Page 1 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Cap Adjustment Amount Adjusted Cap

4/13/2009 Select Portfolio Servicing Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 376,000,000 N/A 6/12/2009 $ 284,590,000 $ 660,590,000 

10310 9/30/2009 $ 121,910,000 $ 782,500,000 

10310 12/30/2009 $ 131,340,000 $ 913,840,000 

10310 3/26/2010 $ (355,530,000) $ 558,310,000 

10310 7/14/2010 $ 128,690,000 $ 687,000,000 

10310 9/30/2010 $ 4,000,000 $ 691,000,000 

10310 9/30/2010 $ 59,807,784 $ 750,807,784 

10310 11/16/2010 $ (700,000) $ 750,107,784 

10310 12/15/2010 $ 64,400,000 $ 814,507,784 

10310 1/6/2011 $ (639) $ 814,507,145 

10310 1/13/2011 $ (2,300,000) $ 812,207,145 

10310 2/16/2011 $ 100,000 $ 812,307,145 

10310 3/16/2011 $ 3,600,000 $ 815,907,145 

10310 3/30/2011 $ (735) $ 815,906,410 

10310 4/13/2011 $ (100,000) $ 815,806,410 

10310 5/13/2011 $ 400,000 $ 816,206,410 

10310 6/16/2011 $ (100,000) $ 816,106,410 

10310 6/29/2011 $ (6,805) $ 816,099,605 

10310 8/16/2011 $ (100,000) $ 815,999,605 

10310 9/15/2011 $ (200,000) $ 815,799,605 

4/13/2009 CitiMortgage, Inc. O'Fallon MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A 6/12/2009 $ (991,580,000) $ 1,079,420,000 

10722 9/30/2009 $ 1,010,180,000 $ 2,089,600,000 

10722 12/30/2009 $ (105,410,000) $ 1,984,190,000 

10722 3/26/2010 $ (199,300,000) $ 1,784,890,000 

10722 4/19/2010 $ (230,000) $ 1,784,660,000 

10722 5/14/2010 $ (3,000,000) $ 1,781,660,000 

HOME AFFORDABLE MODIFICATION PROGRAM

Date 

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Troubled Asset Relief Program

Transactions Report - Housing Programs

For Period Ending September 15, 2011

U.S. Treasury Department

Office of Financial Stability
Page 2 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10722 6/16/2010 $ (12,280,000) $ 1,769,380,000 

10722 7/14/2010 $ (757,680,000) $ 1,011,700,000 

10722 7/16/2010 $ (7,110,000) $ 1,004,590,000 

10722 8/13/2010 $ (6,300,000) $ 998,290,000 

10722 9/15/2010 $ (8,300,000) $ 989,990,000 

10722 9/30/2010 $ 32,400,000 $ 1,022,390,000 

10722 9/30/2010 $ 101,287,484 $ 1,123,677,484 

10722 10/15/2010 $ (1,400,000) $ 1,122,277,484 

10722 11/16/2010 $ (3,200,000) $ 1,119,077,484 

10722 1/6/2011 $ (981) $ 1,119,076,503 

10722 1/13/2011 $ (10,500,000) $ 1,108,576,503 

10722 2/16/2011 $ (4,600,000) $ 1,103,976,503 

10722 3/16/2011 $ (30,500,000) $ 1,073,476,503 

10722 3/30/2011 $ (1,031) $ 1,073,475,472 

10722 4/13/2011 $ 100,000 $ 1,073,575,472 

10722 5/13/2011 $ (7,200,000) $ 1,066,375,472 

10722 6/16/2011 $ (400,000) $ 1,065,975,472 

10722 6/29/2011 $ (9,131) $ 1,065,966,341 

10722 7/14/2011 $ (14,500,000) $ 1,051,466,341 

10722 8/16/2011 $ (1,600,000) $ 1,049,866,341 

10722 9/15/2011 $ 700,000 $ 1,050,566,341 

4/13/2009 Wells Fargo Bank, NA Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 2,873,000,000 N/A 6/17/2009 $ (462,990,000) $ 2,410,010,000 

10423 9/30/2009 $ 65,070,000 $ 2,475,080,000 

10423 12/30/2009 $ 1,213,310,000 $ 3,688,390,000 

10423 2/17/2010 $ 2,050,236,344 $ 5,738,626,344 

10423 3/12/2010 $ 54,767 $ 5,738,681,110 

10423 3/19/2010 $ 668,108,890 $ 6,406,790,000 

10423 3/26/2010 $ 683,130,000 $ 7,089,920,000 

10423 7/14/2010 $ (2,038,220,000) $ 5,051,700,000 

10423 9/30/2010 $ (287,348,828) $ 4,764,351,172 

10423 9/30/2010 $ 344,000,000 $ 5,108,351,172 

10423 12/3/2010 $ 8,413,225 $ 5,116,764,397 
Page 3 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10423 12/15/2010 $ 22,200,000 $ 5,138,964,397 

10423 1/6/2011 $ (6,312) $ 5,138,958,085 

10423 1/13/2011 $ (100,000) $ 5,138,858,085 

10423 3/16/2011 $ (100,000) $ 5,138,758,085 

10423 3/30/2011 $ (7,171) $ 5,138,750,914 

10423 4/13/2011 $ (9,800,000) $ 5,128,950,914 

10423 5/13/2011 $ 100,000 $ 5,129,050,914 

10423 6/16/2011 $ (600,000) $ 5,128,450,914 

10423 6/29/2011 $ (63,856) $ 5,128,387,058 

10423 7/14/2011 $ (2,300,000) $ 5,126,087,058 

10423 8/16/2011 $ (1,100,000) $ 5,124,987,058 

10423 9/15/2011 $ 1,400,000 $ 5,126,387,058 

4/13/2009 GMAC Mortgage, Inc. Ft. Washington PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A 6/12/2009 $ 384,650,000 $ 1,017,650,000 

10315 9/30/2009 $ 2,537,240,000 $ 3,554,890,000 

10315 12/30/2009 $ (1,679,520,000) $ 1,875,370,000 

10315 3/26/2010 $ 190,180,000 $ 2,065,550,000 

10315 5/14/2010 $ 1,880,000 $ 2,067,430,000 

10315 7/14/2010 $ (881,530,000) $ 1,185,900,000 

10315 8/13/2010 $ (3,700,000) $ 1,182,200,000 

10315 9/30/2010 $ 119,200,000 $ 1,301,400,000 

10315 9/30/2010 $ 216,998,139 $ 1,518,398,139 

10315 12/15/2010 $ (500,000) $ 1,517,898,139 

10315 1/6/2011 $ (1,734) $ 1,517,896,405 

10315 3/16/2011 $ (100,000) $ 1,517,796,405 

10315 3/30/2011 $ (2,024) $ 1,517,794,381 

10315 4/13/2011 $ (800,000) $ 1,516,994,381 

10315 5/13/2011 $ (17,900,000) $ 1,499,094,381 

10315 6/29/2011 $ (18,457) $ 1,499,075,924 

10315 7/14/2011 $ (200,000) $ 1,498,875,924 

10315 8/16/2011 $ 3,400,000 $ 1,502,275,924 

10315 9/15/2011 $ 200,000 $ 1,502,475,924 

4/13/2009 Saxon Mortgage Services, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A 6/17/2009 $ 225,040,000 $ 632,040,000 
Page 4 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10458 9/30/2009 $ 254,380,000 $ 886,420,000 

10458 12/30/2009 $ 355,710,000 $ 1,242,130,000 

10458 3/26/2010 $ (57,720,000) $ 1,184,410,000 

10458 6/16/2010 $ (156,050,000) $ 1,028,360,000 

10458 7/14/2010 $ (513,660,000) $ 514,700,000 

10458 7/16/2010 $ (22,980,000) $ 491,720,000 

10458 9/15/2010 $ 1,800,000 $ 493,520,000 

10458 9/30/2010 $ 9,800,000 $ 503,320,000 

10458 9/30/2010 $ 116,222,668 $ 619,542,668 

10458 10/15/2010 $ 100,000 $ 619,642,668 

10458 12/15/2010 $ 8,900,000 $ 628,542,668 

10458 1/6/2011 $ (556) $ 628,542,112 

10458 1/13/2011 $ 2,300,000 $ 630,842,112 

10458 3/16/2011 $ 700,000 $ 631,542,112 

10458 3/30/2011 $ (654) $ 631,541,458 

10458 4/13/2011 $ 2,100,000 $ 633,641,458 

10458 6/29/2011 $ (6,144) $ 633,635,314 

10458 7/14/2011 $ 200,000 $ 633,835,314 

10458 8/16/2011 $ (100,000) $ 633,735,314 

10458 9/15/2011 $ (700,000) $ 633,035,314 

4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 2 7/31/2009 $ (3,552,000,000) $ - 

4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 6/12/2009 $ (105,620,000) $ 553,380,000 

10500 9/30/2009 $ 102,580,000 $ 655,960,000 

10500 12/30/2009 $ 277,640,000 $ 933,600,000 

10500 3/26/2010 $ 46,860,000 $ 980,460,000 

10500 6/16/2010 $ 156,050,000 $ 1,136,510,000 

10500 7/14/2010 $ (191,610,000) $ 944,900,000 

10500 7/16/2010 $ 23,710,000 $ 968,610,000 

10500 9/15/2010 $ 100,000 $ 968,710,000 

10500 9/30/2010 $ 3,742,740 $ 972,452,740 

10500 10/15/2010 $ 170,800,000 $ 1,143,252,740 

10500 1/6/2011 $ (1,020) $ 1,143,251,720 
Page 5 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10500 2/16/2011 $ 900,000 $ 1,144,151,720 

10500 3/30/2011 $ (1,114) $ 1,144,150,606 

10500 6/29/2011 $ (10,044) $ 1,144,140,562 

Bank of America, N.A. Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A 6/12/2009 $ 5,540,000 $ 804,440,000 

10512 9/30/2009 $ 162,680,000 $ 967,120,000 

10512 12/30/2009 $ 665,510,000 $ 1,632,630,000 

10512 1/26/2010 $ 800,390,000 $ 2,433,020,000 

10512 3/26/2010 $ (829,370,000) $ 1,603,650,000 

10512 7/14/2010 $ (366,750,000) $ 1,236,900,000 

10512 9/30/2010 $ 95,300,000 $ 1,332,200,000 

10512 9/30/2010 $ 222,941,084 $ 1,555,141,084 

10512 1/6/2011 $ (2,199) $ 1,555,138,885 

10512 3/30/2011 $ (2,548) $ 1,555,136,337 

10512 6/29/2011 $ (23,337) $ 1,555,113,000 

10512 8/16/2011 $ (300,000) $ 1,554,813,000 

Countrywide Home Loans Servicing LP Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 1,864,000,000 N/A 6/12/2009 $ 3,318,840,000 $ 5,182,840,000 

1000832 9/30/2009 $ (717,420,000) $ 4,465,420,000 

1000832 12/30/2009 $ 2,290,780,000 $ 6,756,200,000 

1000832 1/26/2010 $ 450,100,000 $ 7,206,300,000 

1000832 3/26/2010 $ 905,010,000 $ 8,111,310,000 

1000832 4/19/2010 $ 10,280,000 $ 8,121,590,000 

1000832 6/16/2010 $ 286,510,000 $ 8,408,100,000 

1000832 7/14/2010 $ (1,787,300,000) $ 6,620,800,000 

1000832 9/30/2010 $ 105,500,000 $ 6,726,300,000 

1000832 9/30/2010 $ (614,527,362) $ 6,111,772,638 

1000832 12/15/2010 $ 236,000,000 $ 6,347,772,638 

1000832 1/6/2011 $ (8,012) $ 6,347,764,626 

1000832 2/16/2011 $ 1,800,000 $ 6,349,564,626 

1000832 3/16/2011 $ 100,000 $ 6,349,664,626 

1000832 3/30/2011 $ (9,190) $ 6,349,655,436 

1000832 4/13/2011 $ 200,000 $ 6,349,855,436 

1000832 5/13/2011 $ 300,000 $ 6,350,155,436 

4/17/2009 as 

amended on 

1/26/2010

4/17/2009 as 

amended on 

1/26/2010
Page 6 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1000832 6/16/2011 $ (1,000,000) $ 6,349,155,436 

1000832 6/29/2011 $ (82,347) $ 6,349,073,089 

1000832 7/14/2011 $ (200,000) $ 6,348,873,089 

1000832 8/16/2011 $ (3,400,000) $ 6,345,473,089 

1000832 9/15/2011 $ (1,400,000) $ 6,344,073,089 

4/20/2009 Home Loan Services, Inc. Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A 6/12/2009 $ 128,300,000 $ 447,300,000 

10316 9/30/2009 $ 46,730,000 $ 494,030,000 

10316 12/30/2009 $ 145,820,000 $ 639,850,000 

10316 3/26/2010 $ (17,440,000) $ 622,410,000 

10316 7/14/2010 $ (73,010,000) $ 549,400,000 

10316 9/30/2010 $ 6,700,000 $ 556,100,000 

10316 9/30/2010 $ (77,126,410) $ 478,973,590 

10316 12/15/2010 $ (314,900,000) $ 164,073,590 

10316 1/6/2011 $ (233) $ 164,073,357 

10316 2/16/2011 $ (1,900,000) $ 162,173,357 

10316 3/16/2011 $ (400,000) $ 161,773,357 

10316 3/30/2011 $ (278) $ 161,773,079 

10316 5/13/2011 $ (400,000) $ 161,373,079 

10316 6/29/2011 $ (2,625) $ 161,370,454 

4/20/2009 Wilshire Credit Corporation Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 366,000,000 N/A 6/12/2009 $ 87,130,000 $ 453,130,000 

