I. OVERVIEW

In this unprecedented period ofmarket instability, Treasury continues to develop and implement

programs under the Troubled Assets Relief Program (TARP) designed to restore liquidity and

stability to the U.S. financial system while safeguarding taxpayer interests. As new challenges

have arisen, Treasury has responded quickly to adapt to market events and provide support to

U.S. financial institutions and automotive companies in order to prevent disruption to the

financial markets and restore business and household confidence.

Between January 1,2009 and January 31, 2009, Treasury invested $17.8 billion in financial

institutions across the nation as part ofits Capital Purchase Program (CPP), directly infusing

capital into healthy, viable banks in order to increase the capacity ofthese institutions to lend to

U.S. businesses and consumers and support the U.S. economy. Since the inception ofthe CPP in

October 2008, Treasury has invested $195.3 billion through the CPP in small and large, regional -

and national, financial institutions as well as Community Development Financial Institutions, in

45 states and Puerto Rico. To date, the largest investment was $25 billion and the smallest

investment was approximately $1 million.

On January 16,2009, Treasury, the Federal Reserve, and the Federal Deposit Insurance

Corporation (FDIC) completed a guarantee agreement with Citigroup, Inc. (Citigroup), which

was previously announced in November 2008. Under the agreement, Treasury agreed to assume

a second-loss position and absorb up to $5 billion oflosses on a selected group ofmortgagerelated assets held by Citigroup. Similarly, Treasury and the FDIC will provide protection to

Bank ofAmerica Corporation (Bank ofAmerica) against the possibility of unusually large losses

on an asset pool of approximately $118 billion ofloans and securities. This asset pool is backed

by residential and commercial real estate and other such assets. Treasury also announced a $4

billion loan to Chrysler Holding LLC (Chrysler) on January 2, 2009, and a $1.5 billion loan to a

special purpose entity created by Chrysler Financial Services Americas LLC (Chrysler Financial)

on January 16,2009, as part ofa broader program to support the domestic automotive industry in

becoming financially viable. The terms of each ofthese investments require the companies to

comply with enhanced restrictions on executive compensation designed to protect taxpayers.

Treasury is committed to implementing the TARP with the highest degree of accountability and

transparency possible. In January, Treasury collaborated with bank regulators and CPP

participants to develop a survey ofthe 20 largest participating institutions that will collect and

disseminate monthly data on lending and other activities. In addition, the Office of Financial

Stability (OFS) will analyze quarterly monitoring data (call reports) and report on the results.

As part of Treasury's effort to keep taxpayers informed about TARP activities, Treasury

announced on January 28,2009, that it will begin posting redacted investment contracts for

future transactions on Treasury's web site within five to ten business days ofa transaction's
and ensure that TARP investment decisions are protected from lobbyist influence. For example,

under one measure, Treasury will begin certifying to Congress that each TARP investment

decision is based solely on objective investment criteria.

Since the passage ofthe Emergency Economic Stability Act of2008 (EESA) in October 2008,

Treasury has made tremendous strides in developing and implementing programs aimed at

restoring liquidity and stability to the U.S. financial system. In furtherance ofthese programs,

the OFS continues to build its infrastructure by hiring highly-qualified staff, developing robust

internal controls, and promoting transparency. While many challenges lie ahead, we are

confident that these efforts will lay a strong foundation for economic recovery and market

stability.

II. REPORTING REQillREMENTS

This is Treasury's third Section 105(a) Troubled Assets ReliefProgram Report to Congress

(TARP Report) required by EESA. Treasury transmitted its second TARP Report to Congress

on January 5, 2009, covering activities through December 31, 2008. This TARP Report covers

the following activities listed in EESA section 105(a) occurring through the end ofJanuary:

• An overview of actions taken by the Secretary, including the considerations required by

section 103 and the efforts under section 109.

• The actual obligation and expenditure ofthe funds provided for administrative expenses

by section 118.

• A detailed financial statement with respect to the exercise of authority, including:

1. all agreements made or renewed;

2. all insurance contracts entered into pursuant to section 102;

3. all transactions occurring during the initial 60-day period, including the types of

parties involved;

4. the nature ofthe assets purchased;

5. all projected costs and liabilities;

6. operating expenses, including compensation for financial agents;

7. the valuation or pricing method used for each transaction; and

8. a description ofthe vehicles established to exercise such authority.

III. INDIVIDUAL PROGRAMS AND INITIATIVES

The Capital Purchase Program

2
CPP in October 2008 through January 31, 2009, Treasury has invested a total of$195.3 billion in

senior preferred shares in 359 financial institutions in 45 states and Puerto Rico. The application

deadline for publicly-held institutions was November 14,2008, and the deadline for applications

from eligible privately-held financial institutions was December 8, 2008. On January 14,2009,

Treasury issued a term sheet for S corporations with an application deadline of February 13,

2009. The federal banking regulators are evaluating all submitted CPP applications and continue

to send qualifying applications to Treasury for final approval.

Complete details about the Capital Purchase Program are available on Treasury's

web site at: http://www.treas.gov/initiatives/eesa/.

The Automotive Industry Financing ProgramThe objective ofthe Automotive Industry Financing Program (AIFP) is to prevent a significant

disruption ofthe American automotive industry, which would pose a systemic risk to financial

market stability and have a negative effect on the economy ofthe United States. The program

requires participating institutions to implement plans that will achieve long-term viability.

Participating institutions must also adhere to rigorous executive compensation standards and

other measures to protect the taxpayer's interests, including limits on the institution's

expenditures and other corporate governance requirements. Guidelines for the AIFP are

published on Treasury's web site.

On January 2,2009, Treasury provided a three-year $4 billion loan to Chrysler under the AIFP.

The loan is secured by various collateral, including parts inventory, real estate, and certain equity

interests held by Chrysler. The agreement requires Chrysler to submit a restructuring plan to

achieve long-term viability for review by the President's designee and provides for acceleration

ofthe loan ifthose goals are not met. Under the agreement, Chrysler must comply with other

binding terms and conditions designed to protect taxpayer funds, including compliance with

certain enhanced executive compensation and expense-control requirements. In lieu of warrants,

Treasury received a senior unsecured note ofChrysler payable to Treasury in the principal

amount of $267 million.

On January 16,2009, Treasury announced that it will make a loan under the AlFP of up to $1.5

billion to Chrysler LB Receivables Trust (Chrysler Trust), a special purpose entity created by

Chrysler Financial, to finance the extension of new consumer auto loans. The five-year loan is

secured by a senior secured interest in a pool of newly originated consumer automotive loans,

and Chrysler will serve as a guarantor for certain covenants ofChrysler Financial. Under the

agreement, Chrysler Financial must comply with the executive compensation and corporate

governance requirements ofsection 111 (b) of EESA, as well as enhanced restrictions on

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Congress. Treasury funded $4 billion ofthis loan on December 31, 2008, and will fund an

additional $4 billion on February 17,2009, subject to GM meeting certain conditions.

