UNITED STATES DEPARTMENT OF THE TREASURY

SECTION 105(a) TROUBLED ASSETS RELIEF PROGRAM

REPORT TO CONGRESS

FOR THE PERIOD

FEBRUARY 1,2009 TO FEBRUARY 28, 2009

I. OVERVIEW

During this reporting period, Treasury eontinued to develop and implement programs under the

Troubled Assets Relief Program (TARP) designed to restore stability and liquidity to the U.S.

financial system while safeguarding taxpayer interests. On February 10.2009. Treasury

announced the framework of its Financial Stability Plan (FSP) that will further strengthen our

financial system, restore thc flow of credit to consumers and businesses, and support the U.S.

economy. Specifically, Treasury announced the following new measures:

• Treasury established the Capital Assistance Program (CAP) to ensure that U.S. financial

institutions have sufficient capital to lend to creditworthy borrowers in a weaker than

expected economic environment. The CAP is a 2-pronged program that includes a

supervisory exercise by bank regulators to producc a more consistent and forwardlooking assessment ofthe risks on banks' balance sheets and their potential capital needs,

and a new capital access program for qualifying financial institutions;

• Treasury and the Federal Reserve released further details on the Tenn Asset-Backed

Securities Loan Facility (TALF), a component ofthe newly established Consumer and

Business Lending Initiative. The TALF is a Federal Reserve facility that was initially

announced in November 2008 for the purpose of catalyzing the securitization markets, a

critical component ofthe financial system and source oflow cost credit to consumers and

businesses; and

• Treasury announced a new framework of governance and oversight for financial

institutions that will receivc cxceptional assistance, including better transparency on how

taxpayer dollars are spent, and stronger conditions on lending, dividends, and executive

compensation.

On February 18, 2009. President Barack Obama announced his broad. comprehensive strategy to

stabilize the housing market and prcvent foreclosures. One ofthe program's key components is

a $75 billion loan modification plan, ofwhich Treasury will fund approximately $50 billion

through the TARP and Fannie Mae and Freddie Mac will fund approximately $25 billion. The

TARP funded program involves providing servicers and investors with incentives to modify

loans.

As part of efforts to restore confidence in the domestic automotive industry, Treasury Secretary

Timothy Geithner and National Economic Council Director Larry Summers announced the

creation and members of the Presidential Task Foree on the Auto Industry on February 20, 2009.

The Task Foree is currently reviewing the restructuring reports that Treasury received from

Chrysler LLC (Chrysler) and General Motors Corporation (GM) on February 17,2009. Copies

ofChrysler's and GM's restructuring reports have been posted on Treasury's Web site at

http://www.treas.gov/press/releases/tg31.htm.
Treasury is committed to implementing the FSP with the highest degree oftransparency and

accountability. Accordingly, on February 4, 2009, Treasury issued a new set ofrobust guidelines

on executive pay for financial institutions that are receiving assistance under the Emergency

Economic Stabilization Act of 2008 (EESA). Additional restrictions on executive compensation

were signed into law on February 17,2009, as part ofthe American Recovery and Reinvestment

Act of2009. Treasury is in the process of drafting new regulations on these new executive

compensation requirements.

In January 2008, Treasury launched a monthly bank lending survey as part ofits commitment to

Congress and the public to greater communication and transparency about its programs to

stabilize the financial system. The survey captures data from the 20 largest recipients of funds

under the Capital Purchase Program (CPP) and helps the public easily assess the lending and

other intermediation activities ofthese banks during this unprecedented financial markets crisis

and economic downturn. On February 17,2009, Treasury published the results ofthis initial

survey in a Snapshot, covering the period between October and December 2008 (the first three

months ofthe CPP program). Treasury is conducting this survey on a monthly basis and will

publish monthly Snapshots on Treasury's Web site, reflecting data from thc previous month.

The Snapshot contains quantitative information on three major categories of lending - consumer,

commercial, and other activities - based on banks' internal reporting, as well as commentary to

explain changes in lending levels for each category. In addition, the Snapshot contains a

qualitative section that provides market color on lending demand and credit standards generally

to help Treasury and the public meaningfully and accurately intcrpret the quantitativc data. In

addition, efforts will be taken undcr the FSP to further enhance the public's understanding of

banks' lending by requiring companies receiving future government funds under new programs

to report to Treasury how the capital they receive preserves or generates new lending and their

plans to strengthen their lending capacity.

On February 27, 2009, Treasury announced its willingness to participate in exchange offerings

that Citigroup, Inc. (Citigroup) plans to conduct with all ofits current preferred shareholders to

the extent Citigroup is able to reach agreements with these other preferred holders and certain

other conditions are met. Treasury would convert prior investments in Citigroup preferred shares

previously received under the CPP into a new security that will convert into eommon shares,

pending a shareholder vote to amend the Citigroup charter to allow for an inerease in the number

of authorized common shares. Treasury also would exchange Citigroup preferred shares

received under the Targeted Investment Program in December 2008, and under the Asset

Guarantee Program in January 2009, for a trust preferred security of greater structural seniority

with the same 8% cash dividend rate as the existing preferred shares. This transaction will not

increase the amount of Treasury's investment in Citigroup; however, it does increase the risk of

the investment to the government.

Complete details about these developments, including the Capital Assistance Program (CAP) and

the Homeowner Affordability and Stability Plan, are available on Treasury's Web site at

http://www.treas.gov/initiatives/eesai. In addition, Treasury is developing a Web site, which is

currently under construction, dedicated to information related to the Financial Stability Plan at

http://www.llnancialstability.gov/. Information on the Presidential Task Force on Auto Issucs is

2
available at http://www.treas.gov/press/releases/tg36.htm. Information on the bank lending

survey is available at http://www.treas.gov/press/releases/tg30.htm. Information on the

Citigroup announcement is available at http://www.treas.gov/press/releasesltg41.htm.

Information on the Term-Asset Backed Securities Lending Facility is available on the Federal

Reserve Bank of New York's Web site at http://www,newyorkfed.org/markets/talfhtml.

II. REPORTING REQUIREMENTS

This is Treasury's fourth Section 105(aj Troubled Assets Reli~fProgram Report to Congress

(TARP Report) required by the EESA. Treasury transmitted its third TARP Report to Congress

on February 3, 2009, covering activities between January I and January 31, 2009. This TARP

Report covers the following activities listed in EESA section 105(a) occurring through the end of

February:

• An overview of actions taken by the Secretary, including the considerations required by

section 103 and the efforts under section 109.

• The actual obligation and expenditure ofthe funds provided for administrative expenses

by section 118.

• A dctailed financial statement with respect to the exercise of authority, including:

1. all agreements made or renewed;

2. all insurance contracts entered into pursuant to section 102;

3. all transactions occurring during the initial 60-day period, including the types of

parties involved;

4. the nature ofthe assets purchased;

5. all projected costs and liabilities;

6. operating expenses, including compensation for financial agents;

7. the valuation or pricing method used for each transaction; and

8. a description ofthe vehicles established to exercise such authority.

III. INDIVIDUAL PROGRAMS AND INITIATIVES

The Capital Purchase Program

The purpose ofthe Capital Purchase Program (CPP) is to stabilize the financial system by

building the capital base of healthy, viable U.S. financial institutions, which in turn will increase

the capacity ofthose institutions to lend to businesses and consumers and support the cconomy.

Undcr this program, Treasury is purchasing senior preferred shares from qualifying U.S.

controlled banks, savings associations, and certain bank and savings and loan holding

companies. Complete details about the CPP are available on Treasury's Web site at

http://www.treasury. govlinitiativesleesalapplication-documents.shtml.

Between February I and February 28, 2009, Treasury purchased $1.4 billion in senior preferred

shares from 108 financial institutions under the CPP. Since the launch ofthe CPP in October

2008 through February 28, 2009, Treasury has invested a total of $196.8 billion in senior

preferred shares in 467 financial institutions in 47 states and Puerto Rico. Treasury designed the

program to include cvery banking community in the country, and the 467 institutions Treasury

3
has funded under the CPP include small, community, regional, and national banks, as well as

Community Development Financial Institutions. The application deadline for publicly-held

institutions was November 14, 2008, the deadline for applications from eligible privately-held

financial institutions was December 8, 2008, and the application deadline for S corporations was

February 13,2009. The federal banking regulators are evaluating all submitted CPP applications

and continue to send qualifying applications to Treasury for final approval.

The Automotive Industry Financing Program

The objective ofthe Automotive Industry Financing Program (AIFP) is to prevent a significant

disruption ofthe American automotive industry, which would pose a systemic risk to financial

market stability and have a negative effect on the economy ofthe United States. Guidelines for

the AIFP are published on Treasury's Web site.

On February 17,2009, Treasury funded the remaining $4 billion ofthe $13.4 billion loan to

General Motors Corporation (GM) that was discussed in detail in Treasury's second TARP

Report to Congress. Treasury also amended the terms of both the GM loan and the Chrysler

loan.

Consumer and Business Lending Initiative

In carrying out the FSP, the Federal Reserve and Treasury released further details on the Telm

Asset-Backed Securities Loan Facility (TALF) in February, including program terms and

conditions, as well as questions and answers. The creation ofthe TALF was announced in

November 2008 as a Federal Reserve facility to which Treasury will provide $20 billion in

funding through the TARP; subsequently, standardized terms have been developed. The Federal

Reserve will lend on a non-recourse basis to holders of certain AAA-rated asset-backed

securities (ABS) secured by newly and recently originated consumer and small business loans.

TALF loans will have a term of3 years and will be secured solely by eligible collateral.

Haircuts (a percentage reduction used for collateral valuation) will be determined based on the

riskiness of each type of eligible collateral and the maturity ofthe eligible collateral pledged to

the Federal Reserve. The haircuts will provide additional protection to taxpayers by protecting

the Federal Government from loss.

To promote accountability and oversight for the current facility, the participating sponsor must

provide a certification to the eftect that the collateral supporting the ABS is cligible under TALF

and that an independent accounting firm registered with the Public Company Accounting

Oversight Board has attested to the sponsor's assessment ofthe eligible collateral.

As part ofthe Consumer and Business Lending Initiative announced by the Secretary on

February 10, 2009, Treasury and the Federal Reserve have agreed to include new eligible asset

categories under the TALF.

