Page 1 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

4/13/2009 Select Portfolio Servicing Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 376,000,000 N/A 6/12/2009 $ 284,590,000 $ 660,590,000 Updated portfolio data from servicer

9/30/2009 $ 121,910,000 $ 782,500,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 131,340,000 $ 913,840,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (355,530,000) $ 558,310,000 Updated portfolio data from servicer

7/14/2010 $ 128,690,000 $ 687,000,000 Updated portfolio data from servicer

9/30/2010 $ 4,000,000 $ 691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ 59,807,784 $ 750,807,784 Updated portfolio data from servicer

11/16/2010 $ (700,000) $ 750,107,784 Transfer of cap due to servicing transfer

12/15/2010 $ 64,400,000 $ 814,507,784 Updated portfolio data from servicer

1/6/2011 $ (639) $ 814,507,145 Updated portfolio data from servicer

1/13/2011 $ (2,300,000) $ 812,207,145 Transfer of cap due to servicing transfer

2/16/2011 $ 100,000 $ 812,307,145 Transfer of cap due to servicing transfer

3/16/2011 $ 3,600,000 $ 815,907,145 Transfer of cap due to servicing transfer

3/30/2011 $ (735) $ 815,906,410 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (100,000) $ 815,806,410 Transfer of cap due to servicing transfer

5/13/2011 $ 400,000 $ 816,206,410 Transfer of cap due to servicing transfer

6/16/2011 $ (100,000) $ 816,106,410 Transfer of cap due to servicing transfer

Select Portfolio Servicing 6/29/2011 $ (6,805) $ 816,099,605 

Updated due to quarterly assessment and 

reallocation

4/13/2009 CitiMortgage, Inc. O'Fallon MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A 6/12/2009 $ (991,580,000) $ 1,079,420,000 Updated portfolio data from servicer

9/30/2009 $ 1,010,180,000 $ 2,089,600,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (105,410,000) $ 1,984,190,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (199,300,000) $ 1,784,890,000 

Updated portfolio data from servicer & 2MP 

initial cap

4/19/2010 $ (230,000) $ 1,784,660,000 

Transfer of cap to Service One, Inc. due to 

servicing transfer

5/14/2010 $ (3,000,000) $ 1,781,660,000 

Transfer of cap to Specialized Loan Servicing, 

LLC due to servicing transfer

6/16/2010 $ (12,280,000) $ 1,769,380,000 

Transfer of cap to multiple servicers due to 

servicing transfer

7/14/2010 $ (757,680,000) $ 1,011,700,000 Updated portfolio data from servicer

HOME AFFORDABLE MODIFICATION PROGRAM

Date 

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Troubled Asset Relief Program

Transactions Report - Housing Programs

For Period Ending June 29, 2011

U.S. Treasury Department

Office of Financial Stability
Page 2 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/16/2010 $ (7,110,000) $ 1,004,590,000 

Transfer of cap to multiple servicers due to 

servicing transfer

8/13/2010 $ (6,300,000) $ 998,290,000 

Transfer of cap to multiple servicers due to 

servicing transfer

9/15/2010 $ (8,300,000) $ 989,990,000 

Transfer of cap to multiple servicers due to 

servicing transfer

9/30/2010 $ 32,400,000 $ 1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ 101,287,484 $ 1,123,677,484 Updated portfolio data from servicer

10/15/2010 $ (1,400,000) $ 1,122,277,484 Transfer of cap due to servicing transfer

11/16/2010 $ (3,200,000) $ 1,119,077,484 Transfer of cap due to servicing transfer

1/6/2011 $ (981) $ 1,119,076,503 Updated portfolio data from servicer

1/13/2011 $ (10,500,000) $ 1,108,576,503 Transfer of cap due to servicing transfer

2/16/2011 $ (4,600,000) $ 1,103,976,503 Transfer of cap due to servicing transfer

3/16/2011 $ (30,500,000) $ 1,073,476,503 Transfer of cap due to servicing transfer

3/30/2011 $ (1,031) $ 1,073,475,472 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 100,000 $ 1,073,575,472 Transfer of cap due to servicing transfer

5/13/2011 $ (7,200,000) $ 1,066,375,472 Transfer of cap due to servicing transfer

6/16/2011 $ (400,000) $ 1,065,975,472 Transfer of cap due to servicing transfer

CitiMortgage, Inc. 6/29/2011 $ (9,131) $ 1,065,966,341 

Updated due to quarterly assessment and 

reallocation

4/13/2009 Wells Fargo Bank, NA Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 2,873,000,000 N/A 6/17/2009 $ (462,990,000) $ 2,410,010,000 Updated portfolio data from servicer

9/30/2009 $ 65,070,000 $ 2,475,080,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,213,310,000 $ 3,688,390,000 

Updated portfolio data from servicer & HAFA 

initial cap

2/17/2010 $ 2,050,236,344 $ 5,738,626,344 Transfer of cap (from Wachovia) due to merger

3/12/2010 $ 54,767 $ 5,738,681,110 Transfer of cap (from Wachovia) due to merger

3/19/2010 $ 668,108,890 $ 6,406,790,000 Initial 2MP cap

3/26/2010 $ 683,130,000 $ 7,089,920,000 Updated portfolio data from servicer

7/14/2010 $ (2,038,220,000) $ 5,051,700,000 Updated portfolio data from servicer

9/30/2010 $ (287,348,828) $ 4,764,351,172 Updated portfolio data from servicer

9/30/2010 $ 344,000,000 $ 5,108,351,172 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

12/3/2010 $ 8,413,225 $ 5,116,764,397 Transfer of cap (from Wachovia) due to merger

12/15/2010 $ 22,200,000 $ 5,138,964,397 Updated portfolio data from servicer

1/6/2011 $ (6,312) $ 5,138,958,085 Updated portfolio data from servicer

1/13/2011 $ (100,000) $ 5,138,858,085 Transfer of cap due to servicing transfer

3/16/2011 $ (100,000) $ 5,138,758,085 Transfer of cap due to servicing transfer

3/30/2011 $ (7,171) $ 5,138,750,914 

Updated due to quarterly assessment and 

reallocation
Page 3 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

4/13/2011 $ (9,800,000) $ 5,128,950,914 Transfer of cap due to servicing transfer

5/13/2011 $ 100,000 $ 5,129,050,914 Transfer of cap due to servicing transfer

6/16/2011 $ (600,000) $ 5,128,450,914 Transfer of cap due to servicing transfer

Wells Fargo Bank, NA 6/29/2011 $ (63,856) $ 5,128,387,058 

Updated due to quarterly assessment and 

reallocation

4/13/2009 GMAC Mortgage, Inc. Ft. Washington PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A 6/12/2009 $ 384,650,000 $ 1,017,650,000 Updated portfolio data from servicer

9/30/2009 $ 2,537,240,000 $ 3,554,890,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (1,679,520,000) $ 1,875,370,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 190,180,000 $ 2,065,550,000 Updated portfolio data from servicer

5/14/2010 $ 1,880,000 $ 2,067,430,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

7/14/2010 $ (881,530,000) $ 1,185,900,000 Updated portfolio data from servicer

8/13/2010 $ (3,700,000) $ 1,182,200,000 Transfer of cap due to servicing transfer

9/30/2010 $ 119,200,000 $ 1,301,400,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

9/30/2010 $ 216,998,139 $ 1,518,398,139 Updated portfolio data from servicer

12/15/2010 $ (500,000) $ 1,517,898,139 Updated portfolio data from servicer

1/6/2011 $ (1,734) $ 1,517,896,405 Updated portfolio data from servicer

3/16/2011 $ (100,000) $ 1,517,796,405 Transfer of cap due to servicing transfer

3/30/2011 $ (2,024) $ 1,517,794,381 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (800,000) $ 1,516,994,381 Transfer of cap due to servicing transfer

5/13/2011 $ (17,900,000) $ 1,499,094,381 Transfer of cap due to servicing transfer

GMAC Mortgage, Inc. 6/29/2011 $ (18,457) $ 1,499,075,924 

Updated due to quarterly assessment and 

reallocation

4/13/2009 Saxon Mortgage Services, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A 6/17/2009 $ 225,040,000 $ 632,040,000 Updated portfolio data from servicer

9/30/2009 $ 254,380,000 $ 886,420,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 355,710,000 $ 1,242,130,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (57,720,000) $ 1,184,410,000 Updated portfolio data from servicer

6/16/2010 $ (156,050,000) $ 1,028,360,000 

Transfer of cap to Ocwen Financial 

Corporation, Inc. due to servicing transfer

7/14/2010 $ (513,660,000) $ 514,700,000 Updated portfolio data from servicer

7/16/2010 $ (22,980,000) $ 491,720,000 

Transfer of cap due to multiple servicing 

transfers

9/15/2010 $ 1,800,000 $ 493,520,000 Transfer of cap due to servicing transfer

9/30/2010 $ 9,800,000 $ 503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ 116,222,668 $ 619,542,668 Updated portfolio data from servicer

10/15/2010 $ 100,000 $ 619,642,668 Transfer of cap due to servicing transfer

12/15/2010 $ 8,900,000 $ 628,542,668 Updated portfolio data from servicer
Page 4 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (556) $ 628,542,112 Updated portfolio data from servicer

1/13/2011 $ 2,300,000 $ 630,842,112 Transfer of cap due to servicing transfer

3/16/2011 $ 700,000 $ 631,542,112 Transfer of cap due to servicing transfer

3/30/2011 $ (654) $ 631,541,458 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 2,100,000 $ 633,641,458 Transfer of cap due to servicing transfer

Saxon Mortgage Services, Inc. 6/29/2011 $ (6,144) $ 633,635,314 

Updated due to quarterly assessment and 

reallocation

4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 2 7/31/2009 $ (3,552,000,000) $ - Termination of SPA 

4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 6/12/2009 $ (105,620,000) $ 553,380,000 Updated portfolio data from servicer

9/30/2009 $ 102,580,000 $ 655,960,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 277,640,000 $ 933,600,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 46,860,000 $ 980,460,000 Updated portfolio data from servicer

6/16/2010 $ 156,050,000 $ 1,136,510,000 

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

7/14/2010 $ (191,610,000) $ 944,900,000 Updated portfolio data from servicer

7/16/2010 $ 23,710,000 $ 968,610,000 

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

9/15/2010 $ 100,000 $ 968,710,000 Initial FHA-HAMP cap

9/30/2010 $ 3,742,740 $ 972,452,740 Updated portfolio data from servicer

10/15/2010 $ 170,800,000 $ 1,143,252,740 Transfer of cap due to servicing transfer

1/6/2011 $ (1,020) $ 1,143,251,720 Updated portfolio data from servicer

2/16/2011 $ 900,000 $ 1,144,151,720 Transfer of cap due to servicing transfer

3/30/2011 $ (1,114) $ 1,144,150,606 

Updated due to quarterly assessment and 

reallocation

Ocwen Financial Corporation, Inc. 6/29/2011 $ (10,044) $ 1,144,140,562 

Updated due to quarterly assessment and 

reallocation

Bank of America, N.A. Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A 6/12/2009 $ 5,540,000 $ 804,440,000 Updated portfolio data from servicer

9/30/2009 $ 162,680,000 $ 967,120,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 665,510,000 $ 1,632,630,000 

Updated portfolio data from servicer & HAFA 

initial cap

1/26/2010 $ 800,390,000 $ 2,433,020,000 Initial 2MP cap

3/26/2010 $ (829,370,000) $ 1,603,650,000 Updated portfolio data from servicer

7/14/2010 $ (366,750,000) $ 1,236,900,000 Updated portfolio data from servicer

9/30/2010 $ 95,300,000 $ 1,332,200,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

9/30/2010 $ 222,941,084 $ 1,555,141,084 Updated portfolio data from servicer

1/6/2011 $ (2,199) $ 1,555,138,885 Updated portfolio data from servicer

3/30/2011 $ (2,548) $ 1,555,136,337 

Updated due to quarterly assessment and 

reallocation

Bank of America, N.A. 6/29/2011 $ (23,337) $ 1,555,113,000 

Updated due to quarterly assessment and 

reallocation

4/17/2009 as 

amended on 

1/26/2010
Page 5 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Countrywide Home Loans Servicing LP Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 1,864,000,000 N/A 6/12/2009 $ 3,318,840,000 $ 5,182,840,000 Updated portfolio data from servicer

9/30/2009 $ (717,420,000) $ 4,465,420,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 2,290,780,000 $ 6,756,200,000 

Updated portfolio data from servicer & HAFA 

initial cap

1/26/2010 $ 450,100,000 $ 7,206,300,000 Initial 2MP cap

3/26/2010 $ 905,010,000 $ 8,111,310,000 Updated portfolio data from servicer

4/19/2010 $ 10,280,000 $ 8,121,590,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

6/16/2010 $ 286,510,000 $ 8,408,100,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

7/14/2010 $ (1,787,300,000) $ 6,620,800,000 Updated portfolio data from servicer

9/30/2010 $ 105,500,000 $ 6,726,300,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

9/30/2010 $ (614,527,362) $ 6,111,772,638 Updated portfolio data from servicer

12/15/2010 $ 236,000,000 $ 6,347,772,638 Updated portfolio data from servicer

1/6/2011 $ (8,012) $ 6,347,764,626 Updated portfolio data from servicer

2/16/2011 $ 1,800,000 $ 6,349,564,626 Transfer of cap due to servicing transfer

3/16/2011 $ 100,000 $ 6,349,664,626 Transfer of cap due to servicing transfer

3/30/2011 $ (9,190) $ 6,349,655,436 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 200,000 $ 6,349,855,436 Transfer of cap due to servicing transfer

5/13/2011 $ 300,000 $ 6,350,155,436 Transfer of cap due to servicing transfer

6/16/2011 $ (1,000,000) $ 6,349,155,436 Transfer of cap due to servicing transfer

