Page 1 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Cap Adjustment Amount Adjusted Cap

4/13/2009 Select Portfolio Servicing Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 376,000,000 N/A 6/12/2009 $ 284,590,000 $ 660,590,000 

9/30/2009 $ 121,910,000 $ 782,500,000 

12/30/2009 $ 131,340,000 $ 913,840,000 

3/26/2010 $ (355,530,000) $ 558,310,000 

7/14/2010 $ 128,690,000 $ 687,000,000 

9/30/2010 $ 4,000,000 $ 691,000,000 

9/30/2010 $ 59,807,784 $ 750,807,784 

11/16/2010 $ (700,000) $ 750,107,784 

12/15/2010 $ 64,400,000 $ 814,507,784 

1/6/2011 $ (639) $ 814,507,145 

1/13/2011 $ (2,300,000) $ 812,207,145 

2/16/2011 $ 100,000 $ 812,307,145 

3/16/2011 $ 3,600,000 $ 815,907,145 

3/30/2011 $ (735) $ 815,906,410 

4/13/2011 $ (100,000) $ 815,806,410 

5/13/2011 $ 400,000 $ 816,206,410 

6/16/2011 $ (100,000) $ 816,106,410 

Select Portfolio Servicing 6/29/2011 $ (6,805) $ 816,099,605 

4/13/2009 CitiMortgage, Inc. O'Fallon MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A 6/12/2009 $ (991,580,000) $ 1,079,420,000 

9/30/2009 $ 1,010,180,000 $ 2,089,600,000 

12/30/2009 $ (105,410,000) $ 1,984,190,000 

3/26/2010 $ (199,300,000) $ 1,784,890,000 

4/19/2010 $ (230,000) $ 1,784,660,000 

5/14/2010 $ (3,000,000) $ 1,781,660,000 

6/16/2010 $ (12,280,000) $ 1,769,380,000 

7/14/2010 $ (757,680,000) $ 1,011,700,000 

HOME AFFORDABLE MODIFICATION PROGRAM

Date 

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Troubled Asset Relief Program

Transactions Report - Housing Programs

For Period Ending July 22, 2011

U.S. Treasury Department

Office of Financial Stability
Page 2 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/16/2010 $ (7,110,000) $ 1,004,590,000 

8/13/2010 $ (6,300,000) $ 998,290,000 

9/15/2010 $ (8,300,000) $ 989,990,000 

9/30/2010 $ 32,400,000 $ 1,022,390,000 

9/30/2010 $ 101,287,484 $ 1,123,677,484 

10/15/2010 $ (1,400,000) $ 1,122,277,484 

11/16/2010 $ (3,200,000) $ 1,119,077,484 

1/6/2011 $ (981) $ 1,119,076,503 

1/13/2011 $ (10,500,000) $ 1,108,576,503 

2/16/2011 $ (4,600,000) $ 1,103,976,503 

3/16/2011 $ (30,500,000) $ 1,073,476,503 

3/30/2011 $ (1,031) $ 1,073,475,472 

4/13/2011 $ 100,000 $ 1,073,575,472 

5/13/2011 $ (7,200,000) $ 1,066,375,472 

6/16/2011 $ (400,000) $ 1,065,975,472 

6/29/2011 $ (9,131) $ 1,065,966,341 

CitiMortgage, Inc. 7/14/2011 $ (14,500,000) $ 1,051,466,341 

4/13/2009 Wells Fargo Bank, NA Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 2,873,000,000 N/A 6/17/2009 $ (462,990,000) $ 2,410,010,000 

9/30/2009 $ 65,070,000 $ 2,475,080,000 

12/30/2009 $ 1,213,310,000 $ 3,688,390,000 

2/17/2010 $ 2,050,236,344 $ 5,738,626,344 

3/12/2010 $ 54,767 $ 5,738,681,110 

3/19/2010 $ 668,108,890 $ 6,406,790,000 

3/26/2010 $ 683,130,000 $ 7,089,920,000 

7/14/2010 $ (2,038,220,000) $ 5,051,700,000 

9/30/2010 $ (287,348,828) $ 4,764,351,172 

9/30/2010 $ 344,000,000 $ 5,108,351,172 

12/3/2010 $ 8,413,225 $ 5,116,764,397 

12/15/2010 $ 22,200,000 $ 5,138,964,397 

1/6/2011 $ (6,312) $ 5,138,958,085 

1/13/2011 $ (100,000) $ 5,138,858,085 

3/16/2011 $ (100,000) $ 5,138,758,085 
Page 3 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (7,171) $ 5,138,750,914 

4/13/2011 $ (9,800,000) $ 5,128,950,914 

5/13/2011 $ 100,000 $ 5,129,050,914 

6/16/2011 $ (600,000) $ 5,128,450,914 

6/29/2011 $ (63,856) $ 5,128,387,058 

Wells Fargo Bank, NA 7/14/2011 $ (2,300,000) $ 5,126,087,058 

4/13/2009 GMAC Mortgage, Inc. Ft. Washington PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A 6/12/2009 $ 384,650,000 $ 1,017,650,000 

9/30/2009 $ 2,537,240,000 $ 3,554,890,000 

12/30/2009 $ (1,679,520,000) $ 1,875,370,000 

3/26/2010 $ 190,180,000 $ 2,065,550,000 

5/14/2010 $ 1,880,000 $ 2,067,430,000 

7/14/2010 $ (881,530,000) $ 1,185,900,000 

8/13/2010 $ (3,700,000) $ 1,182,200,000 

9/30/2010 $ 119,200,000 $ 1,301,400,000 

9/30/2010 $ 216,998,139 $ 1,518,398,139 

12/15/2010 $ (500,000) $ 1,517,898,139 

1/6/2011 $ (1,734) $ 1,517,896,405 

3/16/2011 $ (100,000) $ 1,517,796,405 

3/30/2011 $ (2,024) $ 1,517,794,381 

4/13/2011 $ (800,000) $ 1,516,994,381 

5/13/2011 $ (17,900,000) $ 1,499,094,381 

6/29/2011 $ (18,457) $ 1,499,075,924 

GMAC Mortgage, Inc. 7/14/2011 $ (200,000) $ 1,498,875,924 

4/13/2009 Saxon Mortgage Services, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A 6/17/2009 $ 225,040,000 $ 632,040,000 

9/30/2009 $ 254,380,000 $ 886,420,000 

12/30/2009 $ 355,710,000 $ 1,242,130,000 

3/26/2010 $ (57,720,000) $ 1,184,410,000 

6/16/2010 $ (156,050,000) $ 1,028,360,000 

7/14/2010 $ (513,660,000) $ 514,700,000 

7/16/2010 $ (22,980,000) $ 491,720,000 

9/15/2010 $ 1,800,000 $ 493,520,000 

9/30/2010 $ 9,800,000 $ 503,320,000 
Page 4 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 116,222,668 $ 619,542,668 

10/15/2010 $ 100,000 $ 619,642,668 

12/15/2010 $ 8,900,000 $ 628,542,668 

1/6/2011 $ (556) $ 628,542,112 

1/13/2011 $ 2,300,000 $ 630,842,112 

3/16/2011 $ 700,000 $ 631,542,112 

3/30/2011 $ (654) $ 631,541,458 

4/13/2011 $ 2,100,000 $ 633,641,458 

6/29/2011 $ (6,144) $ 633,635,314 

Saxon Mortgage Services, Inc. 7/14/2011 $ 200,000 $ 633,835,314 

4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 2 7/31/2009 $ (3,552,000,000) $ - 

4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A 6/12/2009 $ (105,620,000) $ 553,380,000 

9/30/2009 $ 102,580,000 $ 655,960,000 

12/30/2009 $ 277,640,000 $ 933,600,000 

3/26/2010 $ 46,860,000 $ 980,460,000 

6/16/2010 $ 156,050,000 $ 1,136,510,000 

7/14/2010 $ (191,610,000) $ 944,900,000 

7/16/2010 $ 23,710,000 $ 968,610,000 

9/15/2010 $ 100,000 $ 968,710,000 

9/30/2010 $ 3,742,740 $ 972,452,740 

10/15/2010 $ 170,800,000 $ 1,143,252,740 

1/6/2011 $ (1,020) $ 1,143,251,720 

2/16/2011 $ 900,000 $ 1,144,151,720 

3/30/2011 $ (1,114) $ 1,144,150,606 

Ocwen Financial Corporation, Inc. 6/29/2011 $ (10,044) $ 1,144,140,562 

Bank of America, N.A. Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A 6/12/2009 $ 5,540,000 $ 804,440,000 

9/30/2009 $ 162,680,000 $ 967,120,000 

12/30/2009 $ 665,510,000 $ 1,632,630,000 

1/26/2010 $ 800,390,000 $ 2,433,020,000 

3/26/2010 $ (829,370,000) $ 1,603,650,000 

7/14/2010 $ (366,750,000) $ 1,236,900,000 

9/30/2010 $ 95,300,000 $ 1,332,200,000 

4/17/2009 as 

amended on 

1/26/2010
Page 5 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 222,941,084 $ 1,555,141,084 

1/6/2011 $ (2,199) $ 1,555,138,885 

3/30/2011 $ (2,548) $ 1,555,136,337 

Bank of America, N.A. 6/29/2011 $ (23,337) $ 1,555,113,000 

Countrywide Home Loans Servicing LP Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 1,864,000,000 N/A 6/12/2009 $ 3,318,840,000 $ 5,182,840,000 

9/30/2009 $ (717,420,000) $ 4,465,420,000 

12/30/2009 $ 2,290,780,000 $ 6,756,200,000 

1/26/2010 $ 450,100,000 $ 7,206,300,000 

3/26/2010 $ 905,010,000 $ 8,111,310,000 

4/19/2010 $ 10,280,000 $ 8,121,590,000 

6/16/2010 $ 286,510,000 $ 8,408,100,000 

7/14/2010 $ (1,787,300,000) $ 6,620,800,000 

9/30/2010 $ 105,500,000 $ 6,726,300,000 

9/30/2010 $ (614,527,362) $ 6,111,772,638 

12/15/2010 $ 236,000,000 $ 6,347,772,638 

1/6/2011 $ (8,012) $ 6,347,764,626 

2/16/2011 $ 1,800,000 $ 6,349,564,626 

3/16/2011 $ 100,000 $ 6,349,664,626 

3/30/2011 $ (9,190) $ 6,349,655,436 

4/13/2011 $ 200,000 $ 6,349,855,436 

5/13/2011 $ 300,000 $ 6,350,155,436 

6/16/2011 $ (1,000,000) $ 6,349,155,436 

6/29/2011 $ (82,347) $ 6,349,073,089 

Countrywide Home Loans Servicing LP 7/14/2011 $ (200,000) $ 6,348,873,089 

4/20/2009 Home Loan Services, Inc. Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A 6/12/2009 $ 128,300,000 $ 447,300,000 

9/30/2009 $ 46,730,000 $ 494,030,000 

12/30/2009 $ 145,820,000 $ 639,850,000 

3/26/2010 $ (17,440,000) $ 622,410,000 

7/14/2010 $ (73,010,000) $ 549,400,000 

9/30/2010 $ 6,700,000 $ 556,100,000 

9/30/2010 $ (77,126,410) $ 478,973,590 

12/15/2010 $ (314,900,000) $ 164,073,590 

4/17/2009 as 

amended on 

1/26/2010
Page 6 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (233) $ 164,073,357 

2/16/2011 $ (1,900,000) $ 162,173,357 

3/16/2011 $ (400,000) $ 161,773,357 

3/30/2011 $ (278) $ 161,773,079 

5/13/2011 $ (400,000) $ 161,373,079 

Home Loan Services, Inc. 6/29/2011 $ (2,625) $ 161,370,454 

4/20/2009 Wilshire Credit Corporation Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 366,000,000 N/A 6/12/2009 $ 87,130,000 $ 453,130,000 

9/30/2009 $ (249,670,000) $ 203,460,000 

12/30/2009 $ 119,700,000 $ 323,160,000 

3/26/2010 $ 52,270,000 $ 375,430,000 

4/19/2010 $ (10,280,000) $ 365,150,000 

5/14/2010 $ (1,880,000) $ 363,270,000 

6/16/2010 $ (286,510,000) $ 76,760,000 

7/14/2010 $ 19,540,000 $ 96,300,000 

7/16/2010 $ (210,000) $ 96,090,000 

8/13/2010 $ (100,000) $ 95,990,000 

9/30/2010 $ 68,565,782 $ 164,555,782 

1/6/2011 $ (247) $ 164,555,535 

3/30/2011 $ (294) $ 164,555,241 

Wilshire Credit Corporation 6/29/2011 $ (2,779) $ 164,552,462 

4/24/2009 Green Tree Servicing LLC Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 156,000,000 N/A 6/17/2009 $ (64,990,000) $ 91,010,000 