Homeowner At10rdability and Stability Plan

The Homeowner AtIordability and Stability Plan will ofter assistance to as many as 9 million

homeowners making a good-faith effort to stay current on their mortgage payments, while

4
attempting to prevent the destructive impact of foreclosures on families and communities. This

plan is being implemented pursuant to Sections 101 and 109 ofthe EESA.

Under this plan, eligible borrowers who are current on their mortgages but have been unable to

refinance to lower their interest rates because their homes have decreased in value, may have the

opportunity to refinance into a 30 or IS year, fixed rate loan. This lower-cost refinancing

program is limited to mortgage loans held in portfolio or securitized by Fannie Mae and Freddie

Mac. The amount due on the new mortgage loan (including any refinancing costs) will not

exceed 105% ofthe current market value ofthe mortgaged property.

The plan also includes a Homeowner Stability Initiative, wbich will operate through a

partnership between Treasury and mortgage lenders to help borrowers avoid foreclosure by

modifying at-risk loans to achieve a payment the borrovier ean afford. Borrowers must meet

several eligibility requirements, including that the mortgaged property is the borrower's primary

residence, the eurrent monthly mortgage loan payment is greater than 31 % ofthe bOlTower's

monthly gross ineome, and the mortgage loan amount does not exeeed eurrent Fannie Mae and

Freddie Mac conforming loan limits.

To eneourage foreclosure mitigation efforts, Treasury will provide mortgage loan servieers upfront and "pay for success" fees for eligiblc loan modifications made to borrowers on a timely

basis. Treasury also will pay a fee incentive to a bOlTower who continues to stay current on his

or her mortgage loan. Treasury plans to create a $10 billion insurance fund, designed to

discourage lenders from opting to foreclose on mortgaged properties located in a declining

housing market.

To protect taxpayers, the Homeowner Stability Initiative also will focus on sound modifications.

The Treasury is currently working closely with the Federal Deposit Insurance Corporation

(FDIC) and other bank agencies to develop uniform guidance for loan modifications across the

mortgage industry to bring order and consistency to foreclosure mitigation.

Complete details about the plan are available on Treasury's Web site at

http://www.treas.gov/press/releases/tg48.htm.

Capital Assistance Program

On February 10,2009, Treasury announced the Capital Assistance Program (CAP), which is

designed to ensure the continued ability of U.S. financial institutions to lend to creditworthy

borrowers in the face of a weaker than expected economic environment and larger than expected

potential losses. The CAP consists of 2 core elements aimed at restoring confidence in the

conditions ofthe U.S. banking system: a supervisory exercise and a new Treasury capital access

program for qualifying financial institutions.

The first element is a forward-looking supervisory exercise on the part ofthe four federal

banking regulators, who have long worked with the major banking organizations. The federal

banking or thrift supervisor will undertake a coordinated supervisory capital planning exercise or

5
"stress test" with each of 19 major U.S. banking organizations with assets in excess of$IOO

billion. The strcss test will dctennine whether major financial institutions have the additional

capital buffer necessary to continue lending and to absorb potential losses in a worse than

expected economic downturn. Ifthe respective federal banking or thrift supervisor concludes

that there is a need to establish an additional capital buffer, the bank will have a 6-month window

to raise that capital privately or to access the capital made available by Treasury under the CAP.

Eligible U.S. financial institutions with consolidated assets below $100 billion may also apply

and obtain capital from the CAP.

The second component under the CAP is a new capital access program, under which Treasury

will purchase mandatory convertible preferred shares from qualified financial institutions. In

accordance with the considerations ofthe EESA, a broad spectrum of financial institutions is

eligible for the program: U.S. controlled banks, savings associations, and certain bank and

savings and loan holding eompanies. A recommendation on acceptance is received from the

institution's primary federal regulator or, in some cases, from a council ofrepresentatives from

each federal regulator. Treasury is responsible for final approval.

The investment limit under the CAP is between I% and 2% oftotal risk-weighted assets, plus

any amount of CAP convertible preferred shares to the extent the proceeds are used to redeem

preferred shares sold under the CPP and, if applicable, Treasury's Targeted Investment Program.

The convertible preferred shares mandatorily convert to common stock after 7 years at a

speeified conversion price. Standardized tenns have been developed for institutions that are

organized as publicly traded institutions; terms applieable to privately held institutions, S

corporations, and mutual organizations are still under consideration. The standardized terms also

impose provisions (such as the issuance of warrants) that will enable the taxpayer to benefit from

the future appreciation ofthe financial institution. Additionally, finns must agree to comply with

enhanced restrictions with respect to executive compensation, transparency, aceountability, and

monitoring.

Details about the Capital Assistance Program are available on Treasury's Web site at

http://www.treas. gov!initiatives!eesa!.

Citigroup

On February 27, 2009, Treasury announeed its willingness to participate in exchange offerings

that Citigroup, Inc. (Citigroup) would conduct with all of its current preferred shareholders.

Citigroup plans to exchange a significant portion ofits preferred securities to common equity in

order to increase its tangible common equity. Citigroup will commence the exchange offerings

after reaching agreements with its other prcferred holders.

Treasury agreed to participate in Citigroup's exchange offerings if certain conditions are met.

Treasury would convert only the amount of Citigroup preferred shares that Citigroup's other

preferred shareholders are willing to convert in these exchange offerings and must receive the

most favorable terms and price offered to any other preferred holder through this exchange.

Under the exchange offerings, Treasury would convert up to S25 billion ofits preferred stock

issued in aecordance with the CPP into a new security that will convert into common shares,

6
pending a shareholder vote to amend the Citigroup eharter to allow for an inerease in the number

of authorized common shares. Treasury also would exehange its $20 billion investment in

Ci tigroup preferred shares received under the Targeted Investment Program on Deeember 31,

2008 (discussed in Treasury's second TARP Report to Congress), and the Citigroup preferred

shares received by Treasury under the Asset Guarantee Program on January 16, 2009 (discussed

in Treasury's third TARP Report to Congress), for trust preferred shares of greater structural

seniority with the same 8% cash dividend rate as the existing preferred shares.

7
IV. Certification

As the Interim Assistant Secretary for the Office of Financial Stability at the United States

Department ofthe Treasury, I am the official with delegated authority to approve purchases of

troubled assets under the Troubled Assets Relief Program. I certifY to the Congress that each

decision of my office to approve purchases oftroubled assets, from the beginning ofthe program

until the end ofthis reporting period, was based on my office's evaluation ofthe facts and

circumstances of each proposed investment~ including recommendations from regulators,

in order to promote financial stability and the other purposes ofthe Emergency Economic

Stabilization Act of 2008.

Neel Kashkari

Interim Assistant Secretary

Office of Financial Stability

8
V. TARP ADMINISTRATIVE EXPENSES

United States Department of Treasury

Office of Financial Stability

Report of Administrative Obligations and Expenditures

& BENEFITS

_ ,2190

220(,), ,

,£~99 _

?~q9__ P.l~J!'JJiNG &:_f{_E_PRQPl.!gJI9~_

.??OQ 9IfjRfL$f;;R.'\,Ilfg,. ____,__~~gQ9 . _~l_!fE_~!!'oJl_~~q_M_~ISB!6~~ _

____?JQO gqY1f:M;NI. 3200 LAND &

9
VI. DETAILED FINANCIAL STATEMENTS

Section lOS(a)(3)(A)

Troubled Asset Relief Program

Agreements Under TARP [Section 105(a)(3)(A)]

For Period Ending February 28, 2009

Date

Approved

or Renewed

Type of

Transaction Vendor Purpose

10/10/2008

1011112008

1011412008

1011612008

10118/2008

10123/2008

10/29/2008

10/29/2008

10/31/2008

11/7/2008

11/14/2008

12/3/2008

12/5/2008

12/5/2008

12/1012008

12/1512008

12/2412008

116/2009

11712009

11912009

112712009

112712009

2/2/2009

2/9/2009

2112/2009

2/18/2009

2/18/2009

2120/2009

2120/2009

2122/2009

BPA Simpson, Thacher & Bartlett

SPA EnnisKnupp

Financial Agent Bank of New York Mellon

BPA PricewaterhouseCoopers

BPA Ernst & Young

1M GSA - Turner ConsUlting*

BPA Hughes Hubbard & Reed

BPA Squire Sanders & Dempsey

Contract Lindholm & Associates*

BPA Thacher Proffitt & Wood**

IAA Securities and Exchange Commission

1M Trade and Tax Bureau - Treasury

1M Department of Housing and Urban Development

Procurement Washington Post

BPA Thacher Proffitt & Wood**

1M Office of Thrift Supervision

Procurement Cushman and Wakefield of VA, Inc.

1M Office of the Controller of the Currency

Procurement Colonial Parking

1M Internal Revenue Service

BPA Cadwalader Wickersham & Taft, llP

Procurement Whitaker Brothers Bus. Machines

1M Government Accountability Office

Contract Pat Taylor and Associates, Inc*

Contract locke lord Bissell & Lidell llP

Financial Agent Freddie Mac

Financial Agent Fannie Mae

1M Congressional Oversight Panel

Contract Simpson, Thacher & Bartlett

Contract Venable llP

legal Services

Investment and Advisory Services

Custodian and Cash Mangement

Internal Control Services

Accounting Services

Archiving Services

legal Services

legal Services

Human Resources Services

legal Services

Detailees

IT Services

Detailees

Vacancy Announcement

legal Services

Detailees

Painting

Detailees

Parking

Detailees

legal Services

Office Equipment

Oversight

Temporary Employee Services

legal Services

Home Ownership Program

Home Ownership Program

Oversight

legal Services

legal Services

* Small or Women-, or Minority-Owned Small Business

**Contract responsiblities assumed by Sonnenschein Nath & Rosenthal via novation.

10
VI. DETAILED FINANCIAL STATEMENTS CONTINUED

Section l05(a)(3)(B)

U.s. Treasury Department

Office of Financial Stability

Troubled Asset Relief Program

Insurance Contracts [Section 105(a)(3«B)J

For Period Ending February 28, 2009

Name

Citigroup

Section l05(a)(3)(F)

Amount

$5,000,000,000

U.S. Treasury Department

Office of Financial Stability

Troubled Asset Relief Program

Programmatic Operating Expenses [Section 105(a)(3)(F)J

For Period Ending February 28, 2009

Type of Expense

Compensation for financial agents

and legal firms

Section l05(a)(3)(H)