The Targeted Investment Program

The Targeted Investment Program (TIP) is designed to prevent a loss of confidence in financial

institutions that could result in significant market disruptions, threatening the financial strength

ofsimilarly situated financial institutions, impairing broader financial markets, and undermining

the overall economy. Treasury will consider institutions as candidates for the TIP on a case-bycase basis, based on a number offactors described in the program guidelines. These factors

include the threats posed by destabilization ofthe institution, the risks caused by a loss of

confidence in the institution, and the institution's importance to the nation's economy. Program

guidelines for the TIP are published on Treasury's web site.

On January 16,2009, Treasury completed its second transaction under the TIP, investing $20

billion in Bank of America. Under the agreement with Bank ofAmerica, Treasury purchased

$20 billion of preferred stock and warrants and will receive an 8 percent dividend, payable

quarterly. As part ofthis agreement, Bank of America must implement rigorous executive

compensation standards and other restrictions on corporate expenditures. As previously

disclosed, Treasury has also invested in Bank of America through the CPP.

The Asset Guarantee Program

The Asset Guarantee Program (AGP) provides guarantees for assets held by systemically

significant financial institutions that face a risk of losing market confidence due in large part to a

portfolio of distressed or illiquid assets. The AGP will be applied with extreme discretion in

order to improve market confidence in the systemically significant institution and in financial

markets broadly. Treasury does not anticipate that the program will be made widely available,

and notes that the EESA requires that premiums under section 102 be set to ensure that taxpayers

are fully protected. Details on the AGP are available on Treasury's web site.

Treasury completed its first transaction under the AGP on January 16,2009, when it finalized the

terms of a guarantee agreement with Citigroup that was previously announced on November 23,

2008. Under the agreement, Treasury, the Federal Reserve, and the FDIC will provide protection

against the possibility oflarge losses on an asset pool of approximately $301 billion of loans and

securities backed by residential and commercial real estate and other such assets, which will

4
and $3 billion to the FDIC. As part ofthe agreement, Citigroup must submit an executive

compensation plan to Treasury and the FDIC for approval and must comply with certain

common stock dividend restrictions. As previously announced, Treasury has also invested in

Citigroup through the CPP and the TIP.

In addition, Treasury and the FDIC announced that they will provide protection to Bank of

America against the possibility of unusually large losses on an asset pool of approximately $118

billion ofloans and securities backed by residential and commercial real estate loans, and other

trading book assets that have been marked to current market value. The large majority ofthese

assets were assumed by Bank ofAmerica as a result ofits recent acquisition of Merrill Lynch &

Co. The assets will remain on Bank ofAmerica's balance sheet. As a fee for this arrangement,

Bank of America will issue preferred shares to Treasury and the FDIC. In addition and if

necessary, the Federal Reserve is prepared to backstop residual risk in the asset pool through a

non-recourse loan. As part ofthe agreement, Bank ofAmerica will be required to submit an

executive compensation plan to Treasury and the FDIC for approval and to adhere to certaincommon stock dividend restrictions. The Bank of America guarantee was announced on January

16,2009, but has not yet been finalized.

1 This represents $29 billion as a "first loss" amount, $9.5 billion in reserves, and $1 billion related to an agreement

on hedging procedures.

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in order to promote financial stability and the other purposes ofthe Emergency Economic

Stabilization Act of 2008.

Interim Assistant Secretary

Office of Financial Stability

6
ForPeftocrEnclng For ng

JanuUY 31, 2IDOI 28, 2IDOI

Budget

Budaet ObJect Class TIlle

Projected Projected

Oblect Class Obllaallons Obllaatlons ExDllndltures

PERSONNEL SERVICES 1100& 1200 PERSONNEL COMPENSATION &BENEFITS 51092 473 $1049446 $1600000 $1500000

PERSONNEl: SERVICES Tola/: 11.ClllZA73 11'041'4411 11100000 11'100'0001

NON-PERSONNEL 2100 TRAVEL &TRANSPORTATION OF PERSONS 17 937 9852 20000 12000

SERVICES 2200 TRANSPORTATION OF THINGS -

2300 RENTS, COMMUNICATIONS, UTILITIES & MISC CHARGES 36S 918 293768 738 000 4200002400 PRINTING &REPRODUCTION 7227 395 395 395

2500 OTHER SERVICES 8539067 6073497 27000 000 9000000

2600 SUPPLIES AND MATERIALS 138163 17833 150000 30000

3100 EQUIPMENT 26,981 26,981 50,000 50,000

3200 LAND &STRUCTURES . 90000 45000

NON-¥ERSONNEL SERVICES Tola/: It'OIS'm! ;;:<1&:422.321: $211:041'3"1 $t157.3l111i

-

. • • , : .. ... ; I

Notes: The statutorily required reporting date results in OFS estimating amounts prior to the Department of the Treasury's accounfing records closing on February 4. 2009-

7
For Period Ending January 31, 2009

Date

Approved Type of

or Renewed Transaction Vendor Purpose

10/10/200810/11/2008

10114/2008

10/16/200810/18/200810/23/200810/29/2008

10/29/200810/31/2008

111712008

11/14/2008

1213/2008

12/5/2008

1215/2008

12/10/2008

12115/200812124/2008

11712009

1/27/20091/27/2009

BPA Simpson, Thacher & Bartlett

BPA EnnisKnupp

Financial Agent Bank of New York Mellon

BPA PricewaterhouseCoopersBPA Ernst & Young

IAA GSA - Turner Consulting·

BPA Hughes Hubbard & Reed

BPA Squire Sanders & Dempsey

Contract Lindholm & Associates·

BPA Thacher Proffitt & WoodIAA Securities and Exchange Commission

IAA Trade and Tax Bureau - Treasury

IAA Department of Housing and Urban Development

Procurement Washington Post

BPA Thacher Proffitt & WoodIAA Office of Thrift Supervision

Procurement Cushman and Wakefield of VA, Inc.

Procurement Colonial Parking

BPA Cadwalader Wickersham & Taft, LLP

Procurement Whitaker Brothers Bus. Machines

Legal Services

Investment and Advisory Services

Custodian and Cash Mangement

Internal Control Services

Accounting Services

Archiving Services

Legal ServicesLegal Services

Human Resources Services

Legal Services

Detailees

IT Services

Detailees

Vacancy Announcement

Legal Services

Detailees

PaintingParking

Legal Services

Shredder

• Small or Women-, or Minority-Owned Small Business

-Contract responsiblities assumed by Sonnenschein Nath & Rosenthal via novation.

Note: Kirkland and Ellis LLP was reflected as being awarded on 12/18/08. The BPA was not finalized.

