Name of Institution City State

10/28/2008 Bank of America Corporation Charlotte NC Purchase Preferred Stock w/Warrants $15,000,000,000 Par10/28/2008 Bank of New York Mellon Corporation New York NY Purchase Preferred Stock w/Warrants $3,000,000,000 Par

10/28/2008 Citigroup Inc. New York NY Purchase Preferred Stock w/Warrants $25,000,000,000 Par

10/28/2008 The Goldman Sachs Group, Inc. New York NY Purchase Preferred Stock w/Warrants $10,000,000,000 Par10/28/2008 JPMorgan Chase & Co. New York NY Purchase Preferred Stock w/Warrants $25,000,000,000 Par10/28/2008 Morgan Stanley New York NY Purchase Preferred Stock w/Warrants $10,000,000,000 Par10/28/2008 State Street Corporation Boston MA Purchase Preferred Stock w/Warrants $2,000,000,000 Par

10/28/2008 Wells Fargo & Company San Francisco CA Purchase Preferred Stock w/Warrants $25,000,000,000 Par

1/ 10/28/2008 Merrill Lynch & Co., Inc. New York NY Purchase Preferred Stock w/Warrants $10,000,000,000 Par

11/14/2008 Bank of Commerce Holdings Redding CA Purchase Preferred Stock w/Warrants $17,000,000 Par

11/14/2008 1st FS Corporation Hendersonville NC Purchase Preferred Stock w/Warrants $16,369,000 Par

11/14/2008 UCBH Holdings, Inc. San Francisco CA Purchase Preferred Stock w/Warrants $298,737,000 Par11/14/2008 Northern Trust Corporation Chicago IL Purchase Preferred Stock w/Warrants $1,576,000,000 Par11/14/2008 SunTrust Banks, Inc. Atlanta GA Purchase Preferred Stock w/Warrants $3,500,000,000 Par11/14/2008 Broadway Financial Corporation Los Angeles CA Purchase Preferred Stock w/Warrants $9,000,000 Par

11/14/2008 Washington Federal Inc. Seattle WA Purchase Preferred Stock w/Warrants $200,000,000 Par11/14/2008 BB&T Corp. Winston-Salem NC Purchase Preferred Stock w/Warrants $3,133,640,000 Par

11/14/2008 Provident Bancshares Corp. Baltimore MD Purchase Preferred Stock w/Warrants $151,500,000 Par11/14/2008 Umpqua Holdings Corp. Portland OR Purchase Preferred Stock w/Warrants $214,181,000 Par11/14/2008 Comerica Inc. Dallas TX Purchase Preferred Stock w/Warrants $2,250,000,000 Par

11/14/2008 Regions Financial Corp. Birmingham AL Purchase Preferred Stock w/Warrants $3,500,000,000 Par

11/14/2008 Capital One Financial Corporation McLean VA Purchase Preferred Stock w/Warrants $3,555,199,000 Par11/14/2008 First Horizon National Corporation Memphis TN Purchase Preferred Stock w/Warrants $866,540,000 Par11/14/2008 Huntington Bancshares Columbus OH Purchase Preferred Stock w/Warrants $1,398,071,000 Par11/14/2008 KeyCorp Cleveland OH Purchase Preferred Stock w/Warrants $2,500,000,000 Par11/14/2008 Valley National Bancorp Wayne NJ Purchase Preferred Stock w/Warrants $300,000,000 Par11/14/2008 Zions Bancorporation Salt Lake City UT Purchase Preferred Stock w/Warrants $1,400,000,000 Par11/14/2008 Marshall & Ilsley Corporation Milwaukee WI Purchase Preferred Stock w/Warrants $1,715,000,000 Par11/14/2008 U.S. Bancorp Minneapolis MN Purchase Preferred Stock w/Warrants $6,599,000,000 Par11/14/2008 TCF Financial Corporation Wayzata MN Purchase Preferred Stock w/Warrants $361,172,000 Par11/21/2008 First Niagara Financial Group Lockport NY Purchase Preferred Stock w/Warrants $184,011,000 Par11/21/2008 HF Financial Corp. Sioux Falls SD Purchase Preferred Stock w/Warrants $25,000,000 Par