Countrywide Home Loans Servicing LP 6/29/2011 $ (82,347) $ 6,349,073,089 

Updated due to quarterly assessment and 

reallocation

4/20/2009 Home Loan Services, Inc. Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A 6/12/2009 $ 128,300,000 $ 447,300,000 Updated portfolio data from servicer

9/30/2009 $ 46,730,000 $ 494,030,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 145,820,000 $ 639,850,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (17,440,000) $ 622,410,000 Updated portfolio data from servicer

7/14/2010 $ (73,010,000) $ 549,400,000 Updated portfolio data from servicer

9/30/2010 $ 6,700,000 $ 556,100,000 Initial FHA-2LP cap

9/30/2010 $ (77,126,410) $ 478,973,590 Updated portfolio data from servicer

12/15/2010 $ (314,900,000) $ 164,073,590 Updated portfolio data from servicer

1/6/2011 $ (233) $ 164,073,357 Updated portfolio data from servicer

2/16/2011 $ (1,900,000) $ 162,173,357 Transfer of cap due to servicing transfer

3/16/2011 $ (400,000) $ 161,773,357 Transfer of cap due to servicing transfer

3/30/2011 $ (278) $ 161,773,079 

Updated due to quarterly assessment and 

reallocation

5/13/2011 $ (400,000) $ 161,373,079 Transfer of cap due to servicing transfer

4/17/2009 as 

amended on 

1/26/2010
Page 6 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Home Loan Services, Inc. 6/29/2011 $ (2,625) $ 161,370,454 

Updated due to quarterly assessment and 

reallocation

4/20/2009 Wilshire Credit Corporation Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 366,000,000 N/A 6/12/2009 $ 87,130,000 $ 453,130,000 Updated portfolio data from servicer

9/30/2009 $ (249,670,000) $ 203,460,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 119,700,000 $ 323,160,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 52,270,000 $ 375,430,000 Updated portfolio data from servicer

4/19/2010 $ (10,280,000) $ 365,150,000 

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

5/14/2010 $ (1,880,000) $ 363,270,000 

Transfer of cap to GMAC Mortgage, Inc. due to 

servicing transfer

6/16/2010 $ (286,510,000) $ 76,760,000 

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

7/14/2010 $ 19,540,000 $ 96,300,000 Updated portfolio data from servicer

7/16/2010 $ (210,000) $ 96,090,000 

Transfer of cap to Green Tree Servicing LLC 

due to servicing transfer

8/13/2010 $ (100,000) $ 95,990,000 Transfer of cap due to servicing transfer

9/30/2010 $ 68,565,782 $ 164,555,782 Updated portfolio data from servicer

1/6/2011 $ (247) $ 164,555,535 Updated portfolio data from servicer

3/30/2011 $ (294) $ 164,555,241 

Updated due to quarterly assessment and 

reallocation

Wilshire Credit Corporation 6/29/2011 $ (2,779) $ 164,552,462 

Updated due to quarterly assessment and 

reallocation

4/24/2009 Green Tree Servicing LLC Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 156,000,000 N/A 6/17/2009 $ (64,990,000) $ 91,010,000 Updated portfolio data from servicer

9/30/2009 $ 130,780,000 $ 221,790,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (116,750,000) $ 105,040,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 13,080,000 $ 118,120,000 Updated portfolio data from servicer

7/14/2010 $ (24,220,000) $ 93,900,000 Updated portfolio data from servicer

7/16/2010 $ 210,000 $ 94,110,000 

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

8/13/2010 $ 2,200,000 $ 96,310,000 Transfer of cap due to servicing transfer

9/10/2010 $ 34,600,000 $ 130,910,000 Initial 2MP cap

9/30/2010 $ 5,600,000 $ 136,510,000 Initial FHA-2LP cap and FHA-HAMP

9/30/2010 $ 10,185,090 $ 146,695,090 Updated portfolio data from servicer

10/15/2010 $ 400,000 $ 147,095,090 Transfer of cap due to servicing transfer

1/6/2011 $ (213) $ 147,094,877 Updated portfolio data from servicer

3/30/2011 $ (250) $ 147,094,627 

Updated due to quarterly assessment and 

reallocation

5/13/2011 $ 1,200,000 $ 148,294,627 Transfer of cap due to servicing transfer

6/16/2011 $ 100,000 $ 148,394,627 Transfer of cap due to servicing transfer

Green Tree Servicing LLC 6/29/2011 $ (2,302) $ 148,392,325 

Updated due to quarterly assessment and 

reallocation

4/27/2009 Carrington Mortgage Services, LLC Santa Ana CA Purchase Financial Instrument for Home Loan Modifications $ 195,000,000 N/A 6/17/2009 $ (63,980,000) $ 131,020,000 Updated portfolio data from servicer
Page 7 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2009 $ 90,990,000 $ 222,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 57,980,000 $ 279,990,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 74,520,000 $ 354,510,000 Updated portfolio data from servicer

7/14/2010 $ (75,610,000) $ 278,900,000 Updated portfolio data from servicer

8/13/2010 $ 1,100,000 $ 280,000,000 Transfer of cap due to servicing transfer

9/30/2010 $ 3,763,685 $ 283,763,685 Updated portfolio data from servicer

12/15/2010 $ 300,000 $ 284,063,685 Updated portfolio data from servicer

1/6/2011 $ (325) $ 284,063,360 Updated portfolio data from servicer

1/13/2011 $ 2,400,000 $ 286,463,360 Transfer of cap due to servicing transfer

3/30/2011 $ (384) $ 286,462,976 

Updated due to quarterly assessment and 

reallocation

Carrington Mortgage Services, LLC 6/29/2011 $ (3,592) $ 286,459,384 

Updated due to quarterly assessment and 

reallocation

5/1/2009 Aurora Loan Services, LLC Littleton CO Purchase Financial Instrument for Home Loan Modifications $ 798,000,000 N/A 6/17/2009 $ (338,450,000) $ 459,550,000 Updated portfolio data from servicer

9/30/2009 $ (11,860,000) $ 447,690,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 21,330,000 $ 469,020,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 9,150,000 $ 478,170,000 Updated portfolio data from servicer

7/14/2010 $ (76,870,000) $ 401,300,000 Updated portfolio data from servicer

9/1/2010 $ 400,000 $ 401,700,000 Initial FHA-HAMP cap

9/30/2010 $ (8,454,269) $ 393,245,731 Updated portfolio data from servicer

1/6/2011 $ (342) $ 393,245,389 Updated portfolio data from servicer

3/30/2011 $ (374) $ 393,245,015 

Updated due to quarterly assessment and 

reallocation

5/13/2011 $ 18,000,000 $ 411,245,015 Transfer of cap due to servicing transfer

Aurora Loan Services, LLC 6/29/2011 $ (3,273) $ 411,241,742 

Updated due to quarterly assessment and 

reallocation

5/28/2009 Nationstar Mortgage LLC Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 101,000,000 N/A 6/12/2009 $ 16,140,000 $ 117,140,000 Updated portfolio data from servicer

9/30/2009 $ 134,560,000 $ 251,700,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 80,250,000 $ 331,950,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 67,250,000 $ 399,200,000 Updated portfolio data from servicer

7/14/2010 $ (85,900,000) $ 313,300,000 Updated portfolio data from servicer

8/13/2010 $ 100,000 $ 313,400,000 Transfer of cap due to servicing transfer

9/30/2010 $ 2,900,000 $ 316,300,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

initial RD-HAMP, and initial 2MP cap

9/30/2010 $ 33,801,486 $ 350,101,486 Updated portfolio data from servicer

11/16/2010 $ 700,000 $ 350,801,486 Transfer of cap due to servicing transfer

12/15/2010 $ 1,700,000 $ 352,501,486 Updated portfolio data from servicer
Page 8 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (363) $ 352,501,123 Updated portfolio data from servicer

2/16/2011 $ 900,000 $ 353,401,123 Transfer of cap due to servicing transfer

3/16/2011 $ 29,800,000 $ 383,201,123 Transfer of cap due to servicing transfer

3/30/2011 $ (428) $ 383,200,695 

Updated due to quarterly assessment and 

reallocation

5/26/2011 $ 20,077,503 $ 403,278,198 Transfer of cap due to servicing transfer

Nationstar Mortgage LLC 6/29/2011 $ (4,248) $ 403,273,950 

Updated due to quarterly assessment and 

reallocation

6/12/2009 Residential Credit Solutions Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 9/30/2009 $ (1,860,000) $ 17,540,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 27,920,000 $ 45,460,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (1,390,000) $ 44,070,000 Updated portfolio data from servicer

7/14/2010 $ (13,870,000) $ 30,200,000 Updated portfolio data from servicer

9/30/2010 $ 400,000 $ 30,600,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

9/30/2010 $ 586,954 $ 31,186,954 Updated portfolio data from servicer

1/6/2011 $ (34) $ 31,186,920 Updated portfolio data from servicer

3/30/2011 $ (37) $ 31,186,883 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 100,000 $ 31,286,883 Transfer of cap due to servicing transfer

Residential Credit Solutions 6/29/2011 $ (329) $ 31,286,554 

Updated due to quarterly assessment and 

reallocation

6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 9/30/2009 $ 13,070,000 $ 29,590,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 145,510,000 $ 175,100,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (116,950,000) $ 58,150,000 Updated portfolio data from servicer

7/14/2010 $ (23,350,000) $ 34,800,000 Updated portfolio data from servicer

9/30/2010 $ 7,846,346 $ 42,646,346 Updated portfolio data from servicer

1/6/2011 $ (46) $ 42,646,300 Updated portfolio data from servicer

3/30/2011 $ (55) $ 42,646,245 

Updated due to quarterly assessment and 

reallocation

CCO Mortgage 6/29/2011 $ (452) $ 42,645,793 

Updated due to quarterly assessment and 

reallocation

6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A 9/30/2009 $ (11,300,000) $ 45,700,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (42,210,000) $ 3,490,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 65,640,000 $ 69,130,000 Updated portfolio data from servicer

4/9/2010 $ (14,470,000) $ 54,660,000 Updated portfolio data from servicer

7/14/2010 $ (8,860,000) $ 45,800,000 Updated portfolio data from servicer

9/30/2010 $ (4,459,154) $ 41,340,846 Updated portfolio data from servicer

12/15/2010 $ (4,300,000) $ 37,040,846 Updated portfolio data from servicer

1/6/2011 $ (51) $ 37,040,795 Updated portfolio data from servicer
Page 9 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (65) $ 37,040,730 

Updated due to quarterly assessment and 

reallocation

RG Mortgage Corporation 6/29/2011 $ (616) $ 37,040,114 

Updated due to quarterly assessment and 

reallocation

6/19/2009 First Federal Savings and Loan Port Angeles WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 12/30/2009 $ 2,020,000 $ 2,790,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 11,370,000 $ 14,160,000 Updated portfolio data from servicer

5/26/2010 $ (14,160,000) $ - Termination of SPA 

6/19/2009 Wescom Central Credit Union Anaheim CA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 9/30/2009 $ 330,000 $ 870,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 16,490,000 $ 17,360,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (14,260,000) $ 3,100,000 Updated portfolio data from servicer

7/14/2010 $ (1,800,000) $ 1,300,000 Updated portfolio data from servicer

7/30/2010 $ 1,500,000 $ 2,800,000 Updated portfolio data from servicer

9/30/2010 $ 1,551,668 $ 4,351,668 Updated portfolio data from servicer

1/6/2011 $ (2) $ 4,351,666 Updated portfolio data from servicer

3/30/2011 $ (2) $ 4,351,664 

Updated due to quarterly assessment and 

reallocation

Wescom Central Credit Union 5/13/2011 $ (1,800,000) $ 2,551,664 Transfer of cap due to servicing transfer

12 6/3/2011 $ (1,872,787) $ 678,877 Termination of SPA 

6/26/2009 Citizens First Wholesale Mortgage Company The Villages FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 9/30/2009 $ (10,000) $ 20,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 590,000 $ 610,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (580,000) $ 30,000 Updated portfolio data from servicer

7/14/2010 $ 70,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

2/17/2011 $ (145,056) $ - Termination of SPA 

6/26/2009 Technology Credit Union San Jose CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 12/30/2009 $ 2,180,000 $ 2,250,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (720,000) $ 1,530,000 Updated portfolio data from servicer

7/14/2010 $ (430,000) $ 1,100,000 Updated portfolio data from servicer

9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,160,444 Updated portfolio data from servicer

3/30/2011 $ (1) $ 1,160,443 

Updated due to quarterly assessment and 

reallocation

Technology Credit Union 6/29/2011 $ (12) $ 1,160,431 

Updated due to quarterly assessment and 

reallocation

6/26/2009 National City Bank Miamisburg OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A 9/30/2009 $ 315,170,000 $ 610,150,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 90,280,000 $ 700,430,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (18,690,000) $ 681,740,000 Updated portfolio data from servicer

7/14/2010 $ (272,640,000) $ 409,100,000 Updated portfolio data from servicer
Page 10 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 80,600,000 $ 489,700,000 

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial 2MP cap

9/30/2010 $ 71,230,004 $ 560,930,004 Updated portfolio data from servicer

1/6/2011 $ (828) $ 560,929,176 Updated portfolio data from servicer

2/16/2011 $ 200,000 $ 561,129,176 Transfer of cap due to servicing transfer

3/16/2011 $ (100,000) $ 561,029,176 Transfer of cap due to servicing transfer

3/30/2011 $ (981) $ 561,028,195 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (2,300,000) $ 558,728,195 Transfer of cap due to servicing transfer