10205 9/30/2009 $ (249,670,000) $ 203,460,000 

10205 12/30/2009 $ 119,700,000 $ 323,160,000 

10205 3/26/2010 $ 52,270,000 $ 375,430,000 

10205 4/19/2010 $ (10,280,000) $ 365,150,000 

10205 5/14/2010 $ (1,880,000) $ 363,270,000 

10205 6/16/2010 $ (286,510,000) $ 76,760,000 

10205 7/14/2010 $ 19,540,000 $ 96,300,000 

10205 7/16/2010 $ (210,000) $ 96,090,000 

10205 8/13/2010 $ (100,000) $ 95,990,000 

10205 9/30/2010 $ 68,565,782 $ 164,555,782 

10205 1/6/2011 $ (247) $ 164,555,535 

10205 3/30/2011 $ (294) $ 164,555,241 
Page 7 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10205 6/29/2011 $ (2,779) $ 164,552,462 

4/24/2009 Green Tree Servicing LLC Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 156,000,000 N/A 6/17/2009 $ (64,990,000) $ 91,010,000 

10309 9/30/2009 $ 130,780,000 $ 221,790,000 

10309 12/30/2009 $ (116,750,000) $ 105,040,000 

10309 3/26/2010 $ 13,080,000 $ 118,120,000 

10309 7/14/2010 $ (24,220,000) $ 93,900,000 

10309 7/16/2010 $ 210,000 $ 94,110,000 

10309 8/13/2010 $ 2,200,000 $ 96,310,000 

10309 9/10/2010 $ 34,600,000 $ 130,910,000 

10309 9/30/2010 $ 5,600,000 $ 136,510,000 

10309 9/30/2010 $ 10,185,090 $ 146,695,090 

10309 10/15/2010 $ 400,000 $ 147,095,090 

10309 1/6/2011 $ (213) $ 147,094,877 

10309 3/30/2011 $ (250) $ 147,094,627 

10309 5/13/2011 $ 1,200,000 $ 148,294,627 

10309 6/16/2011 $ 100,000 $ 148,394,627 

10309 6/29/2011 $ (2,302) $ 148,392,325 

10309 7/14/2011 $ 1,900,000 $ 150,292,325 

10309 9/15/2011 $ 200,000 $ 150,492,325 

4/27/2009 Carrington Mortgage Services, LLC Santa Ana CA Purchase Financial Instrument for Home Loan Modifications $ 195,000,000 N/A 6/17/2009 $ (63,980,000) $ 131,020,000 

10503 9/30/2009 $ 90,990,000 $ 222,010,000 

10503 12/30/2009 $ 57,980,000 $ 279,990,000 

10503 3/26/2010 $ 74,520,000 $ 354,510,000 

10503 7/14/2010 $ (75,610,000) $ 278,900,000 

10503 8/13/2010 $ 1,100,000 $ 280,000,000 

10503 9/30/2010 $ 3,763,685 $ 283,763,685 

10503 12/15/2010 $ 300,000 $ 284,063,685 

10503 1/6/2011 $ (325) $ 284,063,360 

10503 1/13/2011 $ 2,400,000 $ 286,463,360 

10503 3/30/2011 $ (384) $ 286,462,976 

10503 6/29/2011 $ (3,592) $ 286,459,384 

10503 8/16/2011 $ 1,800,000 $ 288,259,384 
Page 8 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10503 9/15/2011 $ 100,000 $ 288,359,384 

5/1/2009 Aurora Loan Services, LLC Littleton CO Purchase Financial Instrument for Home Loan Modifications $ 798,000,000 N/A 6/17/2009 $ (338,450,000) $ 459,550,000 

10231 9/30/2009 $ (11,860,000) $ 447,690,000 

10231 12/30/2009 $ 21,330,000 $ 469,020,000 

10231 3/26/2010 $ 9,150,000 $ 478,170,000 

10231 7/14/2010 $ (76,870,000) $ 401,300,000 

10231 9/1/2010 $ 400,000 $ 401,700,000 

10231 9/30/2010 $ (8,454,269) $ 393,245,731 

10231 1/6/2011 $ (342) $ 393,245,389 

10231 3/30/2011 $ (374) $ 393,245,015 

10231 5/13/2011 $ 18,000,000 $ 411,245,015 

10231 6/29/2011 $ (3,273) $ 411,241,742 

5/28/2009 Nationstar Mortgage LLC Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 101,000,000 N/A 6/12/2009 $ 16,140,000 $ 117,140,000 

10406 9/30/2009 $ 134,560,000 $ 251,700,000 

10406 12/30/2009 $ 80,250,000 $ 331,950,000 

10406 3/26/2010 $ 67,250,000 $ 399,200,000 

10406 7/14/2010 $ (85,900,000) $ 313,300,000 

10406 8/13/2010 $ 100,000 $ 313,400,000 

10406 9/30/2010 $ 2,900,000 $ 316,300,000 

10406 9/30/2010 $ 33,801,486 $ 350,101,486 

10406 11/16/2010 $ 700,000 $ 350,801,486 

10406 12/15/2010 $ 1,700,000 $ 352,501,486 

10406 1/6/2011 $ (363) $ 352,501,123 

10406 2/16/2011 $ 900,000 $ 353,401,123 

10406 3/16/2011 $ 29,800,000 $ 383,201,123 

10406 3/30/2011 $ (428) $ 383,200,695 

10406 5/26/2011 $ 20,077,503 $ 403,278,198 

10406 6/29/2011 $ (4,248) $ 403,273,950 

6/12/2009 Residential Credit Solutions Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 9/30/2009 $ (1,860,000) $ 17,540,000 

10326 12/30/2009 $ 27,920,000 $ 45,460,000 

10326 3/26/2010 $ (1,390,000) $ 44,070,000 

10326 7/14/2010 $ (13,870,000) $ 30,200,000 
Page 9 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10326 9/30/2010 $ 400,000 $ 30,600,000 

10326 9/30/2010 $ 586,954 $ 31,186,954 

10326 1/6/2011 $ (34) $ 31,186,920 

10326 3/30/2011 $ (37) $ 31,186,883 

10326 4/13/2011 $ 100,000 $ 31,286,883 

10326 6/29/2011 $ (329) $ 31,286,554 

10326 9/15/2011 $ (1,900,000) $ 29,386,554 

6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 9/30/2009 $ 13,070,000 $ 29,590,000 

10052 12/30/2009 $ 145,510,000 $ 175,100,000 

10052 3/26/2010 $ (116,950,000) $ 58,150,000 

10052 7/14/2010 $ (23,350,000) $ 34,800,000 

10052 9/30/2010 $ 7,846,346 $ 42,646,346 

10052 1/6/2011 $ (46) $ 42,646,300 

10052 3/30/2011 $ (55) $ 42,646,245 

10052 6/29/2011 $ (452) $ 42,645,793 

6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A 9/30/2009 $ (11,300,000) $ 45,700,000 

10131 12/30/2009 $ (42,210,000) $ 3,490,000 

10131 3/26/2010 $ 65,640,000 $ 69,130,000 

10131 4/9/2010 $ (14,470,000) $ 54,660,000 

10131 7/14/2010 $ (8,860,000) $ 45,800,000 

10131 9/30/2010 $ (4,459,154) $ 41,340,846 

10131 12/15/2010 $ (4,300,000) $ 37,040,846 

10131 1/6/2011 $ (51) $ 37,040,795 

10131 3/30/2011 $ (65) $ 37,040,730 

10131 6/29/2011 $ (616) $ 37,040,114 

6/19/2009 First Federal Savings and Loan Port Angeles WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 12/30/2009 $ 2,020,000 $ 2,790,000 

3/26/2010 $ 11,370,000 $ 14,160,000 

5/26/2010 $ (14,160,000) $ - 

6/19/2009 Wescom Central Credit Union Anaheim CA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 9/30/2009 $ 330,000 $ 870,000 

12/30/2009 $ 16,490,000 $ 17,360,000 

3/26/2010 $ (14,260,000) $ 3,100,000 

7/14/2010 $ (1,800,000) $ 1,300,000 
Page 10 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/30/2010 $ 1,500,000 $ 2,800,000 

9/30/2010 $ 1,551,668 $ 4,351,668 

1/6/2011 $ (2) $ 4,351,666 

3/30/2011 $ (2) $ 4,351,664 

Wescom Central Credit Union 5/13/2011 $ (1,800,000) $ 2,551,664 

12 6/3/2011 $ (1,872,787) $ 678,877 

6/26/2009 Citizens First Wholesale Mortgage Company The Villages FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 9/30/2009 $ (10,000) $ 20,000 

12/30/2009 $ 590,000 $ 610,000 

3/26/2010 $ (580,000) $ 30,000 

7/14/2010 $ 70,000 $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

2/17/2011 $ (145,056) $ - 

6/26/2009 Technology Credit Union San Jose CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 12/30/2009 $ 2,180,000 $ 2,250,000 

10014 3/26/2010 $ (720,000) $ 1,530,000 

10014 7/14/2010 $ (430,000) $ 1,100,000 

10014 9/30/2010 $ 60,445 $ 1,160,445 

10014 1/6/2011 $ (1) $ 1,160,444 

10014 3/30/2011 $ (1) $ 1,160,443 

10014 6/29/2011 $ (12) $ 1,160,431 

6/26/2009 National City Bank Miamisburg OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A 9/30/2009 $ 315,170,000 $ 610,150,000 

10349 12/30/2009 $ 90,280,000 $ 700,430,000 

10349 3/26/2010 $ (18,690,000) $ 681,740,000 

10349 7/14/2010 $ (272,640,000) $ 409,100,000 

10349 9/30/2010 $ 80,600,000 $ 489,700,000 

10349 9/30/2010 $ 71,230,004 $ 560,930,004 

10349 1/6/2011 $ (828) $ 560,929,176 

10349 2/16/2011 $ 200,000 $ 561,129,176 

10349 3/16/2011 $ (100,000) $ 561,029,176 

10349 3/30/2011 $ (981) $ 561,028,195 

10349 4/13/2011 $ (2,300,000) $ 558,728,195 

10349 5/13/2011 $ (200,000) $ 558,528,195 

10349 6/16/2011 $ (200,000) $ 558,328,195 
Page 11 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10349 6/29/2011 $ (9,197) $ 558,318,998 

10349 8/16/2011 $ - $ 558,318,998 

7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A 9/30/2009 $ 723,880,000 $ 1,357,890,000 

12/30/2009 $ 692,640,000 $ 2,050,530,000 

2/17/2010 $ (2,050,236,344) $ 293,656 

3 3/12/2010 $ (54,767) $ 238,890 

7/1/2009 Bayview Loan Servicing, LLC Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A 9/30/2009 $ 23,850,000 $ 68,110,000 

1000667 12/30/2009 $ 43,590,000 $ 111,700,000 

1000667 3/26/2010 $ 34,540,000 $ 146,240,000 

1000667 5/7/2010 $ 1,010,000 $ 147,250,000 

1000667 7/14/2010 $ (34,250,000) $ 113,000,000 

1000667 9/30/2010 $ 600,000 $ 113,600,000 

1000667 9/30/2010 $ (15,252,303) $ 98,347,697 

1000667 1/6/2011 $ (70) $ 98,347,627 

1000667 3/30/2011 $ (86) $ 98,347,541 

1000667 4/13/2011 $ 400,000 $ 98,747,541 

1000667 5/13/2011 $ 100,000 $ 98,847,541 

1000667 6/29/2011 $ (771) $ 98,846,770 

1000667 9/15/2011 $ 600,000 $ 99,446,770 

7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2009 $ 150,000 $ 250,000 

10355 12/30/2009 $ 130,000 $ 380,000 

10355 3/26/2010 $ 50,000 $ 430,000 

10355 7/14/2010 $ (30,000) $ 400,000 

10355 9/30/2010 $ 35,167 $ 435,167 

10355 1/6/2011 $ (1) $ 435,166 

10355 3/30/2011 $ (1) $ 435,165 

10355 6/29/2011 $ (6) $ 435,159 

7/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A 9/30/2009 $ (10,000) $ 860,000 

10029 12/30/2009 $ 250,000 $ 1,110,000 

10029 3/26/2010 $ (10,000) $ 1,100,000 

10029 7/14/2010 $ (400,000) $ 700,000 

10029 9/30/2010 $ 170,334 $ 870,334 
Page 12 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10029 1/6/2011 $ (1) $ 870,333 

10029 3/30/2011 $ (1) $ 870,332 

10029 6/29/2011 $ (12) $ 870,320 

7/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 9/30/2009 $ 18,530,000 $ 42,010,000 

12/30/2009 $ 24,510,000 $ 66,520,000 

3/26/2010 $ 18,360,000 $ 84,880,000 

7/14/2010 $ (22,580,000) $ 62,300,000 

9/30/2010 $ (8,194,261) $ 54,105,739 

1/6/2011 $ (37) $ 54,105,702 

3/16/2011 $ (29,400,000) $ 24,705,702 

3/30/2011 $ (34) $ 24,705,668 

11 5/26/2011 $ (20,077,503) $ 4,628,165 

7/17/2009 PNC Bank, National Association Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A 9/30/2009 $ (36,240,000) $ 18,230,000 

