Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

4/13/2009 Select Portfolio Servicing Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 376,000,000 N/A

6/12/2009 $ 284,590,000 $ 660,590,000 Updated portfolio data from servicer

10310 9/30/2009 $ 121,910,000 $ 782,500,000 

Updated portfolio data from servicer & HPDP 

initial cap

10310 12/30/2009 $ 131,340,000 $ 913,840,000 

Updated portfolio data from servicer & HAFA 

initial cap

10310 3/26/2010 $ (355,530,000) $ 558,310,000 Updated portfolio data from servicer

10310 7/14/2010 $ 128,690,000 $ 687,000,000 Updated portfolio data from servicer

10310 9/30/2010 $ 4,000,000 $ 691,000,000 Initial FHA-HAMP cap and initial FHA-2LP cap

10310 9/30/2010 $ 59,807,784 $ 750,807,784 Updated portfolio data from servicer

10310 11/16/2010 $ (700,000) $ 750,107,784 Transfer of cap due to servicing transfer

10310 12/15/2010 $ 64,400,000 $ 814,507,784 Updated portfolio data from servicer

10310 1/6/2011 $ (639) $ 814,507,145 Updated portfolio data from servicer

10310 1/13/2011 $ (2,300,000) $ 812,207,145 Transfer of cap due to servicing transfer

10310 2/16/2011 $ 100,000 $ 812,307,145 Transfer of cap due to servicing transfer

10310 3/16/2011 $ 3,600,000 $ 815,907,145 Transfer of cap due to servicing transfer

10310 3/30/2011 $ (735) $ 815,906,410 

Updated due to quarterly assessment and 

reallocation

10310 4/13/2011 $ (100,000) $ 815,806,410 Transfer of cap due to servicing transfer

10310 5/13/2011 $ 400,000 $ 816,206,410 Transfer of cap due to servicing transfer

10310 6/16/2011 $ (100,000) $ 816,106,410 Transfer of cap due to servicing transfer

10310 6/29/2011 $ (6,805) $ 816,099,605 

Updated due to quarterly assessment and 

reallocation

10310 8/16/2011 $ (100,000) $ 815,999,605 Transfer of cap due to servicing transfer

10310 9/15/2011 $ (200,000) $ 815,799,605 Transfer of cap due to servicing transfer

10310 10/14/2011 $ (100,000) $ 815,699,605 Transfer of cap due to servicing transfer

10310 11/16/2011 $ (100,000) $ 815,599,605 Transfer of cap due to servicing transfer

10310 1/13/2012 $ 200,000 $ 815,799,605 Transfer of cap due to servicing transfer

10310 3/15/2012 $ 24,800,000 $ 840,599,605 Transfer of cap due to servicing transfer

10310 4/16/2012 $ 1,900,000 $ 842,499,605 Transfer of cap due to servicing transfer

10310 5/16/2012 $ 80,000 $ 842,579,605 Transfer of cap due to servicing transfer

10310 6/14/2012 $ 8,710,000 $ 851,289,605 Transfer of cap due to servicing transfer

10310 6/28/2012 $ (5,176) $ 851,284,429 

Updated due to quarterly assessment and 

reallocation

10310 7/16/2012 $ 2,430,000 $ 853,714,429 Transfer of cap due to servicing transfer

4/13/2009 CitiMortgage, Inc. O'Fallon MO Purchase Financial Instrument for Home Loan Modifications $ 2,071,000,000 N/A

6/12/2009 $ (991,580,000) $ 1,079,420,000 Updated portfolio data from servicer

10722 9/30/2009 $ 1,010,180,000 $ 2,089,600,000 

Updated portfolio data from servicer & HPDP 

initial cap

10722 12/30/2009 $ (105,410,000) $ 1,984,190,000 

Updated portfolio data from servicer & HAFA 

initial cap

10722 3/26/2010 $ (199,300,000) $ 1,784,890,000 

Updated portfolio data from servicer & 2MP initial 

cap

10722 4/19/2010 $ (230,000) $ 1,784,660,000 

Transfer of cap to Service One, Inc. due to 

servicing transfer

10722 5/14/2010 $ (3,000,000) $ 1,781,660,000 

Transfer of cap to Specialized Loan Servicing, 

LLC due to servicing transfer

10722 6/16/2010 $ (12,280,000) $ 1,769,380,000 

Transfer of cap to multiple servicers due to 

servicing transfer

10722 7/14/2010 $ (757,680,000) $ 1,011,700,000 Updated portfolio data from servicer

10722 7/16/2010 $ (7,110,000) $ 1,004,590,000 

Transfer of cap to multiple servicers due to 

servicing transfer

10722 8/13/2010 $ (6,300,000) $ 998,290,000 

Transfer of cap to multiple servicers due to 

servicing transfer

10722 9/15/2010 $ (8,300,000) $ 989,990,000 

Transfer of cap to multiple servicers due to 

servicing transfer

10722 9/30/2010 $ 32,400,000 $ 1,022,390,000 Initial FHA-HAMP cap and initial FHA-2LP cap

10722 9/30/2010 $ 101,287,484 $ 1,123,677,484 Updated portfolio data from servicer

Troubled Asset Relief Program

Transactions Report - Housing Programs

For Period Ending July 27, 2012

U.S. Treasury Department

Office of Financial Stability

MAKING HOME AFFORDABLE PROGRAM

Date 

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

Page 1 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10722 10/15/2010 $ (1,400,000) $ 1,122,277,484 Transfer of cap due to servicing transfer

10722 11/16/2010 $ (3,200,000) $ 1,119,077,484 Transfer of cap due to servicing transfer

10722 1/6/2011 $ (981) $ 1,119,076,503 Updated portfolio data from servicer

10722 1/13/2011 $ (10,500,000) $ 1,108,576,503 Transfer of cap due to servicing transfer

10722 2/16/2011 $ (4,600,000) $ 1,103,976,503 Transfer of cap due to servicing transfer

10722 3/16/2011 $ (30,500,000) $ 1,073,476,503 Transfer of cap due to servicing transfer

10722 3/30/2011 $ (1,031) $ 1,073,475,472 

Updated due to quarterly assessment and 

reallocation

10722 4/13/2011 $ 100,000 $ 1,073,575,472 Transfer of cap due to servicing transfer

10722 5/13/2011 $ (7,200,000) $ 1,066,375,472 Transfer of cap due to servicing transfer

10722 6/16/2011 $ (400,000) $ 1,065,975,472 Transfer of cap due to servicing transfer

10722 6/29/2011 $ (9,131) $ 1,065,966,341 

Updated due to quarterly assessment and 

reallocation

10722 7/14/2011 $ (14,500,000) $ 1,051,466,341 Transfer of cap due to servicing transfer

10722 8/16/2011 $ (1,600,000) $ 1,049,866,341 Transfer of cap due to servicing transfer

10722 9/15/2011 $ 700,000 $ 1,050,566,341 Transfer of cap due to servicing transfer

10722 10/14/2011 $ 15,200,000 $ 1,065,766,341 Transfer of cap due to servicing transfer

10722 11/16/2011 $ (2,900,000) $ 1,062,866,341 Transfer of cap due to servicing transfer

10722 12/15/2011 $ (5,000,000) $ 1,057,866,341 Transfer of cap due to servicing transfer

10722 1/13/2012 $ (900,000) $ 1,056,966,341 Transfer of cap due to servicing transfer

10722 2/16/2012 $ (1,100,000) $ 1,055,866,341 Transfer of cap due to servicing transfer

10722 3/15/2012 $ (1,700,000) $ 1,054,166,341 Transfer of cap due to servicing transfer

10722 4/16/2012 $ (600,000) $ 1,053,566,341 Transfer of cap due to servicing transfer

10722 5/16/2012 $ (340,000) $ 1,053,226,341 Transfer of cap due to servicing transfer

10722 6/14/2012 $ (2,880,000) $ 1,050,346,341 Transfer of cap due to servicing transfer

10722 6/28/2012 $ (5,498) $ 1,050,340,843 

Updated due to quarterly assessment and 

reallocation

10722 7/16/2012 $ (298,960,000) $ 751,380,843 Transfer of cap due to servicing transfer

10722 7/27/2012 $ 263,550,000 $ 1,014,930,843 Transfer of cap due to servicing transfer

4/13/2009 Wells Fargo Bank, NA Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 2,873,000,000 N/A

6/17/2009 $ (462,990,000) $ 2,410,010,000 Updated portfolio data from servicer

10423 9/30/2009 $ 65,070,000 $ 2,475,080,000 

Updated portfolio data from servicer & HPDP 

initial cap

10423 12/30/2009 $ 1,213,310,000 $ 3,688,390,000 

Updated portfolio data from servicer & HAFA 

initial cap

10423 2/17/2010 $ 2,050,236,344 $ 5,738,626,344 Transfer of cap (from Wachovia) due to merger

10423 3/12/2010 $ 54,767 $ 5,738,681,110 Transfer of cap (from Wachovia) due to merger

10423 3/19/2010 $ 668,108,890 $ 6,406,790,000 Initial 2MP cap

10423 3/26/2010 $ 683,130,000 $ 7,089,920,000 Updated portfolio data from servicer

10423 7/14/2010 $ (2,038,220,000) $ 5,051,700,000 Updated portfolio data from servicer

10423 9/30/2010 $ (287,348,828) $ 4,764,351,172 Updated portfolio data from servicer

10423 9/30/2010 $ 344,000,000 $ 5,108,351,172 

Initial FHA-HAMP cap, initial FHA-2LP cap, and 

initial RD-HAMP

10423 12/3/2010 $ 8,413,225 $ 5,116,764,397 Transfer of cap (from Wachovia) due to merger

10423 12/15/2010 $ 22,200,000 $ 5,138,964,397 Updated portfolio data from servicer

10423 1/6/2011 $ (6,312) $ 5,138,958,085 Updated portfolio data from servicer

10423 1/13/2011 $ (100,000) $ 5,138,858,085 Transfer of cap due to servicing transfer

10423 3/16/2011 $ (100,000) $ 5,138,758,085 Transfer of cap due to servicing transfer

10423 3/30/2011 $ (7,171) $ 5,138,750,914 

Updated due to quarterly assessment and 

reallocation

10423 4/13/2011 $ (9,800,000) $ 5,128,950,914 Transfer of cap due to servicing transfer

10423 5/13/2011 $ 100,000 $ 5,129,050,914 Transfer of cap due to servicing transfer

10423 6/16/2011 $ (600,000) $ 5,128,450,914 Transfer of cap due to servicing transfer

10423 6/29/2011 $ (63,856) $ 5,128,387,058 

Updated due to quarterly assessment and 

reallocation

10423 7/14/2011 $ (2,300,000) $ 5,126,087,058 Transfer of cap due to servicing transfer

10423 8/16/2011 $ (1,100,000) $ 5,124,987,058 Transfer of cap due to servicing transfer

Page 2 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10423 9/15/2011 $ 1,400,000 $ 5,126,387,058 Transfer of cap due to servicing transfer

10423 10/14/2011 $ 200,000 $ 5,126,587,058 Transfer of cap due to servicing transfer

10423 11/16/2011 $ (200,000) $ 5,126,387,058 Transfer of cap due to servicing transfer

10423 12/15/2011 $ (200,000) $ 5,126,187,058 Transfer of cap due to servicing transfer

10423 1/13/2012 $ (300,000) $ 5,125,887,058 Transfer of cap due to servicing transfer

10423 2/16/2012 $ (200,000) $ 5,125,687,058 Transfer of cap due to servicing transfer

10423 3/15/2012 $ (1,000,000) $ 5,124,687,058 Transfer of cap due to servicing transfer

10423 4/16/2012 $ (800,000) $ 5,123,887,058 Transfer of cap due to servicing transfer

10423 5/16/2012 $ (610,000) $ 5,123,277,058 Transfer of cap due to servicing transfer

10423 6/14/2012 $ (2,040,000) $ 5,121,237,058 Transfer of cap due to servicing transfer

10423 6/28/2012 $ (39,923) $ 5,121,197,135 

Updated due to quarterly assessment and 

reallocation

4/13/2009 GMAC Mortgage, Inc. Ft. Washington PA Purchase Financial Instrument for Home Loan Modifications $ 633,000,000 N/A

6/12/2009 $ 384,650,000 $ 1,017,650,000 Updated portfolio data from servicer

10315 9/30/2009 $ 2,537,240,000 $ 3,554,890,000 

Updated portfolio data from servicer & HPDP 

initial cap

10315 12/30/2009 $ (1,679,520,000) $ 1,875,370,000 

Updated portfolio data from servicer & HAFA 

initial cap

10315 3/26/2010 $ 190,180,000 $ 2,065,550,000 Updated portfolio data from servicer

10315 5/14/2010 $ 1,880,000 $ 2,067,430,000 

Transfer of cap from Wilshire Credit Corporation 

due to servicing transfer

10315 7/14/2010 $ (881,530,000) $ 1,185,900,000 Updated portfolio data from servicer

10315 8/13/2010 $ (3,700,000) $ 1,182,200,000 Transfer of cap due to servicing transfer

10315 9/30/2010 $ 119,200,000 $ 1,301,400,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, and 

initial 2MP cap

10315 9/30/2010 $ 216,998,139 $ 1,518,398,139 Updated portfolio data from servicer

10315 12/15/2010 $ (500,000) $ 1,517,898,139 Updated portfolio data from servicer

10315 1/6/2011 $ (1,734) $ 1,517,896,405 Updated portfolio data from servicer

10315 3/16/2011 $ (100,000) $ 1,517,796,405 Transfer of cap due to servicing transfer

10315 3/30/2011 $ (2,024) $ 1,517,794,381 

Updated due to quarterly assessment and 

reallocation

10315 4/13/2011 $ (800,000) $ 1,516,994,381 Transfer of cap due to servicing transfer

10315 5/13/2011 $ (17,900,000) $ 1,499,094,381 Transfer of cap due to servicing transfer

10315 6/29/2011 $ (18,457) $ 1,499,075,924 

Updated due to quarterly assessment and 

reallocation

10315 7/14/2011 $ (200,000) $ 1,498,875,924 Transfer of cap due to servicing transfer

10315 8/16/2011 $ 3,400,000 $ 1,502,275,924 Transfer of cap due to servicing transfer

10315 9/15/2011 $ 200,000 $ 1,502,475,924 Transfer of cap due to servicing transfer

10315 10/14/2011 $ (800,000) $ 1,501,675,924 Transfer of cap due to servicing transfer

10315 11/16/2011 $ (200,000) $ 1,501,475,924 Transfer of cap due to servicing transfer

10315 12/15/2011 $ 2,600,000 $ 1,504,075,924 Transfer of cap due to servicing transfer

10315 1/13/2012 $ (1,600,000) $ 1,502,475,924 Transfer of cap due to servicing transfer

10315 3/15/2012 $ (400,000) $ 1,502,075,924 Transfer of cap due to servicing transfer

10315 4/16/2012 $ (100,000) $ 1,501,975,924 Transfer of cap due to servicing transfer

10315 5/16/2012 $ (800,000) $ 1,501,175,924 Transfer of cap due to servicing transfer

10315 6/14/2012 $ (990,000) $ 1,500,185,924 Transfer of cap due to servicing transfer

10315 6/28/2012 $ (12,463) $ 1,500,173,461 

Updated due to quarterly assessment and 

reallocation

4/13/2009 Saxon Mortgage Services, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 407,000,000 N/A

6/17/2009 $ 225,040,000 $ 632,040,000 Updated portfolio data from servicer

10458 9/30/2009 $ 254,380,000 $ 886,420,000 

Updated portfolio data from servicer & HPDP 

initial cap

10458 12/30/2009 $ 355,710,000 $ 1,242,130,000 

Updated portfolio data from servicer & HAFA 

initial cap

10458 3/26/2010 $ (57,720,000) $ 1,184,410,000 Updated portfolio data from servicer

10458 6/16/2010 $ (156,050,000) $ 1,028,360,000 

Transfer of cap to Ocwen Financial Corporation, 

Inc. due to servicing transfer

10458 7/14/2010 $ (513,660,000) $ 514,700,000 Updated portfolio data from servicer

10458 7/16/2010 $ (22,980,000) $ 491,720,000 Transfer of cap due to multiple servicing transfers

10458 9/15/2010 $ 1,800,000 $ 493,520,000 Transfer of cap due to servicing transfer

10458 9/30/2010 $ 9,800,000 $ 503,320,000 Initial FHA-HAMP cap and initial FHA-2LP cap

Page 3 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10458 9/30/2010 $ 116,222,668 $ 619,542,668 Updated portfolio data from servicer

10458 10/15/2010 $ 100,000 $ 619,642,668 Transfer of cap due to servicing transfer

10458 12/15/2010 $ 8,900,000 $ 628,542,668 Updated portfolio data from servicer

10458 1/6/2011 $ (556) $ 628,542,112 Updated portfolio data from servicer

10458 1/13/2011 $ 2,300,000 $ 630,842,112 Transfer of cap due to servicing transfer

10458 3/16/2011 $ 700,000 $ 631,542,112 Transfer of cap due to servicing transfer

10458 3/30/2011 $ (654) $ 631,541,458 

Updated due to quarterly assessment and 

reallocation

10458 4/13/2011 $ 2,100,000 $ 633,641,458 Transfer of cap due to servicing transfer

10458 6/29/2011 $ (6,144) $ 633,635,314 

Updated due to quarterly assessment and 

reallocation

10458 7/14/2011 $ 200,000 $ 633,835,314 Transfer of cap due to servicing transfer

10458 8/16/2011 $ (100,000) $ 633,735,314 Transfer of cap due to servicing transfer

10458 9/15/2011 $ (700,000) $ 633,035,314 Transfer of cap due to servicing transfer

10458 12/15/2011 $ 17,500,000 $ 650,535,314 Transfer of cap due to servicing transfer

10458 2/16/2012 $ (100,000) $ 650,435,314 Transfer of cap due to servicing transfer

10458 3/15/2012 $ 100,000 $ 650,535,314 Transfer of cap due to servicing transfer

10458 4/16/2012 $ (17,500,000) $ 633,035,314 Transfer of cap due to servicing transfer

10458 5/16/2012 $ (760,000) $ 632,275,314 Transfer of cap due to servicing transfer

10458 6/14/2012 $ (354,290,000) $ 277,985,314 Transfer of cap due to servicing transfer

10458 6/28/2012 $ (1,831) $ 277,983,483 

Updated due to quarterly assessment and 

reallocation

10458 7/16/2012 $ (10,120,000) $ 267,863,483 Transfer of cap due to servicing transfer

4/13/2009 Chase Home Finance, LLC Iselin NJ Purchase Financial Instrument for Home Loan Modifications $ 3,552,000,000 N/A 2

7/31/2009 $ (3,552,000,000) $ - Termination of SPA 

4/16/2009 Ocwen Financial Corporation, Inc. West Palm Beach FL Purchase Financial Instrument for Home Loan Modifications $ 659,000,000 N/A

6/12/2009 $ (105,620,000) $ 553,380,000 Updated portfolio data from servicer

10500 9/30/2009 $ 102,580,000 $ 655,960,000 

Updated portfolio data from servicer & HPDP 

initial cap

10500 12/30/2009 $ 277,640,000 $ 933,600,000 

Updated portfolio data from servicer & HAFA 

initial cap

10500 3/26/2010 $ 46,860,000 $ 980,460,000 Updated portfolio data from servicer

10500 6/16/2010 $ 156,050,000 $ 1,136,510,000 

Transfer of cap from Saxon Mortgage Services, 

Inc. due to servicing transfer

10500 7/14/2010 $ (191,610,000) $ 944,900,000 Updated portfolio data from servicer

10500 7/16/2010 $ 23,710,000 $ 968,610,000 

Transfer of cap from Saxon Mortgage Services, 

Inc. due to servicing transfer

10500 9/15/2010 $ 100,000 $ 968,710,000 Initial FHA-HAMP cap

10500 9/30/2010 $ 3,742,740 $ 972,452,740 Updated portfolio data from servicer

10500 10/15/2010 $ 170,800,000 $ 1,143,252,740 Transfer of cap due to servicing transfer

10500 1/6/2011 $ (1,020) $ 1,143,251,720 Updated portfolio data from servicer

10500 2/16/2011 $ 900,000 $ 1,144,151,720 Transfer of cap due to servicing transfer

10500 3/30/2011 $ (1,114) $ 1,144,150,606 

Updated due to quarterly assessment and 

reallocation

10500 6/29/2011 $ (10,044) $ 1,144,140,562 

Updated due to quarterly assessment and 

reallocation

10500 10/14/2011 $ (100,000) $ 1,144,040,562 Transfer of cap due to servicing transfer

10500 1/13/2012 $ 194,800,000 $ 1,338,840,562 Transfer of cap due to servicing transfer

10500 2/16/2012 $ 400,000 $ 1,339,240,562 Transfer of cap due to servicing transfer

10500 3/15/2012 $ 100,000 $ 1,339,340,562 Transfer of cap due to servicing transfer

10500 5/16/2012 $ 123,530,000 $ 1,462,870,562 Transfer of cap due to servicing transfer

10500 6/14/2012 $ 354,290,000 $ 1,817,160,562 Transfer of cap due to servicing transfer

10500 6/28/2012 $ (6,308) $ 1,817,154,254 

Updated due to quarterly assessment and 

reallocation

10500 7/16/2012 $ 10,080,000 $ 1,827,234,254 Transfer of cap due to servicing transfer

Bank of America, N.A. Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 798,900,000 N/A

6/12/2009 $ 5,540,000 $ 804,440,000 Updated portfolio data from servicer

10512 9/30/2009 $ 162,680,000 $ 967,120,000 

Updated portfolio data from servicer & HPDP 

initial cap

10512 12/30/2009 $ 665,510,000 $ 1,632,630,000 

Updated portfolio data from servicer & HAFA 

initial cap

10512 1/26/2010 $ 800,390,000 $ 2,433,020,000 Initial 2MP cap

10512 3/26/2010 $ (829,370,000) $ 1,603,650,000 Updated portfolio data from servicer

4/17/2009 as 

amended on 

1/26/2010

Page 4 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10512 7/14/2010 $ (366,750,000) $ 1,236,900,000 Updated portfolio data from servicer

10512 9/30/2010 $ 95,300,000 $ 1,332,200,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, and 

initial RD-HAMP

10512 9/30/2010 $ 222,941,084 $ 1,555,141,084 Updated portfolio data from servicer

10512 1/6/2011 $ (2,199) $ 1,555,138,885 Updated portfolio data from servicer

10512 3/30/2011 $ (2,548) $ 1,555,136,337 

Updated due to quarterly assessment and 

reallocation

10512 6/29/2011 $ (23,337) $ 1,555,113,000 

Updated due to quarterly assessment and 

reallocation

10512 8/16/2011 $ (300,000) $ 1,554,813,000 Transfer of cap due to servicing transfer

10512 10/14/2011 $ (120,700,000) $ 1,434,113,000 Transfer of cap due to servicing transfer

10512 11/16/2011 $ (900,000) $ 1,433,213,000 Transfer of cap due to servicing transfer

10512 5/16/2012 $ (200,000) $ 1,433,013,000 Transfer of cap due to servicing transfer

10512 6/28/2012 $ (17,893) $ 1,432,995,107 

Updated due to quarterly assessment and 

reallocation

Countrywide Home Loans Servicing LP (BAC Home Loans Servicing, LP) Simi Valley CA Purchase Financial Instrument for Home Loan Modifications $ 1,864,000,000 N/A

6/12/2009 $ 3,318,840,000 $ 5,182,840,000 Updated portfolio data from servicer

1000832 9/30/2009 $ (717,420,000) $ 4,465,420,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000832 12/30/2009 $ 2,290,780,000 $ 6,756,200,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000832 1/26/2010 $ 450,100,000 $ 7,206,300,000 Initial 2MP cap

1000832 3/26/2010 $ 905,010,000 $ 8,111,310,000 Updated portfolio data from servicer

1000832 4/19/2010 $ 10,280,000 $ 8,121,590,000 

Transfer of cap from Wilshire Credit Corporation 

due to servicing transfer

1000832 6/16/2010 $ 286,510,000 $ 8,408,100,000 

Transfer of cap from Wilshire Credit Corporation 

due to servicing transfer

1000832 7/14/2010 $ (1,787,300,000) $ 6,620,800,000 Updated portfolio data from servicer

1000832 9/30/2010 $ 105,500,000 $ 6,726,300,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, and 

initial RD-HAMP

1000832 9/30/2010 $ (614,527,362) $ 6,111,772,638 Updated portfolio data from servicer

1000832 12/15/2010 $ 236,000,000 $ 6,347,772,638 Updated portfolio data from servicer

1000832 1/6/2011 $ (8,012) $ 6,347,764,626 Updated portfolio data from servicer

1000832 2/16/2011 $ 1,800,000 $ 6,349,564,626 Transfer of cap due to servicing transfer

1000832 3/16/2011 $ 100,000 $ 6,349,664,626 Transfer of cap due to servicing transfer

1000832 3/30/2011 $ (9,190) $ 6,349,655,436 

Updated due to quarterly assessment and 

reallocation

1000832 4/13/2011 $ 200,000 $ 6,349,855,436 Transfer of cap due to servicing transfer

1000832 5/13/2011 $ 300,000 $ 6,350,155,436 Transfer of cap due to servicing transfer

1000832 6/16/2011 $ (1,000,000) $ 6,349,155,436 Transfer of cap due to servicing transfer

1000832 6/29/2011 $ (82,347) $ 6,349,073,089 

Updated due to quarterly assessment and 

reallocation

1000832 7/14/2011 $ (200,000) $ 6,348,873,089 Transfer of cap due to servicing transfer

1000832 8/16/2011 $ (3,400,000) $ 6,345,473,089 Transfer of cap due to servicing transfer

1000832 9/15/2011 $ (1,400,000) $ 6,344,073,089 Transfer of cap due to servicing transfer

1000832 10/14/2011 $ 120,600,000 $ 6,464,673,089 Transfer of cap due to servicing transfer

1000832 10/19/2011 $ 317,956,289 $ 6,782,629,378 

Transfer of cap from Home Loan Services, Inc. 

and Wilshire Credit Corporation due to merger.