9/30/2009 $ 130,780,000 $ 221,790,000 

12/30/2009 $ (116,750,000) $ 105,040,000 

3/26/2010 $ 13,080,000 $ 118,120,000 

7/14/2010 $ (24,220,000) $ 93,900,000 

7/16/2010 $ 210,000 $ 94,110,000 

8/13/2010 $ 2,200,000 $ 96,310,000 

9/10/2010 $ 34,600,000 $ 130,910,000 

9/30/2010 $ 5,600,000 $ 136,510,000 

9/30/2010 $ 10,185,090 $ 146,695,090 

10/15/2010 $ 400,000 $ 147,095,090 

1/6/2011 $ (213) $ 147,094,877 
Page 7 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (250) $ 147,094,627 

5/13/2011 $ 1,200,000 $ 148,294,627 

6/16/2011 $ 100,000 $ 148,394,627 

6/29/2011 $ (2,302) $ 148,392,325 

Green Tree Servicing LLC 7/14/2011 $ 1,900,000 $ 150,292,325 

4/27/2009 Carrington Mortgage Services, LLC Santa Ana CA Purchase Financial Instrument for Home Loan Modifications $ 195,000,000 N/A 6/17/2009 $ (63,980,000) $ 131,020,000 

9/30/2009 $ 90,990,000 $ 222,010,000 

12/30/2009 $ 57,980,000 $ 279,990,000 

3/26/2010 $ 74,520,000 $ 354,510,000 

7/14/2010 $ (75,610,000) $ 278,900,000 

8/13/2010 $ 1,100,000 $ 280,000,000 

9/30/2010 $ 3,763,685 $ 283,763,685 

12/15/2010 $ 300,000 $ 284,063,685 

1/6/2011 $ (325) $ 284,063,360 

1/13/2011 $ 2,400,000 $ 286,463,360 

3/30/2011 $ (384) $ 286,462,976 

Carrington Mortgage Services, LLC 6/29/2011 $ (3,592) $ 286,459,384 

5/1/2009 Aurora Loan Services, LLC Littleton CO Purchase Financial Instrument for Home Loan Modifications $ 798,000,000 N/A 6/17/2009 $ (338,450,000) $ 459,550,000 

9/30/2009 $ (11,860,000) $ 447,690,000 

12/30/2009 $ 21,330,000 $ 469,020,000 

3/26/2010 $ 9,150,000 $ 478,170,000 

7/14/2010 $ (76,870,000) $ 401,300,000 

9/1/2010 $ 400,000 $ 401,700,000 

9/30/2010 $ (8,454,269) $ 393,245,731 

1/6/2011 $ (342) $ 393,245,389 

3/30/2011 $ (374) $ 393,245,015 

5/13/2011 $ 18,000,000 $ 411,245,015 

Aurora Loan Services, LLC 6/29/2011 $ (3,273) $ 411,241,742 

5/28/2009 Nationstar Mortgage LLC Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 101,000,000 N/A 6/12/2009 $ 16,140,000 $ 117,140,000 

9/30/2009 $ 134,560,000 $ 251,700,000 

12/30/2009 $ 80,250,000 $ 331,950,000 

3/26/2010 $ 67,250,000 $ 399,200,000 
Page 8 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ (85,900,000) $ 313,300,000 

8/13/2010 $ 100,000 $ 313,400,000 

9/30/2010 $ 2,900,000 $ 316,300,000 

9/30/2010 $ 33,801,486 $ 350,101,486 

11/16/2010 $ 700,000 $ 350,801,486 

12/15/2010 $ 1,700,000 $ 352,501,486 

1/6/2011 $ (363) $ 352,501,123 

2/16/2011 $ 900,000 $ 353,401,123 

3/16/2011 $ 29,800,000 $ 383,201,123 

3/30/2011 $ (428) $ 383,200,695 

5/26/2011 $ 20,077,503 $ 403,278,198 

Nationstar Mortgage LLC 6/29/2011 $ (4,248) $ 403,273,950 

6/12/2009 Residential Credit Solutions Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A 9/30/2009 $ (1,860,000) $ 17,540,000 

12/30/2009 $ 27,920,000 $ 45,460,000 

3/26/2010 $ (1,390,000) $ 44,070,000 

7/14/2010 $ (13,870,000) $ 30,200,000 

9/30/2010 $ 400,000 $ 30,600,000 

9/30/2010 $ 586,954 $ 31,186,954 

1/6/2011 $ (34) $ 31,186,920 

3/30/2011 $ (37) $ 31,186,883 

4/13/2011 $ 100,000 $ 31,286,883 

Residential Credit Solutions 6/29/2011 $ (329) $ 31,286,554 

6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A 9/30/2009 $ 13,070,000 $ 29,590,000 

12/30/2009 $ 145,510,000 $ 175,100,000 

3/26/2010 $ (116,950,000) $ 58,150,000 

7/14/2010 $ (23,350,000) $ 34,800,000 

9/30/2010 $ 7,846,346 $ 42,646,346 

1/6/2011 $ (46) $ 42,646,300 

3/30/2011 $ (55) $ 42,646,245 

CCO Mortgage 6/29/2011 $ (452) $ 42,645,793 

6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A 9/30/2009 $ (11,300,000) $ 45,700,000 

12/30/2009 $ (42,210,000) $ 3,490,000 
Page 9 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/26/2010 $ 65,640,000 $ 69,130,000 

4/9/2010 $ (14,470,000) $ 54,660,000 

7/14/2010 $ (8,860,000) $ 45,800,000 

9/30/2010 $ (4,459,154) $ 41,340,846 

12/15/2010 $ (4,300,000) $ 37,040,846 

1/6/2011 $ (51) $ 37,040,795 

3/30/2011 $ (65) $ 37,040,730 

RG Mortgage Corporation 6/29/2011 $ (616) $ 37,040,114 

6/19/2009 First Federal Savings and Loan Port Angeles WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 12/30/2009 $ 2,020,000 $ 2,790,000 

3/26/2010 $ 11,370,000 $ 14,160,000 

5/26/2010 $ (14,160,000) $ - 

6/19/2009 Wescom Central Credit Union Anaheim CA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 9/30/2009 $ 330,000 $ 870,000 

12/30/2009 $ 16,490,000 $ 17,360,000 

3/26/2010 $ (14,260,000) $ 3,100,000 

7/14/2010 $ (1,800,000) $ 1,300,000 

7/30/2010 $ 1,500,000 $ 2,800,000 

9/30/2010 $ 1,551,668 $ 4,351,668 

1/6/2011 $ (2) $ 4,351,666 

3/30/2011 $ (2) $ 4,351,664 

Wescom Central Credit Union 5/13/2011 $ (1,800,000) $ 2,551,664 

12 6/3/2011 $ (1,872,787) $ 678,877 

6/26/2009 Citizens First Wholesale Mortgage Company The Villages FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 9/30/2009 $ (10,000) $ 20,000 

12/30/2009 $ 590,000 $ 610,000 

3/26/2010 $ (580,000) $ 30,000 

7/14/2010 $ 70,000 $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

2/17/2011 $ (145,056) $ - 

6/26/2009 Technology Credit Union San Jose CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 12/30/2009 $ 2,180,000 $ 2,250,000 

3/26/2010 $ (720,000) $ 1,530,000 

7/14/2010 $ (430,000) $ 1,100,000 

9/30/2010 $ 60,445 $ 1,160,445 

1/6/2011 $ (1) $ 1,160,444 
Page 10 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (1) $ 1,160,443 

Technology Credit Union 6/29/2011 $ (12) $ 1,160,431 

6/26/2009 National City Bank Miamisburg OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A 9/30/2009 $ 315,170,000 $ 610,150,000 

12/30/2009 $ 90,280,000 $ 700,430,000 

3/26/2010 $ (18,690,000) $ 681,740,000 

7/14/2010 $ (272,640,000) $ 409,100,000 

9/30/2010 $ 80,600,000 $ 489,700,000 

9/30/2010 $ 71,230,004 $ 560,930,004 

1/6/2011 $ (828) $ 560,929,176 

2/16/2011 $ 200,000 $ 561,129,176 

3/16/2011 $ (100,000) $ 561,029,176 

3/30/2011 $ (981) $ 561,028,195 

4/13/2011 $ (2,300,000) $ 558,728,195 

5/13/2011 $ (200,000) $ 558,528,195 

6/16/2011 $ (200,000) $ 558,328,195 

National City Bank 6/29/2011 $ (9,197) $ 558,318,998 

7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A 9/30/2009 $ 723,880,000 $ 1,357,890,000 

12/30/2009 $ 692,640,000 $ 2,050,530,000 

2/17/2010 $ (2,050,236,344) $ 293,656 

3 3/12/2010 $ (54,767) $ 238,890 

7/1/2009 Bayview Loan Servicing, LLC Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A 9/30/2009 $ 23,850,000 $ 68,110,000 

12/30/2009 $ 43,590,000 $ 111,700,000 

3/26/2010 $ 34,540,000 $ 146,240,000 

5/7/2010 $ 1,010,000 $ 147,250,000 

7/14/2010 $ (34,250,000) $ 113,000,000 

9/30/2010 $ 600,000 $ 113,600,000 

9/30/2010 $ (15,252,303) $ 98,347,697 

1/6/2011 $ (70) $ 98,347,627 

3/30/2011 $ (86) $ 98,347,541 

4/13/2011 $ 400,000 $ 98,747,541 

5/13/2011 $ 100,000 $ 98,847,541 

Bayview Loan Servicing, LLC 6/29/2011 $ (771) $ 98,846,770 
Page 11 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2009 $ 150,000 $ 250,000 

12/30/2009 $ 130,000 $ 380,000 

3/26/2010 $ 50,000 $ 430,000 

7/14/2010 $ (30,000) $ 400,000 

9/30/2010 $ 35,167 $ 435,167 

1/6/2011 $ (1) $ 435,166 

3/30/2011 $ (1) $ 435,165 

Lake National Bank 6/29/2011 $ (6) $ 435,159 

7/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A 9/30/2009 $ (10,000) $ 860,000 

12/30/2009 $ 250,000 $ 1,110,000 

3/26/2010 $ (10,000) $ 1,100,000 

7/14/2010 $ (400,000) $ 700,000 

9/30/2010 $ 170,334 $ 870,334 

1/6/2011 $ (1) $ 870,333 

3/30/2011 $ (1) $ 870,332 

IBM Southeast Employees' Federal Credit Union 6/29/2011 $ (12) $ 870,320 

7/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A 9/30/2009 $ 18,530,000 $ 42,010,000 

12/30/2009 $ 24,510,000 $ 66,520,000 

3/26/2010 $ 18,360,000 $ 84,880,000 

7/14/2010 $ (22,580,000) $ 62,300,000 

9/30/2010 $ (8,194,261) $ 54,105,739 

1/6/2011 $ (37) $ 54,105,702 

3/16/2011 $ (29,400,000) $ 24,705,702 

3/30/2011 $ (34) $ 24,705,668 

MorEquity, Inc. 11 5/26/2011 $ (20,077,503) $ 4,628,165 

7/17/2009 PNC Bank, National Association Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A 9/30/2009 $ (36,240,000) $ 18,230,000 

12/30/2009 $ 19,280,000 $ 37,510,000 

3/26/2010 $ 2,470,000 $ 39,980,000 

7/14/2010 $ (17,180,000) $ 22,800,000 

9/30/2010 $ 35,500,000 $ 58,300,000 

9/30/2010 $ 23,076,191 $ 81,376,191 

1/6/2011 $ (123) $ 81,376,068 
Page 12 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (147) $ 81,375,921 

5/13/2011 $ (100,000) $ 81,275,921 

PNC Bank, National Association 6/29/2011 $ (1,382) $ 81,274,539 

7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 9/30/2009 $ (90,000) $ 80,000 

12/30/2009 $ 50,000 $ 130,000 

3/26/2010 $ 100,000 $ 230,000 

7/14/2010 $ (130,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

Farmers State Bank 5/20/2011 $ (145,056) $ - 

7/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A 9/30/2009 $ 890,000 $ 2,300,000 

12/30/2009 $ 1,260,000 $ 3,560,000 

3/26/2010 $ (20,000) $ 3,540,000 

7/14/2010 $ (240,000) $ 3,300,000 

9/30/2010 $ 471,446 $ 3,771,446 

1/6/2011 $ (3) $ 3,771,443 

3/30/2011 $ (4) $ 3,771,439 

4/13/2011 $ (1,100,000) $ 2,671,439 

ShoreBank 6/29/2011 $ (38) $ 2,671,401 

7/22/2009 American Home Mortgage Servicing, Inc Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A 9/30/2009 $ (53,670,000) $ 1,218,820,000 