Section l05(a)(3)(B)

8
Citigroup

Name Amount

$5,000,000,000

VI. DETAILED FINANCIAL STATEMENTS CONTINUED

Section l05(a)(3)(F)

u.s. Treasury Department

Office of Financial Stability

Troubled Asset Relief Program

Programmatic Operating Expenses [Section 105(a)(3)(F))

For Period Ending January 31, 2009

Type of Expense

Compensation for financial agents

and legal firms

Section l05(a)(3)(H)

u.S. Treasury Department

Office of Financial Stability

Amount

$11,369,573

Troubled Asset Relief Program

Description of Vehicles Established [Section 105(a)(3«H))

For Period Ending January 31, 2009

Date Vehicle

None

9

Description
CAPITAl. PURCHASE PROGRAM

Seller

Prtclng

Date Name of In.lltullon CItv Stale Tran.actlon TYDIl De.crtDllon prtce Paid Mechanlam

1012812008 Bank of America COrDoration Chartotte NC Purchase Preferred Stock wlWarrants $15000000000 Par

1012812008 Bank of New Vork Mellon COrDoration NewVork NV Purchase Preferred Stock wlWarrants $3 000 000 000 Par1012812008 CitiorDUO Inc. New Vork NV Purchase Preferred Stock wlWarrants $25 000 000 000 Par

1012812008 The Goldman Sachs GrDuo. Inc. New Vork NV Purchase Preferred S10ck wlWarrants $10000000000 Par1012812008 JPMoraan Chase & Co. New Vork NV Purchase Preferred S10ck wlWarrants $25 000 000 000 Par1012812008 Moman Stanley New Vork NV Purchase Preferred S10ck wlWarrants $10000000000 Par1012812008 State Street COrDoration Boston MA Purchase Preferred Stock wlWarrants $2 000 000 000 Par1012812008 Wells FarDo & Comoany San Francisco CA Purchase Preferred Stock wlWarrants $25 000 000 000 Par

11/1412008 Bank of Commerce HoldinGS ReddinG CA Purchase Preferred S10ck wlWarrants $17 000 000 Par

1111412008 1st FS COrDoration Hendersonville NC Purchase Preferred S10ck wlWarrants $16369000 Par

11/1412008 UCBH HoldinGS Inc. San Francisco CA Punchase Preferred Stock wlWarrents $298737000 Par

1111412008 Northem Trust Corooration Chicaao IL Punchase PreferredStockwlWarrents $1 576 000 000 Par1111412008 SunTrust Banks Inc. Atlanta GA Purchase Preferred Stock wlWarrants $3 500 000 000 Par1111412008 BroadwaY Financial Corooration Los Anael.. CA Purchase Preferred Stock wlWarrants $9000000 Par1111412008 Washinaton Federal Inc. Seattle WA Punchase Preferred Stock wlWarrants $200000000 Par

11/1412008 BB&TCorD. Winston-Salem NC Punchase Preferred Stock wlWarrants $3 133 640 000 Par

1111412008 Provident Bancshares COlO. Baltimore MO Punchase Preferred Stock wlWarrents $151500000 Par

11/1412008 Umooua Holdinas COrD. Portland OR Punchase Preferred Stock wlWarrents $214181000 Par

1111412008 Comerica Inc. Dallas TX Punchase Preferred Stock wlWarrents $2 250 000 000 Par1111412008 Remons Financial Com. BirminGham AI. Punchase Preferred Stock wlWarrants $3 500 000 000 Per1111412008 CaDital One Financial Corooration Mclean VA Punchase Preferred Stock wlWarrants $3 555 199 000 Par1111412008 First Horizon National COrDoration Memohis TN Purchase Preferred Stock wlWarrents $866 540000 Par

11/1412008 Huntinaton Bancshares Columbus OH Purchase Preferred Stock wlWarrants $1 398 071 000 Par

11/1412008 KevCorD Cleveland OH Purchase Preferred Stock wlWarrents $2 500 000 000 Par

1111412008 Vallev National BancOrD WaYne NJ Purchase Preferred Stock wlWarrants $300 000000 Par1111412008 Zions Bancorooration Salt LakeCilv UT Purchase Preferred Stock wlWarrants $1 400 000 000 Par1111412008 Marsha" & Ilsley Comoration Milwaukee WI Purchase Preferred Stock wlWarrants $1 715000 000 Par1111412008 U.S. BancorD Minneaoolis MN Purchase Preferred Stock wlWerrants $6 599 000 000 Par1111412008 TCF Financial Comoration Wayzata MN Purchase Preferred Stock wlWerrants $361172000 Par1112112008 First Niaaara Financial Gro,m LockDOrt IN Purchase Preferred Stock wlWerrants $184011000 Par

1112112008 HF Financial COrD. Sioux Falls SO Purchase Preferred Stock wlWarrents $25000000 Par1112112008 Centerstate Banks of Florida Inc. Oavennort FL Purchase Preferred !;tock wlWarrents 875 000 Par1112112008 City National Comoration Bevertv Hills CA Purchase Preferred Stock wlWarrents $400000 000 Par1112112008 First Communitv Bankshares Inc. Bluefield VA Purchase Preferred Stock wlWarrants $41500000 Par

1112112008 Wes1em Alliance BancorDoration Las Veaas NV Purchase Preferred Stock wlWarrents $140000000 Par1112112008 Webster Financial Comoration Watertlurv CT Purchase Preferred Stock wlWarrents $400000000 Par1112112008 Pacific Caoital BancorD Santa Bartlara CA Purchase Preferred Stock wlWarrants $180634 000 Par1112112008 HeritaGe Commerce COrD. San Jose CA Purchase Preferred Stock wlWarrents $40000000 Par

1112112008 Ameris BancorD Moultrie GA Purchase Preferred Stock wlWarrents $52000000 Par1112112008 Porter Bancom Inc. Louisville KV Purchase Preferred Stock wlWarrents $35000000 Par

1112112008 Banner COrDoration Walla Walla WA Purchase Preferred Stock wlWarrants $124000000 Par

1112112008 Cascade Financial Corooration Everett WA Purchase Preferred Stock wlWarrants $38970000 Par1112112008 Columbia Bankina System Inc. Tacoma WA Purchase Preferred Stock wlWarrents $76898000 Par1112112008 Heritaoe Financial COrDoration Olymoia WA Purchase Preferred Stock wlWarrants $24000000 Par1112112008 First PacTru" Bancom Inc. Chula Vista CA Purchase Preferred Stock wlWarrents $19300000 Par1112112008 Sevem BancorD. Inc. Annaoolis MO Purchase Preferred Stock wlWarrents $23393000 Par1112112008 Boston Private Financial HoldinGS Inc. Bos1on MA Purchase Preferred Stock wlWarrants $154 000 000 Par

10
121512008 Coastal Bankina Comoanv. Inc. Fernandina Beach FL Purchase Preferred Stock wlWarrants $9950000 Par121512008 East West Bancoro Pasadena CA Purchase Preferred Stock wlWarrants $306 546 000 Par121512008 South Financial Grouo. Inc. Greenville SC Purchase Preferred Stock wlWarrants $347000000 Par121512008 Great Southern Bancoro Sorinafield MO Purchase Preferred Stock wlWarrants $58000 000 Par121512008 CathaY General Bancoro Los Anaeles CA Purchase Preferred Stock wlWarrants $258000000 Par121512008 Southern Communitv Financial Coro. Winston-Salem NC Purchase Preferred Stock wlWarrants $42750000 Par121512008 CVB Financial Coro Ontario CA Purchase Preferred Stock wlWarrants $t30 000 000 Par

121512008 First Defiance Financial Coro. Defiance OH Purchase Preferred Stock wlWarrants $37000000 Par121512008 First Financial Holdinas Inc. Charieston SC Purchase Preferred Stock wlWarrants $65000 000 Par

1215/2008 Suaerior Bancoro Inc. Birrninoham AL Purchase Preferred Stock wlWarrants $69000 000 Par1215/2008 Southwest Bancoro. Inc. Stillwater OK Purchase Preferred Stock wlWarrants $70000 000 Par

