Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

4/13/2009 Select Portfolio Servicing Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 376,000,000 N/A 6/12/2009 $ 284,590,000 $ 660,590,000 Updated portfolio data from servicer

9/30/2009 $ 121,910,000 $ 782,500,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 131,340,000 $ 913,840,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (355,530,000) $ 558,310,000 Updated portfolio data from servicer

7/14/2010 $ 128,690,000 $ 687,000,000 Updated portfolio data from servicer

9/30/2010 $ 4,000,000 $ 691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ 59,807,784 $ 750,807,784 Updated portfolio data from servicer

11/16/2010 $ (700,000) $ 750,107,784 Transfer of cap due to servicing transfer

12/15/2010 $ 64,400,000 $ 814,507,784 Updated portfolio data from servicer

1/6/2011 $ (639) $ 814,507,145 Updated portfolio data from servicer

1/13/2011 $ (2,300,000) $ 812,207,145 Transfer of cap due to servicing transfer

2/16/2011 $ 100,000 $ 812,307,145 Transfer of cap due to servicing transfer

3/16/2011 $ 3,600,000 $ 815,907,145 Transfer of cap due to servicing transfer

4/13/2009 CitiMortgage, Inc. O'Fallon MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A 6/12/2009 $ (991,580,000) $ 1,079,420,000 Updated portfolio data from servicer

9/30/2009 $ 1,010,180,000 $ 2,089,600,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (105,410,000) $ 1,984,190,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (199,300,000) $ 1,784,890,000 

Updated portfolio data from servicer & 2MP 

initial cap

4/19/2010 $ (230,000) $ 1,784,660,000 

Transfer of cap to Service One, Inc. due to 

servicing transfer

5/14/2010 $ (3,000,000) $ 1,781,660,000 

Transfer of cap to Specialized Loan Servicing, 

LLC due to servicing transfer

6/16/2010 $ (12,280,000) $ 1,769,380,000 

Transfer of cap to multiple servicers due to 

servicing transfer

7/14/2010 $ (757,680,000) $ 1,011,700,000 Updated portfolio data from servicer

7/16/2010 $ (7,110,000) $ 1,004,590,000 

Transfer of cap to multiple servicers due to 

servicing transfer

8/13/2010 $ (6,300,000) $ 998,290,000 

Transfer of cap to multiple servicers due to 

servicing transfer

9/15/2010 $ (8,300,000) $ 989,990,000 

Transfer of cap to multiple servicers due to 

servicing transfer

9/30/2010 $ 32,400,000 $ 1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ 101,287,484 $ 1,123,677,484 Updated portfolio data from servicer

Troubled Asset Relief Program

Transactions Report - Housing Programs

For Period Ending March 23, 2011

U.S. Treasury Department

Office of Financial Stability

HOME AFFORDABLE MODIFICATION PROGRAM

Date 

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Page 1 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10/15/2010 $ (1,400,000) $ 1,122,277,484 Transfer of cap due to servicing transfer

11/16/2010 $ (3,200,000) $ 1,119,077,484 Transfer of cap due to servicing transfer

1/6/2011 $ (981) $ 1,119,076,503 Updated portfolio data from servicer

1/13/2011 $ (10,500,000) $ 1,108,576,503 Transfer of cap due to servicing transfer

2/16/2011 $ (4,600,000) $ 1,103,976,503 Transfer of cap due to servicing transfer

3/16/2011 $ (30,500,000) $ 1,073,476,503 Transfer of cap due to servicing transfer

4/13/2009 Wells Fargo Bank, NA Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 2,873,000,000 N/A 6/17/2009 $ (462,990,000) $ 2,410,010,000 Updated portfolio data from servicer

9/30/2009 $ 65,070,000 $ 2,475,080,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,213,310,000 $ 3,688,390,000 

Updated portfolio data from servicer & HAFA 

initial cap

2/17/2010 $ 2,050,236,344 $ 5,738,626,344 Transfer of cap (from Wachovia) due to merger

3/12/2010 $ 54,767 $ 5,738,681,110 Transfer of cap (from Wachovia) due to merger

3/19/2010 $ 668,108,890 $ 6,406,790,000 Initial 2MP cap

3/26/2010 $ 683,130,000 $ 7,089,920,000 Updated portfolio data from servicer

7/14/2010 $ (2,038,220,000) $ 5,051,700,000 Updated portfolio data from servicer

9/30/2010 $ (287,348,828) $ 4,764,351,172 Updated portfolio data from servicer

9/30/2010 $ 344,000,000 $ 5,108,351,172 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

12/3/2010 $ 8,413,225 $ 5,116,764,397 Transfer of cap (from Wachovia) due to merger

12/15/2010 $ 22,200,000 $ 5,138,964,397 Updated portfolio data from servicer

1/6/2011 $ (6,312) $ 5,138,958,085 Updated portfolio data from servicer

1/13/2011 $ (100,000) $ 5,138,858,085 Transfer of cap due to servicing transfer

3/16/2011 $ (100,000) $ 5,138,758,085 Transfer of cap due to servicing transfer

4/13/2009 GMAC Mortgage, Inc. Ft. Washington PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A 6/12/2009 $ 384,650,000 $ 1,017,650,000 Updated portfolio data from servicer

9/30/2009 $ 2,537,240,000 $ 3,554,890,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (1,679,520,000) $ 1,875,370,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 190,180,000 $ 2,065,550,000 Updated portfolio data from servicer

5/14/2010 $ 1,880,000 $ 2,067,430,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

7/14/2010 $ (881,530,000) $ 1,185,900,000 Updated portfolio data from servicer

8/13/2010 $ (3,700,000) $ 1,182,200,000 Transfer of cap due to servicing transfer

9/30/2010 $ 119,200,000 $ 1,301,400,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

9/30/2010 $ 216,998,139 $ 1,518,398,139 Updated portfolio data from servicer

12/15/2010 $ (500,000) $ 1,517,898,139 Updated portfolio data from servicer

1/6/2011 $ (1,734) $ 1,517,896,405 Updated portfolio data from servicer

Page 2 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/16/2011 $ (100,000) $ 1,517,796,405 Transfer of cap due to servicing transfer

4/13/2009 Saxon Mortgage Services, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A 6/17/2009 $ 225,040,000 $ 632,040,000 Updated portfolio data from servicer

9/30/2009 $ 254,380,000 $ 886,420,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 355,710,000 $ 1,242,130,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (57,720,000) $ 1,184,410,000 Updated portfolio data from servicer

6/16/2010 $ (156,050,000) $ 1,028,360,000 

Transfer of cap to Ocwen Financial 

Corporation, Inc. due to servicing transfer

7/14/2010 $ (513,660,000) $ 514,700,000 Updated portfolio data from servicer

7/16/2010 $ (22,980,000) $ 491,720,000 

Transfer of cap due to multiple servicing 

transfers

9/15/2010 $ 1,800,000 $ 493,520,000 Transfer of cap due to servicing transfer

9/30/2010 $ 9,800,000 $ 503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ 116,222,668 $ 619,542,668 Updated portfolio data from servicer

10/15/2010 $ 100,000 $ 619,642,668 Transfer of cap due to servicing transfer

12/15/2010 $ 8,900,000 $ 628,542,668 Updated portfolio data from servicer

1/6/2011 $ (556) $ 628,542,112 Updated portfolio data from servicer

1/13/2011 $ 2,300,000 $ 630,842,112 Transfer of cap due to servicing transfer

3/16/2011 $ 700,000 $ 631,542,112 Transfer of cap due to servicing transfer

4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 2

7/31/2009 $ (3,552,000,000) $ - Termination of SPA 

4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 6/12/2009 $ (105,620,000) $ 553,380,000 Updated portfolio data from servicer

9/30/2009 $ 102,580,000 $ 655,960,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 277,640,000 $ 933,600,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 46,860,000 $ 980,460,000 Updated portfolio data from servicer

6/16/2010 $ 156,050,000 $ 1,136,510,000 

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

7/14/2010 $ (191,610,000) $ 944,900,000 Updated portfolio data from servicer

7/16/2010 $ 23,710,000 $ 968,610,000 

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

9/15/2010 $ 100,000 $ 968,710,000 Initial FHA-HAMP cap

9/30/2010 $ 3,742,740 $ 972,452,740 Updated portfolio data from servicer

10/15/2010 $ 170,800,000 $ 1,143,252,740 Transfer of cap due to servicing transfer

1/6/2011 $ (1,020) $ 1,143,251,720 Updated portfolio data from servicer

2/16/2011 $ 900,000 $ 1,144,151,720 Transfer of cap due to servicing transfer

Bank of America, N.A. Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A 6/12/2009 $ 5,540,000 $ 804,440,000 Updated portfolio data from servicer

9/30/2009 $ 162,680,000 $ 967,120,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 665,510,000 $ 1,632,630,000 

Updated portfolio data from servicer & HAFA 

initial cap

4/17/2009 as 

amended on 

1/26/2010

Page 3 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/26/2010 $ 800,390,000 $ 2,433,020,000 Initial 2MP cap

3/26/2010 $ (829,370,000) $ 1,603,650,000 Updated portfolio data from servicer

7/14/2010 $ (366,750,000) $ 1,236,900,000 Updated portfolio data from servicer

9/30/2010 $ 95,300,000 $ 1,332,200,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

9/30/2010 $ 222,941,084 $ 1,555,141,084 Updated portfolio data from servicer

1/6/2011 $ (2,199) $ 1,555,138,885 Updated portfolio data from servicer

Countrywide Home Loans Servicing LP Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 1,864,000,000 N/A 6/12/2009 $ 3,318,840,000 $ 5,182,840,000 Updated portfolio data from servicer

9/30/2009 $ (717,420,000) $ 4,465,420,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 2,290,780,000 $ 6,756,200,000 

Updated portfolio data from servicer & HAFA 

initial cap

1/26/2010 $ 450,100,000 $ 7,206,300,000 Initial 2MP cap

3/26/2010 $ 905,010,000 $ 8,111,310,000 Updated portfolio data from servicer

4/19/2010 $ 10,280,000 $ 8,121,590,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

6/16/2010 $ 286,510,000 $ 8,408,100,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