1000834 12/30/2009 $ 19,280,000 $ 37,510,000 

1000834 3/26/2010 $ 2,470,000 $ 39,980,000 

1000834 7/14/2010 $ (17,180,000) $ 22,800,000 

1000834 9/30/2010 $ 35,500,000 $ 58,300,000 

1000834 9/30/2010 $ 23,076,191 $ 81,376,191 

1000834 1/6/2011 $ (123) $ 81,376,068 

1000834 3/30/2011 $ (147) $ 81,375,921 

1000834 5/13/2011 $ (100,000) $ 81,275,921 

1000834 6/29/2011 $ (1,382) $ 81,274,539 

7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 9/30/2009 $ (90,000) $ 80,000 

12/30/2009 $ 50,000 $ 130,000 

3/26/2010 $ 100,000 $ 230,000 

7/14/2010 $ (130,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

5/20/2011 $ (145,056) $ - 

7/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A 9/30/2009 $ 890,000 $ 2,300,000 

10257 12/30/2009 $ 1,260,000 $ 3,560,000 

10257 3/26/2010 $ (20,000) $ 3,540,000 

10257 7/14/2010 $ (240,000) $ 3,300,000 
Page 13 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10257 9/30/2010 $ 471,446 $ 3,771,446 

10257 1/6/2011 $ (3) $ 3,771,443 

10257 3/30/2011 $ (4) $ 3,771,439 

10257 4/13/2011 $ (1,100,000) $ 2,671,439 

10257 6/29/2011 $ (38) $ 2,671,401 

7/22/2009 American Home Mortgage Servicing, Inc Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 9/30/2009 $ (53,670,000) $ 1,218,820,000 

10727 12/30/2009 $ 250,450,000 $ 1,469,270,000 

10727 3/26/2010 $ 124,820,000 $ 1,594,090,000 

10727 7/14/2010 $ (289,990,000) $ 1,304,100,000 

10727 9/30/2010 $ 1,690,508 $ 1,305,790,508 

10727 10/15/2010 $ 300,000 $ 1,306,090,508 

10727 11/16/2010 $ (100,000) $ 1,305,990,508 

10727 1/6/2011 $ (1,173) $ 1,305,989,335 

10727 2/16/2011 $ (500,000) $ 1,305,489,335 

10727 3/30/2011 $ (1,400) $ 1,305,487,935 

10727 4/13/2011 $ 3,100,000 $ 1,308,587,935 

10727 6/29/2011 $ (12,883) $ 1,308,575,052 

10727 9/15/2011 $ (1,000,000) $ 1,307,575,052 

7/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A 9/30/2009 $ 1,780,000 $ 5,990,000 

10439 12/30/2009 $ 2,840,000 $ 8,830,000 

10439 3/26/2010 $ 2,800,000 $ 11,630,000 

10439 7/14/2010 $ (5,730,000) $ 5,900,000 

10439 9/30/2010 $ 2,658,280 $ 8,558,280 

10439 1/6/2011 $ (12) $ 8,558,268 

10439 3/30/2011 $ (14) $ 8,558,254 

10439 6/29/2011 $ (129) $ 8,558,125 

7/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A 9/30/2009 $ (490,000) $ 370,000 

1000455 12/30/2009 $ 6,750,000 $ 7,120,000 

1000455 3/26/2010 $ (6,340,000) $ 780,000 

1000455 7/14/2010 $ (180,000) $ 600,000 

1000455 9/30/2010 $ 125,278 $ 725,278 

1000455 3/30/2011 $ (1) $ 725,277 
Page 14 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1000455 6/29/2011 $ (4) $ 725,273 

7/29/2009 First Bank St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A 9/30/2009 $ (1,530,000) $ 4,930,000 

10455 12/30/2009 $ 680,000 $ 5,610,000 

10455 3/26/2010 $ 2,460,000 $ 8,070,000 

10455 7/14/2010 $ (2,470,000) $ 5,600,000 

10455 9/30/2010 $ 2,523,114 $ 8,123,114 

10455 1/6/2011 $ (2) $ 8,123,112 

10455 3/30/2011 $ (2) $ 8,123,110 

10455 6/29/2011 $ (15) $ 8,123,095 

7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A 9/30/2009 $ (60,000) $ 1,030,000 

1000505 12/30/2009 $ 1,260,000 $ 2,290,000 

1000505 3/26/2010 $ 2,070,000 $ 4,360,000 

1000505 7/14/2010 $ (3,960,000) $ 400,000 

1000505 9/30/2010 $ 180,222 $ 580,222 

1000505 1/6/2011 $ (1) $ 580,221 

1000505 3/30/2011 $ (1) $ 580,220 

1000505 6/29/2011 $ (8) $ 580,212 

7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A 9/30/2009 $ (37,700,000) $ 47,320,000 

12/30/2009 $ 26,160,000 $ 73,480,000 

3/26/2010 $ 9,820,000 $ 83,300,000 

7/14/2010 $ (46,200,000) $ 37,100,000 

9/30/2010 $ (28,686,775) $ 8,413,225 

12/3/2010 $ (8,413,225) $ - 

7/31/2009 J.P. Morgan Chase Bank, NA Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A 9/30/2009 $ (14,850,000) $ 2,684,870,000 

10706 12/30/2009 $ 1,178,180,000 $ 3,863,050,000 

10706 3/26/2010 $ 1,006,580,000 $ 4,869,630,000 

10706 7/14/2010 $ (1,934,230,000) $ 2,935,400,000 

10706 9/30/2010 $ 72,400,000 $ 3,007,800,000 

10706 9/30/2010 $ 215,625,536 $ 3,223,425,536 

10706 1/6/2011 $ (3,636) $ 3,223,421,900 

10706 3/16/2011 $ (100,000) $ 3,223,321,900 

10706 3/30/2011 $ (3,999) $ 3,223,317,901 
Page 15 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10706 4/13/2011 $ (200,000) $ 3,223,117,901 

10706 5/13/2011 $ 122,700,000 $ 3,345,817,901 

10706 6/29/2011 $ (34,606) $ 3,345,783,295 

10706 7/14/2011 $ 600,000 $ 3,346,383,295 

10706 8/16/2011 $ (400,000) $ 3,345,983,295 

10706 9/15/2011 $ (100,000) $ 3,345,883,295 

7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A 9/30/2009 $ (10,000) $ 707,370,000 

1001020 12/30/2009 $ 502,430,000 $ 1,209,800,000 

1001020 3/26/2010 $ (134,560,000) $ 1,075,240,000 

1001020 7/14/2010 $ (392,140,000) $ 683,100,000 

1001020 7/16/2010 $ (630,000) $ 682,470,000 

1001020 9/30/2010 $ 13,100,000 $ 695,570,000 

1001020 9/30/2010 $ (8,006,457) $ 687,563,543 

1001020 10/15/2010 $ (100,000) $ 687,463,543 

1001020 12/15/2010 $ (4,400,000) $ 683,063,543 

1001020 1/6/2011 $ (802) $ 683,062,741 

1001020 2/16/2011 $ (900,000) $ 682,162,741 

1001020 3/16/2011 $ (4,000,000) $ 678,162,741 

1001020 3/30/2011 $ (925) $ 678,161,816 

1001020 5/13/2011 $ (122,900,000) $ 555,261,816 

1001020 6/29/2011 $ (8,728) $ 555,253,088 

1001020 7/14/2011 $ (600,000) $ 554,653,088 

8/5/2009 Lake City Bank Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 9/30/2009 $ 180,000 $ 600,000 

1000840 12/30/2009 $ (350,000) $ 250,000 

1000840 3/26/2010 $ 20,000 $ 270,000 

1000840 7/14/2010 $ (70,000) $ 200,000 

1000840 9/30/2010 $ 90,111 $ 290,111 

1000840 6/29/2011 $ (3) $ 290,108 

8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 9/30/2009 $ 290,000 $ 430,000 

12/30/2009 $ 210,000 $ 640,000 

3/26/2010 $ 170,000 $ 810,000 

7/14/2010 $ (10,000) $ 800,000 
Page 16 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ (74,722) $ 725,278 

1/6/2011 $ (1) $ 725,277 

3/30/2011 $ (1) $ 725,276 

4/13/2011 $ (200,000) $ 525,276 

6/29/2011 $ (7) $ 525,269 

12 7/22/2011 $ (515,201) $ 10,068 

8/5/2009 HomEq Servicing North Highlands CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A 9/30/2009 $ (121,190,000) $ 552,810,000 

10717 12/30/2009 $ (36,290,000) $ 516,520,000 

10717 3/26/2010 $ 199,320,000 $ 715,840,000 

10717 7/14/2010 $ (189,040,000) $ 526,800,000 

10717 9/30/2010 $ 38,626,728 $ 565,426,728 

10717 10/15/2010 $ (170,800,000) $ 394,626,728 

10717 12/15/2010 $ (22,200,000) $ 372,426,728 

10717 1/6/2011 $ (549) $ 372,426,179 

10717 2/16/2011 $ (900,000) $ 371,526,179 

10717 3/30/2011 $ (653) $ 371,525,526 

10717 6/29/2011 $ (6,168) $ 371,519,358 

8/12/2009 Litton Loan Servicing LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ 774,900,000 N/A 9/30/2009 $ 313,050,000 $ 1,087,950,000 

10438 12/30/2009 $ 275,370,000 $ 1,363,320,000 

10438 3/26/2010 $ 278,910,000 $ 1,642,230,000 

10438 7/14/2010 $ (474,730,000) $ 1,167,500,000 

10438 8/13/2010 $ (700,000) $ 1,166,800,000 

10438 9/15/2010 $ (1,000,000) $ 1,165,800,000 

10438 9/30/2010 $ (115,017,236) $ 1,050,782,764 

10438 10/15/2010 $ (800,000) $ 1,049,982,764 

10438 12/15/2010 $ 800,000 $ 1,050,782,764 

10438 1/6/2011 $ (1,286) $ 1,050,781,478 

10438 3/16/2011 $ 8,800,000 $ 1,059,581,478 

10438 3/30/2011 $ (1,470) $ 1,059,580,008 

10438 4/13/2011 $ (3,300,000) $ 1,056,280,008 

10438 5/13/2011 $ (300,000) $ 1,055,980,008 

10438 6/16/2011 $ (700,000) $ 1,055,280,008 
Page 17 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10438 6/29/2011 $ (13,097) $ 1,055,266,911 

10438 7/14/2011 $ (200,000) $ 1,055,066,911 

10438 9/15/2011 $ (2,900,000) $ 1,052,166,911 

8/12/2009 PennyMac Loan Services, LLC Calasbasa CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A 9/30/2009 $ (1,200,000) $ 5,010,000 

1000744 12/30/2009 $ 30,800,000 $ 35,810,000 

1000744 3/26/2010 $ 23,200,000 $ 59,010,000 

1000744 6/16/2010 $ 2,710,000 $ 61,720,000 

1000744 7/14/2010 $ (18,020,000) $ 43,700,000 

1000744 7/16/2010 $ 6,680,000 $ 50,380,000 

1000744 8/13/2010 $ 2,600,000 $ 52,980,000 

1000744 9/15/2010 $ (100,000) $ 52,880,000 

1000744 9/30/2010 $ 200,000 $ 53,080,000 

1000744 9/30/2010 $ (1,423,197) $ 51,656,803 

1000744 11/16/2010 $ 1,400,000 $ 53,056,803 

1000744 12/15/2010 $ (100,000) $ 52,956,803 

1000744 1/6/2011 $ (72) $ 52,956,731 

1000744 1/13/2011 $ 4,100,000 $ 57,056,731 

1000744 2/16/2011 $ (100,000) $ 56,956,731 

1000744 3/16/2011 $ 4,000,000 $ 60,956,731 

1000744 3/30/2011 $ (94) $ 60,956,637 

1000744 4/13/2011 $ (100,000) $ 60,856,637 

1000744 5/13/2011 $ 5,800,000 $ 66,656,637 

1000744 6/16/2011 $ 600,000 $ 67,256,637 

1000744 6/29/2011 $ (812) $ 67,255,825 

1000744 7/14/2011 $ 2,500,000 $ 69,755,825 

1000744 9/15/2011 $ 2,800,000 $ 72,555,825 

8/12/2009 Servis One, Inc. Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A 9/30/2009 $ (25,510,000) $ 4,220,000 

10454 12/30/2009 $ 520,000 $ 4,740,000 

10454 3/26/2010 $ 4,330,000 $ 9,070,000 

10454 4/19/2010 $ 230,000 $ 9,300,000 

10454 5/19/2010 $ 850,000 $ 10,150,000 

10454 7/14/2010 $ (850,000) $ 9,300,000 
Page 18 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10454 9/15/2010 $ 100,000 $ 9,400,000 

10454 9/30/2010 $ 100,000 $ 9,500,000 

10454 9/30/2010 $ 16,755,064 $ 26,255,064 

10454 10/15/2010 $ 100,000 $ 26,355,064 

10454 12/15/2010 $ 100,000 $ 26,455,064 

10454 1/6/2011 $ (40) $ 26,455,024 

10454 1/13/2011 $ 300,000 $ 26,755,024 

10454 2/16/2011 $ 100,000 $ 26,855,024 

10454 3/16/2011 $ 2,200,000 $ 29,055,024 

10454 3/30/2011 $ (52) $ 29,054,972 

10454 4/13/2011 $ 1,500,000 $ 30,554,972 

10454 5/13/2011 $ 1,000,000 $ 31,554,972 

10454 6/16/2011 $ 100,000 $ 31,654,972 

10454 6/29/2011 $ (534) $ 31,654,438 

10454 8/16/2011 $ 700,000 $ 32,354,438 

10454 9/15/2011 $ (600,000) $ 31,754,438 

8/28/2009 OneWest Bank Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 668,440,000 N/A 10/2/2009 $ 145,800,000 $ 814,240,000 