5/13/2011 $ (200,000) $ 558,528,195 Transfer of cap due to servicing transfer

6/16/2011 $ (200,000) $ 558,328,195 Transfer of cap due to servicing transfer

National City Bank 6/29/2011 $ (9,197) $ 558,318,998 

Updated due to quarterly assessment and 

reallocation

7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A 9/30/2009 $ 723,880,000 $ 1,357,890,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 692,640,000 $ 2,050,530,000 

Updated portfolio data from servicer & HAFA 

initial cap

2/17/2010 $ (2,050,236,344) $ 293,656 

Transfer of cap (to Wells Fargo Bank) due to 

merger

3 3/12/2010 $ (54,767) $ 238,890 

Transfer of cap (to Wells Fargo Bank) due to 

merger

7/1/2009 Bayview Loan Servicing, LLC Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A 9/30/2009 $ 23,850,000 $ 68,110,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 43,590,000 $ 111,700,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 34,540,000 $ 146,240,000 Updated portfolio data from servicer

5/7/2010 $ 1,010,000 $ 147,250,000 Initial 2MP cap

7/14/2010 $ (34,250,000) $ 113,000,000 Updated portfolio data from servicer

9/30/2010 $ 600,000 $ 113,600,000 Initial FHA-2LP cap

9/30/2010 $ (15,252,303) $ 98,347,697 Updated portfolio data from servicer

1/6/2011 $ (70) $ 98,347,627 Updated portfolio data from servicer

3/30/2011 $ (86) $ 98,347,541 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 400,000 $ 98,747,541 Transfer of cap due to servicing transfer

5/13/2011 $ 100,000 $ 98,847,541 Transfer of cap due to servicing transfer

Bayview Loan Servicing, LLC 6/29/2011 $ (771) $ 98,846,770 

Updated due to quarterly assessment and 

reallocation

7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2009 $ 150,000 $ 250,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 130,000 $ 380,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 50,000 $ 430,000 Updated portfolio data from servicer

7/14/2010 $ (30,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer
Page 11 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (1) $ 435,165 

Updated due to quarterly assessment and 

reallocation

Lake National Bank 6/29/2011 $ (6) $ 435,159 

Updated due to quarterly assessment and 

reallocation

7/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A 9/30/2009 $ (10,000) $ 860,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 250,000 $ 1,110,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (10,000) $ 1,100,000 Updated portfolio data from servicer

7/14/2010 $ (400,000) $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

IBM Southeast Employees' Federal Credit Union 6/29/2011 $ (12) $ 870,320 

Updated due to quarterly assessment and 

reallocation

7/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 9/30/2009 $ 18,530,000 $ 42,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 24,510,000 $ 66,520,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 18,360,000 $ 84,880,000 Updated portfolio data from servicer

7/14/2010 $ (22,580,000) $ 62,300,000 Updated portfolio data from servicer

9/30/2010 $ (8,194,261) $ 54,105,739 Updated portfolio data from servicer

1/6/2011 $ (37) $ 54,105,702 Updated portfolio data from servicer

3/16/2011 $ (29,400,000) $ 24,705,702 Transfer of cap due to servicing transfer

3/30/2011 $ (34) $ 24,705,668 

Updated due to quarterly assessment and 

reallocation

MorEquity, Inc. 11 5/26/2011 $ (20,077,503) $ 4,628,165 

Termination of SPA 

(remaining cap equals distribution amount)

7/17/2009 PNC Bank, National Association Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A 9/30/2009 $ (36,240,000) $ 18,230,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 19,280,000 $ 37,510,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,470,000 $ 39,980,000 Updated portfolio data from servicer

7/14/2010 $ (17,180,000) $ 22,800,000 Updated portfolio data from servicer

9/30/2010 $ 35,500,000 $ 58,300,000 Initial FHA-2LP cap and initial 2MP cap

9/30/2010 $ 23,076,191 $ 81,376,191 Updated portfolio data from servicer

1/6/2011 $ (123) $ 81,376,068 Updated portfolio data from servicer

3/30/2011 $ (147) $ 81,375,921 

Updated due to quarterly assessment and 

reallocation

5/13/2011 $ (100,000) $ 81,275,921 Transfer of cap due to servicing transfer

PNC Bank, National Association 6/29/2011 $ (1,382) $ 81,274,539 

Updated due to quarterly assessment and 

reallocation

7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 9/30/2009 $ (90,000) $ 80,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 50,000 $ 130,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 100,000 $ 230,000 Updated portfolio data from servicer
Page 12 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ (130,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Farmers State Bank 5/20/2011 $ (145,056) $ - Termination of SPA 

7/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A 9/30/2009 $ 890,000 $ 2,300,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,260,000 $ 3,560,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (20,000) $ 3,540,000 Updated portfolio data from servicer

7/14/2010 $ (240,000) $ 3,300,000 Updated portfolio data from servicer

9/30/2010 $ 471,446 $ 3,771,446 Updated portfolio data from servicer

1/6/2011 $ (3) $ 3,771,443 Updated portfolio data from servicer

3/30/2011 $ (4) $ 3,771,439 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (1,100,000) $ 2,671,439 Transfer of cap due to servicing transfer

ShoreBank 6/29/2011 $ (38) $ 2,671,401 

Updated due to quarterly assessment and 

reallocation

7/22/2009 American Home Mortgage Servicing, Inc Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 9/30/2009 $ (53,670,000) $ 1,218,820,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 250,450,000 $ 1,469,270,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 124,820,000 $ 1,594,090,000 Updated portfolio data from servicer

7/14/2010 $ (289,990,000) $ 1,304,100,000 Updated portfolio data from servicer

9/30/2010 $ 1,690,508 $ 1,305,790,508 Updated portfolio data from servicer

10/15/2010 $ 300,000 $ 1,306,090,508 Transfer of cap due to servicing transfer

11/16/2010 $ (100,000) $ 1,305,990,508 Transfer of cap due to servicing transfer

1/6/2011 $ (1,173) $ 1,305,989,335 Updated portfolio data from servicer

2/16/2011 $ (500,000) $ 1,305,489,335 Transfer of cap due to servicing transfer

3/30/2011 $ (1,400) $ 1,305,487,935 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 3,100,000 $ 1,308,587,935 Transfer of cap due to servicing transfer

American Home Mortgage Servicing, Inc 6/29/2011 $ (12,883) $ 1,308,575,052 

Updated due to quarterly assessment and 

reallocation

7/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A 9/30/2009 $ 1,780,000 $ 5,990,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 2,840,000 $ 8,830,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,800,000 $ 11,630,000 Updated portfolio data from servicer

7/14/2010 $ (5,730,000) $ 5,900,000 Updated portfolio data from servicer

9/30/2010 $ 2,658,280 $ 8,558,280 Updated portfolio data from servicer

1/6/2011 $ (12) $ 8,558,268 Updated portfolio data from servicer

3/30/2011 $ (14) $ 8,558,254 

Updated due to quarterly assessment and 

reallocation

Mortgage Center, LLC 6/29/2011 $ (129) $ 8,558,125 

Updated due to quarterly assessment and 

reallocation
Page 13 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A 9/30/2009 $ (490,000) $ 370,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 6,750,000 $ 7,120,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (6,340,000) $ 780,000 Updated portfolio data from servicer

7/14/2010 $ (180,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 125,278 $ 725,278 Updated portfolio data from servicer

3/30/2011 $ (1) $ 725,277 

Updated due to quarterly assessment and 

reallocation

Mission Federal Credit Union 6/29/2011 $ (4) $ 725,273 

Updated due to quarterly assessment and 

reallocation

7/29/2009 First Bank St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A 9/30/2009 $ (1,530,000) $ 4,930,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 680,000 $ 5,610,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,460,000 $ 8,070,000 Updated portfolio data from servicer

7/14/2010 $ (2,470,000) $ 5,600,000 Updated portfolio data from servicer

9/30/2010 $ 2,523,114 $ 8,123,114 Updated portfolio data from servicer

1/6/2011 $ (2) $ 8,123,112 Updated portfolio data from servicer

3/30/2011 $ (2) $ 8,123,110 

Updated due to quarterly assessment and 

reallocation

First Bank 6/29/2011 $ (15) $ 8,123,095 

Updated due to quarterly assessment and 

reallocation

7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A 9/30/2009 $ (60,000) $ 1,030,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,260,000 $ 2,290,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,070,000 $ 4,360,000 Updated portfolio data from servicer

7/14/2010 $ (3,960,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

Purdue Employees Federal Credit Union 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A 9/30/2009 $ (37,700,000) $ 47,320,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 26,160,000 $ 73,480,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 9,820,000 $ 83,300,000 Updated portfolio data from servicer

7/14/2010 $ (46,200,000) $ 37,100,000 Updated portfolio data from servicer

9/30/2010 $ (28,686,775) $ 8,413,225 Updated portfolio data from servicer

12/3/2010 $ (8,413,225) $ - Termination of SPA 

7/31/2009 J.P.Morgan Chase Bank, NA Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A 9/30/2009 $ (14,850,000) $ 2,684,870,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 1,178,180,000 $ 3,863,050,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 1,006,580,000 $ 4,869,630,000 

Updated portfolio data from servicer & 2MP 

initial cap
Page 14 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ (1,934,230,000) $ 2,935,400,000 Updated portfolio data from servicer

9/30/2010 $ 72,400,000 $ 3,007,800,000 

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial RD-HAMP

9/30/2010 $ 215,625,536 $ 3,223,425,536 Updated portfolio data from servicer

1/6/2011 $ (3,636) $ 3,223,421,900 Updated portfolio data from servicer

3/16/2011 $ (100,000) $ 3,223,321,900 Transfer of cap due to servicing transfer

3/30/2011 $ (3,999) $ 3,223,317,901 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (200,000) $ 3,223,117,901 Transfer of cap due to servicing transfer

5/13/2011 $ 122,700,000 $ 3,345,817,901 Transfer of cap due to servicing transfer

J.P.Morgan Chase Bank, NA 6/29/2011 $ (34,606) $ 3,345,783,295 

Updated due to quarterly assessment and 

reallocation

7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A 9/30/2009 $ (10,000) $ 707,370,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 502,430,000 $ 1,209,800,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (134,560,000) $ 1,075,240,000 

Updated portfolio data from servicer & 2MP 

initial cap

7/14/2010 $ (392,140,000) $ 683,100,000 Updated portfolio data from servicer

7/16/2010 $ (630,000) $ 682,470,000 

Transfer of cap to Saxon Mortgage Services, 

Inc.

9/30/2010 $ 13,100,000 $ 695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap

9/30/2010 $ (8,006,457) $ 687,563,543 Updated portfolio data from servicer

10/15/2010 $ (100,000) $ 687,463,543 Transfer of cap due to servicing transfer

12/15/2010 $ (4,400,000) $ 683,063,543 Updated portfolio data from servicer

1/6/2011 $ (802) $ 683,062,741 Updated portfolio data from servicer

2/16/2011 $ (900,000) $ 682,162,741 Transfer of cap due to servicing transfer

3/16/2011 $ (4,000,000) $ 678,162,741 Transfer of cap due to servicing transfer

3/30/2011 $ (925) $ 678,161,816 

Updated due to quarterly assessment and 

reallocation

5/13/2011 $ (122,900,000) $ 555,261,816 Transfer of cap due to servicing transfer

EMC Mortgage Corporation 6/29/2011 $ (8,728) $ 555,253,088 

Updated due to quarterly assessment and 

reallocation

8/5/2009 Lake City Bank Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 9/30/2009 $ 180,000 $ 600,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (350,000) $ 250,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 20,000 $ 270,000 Updated portfolio data from servicer

7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer

Lake City Bank 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 9/30/2009 $ 290,000 $ 430,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 210,000 $ 640,000 

Updated portfolio data from servicer & HAFA 

initial cap
Page 15 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/26/2010 $ 170,000 $ 810,000 Updated portfolio data from servicer

7/14/2010 $ (10,000) $ 800,000 Updated portfolio data from servicer

9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (200,000) $ 525,276 Transfer of cap due to servicing transfer

Oakland Municipal Credit Union 6/29/2011 $ (7) $ 525,269 

Updated due to quarterly assessment and 

reallocation

8/5/2009 HomEq Servicing North Highlands CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A 9/30/2009 $ (121,190,000) $ 552,810,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ (36,290,000) $ 516,520,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 199,320,000 $ 715,840,000 Updated portfolio data from servicer

7/14/2010 $ (189,040,000) $ 526,800,000 Updated portfolio data from servicer

9/30/2010 $ 38,626,728 $ 565,426,728 Updated portfolio data from servicer

10/15/2010 $ (170,800,000) $ 394,626,728 Transfer of cap due to servicing transfer

12/15/2010 $ (22,200,000) $ 372,426,728 Updated portfolio data from servicer

1/6/2011 $ (549) $ 372,426,179 Updated portfolio data from servicer

2/16/2011 $ (900,000) $ 371,526,179 Transfer of cap due to servicing transfer

3/30/2011 $ (653) $ 371,525,526 

Updated due to quarterly assessment and 

reallocation

HomEq Servicing 6/29/2011 $ (6,168) $ 371,519,358 

Updated due to quarterly assessment and 

reallocation

8/12/2009 Litton Loan Servicing LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ 774,900,000 N/A 9/30/2009 $ 313,050,000 $ 1,087,950,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 275,370,000 $ 1,363,320,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 278,910,000 $ 1,642,230,000 Updated portfolio data from servicer

7/14/2010 $ (474,730,000) $ 1,167,500,000 Updated portfolio data from servicer

8/13/2010 $ (700,000) $ 1,166,800,000 Transfer of cap to due to servicing transfer

9/15/2010 $ (1,000,000) $ 1,165,800,000 Transfer of cap to due to servicing transfer