7/14/2010 $ (1,787,300,000) $ 6,620,800,000 Updated portfolio data from servicer

9/30/2010 $ 105,500,000 $ 6,726,300,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

9/30/2010 $ (614,527,362) $ 6,111,772,638 Updated portfolio data from servicer

12/15/2010 $ 236,000,000 $ 6,347,772,638 Updated portfolio data from servicer

1/6/2011 $ (8,012) $ 6,347,764,626 Updated portfolio data from servicer

2/16/2011 $ 1,800,000 $ 6,349,564,626 Transfer of cap due to servicing transfer

3/16/2011 $ 100,000 $ 6,349,664,626 Transfer of cap due to servicing transfer

4/20/2009 Home Loan Services, Inc. Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A 6/12/2009 $ 128,300,000 $ 447,300,000 Updated portfolio data from servicer

9/30/2009 $ 46,730,000 $ 494,030,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 145,820,000 $ 639,850,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (17,440,000) $ 622,410,000 Updated portfolio data from servicer

7/14/2010 $ (73,010,000) $ 549,400,000 Updated portfolio data from servicer

9/30/2010 $ 6,700,000 $ 556,100,000 Initial FHA-2LP cap

9/30/2010 $ (77,126,410) $ 478,973,590 Updated portfolio data from servicer

12/15/2010 $ (314,900,000) $ 164,073,590 Updated portfolio data from servicer

1/6/2011 $ (233) $ 164,073,357 Updated portfolio data from servicer

2/16/2011 $ (1,900,000) $ 162,173,357 Transfer of cap due to servicing transfer

3/16/2011 $ (400,000) $ 161,773,357 Transfer of cap due to servicing transfer

4/20/2009 Wilshire Credit Corporation Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 366,000,000 N/A 6/12/2009 $ 87,130,000 $ 453,130,000 Updated portfolio data from servicer

4/17/2009 as 

amended on 

1/26/2010

Page 4 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2009 $ (249,670,000) $ 203,460,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 119,700,000 $ 323,160,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 52,270,000 $ 375,430,000 Updated portfolio data from servicer

4/19/2010 $ (10,280,000) $ 365,150,000 

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

5/14/2010 $ (1,880,000) $ 363,270,000 

Transfer of cap to GMAC Mortgage, Inc. due to 

servicing transfer

6/16/2010 $ (286,510,000) $ 76,760,000 

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

7/14/2010 $ 19,540,000 $ 96,300,000 Updated portfolio data from servicer

7/16/2010 $ (210,000) $ 96,090,000 

Transfer of cap to Green Tree Servicing LLC 

due to servicing transfer

8/13/2010 $ (100,000) $ 95,990,000 Transfer of cap due to servicing transfer

9/30/2010 $ 68,565,782 $ 164,555,782 Updated portfolio data from servicer

1/6/2011 $ (247) $ 164,555,535 Updated portfolio data from servicer

4/24/2009 Green Tree Servicing LLC Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 156,000,000 N/A 6/17/2009 $ (64,990,000) $ 91,010,000 Updated portfolio data from servicer

9/30/2009 $ 130,780,000 $ 221,790,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (116,750,000) $ 105,040,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 13,080,000 $ 118,120,000 Updated portfolio data from servicer

7/14/2010 $ (24,220,000) $ 93,900,000 Updated portfolio data from servicer

7/16/2010 $ 210,000 $ 94,110,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

8/13/2010 $ 2,200,000 $ 96,310,000 Transfer of cap due to servicing transfer

9/10/2010 $ 34,600,000 $ 130,910,000 Initial 2MP cap

9/30/2010 $ 5,600,000 $ 136,510,000 Initial FHA-2LP cap and FHA-HAMP

9/30/2010 $ 10,185,090 $ 146,695,090 Updated portfolio data from servicer

10/15/2010 $ 400,000 $ 147,095,090 Transfer of cap due to servicing transfer

1/6/2011 $ (213) $ 147,094,877 Updated portfolio data from servicer

4/27/2009 Carrington Mortgage Services, LLC Santa Ana CA Purchase Financial Instrument for Home Loan Modifications $ 195,000,000 N/A 6/17/2009 $ (63,980,000) $ 131,020,000 Updated portfolio data from servicer

9/30/2009 $ 90,990,000 $ 222,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 57,980,000 $ 279,990,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 74,520,000 $ 354,510,000 Updated portfolio data from servicer

7/14/2010 $ (75,610,000) $ 278,900,000 Updated portfolio data from servicer

8/13/2010 $ 1,100,000 $ 280,000,000 Transfer of cap due to servicing transfer

9/30/2010 $ 3,763,685 $ 283,763,685 Updated portfolio data from servicer

12/15/2010 $ 300,000 $ 284,063,685 Updated portfolio data from servicer

1/6/2011 $ (325) $ 284,063,360 Updated portfolio data from servicer

Page 5 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/13/2011 $ 2,400,000 $ 286,463,360 Transfer of cap due to servicing transfer

5/1/2009 Aurora Loan Services, LLC Littleton CO Purchase Financial Instrument for Home Loan Modifications $ 798,000,000 N/A 6/17/2009 $ (338,450,000) $ 459,550,000 Updated portfolio data from servicer

9/30/2009 $ (11,860,000) $ 447,690,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 21,330,000 $ 469,020,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 9,150,000 $ 478,170,000 Updated portfolio data from servicer

7/14/2010 $ (76,870,000) $ 401,300,000 Updated portfolio data from servicer

9/1/2010 $ 400,000 $ 401,700,000 Initial FHA-HAMP cap

9/30/2010 $ (8,454,269) $ 393,245,731 Updated portfolio data from servicer

1/6/2011 $ (342) $ 393,245,389 Updated portfolio data from servicer

5/28/2009 Nationstar Mortgage LLC Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 101,000,000 N/A 6/12/2009 $ 16,140,000 $ 117,140,000 Updated portfolio data from servicer

9/30/2009 $ 134,560,000 $ 251,700,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 80,250,000 $ 331,950,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 67,250,000 $ 399,200,000 Updated portfolio data from servicer

7/14/2010 $ (85,900,000) $ 313,300,000 Updated portfolio data from servicer

8/13/2010 $ 100,000 $ 313,400,000 Transfer of cap due to servicing transfer

9/30/2010 $ 2,900,000 $ 316,300,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

initial RD-HAMP, and initial 2MP cap

9/30/2010 $ 33,801,486 $ 350,101,486 Updated portfolio data from servicer

11/16/2010 $ 700,000 $ 350,801,486 Transfer of cap due to servicing transfer

12/15/2010 $ 1,700,000 $ 352,501,486 Updated portfolio data from servicer

1/6/2011 $ (363) $ 352,501,123 Updated portfolio data from servicer

2/16/2011 $ 900,000 $ 353,401,123 Transfer of cap due to servicing transfer

3/16/2011 $ 29,800,000 $ 383,201,123 Transfer of cap due to servicing transfer

6/12/2009 Residential Credit Solutions Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 9/30/2009 $ (1,860,000) $ 17,540,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 27,920,000 $ 45,460,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (1,390,000) $ 44,070,000 Updated portfolio data from servicer

7/14/2010 $ (13,870,000) $ 30,200,000 Updated portfolio data from servicer

9/30/2010 $ 400,000 $ 30,600,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

9/30/2010 $ 586,954 $ 31,186,954 Updated portfolio data from servicer

1/6/2011 $ (34) $ 31,186,920 Updated portfolio data from servicer

6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 9/30/2009 $ 13,070,000 $ 29,590,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 145,510,000 $ 175,100,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (116,950,000) $ 58,150,000 Updated portfolio data from servicer

Page 6 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ (23,350,000) $ 34,800,000 Updated portfolio data from servicer

9/30/2010 $ 7,846,346 $ 42,646,346 Updated portfolio data from servicer

1/6/2011 $ (46) $ 42,646,300 Updated portfolio data from servicer

6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A 9/30/2009 $ (11,300,000) $ 45,700,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (42,210,000) $ 3,490,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 65,640,000 $ 69,130,000 Updated portfolio data from servicer

4/9/2010 $ (14,470,000) $ 54,660,000 Updated portfolio data from servicer

7/14/2010 $ (8,860,000) $ 45,800,000 Updated portfolio data from servicer

9/30/2010 $ (4,459,154) $ 41,340,846 Updated portfolio data from servicer

12/15/2010 $ (4,300,000) $ 37,040,846 Updated portfolio data from servicer

1/6/2011 $ (51) $ 37,040,795 Updated portfolio data from servicer

6/19/2009 First Federal Savings and Loan Port Angeles WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 12/30/2009 $ 2,020,000 $ 2,790,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 11,370,000 $ 14,160,000 Updated portfolio data from servicer

5/26/2010 $ (14,160,000) $ - Termination of SPA 

6/19/2009 Wescom Central Credit Union Anaheim CA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 9/30/2009 $ 330,000 $ 870,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 16,490,000 $ 17,360,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (14,260,000) $ 3,100,000 Updated portfolio data from servicer

7/14/2010 $ (1,800,000) $ 1,300,000 Updated portfolio data from servicer

7/30/2010 $ 1,500,000 $ 2,800,000 Updated portfolio data from servicer

9/30/2010 $ 1,551,668 $ 4,351,668 Updated portfolio data from servicer

1/6/2011 $ (2) $ 4,351,666 Updated portfolio data from servicer

6/26/2009 Citizens First Wholesale Mortgage Company The Villages FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 9/30/2009 $ (10,000) $ 20,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 590,000 $ 610,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (580,000) $ 30,000 Updated portfolio data from servicer

7/14/2010 $ 70,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

2/17/2011 $ (145,056) $ - Termination of SPA 

6/26/2009 Technology Credit Union San Jose CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 12/30/2009 $ 2,180,000 $ 2,250,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (720,000) $ 1,530,000 Updated portfolio data from servicer

7/14/2010 $ (430,000) $ 1,100,000 Updated portfolio data from servicer

9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,160,444 Updated portfolio data from servicer

Page 7 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

6/26/2009 National City Bank Miamisburg OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A 9/30/2009 $ 315,170,000 $ 610,150,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 90,280,000 $ 700,430,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (18,690,000) $ 681,740,000 Updated portfolio data from servicer