1000832 11/16/2011 $ 800,000 $ 6,783,429,378 Transfer of cap due to servicing transfer

1000832 12/15/2011 $ (17,600,000) $ 6,765,829,378 Transfer of cap due to servicing transfer

1000832 2/16/2012 $ (2,100,000) $ 6,763,729,378 Transfer of cap due to servicing transfer

1000832 3/15/2012 $ (23,900,000) $ 6,739,829,378 Transfer of cap due to servicing transfer

1000832 4/16/2012 $ (63,800,000) $ 6,676,029,378 Transfer of cap due to servicing transfer

1000832 5/16/2012 $ 20,000 $ 6,676,049,378 Transfer of cap due to servicing transfer

1000832 6/14/2012 $ (8,860,000) $ 6,667,189,378 Transfer of cap due to servicing transfer

1000832 6/28/2012 $ (58,550) $ 6,667,130,828 

Updated due to quarterly assessment and 

reallocation

1000832 7/16/2012 $ (6,840,000) $ 6,660,290,828 Transfer of cap due to servicing transfer

4/20/2009 Home Loan Services, Inc. Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 319,000,000 N/A

6/12/2009 $ 128,300,000 $ 447,300,000 Updated portfolio data from servicer

10316 9/30/2009 $ 46,730,000 $ 494,030,000 

Updated portfolio data from servicer & HPDP 

initial cap

10316 12/30/2009 $ 145,820,000 $ 639,850,000 

Updated portfolio data from servicer & HAFA 

initial cap

10316 3/26/2010 $ (17,440,000) $ 622,410,000 Updated portfolio data from servicer

4/17/2009 as 

amended on 

1/26/2010

Page 5 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10316 7/14/2010 $ (73,010,000) $ 549,400,000 Updated portfolio data from servicer

10316 9/30/2010 $ 6,700,000 $ 556,100,000 Initial FHA-2LP cap

10316 9/30/2010 $ (77,126,410) $ 478,973,590 Updated portfolio data from servicer

10316 12/15/2010 $ (314,900,000) $ 164,073,590 Updated portfolio data from servicer

10316 1/6/2011 $ (233) $ 164,073,357 Updated portfolio data from servicer

10316 2/16/2011 $ (1,900,000) $ 162,173,357 Transfer of cap due to servicing transfer

10316 3/16/2011 $ (400,000) $ 161,773,357 Transfer of cap due to servicing transfer

10316 3/30/2011 $ (278) $ 161,773,079 

Updated due to quarterly assessment and 

reallocation

10316 5/13/2011 $ (400,000) $ 161,373,079 Transfer of cap due to servicing transfer

10316 6/29/2011 $ (2,625) $ 161,370,454 

Updated due to quarterly assessment and 

reallocation

10316 13

10/19/2011 $ (155,061,221) $ 6,309,233 Termination of SPA 

4/20/2009 Wilshire Credit Corporation Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 366,000,000 N/A

6/12/2009 $ 87,130,000 $ 453,130,000 Updated portfolio data from servicer

10205 9/30/2009 $ (249,670,000) $ 203,460,000 

Updated portfolio data from servicer & HPDP 

initial cap

10205 12/30/2009 $ 119,700,000 $ 323,160,000 

Updated portfolio data from servicer & HAFA 

initial cap

10205 3/26/2010 $ 52,270,000 $ 375,430,000 Updated portfolio data from servicer

10205 4/19/2010 $ (10,280,000) $ 365,150,000 

Transfer of cap to Countrywide Home Loans due 

to servicing transfer

10205 5/14/2010 $ (1,880,000) $ 363,270,000 

Transfer of cap to GMAC Mortgage, Inc. due to 

servicing transfer

10205 6/16/2010 $ (286,510,000) $ 76,760,000 

Transfer of cap to Countrywide Home Loans due 

to servicing transfer

10205 7/14/2010 $ 19,540,000 $ 96,300,000 Updated portfolio data from servicer

10205 7/16/2010 $ (210,000) $ 96,090,000 

Transfer of cap to Green Tree Servicing LLC due 

to servicing transfer

10205 8/13/2010 $ (100,000) $ 95,990,000 Transfer of cap due to servicing transfer

10205 9/30/2010 $ 68,565,782 $ 164,555,782 Updated portfolio data from servicer

10205 1/6/2011 $ (247) $ 164,555,535 Updated portfolio data from servicer

10205 3/30/2011 $ (294) $ 164,555,241 

Updated due to quarterly assessment and 

reallocation

10205 6/29/2011 $ (2,779) $ 164,552,462 

Updated due to quarterly assessment and 

reallocation

10205 13

10/19/2011 $ (162,895,068) $ 1,657,394 Termination of SPA 

4/24/2009 Green Tree Servicing LLC Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 156,000,000 N/A

6/17/2009 $ (64,990,000) $ 91,010,000 Updated portfolio data from servicer

10309 9/30/2009 $ 130,780,000 $ 221,790,000 

Updated portfolio data from servicer & HPDP 

initial cap

10309 12/30/2009 $ (116,750,000) $ 105,040,000 

Updated portfolio data from servicer & HAFA 

initial cap

10309 3/26/2010 $ 13,080,000 $ 118,120,000 Updated portfolio data from servicer

10309 7/14/2010 $ (24,220,000) $ 93,900,000 Updated portfolio data from servicer

10309 7/16/2010 $ 210,000 $ 94,110,000 

Transfer of cap from Wilshire Credit Corporation 

due to servicing transfer

10309 8/13/2010 $ 2,200,000 $ 96,310,000 Transfer of cap due to servicing transfer

10309 9/10/2010 $ 34,600,000 $ 130,910,000 Initial 2MP cap

10309 9/30/2010 $ 5,600,000 $ 136,510,000 Initial FHA-2LP cap and FHA-HAMP

10309 9/30/2010 $ 10,185,090 $ 146,695,090 Updated portfolio data from servicer

10309 10/15/2010 $ 400,000 $ 147,095,090 Transfer of cap due to servicing transfer

10309 1/6/2011 $ (213) $ 147,094,877 Updated portfolio data from servicer

10309 3/30/2011 $ (250) $ 147,094,627 

Updated due to quarterly assessment and 

reallocation

10309 5/13/2011 $ 1,200,000 $ 148,294,627 Transfer of cap due to servicing transfer

10309 6/16/2011 $ 100,000 $ 148,394,627 Transfer of cap due to servicing transfer

10309 6/29/2011 $ (2,302) $ 148,392,325 

Updated due to quarterly assessment and 

reallocation

10309 7/14/2011 $ 1,900,000 $ 150,292,325 Transfer of cap due to servicing transfer

10309 9/15/2011 $ 200,000 $ 150,492,325 Transfer of cap due to servicing transfer

10309 10/14/2011 $ 200,000 $ 150,692,325 Transfer of cap due to servicing transfer

10309 11/16/2011 $ 400,000 $ 151,092,325 Transfer of cap due to servicing transfer

10309 2/16/2012 $ 900,000 $ 151,992,325 Transfer of cap due to servicing transfer

10309 3/15/2012 $ 100,000 $ 152,092,325 Transfer of cap due to servicing transfer

Page 6 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10309 5/16/2012 $ 3,260,000 $ 155,352,325 Transfer of cap due to servicing transfer

10309 6/14/2012 $ 920,000 $ 156,272,325 Transfer of cap due to servicing transfer

10309 6/28/2012 $ (1,622) $ 156,270,703 

Updated due to quarterly assessment and 

reallocation

10309 7/16/2012 $ 110,000 $ 156,380,703 Transfer of cap due to servicing transfer

4/27/2009 Carrington Mortgage Services, LLC Santa Ana CA Purchase Financial Instrument for Home Loan Modifications $ 195,000,000 N/A

6/17/2009 $ (63,980,000) $ 131,020,000 Updated portfolio data from servicer

10503 9/30/2009 $ 90,990,000 $ 222,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

10503 12/30/2009 $ 57,980,000 $ 279,990,000 

Updated portfolio data from servicer & HAFA 

initial cap

10503 3/26/2010 $ 74,520,000 $ 354,510,000 Updated portfolio data from servicer

10503 7/14/2010 $ (75,610,000) $ 278,900,000 Updated portfolio data from servicer

10503 8/13/2010 $ 1,100,000 $ 280,000,000 Transfer of cap due to servicing transfer

10503 9/30/2010 $ 3,763,685 $ 283,763,685 Updated portfolio data from servicer

10503 12/15/2010 $ 300,000 $ 284,063,685 Updated portfolio data from servicer

10503 1/6/2011 $ (325) $ 284,063,360 Updated portfolio data from servicer

10503 1/13/2011 $ 2,400,000 $ 286,463,360 Transfer of cap due to servicing transfer

10503 3/30/2011 $ (384) $ 286,462,976 

Updated due to quarterly assessment and 

reallocation

10503 6/29/2011 $ (3,592) $ 286,459,384 

Updated due to quarterly assessment and 

reallocation

10503 8/16/2011 $ 1,800,000 $ 288,259,384 Transfer of cap due to servicing transfer

10503 9/15/2011 $ 100,000 $ 288,359,384 Transfer of cap due to servicing transfer

10503 11/16/2011 $ 1,000,000 $ 289,359,384 Transfer of cap due to servicing transfer

10503 2/16/2012 $ 1,100,000 $ 290,459,384 Transfer of cap due to servicing transfer

10503 4/16/2012 $ 100,000 $ 290,559,384 Transfer of cap due to servicing transfer

10503 5/16/2012 $ 850,000 $ 291,409,384 Transfer of cap due to servicing transfer

10503 6/14/2012 $ 2,240,000 $ 293,649,384 Transfer of cap due to servicing transfer

10503 6/28/2012 $ (2,520) $ 293,646,864 

Updated due to quarterly assessment and 

reallocation

10503 7/16/2012 $ 1,690,000 $ 295,336,864 Transfer of cap due to servicing transfer

5/1/2009 Aurora Loan Services, LLC Littleton CO Purchase Financial Instrument for Home Loan Modifications $ 798,000,000 N/A

6/17/2009 $ (338,450,000) $ 459,550,000 Updated portfolio data from servicer

10231 9/30/2009 $ (11,860,000) $ 447,690,000 

Updated portfolio data from servicer & HPDP 

initial cap

10231 12/30/2009 $ 21,330,000 $ 469,020,000 

Updated portfolio data from servicer & HAFA 

initial cap

10231 3/26/2010 $ 9,150,000 $ 478,170,000 Updated portfolio data from servicer

10231 7/14/2010 $ (76,870,000) $ 401,300,000 Updated portfolio data from servicer

10231 9/1/2010 $ 400,000 $ 401,700,000 Initial FHA-HAMP cap

10231 9/30/2010 $ (8,454,269) $ 393,245,731 Updated portfolio data from servicer

10231 1/6/2011 $ (342) $ 393,245,389 Updated portfolio data from servicer

10231 3/30/2011 $ (374) $ 393,245,015 

Updated due to quarterly assessment and 

reallocation

10231 5/13/2011 $ 18,000,000 $ 411,245,015 Transfer of cap due to servicing transfer

10231 6/29/2011 $ (3,273) $ 411,241,742 

Updated due to quarterly assessment and 

reallocation

10231 10/14/2011 $ (200,000) $ 411,041,742 Transfer of cap due to servicing transfer

10231 3/15/2012 $ 100,000 $ 411,141,742 Transfer of cap due to servicing transfer

10231 4/16/2012 $ (500,000) $ 410,641,742 Transfer of cap due to servicing transfer

10231 6/28/2012 $ (1,768) $ 410,639,974 

Updated due to quarterly assessment and 

reallocation

10231 7/16/2012 $ (90,000) $ 410,549,974 Transfer of cap due to servicing transfer

5/28/2009 Nationstar Mortgage LLC Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 101,000,000 N/A

6/12/2009 $ 16,140,000 $ 117,140,000 Updated portfolio data from servicer

10406 9/30/2009 $ 134,560,000 $ 251,700,000 

Updated portfolio data from servicer & HPDP 

initial cap

10406 12/30/2009 $ 80,250,000 $ 331,950,000 

Updated portfolio data from servicer & HAFA 

initial cap

10406 3/26/2010 $ 67,250,000 $ 399,200,000 Updated portfolio data from servicer

10406 7/14/2010 $ (85,900,000) $ 313,300,000 Updated portfolio data from servicer

10406 8/13/2010 $ 100,000 $ 313,400,000 Transfer of cap due to servicing transfer

10406 9/30/2010 $ 2,900,000 $ 316,300,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, initial 

RD-HAMP, and initial 2MP cap

Page 7 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10406 9/30/2010 $ 33,801,486 $ 350,101,486 Updated portfolio data from servicer

10406 11/16/2010 $ 700,000 $ 350,801,486 Transfer of cap due to servicing transfer

10406 12/15/2010 $ 1,700,000 $ 352,501,486 Updated portfolio data from servicer

10406 1/6/2011 $ (363) $ 352,501,123 Updated portfolio data from servicer

10406 2/16/2011 $ 900,000 $ 353,401,123 Transfer of cap due to servicing transfer

10406 3/16/2011 $ 29,800,000 $ 383,201,123 Transfer of cap due to servicing transfer

10406 3/30/2011 $ (428) $ 383,200,695 

Updated due to quarterly assessment and 

reallocation

10406 5/26/2011 $ 20,077,503 $ 403,278,198 Transfer of cap due to servicing transfer

10406 6/29/2011 $ (4,248) $ 403,273,950 

Updated due to quarterly assessment and 

reallocation

10406 11/16/2011 $ 100,000 $ 403,373,950 Transfer of cap due to servicing transfer

10406 3/15/2012 $ (100,000) $ 403,273,950 Transfer of cap due to servicing transfer

10406 5/16/2012 $ 90,000 $ 403,363,950 Transfer of cap due to servicing transfer

10406 6/14/2012 $ (2,380,000) $ 400,983,950 Transfer of cap due to servicing transfer

10406 6/28/2012 $ (2,957) $ 400,980,993 

Updated due to quarterly assessment and 

reallocation

10406 7/16/2012 $ (2,580,000) $ 398,400,993 Transfer of cap due to servicing transfer

6/12/2009 Residential Credit Solutions Fort Worth TX Purchase Financial Instrument for Home Loan Modifications $ 19,400,000 N/A

9/30/2009 $ (1,860,000) $ 17,540,000 

Updated portfolio data from servicer & HPDP 

initial cap

10326 12/30/2009 $ 27,920,000 $ 45,460,000 

Updated portfolio data from servicer & HAFA 

initial cap

10326 3/26/2010 $ (1,390,000) $ 44,070,000 Updated portfolio data from servicer

10326 7/14/2010 $ (13,870,000) $ 30,200,000 Updated portfolio data from servicer

10326 9/30/2010 $ 400,000 $ 30,600,000 

Initial FHA-HAMP cap, initial FHA-2LP cap, and 

initial 2MP cap

10326 9/30/2010 $ 586,954 $ 31,186,954 Updated portfolio data from servicer

10326 1/6/2011 $ (34) $ 31,186,920 Updated portfolio data from servicer

10326 3/30/2011 $ (37) $ 31,186,883 

Updated due to quarterly assessment and 

reallocation

10326 4/13/2011 $ 100,000 $ 31,286,883 Transfer of cap due to servicing transfer

10326 6/29/2011 $ (329) $ 31,286,554 

Updated due to quarterly assessment and 

reallocation

10326 9/15/2011 $ (1,900,000) $ 29,386,554 Transfer of cap due to servicing transfer

10326 11/16/2011 $ 2,800,000 $ 32,186,554 Transfer of cap due to servicing transfer

10326 5/16/2012 $ 420,000 $ 32,606,554 Transfer of cap due to servicing transfer

10326 6/14/2012 $ 8,060,000 $ 40,666,554 Transfer of cap due to servicing transfer

10326 6/28/2012 $ (313) $ 40,666,241 

Updated due to quarterly assessment and 

reallocation

10326 7/16/2012 $ 2,160,000 $ 42,826,241 Transfer of cap due to servicing transfer

6/17/2009 CCO Mortgage Glen Allen VA Purchase Financial Instrument for Home Loan Modifications $ 16,520,000 N/A

9/30/2009 $ 13,070,000 $ 29,590,000 

Updated portfolio data from servicer & HPDP 

initial cap

10052 12/30/2009 $ 145,510,000 $ 175,100,000 

Updated portfolio data from servicer & HAFA 

initial cap

10052 3/26/2010 $ (116,950,000) $ 58,150,000 Updated portfolio data from servicer

10052 7/14/2010 $ (23,350,000) $ 34,800,000 Updated portfolio data from servicer

10052 9/30/2010 $ 7,846,346 $ 42,646,346 Updated portfolio data from servicer

10052 1/6/2011 $ (46) $ 42,646,300 Updated portfolio data from servicer

10052 3/30/2011 $ (55) $ 42,646,245 

Updated due to quarterly assessment and 

reallocation

10052 6/29/2011 $ (452) $ 42,645,793 

Updated due to quarterly assessment and 

reallocation

10052 6/28/2012 $ (309) $ 42,645,484 

Updated due to quarterly assessment and 

reallocation

6/17/2009 RG Mortgage Corporation San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 57,000,000 N/A

9/30/2009 $ (11,300,000) $ 45,700,000 

Updated portfolio data from servicer & HPDP 

initial cap

10131 12/30/2009 $ (42,210,000) $ 3,490,000 

Updated portfolio data from servicer & HAFA 

initial cap

10131 3/26/2010 $ 65,640,000 $ 69,130,000 Updated portfolio data from servicer

10131 4/9/2010 $ (14,470,000) $ 54,660,000 Updated portfolio data from servicer

10131 7/14/2010 $ (8,860,000) $ 45,800,000 Updated portfolio data from servicer

10131 9/30/2010 $ (4,459,154) $ 41,340,846 Updated portfolio data from servicer

10131 12/15/2010 $ (4,300,000) $ 37,040,846 Updated portfolio data from servicer

10131 1/6/2011 $ (51) $ 37,040,795 Updated portfolio data from servicer

Page 8 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10131 3/30/2011 $ (65) $ 37,040,730 

Updated due to quarterly assessment and 

reallocation

10131 6/29/2011 $ (616) $ 37,040,114 

Updated due to quarterly assessment and 

reallocation

10131 6/28/2012 $ (462) $ 37,039,652 

Updated due to quarterly assessment and 

reallocation

6/19/2009 First Federal Savings and Loan Port Angeles WA Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A

12/30/2009 $ 2,020,000 $ 2,790,000 

Updated portfolio data from servicer & HAFA 

initial cap

10224 3/26/2010 $ 11,370,000 $ 14,160,000 Updated portfolio data from servicer

10224 5/26/2010 $ (14,160,000) $ - Termination of SPA 

6/19/2009 Wescom Central Credit Union Anaheim CA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A

9/30/2009 $ 330,000 $ 870,000 

Updated portfolio data from servicer & HPDP 

initial cap

10126 12/30/2009 $ 16,490,000 $ 17,360,000 

Updated portfolio data from servicer & HAFA 

initial cap

10126 3/26/2010 $ (14,260,000) $ 3,100,000 Updated portfolio data from servicer

10126 7/14/2010 $ (1,800,000) $ 1,300,000 Updated portfolio data from servicer

10126 7/30/2010 $ 1,500,000 $ 2,800,000 Updated portfolio data from servicer

10126 9/30/2010 $ 1,551,668 $ 4,351,668 Updated portfolio data from servicer

10126 1/6/2011 $ (2) $ 4,351,666 Updated portfolio data from servicer

10126 3/30/2011 $ (2) $ 4,351,664 

Updated due to quarterly assessment and 

reallocation

10126 5/13/2011 $ (1,800,000) $ 2,551,664 Transfer of cap due to servicing transfer