12/30/2009 $ 250,450,000 $ 1,469,270,000 

3/26/2010 $ 124,820,000 $ 1,594,090,000 

7/14/2010 $ (289,990,000) $ 1,304,100,000 

9/30/2010 $ 1,690,508 $ 1,305,790,508 

10/15/2010 $ 300,000 $ 1,306,090,508 

11/16/2010 $ (100,000) $ 1,305,990,508 

1/6/2011 $ (1,173) $ 1,305,989,335 

2/16/2011 $ (500,000) $ 1,305,489,335 

3/30/2011 $ (1,400) $ 1,305,487,935 

4/13/2011 $ 3,100,000 $ 1,308,587,935 

American Home Mortgage Servicing, Inc 6/29/2011 $ (12,883) $ 1,308,575,052 

7/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A 9/30/2009 $ 1,780,000 $ 5,990,000 

12/30/2009 $ 2,840,000 $ 8,830,000 
Page 13 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/26/2010 $ 2,800,000 $ 11,630,000 

7/14/2010 $ (5,730,000) $ 5,900,000 

9/30/2010 $ 2,658,280 $ 8,558,280 

1/6/2011 $ (12) $ 8,558,268 

3/30/2011 $ (14) $ 8,558,254 

Mortgage Center, LLC 6/29/2011 $ (129) $ 8,558,125 

7/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A 9/30/2009 $ (490,000) $ 370,000 

12/30/2009 $ 6,750,000 $ 7,120,000 

3/26/2010 $ (6,340,000) $ 780,000 

7/14/2010 $ (180,000) $ 600,000 

9/30/2010 $ 125,278 $ 725,278 

3/30/2011 $ (1) $ 725,277 

Mission Federal Credit Union 6/29/2011 $ (4) $ 725,273 

7/29/2009 First Bank St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A 9/30/2009 $ (1,530,000) $ 4,930,000 

12/30/2009 $ 680,000 $ 5,610,000 

3/26/2010 $ 2,460,000 $ 8,070,000 

7/14/2010 $ (2,470,000) $ 5,600,000 

9/30/2010 $ 2,523,114 $ 8,123,114 

1/6/2011 $ (2) $ 8,123,112 

3/30/2011 $ (2) $ 8,123,110 

First Bank 6/29/2011 $ (15) $ 8,123,095 

7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A 9/30/2009 $ (60,000) $ 1,030,000 

12/30/2009 $ 1,260,000 $ 2,290,000 

3/26/2010 $ 2,070,000 $ 4,360,000 

7/14/2010 $ (3,960,000) $ 400,000 

9/30/2010 $ 180,222 $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/30/2011 $ (1) $ 580,220 

Purdue Employees Federal Credit Union 6/29/2011 $ (8) $ 580,212 

7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A 9/30/2009 $ (37,700,000) $ 47,320,000 

12/30/2009 $ 26,160,000 $ 73,480,000 

3/26/2010 $ 9,820,000 $ 83,300,000 
Page 14 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

7/14/2010 $ (46,200,000) $ 37,100,000 

9/30/2010 $ (28,686,775) $ 8,413,225 

12/3/2010 $ (8,413,225) $ - 

7/31/2009 J.P.Morgan Chase Bank, NA Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A 9/30/2009 $ (14,850,000) $ 2,684,870,000 

12/30/2009 $ 1,178,180,000 $ 3,863,050,000 

3/26/2010 $ 1,006,580,000 $ 4,869,630,000 

7/14/2010 $ (1,934,230,000) $ 2,935,400,000 

9/30/2010 $ 72,400,000 $ 3,007,800,000 

9/30/2010 $ 215,625,536 $ 3,223,425,536 

1/6/2011 $ (3,636) $ 3,223,421,900 

3/16/2011 $ (100,000) $ 3,223,321,900 

3/30/2011 $ (3,999) $ 3,223,317,901 

4/13/2011 $ (200,000) $ 3,223,117,901 

5/13/2011 $ 122,700,000 $ 3,345,817,901 

6/29/2011 $ (34,606) $ 3,345,783,295 

J.P.Morgan Chase Bank, NA 7/14/2011 $ 600,000 $ 3,346,383,295 

7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A 9/30/2009 $ (10,000) $ 707,370,000 

12/30/2009 $ 502,430,000 $ 1,209,800,000 

3/26/2010 $ (134,560,000) $ 1,075,240,000 

7/14/2010 $ (392,140,000) $ 683,100,000 

7/16/2010 $ (630,000) $ 682,470,000 

9/30/2010 $ 13,100,000 $ 695,570,000 

9/30/2010 $ (8,006,457) $ 687,563,543 

10/15/2010 $ (100,000) $ 687,463,543 

12/15/2010 $ (4,400,000) $ 683,063,543 

1/6/2011 $ (802) $ 683,062,741 

2/16/2011 $ (900,000) $ 682,162,741 

3/16/2011 $ (4,000,000) $ 678,162,741 

3/30/2011 $ (925) $ 678,161,816 

5/13/2011 $ (122,900,000) $ 555,261,816 

6/29/2011 $ (8,728) $ 555,253,088 

EMC Mortgage Corporation 7/14/2011 $ (600,000) $ 554,653,088 
Page 15 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

8/5/2009 Lake City Bank Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A 9/30/2009 $ 180,000 $ 600,000 

12/30/2009 $ (350,000) $ 250,000 

3/26/2010 $ 20,000 $ 270,000 

7/14/2010 $ (70,000) $ 200,000 

9/30/2010 $ 90,111 $ 290,111 

Lake City Bank 6/29/2011 $ (3) $ 290,108 

8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 9/30/2009 $ 290,000 $ 430,000 

12/30/2009 $ 210,000 $ 640,000 

3/26/2010 $ 170,000 $ 810,000 

7/14/2010 $ (10,000) $ 800,000 

9/30/2010 $ (74,722) $ 725,278 

1/6/2011 $ (1) $ 725,277 

3/30/2011 $ (1) $ 725,276 

4/13/2011 $ (200,000) $ 525,276 

6/29/2011 $ (7) $ 525,269 

Oakland Municipal Credit Union 12 7/22/2011 $ (515,201) $ 10,068 

8/5/2009 HomEq Servicing North Highlands CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A 9/30/2009 $ (121,190,000) $ 552,810,000 

12/30/2009 $ (36,290,000) $ 516,520,000 

3/26/2010 $ 199,320,000 $ 715,840,000 

7/14/2010 $ (189,040,000) $ 526,800,000 

9/30/2010 $ 38,626,728 $ 565,426,728 

10/15/2010 $ (170,800,000) $ 394,626,728 

12/15/2010 $ (22,200,000) $ 372,426,728 

1/6/2011 $ (549) $ 372,426,179 

2/16/2011 $ (900,000) $ 371,526,179 

3/30/2011 $ (653) $ 371,525,526 

HomEq Servicing 6/29/2011 $ (6,168) $ 371,519,358 

8/12/2009 Litton Loan Servicing LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ 774,900,000 N/A 9/30/2009 $ 313,050,000 $ 1,087,950,000 

12/30/2009 $ 275,370,000 $ 1,363,320,000 

3/26/2010 $ 278,910,000 $ 1,642,230,000 

7/14/2010 $ (474,730,000) $ 1,167,500,000 

8/13/2010 $ (700,000) $ 1,166,800,000 
Page 16 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/15/2010 $ (1,000,000) $ 1,165,800,000 

9/30/2010 $ (115,017,236) $ 1,050,782,764 

10/15/2010 $ (800,000) $ 1,049,982,764 

12/15/2010 $ 800,000 $ 1,050,782,764 

1/6/2011 $ (1,286) $ 1,050,781,478 

3/16/2011 $ 8,800,000 $ 1,059,581,478 

3/30/2011 $ (1,470) $ 1,059,580,008 

4/13/2011 $ (3,300,000) $ 1,056,280,008 

5/13/2011 $ (300,000) $ 1,055,980,008 

6/16/2011 $ (700,000) $ 1,055,280,008 

6/29/2011 $ (13,097) $ 1,055,266,911 

Litton Loan Servicing LP 7/14/2011 $ (200,000) $ 1,055,066,911 

8/12/2009 PennyMac Loan Services, LLC Calasbasa CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A 9/30/2009 $ (1,200,000) $ 5,010,000 

12/30/2009 $ 30,800,000 $ 35,810,000 

3/26/2010 $ 23,200,000 $ 59,010,000 

6/16/2010 $ 2,710,000 $ 61,720,000 

7/14/2010 $ (18,020,000) $ 43,700,000 

7/16/2010 $ 6,680,000 $ 50,380,000 

8/13/2010 $ 2,600,000 $ 52,980,000 

9/15/2010 $ (100,000) $ 52,880,000 

9/30/2010 $ 200,000 $ 53,080,000 

9/30/2010 $ (1,423,197) $ 51,656,803 

11/16/2010 $ 1,400,000 $ 53,056,803 

12/15/2010 $ (100,000) $ 52,956,803 

1/6/2011 $ (72) $ 52,956,731 

1/13/2011 $ 4,100,000 $ 57,056,731 

2/16/2011 $ (100,000) $ 56,956,731 

3/16/2011 $ 4,000,000 $ 60,956,731 

3/30/2011 $ (94) $ 60,956,637 

4/13/2011 $ (100,000) $ 60,856,637 

5/13/2011 $ 5,800,000 $ 66,656,637 

6/16/2011 $ 600,000 $ 67,256,637 
Page 17 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

6/29/2011 $ (812) $ 67,255,825 

PennyMac Loan Services, LLC 7/14/2011 $ 2,500,000 $ 69,755,825 

8/12/2009 Servis One, Inc. Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A 9/30/2009 $ (25,510,000) $ 4,220,000 

12/30/2009 $ 520,000 $ 4,740,000 

3/26/2010 $ 4,330,000 $ 9,070,000 

4/19/2010 $ 230,000 $ 9,300,000 

5/19/2010 $ 850,000 $ 10,150,000 

7/14/2010 $ (850,000) $ 9,300,000 

9/15/2010 $ 100,000 $ 9,400,000 

9/30/2010 $ 100,000 $ 9,500,000 

9/30/2010 $ 16,755,064 $ 26,255,064 

10/15/2010 $ 100,000 $ 26,355,064 

12/15/2010 $ 100,000 $ 26,455,064 

1/6/2011 $ (40) $ 26,455,024 

1/13/2011 $ 300,000 $ 26,755,024 

2/16/2011 $ 100,000 $ 26,855,024 

3/16/2011 $ 2,200,000 $ 29,055,024 

3/30/2011 $ (52) $ 29,054,972 

4/13/2011 $ 1,500,000 $ 30,554,972 

5/13/2011 $ 1,000,000 $ 31,554,972 

6/16/2011 $ 100,000 $ 31,654,972 

Servis One, Inc. 6/29/2011 $ (534) $ 31,654,438 

8/28/2009 OneWest Bank Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 668,440,000 N/A 10/2/2009 $ 145,800,000 $ 814,240,000 

12/30/2009 $ 1,355,930,000 $ 2,170,170,000 

3/26/2010 $ 121,180,000 $ 2,291,350,000 

7/14/2010 $ (408,850,000) $ 1,882,500,000 

9/30/2010 $ 5,500,000 $ 1,888,000,000 

9/30/2010 $ (51,741,163) $ 1,836,258,837 

1/6/2011 $ (2,282) $ 1,836,256,555 

3/30/2011 $ (2,674) $ 1,836,253,881 

OneWest Bank 6/29/2011 $ (24,616) $ 1,836,229,265 

8/28/2009 Stanford Federal Credit Union Palo Alto CA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 10/2/2009 $ 70,000 $ 370,000 
Page 18 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

12/30/2009 $ 2,680,000 $ 3,050,000 

3/26/2010 $ 350,000 $ 3,400,000 

7/14/2010 $ (1,900,000) $ 1,500,000 

9/30/2010 $ (1,209,889) $ 290,111 

3/23/2010 $ (290,111) $ - 

8/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 10/2/2009 $ 130,000 $ 700,000 

12/30/2009 $ (310,000) $ 390,000 

3/26/2010 $ 2,110,000 $ 2,500,000 

7/14/2010 $ 8,300,000 $ 10,800,000 

9/30/2010 $ 5,301,172 $ 16,101,172 

1/6/2011 $ (22) $ 16,101,150 

3/16/2011 $ (400,000) $ 15,701,150 

3/30/2011 $ (25) $ 15,701,125 

RoundPoint Mortgage Servicing Corporation 6/29/2011 $ (232) $ 15,700,893 

9/2/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A 10/2/2009 $ 130,000 $ 690,000 

