TREATIES AND OTHER INTERNATIONAL ACTS SERIES 09-526 

________________________________________________________________________ 

SCIENTIFIC COOPERATION 

 Agreement Between the 

UNITED STATES OF AMERICA 

and UKRAINE 

Signed at Washington December 4, 2006 

with 

Annexes 

 
 NOTE BY THE DEPARTMENT OF STATE 

 Pursuant to Public Law 89—497, approved July 8, 1966 

(80 Stat. 271; 1 U.S.C. 113)—

“. . .the Treaties and Other International Acts Series issued 

under the authority of the Secretary of State shall be competent 

 evidence . . . of the treaties, international agreements other than 

treaties, and proclamations by the President of such treaties and 

international agreements other than treaties, as the case may be, 

therein contained, in all the courts of law and equity and of maritime 

jurisdiction, and in all the tribunals and public offices of the 

United States, and of the several States, without any further proof 

or authentication thereof.” 
 UKRAINE 

 Scientific Cooperation 

 Agreement signed at Washington 

 December 4, 2006; 

 Entered into force May 26, 2009. 

 With annexes. 
AGREEMENT BETWEEN TH

GOVERNMENT OF THE UNITED STATES 

AND THE

GOVERNMENT OF UKRAIN

ON SCIENTIFIC AND TECHNOLOGICAL C

The Government of the United States of America an

(hereinafter referred to as "the Parties");

Realizing that international cooperation in science a

the bonds of friendship and understanding between their p

state of science and technology to the benefit of both countr

Affirming that in sharing responsibilities for contr

prosperity and well being, they should make further efforts 

national research and development policies;

Considering science and technology cooperation as i

of national economies; and

Wishing to establish dynamic and effective internati

full array of scientific organizations and individual scientist

Have agreed as follows:

ARTICLE I

1. The purposes of this Agreement are to strengthen th

capabilities of the Parties, to intensify and broaden rela

technological communities in both countries, and to promo

cooperation in areas of mutual interest and benefit for peace

2. The principal objectives of this cooperation are 

exchange ideas, information, skills, and techniques and to 

technological endeavors of mutual interest.

ARTICLE II

1. The Parties shall encourage cooperation through 

technical information; exchanges of scientists and techni

joint seminars and meetings; training of scientists and tec

joint research projects; and other forms of scientific and 

may be mutually agreed upon.

2. Cooperation under this Agreement shall be based o

equitable contributions and benefits, commensurate with th

and technological strengths and resources.

ARTICLE III

1. The Parties shall encourage and facilitate, where ap

direct contacts and cooperation between government age

centers, institutions, private sector firms and other entities o
2. Government agencies and other designated entitie

mentioned in paragraph 1 of this Article, may conc

implementing memoranda of cooperation, and other arr

specific areas of science and technology. These implemen

as appropriate, topics of cooperation. procedures for tran

funds, and other relevant issues.

3. This Agreement is without prejudice to existi

agreements in force between the United States and U

appropriate agencies may amend such agreements, as m

agreements subject to the provisions of this Agreement.

ARTICLE IV

Cooperative activities under this Agreement shal

with the applicable laws, regulations, and procedures in ea

to the availability of funds and personnel.

ARTICLE V

Scientists, technical experts, governmental agen

countries or international organizations may, in appr

agreement of both Parties to participate, at their own expe

projects and programs being carried out under this Agreeme

ARTICLE VI

Each Party shall designate a coordinating agency 

conduct administrative affairs and, as appropriate, to provi

of activities under this Agreement.

ARTICLE VII

1. Scientific and technological information of a non

from cooperation under this Agreement, other than informa

commercial or industrial reasons, shall be made available, 

in writing, to the world scientific community through 

accordance with normal procedures of the agencies and e

Agreement.

2. The treatment of intellectual property and busin

created or furnished in the course of cooperative activ

provided for in Annex I. Provisions for security of 

technology are set forth in Annex II. Annex I and Annex I

this Agreement, and shall apply to all activities conduct

Agreement unless otherwise agreed in writing by the Part

or their designees.

ARTICLE VIII

1. Each Party shall, as appropriate, facilitate entry int

appropriate personnel and equipment of the other Party, 

and programs under this Agreement.

2. Each Party shall, as appropriate, facilitate prompt 

of the other Party, participating in cooperative activitie

relevant geographic areas, institutions, data, materia

specialists and researchers as needed to carry out those acti
FOR THE GOVERNMENT OF FOR T

THE UNITED STATES OF AMERICA: UKRA

3. Each Party shall facilitate, in accordance with its la

entry of necessary materials and equipment provided for 

under this Agreement.