11/21/2008 Centerstate Banks of Florida Inc. Davenport FL Purchase Preferred Stock w/Warrants $27,875,000 Par

11/21/2008 City National Corporation Beverly Hills CA Purchase Preferred Stock w/Warrants $400,000,000 Par11/21/2008 First Community Bankshares Inc. Bluefield VA Purchase Preferred Stock w/Warrants $41,500,000 Par

11/21/2008 Western Alliance Bancorporation Las Vegas NV Purchase Preferred Stock w/Warrants $140,000,000 Par11/21/2008 Webster Financial Corporation Waterbury CT Purchase Preferred Stock w/Warrants $400,000,000 Par11/21/2008 Pacific Capital Bancorp Santa Barbara CA Purchase Preferred Stock w/Warrants $180,634,000 Par11/21/2008 Heritage Commerce Corp. San Jose CA Purchase Preferred Stock w/Warrants $40,000,000 Par

11/21/2008 Ameris Bancorp Moultrie GA Purchase Preferred Stock w/Warrants $52,000,000 Par

11/21/2008 Porter Bancorp Inc. Louisville KY Purchase Preferred Stock w/Warrants $35,000,000 Par

CAPITAL PURCHASE PROGRAM

Transaction Report

Updated on December 22, 2008; 1:52 PM

Pricing 

Price Paid Mechanism

Seller

Date

Transaction 

Type Description
Name of Institution City State

CAPITAL PURCHASE PROGRAM

Transaction Report

Updated on December 22, 2008; 1:52 PM

Pricing 

Price Paid Mechanism

Seller

Date

Transaction 

Type Description

11/21/2008 Banner Corporation Walla Walla WA Purchase Preferred Stock w/Warrants $124,000,000 Par11/21/2008 Cascade Financial Corporation Everett WA Purchase Preferred Stock w/Warrants $38,970,000 Par

11/21/2008 Columbia Banking System, Inc. Tacoma WA Purchase Preferred Stock w/Warrants $76,898,000 Par

11/21/2008 Heritage Financial Corporation Olympia WA Purchase Preferred Stock w/Warrants $24,000,000 Par

11/21/2008 First PacTrust Bancorp, Inc. Chula Vista CA Purchase Preferred Stock w/Warrants $19,300,000 Par

11/21/2008 Severn Bancorp, Inc. Annapolis MD Purchase Preferred Stock w/Warrants $23,393,000 Par

11/21/2008 Boston Private Financial Holdings, Inc. Boston MA Purchase Preferred Stock w/Warrants $154,000,000 Par11/21/2008 Associated Banc-Corp Green Bay WI Purchase Preferred Stock w/Warrants $525,000,000 Par11/21/2008 Trustmark Corporation Jackson MS Purchase Preferred Stock w/Warrants $215,000,000 Par11/21/2008 First Community Corporation Lexington SC Purchase Preferred Stock w/Warrants $11,350,000 Par

11/21/2008 Taylor Capital Group Rosemont IL Purchase Preferred Stock w/Warrants $104,823,000 Par11/21/2008 Nara Bancorp, Inc. Los Angeles CA Purchase Preferred Stock w/Warrants $67,000,000 Par

12/5/2008 Midwest Banc Holdings, Inc. Melrose Park IL Purchase Preferred Stock w/Warrants $84,784,000 Par12/5/2008 MB Financial Inc. Chicago IL Purchase Preferred Stock w/Warrants $196,000,000 Par

12/5/2008 First Midwest Bancorp, Inc. Itasca IL Purchase Preferred Stock w/Warrants $193,000,000 Par