9/30/2010 $ (115,017,236) $ 1,050,782,764 Updated portfolio data from servicer

10/15/2010 $ (800,000) $ 1,049,982,764 Transfer of cap due to servicing transfer

12/15/2010 $ 800,000 $ 1,050,782,764 Updated portfolio data from servicer

1/6/2011 $ (1,286) $ 1,050,781,478 Updated portfolio data from servicer

3/16/2011 $ 8,800,000 $ 1,059,581,478 Transfer of cap due to servicing transfer

3/30/2011 $ (1,470) $ 1,059,580,008 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (3,300,000) $ 1,056,280,008 Transfer of cap due to servicing transfer

5/13/2011 $ (300,000) $ 1,055,980,008 Transfer of cap due to servicing transfer
Page 16 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

6/16/2011 $ (700,000) $ 1,055,280,008 Transfer of cap due to servicing transfer

Litton Loan Servicing LP 6/29/2011 $ (13,097) $ 1,055,266,911 

Updated due to quarterly assessment and 

reallocation

8/12/2009 PennyMac Loan Services, LLC Calasbasa CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A 9/30/2009 $ (1,200,000) $ 5,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 30,800,000 $ 35,810,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 23,200,000 $ 59,010,000 Updated portfolio data from servicer

6/16/2010 $ 2,710,000 $ 61,720,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

7/14/2010 $ (18,020,000) $ 43,700,000 Updated portfolio data from servicer

7/16/2010 $ 6,680,000 $ 50,380,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

8/13/2010 $ 2,600,000 $ 52,980,000 Transfer of cap to due to servicing transfer

9/15/2010 $ (100,000) $ 52,880,000 Transfer of cap to due to servicing transfer

9/30/2010 $ 200,000 $ 53,080,000 Initial FHA-HAMP cap and 2MP initial cap

9/30/2010 $ (1,423,197) $ 51,656,803 Updated portfolio data from servicer

11/16/2010 $ 1,400,000 $ 53,056,803 Transfer of cap due to servicing transfer

12/15/2010 $ (100,000) $ 52,956,803 Updated portfolio data from servicer

1/6/2011 $ (72) $ 52,956,731 Updated portfolio data from servicer

1/13/2011 $ 4,100,000 $ 57,056,731 Transfer of cap due to servicing transfer

2/16/2011 $ (100,000) $ 56,956,731 Transfer of cap due to servicing transfer

3/16/2011 $ 4,000,000 $ 60,956,731 Transfer of cap due to servicing transfer

3/30/2011 $ (94) $ 60,956,637 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (100,000) $ 60,856,637 Transfer of cap due to servicing transfer

5/13/2011 $ 5,800,000 $ 66,656,637 Transfer of cap due to servicing transfer

6/16/2011 $ 600,000 $ 67,256,637 Transfer of cap due to servicing transfer

PennyMac Loan Services, LLC 6/29/2011 $ (812) $ 67,255,825 

Updated due to quarterly assessment and 

reallocation

8/12/2009 Servis One, Inc. Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A 9/30/2009 $ (25,510,000) $ 4,220,000 

Updated portfolio data from servicer & HPDP 

initial cap

12/30/2009 $ 520,000 $ 4,740,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 4,330,000 $ 9,070,000 Updated portfolio data from servicer

4/19/2010 $ 230,000 $ 9,300,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

5/19/2010 $ 850,000 $ 10,150,000 Initial 2MP cap

7/14/2010 $ (850,000) $ 9,300,000 Updated portfolio data from servicer

9/15/2010 $ 100,000 $ 9,400,000 Transfer of cap to due to servicing transfer

9/30/2010 $ 100,000 $ 9,500,000 Initial FHA-HAMP cap

9/30/2010 $ 16,755,064 $ 26,255,064 Updated portfolio data from servicer
Page 17 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10/15/2010 $ 100,000 $ 26,355,064 Transfer of cap due to servicing transfer

12/15/2010 $ 100,000 $ 26,455,064 Updated portfolio data from servicer

1/6/2011 $ (40) $ 26,455,024 Updated portfolio data from servicer

1/13/2011 $ 300,000 $ 26,755,024 Transfer of cap due to servicing transfer

2/16/2011 $ 100,000 $ 26,855,024 Transfer of cap due to servicing transfer

3/16/2011 $ 2,200,000 $ 29,055,024 Transfer of cap due to servicing transfer

3/30/2011 $ (52) $ 29,054,972 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 1,500,000 $ 30,554,972 Transfer of cap due to servicing transfer

5/13/2011 $ 1,000,000 $ 31,554,972 Transfer of cap due to servicing transfer

6/16/2011 $ 100,000 $ 31,654,972 Transfer of cap due to servicing transfer

Servis One, Inc. 6/29/2011 $ (534) $ 31,654,438 

Updated due to quarterly assessment and 

reallocation

8/28/2009 OneWest Bank Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 668,440,000 N/A 10/2/2009 $ 145,800,000 $ 814,240,000 HPDP initial cap

12/30/2009 $ 1,355,930,000 $ 2,170,170,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 121,180,000 $ 2,291,350,000 Updated portfolio data from servicer

7/14/2010 $ (408,850,000) $ 1,882,500,000 Updated portfolio data from servicer

9/30/2010 $ 5,500,000 $ 1,888,000,000 2MP initial cap

9/30/2010 $ (51,741,163) $ 1,836,258,837 Updated portfolio data from servicer

1/6/2011 $ (2,282) $ 1,836,256,555 Updated portfolio data from servicer

3/30/2011 $ (2,674) $ 1,836,253,881 

Updated due to quarterly assessment and 

reallocation

OneWest Bank 6/29/2011 $ (24,616) $ 1,836,229,265 

Updated due to quarterly assessment and 

reallocation

8/28/2009 Stanford Federal Credit Union Palo Alto CA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 10/2/2009 $ 70,000 $ 370,000 HPDP initial cap

12/30/2009 $ 2,680,000 $ 3,050,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 350,000 $ 3,400,000 Updated portfolio data from servicer

7/14/2010 $ (1,900,000) $ 1,500,000 Updated portfolio data from servicer

9/30/2010 $ (1,209,889) $ 290,111 Updated portfolio data from servicer

3/23/2010 $ (290,111) $ - Termination of SPA 

8/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 10/2/2009 $ 130,000 $ 700,000 HPDP initial cap

12/30/2009 $ (310,000) $ 390,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 2,110,000 $ 2,500,000 Updated portfolio data from servicer

7/14/2010 $ 8,300,000 $ 10,800,000 Updated portfolio data from servicer

9/30/2010 $ 5,301,172 $ 16,101,172 Updated portfolio data from servicer

1/6/2011 $ (22) $ 16,101,150 Updated portfolio data from servicer
Page 18 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/16/2011 $ (400,000) $ 15,701,150 Transfer of cap due to servicing transfer

3/30/2011 $ (25) $ 15,701,125 

Updated due to quarterly assessment and 

reallocation

RoundPoint Mortgage Servicing Corporation 6/29/2011 $ (232) $ 15,700,893 

Updated due to quarterly assessment and 

reallocation

9/2/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A 10/2/2009 $ 130,000 $ 690,000 HPDP initial cap

12/30/2009 $ 1,040,000 $ 1,730,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (1,680,000) $ 50,000 Updated portfolio data from servicer

5/12/2010 $ 1,260,000 $ 1,310,000 Updated portfolio data from servicer

7/14/2010 $ (1,110,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ 100,000 $ 300,000 Initial RD-HAMP

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

Horicon Bank 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

Vantium Capital, Inc.dba Acqura Loan Services Plano TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 10 10/2/2009 $ 1,310,000 $ 7,310,000 HPDP initial cap

12/30/2009 $ (3,390,000) $ 3,920,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 410,000 $ 4,330,000 Updated portfolio data from servicer

7/14/2010 $ (730,000) $ 3,600,000 Updated portfolio data from servicer

9/15/2010 $ 4,700,000 $ 8,300,000 Transfer of cap due to servicing transfer

9/30/2010 $ 117,764 $ 8,417,764 Updated portfolio data from servicer

11/16/2010 $ 800,000 $ 9,217,764 Transfer of cap due to servicing transfer

12/15/2010 $ 2,700,000 $ 11,917,764 Updated portfolio data from servicer

1/6/2011 $ (17) $ 11,917,747 Updated portfolio data from servicer

1/13/2011 $ 700,000 $ 12,617,747 Transfer of cap due to servicing transfer

2/16/2011 $ 1,800,000 $ 14,417,747 Transfer of cap due to servicing transfer

3/30/2011 $ (19) $ 14,417,728 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 300,000 $ 14,717,728 Transfer of cap due to servicing transfer

Vantium Capital, Inc.dba Acqura Loan Services 6/29/2011 $ (189) $ 14,717,539 

Updated due to quarterly assessment and 

reallocation

9/9/2009 Central Florida Educators Federal Credit Union Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 N/A 10/2/2009 $ 280,000 $ 1,530,000 HPDP initial cap

12/30/2009 $ (750,000) $ 780,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 120,000 $ 900,000 Updated portfolio data from servicer

7/14/2010 $ (300,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

9/2/2009 as 

amended on 

8/27/2010
Page 19 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Central Florida Educators Federal Credit Union 6/29/2011 $ (5) $ 870,327 

Updated due to quarterly assessment and 

reallocation

9/9/2009 U.S. Bank National Association Owensboro KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A 10/2/2009 $ 24,920,000 $ 139,140,000 HPDP initial cap

12/30/2009 $ 49,410,000 $ 188,550,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 41,830,000 $ 230,380,000 Updated portfolio data from servicer

7/14/2010 $ (85,780,000) $ 144,600,000 Updated portfolio data from servicer

9/30/2010 $ 36,574,444 $ 181,174,444 Updated portfolio data from servicer

1/6/2011 $ (160) $ 181,174,284 Updated portfolio data from servicer

3/30/2011 $ (172) $ 181,174,112 

Updated due to quarterly assessment and 

reallocation

U.S. Bank National Association 6/29/2011 $ (1,431) $ 181,172,681 

Updated due to quarterly assessment and 

reallocation

9/9/2009 CUC Mortgage Corporation Albany NY Purchase Financial Instrument for Home Loan Modifications $ 4,350,000 N/A 10/2/2009 $ 950,000 $ 5,300,000 HPDP initial cap

12/30/2009 $ 5,700,000 $ 11,000,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 740,000 $ 11,740,000 Updated portfolio data from servicer

7/14/2010 $ (1,440,000) $ 10,300,000 Updated portfolio data from servicer

9/30/2010 $ (6,673,610) $ 3,626,390 Updated portfolio data from servicer

1/6/2011 $ (5) $ 3,626,385 Updated portfolio data from servicer

3/30/2011 $ (6) $ 3,626,379 

Updated due to quarterly assessment and 

reallocation

CUC Mortgage Corporation 6/29/2011 $ (52) $ 3,626,327 

Updated due to quarterly assessment and 

reallocation

9/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A 10/2/2009 $ 460,000 $ 2,530,000 HPDP initial cap

12/30/2009 $ 2,730,000 $ 5,260,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 13,280,000 $ 18,540,000 Updated portfolio data from servicer

7/14/2010 $ (13,540,000) $ 5,000,000 Updated portfolio data from servicer

9/30/2010 $ 1,817,613 $ 6,817,613 Updated portfolio data from servicer

1/6/2011 $ (10) $ 6,817,603 Updated portfolio data from servicer

3/30/2011 $ (12) $ 6,817,591 

Updated due to quarterly assessment and 

reallocation

ORNL Federal Credit Union 6/29/2011 $ (115) $ 6,817,476 

Updated due to quarterly assessment and 

reallocation

9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL Purchase Financial Instrument for Home Loan Modifications $ 250,000 N/A 10/2/2009 $ 60,000 $ 310,000 HPDP initial cap

12/30/2009 $ (80,000) $ 230,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 280,000 $ 510,000 Updated portfolio data from servicer

7/14/2010 $ (410,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Allstate Mortgage Loans & Investments, Inc. 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A 10/2/2009 $ 70,000 $ 350,000 HPDP initial cap
Page 20 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

12/30/2009 $ 620,000 $ 970,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 100,000 $ 1,070,000 Updated portfolio data from servicer

7/14/2010 $ (670,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

1/26/2011 $ (435,166) $ - Termination of SPA 

9/11/2009 Franklin Credit Management Corporation Jersey City NJ Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 N/A 10/2/2009 $ 6,010,000 $ 33,520,000 HPDP initial cap

12/30/2009 $ (19,750,000) $ 13,770,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (4,780,000) $ 8,990,000 Updated portfolio data from servicer

7/14/2010 $ (2,390,000) $ 6,600,000 Updated portfolio data from servicer

9/30/2010 $ 2,973,670 $ 9,573,670 Updated portfolio data from servicer

1/6/2011 $ (3) $ 9,573,667 Updated portfolio data from servicer

2/16/2011 $ (1,800,000) $ 7,773,667 Transfer of cap due to servicing transfer

3/30/2011 $ (6) $ 7,773,661 

Updated due to quarterly assessment and 

reallocation

Franklin Credit Management Corporation 6/29/2011 $ (61) $ 7,773,600 

Updated due to quarterly assessment and 

reallocation

9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 10/2/2009 $ 90,000 $ 500,000 HPDP initial cap

12/30/2009 $ 1,460,000 $ 1,960,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 160,000 $ 2,120,000 Updated portfolio data from servicer

7/14/2010 $ (120,000) $ 2,000,000 Updated portfolio data from servicer

9/30/2010 $ (1,419,778) $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

Bay Federal Credit Union 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 10/2/2009 $ 960,000 $ 5,350,000 HPDP initial cap

12/30/2009 $ (3,090,000) $ 2,260,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 230,000 $ 2,490,000 Updated portfolio data from servicer