7/14/2010 $ (272,640,000) $ 409,100,000 Updated portfolio data from servicer

9/30/2010 $ 80,600,000 $ 489,700,000 

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial 2MP cap

9/30/2010 $ 71,230,004 $ 560,930,004 Updated portfolio data from servicer

1/6/2011 $ (828) $ 560,929,176 Updated portfolio data from servicer

2/16/2011 $ 200,000 $ 561,129,176 Transfer of cap due to servicing transfer

3/16/2011 $ (100,000) $ 561,029,176 Transfer of cap due to servicing transfer

7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A 9/30/2009 $ 723,880,000 $ 1,357,890,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 692,640,000 $ 2,050,530,000 

Updated portfolio data from servicer & HAFA 

initial cap

2/17/2010 $ (2,050,236,344) $ 293,656 

Transfer of cap (to Wells Fargo Bank) due to 

merger

3

3/12/2010 $ (54,767) $ 238,890 

Transfer of cap (to Wells Fargo Bank) due to 

merger

7/1/2009 Bayview Loan Servicing, LLC Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A 9/30/2009 $ 23,850,000 $ 68,110,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 43,590,000 $ 111,700,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 34,540,000 $ 146,240,000 Updated portfolio data from servicer

5/7/2010 $ 1,010,000 $ 147,250,000 Initial 2MP cap

7/14/2010 $ (34,250,000) $ 113,000,000 Updated portfolio data from servicer

9/30/2010 $ 600,000 $ 113,600,000 Initial FHA-2LP cap

9/30/2010 $ (15,252,303) $ 98,347,697 Updated portfolio data from servicer

1/6/2011 $ (70) $ 98,347,627 Updated portfolio data from servicer

7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2009 $ 150,000 $ 250,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 130,000 $ 380,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 50,000 $ 430,000 Updated portfolio data from servicer

7/14/2010 $ (30,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

7/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A 9/30/2009 $ (10,000) $ 860,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 250,000 $ 1,110,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (10,000) $ 1,100,000 Updated portfolio data from servicer

7/14/2010 $ (400,000) $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer

Page 8 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

7/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 9/30/2009 $ 18,530,000 $ 42,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 24,510,000 $ 66,520,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 18,360,000 $ 84,880,000 Updated portfolio data from servicer

7/14/2010 $ (22,580,000) $ 62,300,000 Updated portfolio data from servicer

9/30/2010 $ (8,194,261) $ 54,105,739 Updated portfolio data from servicer

1/6/2011 $ (37) $ 54,105,702 Updated portfolio data from servicer

3/16/2011 $ (29,400,000) $ 24,705,702 Transfer of cap due to servicing transfer

7/17/2009 PNC Bank, National Association Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A 9/30/2009 $ (36,240,000) $ 18,230,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 19,280,000 $ 37,510,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,470,000 $ 39,980,000 Updated portfolio data from servicer

7/14/2010 $ (17,180,000) $ 22,800,000 Updated portfolio data from servicer

9/30/2010 $ 35,500,000 $ 58,300,000 Initial FHA-2LP cap and initial 2MP cap

9/30/2010 $ 23,076,191 $ 81,376,191 Updated portfolio data from servicer

1/6/2011 $ (123) $ 81,376,068 Updated portfolio data from servicer

7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 9/30/2009 $ (90,000) $ 80,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 50,000 $ 130,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 100,000 $ 230,000 Updated portfolio data from servicer

7/14/2010 $ (130,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

7/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A 9/30/2009 $ 890,000 $ 2,300,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,260,000 $ 3,560,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (20,000) $ 3,540,000 Updated portfolio data from servicer

7/14/2010 $ (240,000) $ 3,300,000 Updated portfolio data from servicer

9/30/2010 $ 471,446 $ 3,771,446 Updated portfolio data from servicer

1/6/2011 $ (3) $ 3,771,443 Updated portfolio data from servicer

7/22/2009 American Home Mortgage Servicing, Inc Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 9/30/2009 $ (53,670,000) $ 1,218,820,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 250,450,000 $ 1,469,270,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 124,820,000 $ 1,594,090,000 Updated portfolio data from servicer

7/14/2010 $ (289,990,000) $ 1,304,100,000 Updated portfolio data from servicer

9/30/2010 $ 1,690,508 $ 1,305,790,508 Updated portfolio data from servicer

10/15/2010 $ 300,000 $ 1,306,090,508 Transfer of cap due to servicing transfer

Page 9 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

11/16/2010 $ (100,000) $ 1,305,990,508 Transfer of cap due to servicing transfer

1/6/2011 $ (1,173) $ 1,305,989,335 Updated portfolio data from servicer

2/16/2011 $ (500,000) $ 1,305,489,335 Transfer of cap due to servicing transfer

7/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A 9/30/2009 $ 1,780,000 $ 5,990,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 2,840,000 $ 8,830,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,800,000 $ 11,630,000 Updated portfolio data from servicer

7/14/2010 $ (5,730,000) $ 5,900,000 Updated portfolio data from servicer

9/30/2010 $ 2,658,280 $ 8,558,280 Updated portfolio data from servicer

1/6/2011 $ (12) $ 8,558,268 Updated portfolio data from servicer

7/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A 9/30/2009 $ (490,000) $ 370,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 6,750,000 $ 7,120,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (6,340,000) $ 780,000 Updated portfolio data from servicer

7/14/2010 $ (180,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 125,278 $ 725,278 Updated portfolio data from servicer

7/29/2009 First Bank St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A 9/30/2009 $ (1,530,000) $ 4,930,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 680,000 $ 5,610,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,460,000 $ 8,070,000 Updated portfolio data from servicer

7/14/2010 $ (2,470,000) $ 5,600,000 Updated portfolio data from servicer

9/30/2010 $ 2,523,114 $ 8,123,114 Updated portfolio data from servicer

1/6/2011 $ (2) $ 8,123,112 Updated portfolio data from servicer

7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A 9/30/2009 $ (60,000) $ 1,030,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,260,000 $ 2,290,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,070,000 $ 4,360,000 Updated portfolio data from servicer

7/14/2010 $ (3,960,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A 9/30/2009 $ (37,700,000) $ 47,320,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 26,160,000 $ 73,480,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 9,820,000 $ 83,300,000 Updated portfolio data from servicer

7/14/2010 $ (46,200,000) $ 37,100,000 Updated portfolio data from servicer

9/30/2010 $ (28,686,775) $ 8,413,225 Updated portfolio data from servicer

12/3/2010 $ (8,413,225) $ - Termination of SPA 

Page 10 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/31/2009 J.P.Morgan Chase Bank, NA Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A 9/30/2009 $ (14,850,000) $ 2,684,870,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,178,180,000 $ 3,863,050,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 1,006,580,000 $ 4,869,630,000 

Updated portfolio data from servicer & 2MP 

initial cap

7/14/2010 $ (1,934,230,000) $ 2,935,400,000 Updated portfolio data from servicer

9/30/2010 $ 72,400,000 $ 3,007,800,000 

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial RD-HAMP

9/30/2010 $ 215,625,536 $ 3,223,425,536 Updated portfolio data from servicer

1/6/2011 $ (3,636) $ 3,223,421,900 Updated portfolio data from servicer

3/16/2011 $ (100,000) $ 3,223,321,900 Transfer of cap due to servicing transfer

7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A 9/30/2009 $ (10,000) $ 707,370,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 502,430,000 $ 1,209,800,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (134,560,000) $ 1,075,240,000 

Updated portfolio data from servicer & 2MP 

initial cap

7/14/2010 $ (392,140,000) $ 683,100,000 Updated portfolio data from servicer

7/16/2010 $ (630,000) $ 682,470,000 

Transfer of cap to Saxon Mortgage Services, 

Inc.

9/30/2010 $ 13,100,000 $ 695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ (8,006,457) $ 687,563,543 Updated portfolio data from servicer

10/15/2010 $ (100,000) $ 687,463,543 Transfer of cap due to servicing transfer

12/15/2010 $ (4,400,000) $ 683,063,543 Updated portfolio data from servicer

1/6/2011 $ (802) $ 683,062,741 Updated portfolio data from servicer

2/16/2011 $ (900,000) $ 682,162,741 Transfer of cap due to servicing transfer

3/16/2011 $ (4,000,000) $ 678,162,741 Transfer of cap due to servicing transfer

8/5/2009 Lake City Bank Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 9/30/2009 $ 180,000 $ 600,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (350,000) $ 250,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 20,000 $ 270,000 Updated portfolio data from servicer

7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer

8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 9/30/2009 $ 290,000 $ 430,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 210,000 $ 640,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 170,000 $ 810,000 Updated portfolio data from servicer

7/14/2010 $ (10,000) $ 800,000 Updated portfolio data from servicer

9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

8/5/2009 HomEq Servicing North Highlands CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A 9/30/2009 $ (121,190,000) $ 552,810,000 

Updated portfolio data from servicer & HPDP 

initial cap

Page 11 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

12/30/2009 $ (36,290,000) $ 516,520,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 199,320,000 $ 715,840,000 Updated portfolio data from servicer

7/14/2010 $ (189,040,000) $ 526,800,000 Updated portfolio data from servicer

9/30/2010 $ 38,626,728 $ 565,426,728 Updated portfolio data from servicer

10/15/2010 $ (170,800,000) $ 394,626,728 Transfer of cap due to servicing transfer

12/15/2010 $ (22,200,000) $ 372,426,728 Updated portfolio data from servicer

1/6/2011 $ (549) $ 372,426,179 Updated portfolio data from servicer

2/16/2011 $ (900,000) $ 371,526,179 Transfer of cap due to servicing transfer

8/12/2009 Litton Loan Servicing LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ 774,900,000 N/A 9/30/2009 $ 313,050,000 $ 1,087,950,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 275,370,000 $ 1,363,320,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 278,910,000 $ 1,642,230,000 Updated portfolio data from servicer

7/14/2010 $ (474,730,000) $ 1,167,500,000 Updated portfolio data from servicer

8/13/2010 $ (700,000) $ 1,166,800,000 Transfer of cap to due to servicing transfer

9/15/2010 $ (1,000,000) $ 1,165,800,000 Transfer of cap to due to servicing transfer