12/5/2008 United Community Banks, Inc. Blairsville GA Purchase Preferred Stock w/Warrants $180,000,000 Par

12/5/2008 Wesbanco Bank Inc. Wheeling WV Purchase Preferred Stock w/Warrants $75,000,000 Par12/5/2008 Encore Bancshares Inc. Houston TX Purchase Preferred Stock w/Warrants $34,000,000 Par12/5/2008 Manhattan Bancorp El Segundo CA Purchase Preferred Stock w/Warrants $1,700,000 Par

12/5/2008 Iberiabank Corporation Lafayette LA Purchase Preferred Stock w/Warrants $90,000,000 Par

12/5/2008 Eagle Bancorp, Inc. Bethesda MD Purchase Preferred Stock w/Warrants $38,235,000 Par12/5/2008 Sandy Spring Bancorp, Inc. Olney MD Purchase Preferred Stock w/Warrants $83,094,000 Par12/5/2008 Coastal Banking Company, Inc. Fernandina Beach FL Purchase Preferred Stock w/Warrants $9,950,000 Par

12/5/2008 East West Bancorp Pasadena CA Purchase Preferred Stock w/Warrants $306,546,000 Par

12/5/2008 South Financial Group, Inc. Greenville SC Purchase Preferred Stock w/Warrants $347,000,000 Par

12/5/2008 Great Southern Bancorp Springfield MO Purchase Preferred Stock w/Warrants $58,000,000 Par

12/5/2008 Cathay General Bancorp Los Angeles CA Purchase Preferred Stock w/Warrants $258,000,000 Par

12/5/2008 Southern Community Financial Corp. Winston-Salem NC Purchase Preferred Stock w/Warrants $42,750,000 Par12/5/2008 CVB Financial Corp Ontario CA Purchase Preferred Stock w/Warrants $130,000,000 Par

12/5/2008 First Defiance Financial Corp. Defiance OH Purchase Preferred Stock w/Warrants $37,000,000 Par12/5/2008 First Financial Holdings Inc. Charleston SC Purchase Preferred Stock w/Warrants $65,000,000 Par12/5/2008 Superior Bancorp Inc. Birmingham AL Purchase Preferred Stock w/Warrants $69,000,000 Par12/5/2008 Southwest Bancorp, Inc. Stillwater OK Purchase Preferred Stock w/Warrants $70,000,000 Par12/5/2008 Popular, Inc. San Juan PR Purchase Preferred Stock w/Warrants $935,000,000 Par

12/5/2008 Blue Valley Ban Corp Overland Park KS Purchase Preferred Stock w/Warrants $21,750,000 Par12/5/2008 Central Federal Corporation Fairlawn OH Purchase Preferred Stock w/Warrants $7,225,000 Par12/5/2008 Bank of Marin Bancorp Novato CA Purchase Preferred Stock w/Warrants $28,000,000 Par12/5/2008 Bank of North Carolina Thomasville NC Purchase Preferred Stock w/Warrants $31,260,000 Par12/5/2008 Central Bancorp, Inc. Somerville MA Purchase Preferred Stock w/Warrants $10,000,000 Par12/5/2008 Southern Missouri Bancorp, Inc. Poplar Bluff MO Purchase Preferred Stock w/Warrants $9,550,000 Par
Name of Institution City State

CAPITAL PURCHASE PROGRAM

Transaction Report

Updated on December 22, 2008; 1:52 PM

Pricing 

Price Paid Mechanism

Seller

Date

Transaction 

Type Description

12/5/2008 State Bancorp, Inc. Jericho NY Purchase Preferred Stock w/Warrants $36,842,000 Par12/5/2008 TIB Financial Corp Naples FL Purchase Preferred Stock w/Warrants $37,000,000 Par12/5/2008 Unity Bancorp, Inc. Clinton NJ Purchase Preferred Stock w/Warrants $20,649,000 Par12/5/2008 Old Line Bancshares, Inc. Bowie MD Purchase Preferred Stock w/Warrants $7,000,000 Par