Amount

II

$13,978,033
VI. DETAILED FINANCIAL STATEMENTS CONTINUED

Section lOS(a)(3)(H)

U.S. Treasury Department

Office of Financial Stability

Troubled Asset Relief Program

Description of Vehicles Established [Section 105(a)(3«H)]

For Period Ending February 28, 2009

Date Vehicle

None

12

Description
VII. TRANSACTION REPORT - CAPITAL PURCHASE PROGRAM

Section l05(a)(3)(C), (D), and (G)

U.S, Treasury Department

Qffiee of Financial Stability

Troubled Asset R"Utlt Program

TransiI<:tions Report

For Period Ending February 27, 21111S

CAPITAL PURCHASE PROGRAM

SeUer

Foot! i Transaction Pricing

. note Date Name of Institution City State Type Description Price Paid Mechanism

. 10/28!2QOS'Bank of America Cor oration Charlot!e NO Purchase Preferred Stock w/VI/errants 15000.000.000 Par

10/2812008 Bank of New York Melion Co oration New York NY Purchase Preferred Stoc\<. wl\Narrants 3.000.000 000 Par 10/2812008 Citl reu inc New York NY Purchase Preferred Stod<: wlWarrants 25,000,000 000 Po;

10/2812008 The Goldman Sachs Groll '"' New York NY Purchase Preferred Slock wNVarrants 10000,000000 Par

10/2812008 JPMor an Chi:lse & Co New York NY PurChase Preferred Stock w/Warrants 25000000 000 Par

10/2812008 Mor an Stania 'New York NY Purchase Preferred Stock wlVVarrants 10,000,000 Par

10128i20 Cor oration Boston MA Purchase Preferred Stock wANarrants 2,000.000 0;

1 &Com an San FranciSCO CA Purchase Preferred Stock wlVVarrants 25mOOOO, P" 11/14/ merce HOld,n s Reddin CA Purchase Preferred Slock wNvarrants 11.000 Po;

11/14/ ration !Hendersonviile NC Purchase Preferred Slock wANarrants 1 Par

11/14/2 San Francisco CA Purchase Preferred Stock wANammts Par

I 11114/2 Chica 0

" Purchase Preferred Slock wfWarrants 1 Par

11/1412 AMnia GA Purchase Preferred Stock wlWarrants 3 o Par

, 11/14120 eaawav FinanCiai Corporation Los An eles CA Purchase Preferred Stock wlWi.lrrants 9000,000 Po;

, 11114120 ashin ton Federal Inc Seattle WA PurChase Preferred Steck wr';;arrants 200,000000 Po;

11/1412008 BB&T Co Winston-Salem NC Purchase Preferred Stock wANarrants 3,133640000 Po;

11114/2008 Provident Bancshares Co Baltimore MD Purchase Preferred Stock wANam:mts 151500000 Po;

11f14f2008 Um ua Ho!din s Cor Portland OR Purchase Preferred Stock wNVarrants 214.181000 Po;

11/14f2008 Cometica inc Dallas TX Purchase Preferred Stock wlWarrants 2250,000,000 Po;

11f14/20Q8 Re ions Financial Co Birmin hBm AU PurchBse Preferred Stock w/Warrenls 3,500,000,000 Po;

11/1412008 Ca iial One Financial Co oration McLean VA Purchase Preferred Stoel< wANarrants 3555.199000 Pat

11/1412008 First Horizon Naticnal Ccrporation Mem his TN Purchase Preferred Stock wNVarrants 866.540000 Par

11114/2008 Huntin~ton Bancshares Columbus OH Purchase Praferred Stock wANarrants 1,398.071 000 Pac 11/14/2008 Ke Co. Cleveland OH Purchase Preferred Stock wlWarrants 2 50Q 000 000 Po;

11/1412008 Valle National Banco Wa ne NJ Purchase Preferred Stock w/....Varrants 300 000 000 Pac 11/1412008 Zions 8ancor oration Salt Lake Cit UT Purchase Preferred Stock wfWarrants 1.400,000,000 Po;

1111412008 Marshali & lisle Cor oration Milwaukee WI Purchase Preferred Stock wlWarrants 1715,000000 Pac

11/14/2008 U,S, Bancor Minnea olis MN Purchase Preferred Stock wNvarrants 6599,000 000 Par

11/1412008 TCF Financial Co oration Na zata MN Purchase Preferred Stock w/Warrants 3611nOOO Pac 11/2112008 Firsl Nia era Financial Groll Lockeer! NY Purchase Preferred Stock wl\Varrants 184011000 Pac 11/21120C8 HF Financial Co ux Falls SD Purchase Preferred Slod<. w/Warrants 25,000,000 Par

I 11/2112008 Centerstate Banks of Florida Inc Daven ort FL Purchase Preferred Stock wANarrants 27.875,000 Pac I 11/21/2008 Cit National Co oration Bevert Hills CA Purchase Preferred Stock wf';;arrants 400.000,000 Po;

11/2112008 First Communit 8ankshares Inc Bluefield VA Purchase Preferred Stock wfWarrants 41560.000 Pac 11f2112008 Western Ailiance Banco- oration Las Ve as NV Purchase Preferred Stock wNVarrants 140000,000 Po;

1112112008 Webster FinanCial Co oration WaterbU OT Purchase Preferred Stock wlWarrants 400.000,000 P" 11121/2008 Pacific Cn ital Banco Santa Barbara CA Purchase Pref$-rred Stock wlWarrants 180,634,000 Po;

11/2112008 Herlla e Commerce Cor San Jose CA Purchase Preferred Stock wNVarrants 40,000,000 Po;

11/2112008 Ameris Bar<cor Moultrie GA Purchase Preferred Stock wlWarranls 52.000,.000 Po;

11/2112008 Porter Bancoro Inc LouisviHe KY Purchase Preferred Stock wANarrants 35000000 Par

11121/2008 Banfler Cor oration Walla Walla WA Purchase Preferred Stock w/Warrants 124000,000 Po;

11/21/2008 Cascade Financiai Cor oration EvereU WA Purchase Preferred Stock wlWarranls 38,970.000 Par

11/2112008 Columbia Bankin S stem Icc Tacoma WA Purchase Preferred Stock wlWarrants 76898.000 Po;

1112112008 Herita e FinanCial Co oration '01 m ia WA Purchase Preferred Slod wfWarrants 24000,000 P" 11121/2008 First PacTrust Ban foe Chula Vista CA Purchase Preferred Stock wlWarrants 19300000 Pac

I 11/21f2008 Severn Bancor fc, Anna olis MO Purchase Preferred Stock wiWarrants 23"393000 Po;

11/21/2008 Boston Private Financial Holdin s. Inc Boston MA Purchase Preferred StocK wlWarrants 154,000 000 Pac 11/21/2008 Associated Banc~Co Green Ba WI Purchase Preferred Stock wlWarrants 525,000,000 Po;

1112112008 Trustmark Co oration Jackson MS Purchase Preferred Stock wANarrants 215000 000 Po;

11/2112008 Firsi Communi! Co oration Lexin ien SC Purchase Preferred St6ck wfv'Varrants 11,350,000 P" 1112112008 Tavlor Ca ital Grou') t'l:ostimont Il Purchase Preferred Stock wfvVarrants 104.823,000 Pac 11/21f2008 Nara Bancor , inc Los An aies CA Purchase Preferred Stock wfWarrants 67000,000 Po;

13
12f5/20081Midwest Bane Holdirl s, Inc Melrose Park IL IPurchase Preferred Stock wM'arrants 84,784,000 p"

: 12/5/2008 MB Financial Inc Chica

0 IL PurChase Preferred Stock wM'arrants 196.000000 p" 12/512008 First Midwest Banco , Inc Itasca IL Purchase Preferred Slock w/'v'Jarrants 193000,000 Par

12/512008 United Communi Banks me Blairsville GA Purchase Preferred Stock wM'arrants 180.000.000 p"

, 121512008 Wesbanco Bank Inc Wheelin WV Purchase Preferred Stock wM'armnts 75000000 p" 12f512008'Eflcore Bancshares Inc Houston TX Purchase Preferred Stock wrVVarrants 34,000.000 p" 1215/2008 Manhalian Banco EI Se undo CA Purchase Preferred Stock wM'ammts 1.700;boo Par

, 1215/2008 Iberiabank Co. oration Lafa ette LA Purchase Preferred Stock w/Warrants 90 000.000 p" 12/5/2008 Ea Ie Bance ,Inc Bethesda MD Purchase Preferred Stock WM'arr-ants 38.235,000 Pac 12/512008 Sand Sprin Banco , !ric O!ne MD Purohase Preferred Stock wfWarrants 83,094,000 p" 12/5/2008 Coastal Bankin Com " . inC Femandina Beach FL Purchase 'Preferred Stock wM'arrants 9,950000 p" 1215/2008 East West Bancer Pasadena CA Purchase !Pteferred Stock wM'arrants 300 546,000 p" l2!512008 South Financial Grou . Inc Greenville SC Purchase Preferred Stock wNVarranls ~47 00b 000 p" , 12/512008 Grea! Southem Bancmo S eln fle!d MO Purel'lase Preferred Stock wi'Narrants 58000000 Par

12/512008 Catha General Banco los An eies CA Purchase Preferred Sted<: w,Warrants 258,000000 p": 121512008 Southem Communit financial Cor Winston-Salem NC Purchase Preferred Stock wfWarrants 42,750,000 p" 12/5/2008 CVB Financial Co Ontario CA Purchase Preferred Stock wIVVarrants 130000000 p" 121512008 Firsl Defiance Financiat Co Defiance OH PurChase Preferred Stock w/VVarrents 37.000,000 p"

, 12/5/2008 i"irst Financial Ho!din

s I()c Charieston SC !Purchase

.Preferred Stock wlVVarrants 65,000000 p" 12/5/2008 Su erior Banco I" Birmln ham AL Purchase Preferred Stock wM'arrants 69.000,000 p"

12/5/2008 Stillwater OK Purchase Preferred Stock wrVVarrams 70,000000 p" 121512008 San Juan PR Purchase Preferred Stock wM'arrants 935,000,000 P" 12/512008 Blue Valle Ban Cor Overland Park KS Purchase Preferred· Stock wM'afrants 21,750,000 p"

