4330 Federal Register / Vol. 80, No. 17 / Tuesday, January 27, 2015 / Notices 

35For a list of the current members of ISG, see 

www.isgportal.org. 36 17 CFR 240.10A–3. 

37 15 U.S.C. 78f(b)(5). 

38 15 U.S.C. 78s(b)(2). 

39 17 CFR 200.30–3(a)(12). 

addition, the Exchange may obtain 

information regarding trading in the 

Shares, exchange-traded equities, 

exchange-traded options, futures 

contracts and options on futures 

contracts from markets and other 

entities that are members of ISG or with 

which the Exchange has in place a 

comprehensive surveillance sharing 

agreement.35 FINRA, on behalf of the 

Exchange, is able to access, as needed, 

trade information for certain fixed 

income securities held by the Fund 

reported to FINRA’s Trade Reporting 

and Compliance Engine. 

The Commission notes that the Fund 

and the Shares must comply with the 

requirements of NYSE Arca Equities 

Rule 8.600 to be listed and traded on the 

Exchange. The Exchange deems the 

Shares to be equity securities, thus 

rendering trading in the Shares subject 

to the Exchange’s existing rules 

governing the trading of equity 

securities. In support of this proposal, 

the Exchange represented that: 

(1) The Shares will be subject to 

NYSE Arca Equities Rule 8.600, which 

sets forth the initial and continued 

listing criteria applicable to Managed 

Fund Shares. 

(2) Trading in the Shares will be 

subject to the existing trading 

surveillances administered by FINRA on 

behalf of the Exchange, which are 

designed to detect violations of 

Exchange rules and applicable federal 

securities laws, and these procedures 

are adequate to properly monitor 

Exchange trading of the Shares in all 

trading sessions and to detect and help 

deter violations of Exchange rules and 

applicable federal securities laws. 

(3) The Exchange has appropriate 

rules to facilitate transactions in the 

Shares during all trading sessions. 

(4) Prior to the commencement of 

trading, the Exchange will inform its 

Equity Trading Permit (‘‘ETP’’) Holders 

in an Information Bulletin (‘‘Bulletin’’) 

of the special characteristics and risks 

associated with trading the Shares. 

Specifically, the Bulletin will discuss 

the following: (a) The procedures for 

purchases and redemptions of Shares in 

creation unit aggregations (and that 

Shares are not individually redeemable); 

(b) NYSE Arca Equities Rule 9.2(a), 

which imposes a duty of due diligence 

on its ETP Holders to learn the essential 

facts relating to every customer prior to 

trading the Shares; (c) the risks involved 

in trading the Shares during the 

Opening and Late Trading Sessions 

when an updated Portfolio Indicative 

Value will not be calculated or publicly 

disseminated; (d) how information 

regarding the Portfolio Indicative Value 

is disseminated; (e) the requirement that 

ETP Holders deliver a prospectus to 

investors purchasing newly issued 

Shares prior to or concurrently with the 

confirmation of a transaction; and (f) 

trading information. 

(5) For initial and/or continued 

listing, the Trust will be in compliance 

with Rule 10A–3 36 under the Act, as 

provided by NYSE Arca Equities Rule 

5.3. 

(6) All equity securities will be listed 

on a U.S. national securities exchange or 

a non-U.S. securities exchange that is a 

member of the ISG or a party to a 

comprehensive surveillance sharing 

agreement with the Exchange; provided, 

however, that up to 10% of the assets 

of the Fund may be invested in non-U.S. 

listed equity securities that do not meet 

these requirements. 

(7) All options contracts will be listed 

on a U.S. national securities exchange or 

a non-U.S. securities exchange that is a 

member of ISG or a party to a 

comprehensive surveillance sharing 

agreement with the Exchange. 

(8) Not more than 20% of the Fund’s 

assets will be invested, in the aggregate, 

in non-investment grade securities and 

structured securities. 

(9) Not more than 10% of the weight 

of the futures contracts held by the 

Fund may consist of futures contracts 

whose principal trading market is not a 

member of ISG or a party to a 

comprehensive surveillance sharing 

agreement with the Exchange. 

(10) The Fund may invest no more 

than 20% of its total assets in mortgagebacked securities or in other assetbacked securities, although this 20% 

limitation will not apply to U.S. 

government securities. 

(11) The Fund may hold up to an 

aggregate amount of 15% of its net 

assets in illiquid securities, including 

Rule 144A securities. 

(12) The Fund will not invest more 

than 10% of its net assets in 

unsponsored depository receipts will 

not exceed 10% of a Fund’s net assets 

(13) A minimum of 100,000 Shares 

will be outstanding at the 

commencement of trading on the 

Exchange. 

This approval order is based on all of 

the Exchange’s representations, 

including those set forth above and in 

the Notice, and the Exchange’s 

descriptions of the Funds. For the 

foregoing reasons, the Commission finds 

that the proposed rule change is 

consistent with Section 6(b)(5) of the 

Act 37 and the rules and regulations 

thereunder applicable to a national 

securities exchange. 