12/5/2008 FPB Bancorp, Inc. Port St. Lucie FL Purchase Preferred Stock w/Warrants $5,800,000 Par12/5/2008 Sterling Financial Corporation Spokane WA Purchase Preferred Stock w/Warrants $303,000,000 Par

12/5/2008 Oak Valley Bancorp Oakdale CA Purchase Preferred Stock w/Warrants $13,500,000 Par

12/12/2008 Old National Bancorp Evansville IN Purchase Preferred Stock w/Warrants $100,000,000 Par

12/12/2008 Capital Bank Corporation Raliegh NC Purchase Preferred Stock w/Warrants $41,279,000 Par

12/12/2008 Pacific International Bancorp Seattle WA Purchase Preferred Stock w/Warrants $6,500,000 Par

12/12/2008 SVB Financial Group Santa Clara CA Purchase Preferred Stock w/Warrants $235,000,000 Par

12/12/2008 LNB Bancorp Inc. Lorain OH Purchase Preferred Stock w/Warrants $25,223,000 Par

12/12/2008 Wilmington Trust Corporation Wilmington DE Purchase Preferred Stock w/Warrants $330,000,000 Par

12/12/2008 Susquehanna Bancshares, Inc Lititz PA Purchase Preferred Stock w/Warrants $300,000,000 Par

12/12/2008 Signature Bank New York NY Purchase Preferred Stock w/Warrants $120,000,000 Par

12/12/2008 HopFed Bancorp Hopkinsville KY Purchase Preferred Stock w/Warrants $18,400,000 Par

12/12/2008 Citizens Republic Bancorp, Inc. Flint MI Purchase Preferred Stock w/Warrants $300,000,000 Par

12/12/2008 Indiana Community Bancorp Columbus IN Purchase Preferred Stock w/Warrants $21,500,000 Par

12/12/2008 Bank of the Ozarks, Inc. Little Rock AR Purchase Preferred Stock w/Warrants $75,000,000 Par

12/12/2008 Center Financial Corporation Los Angeles CA Purchase Preferred Stock w/Warrants $55,000,000 Par

12/12/2008 NewBridge Bancorp Greensboro NC Purchase Preferred Stock w/Warrants $52,372,000 Par

12/12/2008 Sterling Bancshares, Inc. Houston TX Purchase Preferred Stock w/Warrants $125,198,000 Par

12/12/2008 The Bancorp, Inc. Wilmington DE Purchase Preferred Stock w/Warrants $45,220,000 Par

12/12/2008 TowneBank Portsmouth VA Purchase Preferred Stock w/Warrants $76,458,000 Par

12/12/2008 Wilshire Bancorp, Inc. Los Angeles CA Purchase Preferred Stock w/Warrants $62,158,000 Par

12/12/2008 Valley Financial Corporation Roanoke VA Purchase Preferred Stock w/Warrants $16,019,000 Par

12/12/2008 Independent Bank Corporation Ionia MI Purchase Preferred Stock w/Warrants $72,000,000 Par

12/12/2008 Pinnacle Financial Partners, Inc. Nashville TN Purchase Preferred Stock w/Warrants $95,000,000 Par

12/12/2008 First Litchfield Financial Corporation Litchfield CT Purchase Preferred Stock w/Warrants $10,000,000 Par

12/12/2008 National Penn Bancshares, Inc. Boyertown PA Purchase Preferred Stock w/Warrants $150,000,000 Par

12/12/2008 Northeast Bancorp Lewiston ME Purchase Preferred Stock w/Warrants $4,227,000 Par

12/12/2008 Citizens South Banking Corporation Gastonia NC Purchase Preferred Stock w/Warrants $20,500,000 Par

12/12/2008 Virginia Commerce Bancorp Arlington VA Purchase Preferred Stock w/Warrants $71,000,000 Par