9/30/2010 $ (115,017,236) $ 1,050,782,764 Updated portfolio data from servicer

10/15/2010 $ (800,000) $ 1,049,982,764 Transfer of cap due to servicing transfer

12/15/2010 $ 800,000 $ 1,050,782,764 Updated portfolio data from servicer

1/6/2011 $ (1,286) $ 1,050,781,478 Updated portfolio data from servicer

3/16/2011 $ 8,800,000 $ 1,059,581,478 Transfer of cap due to servicing transfer

8/12/2009 PennyMac Loan Services, LLC Calasbasa CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A 9/30/2009 $ (1,200,000) $ 5,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 30,800,000 $ 35,810,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 23,200,000 $ 59,010,000 Updated portfolio data from servicer

6/16/2010 $ 2,710,000 $ 61,720,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

7/14/2010 $ (18,020,000) $ 43,700,000 Updated portfolio data from servicer

7/16/2010 $ 6,680,000 $ 50,380,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

8/13/2010 $ 2,600,000 $ 52,980,000 Transfer of cap to due to servicing transfer

9/15/2010 $ (100,000) $ 52,880,000 Transfer of cap to due to servicing transfer

9/30/2010 $ 200,000 $ 53,080,000 Initial FHA-HAMP cap and 2MP initial cap

9/30/2010 $ (1,423,197) $ 51,656,803 Updated portfolio data from servicer

11/16/2010 $ 1,400,000 $ 53,056,803 Transfer of cap due to servicing transfer

12/15/2010 $ (100,000) $ 52,956,803 Updated portfolio data from servicer

1/6/2011 $ (72) $ 52,956,731 Updated portfolio data from servicer

Page 12 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/13/2011 $ 4,100,000 $ 57,056,731 Transfer of cap due to servicing transfer

2/16/2011 $ (100,000) $ 56,956,731 Transfer of cap due to servicing transfer

3/16/2011 $ 4,000,000 $ 60,956,731 Transfer of cap due to servicing transfer

8/12/2009 Servis One, Inc. Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A 9/30/2009 $ (25,510,000) $ 4,220,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 520,000 $ 4,740,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 4,330,000 $ 9,070,000 Updated portfolio data from servicer

4/19/2010 $ 230,000 $ 9,300,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

5/19/2010 $ 850,000 $ 10,150,000 Initial 2MP cap

7/14/2010 $ (850,000) $ 9,300,000 Updated portfolio data from servicer

9/15/2010 $ 100,000 $ 9,400,000 Transfer of cap to due to servicing transfer

9/30/2010 $ 100,000 $ 9,500,000 Initial FHA-HAMP cap

9/30/2010 $ 16,755,064 $ 26,255,064 Updated portfolio data from servicer

10/15/2010 $ 100,000 $ 26,355,064 Transfer of cap due to servicing transfer

12/15/2010 $ 100,000 $ 26,455,064 Updated portfolio data from servicer

1/6/2011 $ (40) $ 26,455,024 Updated portfolio data from servicer

1/13/2011 $ 300,000 $ 26,755,024 Transfer of cap due to servicing transfer

2/16/2011 $ 100,000 $ 26,855,024 Transfer of cap due to servicing transfer

3/16/2011 $ 2,200,000 $ 29,055,024 Transfer of cap due to servicing transfer

8/28/2009 OneWest Bank Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 668,440,000 N/A 10/2/2009 $ 145,800,000 $ 814,240,000 HPDP initial cap

12/30/2009 $ 1,355,930,000 $ 2,170,170,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 121,180,000 $ 2,291,350,000 Updated portfolio data from servicer

7/14/2010 $ (408,850,000) $ 1,882,500,000 Updated portfolio data from servicer

9/30/2010 $ 5,500,000 $ 1,888,000,000 2MP initial cap

9/30/2010 $ (51,741,163) $ 1,836,258,837 Updated portfolio data from servicer

1/6/2011 $ (2,282) $ 1,836,256,555 Updated portfolio data from servicer

8/28/2009 Stanford Federal Credit Union Palo Alto CA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 10/2/2009 $ 70,000 $ 370,000 HPDP initial cap

12/30/2009 $ 2,680,000 $ 3,050,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 350,000 $ 3,400,000 Updated portfolio data from servicer

7/14/2010 $ (1,900,000) $ 1,500,000 Updated portfolio data from servicer

9/30/2010 $ (1,209,889) $ 290,111 Updated portfolio data from servicer

3/23/2010 $ (290,111) $ - Termination of SPA 

8/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 10/2/2009 $ 130,000 $ 700,000 HPDP initial cap

Page 13 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

12/30/2009 $ (310,000) $ 390,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,110,000 $ 2,500,000 Updated portfolio data from servicer

7/14/2010 $ 8,300,000 $ 10,800,000 Updated portfolio data from servicer

9/30/2010 $ 5,301,172 $ 16,101,172 Updated portfolio data from servicer

1/6/2011 $ (22) $ 16,101,150 Updated portfolio data from servicer

3/16/2011 $ (400,000) $ 15,701,150 Transfer of cap due to servicing transfer

9/2/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A 10/2/2009 $ 130,000 $ 690,000 HPDP initial cap

12/30/2009 $ 1,040,000 $ 1,730,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (1,680,000) $ 50,000 Updated portfolio data from servicer

5/12/2010 $ 1,260,000 $ 1,310,000 Updated portfolio data from servicer

7/14/2010 $ (1,110,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ 100,000 $ 300,000 Initial RD-HAMP

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

Vantium Capital, Inc.dba Acqura Loan Services Plano TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 10 10/2/2009 $ 1,310,000 $ 7,310,000 HPDP initial cap

12/30/2009 $ (3,390,000) $ 3,920,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 410,000 $ 4,330,000 Updated portfolio data from servicer

7/14/2010 $ (730,000) $ 3,600,000 Updated portfolio data from servicer

9/15/2010 $ 4,700,000 $ 8,300,000 Transfer of cap due to servicing transfer

9/30/2010 $ 117,764 $ 8,417,764 Updated portfolio data from servicer

11/16/2010 $ 800,000 $ 9,217,764 Transfer of cap due to servicing transfer

12/15/2010 $ 2,700,000 $ 11,917,764 Updated portfolio data from servicer

1/6/2011 $ (17) $ 11,917,747 Updated portfolio data from servicer

1/13/2011 $ 700,000 $ 12,617,747 Transfer of cap due to servicing transfer

2/16/2011 $ 1,800,000 $ 14,417,747 Transfer of cap due to servicing transfer

9/9/2009 Central Florida Educators Federal Credit Union Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 N/A 10/2/2009 $ 280,000 $ 1,530,000 HPDP initial cap

12/30/2009 $ (750,000) $ 780,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 120,000 $ 900,000 Updated portfolio data from servicer

7/14/2010 $ (300,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

9/9/2009 U.S. Bank National Association Owensboro KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A 10/2/2009 $ 24,920,000 $ 139,140,000 HPDP initial cap

12/30/2009 $ 49,410,000 $ 188,550,000 

Updated portfolio data from servicer & HAFA 

initial cap

9/2/2009 as 

amended on 

8/27/2010

Page 14 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/26/2010 $ 41,830,000 $ 230,380,000 Updated portfolio data from servicer

7/14/2010 $ (85,780,000) $ 144,600,000 Updated portfolio data from servicer

9/30/2010 $ 36,574,444 $ 181,174,444 Updated portfolio data from servicer

1/6/2011 $ (160) $ 181,174,284 Updated portfolio data from servicer

9/9/2009 CUC Mortgage Corporation Albany NY Purchase Financial Instrument for Home Loan Modifications $ 4,350,000 N/A 10/2/2009 $ 950,000 $ 5,300,000 HPDP initial cap

12/30/2009 $ 5,700,000 $ 11,000,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 740,000 $ 11,740,000 Updated portfolio data from servicer

7/14/2010 $ (1,440,000) $ 10,300,000 Updated portfolio data from servicer

9/30/2010 $ (6,673,610) $ 3,626,390 Updated portfolio data from servicer

1/6/2011 $ (5) $ 3,626,385 Updated portfolio data from servicer

9/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A 10/2/2009 $ 460,000 $ 2,530,000 HPDP initial cap

12/30/2009 $ 2,730,000 $ 5,260,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 13,280,000 $ 18,540,000 Updated portfolio data from servicer

7/14/2010 $ (13,540,000) $ 5,000,000 Updated portfolio data from servicer

9/30/2010 $ 1,817,613 $ 6,817,613 Updated portfolio data from servicer

1/6/2011 $ (10) $ 6,817,603 Updated portfolio data from servicer

9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL Purchase Financial Instrument for Home Loan Modifications $ 250,000 N/A 10/2/2009 $ 60,000 $ 310,000 HPDP initial cap

12/30/2009 $ (80,000) $ 230,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 280,000 $ 510,000 Updated portfolio data from servicer

7/14/2010 $ (410,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A 10/2/2009 $ 70,000 $ 350,000 HPDP initial cap

12/30/2009 $ 620,000 $ 970,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 100,000 $ 1,070,000 Updated portfolio data from servicer

7/14/2010 $ (670,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

1/26/2011 $ (435,166) $ - Termination of SPA 

9/11/2009 Franklin Credit Management Corporation Jersey City NJ Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 N/A 10/2/2009 $ 6,010,000 $ 33,520,000 HPDP initial cap

12/30/2009 $ (19,750,000) $ 13,770,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (4,780,000) $ 8,990,000 Updated portfolio data from servicer

7/14/2010 $ (2,390,000) $ 6,600,000 Updated portfolio data from servicer

Page 15 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 2,973,670 $ 9,573,670 Updated portfolio data from servicer

1/6/2011 $ (3) $ 9,573,667 Updated portfolio data from servicer

2/16/2011 $ (1,800,000) $ 7,773,667 Transfer of cap due to servicing transfer

9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 10/2/2009 $ 90,000 $ 500,000 HPDP initial cap

12/30/2009 $ 1,460,000 $ 1,960,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 160,000 $ 2,120,000 Updated portfolio data from servicer

7/14/2010 $ (120,000) $ 2,000,000 Updated portfolio data from servicer

9/30/2010 $ (1,419,778) $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 10/2/2009 $ 960,000 $ 5,350,000 HPDP initial cap