121512008 Pooular Inc. San Juan PR Purchase Preferred Stock wlWarrants $935000 000 Par

1215/2008 Blue Vallev Ban Coro Overiand Park KS Purchase Preferred Stock wlWarrants $21750000 Par

121512008 Central Federal Corooration Fairiawn OH Purchase Preferred Stock wlWarrants $7225000 Par

121512008 Bank of Marin Bancoro Novato CA Purchase Preferred Stock wlWarrants $28000000 Par121512008 Bank of North Carolina Thomasville NC Purchase Preferred Stock wlWarrants $31260000 Par

121512008 Central Bancom Inc. Somerville MA Purchase Preferred Stock wlWarrants $10000 000 Par121512008 Southern Missouri Bancoro. Inc. Poolar Bluff MO Purchase Preferred Stock wlWarrants $9550000 Par121512008 State Bancom Inc. Jericho NY Purchase Preferred Stock wlWarrants $36 842 000 Par121512008 TIB Financial Coro Naoles FL Purchase Preferred Stock wlWarrants $37000000 Par121512008 Unitv Bancoro Inc. Clinton NJ Purchase Preferred Stock wlWarrants $20649000 Par

121512008 Old Line Baneshares Inc. Bowie MD Purchase Preferred Stock wlWarrants $7000000 Par

1215/2008 FPB Bancoro Inc. PortSI. Lucie FL Purchase Preferred Stock wlWarrants $5800000 Par

121512008 Steriina Financial Corooration Sookane WA Purchase Preferred Stock wlWarrants $303000000 Par

121512008 Oak Vallev Bancoro Oakdale CA Purchase Preferred Stock wlWarrants $t3 500 000 Par

1211212008 Old National Bancoro Evansville IN Purchase Preferred Stock wlWarrants $100000000 Par1211212008 Caaital Bank Corooration Ralieah NC Purchase Preferred Stock wlWarrants $4t 279 000 Par

12/1212008 Pacific International Bancoro Seattle WA Purchase Preferred Stock wlWarrants $6500000 Par

1211212008 SVB Financial Groua Santa Clara CA Purchase Preferred Stock wlWarrants $235000000 Par

12/1212008 LNB Bancoro Inc. Lorain OH Purchase Preferred Stock wlWarrants $25223000 Par

12/1212008 Wilminaton Trust Corooration Wilminaton DE Purchase Preferred Stock wlWarrants $330000000 Par

t2/1212008 Susouehanna Baneshares Inc Lititz PA Purchase Preferred Stock wlWarrants $300000000 Par

12/1212008 Sianalure Bank New York NY Purchase Preferred Stock wlWarrants $120000000 Par12/1212008 HooFed Bancoro Hookinsvile KY Purchase Preferred Stock wlWarrants $18400000 Par

1211212008 Citizens Reaublic Bancoro Inc. Flint MI Purchase Preferred Stock wlWarrants $300000000 Par1211212008 Indiana Community Bancoro Columbus IN Purchase Preferred Stock wlWarrants $21500000 Par1211212008 Bank of the Ozarks Inc. Little Rock AR Purchase Preferred Stock wlWarrants $75000000 Par1211212008 Center Financial Corooration Los Anoeles CA Purchase Preferred Stock wlWarrants $55000000 Par1211212008 NewBridae Bancoro Greensboro NC Purchase Preferred Stock wlWarrants $52372 000 Par

12/1212008 Steriino Baneshares Inc. Houston TX Purchase Preferred Stock wlWarrants $125198000 Par

1211212008 The Bancoro Inc. Wilminaton DE Purchase Preferred Stock wlWarrants $45220000 Par1211212008 TowneBank Portsmouth VA Purchase Preferred Stock wlWarrants $76458000 Par

12/1212008 Wilshire Bancoro Inc. Los Anaeles CA Purchase Preferred Stock wlWarrants $62158000 Par

12/1212008 Vallev Financial Corooration Roanoke VA Purchase Preferred Stock wlWarrants $16019000 Par

1211212008 Indeeendent Bank Corooration Ionia MI Purchase Preferred Stock wlWarrants $72000000 Par1211212008 Pinnacle Financial Partners Inc. Nashville TN Purchase Preferred Stock wlWarrants $95000000 Par

t2/1212008 First Litchfield Financial Corooration Litchfield CT Purchase Preferred Stock wlWarrants $10000000 Par

1211212008 National Penn Baneshares Inc. Bovertown PA Purchase Preferred Stock wlWarrants $t50 000 000 Par

1211212008 Northeast Bancoro Lewiston ME Purchase Preferred Stock wlWarrants $4227000 Par1211212008 Citizens South Bankina Corooration Gastonia NC Purchase Preferred Stock wlWarrants $20500000 Par1211212008 Viroinia Commerce Bancoro Ariinoton VA Purchase Preferred Stock wlWarrants $71000000 Par1211212008 Fidelitv Bancoro. Inc. Pittsburoh PA Purchase Preferred Stock wlWarrants $7000000 Par1211212008 LSB Corooration North Andover MA Purchase Preferred Stock wlWarrants $15000000 Par

12/1912008 Intermountain Community Bancoro Sandeoint ID Purchase Preferred Stock wlWarrants $27000000 Par

1211912008 Comm unftv West Baneshares Goleta CA Purchase Preferred Stock wlWarrants $15600000 Par

1211912008 Svnovus Financial Coro. Columbus GA Purchase Preferred Stock wlWarrants $967870000 Par

1211912008 Tennessee Commerce Bancoro. Inc. Franklin TN Purchase Preferred Stock wlWarrants $30000000 Par

12/1912008 Community Bankers Trust Corooration GlenAllen VA Purchase Preferred Stock wlWarrants $t7680000 Par

1211912008 BancTrust Financial Groue. Inc. Mobile AL Purchase Preferred Stock wlWarrants $50 000 000 Par

t2/1912008 Enterorise Financial Services Coro. SI. Louis MO Purchase Preferred Stock wlWarrants $35000000 Par

t211912008 Mid Penn Bancoro. Inc. Millersbura PA Purchase Preferred Stock wlWarrants $10000000 Part211912008 Summit State Bank Santa Rosa CA Purchase Preferred Stock wlWarrants $8500000 Par

1211912008 VIST Financial Coro. Wvomissina PA Purchase Preferred Stock wlWarrants $25000000 Par1211912008 Wainwriaht Bank & Trust Comeanv Boston MA Purchase Preferred Stock wlWarrants $22000000 Par1211912008 Whitney Holdino Corooration NewOrieans LA Purchase Preferred Stock wlWarrants $300000 CfOO Par1211912008 The Connecticut Bank and Trust Comeanv Hartford CT Purchase Preferred Stock wlWarrants $5448000 Par

1211912008 CoBiz Financial Inc. Denver CO Purchase Preferred Stock wlWarrants $6445CfCfCfCf Par1211912008 Santa Lucia Bancoro Ataseadero CA Purchase Preferred Stock wlWarrants $4 OCfCfCfCfCf Par

1211912008 Seacoast Bankino Corooration of Florida Stuart FL Purchase Preferred Stock wlWarrants $50 OCfCf OCfCf Par

t211912008 Horizon Bancoro Michioan City IN Purchase Preferred Stock wlWarrants $25 CfCfCf OCfCf Par

