans Adjustment Details

Date Transaction 

Type

Investment Description Cap of Incentive Payments on Behalf 

of Borrowers and to Servicers & 

Lenders/Investors (Cap) * 

Adjustment 

Date

1/

2/

3/

4/

5/

6/

7/

8/

9/

10/

11/

12/

13/

14/

15/

16/

In May 2010, U.S. mortgage servicing business HomEq was sold to Ocwen Loan Servicing. The remaining Adjusted Cap stated above represents the amount previously paid to HomEq prior to such sale. 

In December 2012, Ocwen Financial Corporation completed the acquisition of Homeward Residential, Inc. The remaining Adjusted Cap stated above represents the amount previously paid to Homeward prior to such acquisition. 

Effective June, 2014, New Penn Financial LLC d/b/a Shellpoint Mortgage Servicing, a AAA servicer, completed the acquisition of Resurgent Mortgage Servicing, from Resurgent Capital Services L.P., also a AAA servicer. The Adjusted Cap of Resurgent Capital Services L.C. stated above represents the amount previously paid to Resurgent under their AAA 

obligations pursuant to certain Servicer Participation Agreements prior to such acquisition.

Effective February 15, 2013, Ocwen Loan Servicing, LLC acquired certain assets of GMAC Mortgage, LLC, pursuant to a Sale Order entered in connection with the bankruptcy cases of Residential Capital, LLC and certain of its affiliated debtors.

* The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf 

of borrowers and payments to servicers and lenders/investors. The Cap is subject to adjustment based on the total amount allocated to the program and individual 

servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.

Bank of America, N.A., Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, LP. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior to such merger.

In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer.

RBC Bank (USA) was merged with PNC Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to RBC Bank (USA) prior to such merger. 

On July 1, 2012, Saxon Mortgage Services, Inc. ceased servicing operations by selling its mortgage servicing rights and transferring the subservicing relationships to third-party servicers. The remaining Adjusted Cap stated above represents the amount previously paid to Saxon Mortgage Services, Inc. prior to ceasing servicing operations.

As of July,3 2012, Aurora Loan Services LLC has discontinued its servicing function and sold all remaining servicing rights to Nationstar Mortgage. The remaining Adjusted Cap stated above represents the amount previously paid to Aurora Loan Services LLC, prior to ceasing servicing operations.

Effective September 1, 2011 Litton Loan Servicing LP was acquired by Ocwen Financial Corporation. The remaining Adjusted Cap stated above represents the amount previously paid to Litton prior to such acquistion. 

On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 

Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger.

This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.

On 8/27/10, an amendment was executed to reflect a change in the legal name of the institution.

MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement. 

The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination.

Total CAP $ 23,776,017,701
Name of Institution Borrowers Lenders / Investors Servicer Total Payments to Date

21st Mortgage Corporation $ 3,837,906.10 $ 5,618,791.24 $ 1,028,242.91 $ 10,484,940.25

Allstate Mortgage Loans & Investments, Inc $ 18,448.57 $ 12,609.60 $ 8,035.81 $ 39,093.98

Ally Bank $ 813,362.17 $ 2,042,750.42 $ 319,305.59 $ 3,175,418.18

Ameriana Bank $ 8,000.00 $ 8,749.96 $ - $ 16,749.96

Apex Bank $ 207,916.71 $ 112,393.46 $ 9,000.00 $ 329,310.17

Aurora Financial Group, Inc $ 24,689.43 $ - $ 27,843.67 $ 52,533.10

Aurora Loan Services LLC $ 15,997,418.00 $ 41,236,849.69 $ 28,629,251.10 $ 85,863,518.79

Axiom Bank $ 10,000.00 $ 13,174.90 $ 1,000.00 $ 24,174.90

Banco Popular de Puerto Rico $ 3,304,938.48 $ 148,677.19 $ 2,746,886.45 $ 6,200,502.12

Bank of America, N.A. $ 4,099,061.97 $ 17,843,110.01 $ 9,075,438.92 $ 31,017,610.90

Bank of America, National Association $ 676,726,563.83 $ 974,442,774.37 $ 487,962,935.40 $ 2,139,132,273.60

BankUnited, N.A. $ 16,412,114.44 $ 41,054,782.04 $ 14,468,550.26 $ 71,935,446.74

Banner Bank $ 10,000.00 $ - $ 3,000.00 $ 13,000.00

Bayview Loan Servicing LLC $ 101,348,577.34 $ 186,371,682.62 $ 56,561,881.18 $ 344,282,141.14