12/30/2009 $ (3,090,000) $ 2,260,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 230,000 $ 2,490,000 Updated portfolio data from servicer

7/14/2010 $ 5,310,000 $ 7,800,000 Updated portfolio data from servicer

9/30/2010 $ 323,114 $ 8,123,114 Updated portfolio data from servicer

1/6/2011 $ (12) $ 8,123,102 Updated portfolio data from servicer

3/16/2011 $ 600,000 $ 8,723,102 Transfer of cap due to servicing transfer

9/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A 10/2/2009 $ 90,000 $ 480,000 HPDP initial cap

12/30/2009 $ 940,000 $ 1,420,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (980,000) $ 440,000 Updated portfolio data from servicer

7/14/2010 $ (140,000) $ 300,000 Updated portfolio data from servicer

9/30/2010 $ 1,150,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

9/23/2009 Glass City Federal Credit Union Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10/2/2009 $ 60,000 $ 290,000 HPDP initial cap

12/30/2009 $ (10,000) $ 280,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 130,000 $ 410,000 Updated portfolio data from servicer

7/14/2010 $ (110,000) $ 300,000 Updated portfolio data from servicer

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10/2/2009 $ 10,000 $ 40,000 HPDP initial cap

12/30/2009 $ 120,000 $ 160,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 10,000 $ 170,000 Updated portfolio data from servicer

7/14/2010 $ (70,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Page 16 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10/29/2010 $ (145,056) $ - Termination of SPA 

9/23/2009 Yadkin Valley Bank Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 10/2/2009 $ 60,000 $ 300,000 HPDP initial cap

12/30/2009 $ 350,000 $ 650,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 1,360,000 $ 2,010,000 Updated portfolio data from servicer

7/14/2010 $ (1,810,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ 235,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

9/25/2009 SEFCU Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 10/2/2009 $ 100,000 $ 540,000 HPDP initial cap

12/30/2009 $ 20,000 $ 560,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (290,000) $ 270,000 Updated portfolio data from servicer

7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer

10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 12/30/2009 $ 1,030,000 $ 1,600,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (880,000) $ 720,000 Updated portfolio data from servicer

7/14/2010 $ (320,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

10/14/2009 Mortgage Clearing Corporation Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A 12/30/2009 $ (2,900,000) $ 1,960,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (1,600,000) $ 360,000 Updated portfolio data from servicer

7/14/2010 $ (260,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

3/9/2011 $ (145,056) $ - Termination of SPA 

10/21/2009 United Bank Mortgage Corporation Grand Rapids MI Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 1/22/2010 $ 20,000 $ 430,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 400,000 $ 830,000 Updated portfolio data from servicer

7/14/2010 $ (430,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A 1/22/2010 $ 4,370,000 $ 98,030,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 23,880,000 $ 121,910,000 Updated portfolio data from servicer

7/14/2010 $ (16,610,000) $ 105,300,000 Updated portfolio data from servicer

9/30/2010 $ 1,751,033 $ 107,051,033 Updated portfolio data from servicer

1/6/2011 $ (77) $ 107,050,956 Updated portfolio data from servicer

Page 17 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/16/2011 $ (9,900,000) $ 97,150,956 Transfer of cap due to servicing transfer

10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (760,000) $ 40,000 Updated portfolio data from servicer

5/12/2010 $ 2,630,000 $ 2,670,000 Updated portfolio data from servicer

7/14/2010 $ (770,000) $ 1,900,000 Updated portfolio data from servicer

9/30/2010 $ 565,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 4/21/2010 $ (1,070,000) $ - Termination of SPA 

10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 4/21/2010 $ (510,000) $ - Termination of SPA 

10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 1/22/2010 $ 10,000 $ 80,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 10,000 $ 90,000 Updated portfolio data from servicer

7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

11/6/2009 Los Alamos National Bank Los Alamos NM Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 40,000 $ 740,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 50,000 $ 790,000 Updated portfolio data from servicer

7/14/2010 $ 1,310,000 $ 2,100,000 Updated portfolio data from servicer

9/30/2010 $ 75,834 $ 2,175,834 Updated portfolio data from servicer

1/6/2011 $ (3) $ 2,175,831 Updated portfolio data from servicer

11/18/2009 Quantum Servicing Corporation Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 18,960,000 N/A 1/22/2010 $ 890,000 $ 19,850,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 3,840,000 $ 23,690,000 Updated portfolio data from servicer

7/14/2010 $ (2,890,000) $ 20,800,000 Updated portfolio data from servicer

9/30/2010 $ 9,661,676 $ 30,461,676 Updated portfolio data from servicer

1/6/2011 $ (46) $ 30,461,630 Updated portfolio data from servicer

1/13/2011 $ 1,600,000 $ 32,061,630 Transfer of cap due to servicing transfer

2/16/2011 $ 1,400,000 $ 33,461,630 Transfer of cap due to servicing transfer

11/18/2009 Hillsdale County National Bank Hillsdale MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A 1/22/2010 $ 80,000 $ 1,750,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 330,000 $ 2,080,000 Updated portfolio data from servicer

7/14/2010 $ (1,080,000) $ 1,000,000 Updated portfolio data from servicer

9/30/2010 $ 160,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,160,444 Updated portfolio data from servicer

11/18/2009 QLending, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 20,000 N/A 1/22/2010 $ - $ 20,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (10,000) $ 10,000 Updated portfolio data from servicer

Page 18 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ 90,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

11/25/2009 Marix Servicing, LLC Phoenix AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A 1/22/2010 $ 950,000 $ 21,310,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (17,880,000) $ 3,430,000 Updated portfolio data from servicer

6/16/2010 $ 1,030,000 $ 4,460,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

7/14/2010 $ (1,160,000) $ 3,300,000 Updated portfolio data from servicer

8/13/2010 $ 800,000 $ 4,100,000 Transfer of cap due to servicing transfer

9/30/2010 $ 200,000 $ 4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

9/30/2010 $ 1,357,168 $ 5,657,168 Updated portfolio data from servicer

1/6/2011 $ (1) $ 5,657,167 Updated portfolio data from servicer

3/16/2011 $ 5,700,000 $ 11,357,167 Transfer of cap due to servicing transfer

11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 4/21/2010 $ (230,000) $ - Termination of SPA 

11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 1/22/2010 $ 50,000 $ 1,330,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,020,000 $ 2,350,000 Updated portfolio data from servicer

7/14/2010 $ (950,000) $ 1,400,000 Updated portfolio data from servicer

9/30/2010 $ 50,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

12/4/2009 Community Bank & Trust Company Clarks Summit PA Purchase Financial Instrument for Home Loan Modifications $ 380,000 N/A 1/22/2010 $ 10,000 $ 390,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 520,000 $ 910,000 Updated portfolio data from servicer

7/14/2010 $ (810,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

12/4/2009 Idaho Housing and Finance Association Boise ID Purchase Financial Instrument for Home Loan Modifications $ 9,430,000 N/A 1/22/2010 $ 440,000 $ 9,870,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 14,480,000 $ 24,350,000 Updated portfolio data from servicer

5/26/2010 $ (24,200,000) $ 150,000 Updated portfolio data from servicer

7/14/2010 $ 150,000 $ 300,000 Updated portfolio data from servicer

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

12/9/2009 Spirit of Alaska Federal Credit Union Fairbanks AK Purchase Financial Instrument for Home Loan Modifications $ 360,000 N/A 1/22/2010 $ 10,000 $ 370,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 850,000 $ 1,220,000 Updated portfolio data from servicer

7/14/2010 $ (120,000) $ 1,100,000 Updated portfolio data from servicer

9/30/2010 $ 100,000 $ 1,200,000 Initial FHA-HAMP cap

9/30/2010 $ 105,500 $ 1,305,500 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,305,498 Updated portfolio data from servicer

Page 19 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

2/17/2011 $ (1,305,498) $ - Termination of SPA 

12/9/2009 American Eagle Federal Credit Union East Hartford CT Purchase Financial Instrument for Home Loan Modifications $ 1,590,000 N/A 1/22/2010 $ 70,000 $ 1,660,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (290,000) $ 1,370,000 Updated portfolio data from servicer

7/14/2010 $ (570,000) $ 800,000 Updated portfolio data from servicer

9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

12/9/2009 Silver State Schools Credit Union Las Vegas NV Purchase Financial Instrument for Home Loan Modifications $ 1,880,000 N/A 1/22/2010 $ 90,000 $ 1,970,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,110,000 $ 3,080,000 Updated portfolio data from servicer

7/14/2010 $ (1,180,000) $ 1,900,000 Updated portfolio data from servicer

9/30/2010 $ 275,834 $ 2,175,834 Updated portfolio data from servicer

1/6/2011 $ (2) $ 2,175,832 Updated portfolio data from servicer

12/9/2009 Fidelity Homestead Savings Bank New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A 1/22/2010 $ 140,000 $ 3,080,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 6,300,000 $ 9,380,000 Updated portfolio data from servicer

7/14/2010 $ (1,980,000) $ 7,400,000 Updated portfolio data from servicer

9/30/2010 $ (6,384,611) $ 1,015,389 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,015,388 Updated portfolio data from servicer

12/9/2009 Bay Gulf Credit Union Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 1/22/2010 $ 10,000 $ 240,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 440,000 $ 680,000 Updated portfolio data from servicer

7/14/2010 $ (80,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

10/15/2010 $ (580,222) $ - Termination of SPA 

12/9/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A 1/22/2010 $ 290,000 $ 6,450,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 40,000 $ 6,490,000 Updated portfolio data from servicer

7/14/2010 $ (2,890,000) $ 3,600,000 Updated portfolio data from servicer

9/30/2010 $ 606,612 $ 4,206,612 Updated portfolio data from servicer

1/6/2011 $ (4) $ 4,206,608 Updated portfolio data from servicer

12/9/2009 Sterling Savings Bank Spokane WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A 1/22/2010 $ 100,000 $ 2,350,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (740,000) $ 1,610,000 Updated portfolio data from servicer

7/14/2010 $ (710,000) $ 900,000 Updated portfolio data from servicer

9/30/2010 $ 550,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,450,555 Updated portfolio data from servicer

12/11/2009 HomeStar Bank & Financial Services Manteno IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A 1/22/2010 $ 20,000 $ 330,000 Updated HPDP cap & HAFA initial cap

