Christopher M. Taylor 

T: + 1 207 6711143 

ctaylor@vikinguas.com 

June 6, 2014 

U.S. Department of Transportation 

Docket Management System 

1200 New Jersey Ave., SE 

Washington, DC 20590 

Re: Exemption Request Section 333 ofthe FAA Reform Act and Part 11 of the 

Federal Aviation Regulations from 14 C.P.R. 45.23(b); 14 CFR Part 21; 14 

CFR 61.113 (a) & (b); 91.7 (a); 91.9(b) (2); 91.103 (b); 91.109; 91.119; 

91.121; 91.151 (a); 91.203(a) & (b); 91.407(a) (1); 91.409 (a) (2); 91.417 

(a) & (b) 

Dear Sir or Madam: 

Pursuant to Section 333 ofthe FAA Modernization and Reform Act of2012 (the Reform Act) 

and 14 C.P.R. Part 11, AgriView Aerial Solutions Inc, developer and operator of small Unmanned 

Aircraft Systems ("sUAS") equipped to conduct aerial photography and 3d mapping for the 

Agricultural Industry to help Farmers in the US get higher yield on their products and to help prevent 

contamination of farm lands if there was a manned aircraft accident, hereby applies for an exemption 

from the listed Federal Aviation Regulations ("PARs") to allow commercial operation fits sUASs, so 

long as such operations are conducted within and under the conditions outlined herein or as may be 

established by the FAA as required by Section 3 3 3. 

As described more fully below, the requested exemption would permit the operation of small 

Unmanned and relatively inexpensive sUAS under controlled conditions in airspace that is 1) limited 

2) predetermined 3) controlled as to access and 4) would provide safety enhancements to the already 

safe operations in the Agricultural industry presently using conventional aircraft. Approval of this 

exemption would thereby enhance safety and fulfill the Secretary ofTransportation's (the FAA 

Administrator's) responsibilities to" ... establish requirements for the safe operation of such aircraft 

systems in the national airspace system." 

The name and address of the applicant is: 

Viking Unmanned Aerial Systems Inc- Agricultural Aerial Services Divisions 

Attn: Christopher M. Taylor 

Ph: 207-671-1143 

Email: ctaylor@vikinguas.com 

Address: 16 Sanford Drive, Suite 5 Gorhan, Maine 04038 

1 
The conditions proposed by the applicant are drawn from order 8900.1 CHG 0 

Regulations from which the exemption is required 

14 CFR Part 21 

14 C.P.R. 45.23(b) 

14 CFR 61.113 (a) & (b) 

14 C.P.R. 91.7 (a) 

14 CFR 91.9 (b) (2) 

14 C.P.R. 91.103 

14 C.P.R. 91.109 

14 C.P.R. 91.119 

14 C.P.R. 91.121 

14 CFR 91.151 (a) 

14 CFR 91.203 (a) & (b) 

14 CFR 91.405 (a) 

14 CFR 407 (a)(1) 

14 CFR 409 (a)(2) 

14 CFR 417 (a) & (b) 

This exemption application is expressly submitted to fulfill Congress' goal in passing Section 

333(a) through (c) of the Reform Act. This law directs the Secretary of Transportation to consider 

whether certain unmanned aircraft systems may operate safely in the national airspace system (NAS) 

before completion of the rulemaking required under Section 332 of the Reform Act. In making this 

determination, the Secretary is required to determine which types ofUASs do not create a hazard to 

users of the NAS or the public or pose a threat to national security in light of the following: 

• The UAS's size, weight, speed, and operational capability 

• Operation of the UAS in close proximity to airports and populated areas; and 

• Operation of the UAS within visual line of sight of the operator. 

Reform Act Section 333 (a). Lastly, if the Secretary determines that such vehicles "may operate 

safely in the national airspace system, the Secretary Shall establish requirements for the safe 

operation of such aircraft in the national airspace system." ID Section 333( c) (emphasis added) 

The Federal Aviation Act expressively grants the FAA the authority to issue exemptions. 

This statutory authority by its terms includes exempting civil aircraft, as the term is defined under 

section 40101 of the Act, that includes sUASs, from the requirement that civil aircraft must have a 

current airworthiness certificate. 