7/14/2010 $ 5,310,000 $ 7,800,000 Updated portfolio data from servicer

9/30/2010 $ 323,114 $ 8,123,114 Updated portfolio data from servicer

1/6/2011 $ (12) $ 8,123,102 Updated portfolio data from servicer

3/16/2011 $ 600,000 $ 8,723,102 Transfer of cap due to servicing transfer

3/30/2011 $ (16) $ 8,723,086 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 200,000 $ 8,923,086 Transfer of cap due to servicing transfer
Page 21 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

5/13/2011 $ 100,000 $ 9,023,086 Transfer of cap due to servicing transfer

AMS Servicing, LLC 6/29/2011 $ (153) $ 9,022,933 

Updated due to quarterly assessment and 

reallocation

9/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A 10/2/2009 $ 90,000 $ 480,000 HPDP initial cap

12/30/2009 $ 940,000 $ 1,420,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (980,000) $ 440,000 Updated portfolio data from servicer

7/14/2010 $ (140,000) $ 300,000 Updated portfolio data from servicer

9/30/2010 $ 1,150,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

Schools Financial Credit Union 6/29/2011 $ (22) $ 1,450,530 

Updated due to quarterly assessment and 

reallocation

9/23/2009 Glass City Federal Credit Union Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10/2/2009 $ 60,000 $ 290,000 HPDP initial cap

12/30/2009 $ (10,000) $ 280,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 130,000 $ 410,000 Updated portfolio data from servicer

7/14/2010 $ (110,000) $ 300,000 Updated portfolio data from servicer

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

Glass City Federal Credit Union 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10/2/2009 $ 10,000 $ 40,000 HPDP initial cap

12/30/2009 $ 120,000 $ 160,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 10,000 $ 170,000 Updated portfolio data from servicer

7/14/2010 $ (70,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

10/29/2010 $ (145,056) $ - Termination of SPA 

9/23/2009 Yadkin Valley Bank Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 10/2/2009 $ 60,000 $ 300,000 HPDP initial cap

12/30/2009 $ 350,000 $ 650,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ 1,360,000 $ 2,010,000 Updated portfolio data from servicer

7/14/2010 $ (1,810,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ 235,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

Yadkin Valley Bank 6/29/2011 $ (4) $ 435,162 

Updated due to quarterly assessment and 

reallocation

9/25/2009 SEFCU Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 10/2/2009 $ 100,000 $ 540,000 HPDP initial cap

12/30/2009 $ 20,000 $ 560,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (290,000) $ 270,000 Updated portfolio data from servicer
Page 22 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer

9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer

SEFCU 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 12/30/2009 $ 1,030,000 $ 1,600,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (880,000) $ 720,000 Updated portfolio data from servicer

7/14/2010 $ (320,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

Great Lakes Credit Union 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

10/14/2009 Mortgage Clearing Corporation Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A 12/30/2009 $ (2,900,000) $ 1,960,000 

Updated portfolio data from servicer & HAFA 

initial cap

3/26/2010 $ (1,600,000) $ 360,000 Updated portfolio data from servicer

7/14/2010 $ (260,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

3/9/2011 $ (145,056) $ - Termination of SPA 

10/21/2009 United Bank Mortgage Corporation Grand Rapids MI Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 1/22/2010 $ 20,000 $ 430,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 400,000 $ 830,000 Updated portfolio data from servicer

7/14/2010 $ (430,000) $ 400,000 Updated portfolio data from servicer

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

United Bank Mortgage Corporation 6/29/2011 $ (5) $ 580,215 

Updated due to quarterly assessment and 

reallocation

10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A 1/22/2010 $ 4,370,000 $ 98,030,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 23,880,000 $ 121,910,000 Updated portfolio data from servicer

7/14/2010 $ (16,610,000) $ 105,300,000 Updated portfolio data from servicer

9/30/2010 $ 1,751,033 $ 107,051,033 Updated portfolio data from servicer

1/6/2011 $ (77) $ 107,050,956 Updated portfolio data from servicer

3/16/2011 $ (9,900,000) $ 97,150,956 Transfer of cap due to servicing transfer

3/30/2011 $ (88) $ 97,150,868 

Updated due to quarterly assessment and 

reallocation

Bank United 6/29/2011 $ (773) $ 97,150,095 

Updated due to quarterly assessment and 

reallocation

10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (760,000) $ 40,000 Updated portfolio data from servicer
Page 23 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

5/12/2010 $ 2,630,000 $ 2,670,000 Updated portfolio data from servicer

7/14/2010 $ (770,000) $ 1,900,000 Updated portfolio data from servicer

9/30/2010 $ 565,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

3/30/2011 $ (4) $ 2,465,937 

Updated due to quarterly assessment and 

reallocation

IC Federal Credit Union 6/29/2011 $ (40) $ 2,465,897 

Updated due to quarterly assessment and 

reallocation

10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 4/21/2010 $ (1,070,000) $ - Termination of SPA 

10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 4/21/2010 $ (510,000) $ - Termination of SPA 

10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 1/22/2010 $ 10,000 $ 80,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 10,000 $ 90,000 Updated portfolio data from servicer

7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

DuPage Credit Union 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

11/6/2009 Los Alamos National Bank Los Alamos NM Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 40,000 $ 740,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 50,000 $ 790,000 Updated portfolio data from servicer

7/14/2010 $ 1,310,000 $ 2,100,000 Updated portfolio data from servicer

9/30/2010 $ 75,834 $ 2,175,834 Updated portfolio data from servicer

1/6/2011 $ (3) $ 2,175,831 Updated portfolio data from servicer

3/30/2011 $ (4) $ 2,175,827 

Updated due to quarterly assessment and 

reallocation

Los Alamos National Bank 6/29/2011 $ (35) $ 2,175,792 

Updated due to quarterly assessment and 

reallocation

11/18/2009 Quantum Servicing Corporation Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 18,960,000 N/A 1/22/2010 $ 890,000 $ 19,850,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 3,840,000 $ 23,690,000 Updated portfolio data from servicer

7/14/2010 $ (2,890,000) $ 20,800,000 Updated portfolio data from servicer

9/30/2010 $ 9,661,676 $ 30,461,676 Updated portfolio data from servicer

1/6/2011 $ (46) $ 30,461,630 Updated portfolio data from servicer

1/13/2011 $ 1,600,000 $ 32,061,630 Transfer of cap due to servicing transfer

2/16/2011 $ 1,400,000 $ 33,461,630 Transfer of cap due to servicing transfer

3/30/2011 $ (58) $ 33,461,572 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 100,000 $ 33,561,572 Transfer of cap due to servicing transfer

5/13/2011 $ 100,000 $ 33,661,572 Transfer of cap due to servicing transfer

6/16/2011 $ 800,000 $ 34,461,572 Transfer of cap due to servicing transfer

Quantum Servicing Corporation 6/29/2011 $ (559) $ 34,461,013 

Updated due to quarterly assessment and 

reallocation
Page 24 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

11/18/2009 Hillsdale County National Bank Hillsdale MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A 1/22/2010 $ 80,000 $ 1,750,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 330,000 $ 2,080,000 Updated portfolio data from servicer

7/14/2010 $ (1,080,000) $ 1,000,000 Updated portfolio data from servicer

9/30/2010 $ 160,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,160,444 Updated portfolio data from servicer

3/30/2011 $ (2) $ 1,160,442 

Updated due to quarterly assessment and 

reallocation

Hillsdale County National Bank 6/29/2011 $ (16) $ 1,160,426 

Updated due to quarterly assessment and 

reallocation

11/18/2009 QLending, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 20,000 N/A 1/22/2010 $ - $ 20,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (10,000) $ 10,000 Updated portfolio data from servicer

7/14/2010 $ 90,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

QLending, Inc. 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

11/25/2009 Marix Servicing, LLC Phoenix AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A 1/22/2010 $ 950,000 $ 21,310,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (17,880,000) $ 3,430,000 Updated portfolio data from servicer

6/16/2010 $ 1,030,000 $ 4,460,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

7/14/2010 $ (1,160,000) $ 3,300,000 Updated portfolio data from servicer

8/13/2010 $ 800,000 $ 4,100,000 Transfer of cap due to servicing transfer

9/30/2010 $ 200,000 $ 4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

9/30/2010 $ 1,357,168 $ 5,657,168 Updated portfolio data from servicer

1/6/2011 $ (1) $ 5,657,167 Updated portfolio data from servicer

3/16/2011 $ 5,700,000 $ 11,357,167 Transfer of cap due to servicing transfer

3/30/2011 $ (6) $ 11,357,161 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 7,300,000 $ 18,657,161 Transfer of cap due to servicing transfer

5/13/2011 $ 300,000 $ 18,957,161 Transfer of cap due to servicing transfer

6/16/2011 $ 900,000 $ 19,857,161 Transfer of cap due to servicing transfer

Marix Servicing, LLC 6/29/2011 $ (154) $ 19,857,007 

Updated due to quarterly assessment and 

reallocation

11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 4/21/2010 $ (230,000) $ - Termination of SPA 

11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 1/22/2010 $ 50,000 $ 1,330,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,020,000 $ 2,350,000 Updated portfolio data from servicer

7/14/2010 $ (950,000) $ 1,400,000 Updated portfolio data from servicer

9/30/2010 $ 50,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer
Page 25 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

6/16/2011 $ (100,000) $ 1,350,552 Transfer of cap due to servicing transfer

First Keystone Bank 6/29/2011 $ (21) $ 1,350,531 

Updated due to quarterly assessment and 

reallocation

12/4/2009 Community Bank & Trust Company Clarks Summit PA Purchase Financial Instrument for Home Loan Modifications $ 380,000 N/A 1/22/2010 $ 10,000 $ 390,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 520,000 $ 910,000 Updated portfolio data from servicer

7/14/2010 $ (810,000) $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Community Bank & Trust Company 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

12/4/2009 Idaho Housing and Finance Association Boise ID Purchase Financial Instrument for Home Loan Modifications $ 9,430,000 N/A 1/22/2010 $ 440,000 $ 9,870,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 14,480,000 $ 24,350,000 Updated portfolio data from servicer

5/26/2010 $ (24,200,000) $ 150,000 Updated portfolio data from servicer

7/14/2010 $ 150,000 $ 300,000 Updated portfolio data from servicer

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

Idaho Housing and Finance Association 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Spirit of Alaska Federal Credit Union Fairbanks AK Purchase Financial Instrument for Home Loan Modifications $ 360,000 N/A 1/22/2010 $ 10,000 $ 370,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 850,000 $ 1,220,000 Updated portfolio data from servicer

7/14/2010 $ (120,000) $ 1,100,000 Updated portfolio data from servicer

9/30/2010 $ 100,000 $ 1,200,000 Initial FHA-HAMP cap

9/30/2010 $ 105,500 $ 1,305,500 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,305,498 Updated portfolio data from servicer

2/17/2011 $ (1,305,498) $ - Termination of SPA 

12/9/2009 American Eagle Federal Credit Union East Hartford CT Purchase Financial Instrument for Home Loan Modifications $ 1,590,000 N/A 1/22/2010 $ 70,000 $ 1,660,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (290,000) $ 1,370,000 Updated portfolio data from servicer

7/14/2010 $ (570,000) $ 800,000 Updated portfolio data from servicer

9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

American Eagle Federal Credit Union 6/29/2011 $ (13) $ 870,319 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Silver State Schools Credit Union Las Vegas NV Purchase Financial Instrument for Home Loan Modifications $ 1,880,000 N/A 1/22/2010 $ 90,000 $ 1,970,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,110,000 $ 3,080,000 Updated portfolio data from servicer

7/14/2010 $ (1,180,000) $ 1,900,000 Updated portfolio data from servicer

9/30/2010 $ 275,834 $ 2,175,834 Updated portfolio data from servicer
Page 26 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (2) $ 2,175,832 Updated portfolio data from servicer

3/30/2011 $ (3) $ 2,175,829 

Updated due to quarterly assessment and 

reallocation

Silver State Schools Credit Union 6/29/2011 $ (26) $ 2,175,803 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Fidelity Homestead Savings Bank New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A 1/22/2010 $ 140,000 $ 3,080,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 6,300,000 $ 9,380,000 Updated portfolio data from servicer

7/14/2010 $ (1,980,000) $ 7,400,000 Updated portfolio data from servicer

9/30/2010 $ (6,384,611) $ 1,015,389 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,015,388 Updated portfolio data from servicer

3/30/2011 $ (2) $ 1,015,386 

Updated due to quarterly assessment and 

reallocation

Fidelity Homestead Savings Bank 6/29/2011 $ (16) $ 1,015,370 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Bay Gulf Credit Union Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 1/22/2010 $ 10,000 $ 240,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 440,000 $ 680,000 Updated portfolio data from servicer

7/14/2010 $ (80,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

10/15/2010 $ (580,222) $ - Termination of SPA 

12/9/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A 1/22/2010 $ 290,000 $ 6,450,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 40,000 $ 6,490,000 Updated portfolio data from servicer

7/14/2010 $ (2,890,000) $ 3,600,000 Updated portfolio data from servicer

9/30/2010 $ 606,612 $ 4,206,612 Updated portfolio data from servicer

1/6/2011 $ (4) $ 4,206,608 Updated portfolio data from servicer

3/30/2011 $ (4) $ 4,206,604 

Updated due to quarterly assessment and 

reallocation

The Golden 1 Credit Union 6/29/2011 $ (35) $ 4,206,569 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Sterling Savings Bank Spokane WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A 1/22/2010 $ 100,000 $ 2,350,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (740,000) $ 1,610,000 Updated portfolio data from servicer

7/14/2010 $ (710,000) $ 900,000 Updated portfolio data from servicer

9/30/2010 $ 550,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,450,555 Updated portfolio data from servicer