Page 20 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/26/2010 $ 820,000 $ 1,150,000 Updated portfolio data from servicer

7/14/2010 $ (350,000) $ 800,000 Updated portfolio data from servicer

9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

12/11/2009 Glenview State Bank Glenview IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A 1/22/2010 $ 20,000 $ 390,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,250,000 $ 1,640,000 Updated portfolio data from servicer

5/26/2010 $ (1,640,000) $ - Termination of SPA 

12/11/2009 Verity Credit Union Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 1/22/2010 $ 30,000 $ 630,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 400,000 $ 1,030,000 Updated portfolio data from servicer

7/14/2010 $ (330,000) $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

2/17/2011 $ (725,277) $ - Termination of SPA 

12/11/2009 Hartford Savings Bank Hartford WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A 1/22/2010 $ 30,000 $ 660,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 800,000 $ 1,460,000 Updated portfolio data from servicer

7/14/2010 $ (360,000) $ 1,100,000 Updated portfolio data from servicer

9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

12/11/2009 The Bryn Mawr Trust Co. Bryn Mawr PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 4/21/2010 $ (150,000) $ - Termination of SPA 

12/16/2009 Citizens 1st National Bank Spring Valley IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A 1/22/2010 $ 30,000 $ 650,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (580,000) $ 70,000 Updated portfolio data from servicer

7/14/2010 $ 1,430,000 $ 1,500,000 Updated portfolio data from servicer

9/30/2010 $ 95,612 $ 1,595,612 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,595,610 Updated portfolio data from servicer

12/16/2009 Golden Plains Credit Union Garden City KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 1/22/2010 $ 10,000 $ 180,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 30,000 $ 210,000 Updated portfolio data from servicer

7/14/2010 $ (10,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer

2/17/2011 $ (290,111) $ - Termination of SPA 

12/16/2009 First Federal Savings and Loan Association of Lakewood Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A 1/22/2010 $ 160,000 $ 3,620,000 Updated HPDP cap & HAFA initial cap

4/21/2010 $ (3,620,000) $ - Termination of SPA 

12/16/2009 Sound Community Bank Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1/22/2010 $ 20,000 $ 460,000 Updated HPDP cap & HAFA initial cap

Page 21 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/26/2010 $ 1,430,000 $ 1,890,000 Updated portfolio data from servicer

7/14/2010 $ (390,000) $ 1,500,000 Updated portfolio data from servicer

9/8/2010 $ (1,500,000) $ - Termination of SPA 

12/16/2009 Horizon Bank, NA Michigan City IN Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 30,000 $ 730,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,740,000 $ 2,470,000 Updated portfolio data from servicer

7/14/2010 $ (1,870,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 850,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

12/16/2009 Park View Federal Savings Bank Solon OH Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 140,000 $ 940,000 Updated portfolio data from servicer

7/14/2010 $ (140,000) $ 800,000 Updated portfolio data from servicer

9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

12/23/2009 Iberiabank Sarasota FL Purchase Financial Instrument for Home Loan Modifications $ 4,230,000 N/A 1/22/2010 $ 200,000 $ 4,430,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (1,470,000) $ 2,960,000 Updated portfolio data from servicer

7/14/2010 $ (1,560,000) $ 1,400,000 Updated portfolio data from servicer

9/30/2010 $ 5,852,780 $ 7,252,780 Updated portfolio data from servicer

1/6/2011 $ (11) $ 7,252,769 Updated portfolio data from servicer

12/23/2009 Grafton Suburban Credit Union North Grafton MA Purchase Financial Instrument for Home Loan Modifications $ 340,000 N/A 1/22/2010 $ 20,000 $ 360,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (320,000) $ 40,000 Updated portfolio data from servicer

7/14/2010 $ 760,000 $ 800,000 Updated portfolio data from servicer

9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

12/23/2009 Eaton National Bank & Trust Company Eaton OH Purchase Financial Instrument for Home Loan Modifications $ 60,000 N/A 1/22/2010 $ - $ 60,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 90,000 $ 150,000 Updated portfolio data from servicer

7/14/2010 $ 50,000 $ 200,000 Updated portfolio data from servicer

9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer

12/23/2009 Tempe Schools Credit Union Tempe AZ Purchase Financial Instrument for Home Loan Modifications $ 110,000 N/A 1/22/2010 $ - $ 110,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (20,000) $ 90,000 Updated portfolio data from servicer

7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

12/8/2010 $ (145,056) $ - Termination of SPA 

Page 22 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/13/2010 Fresno County Federal Credit Union Fresno CA Purchase Financial Instrument for Home Loan Modifications $ 260,000 N/A 3/26/2010 $ 480,000 $ 740,000 Updated portfolio data from servicer

7/14/2010 $ (140,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1/13/2010 Roebling Bank Roebling NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 3/26/2010 $ 610,000 $ 850,000 Updated portfolio data from servicer

7/14/2010 $ 50,000 $ 900,000 Updated portfolio data from servicer

9/30/2010 $ (29,666) $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/23/2011 $ (870,333) $ - Termination of SPA 

1/13/2010 First National Bank of Grant Park Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 3/26/2010 $ 150,000 $ 290,000 Updated portfolio data from servicer

7/14/2010 $ 10,000 $ 300,000 Updated portfolio data from servicer

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

1/26/2011 $ (290,111) $ - Termination of SPA 

1/13/2010 Specialized Loan Servicing, LLC Highlands Ranch CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A 3/26/2010 $ (51,240,000) $ 12,910,000 Updated portfolio data from servicer

5/14/2010 $ 3,000,000 $ 15,910,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

6/16/2010 $ 4,860,000 $ 20,770,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

7/14/2010 $ 3,630,000 $ 24,400,000 Updated portfolio data from servicer

7/16/2010 $ 330,000 $ 24,730,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

8/13/2010 $ 700,000 $ 25,430,000 Transfer of cap due to servicing transfer

9/15/2010 $ 200,000 $ 25,630,000 Transfer of cap due to servicing transfer

9/30/2010 $ (1,695,826) $ 23,934,174 Updated portfolio data from servicer

11/16/2010 $ 200,000 $ 24,134,174 Transfer of cap due to servicing transfer

1/6/2011 $ (32) $ 24,134,142 Updated portfolio data from servicer

1/13/2011 $ 1,500,000 $ 25,634,142 Transfer of cap due to servicing transfer

3/16/2011 $ 7,100,000 $ 32,734,142 Transfer of cap due to servicing transfer

1/13/2010 Greater Nevada Mortgage Services Carson City NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 3/26/2010 $ 8,680,000 $ 9,450,000 Updated portfolio data from servicer

7/14/2010 $ (8,750,000) $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

1/15/2010 Digital Federal Credit Union Marlborough MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A 3/26/2010 $ 12,190,000 $ 15,240,000 Updated portfolio data from servicer

5/14/2010 $ (15,240,000) $ - Termination of SPA 

1/29/2010 iServe Residential Lending, LLC San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A 3/26/2010 $ (730,000) $ 230,000 Updated portfolio data from servicer

Page 23 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ 370,000 $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 200,000 $ 800,000 Initial FHA-HAMP cap and initial 2MP cap

9/30/2010 $ (364,833) $ 435,167 Updated portfolio data from servicer

11/16/2010 $ 100,000 $ 535,167 Transfer of cap due to servicing transfer

1/6/2011 $ (1) $ 535,166 Updated portfolio data from servicer

1/29/2010 United Bank Griffin GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 3/26/2010 $ 160,000 $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

3/3/2010 Urban Trust Bank Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A 7/14/2010 $ 4,440,000 $ 5,500,000 Updated portfolio data from servicer

9/24/2010 $ (5,500,000) $ - Termination of SPA 

3/5/2010 iServe Servicing, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A 5/26/2010 $ 120,000 $ 28,160,000 Initial 2MP cap

7/14/2010 $ (12,660,000) $ 15,500,000 Updated portfolio data from servicer

9/30/2010 $ 100,000 $ 15,600,000 Initial FHA-HAMP cap

9/30/2010 $ (3,125,218) $ 12,474,782 Updated portfolio data from servicer

11/16/2010 $ 800,000 $ 13,274,782 Transfer of cap due to servicing transfer

1/6/2011 $ (20) $ 13,274,762 Updated portfolio data from servicer

3/10/2010 Navy Federal Credit Union Vienna VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A 7/14/2010 $ (44,880,000) $ 15,900,000 Updated portfolio data from servicer

9/30/2010 $ 1,071,505 $ 16,971,505 Updated portfolio data from servicer

1/6/2011 $ (23) $ 16,971,482 Updated portfolio data from servicer

3/10/2010 Vist Financial Corp Wyomissing PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 400,000 $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

4/14/2010 Midwest Bank and Trust Co. Elmwood Park IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 300,000 $ 600,000 Updated portfolio data from servicer

9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

4/14/2010 Wealthbridge Mortgage Corp Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A 7/14/2010 $ (150,000) $ 6,400,000 Updated portfolio data from servicer

9/15/2010 $ 1,600,000 $ 8,000,000 Transfer of cap due to servicing transfer

9/30/2010 $ (4,352,173) $ 3,647,827 Updated portfolio data from servicer

1/6/2011 $ (5) $ 3,647,822 Updated portfolio data from servicer

5/21/2010 Aurora Financial Group, Inc. Marlton NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4, 8 5/26/2010 $ 30,000 $ 40,000 Updated FHA-HAMP cap

9/30/2010 $ 250,111 $ 290,111 Updated portfolio data from servicer

6/16/2010 Selene Financial, L.P. Houston TX Transfer Financial Instrument for Home Loan Modifications $ - N/A 9

6/16/2010 $ 3,680,000 $ 3,680,000

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Page 24 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

8/13/2010 $ 3,300,000 $ 6,980,000 Transfer of cap due to servicing transfer

9/30/2010 $ 3,043,831 $ 10,023,831 Updated portfolio data from servicer

10/15/2010 $ 1,400,000 $ 11,423,831 Transfer of cap due to servicing transfer

1/6/2011 $ (17) $ 11,423,814 Updated portfolio data from servicer

3/16/2011 $ 2,100,000 $ 13,523,814 Transfer of cap due to servicing transfer

8/4/2010 Suburban Mortgage Company of New Mexico Albuquerque NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A 9/30/2010 $ 1,585,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