Applicant interprets this provision to place the duty on the Administrator not only process 

applicants for exemptions under section 333, but for the administrator to craft conditions for 

the safe operation of the UAS, if it should be determined that the conditions set forth herein 

do not fulfill the statutory requirements for approval. 

2 
The Administrator may grant an exemption from a requirement of a regulation 

prescribed under subsection (a) or (b) ofthis section or any sections 44702-44716 ofthis title 

if the Administrator find the exemption in the public interest. 49 U.S.C. Section 44701(±) see 

also 49 USC Section 44711(a); 49 USC Section 44704; 14 CFR Section 91.203 (a) (1). 

Viking Unmanned Aerial System Inc - Agricultural Aerial Services Division sUASs 

fixed wing and rotorcraft, weighing 55 or fewer or lbs. including payload. They operate, 

under normal conditions at a speed of no more than 70 knots and in the case of our 

multirotors have a capability to hover, and move in the vertical and horizontal plane 

simultaneously. They will operate in a line of sight and will operate only within the sterile 

area made up of farm land, power utility grid and towers. 

Given the small size of the sUASs involved and restricted sterile environment within 

which they will operate, the applicant falls squarely within that zone of safety (an equivalent 

level of safety) in which Congress envisioned that the FAA must, by exemption, allow 

commercial operations ofUASs to commence immediately. Also due to the size of the UASs 

and the restricted areas in which the relevant sUASs will operate, approval of the application 

presents no national security issue. Given the clear direction in Section 333 of the Reform 

Act, the authority contained in the Federal Aviation Act, as amended; the strong equivalent 

level of safety surrounding the proposed operations, and the significant public benefit, 

including enhanced safety, reduction in environmental impacts, including reduced emissions 

and chemical spills, exemptions associated with allowing UASs for agricultural operations, 

the grant of the requested exemptions is in the public interest. Accordingly, the applicant 

respectfully requests that the FAA grant the requested exemption without delay. 

AIRCRAFT AND EQUIVELANT LEVEL OF SAFETY 

The applicant proposes that the exemption requested herein apply to aircraft that have 

the characteristics and that operate within the limitations listed herein. These limitations 

provide for at least an equivalent or even higher level of safety to operations under the 

current regulatory structure because the proposed operations represent a safety enhancement 

to the already safe agricultural services and crops dusted currently being used with 

conventional aircraft. 

3 
1. The sUASs will weigh less than 55 lbs. 

2. Flights will be operated within line of sight of a pilot and/or observing. 

3. Maximum total flight time for each operational flight will be 30 minutes for multirotor 

application and 90 minutes for fixed wing operation. Flights will be terminated at 25% 

battery power reserve should that occur prior to the 30 minute limit and at the 90 minute 

limit for fixed wing operations. 

4. Flights will be operated at an altitude of no more than 1,000 feet AGL. 

5. Minimum crew for each operation will consist of the sUAS Pilot, and Visual Observer. 

6. sUAS Pilot will be an certified by the aircraft manufacture for operations and have at 

least a private pilot written exam, No Medical required. Most pilots will have military 

UAS training the observer will hold at least manufactures ground school certificate. No 

medical required. 

7. sUAS Pilot will be pilot in command (PIC). If a pilot certificate holder other than the 

sUAS Pilot, who possess the necessary PIC qualifications, is also present on set (i.e. the 

aerial coordinator), that person can also be designated as PIC 

8. The UAS will only operate within a confined "sterile area" and have a "Security 

Perimeter" for the flight operations area. 

9. A briefing will be conducted in regard to the planned sUAS operations prior to each 

day's production activities. It will be mandatory that all personal who will be performing 

duties within boundaries of the safety perimeter be present for this briefing. 

10. The operator will file a FAA Form 7711-1, or its equivalent, as modified in light of the 

requested exemption, with the appropriate Flight Standards District Office. 

11. The operator will obtain the consent of all persons involved in the flying area and ensure 

that only consenting persons be allowed within 1 00 feet of the flight operation, and this 

radius may be reduced to 30 feet based upon an equivalent level of safety and 

determination. With the advanced permission of the FSDO, operations at closer range can 

be approved. 

12. The operator will submit a written Plan of Activities to the FSDO three days before the 

proposed flights. 

