alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Exhibit 10.51
 409A AMENDMENT TO
EMPLOYMENT AGREEMENT OF DR. DAVID CHAPLIN
      If Executive terminates his employment following a material breach of the
Agreement by OXiGENE, which breach remains uncured thirty (30) days after written
notice thereof is received by OXiGENE (a Termination with Good Reason), Executive
shall be treated as if his employment was terminated by OXiGENE.
  For purposes of this Agreement, Good Reason must also meet the requirements for a
good reason termination in accordance with Treasury Regulation §1.409A-1(n)(2), and
any successor statute, regulation and guidance thereto.
  6.2 If Executives employment is terminated by OXiGENE other than for Cause (as
defined below) or in the event of a Termination with Good Reason, then OXiGENE
shall provide to Executive within sixty (60) days of Executives termination of
employment:




---



##### 



Upon such termination, Executive shall be entitled to receive a lump sum cash
payment within sixty (60) days after the Termination Date an amount equal to the
Unpaid Salary.
  Payments under this Section 6.3(a) will be made within sixty (60) days of the
Termination Date.
  Reimbursements under this Section 8B will be paid within sixty (60) days from the
date it is determined that Executive is entitled to payment under this Section 8B.
 6.
    
    The following new Section 17 shall be added to the Agreement:
 Compliance with Code Section 409A




---



##### 



Executive:
    
    OXiGENE, Inc./s/ David J. Chaplin

Dr. David J. Chaplin
    
    /s/ John A. Kollins

By: John A. Kollins, CEO
#### Blanche Leigh TUVIN, Appellant, v. The FIRST NATIONAL BANK OF HOLLYWOOD, Trustee, Appellee.

No. 76-1557.

District Court of Appeal of Florida, Fourth District.

June 14, 1978.

Rehearing Denied Aug. 2, 1978.

John D. Kruse, Fort Lauderdale, for appellant.

James Fox Miller, of Miller & Schwartz, Hollywood, for appellee.

PER CURIAM.

AFFIRMED.

DOWNEY, C. J., and CROSS and DAUKSCH, JJ., concur.
No. 10382.

#### The State, ex rel. Jordan *v.*Rolsen et al., Board of Deputy State Supervisors and Inspectors of Elections.

(Decided October 30, 1906.)

Mandamus.

• *Messrs. Burch & Johnson; Mr. J. M. Dawson*and *Mr. Joseph W. O’Hara,*for relator.

*588* *Mr. Wade H. Ellis,*attorney-general; Mr. L. B. *Sawyer*and *Mr. F. F. Dinsmore,*for respondents.

Petition dismissed. *State, ex rel. Springer,*v. *Hadley et al.,*50 Ohio St., 167, and *State, ex rel. Attorney-General,*v. *Spiedel,*62 Ohio St., 156, are authority for the conclusion that there is no vacancy in the office of the prosecuting attorney of Plamilton county. Other questions not considered.

Shauck, C. J., Price, Crew, Summers, Spear and Davis, JJ., concur.
EASTERN FEDERAL LANDS ACCESS PROGRAM

Application 

No. Project/Facility Name Project Type Federal Land Accessed Applicant County

Fiscal 

Year*

LA 23 Irvin Lake Road Roadway Rehabilitation

US Fish & Wildlife ServiceUpper Oauchita National 

Wildlife Refuge

Morehouse 

Parish Morehouse PE 2023 

CN 2024

LA 26

Pintail Wildlife Drive 

Hurricane-Resistant 

Boardwalk

Boardwalk Replacement

US Fish & Wildlife ServiceCameron Prairie National 

Wildlife Refuge

Creole Nature 

Trail Scenic 

Byway District

Cameron 2026

LA 28 Bodcau Dam, Cotton Valley & 

Ivan Lake Roads Roadway Rehabilitation US Army Corps of EngineersBayou Bodcau Dam Bossier Parish Bossier

PE 2023 

CN 2025

LA 30 Bayou Savauge Access Comprehensive Access 

Improvement Plan

US Fish & Wildlife ServiceBayou Sauvage National 

Wildlife Refuge

New Orleans 

Regional 

Planning 

Commission

Orleans 2023

The Programming Decisions Committee (PDC) responsible for the Louisiana Federal Lands Access Program (FLAP) has selected its multiyear 

Program of Projects. The projects identified for programming for the Louisiana FLAP are listed below in no particular order and include:

Louisiana Program of Projects for Federal Fiscal Years 2023-2026

* Fiscal Year Programmed/Project Schedule is subject to change

The next step in the process will be to develop project agreements between Eastern Federal Lands Highway Division and the State/Local Agency 

partners. Please bookmark our webpage to watch for future Calls for Projects in your state. 

https://highways.dot.gov/federal-lands/programs-access/LA

If you have any questions regarding the Call for Projects, please contact Mr. Lewis Grimm, Planning Team Leader, at 703-404-6289 or 

Lewis.Grimm@dot.gov. For questions regarding project agreements and funding, please contact Ms. Jacinda Russell, Access Program Manager, at 

571-434-1543 or Jacinda.Russell@dot.gov.
Exhibit99.1

 

 

**CERTIFICATIONPURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

 

 

In connection withthe Quarterly Report of Latitude Communications, Inc. (the “Company”) on Form10-Q for the quarter ended September 30, 2002, as filed with the Securities andExchange Commission on the date hereof (the “Report”), I, Rick M. McConnell,Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,that:

 

(1)       The Report fully complies with therequirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934;and

 

(2)       The information contained in this Reportfairly presents, in all material respects, the financial condition and resultsof operations of the Company.

 

 
| **Latitude  Communications, Inc.** |
|------------------------------------|
|                               |   |
|                               |   |
|                               |   |
| **By:**                            | **/s/  RICK McCONNELL** |
|                               | Rick McConnell  Chief Executive Officer |

** **

 

 

Date:  November 14, 2002

 

 

----

 

 

**CERTIFICATIONPURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**

 

 

In connection withthe Quarterly Report of Latitude Communications, Inc. (the “Company”) on Form10-Q for the quarter ended September 30, 2002, as filed with the Securities andExchange Commission on the date hereof (the “Report”), I, Luis Buhler, ChiefFinancial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350,as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

 

(1)                     The Report fully complies with the requirements ofSection 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2)                     The information contained in this Report fairlypresents, in all material respects, the financial condition and results ofoperations of the Company.

 

 
| **Latitude  Communications, Inc.** |
|------------------------------------|
|                               |   |
|                               |   |
|                               |   |
| **By:**                            | ** /s/   LUIS BUHLER** |
|                               | Luis Buhler  Chief Financial Officer |

** **

 

 

Date: November 14, 2002

 

 

2

----
Exhibit 31.1
 Certification
  1.
    
    I have reviewed this Annual Report on Form 10-K of Madison Square Garden, Inc.;
 2.
    
    Based on my knowledge, this report does not contain any untrue statement of a material
fact or omit to state a material fact necessary to make the statements made, in light of
the circumstances under which such statements were made, not misleading with respect to the
period covered by this report;
 3.
    
    Based on my knowledge, the financial statements, and other financial information
included in this report, fairly present in all material respects the financial condition,
results of operations and cash flows of the registrant as of, and for, the periods
presented in this report;
 4.
    
    The registrants other certifying officer(s) and I are responsible for establishing and
maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e)
and 15d-15(e)) for the registrant and have:
 a.
    
    Designed such disclosure controls and procedures, or caused such
disclosure controls and procedures to be designed under our supervision, to ensure
that material information relating to the registrant, including its consolidated
subsidiaries, is made known to us by others within those entities, particularly
during the period in which this report is being prepared;
 b.
    
    [Omitted pursuant to SEC Release No. 34-54942];
 c.
    
    Evaluated the effectiveness of the registrants disclosure controls and
procedures and presented in this report our conclusions about the effectiveness of
the disclosure controls and procedures, as of the end of the period covered by this
report based on such evaluation; and
 d.
    
    Disclosed in this report any change in the registrants internal
control over financial reporting that occurred during the registrants most recent
fiscal quarter (the registrants fourth fiscal quarter in the case of an annual
report) that has materially affected, or is reasonably likely to materially affect,
the registrants internal control over financial reporting; and
 5.
    
    The registrants other certifying officer(s) and I have disclosed, based on our most
recent evaluation of internal control over financial reporting, to the registrants
auditors and the audit committee of the registrants board of directors (or persons
performing the equivalent functions):
 a.
    
    All significant deficiencies and material weaknesses in the design or
operation of internal control over financial reporting which are reasonably likely
to adversely affect the registrants ability to record, process, summarize and
report financial information; and
 b.
    