12/5f2008'Central Federal Cor oration Fairiawn OH Purchase Preferred Stock wfWarranls 7225000 p"

: 12/5/200B Bank of Marin Bancor Novato CA Purchase Preferred Stock wfNarrants 28000,000 p" 12/512006 Bank of North CaroJina Thomasville NO Purchase Preferred Stock wNVarrants 31 260 000 par

12/512008 Central Banco,, Inc Somervllie MA Purchase Preferred Stock wlWarrants 10.0GOOOO Par

121512008 Southern Missouri Bancor, inc Po lar Bluff MO Purchase Preferred Stock wM'arranls 9550,000 Pac 12/5/2008 State Banco, I" Jericho NY Purchase Preferred Stock wiWarrants 36,842 000 p" 1215/2008 TiB Flnanciai Co Na les FL Purchase Preferred Stock wIWarrants 37000000 p" 12/512008 Unit Bancor . Inc Clinton NJ Purchase iPreferred Stock wfNarrar1ts 20649, Pac

1215/200$ Old Line Baneshares, inc Bowie MD Purchase Preferred SWell wfNarrants7 par

12/512008 FPB Sancor

, Inc Port SI LuCie F'- Purchase Preferred Stock wM'arrants 5, p"

1215/2008 Stert'rn f'inanc;al Cor orationS okane WA Purchase Preferred Stoell w/Warrants 303. p" 12/512008 Oak Valie Bancom Oakdale CA Purohase Preferred Stock wM'arrants 13 p"

, 12/12/2008 Old National Bancor Evansville IN Purchase Preferred Siock w,Warrants 100,000000 p" 1211212008 Ca itai Bank Co oration Raile h NC PurChase ,Preferred Stock wIVVarrants 41,279,000 Pa,

12/12/2008 Pacific International Banco Seattle WA Purchase Preferred Stock wM'arrants 6.500000 p" 12/12/2008 SVB FinanCial Grou Santa Clara CA Purchase Pre.ferred Stock wNJarrants 235,000,000 p"

12/12/2008 LNg 8ancor inc Lorain OH Purchase Preferred Slock wNVarrants 25223000 p"

12/12/2008 Wilmln ton Trust Co orahon Wilmin ton DE Purchase Preferred Stock weWarrants 330000,000 p" 12/12/2008 Sus ueharma Bancsharas I" Lititz PA Purchase 'Preferred Stock wM'arrants 300 000,000 p" 12/12/2008 SI nature Bank New York NY Purchase Preferred Stock wfWarrants 120,000000 p"

1211212008 Ho Fed Banco Ho kinsville KY Purchase Preferred Stock wiWarrants 18400000 p"

12112/2008 Citizens Re ubilc Banco Inc Flint MI Purchase Preferred Stock wlWarrants 300000.000 Par

12/1212008 Indiima Communit Banco1P__ Columbus 'N Purchase Preferred Stook wM'arrants 21 500,000 p"

12/1212008 Bank of the Ozarks, Inc Little Rock AR Purchase Preferred Stock w/Warrants 75,000 000 p"

12112/2008 Center Financial Co oration Los An eies CA Purchase Preferred Stock wM'arrants 55,000000 p"

12/12/2008 New8ride 8ancor Greensboro NC Purchase Prefsrred Stock wf\lVarrants 52.372000 p" 1211212008 Sterlin Bancshares I" Houston TX Purchase Preferred Stock wNVarrants 125198000 Par

12f12/20ba The Banco, I" Wilmin ton DE Purchase Preferred Stock wfWarrants 45220.000 p"

12/12/2008 TowneBank Po!ismouth VA Purchase Preferred Stock wM'arrants 76458000 p,;

1211212008 Wilshire Banco Icc Los An eles CA Purchase Preferred Stock w/Warrants 62158000 Par

12/1212008 Valie Financial CorporatiOn Roanoke VA ,Purchase Preferred Stock wtWarrants 16019000 Pac

12/12/2008 !nde endent Bank Cor oration Ionia MI PUrchase Preferred Stock w/Warrants 72000000 Par

12/12/2008 Pinnade Financial Partners, inc Nashville TN Purchase Preferred Stock wN'Jarrants 95 000 000 p"

, 12/12/2008 Firs! Litchfield Financial Corporation Litchfield CT Purchase

!Preferred Slock wfWarrants 10000,000 p" 12/12/2008 NatioNll Penn Baneshares inc Boertown PA Purchase IPreferred Sted<: wM'arranls 150000.000 p"

12/12/2008 Northeast Bancor LeWiston ME Purchase Preferred Stock wM'arrants 4227000 p"

,2112/2008 Citizens South Bankin Cor oration Gastonia NC Purchase Preferred Slock wNJarrants 20500,000 Par

12/1212008 Vir inia Commerce Bancor Arlin ton VA Purchase Preferred Slock wlWarrants 71000000 p"

12/12/2008 Fldelit Banco ,co Pittsbuh PA Purchase Preferred Stock wfWarrants 7000.000 p" 12/12/2008 lSB Comoration North Andover MA !Purchase Preferred Stock wM'arrants 15000.000 p" 12119/2008 Intermountain Ccmmunit Bancor Sand oint 10 Purchase Preferred Stock w/Warrants 27 000 000 par

12/19/2008 Communi! West 8ancshares Goleta CA Purchll:se Preferred Stoel<: wfWarrants 15600000 p" 1211912008 S novus Financial Co Columbus GA IPurchase !Prefermd Slock wM'arrants 967,870,000 P" 12/1912008 Tennessee Commerce Banco Icc Franklin TN Purchase Preferred Stock wIVVarrants 30,000000 p"

12r-19/2008 Communi: Bankers Trust Co oration Glen Alien VA Purchase Preferred Stock wrNarrants 17680,000 p"

12/19/2008 BancTrust FinanCial Grow Inc Mobile AL Purchase Preferred Stock wf'Narrants 50,000,000 p" 12/19/2008 Enterprise Financial Services Cor St Louis MO Purchase Preferred Stock wlWarrants 35,000000 P" 12/1912008 Mid Penn Bancorp, Inc Millersbur PA ;Purchase Preferred Stock wIWarrants - 10,000,000 PO'

12/19/2008 SLim mit State B"nk Santa Rosa CA Purcr;;;'se;- Preferred Stock w/Warrants 8,500,000 p" 12/19/2008 VI$T Financial Cor W omlssin PA Purchase Preferred Stock w/\Narrants 25000.000 p"

12/1912008 Wainwri ht Bank& Trust Com '" Boston MA Purchase Preferred Stock wIWarrants 22.000000 Par

12/19/2008 Whitne Holdin Corporation New Orleans LA Purchase Preferred Stock wlWarranls 300,000,000 Pac 1211912008 The Connecticut Bank and Trust Corr-Dan Hartford CT Purchase Preferred Stock wfWarmnts 5,448000 Par

12119/2008 CoBlz Financial Inc Denver CO Purchase Preferred Stock wM'arranls 64.450,000 p"

I 12/19/2008 Santa lucia Banco Atascadero CA PurChase Preferred Stock w/Warrants 4000000 p" 12/19/2008 Seacoast Bankin Cor oration of Florida Stuart FL !Purchase Preferred Stock wIVVarrants 50.000 000 p" 1 119f2008 Horiz.on Banco Michi an Cit 'N Purchase IPreferred StOCK wi'Narrants 25.000.000 Pac 12/1912008 Fidelrt Southern Co oration AHanta GA Purchase Preferred Stock wfWarrants 48,200,000 Par

1211912008 Communlt Financial Cor oration Staunton VA Purchase Preferred Stock wM'arrants 12,643000 p" 12/19f2008 Berkshire Hills Bancor 100 Pittsfield MA ,Purchase Preferred Sted<: w/\Narrants 40,000000 Pac 12/19/2008 First California Finandal Grou Inc Westlake Vil,a CA Purchase 'Preferred Stoc\l: wiWarrants 25.000.000 p" 12/19/2008 AmeriServ Flnandal, inc Johnstown PA Purchase Preferred Stock wfWarrants 21,000,000 Par

14
I" '2111"'" F,d,,,' Co "",,, Aiken SC Purchase Preferred Stock wl\Narrants 18,000,000 p" 1211912 W"'ru,tF","o'" C" ""'00 lake Forest IL Purchase Preferred Stock wfINarrants 250000,000 p" 12/19/ Flushm Financial Cor ralion lake Success NY Purchase Preferred Stock wiWam:mts 70,000,000 Par

12/19/ 16m s Inc Chase aake VA Purchase Preferred Stock wNVarrants 14700.000 p" 121191 teliarOne Corporation Charlottesville VA Purchase Preferred Slock wAlVarranls 30000000 Par

12/1912008 Union Bankshares Co orahon BOWlin Green VA Purchase Preferred Stock wlWammts 59.000 000 Par

12/1912008 Tidelands Bancshares, inc Mt Pleasant SC .Durchess Preferred Stock wlWarranls 14448,bOo Pal 1211912008 Banco Rhode island, Inc Providence R' PurChase Preferred Stock wNVarrants 30,000,000 p" 12f19f2008 Hawthorn Sencshare.s Inc Lee's Summit Purchase Preferred Stock wNJarrants 302% 000 Par

12i19/2008 The Elmira Savin s Bank FSB Elmira NY hass Preferred Stock wiWsrrants 9,090.000 Pat

I 12{19/2008 Alliance Financial Cor ration S racuse NY Purchase Preferred Stock wMlarrants 26,918,000 Par

1211912008 Heartland F:nancial USA Inc Dubu ue 'A Purchase Preferred Stock w/\''Varrants 81698000 Par

12119/2006!Citizens First Cor oration 1"';0 G"" KY Purchase Preferred Stock wMlarrants 8779.000 Pac

, I 12/1912008 FFW CorPoration iN Purchase Preferred Stock wi Exercised Warrants 7.289000 Pac

, ' 12/1912008 Plains Ca ital COl oration TX Purchase Preferred Stock wi Exercised Warrants 87631,000 Par

2 1211912008 Tn-Count Financial Co oration Weldorf MD Purchase Preferred Stock wi Exercised Wam:mts 15,540,000 Pac