10126 12

6/3/2011 $ (1,872,787) $ 678,877 Termination of SPA 

10126 9

6/14/2012 $ 990,000 $ 1,668,877 Transfer of cap due to servicing transfer

6/26/2009 Citizens First Wholesale Mortgage Company The Villages FL Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A

9/30/2009 $ (10,000) $ 20,000 

Updated portfolio data from servicer & HPDP 

initial cap

10002 12/30/2009 $ 590,000 $ 610,000 

Updated portfolio data from servicer & HAFA 

initial cap

10002 3/26/2010 $ (580,000) $ 30,000 Updated portfolio data from servicer

10002 7/14/2010 $ 70,000 $ 100,000 Updated portfolio data from servicer

10002 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

10002 2/17/2011 $ (145,056) $ - Termination of SPA 

6/26/2009 Technology Credit Union San Jose CA Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A

12/30/2009 $ 2,180,000 $ 2,250,000 

Updated portfolio data from servicer & HAFA 

initial cap

10014 3/26/2010 $ (720,000) $ 1,530,000 Updated portfolio data from servicer

10014 7/14/2010 $ (430,000) $ 1,100,000 Updated portfolio data from servicer

10014 9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer

10014 1/6/2011 $ (1) $ 1,160,444 Updated portfolio data from servicer

10014 3/30/2011 $ (1) $ 1,160,443 

Updated due to quarterly assessment and 

reallocation

10014 6/29/2011 $ (12) $ 1,160,431 

Updated due to quarterly assessment and 

reallocation

10014 6/28/2012 $ (9) $ 1,160,422 

Updated due to quarterly assessment and 

reallocation

6/26/2009 National City Bank Miamisburg OH Purchase Financial Instrument for Home Loan Modifications $ 294,980,000 N/A

9/30/2009 $ 315,170,000 $ 610,150,000 

Updated portfolio data from servicer & HPDP 

initial cap

10349 12/30/2009 $ 90,280,000 $ 700,430,000 

Updated portfolio data from servicer & HAFA 

initial cap

10349 3/26/2010 $ (18,690,000) $ 681,740,000 Updated portfolio data from servicer

10349 7/14/2010 $ (272,640,000) $ 409,100,000 Updated portfolio data from servicer

10349 9/30/2010 $ 80,600,000 $ 489,700,000 

Initial FHA-HAMP cap, Initial FHA-2LP cap, and 

initial 2MP cap

10349 9/30/2010 $ 71,230,004 $ 560,930,004 Updated portfolio data from servicer

10349 1/6/2011 $ (828) $ 560,929,176 Updated portfolio data from servicer

10349 2/16/2011 $ 200,000 $ 561,129,176 Transfer of cap due to servicing transfer

10349 3/16/2011 $ (100,000) $ 561,029,176 Transfer of cap due to servicing transfer

10349 3/30/2011 $ (981) $ 561,028,195 

Updated due to quarterly assessment and 

reallocation

10349 4/13/2011 $ (2,300,000) $ 558,728,195 Transfer of cap due to servicing transfer

10349 5/13/2011 $ (200,000) $ 558,528,195 Transfer of cap due to servicing transfer

10349 6/16/2011 $ (200,000) $ 558,328,195 Transfer of cap due to servicing transfer

10349 6/29/2011 $ (9,197) $ 558,318,998 

Updated due to quarterly assessment and 

reallocation

10349 8/16/2011 $ - $ 558,318,998 Transfer of cap due to servicing transfer

10349 10/14/2011 $ 300,000 $ 558,618,998 Transfer of cap due to servicing transfer

10349 11/16/2011 $ (300,000) $ 558,318,998 Transfer of cap due to servicing transfer

Page 9 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10349 1/13/2012 $ 200,000 $ 558,518,998 Transfer of cap due to servicing transfer

10349 2/16/2012 $ (100,000) $ 558,418,998 Transfer of cap due to servicing transfer

10349 3/15/2012 $ 200,000 $ 558,618,998 Transfer of cap due to servicing transfer

10349 6/14/2012 $ (10,000) $ 558,608,998 Transfer of cap due to servicing transfer

10349 6/28/2012 $ (6,771) $ 558,602,227 

Updated due to quarterly assessment and 

reallocation

7/1/2009 Wachovia Mortgage, FSB Des Moines IA Purchase Financial Instrument for Home Loan Modifications $ 634,010,000 N/A

9/30/2009 $ 723,880,000 $ 1,357,890,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000642 12/30/2009 $ 692,640,000 $ 2,050,530,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000642 2/17/2010 $ (2,050,236,344) $ 293,656 

Transfer of cap (to Wells Fargo Bank) due to 

merger

1000642 3

3/12/2010 $ (54,767) $ 238,890 

Transfer of cap (to Wells Fargo Bank) due to 

merger

7/1/2009 Bayview Loan Servicing, LLC Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 44,260,000 N/A

9/30/2009 $ 23,850,000 $ 68,110,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000667 12/30/2009 $ 43,590,000 $ 111,700,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000667 3/26/2010 $ 34,540,000 $ 146,240,000 Updated portfolio data from servicer

1000667 5/7/2010 $ 1,010,000 $ 147,250,000 Initial 2MP cap

1000667 7/14/2010 $ (34,250,000) $ 113,000,000 Updated portfolio data from servicer

1000667 9/30/2010 $ 600,000 $ 113,600,000 Initial FHA-2LP cap

1000667 9/30/2010 $ (15,252,303) $ 98,347,697 Updated portfolio data from servicer

1000667 1/6/2011 $ (70) $ 98,347,627 Updated portfolio data from servicer

1000667 3/30/2011 $ (86) $ 98,347,541 

Updated due to quarterly assessment and 

reallocation

1000667 4/13/2011 $ 400,000 $ 98,747,541 Transfer of cap due to servicing transfer

1000667 5/13/2011 $ 100,000 $ 98,847,541 Transfer of cap due to servicing transfer

1000667 6/29/2011 $ (771) $ 98,846,770 

Updated due to quarterly assessment and 

reallocation

1000667 9/15/2011 $ 600,000 $ 99,446,770 Transfer of cap due to servicing transfer

1000667 10/14/2011 $ (18,900,000) $ 80,546,770 Transfer of cap due to servicing transfer

1000667 1/13/2012 $ 900,000 $ 81,446,770 Transfer of cap due to servicing transfer

1000667 2/16/2012 $ 2,400,000 $ 83,846,770 Transfer of cap due to servicing transfer

1000667 3/15/2012 $ (100,000) $ 83,746,770 Transfer of cap due to servicing transfer

1000667 4/16/2012 $ 200,000 $ 83,946,770 Transfer of cap due to servicing transfer

1000667 5/16/2012 $ 30,000 $ 83,976,770 Transfer of cap due to servicing transfer

1000667 6/14/2012 $ 1,810,000 $ 85,786,770 Transfer of cap due to servicing transfer

1000667 6/28/2012 $ (508) $ 85,786,262 

Updated due to quarterly assessment and 

reallocation

1000667 7/16/2012 $ 2,660,000 $ 88,446,262 Transfer of cap due to servicing transfer

7/10/2009 Lake National Bank Mentor OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A

9/30/2009 $ 150,000 $ 250,000 

Updated portfolio data from servicer & HPDP 

initial cap

10355 12/30/2009 $ 130,000 $ 380,000 

Updated portfolio data from servicer & HAFA 

initial cap

10355 3/26/2010 $ 50,000 $ 430,000 Updated portfolio data from servicer

10355 7/14/2010 $ (30,000) $ 400,000 Updated portfolio data from servicer

10355 9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer

10355 1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

10355 3/30/2011 $ (1) $ 435,165 

Updated due to quarterly assessment and 

reallocation

10355 6/29/2011 $ (6) $ 435,159 

Updated due to quarterly assessment and 

reallocation

10355 6/28/2012 $ (4) $ 435,155 

Updated due to quarterly assessment and 

reallocation

7/10/2009 IBM Southeast Employees' Federal Credit Union Delray Beach FL Purchase Financial Instrument for Home Loan Modifications $ 870,000 N/A

9/30/2009 $ (10,000) $ 860,000 

Updated portfolio data from servicer & HPDP 

initial cap

10029 12/30/2009 $ 250,000 $ 1,110,000 

Updated portfolio data from servicer & HAFA 

initial cap

10029 3/26/2010 $ (10,000) $ 1,100,000 Updated portfolio data from servicer

10029 7/14/2010 $ (400,000) $ 700,000 Updated portfolio data from servicer

10029 9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer

10029 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

10029 3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

10029 6/29/2011 $ (12) $ 870,320 

Updated due to quarterly assessment and 

reallocation

Page 10 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10029 6/28/2012 $ (9) $ 870,311 

Updated due to quarterly assessment and 

reallocation

7/17/2009 MorEquity, Inc. Evansville IN Purchase Financial Instrument for Home Loan Modifications $ 23,480,000 N/A

9/30/2009 $ 18,530,000 $ 42,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000957 12/30/2009 $ 24,510,000 $ 66,520,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000957 3/26/2010 $ 18,360,000 $ 84,880,000 Updated portfolio data from servicer

1000957 7/14/2010 $ (22,580,000) $ 62,300,000 Updated portfolio data from servicer

1000957 9/30/2010 $ (8,194,261) $ 54,105,739 Updated portfolio data from servicer

1000957 1/6/2011 $ (37) $ 54,105,702 Updated portfolio data from servicer

1000957 3/16/2011 $ (29,400,000) $ 24,705,702 Transfer of cap due to servicing transfer

1000957 3/30/2011 $ (34) $ 24,705,668 

Updated due to quarterly assessment and 

reallocation

1000957 11

5/26/2011 $ (20,077,503) $ 4,628,165 

Termination of SPA 

(remaining cap equals distribution amount)

7/17/2009 PNC Bank, National Association Pittsburgh PA Purchase Financial Instrument for Home Loan Modifications $ 54,470,000 N/A

9/30/2009 $ (36,240,000) $ 18,230,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000834 12/30/2009 $ 19,280,000 $ 37,510,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000834 3/26/2010 $ 2,470,000 $ 39,980,000 Updated portfolio data from servicer

1000834 7/14/2010 $ (17,180,000) $ 22,800,000 Updated portfolio data from servicer

1000834 9/30/2010 $ 35,500,000 $ 58,300,000 Initial FHA-2LP cap and initial 2MP cap

1000834 9/30/2010 $ 23,076,191 $ 81,376,191 Updated portfolio data from servicer

1000834 1/6/2011 $ (123) $ 81,376,068 Updated portfolio data from servicer

1000834 3/30/2011 $ (147) $ 81,375,921 

Updated due to quarterly assessment and 

reallocation

1000834 5/13/2011 $ (100,000) $ 81,275,921 Transfer of cap due to servicing transfer

1000834 6/29/2011 $ (1,382) $ 81,274,539 

Updated due to quarterly assessment and 

reallocation

1000834 10/14/2011 $ (300,000) $ 80,974,539 Transfer of cap due to servicing transfer

1000834 6/28/2012 $ (1,003) $ 80,973,536 

Updated due to quarterly assessment and 

reallocation

7/17/2009 Farmers State Bank West Salem OH Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A

9/30/2009 $ (90,000) $ 80,000 

Updated portfolio data from servicer & HPDP 

initial cap

10612 12/30/2009 $ 50,000 $ 130,000 

Updated portfolio data from servicer & HAFA 

initial cap

10612 3/26/2010 $ 100,000 $ 230,000 Updated portfolio data from servicer

10612 7/14/2010 $ (130,000) $ 100,000 Updated portfolio data from servicer

10612 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

10612 5/20/2011 $ (145,056) $ - Termination of SPA 

7/17/2009 ShoreBank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 1,410,000 N/A

9/30/2009 $ 890,000 $ 2,300,000 

Updated portfolio data from servicer & HPDP 

initial cap

10257 12/30/2009 $ 1,260,000 $ 3,560,000 

Updated portfolio data from servicer & HAFA 

initial cap

10257 3/26/2010 $ (20,000) $ 3,540,000 Updated portfolio data from servicer

10257 7/14/2010 $ (240,000) $ 3,300,000 Updated portfolio data from servicer

10257 9/30/2010 $ 471,446 $ 3,771,446 Updated portfolio data from servicer

10257 1/6/2011 $ (3) $ 3,771,443 Updated portfolio data from servicer

10257 3/30/2011 $ (4) $ 3,771,439 

Updated due to quarterly assessment and 

reallocation

10257 4/13/2011 $ (1,100,000) $ 2,671,439 Transfer of cap due to servicing transfer

10257 6/29/2011 $ (38) $ 2,671,401 

Updated due to quarterly assessment and 

reallocation

10257 6/28/2012 $ (29) $ 2,671,372 

Updated due to quarterly assessment and 

reallocation

7/22/2009 American Home Mortgage Servicing, Inc (Homeward 

Residential) Coppell TX Purchase Financial Instrument for Home Loan Modifications $ 1,272,490,000 N/A

9/30/2009 $ (53,670,000) $ 1,218,820,000 

Updated portfolio data from servicer & HPDP 

initial cap

10727 12/30/2009 $ 250,450,000 $ 1,469,270,000 

Updated portfolio data from servicer & HAFA 

initial cap

10727 3/26/2010 $ 124,820,000 $ 1,594,090,000 Updated portfolio data from servicer

10727 7/14/2010 $ (289,990,000) $ 1,304,100,000 Updated portfolio data from servicer

10727 9/30/2010 $ 1,690,508 $ 1,305,790,508 Updated portfolio data from servicer

10727 10/15/2010 $ 300,000 $ 1,306,090,508 Transfer of cap due to servicing transfer

10727 11/16/2010 $ (100,000) $ 1,305,990,508 Transfer of cap due to servicing transfer

10727 1/6/2011 $ (1,173) $ 1,305,989,335 Updated portfolio data from servicer

10727 2/16/2011 $ (500,000) $ 1,305,489,335 Transfer of cap due to servicing transfer

10727 3/30/2011 $ (1,400) $ 1,305,487,935 

Updated due to quarterly assessment and 

reallocation

Page 11 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10727 4/13/2011 $ 3,100,000 $ 1,308,587,935 Transfer of cap due to servicing transfer

10727 6/29/2011 $ (12,883) $ 1,308,575,052 

Updated due to quarterly assessment and 

reallocation

10727 9/15/2011 $ (1,000,000) $ 1,307,575,052 Transfer of cap due to servicing transfer

10727 10/14/2011 $ (100,000) $ 1,307,475,052 Transfer of cap due to servicing transfer

10727 11/16/2011 $ (1,100,000) $ 1,306,375,052 Transfer of cap due to servicing transfer

10727 5/16/2012 $ (10,000) $ 1,306,365,052 Transfer of cap due to servicing transfer

10727 6/28/2012 $ (8,378) $ 1,306,356,674 

Updated due to quarterly assessment and 

reallocation

10727 7/16/2012 $ (470,000) $ 1,305,886,674 Transfer of cap due to servicing transfer

7/22/2009 Mortgage Center, LLC Southfield MI Purchase Financial Instrument for Home Loan Modifications $ 4,210,000 N/A

9/30/2009 $ 1,780,000 $ 5,990,000 

Updated portfolio data from servicer & HPDP 

initial cap

10439 12/30/2009 $ 2,840,000 $ 8,830,000 

Updated portfolio data from servicer & HAFA 

initial cap

10439 3/26/2010 $ 2,800,000 $ 11,630,000 Updated portfolio data from servicer

10439 7/14/2010 $ (5,730,000) $ 5,900,000 Updated portfolio data from servicer

10439 9/30/2010 $ 2,658,280 $ 8,558,280 Updated portfolio data from servicer

10439 1/6/2011 $ (12) $ 8,558,268 Updated portfolio data from servicer

10439 3/30/2011 $ (14) $ 8,558,254 

Updated due to quarterly assessment and 

reallocation

10439 6/29/2011 $ (129) $ 8,558,125 

Updated due to quarterly assessment and 

reallocation

10439 6/28/2012 $ (94) $ 8,558,031 

Updated due to quarterly assessment and 

reallocation

7/22/2009 Mission Federal Credit Union San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 860,000 N/A

9/30/2009 $ (490,000) $ 370,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000455 12/30/2009 $ 6,750,000 $ 7,120,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000455 3/26/2010 $ (6,340,000) $ 780,000 Updated portfolio data from servicer

1000455 7/14/2010 $ (180,000) $ 600,000 Updated portfolio data from servicer

1000455 9/30/2010 $ 125,278 $ 725,278 Updated portfolio data from servicer

1000455 3/30/2011 $ (1) $ 725,277 

Updated due to quarterly assessment and 

reallocation

1000455 6/29/2011 $ (4) $ 725,273 

Updated due to quarterly assessment and 

reallocation

1000455 6/28/2012 $ (1) $ 725,272 

Updated due to quarterly assessment and 

reallocation

7/29/2009 First Bank St. Louis MO Purchase Financial Instrument for Home Loan Modifications $ 6,460,000 N/A

9/30/2009 $ (1,530,000) $ 4,930,000 

Updated portfolio data from servicer & HPDP 

initial cap

10455 12/30/2009 $ 680,000 $ 5,610,000 

Updated portfolio data from servicer & HAFA 

initial cap

10455 3/26/2010 $ 2,460,000 $ 8,070,000 Updated portfolio data from servicer

10455 7/14/2010 $ (2,470,000) $ 5,600,000 Updated portfolio data from servicer

10455 9/30/2010 $ 2,523,114 $ 8,123,114 Updated portfolio data from servicer

10455 1/6/2011 $ (2) $ 8,123,112 Updated portfolio data from servicer

10455 3/30/2011 $ (2) $ 8,123,110 

Updated due to quarterly assessment and 

reallocation

10455 6/29/2011 $ (15) $ 8,123,095 

Updated due to quarterly assessment and 

reallocation

10455 6/28/2012 $ (3) $ 8,123,092 

Updated due to quarterly assessment and 

reallocation

7/29/2009 Purdue Employees Federal Credit Union West Lafayette IN Purchase Financial Instrument for Home Loan Modifications $ 1,090,000 N/A

9/30/2009 $ (60,000) $ 1,030,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000505 12/30/2009 $ 1,260,000 $ 2,290,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000505 3/26/2010 $ 2,070,000 $ 4,360,000 Updated portfolio data from servicer

1000505 7/14/2010 $ (3,960,000) $ 400,000 Updated portfolio data from servicer

1000505 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1000505 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1000505 3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

1000505 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

1000505 6/28/2012 $ (6) $ 580,206 

Updated due to quarterly assessment and 

reallocation

7/29/2009 Wachovia Bank, N.A. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 85,020,000 N/A

9/30/2009 $ (37,700,000) $ 47,320,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000902 12/30/2009 $ 26,160,000 $ 73,480,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000902 3/26/2010 $ 9,820,000 $ 83,300,000 Updated portfolio data from servicer

1000902 7/14/2010 $ (46,200,000) $ 37,100,000 Updated portfolio data from servicer

1000902 9/30/2010 $ (28,686,775) $ 8,413,225 Updated portfolio data from servicer

Page 12 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000902 12/3/2010 $ (8,413,225) $ - Termination of SPA 

7/31/2009 J.P. Morgan Chase Bank, NA Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 2,699,720,000 N/A

9/30/2009 $ (14,850,000) $ 2,684,870,000 

Updated portfolio data from servicer & HPDP 

initial cap

10706 12/30/2009 $ 1,178,180,000 $ 3,863,050,000 

Updated portfolio data from servicer & HAFA 

initial cap

10706 3/26/2010 $ 1,006,580,000 $ 4,869,630,000 

Updated portfolio data from servicer & 2MP initial 

cap

10706 7/14/2010 $ (1,934,230,000) $ 2,935,400,000 Updated portfolio data from servicer

10706 9/30/2010 $ 72,400,000 $ 3,007,800,000 

Initial FHA-HAMP cap, Initial FHA-2LP cap, and 

initial RD-HAMP

10706 9/30/2010 $ 215,625,536 $ 3,223,425,536 Updated portfolio data from servicer

10706 1/6/2011 $ (3,636) $ 3,223,421,900 Updated portfolio data from servicer

10706 3/16/2011 $ (100,000) $ 3,223,321,900 Transfer of cap due to servicing transfer

10706 3/30/2011 $ (3,999) $ 3,223,317,901 

Updated due to quarterly assessment and 

reallocation

10706 4/13/2011 $ (200,000) $ 3,223,117,901 Transfer of cap due to servicing transfer

10706 5/13/2011 $ 122,700,000 $ 3,345,817,901 Transfer of cap due to servicing transfer

10706 6/29/2011 $ (34,606) $ 3,345,783,295 

Updated due to quarterly assessment and 

reallocation

10706 7/14/2011 $ 600,000 $ 3,346,383,295 Transfer of cap due to servicing transfer

10706 8/16/2011 $ (400,000) $ 3,345,983,295 Transfer of cap due to servicing transfer

10706 9/15/2011 $ (100,000) $ 3,345,883,295 Transfer of cap due to servicing transfer

10706 10/14/2011 $ 200,000 $ 3,346,083,295 Transfer of cap due to servicing transfer

10706 10/19/2011 $ 519,211,309 $ 3,865,294,604 Transfer of cap due to servicing transfer

10706 11/16/2011 $ (2,800,000) $ 3,862,494,604 Transfer of cap due to servicing transfer

10706 1/13/2012 $ (100,000) $ 3,862,394,604 Transfer of cap due to servicing transfer

10706 2/16/2012 $ (100,000) $ 3,862,294,604 Transfer of cap due to servicing transfer

10706 5/16/2012 $ (126,080,000) $ 3,736,214,604 Transfer of cap due to servicing transfer

10706 6/14/2012 $ (1,620,000) $ 3,734,594,604 Transfer of cap due to servicing transfer

10706 6/28/2012 $ (16,192) $ 3,734,578,412 

Updated due to quarterly assessment and 

reallocation

10706 7/16/2012 $ (2,300,000) $ 3,732,278,412 Transfer of cap due to servicing transfer

7/31/2009 EMC Mortgage Corporation Lewisville TX Purchase Financial Instrument for Home Loan Modifications $ 707,380,000 N/A

9/30/2009 $ (10,000) $ 707,370,000 

Updated portfolio data from servicer & HPDP 

initial cap

1001020 12/30/2009 $ 502,430,000 $ 1,209,800,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001020 3/26/2010 $ (134,560,000) $ 1,075,240,000 

Updated portfolio data from servicer & 2MP initial 

cap

1001020 7/14/2010 $ (392,140,000) $ 683,100,000 Updated portfolio data from servicer

1001020 7/16/2010 $ (630,000) $ 682,470,000 Transfer of cap to Saxon Mortgage Services, Inc.