BMO Harris Bank, N.A. $ 682.17 $ - $ 744.18 $ 1,426.35

Bridgelock Capital dba Peak Loan Servicing $ 5,833.33 $ 1,698.78 $ - $ 7,532.11

Caliber Home Loans, Inc. $ 2,587,934.05 $ 7,586,530.84 $ 5,776,331.92 $ 15,950,796.81

California Housing Finance Agency $ 5,916.67 $ 6,773.90 $ 4,800.00 $ 17,490.57

Carrington Mortgage Services, LLC $ 51,618,235.82 $ 64,359,704.81 $ 39,697,474.24 $ 155,675,414.87

Central Florida Educators Federal Credit Union $ 546,330.08 $ 443,326.85 $ 357,526.94 $ 1,347,183.87

Central Pacific Bank $ 10,000.00 $ - $ 3,000.00 $ 13,000.00

Cheviot Savings Bank $ 4,000.00 $ 3,075.53 $ 2,000.00 $ 9,075.53

CIT Bank, N.A. $ 83,456,164.48 $ 256,106,123.12 $ 92,889,599.13 $ 432,451,886.73

CitiMortgage, Inc. $ 179,392,215.45 $ 401,328,037.74 $ 156,840,944.96 $ 737,561,198.15

Citizens Bank, N.A. $ 9,743,698.87 $ 11,086,096.29 $ 7,066,702.94 $ 27,896,498.10

Citizens First National Bank $ 27,229.56 $ 67,847.26 $ 46,729.55 $ 141,806.37

Colorado Federal Savings Bank $ 33,691.63 $ 31,334.45 $ 4,000.00 $ 69,026.08

Columbia Bank $ 60,916.67 $ 59,748.95 $ 10,000.00 $ 130,665.62

Community Credit Union of Florida $ 3,000.00 $ 4,631.53 $ 5,000.00 $ 12,631.53

Desjardins Bank $ 8,000.00 $ 13,643.72 $ 1,000.00 $ 22,643.72

Ditech Financial LLC $ 179,248,091.74 $ 76,924,589.79 $ 28,073,787.18 $ 284,246,468.71

DuPage Credit Union $ 74,570.70 $ 51,810.58 $ 20,442.42 $ 146,823.70

Eastern Bank $ 9,916.67 $ - $ 3,000.00 $ 12,916.67

EMC Mortgage Corporation $ 7,569,459.20 $ 11,592,937.05 $ 16,279,383.05 $ 35,441,779.30

Fay Servicing, LLC $ 27,786,002.96 $ 38,113,880.08 $ 9,774,508.53 $ 75,674,391.57

FCI Lender Services, Inc. $ 148,537.61 $ 213,633.70 $ 72,824.24 $ 434,995.55

Fidelity Bank $ 32,731.68 $ 48,703.82 $ 38,448.76 $ 119,884.26

Fifth Third Bank $ 9,750.01 $ - $ 3,000.00 $ 12,750.01

FIRST BANK $ 2,747,144.53 $ 3,026,305.33 $ 1,745,409.40 $ 7,518,859.26

First Citizens Bank & Trust Company $ 15,916.67 $ 6,459.46 $ 3,000.00 $ 25,376.13

First Financial Bank N.A. $ 11,750.00 $ - $ 1,000.00 $ 12,750.00

First Keystone Bank $ 2,775.62 $ 3,423.27 $ 8,717.90 $ 14,916.79

First Merchants Bank $ 5,000.00 $ 178.53 $ - $ 5,178.53

First Mortgage Corporation $ 3,916.67 $ - $ 3,000.00 $ 6,916.67

First National Bank of Pennsylvania $ 10,916.67 $ 1,120.30 $ 1,000.00 $ 13,036.97

First State Bank $ 20,000.00 $ - $ 6,000.00 $ 26,000.00

Flagstar Capital Markets Corporation $ 7,000.00 $ - $ - $ 7,000.00

Florida Community Bank, NA $ 13,000.00 $ 15,460.93 $ 11,000.00 $ 39,460.93

FNF Servicing, Inc $ 148,637.07 $ 579.36 $ 66,971.91 $ 216,188.34

Franklin Credit Management Corporation $ 348,804.37 $ 659,459.08 $ 743,023.67 $ 1,751,287.12