8/20/2010 Bramble Savings Bank Cincinanati OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 9/30/2010 $ 1,040,667 $ 1,740,667 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,740,665 Updated portfolio data from servicer

8/25/2010 Pathfinder Bank Oswego NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 9/30/2010 $ 2,181,334 $ 3,481,334 Updated portfolio data from servicer

1/6/2011 $ (5) $ 3,481,329 Updated portfolio data from servicer

8/27/2010 First Financial Bank, N.A. Terre Haute ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 9/30/2010 $ 7,014,337 $ 11,314,337 Updated portfolio data from servicer

1/6/2011 $ (17) $ 11,314,320 Updated portfolio data from servicer

9/1/2010 RBC Bank (USA) Raleigh NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1/6/2011 $ 34,944 $ 180,000 Updated portfolio data from servicer

9/3/2010 Fay Servicing, LLC Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A 9/30/2010 $ 5,168,169 $ 8,268,169 Updated portfolio data from servicer

1/6/2011 $ (12) $ 8,268,157 Updated portfolio data from servicer

9/15/2010 Vericrest Financial, Inc. Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

9/15/2010 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer

9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

2/16/2011 $ 3,000,000 $ 4,450,554 Transfer of cap due to servicing transfer

3/16/2011 $ 10,200,000 $ 14,650,554 Transfer of cap due to servicing transfer

9/15/2010 Midwest Community Bank Freeport IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

9/24/2010 American Finance House LARIBA Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

2/2/2011 $ (145,056) $ - Termination of SPA 

9/24/2010 Centrue Bank Ottawa IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A 9/30/2010 $ 856,056 $ 2,756,056 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,756,052 Updated portfolio data from servicer

3/9/2011 $ (2,756,052) $ - Termination of SPA 

9/30/2010 AgFirst Farm Credit Bank Columbia SC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

3/23/2011 $ (145,056) $ - Termination of SPA 

9/30/2010 Amarillo National Bank Amarillo TX Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Page 25 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 American Financial Resources Inc. Parsippany NJ Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 Banco Popular de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4, 5, 8 9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (3) $ 2,465,942 Updated portfolio data from servicer

9/30/2010 Capital International Financial, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/24/2010 Citizens Community Bank Freeburg IL Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 9/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

3/23/2011 $ (1,160,443) $ - Termination of SPA 

9/30/2010 Community Credit Union of Florida Rockledge FL Purchase Financial Instrument for Home Loan Modifications $ 2,000,000 N/A 6

9/30/2010 $ 901,112 $ 2,901,112 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,901,108 Updated portfolio data from servicer

9/30/2010 CU Mortgage Services, Inc. New Brighton MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 First Federal Bank of Florida Lake City FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 First Mortgage Coporation Diamond Bar CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 First Safety Bank Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/23/2011 $ (580,221) $ - Termination of SPA 

9/30/2010 Flagstar Capital Markets Corporation Troy MI Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 7, 8 9/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

9/30/2010 Franklin Savings Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4

9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

9/30/2010 Gateway Mortgage Group, LLC Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 GFA Federal Credit Union Gardner MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

3/23/2011 $ (145,056) $ - Termination of SPA 

9/30/2010 Guaranty Bank Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/24/2010 James B. Nutter & Company Kansas City MO Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4, 8 9/30/2010 $ 135,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

9/30/2010 Liberty Bank and Trust Co New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 1,000,000 N/A 9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

9/30/2010 M&T Bank Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 4, 8 9/30/2010 $ 315,389 $ 1,015,389 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,015,388 Updated portfolio data from servicer

9/30/2010 Magna Bank Germantown TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 5

9/30/2010 $ 630,778 $ 2,030,778 Updated portfolio data from servicer

1/6/2011 $ (3) $ 2,030,775 Updated portfolio data from servicer

9/30/2010 Mainstreet Credit Union Lexena KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A 9/30/2010 $ 225,278 $ 725,278 Updated portfolio data from servicer

Page 26 of 32
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

3/9/2011 $ (725,277) $ - Termination of SPA 

9/30/2010 Marsh Associates, Inc. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 Midland Mortgage Company Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ 43,500,000 N/A 4, 5 9/30/2010 $ 49,915,806 $ 93,415,806 Updated portfolio data from servicer

1/6/2011 $ (125) $ 93,415,681 Updated portfolio data from servicer

9/30/2010 Schmidt Mortgage Company Rocky River OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 Stockman Bank of Montana Miles City MT Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

9/30/2010 University First Federal Credit Union Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

2/17/2011 $ (870,333) $ - Termination of SPA 

9/30/2010 Weststar Mortgage, Inc. Woodbridge VA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

12/15/2010 Statebridge Company, LLC Denver CO Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

12/15/2010 $ 5,000,000 $ 5,000,000 Updated portfolio data from servicer

1/6/2011 $ (7) $ 4,999,993 Updated portfolio data from servicer

2/16/2011 $ 500,000 $ 5,499,993 Transfer of cap due to servicing transfer

3/16/2011 $ 100,000 $ 5,599,993 Transfer of cap due to servicing transfer

12/15/2010 Scotiabank de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

12/15/2010 $ 4,300,000 $ 4,300,000 Updated portfolio data from servicer

1/6/2011 $ (4) $ 4,299,996 Updated portfolio data from servicer

Total Initial Cap $ 23,831,570,000 $ 6,065,316,273

TOTAL CAP $ 29,896,886,273

7/ Initial cap amount includes FHA-2LP.

Total Cap Adjustments

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. 

The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.

2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 

3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 

4/ Initial cap amount includes FHA-HAMP.

5/ Initial cap amount includes RD-HAMP.

6/ Initial cap amount includes 2MP.

"HPDP" means the Home Price Decline Protection program.

"2MP" means the Second Lien Modification Program.

"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.

"FHA-2LP" means the FHA Second Lien Program

8/ Initial cap does not include HAMP.

9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.

10/ The amendment reflects a change in the legal name of the institution.

As used in this table:

"HAFA" means the Home Affordable foreclosure Alternatives program.

Page 27 of 32
Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Allstate Mortgage Loans & Investments, Inc. $ 1,623.05 $ 4,778.21 $ 4,623.05 $ 11,024

American Home Mortgage Servicing, Inc. $ 7,613,669.93 $ 35,596,617.68 $ 28,928,879.13 $ 72,139,167

Aurora Financial Group, Inc $ 3,867.12 $ 3,867.12 $ 7,734

Aurora Loan Services LLC $ 4,268,707.96 $ 12,453,050.90 $ 11,612,370.87 $ 28,334,130

BAC Home Loans Servicing, LP $ 18,160,821.57 $ 50,533,640.82 $ 47,871,548.68 $ 116,566,011

Bank of America, N.A. $ 1,781,943.40 $ 6,761,056.56 $ 5,878,532.22 $ 14,421,532

Bank United $ 855,473.37 $ 4,196,020.77 $ 3,434,926.63 $ 8,486,421

Bayview Loan Servicing, LLC $ 1,389,305.23 $ 3,653,060.78 $ 3,908,907.89 $ 8,951,274

Carrington Mortgage Services, LLC $ 1,555,190.92 $ 5,874,382.43 $ 5,043,847.43 $ 12,473,421

CCO Mortgage $ 230,650.26 $ 712,666.35 $ 582,617.00 $ 1,525,934

Central Florida Educators Federal Credit Union $ 2,916.67 $ 24,239.61 $ 30,500.00 $ 57,656

CitiMortgage, Inc. $ 13,322,170.48 $ 34,315,322.84 $ 36,075,731.22 $ 83,713,225

Citizens 1st National Bank $ 833.33 $ 2,700.63 $ 5,916.67 $ 9,451

CUC Mortgage Corporation $ 4,333.33 $ 22,170.75 $ 24,416.67 $ 50,921

DuPage Credit Union $ 1,000.00 $ 7,524.24 $ 2,500.00 $ 11,024

EMC Mortgage Corporation $ 6,781,490.59 $ 10,061,070.47 $ 15,576,856.09 $ 32,419,417

First Bank $ 50,124.19 $ 351,422.02 $ 395,707.52 $ 797,254

First Keystone Bank $ 2,775.62 $ 3,423.27 $ 8,717.90 $ 14,917

Franklin Credit Management Corporation $ 15,607.33 $ 153,120.54 $ 269,774.00 $ 438,502

Fresno County Federal Credit Union $ - $ 1,274.90 $ 2,000.00 $ 3,275

Glass City Federal Credit Union $ 2,000.00 $ 1,507.95 $ 4,000.00 $ 7,508

GMAC Mortgage, Inc. $ 6,962,758.55 $ 29,876,691.69 $ 24,819,602.42 $ 61,659,053

Great Lakes Credit Union $ - $ 960.12 $ 1,000.00 $ 1,960

Greater Nevada Mortgage Services $ 6,166.67 $ 23,013.08 $ 24,750.01 $ 53,930

Green Tree Servicing LLC $ 93,062.16 $ 212,853.91 $ 331,917.51 $ 637,834

Guaranty Bank $ - $ - $ -

Hillsdale County National Bank $ 4,392.92 $ 5,690.55 $ 18,871.50 $ 28,955

Home Loan Services, Inc. $ 169,857.80 $ 2,440,767.73 $ 3,698,606.99 $ 6,309,233

HomEq Servicing $ - $ 3,036,319.34 $ 5,272,500.00 $ 8,308,819

HomeStar Bank & Financial Services $ - $ 1,287.42 $ 2,000.00 $ 3,287

Horicon Bank $ 916.67 $ 1,627.10 $ 2,916.67 $ 5,460

Iberiabank $ - $ 8,408.92 $ 14,000.00 $ 22,409

IBM Southeast Employees' Federal Credit Union $ 1,000.00 $ 5,562.55 $ 8,000.00 $ 14,563

IC Federal Credit Union $ 1,916.67 $ 4,943.68 $ 7,000.00 $ 13,860

Idaho Housing and Finance Association $ 2,922.08 $ 3,039.20 $ 5,922.08 $ 11,883

J.P.Morgan Chase Bank, NA $ 27,918,070.97 $ 43,463,370.41 $ 67,947,951.13 $ 139,329,393