1001020 9/30/2010 $ 13,100,000 $ 695,570,000 Initial FHA-HAMP cap and initial FHA-2LP cap

1001020 9/30/2010 $ (8,006,457) $ 687,563,543 Updated portfolio data from servicer

1001020 10/15/2010 $ (100,000) $ 687,463,543 Transfer of cap due to servicing transfer

1001020 12/15/2010 $ (4,400,000) $ 683,063,543 Updated portfolio data from servicer

1001020 1/6/2011 $ (802) $ 683,062,741 Updated portfolio data from servicer

1001020 2/16/2011 $ (900,000) $ 682,162,741 Transfer of cap due to servicing transfer

1001020 3/16/2011 $ (4,000,000) $ 678,162,741 Transfer of cap due to servicing transfer

1001020 3/30/2011 $ (925) $ 678,161,816 

Updated due to quarterly assessment and 

reallocation

1001020 5/13/2011 $ (122,900,000) $ 555,261,816 Transfer of cap due to servicing transfer

1001020 6/29/2011 $ (8,728) $ 555,253,088 

Updated due to quarterly assessment and 

reallocation

1001020 7/14/2011 $ (600,000) $ 554,653,088 Transfer of cap due to servicing transfer

1001020 14

10/19/2011 $ (519,211,309) $ 35,441,779 Termination of SPA 

8/5/2009 Lake City Bank Warsaw IN Purchase Financial Instrument for Home Loan Modifications $ 420,000 N/A

9/30/2009 $ 180,000 $ 600,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000840 12/30/2009 $ (350,000) $ 250,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000840 3/26/2010 $ 20,000 $ 270,000 Updated portfolio data from servicer

1000840 7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer

1000840 9/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer

1000840 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

Page 13 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000840 6/28/2012 $ (2) $ 290,106 

Updated due to quarterly assessment and 

reallocation

8/5/2009 Oakland Municipal Credit Union Oakland CA Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A

9/30/2009 $ 290,000 $ 430,000 

Updated portfolio data from servicer & HPDP 

initial cap

1000609 12/30/2009 $ 210,000 $ 640,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000609 3/26/2010 $ 170,000 $ 810,000 Updated portfolio data from servicer

1000609 7/14/2010 $ (10,000) $ 800,000 Updated portfolio data from servicer

1000609 9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer

1000609 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

1000609 3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

1000609 4/13/2011 $ (200,000) $ 525,276 Transfer of cap due to servicing transfer

1000609 6/29/2011 $ (7) $ 525,269 

Updated due to quarterly assessment and 

reallocation

1000609 12

7/22/2011 $ (515,201) $ 10,068 Termination of SPA 

8/5/2009 HomEq Servicing North Highlands CA Purchase Financial Instrument for Home Loan Modifications $ 674,000,000 N/A

9/30/2009 $ (121,190,000) $ 552,810,000 

Updated portfolio data from servicer & HPDP 

initial cap

10717 12/30/2009 $ (36,290,000) $ 516,520,000 

Updated portfolio data from servicer & HAFA 

initial cap

10717 3/26/2010 $ 199,320,000 $ 715,840,000 Updated portfolio data from servicer

10717 7/14/2010 $ (189,040,000) $ 526,800,000 Updated portfolio data from servicer

10717 9/30/2010 $ 38,626,728 $ 565,426,728 Updated portfolio data from servicer

10717 10/15/2010 $ (170,800,000) $ 394,626,728 Transfer of cap due to servicing transfer

10717 12/15/2010 $ (22,200,000) $ 372,426,728 Updated portfolio data from servicer

10717 1/6/2011 $ (549) $ 372,426,179 Updated portfolio data from servicer

10717 2/16/2011 $ (900,000) $ 371,526,179 Transfer of cap due to servicing transfer

10717 3/30/2011 $ (653) $ 371,525,526 

Updated due to quarterly assessment and 

reallocation

10717 6/29/2011 $ (6,168) $ 371,519,358 

Updated due to quarterly assessment and 

reallocation

10717 6/28/2012 $ (4,634) $ 371,514,724 

Updated due to quarterly assessment and 

reallocation

8/12/2009 Litton Loan Servicing LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ 774,900,000 N/A

9/30/2009 $ 313,050,000 $ 1,087,950,000 

Updated portfolio data from servicer & HPDP 

initial cap

10438 12/30/2009 $ 275,370,000 $ 1,363,320,000 

Updated portfolio data from servicer & HAFA 

initial cap

10438 3/26/2010 $ 278,910,000 $ 1,642,230,000 Updated portfolio data from servicer

10438 7/14/2010 $ (474,730,000) $ 1,167,500,000 Updated portfolio data from servicer

10438 8/13/2010 $ (700,000) $ 1,166,800,000 Transfer of cap to due to servicing transfer

10438 9/15/2010 $ (1,000,000) $ 1,165,800,000 Transfer of cap to due to servicing transfer

10438 9/30/2010 $ (115,017,236) $ 1,050,782,764 Updated portfolio data from servicer

10438 10/15/2010 $ (800,000) $ 1,049,982,764 Transfer of cap due to servicing transfer

10438 12/15/2010 $ 800,000 $ 1,050,782,764 Updated portfolio data from servicer

10438 1/6/2011 $ (1,286) $ 1,050,781,478 Updated portfolio data from servicer

10438 3/16/2011 $ 8,800,000 $ 1,059,581,478 Transfer of cap due to servicing transfer

10438 3/30/2011 $ (1,470) $ 1,059,580,008 

Updated due to quarterly assessment and 

reallocation

10438 4/13/2011 $ (3,300,000) $ 1,056,280,008 Transfer of cap due to servicing transfer

10438 5/13/2011 $ (300,000) $ 1,055,980,008 Transfer of cap due to servicing transfer

10438 6/16/2011 $ (700,000) $ 1,055,280,008 Transfer of cap due to servicing transfer

10438 6/29/2011 $ (13,097) $ 1,055,266,911 

Updated due to quarterly assessment and 

reallocation

10438 7/14/2011 $ (200,000) $ 1,055,066,911 Transfer of cap due to servicing transfer

10438 9/15/2011 $ (2,900,000) $ 1,052,166,911 Transfer of cap due to servicing transfer

10438 10/14/2011 $ (300,000) $ 1,051,866,911 Transfer of cap due to servicing transfer

10438 11/16/2011 $ (500,000) $ 1,051,366,911 Transfer of cap due to servicing transfer

10438 12/15/2011 $ (2,600,000) $ 1,048,766,911 Transfer of cap due to servicing transfer

10438 1/13/2012 $ (194,800,000) $ 853,966,911 Transfer of cap due to servicing transfer

10438 2/16/2012 $ (400,000) $ 853,566,911 Transfer of cap due to servicing transfer

10438 6/28/2012 $ (9,728) $ 853,557,183 

Updated due to quarterly assessment and 

reallocation

8/12/2009 PennyMac Loan Services, LLC Calasbasa CA Purchase Financial Instrument for Home Loan Modifications $ 6,210,000 N/A

9/30/2009 $ (1,200,000) $ 5,010,000 

Updated portfolio data from servicer & HPDP 

initial cap

Page 14 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000744 12/30/2009 $ 30,800,000 $ 35,810,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000744 3/26/2010 $ 23,200,000 $ 59,010,000 Updated portfolio data from servicer

1000744 6/16/2010 $ 2,710,000 $ 61,720,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

1000744 7/14/2010 $ (18,020,000) $ 43,700,000 Updated portfolio data from servicer

1000744 7/16/2010 $ 6,680,000 $ 50,380,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

1000744 8/13/2010 $ 2,600,000 $ 52,980,000 Transfer of cap to due to servicing transfer

1000744 9/15/2010 $ (100,000) $ 52,880,000 Transfer of cap to due to servicing transfer

1000744 9/30/2010 $ 200,000 $ 53,080,000 Initial FHA-HAMP cap and 2MP initial cap

1000744 9/30/2010 $ (1,423,197) $ 51,656,803 Updated portfolio data from servicer

1000744 11/16/2010 $ 1,400,000 $ 53,056,803 Transfer of cap due to servicing transfer

1000744 12/15/2010 $ (100,000) $ 52,956,803 Updated portfolio data from servicer

1000744 1/6/2011 $ (72) $ 52,956,731 Updated portfolio data from servicer

1000744 1/13/2011 $ 4,100,000 $ 57,056,731 Transfer of cap due to servicing transfer

1000744 2/16/2011 $ (100,000) $ 56,956,731 Transfer of cap due to servicing transfer

1000744 3/16/2011 $ 4,000,000 $ 60,956,731 Transfer of cap due to servicing transfer

1000744 3/30/2011 $ (94) $ 60,956,637 

Updated due to quarterly assessment and 

reallocation

1000744 4/13/2011 $ (100,000) $ 60,856,637 Transfer of cap due to servicing transfer

1000744 5/13/2011 $ 5,800,000 $ 66,656,637 Transfer of cap due to servicing transfer

1000744 6/16/2011 $ 600,000 $ 67,256,637 Transfer of cap due to servicing transfer

1000744 6/29/2011 $ (812) $ 67,255,825 

Updated due to quarterly assessment and 

reallocation

1000744 7/14/2011 $ 2,500,000 $ 69,755,825 Transfer of cap due to servicing transfer

1000744 9/15/2011 $ 2,800,000 $ 72,555,825 Transfer of cap due to servicing transfer

1000744 10/14/2011 $ 300,000 $ 72,855,825 Transfer of cap due to servicing transfer

1000744 11/16/2011 $ 900,000 $ 73,755,825 Transfer of cap due to servicing transfer

1000744 12/15/2011 $ 800,000 $ 74,555,825 Transfer of cap due to servicing transfer

1000744 1/13/2012 $ 200,000 $ 74,755,825 Transfer of cap due to servicing transfer

1000744 3/15/2012 $ 1,900,000 $ 76,655,825 Transfer of cap due to servicing transfer

1000744 4/16/2012 $ 200,000 $ 76,855,825 Transfer of cap due to servicing transfer

1000744 6/14/2012 $ 1,340,000 $ 78,195,825 Transfer of cap due to servicing transfer

1000744 6/28/2012 $ (340) $ 78,195,485 

Updated due to quarterly assessment and 

reallocation

1000744 7/16/2012 $ 2,930,000 $ 81,125,485 Transfer of cap due to servicing transfer

8/12/2009 Servis One, Inc. Titusville PA Purchase Financial Instrument for Home Loan Modifications $ 29,730,000 N/A

9/30/2009 $ (25,510,000) $ 4,220,000 

Updated portfolio data from servicer & HPDP 

initial cap

10454 12/30/2009 $ 520,000 $ 4,740,000 

Updated portfolio data from servicer & HAFA 

initial cap

10454 3/26/2010 $ 4,330,000 $ 9,070,000 Updated portfolio data from servicer

10454 4/19/2010 $ 230,000 $ 9,300,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

10454 5/19/2010 $ 850,000 $ 10,150,000 Initial 2MP cap

10454 7/14/2010 $ (850,000) $ 9,300,000 Updated portfolio data from servicer

10454 9/15/2010 $ 100,000 $ 9,400,000 Transfer of cap to due to servicing transfer

10454 9/30/2010 $ 100,000 $ 9,500,000 Initial FHA-HAMP cap

10454 9/30/2010 $ 16,755,064 $ 26,255,064 Updated portfolio data from servicer

10454 10/15/2010 $ 100,000 $ 26,355,064 Transfer of cap due to servicing transfer

10454 12/15/2010 $ 100,000 $ 26,455,064 Updated portfolio data from servicer

10454 1/6/2011 $ (40) $ 26,455,024 Updated portfolio data from servicer

10454 1/13/2011 $ 300,000 $ 26,755,024 Transfer of cap due to servicing transfer

10454 2/16/2011 $ 100,000 $ 26,855,024 Transfer of cap due to servicing transfer

10454 3/16/2011 $ 2,200,000 $ 29,055,024 Transfer of cap due to servicing transfer

10454 3/30/2011 $ (52) $ 29,054,972 

Updated due to quarterly assessment and 

reallocation

10454 4/13/2011 $ 1,500,000 $ 30,554,972 Transfer of cap due to servicing transfer

Page 15 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10454 5/13/2011 $ 1,000,000 $ 31,554,972 Transfer of cap due to servicing transfer

10454 6/16/2011 $ 100,000 $ 31,654,972 Transfer of cap due to servicing transfer

10454 6/29/2011 $ (534) $ 31,654,438 

Updated due to quarterly assessment and 

reallocation

10454 8/16/2011 $ 700,000 $ 32,354,438 Transfer of cap due to servicing transfer

10454 9/15/2011 $ (600,000) $ 31,754,438 Transfer of cap due to servicing transfer

10454 10/14/2011 $ 4,000,000 $ 35,754,438 Transfer of cap due to servicing transfer

10454 11/16/2011 $ 600,000 $ 36,354,438 Transfer of cap due to servicing transfer

10454 12/15/2011 $ 200,000 $ 36,554,438 Transfer of cap due to servicing transfer

10454 1/13/2012 $ 100,000 $ 36,654,438 Transfer of cap due to servicing transfer

10454 2/16/2012 $ 1,300,000 $ 37,954,438 Transfer of cap due to servicing transfer

10454 3/15/2012 $ 1,100,000 $ 39,054,438 Transfer of cap due to servicing transfer

10454 4/16/2012 $ 800,000 $ 39,854,438 Transfer of cap due to servicing transfer

10454 5/16/2012 $ (1,080,000) $ 38,774,438 Transfer of cap due to servicing transfer

10454 6/14/2012 $ 1,560,000 $ 40,334,438 Transfer of cap due to servicing transfer

10454 6/28/2012 $ (465) $ 40,333,973 

Updated due to quarterly assessment and 

reallocation

10454 7/16/2012 $ - $ 40,333,973 Transfer of cap due to servicing transfer

8/28/2009 OneWest Bank Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 668,440,000 N/A

10/2/2009 $ 145,800,000 $ 814,240,000 HPDP initial cap

10008 12/30/2009 $ 1,355,930,000 $ 2,170,170,000 

Updated portfolio data from servicer & HAFA 

initial cap

10008 3/26/2010 $ 121,180,000 $ 2,291,350,000 Updated portfolio data from servicer

10008 7/14/2010 $ (408,850,000) $ 1,882,500,000 Updated portfolio data from servicer

10008 9/30/2010 $ 5,500,000 $ 1,888,000,000 2MP initial cap

10008 9/30/2010 $ (51,741,163) $ 1,836,258,837 Updated portfolio data from servicer

10008 1/6/2011 $ (2,282) $ 1,836,256,555 Updated portfolio data from servicer

10008 3/30/2011 $ (2,674) $ 1,836,253,881 

Updated due to quarterly assessment and 

reallocation

10008 6/29/2011 $ (24,616) $ 1,836,229,265 

Updated due to quarterly assessment and 

reallocation

10008 6/28/2012 $ (15,481) $ 1,836,213,784 

Updated due to quarterly assessment and 

reallocation

8/28/2009 Stanford Federal Credit Union Palo Alto CA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A

10/2/2009 $ 70,000 $ 370,000 HPDP initial cap

1000576 12/30/2009 $ 2,680,000 $ 3,050,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000576 3/26/2010 $ 350,000 $ 3,400,000 Updated portfolio data from servicer

1000576 7/14/2010 $ (1,900,000) $ 1,500,000 Updated portfolio data from servicer

1000576 9/30/2010 $ (1,209,889) $ 290,111 Updated portfolio data from servicer

1000576 3/23/2010 $ (290,111) $ - Termination of SPA 

8/28/2009 RoundPoint Mortgage Servicing Corporation Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A

10/2/2009 $ 130,000 $ 700,000 HPDP initial cap

1001011 12/30/2009 $ (310,000) $ 390,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001011 3/26/2010 $ 2,110,000 $ 2,500,000 Updated portfolio data from servicer

1001011 7/14/2010 $ 8,300,000 $ 10,800,000 Updated portfolio data from servicer

1001011 9/30/2010 $ 5,301,172 $ 16,101,172 Updated portfolio data from servicer

1001011 1/6/2011 $ (22) $ 16,101,150 Updated portfolio data from servicer

1001011 3/16/2011 $ (400,000) $ 15,701,150 Transfer of cap due to servicing transfer

1001011 3/30/2011 $ (25) $ 15,701,125 

Updated due to quarterly assessment and 

reallocation

1001011 4/13/2011 $ - $ 15,701,125 Transfer of cap due to servicing transfer

1001011 6/29/2011 $ (232) $ 15,700,893 

Updated due to quarterly assessment and 

reallocation

1001011 6/28/2012 $ (174) $ 15,700,719 

Updated due to quarterly assessment and 

reallocation

9/2/2009 Horicon Bank Horicon WI Purchase Financial Instrument for Home Loan Modifications $ 560,000 N/A

10/2/2009 $ 130,000 $ 690,000 HPDP initial cap

1001018 12/30/2009 $ 1,040,000 $ 1,730,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001018 3/26/2010 $ (1,680,000) $ 50,000 Updated portfolio data from servicer

1001018 5/12/2010 $ 1,260,000 $ 1,310,000 Updated portfolio data from servicer

1001018 7/14/2010 $ (1,110,000) $ 200,000 Updated portfolio data from servicer

Page 16 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1001018 9/30/2010 $ 100,000 $ 300,000 Initial RD-HAMP

1001018 9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

1001018 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

1001018 6/28/2012 $ (2) $ 290,106 

Updated due to quarterly assessment and 

reallocation

9/2/2009 as amended 

on 8/27/2010 Vantium Capital, Inc.dba Acqura Loan Services Plano TX Purchase Financial Instrument for Home Loan Modifications $ 6,000,000 N/A 10

10/2/2009 $ 1,310,000 $ 7,310,000 HPDP initial cap

10354 12/30/2009 $ (3,390,000) $ 3,920,000 

Updated portfolio data from servicer & HAFA 

initial cap

10354 3/26/2010 $ 410,000 $ 4,330,000 Updated portfolio data from servicer

10354 7/14/2010 $ (730,000) $ 3,600,000 Updated portfolio data from servicer

10354 9/15/2010 $ 4,700,000 $ 8,300,000 Transfer of cap due to servicing transfer

10354 9/30/2010 $ 117,764 $ 8,417,764 Updated portfolio data from servicer

10354 11/16/2010 $ 800,000 $ 9,217,764 Transfer of cap due to servicing transfer

10354 12/15/2010 $ 2,700,000 $ 11,917,764 Updated portfolio data from servicer

10354 1/6/2011 $ (17) $ 11,917,747 Updated portfolio data from servicer

10354 1/13/2011 $ 700,000 $ 12,617,747 Transfer of cap due to servicing transfer

10354 2/16/2011 $ 1,800,000 $ 14,417,747 Transfer of cap due to servicing transfer

10354 3/30/2011 $ (19) $ 14,417,728 

Updated due to quarterly assessment and 

reallocation

10354 4/13/2011 $ 300,000 $ 14,717,728 Transfer of cap due to servicing transfer

10354 6/29/2011 $ (189) $ 14,717,539 

Updated due to quarterly assessment and 

reallocation

10354 8/16/2011 $ 300,000 $ 15,017,539 Transfer of cap due to servicing transfer

10354 9/15/2011 $ 100,000 $ 15,117,539 Transfer of cap due to servicing transfer

10354 10/14/2011 $ 100,000 $ 15,217,539 Transfer of cap due to servicing transfer

10354 6/28/2012 $ (147) $ 15,217,392 

Updated due to quarterly assessment and 

reallocation

10354 7/16/2012 $ (10,000) $ 15,207,392 Transfer of cap due to servicing transfer

9/9/2009 Central Florida Educators Federal Credit Union Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,250,000 N/A

10/2/2009 $ 280,000 $ 1,530,000 HPDP initial cap

1000890 12/30/2009 $ (750,000) $ 780,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000890 3/26/2010 $ 120,000 $ 900,000 Updated portfolio data from servicer

1000890 7/14/2010 $ (300,000) $ 600,000 Updated portfolio data from servicer

1000890 9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer

1000890 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

1000890 3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

1000890 6/29/2011 $ (5) $ 870,327 

Updated due to quarterly assessment and 

reallocation

1000890 6/28/2012 $ 21,717 $ 892,044 

Updated due to quarterly assessment and 

reallocation

9/9/2009 U.S. Bank National Association Owensboro KY Purchase Financial Instrument for Home Loan Modifications $ 114,220,000 N/A

10/2/2009 $ 24,920,000 $ 139,140,000 HPDP initial cap

10305 12/30/2009 $ 49,410,000 $ 188,550,000 

Updated portfolio data from servicer & HAFA 

initial cap

10305 3/26/2010 $ 41,830,000 $ 230,380,000 Updated portfolio data from servicer

10305 7/14/2010 $ (85,780,000) $ 144,600,000 Updated portfolio data from servicer

10305 9/30/2010 $ 36,574,444 $ 181,174,444 Updated portfolio data from servicer

10305 1/6/2011 $ (160) $ 181,174,284 Updated portfolio data from servicer

10305 3/30/2011 $ (172) $ 181,174,112 

Updated due to quarterly assessment and 

reallocation

10305 6/29/2011 $ (1,431) $ 181,172,681 

Updated due to quarterly assessment and 

reallocation

10305 6/28/2012 $ (746) $ 181,171,935 

Updated due to quarterly assessment and 

reallocation

9/9/2009 CUC Mortgage Corporation Albany NY Purchase Financial Instrument for Home Loan Modifications $ 4,350,000 N/A

10/2/2009 $ 950,000 $ 5,300,000 HPDP initial cap

1000483 12/30/2009 $ 5,700,000 $ 11,000,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000483 3/26/2010 $ 740,000 $ 11,740,000 Updated portfolio data from servicer

1000483 7/14/2010 $ (1,440,000) $ 10,300,000 Updated portfolio data from servicer

1000483 9/30/2010 $ (6,673,610) $ 3,626,390 Updated portfolio data from servicer

1000483 1/6/2011 $ (5) $ 3,626,385 Updated portfolio data from servicer

1000483 3/30/2011 $ (6) $ 3,626,379 

Updated due to quarterly assessment and 

reallocation

Page 17 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000483 6/29/2011 $ (52) $ 3,626,327 

Updated due to quarterly assessment and 

reallocation

1000483 6/28/2012 $ (38) $ 3,626,289 

Updated due to quarterly assessment and 

reallocation

9/11/2009 ORNL Federal Credit Union Oak Ridge TN Purchase Financial Instrument for Home Loan Modifications $ 2,070,000 N/A

10/2/2009 $ 460,000 $ 2,530,000 HPDP initial cap

1000467 12/30/2009 $ 2,730,000 $ 5,260,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000467 3/26/2010 $ 13,280,000 $ 18,540,000 Updated portfolio data from servicer

1000467 7/14/2010 $ (13,540,000) $ 5,000,000 Updated portfolio data from servicer