IV. Conclusion 

It is therefore ordered, pursuant to 

Section 19(b)(2) of the Exchange Act,38

that the proposed rule change (SR– 

NYSEArca-2014–134) is hereby 

approved.39

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority. 

Brent J. Fields, 

Secretary. 

[FR Doc. 2015–01376 Filed 1–26–15; 8:45 am] 

BILLING CODE 8011–01–P 

DEPARTMENT OF STATE 

[Public Notice 9013] 

Culturally Significant Objects Imported 

for Exhibition Determinations: 

‘‘Coypel’s Don Quixote Tapestries: 

Illustrating a Spanish Novel in 18thCentury France’’ 

SUMMARY: Notice is hereby given of the 

following determinations: Pursuant to 

the authority vested in me by the Act of 

October 19, 1965 (79 Stat. 985; 22 U.S.C. 

2459), Executive Order 12047 of March 

27, 1978, the Foreign Affairs Reform and 

Restructuring Act of 1998 (112 Stat. 

2681, et seq.; 22 U.S.C. 6501 note, et 

seq.), Delegation of Authority No. 234 of 

October 1, 1999, and Delegation of 

Authority No. 236–3 of August 28, 2000 

(and, as appropriate, Delegation of 

Authority No. 257 of April 15, 2003), I 

hereby determine that the objects to be 

included in the exhibition ‘‘Coypel’s 

Don Quixote Tapestries: Illustrating a 

Spanish Novel in 18th-Century France,’’ 

imported from abroad for temporary 

exhibition within the United States, are 

of cultural significance. The objects are 

imported pursuant to loan agreements 

with the foreign owners or custodians. 

I also determine that the exhibition or 

display of the exhibit objects at The 

Frick Collection, New York, New York, 

from on or about February 25, 2015, 

until on or about May 17, 2015, and at 

possible additional exhibitions or 

venues yet to be determined, is in the 

national interest. I have ordered that 

Public Notice of these Determinations 

be published in the Federal Register. 

FOR FURTHER INFORMATION CONTACT: For 

further information, including a list of 

the imported objects, contact Paul W. 

Manning, Attorney-Adviser, Office of 


asabaliauskas on DSK5VPTVN1PROD with NOTICES
Federal Register / Vol. 80, No. 17 / Tuesday, January 27, 2015 / Notices 4331 

the Legal Adviser, U.S. Department of 

State (telephone: 202–632–6469). The 

mailing address is U.S. Department of 

State, SA–5, L/PD, Fifth Floor (Suite 

5H03), Washington, DC 20522–0505. 

Dated: January 16, 2015. 

Kelly Keiderling, 

Principal Deputy Assistant Secretary, Bureau 

of Educational and Cultural Affairs, 

Department of State. 

[FR Doc. 2015–01446 Filed 1–26–15; 8:45 am] 

BILLING CODE 4710–05–P 

DEPARTMENT OF STATE 

[Public Notice 9012] 

Culturally Significant Objects Imported 

for Exhibition Determinations: 

‘‘Ireland: Crossroads of Art and 

Design, 1690–1840’’ 

SUMMARY: Notice is hereby given of the 

following determinations: Pursuant to 

the authority vested in me by the Act of 

October 19, 1965 (79 Stat. 985; 22 U.S.C. 

2459), Executive Order 12047 of March 

27, 1978, the Foreign Affairs Reform and 

Restructuring Act of 1998 (112 Stat. 

2681, et seq.; 22 U.S.C. 6501 note, et 

seq.), Delegation of Authority No. 234 of 

October 1, 1999, and Delegation of 

Authority No. 236–3 of August 28, 2000 

(and, as appropriate, Delegation of 

Authority No. 257 of April 15, 2003), I 

hereby determine that the objects to be 

included in the exhibition ‘‘Ireland: 

Crossroads of Art and Design, 1690– 

1840,’’ imported from abroad for 

temporary exhibition within the United 

States, are of cultural significance. The 

objects are imported pursuant to loan 

agreements with the foreign owners or 

custodians. I also determine that the 

exhibition or display of the exhibit 

objects at the Art Institute of Chicago, 

Chicago, Illinois, from on or about 

March 17, 2015, until on or about July 

7, 2015, and at possible additional 

exhibitions or venues yet to be 

determined, is in the national interest. 

I have ordered that Public Notice of 

these Determinations be published in 

the Federal Register. 

FOR FURTHER INFORMATION CONTACT: For 

further information, including a list of 

the imported objects, contact Paul W. 

Manning, Attorney-Adviser, Office of 

the Legal Adviser, U.S. Department of 

State (telephone: 202–632–6469). The 

mailing address is U.S. Department of 

State, SA–5, L/PD, Fifth Floor (Suite 

5H03), Washington, DC 20522–0505. 