3 1211912008 OneUnited Bank Boston MA Purchase- Preferred Stock 12063000 P" 2 1211912008 Patriot Bancshares, Inc. Houston TX Purchase Preferred Stock wi Exercised Warrants 26,038,000 p" 2 1211912008 Pacific Cit Finacial Co oration Los An eles CA Purchase Preferred Stock wI Exercised Warrants 16200000 P" 2 12i1Bf2008 Mar uette National Co orallon Chica 0 Il Purchase Preferred Stock wi Exercised Warrants 35,500,000 ~ar

2 12f1912008 Exchan e Bank Santa Rosa CA Purchase Preferract Stock wi Exercised Warrants 43000000 p" 2 12/19/2008 Monadnock Bancoro. Inc Peterborou h NH Purchase Preferred Stock wi Exercised Warrants 1.834000 P,<

2 12/1912C08 Brid eView Bancor 100 Brid evlew Il Purchase Preferred Stock wI Exercised Warrants 38.000,000 Par

2 12/19/2008 Fideht nnancial Co oration Wichita KS Purchase Preferred Stock wI Exercised Warrants 36282,000 Par

2 12/1912008 Pata sco Banco 100 Dundalk MD Purchase Preferred StocK wi Exercised Warrants 6000000 Par

2 12/19/2008 NCAlBancor Los An eles CA Purchase Preferred Stock wi Exercised Warrants 10,000000 P,< ,

2 12/19/2008 Louisville KY Purchase Preferred Stock wI Exercised Warrants 9,294,000 P" 12/2312008 Cincinnati OH Purchase Preferred Stock wi Warrants 80000 000 Pac

12/23120 San Jose CA Purchase Preferred Stock wi Warrants 23864 000 Par , 12/23120 esCo oration Laredo TX Purchase Preferred Stock wi Warrants 216 000 000 Par

1212312008 Frrst Sound Bank Seattle WA Purchase Preferred Stock wi Warrants 7,4'00000 Pat

! 1212312008 M&T Bank Co oration Buffalo NY Purchase Preferred Stock wI Warrants 600;000000 Par

1212312008 Emclaire Financiai Cor Emlenton PA Purchase Preferred Stock wI Warrants 7500 000 Pac

1212312008 Parl-; National Co oration Newarl-; OH Purchase Preferred Stock wI Warrants 100 000000 Par

12123/20 reen Bankshares, Inc GreeneVille TN Purchase Preferred Stock wI Warrants 72,278.000 Pac

12123i20 ecil Bancor ,Inc Elkton MD Purchase Preferred Stock wI Warrants 11 550,000 p" 12/23/2008 Financial Institutions ,,, Warsaw NY Purchase Preferred Stock wI Warrants 37,515,000 P" 1212312008 Fulton FInancial COrPoration lancaster PA Purchase Preferred Stock wi Warrants 376,500,000 p"

12I23120~&, 0,,1100 01 Al",m, ,,, Atmore Al Purchase Preferred Stock wi Warrants 10 300,000 p" 12/23/2008 'ai, Inc Muncie IN Purchase Preferred Stock wi Warrants 32,382,000 p"

L 12/23/20 r , Inc. Baltimore MD Purchase Preferred Stock wI Warrants 10800 000 Par

1212312000 HMN FinanCial Inc Rochester MN Purc'1ase Preferred Stock wi Warrants , 26000 000 P" 12/23/2008 First Communit Bank Co oration of AmerIca Pinellas Park Fe Purchase Preferred Stock wi Warrants 10,685,000 P" 12/2312008 SterJin Banco NewYorl-; NY Purchase Preferred Stock WI Warrants 42,000 000 Par

1212312008 Imervest Bancshares Co oration New York NY Purchase Preferred Stock wI Warrants 25000 000 p"

1212312008 Peo les Bancor of North Carolina Inc. Newton NC Purchase Preferred Stock wi Warrants 25054 000 p" , 12/2312008 Parkvale Financial Cor oration Monroevil!e PA Purchase Preferred Stock wi Warrants 31.762,000 p" 12f2312008 Timberland Bi.mcor , Inc Ho uram WA Purchase Preferred Stock wi Warrants 16641,000 Pst

1212312008 1st Constitution.Bancor Cranbu NJ Purchase Preferred Stock wi Warrants 12,000,000 p" 1212312008 Central Jerse Saneer Oakhurst NJ Purchase Preferred StOCk wI Warrants 11 300,000 Par , 12/2312008 Western Illinois Bancshares Inc Monmouth Il Purchase Preferred Stock wi ExercIsed Warrants 6.855000 Pst

2 12/2312008 Salon National Bank Westrl1inster CA Purchase Preferred Stock wI Exercised Warrants 1,549,000 p" 2 12/23/2008 Ca ital Pacific Bancor Portland OR Purchase Preferred Stock wI ExercIsed Warrants 4,000,000 P" 2 12/23/2008 Uwharrie Ca ital Cor Albemarle NC Purchase Preferred Stock w/ Exercised Warrants 10000 000 Pst

3 1212312008 Mission Valle Bancor Sun Valle CA Purchase Preferred Stock 5,500,000 par

2 12/2312008'The Uttle Bank Inco orated Kinston NC Purchase Preferred Stock wi Exercised Warrants 7500 000 P" 2 12/2312008 Pacific Commerce Bank Los An eles CA Purchase Preferred Stock wi Exercised Warrants 4050000 Pst

2 12/2312008 Citizens Communit Bank Seuth Hill VA Purchase Preferred Stock wi Exercised Warrants 3,000 GOO Par

2 1212312008 Seacoast Commerce Bank Chula Vista CA Purchase Preferred Stock wi Exercised Warrants 1 800000 P" 2 12/23/2008 TCNB Financial Cor 0, 00 OH Purchase Preferred Stock wI Exercised Warrants 2,000000 Par

2 121231200$ Leader Banco Inc Arlin ton MA Purchase Preferred Stock wI Exercised Warrants 5,830000 p" 2 1212312008 Nicolet Bankshares '00 Green Ba W' Purchase Preferred Stock wI Exercised Warrants 14,964000 p"

2 1212312008 Ma na Bank Mem his TN Purchase Preferred Stock w/ Exercised Warrants 13795000 p" 2 12123/2008 Western Communlt Bancshares Inc Palm Desert CA Purchase Preferred Stock w/ Exercised Warrants 7,290000 Pst

2 12/23/2008 Communi Investors Bancor inC B" ru, OH Purchase Preferred Stock wi Exercised Warrants 2,600,000 p" 2 12/2312008 Ga ital Bancor , Inc Rockville MD Purchase Preferred StocK wI ExercIsed Warrants 4700 000 p"

2 12/23/2008 Cache Valle Bankin Com an Lo an UT Purchase Preferred Stock wI Exercised Warrants 4.767000 p"

2 12123/2008 Citizens Banco Nevada Cit CA Purchase Preferrea Stock wI Exercised Warrants 10,400000 p" , "123/200~"'" V,iI, n",oo\ Hold;, , '0' Oak Rid e TN Purchase Preferred Stock wI Exercised Warrants 3,000000 P"

, , 12123 'flC Coast Bankers' Bancshares San Francisco CA Purchase Preferred Stock wI Exercised Warrants 11.600,000 p" 1213112008 Trust Banks inc Atianta GA Purchase Preferred Stock wi Warrants 1.350 000 000 p"

12/3112008 PNC FinanCial Services Grow Inc Piltsbur h PA Purch<lse Preferred Stock wI Warrants 7,579200,000 p"

1213112008 Fifth Third Bancor Cincinnati DH Purchase Preferred Stock wi Warrants 3.408,000,000 Poe

1213112008 Ham (on Roads Bankshares, inc Norfolk VA PurChase Preferred Stock wi Warrants 80341000 Par

12/3112008 CIT Grou '" New York NY Purchase Preferred Steck wi Warrants 2 330000000 p"

12131i2008 West Banco oration, Inc West Des Moines iA Purchase Preferred Stock wi Warrants 36,000000 Par

2 12i3112008 First Banks, Inc CIa' ton MO Purchase Preferred Stock wi Exercised Warrants 295,400000 p" 1 1/9i2009 Bank of America Co oration - Chariolte NO Purchase Preferred Stock wi Warrants 10,000000,000 p" 1/912009 FirstMent Co oration Akron CH PurChase Preferred Stock wi Warrants 125000,00-0 P" 1/9/2009 Farmers Ca ital Bank Co oration Frankfort KY PurChase Preferred Stock wI Warrants 30000 000 P"

15
2

,

2

2

2

3

2

2

2

2

2

2

2

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2

2

1/9/2009 Pea ack-Gladstone Financial Cor oration

1/

1I~2009Io,mm'''i'';"'B~k ,0 y 1

1/ .

1/912009 A

119i2GG9 Central Pacific Financial 0

1/9120OS Cenb,Je Financml Co oration

119/2009 Eastern Vir \niaBankshares, Inc

1/912009 Colon Bankco Inc

1/00009 Inde erlden( Bank Corp

11912009 Cadence Financial Co ration

lf9.12009 LeNS Co

1/9flilsanco ,Inc 1!9/.r Co oration

11912- oration

119/2009 North Central Inc

11912009 Carolina Bank Hoidin s inc

'l~"

1/9/2 Financial Service Co oration

1/912 s Valle Bancor . Inc

1/9/2 culh Banco Inc

1/912 Securil Grou inc

1I9f2 hore Bancshares Inc

1/9/ ,he Queensborou Com n

1 mencan Stale Bancshares Inc

1/9/2009 Securit Califom,a Banco

11912009 Securi! Business Sarlcom

1/9/2009 SDUnd Bankin Com an

1/912009 Mission Communi Bancor

1/9/2009 Redwood Fif1anciallnc.