1000467 9/30/2010 $ 1,817,613 $ 6,817,613 Updated portfolio data from servicer

1000467 1/6/2011 $ (10) $ 6,817,603 Updated portfolio data from servicer

1000467 3/30/2011 $ (12) $ 6,817,591 

Updated due to quarterly assessment and 

reallocation

1000467 6/29/2011 $ (115) $ 6,817,476 

Updated due to quarterly assessment and 

reallocation

1000467 6/28/2012 $ (86) $ 6,817,390 

Updated due to quarterly assessment and 

reallocation

9/11/2009 Allstate Mortgage Loans & Investments, Inc. Ocala FL Purchase Financial Instrument for Home Loan Modifications $ 250,000 N/A

10/2/2009 $ 60,000 $ 310,000 HPDP initial cap

1001029 12/30/2009 $ (80,000) $ 230,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001029 3/26/2010 $ 280,000 $ 510,000 Updated portfolio data from servicer

1001029 7/14/2010 $ (410,000) $ 100,000 Updated portfolio data from servicer

1001029 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001029 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001029 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/11/2009 Metropolitan National Bank Little Rock AR Purchase Financial Instrument for Home Loan Modifications $ 280,000 N/A

10/2/2009 $ 70,000 $ 350,000 HPDP initial cap

1000747 12/30/2009 $ 620,000 $ 970,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000747 3/26/2010 $ 100,000 $ 1,070,000 Updated portfolio data from servicer

1000747 7/14/2010 $ (670,000) $ 400,000 Updated portfolio data from servicer

1000747 9/30/2010 $ 35,167 $ 435,167 Updated portfolio data from servicer

1000747 1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

1000747 1/26/2011 $ (435,166) $ - Termination of SPA 

9/11/2009 Franklin Credit Management Corporation Jersey City NJ Purchase Financial Instrument for Home Loan Modifications $ 27,510,000 N/A

10/2/2009 $ 6,010,000 $ 33,520,000 HPDP initial cap

1000955 12/30/2009 $ (19,750,000) $ 13,770,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000955 3/26/2010 $ (4,780,000) $ 8,990,000 Updated portfolio data from servicer

1000955 7/14/2010 $ (2,390,000) $ 6,600,000 Updated portfolio data from servicer

1000955 9/30/2010 $ 2,973,670 $ 9,573,670 Updated portfolio data from servicer

1000955 1/6/2011 $ (3) $ 9,573,667 Updated portfolio data from servicer

1000955 2/16/2011 $ (1,800,000) $ 7,773,667 Transfer of cap due to servicing transfer

1000955 3/30/2011 $ (6) $ 7,773,661 

Updated due to quarterly assessment and 

reallocation

1000955 6/29/2011 $ (61) $ 7,773,600 

Updated due to quarterly assessment and 

reallocation

1000955 10/14/2011 $ (100,000) $ 7,673,600 Transfer of cap due to servicing transfer

1000955 6/28/2012 $ (58) $ 7,673,542 

Updated due to quarterly assessment and 

reallocation

9/16/2009 Bay Federal Credit Union Capitola CA Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A

10/2/2009 $ 90,000 $ 500,000 HPDP initial cap

1001037 12/30/2009 $ 1,460,000 $ 1,960,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001037 3/26/2010 $ 160,000 $ 2,120,000 Updated portfolio data from servicer

1001037 7/14/2010 $ (120,000) $ 2,000,000 Updated portfolio data from servicer

1001037 9/30/2010 $ (1,419,778) $ 580,222 Updated portfolio data from servicer

1001037 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1001037 3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

1001037 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

1001037 1/25/2012 $ (580,212) $ - Termination of SPA 

9/23/2009 AMS Servicing, LLC Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 4,390,000 N/A

10/2/2009 $ 960,000 $ 5,350,000 HPDP initial cap

1001184 12/30/2009 $ (3,090,000) $ 2,260,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001184 3/26/2010 $ 230,000 $ 2,490,000 Updated portfolio data from servicer

Page 18 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1001184 7/14/2010 $ 5,310,000 $ 7,800,000 Updated portfolio data from servicer

1001184 9/30/2010 $ 323,114 $ 8,123,114 Updated portfolio data from servicer

1001184 1/6/2011 $ (12) $ 8,123,102 Updated portfolio data from servicer

1001184 3/16/2011 $ 600,000 $ 8,723,102 Transfer of cap due to servicing transfer

1001184 3/30/2011 $ (16) $ 8,723,086 

Updated due to quarterly assessment and 

reallocation

1001184 4/13/2011 $ 200,000 $ 8,923,086 Transfer of cap due to servicing transfer

1001184 5/13/2011 $ 100,000 $ 9,023,086 Transfer of cap due to servicing transfer

1001184 6/29/2011 $ (153) $ 9,022,933 

Updated due to quarterly assessment and 

reallocation

1001184 9/15/2011 $ 100,000 $ 9,122,933 Transfer of cap due to servicing transfer

1001184 11/16/2011 $ 100,000 $ 9,222,933 Transfer of cap due to servicing transfer

1001184 4/16/2012 $ 1,100,000 $ 10,322,933 Transfer of cap due to servicing transfer

1001184 6/14/2012 $ 650,000 $ 10,972,933 Transfer of cap due to servicing transfer

1001184 6/28/2012 $ (136) $ 10,972,797 

Updated due to quarterly assessment and 

reallocation

9/23/2009 Schools Financial Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 390,000 N/A

10/2/2009 $ 90,000 $ 480,000 HPDP initial cap

1001045 12/30/2009 $ 940,000 $ 1,420,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001045 3/26/2010 $ (980,000) $ 440,000 Updated portfolio data from servicer

1001045 7/14/2010 $ (140,000) $ 300,000 Updated portfolio data from servicer

1001045 9/30/2010 $ 1,150,556 $ 1,450,556 Updated portfolio data from servicer

1001045 1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

1001045 3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

1001045 6/29/2011 $ (22) $ 1,450,530 

Updated due to quarterly assessment and 

reallocation

1001045 6/28/2012 $ (16) $ 1,450,514 

Updated due to quarterly assessment and 

reallocation

9/23/2009 Glass City Federal Credit Union Maumee OH Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A

10/2/2009 $ 60,000 $ 290,000 HPDP initial cap

10716 12/30/2009 $ (10,000) $ 280,000 

Updated portfolio data from servicer & HAFA 

initial cap

10716 3/26/2010 $ 130,000 $ 410,000 Updated portfolio data from servicer

10716 7/14/2010 $ (110,000) $ 300,000 Updated portfolio data from servicer

10716 9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

10716 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

10716 6/28/2012 $ (2) $ 290,106 

Updated due to quarterly assessment and 

reallocation

9/23/2009 Central Jersey Federal Credit Union Woodbridge NJ Purchase Financial Instrument for Home Loan Modifications $ 30,000 N/A

10/2/2009 $ 10,000 $ 40,000 HPDP initial cap

10149 12/30/2009 $ 120,000 $ 160,000 

Updated portfolio data from servicer & HAFA 

initial cap

10149 3/26/2010 $ 10,000 $ 170,000 Updated portfolio data from servicer

10149 7/14/2010 $ (70,000) $ 100,000 Updated portfolio data from servicer

10149 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

10149 10/29/2010 $ (145,056) $ - Termination of SPA 

9/23/2009 Yadkin Valley Bank Elkin NC Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A

10/2/2009 $ 60,000 $ 300,000 HPDP initial cap

1001000 12/30/2009 $ 350,000 $ 650,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001000 3/26/2010 $ 1,360,000 $ 2,010,000 Updated portfolio data from servicer

1001000 7/14/2010 $ (1,810,000) $ 200,000 Updated portfolio data from servicer

1001000 9/30/2010 $ 235,167 $ 435,167 Updated portfolio data from servicer

1001000 1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

1001000 6/29/2011 $ (4) $ 435,162 

Updated due to quarterly assessment and 

reallocation

1001000 6/28/2012 $ (3) $ 435,159 

Updated due to quarterly assessment and 

reallocation

9/25/2009 SEFCU Albany NY Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A

10/2/2009 $ 100,000 $ 540,000 HPDP initial cap

1000924 12/30/2009 $ 20,000 $ 560,000 

Updated portfolio data from servicer & HAFA 

initial cap

1000924 3/26/2010 $ (290,000) $ 270,000 Updated portfolio data from servicer

1000924 7/14/2010 $ (70,000) $ 200,000 Updated portfolio data from servicer

1000924 9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer

Page 19 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000924 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1000924 4/11/2012 $ (145,055) $ - Termination of SPA 

10/14/2009 Great Lakes Credit Union North Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 570,000 N/A

12/30/2009 $ 1,030,000 $ 1,600,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001122 3/26/2010 $ (880,000) $ 720,000 Updated portfolio data from servicer

1001122 7/14/2010 $ (320,000) $ 400,000 Updated portfolio data from servicer

1001122 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1001122 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1001122 3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

1001122 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

1001122 6/28/2012 $ (6) $ 580,206 

Updated due to quarterly assessment and 

reallocation

10/14/2009 Mortgage Clearing Corporation Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 4,860,000 N/A

12/30/2009 $ (2,900,000) $ 1,960,000 

Updated portfolio data from servicer & HAFA 

initial cap

1001180 3/26/2010 $ (1,600,000) $ 360,000 Updated portfolio data from servicer

1001180 7/14/2010 $ (260,000) $ 100,000 Updated portfolio data from servicer

1001180 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001180 3/9/2011 $ (145,056) $ - Termination of SPA 

10/21/2009 United Bank Mortgage Corporation Grand Rapids MI Purchase Financial Instrument for Home Loan Modifications $ 410,000 N/A

1/22/2010 $ 20,000 $ 430,000 Updated HPDP cap & HAFA initial cap

1000073 3/26/2010 $ 400,000 $ 830,000 Updated portfolio data from servicer

1000073 7/14/2010 $ (430,000) $ 400,000 Updated portfolio data from servicer

1000073 9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1000073 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1000073 3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

1000073 6/29/2011 $ (5) $ 580,215 

Updated due to quarterly assessment and 

reallocation

1000073 6/28/2012 $ (4) $ 580,211 

Updated due to quarterly assessment and 

reallocation

10/23/2009 Bank United Miami Lakes FL Purchase Financial Instrument for Home Loan Modifications $ 93,660,000 N/A

1/22/2010 $ 4,370,000 $ 98,030,000 Updated HPDP cap & HAFA initial cap

10048 3/26/2010 $ 23,880,000 $ 121,910,000 Updated portfolio data from servicer

10048 7/14/2010 $ (16,610,000) $ 105,300,000 Updated portfolio data from servicer

10048 9/30/2010 $ 1,751,033 $ 107,051,033 Updated portfolio data from servicer

10048 1/6/2011 $ (77) $ 107,050,956 Updated portfolio data from servicer

10048 3/16/2011 $ (9,900,000) $ 97,150,956 Transfer of cap due to servicing transfer

10048 3/30/2011 $ (88) $ 97,150,868 

Updated due to quarterly assessment and 

reallocation

10048 6/29/2011 $ (773) $ 97,150,095 

Updated due to quarterly assessment and 

reallocation

10048 3/15/2012 $ (1,400,000) $ 95,750,095 Transfer of cap due to servicing transfer

10048 6/28/2012 $ (277) $ 95,749,818 

Updated due to quarterly assessment and 

reallocation

10/23/2009 IC Federal Credit Union Fitchburg MA Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A

1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap

1000740 3/26/2010 $ (760,000) $ 40,000 Updated portfolio data from servicer

1000740 5/12/2010 $ 2,630,000 $ 2,670,000 Updated portfolio data from servicer

1000740 7/14/2010 $ (770,000) $ 1,900,000 Updated portfolio data from servicer

1000740 9/30/2010 $ 565,945 $ 2,465,945 Updated portfolio data from servicer

1000740 1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

1000740 3/30/2011 $ (4) $ 2,465,937 

Updated due to quarterly assessment and 

reallocation

1000740 6/29/2011 $ (40) $ 2,465,897 

Updated due to quarterly assessment and 

reallocation

1000740 6/28/2012 $ (29) $ 2,465,868 

Updated due to quarterly assessment and 

reallocation

10/28/2009 Harleysville National Bank & Trust Company Harleysville PA Purchase Financial Instrument for Home Loan Modifications $ 1,070,000 N/A

4/21/2010 $ (1,070,000) $ - Termination of SPA 

10/28/2009 Members Mortgage Company, Inc Woburn MA Purchase Financial Instrument for Home Loan Modifications $ 510,000 N/A

4/21/2010 $ (510,000) $ - Termination of SPA 

10/30/2009 DuPage Credit Union Naperville IL Purchase Financial Instrument for Home Loan Modifications $ 70,000 N/A

1/22/2010 $ 10,000 $ 80,000 Updated HPDP cap & HAFA initial cap

1000585 3/26/2010 $ 10,000 $ 90,000 Updated portfolio data from servicer

1000585 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer

1000585 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Page 20 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000585 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

11/6/2009 Los Alamos National Bank Los Alamos NM Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A

1/22/2010 $ 40,000 $ 740,000 Updated HPDP cap & HAFA initial cap

1000676 3/26/2010 $ 50,000 $ 790,000 Updated portfolio data from servicer

1000676 7/14/2010 $ 1,310,000 $ 2,100,000 Updated portfolio data from servicer

1000676 9/30/2010 $ 75,834 $ 2,175,834 Updated portfolio data from servicer

1000676 1/6/2011 $ (3) $ 2,175,831 Updated portfolio data from servicer

1000676 3/30/2011 $ (4) $ 2,175,827 

Updated due to quarterly assessment and 

reallocation

1000676 6/29/2011 $ (35) $ 2,175,792 

Updated due to quarterly assessment and 

reallocation

1000676 6/28/2012 $ (26) $ 2,175,766 

Updated due to quarterly assessment and 

reallocation

11/18/2009 Quantum Servicing Corporation Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 18,960,000 N/A

1/22/2010 $ 890,000 $ 19,850,000 Updated HPDP cap & HAFA initial cap

1001271 3/26/2010 $ 3,840,000 $ 23,690,000 Updated portfolio data from servicer

1001271 7/14/2010 $ (2,890,000) $ 20,800,000 Updated portfolio data from servicer

1001271 9/30/2010 $ 9,661,676 $ 30,461,676 Updated portfolio data from servicer

1001271 1/6/2011 $ (46) $ 30,461,630 Updated portfolio data from servicer

1001271 1/13/2011 $ 1,600,000 $ 32,061,630 Transfer of cap due to servicing transfer

1001271 2/16/2011 $ 1,400,000 $ 33,461,630 Transfer of cap due to servicing transfer

1001271 3/30/2011 $ (58) $ 33,461,572 

Updated due to quarterly assessment and 

reallocation

1001271 4/13/2011 $ 100,000 $ 33,561,572 Transfer of cap due to servicing transfer

1001271 5/13/2011 $ 100,000 $ 33,661,572 Transfer of cap due to servicing transfer

1001271 6/16/2011 $ 800,000 $ 34,461,572 Transfer of cap due to servicing transfer

1001271 6/29/2011 $ (559) $ 34,461,013 

Updated due to quarterly assessment and 

reallocation

1001271 7/14/2011 $ 300,000 $ 34,761,013 Transfer of cap due to servicing transfer

1001271 8/16/2011 $ 200,000 $ 34,961,013 Transfer of cap due to servicing transfer

1001271 9/15/2011 $ 100,000 $ 35,061,013 Transfer of cap due to servicing transfer

1001271 1/13/2012 $ 100,000 $ 35,161,013 Transfer of cap due to servicing transfer

1001271 6/14/2012 $ 330,000 $ 35,491,013 Transfer of cap due to servicing transfer

1001271 6/28/2012 $ (428) $ 35,490,585 

Updated due to quarterly assessment and 

reallocation

11/18/2009 Hillsdale County National Bank Hillsdale MI Purchase Financial Instrument for Home Loan Modifications $ 1,670,000 N/A

1/22/2010 $ 80,000 $ 1,750,000 Updated HPDP cap & HAFA initial cap

1000443 3/26/2010 $ 330,000 $ 2,080,000 Updated portfolio data from servicer

1000443 7/14/2010 $ (1,080,000) $ 1,000,000 Updated portfolio data from servicer

1000443 9/30/2010 $ 160,445 $ 1,160,445 Updated portfolio data from servicer

1000443 1/6/2011 $ (1) $ 1,160,444 Updated portfolio data from servicer

1000443 3/30/2011 $ (2) $ 1,160,442 

Updated due to quarterly assessment and 

reallocation

1000443 6/29/2011 $ (16) $ 1,160,426 

Updated due to quarterly assessment and 

reallocation

1000443 6/28/2012 $ (12) $ 1,160,414 

Updated due to quarterly assessment and 

reallocation

11/18/2009 QLending, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 20,000 N/A

1/22/2010 $ - $ 20,000 Updated HPDP cap & HAFA initial cap

1001304 3/26/2010 $ (10,000) $ 10,000 Updated portfolio data from servicer

1001304 7/14/2010 $ 90,000 $ 100,000 Updated portfolio data from servicer

1001304 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001304 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001304 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

11/25/2009 Marix Servicing, LLC Phoenix AZ Purchase Financial Instrument for Home Loan Modifications $ 20,360,000 N/A

1/22/2010 $ 950,000 $ 21,310,000 Updated HPDP cap & HAFA initial cap

10412 3/26/2010 $ (17,880,000) $ 3,430,000 Updated portfolio data from servicer

10412 6/16/2010 $ 1,030,000 $ 4,460,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

10412 7/14/2010 $ (1,160,000) $ 3,300,000 Updated portfolio data from servicer

10412 8/13/2010 $ 800,000 $ 4,100,000 Transfer of cap due to servicing transfer

10412 9/30/2010 $ 200,000 $ 4,300,000 Initial FHA-HAMP cap and initial RD-HAMP

10412 9/30/2010 $ 1,357,168 $ 5,657,168 Updated portfolio data from servicer

Page 21 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10412 1/6/2011 $ (1) $ 5,657,167 Updated portfolio data from servicer

10412 3/16/2011 $ 5,700,000 $ 11,357,167 Transfer of cap due to servicing transfer

10412 3/30/2011 $ (6) $ 11,357,161 

Updated due to quarterly assessment and 

reallocation

10412 4/13/2011 $ 7,300,000 $ 18,657,161 Transfer of cap due to servicing transfer

10412 5/13/2011 $ 300,000 $ 18,957,161 Transfer of cap due to servicing transfer

10412 6/16/2011 $ 900,000 $ 19,857,161 Transfer of cap due to servicing transfer

10412 6/29/2011 $ (154) $ 19,857,007 

Updated due to quarterly assessment and 

reallocation

10412 7/14/2011 $ 100,000 $ 19,957,007 Transfer of cap due to servicing transfer

10412 8/16/2011 $ 300,000 $ 20,257,007 Transfer of cap due to servicing transfer

10412 1/13/2012 $ (1,500,000) $ 18,757,007 Transfer of cap due to servicing transfer

10412 2/16/2012 $ (2,100,000) $ 16,657,007 Transfer of cap due to servicing transfer

10412 4/16/2012 $ (1,300,000) $ 15,357,007 Transfer of cap due to servicing transfer

10412 6/14/2012 $ (8,350,000) $ 7,007,007 Transfer of cap due to servicing transfer

10412 6/28/2012 $ (38) $ 7,006,969 

Updated due to quarterly assessment and 

reallocation

11/25/2009 Home Financing Center, Inc Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A

4/21/2010 $ (230,000) $ - Termination of SPA 

11/25/2009 First Keystone Bank Media PA Purchase Financial Instrument for Home Loan Modifications $ 1,280,000 N/A

1/22/2010 $ 50,000 $ 1,330,000 Updated HPDP cap & HAFA initial cap

10519 3/26/2010 $ 1,020,000 $ 2,350,000 Updated portfolio data from servicer

10519 7/14/2010 $ (950,000) $ 1,400,000 Updated portfolio data from servicer

10519 9/30/2010 $ 50,556 $ 1,450,556 Updated portfolio data from servicer

10519 1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

10519 3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

10519 6/16/2011 $ (100,000) $ 1,350,552 Transfer of cap due to servicing transfer

10519 6/29/2011 $ (21) $ 1,350,531 

Updated due to quarterly assessment and 

reallocation

10519 12

7/22/2011 $ (1,335,614) $ 14,917 Termination of SPA 

12/4/2009 Community Bank & Trust Company Clarks Summit PA Purchase Financial Instrument for Home Loan Modifications $ 380,000 N/A

1/22/2010 $ 10,000 $ 390,000 Updated HPDP cap & HAFA initial cap

1000978 3/26/2010 $ 520,000 $ 910,000 Updated portfolio data from servicer

1000978 7/14/2010 $ (810,000) $ 100,000 Updated portfolio data from servicer

1000978 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1000978 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1000978 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

12/4/2009 Idaho Housing and Finance Association Boise ID Purchase Financial Instrument for Home Loan Modifications $ 9,430,000 N/A

1/22/2010 $ 440,000 $ 9,870,000 Updated HPDP cap & HAFA initial cap

10223 3/26/2010 $ 14,480,000 $ 24,350,000 Updated portfolio data from servicer

10223 5/26/2010 $ (24,200,000) $ 150,000 Updated portfolio data from servicer

10223 7/14/2010 $ 150,000 $ 300,000 Updated portfolio data from servicer

10223 9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

10223 6/29/2011 $ (3) $ 290,108 

Updated due to quarterly assessment and 

reallocation

10223 6/28/2012 $ (2) $ 290,106 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Spirit of Alaska Federal Credit Union Fairbanks AK Purchase Financial Instrument for Home Loan Modifications $ 360,000 N/A

1/22/2010 $ 10,000 $ 370,000 Updated HPDP cap & HAFA initial cap

1000475 3/26/2010 $ 850,000 $ 1,220,000 Updated portfolio data from servicer

1000475 7/14/2010 $ (120,000) $ 1,100,000 Updated portfolio data from servicer

1000475 9/30/2010 $ 100,000 $ 1,200,000 Initial FHA-HAMP cap

1000475 9/30/2010 $ 105,500 $ 1,305,500 Updated portfolio data from servicer

1000475 1/6/2011 $ (2) $ 1,305,498 Updated portfolio data from servicer

1000475 2/17/2011 $ (1,305,498) $ - Termination of SPA 

12/9/2009 American Eagle Federal Credit Union East Hartford CT Purchase Financial Instrument for Home Loan Modifications $ 1,590,000 N/A

1/22/2010 $ 70,000 $ 1,660,000 Updated HPDP cap & HAFA initial cap

1001228 3/26/2010 $ (290,000) $ 1,370,000 Updated portfolio data from servicer

1001228 7/14/2010 $ (570,000) $ 800,000 Updated portfolio data from servicer

1001228 9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

Page 22 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1001228 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

1001228 3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

1001228 6/29/2011 $ (13) $ 870,319 

Updated due to quarterly assessment and 

reallocation

1001228 1/25/2012 $ (870,319) $ - Termination of SPA 

12/9/2009 Silver State Schools Credit Union Las Vegas NV Purchase Financial Instrument for Home Loan Modifications $ 1,880,000 N/A