    Any fraud, whether or not material, that involves management or other
employees who have a significant role in the registrants internal control over
financial reporting.
 Date: March 18, 2010
    /s/ Hank J. RatnerHank J. RatnerPresident and Chief Executive Officer
Employment Agreement between the Company and Mark V. Lavin



 
Exhibit 10.12

 
[WEST LOGO TO APPEAR HERE] 
 
 

	 To:
	 	 Mark V. Lavin
	 	 
	 From:
	 	 Nancee R. Berger
	 	 
	 Date:
	 	 February 10, 2003
	 	 
	 	 	 	 	 
	 Re:
	 	 2003 Compensation Plan
	 	 


 
Your 2003 compensation plan (“Plan Year”) for your employment as President for West Telemarketing Corporation (the “Company”) is as follows: 
 

	1.	 	Your base salary will be $200,000. Should you elect to voluntarily terminate your employment, you will be compensated for your services through the date of your
actual termination per your Employment Agreement. 

 

	2.	 	The rate factors used to calculate your pre-tax, pre-corporate allocation profit bonus are being revised according to the schedule below. You are eligible to receive
a quarterly performance bonus based on each quarter’s pre-tax, pre-corporate allocation profit growth when compared to the same quarter the previous year. A negative differential will result in a loss carry forward to be applied to future bonus
calculations. The bonus will be calculated by multiplying the year-to-date pre-tax, pre-corporate allocation profit differential times the rate factor from the table below minus bonuses paid year-to-date for the respective calendar year.


 
Rate Factor

.035 
 

	3.	 	You will also be eligible for a one-time bonus of $100,000 for producing total revenue of $67,500 per workstation in 2003. This calculation will be defined and will
include India, but not training stations, in the count. The annual bonus earned will be paid within thirty (30) days after financial statements for December 2003 are prepared, but in no event will be paid later than February 28, 2004.


 

	4.	 	In addition, if West Corporation achieves 2003 net income of $.05 per share above West’s stated expected 2003 EPS, you will be eligible to receive an additional
one-time bonus of $50,000. You will be paid the amount due for the quarterly bonus within thirty (30) days after the financial statements for December 2003 are prepared, but in no event will be paid later than February 28, 2004.


 

	5.	 	All pre-tax, pre-corporate allocation profit and net income objectives are based upon the Company’s operations and will not include profit and income derived
from mergers, acquisitions, joint ventures, stock buybacks or other non-operating income unless specifically and individually included upon completion of the transaction. 

 

	6.	 	The benefit plans, as referenced in Section 7(i), shall include insurance plans based upon eligibility pursuant to the plans. If the insurance plans do not provide
for continued participation, the continuation of benefits shall be pursuant to COBRA. In the event Employee’s benefits continue pursuant to COBRA and Employee accepts new employment during the consulting term, Employee may continue benefits
thereafter to the extent allowed under COBRA. In no event shall benefits plans include the 401K Plan or the 1996 Stock Incentive Plan. 

 

	
	 By:
	 	 /s/    MARK LAVIN


	 	 	 Employee—Mark V. Lavin
EX-32
  ·   Section 1350 Certifications
  MICKLAND INC.
 
 Pursuant
to Section  18U.S.C.  Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
Pursuant  to  section  906  of  the   Sarbanes-Oxley   Act  of  2002
(subsection  (a) and (b)
of  section  1350,  chapter 63 of title 18,
United  States  Code),  each of
the  undersigned  officers  of Mickland
Inc.,  a Nevada  corporation (the "Company"), does hereby
certify that:
 
 The
Annual  Report on Form 10-K for the year ended  December 31,
2009  (the  "Form  10-K")  of  the  Company   fully   complies   with  the
requirements  of section 13(a) or 15(d) of
the  Securities  Exchange  Act of
1934  and  information  contained  in
the  Form  10-K  fairly presents,  in
all
material  respects,  the  financial  condition
and results of operations of the Company.
 Date:  April
      14, 2010/s/Name: Patti JohnsonTitle: Principal
      Executive Officer
                and
      Principal Financial Officer
****

 

 

 

**President**

**Section 906 Certification under Sarbanes Oxley Act**

 

 

 

I, Michael G. Clark, certify that: 

 

| 1. | I have reviewed this report, filed on behalf of DWS Global Opportunities Fund, a series of DWS Global/International Fund, Inc., on Form N-CSR; |
|----|------------------------------------------------------------------------------------------------------------------------------------------------|

 

| 2. | Based on my knowledge and pursuant to 18 U.S.C. § 1350, the periodic report on Form N-CSR (the “Report”) fully complies with the requirements of § 13 (a) or §15 (d), as applicable, of the Securities Exchange Act of 1934 and that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
|----|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

