alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
ex_102459.htm


Exhibit 10.13


 


AMENDMENT ONE


TO


ASSET PURCHASE AGREEMENT


 


This Amendment One to the Asset Purchase Agreement dated October 19, 2017 (“Agreement”) is made and entered into as of December 22, 2017 (“Effective Date”), among Prism Technologies Group, Inc. and Amorphous Technologies International, Inc. 


 


Pursuant to Section 9.3 of the Asset Purchase Agreement, the Parties hereby amend the Agreement as follows:


 


	
			1.

				
			The definition of Minimum Funding Requirement in Section 1.1 is deleted in its entirety and replaced with the following:

			



 


“Minimum Funding Requirement” means a binding commitment, subject only to the parties’ respective Rights to Unwind, by one or more Persons to invest, in the aggregate, not less than $500,000 by March 31, 2018, provided that the Minimum Funding Requirement may be satisfied by monthly installments agreed to in writing by the Parties.


 


	2.    	Section 2.4 of the Agreement is deleted in its entirety and replaced with the following:



 


Section 2.4. Seller’s Right to Unwind the Transaction. If the Minimum Funding Requirement, including any monthly installments agreed to by the parties, is not achieved, other than by reason of a material breach of this Agreement by Seller, then Seller, at its option, shall have the right to unwind the transactions contemplated by this Agreement (the “Right to Unwind”) in accordance with Section 2.6. Seller’s Right to Unwind will expire on the tenth business day following the date that the Minimum Funding Requirement, or a monthly installment, is not achieved.


 


 


	
			Prism Technologies Group, Inc. (“Seller”)

				
			Amorphous Technologies International, Inc. (“Purchaser”)

			
	
			By: /s/ L. Eric Loewe                            

				
			By: /s/ Ricardo A. Salas                     

			
	
			Date: December 22, 2017

				
			Date:_December 22, 2017
U.S. Department of 

Transportation 

Office ofthe Secretary 

Of Transportation 

SUBJECT: Notice of Communication in Docket: 

F AA-20 15-3932 

FROM: Secretary Anthony R. Fo~ 

TO: Chief of Dockets 

Memorandum 

DATE: November 23, 2015 

On September 18,2015, during a telephone conversation with U.S. Senator Debbie Stabenow 

(D-MI), the Senator raised the subject of air service between Lansing Capital Region 

International Airport (LAN) and Ronald Reagan Washington National Airport (DCA). Senator 

Stabenow expressed support for the continuation of this service given its importance to the 

community. 

I informed Senator Stabenow that I could not comment on the merits because the matter was 

under active consideration by the Federal Aviation Administration. 

Please place this memorandum in the appropriate Docket. 

cc: U.S. Senator Debbie Stabenow (D-MI)
Order entered December 23, 2014

In The

Court of Appeals 

Fifth District of Texas at Dallas 

No. 05-14-00717-CR

FRANCISCO JAMES HURTADO, Appellant

V.

THE STATE OF TEXAS, Appellee

On Appeal from the 366th Judicial District Court

Collin County, Texas

Trial Court Cause No. 366-81421-2012

ORDER

The Court REINSTATES the appeal.

On October 31, 2014, we ordered the trial court to make findings regarding why 

appellant’s brief has not been filed. We ADOPT the findings that: (1) appellant desires to 

pursue the appeal; (2) appellant is indigent and Stephanie Hudson has been appointed to 

represent him; (3) Ms. Hudson’s explanation for the delay in filing appellant’s brief is her 

workload; and (4) Ms. Hudson needs thirty days from the December 19, 2014 findings to file 

appellant’s brief.

We note that appellant’s brief is already three months overdue, Ms. Hudson at no time 

filed a motion to extend time to file the brief, and the appeal has been abated for nearly sixty 

days awaiting the findings. Accordingly, we ORDER appellant to file his brief by JANUARY 
20, 2015. No further extensions will be granted. If appellant’s brief is not filed within the time 

specified, the Court will utilize the available remedies to obtain the brief, which may include 

ordering that Stephanie Hudson be removed as appellate counsel and that the trial court appoint 

new counsel to represent appellant in this case.

We DIRECT the Clerk to send copies of this order, by electronic transmission, to the 

Honorable Ray Wheless, Presiding Judge, 366th Judicial District Court; Stephanie Hudson; and 

John Rolater.

/s/ ADA BROWN

JUSTICE
#### STATE of Florida v. Verdalen C. SPENCER (2 cases).

Nos. 38300, 38301.

Supreme Court of Florida.

March 1969.

Certiorari denied without opinion. 217 So.2d 331, 217 So.2d 332.
#### Marion CAPALLIA, Petitioner, v. STATE of Florida, Respondent.