1/912009 Surre Banco

1/9/2009 lnde endance Bank

1/9/2009 Valle Communit Bank

11912009 Rism Sun Bar.c

1/S12009 Communit Trust Financial Co oration

119/2009 GrandSowth Banco oration

119/2009 Texas National Banco, ration

1/9/2 9 Con aree Bancshares Inc

119/2009 New York Private Bank & Trust Co oration

111$/2009 Home Bancshares, Inc

111612009 Washin tonBankin Com an I Whidbe Island Bank

!------ 111612009 New am shire Thrift Bancshares, Inc

111612009 Bar Harbor BanksharesJBar Harbor Bank & Trust

1116/2009 Somerset Hills Bandor

1116/2009 SCaT Financial Co oration

111612009 S&T Bancor

111612009 ECa Banco mcJEast Caronna Bank

1116/2009 First BanCo

111612009 Texas Ca itai Bancshares, Inc

1116/20 9 Yadkin Valle Financial Co. oration

1/1612009 Carver Banco Inc

111612 9 Citizens & Northem Cor ·oration

1116/2009 MainSource Financial Grou Inc

1/16/2009 MetroCor Bancshares, Inc

1/1612009 United Bancor ,Inc

1/1612009 Old Second Bancor Inc

1116/2009 PUlaski Financial Co

1/16/2009 OceanFirst Financial Co

2 1/16/2009 CommWni! 1st BaFlk

2 111612009 TCB Holdin Com im Texas CommuFlit Bank

2 1I16i2009 Centra Financial HOldin s Inc/Centra Bank. Inc

2 1116/2009 First Bankers Trustshares, Inc

2 1116/2009 Pacific Coast National Bane

3 1116/2009 Communit Bar;.k of the Ba

2 1/1612009 Redwood Gaonal Banco

2 1/16/2009 S rin a Bancor

2 1116/2009 Idaho Banco

~~q6/2009 Pu. et Sound Bank

2 1/1612089 United F:nancial Bankin Com ani€s Inc

2 111612009 Dickin on FInanCial Cor oration Ii

2 1/1612009 The Baraboo BaFlco oration

2 1/16/2009 Bank QfCommerce

2 1!16/200 State Bankshares Inc

2 1/16/2009 BNCCORP Inc

2 1/1612009 First Manitowoc Bancorp Inc

3 1/16i20D9 Southern Bance Inc

2 1/16/2009 Merri!! Bancsha;6s Inc

2 1/16/2009 Treat Oak Banco Inc

1123/2009 1st Source Co oration

Gladstone

New crt Beach

Damariscotta

Vineland

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New York

Honolulu

St louis

Ta ahannock

Fill erald

Roc' land

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Easton

louisv,lle

Great Bend

Riverside

San Die 0

Morehead Gil

San Luis Obis

Redwood FailS

Mount Ai

East Greenwich

Pleasanton

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Greenville

Jacksonville

Ca ce

New York

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Oak Harbor

New ort

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Bemarosviiie

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San Juan

Dallas

Elkin

New York

Wellsboro

Greefl.sbur

Houston

Tecumseh

Aurora

Creve Coeur

Toms River

Roseville

The Woodlands

Mor antown

Quine

San Clemente

Oakland

Eureka

Boise

Boise

Be!levue

Vienna

Kanses Ci

Baraboo

Charlotte

Far 0

Bismarck

ManitO'Woc

Arkadei hie

Merriam

Austin

SOu1h Bend

16

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NY

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MO

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MA

MS

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146 053,OOO'Par

20749.000 Par

3.000 000 Par

50,000 000 Par

20,093,000 Par

12,000000 Par

11000.00.0 Par

13 oeo 000 Par

3,268000 Par

111.000.000 Par
112312009 Princeton National Banco

, inc Princeton It. Purchase Preferred Stock wi Warrants 25,083,000 Par

112312009 AS&T Financial Co oration Gastonia NC Purchase Preferred Stock wi warrants 3500mO'Pat

112312009 First Citizens Banc Co Sandusk OH Purchase Preferred Stock wi Warrants 23,184000 Par

V23/2009 WSFS Financial Co oration Wlimin ton DE ,Purchase Preferred Stock wi Warrants 52,625,000 Par

Z 112312009 Commonwealth Business Bank Los An eles CA 'Purchase Preferred Slock WI Exercised Warrants 7,701 000 Par Z 1/23/2009 Seaside National Bank & Trust Orlando FL Purchase Preferred Stocil wI Exercised Warrants 5677,OOO,Par

Rancho Santa

Z 112312009 CalWest BancofP Marmillrta CA Purchase Preferred Stock wi Exercised Warrants 4,656,000 p" Z 112312009 Fresno First Bank Fresno. CA Purchase Preferred Stock wi Exercised Warrants t968,OOO p"

,

2 1123/2009 First ULB Co Oakland CA Purchase preferred Slock wi Exercised Warral11s 4,900,000 Par 2 1123/2009,Alarion Financial Services, Inc Ocala FL Purchase Preferred Slock WI Exercised Warrants 6514,000 p" 2 1/2312009 Midland Slales Banco . In::: Elfin ham IL Purchase Preferred Stock wi Exercised Warrants 10,189000 p" 2 1/2312009 Moscow Bancshares Inc, Moscow TN Purchase Preferred Stock wI Exercised Watnlnts 6,216,000 Par 2 1/2312009 Farmers Bank Windsor VA Purchase Preferred Stock wi Exercised Warrants 8,752,000 p" 2 1123.12009'Calffomia Oaks State Bank Thousand Oaks iCA Purci,ase Preferred Stock wi Exercised Warrams 3300,000 Par

,

2 112312009 P'lerce Coun oancom Tacoma WA Purchase Preferred Stock wi ExerCised Warrants II p" 2 1/2312009 Calvert Financial Co oration Ashland MO Purchase Preferred Stock wi Exercised Warrants 1, 0 p" 2 1i2312009 Libert Bancshares. Ire JoneSbOro AR Purchase Preferred Stock w/ Exercised Warranls 57. p" 2 112312009 Crosstown Hoidin Com an Blaine MN Purchase Preferred StOCk wi Exercised Warrants 10, 0 p" 2 112312009 BankFirst Ca ital Corporation Macon MS Purchase Preferred Stock wi ExerCised Warrants 15,500000 p" 2 1.12312009 Southem Illinois Banco tnc Carmi IL Purchase Preferred Stock WI Exercised Warrants 5,000,000 p" 2 1123i20iJ9 FPS Financial Cor Hammond LA Purchase Preferred Stock wi Exercised Warrants 3240,000 p" 2 112312009,Stonebrid e Financial Co West Chester PA ,Purchase Pre/erred Stock wi Exercised Warrants 10,973,000 par

1/3012009 Pec les Bancor I" Marietta OH Purohase Preferred Stock wIWarrants 39,000,000 p" 1130/2009 Anchor BanCo Wisconsin Inc Madison WI Purchase Preferred Steck wrNarrants 11O,COOOOOiPar

1/30/2009. Parke Banco I" Sewell NJ Purchase Preferred Stock wlWarrants 16,288,000 P" 1/30/2009!Central Vi inia Bankshares, inc Powhatan VA Purchase Preferred Stock wlWimants 11,385,000 p"

t/3012009 Fia star Bancor, Inc. Tco MI Purchase Preferred StOCk wiWammts 266,657,000 p" -- 113012009 Middiebu Financial Co oration Middlebur VA Purchase Preferred Stoel-: wIWarrants 22,000,000 p" 1/30/2009 Penins"la Bank Hoidin C' Palo Allo CA Purchase Preferred Steck w/WatnlnlS 6000000 p" 113012009,PrivateBanco Inc Chica a !L Purchase Preferred Stock wlWarrants 243,815,000 p"

i--IIIV,II, .c,mmco". """ Fresno CA Purchase Preferred Stock wfWarnmts 7,000,000 p"

i-- Quinc CA Purchase Preferred Stock wlWarrants t1,949,000 Par 1 ashl Fmanclal Cor orahon Midland Park NJ Purc."lase Preferred Stock wiWarranls 10,000,000 p" 11 ld e Flnanolai Services, Inc Oak Rid e NC Purchase Preferred Stock wtNarranis 7,700.000 p" 11 nlted Co oration Oakland MD Purchase Pre/erred Stoell WiWarra!1ts 30000,000 p" 1/3012009 Communi Partners Sanco Middletown NJ Purchase preferred Stock wlWarrants 9.000,000 p" 1/3012009 Guarant Federal Bancshares, Inc S rin field MO Purchase Preferred Stock wlWarrants 17.000,000 p" , 1/3012009'Anna olis Sanco Inc Anna olis MD !Purchase preferred Stock wlWarrants 8.152000 p" 1130.12009 ONe Financial Co oration Downin town PA Purchase Preferred Stock wlWarrants 11,750,000 p"

-,-I::'13012009~i"'b'Ok C,.,,,1100 ~m, MI Purchase Preferred Stock wfNarrants 33000.000 Par

1 aile Commerce Bancor Visalia CA Purchase Preferred Stock wi Exercised Warrants 7,700 000 p" i:+ 1 Greer Bancshares inco orated Greer SC Purchase preferred Slock wi Exercised Warrants 9,993000 p"

!2 1130 81 Communlt Bank Uai CA ,Purchase Preferred Stock wi Exerdsed Warrants 2,080,000,Par 2 1/301 dbanc Inc o ailala NE Purchase Preferred Stoell wi Exercised Warrants 12.720,000 p" 2 113012009 Beacn BUSiness Bank Manhattan Beach CA Purchase Preferred Stock wI Exercised Warrants 6,000,000 p" 3 113012009 Le aC1 Bancor , Inc Milwaukee WI Purchase Preferred StOCk 5498.000 p" ./ ." '" ,m ancor " '" aton urc ase re.erre ockw xerClse arran 2 1/30/2009 Count Bank Shares Inc Miiford NE .Purchase Preferred Stock wi Exercised Warrants 7.525,000 p"" 2 113012009 Katahdin Bahkshares Co HOUlton ME Purchase Preferred Stock wi Exercised Warrants 10.449,000 p" 2 1/3012009 R ers Banoshares Inc Little Rock AR Purchase Preferred Stock wi Exercised Warrants 25,000000 p" 2 1130/2009 UBr Bancshares leo M, svWe KS Purchase Preferred Stock wI Exercised Warrants 8,950.000 Par 2 113012009 Bankers' Bank 0/ the West Bancor , Inc Denver CO Purchase pre/erred Slock wI Exercised Warrants 12.639000 p" 2 t13012009 W.T,B. Financial Corooration S okane WA ,Purchase Preferred Slock wi Exercised Warrants 110.000000 p"