4. Commodities acquired, including by the Unite

subcontractors or subgrantees) or by foreign governments, f

with United States technical assistance provided for Ukrain

be exempt from taxation, including value-added taxes 

imposed by Ukraine. Commodities include any mater

equipment. These same rules apply to all funds provided fo

services, grants and all monetary assistance. Any assistance 

Government under this Agreement is assistance under 

Government of the United States of America and the Gove

Humanitarian and Technical Economic Cooperation dated M

ARTICLE IX

In the event that differences arise between the 

interpretation or application of the provisions of this Agree

them by means of negotiations and consultations.

ARTICLE X

1. This Agreement shall enter into force when the Par

diplomatic channels, of the completion of their respective in

for the entry into force of this Agreement. The date of last 

be the date of entry into force of this Agreement.

2. This Agreement shall remain in force for five year

may be extended for further five-year periods by written ag

diplomatic channels to the extent practicable ninety (90

Agreement. This Agreement may be terminated by either P

the other Party through diplomatic channels of its intention 

least ninety (90) days prior to its end. Unless otherwis

termination of this Agreement shall not affect the completi

undertaken under this Agreement and not yet completed at 

this Agreement.

3. This Agreement may be amended by written agree

through signing respective protocols constituting an integral 

4. Upon entry into force, this Agreement supersede

Government of the United States of America and the 

Scientific and Technological Cooperation signed by the 

extended.

Done at Washington, DC, in duplicate, this Fourth day of D

and Ukrainian languages, both texts being equally authentic
ANNEX I 

Intellectual Property Rights

Pursuant to Article VII of this Agre

The Parties shall ensure adequate and effective pro

created or furnished under this Agreement and relevant im

Parties agree to notify one another in a timely fashion of 

works arising under this Agreement and to seek protection 

in a timely fashion. Rights to such intellectual property sh

this Annex.

I. Scope

A. This Annex is applicable to all cooperative activit

Agreement, except as otherwise specifically agreed to by t

writing.

B. For purposes of this Agreement, "intellectual pro

found in Article 2 of the Convention Establishing the 

Organization, done at Stockholm, July 14, 1967.

C. This Annex addresses the allocation of rights, inter

Parties. Each Party shall ensure that the other Party can o

property allocated in accordance with the Annex, by obtai

participants through contracts or other legal means, if ne

otherwise alter or prejudice the allocation of rights betw

which shall be determined by that Party's laws and practice

D. Disputes concerning intellectual property arising u

resolved through discussions between the concerned p

necessary, the Parties or their designees. Upon mutual agre

shall be submitted to an arbitral tribunal for binding ar

applicable rules of international law. Unless the Part

otherwise in writing, the arbitration rules of UNCITRAL sh

E. Termination or expiration of this Agreement shall 

under this Annex.

11. Allocation of Rights

A. Each Party shall be entitled to a non-exclusive, irre

all countries to translate, reproduce, and publicly distr

journal articles, reports, and books directly arising f

Agreement. All publicly distributed copies of a copyrigh

provision shall indicate the names of the authors of the w

declines to be named.

B. Rights to all forms of intellectual property, other 

paragraph 11 (A) above, shall be allocated as follows:

(1) Visiting researchers, for example, scie

furtherance of their education, shall receive intelle

policies of the host institution. In addition, each vi

inventor shall be entitled to share in a portion of an

institution from the licensing of such intellectual pro

(2) (a) For intellectual property created during 

research projects pursuant to the implementation 
means of visits of participating personnel), for 

participating institutions, or participating personnel 

scope of work, each Party shall be entitled to obta

own territory. Rights and interests in third cou

implementing arrangements. If research is not des

the relevant implementing arrangement, rights to 

from the research will be allocated in accordance 

addition, each person named as an inventor shall b

of any royalties earned by either institution from the 

(b) Notwithstanding paragraph II (B) (2) 

property is available under the laws of one Party bu

whose laws provide for this type of protection sh

interests worldwide. Persons named as inventors of 

be entitled to royalties as provided in paragraph 11 (B

Business Confidential Infor

In the event that information identified by the P

timely fashion as business-confidential is furnished or crea

Party and its participants shall protect such information 

laws, regulations, and administrative practices. Inform

"business-confidential" if a person having the informat

benefit from it or may obtain a competitive advantage ove

information is not generally known or publicly available 

owner has not previously made the information available 

manner an obligation to keep it confidential.
ANNEX 11 

Security Obligations

Pursuant to Article VII of this Agre

1. Protection of Sensitive Technology

Both Parties agree that no information or equipme

interest of national defense or foreign relations and clas

applicable national laws and regulations shall be provided 

event that information or equipment which is known 

protection is identified in the course of cooperative activiti

it shall be brought immediately to the attention of the appro

shall consult to identify appropriate security measures to be 

writing and applied to this information and equipment an

this Agreement to incorporate such measures.

11. Technology Transfer

The transfer of unclassified export-controlled infor

the Parties shall be in accordance with the relevant laws an

either Party deems it necessary, detailed provisions for th

transfer or retransfer of such information or equipment 

contracts or implementing arrangements. Export controlle

to identify it as export controlled and identify any restrictio
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