13. Pilot and observer will have been trained in the operation of UAS generally and received 

up-to-date information on the particular UAS. Observer and Pilot will at all times be able 

to communicate by voice or text. 

14. Written and/or oral permission from the relevant property holders will be obtained. 

15. All required permissions and permits will be obtained from territorial, state, county, or 

city jurisdictions, including local law enforcement, fire, or other appropriate government 

agencies. 

16. If the sUAS losses communications or it losses its GPS signal, the UAS will have 

capability to return to a pre-determined location within the Security Perimeter and land. 

17. The sUAS will have capability to abort flight in case of unpredictable obstacles or 

emergencies. 

4 
14 C.F.R. Part 21, Subpart H: Airworthiness certificates 14 C.F.R. Section 91.203 (a) (1) 

Subpart H, entitled Airworthiness Certificates, establishes the procedural requirements for the 

issuance of airworthiness certificates as required by FAR Section 91.203 (a) (1). Given the size and 

limited operating area associated with aircraft to be utilized by the Applicant, an exemption from Part 

21 Subpart H meets the requirements of an equivalent level of safety under Part 11 and Section 333 of 

the Reform Act both authorize the FAA to exempt aircraft from the requirement for an airworthiness 

certificate, upon consideration of the size, weight, speed, operational capability, proximity to airports 

and populated areas of the particular UAS. In all cases, an analysis of these criteria demonstrates that 

the UAS operated without an airworthiness certificate, in a restricted environment and under the 

conditions proposed will be at lease as safe, or safer, than conventional aircraft (fixed wing or 

rotorcraft) operating with an airworthiness certificate without the retractions and conditions proposed. 

The sUAS to be operated here under is less than 55 lbs. fully loaded, carries neither a pilot 

nor passenger, carries no explosive materials or flammable materials liquid fuels, and operates 

exclusively within a secured area as set out in manual. Unlike other civil aircraft, operations under 

this exemption will be tightly controlled and monitored by both the operator and, pursuant to the 

requirements, and in compliance to local public safety requirements, to provide security of the area of 

operation as is now done with conventional flag man. The FAA will have advance notice of all 

operations. These safety enhancements, which already apply to civil aircraft operated in connection 

to agricultural aerial applicators , provide a greater degree of safety to public and property owners 

than conventional operations conducted with airworthiness certificates issued under 14 C.P.R. Part 

21, Subpart H. Lastly, application of these same criteria demonstrates that there is no credible threat 

to national security posed by the UAS, due to its size, speed of operation, location of operation, lack 

of explosive materials or flammable liquid fuels, and inability to carry a substantial external load. 

14 C.F.R. Section 45.23 (b). Marking of the aircraft 

The regulation requires: 

When marks include only the Roman capital letter ''N" and the registration of the 

number is displayed on limited, restricted or in a light-sport category aircraft or 

experimental or provisionally certified aircraft, the operator must also display on the 

aircraft near each entrance to the cabin, cockpit, or pilot station, in letters not less 

than 2 inches nor more than 6 inches high, the words "limited," "restricted," "light 

spot," "experimental," or "provisional," as applicable. 

Even though the UAS will have no airworthiness certificate, and exemption may be needed as 

the UAS will have no entrance to the cabin, cockpit or pilot station on which the word "experimental" 

can be placed. Given the size of the sUAV, the two inch lettering will be impossible. The word 

"experimental" will be placed on the fuselage in compliance with §45.29 (f). 

The equivalent level of safety will be provided by having the sUA V marked on it fuselage as 

required by §45.29 (f) where the pilot, observer and others working with the sUAV will see the 

identification of the sUA V as "Experimental." The FAA has issued the following exemptions to this 

regulation to exemptions to this regulation to Exemptions Nos. 10700, 8738, 10167A. 

5 
14 C.F.R. § 61.113 (a) & (b): Private pilots Privileges and Limitations: Pilot in Command. 