1/22/2010 $ 90,000 $ 1,970,000 Updated HPDP cap & HAFA initial cap

1001075 3/26/2010 $ 1,110,000 $ 3,080,000 Updated portfolio data from servicer

1001075 7/14/2010 $ (1,180,000) $ 1,900,000 Updated portfolio data from servicer

1001075 9/30/2010 $ 275,834 $ 2,175,834 Updated portfolio data from servicer

1001075 1/6/2011 $ (2) $ 2,175,832 Updated portfolio data from servicer

1001075 3/30/2011 $ (3) $ 2,175,829 

Updated due to quarterly assessment and 

reallocation

1001075 6/29/2011 $ (26) $ 2,175,803 

Updated due to quarterly assessment and 

reallocation

1001075 6/28/2012 $ (21) $ 2,175,782 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Fidelity Homestead Savings Bank New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 2,940,000 N/A

1/22/2010 $ 140,000 $ 3,080,000 Updated HPDP cap & HAFA initial cap

1001269 3/26/2010 $ 6,300,000 $ 9,380,000 Updated portfolio data from servicer

1001269 7/14/2010 $ (1,980,000) $ 7,400,000 Updated portfolio data from servicer

1001269 9/30/2010 $ (6,384,611) $ 1,015,389 Updated portfolio data from servicer

1001269 1/6/2011 $ (1) $ 1,015,388 Updated portfolio data from servicer

1001269 3/30/2011 $ (2) $ 1,015,386 

Updated due to quarterly assessment and 

reallocation

1001269 6/29/2011 $ (16) $ 1,015,370 

Updated due to quarterly assessment and 

reallocation

1001269 6/28/2012 $ (12) $ 1,015,358 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Bay Gulf Credit Union Tampa FL Purchase Financial Instrument for Home Loan Modifications $ 230,000 N/A

1/22/2010 $ 10,000 $ 240,000 Updated HPDP cap & HAFA initial cap

10141 3/26/2010 $ 440,000 $ 680,000 Updated portfolio data from servicer

10141 7/14/2010 $ (80,000) $ 600,000 Updated portfolio data from servicer

10141 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

10141 10/15/2010 $ (580,222) $ - Termination of SPA 

12/9/2009 The Golden 1 Credit Union Sacramento CA Purchase Financial Instrument for Home Loan Modifications $ 6,160,000 N/A

1/22/2010 $ 290,000 $ 6,450,000 Updated HPDP cap & HAFA initial cap

1001226 3/26/2010 $ 40,000 $ 6,490,000 Updated portfolio data from servicer

1001226 7/14/2010 $ (2,890,000) $ 3,600,000 Updated portfolio data from servicer

1001226 9/30/2010 $ 606,612 $ 4,206,612 Updated portfolio data from servicer

1001226 1/6/2011 $ (4) $ 4,206,608 Updated portfolio data from servicer

1001226 3/30/2011 $ (4) $ 4,206,604 

Updated due to quarterly assessment and 

reallocation

1001226 6/29/2011 $ (35) $ 4,206,569 

Updated due to quarterly assessment and 

reallocation

1001226 6/28/2012 $ (9) $ 4,206,560 

Updated due to quarterly assessment and 

reallocation

12/9/2009 Sterling Savings Bank Spokane WA Purchase Financial Instrument for Home Loan Modifications $ 2,250,000 N/A

1/22/2010 $ 100,000 $ 2,350,000 Updated HPDP cap & HAFA initial cap

1000638 3/26/2010 $ (740,000) $ 1,610,000 Updated portfolio data from servicer

1000638 7/14/2010 $ (710,000) $ 900,000 Updated portfolio data from servicer

1000638 9/30/2010 $ 550,556 $ 1,450,556 Updated portfolio data from servicer

1000638 1/6/2011 $ (1) $ 1,450,555 Updated portfolio data from servicer

1000638 3/30/2011 $ (1) $ 1,450,554 

Updated due to quarterly assessment and 

reallocation

1000638 6/29/2011 $ (11) $ 1,450,543 

Updated due to quarterly assessment and 

reallocation

12/11/2009 HomeStar Bank & Financial Services Manteno IL Purchase Financial Instrument for Home Loan Modifications $ 310,000 N/A

1/22/2010 $ 20,000 $ 330,000 Updated HPDP cap & HAFA initial cap

10125 3/26/2010 $ 820,000 $ 1,150,000 Updated portfolio data from servicer

10125 7/14/2010 $ (350,000) $ 800,000 Updated portfolio data from servicer

10125 9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

10125 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

10125 3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

10125 6/29/2011 $ (13) $ 870,319 

Updated due to quarterly assessment and 

reallocation

10125 6/28/2012 $ (10) $ 870,309 

Updated due to quarterly assessment and 

reallocation

Page 23 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

12

7/6/2012 $ (856,986) $ 13,323 Termination of SPA 

12/11/2009 Glenview State Bank Glenview IL Purchase Financial Instrument for Home Loan Modifications $ 370,000 N/A

1/22/2010 $ 20,000 $ 390,000 Updated HPDP cap & HAFA initial cap

1000558 3/26/2010 $ 1,250,000 $ 1,640,000 Updated portfolio data from servicer

1000558 5/26/2010 $ (1,640,000) $ - Termination of SPA 

12/11/2009 Verity Credit Union Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A

1/22/2010 $ 30,000 $ 630,000 Updated HPDP cap & HAFA initial cap

10139 3/26/2010 $ 400,000 $ 1,030,000 Updated portfolio data from servicer

10139 7/14/2010 $ (330,000) $ 700,000 Updated portfolio data from servicer

10139 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

10139 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

10139 2/17/2011 $ (725,277) $ - Termination of SPA 

12/11/2009 Hartford Savings Bank Hartford WI Purchase Financial Instrument for Home Loan Modifications $ 630,000 N/A

1/22/2010 $ 30,000 $ 660,000 Updated HPDP cap & HAFA initial cap

1000753 3/26/2010 $ 800,000 $ 1,460,000 Updated portfolio data from servicer

1000753 7/14/2010 $ (360,000) $ 1,100,000 Updated portfolio data from servicer

1000753 9/30/2010 $ 60,445 $ 1,160,445 Updated portfolio data from servicer

1000753 1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

1000753 3/30/2011 $ (2) $ 1,160,441 

Updated due to quarterly assessment and 

reallocation

1000753 6/29/2011 $ (18) $ 1,160,423 

Updated due to quarterly assessment and 

reallocation

1000753 6/28/2012 $ (14) $ 1,160,409 

Updated due to quarterly assessment and 

reallocation

12/11/2009 The Bryn Mawr Trust Co. Bryn Mawr PA Purchase Financial Instrument for Home Loan Modifications $ 150,000 N/A

4/21/2010 $ (150,000) $ - Termination of SPA 

1000631 9

6/16/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer

12/16/2009 Citizens 1st National Bank Spring Valley IL Purchase Financial Instrument for Home Loan Modifications $ 620,000 N/A

1/22/2010 $ 30,000 $ 650,000 Updated HPDP cap & HAFA initial cap

1000438 3/26/2010 $ (580,000) $ 70,000 Updated portfolio data from servicer

1000438 7/14/2010 $ 1,430,000 $ 1,500,000 Updated portfolio data from servicer

1000438 9/30/2010 $ 95,612 $ 1,595,612 Updated portfolio data from servicer

1000438 1/6/2011 $ (2) $ 1,595,610 Updated portfolio data from servicer

1000438 3/30/2011 $ (3) $ 1,595,607 

Updated due to quarterly assessment and 

reallocation

1000438 6/29/2011 $ (24) $ 1,595,583 

Updated due to quarterly assessment and 

reallocation

1000438 6/28/2012 $ (16) $ 1,595,567 

Updated due to quarterly assessment and 

reallocation

12/16/2009 Golden Plains Credit Union Garden City KS Purchase Financial Instrument for Home Loan Modifications $ 170,000 N/A

1/22/2010 $ 10,000 $ 180,000 Updated HPDP cap & HAFA initial cap

1001397 3/26/2010 $ 30,000 $ 210,000 Updated portfolio data from servicer

1001397 7/14/2010 $ (10,000) $ 200,000 Updated portfolio data from servicer

1001397 9/30/2010 $ 90,111 $ 290,111 Updated portfolio data from servicer

1001397 2/17/2011 $ (290,111) $ - Termination of SPA 

12/16/2009 First Federal Savings and Loan Association of Lakewood Lakewood OH Purchase Financial Instrument for Home Loan Modifications $ 3,460,000 N/A

1/22/2010 $ 160,000 $ 3,620,000 Updated HPDP cap & HAFA initial cap

1000828 4/21/2010 $ (3,620,000) $ - Termination of SPA 

12/16/2009 Sound Community Bank Seattle WA Purchase Financial Instrument for Home Loan Modifications $ 440,000 N/A

1/22/2010 $ 20,000 $ 460,000 Updated HPDP cap & HAFA initial cap

10524 3/26/2010 $ 1,430,000 $ 1,890,000 Updated portfolio data from servicer

10524 7/14/2010 $ (390,000) $ 1,500,000 Updated portfolio data from servicer

10524 9/8/2010 $ (1,500,000) $ - Termination of SPA 

12/16/2009 Horizon Bank, NA Michigan City IN Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A

1/22/2010 $ 30,000 $ 730,000 Updated HPDP cap & HAFA initial cap

1000825 3/26/2010 $ 1,740,000 $ 2,470,000 Updated portfolio data from servicer

1000825 7/14/2010 $ (1,870,000) $ 600,000 Updated portfolio data from servicer

1000825 9/30/2010 $ 850,556 $ 1,450,556 Updated portfolio data from servicer

1000825 1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

1000825 3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

1000825 6/29/2011 $ (23) $ 1,450,529 

Updated due to quarterly assessment and 

reallocation

1000825 6/28/2012 $ (17) $ 1,450,512 

Updated due to quarterly assessment and 

reallocation

Page 24 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

12/16/2009 Park View Federal Savings Bank Solon OH Purchase Financial Instrument for Home Loan Modifications $ 760,000 N/A

1/22/2010 $ 40,000 $ 800,000 Updated HPDP cap & HAFA initial cap

10025 3/26/2010 $ 140,000 $ 940,000 Updated portfolio data from servicer

10025 7/14/2010 $ (140,000) $ 800,000 Updated portfolio data from servicer

10025 9/30/2010 $ 70,334 $ 870,334 Updated portfolio data from servicer

10025 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

10025 3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

10025 6/29/2011 $ (12) $ 870,320 

Updated due to quarterly assessment and 

reallocation

10025 6/28/2012 $ (10) $ 870,310 

Updated due to quarterly assessment and 

reallocation

12/23/2009 Iberiabank Sarasota FL Purchase Financial Instrument for Home Loan Modifications $ 4,230,000 N/A

1/22/2010 $ 200,000 $ 4,430,000 Updated HPDP cap & HAFA initial cap

1001411 3/26/2010 $ (1,470,000) $ 2,960,000 Updated portfolio data from servicer

1001411 7/14/2010 $ (1,560,000) $ 1,400,000 Updated portfolio data from servicer

1001411 9/30/2010 $ 5,852,780 $ 7,252,780 Updated portfolio data from servicer

1001411 1/6/2011 $ (11) $ 7,252,769 Updated portfolio data from servicer

1001411 3/30/2011 $ (13) $ 7,252,756 

Updated due to quarterly assessment and 

reallocation

1001411 4/13/2011 $ (300,000) $ 6,952,756 Transfer of cap due to servicing transfer

1001411 12

6/3/2011 $ (6,927,254) $ 25,502 Termination of SPA 

12/23/2009 Grafton Suburban Credit Union North Grafton MA Purchase Financial Instrument for Home Loan Modifications $ 340,000 N/A

1/22/2010 $ 20,000 $ 360,000 Updated HPDP cap & HAFA initial cap

1001192 3/26/2010 $ (320,000) $ 40,000 Updated portfolio data from servicer

1001192 7/14/2010 $ 760,000 $ 800,000 Updated portfolio data from servicer

1001192 9/30/2010 $ (74,722) $ 725,278 Updated portfolio data from servicer

1001192 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

1001192 3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

1001192 6/29/2011 $ (11) $ 725,265 

Updated due to quarterly assessment and 

reallocation

1001192 1/25/2012 $ (725,265) $ - Termination of SPA 

12/23/2009 Eaton National Bank & Trust Company Eaton OH Purchase Financial Instrument for Home Loan Modifications $ 60,000 N/A

1/22/2010 $ - $ 60,000 Updated HPDP cap & HAFA initial cap

1001078 3/26/2010 $ 90,000 $ 150,000 Updated portfolio data from servicer

1001078 7/14/2010 $ 50,000 $ 200,000 Updated portfolio data from servicer

1001078 9/30/2010 $ (54,944) $ 145,056 Updated portfolio data from servicer

1001078 5/20/2011 $ (145,056) $ - Termination of SPA 

12/23/2009 Tempe Schools Credit Union Tempe AZ Purchase Financial Instrument for Home Loan Modifications $ 110,000 N/A

1/22/2010 $ - $ 110,000 Updated HPDP cap & HAFA initial cap

1000703 3/26/2010 $ (20,000) $ 90,000 Updated portfolio data from servicer

1000703 7/14/2010 $ 10,000 $ 100,000 Updated portfolio data from servicer

1000703 9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1000703 12/8/2010 $ (145,056) $ - Termination of SPA 

1/13/2010 Fresno County Federal Credit Union Fresno CA Purchase Financial Instrument for Home Loan Modifications $ 260,000 N/A

3/26/2010 $ 480,000 $ 740,000 Updated portfolio data from servicer

10507 7/14/2010 $ (140,000) $ 600,000 Updated portfolio data from servicer

10507 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

10507 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

10507 3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

10507 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

10507 6/28/2012 $ (6) $ 580,206 

Updated due to quarterly assessment and 

reallocation

12

7/6/2012 $ (555,252) $ 24,954 Termination of SPA 

1/13/2010 Roebling Bank Roebling NJ Purchase Financial Instrument for Home Loan Modifications $ 240,000 N/A

3/26/2010 $ 610,000 $ 850,000 Updated portfolio data from servicer

1001235 7/14/2010 $ 50,000 $ 900,000 Updated portfolio data from servicer

1001235 9/30/2010 $ (29,666) $ 870,334 Updated portfolio data from servicer

1001235 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

1001235 3/23/2011 $ (870,333) $ - Termination of SPA 

1/13/2010 First National Bank of Grant Park Grant Park IL Purchase Financial Instrument for Home Loan Modifications $ 140,000 N/A

3/26/2010 $ 150,000 $ 290,000 Updated portfolio data from servicer

Page 25 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000901 7/14/2010 $ 10,000 $ 300,000 Updated portfolio data from servicer

1000901 9/30/2010 $ (9,889) $ 290,111 Updated portfolio data from servicer

1000901 1/26/2011 $ (290,111) $ - Termination of SPA 

1/13/2010 Specialized Loan Servicing, LLC Highlands Ranch CO Purchase Financial Instrument for Home Loan Modifications $ 64,150,000 N/A

3/26/2010 $ (51,240,000) $ 12,910,000 Updated portfolio data from servicer

1000635 5/14/2010 $ 3,000,000 $ 15,910,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

1000635 6/16/2010 $ 4,860,000 $ 20,770,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

1000635 7/14/2010 $ 3,630,000 $ 24,400,000 Updated portfolio data from servicer

1000635 7/16/2010 $ 330,000 $ 24,730,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

1000635 8/13/2010 $ 700,000 $ 25,430,000 Transfer of cap due to servicing transfer

1000635 9/15/2010 $ 200,000 $ 25,630,000 Transfer of cap due to servicing transfer

1000635 9/30/2010 $ (1,695,826) $ 23,934,174 Updated portfolio data from servicer

1000635 11/16/2010 $ 200,000 $ 24,134,174 Transfer of cap due to servicing transfer

1000635 1/6/2011 $ (32) $ 24,134,142 Updated portfolio data from servicer

1000635 1/13/2011 $ 1,500,000 $ 25,634,142 Transfer of cap due to servicing transfer

1000635 3/16/2011 $ 7,100,000 $ 32,734,142 Transfer of cap due to servicing transfer

1000635 3/30/2011 $ (36) $ 32,734,106 

Updated due to quarterly assessment and 

reallocation

1000635 4/13/2011 $ 1,000,000 $ 33,734,106 Transfer of cap due to servicing transfer

Page 26 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1000635 5/13/2011 $ 100,000 $ 33,834,106 Transfer of cap due to servicing transfer

1000635 6/16/2011 $ 300,000 $ 34,134,106 Transfer of cap due to servicing transfer

1000635 6/29/2011 $ (332) $ 34,133,774 

Updated due to quarterly assessment and 

reallocation

1000635 8/16/2011 $ 100,000 $ 34,233,774 Transfer of cap due to servicing transfer

1000635 9/15/2011 $ 300,000 $ 34,533,774 Transfer of cap due to servicing transfer

1000635 10/14/2011 $ 300,000 $ 34,833,774 Transfer of cap due to servicing transfer

1000635 12/15/2011 $ (1,700,000) $ 33,133,774 Transfer of cap due to servicing transfer

1000635 1/13/2012 $ 1,600,000 $ 34,733,774 Transfer of cap due to servicing transfer

1000635 2/16/2012 $ 100,000 $ 34,833,774 Transfer of cap due to servicing transfer

1000635 3/15/2012 $ 100,000 $ 34,933,774 Transfer of cap due to servicing transfer

1000635 4/16/2012 $ 77,600,000 $ 112,533,774 Transfer of cap due to servicing transfer

1000635 5/16/2012 $ 40,000 $ 112,573,774 Transfer of cap due to servicing transfer

1000635 6/14/2012 $ (350,000) $ 112,223,774 Transfer of cap due to servicing transfer

1000635 6/28/2012 $ (1,058) $ 112,222,716 

Updated due to quarterly assessment and 

reallocation

1000635 7/16/2012 $ 4,430,000 $ 116,652,716 Transfer of cap due to servicing transfer

1/13/2010 Greater Nevada Mortgage Services Carson City NV Purchase Financial Instrument for Home Loan Modifications $ 770,000 N/A

3/26/2010 $ 8,680,000 $ 9,450,000 Updated portfolio data from servicer

10517 7/14/2010 $ (8,750,000) $ 700,000 Updated portfolio data from servicer

10517 9/30/2010 $ 170,334 $ 870,334 Updated portfolio data from servicer

10517 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

10517 3/30/2011 $ (1) $ 870,332 

Updated due to quarterly assessment and 

reallocation

10517 6/29/2011 $ (8) $ 870,324 

Updated due to quarterly assessment and 

reallocation

10517 6/28/2012 $ (4) $ 870,320 

Updated due to quarterly assessment and 

reallocation

1/15/2010 Digital Federal Credit Union Marlborough MA Purchase Financial Instrument for Home Loan Modifications $ 3,050,000 N/A

3/26/2010 $ 12,190,000 $ 15,240,000 Updated portfolio data from servicer

10416 5/14/2010 $ (15,240,000) $ - Termination of SPA 

1/29/2010 iServe Residential Lending, LLC San Diego CA Purchase Financial Instrument for Home Loan Modifications $ 960,000 N/A

3/26/2010 $ (730,000) $ 230,000 Updated portfolio data from servicer

1001415 7/14/2010 $ 370,000 $ 600,000 Updated portfolio data from servicer

1001415 9/30/2010 $ 200,000 $ 800,000 Initial FHA-HAMP cap and initial 2MP cap

1001415 9/30/2010 $ (364,833) $ 435,167 Updated portfolio data from servicer

1001415 11/16/2010 $ 100,000 $ 535,167 Transfer of cap due to servicing transfer

1001415 1/6/2011 $ (1) $ 535,166 Updated portfolio data from servicer

1001415 3/30/2011 $ (1) $ 535,165 

Updated due to quarterly assessment and 

reallocation

1001415 6/29/2011 $ (7) $ 535,158 

Updated due to quarterly assessment and 

reallocation

1001415 6/28/2012 $ (6) $ 535,152 

Updated due to quarterly assessment and 

reallocation

1/29/2010 United Bank Griffin GA Purchase Financial Instrument for Home Loan Modifications $ 540,000 N/A

3/26/2010 $ 160,000 $ 700,000 Updated portfolio data from servicer

1000893 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1000893 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

1000893 3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

1000893 6/29/2011 $ (11) $ 725,265 

Updated due to quarterly assessment and 

reallocation

1000893 6/28/2012 $ (8) $ 725,257 

Updated due to quarterly assessment and 

reallocation

3/3/2010 Urban Trust Bank Lake Mary FL Purchase Financial Instrument for Home Loan Modifications $ 1,060,000 N/A

7/14/2010 $ 4,440,000 $ 5,500,000 Updated portfolio data from servicer

1001435 9/24/2010 $ (5,500,000) $ - Termination of SPA 

3/5/2010 iServe Servicing, Inc. Irving TX Purchase Financial Instrument for Home Loan Modifications $ 28,040,000 N/A

5/26/2010 $ 120,000 $ 28,160,000 Initial 2MP cap

1001384 7/14/2010 $ (12,660,000) $ 15,500,000 Updated portfolio data from servicer

1001384 9/30/2010 $ 100,000 $ 15,600,000 Initial FHA-HAMP cap

1001384 9/30/2010 $ (3,125,218) $ 12,474,782 Updated portfolio data from servicer

1001384 11/16/2010 $ 800,000 $ 13,274,782 Transfer of cap due to servicing transfer

1001384 1/6/2011 $ (20) $ 13,274,762 Updated portfolio data from servicer

1001384 3/30/2011 $ (24) $ 13,274,738 

Updated due to quarterly assessment and 

reallocation

Page 27 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1001384 6/29/2011 $ (221) $ 13,274,517 

Updated due to quarterly assessment and 

reallocation

1001384 6/28/2012 $ (169) $ 13,274,348 

Updated due to quarterly assessment and 

reallocation

3/10/2010 Navy Federal Credit Union Vienna VA Purchase Financial Instrument for Home Loan Modifications $ 60,780,000 N/A

7/14/2010 $ (44,880,000) $ 15,900,000 Updated portfolio data from servicer

1000494 9/30/2010 $ 1,071,505 $ 16,971,505 Updated portfolio data from servicer

1000494 1/6/2011 $ (23) $ 16,971,482 Updated portfolio data from servicer

1000494 3/30/2011 $ (26) $ 16,971,456 

Updated due to quarterly assessment and 

reallocation

1000494 6/29/2011 $ (238) $ 16,971,218 

Updated due to quarterly assessment and 

reallocation

1000494 6/28/2012 $ (145) $ 16,971,073 

Updated due to quarterly assessment and 

reallocation

3/10/2010 Vist Financial Corp Wyomissing PA Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A