Franklin Savings $ 1,750.00 $ 3,864.59 $ 4,000.00 $ 9,614.59

Freedom Mortgage Corporation $ 6,000.00 $ - $ - $ 6,000.00

Fresno County Federal Credit Union $ 3,833.34 $ 13,204.31 $ 7,916.67 $ 24,954.32

Georgia Housing & Finance Authority DBA State Home Mortgage $ 3,500.00 $ - $ 2,000.00 $ 5,500.00

Glass City Federal Credit Union $ 4,000.00 $ 2,473.84 $ 6,000.00 $ 12,473.84

GMAC Mortgage, LLC $ 63,425,899.58 $ 148,796,298.28 $ 97,337,470.22 $ 309,559,668.08

Great Lakes Credit Union $ 68,424.35 $ 48,510.06 $ 31,443.49 $ 148,377.90

Greater Nevada LLC, dba Greater Nevada Mortgage $ 478,501.07 $ 250,379.51 $ 138,018.91 $ 866,899.49

Gregory Funding LLC $ 1,857,422.57 $ 3,144,800.84 $ 466,769.13 $ 5,468,992.54

Supplemental Information [Not Required by EESA §114(a)]

Making Home Affordable Program

Non-GSE Incentive Payments (through September 2018)
Name of Institution Borrowers Lenders / Investors Servicer Total Payments to Date

Guaranty Bank $ 916.67 $ - $ 1,000.00 $ 1,916.67

Guardian Mortgage Company, Inc $ 6,451.81 $ 13,686.64 $ 1,535.14 $ 21,673.59

Heartland Bank & Trust Company $ 84,251.53 $ 50,796.42 $ 7,625.76 $ 142,673.71

Hillsdale County National Bank $ 247,549.62 $ 62,958.65 $ 67,400.46 $ 377,908.73

Home Loan Services, Inc. $ 169,857.80 $ 2,440,767.73 $ 3,698,606.99 $ 6,309,232.52

Home Servicing, LLC $ 23,241.37 $ 37,322.44 $ 17,594.38 $ 78,158.19

HomEqServicing $ - $ 3,036,319.34 $ 5,272,500.00 $ 8,308,819.34

HomeStar Bank and Financial Services $ 1,916.66 $ 5,572.90 $ 5,833.34 $ 13,322.90

Homeward Residential, Inc. $ 51,759,481.72 $ 133,893,684.23 $ 94,837,607.23 $ 280,490,773.18

Horicon Bank $ 27,181.80 $ 27,034.56 $ 13,169.53 $ 67,385.89

Iberiabank $ - $ 10,502.00 $ 15,000.00 $ 25,502.00

IBM Southeast Employees' Credit Union $ 9,000.00 $ 23,589.08 $ 16,000.00 $ 48,589.08

IC Federal Credit Union $ 55,250.01 $ 71,619.56 $ 42,200.00 $ 169,069.57

Idaho Housing and Finance Association $ 206,181.12 $ 36,680.58 $ 33,025.20 $ 275,886.90

James B.Nutter and Company $ 159,142.56 $ - $ 133,611.06 $ 292,753.62

JPMorgan Chase Bank, NA $ 907,732,239.28 $ 1,568,787,857.37 $ 555,345,851.58 $ 3,031,865,948.23

Kondaur Capital Corporation $ 91,145.71 $ 145,224.51 $ 82,327.82 $ 318,698.04

Lake City Bank $ 46,961.79 $ 24,542.15 $ 28,196.44 $ 99,700.38

Lake National Bank $ 3,000.00 $ 3,651.45 $ 4,000.00 $ 10,651.45

Land/Home Financial Services, Inc. $ 916.67 $ 232.46 $ 1,000.00 $ 2,149.13

LegacyTexas Bank $ 5,000.00 $ 1,656.95 $ - $ 6,656.95

LenderLive Network, Inc $ 38,500.01 $ 69,769.61 $ 8,000.00 $ 116,269.62

Litton Loan Servicing, LP $ 13,441,220.42 $ 35,353,125.99 $ 27,530,413.93 $ 76,324,760.34