1211912Cf08 Fidelitv Southern Corooration Allanta GA Purchase Preferred Stock wlWarrants $482CfCfCfCfCf Par1211912Cf08 Community Financial Corooration 51aunton VA Purchase Preferred Stock wlWarrants $12643 CfCfCf Par

12/1912008 Berkshire Hills Bancoro. Inc. Pittsfield MA Purchase Preferred Stock wlWarranls $4Cf 000 000 Par

12/1912CfCf8 First Financial Groue Inc WesUake Villa.... CA Purchase Preferred Stock wlWarrants $25000000 Par

12/1912008 AmeriServ Financial Inc Johnstown 1 PA Purchase Preferred Stock wlWarrants $2t 000 000 Par
21 12/1912008 Tri-Counlv F...anciaJ Corooralion Waldorf MD Purchase Preferred Stock wI exercised Warrants $15540000 Par

31 1211912008 OneUnited Bank Boston MA Purchase Preferred Stock $12063000 Par

21 1211912008 Patriot Beneshares Inc. Houston TX Purchase Preferred Stock wI Exercised Warrants $26 038000 Par21 12/1912008 PaCific Cilv FinaCial Corooration Los Anoeles CA Purchase Preferrad Stock wi exercised Warrants $16200000 Par

21 1211912008 Marauette National Corooration Chicaao IL Purchase Preferred Stock wi exercised Warrants $35500000 Par21 1211912008 Exchanae Bank Santa Rosa CA Purchase Preferred Stock wi Exercised Warrants $43000000 Par21 12/1912008 Monadnock Bancoro. Inc. Peterborouah NH Purchase Preferred Stock wI Exercised Warrants $1834000 Par21 12/1912008 Bridaeview Bancoro. Inc. Bridoeview IL Purchase Preferred $lock wI Exercised Warrants $38000000 Par

21 12/1912008 Fidelity Financial Co'lloralion Wichtta KS Purchase Preferred Stock wI Exercised Warrants $36.282000 Par21 12/1912008 Pataosco Bancoro. Inc. Dundalk MD Purchase Preferred Stock wI Exercised Warrants $6 000000 Par21 12/1912008 NCAL Bancoro Los Anaeles CA Purchase Preferred Stock wI Exercised Warrants 510000000 Par21 1211912008 FCB Bancoro. Inc. Louisville KY Purchase Preferred Stock wI exercised Warrants $9294000 Par

1212312008 First FinanCial Bancoro Cincinn81i OH Purchase Preferred Stock wI Warrants $80000000 Par

1212312008 Bridae Caoital Holdinas San Jose CA Purchase Preferred Stock wI Warrants $23864000 Par

1212312008 International Baneshares Corooration Laredo TX Purchase Preferred Stock wI Warrants $216000000 Par

1212312008 Rrst Sound Bank Seattle WA Purchase Preferred Stock wI Warrants $7400000 Par1212312008 M&T Bank Corooration Buffalo NY Purchase Preferred Stock wI Warrants $600 000000 Par1212312008 Emc:faire FinanCial Com. Emlenton PA Purchase Preferred Stock wI Warrants $7500000 Par1212312008 Pari< National Corooration Newari< OH Purchase Preferred Stock wI Warrants $100 000000 Par

1212312008 Green Bankshares Inc. Greeneville TN Purchase Preferred Stock wI Warrants $n 278 000 Par1212312008 CeCil Banco'll. Inc. Elkton MD Purchase Preferred Stock wI Warrants $11560000 Par

1212312008 RnanciaJ InstiMions Inc. Warsaw NY Purchase Preferred Stock wI Warrants $37515.000 Par

1212312008 Fulton RnanciaJ Corooration Lancaster PA Purchase Prefenred Stock wi Warrants $376500000 Par

1212312008 Untted Bancorooration of Alabama. Inc. Atmore AL Purchase Preferred Stock wi Warrants $10300 000 Par

1212312008 MutualRrst RnanCiaI Inc. Muncie IN Purchase Prefenred Stock wi Warrants $32382000 Par1212312008 BCSB Bancoro. Inc. Baltimore MD Purchase Preferred Stock wi Warrants $10800000 Par

1212312008 HMN RnanCial Inc. Rochester MN Purchase Preferred Stock wi Warrants $26 000000 Par1212312008 Rrst Community Bank ::ortloralion of America Pinellas Park FL Purchase Preferred Stock wi Warrants $10.685.000 Par1212312008 Steriina Bancoro New Yori< NY Purchase Preferred Stock wi Warrants $42000000 Par1212312008 Intervest Baneshares Corooration NewYori< NY Purchase Preferred Stock wi Warrants $25000000 Par1212312008 Poooies Bancoro of North Carolina Inc. Newton NC Purchase Prefarred Stock wi Warrants $25054.000 Par1212312008 Pari<vaJe Financial Coroorefion Monroeville PA Purchase Prafarred $lock wi Warrants $31762 000 Par1212312008 Timberiand Bancoro Inc. Hoauiam WA Purchase Preferred Stock wI Warrants $16641000 Par1212312008 1st ConstiMion Bancoro Cranbury NJ Purchase Prefarred $lock wI Warrants $12000000 Par1212312008 Central Jersey Bancoro Oakhurst NJ Purchase Preferred Slock wI Warrants $11300000 Par

21 1212312008 Weslem Illinois Bancshares Inc. Monmouth IL Purchase Preferred Stock wI exercised Warranls $6 855 000 Par21 1212312008 Saioon National Bank Weslminstar CA Purchase Preferrad Stock wI exercised Warranls $1549000 Par21 1212312008 CaDital PaCific Bancoro Portland OR Purchase Preferred Stock wI Exercised Warrants $4 000000 Par

21 1212312008 Uwharrie Caottal Coro A1bemarie NC Purchase Preferred Stock wI Exercised Warrants $10000000 Par

31 1212312008 Mission Valley Bancoro Sun Valley CA Purchase Preferrad Stock $5500000 Par

21 1212312008 The Uttle Bank Incorooraled Kinston NC Purchase Preferred Stock wI Exercised Warrants $7500.000 Par21 1212312008 Pacific Commerce Bank Los Anoeles CA Purchase Preferred Stock wi Exercised Warrants $4 060000 Par21 1212312008 Citizens Community Bank South Hill VA Purchase Preferred Stock WI exercised Warrants $3000000 Par21 1212312008 Seacoast Commerce Bank Chula Vista CA Purchase Preferred Stock wi exercised Warrants $1800.000 Par

21 1212312008 TCNB Financial CO'll. Davlon OH Purchase Preferred Stock wi exercised Warrants $2000000 Par21 1212312008 Leader Bancoro. Inc. Minaton MA Purchase Preferred Stock wi Exercised Warrants $5830000 Par21 1212312008 Nicolet Bankshares Inc. Green Bay WI Purchase Preferred Stock wi Exercised Warrants $14964000 Par

2l 1212312008 Maana Bank Memohis TN Purchase Preferred Stock wI Exercised Warrants $13795000 Par

21 1212312008 Western Communilv Baneshares Inc. Palm Desert CA Purchase Preferred Stock wI Exercised Warrants $7290000 Par