 

 

 

| December 28, 2007 | /s/Michael G. Clark                                                            |
|-------------------|--------------------------------------------------------------------------------|
|              | Michael G. Clark                                                               |
|              | President                                                                      |
|              | DWS Global Opportunities Fund, a series of DWS Global/International Fund, Inc. |

 

 

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```

                                                                    EXHIBIT 21.1

List of Subsidiaries at December 31, 2004:

NAME                                               STATE OF INCORPORATION/FORMATION
----                                               --------------------------------
Alpha Monticello, Inc.                             Delaware
Alpha Casino Management Inc.                       Delaware
Monticello Casino Management, LLC                  New York
Mohawk Management, LLC                             New York
Monticello Raceway Development Company, LLC        New York
Monticello Raceway Management, Inc.                New York
Alpha Gulf Coast, Inc.                             Delaware
Alpha St. Regis, Inc.                              Delaware
Alpha Missouri, Inc.                               Delaware
Alpha Rising Sun, Inc.                             Delaware
Alpha Greenville Hotel, Inc.                       Delaware
Alpha Entertainment, Inc.                          Delaware
Alpha Peach Tree Corporation                       Delaware
Alpha Florida Entertainment, L.L.C.                Florida
Jubilation Lakeshore, Inc.                         Mississippi
New York Gaming, LLC                               Georgia
```
<PAGE>
EXHIBIT 31.1
                                 CERTIFICATIONS

I, Marvin J. Winkler, certify that:

1.   I have reviewed this amendment no. 1 to quarterly report on Form 10-QSB
     of SSP Solutions, Inc.;

2.   Based on my knowledge, this report does not contain any untrue statement of
     a material fact or omit to state a material fact necessary to make the
     statements made, in light of the circumstances under which such statements
     were made, not misleading with respect to the period covered by this
     report;

3.   Based on my knowledge, the financial statements, and other financial
     information included in this report, fairly present in all material
     respects the financial condition, results of operations and cash flows of
     the small business issuer as of, and for, the periods presented in this
     report;

Date: September 15, 2003

/s/   MARVIN J. WINKLER
--------------------------------------------
Marvin J. Winkler, Chief Executive Officer
(principal executive officer)



<PAGE>

I, Thomas E. Schiff, certify that:

1.   I have reviewed this amendment no. 1 to quarterly report on Form 10-QSB of
     SSP Solutions, Inc.;

2.   Based on my knowledge, this report does not contain any untrue statement of
     a material fact or omit to state a material fact necessary to make the
     statements made, in light of the circumstances under which such statements
     were made, not misleading with respect to the period covered by this
     report;

3.   Based on my knowledge, the financial statements, and other financial
     information included in this report, fairly present in all material
     respects the financial condition, results of operations and cash flows of
     the small business issuer as of, and for, the periods presented in this
     report;

Date: September 15, 2003

/s/ THOMAS E. SCHIFF
--------------------------------------------
Thomas E. Schiff, Chief Financial Officer
(principal financial officer)
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D. C. 20549

 

FORM N-CSR

 

| Investment Company Act file number | 811-2021 |
|------------------------------------|----------|

 

DWS Securities Trust

 (Exact Name of Registrant as Specified in Charter)

 

345 Park Avenue

New York, NY 10154-0004

 (Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (212) 454-7190

 

Paul Schubert

345 Park Avenue

New York, NY 10154-0004

(Name and Address of Agent for Service)

 

| Date of fiscal year end: | 05/31 |
|--------------------------|-------|

 

| Date of reporting period: | 05/31/09 |
|---------------------------|----------|

 

 

**ITEM 1.**           **REPORT TO STOCKHOLDERS**

 

----
Exhibit
31.1



MATEON
THERAPEUTICS, INC.



CERTIFICATION
PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002



I,
Vuong Trieu, Ph.D., certify that:



|1. | I
    have reviewed this Amendment No. 1 to the Annual Report on Form 10-K of Mateon Therapeutics, Inc.;                                                                                                                                                                                                              
|-- | ----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
|   |                                                                                                                                                                                                                                                                                                                       
|2. | Based
    on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary
    to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect
    to the period covered by this report;



|By:                | /s/
    Vuong Trieu                                       | 
|------------------ | --------------------------------------------------------- | 
|                   | Vuong
    Trieu, Ph.D.                                    | 
|                   | Chief
    Executive Officer (Principal Executive Officer) | 
|                   |                                                           | 
|Date: May 20, 2020 |