12/30/2009 $ 1,040,000 $ 1,730,000 

3/26/2010 $ (1,680,000) $ 50,000 

5/12/2010 $ 1,260,000 $ 1,310,000 

7/14/2010 $ (1,110,000) $ 200,000 

9/30/2010 $ 100,000 $ 300,000 

9/30/2010 $ (9,889) $ 290,111 

Horicon Bank 6/29/2011 $ (3) $ 290,108 

Vantium Capital, Inc.dba Acqura Loan Services Plano TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 10 10/2/2009 $ 1,310,000 $ 7,310,000 

12/30/2009 $ (3,390,000) $ 3,920,000 

3/26/2010 $ 410,000 $ 4,330,000 

7/14/2010 $ (730,000) $ 3,600,000 

9/15/2010 $ 4,700,000 $ 8,300,000 

9/30/2010 $ 117,764 $ 8,417,764 

11/16/2010 $ 800,000 $ 9,217,764 

12/15/2010 $ 2,700,000 $ 11,917,764 

1/6/2011 $ (17) $ 11,917,747 

1/13/2011 $ 700,000 $ 12,617,747 

9/2/2009 as 

amended on 

8/27/2010
Page 19 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

2/16/2011 $ 1,800,000 $ 14,417,747 

3/30/2011 $ (19) $ 14,417,728 

4/13/2011 $ 300,000 $ 14,717,728 

Vantium Capital, Inc.dba Acqura Loan Services 6/29/2011 $ (189) $ 14,717,539 

9/9/2009 Central Florida Educators Federal Credit Union Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 N/A 10/2/2009 $ 280,000 $ 1,530,000 

12/30/2009 $ (750,000) $ 780,000 

3/26/2010 $ 120,000 $ 900,000 

7/14/2010 $ (300,000) $ 600,000 

9/30/2010 $ 270,334 $ 870,334 

1/6/2011 $ (1) $ 870,333 

3/30/2011 $ (1) $ 870,332 

Central Florida Educators Federal Credit Union 6/29/2011 $ (5) $ 870,327 

9/9/2009 U.S. Bank National Association Owensboro KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A 10/2/2009 $ 24,920,000 $ 139,140,000 

12/30/2009 $ 49,410,000 $ 188,550,000 

3/26/2010 $ 41,830,000 $ 230,380,000 

7/14/2010 $ (85,780,000) $ 144,600,000 

9/30/2010 $ 36,574,444 $ 181,174,444 

1/6/2011 $ (160) $ 181,174,284 

3/30/2011 $ (172) $ 181,174,112 

U.S. Bank National Association 6/29/2011 $ (1,431) $ 181,172,681 

9/9/2009 CUC Mortgage Corporation Albany NY Purchase Financial Instrument for Home Loan Modifications $ 4,350,000 N/A 10/2/2009 $ 950,000 $ 5,300,000 

12/30/2009 $ 5,700,000 $ 11,000,000 

3/26/2010 $ 740,000 $ 11,740,000 

7/14/2010 $ (1,440,000) $ 10,300,000 

9/30/2010 $ (6,673,610) $ 3,626,390 

1/6/2011 $ (5) $ 3,626,385 

3/30/2011 $ (6) $ 3,626,379 

CUC Mortgage Corporation 6/29/2011 $ (52) $ 3,626,327 

9/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A 10/2/2009 $ 460,000 $ 2,530,000 

12/30/2009 $ 2,730,000 $ 5,260,000 

3/26/2010 $ 13,280,000 $ 18,540,000 

7/14/2010 $ (13,540,000) $ 5,000,000 
Page 20 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 1,817,613 $ 6,817,613 

1/6/2011 $ (10) $ 6,817,603 

3/30/2011 $ (12) $ 6,817,591 

ORNL Federal Credit Union 6/29/2011 $ (115) $ 6,817,476 

9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL Purchase Financial Instrument for Home Loan Modifications $ 250,000 N/A 10/2/2009 $ 60,000 $ 310,000 

12/30/2009 $ (80,000) $ 230,000 

3/26/2010 $ 280,000 $ 510,000 

7/14/2010 $ (410,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

Allstate Mortgage Loans & Investments, Inc. 6/29/2011 $ (1) $ 145,055 

9/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A 10/2/2009 $ 70,000 $ 350,000 

12/30/2009 $ 620,000 $ 970,000 

3/26/2010 $ 100,000 $ 1,070,000 

7/14/2010 $ (670,000) $ 400,000 

9/30/2010 $ 35,167 $ 435,167 

1/6/2011 $ (1) $ 435,166 

1/26/2011 $ (435,166) $ - 

9/11/2009 Franklin Credit Management Corporation Jersey City NJ Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 N/A 10/2/2009 $ 6,010,000 $ 33,520,000 

12/30/2009 $ (19,750,000) $ 13,770,000 

3/26/2010 $ (4,780,000) $ 8,990,000 

7/14/2010 $ (2,390,000) $ 6,600,000 

9/30/2010 $ 2,973,670 $ 9,573,670 

1/6/2011 $ (3) $ 9,573,667 

2/16/2011 $ (1,800,000) $ 7,773,667 

3/30/2011 $ (6) $ 7,773,661 

Franklin Credit Management Corporation 6/29/2011 $ (61) $ 7,773,600 

9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 10/2/2009 $ 90,000 $ 500,000 

12/30/2009 $ 1,460,000 $ 1,960,000 

3/26/2010 $ 160,000 $ 2,120,000 

7/14/2010 $ (120,000) $ 2,000,000 

9/30/2010 $ (1,419,778) $ 580,222 

1/6/2011 $ (1) $ 580,221 
Page 21 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (1) $ 580,220 

Bay Federal Credit Union 6/29/2011 $ (8) $ 580,212 

9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A 10/2/2009 $ 960,000 $ 5,350,000 

12/30/2009 $ (3,090,000) $ 2,260,000 

3/26/2010 $ 230,000 $ 2,490,000 

7/14/2010 $ 5,310,000 $ 7,800,000 

9/30/2010 $ 323,114 $ 8,123,114 

1/6/2011 $ (12) $ 8,123,102 

3/16/2011 $ 600,000 $ 8,723,102 

3/30/2011 $ (16) $ 8,723,086 

4/13/2011 $ 200,000 $ 8,923,086 

5/13/2011 $ 100,000 $ 9,023,086 

AMS Servicing, LLC 6/29/2011 $ (153) $ 9,022,933 

9/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A 10/2/2009 $ 90,000 $ 480,000 

12/30/2009 $ 940,000 $ 1,420,000 

3/26/2010 $ (980,000) $ 440,000 

7/14/2010 $ (140,000) $ 300,000 

9/30/2010 $ 1,150,556 $ 1,450,556 

1/6/2011 $ (2) $ 1,450,554 

3/30/2011 $ (2) $ 1,450,552 

Schools Financial Credit Union 6/29/2011 $ (22) $ 1,450,530 

9/23/2009 Glass City Federal Credit Union Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 10/2/2009 $ 60,000 $ 290,000 

12/30/2009 $ (10,000) $ 280,000 

3/26/2010 $ 130,000 $ 410,000 

7/14/2010 $ (110,000) $ 300,000 

9/30/2010 $ (9,889) $ 290,111 

Glass City Federal Credit Union 6/29/2011 $ (3) $ 290,108 

9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A 10/2/2009 $ 10,000 $ 40,000 

12/30/2009 $ 120,000 $ 160,000 

3/26/2010 $ 10,000 $ 170,000 

7/14/2010 $ (70,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 
Page 22 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

10/29/2010 $ (145,056) $ - 

9/23/2009 Yadkin Valley Bank Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 10/2/2009 $ 60,000 $ 300,000 

12/30/2009 $ 350,000 $ 650,000 

3/26/2010 $ 1,360,000 $ 2,010,000 

7/14/2010 $ (1,810,000) $ 200,000 

9/30/2010 $ 235,167 $ 435,167 

1/6/2011 $ (1) $ 435,166 

Yadkin Valley Bank 6/29/2011 $ (4) $ 435,162 

9/25/2009 SEFCU Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 10/2/2009 $ 100,000 $ 540,000 

12/30/2009 $ 20,000 $ 560,000 

3/26/2010 $ (290,000) $ 270,000 

7/14/2010 $ (70,000) $ 200,000 

9/30/2010 $ (54,944) $ 145,056 

SEFCU 6/29/2011 $ (1) $ 145,055 

10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A 12/30/2009 $ 1,030,000 $ 1,600,000 

3/26/2010 $ (880,000) $ 720,000 

7/14/2010 $ (320,000) $ 400,000 

9/30/2010 $ 180,222 $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/30/2011 $ (1) $ 580,220 

Great Lakes Credit Union 6/29/2011 $ (8) $ 580,212 

10/14/2009 Mortgage Clearing Corporation Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A 12/30/2009 $ (2,900,000) $ 1,960,000 

3/26/2010 $ (1,600,000) $ 360,000 

7/14/2010 $ (260,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

3/9/2011 $ (145,056) $ - 

10/21/2009 United Bank Mortgage Corporation Grand Rapids MI Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A 1/22/2010 $ 20,000 $ 430,000 

3/26/2010 $ 400,000 $ 830,000 

7/14/2010 $ (430,000) $ 400,000 

9/30/2010 $ 180,222 $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/30/2011 $ (1) $ 580,220 
Page 23 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

United Bank Mortgage Corporation 6/29/2011 $ (5) $ 580,215 

10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A 1/22/2010 $ 4,370,000 $ 98,030,000 

3/26/2010 $ 23,880,000 $ 121,910,000 

7/14/2010 $ (16,610,000) $ 105,300,000 

9/30/2010 $ 1,751,033 $ 107,051,033 

1/6/2011 $ (77) $ 107,050,956 

3/16/2011 $ (9,900,000) $ 97,150,956 

3/30/2011 $ (88) $ 97,150,868 

Bank United 6/29/2011 $ (773) $ 97,150,095 

10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 

3/26/2010 $ (760,000) $ 40,000 

5/12/2010 $ 2,630,000 $ 2,670,000 

7/14/2010 $ (770,000) $ 1,900,000 

9/30/2010 $ 565,945 $ 2,465,945 

1/6/2011 $ (4) $ 2,465,941 

3/30/2011 $ (4) $ 2,465,937 

IC Federal Credit Union 6/29/2011 $ (40) $ 2,465,897 

10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A 4/21/2010 $ (1,070,000) $ - 

10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A 4/21/2010 $ (510,000) $ - 

10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A 1/22/2010 $ 10,000 $ 80,000 

3/26/2010 $ 10,000 $ 90,000 

7/14/2010 $ 10,000 $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

DuPage Credit Union 6/29/2011 $ (1) $ 145,055 

11/6/2009 Los Alamos National Bank Los Alamos NM Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 40,000 $ 740,000 

3/26/2010 $ 50,000 $ 790,000 

7/14/2010 $ 1,310,000 $ 2,100,000 

9/30/2010 $ 75,834 $ 2,175,834 

1/6/2011 $ (3) $ 2,175,831 

3/30/2011 $ (4) $ 2,175,827 

Los Alamos National Bank 6/29/2011 $ (35) $ 2,175,792 

11/18/2009 Quantum Servicing Corporation Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 18,960,000 N/A 1/22/2010 $ 890,000 $ 19,850,000 
Page 24 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/26/2010 $ 3,840,000 $ 23,690,000 

7/14/2010 $ (2,890,000) $ 20,800,000 

9/30/2010 $ 9,661,676 $ 30,461,676 

1/6/2011 $ (46) $ 30,461,630 

1/13/2011 $ 1,600,000 $ 32,061,630 

2/16/2011 $ 1,400,000 $ 33,461,630 

3/30/2011 $ (58) $ 33,461,572 

4/13/2011 $ 100,000 $ 33,561,572 

5/13/2011 $ 100,000 $ 33,661,572 

6/16/2011 $ 800,000 $ 34,461,572 

6/29/2011 $ (559) $ 34,461,013 

Quantum Servicing Corporation 7/14/2011 $ 300,000 $ 34,761,013 

11/18/2009 Hillsdale County National Bank Hillsdale MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A 1/22/2010 $ 80,000 $ 1,750,000 

3/26/2010 $ 330,000 $ 2,080,000 

7/14/2010 $ (1,080,000) $ 1,000,000 

9/30/2010 $ 160,445 $ 1,160,445 

1/6/2011 $ (1) $ 1,160,444 

3/30/2011 $ (2) $ 1,160,442 

Hillsdale County National Bank 6/29/2011 $ (16) $ 1,160,426 

11/18/2009 QLending, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 20,000 N/A 1/22/2010 $ - $ 20,000 

3/26/2010 $ (10,000) $ 10,000 

7/14/2010 $ 90,000 $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

QLending, Inc. 6/29/2011 $ (1) $ 145,055 

11/25/2009 Marix Servicing, LLC Phoenix AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A 1/22/2010 $ 950,000 $ 21,310,000 