10008 12/30/2009 $ 1,355,930,000 $ 2,170,170,000 

10008 3/26/2010 $ 121,180,000 $ 2,291,350,000 

10008 7/14/2010 $ (408,850,000) $ 1,882,500,000 

10008 9/30/2010 $ 5,500,000 $ 1,888,000,000 

10008 9/30/2010 $ (51,741,163) $ 1,836,258,837 

10008 1/6/2011 $ (2,282) $ 1,836,256,555 

10008 3/30/2011 $ (2,674) $ 1,836,253,881 

10008 6/29/2011 $ (24,616) $ 1,836,229,265 

8/28/2009 Stanford Federal Credit Union Palo Alto CA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 10/2/2009 $ 70,000 $ 370,000 

12/30/2009 $ 2,680,000 $ 3,050,000 

3/26/2010 $ 350,000 $ 3,400,000 

7/14/2010 $ (1,900,000) $ 1,500,000 

9/30/2010 $ (1,209,889) $ 290,111 

3/23/2010 $ (290,111) $ - 

8/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 10/2/2009 $ 130,000 $ 700,000 
Page 19 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001011 12/30/2009 $ (310,000) $ 390,000 

1001011 3/26/2010 $ 2,110,000 $ 2,500,000 

1001011 7/14/2010 $ 8,300,000 $ 10,800,000 

1001011 9/30/2010 $ 5,301,172 $ 16,101,172 

1001011 1/6/2011 $ (22) $ 16,101,150 

1001011 3/16/2011 $ (400,000) $ 15,701,150 

1001011 3/30/2011 $ (25) $ 15,701,125 

1001011 4/13/2011 $ - $ 15,701,125 

1001011 6/29/2011 $ (232) $ 15,700,893 

9/2/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A 10/2/2009 $ 130,000 $ 690,000 

1001018 12/30/2009 $ 1,040,000 $ 1,730,000 

1001018 3/26/2010 $ (1,680,000) $ 50,000 

1001018 5/12/2010 $ 1,260,000 $ 1,310,000 

1001018 7/14/2010 $ (1,110,000) $ 200,000 

1001018 9/30/2010 $ 100,000 $ 300,000 

1001018 9/30/2010 $ (9,889) $ 290,111 

1001018 6/29/2011 $ (3) $ 290,108 

Vantium Capital, Inc.dba Acqura Loan Services Plano TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 10 10/2/2009 $ 1,310,000 $ 7,310,000 

10354 12/30/2009 $ (3,390,000) $ 3,920,000 

10354 3/26/2010 $ 410,000 $ 4,330,000 

10354 7/14/2010 $ (730,000) $ 3,600,000 

10354 9/15/2010 $ 4,700,000 $ 8,300,000 

10354 9/30/2010 $ 117,764 $ 8,417,764 

10354 11/16/2010 $ 800,000 $ 9,217,764 

10354 12/15/2010 $ 2,700,000 $ 11,917,764 

10354 1/6/2011 $ (17) $ 11,917,747 

10354 1/13/2011 $ 700,000 $ 12,617,747 

10354 2/16/2011 $ 1,800,000 $ 14,417,747 

10354 3/30/2011 $ (19) $ 14,417,728 

10354 4/13/2011 $ 300,000 $ 14,717,728 

10354 6/29/2011 $ (189) $ 14,717,539 

10354 8/16/2011 $ 300,000 $ 15,017,539 

9/2/2009 as 

amended on 

8/27/2010
Page 20 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10354 9/15/2011 $ 100,000 $ 15,117,539 

9/9/2009 Central Florida Educators Federal Credit Union Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 N/A 10/2/2009 $ 280,000 $ 1,530,000 

1000890 12/30/2009 $ (750,000) $ 780,000 

1000890 3/26/2010 $ 120,000 $ 900,000 

1000890 7/14/2010 $ (300,000) $ 600,000 

1000890 9/30/2010 $ 270,334 $ 870,334 

1000890 1/6/2011 $ (1) $ 870,333 

1000890 3/30/2011 $ (1) $ 870,332 

1000890 6/29/2011 $ (5) $ 870,327 

9/9/2009 U.S. Bank National Association Owensboro KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A 10/2/2009 $ 24,920,000 $ 139,140,000 

10305 12/30/2009 $ 49,410,000 $ 188,550,000 

10305 3/26/2010 $ 41,830,000 $ 230,380,000 

10305 7/14/2010 $ (85,780,000) $ 144,600,000 

10305 9/30/2010 $ 36,574,444 $ 181,174,444 

10305 1/6/2011 $ (160) $ 181,174,284 

10305 3/30/2011 $ (172) $ 181,174,112 

10305 6/29/2011 $ (1,431) $ 181,172,681 

9/9/2009 CUC Mortgage Corporation Albany NY Purchase Financial Instrument for Home Loan Modifications $ 4,350,000 N/A 10/2/2009 $ 950,000 $ 5,300,000 

1000483 12/30/2009 $ 5,700,000 $ 11,000,000 

1000483 3/26/2010 $ 740,000 $ 11,740,000 

1000483 7/14/2010 $ (1,440,000) $ 10,300,000 

1000483 9/30/2010 $ (6,673,610) $ 3,626,390 

1000483 1/6/2011 $ (5) $ 3,626,385 

1000483 3/30/2011 $ (6) $ 3,626,379 

1000483 6/29/2011 $ (52) $ 3,626,327 

9/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A 10/2/2009 $ 460,000 $ 2,530,000 

1000467 12/30/2009 $ 2,730,000 $ 5,260,000 

1000467 3/26/2010 $ 13,280,000 $ 18,540,000 

1000467 7/14/2010 $ (13,540,000) $ 5,000,000 

1000467 9/30/2010 $ 1,817,613 $ 6,817,613 

1000467 1/6/2011 $ (10) $ 6,817,603 

1000467 3/30/2011 $ (12) $ 6,817,591 
Page 21 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1000467 6/29/2011 $ (115) $ 6,817,476 

9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL Purchase Financial Instrument for Home Loan Modifications $ 250,000 N/A 10/2/2009 $ 60,000 $ 310,000 

1001029 12/30/2009 $ (80,000) $ 230,000 

1001029 3/26/2010 $ 280,000 $ 510,000 

1001029 7/14/2010 $ (410,000) $ 100,000 

1001029 9/30/2010 $ 45,056 $ 145,056 

1001029 6/29/2011 $ (1) $ 145,055 

9/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A 10/2/2009 $ 70,000 $ 350,000 

12/30/2009 $ 620,000 $ 970,000 

3/26/2010 $ 100,000 $ 1,070,000 

7/14/2010 $ (670,000) $ 400,000 

9/30/2010 $ 35,167 $ 435,167 

1/6/2011 $ (1) $ 435,166 

1/26/2011 $ (435,166) $ - 

9/11/2009 Franklin Credit Management Corporation Jersey City NJ Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 N/A 10/2/2009 $ 6,010,000 $ 33,520,000 

1000955 12/30/2009 $ (19,750,000) $ 13,770,000 

1000955 3/26/2010 $ (4,780,000) $ 8,990,000 

1000955 7/14/2010 $ (2,390,000) $ 6,600,000 

1000955 9/30/2010 $ 2,973,670 $ 9,573,670 

1000955 1/6/2011 $ (3) $ 9,573,667 

1000955 2/16/2011 $ (1,800,000) $ 7,773,667 

1000955 3/30/2011 $ (6) $ 7,773,661 

1000955 6/29/2011 $ (61) $ 7,773,600 

9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 10/2/2009 $ 90,000 $ 500,000 

1001037 12/30/2009 $ 1,460,000 $ 1,960,000 

1001037 3/26/2010 $ 160,000 $ 2,120,000 

1001037 7/14/2010 $ (120,000) $ 2,000,000 

1001037 9/30/2010 $ (1,419,778) $ 580,222 

1001037 1/6/2011 $ (1) $ 580,221 

1001037 3/30/2011 $ (1) $ 580,220 

1001037 6/29/2011 $ (8) $ 580,212 

9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 10/2/2009 $ 960,000 $ 5,350,000 
Page 22 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001184 12/30/2009 $ (3,090,000) $ 2,260,000 

1001184 3/26/2010 $ 230,000 $ 2,490,000 

1001184 7/14/2010 $ 5,310,000 $ 7,800,000 

1001184 9/30/2010 $ 323,114 $ 8,123,114 

1001184 1/6/2011 $ (12) $ 8,123,102 

1001184 3/16/2011 $ 600,000 $ 8,723,102 

1001184 3/30/2011 $ (16) $ 8,723,086 

1001184 4/13/2011 $ 200,000 $ 8,923,086 

1001184 5/13/2011 $ 100,000 $ 9,023,086 

1001184 6/29/2011 $ (153) $ 9,022,933 

1001184 9/15/2011 $ 100,000 $ 9,122,933 

9/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A 10/2/2009 $ 90,000 $ 480,000 

1001045 12/30/2009 $ 940,000 $ 1,420,000 

1001045 3/26/2010 $ (980,000) $ 440,000 

1001045 7/14/2010 $ (140,000) $ 300,000 

1001045 9/30/2010 $ 1,150,556 $ 1,450,556 

1001045 1/6/2011 $ (2) $ 1,450,554 

1001045 3/30/2011 $ (2) $ 1,450,552 

1001045 6/29/2011 $ (22) $ 1,450,530 

9/23/2009 Glass City Federal Credit Union Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10/2/2009 $ 60,000 $ 290,000 

10716 12/30/2009 $ (10,000) $ 280,000 

10716 3/26/2010 $ 130,000 $ 410,000 

10716 7/14/2010 $ (110,000) $ 300,000 

10716 9/30/2010 $ (9,889) $ 290,111 

10716 6/29/2011 $ (3) $ 290,108 

9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10/2/2009 $ 10,000 $ 40,000 

12/30/2009 $ 120,000 $ 160,000 

3/26/2010 $ 10,000 $ 170,000 

7/14/2010 $ (70,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

10/29/2010 $ (145,056) $ - 

9/23/2009 Yadkin Valley Bank Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 10/2/2009 $ 60,000 $ 300,000 
Page 23 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001000 12/30/2009 $ 350,000 $ 650,000 

1001000 3/26/2010 $ 1,360,000 $ 2,010,000 

1001000 7/14/2010 $ (1,810,000) $ 200,000 

1001000 9/30/2010 $ 235,167 $ 435,167 

1001000 1/6/2011 $ (1) $ 435,166 

1001000 6/29/2011 $ (4) $ 435,162 

9/25/2009 SEFCU Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 10/2/2009 $ 100,000 $ 540,000 

1000924 12/30/2009 $ 20,000 $ 560,000 

1000924 3/26/2010 $ (290,000) $ 270,000 

1000924 7/14/2010 $ (70,000) $ 200,000 

1000924 9/30/2010 $ (54,944) $ 145,056 

1000924 6/29/2011 $ (1) $ 145,055 

10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 12/30/2009 $ 1,030,000 $ 1,600,000 

1001122 3/26/2010 $ (880,000) $ 720,000 

1001122 7/14/2010 $ (320,000) $ 400,000 

1001122 9/30/2010 $ 180,222 $ 580,222 

1001122 1/6/2011 $ (1) $ 580,221 

1001122 3/30/2011 $ (1) $ 580,220 

1001122 6/29/2011 $ (8) $ 580,212 

10/14/2009 Mortgage Clearing Corporation Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A 12/30/2009 $ (2,900,000) $ 1,960,000 

3/26/2010 $ (1,600,000) $ 360,000 

7/14/2010 $ (260,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

3/9/2011 $ (145,056) $ - 

10/21/2009 United Bank Mortgage Corporation Grand Rapids MI Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 1/22/2010 $ 20,000 $ 430,000 

1000073 3/26/2010 $ 400,000 $ 830,000 

1000073 7/14/2010 $ (430,000) $ 400,000 

1000073 9/30/2010 $ 180,222 $ 580,222 

1000073 1/6/2011 $ (1) $ 580,221 

1000073 3/30/2011 $ (1) $ 580,220 

1000073 6/29/2011 $ (5) $ 580,215 

10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A 1/22/2010 $ 4,370,000 $ 98,030,000 
Page 24 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10048 3/26/2010 $ 23,880,000 $ 121,910,000 

10048 7/14/2010 $ (16,610,000) $ 105,300,000 

10048 9/30/2010 $ 1,751,033 $ 107,051,033 

10048 1/6/2011 $ (77) $ 107,050,956 

10048 3/16/2011 $ (9,900,000) $ 97,150,956 

10048 3/30/2011 $ (88) $ 97,150,868 

10048 6/29/2011 $ (773) $ 97,150,095 

10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 

1000740 3/26/2010 $ (760,000) $ 40,000 

1000740 5/12/2010 $ 2,630,000 $ 2,670,000 

1000740 7/14/2010 $ (770,000) $ 1,900,000 

1000740 9/30/2010 $ 565,945 $ 2,465,945 

1000740 1/6/2011 $ (4) $ 2,465,941 

1000740 3/30/2011 $ (4) $ 2,465,937 

1000740 6/29/2011 $ (40) $ 2,465,897 

10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 4/21/2010 $ (1,070,000) $ - 