12/12/2008 Fidelity Bancorp, Inc. Pittsburgh PA Purchase Preferred Stock w/Warrants $7,000,000 Par

12/12/2008 LSB Corporation North Andover MA Purchase Preferred Stock w/Warrants $15,000,000 Par

12/19/2008 Intermountain Community Bancorp Sandpoint ID Purchase Preferred Stock w/Warrants $27,000,000 Par

12/19/2008 Community West Bancshares Goleta CA Purchase Preferred Stock w/Warrants $15,600,000 Par

12/19/2008 Synovus Financial Corp. Columbus GA Purchase Preferred Stock w/Warrants $967,870,000 Par

12/19/2008 Tennessee Commerce Bancorp, Inc. Franklin TN Purchase Preferred Stock w/Warrants $30,000,000 Par

12/19/2008 Community Bankers Trust Corporation Glen Allen VA Purchase Preferred Stock w/Warrants $17,680,000 Par

12/19/2008 BancTrust Financial Group, Inc. Mobile AL Purchase Preferred Stock w/Warrants $50,000,000 Par
Name of Institution City State

CAPITAL PURCHASE PROGRAM

Transaction Report

Updated on December 22, 2008; 1:52 PM

Pricing 

Price Paid Mechanism

Seller

Date

Transaction 

Type Description

12/19/2008 Enterprise Financial Services Corp. St. Louis MO Purchase Preferred Stock w/Warrants $35,000,000 Par

12/19/2008 Mid Penn Bancorp, Inc. Millersburg PA Purchase Preferred Stock w/Warrants $10,000,000 Par

12/19/2008 Summit State Bank Santa Rosa CA Purchase Preferred Stock w/Warrants $8,500,000 Par

12/19/2008 VIST Financial Corp. Wyomissing PA Purchase Preferred Stock w/Warrants $25,000,000 Par

12/19/2008 Wainwright Bank & Trust Company Boston MA Purchase Preferred Stock w/Warrants $22,000,000 Par

12/19/2008 Whitney Holding Corporation New Orleans LA Purchase Preferred Stock w/Warrants $300,000,000 Par

12/19/2008 The Connecticut Bank and Trust Company Hartford CT Purchase Preferred Stock w/Warrants $5,448,000 Par

12/19/2008 CoBiz Financial Inc. Denver CO Purchase Preferred Stock w/Warrants $64,450,000 Par

12/19/2008 Santa Lucia Bancorp Atascadero CA Purchase Preferred Stock w/Warrants $4,000,000 Par

12/19/2008 Seacoast Banking Corporation of Florida Stuart FL Purchase Preferred Stock w/Warrants $50,000,000 Par

12/19/2008 Horizon Bancorp Michigan City IN Purchase Preferred Stock w/Warrants $25,000,000 Par

12/19/2008 Fidelity Southern Corporation Atlanta GA Purchase Preferred Stock w/Warrants $48,200,000 Par

12/19/2008 Community Financial Corporation Staunton VA Purchase Preferred Stock w/Warrants $12,643,000 Par

12/19/2008 Berkshire Hills Bancorp, Inc. Pittsfield MA Purchase Preferred Stock w/Warrants $40,000,000 Par

12/19/2008 First California Financial Group, Inc Westlake Village CA Purchase Preferred Stock w/Warrants $25,000,000 Par

12/19/2008 AmeriServ Financial, Inc Johnstown PA Purchase Preferred Stock w/Warrants $21,000,000 Par

12/19/2008 Security Federal Corporation Aiken SC Purchase Preferred Stock w/Warrants $18,000,000 Par

12/19/2008 Wintrust Financial Corporation Lake Forest IL Purchase Preferred Stock w/Warrants $250,000,000 Par

12/19/2008 Flushing Financial Corporation Lake Success NY Purchase Preferred Stock w/Warrants $70,000,000 Par