3/26/2010 $ (17,880,000) $ 3,430,000 

6/16/2010 $ 1,030,000 $ 4,460,000 

7/14/2010 $ (1,160,000) $ 3,300,000 

8/13/2010 $ 800,000 $ 4,100,000 

9/30/2010 $ 200,000 $ 4,300,000 

9/30/2010 $ 1,357,168 $ 5,657,168 

1/6/2011 $ (1) $ 5,657,167 
Page 25 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/16/2011 $ 5,700,000 $ 11,357,167 

3/30/2011 $ (6) $ 11,357,161 

4/13/2011 $ 7,300,000 $ 18,657,161 

5/13/2011 $ 300,000 $ 18,957,161 

6/16/2011 $ 900,000 $ 19,857,161 

6/29/2011 $ (154) $ 19,857,007 

Marix Servicing, LLC 7/14/2011 $ 100,000 $ 19,957,007 

11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 4/21/2010 $ (230,000) $ - 

11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A 1/22/2010 $ 50,000 $ 1,330,000 

3/26/2010 $ 1,020,000 $ 2,350,000 

7/14/2010 $ (950,000) $ 1,400,000 

9/30/2010 $ 50,556 $ 1,450,556 

1/6/2011 $ (2) $ 1,450,554 

3/30/2011 $ (2) $ 1,450,552 

6/16/2011 $ (100,000) $ 1,350,552 

6/29/2011 $ (21) $ 1,350,531 

First Keystone Bank 12 7/22/2011 $ (1,335,614) $ 14,917 

12/4/2009 Community Bank & Trust Company Clarks Summit PA Purchase Financial Instrument for Home Loan Modifications $ 380,000 N/A 1/22/2010 $ 10,000 $ 390,000 

3/26/2010 $ 520,000 $ 910,000 

7/14/2010 $ (810,000) $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

Community Bank & Trust Company 6/29/2011 $ (1) $ 145,055 

12/4/2009 Idaho Housing and Finance Association Boise ID Purchase Financial Instrument for Home Loan Modifications $ 9,430,000 N/A 1/22/2010 $ 440,000 $ 9,870,000 

3/26/2010 $ 14,480,000 $ 24,350,000 

5/26/2010 $ (24,200,000) $ 150,000 

7/14/2010 $ 150,000 $ 300,000 

9/30/2010 $ (9,889) $ 290,111 

Idaho Housing and Finance Association 6/29/2011 $ (3) $ 290,108 

12/9/2009 Spirit of Alaska Federal Credit Union Fairbanks AK Purchase Financial Instrument for Home Loan Modifications $ 360,000 N/A 1/22/2010 $ 10,000 $ 370,000 

3/26/2010 $ 850,000 $ 1,220,000 

7/14/2010 $ (120,000) $ 1,100,000 

9/30/2010 $ 100,000 $ 1,200,000 
Page 26 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 105,500 $ 1,305,500 

1/6/2011 $ (2) $ 1,305,498 

2/17/2011 $ (1,305,498) $ - 

12/9/2009 American Eagle Federal Credit Union East Hartford CT Purchase Financial Instrument for Home Loan Modifications $ 1,590,000 N/A 1/22/2010 $ 70,000 $ 1,660,000 

3/26/2010 $ (290,000) $ 1,370,000 

7/14/2010 $ (570,000) $ 800,000 

9/30/2010 $ 70,334 $ 870,334 

1/6/2011 $ (1) $ 870,333 

3/30/2011 $ (1) $ 870,332 

American Eagle Federal Credit Union 6/29/2011 $ (13) $ 870,319 

12/9/2009 Silver State Schools Credit Union Las Vegas NV Purchase Financial Instrument for Home Loan Modifications $ 1,880,000 N/A 1/22/2010 $ 90,000 $ 1,970,000 

3/26/2010 $ 1,110,000 $ 3,080,000 

7/14/2010 $ (1,180,000) $ 1,900,000 

9/30/2010 $ 275,834 $ 2,175,834 

1/6/2011 $ (2) $ 2,175,832 

3/30/2011 $ (3) $ 2,175,829 

Silver State Schools Credit Union 6/29/2011 $ (26) $ 2,175,803 

12/9/2009 Fidelity Homestead Savings Bank New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A 1/22/2010 $ 140,000 $ 3,080,000 

3/26/2010 $ 6,300,000 $ 9,380,000 

7/14/2010 $ (1,980,000) $ 7,400,000 

9/30/2010 $ (6,384,611) $ 1,015,389 

1/6/2011 $ (1) $ 1,015,388 

3/30/2011 $ (2) $ 1,015,386 

Fidelity Homestead Savings Bank 6/29/2011 $ (16) $ 1,015,370 

12/9/2009 Bay Gulf Credit Union Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A 1/22/2010 $ 10,000 $ 240,000 

3/26/2010 $ 440,000 $ 680,000 

7/14/2010 $ (80,000) $ 600,000 

9/30/2010 $ (19,778) $ 580,222 

10/15/2010 $ (580,222) $ - 

12/9/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A 1/22/2010 $ 290,000 $ 6,450,000 

3/26/2010 $ 40,000 $ 6,490,000 

7/14/2010 $ (2,890,000) $ 3,600,000 
Page 27 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 606,612 $ 4,206,612 

1/6/2011 $ (4) $ 4,206,608 

3/30/2011 $ (4) $ 4,206,604 

The Golden 1 Credit Union 6/29/2011 $ (35) $ 4,206,569 

12/9/2009 Sterling Savings Bank Spokane WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A 1/22/2010 $ 100,000 $ 2,350,000 

3/26/2010 $ (740,000) $ 1,610,000 

7/14/2010 $ (710,000) $ 900,000 

9/30/2010 $ 550,556 $ 1,450,556 

1/6/2011 $ (1) $ 1,450,555 

3/30/2011 $ (1) $ 1,450,554 

Sterling Savings Bank 6/29/2011 $ (11) $ 1,450,543 

12/11/2009 HomeStar Bank & Financial Services Manteno IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A 1/22/2010 $ 20,000 $ 330,000 

3/26/2010 $ 820,000 $ 1,150,000 

7/14/2010 $ (350,000) $ 800,000 

9/30/2010 $ 70,334 $ 870,334 

1/6/2011 $ (1) $ 870,333 

3/30/2011 $ (1) $ 870,332 

HomeStar Bank & Financial Services 6/29/2011 $ (13) $ 870,319 

12/11/2009 Glenview State Bank Glenview IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A 1/22/2010 $ 20,000 $ 390,000 

3/26/2010 $ 1,250,000 $ 1,640,000 

5/26/2010 $ (1,640,000) $ - 

12/11/2009 Verity Credit Union Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 1/22/2010 $ 30,000 $ 630,000 

3/26/2010 $ 400,000 $ 1,030,000 

7/14/2010 $ (330,000) $ 700,000 

9/30/2010 $ 25,278 $ 725,278 

1/6/2011 $ (1) $ 725,277 

2/17/2011 $ (725,277) $ - 

12/11/2009 Hartford Savings Bank Hartford WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A 1/22/2010 $ 30,000 $ 660,000 

3/26/2010 $ 800,000 $ 1,460,000 

7/14/2010 $ (360,000) $ 1,100,000 

9/30/2010 $ 60,445 $ 1,160,445 

1/6/2011 $ (2) $ 1,160,443 
Page 28 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

3/30/2011 $ (2) $ 1,160,441 

Hartford Savings Bank 6/29/2011 $ (18) $ 1,160,423 

12/11/2009 The Bryn Mawr Trust Co. Bryn Mawr PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A 4/21/2010 $ (150,000) $ - 

The Bryn Mawr Trust Co. 9 6/16/2011 $ 100,000 $ 100,000 

12/16/2009 Citizens 1st National Bank Spring Valley IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A 1/22/2010 $ 30,000 $ 650,000 

3/26/2010 $ (580,000) $ 70,000 

7/14/2010 $ 1,430,000 $ 1,500,000 

9/30/2010 $ 95,612 $ 1,595,612 

1/6/2011 $ (2) $ 1,595,610 

3/30/2011 $ (3) $ 1,595,607 

Citizens 1st National Bank 6/29/2011 $ (24) $ 1,595,583 

12/16/2009 Golden Plains Credit Union Garden City KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A 1/22/2010 $ 10,000 $ 180,000 

3/26/2010 $ 30,000 $ 210,000 

7/14/2010 $ (10,000) $ 200,000 

9/30/2010 $ 90,111 $ 290,111 

2/17/2011 $ (290,111) $ - 

12/16/2009 First Federal Savings and Loan Association of Lakewood Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A 1/22/2010 $ 160,000 $ 3,620,000 

4/21/2010 $ (3,620,000) $ - 

12/16/2009 Sound Community Bank Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A 1/22/2010 $ 20,000 $ 460,000 

3/26/2010 $ 1,430,000 $ 1,890,000 

7/14/2010 $ (390,000) $ 1,500,000 

9/8/2010 $ (1,500,000) $ - 

12/16/2009 Horizon Bank, NA Michigan City IN Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 1/22/2010 $ 30,000 $ 730,000 

3/26/2010 $ 1,740,000 $ 2,470,000 

7/14/2010 $ (1,870,000) $ 600,000 

9/30/2010 $ 850,556 $ 1,450,556 

1/6/2011 $ (2) $ 1,450,554 

3/30/2011 $ (2) $ 1,450,552 

Horizon Bank, NA 6/29/2011 $ (23) $ 1,450,529 

12/16/2009 Park View Federal Savings Bank Solon OH Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A 1/22/2010 $ 40,000 $ 800,000 

3/26/2010 $ 140,000 $ 940,000 

7/14/2010 $ (140,000) $ 800,000 
Page 29 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 $ 70,334 $ 870,334 

1/6/2011 $ (1) $ 870,333 

3/30/2011 $ (1) $ 870,332 

Park View Federal Savings Bank 6/29/2011 $ (12) $ 870,320 

12/23/2009 Iberiabank Sarasota FL Purchase Financial Instrument for Home Loan Modifications $ 4,230,000 N/A 1/22/2010 $ 200,000 $ 4,430,000 

3/26/2010 $ (1,470,000) $ 2,960,000 

7/14/2010 $ (1,560,000) $ 1,400,000 

9/30/2010 $ 5,852,780 $ 7,252,780 

1/6/2011 $ (11) $ 7,252,769 

3/30/2011 $ (13) $ 7,252,756 

Iberiabank 4/13/2011 $ (300,000) $ 6,952,756 

12 6/3/2011 $ (6,927,254) $ 25,502 

12/23/2009 Grafton Suburban Credit Union North Grafton MA Purchase Financial Instrument for Home Loan Modifications $ 340,000 N/A 1/22/2010 $ 20,000 $ 360,000 

3/26/2010 $ (320,000) $ 40,000 

7/14/2010 $ 760,000 $ 800,000 

9/30/2010 $ (74,722) $ 725,278 

1/6/2011 $ (1) $ 725,277 

3/30/2011 $ (1) $ 725,276 

Grafton Suburban Credit Union 6/29/2011 $ (11) $ 725,265 

12/23/2009 Eaton National Bank & Trust Company Eaton OH Purchase Financial Instrument for Home Loan Modifications $ 60,000 N/A 1/22/2010 $ - $ 60,000 

3/26/2010 $ 90,000 $ 150,000 

7/14/2010 $ 50,000 $ 200,000 

9/30/2010 $ (54,944) $ 145,056 

Eaton National Bank & Trust Company 5/20/2011 $ (145,056) $ - 

12/23/2009 Tempe Schools Credit Union Tempe AZ Purchase Financial Instrument for Home Loan Modifications $ 110,000 N/A 1/22/2010 $ - $ 110,000 

3/26/2010 $ (20,000) $ 90,000 

7/14/2010 $ 10,000 $ 100,000 

9/30/2010 $ 45,056 $ 145,056 

12/8/2010 $ (145,056) $ - 

1/13/2010 Fresno County Federal Credit Union Fresno CA Purchase Financial Instrument for Home Loan Modifications $ 260,000 N/A 3/26/2010 $ 480,000 $ 740,000 

7/14/2010 $ (140,000) $ 600,000 

9/30/2010 $ (19,778) $ 580,222 
Page 30 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (1) $ 580,221 

3/30/2011 $ (1) $ 580,220 

Fresno County Federal Credit Union 6/29/2011 $ (8) $ 580,212 

1/13/2010 Roebling Bank Roebling NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A 3/26/2010 $ 610,000 $ 850,000 