10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 4/21/2010 $ (510,000) $ - 

10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 1/22/2010 $ 10,000 $ 80,000 

1000585 3/26/2010 $ 10,000 $ 90,000 

1000585 7/14/2010 $ 10,000 $ 100,000 

1000585 9/30/2010 $ 45,056 $ 145,056 

1000585 6/29/2011 $ (1) $ 145,055 

11/6/2009 Los Alamos National Bank Los Alamos NM Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 40,000 $ 740,000 

1000676 3/26/2010 $ 50,000 $ 790,000 

1000676 7/14/2010 $ 1,310,000 $ 2,100,000 

1000676 9/30/2010 $ 75,834 $ 2,175,834 

1000676 1/6/2011 $ (3) $ 2,175,831 

1000676 3/30/2011 $ (4) $ 2,175,827 

1000676 6/29/2011 $ (35) $ 2,175,792 

11/18/2009 Quantum Servicing Corporation Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 18,960,000 N/A 1/22/2010 $ 890,000 $ 19,850,000 

1001271 3/26/2010 $ 3,840,000 $ 23,690,000 

1001271 7/14/2010 $ (2,890,000) $ 20,800,000 
Page 25 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001271 9/30/2010 $ 9,661,676 $ 30,461,676 

1001271 1/6/2011 $ (46) $ 30,461,630 

1001271 1/13/2011 $ 1,600,000 $ 32,061,630 

1001271 2/16/2011 $ 1,400,000 $ 33,461,630 

1001271 3/30/2011 $ (58) $ 33,461,572 

1001271 4/13/2011 $ 100,000 $ 33,561,572 

1001271 5/13/2011 $ 100,000 $ 33,661,572 

1001271 6/16/2011 $ 800,000 $ 34,461,572 

1001271 6/29/2011 $ (559) $ 34,461,013 

1001271 7/14/2011 $ 300,000 $ 34,761,013 

1001271 8/16/2011 $ 200,000 $ 34,961,013 

1001271 9/15/2011 $ 100,000 $ 35,061,013 

11/18/2009 Hillsdale County National Bank Hillsdale MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A 1/22/2010 $ 80,000 $ 1,750,000 

1000443 3/26/2010 $ 330,000 $ 2,080,000 

1000443 7/14/2010 $ (1,080,000) $ 1,000,000 

1000443 9/30/2010 $ 160,445 $ 1,160,445 

1000443 1/6/2011 $ (1) $ 1,160,444 

1000443 3/30/2011 $ (2) $ 1,160,442 

1000443 6/29/2011 $ (16) $ 1,160,426 

11/18/2009 QLending, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 20,000 N/A 1/22/2010 $ - $ 20,000 

1001304 3/26/2010 $ (10,000) $ 10,000 

1001304 7/14/2010 $ 90,000 $ 100,000 

1001304 9/30/2010 $ 45,056 $ 145,056 

1001304 6/29/2011 $ (1) $ 145,055 

11/25/2009 Marix Servicing, LLC Phoenix AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A 1/22/2010 $ 950,000 $ 21,310,000 

10412 3/26/2010 $ (17,880,000) $ 3,430,000 

10412 6/16/2010 $ 1,030,000 $ 4,460,000 

10412 7/14/2010 $ (1,160,000) $ 3,300,000 

10412 8/13/2010 $ 800,000 $ 4,100,000 

10412 9/30/2010 $ 200,000 $ 4,300,000 

10412 9/30/2010 $ 1,357,168 $ 5,657,168 

10412 1/6/2011 $ (1) $ 5,657,167 
Page 26 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10412 3/16/2011 $ 5,700,000 $ 11,357,167 

10412 3/30/2011 $ (6) $ 11,357,161 

10412 4/13/2011 $ 7,300,000 $ 18,657,161 

10412 5/13/2011 $ 300,000 $ 18,957,161 

10412 6/16/2011 $ 900,000 $ 19,857,161 

10412 6/29/2011 $ (154) $ 19,857,007 

10412 7/14/2011 $ 100,000 $ 19,957,007 

10412 8/16/2011 $ 300,000 $ 20,257,007 

11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 4/21/2010 $ (230,000) $ - 

11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 1/22/2010 $ 50,000 $ 1,330,000 

3/26/2010 $ 1,020,000 $ 2,350,000 

7/14/2010 $ (950,000) $ 1,400,000 

9/30/2010 $ 50,556 $ 1,450,556 

1/6/2011 $ (2) $ 1,450,554 

3/30/2011 $ (2) $ 1,450,552 

6/16/2011 $ (100,000) $ 1,350,552 

6/29/2011 $ (21) $ 1,350,531 

12 7/22/2011 $ (1,335,614) $ 14,917 

12/4/2009 Community Bank & Trust Company Clarks Summit PA Purchase Financial Instrument for Home Loan Modifications $ 380,000 N/A 1/22/2010 $ 10,000 $ 390,000 

1000978 3/26/2010 $ 520,000 $ 910,000 

1000978 7/14/2010 $ (810,000) $ 100,000 

1000978 9/30/2010 $ 45,056 $ 145,056 

1000978 6/29/2011 $ (1) $ 145,055 

12/4/2009 Idaho Housing and Finance Association Boise ID Purchase Financial Instrument for Home Loan Modifications $ 9,430,000 N/A 1/22/2010 $ 440,000 $ 9,870,000 

10223 3/26/2010 $ 14,480,000 $ 24,350,000 

10223 5/26/2010 $ (24,200,000) $ 150,000 

10223 7/14/2010 $ 150,000 $ 300,000 

10223 9/30/2010 $ (9,889) $ 290,111 

10223 6/29/2011 $ (3) $ 290,108 

12/9/2009 Spirit of Alaska Federal Credit Union Fairbanks AK Purchase Financial Instrument for Home Loan Modifications $ 360,000 N/A 1/22/2010 $ 10,000 $ 370,000 

3/26/2010 $ 850,000 $ 1,220,000 

7/14/2010 $ (120,000) $ 1,100,000 
Page 27 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 100,000 $ 1,200,000 

9/30/2010 $ 105,500 $ 1,305,500 

1/6/2011 $ (2) $ 1,305,498 

2/17/2011 $ (1,305,498) $ - 

12/9/2009 American Eagle Federal Credit Union East Hartford CT Purchase Financial Instrument for Home Loan Modifications $ 1,590,000 N/A 1/22/2010 $ 70,000 $ 1,660,000 

1001228 3/26/2010 $ (290,000) $ 1,370,000 

1001228 7/14/2010 $ (570,000) $ 800,000 

1001228 9/30/2010 $ 70,334 $ 870,334 

1001228 1/6/2011 $ (1) $ 870,333 

1001228 3/30/2011 $ (1) $ 870,332 

1001228 6/29/2011 $ (13) $ 870,319 

12/9/2009 Silver State Schools Credit Union Las Vegas NV Purchase Financial Instrument for Home Loan Modifications $ 1,880,000 N/A 1/22/2010 $ 90,000 $ 1,970,000 

1001075 3/26/2010 $ 1,110,000 $ 3,080,000 

1001075 7/14/2010 $ (1,180,000) $ 1,900,000 

1001075 9/30/2010 $ 275,834 $ 2,175,834 

1001075 1/6/2011 $ (2) $ 2,175,832 

1001075 3/30/2011 $ (3) $ 2,175,829 

1001075 6/29/2011 $ (26) $ 2,175,803 

12/9/2009 Fidelity Homestead Savings Bank New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A 1/22/2010 $ 140,000 $ 3,080,000 

1001269 3/26/2010 $ 6,300,000 $ 9,380,000 

1001269 7/14/2010 $ (1,980,000) $ 7,400,000 

1001269 9/30/2010 $ (6,384,611) $ 1,015,389 

1001269 1/6/2011 $ (1) $ 1,015,388 

1001269 3/30/2011 $ (2) $ 1,015,386 

1001269 6/29/2011 $ (16) $ 1,015,370 

12/9/2009 Bay Gulf Credit Union Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 1/22/2010 $ 10,000 $ 240,000 

3/26/2010 $ 440,000 $ 680,000 

7/14/2010 $ (80,000) $ 600,000 

9/30/2010 $ (19,778) $ 580,222 

10/15/2010 $ (580,222) $ - 

12/9/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A 1/22/2010 $ 290,000 $ 6,450,000 

1001226 3/26/2010 $ 40,000 $ 6,490,000 
Page 28 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001226 7/14/2010 $ (2,890,000) $ 3,600,000 

1001226 9/30/2010 $ 606,612 $ 4,206,612 

1001226 1/6/2011 $ (4) $ 4,206,608 

1001226 3/30/2011 $ (4) $ 4,206,604 

1001226 6/29/2011 $ (35) $ 4,206,569 

12/9/2009 Sterling Savings Bank Spokane WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A 1/22/2010 $ 100,000 $ 2,350,000 

1000638 3/26/2010 $ (740,000) $ 1,610,000 

1000638 7/14/2010 $ (710,000) $ 900,000 

1000638 9/30/2010 $ 550,556 $ 1,450,556 

1000638 1/6/2011 $ (1) $ 1,450,555 

1000638 3/30/2011 $ (1) $ 1,450,554 

1000638 6/29/2011 $ (11) $ 1,450,543 

12/11/2009 HomeStar Bank & Financial Services Manteno IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A 1/22/2010 $ 20,000 $ 330,000 

10125 3/26/2010 $ 820,000 $ 1,150,000 

10125 7/14/2010 $ (350,000) $ 800,000 

10125 9/30/2010 $ 70,334 $ 870,334 

10125 1/6/2011 $ (1) $ 870,333 

10125 3/30/2011 $ (1) $ 870,332 

10125 6/29/2011 $ (13) $ 870,319 

12/11/2009 Glenview State Bank Glenview IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A 1/22/2010 $ 20,000 $ 390,000 

3/26/2010 $ 1,250,000 $ 1,640,000 

5/26/2010 $ (1,640,000) $ - 

12/11/2009 Verity Credit Union Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 1/22/2010 $ 30,000 $ 630,000 

3/26/2010 $ 400,000 $ 1,030,000 

7/14/2010 $ (330,000) $ 700,000 

9/30/2010 $ 25,278 $ 725,278 

1/6/2011 $ (1) $ 725,277 

2/17/2011 $ (725,277) $ - 

12/11/2009 Hartford Savings Bank Hartford WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A 1/22/2010 $ 30,000 $ 660,000 

1000753 3/26/2010 $ 800,000 $ 1,460,000 

1000753 7/14/2010 $ (360,000) $ 1,100,000 

1000753 9/30/2010 $ 60,445 $ 1,160,445 
Page 29 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1000753 1/6/2011 $ (2) $ 1,160,443 

1000753 3/30/2011 $ (2) $ 1,160,441 

1000753 6/29/2011 $ (18) $ 1,160,423 

12/11/2009 The Bryn Mawr Trust Co. Bryn Mawr PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 4/21/2010 $ (150,000) $ - 

1000631 9 6/16/2011 $ 100,000 $ 100,000 

12/16/2009 Citizens 1st National Bank Spring Valley IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A 1/22/2010 $ 30,000 $ 650,000 

1000438 3/26/2010 $ (580,000) $ 70,000 

1000438 7/14/2010 $ 1,430,000 $ 1,500,000 

1000438 9/30/2010 $ 95,612 $ 1,595,612 

1000438 1/6/2011 $ (2) $ 1,595,610 

1000438 3/30/2011 $ (3) $ 1,595,607 

1000438 6/29/2011 $ (24) $ 1,595,583 

12/16/2009 Golden Plains Credit Union Garden City KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 1/22/2010 $ 10,000 $ 180,000 

3/26/2010 $ 30,000 $ 210,000 

7/14/2010 $ (10,000) $ 200,000 

9/30/2010 $ 90,111 $ 290,111 

2/17/2011 $ (290,111) $ - 

12/16/2009 First Federal Savings and Loan Association of Lakewood Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A 1/22/2010 $ 160,000 $ 3,620,000 

4/21/2010 $ (3,620,000) $ - 

12/16/2009 Sound Community Bank Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1/22/2010 $ 20,000 $ 460,000 

3/26/2010 $ 1,430,000 $ 1,890,000 

7/14/2010 $ (390,000) $ 1,500,000 

9/8/2010 $ (1,500,000) $ - 

12/16/2009 Horizon Bank, NA Michigan City IN Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 30,000 $ 730,000 

1000825 3/26/2010 $ 1,740,000 $ 2,470,000 

1000825 7/14/2010 $ (1,870,000) $ 600,000 

1000825 9/30/2010 $ 850,556 $ 1,450,556 

1000825 1/6/2011 $ (2) $ 1,450,554 

1000825 3/30/2011 $ (2) $ 1,450,552 

1000825 6/29/2011 $ (23) $ 1,450,529 

12/16/2009 Park View Federal Savings Bank Solon OH Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 

10025 3/26/2010 $ 140,000 $ 940,000 
Page 30 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10025 7/14/2010 $ (140,000) $ 800,000 

10025 9/30/2010 $ 70,334 $ 870,334 

10025 1/6/2011 $ (1) $ 870,333 

10025 3/30/2011 $ (1) $ 870,332 

10025 6/29/2011 $ (12) $ 870,320 

12/23/2009 Iberiabank Sarasota FL Purchase Financial Instrument for Home Loan Modifications $ 4,230,000 N/A 1/22/2010 $ 200,000 $ 4,430,000 