3/30/2011 $ (1) $ 1,450,554 

Updated due to quarterly assessment and 

reallocation

Sterling Savings Bank 6/29/2011 $ (11) $ 1,450,543 

Updated due to quarterly assessment and 

reallocation

12/11/2009 HomeStar Bank & Financial Services Manteno IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A 1/22/2010 $ 20,000 $ 330,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 820,000 $ 1,150,000 Updated portfolio data from servicer

7/14/2010 $ (350,000) $ 800,000 Updated portfolio data from servicer
Page 27 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

HomeStar Bank & Financial Services 6/29/2011 $ (13) $ 870,319 

Updated due to quarterly assessment and 

reallocation

12/11/2009 Glenview State Bank Glenview IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A 1/22/2010 $ 20,000 $ 390,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,250,000 $ 1,640,000 Updated portfolio data from servicer

5/26/2010 $ (1,640,000) $ - Termination of SPA 

12/11/2009 Verity Credit Union Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 1/22/2010 $ 30,000 $ 630,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 400,000 $ 1,030,000 Updated portfolio data from servicer

7/14/2010 $ (330,000) $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

2/17/2011 $ (725,277) $ - Termination of SPA 

12/11/2009 Hartford Savings Bank Hartford WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A 1/22/2010 $ 30,000 $ 660,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 800,000 $ 1,460,000 Updated portfolio data from servicer

7/14/2010 $ (360,000) $ 1,100,000 Updated portfolio data from servicer

9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

3/30/2011 $ (2) $ 1,160,441 

Updated due to quarterly assessment and 

reallocation

Hartford Savings Bank 6/29/2011 $ (18) $ 1,160,423 

Updated due to quarterly assessment and 

reallocation

12/11/2009 The Bryn Mawr Trust Co. Bryn Mawr PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 4/21/2010 $ (150,000) $ - Termination of SPA 

The Bryn Mawr Trust Co. 9 6/16/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer

12/16/2009 Citizens 1st National Bank Spring Valley IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A 1/22/2010 $ 30,000 $ 650,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (580,000) $ 70,000 Updated portfolio data from servicer

7/14/2010 $ 1,430,000 $ 1,500,000 Updated portfolio data from servicer

9/30/2010 $ 95,612 $ 1,595,612 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,595,610 Updated portfolio data from servicer

3/30/2011 $ (3) $ 1,595,607 

Updated due to quarterly assessment and 

reallocation

Citizens 1st National Bank 6/29/2011 $ (24) $ 1,595,583 

Updated due to quarterly assessment and 

reallocation

12/16/2009 Golden Plains Credit Union Garden City KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 1/22/2010 $ 10,000 $ 180,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 30,000 $ 210,000 Updated portfolio data from servicer

7/14/2010 $ (10,000) $ 200,000 Updated portfolio data from servicer
Page 28 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer

2/17/2011 $ (290,111) $ - Termination of SPA 

12/16/2009 First Federal Savings and Loan Association of Lakewood Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A 1/22/2010 $ 160,000 $ 3,620,000 Updated HPDP cap & HAFA initial cap

4/21/2010 $ (3,620,000) $ - Termination of SPA 

12/16/2009 Sound Community Bank Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1/22/2010 $ 20,000 $ 460,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,430,000 $ 1,890,000 Updated portfolio data from servicer

7/14/2010 $ (390,000) $ 1,500,000 Updated portfolio data from servicer

9/8/2010 $ (1,500,000) $ - Termination of SPA 

12/16/2009 Horizon Bank, NA Michigan City IN Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 30,000 $ 730,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 1,740,000 $ 2,470,000 Updated portfolio data from servicer

7/14/2010 $ (1,870,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 850,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

Horizon Bank, NA 6/29/2011 $ (23) $ 1,450,529 

Updated due to quarterly assessment and 

reallocation

12/16/2009 Park View Federal Savings Bank Solon OH Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 140,000 $ 940,000 Updated portfolio data from servicer

7/14/2010 $ (140,000) $ 800,000 Updated portfolio data from servicer

9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

Park View Federal Savings Bank 6/29/2011 $ (12) $ 870,320 

Updated due to quarterly assessment and 

reallocation

12/23/2009 Iberiabank Sarasota FL Purchase Financial Instrument for Home Loan Modifications $ 4,230,000 N/A 1/22/2010 $ 200,000 $ 4,430,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (1,470,000) $ 2,960,000 Updated portfolio data from servicer

7/14/2010 $ (1,560,000) $ 1,400,000 Updated portfolio data from servicer

9/30/2010 $ 5,852,780 $ 7,252,780 Updated portfolio data from servicer

1/6/2011 $ (11) $ 7,252,769 Updated portfolio data from servicer

3/30/2011 $ (13) $ 7,252,756 

Updated due to quarterly assessment and 

reallocation

Iberiabank 4/13/2011 $ (300,000) $ 6,952,756 Transfer of cap due to servicing transfer

12 6/3/2011 $ (6,927,254) $ 25,502 Termination of SPA 

12/23/2009 Grafton Suburban Credit Union North Grafton MA Purchase Financial Instrument for Home Loan Modifications $ 340,000 N/A 1/22/2010 $ 20,000 $ 360,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (320,000) $ 40,000 Updated portfolio data from servicer
Page 29 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ 760,000 $ 800,000 Updated portfolio data from servicer

9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

Grafton Suburban Credit Union 6/29/2011 $ (11) $ 725,265 

Updated due to quarterly assessment and 

reallocation

12/23/2009 Eaton National Bank & Trust Company Eaton OH Purchase Financial Instrument for Home Loan Modifications $ 60,000 N/A 1/22/2010 $ - $ 60,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ 90,000 $ 150,000 Updated portfolio data from servicer

7/14/2010 $ 50,000 $ 200,000 Updated portfolio data from servicer

9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer

Eaton National Bank & Trust Company 5/20/2011 $ (145,056) $ - Termination of SPA 

12/23/2009 Tempe Schools Credit Union Tempe AZ Purchase Financial Instrument for Home Loan Modifications $ 110,000 N/A 1/22/2010 $ - $ 110,000 Updated HPDP cap & HAFA initial cap

3/26/2010 $ (20,000) $ 90,000 Updated portfolio data from servicer

7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

12/8/2010 $ (145,056) $ - Termination of SPA 

1/13/2010 Fresno County Federal Credit Union Fresno CA Purchase Financial Instrument for Home Loan Modifications $ 260,000 N/A 3/26/2010 $ 480,000 $ 740,000 Updated portfolio data from servicer

7/14/2010 $ (140,000) $ 600,000 Updated portfolio data from servicer

9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

Fresno County Federal Credit Union 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

1/13/2010 Roebling Bank Roebling NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 3/26/2010 $ 610,000 $ 850,000 Updated portfolio data from servicer

7/14/2010 $ 50,000 $ 900,000 Updated portfolio data from servicer

9/30/2010 $ (29,666) $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/23/2011 $ (870,333) $ - Termination of SPA 

1/13/2010 First National Bank of Grant Park Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 3/26/2010 $ 150,000 $ 290,000 Updated portfolio data from servicer

7/14/2010 $ 10,000 $ 300,000 Updated portfolio data from servicer

9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

1/26/2011 $ (290,111) $ - Termination of SPA 

1/13/2010 Specialized Loan Servicing, LLC Highlands Ranch CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A 3/26/2010 $ (51,240,000) $ 12,910,000 Updated portfolio data from servicer

5/14/2010 $ 3,000,000 $ 15,910,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer
Page 30 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

6/16/2010 $ 4,860,000 $ 20,770,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

7/14/2010 $ 3,630,000 $ 24,400,000 Updated portfolio data from servicer

7/16/2010 $ 330,000 $ 24,730,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

8/13/2010 $ 700,000 $ 25,430,000 Transfer of cap due to servicing transfer

9/15/2010 $ 200,000 $ 25,630,000 Transfer of cap due to servicing transfer

9/30/2010 $ (1,695,826) $ 23,934,174 Updated portfolio data from servicer

11/16/2010 $ 200,000 $ 24,134,174 Transfer of cap due to servicing transfer

1/6/2011 $ (32) $ 24,134,142 Updated portfolio data from servicer

1/13/2011 $ 1,500,000 $ 25,634,142 Transfer of cap due to servicing transfer

3/16/2011 $ 7,100,000 $ 32,734,142 Transfer of cap due to servicing transfer

3/30/2011 $ (36) $ 32,734,106 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 1,000,000 $ 33,734,106 Transfer of cap due to servicing transfer

5/13/2011 $ 100,000 $ 33,834,106 Transfer of cap due to servicing transfer

6/16/2011 $ 300,000 $ 34,134,106 Transfer of cap due to servicing transfer

Specialized Loan Servicing, LLC 6/29/2011 $ (332) $ 34,133,774 

Updated due to quarterly assessment and 

reallocation

1/13/2010 Greater Nevada Mortgage Services Carson City NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 3/26/2010 $ 8,680,000 $ 9,450,000 Updated portfolio data from servicer

7/14/2010 $ (8,750,000) $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

Greater Nevada Mortgage Services 6/29/2011 $ (8) $ 870,324 

Updated due to quarterly assessment and 

reallocation

1/15/2010 Digital Federal Credit Union Marlborough MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A 3/26/2010 $ 12,190,000 $ 15,240,000 Updated portfolio data from servicer

5/14/2010 $ (15,240,000) $ - Termination of SPA 

1/29/2010 iServe Residential Lending, LLC San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A 3/26/2010 $ (730,000) $ 230,000 Updated portfolio data from servicer

7/14/2010 $ 370,000 $ 600,000 Updated portfolio data from servicer

9/30/2010 $ 200,000 $ 800,000 Initial FHA-HAMP cap and initial 2MP cap

9/30/2010 $ (364,833) $ 435,167 Updated portfolio data from servicer

11/16/2010 $ 100,000 $ 535,167 Transfer of cap due to servicing transfer

1/6/2011 $ (1) $ 535,166 Updated portfolio data from servicer

3/30/2011 $ (1) $ 535,165 

Updated due to quarterly assessment and 

reallocation

iServe Residential Lending, LLC 6/29/2011 $ (7) $ 535,158 

Updated due to quarterly assessment and 

reallocation

1/29/2010 United Bank Griffin GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 3/26/2010 $ 160,000 $ 700,000 Updated portfolio data from servicer
Page 31 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

United Bank 6/29/2011 $ (11) $ 725,265 

Updated due to quarterly assessment and 

reallocation

3/3/2010 Urban Trust Bank Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A 7/14/2010 $ 4,440,000 $ 5,500,000 Updated portfolio data from servicer

9/24/2010 $ (5,500,000) $ - Termination of SPA 

3/5/2010 iServe Servicing, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A 5/26/2010 $ 120,000 $ 28,160,000 Initial 2MP cap

7/14/2010 $ (12,660,000) $ 15,500,000 Updated portfolio data from servicer

9/30/2010 $ 100,000 $ 15,600,000 Initial FHA-HAMP cap

9/30/2010 $ (3,125,218) $ 12,474,782 Updated portfolio data from servicer

11/16/2010 $ 800,000 $ 13,274,782 Transfer of cap due to servicing transfer

1/6/2011 $ (20) $ 13,274,762 Updated portfolio data from servicer

3/30/2011 $ (24) $ 13,274,738 

Updated due to quarterly assessment and 

reallocation

iServe Servicing, Inc. 6/29/2011 $ (221) $ 13,274,517 

Updated due to quarterly assessment and 

reallocation

3/10/2010 Navy Federal Credit Union Vienna VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A 7/14/2010 $ (44,880,000) $ 15,900,000 Updated portfolio data from servicer

9/30/2010 $ 1,071,505 $ 16,971,505 Updated portfolio data from servicer

1/6/2011 $ (23) $ 16,971,482 Updated portfolio data from servicer

3/30/2011 $ (26) $ 16,971,456 

Updated due to quarterly assessment and 

reallocation

Navy Federal Credit Union 6/29/2011 $ (238) $ 16,971,218 

Updated due to quarterly assessment and 

reallocation

3/10/2010 Vist Financial Corp Wyomissing PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 400,000 $ 700,000 Updated portfolio data from servicer

9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

Vist Financial Corp 6/29/2011 $ (11) $ 725,265 

Updated due to quarterly assessment and 

reallocation

4/14/2010 Midwest Bank and Trust Co. Elmwood Park IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 300,000 $ 600,000 Updated portfolio data from servicer

9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

Midwest Bank and Trust Co. 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

4/14/2010 Wealthbridge Mortgage Corp Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A 7/14/2010 $ (150,000) $ 6,400,000 Updated portfolio data from servicer

9/15/2010 $ 1,600,000 $ 8,000,000 Transfer of cap due to servicing transfer

9/30/2010 $ (4,352,173) $ 3,647,827 Updated portfolio data from servicer
Page 32 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (5) $ 3,647,822 Updated portfolio data from servicer

3/30/2011 $ (6) $ 3,647,816 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ (3,000,000) $ 647,816 Transfer of cap due to servicing transfer

Wealthbridge Mortgage Corp 6/29/2011 $ (9) $ 647,807 

Updated due to quarterly assessment and 

reallocation

5/21/2010 Aurora Financial Group, Inc. Marlton NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4, 8 5/26/2010 $ 30,000 $ 40,000 Updated FHA-HAMP cap

9/30/2010 $ 250,111 $ 290,111 Updated portfolio data from servicer

Aurora Financial Group, Inc. 6/29/2011 $ 59,889 $ 350,000 

Updated due to quarterly assessment and 

reallocation

6/16/2010 Selene Finance LP Houston TX Transfer Financial Instrument for Home Loan Modifications $ - N/A 9 6/16/2010 $ 3,680,000 $ 3,680,000