7/14/2010 $ 50,000 $ 900,000 

9/30/2010 $ (29,666) $ 870,334 

1/6/2011 $ (1) $ 870,333 

3/23/2011 $ (870,333) $ - 

1/13/2010 First National Bank of Grant Park Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A 3/26/2010 $ 150,000 $ 290,000 

7/14/2010 $ 10,000 $ 300,000 

9/30/2010 $ (9,889) $ 290,111 

1/26/2011 $ (290,111) $ - 

1/13/2010 Specialized Loan Servicing, LLC Highlands Ranch CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A 3/26/2010 $ (51,240,000) $ 12,910,000 

5/14/2010 $ 3,000,000 $ 15,910,000 

6/16/2010 $ 4,860,000 $ 20,770,000 

7/14/2010 $ 3,630,000 $ 24,400,000 

7/16/2010 $ 330,000 $ 24,730,000 

8/13/2010 $ 700,000 $ 25,430,000 

9/15/2010 $ 200,000 $ 25,630,000 

9/30/2010 $ (1,695,826) $ 23,934,174 

11/16/2010 $ 200,000 $ 24,134,174 

1/6/2011 $ (32) $ 24,134,142 

1/13/2011 $ 1,500,000 $ 25,634,142 

3/16/2011 $ 7,100,000 $ 32,734,142 

3/30/2011 $ (36) $ 32,734,106 

4/13/2011 $ 1,000,000 $ 33,734,106 

5/13/2011 $ 100,000 $ 33,834,106 

6/16/2011 $ 300,000 $ 34,134,106 

Specialized Loan Servicing, LLC 6/29/2011 $ (332) $ 34,133,774 

1/13/2010 Greater Nevada Mortgage Services Carson City NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A 3/26/2010 $ 8,680,000 $ 9,450,000 

7/14/2010 $ (8,750,000) $ 700,000 

9/30/2010 $ 170,334 $ 870,334 
Page 31 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

1/6/2011 $ (1) $ 870,333 

3/30/2011 $ (1) $ 870,332 

Greater Nevada Mortgage Services 6/29/2011 $ (8) $ 870,324 

1/15/2010 Digital Federal Credit Union Marlborough MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A 3/26/2010 $ 12,190,000 $ 15,240,000 

5/14/2010 $ (15,240,000) $ - 

1/29/2010 iServe Residential Lending, LLC San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A 3/26/2010 $ (730,000) $ 230,000 

7/14/2010 $ 370,000 $ 600,000 

9/30/2010 $ 200,000 $ 800,000 

9/30/2010 $ (364,833) $ 435,167 

11/16/2010 $ 100,000 $ 535,167 

1/6/2011 $ (1) $ 535,166 

3/30/2011 $ (1) $ 535,165 

iServe Residential Lending, LLC 6/29/2011 $ (7) $ 535,158 

1/29/2010 United Bank Griffin GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A 3/26/2010 $ 160,000 $ 700,000 

9/30/2010 $ 25,278 $ 725,278 

1/6/2011 $ (1) $ 725,277 

3/30/2011 $ (1) $ 725,276 

United Bank 6/29/2011 $ (11) $ 725,265 

3/3/2010 Urban Trust Bank Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A 7/14/2010 $ 4,440,000 $ 5,500,000 

9/24/2010 $ (5,500,000) $ - 

3/5/2010 iServe Servicing, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A 5/26/2010 $ 120,000 $ 28,160,000 

7/14/2010 $ (12,660,000) $ 15,500,000 

9/30/2010 $ 100,000 $ 15,600,000 

9/30/2010 $ (3,125,218) $ 12,474,782 

11/16/2010 $ 800,000 $ 13,274,782 

1/6/2011 $ (20) $ 13,274,762 

3/30/2011 $ (24) $ 13,274,738 

iServe Servicing, Inc. 6/29/2011 $ (221) $ 13,274,517 

3/10/2010 Navy Federal Credit Union Vienna VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A 7/14/2010 $ (44,880,000) $ 15,900,000 

9/30/2010 $ 1,071,505 $ 16,971,505 

1/6/2011 $ (23) $ 16,971,482 

3/30/2011 $ (26) $ 16,971,456 
Page 32 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Navy Federal Credit Union 6/29/2011 $ (238) $ 16,971,218 

3/10/2010 Vist Financial Corp Wyomissing PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 400,000 $ 700,000 

9/30/2010 $ 25,278 $ 725,278 

1/6/2011 $ (1) $ 725,277 

3/30/2011 $ (1) $ 725,276 

Vist Financial Corp 6/29/2011 $ (11) $ 725,265 

4/14/2010 Midwest Bank and Trust Co. Elmwood Park IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 7/14/2010 $ 300,000 $ 600,000 

9/30/2010 $ (19,778) $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/30/2011 $ (1) $ 580,220 

6/29/2011 $ (8) $ 580,212 

Midwest Bank and Trust Co. 7/14/2011 $ (580,212) $ - 

4/14/2010 Wealthbridge Mortgage Corp Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A 7/14/2010 $ (150,000) $ 6,400,000 

9/15/2010 $ 1,600,000 $ 8,000,000 

9/30/2010 $ (4,352,173) $ 3,647,827 

1/6/2011 $ (5) $ 3,647,822 

3/30/2011 $ (6) $ 3,647,816 

4/13/2011 $ (3,000,000) $ 647,816 

Wealthbridge Mortgage Corp 6/29/2011 $ (9) $ 647,807 

5/21/2010 Aurora Financial Group, Inc. Marlton NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4, 8 5/26/2010 $ 30,000 $ 40,000 

9/30/2010 $ 250,111 $ 290,111 

Aurora Financial Group, Inc. 6/29/2011 $ 59,889 $ 350,000 

6/16/2010 Selene Finance LP Houston TX Transfer Financial Instrument for Home Loan Modifications $ - N/A 9 6/16/2010 $ 3,680,000 $ 3,680,000

8/13/2010 $ 3,300,000 $ 6,980,000

9/30/2010 $ 3,043,831 $ 10,023,831 

10/15/2010 $ 1,400,000 $ 11,423,831 

1/6/2011 $ (17) $ 11,423,814 

3/16/2011 $ 2,100,000 $ 13,523,814 

3/30/2011 $ (24) $ 13,523,790 

4/13/2011 $ 2,900,000 $ 16,423,790 

6/16/2011 $ (200,000) $ 16,223,790 

Selene Financial, L.P. 6/29/2011 $ (273) $ 16,223,517 
Page 33 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

8/4/2010 Suburban Mortgage Company of New Mexico Albuquerque NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A 9/30/2010 $ 1,585,945 $ 2,465,945 

1/6/2011 $ (4) $ 2,465,941 

3/30/2011 $ (4) $ 2,465,937 

Suburban Mortgage Company of New Mexico 6/29/2011 $ (40) $ 2,465,897 

8/20/2010 Bramble Savings Bank Cincinanati OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 9/30/2010 $ 1,040,667 $ 1,740,667 

1/6/2011 $ (2) $ 1,740,665 

3/30/2011 $ (3) $ 1,740,662 

Bramble Savings Bank 6/29/2011 $ (28) $ 1,740,634 

8/25/2010 Pathfinder Bank Oswego NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A 9/30/2010 $ 2,181,334 $ 3,481,334 

1/6/2011 $ (5) $ 3,481,329 

3/30/2011 $ (6) $ 3,481,323 

Pathfinder Bank 6/29/2011 $ (58) $ 3,481,265 

8/27/2010 First Financial Bank, N.A. Terre Haute ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A 9/30/2010 $ 7,014,337 $ 11,314,337 

1/6/2011 $ (17) $ 11,314,320 

3/30/2011 $ (20) $ 11,314,300 

First Financial Bank, N.A. 6/29/2011 $ (192) $ 11,314,108 

9/1/2010 RBC Bank (USA) Raleigh NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

1/6/2011 $ 34,944 $ 180,000 

3/30/2011 $ 40,000 $ 220,000 

RBC Bank (USA) 6/29/2011 $ 50,000 $ 270,000 

9/3/2010 Fay Servicing, LLC Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A 9/30/2010 $ 5,168,169 $ 8,268,169 

1/6/2011 $ (12) $ 8,268,157 

3/30/2011 $ (15) $ 8,268,142 

4/13/2011 $ 400,000 $ 8,668,142 

Fay Servicing, LLC 6/29/2011 $ (143) $ 8,667,999 

9/15/2010 Vericrest Financial, Inc. Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 9/15/2010 $ 1,000,000 $ 1,000,000

9/30/2010 $ 450,556 $ 1,450,556 

1/6/2011 $ (2) $ 1,450,554 

2/16/2011 $ 3,000,000 $ 4,450,554 

3/16/2011 $ 10,200,000 $ 14,650,554 

3/30/2011 $ (24) $ 14,650,530 

6/29/2011 $ (227) $ 14,650,303 
Page 34 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

Vericrest Financial, Inc. 7/14/2011 $ 12,000,000 $ 26,650,303 

9/15/2010 Midwest Community Bank Freeport IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/30/2011 $ (1) $ 580,220 

Midwest Community Bank 6/29/2011 $ (8) $ 580,212 

9/24/2010 American Finance House LARIBA Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 

2/2/2011 $ (145,056) $ - 

9/24/2010 Centrue Bank Ottawa IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A 9/30/2010 $ 856,056 $ 2,756,056 

1/6/2011 $ (4) $ 2,756,052 

3/9/2011 $ (2,756,052) $ - 

9/30/2010 AgFirst Farm Credit Bank Columbia SC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 

3/23/2011 $ (145,056) $ - 

9/30/2010 Amarillo National Bank Amarillo TX Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

Amarillo National Bank 6/29/2011 $ (1) $ 145,055 

9/30/2010 American Financial Resources Inc. Parsippany NJ Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

American Financial Resources Inc. 6/29/2011 $ (1) $ 145,055 

9/30/2010 Banco Popular de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4, 5, 8 9/30/2010 $ 765,945 $ 2,465,945 

1/6/2011 $ (3) $ 2,465,942 

3/30/2011 $ (4) $ 2,465,938 

Banco Popular de Puerto Rico 6/29/2011 $ (36) $ 2,465,902 

9/30/2010 Capital International Financial, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

Capital International Financial, Inc. 6/29/2011 $ (1) $ 145,055 

9/24/2010 Citizens Community Bank Freeburg IL Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 9/30/2010 $ 360,445 $ 1,160,445 

1/6/2011 $ (2) $ 1,160,443 

3/23/2011 $ (1,160,443) $ - 

9/30/2010 Community Credit Union of Florida Rockledge FL Purchase Financial Instrument for Home Loan Modifications $ 2,000,000 N/A 6 9/30/2010 $ 901,112 $ 2,901,112 

1/6/2011 $ (4) $ 2,901,108 

3/30/2011 $ (5) $ 2,901,103 

Community Credit Union of Florida 6/29/2011 $ (48) $ 2,901,055 

9/30/2010 CU Mortgage Services, Inc. New Brighton MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

CU Mortgage Services, Inc. 6/29/2011 $ (1) $ 145,055 

9/30/2010 First Federal Bank of Florida Lake City FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 
Page 35 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

First Federal Bank of Florida 6/29/2011 $ (1) $ 145,055 

9/30/2010 First Mortgage Coporation Diamond Bar CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

First Mortgage Coporation 6/29/2011 $ (1) $ 145,055 

9/30/2010 First Safety Bank Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A 9/30/2010 $ 180,222 $ 580,222 

1/6/2011 $ (1) $ 580,221 

3/23/2011 $ (580,221) $ - 

9/30/2010 Flagstar Capital Markets Corporation Troy MI Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 7, 8 9/30/2010 $ 360,445 $ 1,160,445 

1/6/2011 $ (2) $ 1,160,443 

3/30/2011 $ (2) $ 1,160,441 

Flagstar Capital Markets Corporation 6/29/2011 $ (18) $ 1,160,423 

9/30/2010 Franklin Savings Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4 9/30/2010 $ 765,945 $ 2,465,945 

1/6/2011 $ (4) $ 2,465,941 

3/30/2011 $ (4) $ 2,465,937 

Franklin Savings 6/29/2011 $ (40) $ 2,465,897 

9/30/2010 Gateway Mortgage Group, LLC Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

Gateway Mortgage Group, LLC 6/29/2011 $ (1) $ 145,055 

9/30/2010 GFA Federal Credit Union Gardner MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 9/30/2010 $ 45,056 $ 145,056 

3/23/2011 $ (145,056) $ - 

9/30/2010 Guaranty Bank Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

6/29/2011 $ (1) $ 145,055 

9/24/2010 James B. Nutter & Company Kansas City MO Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4, 8 9/30/2010 $ 135,167 $ 435,167 

1/6/2011 $ (1) $ 435,166 

3/30/2011 $ (1) $ 435,165 

James B. Nutter & Company 6/29/2011 $ (6) $ 435,159 

9/30/2010 Liberty Bank and Trust Co New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 1,000,000 N/A 9/30/2010 $ 450,556 $ 1,450,556 