2l 1212312008 CommunitY Investors Banco'll. Inc. Bueyrus OH Purchase Preferred $lock wI Exercised Warrants $2600.000 Par

21 1212312008 Caottal Bancoro. Inc. Rockville MD Purchase Preferred Stock wI Exercised Warrants $4 700000 Par

2l 1212312008 Cache Valley Bankino Comoany Looan UT Purchase Prefenred Stock wi Exercised Warrants $4 767 000 Par2l 1212312008 Citizens Bancoro Nevada City CA Purchase Preferred Stock wI exercised Warrants $10400000 Par

21 1212312008 TeMessee Valley Rnancial Hoidinos Inc. Oak Ridoe TN Purchase Preferred Stock wI exercised Warrants $3.000000 Par

21 1212312008 PacifIC Coast Bankers' Baneshares San FranCisco CA Purchase Preferred Stock wi exercised Warrants $11600000 Par

1213112008 SunTrust Banks Inc. Allanta GA Purchase Preferred Stock wi Warranls $1 350 000 000 Par1213112008 The PNC Financial Services Grouo Inc. Pittsburgh PA Purchase Preferred $lock wi Warrants $7 579 200 000 Par1213112008 Fifth Third Bancoro Cincinnati OH Purchase Preferred Stock wi Warrants $3 408 000 000 Par

1213112008 Hamoton Roads Bankshares Inc. Norfolk VA Purchase Preferred Stock wi Warrants $80.347000 Par

1213112008 CIT Grouo Inc. NewYori< NY Purchase Preferred Stock wi Warrants $2 330 000 000 Par1213112008 West Bancorooration Inc. West Des Moines IA Purchase Preferred Stock wi Warrants $36 000000 Par

21 1213112008 Rrst Banks Inc. C1avton MO Purchase Preferred Stock wi exercised Warrants $295400000 Par

11 11912009 Bank of America Comoration Cheriotte NC Purchase Preferred $lock wI Warrants $10000 000 000 Par

11912009 FirstMerit Co'lloration Akron OH Purchase Preferred Stock wI Warrants $125000000 Par

11912009 Farmers Caottal Bank Corooration Frankfort KY Purchase Preferred Stock wI Warrants $30 000000 Par

12
11912009 C&F Financial Corooration West Poiol VA PUfChase Preferred Stock wI Warrants $20000 000 Par11912009 North Central Bancshares Inc. FortDodoe IA Purchase Preferred Stock wI WarraolS $10200 000 Par11912009 Carolina Bank Holdinas Inc. Greensboro NC PUfChase Preferred Stock wI Warrants $16000000 Par11912009 First Bancoro Trov NC PUfchase Preferred Stock wI Warrants $65000000 Par

11912009 First Financial Service Comoration Elizabethtown KY PUfchase Preferred Slack wI Warrants $20000000 Par

11912009 Codorus Vallev Bancoro. Inc. Yor!< PA Purchase Preferred Stock wI Warrants $16500000 Par

11912009 MidSouth Bancoro. Inc. Lafavette LA Purchase Preferred Stock wI Warrants $20000000 Par11912009 First Securilv Grouo Inc. Chattanoooa TN Purchase Preferred Stock wI Warrants $33000000 Par11912009 Shore Baneshares Inc. Easton MD Purchase Preferred Stock wI Warraols $25000000 Par

21 11912009 The Queensborouah Comoanv Louisville GA Purchase Preferred Stock wI Exercised Warrants $t2 000 000 Par

21 119/2009 American Slate Baneshares Inc. Great Bend KS Purchase Preferred Stock wI Exercised Warrants $6 000 000 Par21 11912009 Security California BanCDro Riverside CA Purchase Preferred Stock wI Exercised Warrants $6 815 000 Par21 11912009 Security Business Bancorn San Dieoo CA Purchase Preferred Stock wI Exercised Warrants $5803000 Par

21 11912009 Sound Banking Company Morehead City NC Purchase Preferred Stock wI Exercised Warrants $3070000 Par

31 11912009 Mission Community Bancoro San Luis Obispo CA Purchase Preferred Stock $5116000 Par

21 11912009 Redwood Financial Inc. Redwood Falls MN Purchase Preferred Stock wI Exercised Warrants $2995000 Par21 11912009 Surrey Bancoro MountAirv NC Purchase Preferred Stock wI Exercised Warrants $2000 000 Par21 11912009 Indeoendence Bank East Greenwich RI Purchase Preferred Stock wI Exercised Warranls $1065000 Par21 11912009 Vanev Communitv Bank Pleasenton CA Purchase Preferred Stock wI Exercised Warranls $5500000 Par

21 11912009 Risino Sun Bancoro RisinoSun MD Purchase Preferred Stock wI Exercised Warranls $5983000 Par21 11912009 Communitv Trust Financial ColDOration Ruston LA Purchase Preferred Stock wI Exercised Warrants $24000000 Par21 11912009 GrandSouth Bancorooration Greenvine SC PUfChase Preferred Slock wI Exercised Warrants $9000000 Par21 11912009 Texas National BanCDrooration Jacksonville TX Purchase Preferred Slock wI Exercised Warrants $3981000 Par

21 11912009 Conaaree Baneshares Inc. Cavce SC Purchase Preferred Slock wI Exercised Warrants $3285 000 Par21 11912009 New Yor!< Private Bank & Trust Cornoration NewYor!< NY PUfchase Preferred Stock wI Exercised Warrants $267274000 P,..

1/1612009 Home Banesharas Inc. Conway AR Purchase Praferred Stock wI Warrants $50 000000 Par

1/1612009 Washinmon Banking Comoanyl WhidbeY Island Bank Oak Harbor WA Purchase Preferred Stock wI Warrants $26 380000 Par1/1612009 New Hamoshire Thrift Baneshares Inc. Newoor1 NH Purchase Preferred Stock wI Warraols $10000000 Par

1/1612009 Bar HlM"bor BankshareslBar Harbor Bank & Trust Bar Harllor ME Purchase Preferred Stock wI Warraols St8 751000 Par

1/1612009 Somerset Hins Bancoro Bernardsville NJ PUfChase Preferred Stock wI Warrants $7414000 Par

1/1612009 SCBT Fonancial ::omoratiDn Columbia SC Purchase Preferred Stock wI Warrants S64 779 000 Par1/1612009 S&T Bancoro Indiana PA Purchase Preferred Stock wI Warrants $t08 676 000 Par1/1612009 ECB Bancoro. Inc.lEast Carolina Bank Enaenhard NC Purchase Preferred Stock wi Warrants $17 949 000 Par1/1612009 FrnBanCDID SanJuan PR PUfChase Preferred Stock wI Warrants S400000000 Par

1/1612009 Texas CaDital Bancshares Inc. Dallas TX Purchase Preferred Stock wi Warrants $75000000 Par

1/1612009 Yadltin Vallev Financial CorDoration Elkin NC Purchase Preferred Stock wI Warrants $36 000 000 Par

31 1/1612009 Carver Bancom Inc NewYor!< NY PUfchase Preferred Stock $18980 000 Par

1/1612009 Citizens & Northern ColDOration WensbDrD PA PUfchase Preferred Stock wI Warrants $26 440 000 Par1/1612009 MainSource Financial Grouo. Inc. Greensbum IN Purchase Preferred Stock wI Warrants $57000000 Par