Los Alamos National Bank $ 262,044.16 $ 70,124.97 $ 66,087.67 $ 398,256.80

M&T Bank $ 4,686,468.97 $ 2,200.63 $ 4,492,064.21 $ 9,180,733.81

Mainsource Bank $ 5,000.00 $ - $ - $ 5,000.00

Marix Servicing LLC $ 352,195.77 $ 970,196.74 $ 839,632.77 $ 2,162,025.28

Marsh Associates, Inc. $ 9,687.97 $ - $ 10,649.38 $ 20,337.35

Maryland Community Development Administration $ 115,122.38 $ - $ 48,454.02 $ 163,576.40

Matrix Financial Services Corp. $ 20,881.45 $ 49,021.19 $ 14,400.00 $ 84,302.64

MidFirst Bank $ 76,523,982.35 $ 5,414,339.81 $ 62,141,999.70 $ 144,080,321.86

Midwest Community Bank $ 1,000.00 $ 1,817.60 $ 2,000.00 $ 4,817.60

Mission Federal Credit Union $ 237,941.01 $ 350,616.32 $ 155,981.25 $ 744,538.58

MorEquity, Inc. $ 345,841.21 $ 2,305,003.00 $ 1,977,320.74 $ 4,628,164.95

Mortgage Center LLC $ 692,198.39 $ 681,813.65 $ 567,223.27 $ 1,941,235.31

Mortgage Investors Group $ 9,916.67 $ - $ 2,916.67 $ 12,833.34

National City Bank $ 30,648,823.37 $ 26,399,751.96 $ 15,210,542.92 $ 72,259,118.25

Nationstar Mortgage, LLC dba Mr. Cooper $ 465,372,684.91 $ 639,546,080.25 $ 219,722,589.49 $ 1,324,641,354.65

Nationwide Advantage Mortgage Company $ 7,916.67 $ - $ - $ 7,916.67

Navy Federal Credit Union $ 3,550,488.83 $ 4,914,826.67 $ 2,373,403.73 $ 10,838,719.23

New Jersey Housing and Mortgage Finance Agency $ 118,218.02 $ - $ 35,805.11 $ 154,023.13

New Penn Financial, LLC dba Shellpoint Mortgage Servicing $ 33,877,606.13 $ 34,128,357.72 $ 13,941,442.74 $ 81,947,406.59

New York Community Bank $ 128,767.96 $ 107,588.41 $ 48,757.12 $ 285,113.49

North American Savings Bank $ 25,000.00 $ 16.76 $ 1,200.00 $ 26,216.76

Oakland Municipal Credit Union $ - $ 3,568.11 $ 6,500.00 $ 10,068.11

Ocwen Loan Servicing, LLC $ 991,383,896.58 $ 2,728,912,264.15 $ 634,258,337.39 $ 4,354,554,498.12

ORNL Federal Credit Union $ 89,465.20 $ 66,322.93 $ 66,661.22 $ 222,449.35

OwnersChoice Funding, Incorporated $ 195,146.50 $ 261,772.67 $ 132,729.28 $ 589,648.45

Park View Federal Savings Bank $ 11,000.00 $ 23,936.55 $ 19,000.00 $ 53,936.55

Pathfinder Bank $ 13,417.47 $ 24,237.19 $ 36,506.84 $ 74,161.50

PennyMac Loan Services, LLC $ 15,651,722.63 $ 47,984,233.55 $ 18,609,193.86 $ 82,245,150.04

PHH Mortgage Corporation $ 331,045.15 $ 175,093.87 $ 80,117.84 $ 586,256.86

Planet Home Lending, LLC $ 61,922.49 $ 952,432.71 $ 64,692.26 $ 1,079,047.46

Plaza Home Mortgage, Inc $ 9,916.67 $ - $ 3,000.00 $ 12,916.67

PNC Bank, National Association $ 557,583.10 $ 3,084,871.66 $ 883,250.00 $ 4,525,704.76

Purdue Federal Credit Union $ 10,000.00 $ 3,976.20 $ 4,000.00 $ 17,976.20

Quantum Servicing Corporation $ 133,393.34 $ 332,061.47 $ 179,984.09 $ 645,438.90

Quicken Loans, Inc. $ 9,916.67 $ - $ 7,000.00 $ 16,916.67

Residential Credit Solutions, Inc. $ 6,562,210.62 $ 10,872,692.73 $ 4,628,786.15 $ 22,063,689.50