1/6/2011 $ (2) $ 1,450,554 

3/30/2011 $ (2) $ 1,450,552 

Liberty Bank and Trust Co 6/29/2011 $ (23) $ 1,450,529 

9/30/2010 M&T Bank Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 4, 8 9/30/2010 $ 315,389 $ 1,015,389 

1/6/2011 $ (1) $ 1,015,388 

3/30/2011 $ (1) $ 1,015,387 
Page 36 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

M&T Bank 6/29/2011 $ (11) $ 1,015,376 

9/30/2010 Magna Bank Germantown TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 5 9/30/2010 $ 630,778 $ 2,030,778 

1/6/2011 $ (3) $ 2,030,775 

3/30/2011 $ (3) $ 2,030,772 

Magna Bank 6/29/2011 $ (33) $ 2,030,739 

9/30/2010 Mainstreet Credit Union Lexena KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A 9/30/2010 $ 225,278 $ 725,278 

1/6/2011 $ (1) $ 725,277 

3/9/2011 $ (725,277) $ - 

9/30/2010 Marsh Associates, Inc. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

6/29/2011 $ (1) $ 145,055 

9/30/2010 Midland Mortgage Company Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ 43,500,000 N/A 4, 5 9/30/2010 $ 49,915,806 $ 93,415,806 

1/6/2011 $ (125) $ 93,415,681 

3/30/2011 $ (139) $ 93,415,542 

Midland Mortgage Company 6/29/2011 $ (1,223) $ 93,414,319 

9/30/2010 Schmidt Mortgage Company Rocky River OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

6/29/2011 $ (1) $ 145,055 

9/30/2010 Stockman Bank of Montana Miles City MT Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

Stockman Bank of Montana 6/29/2011 $ (1) $ 145,055 

9/30/2010 University First Federal Credit Union Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A 9/30/2010 $ 270,334 $ 870,334 

1/6/2011 $ (1) $ 870,333 

2/17/2011 $ (870,333) $ - 

9/30/2010 Weststar Mortgage, Inc. Woodbridge VA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8 9/30/2010 $ 45,056 $ 145,056 

6/29/2011 $ (1) $ 145,055 

12/15/2010 Statebridge Company, LLC Denver CO Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 12/15/2010 $ 5,000,000 $ 5,000,000 

1/6/2011 $ (7) $ 4,999,993 

2/16/2011 $ 500,000 $ 5,499,993 

3/16/2011 $ 100,000 $ 5,599,993 

3/30/2011 $ (9) $ 5,599,984 

Statebridge Company, LLC 6/29/2011 $ (85) $ 5,599,899 

12/15/2010 Scotiabank de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 12/15/2010 $ 4,300,000 $ 4,300,000 

1/6/2011 $ (4) $ 4,299,996 

Scotiabank de Puerto Rico 6/29/2011 $ (5) $ 4,299,991 
Page 37 of 74

Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap

Transaction 

Type Investment Description 

Cap of Incentive Payments 

on Behalf of Borrowers and 

to Servicers & 

Pricing 

Mechanism Note

Adjustment Details

4/13/2011 AmTrust Bank, A Division of New York Community Bank Cleveland OH Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 200,000 $ 200,000 

5/13/2011 $ 100,000 $ 300,000 

6/16/2011 $ 300,000 $ 600,000 

AmTrust Bank, A Division of New York Community Bank 6/29/2011 $ (9) $ 599,991 

4/13/2011 SunTrust Mortgage, Inc. Richmond VA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 100,000 $ 100,000 

4/13/2011 Urban Partnership Bank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 1,000,000 $ 1,000,000 

Urban Partnership Bank 6/29/2011 $ 233,268 $ 1,233,268 

4/13/2011 Western Federal Credit Union Hawthorne CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 4/13/2011 $ 200,000 $ 200,000 

Western Federal Credit Union 6/29/2011 $ 17,687 $ 217,687 

5/13/2011 FCI Lender Services, Inc. Anaheim Hills CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 5/13/2011 $ 500,000 $ 500,000 

6/16/2011 $ 100,000 $ 600,000 

6/29/2011 $ (9) $ 599,991 

FCI Lender Services, Inc. 7/14/2011 $ 200,000 $ 799,991 

7/14/2011 Gregory Funding, LLC Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9 7/14/2011 $ 200,000 $ 200,000 

Total Initial Cap $ 23,831,570,000 $ 6,053,795,092

TOTAL CAP $ 29,885,365,092

12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination. 

"HPDP" means the Home Price Decline Protection program.

"2MP" means the Second Lien Modification Program.

"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.

"FHA-2LP" means the FHA Second Lien Program

8/ Initial cap does not include HAMP.

9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.

10/ The amendment reflects a change in the legal name of the institution.

11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreem 

As used in this table:

"HAFA" means the Home Affordable Foreclosure Alternatives program.

7/ Initial cap amount includes FHA-2LP.

Total Cap Adjustments

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. 

The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.

2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 

3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 

4/ Initial cap amount includes FHA-HAMP.

5/ Initial cap amount includes RD-HAMP.

6/ Initial cap amount includes 2MP.
Page 38 of 74

Reason for Adjustment

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap and initial FHA-2LP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer & 2MP 

initial cap

Transfer of cap to Service One, Inc. due to 

servicing transfer

Transfer of cap to Specialized Loan Servicing, 

LLC due to servicing transfer

Transfer of cap to multiple servicers due to 

servicing transfer

Updated portfolio data from servicer

 

 s

 

 

 

 

 
Page 39 of 74

Reason for Adjustment

 s

Transfer of cap to multiple servicers due to 

servicing transfer

Transfer of cap to multiple servicers due to 

servicing transfer

Transfer of cap to multiple servicers due to 

servicing transfer

Initial FHA-HAMP cap and initial FHA-2LP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Transfer of cap (from Wachovia) due to merger

Transfer of cap (from Wachovia) due to merger

Initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

Transfer of cap (from Wachovia) due to merger

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer
Page 40 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap to Ocwen Financial 

Corporation, Inc. due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to multiple servicing 

transfers

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap and initial FHA-2LP cap
Page 41 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

Updated portfolio data from servicer

Transfer of cap from Saxon Mortgage 

Services, Inc. due to servicing transfer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP
Page 42 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Initial 2MP cap

Updated portfolio data from servicer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Updated portfolio data from servicer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial RD-HAMP

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-2LP cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 43 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

Transfer of cap to GMAC Mortgage, Inc. due to 

servicing transfer

Transfer of cap to Countrywide Home Loans 

due to servicing transfer

Updated portfolio data from servicer

Transfer of cap to Green Tree Servicing LLC 

due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap from Wilshire Credit 

Corporation due to servicing transfer

Transfer of cap due to servicing transfer

Initial 2MP cap

Initial FHA-2LP cap and FHA-HAMP

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer
Page 44 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer
Page 45 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

initial RD-HAMP, and initial 2MP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap, initial FHA-2LP cap, 

and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap
Page 46 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 47 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Transfer of cap (to Wells Fargo Bank) due to 

merger

Transfer of cap (to Wells Fargo Bank) due to 

merger

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Initial 2MP cap

Updated portfolio data from servicer

Initial FHA-2LP cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation
Page 48 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

(remaining cap equals distribution amount)

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-2LP cap and initial 2MP cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 49 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap
Page 50 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer
Page 51 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer & 2MP 

initial cap

Updated portfolio data from servicer

Initial FHA-HAMP cap, Initial FHA-2LP cap, 

and initial RD-HAMP

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer & 2MP 

initial cap

Updated portfolio data from servicer

Transfer of cap to Saxon Mortgage Services, 

Inc.

Initial FHA-HAMP cap and initial FHA-2LP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer
Page 52 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap to due to servicing transfer
Page 53 of 74

Reason for Adjustment

 s

Transfer of cap to due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap to due to servicing transfer

Transfer of cap to due to servicing transfer

Initial FHA-HAMP cap and 2MP initial cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer
Page 54 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer & HPDP 

initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Initial 2MP cap

Updated portfolio data from servicer

Transfer of cap to due to servicing transfer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

2MP initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap
Page 55 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial RD-HAMP

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer
Page 56 of 74

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 57 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 58 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 59 of 74

Reason for Adjustment

 s

Termination of SPA 

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

HPDP initial cap

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer & HAFA 

initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation
Page 60 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap
Page 61 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Initial FHA-HAMP cap and initial RD-HAMP

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 62 of 74

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap
Page 63 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 64 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 65 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Transfer of cap due to servicing transfer

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 66 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated HPDP cap & HAFA initial cap

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 67 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Updated portfolio data from servicer

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer
Page 68 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Initial FHA-HAMP cap and initial 2MP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Initial 2MP cap

Updated portfolio data from servicer

Initial FHA-HAMP cap

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation
Page 69 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Termination of SPA 

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated FHA-HAMP cap

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation
Page 70 of 74

Reason for Adjustment

 s

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation
Page 71 of 74

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer
Page 72 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation
Page 73 of 74

Reason for Adjustment

 s

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Termination of SPA 

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Updated due to quarterly assessment and 

reallocation

Updated portfolio data from servicer

Updated portfolio data from servicer

Updated due to quarterly assessment and 

reallocation
Page 74 of 74

Reason for Adjustment

 s

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

Updated due to quarterly assessment and 

reallocation

Transfer of cap due to servicing transfer

Transfer of cap due to servicing transfer

ment. 
Page 1 of 3

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Allstate Mortgage Loans & Investments, Inc. $ 1,623.05 $ 5,579.01 $ 4,623.05 $ 11,825.11

American Home Mortgage Servicing, Inc. $ 13,485,202.68 $ 52,941,224.46 $ 41,441,372.55 $ 107,867,799.69

Aurora Financial Group, Inc $ 6,388.77 $ - $ 6,472.10 $ 12,860.87

Aurora Loan Services LLC $ 5,653,218.52 $ 18,970,433.34 $ 14,644,716.23 $ 39,268,368.09

BAC Home Loans Servicing, LP $ 28,965,612.47 $ 85,716,598.22 $ 69,270,720.99 $ 183,952,931.68

Bank of America, N.A. $ 3,109,382.34 $ 14,994,830.72 $ 10,222,438.92 $ 28,326,651.98

BANKUNITED $ 1,584,871.99 $ 5,721,085.75 $ 4,457,003.77 $ 11,762,961.51

Bayview Loan Servicing LLC $ 1,930,115.36 $ 5,144,512.31 $ 4,656,900.83 $ 11,731,528.50

Carrington Mortgage Services, LLC. $ 2,276,629.99 $ 7,993,495.26 $ 6,407,486.80 $ 16,677,612.05

CCO Mortgage, a division of RBS Citizens NA $ 530,197.22 $ 1,603,706.24 $ 1,367,444.87 $ 3,501,348.33

Central Florida Educators Federal Credit Union $ 14,185.90 $ 38,483.49 $ 50,820.42 $ 103,489.81

CitiMortgage Inc $ 16,141,312.08 $ 56,765,199.16 $ 43,052,248.14 $ 115,958,759.38

Citizens First National Bank $ 2,750.00 $ 7,662.03 $ 10,916.67 $ 21,328.70

CUC Mortgage Corporation $ 11,881.16 $ 37,982.11 $ 40,848.96 $ 90,712.23

DuPage Credit Union $ 1,000.00 $ 10,144.60 $ 3,500.00 $ 14,644.60

EMC Mortgage Corporation $ 7,569,459.20 $ 11,592,937.05 $ 16,279,383.05 $ 35,441,779.30

Fay Servicing, LLC $ 5,666.68 $ 15,496.17 $ 5,750.01 $ 26,912.86

FCI Lender Services, Inc. $ - $ 349.32 $ - $ 349.32

FIRST BANK $ 221,495.01 $ 589,898.26 $ 611,118.12 $ 1,422,511.39

First Keystone Bank $ 2,775.62 $ 3,423.27 $ 8,717.90 $ 14,916.79

Franklin Credit Management Corporation $ 127,611.54 $ 296,263.96 $ 434,317.67 $ 858,193.17

Fresno County Federal Credit Union $ 1,000.00 $ 5,286.09 $ 5,000.00 $ 11,286.09

Glass City Federal Credit Union $ 2,000.00 $ 1,972.46 $ 4,000.00 $ 7,972.46

GMAC Mortgage, LLC $ 11,443,544.37 $ 41,663,785.95 $ 32,934,451.89 $ 86,041,782.21