1/1612009 MetroCoro Baneshares Inc. Houston TX Purchase Preferred Stock wI Warrants $45000000 Par1/1612009 United Bancoro. Inc. Tecumseh MI Purchase Preferred Stock wI Warrants $20600000 Par

1/1612009 Old Second Bancom. Inc. Aurora IL Purchase Preferred Stock wI Warrants $73000000 Par1/1612009 Pulaski Financial Corp Creve Coeur MO Purchase Preferred Slack wI Warrants $32538000 Par1/1612009 OceanFirst Financial Corp. Toms River NJ Purchase Preferred Stock wI Warrants $38263000 Par

21 1/1612009 Communitv 1st Bank Roseville CA Purchase Preferred Slack wI Exercised Warrants $2550000 Par21 1/1612009 TCB Holdina Company. Texas Communilv Bank The Woodlands TX Purchase Preferred Slock wi Exercised Warrants $11730000 Par

21 1/1612009 Centra Financial Holdinas Inc./Centra Bank Inc. Moraantown WV Purchase Preferred Stock wi Exercised Warrants $15000000 Par21 1/1612009 First Bankers Trustshares Inc. Quincv IL Purchase Preferred Stock wi Exercised Warrants $10000 000 Par

21 1/1612009 Pacific Coast National Bancorp San Clemente CA Purchase Preferred Stock wI Exercised Warrants $4 120000 Par

31 1/1612009 Community Bank of the Bav Oakland CA Purchase Preferred Stock $1747000 Par

21 1/1612009 Redwood Caoital Bancom Eureka CA Purchase Preferred Stock wI Exercised Warrants $3800000 Par

21 1/1612009 Svrinaa Bancoro Boise 10 Purchase Preferred Stock wI Exercised Warrants $8000000 Par21 1/t6l2009 Idaho Bancoro Boise 10 Purchase Preferred Stock wI Exercised Warrants $6 900000 Par21 1/1612009 Puaet Sound Bank Bellewe WA Purchase Preferred Stock wI Exercised Warrants $4 500000 Par

21 1/1612009 Untted Financial Banking Companies Inc. Vienna VA Purchase Preferred Stock wI Exercised Warrants $5658000 Par

21 t/1612OO9 Dickinson Financial CorDoration " KansasCttv MO Purchase Preferred Stock wi Exercised Warrants $146053000 Par21 1/1612009 The Baraboo BanCDmoration Baraboo WI PUfChase Preferred Stock wI Exercised Warrants $20749000 Par

21 1/1612009 Bank of Commerce Charlotte NC PUfchase Preferred Stock wI Exercised Warrants $3000000 Par21 1/1612009 Slate Bankshares Inc. Farao NO PUfChase Preferred Stock wI Exercised Warrants $50 000000 Par

21 1/1612009 BNCCORP Inc. Bismarck NO Purchase Preferred Stock wI Exercised Warrants $20093000 Par21 1/1612009 First Manitowoc Bancoro. Inc. Manttowoc WI Purchase Preferred Stock wI Exercised Warrants $12000000 Par

31 1/1612009 Southern Bancom. Inc. Made/ohia AR PUfChase Preferred Stock $11000000 Par

21 1/1612009 Morrill Bancshares Inc. Merriam KS Purchase Preferred Stock wI Exercised Warrants $13000000 Par21 1/1612009 Treatv Oak BanCDro. Inc. Austin TX Purchase Preferred Stock wI Exercised Warrants $3268000 Par

112312009 1st Source Comoration South Bend IN Purchase Preferred Stock wI Warrants $111000000 Par

13
21 112312009 Pierce Counlv Bancom Tacoma WA Purchase Preferrad Stock wi Exercised Warrants $6 800 000 Par21 112312009 Calvart Financial Corooration Ashland MO Purchase Preferred Stock wi Exercised Warrants 51037000 Par21 112312009 Liberlv Bancshares Inc Jonesboro AR Purchase Preferred Stock wi Exercised Warrants 557500000 Par21 1/2312009 Cmsstown Holdina Comnany Blaine MN Purchase Preferred Stock wi Exercised Warrants 510650000 Par

21 112312009 BankFirst Caoital Corooration Macon MS Purchase Preferred Stock wi Exercised Warrants 515500000 Par21 112312009 Southern Illinois Bancom Inc. Carmi IL Purchasa Preferred Stock wi Exercised Warrants S5000 000 Par21 112312009 FPB Financial Com. Hammond LA Purchasa Preferred Stock wi Exercised Warrants 53240000 Par21 112312009 Stonebridne Financial Com. West Chester PA Purchasa Preferred Stock wi Exercised Warrants 510973000 Par

113012009 Peooles Bancom Inc. Marietta OH Purchase Preferred Stock wlWarrants 539000000 Par

113012009 Anchor BanCom Wisconsin Inc. Madison WI Purchase Preferred Stock wlWarrants $110000000 Par

113012009 Par1<e Bancorc. Inc. Sewall NJ Purchase Preferred Stock wlWarrants $16288000 Par113012009 Central Viminia Bankshares Inc. Powhatan VA Purchase Preferred Stock wlWarrants $11385000 Par113012009 Flaastar Bancom Inc. Tmy MI Purchase Preferred Stock wlWarrants $266657000 Par113012009 Middlebura Financial Corooration Middlebura VA Purchase Preferred Stock wlWarrants $22000000 Par

1/3012009 Peninsula Bank Holdina Co. Palo Alto CA Purchase Preferred Stock wlWarrants $6 000 000 Par

113012009 PrivateBancorD. Inc. Chicaao IL Purchase Preferred Stock wlWarrants $243 815 000 Par

113012009 Central Valley Communilv Bancora Fresno CA Purchase Preferred Stock wlWarrants $7000 000 Par

113012009 Plumas Bancorc Quincv CA Purchase Preferred Stock wlWarrants $11949000 Par113012009 Stewardshio Financia' Corooration Midland Par1< NJ Purchase Preferred Stock wlWarrants 510000000 Par

113012009 Oak Ridae Financial SlIVicas Inc. Oak Ridne NC Purchase Preferred Stock wlWarrants S7700000 Par113012009 First Uniled COrDoration Oakland MD Purchase Prefl!rred Stock wlWarrants 530000000 Par

113012009 Communilv Partners Ban""'" Middletown NJ Purchase Prefl!rred Stock wlWarrants $9000000 Par

113012009 Guarantv Federal Baneshares Inc. Sorinafield MO Purchase Preferred Stock wlWarrants $17 000 000 Par113012009 AnnaMlis Bancom Inc Annaoolis MD Purchase Preferred Stock wlWarrants sa 152 000 Par113012009 DNB Financial Corooration Downinatown PA Purchase Preferred Stock wlWarrants $11750000 Par113012009 Firstbank Coraoration Alma MI Purchase Preferred Stock wlWarrants 533.000 000 Par

21 113012009 ValleY Commerce Bancom Visalia CA Purchase Preferred Stock wi Exercised Warrants 7700 000 Par21 113012009 Grear Bancshares Incorcorated Greer SC Purchase Preferred Stock wi Exercised Warrants 9993000 Par21 113012009 O'ai Community Bank Oiai CA Purchase Preferred Stock wi Exercised Warrants $2080000 Par