Sections 61.113 (a) & (b) limit pilots to non-commercial operations. Because the UAS will 

not carry a pilot or passengers, the proposed operations can achieve the equivalent level of safety of 

current operations by requiring the PIC operating the aircraft to have a sport pilot's Certificate rather 

than have than a commercial pilots Certificate to operate this small UAS. Unlike a conventional 

aircraft that carries a pilot and passengers, the sUAS is remotely controlled with no living thing 

onboard. The area of operation is controlled and restricted, and all flights are planned and 

coordinated in advance as set forth by in the S.O.P. The level of safety provided by the requirements 

included in the S.O.P exceeds that provided by a single individual holding a commercial pilot's 

certificate operating a conventional aircraft. The risks associated with the operation of the sUAS are 

so diminished from the level of risk associated with the operation of a commercial operations 

contemplated with Part 61 when drafted, that allowing operations of the sUAS as requested with a 

recreational pilot as the PIC exceeds the present level of safety achieved by 14 C.F.R. §61,113 (a) & 

(b). 

14 C.F.R. §91.7 (a): Civil Aircraft Airworthiness. 

The regulation requires that no person may operate a civil aircraft unless it is in airworthiness 

condition. As there will be no airworthiness certificate issued for the aircraft, should this should this 

exemption be granted, no FAA regulatory standard will exist for determining airworthiness. Given 

the size of the aircraft and the requirements contained in the SOP for maintenance and use of safety 

check lists prior to each flight, and equivalent level of safety will be provided. 

14 C.F.R. § 91.9 (b) (2): Civil Aircraft Flight Manual in the Aircraft 

Section 91.9 (b) (2) provides: 

No person may operate a U.S.-registered civil aircraft ... 

(2) For which an Airplane or Rotorcraft Flight Manual is not required by §21.5 of this 

chapter, unless there is available in the aircraft a current approved airplane or 

Rotorcraft Flight Manual, approved manual material, markings, and placard, or any 

combination thereof. 

The sUAS, given its size and configuration has no ability or place to carry such a flight 

manual on the aircraft, not only because there is no pilot onboard, but because there is no room or 

capacity to carry such an item on the aircraft. 

The equivalent level of safety will be maintained by keeping the flight manual at the ground 

control point where the pilot flying the sUAS will have access to it. The FAA has issued the 

following exemptions to this regulation: Exemption Nos. 8607, 8737, 8738, 9299, 9299A, 9565, 

9565B, 10167, 10602, 32827, and 10700. 

14 C.F.R. § 91.103: Preflight action 

This regulation requires each pilot in command to take certain actions before flight to insure 

the safety of the flight. As the FAA approved rotor craft flight manuals will not be provided as set 

forth in sections the SOP. The PIC will take all actions including reviewing weather, flight battery 

requirements, landing and takeoff distances and aircraft performance data before initiation of flight. 

6 
14 C.F.R. §91.109: Flight instruction 

Section 91.103 provides that no person may operate a civil aircraft (except a manned free 

balloon) that is being used for flight instruction unless that aircraft has fully functioning dual controls. 

sUASs and remotely controlled aircraft, by there design do not have fully functioning dual 

controls. Flight control is accomplished though the use of a control box that communicates with the 

aircraft via radio communications. The FAA has approved exemptions for flight training without 

fully functioning dual controls for a number of aircraft and for flight instruction in experimental 

aircraft. See exemption Nos.5778K & 9862A. The equivalent level of safety provided by that neither 

a pilot nor passengers will be carried in the aircraft and by the size and speed of the aircraft. 

14 C.F.R. §91.119: Minimum safe altitudes 

Section 91.119 establishes safe altitudes for operations of civil aircraft. Section 91.119 (d) 

allows helicopters to be operated at less than the minimums prescribed provided the person operating 

the helicopter complies with any route or altitudes prescribed for helicopters by the FAA. As 

exemption is for the sUAS that is a helicopter and the exemption requests authority to operate at 

altitudes of up to 400 AGL rotorcraft and 1000 AGL for fixed-wing, or not more than 200 above an 

elevated platform such as radio towers, an exemption may be needed to allow such operations. As set 

forth by herein, except for the limited conditions stated in the SOP, the UAS will never operate higher 

than 400 AGL rotorcraft and 1000 AGL for fixed-wing. It will however be operated in a restricted 

area with a security perimeter, where buildings and people will not be exposed to operations without 

their pre-obtained consent. 