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

8/13/2010 $ 3,300,000 $ 6,980,000 Transfer of cap due to servicing transfer

9/30/2010 $ 3,043,831 $ 10,023,831 Updated portfolio data from servicer

10/15/2010 $ 1,400,000 $ 11,423,831 Transfer of cap due to servicing transfer

1/6/2011 $ (17) $ 11,423,814 Updated portfolio data from servicer

3/16/2011 $ 2,100,000 $ 13,523,814 Transfer of cap due to servicing transfer

3/30/2011 $ (24) $ 13,523,790 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 2,900,000 $ 16,423,790 Transfer of cap due to servicing transfer

6/16/2011 $ (200,000) $ 16,223,790 Transfer of cap due to servicing transfer

Selene Financial, L.P. 6/29/2011 $ (273) $ 16,223,517 

Updated due to quarterly assessment and 

reallocation

8/4/2010 Suburban Mortgage Company of New Mexico Albuquerque NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A 9/30/2010 $ 1,585,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

3/30/2011 $ (4) $ 2,465,937 

Updated due to quarterly assessment and 

reallocation

Suburban Mortgage Company of New Mexico 6/29/2011 $ (40) $ 2,465,897 

Updated due to quarterly assessment and 

reallocation

8/20/2010 Bramble Savings Bank Cincinanati OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 9/30/2010 $ 1,040,667 $ 1,740,667 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,740,665 Updated portfolio data from servicer

3/30/2011 $ (3) $ 1,740,662 

Updated due to quarterly assessment and 

reallocation

Bramble Savings Bank 6/29/2011 $ (28) $ 1,740,634 

Updated due to quarterly assessment and 

reallocation

8/25/2010 Pathfinder Bank Oswego NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 9/30/2010 $ 2,181,334 $ 3,481,334 Updated portfolio data from servicer

1/6/2011 $ (5) $ 3,481,329 Updated portfolio data from servicer

3/30/2011 $ (6) $ 3,481,323 

Updated due to quarterly assessment and 

reallocation

Pathfinder Bank 6/29/2011 $ (58) $ 3,481,265 

Updated due to quarterly assessment and 

reallocation

8/27/2010 First Financial Bank, N.A. Terre Haute ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 9/30/2010 $ 7,014,337 $ 11,314,337 Updated portfolio data from servicer

1/6/2011 $ (17) $ 11,314,320 Updated portfolio data from servicer

3/30/2011 $ (20) $ 11,314,300 

Updated due to quarterly assessment and 

reallocation
Page 33 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

First Financial Bank, N.A. 6/29/2011 $ (192) $ 11,314,108 

Updated due to quarterly assessment and 

reallocation

9/1/2010 RBC Bank (USA) Raleigh NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1/6/2011 $ 34,944 $ 180,000 Updated portfolio data from servicer

3/30/2011 $ 40,000 $ 220,000 

Updated due to quarterly assessment and 

reallocation

RBC Bank (USA) 6/29/2011 $ 50,000 $ 270,000 

Updated due to quarterly assessment and 

reallocation

9/3/2010 Fay Servicing, LLC Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A 9/30/2010 $ 5,168,169 $ 8,268,169 Updated portfolio data from servicer

1/6/2011 $ (12) $ 8,268,157 Updated portfolio data from servicer

3/30/2011 $ (15) $ 8,268,142 

Updated due to quarterly assessment and 

reallocation

4/13/2011 $ 400,000 $ 8,668,142 Transfer of cap due to servicing transfer

Fay Servicing, LLC 6/29/2011 $ (143) $ 8,667,999 

Updated due to quarterly assessment and 

reallocation

9/15/2010 Vericrest Financial, Inc. Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 9/15/2010 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer

9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

2/16/2011 $ 3,000,000 $ 4,450,554 Transfer of cap due to servicing transfer

3/16/2011 $ 10,200,000 $ 14,650,554 Transfer of cap due to servicing transfer

3/30/2011 $ (24) $ 14,650,530 

Updated due to quarterly assessment and 

reallocation

Vericrest Financial, Inc. 6/29/2011 $ (227) $ 14,650,303 

Updated due to quarterly assessment and 

reallocation

9/15/2010 Midwest Community Bank Freeport IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

Midwest Community Bank 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

9/24/2010 American Finance House LARIBA Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

2/2/2011 $ (145,056) $ - Termination of SPA 

9/24/2010 Centrue Bank Ottawa IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A 9/30/2010 $ 856,056 $ 2,756,056 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,756,052 Updated portfolio data from servicer

3/9/2011 $ (2,756,052) $ - Termination of SPA 

9/30/2010 AgFirst Farm Credit Bank Columbia SC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

3/23/2011 $ (145,056) $ - Termination of SPA 

9/30/2010 Amarillo National Bank Amarillo TX Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Amarillo National Bank 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 American Financial Resources Inc. Parsippany NJ Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

American Financial Resources Inc. 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation
Page 34 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 Banco Popular de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4, 5, 8 9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (3) $ 2,465,942 Updated portfolio data from servicer

3/30/2011 $ (4) $ 2,465,938 

Updated due to quarterly assessment and 

reallocation

Banco Popular de Puerto Rico 6/29/2011 $ (36) $ 2,465,902 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Capital International Financial, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Capital International Financial, Inc. 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/24/2010 Citizens Community Bank Freeburg IL Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 9/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

3/23/2011 $ (1,160,443) $ - Termination of SPA 

9/30/2010 Community Credit Union of Florida Rockledge FL Purchase Financial Instrument for Home Loan Modifications $ 2,000,000 N/A 6 9/30/2010 $ 901,112 $ 2,901,112 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,901,108 Updated portfolio data from servicer

3/30/2011 $ (5) $ 2,901,103 

Updated due to quarterly assessment and 

reallocation

Community Credit Union of Florida 6/29/2011 $ (48) $ 2,901,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 CU Mortgage Services, Inc. New Brighton MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

CU Mortgage Services, Inc. 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 First Federal Bank of Florida Lake City FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

First Federal Bank of Florida 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 First Mortgage Coporation Diamond Bar CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

First Mortgage Coporation 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 First Safety Bank Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

3/23/2011 $ (580,221) $ - Termination of SPA 

9/30/2010 Flagstar Capital Markets Corporation Troy MI Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 7, 8 9/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

3/30/2011 $ (2) $ 1,160,441 

Updated due to quarterly assessment and 

reallocation

Flagstar Capital Markets Corporation 6/29/2011 $ (18) $ 1,160,423 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Franklin Savings Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4 9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer

1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

3/30/2011 $ (4) $ 2,465,937 

Updated due to quarterly assessment and 

reallocation

Franklin Savings 6/29/2011 $ (40) $ 2,465,897 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Gateway Mortgage Group, LLC Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer
Page 35 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Gateway Mortgage Group, LLC 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 GFA Federal Credit Union Gardner MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

3/23/2011 $ (145,056) $ - Termination of SPA 

9/30/2010 Guaranty Bank Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/24/2010 James B. Nutter & Company Kansas City MO Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4, 8 9/30/2010 $ 135,167 $ 435,167 Updated portfolio data from servicer

1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

3/30/2011 $ (1) $ 435,165 

Updated due to quarterly assessment and 

reallocation

James B. Nutter & Company 6/29/2011 $ (6) $ 435,159 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Liberty Bank and Trust Co New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 1,000,000 N/A 9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer

1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

Liberty Bank and Trust Co 6/29/2011 $ (23) $ 1,450,529 

Updated due to quarterly assessment and 

reallocation

9/30/2010 M&T Bank Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 4, 8 9/30/2010 $ 315,389 $ 1,015,389 Updated portfolio data from servicer

1/6/2011 $ (1) $ 1,015,388 Updated portfolio data from servicer

3/30/2011 $ (1) $ 1,015,387 

Updated due to quarterly assessment and 

reallocation

M&T Bank 6/29/2011 $ (11) $ 1,015,376 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Magna Bank Germantown TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 5 9/30/2010 $ 630,778 $ 2,030,778 Updated portfolio data from servicer

1/6/2011 $ (3) $ 2,030,775 Updated portfolio data from servicer

3/30/2011 $ (3) $ 2,030,772 

Updated due to quarterly assessment and 

reallocation

Magna Bank 6/29/2011 $ (33) $ 2,030,739 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Mainstreet Credit Union Lexena KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A 9/30/2010 $ 225,278 $ 725,278 Updated portfolio data from servicer

1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

3/9/2011 $ (725,277) $ - Termination of SPA 

9/30/2010 Marsh Associates, Inc. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Midland Mortgage Company Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ 43,500,000 N/A 4, 5 9/30/2010 $ 49,915,806 $ 93,415,806 Updated portfolio data from servicer

1/6/2011 $ (125) $ 93,415,681 Updated portfolio data from servicer

3/30/2011 $ (139) $ 93,415,542 

Updated due to quarterly assessment and 

reallocation

Midland Mortgage Company 6/29/2011 $ (1,223) $ 93,414,319 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Schmidt Mortgage Company Rocky River OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer
Page 36 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Stockman Bank of Montana Miles City MT Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Stockman Bank of Montana 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

9/30/2010 University First Federal Credit Union Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer

1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

2/17/2011 $ (870,333) $ - Termination of SPA 

9/30/2010 Weststar Mortgage, Inc. Woodbridge VA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

12/15/2010 Statebridge Company, LLC Denver CO Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 12/15/2010 $ 5,000,000 $ 5,000,000 Updated portfolio data from servicer

1/6/2011 $ (7) $ 4,999,993 Updated portfolio data from servicer

2/16/2011 $ 500,000 $ 5,499,993 Transfer of cap due to servicing transfer

3/16/2011 $ 100,000 $ 5,599,993 Transfer of cap due to servicing transfer

3/30/2011 $ (9) $ 5,599,984 

Updated due to quarterly assessment and 

reallocation

Statebridge Company, LLC 6/29/2011 $ (85) $ 5,599,899 

Updated due to quarterly assessment and 

reallocation

12/15/2010 Scotiabank de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 12/15/2010 $ 4,300,000 $ 4,300,000 Updated portfolio data from servicer

1/6/2011 $ (4) $ 4,299,996 Updated portfolio data from servicer

Scotiabank de Puerto Rico 6/29/2011 $ (5) $ 4,299,991 

Updated due to quarterly assessment and 

reallocation

4/13/2011 AmTrust Bank, A Division of New York Community Bank Cleveland OH Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer

5/13/2011 $ 100,000 $ 300,000 Transfer of cap due to servicing transfer

6/16/2011 $ 300,000 $ 600,000 Transfer of cap due to servicing transfer

AmTrust Bank, A Division of New York Community Bank 6/29/2011 $ (9) $ 599,991 

Updated due to quarterly assessment and 

reallocation

4/13/2011 SunTrust Mortgage, Inc. Richmond VA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer

4/13/2011 Urban Partnership Bank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer

Urban Partnership Bank 6/29/2011 $ 233,268 $ 1,233,268 

Updated due to quarterly assessment and 

reallocation

4/13/2011 Western Federal Credit Union Hawthorne CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer

Western Federal Credit Union 6/29/2011 $ 17,687 $ 217,687 

Updated due to quarterly assessment and 

reallocation

5/13/2011 FCI Lender Services, Inc. Anaheim Hills CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 5/13/2011 $ 500,000 $ 500,000 Transfer of cap due to servicing transfer

6/16/2011 $ 100,000 $ 600,000 Transfer of cap due to servicing transfer

FCI Lender Services, Inc. 6/29/2011 $ (9) $ 599,991 

Updated due to quarterly assessment and 

reallocation

Total Initial Cap $ 23,831,570,000 $ 6,056,226,119

TOTAL CAP $ 29,887,796,119

Total Cap Adjustments
Page 37 of 37

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination. 

"HPDP" means the Home Price Decline Protection program.

"2MP" means the Second Lien Modification Program.

"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.

"FHA-2LP" means the FHA Second Lien Program

8/ Initial cap does not include HAMP.

9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.

10/ The amendment reflects a change in the legal name of the institution.

11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement. 

As used in this table:

"HAFA" means the Home Affordable Foreclosure Alternatives program.

7/ Initial cap amount includes FHA-2LP.

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. 

The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.

2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 

3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 

4/ Initial cap amount includes FHA-HAMP.

5/ Initial cap amount includes RD-HAMP.