Dated: January 16, 2015. 

Kelly Keiderling, 

Principal Deputy Assistant Secretary, Bureau 

of Educational and Cultural Affairs, 

Department of State. 

[FR Doc. 2015–01448 Filed 1–26–15; 8:45 am] 

BILLING CODE 4710–05–P 

DEPARTMENT OF STATE 

[Public Notice 9014] 

Culturally Significant Object Imported 

for Exhibition Determinations: ‘‘Sword 

Pommel’’ 

SUMMARY: Notice is hereby given of the 

following determinations: Pursuant to 

the authority vested in me by the Act of 

October 19, 1965 (79 Stat. 985; 22 U.S.C. 

2459), Executive Order 12047 of March 

27, 1978, the Foreign Affairs Reform and 

Restructuring Act of 1998 (112 Stat. 

2681, et seq.; 22 U.S.C. 6501 note, et 

seq.), Delegation of Authority No. 234 of 

October 1, 1999, and Delegation of 

Authority No. 236–3 of August 28, 2000 

(and, as appropriate, Delegation of 

Authority No. 257 of April 15, 2003), I 

hereby determine that the object to be 

included in the exhibition ‘‘Sword 

Pommel,’’ imported from abroad for 

temporary exhibition within the United 

States, is of cultural significance. The 

object is imported pursuant to a loan 

agreement with the foreign owner or 

custodian. I also determine that the 

exhibition or display of the exhibit 

object at the Metropolitan Museum of 

Art, New York, New York, from on or 

about February 1, 2015, until on or 

about February 1, 2020, and at possible 

additional exhibitions or venues yet to 

be determined, is in the national 

interest. I have ordered that Public 

Notice of these Determinations be 

published in the Federal Register. 

FOR FURTHER INFORMATION CONTACT: For 

further information, including a 

description of the imported object, 

contact Paul W. Manning, AttorneyAdviser, Office of the Legal Adviser, 

U.S. Department of State (telephone: 

202–632–6469). The mailing address is 

U.S. Department of State, SA–5, L/PD, 

Fifth Floor (Suite 5H03), Washington, 

DC 20522–0505. 

Dated: January 16, 2015. 

Kelly Keiderling, 

Principal Deputy Assistant Secretary, Bureau 

of Educational and Cultural Affairs, 

Department of State. 

[FR Doc. 2015–01449 Filed 1–26–15; 8:45 am] 

BILLING CODE 4710–05–P 

DEPARTMENT OF STATE 

[Public Notice 9011] 

Texas-New Mexico Regional Meeting of 

the Binational Bridges and Border 

Crossings Group 

SUMMARY: Delegates from the United 

States and Mexican Governments, the 

states of Texas and New Mexico, and 

the Mexican states of Chihuahua, 

Coahuila, Nuevo Leon, and Tamaulipas 

will participate in the Texas-New 

Mexico Regional meeting of the U.S.- 

Mexico Binational Bridges and Border 

Crossings Group on February 5, 2015, in 

Austin Texas. The purpose of this 

meeting is to discuss operational 

matters involving existing and proposed 

international bridges and border 

crossings and their related 

infrastructure, and to exchange views on 

policy as well as technical information. 

This meeting includes a public session 

on Thursday, February 5, 2015, from 

8:30 a.m. until 11:00 a.m. This session 

allows proponents of proposed bridges 

and border crossings and related 

projects to make presentations to the 

delegations and members of the public. 

FOR FURTHER INFORMATION CONTACT: For 

further information on the meeting and 

to attend the public session, please 

contact the Mexico Desk’s Border 

Affairs Unit, via email at WHABorderAffairs@state.gov, by phone at 

202–647–9894, or by mail at Office of 

Mexican Affairs—Room 3924, 

Department of State, 2201 C St. NW., 

Washington, DC 20520. 

Rachel M. Poynter, 

Deputy Director, Office of Mexican Affairs, 

Bureau of Western Hemisphere Affairs, U.S. 

Department of State. 

[FR Doc. 2015–01459 Filed 1–26–15; 8:45 am] 

BILLING CODE 4710–29–P 

DEPARTMENT OF STATE 

[Delegation of Authority No. 381] 

Membership on the Review Committee 

Established by Executive Order 13567 

By virtue of the authority vested in 

me as Secretary of State, including 

Section 1 of the State Department Basic 

Authorities Act, as amended (22 U.S.C. 

2651a), and Executive Order 13567 of 

March 7, 2011 (the Executive Order), I 

hereby delegate to the Special Envoy for 

Guantanamo Closure the authority to 

serve as a member of the Review 

Committee described in Section 3(d) of 

the Executive Order for the review of 

file reviews only, together with any 

authority necessary to carry out such 

function. 


asabaliauskas on DSK5VPTVN1PROD with NOTICES