-}- _!f30/2009 AMB Financial Corp Munster 'N Purchase Preferred Stock wi Exerdsed Warrants 3,674000 p" 113012009iGoidwater Bank. NA Scottsdale A2 Purchase Preferred Stock wi Exercised Warrants 2,568,000 p" 2 113012009 E uit 8ancshares Inc Wichita KS Purchase Preferred Stoell wi Exercised Warrants 8,750000 p" 2 1130/2009 Washlt1 tonFirst Bank Reston VA Purchase Pre/erred Stock wi Exercised Warrants 6,6~3,O00 p" 2 113012009 Central Bancshares, Inc Houston TX Purchase Preferred Stock wi Exercised Warrants 5,800000 p" 2 113012009:Hililo Communil Banco lno Summit NJ Purchase Preferred Stock wi Exercised Warrants 4,000,000 p" 2 1130/2009 Norihwa Financial, Inc Berlin NH Purchase Preferred Stock wI Exercised Warrants 10000,000 p"

-

2 1/3012009 Monument Sank Bethesda MD Purchase Preferred Stock wI Exercised Warrants 4,734 000 p" 2 1/30/2009 MelroCit Bank Doraville GA PurChase Preferred Stock wI Exercised Warrants 7.700,000 p" 2 113012009 F & M 8ancshares, inc Trezevant TN Purchase Pre/erred Stock wi Exercised Warrants 4.609,000 p" 2 113012009 First Resource Bank Exton PA Purchase Preferred Stock wi Exercised Warranls 2,600,000 Par

2/6/200S MidWestOne Financial Grou Inc IOWllCit IA Purchase Preferred Stocl-: wiWarranls 16000,000 p" 21612009 Lakeland BancofP, inc Oak Rid e NJ Purchasa Preferred Stock wlWarrants 59,000,000 Poe

216/2009 Monarch Communit Sanco

, inc Coldwater MI Purchase Preferred Stock wlWarrants 6.785,000 p" 21612009 The First Bancshares, Inc Hattiesbu MS Purchase Preferred Stock wlWarrants 5,000,000 p" 216/2009 Carolina Trust Bank lincolnton NC Purchase Preferred Stock wiWarrants 4000,000 Poe 2/612009 Aiaska Pacific BanCShares, leo Juneau AK Purchase Preferred Stock wlWarrants 4,781,000 p"

3 21612009 PGB Holdin s. Inc Chica

0 IL Purchase Preferred Stock 3,000 000 P"

2 21612009 The Free ort State Bank H'

" KS Purchase Preferred Stock wI Exerdwd Warrants 301,000 p"

2 21612009 Stoekmens Financial Corooration Ra id Cit SO Purc11ase Preferred Stock wI Exercised Watnlrtls 15.568,000 p" 2 21612009 US Metro Bank Garden Grove CA PurChase Preferred Slock w/ Exercised Warrants 2,861,000 P" 2 2/612009 First Ex ress of Nebrasila, inc Gerin NE Purchase Preferred Stoell wi ExerciSed Warrants 5,000,000 p" 2 21612009 Mercantile Ca ita! Co Boston MA Purchase Preferred Stock wi Exercised Warrants 3,500,000 p" 2 21612009 Citizens Commerce Bancshares Inc Versai!les KY Purchase Preferred Stock wI Exercjsed Warrants 6300,000 p" 3 21612009 Libert Financial Services, Inc New Orleans LA 'Purchase Preferred Stock $,645.000 Par 2 21612009 Lone Star Bank Houston TX Purchase Preferred Stock w/ Exercised Warrants 3,072.000 p" 2 2/$12009 First Market Bank. FS8 Richmond VA Purcl1ase Preferred Stock wi Exercised Warrants 33,900,000 p"

17
2 2/€!2009 Banner Count Ban Co oration Hanisour NE Purchase Preferred Stock wI Exercised WarreNs 795,OOOtPar

2 21612009 Centrix. 8ank & Trust Bedford NH Purchase Preferred Stock. wi ExerCised Warrants 7.500000 p~

2

: - ITOd~8""~'" :'

Ho kinsvme KY Purchase Preferred Slock wi Exercised Warrants 4.00000b Par

2 '" shares. Inc Atianta GA Purchase Preferred Stock wi Exercised Warrants 8,700.000 par

2 inc Charleston ,W Purchase Preferred Stock wi Exercised Warrants 3345000 P~

2 216/2 n Salisbu NC Purchase Preferred,Slock wi Exercised Warrants 17000000 p~

2 2/612 k Mo oek NC Purchase Preferred Stock wI Exercised Warrants 4.021.000 Par 2 2/$12009 CedarStof1e Bank lebanon TN Purchase Preferred Stock wI Exercised Warrants 3564 000 Pa' 2 21612009 Communi! Ho!din Com an of F!orida. Inc Miramar Beach FL Purchase Preferred Stodl wI Exercised Warrants 1050 000 Pa,

Z 2I6!2oo9 H rion Bank PhUadel hia PA Purchase Preferred Stock wi Exercised Warrants 1552.00C P~

Z 21612009 Pascack Communit .BMk Westwood NJ Purchase Preferred Stock wI Exercised WarrBnts 3756000 Pat , 2 2i612009 First Western Financiai inc Denver CO Purchase Preferrod Stoel\. wi ExerCised Warrants 8,559~OOO Par VIl1ll 211312009 OCR Holdin sine Moline IL Purchase Preferred Stock wfNarnmts 38,237,000 Pa,

0,""00

San Rafael CA Purchase Preferred Stock wi'Narrants 83726000 Par

211 F.ranua Co ordticn Crestview Hilis i('( Purchase Preferred Stock 'tifWarrants 34000000 Par

m Medford OR Purchase Preferred Stocll wl'Narrants 41400.000 Par

m Baltimore MD Purchase Preferred Stocll wNJarrants 9201 000 Par

V' Asheboro NC Purchase Preferred Stock wlWarrants 51 SOC OOOrpar

2 211312009 F rst Menasha Bancshares !nc NeeMah WI Purchase Preferred Stock wI Exercised Warrants 4,797000 p~

2 2113/2009 1st Ente rise Bank los An eles OA Purchase Preferred Stock wi ExerCised Warrants 4,4000Ob P~

2 211312009 DeSoto Count· Bank Hom.Lake MS Purchase Preferred Stock wi Exercised Warrants 1173000 Par

2 211312009 Securt . Bancshares of Pulaski Count Inc Wa nesvitle MO Purchase Preferred Stock wi Exercised Warrants 2152000 Pa'

Z 211312009 State ea ital Cor oration Greenwood MS Purchase Preferred Stock wI ExerCised Warrants 15 000 000'Par

2 211312009 BankGreenville GreenVille SO Purchase Preferred Stock wI Exercised Warrants 1000 000 Par

2 2113/2009 Gomin Savin s and loan ASSOCiation COmin AR Purchase Preferred Stock wI ExerCised Warrants 638000 P~

I 2 211312009 FinanCial Securit Co oration Basin WY PurChase Preferred Stock wI Exercised Warrants 5000 000 P~

2 211312009 CoioEar;t 8ankshares Inc Lamar CO Purchase Preferred Stock wi Exercised Warrants 10 OOO~OOQ Par

Z 2113/2009 Santa Clara Vaile Bank N.A Santa Paula CA Purchase Preferred Stock wI Exercised Warrants 2900.000 P~

2 V1 I;'" B'""~~" 100 Frontenac MO Purchase Preferred Stock wi Exercised Warrants 40 000 COO Pa,

Z 2113 es Inc HartSvilla SC PurChase Preferred Stock wI Exercised Warrams 1 500 000 Pac 2 2113 l ndM WA Purchase Preferred Stock wI ExerCised Warrants 18000000 p~

2 m Cerritos CA PurChase Preferred Stock wi Exercised Warrants 2200 000 Pa,

Z 211312009 GroooBancshares Inc Ozark MO Purchase Preferred Stock wi fxercisect Warrants 825000 Par

2 211312009 Hometown Bancsharas, Inc COrbin KY Purchase Preferred StO"'vk wi Exercised: Warrants '900 000 Pac 2 211312009 Midwest Re ionel Banco lco f:estus MO Purchase Preferred Stock wI Exercised Warrants 700 000 Pa, , 2 211312009 Bern Bancshares, Inc Bern KS Purchase Preferred Stock wI Exercised Warra(\ts 985,000 P~

2 2I13t2009 Northwest Banco oration i(\c S kane WA Purchase Preferred Stock wI Exercised Warrants 10500000 p~

2 211312009 Libert 8ancshares inc S rin field MO Purchase Preferred Stock wI Exercised Warrants 21 900000 Pac

2 211312009 F&M Financial Cor oration Clarksviile TN Purchase Preferred Stock wi ExerCised Warrants 17.243000 P~ , Z 2113f2009 Meridian Bank Devon PA Purchase Preferrod Stock wi Exercised Warrants 6.200000 Pac 2 21'3/2009 Northwest Commercial Bank lakewood WA Purchase Preferred Stock wi Exercised Warrants 1 992000 Par

212012009 Ro al 8ancshares of Penns ivania Ino Narberth PA Purchase Preferred StOCk wlWarrants 30.407000 Pa' 2120/2009 First Merchants Co oration Mu(\cie IN Purchase Preferred Stock wlWamlnts 116.000000 Par

2120/2009 Northern States Financial Co oral;on Wauke an IL Purchase Preferred Stock wfWarrants 17 211,000 P~

2

21111f Sonoma CA Purchase Preferred Stock wI Exercised Warrants 8653000 Par

2 2i20 Inc Woodsville NH Purchase Preferred Stock wI Exercised Warrants 6920000 Pa, 2

Z 2/2 f California los A eles CA Purchase Preferred Stock wi Exercised Warrants 5450,000 P~

212 lafavette BanoOro, Inc Oxford MS Purchase Preferred StOCk wi Exercised Warrants 1998 OOOIPar

2 Libert Shares. Inc Hinesville GA Purchase Preferred Stock wi Exercised Warrants E 2 2/20/2009 White River Bancshares Com an Fa etleviile AR Purchase Preferred Stock wi Exercised Warrants 16

2 2120/2009 United American Bank San Mateo CA Purchase Preferred Stock wI Exercised Warrants

2 0/2009 Craz Woman Creek 8ancor lco Buffelo WY Purchase Preferred StOCk wi Exercised Warrants