No. 44771.

Supreme Court of Florida.

Feb. 18, 1974.

ROBERTS, Acting C. J., and ADKINS, BOYD, McCAIN and DEKLE, JJ., concur.
Exhibit 32.1

Certification pursuant to

18 U.S.C. Section 1350,

as adopted pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002

In connection with the Annual Report
of Harvard Illinois Bancorp, Inc. (Company) on Form 10-K for the period ended December 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the Report), I, Duffield J. Seyller III, President
and Chief Executive Officer and I, Donn L. Claussen, Executive Vice President and Chief Financial Officer of the Company certify pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002:



| | (1) | the Report fully complies with the requirements of Sections 13(a) of the Securities Exchange Act of 1934; and
| | --- | -------------------------------------------------------------------------------------------------------------



| | (2) | the information contained in the report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | --- | ----------------------------------------------------------------------------------------------------------------------------------------------------



|               |  |                                                     
|-------------- |  | ----------------------------------------------------
|March 25, 2011 |  | /s/ Duffield J. Seyller III                         
|Date           |  | Duffield J. Seyller III                             
|               |  | President and Chief Executive Officer               
|               | 
|March 25, 2011 |  | /s/ Donn L. Claussen                                
|Date           |  | Donn L. Claussen                                    
|               |  | Executive Vice President and Chief Financial Officer
<TABLE> <S> <C>


<ARTICLE>                     5
<LEGEND>
This schedule contains summary financial information extracted from the Balance
Sheet and Statement of Operations and Retained Deficit and is qualified in its
entirety by reference to such financial statements.
</LEGEND>


<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                              DEC-31-2000
<PERIOD-END>                                   JUN-30-2000
<CASH>                                          10,036,352
<SECURITIES>                                             0
<RECEIVABLES>                                            0
<ALLOWANCES>                                             0
<INVENTORY>                                              0
<CURRENT-ASSETS>                                10,054,850
<PP&E>                                                   0
<DEPRECIATION>                                           0
<TOTAL-ASSETS>                                  10,054,850
<CURRENT-LIABILITIES>                               12,405
<BONDS>                                                  0
<PREFERRED-MANDATORY>                                    0
<PREFERRED>                                              0
<COMMON>                                            52,786
<OTHER-SE>                                       9,989,659
<TOTAL-LIABILITY-AND-EQUITY>                    10,054,850
<SALES>                                                  0
<TOTAL-REVENUES>                                         0
<CGS>                                                    0
<TOTAL-COSTS>                                    1,830,840
<OTHER-EXPENSES>                                         0
<LOSS-PROVISION>                                         0
<INTEREST-EXPENSE>                                 (71,920)
<INCOME-PRETAX>                                 (1,758,920)
<INCOME-TAX>                                          (436)
<INCOME-CONTINUING>                             (1,758,484)
<DISCONTINUED>                                           0
<EXTRAORDINARY>                                          0
<CHANGES>                                                0
<NET-INCOME>                                    (1,758,484)
<EPS-BASIC>                                           (.33)
<EPS-DILUTED>                                         (.33)



</TABLE>
#### The ALLEN MORRIS COMPANY, a Florida corporation, Appellant, v. ADDISON PACKING COMPANY, a Maine corporation, and The Great Atlantic & Pacific Tea Company, Inc., an Arizona corporation, Appellees.

No. 71-103.

District Court of Appeal of Florida, Third District.

July 20, 1971.

PER CURIAM.

Affirmed.
SUPPLEMENT TO THE CURRENTLY EFFECTIVE PROSPECTUSES

                                -----------------

                             DWS Small Cap Core Fund

Until on or about July 1,  2008,  the  following  information  replaces  similar
disclosure  in  "The  portfolio  managers"  section  of  the  prospectuses:

The following people handle the day-to-day management of DWS Small Cap Core
Fund:


  Robert Wang                               Julie Abbett
  Managing Director of Deutsche Asset       Director of Deutsche Asset
  Management and Portfolio Manager of       Management and Portfolio Manager of
  the fund.                                 the fund.
  o   Joined Deutsche Asset Management      o   Senior portfolio manager for
      in 1995 as portfolio manager for          Global Quantitative Equity: New
      asset allocation after 13 years of        York.
      experience trading fixed income       o   Joined Deutsche Asset Management
      and derivative securities at J.P.         in 2000 after four years of
      Morgan.                                   combined experience as a
  o   Senior portfolio manager for Multi        consultant with equity trading
      Asset Class Quantitative                  services for BARRA, Inc. and a
      Strategies: New York.                     product developer for FactSet
  o   Joined the fund in 2003.                  Research.
  o   BS, The Wharton School, University    o   Joined the fund in 2005.
      of Pennsylvania.                      o   BA, University of Connecticut.