7/14/2010 $ 400,000 $ 700,000 Updated portfolio data from servicer

1000468 9/30/2010 $ 25,278 $ 725,278 Updated portfolio data from servicer

1000468 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

1000468 3/30/2011 $ (1) $ 725,276 

Updated due to quarterly assessment and 

reallocation

1000468 6/29/2011 $ (11) $ 725,265 

Updated due to quarterly assessment and 

reallocation

1000468 6/28/2012 $ (8) $ 725,257 

Updated due to quarterly assessment and 

reallocation

4/14/2010 Midwest Bank and Trust Co. Elmwood Park IL Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A

7/14/2010 $ 300,000 $ 600,000 Updated portfolio data from servicer

1001521 9/30/2010 $ (19,778) $ 580,222 Updated portfolio data from servicer

1001521 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1001521 3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

1001521 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

1001521 7/14/2011 $ (580,212) $ - Termination of SPA 

4/14/2010 Wealthbridge Mortgage Corp Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ 6,550,000 N/A

7/14/2010 $ (150,000) $ 6,400,000 Updated portfolio data from servicer

1000657 9/15/2010 $ 1,600,000 $ 8,000,000 Transfer of cap due to servicing transfer

1000657 9/30/2010 $ (4,352,173) $ 3,647,827 Updated portfolio data from servicer

1000657 1/6/2011 $ (5) $ 3,647,822 Updated portfolio data from servicer

1000657 3/30/2011 $ (6) $ 3,647,816 

Updated due to quarterly assessment and 

reallocation

1000657 4/13/2011 $ (3,000,000) $ 647,816 Transfer of cap due to servicing transfer

1000657 6/29/2011 $ (9) $ 647,807 

Updated due to quarterly assessment and 

reallocation

1000657 6/28/2012 $ (7) $ 647,800 

Updated due to quarterly assessment and 

reallocation

5/21/2010 Aurora Financial Group, Inc. Marlton NJ Purchase Financial Instrument for Home Loan Modifications $ 10,000 N/A 4, 8

5/26/2010 $ 30,000 $ 40,000 Updated FHA-HAMP cap

10425 9/30/2010 $ 250,111 $ 290,111 Updated portfolio data from servicer

10425 6/29/2011 $ 59,889 $ 350,000 

Updated due to quarterly assessment and 

reallocation

10425 6/28/2012 $ (2) $ 349,998 

Updated due to quarterly assessment and 

reallocation

6/16/2010 Selene Finance LP Houston TX Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

6/16/2010 $ 3,680,000 $ 3,680,000 

Transfer of cap from CitiMortgage, Inc. due to 

servicing transfer

1001460 8/13/2010 $ 3,300,000 $ 6,980,000 Transfer of cap due to servicing transfer

1001460 9/30/2010 $ 3,043,831 $ 10,023,831 Updated portfolio data from servicer

1001460 10/15/2010 $ 1,400,000 $ 11,423,831 Transfer of cap due to servicing transfer

1001460 1/6/2011 $ (17) $ 11,423,814 Updated portfolio data from servicer

1001460 3/16/2011 $ 2,100,000 $ 13,523,814 Transfer of cap due to servicing transfer

1001460 3/30/2011 $ (24) $ 13,523,790 

Updated due to quarterly assessment and 

reallocation

1001460 4/13/2011 $ 2,900,000 $ 16,423,790 Transfer of cap due to servicing transfer

1001460 6/16/2011 $ (200,000) $ 16,223,790 Transfer of cap due to servicing transfer

1001460 6/29/2011 $ (273) $ 16,223,517 

Updated due to quarterly assessment and 

reallocation

1001460 10/14/2011 $ 100,000 $ 16,323,517 Transfer of cap due to servicing transfer

1001460 11/16/2011 $ 1,100,000 $ 17,423,517 Transfer of cap due to servicing transfer

1001460 4/16/2012 $ 200,000 $ 17,623,517 Transfer of cap due to servicing transfer

1001460 5/16/2012 $ 10,000 $ 17,633,517 Transfer of cap due to servicing transfer

1001460 6/14/2012 $ (300,000) $ 17,333,517 Transfer of cap due to servicing transfer

1001460 6/28/2012 $ (218) $ 17,333,299 

Updated due to quarterly assessment and 

reallocation

Page 28 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1001460 7/16/2012 $ 40,000 $ 17,373,299 Transfer of cap due to servicing transfer

8/4/2010 Suburban Mortgage Company of New Mexico Albuquerque NM Purchase Financial Instrument for Home Loan Modifications $ 880,000 N/A

9/30/2010 $ 1,585,945 $ 2,465,945 Updated portfolio data from servicer

1000602 1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

1000602 3/30/2011 $ (4) $ 2,465,937 

Updated due to quarterly assessment and 

reallocation

1000602 6/29/2011 $ (40) $ 2,465,897 

Updated due to quarterly assessment and 

reallocation

1000602 6/28/2012 $ (30) $ 2,465,867 

Updated due to quarterly assessment and 

reallocation

8/20/2010 Bramble Savings Bank Cincinanati OH Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A

9/30/2010 $ 1,040,667 $ 1,740,667 Updated portfolio data from servicer

1001708 1/6/2011 $ (2) $ 1,740,665 Updated portfolio data from servicer

1001708 3/30/2011 $ (3) $ 1,740,662 

Updated due to quarterly assessment and 

reallocation

1001708 6/29/2011 $ (28) $ 1,740,634 

Updated due to quarterly assessment and 

reallocation

1001708 8/10/2011 $ (1,740,634) $ - Termination of SPA 

8/25/2010 Pathfinder Bank Oswego NY Purchase Financial Instrument for Home Loan Modifications $ 1,300,000 N/A

9/30/2010 $ 2,181,334 $ 3,481,334 Updated portfolio data from servicer

1001240 1/6/2011 $ (5) $ 3,481,329 Updated portfolio data from servicer

1001240 3/30/2011 $ (6) $ 3,481,323 

Updated due to quarterly assessment and 

reallocation

1001240 6/29/2011 $ (58) $ 3,481,265 

Updated due to quarterly assessment and 

reallocation

1001240 6/28/2012 $ (43) $ 3,481,222 

Updated due to quarterly assessment and 

reallocation

8/27/2010 First Financial Bank, N.A. Terre Haute ID Purchase Financial Instrument for Home Loan Modifications $ 4,300,000 N/A

9/30/2010 $ 7,014,337 $ 11,314,337 Updated portfolio data from servicer

1000951 1/6/2011 $ (17) $ 11,314,320 Updated portfolio data from servicer

1000951 3/30/2011 $ (20) $ 11,314,300 

Updated due to quarterly assessment and 

reallocation

1000951 6/29/2011 $ (192) $ 11,314,108 

Updated due to quarterly assessment and 

reallocation

1000951 6/28/2012 $ (144) $ 11,313,964 

Updated due to quarterly assessment and 

reallocation

9/1/2010 RBC Bank (USA) Raleigh NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001421 1/6/2011 $ 34,944 $ 180,000 Updated portfolio data from servicer

1001421 3/30/2011 $ 40,000 $ 220,000 

Updated due to quarterly assessment and 

reallocation

1001421 6/29/2011 $ 50,000 $ 270,000 

Updated due to quarterly assessment and 

reallocation

1001421 3/15/2012 $ (200,000) $ 70,000 Transfer of cap due to servicing transfer

1001421 6/14/2012 $ (10,000) $ 60,000 Transfer of cap due to servicing transfer

9/3/2010 Fay Servicing, LLC Chicago IL Purchase Financial Instrument for Home Loan Modifications $ 3,100,000 N/A

9/30/2010 $ 5,168,169 $ 8,268,169 Updated portfolio data from servicer

1001727 1/6/2011 $ (12) $ 8,268,157 Updated portfolio data from servicer

1001727 3/30/2011 $ (15) $ 8,268,142 

Updated due to quarterly assessment and 

reallocation

1001727 4/13/2011 $ 400,000 $ 8,668,142 Transfer of cap due to servicing transfer

1001727 6/29/2011 $ (143) $ 8,667,999 

Updated due to quarterly assessment and 

reallocation

1001727 9/15/2011 $ 700,000 $ 9,367,999 Transfer of cap due to servicing transfer

1001727 10/14/2011 $ 100,000 $ 9,467,999 Transfer of cap due to servicing transfer

1001727 11/16/2011 $ 200,000 $ 9,667,999 Transfer of cap due to servicing transfer

1001727 12/15/2011 $ 1,700,000 $ 11,367,999 Transfer of cap due to servicing transfer

1001727 4/16/2012 $ 1,600,000 $ 12,967,999 Transfer of cap due to servicing transfer

1001727 5/16/2012 $ 40,000 $ 13,007,999 Transfer of cap due to servicing transfer

1001727 6/14/2012 $ (210,000) $ 12,797,999 Transfer of cap due to servicing transfer

1001727 6/28/2012 $ (105) $ 12,797,894 

Updated due to quarterly assessment and 

reallocation

1001727 7/16/2012 $ 50,000 $ 12,847,894 Transfer of cap due to servicing transfer

9/15/2010 Vericrest Financial, Inc. Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

9/15/2010 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer

1001557 9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer

1001557 1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

1001557 2/16/2011 $ 3,000,000 $ 4,450,554 Transfer of cap due to servicing transfer

1001557 3/16/2011 $ 10,200,000 $ 14,650,554 Transfer of cap due to servicing transfer

1001557 3/30/2011 $ (24) $ 14,650,530 

Updated due to quarterly assessment and 

reallocation

Page 29 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1001557 6/29/2011 $ (227) $ 14,650,303 

Updated due to quarterly assessment and 

reallocation

1001557 7/14/2011 $ 12,000,000 $ 26,650,303 Transfer of cap due to servicing transfer

1001557 12/15/2011 $ 4,100,000 $ 30,750,303 Transfer of cap due to servicing transfer

1001557 1/13/2012 $ 900,000 $ 31,650,303 Transfer of cap due to servicing transfer

1001557 4/16/2012 $ 300,000 $ 31,950,303 Transfer of cap due to servicing transfer

1001557 6/28/2012 $ (266) $ 31,950,037 

Updated due to quarterly assessment and 

reallocation

9/15/2010 Midwest Community Bank Freeport IL Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1000879 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1000879 3/30/2011 $ (1) $ 580,220 

Updated due to quarterly assessment and 

reallocation

1000879 6/29/2011 $ (8) $ 580,212 

Updated due to quarterly assessment and 

reallocation

1000879 6/28/2012 $ (6) $ 580,206 

Updated due to quarterly assessment and 

reallocation

9/24/2010 American Finance House LARIBA Pasadena CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1000704 2/2/2011 $ (145,056) $ - Termination of SPA 

9/24/2010 Centrue Bank Ottawa IL Purchase Financial Instrument for Home Loan Modifications $ 1,900,000 N/A

9/30/2010 $ 856,056 $ 2,756,056 Updated portfolio data from servicer

10204 1/6/2011 $ (4) $ 2,756,052 Updated portfolio data from servicer

10204 3/9/2011 $ (2,756,052) $ - Termination of SPA 

9/30/2010 AgFirst Farm Credit Bank Columbia SC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001220 3/23/2011 $ (145,056) $ - Termination of SPA 

9/30/2010 Amarillo National Bank Amarillo TX Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1000478 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1000478 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 American Financial Resources Inc. Parsippany NJ Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001726 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001726 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Banco Popular de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4, 5, 8

9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer

1000509 1/6/2011 $ (3) $ 2,465,942 Updated portfolio data from servicer

1000509 3/30/2011 $ (4) $ 2,465,938 

Updated due to quarterly assessment and 

reallocation

1000509 6/29/2011 $ (36) $ 2,465,902 

Updated due to quarterly assessment and 

reallocation

1000509 6/28/2012 $ (30) $ 2,465,872 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Capital International Financial, Inc. Coral Gables FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001930 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001930 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/24/2010 Citizens Community Bank Freeburg IL Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A

9/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer

1001848 1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

1001848 3/23/2011 $ (1,160,443) $ - Termination of SPA 

9/30/2010 Community Credit Union of Florida Rockledge FL Purchase Financial Instrument for Home Loan Modifications $ 2,000,000 N/A 6

9/30/2010 $ 901,112 $ 2,901,112 Updated portfolio data from servicer

8

1/6/2011 $ (4) $ 2,901,108 Updated portfolio data from servicer

8

3/30/2011 $ (5) $ 2,901,103 

Updated due to quarterly assessment and 

reallocation

8

6/29/2011 $ (48) $ 2,901,055 

Updated due to quarterly assessment and 

reallocation

8

6/28/2012 $ (36) $ 2,901,019 

Updated due to quarterly assessment and 

reallocation

9/30/2010 CU Mortgage Services, Inc. New Brighton MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

10616 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

10616 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 First Federal Bank of Florida Lake City FL Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

10364 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

10364 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 First Mortgage Corporation Diamond Bar CA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

Page 30 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

10253 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

10253 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 First Safety Bank Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 400,000 N/A

9/30/2010 $ 180,222 $ 580,222 Updated portfolio data from servicer

1000487 1/6/2011 $ (1) $ 580,221 Updated portfolio data from servicer

1000487 3/23/2011 $ (580,221) $ - Termination of SPA 

9/30/2010 Flagstar Capital Markets Corporation Troy MI Purchase Financial Instrument for Home Loan Modifications $ 800,000 N/A 7, 8

9/30/2010 $ 360,445 $ 1,160,445 Updated portfolio data from servicer

10228 1/6/2011 $ (2) $ 1,160,443 Updated portfolio data from servicer

10228 3/30/2011 $ (2) $ 1,160,441 

Updated due to quarterly assessment and 

reallocation

10228 6/29/2011 $ (18) $ 1,160,423 

Updated due to quarterly assessment and 

reallocation

10228 6/28/2012 $ (14) $ 1,160,409 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Franklin Savings Cincinnati OH Purchase Financial Instrument for Home Loan Modifications $ 1,700,000 N/A 4

9/30/2010 $ 765,945 $ 2,465,945 Updated portfolio data from servicer

1000773 1/6/2011 $ (4) $ 2,465,941 Updated portfolio data from servicer

1000773 3/30/2011 $ (4) $ 2,465,937 

Updated due to quarterly assessment and 

reallocation

1000773 6/29/2011 $ (40) $ 2,465,897 

Updated due to quarterly assessment and 

reallocation

1000773 6/28/2012 $ (30) $ 2,465,867 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Gateway Mortgage Group, LLC Tulsa OK Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001744 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001744 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 GFA Federal Credit Union Gardner MA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001637 3/23/2011 $ (145,056) $ - Termination of SPA 

Page 31 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 Guaranty Bank Saint Paul MN Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

10350 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

10350 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/24/2010 James B. Nutter & Company Kansas City MO Purchase Financial Instrument for Home Loan Modifications $ 300,000 N/A 4, 8

9/30/2010 $ 135,167 $ 435,167 Updated portfolio data from servicer

1000492 1/6/2011 $ (1) $ 435,166 Updated portfolio data from servicer

1000492 3/30/2011 $ (1) $ 435,165 

Updated due to quarterly assessment and 

reallocation

1000492 6/29/2011 $ (6) $ 435,159 

Updated due to quarterly assessment and 

reallocation

1000492 6/28/2012 $ (4) $ 435,155 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Liberty Bank and Trust Co New Orleans LA Purchase Financial Instrument for Home Loan Modifications $ 1,000,000 N/A

9/30/2010 $ 450,556 $ 1,450,556 Updated portfolio data from servicer

1001010 1/6/2011 $ (2) $ 1,450,554 Updated portfolio data from servicer

1001010 3/30/2011 $ (2) $ 1,450,552 

Updated due to quarterly assessment and 

reallocation

1001010 6/29/2011 $ (23) $ 1,450,529 

Updated due to quarterly assessment and 

reallocation

1001010 6/28/2012 $ (17) $ 1,450,512 

Updated due to quarterly assessment and 

reallocation

9/30/2010 M&T Bank Buffalo NY Purchase Financial Instrument for Home Loan Modifications $ 700,000 N/A 4, 8

9/30/2010 $ 315,389 $ 1,015,389 Updated portfolio data from servicer

10529 1/6/2011 $ (1) $ 1,015,388 Updated portfolio data from servicer

10529 3/30/2011 $ (1) $ 1,015,387 

Updated due to quarterly assessment and 

reallocation

10529 6/29/2011 $ (11) $ 1,015,376 

Updated due to quarterly assessment and 

reallocation

10529 6/28/2012 $ (11) $ 1,015,365 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Magna Bank Germantown TN Purchase Financial Instrument for Home Loan Modifications $ 1,400,000 N/A 5

9/30/2010 $ 630,778 $ 2,030,778 Updated portfolio data from servicer

1000645 1/6/2011 $ (3) $ 2,030,775 Updated portfolio data from servicer

1000645 3/30/2011 $ (3) $ 2,030,772 

Updated due to quarterly assessment and 

reallocation

1000645 6/29/2011 $ (33) $ 2,030,739 

Updated due to quarterly assessment and 

reallocation

1000645 6/28/2012 $ (25) $ 2,030,714 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Mainstreet Credit Union Lexena KS Purchase Financial Instrument for Home Loan Modifications $ 500,000 N/A

9/30/2010 $ 225,278 $ 725,278 Updated portfolio data from servicer

1001636 1/6/2011 $ (1) $ 725,277 Updated portfolio data from servicer

1001636 3/9/2011 $ (725,277) $ - Termination of SPA 

9/30/2010 Marsh Associates, Inc. Charlotte NC Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001907 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001907 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Midland Mortgage Company Oklahoma City OK Purchase Financial Instrument for Home Loan Modifications $ 43,500,000 N/A 4, 5

9/30/2010 $ 49,915,806 $ 93,415,806 Updated portfolio data from servicer

10457 1/6/2011 $ (125) $ 93,415,681 Updated portfolio data from servicer

10457 3/30/2011 $ (139) $ 93,415,542 

Updated due to quarterly assessment and 

reallocation

10457 6/29/2011 $ (1,223) $ 93,414,319 

Updated due to quarterly assessment and 

reallocation

10457 6/28/2012 $ (797) $ 93,413,522 

Updated due to quarterly assessment and 

reallocation

10457 7/16/2012 $ 294,540,000 $ 387,953,522 Transfer of cap due to servicing transfer

10457 7/27/2012 $ (263,550,000) $ 124,403,522 Transfer of cap due to servicing transfer

9/30/2010 Schmidt Mortgage Company Rocky River OH Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001163 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001163 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 Stockman Bank of Montana Miles City MT Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1000818 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1000818 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

9/30/2010 University First Federal Credit Union Salt Lake City UT Purchase Financial Instrument for Home Loan Modifications $ 600,000 N/A

9/30/2010 $ 270,334 $ 870,334 Updated portfolio data from servicer

1001721 1/6/2011 $ (1) $ 870,333 Updated portfolio data from servicer

1001721 2/17/2011 $ (870,333) $ - Termination of SPA 

Page 32 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

9/30/2010 Weststar Mortgage, Inc. Woodbridge VA Purchase Financial Instrument for Home Loan Modifications $ 100,000 N/A 4, 8

9/30/2010 $ 45,056 $ 145,056 Updated portfolio data from servicer

1001893 6/29/2011 $ (1) $ 145,055 

Updated due to quarterly assessment and 

reallocation

1001893 6/28/2012 $ (1) $ 145,054 

Updated due to quarterly assessment and 

reallocation

12/15/2010 Statebridge Company, LLC Denver CO Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

12/15/2010 $ 5,000,000 $ 5,000,000 Updated portfolio data from servicer

1001754 1/6/2011 $ (7) $ 4,999,993 Updated portfolio data from servicer

1001754 2/16/2011 $ 500,000 $ 5,499,993 Transfer of cap due to servicing transfer

1001754 3/16/2011 $ 100,000 $ 5,599,993 Transfer of cap due to servicing transfer

1001754 3/30/2011 $ (9) $ 5,599,984 

Updated due to quarterly assessment and 

reallocation

1001754 6/29/2011 $ (85) $ 5,599,899 

Updated due to quarterly assessment and 

reallocation

1001754 11/16/2011 $ (2,500,000) $ 3,099,899 Transfer of cap due to servicing transfer

1001754 3/15/2012 $ 200,000 $ 3,299,899 Transfer of cap due to servicing transfer

1001754 6/28/2012 $ (40) $ 3,299,859 

Updated due to quarterly assessment and 

reallocation

12/15/2010 Scotiabank de Puerto Rico San Juan PR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

12/15/2010 $ 4,300,000 $ 4,300,000 Updated portfolio data from servicer

1000991 1/6/2011 $ (4) $ 4,299,996 Updated portfolio data from servicer

1000991 6/29/2011 $ (5) $ 4,299,991 

Updated due to quarterly assessment and 

reallocation

1000991 6/28/2012 $ (23) $ 4,299,968 

Updated due to quarterly assessment and 

reallocation

4/13/2011 AmTrust Bank, A Division of New York Community Bank Cleveland OH Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

4/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer

10151 5/13/2011 $ 100,000 $ 300,000 Transfer of cap due to servicing transfer

10151 6/16/2011 $ 300,000 $ 600,000 Transfer of cap due to servicing transfer

10151 6/29/2011 $ (9) $ 599,991 

Updated due to quarterly assessment and 

reallocation

10151 8/16/2011 $ 200,000 $ 799,991 Transfer of cap due to servicing transfer

10151 6/28/2012 $ (7) $ 799,984 

Updated due to quarterly assessment and 

reallocation

4/13/2011 SunTrust Mortgage, Inc. Richmond VA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

4/13/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer

4/13/2011 Urban Partnership Bank Chicago IL Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

4/13/2011 $ 1,000,000 $ 1,000,000 Transfer of cap due to servicing transfer

1001970 6/29/2011 $ 233,268 $ 1,233,268 

Updated due to quarterly assessment and 

reallocation

1001970 11/16/2011 $ 100,000 $ 1,333,268 Transfer of cap due to servicing transfer

1001970 6/28/2012 $ (3) $ 1,333,265 

Updated due to quarterly assessment and 

reallocation

4/13/2011 Western Federal Credit Union Hawthorne CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

4/13/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer

1001231 6/29/2011 $ 17,687 $ 217,687 

Updated due to quarterly assessment and 

reallocation

5/13/2011 FCI Lender Services, Inc. Anaheim Hills CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

5/13/2011 $ 500,000 $ 500,000 Transfer of cap due to servicing transfer

1002025 6/16/2011 $ 100,000 $ 600,000 Transfer of cap due to servicing transfer

1002025 6/29/2011 $ (9) $ 599,991 

Updated due to quarterly assessment and 

reallocation

1002025 7/14/2011 $ 200,000 $ 799,991 Transfer of cap due to servicing transfer

1002025 9/15/2011 $ 100,000 $ 899,991 Transfer of cap due to servicing transfer

1002025 11/16/2011 $ 2,500,000 $ 3,399,991 Transfer of cap due to servicing transfer

1002025 5/16/2012 $ 1,510,000 $ 4,909,991 Transfer of cap due to servicing transfer

1002025 6/14/2012 $ 450,000 $ 5,359,991 Transfer of cap due to servicing transfer

1002025 6/28/2012 $ (66) $ 5,359,925 

Updated due to quarterly assessment and 

reallocation

1002025 7/16/2012 $ 250,000 $ 5,609,925 Transfer of cap due to servicing transfer

7/14/2011 Gregory Funding, LLC Beaverton OR Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

7/14/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer

1002041 11/16/2011 $ 900,000 $ 1,100,000 Transfer of cap due to servicing transfer

1002041 1/13/2012 $ 100,000 $ 1,200,000 Transfer of cap due to servicing transfer

1002041 6/28/2012 $ (9) $ 1,199,991 

Updated due to quarterly assessment and 

reallocation

9/15/2011 Bangor Savings Bank Bangor ME Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

9/15/2011 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer

9/15/2011 PHH Mortgage Corporation Mt. Laurel NJ Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

9/15/2011 $ 1,300,000 $ 1,300,000 Transfer of cap due to servicing transfer

10107 6/28/2012 $ (15) $ 1,299,985 

Updated due to quarterly assessment and 

reallocation

12/15/2011 Rushmore Loan Management Services LLC Irvine CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

12/15/2011 $ 200,000 $ 200,000 Transfer of cap due to servicing transfer

Page 33 of 37
Servicer Modifying Borrowers' Loans

Name of Institution City State 

Adjustment 

Date Date Cap Adjustment Amount Adjusted Cap Reason for Adjustment

Transaction 

Type Investment Description Cap of Incentive Payments on Behalf of Borrowers and to Servicers & Lenders/Investors (Cap) 

1

Pricing 

Mechanism Note

Adjustment Details

1002097 4/16/2012 $ 600,000 $ 800,000 Transfer of cap due to servicing transfer

1002097 6/28/2012 $ (3) $ 799,997 

Updated due to quarterly assessment and 

reallocation

1/13/2012 Sun West Mortgage Company, Inc Cerritos CA Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

1/13/2012 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer

3/15/2012 PrimeWest Mortgage Corporation Lubbock TX Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

3/15/2012 $ 100,000 $ 100,000 Transfer of cap due to servicing transfer

6/14/2012 Resurgent Capital Solutions, LP Greenville SC Purchase Financial Instrument for Home Loan Modifications $ - N/A 9

6/14/2012 $ 940,000 $ 940,000 Transfer of cap due to servicing transfer

10011111 6/28/2012 $ 205,242 $ 1,145,242 

Updated due to quarterly assessment and 

reallocation

Total Initial Cap $ 23,831,570,000 $ 6,048,321,369

TOTAL CAP $ 29,879,891,369.30

12/ The remaining Adjusted Cap stated above represents the amount paid to servicer prior to SPA termination. 