Resurgent Capital Services L.P. $ 708,326.40 $ 1,696,730.62 $ 797,664.52 $ 3,202,721.54

RG Mortgage $ 164,852.94 $ 227,582.28 $ 401,333.81 $ 793,769.03

Rockland Trust Company $ 20,000.00 $ - $ 6,000.00 $ 26,000.00

RoundPoint Mortgage Servicing Corporation $ 892,431.96 $ 1,119,608.47 $ 677,397.71 $ 2,689,438.14

Rushmore Loan Management Services LLC $ 21,410,938.85 $ 24,051,196.33 $ 5,142,148.00 $ 50,604,283.18
Name of Institution Borrowers Lenders / Investors Servicer Total Payments to Date

Santander Bank, N.A. $ 916.67 $ 29,988.19 $ 3,400.00 $ 34,304.86

Saxon Mortgage Services Inc $ 19,655,074.77 $ 41,738,413.24 $ 39,413,598.23 $ 100,807,086.24

Schools Financial Credit Union $ 76,583.37 $ 82,344.00 $ 39,500.00 $ 198,427.37

Scotiabank de Puerto Rico $ 1,355,278.38 $ 831,258.36 $ 417,008.60 $ 2,603,545.34

Select Portfolio Servicing, Inc. $ 446,486,112.50 $ 667,901,123.32 $ 283,588,965.50 $ 1,397,976,201.32

Selene Finance LP $ 5,452,245.73 $ 3,528,664.55 $ 3,712,790.75 $ 12,693,701.03

Seneca Mortgage Servicing LLC $ 489,752.72 $ 554,367.75 $ 357,186.68 $ 1,401,307.15

Servis One, Inc. dba BSI Financial Services $ 17,566,614.86 $ 15,674,012.31 $ 5,520,794.85 $ 38,761,422.02

ShoreBank $ 49,915.10 $ 153,906.17 $ 143,165.10 $ 346,986.37

Silver State Schools Credit Union $ 40,355.90 $ 176,298.89 $ 69,189.24 $ 285,844.03

SN Servicing Corporation $ 293,634.19 $ 543,948.10 $ 162,731.32 $ 1,000,313.61

Sortis Financial, Inc. $ 265,004.58 $ 585,281.78 $ 403,564.09 $ 1,253,850.45

Specialized Loan Servicing LLC $ 95,938,889.53 $ 137,629,879.37 $ 53,913,820.76 $ 287,482,589.66

Statebridge Company, LLC $ 211,464.42 $ 390,989.31 $ 171,385.14 $ 773,838.87

Sterling Savings Bank $ 385,881.14 $ 663,661.88 $ 404,196.69 $ 1,453,739.71

SunTrust Bank $ 603,652.48 $ 452,156.14 $ 213,352.94 $ 1,269,161.56

Technology Credit Union $ 111,166.67 $ 267,244.05 $ 81,816.67 $ 460,227.39

The Bryn Mawr Trust Co $ 29,316.16 $ 18,315.73 $ 8,435.80 $ 56,067.69

The Golden 1 Credit Union $ 1,226,902.32 $ 1,799,738.86 $ 784,217.37 $ 3,810,858.55

TIAA FSB $ 10,916.67 $ 10,792.44 $ 3,000.00 $ 24,709.11

U.S. Bank National Association $ 69,772,677.40 $ 68,748,992.52 $ 39,174,940.91 $ 177,696,610.83

Umpqua Bank $ 297,643.74 $ 98,408.92 $ 7,000.00 $ 403,052.66

Unify Financial Federal Credit Union $ 56,166.68 $ 74,554.15 $ 22,916.67 $ 153,637.50

United Bank $ 167,916.67 $ 2,725.70 $ 6,600.00 $ 177,242.37

United Bank Mortgage Corporation $ 193,772.13 $ 103,777.11 $ 66,578.47 $ 364,127.71

Urban Partnership Bank $ 344,704.09 $ 392,373.93 $ 135,918.87 $ 872,996.89

Wachovia Mortgage, FSB $ - $ 76,889.58 $ 162,000.00 $ 238,889.58

Wallick and Volk $ 10,000.00 $ 8,330.60 $ 3,000.00 $ 21,330.60

Webster Bank, N.A. $ 10,000.00 $ - $ 3,000.00 $ 13,000.00

Wells Fargo Bank, N.A. $ 1,009,339,385.99 $ 1,499,765,404.40 $ 633,937,937.11 $ 3,143,042,727.50