Great Lakes Credit Union $ 916.67 $ 2,133.16 $ 3,000.00 $ 6,049.83

Greater Nevada Mortgage Services $ 14,416.67 $ 40,514.28 $ 37,750.01 $ 92,680.96

Green Tree Servicing LLC $ 203,100.98 $ 655,466.12 $ 873,904.49 $ 1,732,471.59

Guaranty Bank $ 916.67 $ - $ 1,000.00 $ 1,916.67

Hillsdale County National Bank $ 6,059.59 $ 10,058.61 $ 21,704.84 $ 37,823.04

Home Loan Services, Inc. $ 169,857.80 $ 2,440,767.73 $ 3,698,606.99 $ 6,309,232.52

HomEqServicing $ - $ 3,036,319.34 $ 5,272,500.00 $ 8,308,819.34

HomeStar Bank and Financial Services $ 583.33 $ 2,914.13 $ 3,916.67 $ 7,414.13

Horicon Bank $ 1,515.13 $ 5,060.84 $ 4,569.53 $ 11,145.50

Iberiabank $ - $ 10,502.00 $ 15,000.00 $ 25,502.00

IBM Southeast Employees' Federal Credit Union $ 2,916.67 $ 10,772.93 $ 10,000.00 $ 23,689.60

IC Federal Credit Union $ 3,833.34 $ 8,660.22 $ 10,000.00 $ 22,493.56

Idaho Housing and Finance Association $ 5,844.16 $ 3,988.95 $ 8,844.16 $ 18,677.27

JPMorgan Chase Bank, NA $ 49,417,535.09 $ 76,420,465.14 $ 85,351,692.36 $ 211,189,692.59

Lake City Bank $ 833.33 $ 1,335.90 $ 6,000.00 $ 8,169.23

Supplemental Information [Not Required by EESA §114(a)]

Home Affordable Modification Program

Non-GSE Incentive Payments (through July 2011)
Page 2 of 3

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Lake National Bank $ 2,000.00 $ 2,434.30 $ 3,000.00 $ 7,434.30

Litton Loan Servicing, LP $ 8,535,471.92 $ 24,603,769.19 $ 20,413,560.65 $ 53,552,801.76

Los Alamos National Bank $ 3,537.50 $ 4,532.36 $ 11,793.00 $ 19,862.86

M&T Bank $ 12,652.17 $ - $ 12,818.84 $ 25,471.01

Marix Servicing LLC $ 145,604.56 $ 442,970.89 $ 457,171.44 $ 1,045,746.89

Midland Mortgage Co. $ 453,625.16 $ 3,344.24 $ 515,534.68 $ 972,504.08

Midwest Community Bank $ - $ 181.76 $ 1,000.00 $ 1,181.76

Mission Federal Credit Union $ 14,500.01 $ 40,619.47 $ 35,000.00 $ 90,119.48

MorEquity, Inc. $ 345,841.21 $ 2,305,003.00 $ 1,977,320.74 $ 4,628,164.95

Mortgage Center, LLC $ 30,738.97 $ 74,198.58 $ 99,231.41 $ 204,168.96

National City Bank $ 474,741.96 $ 1,889,465.58 $ 1,384,933.00 $ 3,749,140.54

Nationstar Mortgage LLC $ 4,422,466.92 $ 11,839,593.41 $ 10,973,262.30 $ 27,235,322.63

Navy Federal Credit Union $ 20,833.34 $ 135,649.15 $ 137,833.34 $ 294,315.83

Oakland Municipal Credit Union $ - $ 3,568.11 $ 6,500.00 $ 10,068.11

Ocwen Loan Servicing, LLC $ 16,786,614.93 $ 45,241,960.55 $ 39,537,119.87 $ 101,565,695.35

OneWest Bank $ 10,276,035.07 $ 37,449,722.48 $ 25,394,358.10 $ 73,120,115.65

ORNL Federal Credit Union $ - $ - $ 2,000.00 $ 2,000.00

Park View Federal Savings Bank $ 5,000.00 $ 14,714.21 $ 12,000.00 $ 31,714.21

Pathfinder Bank $ 916.67 $ 944.82 $ 1,916.67 $ 3,778.16

PennyMac Loan Services, LLC $ 369,704.96 $ 868,851.42 $ 975,654.93 $ 2,214,211.31

PNC Bank, National Association $ 12,833.34 $ 31,494.05 $ 47,500.00 $ 91,827.39

Quantum Servicing Corporation $ - $ 1,045.60 $ 1,000.00 $ 2,045.60

RBC Bank (USA) $ 4,068.62 $ - $ 4,068.62 $ 8,137.24

Residential Credit Solutions, Inc. $ 277,615.42 $ 798,125.37 $ 811,454.66 $ 1,887,195.45

RG Mortgage $ 164,852.94 $ 227,582.28 $ 401,333.81 $ 793,769.03

RoundPoint Mortgage Servicing Corporation $ 33,166.66 $ 100,810.75 $ 115,000.00 $ 248,977.41

Saxon Mortgage Services, Inc. $ 14,256,543.64 $ 25,559,804.65 $ 31,953,418.10 $ 71,769,766.39

Schools Financial Credit Union $ 3,000.00 $ 18,112.30 $ 12,500.00 $ 33,612.30

Scotiabank de Puerto Rico $ 29,509.38 $ 144,564.29 $ 48,337.43 $ 222,411.10

Select Portfolio Servicing, Inc. $ 15,872,759.44 $ 41,570,299.01 $ 37,691,138.03 $ 95,134,196.48

Selene Finance LP $ 6,750.00 $ 15,782.48 $ 6,500.00 $ 29,032.48

Servis One, Inc., dba BSI Financial Services, Inc. $ 3,000.00 $ 7,296.98 $ 10,000.00 $ 20,296.98

ShoreBank $ 49,915.10 $ 153,906.17 $ 143,165.10 $ 346,986.37

Silver State Schools Credit Union $ 11,677.95 $ 69,291.71 $ 38,844.62 $ 119,814.28

Specialized Loan Servicing LLC $ 339,720.04 $ 895,816.81 $ 833,540.00 $ 2,069,076.85

Sterling Savings Bank $ 17,617.28 $ 44,036.35 $ 61,117.28 $ 122,770.91

Technology Credit Union $ 10,416.67 $ 46,869.15 $ 26,416.67 $ 83,702.49

The Bryn Mawr Trust Company $ 1,000.00 $ 3,866.45 $ 1,000.00 $ 5,866.45

The Golden 1 Credit Union $ 38,163.01 $ 201,317.52 $ 151,996.34 $ 391,476.87

U.S. Bank National Association $ 2,323,684.06 $ 8,942,608.45 $ 7,827,335.56 $ 19,093,628.07

United Bank $ - $ - $ 1,000.00 $ 1,000.00

United Bank Mortgage Corporation $ 14,468.08 $ 27,725.00 $ 33,089.81 $ 75,282.89

Urban Partnership Bank $ - $ (1,500.00) $ (500.00) $ (2,000.00)

Vantium Capital, Inc. d/b/a Acqura Loan Services $ 47,464.24 $ 80,060.74 $ 52,006.64 $ 179,531.62

Vericrest Financial, Inc. $ 7,605.19 $ 25,700.81 $ 22,938.52 $ 56,244.52

Wachovia Mortgage, FSB $ - $ 76,889.58 $ 162,000.00 $ 238,889.58
Page 3 of 3

Name of Institution Borrowers Lenders/Investors Servicer Total Payments

Wells Fargo Bank, N.A. $ 33,722,420.85 $ 88,684,962.97 $ 69,707,617.73 $ 192,115,001.55

Wescom Central Credit Union $ 93,545.55 $ 374,718.56 $ 210,612.54 $ 678,876.65

Western Federal Credit Union $ 1,000.00 $ 7,905.83 $ 4,000.00 $ 12,905.83

Wilshire Credit Corporation $ - $ 490,394.10 $ 1,167,000.00 $ 1,657,394.10

Yadkin Valley Bank $ 2,000.00 $ 3,556.00 $ 15,000.00 $ 20,556.00

Totals $ 252,161,336 $ 680,293,876 $ 594,751,182 $ 1,527,206,395
Page 1 of 2

Name of Institution City State

6/23/2010 Nevada Affordable Housing Assistance Corporation Reno NV Purchase Financial Instrument for HHF Program $ 102,800,000 - $ 194,026,240 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 34,056,581 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 57,169,659 N/A

6/23/2010 CalHFA Mortgage Assistance Corporation Sacramento CA Purchase Financial Instrument for HHF Program $ 699,600,000 - $ 1,975,334,096 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 476,257,070 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 799,477,026 N/A

6/23/2010 Florida Housing Finance Corporation Tallahassee FL Purchase Financial Instrument for HHF Program $ 418,000,000 - $ 1,057,839,136 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 238,864,755 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 400,974,381 N/A

6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation Phoenix AZ Purchase Financial Instrument for HHF Program $ 125,100,000 - $ 267,766,006 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 142,666,006 N/A

6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation Lansing MI Purchase Financial Instrument for HHF Program $ 154,500,000 - $ 498,605,738 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 128,461,559 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 215,644,179 N/A

8/3/2010 North Carolina Housing Finance Agency Raleigh NC Purchase Financial Instrument for HHF Program $ 159,000,000 - $ 482,781,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 120,874,221 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 202,907,565 N/A

8/3/2010 Ohio Homeowner Assistance LLC Columbus OH Purchase Financial Instrument for HHF Program $ 172,000,000 - $ 570,395,099 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 148,728,864 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 249,666,235 N/A

8/3/2010 Oregon Affordable Housing Assistance Corporation Salem OR Purchase Financial Instrument for HHF Program $ 88,000,000 - $ 220,042,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 49,294,215 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 82,748,571 N/A

8/3/2010 Rhode Island Housing and Mortgage Finance Corporation Providence RI Purchase Financial Instrument for HHF Program $ 43,000,000 - $ 79,351,573 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 13,570,770 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 22,780,803 N/A

8/3/2010 SC Housing Corp Columbia SC Purchase Financial Instrument for HHF Program $ 138,000,000 - $ 295,431,547 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 58,772,347 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 98,659,200 N/A

9/23/2010 Alabama Housing Finance Authority Montgomery AL Purchase Financial Instrument for HHF Program $ 60,672,471 - $ 162,521,345 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 101,848,874 N/A

9/23/2010 Kentucky Housing Corporation Frankfort KY Purchase Financial Instrument for HHF Program $ 55,588,050 - $ 148,901,875 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 93,313,825 N/A

9/23/2010 Mississippi Home Corporation Jackson MS Purchase Financial Instrument for HHF Program $ 38,036,950 - $ 101,888,323 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 63,851,373 N/A

9/23/2010 GHFA Affordable Housing, Inc. Atlanta GA Purchase Financial Instrument for HHF Program $ 126,650,987 - $ 339,255,819 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 212,604,832 N/A

Investment Description

Initial Investment 

Amount

Pricing 

Mechanism

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets

Hardest Hit Funds (HHF) Program

Note

Additional 

Investment Amount

Investment Amount 1 Date

Seller Transaction 

Type
Page 2 of 2

Name of Institution City State Investment Description

Initial Investment 

Amount

Pricing 

Note Mechanism

Additional 

Investment Amount

Investment Amount 1 Date

Seller Transaction 

Type

9/23/2010 Indiana Housing and Community Development Authority Indianapolis IN Purchase Financial Instrument for HHF Program $ 82,762,859 - $ 221,694,139 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 138,931,280 N/A

9/23/2010 Illinois Housing Development Authority Chicago IL Purchase Financial Instrument for HHF Program $ 166,352,726 - $ 445,603,557 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 279,250,831 N/A

9/23/2010 New Jersey Housing and Mortgage Finance Agency Trenton NJ Purchase Financial Instrument for HHF Program $ 112,200,637 - $ 300,548,144 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 188,347,507 N/A

9/23/2010 District of Columbia Housing Finance Agency Washington DC Purchase Financial Instrument for HHF Program $ 7,726,678 - $ 20,697,198 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 12,970,520 N/A

9/23/2010 Tennessee Housing Development Agency Nashville TN Purchase Financial Instrument for HHF Program $ 81,128,260 - $ 217,315,593 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 136,187,333 N/A

$ 7,600,000,000

2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

1/ The purchase will be incrementally funded up to the investment amount.

3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

TOTAL INVESTMENT AMOUNT 
Page 1 of 1

Name City State

1 9/3/2010 Citigroup, Inc. New York NY Purchase

Facility Purchase Agreement, dated as of September 3, 

2010, between the U.S. Department of the Treasury 

and Citibank, N.A $ 8,117,000,000

TOTAL $ 8,117,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an 

up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to time 

during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a 

maximum amount of $117 million.

N/A

FHA SHORT REFINANCE PROGRAM

Footnote Date

Seller Transaction 

Type Investment Description Investment Amount Pricing Mechanism