6/ Initial cap amount includes 2MP.
Page 1 of 3

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Allstate Mortgage Loans & Investments, Inc. $ 1,623.05 $ 5,418.85 $ 4,623.05 $ 11,664.95

American Home Mortgage Servicing, Inc. $ 12,023,297.14 $ 49,651,169.11 $ 39,422,434.31 $ 101,096,900.56

Aurora Financial Group, Inc $ 5,783.79 $ - $ 5,867.12 $ 11,650.91

Aurora Loan Services LLC $ 5,362,355.80 $ 17,224,086.31 $ 13,931,039.00 $ 36,517,481.11

BAC Home Loans Servicing, LP $ 27,559,697.84 $ 78,530,233.06 $ 68,216,220.99 $ 174,306,151.89

Bank of America, N.A. $ 3,107,415.50 $ 13,713,244.81 $ 10,080,938.92 $ 26,901,599.23

BANKUNITED $ 1,418,808.71 $ 5,424,052.85 $ 4,275,467.69 $ 11,118,329.25

Bayview Loan Servicing LLC $ 1,847,257.11 $ 4,844,285.98 $ 4,565,504.95 $ 11,257,048.04

Carrington Mortgage Services, LLC. $ 2,048,282.62 $ 7,553,982.26 $ 6,050,351.72 $ 15,652,616.60

CCO Mortgage, a division of RBS Citizens NA $ 477,186.67 $ 1,500,098.84 $ 1,274,504.91 $ 3,251,790.42

Central Florida Educators Federal Credit Union $ 14,185.90 $ 36,035.71 $ 49,820.42 $ 100,042.03

CitiMortgage Inc $ 15,033,316.27 $ 46,787,376.77 $ 41,072,284.04 $ 102,892,977.08

Citizens First National Bank $ 2,750.00 $ 6,280.94 $ 10,916.67 $ 19,947.61

CUC Mortgage Corporation $ 11,881.16 $ 34,771.97 $ 40,848.96 $ 87,502.09

DuPage Credit Union $ 1,000.00 $ 9,587.45 $ 3,500.00 $ 14,087.45

EMC Mortgage Corporation $ 7,569,459.20 $ 11,592,937.05 $ 16,279,383.05 $ 35,441,779.30

FCI Lender Services, Inc. $ - $ 349.32 $ - $ 349.32

FIRST BANK $ 203,935.00 $ 547,447.87 $ 588,724.78 $ 1,340,107.65

First Keystone Bank $ 2,775.62 $ 3,423.27 $ 8,717.90 $ 14,916.79

Franklin Credit Management Corporation $ 116,048.70 $ 274,106.88 $ 418,495.67 $ 808,651.25

Fresno County Federal Credit Union $ 1,000.00 $ 4,596.01 $ 5,000.00 $ 10,596.01

Glass City Federal Credit Union $ 2,000.00 $ 1,949.67 $ 4,000.00 $ 7,949.67

GMAC Mortgage, LLC $ 10,126,737.12 $ 39,142,405.60 $ 30,951,448.77 $ 80,220,591.49

Great Lakes Credit Union $ 916.67 $ 2,008.28 $ 3,000.00 $ 5,924.95

Greater Nevada Mortgage Services $ 14,416.67 $ 38,314.55 $ 37,750.01 $ 90,481.23

Green Tree Servicing LLC $ 181,177.03 $ 547,481.92 $ 815,491.67 $ 1,544,150.62

Guaranty Bank $ 916.67 $ - $ 1,000.00 $ 1,916.67

Hillsdale County National Bank $ 5,142.92 $ 9,159.61 $ 20,788.17 $ 35,090.70

Home Loan Services, Inc. $ 169,857.80 $ 2,440,767.73 $ 3,698,606.99 $ 6,309,232.52

HomEqServicing $ - $ 3,036,319.34 $ 5,272,500.00 $ 8,308,819.34

HomeStar Bank and Financial Services $ 583.33 $ 2,578.43 $ 3,916.67 $ 7,078.43

Horicon Bank $ 1,515.13 $ 4,553.15 $ 4,569.53 $ 10,637.81

Iberiabank $ - $ 10,502.00 $ 15,000.00 $ 25,502.00

IBM Southeast Employees' Federal Credit Union $ 2,916.67 $ 9,814.34 $ 10,000.00 $ 22,731.01

IC Federal Credit Union $ 3,833.34 $ 7,861.10 $ 10,000.00 $ 21,694.44

Idaho Housing and Finance Association $ 4,844.16 $ 3,799.00 $ 7,844.16 $ 16,487.32

JPMorgan Chase Bank, NA $ 42,687,366.02 $ 68,670,462.04 $ 85,201,942.36 $ 196,559,770.42

Lake City Bank $ 833.33 $ 1,078.07 $ 6,000.00 $ 7,911.40

Lake National Bank $ 2,000.00 $ 2,323.65 $ 3,000.00 $ 7,323.65

Supplemental Information [Not Required by EESA §114(a)]

Home Affordable Modification Program

Non-GSE Incentive Payments (through June 2011)
Page 2 of 3

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Litton Loan Servicing, LP $ 7,805,147.34 $ 23,240,914.60 $ 19,540,214.35 $ 50,586,276.29

Los Alamos National Bank $ 2,276.50 $ 3,451.23 $ 10,474.00 $ 16,201.73

M&T Bank $ 10,735.50 $ - $ 10,902.17 $ 21,637.67

Marix Servicing LLC $ 114,854.56 $ 365,820.30 $ 392,171.44 $ 872,846.30

Midland Mortgage Co. $ 381,358.49 $ 1,427.15 $ 422,637.49 $ 805,423.13

Midwest Community Bank $ - $ 90.88 $ 1,000.00 $ 1,090.88

Mission Federal Credit Union $ 14,500.01 $ 37,433.36 $ 35,000.00 $ 86,933.37

MorEquity, Inc. $ 345,841.21 $ 2,305,003.00 $ 1,977,320.74 $ 4,628,164.95

Mortgage Center, LLC $ 29,874.73 $ 68,269.57 $ 94,867.17 $ 193,011.47

National City Bank $ 449,054.26 $ 1,757,563.39 $ 1,324,245.30 $ 3,530,862.95

Nationstar Mortgage LLC $ 3,860,680.61 $ 10,904,087.12 $ 10,218,878.84 $ 24,983,646.57

Navy Federal Credit Union $ 16,833.34 $ 118,817.12 $ 128,333.34 $ 263,983.80

Oakland Municipal Credit Union $ - $ 3,568.11 $ 6,500.00 $ 10,068.11

Ocwen Loan Servicing, LLC $ 15,103,344.55 $ 42,459,574.80 $ 36,907,445.31 $ 94,470,364.66

OneWest Bank $ 9,688,319.21 $ 34,003,983.36 $ 24,184,840.94 $ 67,877,143.51

ORNL Federal Credit Union $ - $ - $ 2,000.00 $ 2,000.00

Park View Federal Savings Bank $ 5,000.00 $ 13,807.51 $ 12,000.00 $ 30,807.51

Pathfinder Bank $ 916.67 $ 839.84 $ 1,916.67 $ 3,673.18

PennyMac Loan Services, LLC $ 278,094.23 $ 773,340.40 $ 865,794.21 $ 1,917,228.84

PNC Bank, National Association $ 12,833.34 $ 30,515.75 $ 41,000.00 $ 84,349.09

Quantum Servicing Corporation $ - $ 1,045.60 $ 1,000.00 $ 2,045.60

RBC Bank (USA) $ 3,151.95 $ - $ 3,151.95 $ 6,303.90

Residential Credit Solutions, Inc. $ 235,115.41 $ 732,874.36 $ 746,671.47 $ 1,714,661.24

RG Mortgage $ 164,852.94 $ 227,582.28 $ 401,333.81 $ 793,769.03

RoundPoint Mortgage Servicing Corporation $ 20,000.00 $ 89,319.47 $ 96,000.00 $ 205,319.47

Saxon Mortgage Services, Inc. $ 12,249,384.93 $ 24,114,854.18 $ 29,456,449.76 $ 65,820,688.87

Schools Financial Credit Union $ 3,000.00 $ 18,112.30 $ 11,500.00 $ 32,612.30

Scotiabank de Puerto Rico $ 28,509.38 $ 124,666.62 $ 46,337.43 $ 199,513.43

Select Portfolio Servicing, Inc. $ 15,063,850.07 $ 39,175,513.54 $ 36,766,089.25 $ 91,005,452.86

Selene Finance LP $ 6,750.00 $ 14,653.21 $ 6,500.00 $ 27,903.21

Servis One, Inc., dba BSI Financial Services, Inc. $ 2,000.00 $ 5,353.10 $ 8,000.00 $ 15,353.10

ShoreBank $ 49,915.10 $ 153,906.17 $ 143,165.10 $ 346,986.37

Silver State Schools Credit Union $ 11,677.95 $ 69,291.71 $ 38,844.62 $ 119,814.28

Specialized Loan Servicing LLC $ 311,218.03 $ 788,246.85 $ 761,288.00 $ 1,860,752.88

Sterling Savings Bank $ 16,000.00 $ 41,859.55 $ 54,500.00 $ 112,359.55

Technology Credit Union $ 9,416.67 $ 42,811.10 $ 23,916.67 $ 76,144.44

The Golden 1 Credit Union $ 36,246.34 $ 180,253.27 $ 141,996.34 $ 358,495.95

U.S. Bank National Association $ 2,151,197.76 $ 8,402,636.95 $ 7,410,241.04 $ 17,964,075.75

United Bank Mortgage Corporation $ 12,957.90 $ 26,333.12 $ 31,579.63 $ 70,870.65

Vantium Capital, Inc. d/b/a Acqura Loan Services $ 47,464.24 $ 80,060.74 $ 52,006.64 $ 179,531.62

Vericrest Financial, Inc. $ 6,469.26 $ 19,130.44 $ 20,469.26 $ 46,068.96

Wachovia Mortgage, FSB $ - $ 76,889.58 $ 162,000.00 $ 238,889.58

Wells Fargo Bank, N.A. $ 28,374,162.00 $ 80,352,602.17 $ 69,281,823.39 $ 178,008,587.56

Wescom Central Credit Union $ 93,545.55 $ 374,718.56 $ 210,612.54 $ 678,876.65

Western Federal Credit Union $ - $ 6,091.98 $ 3,000.00 $ 9,091.98

Wilshire Credit Corporation $ - $ 490,394.10 $ 1,167,000.00 $ 1,657,394.10
Page 3 of 3

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Yadkin Valley Bank $ 2,000.00 $ 2,482.63 $ 14,000.00 $ 18,482.63

Totals $ 227,031,667 $ 623,375,055 $ 575,608,521 $ 1,426,015,243
Page 1 of 2

Name of Institution City State

6/23/2010 Nevada Affordable Housing Assistance Corporation Reno NV Purchase Financial Instrument for HHF Program $ 102,800,000 - $ 194,026,240 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 34,056,581 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 57,169,659 N/A

6/23/2010 CalHFA Mortgage Assistance Corporation Sacramento CA Purchase Financial Instrument for HHF Program $ 699,600,000 - $ 1,975,334,096 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 476,257,070 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 799,477,026 N/A

6/23/2010 Florida Housing Finance Corporation Tallahassee FL Purchase Financial Instrument for HHF Program $ 418,000,000 - $ 1,057,839,136 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 238,864,755 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 400,974,381 N/A

6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation Phoenix AZ Purchase Financial Instrument for HHF Program $ 125,100,000 - $ 267,766,006 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 142,666,006 N/A

6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation Lansing MI Purchase Financial Instrument for HHF Program $ 154,500,000 - $ 498,605,738 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 128,461,559 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 215,644,179 N/A

8/3/2010 North Carolina Housing Finance Agency Raleigh NC Purchase Financial Instrument for HHF Program $ 159,000,000 - $ 482,781,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 120,874,221 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 202,907,565 N/A

8/3/2010 Ohio Homeowner Assistance LLC Columbus OH Purchase Financial Instrument for HHF Program $ 172,000,000 - $ 570,395,099 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 148,728,864 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 249,666,235 N/A

8/3/2010 Oregon Affordable Housing Assistance Corporation Salem OR Purchase Financial Instrument for HHF Program $ 88,000,000 - $ 220,042,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 49,294,215 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 82,748,571 N/A

8/3/2010 Rhode Island Housing and Mortgage Finance Corporation Providence RI Purchase Financial Instrument for HHF Program $ 43,000,000 - $ 79,351,573 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 13,570,770 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 22,780,803 N/A

8/3/2010 SC Housing Corp Columbia SC Purchase Financial Instrument for HHF Program $ 138,000,000 - $ 295,431,547 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 58,772,347 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 98,659,200 N/A

9/23/2010 Alabama Housing Finance Authority Montgomery AL Purchase Financial Instrument for HHF Program $ 60,672,471 - $ 162,521,345 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 101,848,874 N/A

9/23/2010 Kentucky Housing Corporation Frankfort KY Purchase Financial Instrument for HHF Program $ 55,588,050 - $ 148,901,875 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 93,313,825 N/A

9/23/2010 Mississippi Home Corporation Jackson MS Purchase Financial Instrument for HHF Program $ 38,036,950 - $ 101,888,323 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 63,851,373 N/A

9/23/2010 GHFA Affordable Housing, Inc. Atlanta GA Purchase Financial Instrument for HHF Program $ 126,650,987 - $ 339,255,819 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 212,604,832 N/A

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets

Hardest Hit Funds (HHF) Program

Note

Additional 

Investment Amount

Investment Amount 1 Date

Seller Transaction 

Type Investment Description

Initial Investment 

Amount

Pricing 

Mechanism
Page 2 of 2

Note Name of Institution City State

Additional 

Investment Amount

Investment Amount 1 Date

Seller Transaction 

Type Investment Description

Initial Investment 

Amount

Pricing 

Mechanism

9/23/2010 Indiana Housing and Community Development Authority Indianapolis IN Purchase Financial Instrument for HHF Program $ 82,762,859 - $ 221,694,139 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 138,931,280 N/A

9/23/2010 Illinois Housing Development Authority Chicago IL Purchase Financial Instrument for HHF Program $ 166,352,726 - $ 445,603,557 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 279,250,831 N/A

9/23/2010 New Jersey Housing and Mortgage Finance Agency Trenton NJ Purchase Financial Instrument for HHF Program $ 112,200,637 - $ 300,548,144 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 188,347,507 N/A

9/23/2010 District of Columbia Housing Finance Agency Washington DC Purchase Financial Instrument for HHF Program $ 7,726,678 - $ 20,697,198 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 12,970,520 N/A

9/23/2010 Tennessee Housing Development Agency Nashville TN Purchase Financial Instrument for HHF Program $ 81,128,260 - $ 217,315,593 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 136,187,333 N/A

$ 7,600,000,000

3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

TOTAL INVESTMENT AMOUNT 

2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

1/ The purchase will be incrementally funded up to the investment amount.
Page 1 of 1

Name City State

1 9/3/2010 Citigroup, Inc. New York NY Purchase

Facility Purchase Agreement, dated as of September 3, 

2010, between the U.S. Department of the Treasury 

and Citibank, N.A $ 8,117,000,000

TOTAL $ 8,117,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an 

up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to time 

during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a 

maximum amount of $117 million.

N/A

FHA SHORT REFINANCE PROGRAM

Footnote Date

Seller Transaction 

Type Investment Description Investment Amount Pricing Mechanism