12/19/2008 Monarch Financial Holdings, Inc. Chesapeake VA Purchase Preferred Stock w/Warrants $14,700,000 Par

12/19/2008 StellarOne Corporation Charlottesville VA Purchase Preferred Stock w/Warrants $30,000,000 Par

12/19/2008 Union Bankshares Corporation Bowling Green VA Purchase Preferred Stock w/Warrants $59,000,000 Par

12/19/2008 Tidelands Bancshares, Inc Mt. Pleasant SC Purchase Preferred Stock w/Warrants $14,448,000 Par

12/19/2008 Bancorp Rhode Island, Inc. Providence RI Purchase Preferred Stock w/Warrants $30,000,000 Par

12/19/2008 Hawthorn Bancshares, Inc. Lee's Summit MO Purchase Preferred Stock w/Warrants $30,255,000 Par

12/19/2008 The Elmira Savings Bank, FSB Elmira NY Purchase Preferred Stock w/Warrants $9,090,000 Par

12/19/2008 Alliance Financial Corporation Syracuse NY Purchase Preferred Stock w/Warrants $26,918,000 Par

12/19/2008 Heartland Financial USA, Inc. Dubuque IA Purchase Preferred Stock w/Warrants $81,698,000 Par

12/19/2008 Citizens First Corporation Bowling Green KY Purchase Preferred Stock w/Warrants $8,779,000 Par

2/ 12/19/2008 FFW Corporation Wabash IN Purchase Warrants $7,289,000 Par

2/ 12/19/2008 Plains Capital Corporation Dallas TX Purchase Warrants $87,631,000 Par2/ 12/19/2008 Tri-County Financial Corporation Waldorf MD Purchase Warrants $15,540,000 Par3/ 12/19/2008 OneUnited Bank Boston MA Purchase Preferred Stock $12,063,000 Par2/ 12/19/2008 Patriot Bancshares, Inc. Houston TX Purchase Warrants $26,038,000 Par

2/ 12/19/2008 Pacific City Finacial Corporation Los Angeles CA Purchase Warrants $16,200,000 Par

2/ 12/19/2008 Marquette National Corporation Chicago IL Purchase Warrants $35,500,000 Par2/ 12/19/2008 Exchange Bank Santa Rosa CA Purchase Warrants $43,000,000 Par2/ 12/19/2008 Monadnock Bancorp, Inc. Peterborough NH Purchase Warrants $1,834,000 Par2/ 12/19/2008 Bridgeview Bancorp, Inc. Bridgeview IL Purchase Warrants $38,000,000 Par2/ 12/19/2008 Fidelity Financial Corporation Wichita KS Purchase Warrants $36,282,000 Par2/ 12/19/2008 Patapsco Bancorp, Inc. Dundalk MD Purchase Warrants $6,000,000 Par
Name of Institution City State

CAPITAL PURCHASE PROGRAM

Transaction Report

Updated on December 22, 2008; 1:52 PM

Pricing 

Price Paid Mechanism

Seller

Date

Transaction 

Type Description

2/ 12/19/2008 NCAL Bancorp Los Angeles CA Purchase Warrants $10,000,000 Par

2/ 12/19/2008 FCB Bancorp, Inc. Louisville KY Purchase Warrants $9,294,000 Par

TOTAL $170,548,802,000

KEY

Date When payment is authorizedSeller Name, City and State of Qualified InstitutionTransaction Type Purchase or SaleDescription e.g. Preferred Stock w/Warrants, Preferred Stock w/Senior DebtPrice Paid Total Purchase Amount Pricing Mechanism e.g. Priced at par, auction price1/ Settlement deferred pending merger.2/ Privately-held qualified financial institution; Treasury received a warrant to purchase additional shares of preferred stock, which it exercised immediately.3/ To promote community development financial institutions (CDFIs), Treasury did not require warrants as part of its investment. More information about CDFI’s can be found at:

http://www.cdfifund.gov