21 113012009 Adbanc Inc caallala NE Purcha'se Preferred Stock wi Exercised Warrants $12720000 Par21 113012009 Beach Business Bank Manhattan Beacih CA Purchase Preferred Stock wi Exercised Warrants $6.000 000 Par

31 113012009 Leoaev Bancorc. Inc. Milwaukee WI Purchase Preferred Stock $5 498 000 Par

21 113l112009 Irst SOulham Bancora. nc Bclca Raton L IPurchase IPreiarred stock w' !:xerased warrants 510.911 000 ar

21 113012009 Countrv Bank Shares Inc. Milford NE Purchase Preferred Stock wi Exercised Warrants S7525000 Par

21 113012009 Katahdin Bankshares COrD. Houllon ME Purchase Preferred Stock wi Exercised Warrants $10449000 Par21 113012009 Raoers Bancshares Inc. Little Rock AR Purchase Preferred Stock wi Exercised Warrants $25000000 Par

21 113012009 UBT Bancshares Inc. Marysvilla KS Purchase Preferred Stock wi Exercised Warrants $8950 000 Par21 113012009 Bankers' Bank of the West Bancoro. Inc. Denver CO Purchase Preferred Stock wi Exercised Warrants $12639000 Par21 113012009 W.T.B. Financial Comoration SMkane WA Purchase Preferred Stock wi Exercised Warrants $110 00 000 Par21 1/3012009 AMB Financial Corc. Munster IN Purchase Preferred Stock wi Exercised Warrants $3674000 Par21 113012009 Goldwater Bank N.A. Scottsdale AZ. Purchase Preferred Stock wi Exercised Warrants 52568000 Par21 113012009 Eouitv Baneshares Inc. Wichita KS Purchase Preferred Stock wi Exercised Warrants $8750000 Par

21 113012009 WashinotonFirst Bank Reston VA Purchase Preferred Stock wi Exercised Warrants $6633000 Par21 113012009 Central Baneshares Inc. Houston TX Purchase Preferred Stock wi Exercised Warrants 55800000 Par21 113012009 Hilltoo Communitv Bancorc. Inc. Summit NJ Purchase Preferred Stock wi Exercised Warrants $4 000 000 Par21 113012009 NorthwaY Financial Inc. Bertin NH Purchase Preferred Stock wi Exercised Warrants S10 000 000 Par21 113012009 Monument Bank Bethesda MD Purchase Preferred Stock wi Exercised Warrants $4 734000 Par21 113012009 Metra Cilv Bank Doraville GA Purchase Preferred Stock wi Exercised Warrants S7700000 Par

21 113012009 F & M Bancshares Inc. Trezevant TN Purchase Preferred Stock wi Exercised Warrants $4 609 000 Par

21 113012009 First Resource Bank Exton PA Purchase Preferred Stock wi Exercised Warrants S2600000 Par

TOTAL $195,328,219,000

I I

11 This transaction was Included In pravJous Transaction Rep<>rts wilh Morrin Lynch & Co.. Inc. bled as the qualifying ins1itutJon and a 1012812008 transa<1lon date. footnoted to Incrocate that settlement was

deferred pending melller. The purchase of Morrin Lynch by Bank of America was completed on 11112009. and this transaction _erthe CPP was funded on 11912009.

21 Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock. which ft exercised Immediately.

31 To promote community development f"ancial institutions (CDFls), Treasury does not require warrants as part of its investment in certified COFls when the SiZe Of the investment is $SO miUlon or less.

14
senor

Pricing

Date Name of Institution City Slate Trans.ction Tvoe Description Amount Mechanism

Uquidalion

12129/2008 GMACLLC Deltoil MI Purchase Preferred Stod< wi Exercised Werrants $5,000,000,000 Preference

11 1212912008 General Motors Corooration MI Purcha.. Debt Obligation $884 024131 NlA

21 1213112008 General Motors Cof1X)ration MI Purchase Debt Obligation wi Warrants and Additional Note $9 400 000 000 NlA

1/212009 Chrvsler Holding LLC Auburn Hills MI Purchase Debt Obligation wi Additional Note $4,000 000 000 NlA

31 1/1612009 Chrvs5er Rnancial Services Americas lLC F.minaton Hills MI Purchase Debt Obligation wi Additional Note $1,500000000 NlA

TOTAL $20,784,024,131

1/ Treasury committed to lend General Motors Corporation up to $1,000,000,000. The ultimate level of funding was dependent upon the level of investor participation in GMAC LLC's rights offering.

The Amount has been updated to reflect the finalltv.1 at funding.

21 The Amount indudes $4,000,000,000 funded on December 31, 2008, and $5,400,000,000 funded on January 21, 2009; does not indude an additional loan of $4,000,000,000, which is contingent

on Treasury's authority under sedion 115(a) of EESA.

31 The loan was funded through Chrysler LB Receivables Trust, a special purpose vehicle created by Ct'wysler Financial. The Amount of $1,500,000,000 represents the maximum loan amount. The loan

will be inctementally funded.

TARGETED INVESTMENT PROGRAM

Slnar

I I Stale Pricing Dlte Name of Institution Cilv Transaction TVDe Descriotlon Price Paid Mechanism

1213112008 Citigroup Inc. NewYorl< NY Purchase Preferred Stodt wi Warrants $20 000 000 000 Par

1/1612009 Bank of America CorJ)Oralion Charlotte NC Purchase Preferred Stodt wi Warrants $20 000 000,000 Pw

ASS£T GUARANTEE PROGRAM

TOTAL $40,000,000,000

Sellar

I I Slate Premium Date Name of lnstitutlon CIty Transaction TYDe Description Guarantee Limit Recolved

INewYOrl< INY

Preferred Stodt

1/1612009 Citigroup Inc. Guarantee Second-Loss Guarantee on Asset Pool $5,000,000000 and Warrants

15

TOTAL $5,000,000,000
Type of Expense/Liability

None

Amount

Note: Treasury interprets this reporting requirement as

applicable to costs and liabilities related to insurance

contracts entered into under the provisions of section 102 of

the EESA; and the single insurance contract with Citigroup is

structured such that no costs are anticipated, Le. the currently

anticipated cash inflows of the contract slightly exceed

anticipated cash outflows.

The subsidy rate for this guarantee is determined to be -0.25

percent. Per EESA section 102(c)(3), premiums shall be set

at a level necessary to meet anticipated claims. To ensure

that the guarantee remains compliant with section 102(c)(3),the Master Agreement provides for post-signing adjustments

including additional Citigroup preferred stock, a reduction of

the covered asset pool, and/or an increased Citigroup

deductible (section 5.2 of the Master Agreement). Under this

section of the agreement, the subsidy rate will be reassessed

once the loan pools are finalized and details are provided to

Treasury (changes in the composition of assets are

expected). Citigroup must either transfer more preferred

stock or absorb more in first losses (it is unlikely the size of

the asset pool would be reduced), if it is found that the risks

of the assets in the loan pool exceed those estimated today

and would not meet the requirements of EESA section

102(c)(3). This "true-up" would occur over the next 9 months.

16