2 212012009 First Priori! Financlal Cor Malvern PA Purchase Preferred Stock wI Exercised Warrants

2 2/2012009 Mld·Wlsconsin Financlai Services Inc Medford WI Purchase Preferred Stock wI Exercised Warrants 1 000 Par

2 212012009 Market Banco oration. Inc New Market MN Purchase Preferred Stock wi Exercised Warrants 2.050 000 Par

2 2/2012009 Hometown Banco of Alabama Inc Oneonta AL Purchase Preferred Stock wI Exercised Warrants 3,250 000 Par

2 212012009 Securi State 8ancshares Inc Charleston MO Purohase Preferred Stock wI Exercised Warrants 12 SOO OOO'Par

I 2 212012009 CBB Banco Cartersville GA Purchase Preferred Stock wI Exercised Warrants 2644.000 P~

2 212012009 BancPlus Co Of<'ltion Rid eland MS Purchase Preferred Stock wI Exercised Warrants 48,000,000 P~

2 2120/2009 Central Communit Cor oration Temole TX Purchase Preferred Stock wi ExerCised Warrants 22,000 000 Par

2 2/2012009 First BancTrust Corcoration Paris IL Purchase Preferred Stock wI Exercised Warrants 7,350000 p~

I 2 2/2012009 Premier Service Bank RiverSide OA Purchase Preferred Stock wI Exercised Warrants 4,000.000 Par

2 2/2012009 Florida Business BancGrou '" Tam a FL Purchase Preferred Stock wi Exercised Warrants 9495000 P~

2 2/2012009 Hamilton State Bancshares Hoschton GA Purchase Preferred Stock wi Exercised warrants 7000 000 Par

212712009 lake,and Financial Co oration Warsaw IN Purchase Preferred Stock wfWarrants 56 044.000 P~

212112009 First M&F Cor ration Kosciusko MS Purchase Preferred StOCk wlWarrants 30000 000 P~

212712009 Southern First Bancshares. inc Greenville SC Purchase Preferred Stock wlWarrants 17299000 Par

2I27/2oo9Int ra Bank Co oration EvanSville IN Purchase Preferred Stock wfWarrants 83586 000 p~

2 212712009 Communit First inc Columbia TN Purchase Preferred Stock wi Exercised Warrants 17,806000 Pa'

Z 212712009 BNC Financial Grou leo New Canaan CT Purchase Preferred Stock wi Exercised Warrants 4,797,000 Pa' , 2 212712C-G9 California Bank of Commerce lafa elte OA Purchase Preferred Stock wi Exercised Warrants 4000.000 P~

2 2/2712009 Columbine Caoital Cor Buena Vista CO Purchase Preferred Stock wi Exercised W 2260000 Pac 2 212712009 National Bancshares Inc Bettendorf IA Purchase Preferred Stock wI Exercised Warrants 246$4.000 P~

I 2 2127/2009 First Stale Bank of Mobeetie Mobeetie TX Purchase Preferred Stock wi Exercised Warrants 731,000 Pa,

2 2127/2009 Rid estone Financiill Services ;nc Brookfield WI Purchase Preferred Stock wI Exercised Warrants 10900,000 Pa' 2 2127/2009 Communit Business Bank West Sacramento CA Purchase Preferred Stock wI Exercised Warrants 3.976,000 P~ L2 2127/2009 D. L. Evans Banco 8urie iO Purchase Preferred Stock wi Exercised Warrants 19,891000 Pac

r 2 2/27/2009 TriState Catal Ho/din s inc Pittsbur h PA Purchase Preferred SioCk wI Exercised Warrants 23000000 ", 2 212712009 Green Cit Bancshares inc Green Cit MO Purchase Preferred Stock w/ Exercised Warrants 651000 p~

Z 212712009 First Gothenbur Bancshares Inc Gothenburq NE Purchase Preferred Stock wi ExerCised Warrants 7570,000 Pa'

18
2

2

2

2

2

2

2

2

2

2

2

2

2/27/2009 Green Circle Investments, Inc,

2/27/2009 Private Banco oration Inc.

2127/2009 Re ent Ca itai Co oration

2/2712009 Centra! Banco Inc.

2/2712009 Medallion Bank

2/27/2009 PSS Financial Cor oration

2i27/2oo9 Avenue Financial Holdin s, Inc.

2127/2009 Hovlard Banco Inc

2127/2009 FNB Banco

2/27/2009 The Victo Bank

2/27/2009 Catskill Hudson Banco Inc

2/27/2009 Midtown Bank & Trust Com an

Clive iA

Minnea olis MN

Nowata OK

Garland TX

Salt Lake Ci UT

Man LA

Nashville TN

ElficottC! MD

South San Franer CA

Umeiick PA

Rock Hlil NY

Atlanta GA

Purchase

Purchase

Purchase

Purchase

Purchase

Purchase

chase

chase

Purchase

Purchase

Purchase

Preferred Slock wI Exercised Warrants

Preferred Stock wI Exercised Warrants

Preferred Slock wi Exercised Warrants

Preferred Slock wf Exercised warrants

Preferred Stock wI Exercised Warrants

Preferred Stock wi Exercised Warrants

Preferred Stoele. wI Exercised Warrants

Preferred Stock wI Exercised Warrants

Preferred Stock wi Exercised Warrants

Preferred Stock wi Exercised Warrants

Preferred Stock wi Exercised Warrants

Preferred Stoele. wi Exercised Warrants

TOTAL 1%.756,148.000

11 This IraMacuon was included in previous Transaction Reports with Manil, Lynch & Co, Inc. lisled as Ihe qualifying instilutklO and a 10/28/2008 transac1ion date. rootnoted to indicate that settlement was

deferred pending merger The purchase of Merrill Lynch by Bank of America was completed on 11112009, and Ihis transaction under the CPP was fW1ded on 11911009

21 Privately"held qualified Ijnancial in~titwtiorr: Trellsury received a warrant 10 purchase additional shares of preferred stock, which it exercised immediately

3/ To promote comm"rlity deveiopmem f,nancial institutions (CDFls). Treasury does not require warrants as part of ils irwesiml'.H'1 in certified CDFfs WIHln the size of Ihe inveslment is $50 million or less

SYSTEMICALLY SIGNIFICANT FAIUNG INSTITUTIONS

Seller

Foot I I State

Pricing

note Date Name of Institution City Transaction T • Descriptlon Price Paid Mechanism

11/2512008 A!G NewYorlt NY Purchase Preferred Stock wi Warrants $40 000 000 000 Poe

AUTOMOTIVE INDUSTRY FINANCING PROGRAM

IFoot

note D.,. Seller

Name of Institution Citv State Transaction TVDe OescriDtion

Pricing

Amount Mechanism

$4,000,000 000 NIA

$1,500,000 000 NIA

liquIdation

$5000,000,000 Preference

$884,024.131 NIA

$13400.000.000 NIA

Debt Obi! alion wi Additional Note

Debt Obi! stion wi Additional Note

Preferred Slack wi Exercised Warrants

Dellt Obli ation

Debt Obli allon wi Warrants and AdditiOf'lal Note

Purchase

Purchase

PurChase

Purchase

Purchase

MI

MI

"'

Detroit

Detroit

Detroit

Auburn Hilis MI

F.,mi0 0n Hlllo Ml

11212009 eM sler Holdin lLC

1/161:2009 eM slar Flmmcial Services Americas LLC

12/29!2oo8 GMAC lLC

12/29/2.008 General Motors Comoralion

1213112008 General Motors Cor oration

TOTAL $24,784,024,131

11 Treasury committed to lend Geneml Motors Corporation up to $1,000,000,000 The ultimate level of fUndi'1g was dependent upon the level of investor participation in GMAC LLC's rights offering

The Amount has been up<lated to reflect the final level of fending

2J The ioan was funded through Chrysler La Receivabies Trust, a special purpose vehicle created by Chrysler FinanciaL The Amount of $1,500,000,000 represents the maximum loan amount The loan

will be incrementally funded

TARGETEO lNVESTM ENT PROGRAM

Seller

Foot Pricing

note Date Name of Institulion CI", State Trans-aotion Tyae Description Price Paid Mechanism

12/3112008 Cill rOLl leo New York NY Purchase Preferred $tock wi Warrants $20 000 000 000 ,,, 1/1612009 Bank of America Corporation Charlotte NC Pur<;hasa Preferred Stock wi Warrants $20,000 000 000 ,,,

TOTAL $40,000,000,000

ASSET GUARANTEE PROGRAM

Seller

Foot Premium

",Ie D'" Name of Institution CiN State Transaction Type Description Guarantee limit Received

Preferred Stock

111612009 Clti rouP Inc York NY Guarantee Second-Loss Guarantee on Asset Poo1 $5 000 000 000 and Warrants

TOTAL $5,000,000,000

19
VIII. PROJECTED COSTS AND LIABILITIES

Section lOS(a)(3)(E)

U.S. Treasury Department

Office of Financial Stability

Troubled Asset Relief Program

Projected Costs and Liabilities [Section 105(a)(3(E)]

For Period Ending February 28, 2009

Type of Expense/Liability

None

Amount

Note: Treasury interprets this reporting requirement as

applicable to costs and liabilities related to insurance contracts

entered into under the provisions of section 102 of the EESA;

and the single insurance contract with Citigroup is structured

such that no costs are anticipated, I.e. the currently

anticipated cash inflows of the contract slightly exceed

anticipated cash outflows.

The subsidy rate for this insurance contract is determined to

be -0.25 percent Per EESA section 102(c)(3), premiums

shall be set at a level necessary to meet anticipated claims.

To ensure that the guarantee remains compliant with section

102(c)(3), the Master Agreement provides for post-signing

adjustments including additional Citigroup preferred stock, a

reduction of the covered asset pool, and/or an increased

Citigroup deductible (section 5.2 of the Master Agreement).

Under this section of the agreement, the subsidy rate will be

reassessed once the loan pools are finalized and details are

provided to Treasury (changes in the composition of assets

are expected). Citigroup must either transfer more preferred

stock or absorb more in first losses (it is unlikely the size of

the asset pool would be reduced), if it is found that the risks of

the assets in the loan pooi exceed those estimated today and

would not meet the requirements of EESA section 102(c)(3).

This "true-up" would occur over the next 8 months.

20