3/26/2010 $ (1,470,000) $ 2,960,000 

7/14/2010 $ (1,560,000) $ 1,400,000 

9/30/2010 $ 5,852,780 $ 7,252,780 

1/6/2011 $ (11) $ 7,252,769 

3/30/2011 $ (13) $ 7,252,756 

Iberiabank 4/13/2011 $ (300,000) $ 6,952,756 

12 6/3/2011 $ (6,927,254) $ 25,502 

12/23/2009 Grafton Suburban Credit Union North Grafton MA Purchase Financial Instrument for Home Loan Modifications $ 340,000 N/A 1/22/2010 $ 20,000 $ 360,000 

1001192 3/26/2010 $ (320,000) $ 40,000 

1001192 7/14/2010 $ 760,000 $ 800,000 

1001192 9/30/2010 $ (74,722) $ 725,278 

1001192 1/6/2011 $ (1) $ 725,277 

1001192 3/30/2011 $ (1) $ 725,276 

1001192 6/29/2011 $ (11) $ 725,265 

12/23/2009 Eaton National Bank & Trust Company Eaton OH Purchase Financial Instrument for Home Loan Modifications $ 60,000 N/A 1/22/2010 $ - $ 60,000 

3/26/2010 $ 90,000 $ 150,000 

7/14/2010 $ 50,000 $ 200,000 

9/30/2010 $ (54,944) $ 145,056 

5/20/2011 $ (145,056) $ - 

12/23/2009 Tempe Schools Credit Union Tempe AZ Purchase Financial Instrument for Home Loan Modifications $ 110,000 N/A 1/22/2010 $ - $ 110,000 

3/26/2010 $ (20,000) $ 90,000 

7/14/2010 $ 10,000 $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

12/8/2010 $ (145,056) $ - 

1/13/2010 Fresno County Federal Credit Union Fresno CA Purchase Financial Instrument for Home Loan Modifications $ 260,000 N/A 3/26/2010 $ 480,000 $ 740,000 

10507 7/14/2010 $ (140,000) $ 600,000 
Page 31 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10507 9/30/2010 $ (19,778) $ 580,222 

10507 1/6/2011 $ (1) $ 580,221 

10507 3/30/2011 $ (1) $ 580,220 

10507 6/29/2011 $ (8) $ 580,212 

1/13/2010 Roebling Bank Roebling NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 3/26/2010 $ 610,000 $ 850,000 

7/14/2010 $ 50,000 $ 900,000 

9/30/2010 $ (29,666) $ 870,334 

1/6/2011 $ (1) $ 870,333 

3/23/2011 $ (870,333) $ - 

1/13/2010 First National Bank of Grant Park Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 3/26/2010 $ 150,000 $ 290,000 

7/14/2010 $ 10,000 $ 300,000 

9/30/2010 $ (9,889) $ 290,111 

1/26/2011 $ (290,111) $ - 

1/13/2010 Specialized Loan Servicing, LLC Highlands Ranch CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A 3/26/2010 $ (51,240,000) $ 12,910,000 

1000635 5/14/2010 $ 3,000,000 $ 15,910,000 

1000635 6/16/2010 $ 4,860,000 $ 20,770,000 

1000635 7/14/2010 $ 3,630,000 $ 24,400,000 

1000635 7/16/2010 $ 330,000 $ 24,730,000 

1000635 8/13/2010 $ 700,000 $ 25,430,000 

1000635 9/15/2010 $ 200,000 $ 25,630,000 

1000635 9/30/2010 $ (1,695,826) $ 23,934,174 

1000635 11/16/2010 $ 200,000 $ 24,134,174 

1000635 1/6/2011 $ (32) $ 24,134,142 

1000635 1/13/2011 $ 1,500,000 $ 25,634,142 

1000635 3/16/2011 $ 7,100,000 $ 32,734,142 

1000635 3/30/2011 $ (36) $ 32,734,106 

1000635 4/13/2011 $ 1,000,000 $ 33,734,106 

1000635 5/13/2011 $ 100,000 $ 33,834,106 

1000635 6/16/2011 $ 300,000 $ 34,134,106 

1000635 6/29/2011 $ (332) $ 34,133,774 

1000635 8/16/2011 $ 100,000 $ 34,233,774 

1000635 9/15/2011 $ 300,000 $ 34,533,774 
Page 32 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/13/2010 Greater Nevada Mortgage Services Carson City NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 3/26/2010 $ 8,680,000 $ 9,450,000 

10517 7/14/2010 $ (8,750,000) $ 700,000 

10517 9/30/2010 $ 170,334 $ 870,334 

10517 1/6/2011 $ (1) $ 870,333 

10517 3/30/2011 $ (1) $ 870,332 

10517 6/29/2011 $ (8) $ 870,324 

1/15/2010 Digital Federal Credit Union Marlborough MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A 3/26/2010 $ 12,190,000 $ 15,240,000 

5/14/2010 $ (15,240,000) $ - 

1/29/2010 iServe Residential Lending, LLC San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A 3/26/2010 $ (730,000) $ 230,000 

1001415 7/14/2010 $ 370,000 $ 600,000 

1001415 9/30/2010 $ 200,000 $ 800,000 

1001415 9/30/2010 $ (364,833) $ 435,167 

1001415 11/16/2010 $ 100,000 $ 535,167 

1001415 1/6/2011 $ (1) $ 535,166 

1001415 3/30/2011 $ (1) $ 535,165 

1001415 6/29/2011 $ (7) $ 535,158 

1/29/2010 United Bank Griffin GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 3/26/2010 $ 160,000 $ 700,000 

1000893 9/30/2010 $ 25,278 $ 725,278 

1000893 1/6/2011 $ (1) $ 725,277 

1000893 3/30/2011 $ (1) $ 725,276 

1000893 6/29/2011 $ (11) $ 725,265 

3/3/2010 Urban Trust Bank Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A 7/14/2010 $ 4,440,000 $ 5,500,000 

9/24/2010 $ (5,500,000) $ - 

3/5/2010 iServe Servicing, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A 5/26/2010 $ 120,000 $ 28,160,000 

1001384 7/14/2010 $ (12,660,000) $ 15,500,000 

1001384 9/30/2010 $ 100,000 $ 15,600,000 

1001384 9/30/2010 $ (3,125,218) $ 12,474,782 

1001384 11/16/2010 $ 800,000 $ 13,274,782 

1001384 1/6/2011 $ (20) $ 13,274,762 

1001384 3/30/2011 $ (24) $ 13,274,738 

1001384 6/29/2011 $ (221) $ 13,274,517 

3/10/2010 Navy Federal Credit Union Vienna VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A 7/14/2010 $ (44,880,000) $ 15,900,000 
Page 33 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1000494 9/30/2010 $ 1,071,505 $ 16,971,505 

1000494 1/6/2011 $ (23) $ 16,971,482 

1000494 3/30/2011 $ (26) $ 16,971,456 

1000494 6/29/2011 $ (238) $ 16,971,218 

3/10/2010 Vist Financial Corp Wyomissing PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 400,000 $ 700,000 

1000468 9/30/2010 $ 25,278 $ 725,278 

1000468 1/6/2011 $ (1) $ 725,277 

1000468 3/30/2011 $ (1) $ 725,276 

1000468 6/29/2011 $ (11) $ 725,265 

4/14/2010 Midwest Bank and Trust Co. Elmwood Park IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 300,000 $ 600,000 

9/30/2010 $ (19,778) $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/30/2011 $ (1) $ 580,220 

6/29/2011 $ (8) $ 580,212 

7/14/2011 $ (580,212) $ - 

4/14/2010 Wealthbridge Mortgage Corp Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A 7/14/2010 $ (150,000) $ 6,400,000 

1000657 9/15/2010 $ 1,600,000 $ 8,000,000 

1000657 9/30/2010 $ (4,352,173) $ 3,647,827 

1000657 1/6/2011 $ (5) $ 3,647,822 

1000657 3/30/2011 $ (6) $ 3,647,816 

1000657 4/13/2011 $ (3,000,000) $ 647,816 

1000657 6/29/2011 $ (9) $ 647,807 

5/21/2010 Aurora Financial Group, Inc. Marlton NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4, 8 5/26/2010 $ 30,000 $ 40,000 

10425 9/30/2010 $ 250,111 $ 290,111 

10425 6/29/2011 $ 59,889 $ 350,000 

6/16/2010 Selene Finance LP Houston TX Transfer Financial Instrument for Home Loan Modifications $ - N/A 9 6/16/2010 $ 3,680,000 $ 3,680,000

1001460 8/13/2010 $ 3,300,000 $ 6,980,000

1001460 9/30/2010 $ 3,043,831 $ 10,023,831 

1001460 10/15/2010 $ 1,400,000 $ 11,423,831 

1001460 1/6/2011 $ (17) $ 11,423,814 

1001460 3/16/2011 $ 2,100,000 $ 13,523,814 

1001460 3/30/2011 $ (24) $ 13,523,790 
Page 34 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001460 4/13/2011 $ 2,900,000 $ 16,423,790 

1001460 6/16/2011 $ (200,000) $ 16,223,790 

1001460 6/29/2011 $ (273) $ 16,223,517 

8/4/2010 Suburban Mortgage Company of New Mexico Albuquerque NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A 9/30/2010 $ 1,585,945 $ 2,465,945 

1000602 1/6/2011 $ (4) $ 2,465,941 

1000602 3/30/2011 $ (4) $ 2,465,937 

1000602 6/29/2011 $ (40) $ 2,465,897 

8/20/2010 Bramble Savings Bank Cincinanati OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 9/30/2010 $ 1,040,667 $ 1,740,667 

1/6/2011 $ (2) $ 1,740,665 

3/30/2011 $ (3) $ 1,740,662 

6/29/2011 $ (28) $ 1,740,634 

8/10/2011 $ (1,740,634) $ - 

8/25/2010 Pathfinder Bank Oswego NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 9/30/2010 $ 2,181,334 $ 3,481,334 

1001240 1/6/2011 $ (5) $ 3,481,329 

1001240 3/30/2011 $ (6) $ 3,481,323 

1001240 6/29/2011 $ (58) $ 3,481,265 

8/27/2010 First Financial Bank, N.A. Terre Haute ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 9/30/2010 $ 7,014,337 $ 11,314,337 

1000951 1/6/2011 $ (17) $ 11,314,320 

1000951 3/30/2011 $ (20) $ 11,314,300 

1000951 6/29/2011 $ (192) $ 11,314,108 

9/1/2010 RBC Bank (USA) Raleigh NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1001421 1/6/2011 $ 34,944 $ 180,000 

1001421 3/30/2011 $ 40,000 $ 220,000 

1001421 6/29/2011 $ 50,000 $ 270,000 

9/3/2010 Fay Servicing, LLC Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A 9/30/2010 $ 5,168,169 $ 8,268,169 

1001727 1/6/2011 $ (12) $ 8,268,157 

1001727 3/30/2011 $ (15) $ 8,268,142 

1001727 4/13/2011 $ 400,000 $ 8,668,142 

1001727 6/29/2011 $ (143) $ 8,667,999 

1001727 9/15/2011 $ 700,000 $ 9,367,999 

9/15/2010 Vericrest Financial, Inc. Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 9/15/2010 $ 1,000,000 $ 1,000,000

1001557 9/30/2010 $ 450,556 $ 1,450,556 
Page 35 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001557 1/6/2011 $ (2) $ 1,450,554 

1001557 2/16/2011 $ 3,000,000 $ 4,450,554 

1001557 3/16/2011 $ 10,200,000 $ 14,650,554 

1001557 3/30/2011 $ (24) $ 14,650,530 

1001557 6/29/2011 $ (227) $ 14,650,303 

1001557 7/14/2011 $ 12,000,000 $ 26,650,303 

9/15/2010 Midwest Community Bank Freeport IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 

1000879 1/6/2011 $ (1) $ 580,221 

1000879 3/30/2011 $ (1) $ 580,220 

1000879 6/29/2011 $ (8) $ 580,212 

9/24/2010 American Finance House LARIBA Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 

2/2/2011 $ (145,056) $ - 

9/24/2010 Centrue Bank Ottawa IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A 9/30/2010 $ 856,056 $ 2,756,056 

1/6/2011 $ (4) $ 2,756,052 

3/9/2011 $ (2,756,052) $ - 

9/30/2010 AgFirst Farm Credit Bank Columbia SC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 

3/23/2011 $ (145,056) $ - 

9/30/2010 Amarillo National Bank Amarillo TX Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1000478 6/29/2011 $ (1) $ 145,055 

9/30/2010 American Financial Resources Inc. Parsippany NJ Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1001726 6/29/2011 $ (1) $ 145,055 

9/30/2010 Banco Popular de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4, 5, 8 9/30/2010 $ 765,945 $ 2,465,945 

1000509 1/6/2011 $ (3) $ 2,465,942 

1000509 3/30/2011 $ (4) $ 2,465,938 

1000509 6/29/2011 $ (36) $ 2,465,902 

9/30/2010 Capital International Financial, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1001930 6/29/2011 $ (1) $ 145,055 

9/24/2010 Citizens Community Bank Freeburg IL Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 9/30/2010 $ 360,445 $ 1,160,445 

