U.S. DEPARTMENT OF THE TREASURY OFS1231110 OFS1231135

OFFICE OF FINANCIAL STABILITY (OFS) OFS1231120 OFS1231140

FISCAL YEAR 2016 - THIRD QUARTER

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations* Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 74.0 17.5 16.5 16.5 17.0 67.5

11&12 COMPENSATION & BENEFITS $ 11,916,398 $ 2,750,335 $ 2,812,185 $ 2,649,947 $ 2,606,331 $ 10,818,798

21 TRAVEL 170,780 31,699 38,546 41,597 75,637 187,478

23 RENT, COMMUNICATIONS, & UTILITIES 9,427 2,132 1,818 1,854 - 5,805

24 PRINTING & REPRODUCTION - 236 177 531 - 944

25 OTHER GOODS/SERVICES 156,483,610 120,355,009 9,615,885 (8,513,221) 4,482,524 125,940,198

26 SUPPLIES & MATERIALS 281,141 4,410 3,769 3,112 274,113 285,404

31 EQUIPMENT 96 - 75,701 (1,418) - 74,283

TOTAL $ 168,861,452 $ 123,143,821 $ 12,548,082 $ (5,817,597) $ 7,438,605 $ 137,312,911

* FY 2015 Total Obligations are as of 9/30/2015

ADMINISTRATIVE OBLIGATIONS BY OBJECT CLASS - CONSOLIDATED

ACTIONS TAKEN TO ACHIEVE OFS' GOALS AND OBJECTIVES

ADDITIONAL INFORMATION

For a list of administrative obligations by object class and office, please refer to Appendix I.

For detailed procurement contract information and financial agency agreements related to administrative expenses, please refer to the Financial Stability website: 

"http://www.treasury.gov/initiatives/financial-stability/Pages/doing-business-with-ofs.aspx". 

OBJECT CLASS DESCRIPTION

FY 2016

OFS' authority to make new financial commitments under the Troubled Asset Relief Program (TARP) ended on October 3, 2010.* Since then, OFS has focused on 

winding down the remaining TARP investments in a manner that balances speed of exit with maximizing taxpayer returns. OFS also continues to take actions to help 

homeowners prevent avoidable foreclosures.

For detailed information about OFS’ progress in exiting its remaining TARP investments, please see the Monthly Report to Congress pursuant to section 105(a) of the 

Emergency Economic Stabilization Act (EESA), available online at: "http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Monthly-Report-toCongress.aspx".

For detailed information about OFS’ efforts to help homeowners prevent avoidable foreclosures, please see the Making Home Affordable Program Performance 

Report, available online at: "http://www.treasury.gov/initiatives/financial-stability/reports/Pages/Making-Home-Affordable-Program-Performance-Report.aspx".

* In December, 2015, Congress passed the Consolidated Appropriations Act, 2016, which gave the Secretary of the Treasury the authority to commit up to $2 billion in additional TARP funds to current 

Hardest Hit Fund (HHF) program participants.
U.S. DEPARTMENT OF THE TREASURY OFS1231110 OFS1231135 OFS1231170