7/ Initial cap amount includes FHA-2LP.

Total Cap Adjustments

3/ Wachovia Mortgage, FSB was merged with Wells Fargo Bank, NA, and the remaining Adjusted Cap stated above represents the amount previously paid to Wachovia Mortgage, FSB prior to such merger. 

4/ Initial cap amount includes FHA-HAMP.

5/ Initial cap amount includes RD-HAMP.

6/ Initial cap amount includes 2MP.

1/ The Cap of Incentive Payments represents the potential total amount allocated to each servicer and includes the maximum amount allotted for all payments on behalf of borrowers and payments to servicers and lenders/investors. 

The Cap is subject to adjustment based on the total amount allocated to the program and individual servicer usage for borrower modifications. Each adjustment to the Cap is reflected under Adjustment Details.

2/ On July 31, 2009, the SPA with Chase Home Finance, LLC was terminated and superseded by new SPAs with J.P. Morgan Chase Bank, NA and EMC Mortgage Corporation. 

"HPDP" means the Home Price Decline Protection program.

"2MP" means the Second Lien Modification Program.

"RD-HAMP" means the Rural Housing Service Home Affordable Modification Program.

"FHA-2LP" means the FHA Second Lien Program

8/ Initial cap does not include HAMP.

9/ This institution executed an Assignment and Assumption Agreement (a copy of which is available on www.FinancialStability.gov) with respect to all rights and obligations for the transferred loan modifications. The amount transferred is realized as a cap adjustment and not as initial cap.

10/ The amendment reflects a change in the legal name of the institution.

11/ MorEquity, Inc executed a subservicing agreement with Nationstar Mortgage, LLC, that took effect 02/01/2011. All mortgage loans including all HAMP loans were transferred to Nationstar. The remaining Adjusted Cap stated above represents the amount previously paid to MorEquity, Inc. prior to such agreement. 

As used in this table:

"HAFA" means the Home Affordable Foreclosure Alternatives program.

13/ Home Loan Services, Inc. and Wilshire Credit Corporation were merged into BAC Home Loans Servicing, Inc. and the remaining Adjusted Cap stated above represents the amount previously paid to each servicer prior prior to such merger. 

14/ In April 2011, EMC Mortgage, an indirect subsidiary of JP Morgan Chase & Co, transferred the servicing of all loans to JP Morgan Chase Bank, NA. The remaining Adjusted Cap stated above represents the amount previously paid to EMC Mortgage prior to such transfer. 

Page 34 of 37
Name of Institution Borrowers Lenders/Investors Servicer Total Payments to Date

Allstate Mortgage Loans & Investments, Inc. $ 3,329.43 $ 7,500.93 $ 6,329.43 $ 17,159.79

AMS Servicing, LLC $ - $ 1,470.18 $ - $ 1,470.18

Aurora Financial Group, Inc $ 21,856.09 $ 24,843.67 $ 46,699.76

Aurora Loan Services LLC $ 15,976,418.00 $ 41,233,657.06 $ 28,618,751.10 $ 85,828,826.16

BAC Home Loans Servicing, LP $ 124,567,727.00 $ 293,932,717.20 $ 205,683,805.69 $ 624,184,249.89

Bank of America, N.A. $ 4,267,061.97 $ 17,852,011.77 $ 9,159,438.92 $ 31,278,512.66

BankUnited $ 4,165,776.20 $ 11,263,605.18 $ 7,557,662.05 $ 22,987,043.43

Bayview Loan Servicing LLC $ 4,138,241.58 $ 8,346,110.91 $ 6,875,771.97 $ 19,360,124.46

Carrington Mortgage Services, LLC. $ 4,854,299.86 $ 14,820,658.55 $ 10,537,616.19 $ 30,212,574.60

CCO Mortgage, a division of RBS Citizens NA $ 1,117,132.38 $ 2,933,002.33 $ 2,193,706.22 $ 6,243,840.93

Central Florida Educators Federal Credit Union $ 50,433.89 $ 83,699.59 $ 112,217.26 $ 246,350.74

CitiMortgage Inc $ 36,336,894.66 $ 121,508,109.80 $ 71,822,144.63 $ 229,667,149.09

Citizens First National Bank $ 8,666.67 $ 28,206.45 $ 25,116.67 $ 61,989.79

Community Credit Union of Florida $ - $ - $ 2,000.00 $ 2,000.00

CUC Mortgage Corporation $ 31,379.52 $ 82,752.86 $ 69,321.96 $ 183,454.34

DuPage Credit Union $ 2,514.14 $ 17,535.96 $ 6,214.14 $ 26,264.24

EMC Mortgage Corporation $ 7,569,459.20 $ 11,592,937.05 $ 16,279,383.05 $ 35,441,779.30

Fay Servicing, LLC $ 204,471.76 $ 449,842.26 $ 210,971.72 $ 865,285.74

FCI Lender Services, Inc. $ 14,957.23 $ 27,729.65 $ 16,416.32 $ 59,103.20

FIRST BANK $ 519,513.74 $ 1,197,651.63 $ 996,253.26 $ 2,713,418.63

First Keystone Bank $ 2,775.62 $ 3,423.27 $ 8,717.90 $ 14,916.79

First Mortgage Corporation $ 1,000.00 $ 1,000.00 $ 2,000.00

Franklin Credit Management Corporation $ 255,774.48 $ 506,672.03 $ 627,513.67 $ 1,389,960.18

Franklin Savings $ 750.00 $ 2,457.11 $ 3,000.00 $ 6,207.11

Fresno County Federal Credit Union $ 3,833.34 $ 13,204.31 $ 7,916.67 $ 24,954.32

Glass City Federal Credit Union $ 3,000.00 $ 2,245.94 $ 5,000.00 $ 10,245.94

GMAC Mortgage, LLC $ 30,341,013.30 $ 83,357,659.42 $ 57,577,600.16 $ 171,276,272.88

Great Lakes Credit Union $ 5,916.67 $ 8,249.43 $ 7,500.00 $ 21,666.10

Greater Nevada Mortgage Services $ 33,605.91 $ 85,533.26 $ 63,429.67 $ 182,568.84

Green Tree Servicing LLC $ 977,094.55 $ 3,065,489.40 $ 2,598,250.64 $ 6,640,834.59

Gregory Funding, LLC $ 36,742.83 $ 76,610.94 $ 39,391.38 $ 152,745.15

Guaranty Bank $ 916.67 $ 1,000.00 $ 1,916.67

Hillsdale County National Bank $ 15,943.49 $ 22,920.18 $ 37,528.96 $ 76,392.63

Home Loan Services, Inc. $ 169,857.80 $ 2,440,767.73 $ 3,698,606.99 $ 6,309,232.52

HomEqServicing $ - $ 3,036,319.34 $ 5,272,500.00 $ 8,308,819.34

HomeStar Bank and Financial Services $ 1,916.66 $ 5,572.90 $ 5,833.34 $ 13,322.90

Homeward Residential, Inc. $ 33,359,335.62 $ 103,350,960.68 $ 71,736,563.13 $ 208,446,859.43

Horicon Bank $ 3,348.46 $ 10,640.64 $ 6,569.53 $ 20,558.63

Iberiabank $ - $ 10,502.00 $ 15,000.00 $ 25,502.00

IBM Southeast Employees' Federal Credit Union $ 9,000.00 $ 23,589.08 $ 16,000.00 $ 48,589.08

IC Federal Credit Union $ 10,000.00 $ 20,734.63 $ 21,000.00 $ 51,734.63

Idaho Housing and Finance Association $ 14,002.56 $ 12,949.14 $ 21,252.56 $ 48,204.26

James B.Nutter and Company $ 750.00 $ 1,000.00 $ 1,750.00

JPMorgan Chase Bank, NA $ 150,514,740.06 $ 275,843,248.33 $ 228,990,272.90 $ 655,348,261.29

Lake City Bank $ 3,926.15 $ 3,746.19 $ 11,272.68 $ 18,945.02

Lake National Bank $ 3,000.00 $ 3,651.45 $ 4,000.00 $ 10,651.45

Litton Loan Servicing, LP $ 13,441,220.42 $ 35,353,125.99 $ 27,530,413.93 $ 76,324,760.34

Los Alamos National Bank $ 8,827.50 $ 15,258.26 $ 22,341.00 $ 46,426.76

M&T Bank $ 28,523.56 $ 31,587.26 $ 60,110.82

Marix Servicing LLC $ 352,195.77 $ 970,196.74 $ 839,632.77 $ 2,162,025.28

Marsh Associates, Inc. $ 3,709.71 $ 4,057.36 $ 7,767.07

Midland Mortgage Co. $ 1,614,718.38 $ 231,391.35 $ 2,074,305.76 $ 3,920,415.49

Midwest Community Bank $ 1,000.00 $ 1,272.32 $ 2,000.00 $ 4,272.32

Mission Federal Credit Union $ 33,588.21 $ 93,077.83 $ 68,471.53 $ 195,137.57

MorEquity, Inc. $ 345,841.21 $ 2,305,003.00 $ 1,977,320.74 $ 4,628,164.95

Mortgage Center LLC $ 74,803 $ 148,542 $ 168,742 $ 392,087

National City Bank $ 1,242,631.39 $ 4,516,793.91 $ 2,918,968.21 $ 8,678,393.51

Nationstar Mortgage LLC $ 10,669,415.51 $ 25,138,584.27 $ 19,835,271.40 $ 55,643,271.18

Navy Federal Credit Union $ 135,165.49 $ 508,725.87 $ 390,715.48 $ 1,034,606.84

New York Community Bank $ 9,847.95 $ 29,495.28 $ 18,107.34 $ 57,450.57

Oakland Municipal Credit Union $ - $ 3,568.11 $ 6,500.00 $ 10,068.11

Ocwen Loan Servicing, LLC $ 44,275,203.53 $ 117,121,518.11 $ 88,674,734.19 $ 250,071,455.83

OneWest Bank $ 27,595,161.40 $ 92,806,411.52 $ 49,431,363.34 $ 169,832,936.26

ORNL Federal Credit Union $ 6,034.53 $ 11,459.72 $ 15,251.20 $ 32,745.45

Park View Federal Savings Bank $ 11,000.00 $ 23,936.55 $ 19,000.00 $ 53,936.55

Pathfinder Bank $ 1,916.67 $ 2,675.90 $ 4,516.67 $ 9,109.24

PennyMac Loan Services, LLC $ 2,939,659.57 $ 4,397,303.19 $ 3,747,949.18 $ 11,084,911.94

PNC Bank, National Association $ 43,104.26 $ 276,883.61 $ 248,000.00 $ 567,987.87

Purdue Employees Federal Credit Union $ 1,000.00 $ 795.24 $ 2,000.00 $ 3,795.24

Quantum Servicing Corporation $ 126,560.02 $ 306,634.89 $ 173,984.09 $ 607,179.00

Residential Credit Solutions, Inc. $ 675,281.74 $ 1,935,695.06 $ 1,430,522.80 $ 4,041,499.60

Resurgent Capital Services, L.P. $ 18,296.03 $ 34,922.87 $ 20,796.02 $ 74,014.92

RG Mortgage $ 164,852.94 $ 227,582.28 $ 401,333.81 $ 793,769.03

RoundPoint Mortgage Servicing Corporation $ 79,379.95 $ 231,381.52 $ 184,737.40 $ 495,498.87

Rushmore Loan Management Services LLC $ 9,583.34 $ 66,603.24 $ 20,250.03 $ 96,436.61

Saxon Mortgage Services, Inc. $ 19,771,278.55 $ 42,180,644.28 $ 39,799,596.72 $ 101,751,519.55

Schools Financial Credit Union $ 11,666.67 $ 38,317.67 $ 24,500.00 $ 74,484.34

Scotiabank de Puerto Rico $ 211,256.55 $ 375,752.04 $ 245,752.36 $ 832,760.95

Select Portfolio Servicing, Inc. $ 35,498,816.42 $ 77,087,176.28 $ 60,272,424.75 $ 172,858,417.45

Selene Finance LP $ 13,083.33 $ 39,528.58 $ 21,500.00 $ 74,111.91

Servis One, Inc., dba BSI Financial Services, Inc. $ 139,634.59 $ 359,121.88 $ 235,958.74 $ 734,715.21

ShoreBank $ 49,915.10 $ 153,906.17 $ 143,165.10 $ 346,986.37

Silver State Schools Credit Union $ 32,355.90 $ 142,275.77 $ 61,189.24 $ 235,820.91

Specialized Loan Servicing LLC $ 1,395,706.61 $ 3,369,537.02 $ 2,971,675.89 $ 7,736,919.52

Statebridge Company, LLC $ 9,000.00 $ 20,046.24 $ 9,000.00 $ 38,046.24

Sterling Savings Bank $ 66,324.29 $ 157,081.23 $ 143,989.20 $ 367,394.72

Technology Credit Union $ 25,250.00 $ 100,375.82 $ 43,416.67 $ 169,042.49

The Bryn Mawr Trust Company $ 4,717.90 $ 7,928.57 $ 4,717.90 $ 17,364.37

The Golden 1 Credit Union $ 133,674.92 $ 481,884.23 $ 313,074.91 $ 928,634.06

U.S. Bank National Association $ 6,124,457.40 $ 17,044,594.17 $ 13,558,244.28 $ 36,727,295.85

United Bank $ 2,000.00 $ 1,359.98 $ 4,000.00 $ 7,359.98

United Bank Mortgage Corporation $ 24,901.34 $ 47,490.67 $ 46,446.25 $ 118,838.26

Urban Partnership Bank $ 84,078.79 $ 178,205.38 $ 90,079.97 $ 352,364.14

Vantium Capital, Inc. d/b/a Acqura Loan Services $ 192,503.71 $ 388,515.70 $ 329,272.29 $ 910,291.70

Vericrest Financial, Inc. $ 275,677.37 $ 837,365.40 $ 930,628.16 $ 2,043,670.93

Wachovia Mortgage, FSB $ - $ 76,889.58 $ 162,000.00 $ 238,889.58

Wells Fargo Bank, N.A. $ 100,021,772.69 $ 242,691,385.51 $ 174,983,140.96 $ 517,696,299.16

Wescom Central Credit Union $ 106,045.55 $ 410,633.03 $ 223,612.54 $ 740,291.12

Western Federal Credit Union $ 8,416.67 $ 26,080.13 $ 11,916.67 $ 46,413.47

Wilshire Credit Corporation $ - $ 490,394.10 $ 1,167,000.00 $ 1,657,394.10

Yadkin Valley Bank $ 12,634.02 $ 15,254.63 $ 31,484.02 $ 59,372.67

Grand Total 687,742,067.97 1,670,766,929.69 1,227,066,344.68 3,585,575,342.34

Supplemental Information [Not Required by EESA §114(a)]

Making Home Affordable Program

Non-GSE Incentive Payments (through July 2012)

Page 35 of 37
Name of Institution City State

6/23/2010 Nevada Affordable Housing Assistance Corporation Reno NV Purchase Financial Instrument for HHF Program $ 102,800,000 - $ 194,026,240 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 34,056,581 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 57,169,659 N/A

6/23/2010 CalHFA Mortgage Assistance Corporation Sacramento CA Purchase Financial Instrument for HHF Program $ 699,600,000 - $ 1,975,334,096 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 476,257,070 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 799,477,026 N/A

6/23/2010 Florida Housing Finance Corporation Tallahassee FL Purchase Financial Instrument for HHF Program $ 418,000,000 - $ 1,057,839,136 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 238,864,755 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 400,974,381 N/A

6/23/2010 Arizona (Home) Foreclosure Prevention Funding Corporation Phoenix AZ Purchase Financial Instrument for HHF Program $ 125,100,000 - $ 267,766,006 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 142,666,006 N/A

6/23/2010 Michigan Homeowner Assistance Nonprofit Housing Corporation Lansing MI Purchase Financial Instrument for HHF Program $ 154,500,000 - $ 498,605,738 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 128,461,559 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 215,644,179 N/A

8/3/2010 North Carolina Housing Finance Agency Raleigh NC Purchase Financial Instrument for HHF Program $ 159,000,000 - $ 482,781,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 120,874,221 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 202,907,565 N/A

8/3/2010 Ohio Homeowner Assistance LLC Columbus OH Purchase Financial Instrument for HHF Program $ 172,000,000 - $ 570,395,099 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 148,728,864 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 249,666,235 N/A

8/3/2010 Oregon Affordable Housing Assistance Corporation Salem OR Purchase Financial Instrument for HHF Program $ 88,000,000 - $ 220,042,786 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 49,294,215 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 82,748,571 N/A

8/3/2010 Rhode Island Housing and Mortgage Finance Corporation Providence RI Purchase Financial Instrument for HHF Program $ 43,000,000 - $ 79,351,573 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 13,570,770 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 22,780,803 N/A

8/3/2010 SC Housing Corp Columbia SC Purchase Financial Instrument for HHF Program $ 138,000,000 - $ 295,431,547 N/A

2 9/23/2010 Purchase Financial Instrument for HHF Program - $ 58,772,347 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 98,659,200 N/A

9/23/2010 Alabama Housing Finance Authority Montgomery AL Purchase Financial Instrument for HHF Program $ 60,672,471 - $ 162,521,345 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 101,848,874 N/A

9/23/2010 Kentucky Housing Corporation Frankfort KY Purchase Financial Instrument for HHF Program $ 55,588,050 - $ 148,901,875 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 93,313,825 N/A

9/23/2010 Mississippi Home Corporation Jackson MS Purchase Financial Instrument for HHF Program $ 38,036,950 - $ 101,888,323 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 63,851,373 N/A

9/23/2010 GHFA Affordable Housing, Inc. Atlanta GA Purchase Financial Instrument for HHF Program $ 126,650,987 - $ 339,255,819 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 212,604,832 N/A

9/23/2010 Indiana Housing and Community Development Authority Indianapolis IN Purchase Financial Instrument for HHF Program $ 82,762,859 - $ 221,694,139 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 138,931,280 N/A

9/23/2010 Illinois Housing Development Authority Chicago IL Purchase Financial Instrument for HHF Program $ 166,352,726 - $ 445,603,557 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 279,250,831 N/A

9/23/2010 New Jersey Housing and Mortgage Finance Agency Trenton NJ Purchase Financial Instrument for HHF Program $ 112,200,637 - $ 300,548,144 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 188,347,507 N/A

9/23/2010 District of Columbia Housing Finance Agency Washington DC Purchase Financial Instrument for HHF Program $ 7,726,678 - $ 20,697,198 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 12,970,520 N/A

9/23/2010 Tennessee Housing Development Agency Nashville TN Purchase Financial Instrument for HHF Program $ 81,128,260 - $ 217,315,593 N/A

3 9/29/2010 Purchase Financial Instrument for HHF Program - $ 136,187,333 N/A

$ 7,600,000,000

2/ On 9/23/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

1/ The purchase will be incrementally funded up to the investment amount.

3/ On 9/29/2010, Treasury provided additonal investment to this HFA and substituted its investment for an amended and restated Financial Instrument.

Housing Finance Agency Innovation Fund for the Hardest Hit Housing Markets

Hardest Hit Funds (HHF) Program

Note

Additional 

Investment Amount

Investment Amount 

1 

TOTAL INVESTMENT AMOUNT 

Date

Seller Transaction 

Type Investment Description

Initial Investment 

Amount

Pricing 

Mechanism

Page 36 of 37
Name City State

1 9/3/2010 Citigroup, Inc. New York NY Purchase

Facility Purchase Agreement, dated as of September 

3, 2010, between the U.S. Department of the Treasury 

and Citibank, N.A $ 8,117,000,000

TOTAL $ 8,117,000,000

1/ On September 3, 2010, the U.S. Department of the Treasury and Citibank, N.A. entered into a facility purchase agreement (the 'L/C Facility Agreement"), which allowed Treasury to demand from Citigroup the issuance of an 

up to $8 billion, 10-year letter of credit (the "L/C"). Treasury will increase availability under the L/C incrementally in proportion to the dollar value of mortgages refinanced under the FHA Short Refinance program from time to 

time during the first 2.5 years. At that time, the amount of the L/C will be capped at the then-current level. Under the terms of the L/C Facility Agreement, Treasury will incur fees for the availability and usage of the L/C up to a 

maximum amount of $117 million.

N/A

FHA SHORT REFINANCE PROGRAM

Footnote Date

Seller Transaction 

Type Investment Description Investment Amount Pricing Mechanism

Page 37 of 37