Wesbanco Bank Inc. $ 4,596.60 $ - $ 2,757.96 $ 7,354.56

Wescom Central Credit Union $ 702,676.47 $ 934,521.56 $ 312,225.08 $ 1,949,423.11

Wilshire Credit Corporation $ - $ 490,394.10 $ 1,167,000.00 $ 1,657,394.10

Yadkin Valley Bank $ 50,328.61 $ 41,584.65 $ 52,572.98 $ 144,486.24

ZB, N.A. $ 10,000.00 $ - $ 3,000.00 $ 13,000.00

Grand Total $ 5,734,914,024.78 $ 10,015,524,265.43 $ 3,797,684,201.03 $ 19,548,122,491.24
Name of Institution City State

6/23/2010 Nevada Affordable Housing Assistance Corporation Reno NV Purchase Financial Instrument for HHF Program $ 102,800,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 34,056,581 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 57,169,659 N/A

7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 8,885,641 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ (6,664,231) $ 196,247,650 N/A

6/23/2010 CalHFA Mortgage Assistance Corporation Sacramento CA Purchase Financial Instrument for HHF Program $ 699,600,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 476,257,070 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 799,477,026 N/A

4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 213,489,977 N/A

6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 169,769,247 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 1,659,901 $ 2,360,253,221 N/A

6/23/2010 Florida Housing Finance Corporation Tallahassee FL Purchase Financial Instrument for HHF Program $ 418,000,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 238,864,755 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 400,974,381 N/A

5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 77,896,538 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 881,006 $ 1,136,616,680 N/A

6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation Phoenix AZ Purchase Financial Instrument for HHF Program $ 125,100,000 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 142,666,006 N/A

5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 28,282,519 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 98,195 $ 296,146,720 N/A

6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation Lansing MI Purchase Financial Instrument for HHF Program $ 154,500,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 128,461,559 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 215,644,179 N/A

4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 74,491,816 N/A

6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 188,106,491 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 418,256 $ 761,622,301 N/A

8/3/2010 North Carolina Housing Finance Agency Raleigh NC Purchase Financial Instrument for HHF Program $ 159,000,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 120,874,221 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 202,907,565 N/A

4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 78,016,445 N/A

6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 145,709,333 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 431,318 $ 706,938,882 N/A

8/3/2010 Ohio Homeowner Assistance LLC Columbus OH Purchase Financial Instrument for HHF Program $ 172,000,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 148,728,864 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 249,666,235 N/A

7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 191,906,968 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 489,473 $ 762,791,540 N/A

8/3/2010 Oregon Affordable Housing Assistance Corporation Salem OR Purchase Financial Instrument for HHF Program $ 88,000,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 49,294,215 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 82,748,571 N/A

4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 36,425,456 N/A

7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 58,110,108 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 173,930 $ 314,752,280 N/A

8/3/2010 Rhode Island Housing and Mortgage Finance Corporation Providence RI Purchase Financial Instrument for HHF Program $ 43,000,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 13,570,770 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 22,780,803 N/A

6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 36,623,730 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 44,488 $ 116,019,791 N/A

8/3/2010 SC Housing Corp. Columbia SC Purchase Financial Instrument for HHF Program $ 138,000,000 $ - N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program $ - $ 58,772,347 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 98,659,200 N/A

5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 22,030,274 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 210,942 $ 317,672,763 N/A

9/23/2010 Alabama Housing Finance Authority Montgomery AL Purchase Financial Instrument for HHF Program $ 60,672,471 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 101,848,874 $ 162,521,345 N/A

9/23/2010 Kentucky Housing Corporation Frankfort KY Purchase Financial Instrument for HHF Program $ 55,588,050 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 93,313,825 N/A

4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 30,148,245 N/A

6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 27,955,713 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 187,004 $ 207,192,837 N/A

9/23/2010 Mississippi Home Corporation Jackson MS Purchase Financial Instrument for HHF Program $ 38,036,950 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 63,851,373 N/A

5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 19,340,040 N/A

7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 23,063,338 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 125,284 $ 144,416,985 N/A

9/23/2010 GHFA Affordable Housing, Inc. Atlanta GA Purchase Financial Instrument for HHF Program $ 126,650,987 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 212,604,832 N/A