  Jin Chen, CFA
  Director of Deutsche Asset Management
  and Portfolio Manager of the fund.
  o   Senior portfolio manager for
      Global Strategies: New York.
  o   Joined Deutsche Asset Management
      in 1999; prior to that, served as
      portfolio manager for Absolute
      Return Strategies and as a
      fundamental equity analyst and
      portfolio manager for Thomas White
      Asset Management.
  o   Joined the fund in 2005.
  o   BS, Nanjing University; MS,
      Michigan State University.


               Please Retain This Supplement for Future Reference




                                                                     [Logo]DWS
                                                                       SCUDDER
                                                           Deutsche Bank Group

May 30, 2008
DSCCF-3602
* Pursuant to 5 TH C IR . R. 47.5, the court has determined

that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5 TH C IR . R. 47.5.4. IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

No. 98-10325 Conference Calendar

JUANA OLGA ROMERO, Plaintiff-Appellant,

versus CITY OF RICHARDSON; D MEYER; B RICHARDS; FRIENDLY CHEVROLET COMPANY, Defendants-Appellees.

- - - - - - - - - - Appeal from the United States District Court for the Northern District of Texas USDC No. 3:97-CV-2189-G

- - - - - - - - - - December 9, 1998 Before DAVIS, DeMOSS, and STEWART, Circuit Judges. PER CURIAM: * Juana Olga Romero appeals the dismissal of her 42 U.S.C. § 1983 suit under F ED . R. C IV . P. 12(b)(6) for failure to state a claim for which relief can be granted. When the plaintiff alleges that the defendant committed an unlawful arrest without a warrant, she must show that the defendant did not have probable cause to arrest, as is required by the Fourth Amendment. See United States v. Walker , 960 F.2d 409, 416 (5th Cir. 1992)(direct criminal appeal). “Probable cause exists when the facts andNo. 98-10325 -2- circumstances within the knowledge of the arresting officer are sufficient to cause a person of reasonable caution to believe that an offense has been or is being committed.” Id. (citation and internal quotation omitted). Romero admits in her original complaint that the police had a report that the vehicle she was driving was stolen and that she did not own the vehicle. Under Texas law, this gave the police officers probable cause to arrest her for theft or unauthorized use of a vehicle. Because there was probable cause for the arrest, Romero has not alleged any violation of her constitutional rights. The decision of the district court is
AFFIRMED.
EXHIBIT 32.1
                                                                    ------------

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002


In connection with the Quarterly Report of ThinkEngine Networks, Inc. (the
"Company") on Form 10-Q for the period ended September 30, 2007 as filed with
the Securities and Exchange Commission on the date hereof (the "Report"), I,
Michael G. Mitchell, Chief Executive Officer of the Company, certify, pursuant
to 18 U.S.C. ss.1350, as adopted pursuant to ss.906 of the Sarbanes-Oxley Act of
2002, that:

     (1)  The Report fully complies with the requirements of section 13(a) or
          15(d) of the Securities Exchange Act of 1934; and

     (2)  The information contained in the Report fairly presents, in all
          material respects, the financial condition and results of operations
          of the Company.


/s/ Michael G. Mitchell
--------------------------
Michael G. Mitchell
Chief Executive Officer
November 13, 2007
Supplement to the currently effective Statements of Additional Information for
the listed Fund:

DWS Floating Rate Plus Fund

--------------------------------------------------------------------------------

The following information replaces the similar disclosure in the "Additional
Information" section of the above mentioned Fund's current Statements of
Additional Information.



The Fund has a May 31 fiscal year end.



               Please Retain This Supplement for Future Reference


November 6, 2007
<TABLE> <S> <C>

<ARTICLE> 5
       
<S>                             <C>
<PERIOD-TYPE>                   9-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-START>                             JAN-01-1998
<PERIOD-END>                               SEP-30-1998
<CASH>                                         301,417
<SECURITIES>                                         0
<RECEIVABLES>                                  357,360
<ALLOWANCES>                                     7,757
<INVENTORY>                                          0
<CURRENT-ASSETS>                               802,302
<PP&E>                                         206,623
<DEPRECIATION>                                 157,248
<TOTAL-ASSETS>                                 972,812
<CURRENT-LIABILITIES>                          232,377
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                       871,286
<OTHER-SE>                                   (180,851)
<TOTAL-LIABILITY-AND-EQUITY>                   972,812
<SALES>                                      1,335,680
<TOTAL-REVENUES>                             1,335,680
<CGS>                                          613,368
<TOTAL-COSTS>                                1,102,609
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               4,317
<INCOME-PRETAX>                                228,754
<INCOME-TAX>                                    55,592
<INCOME-CONTINUING>                            173,162
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                   173,162
<EPS-PRIMARY>                                      .13
<EPS-DILUTED>                                      .10
        