1/6/2011 $ (2) $ 1,160,443 

3/23/2011 $ (1,160,443) $ - 

9/30/2010 Community Credit Union of Florida Rockledge FL Purchase Financial Instrument for Home Loan Modifications $ 2,000,000 N/A 6 9/30/2010 $ 901,112 $ 2,901,112 

8 1/6/2011 $ (4) $ 2,901,108 
Page 36 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

8 3/30/2011 $ (5) $ 2,901,103 

8 6/29/2011 $ (48) $ 2,901,055 

9/30/2010 CU Mortgage Services, Inc. New Brighton MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

10616 6/29/2011 $ (1) $ 145,055 

9/30/2010 First Federal Bank of Florida Lake City FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

10364 6/29/2011 $ (1) $ 145,055 

9/30/2010 First Mortgage Coporation Diamond Bar CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

26-Jan 6/29/2011 $ (1) $ 145,055 

9/30/2010 First Safety Bank Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/23/2011 $ (580,221) $ - 

9/30/2010 Flagstar Capital Markets Corporation Troy MI Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 7, 8 9/30/2010 $ 360,445 $ 1,160,445 

10228 1/6/2011 $ (2) $ 1,160,443 

10228 3/30/2011 $ (2) $ 1,160,441 

10228 6/29/2011 $ (18) $ 1,160,423 

9/30/2010 Franklin Savings Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4 9/30/2010 $ 765,945 $ 2,465,945 

1000773 1/6/2011 $ (4) $ 2,465,941 

1000773 3/30/2011 $ (4) $ 2,465,937 

1000773 6/29/2011 $ (40) $ 2,465,897 

9/30/2010 Gateway Mortgage Group, LLC Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1001744 6/29/2011 $ (1) $ 145,055 

9/30/2010 GFA Federal Credit Union Gardner MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 

3/23/2011 $ (145,056) $ - 

9/30/2010 Guaranty Bank Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

10350 6/29/2011 $ (1) $ 145,055 

9/24/2010 James B. Nutter & Company Kansas City MO Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4, 8 9/30/2010 $ 135,167 $ 435,167 

1000492 1/6/2011 $ (1) $ 435,166 

1000492 3/30/2011 $ (1) $ 435,165 

1000492 6/29/2011 $ (6) $ 435,159 

9/30/2010 Liberty Bank and Trust Co New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 1,000,000 N/A 9/30/2010 $ 450,556 $ 1,450,556 

1001010 1/6/2011 $ (2) $ 1,450,554 
Page 37 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001010 3/30/2011 $ (2) $ 1,450,552 

1001010 6/29/2011 $ (23) $ 1,450,529 

9/30/2010 M&T Bank Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 4, 8 9/30/2010 $ 315,389 $ 1,015,389 

10529 1/6/2011 $ (1) $ 1,015,388 

10529 3/30/2011 $ (1) $ 1,015,387 

10529 6/29/2011 $ (11) $ 1,015,376 

9/30/2010 Magna Bank Germantown TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 5 9/30/2010 $ 630,778 $ 2,030,778 

1000645 1/6/2011 $ (3) $ 2,030,775 

1000645 3/30/2011 $ (3) $ 2,030,772 

1000645 6/29/2011 $ (33) $ 2,030,739 

9/30/2010 Mainstreet Credit Union Lexena KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A 9/30/2010 $ 225,278 $ 725,278 

1/6/2011 $ (1) $ 725,277 

3/9/2011 $ (725,277) $ - 

9/30/2010 Marsh Associates, Inc. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1001907 6/29/2011 $ (1) $ 145,055 

9/30/2010 Midland Mortgage Company Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ 43,500,000 N/A 4, 5 9/30/2010 $ 49,915,806 $ 93,415,806 

10457 1/6/2011 $ (125) $ 93,415,681 

10457 3/30/2011 $ (139) $ 93,415,542 

10457 6/29/2011 $ (1,223) $ 93,414,319 

9/30/2010 Schmidt Mortgage Company Rocky River OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1001163 6/29/2011 $ (1) $ 145,055 

9/30/2010 Stockman Bank of Montana Miles City MT Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1000818 6/29/2011 $ (1) $ 145,055 

9/30/2010 University First Federal Credit Union Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 9/30/2010 $ 270,334 $ 870,334 

1/6/2011 $ (1) $ 870,333 

2/17/2011 $ (870,333) $ - 

9/30/2010 Weststar Mortgage, Inc. Woodbridge VA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1001893 6/29/2011 $ (1) $ 145,055 

12/15/2010 Statebridge Company, LLC Denver CO Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 12/15/2010 $ 5,000,000 $ 5,000,000 

1001754 1/6/2011 $ (7) $ 4,999,993 

1001754 2/16/2011 $ 500,000 $ 5,499,993 

1001754 3/16/2011 $ 100,000 $ 5,599,993 
Page 38 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1001754 3/30/2011 $ (9) $ 5,599,984 

1001754 6/29/2011 $ (85) $ 5,599,899 

12/15/2010 Scotiabank de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 12/15/2010 $ 4,300,000 $ 4,300,000 

1000991 1/6/2011 $ (4) $ 4,299,996 

1000991 6/29/2011 $ (5) $ 4,299,991 

4/13/2011 AmTrust Bank, A Division of New York Community Bank Cleveland OH Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 200,000 $ 200,000 

10151 5/13/2011 $ 100,000 $ 300,000 

10151 6/16/2011 $ 300,000 $ 600,000 

10151 6/29/2011 $ (9) $ 599,991 

10151 8/16/2011 $ 200,000 $ 799,991 

4/13/2011 SunTrust Mortgage, Inc. Richmond VA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 100,000 $ 100,000 

4/13/2011 Urban Partnership Bank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 1,000,000 $ 1,000,000 

1001970 6/29/2011 $ 233,268 $ 1,233,268 

4/13/2011 Western Federal Credit Union Hawthorne CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 200,000 $ 200,000 

1001231 6/29/2011 $ 17,687 $ 217,687 

5/13/2011 FCI Lender Services, Inc. Anaheim Hills CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 5/13/2011 $ 500,000 $ 500,000 

1002025 6/16/2011 $ 100,000 $ 600,000 

1002025 6/29/2011 $ (9) $ 599,991 

1002025 7/14/2011 $ 200,000 $ 799,991 

1002025 9/15/2011 $ 100,000 $ 899,991 

7/14/2011 Gregory Funding, LLC Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 7/14/2011 $ 200,000 $ 200,000 

9/15/2011 Bangor Savings Bank Bangor ME Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 9/15/2011 $ 100,000 $ 100,000 

9/15/2011 PHH Mortgage Corporation Mt. Laurel NJ Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 9/15/2011 $ 1,300,000 $ 1,300,000 

Total Initial Cap $ 23,831,570,000 $ 6,052,054,458

TOTAL CAP $ 29,883,624,458

8/ Initial cap does not include HAMP.

9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.

10/ The amendment reflects a change in the legal name of the institution.

11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreem 

7/ Initial cap amount includes FHA-2LP.

Total Cap Adjustments

5/ Initial cap amount includes RD-HAMP.

6/ Initial cap amount includes 2MP.

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. 

The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.

2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 

3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 

4/ Initial cap amount includes FHA-HAMP.
Page 39 of 78

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination. 

"HPDP" means the Home Price Decline Protection program.

"2MP" means the Second Lien Modification Program.

"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.

"FHA-2LP" means the FHA Second Lien Program

As used in this table:

"HAFA" means the Home Affordable Foreclosure Alternatives program.
Page 40 of 78

Reason for Adjustment

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap and initial FHA-2LP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer & 2MP 

initial cap

Transfer of cap to Service One, Inc. due to 

servicing transfer

Transfer of cap to Specialized Loan Servicing, 

LLC due to servicing transfer

 

 s

 

 

 

 

 
Page 41 of 78

Reason for Adjustment

 s

Transfer of cap to multiple servicers due to 

servicing transfer

Updated portfolio data from servicer

Transfer of cap to multiple servicers due to 

servicing transfer

Transfer of cap to multiple servicers due to 

servicing transfer

Transfer of cap to multiple servicers due to 

servicing transfer

Initial FHA-HAMP cap and initial FHA-2LP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Transfer of cap (from Wachovia) due to merger

Transfer of cap (from Wachovia) due to merger

Initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

Transfer of cap (from Wachovia) due to merger
Page 42 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer
Page 43 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap to Ocwen Financial 

Corporation, Inc. due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to multiple servicing 

transfers

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap and initial FHA-2LP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

Updated portfolio data from servicer

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer
Page 44 of 78

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Initial 2MP cap

Updated portfolio data from servicer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Updated portfolio data from servicer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer
Page 45 of 78

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-2LP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

Transfer of cap to GMAC Mortgage, Inc. due to 

servicing transfer

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

Updated portfolio data from servicer

Transfer of cap to Green Tree Servicing LLC 

due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation
Page 46 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Transfer of cap due to servicing transfer

Initial 2MP cap

Initial FHA-2LP cap and FHA-HAMP

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer
Page 47 of 78

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

initial RD-HAMP, and initial 2MP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 48 of 78

Reason for Adjustment

 s

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 49 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer
Page 50 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Transfer of cap (to Wells Fargo Bank) due to 

merger

Transfer of cap (to Wells Fargo Bank) due to 

merger

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Initial 2MP cap

Updated portfolio data from servicer

Initial FHA-2LP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 51 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

(remaining cap equals distribution amount)

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-2LP cap and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 52 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation
Page 53 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer & 2MP 

initial cap

Updated portfolio data from servicer

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial RD-HAMP

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation
Page 54 of 78

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer & 2MP 

initial cap

Updated portfolio data from servicer

Transfer of cap to Saxon Mortgage Services, 

Inc.

Initial FHA-HAMP cap and initial FHA-2LP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 55 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap to due to servicing transfer

Transfer of cap to due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer
Page 56 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap to due to servicing transfer

Transfer of cap to due to servicing transfer

Initial FHA-HAMP cap and 2MP initial cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Initial 2MP cap

Updated portfolio data from servicer
Page 57 of 78

Reason for Adjustment

 s

Transfer of cap to due to servicing transfer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

2MP initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

HPDP initial cap
Page 58 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial RD-HAMP

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer
Page 59 of 78

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation
Page 60 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap
Page 61 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

HPDP initial cap
Page 62 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap
Page 63 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 64 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap and initial RD-HAMP

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 65 of 78

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 66 of 78

Reason for Adjustment

 s

Initial FHA-HAMP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer
Page 67 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 68 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Transfer of cap due to servicing transfer

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer
Page 69 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 70 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer
Page 71 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap and initial 2MP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Initial 2MP cap

Updated portfolio data from servicer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer
Page 72 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated FHA-HAMP cap

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation
Page 73 of 78

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer
Page 74 of 78

Reason for Adjustment

 s

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 75 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 76 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer
Page 77 of 78

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

ment. 
Page 78 of 78

Reason for Adjustment

 s
Page 1 of 4

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Allstate Mortgage Loans & Investments, Inc. $ 1,623.05 $ 5,899.33 $ 4,623.05 $ 12,145.43

American Home Mortgage Servicing, Inc. $ 16,354,747.17 $ 59,601,600.84 $ 45,875,795.65 $ 121,832,143.66

Aurora Financial Group, Inc $ 10,305.44 $ 10,472.10 $ 20,777.54

Aurora Loan Services LLC $ 6,542,447.27 $ 22,131,798.50 $ 16,650,631.34 $ 45,324,877.11

BAC Home Loans Servicing, LP $ 34,643,419.99 $ 102,688,040.09 $ 70,013,720.99 $ 207,345,181.07

Bank of America, N.A. $ 3,616,580.02 $ 18,901,765.93 $ 10,558,938.92 $ 33,077,284.87

BANKUNITED $ 1,811,294.88 $ 6,337,501.98 $ 4,748,123.65 $ 12,896,920.51

Bayview Loan Servicing LLC $ 2,146,914.80 $ 5,651,285.81 $ 4,955,832.77 $ 12,754,033.38

Carrington Mortgage Services, LLC. $ 2,792,933.52 $ 9,232,185.47 $ 7,204,230.06 $ 19,229,349.05

CCO Mortgage, a division of RBS Citizens NA $ 587,249.97 $ 1,788,165.35 $ 1,457,919.57 $ 3,833,334.89

Central Florida Educators Federal Credit Union $ 22,505.57 $ 45,890.30 $ 60,464.66 $ 128,860.53

CitiMortgage Inc $ 21,348,143.37 $ 59,657,897.02 $ 49,805,101.64 $ 130,811,142.03

Citizens First National Bank $ 2,750.00 $ 10,424.21 $ 10,916.67 $ 24,090.88

CUC Mortgage Corporation $ 11,881.16 $ 44,402.39 $ 40,848.96 $ 97,132.51

DuPage Credit Union $ 1,000.00 $ 11,258.90 $ 3,500.00 $ 15,758.90

EMC Mortgage Corporation $ 7,569,459.20 $ 11,592,937.05 $ 16,279,383.05 $ 35,441,779.30

Fay Servicing, LLC $ 9,583.35 $ 20,502.01 $ 9,666.68 $ 39,752.04

FCI Lender Services, Inc. $ - $ 698.64 $ - $ 698.64

FIRST BANK $ 259,069.14 $ 682,179.63 $ 663,483.46 $ 1,604,732.23

First Keystone Bank $ 2,775.62 $ 3,423.27 $ 8,717.90 $ 14,916.79

Franklin Credit Management Corporation $ 169,131.38 $ 339,667.81 $ 498,813.67 $ 1,007,612.86