5 5/3/2016 Purchase Financial Instrument for HHF Program $ - $ 30,880,575 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 437,866 $ 370,574,260 N/A

9/23/2010 Indiana Housing and Community Development Authority Indianapolis IN Purchase Financial Instrument for HHF Program $ 82,762,859 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 138,931,280 N/A

4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 28,565,323 N/A

7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 33,454,975 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 279,899 $ 283,994,336 N/A

9/23/2010 Illinois Housing Development Authority Chicago IL Purchase Financial Instrument for HHF Program $ 166,352,726 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 279,250,831 N/A

6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 269,474,060 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 537,478 $ 715,615,095 N/A

9/23/2010 New Jersey Housing and Mortgage Finance Agency Trenton NJ Purchase Financial Instrument for HHF Program $ 112,200,637 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 188,347,507 N/A

7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 114,585,818 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 378,092 $ 415,512,054 N/A

9/23/2010 District of Columbia Housing Finance Agency Washington DC Purchase Financial Instrument for HHF Program $ 7,726,678 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 12,970,520 N/A

6 6/1/2016 Purchase Financial Instrument for HHF Program $ - $ 8,047,933 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 29,136 $ 28,774,267 N/A

9/23/2010 Tennessee Housing Development Agency Nashville TN Purchase Financial Instrument for HHF Program $ 81,128,260 $ - N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program $ - $ 136,187,333 N/A

4 4/1/2016 Purchase Financial Instrument for HHF Program $ - $ 51,945,211 N/A

7 6/28/2016 Purchase Financial Instrument for HHF Program $ - $ 32,794,226 N/A

8 1/31/2018 Purchase Financial Instrument for HHF Program $ - $ 281,963 $ 302,336,993 N/A

$ 9,600,000,000

8) On 1/31/2018, Treasury updated program allocations due to an annual assessment and reallocation.

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets

Hardest Hit Funds (HHF) Program

Note Date

Seller Transaction 

Type Investment Description

Initial Investment 

Amount

Additional 

Investment Amount

7) On 6/28/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

6) On 6/1/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

Investment Amount 1 

Pricing 

Mechanism

TOTAL INVESTMENT AMOUNT 

5) On 5/3/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

1) The purchase will be incrementally funded up to the investment amount.

2) On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

3) On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

4) On 4/1/2016, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.
Name City State

1 9/3/2010 Citigroup, Inc. New York NY Purchase Facility Purchase Agreement $ 8,117,000,000 $ - $ 8,117,000,000

2 3/4/2013 $ (7,092,000,000) $ 1,025,000,000

3 3/31/2015 $ (900,000,000) $ 125,000,000

4 9/28/2017 $ (80,000,000) $ 45,000,000

$ 45,000,000

1) On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an up to $8 billion, 10-year letter of credit 

(the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the mortgages refinanced under the FHA Short Refinance program during the eligibility period. After that time, the amount of the L/C will be capped at the then-current level. 

Under the terms of the L/C Facility Agreement, Treasury could incur fees for the availability and usage of the L/C up to a maximum amount of $117 million.

2) On March 4, 2013, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 1 to the L/C Facility Agreement, which reduced the maximum amount of the L/C from $8 billion to $1 billion; extends by two years the period of time Treasury 

has to increase the L/C to cover new loans that are entered into the program; and modified the fee structure paid to Citibank, N.A. Based on this new fee structure and the lower L/C, Treasury expects that the fees incurred for the availability and usage of the L/C 

will not exceed $25 million.

N/A

4) On September 28, 2017, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 3 to the L/C Facility Agreement. Amendments included reducing the maximum amount of the L/C from $100 million to $27 million, and modifying the 

structure of administrative fees associated with the facility.

FHA SHORT REFINANCE PROGRAM

Footnote Date

Seller Transaction 

Type Investment Description 

Initial Investment 

Amount Investment Adjustments Investment Amount Pricing Mechanism

3) On March 31, 2015, the U.S. Department of the Treasury and Citibank, N.A. entered into Amendment No. 2 to the L/C Facility Agreement. Amendments included reducing the maximum amount of the L/C from $1 billion to $100 million; extending by approximately 

two years the term of the L/C and the period of time Treasury has to increase the L/C to cover new loans entered into the program; and modifying the structure of administrative fees associated with the facility.

N/A

N/A

N/A

TOTAL INVESTMENT AMOUNT