OFFICE OF FINANCIAL STABILITY (OFS) OFS1231120 OFS1231140

APPENDIX I - ADMINISTRATIVE OBLIGATIONS BY OBJECT CLASS AND OFFICE

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 13.0 2.5 2.3 2.5 2.8 10.0

11&12 COMPENSATION & BENEFITS $ 1,830,238 $ 347,430 $ 303,854 $ 348,179 $ 394,899 $ 1,394,362

21 TRAVEL 78,905 10,291 6,913 10,732 18,893 46,829

23 RENT, COMMUNICATIONS, & UTILITIES - - - - - -

24 PRINTING & REPRODUCTION - 236 177 531 - 944

25 OTHER GOODS/SERVICES 115,414,393 104,368,550 72,808 (8,371,757) 12,500 96,082,101

26 SUPPLIES & MATERIALS 276 282 - (68) 2,910 3,125

31 EQUIPMENT - - - - - -

TOTAL $ 117,323,812 $ 104,726,789 $ 383,752 $ (8,012,382) $ 429,202 $ 97,527,360

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 26.0 6.0 6.0 6.0 6.0 24.0

11&12 COMPENSATION & BENEFITS $ 4,211,559 $ 958,159 $ 1,049,817 $ 973,643 $ 947,757 $ 3,929,376

21 TRAVEL 4,987 1,932 7 1,928 2,615 6,482

23 RENT, COMMUNICATIONS, & UTILITIES 9,427 2,132 1,818 1,854 - 5,805

24 PRINTING & REPRODUCTION - - - - - -

25 OTHER GOODS/SERVICES 25,860,462 12,253,955 6,763,323 243,074 395,487 19,655,839

26 SUPPLIES & MATERIALS 17,157 2,014 2,620 2,320 - 6,953

31 EQUIPMENT 96 - 75,701 (1,418) - 74,283

TOTAL $ 30,103,688 $ 13,218,193 $ 7,893,286 $ 1,221,401 $ 1,345,859 $ 23,678,739

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 4.0 1.0 0.8 1.0 0.8 3.5

11&12 COMPENSATION & BENEFITS $ 591,800 $ 135,463 $ 147,693 $ 132,435 $ 78,980 $ 494,572

21 TRAVEL 4,669 1,454 1,237 3,571 4,235 10,497

23 RENT, COMMUNICATIONS, & UTILITIES - - - - - -

24 PRINTING & REPRODUCTION - - - - - -

25 OTHER GOODS/SERVICES 6,855,924 2,061,920 766,975 (72,550) 495,500 3,251,845

26 SUPPLIES & MATERIALS 242,045 - - - 267,075 267,075

31 EQUIPMENT - - - - - -

TOTAL $ 7,694,438 $ 2,198,837 $ 915,905 $ 63,456 $ 845,790 $ 4,023,988

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 10.5 2.0 1.8 1.5 2.3 7.5

11&12 COMPENSATION & BENEFITS $ 1,972,771 $ 347,106 $ 322,313 $ 289,039 $ 355,409 $ 1,313,867

21 TRAVEL 8,669 1,434 7,787 938 6,871 17,030

23 RENT, COMMUNICATIONS, & UTILITIES - - - - - -

24 PRINTING & REPRODUCTION - - - - - -

25 OTHER GOODS/SERVICES 4,029,886 1,667,228 2,012,145 (398,049) 382,778 3,664,102

26 SUPPLIES & MATERIALS 2,431 - 91 245 1,664 2,001

31 EQUIPMENT - - - - - -

TOTAL $ 6,013,757 $ 2,015,769 $ 2,342,336 $ (107,826) $ 746,722 $ 4,997,000

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 13.0 4.3 4.0 4.0 4.0 16.3

11&12 COMPENSATION & BENEFITS $ 2,145,559 $ 668,567 $ 688,516 $ 631,437 $ 592,348 $ 2,580,867

21 TRAVEL 58,745 15,123 21,898 24,428 41,557 103,005

23 RENT, COMMUNICATIONS, & UTILITIES - - - - - -

24 PRINTING & REPRODUCTION - - - - - -

25 OTHER GOODS/SERVICES 4,319,092 3,356 635 86,062 3,189,259 3,279,312

26 SUPPLIES & MATERIALS 19,141 2,031 1,058 567 844 4,500

31 EQUIPMENT - - - - - -

TOTAL $ 6,542,538 $ 689,077 $ 712,106 $ 742,493 $ 3,824,008 $ 5,967,684

OFFICE OF FINANCIAL STABILITY - Chief Investment Officer

OBJECT CLASS DESCRIPTION

FY 2016

OFFICE OF FINANCIAL STABILITY - Homeowner Preservation Office

OBJECT CLASS DESCRIPTION

FY 2016

OFFICE OF FINANCIAL STABILITY - Chief of Finance and Operations

OFFICE OF FINANCIAL STABILITY - Compliance

OBJECT CLASS DESCRIPTION

FY 2016

OBJECT CLASS DESCRIPTION

FY 2016

OFFICE OF FINANCIAL STABILITY - Chief Counsel

OBJECT CLASS DESCRIPTION

FY 2016
U.S. DEPARTMENT OF THE TREASURY OFS1231110 OFS1231135 OFS1231170

OFFICE OF FINANCIAL STABILITY (OFS) OFS1231120 OFS1231140

APPENDIX I - ADMINISTRATIVE OBLIGATIONS BY OBJECT CLASS AND OFFICE

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 5.0 1.0 1.0 1.0 0.8 3.8

11&12 COMPENSATION & BENEFITS $ 778,118 $ 156,878 $ 154,904 $ 156,652 $ 118,470 $ 586,903

21 TRAVEL 3,397 892 704 - 1,079 2,676

23 RENT, COMMUNICATIONS, & UTILITIES - - - - - -

24 PRINTING & REPRODUCTION - - - - - -

25 OTHER GOODS/SERVICES 2,783 - - - 4,000 4,000

26 SUPPLIES & MATERIALS 82 - - 48 952 1,000

31 EQUIPMENT - - - - - -

TOTAL $ 784,381 $ 157,770 $ 155,608 $ 156,700 $ 124,501 $ 594,579

FY 2015

Total 1st Quarter 2nd Quarter 3rd Quarter Remainder FY Total

Obligations Obligations Obligations Obligations Forecast Obligations

FTE EQUIVALENTS 2.5 0.8 0.8 0.5 0.5 2.5

11&12 COMPENSATION & BENEFITS $ 386,353 $ 136,732 $ 145,088 $ 118,562 $ 118,470 $ 518,851

21 TRAVEL 11,407 572 - - 387 958

23 RENT, COMMUNICATIONS, & UTILITIES - - - - - -

24 PRINTING & REPRODUCTION - - - - - -

25 OTHER GOODS/SERVICES 1,069 - - - 3,000 3,000

26 SUPPLIES & MATERIALS 9 82 - - 668 750

31 EQUIPMENT - - - - - -

TOTAL $ 398,838 $ 137,386 $ 145,088 $ 118,562 $ 122,524 $ 523,559

OBJECT CLASS DESCRIPTION

FY 2016

OFFICE OF FINANCIAL STABILITY - Deputy Assistant Secretary

OFFICE OF FINANCIAL STABILITY - Office of Financial Agents

OBJECT CLASS DESCRIPTION

FY 2016