</TABLE>
FHWA Office of Tribal Transportation

Financial Tools

Procedures Templates

On-Demand Training Videos

Procedural Checklists

Financial Self-Assessment Tools

Web-Based Training Events 

Courtesy Evaluations

TTP Workshop Training

“Technical Assistance – Those 

activities which provide advice, 

education, support, skills, 

knowledge and opportunities 

to address specific current and 

future situations in 

implementing the policies and 

procedures governing the 

Tribal Transportation 

Program”

Doug Roberts

Financial Specialist

FHWA Office of Tribal 

Transportation

Phone: 202-924-8876

Email: doug.roberts@dot.gov

Introducing Additional Technical Support

The FHWA Office of Tribal Transportation is pleased to announce 

the addition of Financial Administrative Technical Assistance. The 

additional support includes financial tools, training and technical 

assistance to help our Tribal Partners implement and deliver their 

transportation programs.

What Services Are Available?

• Financial Technical Advice and Strategy

• Financial Policy & Regulation Implementation

• Financial Risk Assessment

• Single Audit Preparation & Corrective Action Strategy

• Accounts Payables 

• Accounting / Financial System Evaluation

• Implementation of Financial Best Practices 

• Financial Standard Operating Procedures

What Type of Activities?

Technical assistance involves collaborative efforts and working in 

partnership to assess your individual needs and customizing 

solutions. Activities may include reviewing a standard operating 

procedure, sharing best practices, or finding a unique resource to 

address a particular challenge. We are in the initial stages of 

developing a variety of targeted training and technical support 

products, and we greatly value and welcome your input in order to 

properly assess your training needs. 

Who Do I Contact for Technical Assistance?

For Financial Administrative technical assistance, you can always 

contact your respective FHWA Tribal Coordinator or the FHWA 

Tribal Transportation Financial Specialist.
|  |  | [if !vml]>[endif]>

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Title: United  States--Gulf coast, Texas, southern part of Laguna Madre
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|--|--|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
Exhibit 4.3


 


Consent of Independent Registered
Public Accounting Firm


We have issued our
report dated December 29, 2017, with respect to the financial statement of Smart Trust 361 contained in Amendment No. 1 to the
Registration Statement on Form S-6 (File No. 333-220968) and related Prospectus. We consent to the use of the aforementioned report
in the Registration Statement and Prospectus, and to the use of our name as it appears under the caption “Independent Registered
Public Accounting Firm”.


 


/s/ Grant
Thornton LLP


 


Chicago, Illinois


December 29, 2017
[Federal Register Volume 62, Number 217 (Monday, November 10, 1997)]
[Notices]
[Page 60499]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-29549]


-----------------------------------------------------------------------

DEPARTMENT OF ENERGY

Federal Energy Regulatory Commission
[Docket No. RP97-163-006]


WestGas InterState, Inc., Notice of Compliance Filing

November 4, 1997.
    Take notice that on October 31, 1997, WestGas InterState, Inc. 
(WGI), tendered for filing to become part of its FERC Gas Tariff, First 
Revised Volume No. 1, Second Substitute First Revised Sheet No. 49B, 
with a proposed effective date June 1, 1997.
    WGI states that this tariff sheet is being filed to comply with the 
Commission's Letter Order issued October 16, 1997, in Docket No. RP97-
163-003. In that Letter Order, the Director had accepted WGI's tariff 
sheets filed June 13, 1997, to comply with the Commission's May 29, 
1997, Order on Compliance Filing and Requests For Waiver, subject to 
WGI refiling Sheet No. 49B with modifications to incorporate verbatim 
GISB Standard 3.3.15.
    WGI states that copies of this filing have been served on WGI's 
jurisdictional customers and interested state commissions.
    Any person desiring to protest this filing should file a protest 
with the Federal Energy Regulatory Commission, 888 First Street, NE., 
Washington, DC 20426, in accordance with Section 385.211 of the 
Commission's Regulations. All such protests must be filed as provided 
in Section 154.210 of the Commission's Regulations. Protests will be 
considered by the Commission in determining the appropriate action to 
be taken, but will not serve to make protestants parties to the 
proceeding. Copies of this filing are on file with the Commission and 
are available for public inspection in the Public Reference Room.
Lois D. Cashell,
Secretary.
[FR Doc. 97-29549 Filed 11-7-97; 8:45 am]
BILLING CODE 6717-01-M