Fresno County Federal Credit Union $ 1,000.00 $ 6,666.25 $ 5,000.00 $ 12,666.25

Glass City Federal Credit Union $ 2,000.00 $ 2,018.04 $ 4,000.00 $ 8,018.04

GMAC Mortgage, LLC $ 14,701,415.33 $ 48,452,142.09 $ 37,483,211.90 $ 100,636,769.32

Great Lakes Credit Union $ 3,916.67 $ 4,461.07 $ 4,500.00 $ 12,877.74

Greater Nevada Mortgage Services $ 17,416.67 $ 46,556.60 $ 41,750.01 $ 105,723.28

Green Tree Servicing LLC $ 331,442.21 $ 983,403.36 $ 1,167,821.29 $ 2,482,666.86

Guaranty Bank $ 916.67 $ 1,000.00 $ 1,916.67

Hillsdale County National Bank $ 8,976.26 $ 11,895.71 $ 25,704.84 $ 46,576.81

Home Loan Services, Inc. $ 169,857.80 $ 2,440,767.73 $ 3,698,606.99 $ 6,309,232.52

HomEqServicing $ - $ 3,036,319.34 $ 5,272,500.00 $ 8,308,819.34

HomeStar Bank and Financial Services $ 1,333.33 $ 3,585.53 $ 4,833.34 $ 9,752.20

Horicon Bank $ 2,515.13 $ 6,076.22 $ 5,569.53 $ 14,160.88

Iberiabank $ - $ 10,502.00 $ 15,000.00 $ 25,502.00

IBM Southeast Employees' Federal Credit Union $ 5,916.67 $ 14,766.78 $ 13,000.00 $ 33,683.45

IC Federal Credit Union $ 4,666.67 $ 10,534.23 $ 12,000.00 $ 27,200.90

Idaho Housing and Finance Association $ 5,844.16 $ 4,368.85 $ 8,844.16 $ 19,057.17

JPMorgan Chase Bank, NA $ 65,897,843.93 $ 94,125,292.41 $ 85,871,163.80 $ 245,894,300.14

Lake City Bank $ 1,668.23 $ 1,834.24 $ 6,910.80 $ 10,413.27

Lake National Bank $ 2,000.00 $ 2,655.60 $ 3,000.00 $ 7,655.60

Litton Loan Servicing, LP $ 10,443,967.50 $ 27,386,530.80 $ 22,836,041.97 $ 60,666,540.27

Supplemental Information [Not Required by EESA §114(a)]

Home Affordable Modification Program

Non-GSE Incentive Payments (through August 2011)
Page 2 of 4

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Los Alamos National Bank $ 3,537.50 $ 5,572.13 $ 12,793.00 $ 21,902.63

M&T Bank $ 15,735.51 $ 16,652.18 $ 32,387.69
Page 3 of 4

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Marix Servicing LLC $ 206,094.06 $ 568,526.45 $ 565,891.83 $ 1,340,512.34

Midland Mortgage Co. $ 554,227.16 $ 19,239.13 $ 642,397.76 $ 1,215,864.05

Midwest Community Bank $ - $ 363.52 $ 1,000.00 $ 1,363.52

Mission Federal Credit Union $ 14,500.01 $ 46,991.69 $ 35,000.00 $ 96,491.70

MorEquity, Inc. $ 345,841.21 $ 2,305,003.00 $ 1,977,320.74 $ 4,628,164.95

Mortgage Center, LLC $ 34,657.60 $ 86,427.70 $ 107,825.21 $ 228,910.51

National City Bank $ 555,923.91 $ 2,232,184.75 $ 1,647,212.66 $ 4,435,321.32

Nationstar Mortgage LLC $ 5,873,941.21 $ 14,135,097.64 $ 13,023,625.74 $ 33,032,664.59

Navy Federal Credit Union $ 25,833.34 $ 171,763.02 $ 161,333.34 $ 358,929.70

New York Community Bank $ 1,000.00 $ 3,813.72 $ 1,000.00 $ 5,813.72

Oakland Municipal Credit Union $ - $ 3,568.11 $ 6,500.00 $ 10,068.11

Ocwen Loan Servicing, LLC $ 19,871,707.26 $ 51,168,936.02 $ 44,563,785.21 $ 115,604,428.49

OneWest Bank $ 11,532,073.14 $ 43,269,786.31 $ 27,528,081.74 $ 82,329,941.19

ORNL Federal Credit Union $ 2,000.00 $ 1,450.08 $ 4,000.00 $ 7,450.08

Park View Federal Savings Bank $ 5,000.00 $ 16,544.87 $ 13,000.00 $ 34,544.87

Pathfinder Bank $ 916.67 $ 1,154.78 $ 1,916.67 $ 3,988.12

PennyMac Loan Services, LLC $ 682,129.56 $ 1,157,014.23 $ 1,374,647.94 $ 3,213,791.73

PNC Bank, National Association $ 12,833.34 $ 63,282.05 $ 135,500.00 $ 211,615.39

Quantum Servicing Corporation $ - $ 1,045.60 $ 2,000.00 $ 3,045.60

RBC Bank (USA) $ 15,578.31 $ 15,661.64 $ 31,239.95

Residential Credit Solutions, Inc. $ 322,970.71 $ 920,228.94 $ 900,990.70 $ 2,144,190.35

RG Mortgage $ 164,852.94 $ 227,582.28 $ 401,333.81 $ 793,769.03

RoundPoint Mortgage Servicing Corporation $ 47,122.33 $ 126,971.06 $ 137,496.44 $ 311,589.83

Saxon Mortgage Services, Inc. $ 16,828,204.51 $ 28,562,908.56 $ 35,412,741.76 $ 80,803,854.83

Schools Financial Credit Union $ 4,833.33 $ 21,460.41 $ 16,500.00 $ 42,793.74

Scotiabank de Puerto Rico $ 76,351.22 $ 185,093.22 $ 103,013.09 $ 364,457.53

Select Portfolio Servicing, Inc. $ 20,439,814.08 $ 47,705,106.38 $ 43,150,090.35 $ 111,295,010.81

Selene Finance LP $ 6,750.00 $ 17,188.48 $ 6,500.00 $ 30,438.48

Servis One, Inc., dba BSI Financial Services, Inc. $ 4,000.00 $ 18,816.52 $ 29,500.00 $ 52,316.52

ShoreBank $ 49,915.10 $ 153,906.17 $ 143,165.10 $ 346,986.37

Silver State Schools Credit Union $ 12,677.95 $ 70,927.49 $ 39,844.62 $ 123,450.06

Specialized Loan Servicing LLC $ 349,720.05 $ 1,100,142.03 $ 896,540.00 $ 2,346,402.08

Sterling Savings Bank $ 23,450.62 $ 61,093.84 $ 72,117.28 $ 156,661.74

Technology Credit Union $ 11,416.67 $ 55,797.18 $ 27,416.67 $ 94,630.52

The Bryn Mawr Trust Company $ 3,717.90 $ 4,543.47 $ 3,717.90 $ 11,979.27

The Golden 1 Credit Union $ 52,901.99 $ 230,596.65 $ 173,568.65 $ 457,067.29

U.S. Bank National Association $ 2,751,392.57 $ 9,355,034.64 $ 8,466,023.40 $ 20,572,450.61

United Bank $ - $ 131.18 $ 1,000.00 $ 1,131.18

United Bank Mortgage Corporation $ 14,468.08 $ 30,508.76 $ 34,089.81 $ 79,066.65

Urban Partnership Bank $ 38,514.46 $ 73,271.65 $ 39,339.93 $ 151,126.04

Vantium Capital, Inc. d/b/a Acqura Loan Services $ 66,170.53 $ 118,989.81 $ 73,054.59 $ 258,214.93

Vericrest Financial, Inc. $ 32,136.01 $ 71,915.40 $ 60,719.34 $ 164,770.75

Wachovia Mortgage, FSB $ - $ 76,889.58 $ 162,000.00 $ 238,889.58

Wells Fargo Bank, N.A. $ 42,673,526.58 $ 107,418,269.72 $ 97,457,847.77 $ 247,549,644.07

Wescom Central Credit Union $ 93,545.55 $ 374,718.56 $ 210,612.54 $ 678,876.65

Western Federal Credit Union $ 2,583.33 $ 11,533.53 $ 6,000.00 $ 20,116.86
Page 4 of 4

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Wilshire Credit Corporation $ - $ 490,394.10 $ 1,167,000.00 $ 1,657,394.10

Yadkin Valley Bank $ 2,000.00 $ 5,236.28 $ 15,000.00 $ 22,236.28

Totals $ 313,333,078 $ 788,044,922 $ 666,386,013 $ 1,767,764,013
Page 1 of 2

Name of Institution City State

6/23/2010 Nevada Affordable Housing Assistance Corporation Reno NV Purchase Financial Instrument for HHF Program $ 102,800,000 - $ 194,026,240 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 34,056,581 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 57,169,659 N/A

6/23/2010 CalHFA Mortgage Assistance Corporation Sacramento CA Purchase Financial Instrument for HHF Program $ 699,600,000 - $ 1,975,334,096 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 476,257,070 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 799,477,026 N/A

6/23/2010 Florida Housing Finance Corporation Tallahassee FL Purchase Financial Instrument for HHF Program $ 418,000,000 - $ 1,057,839,136 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 238,864,755 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 400,974,381 N/A

6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation Phoenix AZ Purchase Financial Instrument for HHF Program $ 125,100,000 - $ 267,766,006 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 142,666,006 N/A

6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation Lansing MI Purchase Financial Instrument for HHF Program $ 154,500,000 - $ 498,605,738 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 128,461,559 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 215,644,179 N/A

8/3/2010 North Carolina Housing Finance Agency Raleigh NC Purchase Financial Instrument for HHF Program $ 159,000,000 - $ 482,781,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 120,874,221 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 202,907,565 N/A

8/3/2010 Ohio Homeowner Assistance LLC Columbus OH Purchase Financial Instrument for HHF Program $ 172,000,000 - $ 570,395,099 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 148,728,864 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 249,666,235 N/A

8/3/2010 Oregon Affordable Housing Assistance Corporation Salem OR Purchase Financial Instrument for HHF Program $ 88,000,000 - $ 220,042,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 49,294,215 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 82,748,571 N/A

8/3/2010 Rhode Island Housing and Mortgage Finance Corporation Providence RI Purchase Financial Instrument for HHF Program $ 43,000,000 - $ 79,351,573 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 13,570,770 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 22,780,803 N/A

8/3/2010 SC Housing Corp Columbia SC Purchase Financial Instrument for HHF Program $ 138,000,000 - $ 295,431,547 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 58,772,347 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 98,659,200 N/A

9/23/2010 Alabama Housing Finance Authority Montgomery AL Purchase Financial Instrument for HHF Program $ 60,672,471 - $ 162,521,345 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 101,848,874 N/A

9/23/2010 Kentucky Housing Corporation Frankfort KY Purchase Financial Instrument for HHF Program $ 55,588,050 - $ 148,901,875 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 93,313,825 N/A

9/23/2010 Mississippi Home Corporation Jackson MS Purchase Financial Instrument for HHF Program $ 38,036,950 - $ 101,888,323 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 63,851,373 N/A

9/23/2010 GHFA Affordable Housing, Inc. Atlanta GA Purchase Financial Instrument for HHF Program $ 126,650,987 - $ 339,255,819 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 212,604,832 N/A

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets

Hardest Hit Funds (HHF) Program

Note

Additional 

Investment Amount

Investment Amount 1 Date

Seller Transaction 

Type Investment Description

Initial Investment 

Amount

Pricing 

Mechanism
Page 2 of 2

Note Name of Institution City State

Additional 

Investment Amount

Investment Amount 1 Date

Seller Transaction 

Type Investment Description

Initial Investment 

Amount

Pricing 

Mechanism

9/23/2010 Indiana Housing and Community Development Authority Indianapolis IN Purchase Financial Instrument for HHF Program $ 82,762,859 - $ 221,694,139 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 138,931,280 N/A

9/23/2010 Illinois Housing Development Authority Chicago IL Purchase Financial Instrument for HHF Program $ 166,352,726 - $ 445,603,557 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 279,250,831 N/A

9/23/2010 New Jersey Housing and Mortgage Finance Agency Trenton NJ Purchase Financial Instrument for HHF Program $ 112,200,637 - $ 300,548,144 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 188,347,507 N/A

9/23/2010 District of Columbia Housing Finance Agency Washington DC Purchase Financial Instrument for HHF Program $ 7,726,678 - $ 20,697,198 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 12,970,520 N/A

9/23/2010 Tennessee Housing Development Agency Nashville TN Purchase Financial Instrument for HHF Program $ 81,128,260 - $ 217,315,593 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 136,187,333 N/A

$ 7,600,000,000

2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

1/ The purchase will be incrementally funded up to the investment amount.

3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

TOTAL INVESTMENT AMOUNT 
Page 1 of 1

Name City State

1 9/3/2010 Citigroup, Inc. New York NY Purchase

Facility Purchase Agreement, dated as of September 3, 

2010, between the U.S. Department of the Treasury 

and Citibank, N.A $ 8,117,000,000

TOTAL $ 8,117,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an 

up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to time 

during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a 

maximum amount of $117 million.

N/A

FHA SHORT REFINANCE PROGRAM

Footnote Date

Seller Transaction 

Type Investment Description Investment Amount Pricing Mechanism