Lake City Bank $ - $ 392.68 $ 2,000.00 $ 2,393

Lake National Bank $ 1,000.00 $ 1,881.05 $ 2,000.00 $ 4,881

Litton Loan Servicing LP $ 5,835,833.42 $ 17,843,118.81 $ 16,038,203.75 $ 39,717,156

Supplemental Information [Not Required by EESA §114(a)]

Home Affordable Modification Program

Non-GSE Incentive Payments (through February 2011)

Page 28 of 32
Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Los Alamos National Bank $ 276.50 $ 1,535.00 $ 7,474.00 $ 9,286

Marix Servicing, LLC $ 10,381.67 $ 99,113.94 $ 168,631.67 $ 278,127

Midland Mortgage Company $ 218,263.82 $ 231,814.26 $ 450,078

Mission Federal Credit Union $ 6,750.00 $ 25,838.27 $ 25,000.00 $ 57,588

MorEquity, Inc. $ 342,710.34 $ 2,305,042.00 $ 1,975,820.74 $ 4,623,573

Mortgage Center, LLC $ 15,155.16 $ 48,305.38 $ 68,980.92 $ 132,441

National City Bank $ 367,867.96 $ 1,272,582.52 $ 1,063,198.06 $ 2,703,649

Nationstar Mortgage LLC $ 2,431,299.58 $ 7,183,478.00 $ 7,917,742.94 $ 17,532,521

Navy Federal Credit Union $ 6,000.00 $ 56,477.38 $ 60,000.00 $ 122,477

Oakland Municipal Credit Union $ - $ 3,568.11 $ 6,500.00 $ 10,068

Ocwen Financial Corporation, Inc. $ 10,933,403.01 $ 31,629,529.83 $ 29,060,489.79 $ 71,623,423

OneWest Bank $ 6,694,334.31 $ 24,707,813.54 $ 19,057,352.40 $ 50,459,500

ORNL Federal Credit Union $ - $ - $ 2,000.00 $ 2,000

Park View Federal Savings Bank $ 2,000.00 $ 10,180.71 $ 9,000.00 $ 21,181

Pathfinder Bank $ - $ 419.92 $ 1,000.00 $ 1,420

PennyMac Loan Services, LLC $ 166,219.72 $ 497,088.78 $ 492,205.54 $ 1,155,514

PNC Bank, National Association $ 4,666.67 $ 16,261.53 $ 20,000.00 $ 40,928

Quantum Servicing Corporation $ - $ 1,045.60 $ 1,000.00 $ 2,046

RBC Bank (USA) $ - $ - $ -

Residential Credit Solutions $ 134,770.02 $ 491,307.93 $ 537,356.12 $ 1,163,434

RG Mortgage Corporation $ 164,852.94 $ 227,582.28 $ 401,333.81 $ 793,769

RoundPoint Mortgage Servicing Corporation $ - $ 38,695.79 $ 57,000.00 $ 95,696

Saxon Mortgage Services, Inc. $ 9,156,070.11 $ 18,031,128.66 $ 25,044,611.06 $ 52,231,810

Schools Financial Credit Union $ 2,000.00 $ 12,143.69 $ 6,500.00 $ 20,644

Scotiabank de Puerto Rico $ 10,511.95 $ 36,425.59 $ 22,423.34 $ 69,361

Select Portfolio Servicing $ 11,803,666.98 $ 29,978,031.34 $ 31,800,099.78 $ 73,581,798

Selene Financial, L.P. $ 1,750.00 $ 6,812.18 $ 2,000.00 $ 10,562

Servis One, Inc. $ 916.67 $ 1,895.48 $ 2,000.00 $ 4,812

ShoreBank $ 49,915.10 $ 153,906.17 $ 143,165.10 $ 346,986

Silver State Schools Credit Union $ 916.67 $ 36,208.02 $ 28,000.00 $ 65,125

Specialized Loan Servicing LLC $ 106,303.34 $ 357,608.57 $ 355,470.00 $ 819,382

Statebridge Company, LLC $ - $ - $ - $ -

Sterling Savings Bank $ 6,000.00 $ 26,534.05 $ 34,500.00 $ 67,034

Technology Credit Union $ 5,583.33 $ 31,268.79 $ 18,916.67 $ 55,769

The Golden 1 Credit Union $ 1,000.00 $ 87,176.43 $ 79,500.00 $ 167,676

U.S. Bank National Association $ 1,291,773.78 $ 6,449,692.93 $ 5,531,226.47 $ 13,272,693

United Bank Mortgage Corporation $ 9,592.00 $ 20,679.80 $ 28,140.55 $ 58,412

Vantium Capital, Inc. dba Acqura Loan Services $ - $ - $ - $ -

Vericrest Financial, Inc. $ - $ 3,062.72 $ 14,000.00 $ 17,063

Wachovia Mortgage, FSB $ - $ 76,889.58 $ 162,000.00 $ 238,890

Wells Fargo Bank, N.A. $ 10,955,153.06 $ 49,196,724.88 $ 47,264,126.51 $ 107,416,004

Wescom Central Credit Union $ 83,545.55 $ 326,033.57 $ 200,612.54 $ 610,192

Wilshire Credit Corporation $ - $ 490,394.10 $ 1,167,000.00 $ 1,657,394

Yadkin Valley Bank $ 2,000.00 $ 629.02 $ 6,000.00 $ 8,629

Totals $ 152,028,053 $ 435,598,092 $ 450,937,674 $ 1,038,563,819

Page 29 of 32
Name of Institution City State

6/23/2010 Nevada Affordable Housing Assistance Corporation Reno NV Purchase Financial Instrument for HHF Program $ 102,800,000 - $ 194,026,240 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 34,056,581 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 57,169,659 N/A

6/23/2010 CalHFA Mortgage Assistance Corporation Sacramento CA Purchase Financial Instrument for HHF Program $ 699,600,000 - $ 1,975,334,096 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 476,257,070 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 799,477,026 N/A

6/23/2010 Florida Housing Finance Corporation Tallahassee FL Purchase Financial Instrument for HHF Program $ 418,000,000 - $ 1,057,839,136 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 238,864,755 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 400,974,381 N/A

6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation Phoenix AZ Purchase Financial Instrument for HHF Program $ 125,100,000 - $ 267,766,006 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 142,666,006 N/A

6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation Lansing MI Purchase Financial Instrument for HHF Program $ 154,500,000 - $ 498,605,738 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 128,461,559 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 215,644,179 N/A

8/3/2010 North Carolina Housing Finance Agency Raleigh NC Purchase Financial Instrument for HHF Program $ 159,000,000 - $ 482,781,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 120,874,221 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 202,907,565 N/A

8/3/2010 Ohio Homeowner Assistance LLC Columbus OH Purchase Financial Instrument for HHF Program $ 172,000,000 - $ 570,395,099 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 148,728,864 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 249,666,235 N/A

8/3/2010 Oregon Affordable Housing Assistance Corporation Salem OR Purchase Financial Instrument for HHF Program $ 88,000,000 - $ 220,042,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 49,294,215 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 82,748,571 N/A

8/3/2010 Rhode Island Housing and Mortgage Finance Corporation Providence RI Purchase Financial Instrument for HHF Program $ 43,000,000 - $ 79,351,573 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 13,570,770 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 22,780,803 N/A

8/3/2010 SC Housing Corp Columbia SC Purchase Financial Instrument for HHF Program $ 138,000,000 - $ 295,431,547 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 58,772,347 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 98,659,200 N/A

9/23/2010 Alabama Housing Finance Authority Montgomery AL Purchase Financial Instrument for HHF Program $ 60,672,471 - $ 162,521,345 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 101,848,874 N/A

9/23/2010 Kentucky Housing Corporation Frankfort KY Purchase Financial Instrument for HHF Program $ 55,588,050 - $ 148,901,875 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 93,313,825 N/A

9/23/2010 Mississippi Home Corporation Jackson MS Purchase Financial Instrument for HHF Program $ 38,036,950 - $ 101,888,323 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 63,851,373 N/A

9/23/2010 GHFA Affordable Housing, Inc. Atlanta GA Purchase Financial Instrument for HHF Program $ 126,650,987 - $ 339,255,819 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 212,604,832 N/A

Investment Description

Initial Investment 

Amount

Pricing 

Mechanism

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets

Hardest Hit Funds (HHF) Program

Note

Additional 

Investment Amount

Investment Amount 

1 Date

Seller Transaction 

Type

Page 30 of 32
Name of Institution City State Investment Description

Initial Investment 

Amount

Pricing 

Note Mechanism

Additional 

Investment Amount

Investment Amount 

1 Date

Seller Transaction 

Type

9/23/2010 Indiana Housing and Community Development Authority Indianapolis IN Purchase Financial Instrument for HHF Program $ 82,762,859 - $ 221,694,139 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 138,931,280 N/A

9/23/2010 Illinois Housing Development Authority Chicago IL Purchase Financial Instrument for HHF Program $ 166,352,726 - $ 445,603,557 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 279,250,831 N/A

9/23/2010 New Jersey Housing and Mortgage Finance Agency Trenton NJ Purchase Financial Instrument for HHF Program $ 112,200,637 - $ 300,548,144 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 188,347,507 N/A

9/23/2010 District of Columbia Housing Finance Agency Washington DC Purchase Financial Instrument for HHF Program $ 7,726,678 - $ 20,697,198 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 12,970,520 N/A

9/23/2010 Tennessee Housing Development Agency Nashville TN Purchase Financial Instrument for HHF Program $ 81,128,260 - $ 217,315,593 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 136,187,333 N/A

$ 7,600,000,000

2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

1/ The purchase will be incrementally funded up to the investment amount.

3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

TOTAL INVESTMENT AMOUNT 

Page 31 of 32
Name City State

1 9/3/2010 Citigroup, Inc. New York NY Purchase

Facility Purchase Agreement, dated as of September 3, 

2010, between the U.S. Department of the Treasury 

and Citibank, N.A $ 8,117,000,000

TOTAL $ 8,117,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an 

up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to time 

during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a 

maximum amount of $117 million.

N/A

FHA SHORT REFINANCE PROGRAM

Footnote Date

Seller Transaction 

Type Investment Description Investment Amount Pricing Mechanism

Page 32 of 32