The equivalent level of safety will be achieved given the size, weight, speed of the UAS as 

well as the location where it is operated. No flight will be taken without the permission of the 

property owner or local officials. Because of the advance notice to the property owner and 

participants in the activity, all affected individuals will be aware of the planned flight operations as 

set forth in the SOP. Compared to flight operations with aircraft or rotorcraft weighing more far more 

than the maximum 55lbs. proposed herein and the lack of flammable fuel, any risk of associated with 

these operations is far less than those presently presented with conventional aircraft operating at or 

below 500 AGL. In addition, the low-altitude operations of the sUAS will ensure separation between 

these small UAS operations and the operations of conventional aircraft that must comply with Section 

91.119. 

14 C.F.R. §91.121 Altimeter Settings 

This regulation requires each person operating an aircraft to maintain cruising altitude by 

reference to an altimeter that is set " ... to the elevation of the departure airport or an appropriate 

altimeter setting available before departure." As the sUAS may not have a barometric altimeter, but 

instead a GPS altitude read out, an exemption may be needed. An equivalent level of safety will be 

achieved by the operator, pursuant to the Manual and Safety Check list, confmning the altitude of the 

launch site shown on the GPS altitude indicator before flight. 

14 C.F.R. §91.151(a): Fuel Requirements for Flight in VFR Conditions 

Section 91.151 (a) prohibits and individual from beginning "a flight in an airplane under VFR 

conditions unless (considering wind and forecast weather conditions) there is enough fuel to fly to the 

7 
first point of intended landing, and assuming normal cruising speed- (1) During the day, to fly after 

that for at least 30 minutes; or (2) At night, to fly after that for at least 45 minutes." 

The battery powering the sUAS provides approximately 40 minutes of powered flight. To 

meet the 30 minute reserve requirement in 14 CFR §91.151, sUAS flights would be limited to 

approximately 10 minutes in length. Given the limitations on the UAS's proposed flight area and the 

location of its proposed operations within a predetermined area, a longer time frame for flight in 

daylight or night VFR conditions is reasonable. 

Applicant believes that an exemption from 14 CFR (a) falls within the scope of prior 

exemptions. See Exemption 10673 (allowing Lockheed Martin Corporation to operate without 

compliance with FAR 91.151(a)). Operating the small UAS, in a tightly controlled area where only 

people and property owners or official representatives who have signed waivers will be allowed, with 

less than 30 minutes of reserve fuel, does not engender the type of risk that Section 91.151(a) was 

intended to alleviate given the size speed of the small UAS. Additionally, limiting sUAS flights to 10 

minutes would greatly reduce the utility for which the exemption will be granted. 

Applicant believes that an equivalent level of safety can be achieved by limiting flights to 30 

minutes or 25% of battery power whichever happens first. This restriction would be more than 

adequate to return the sUAS to its planned landing zone from anywhere in its limited operating area. 

Similar exemptions have been granted to other operations, including Exemptions 2689F, 

5745, 10673, and 10808. 

14 C.F.R. §91.203 (a) and (b): Carrying Civil Aircraft Certification and Registration 

The regulation provides in pertinent part: 

(a) Except as provided in §91.715, no person may operate a civil aircraft unless it 

has within it the following: 

(1) An appropriate and current airworthiness certificate ... 

(b) No person may operate a civil aircraft unless the airworthiness certificate 

required by paragraph (a) of this section or a special flight authorization issued 

under §91.715 is displayed at the cockpit entrance so that it is legible to 

passengers or crew. 

The UAS fully loaded weighs no more than 55lbs and is operated without an onboard pilot. 

As such, there is no ability or place to carry certification and registration documents or 

display them on the sUAS. 

An equivalent level of safety will be achieved by keeping these documents at the 

ground control point where the pilot flying the sUAS will have immediate access to them, to 

the extent they are applicable to the sUAS. The FAA has issued numerous exemptions to this 

regulation. A representative sample of other exemptions includes Exemption Nos. 9565, 

9665, 9789, 9789A, 9797, 9816A, 10700. 

14 C.F.R. §91.405 (a); 407 (a) (2); 417 (a) & (b) 

8 
These regulations require that an aircraft operator or owner "shall have that aircraft 

inspected as prescribed in subpart E of this part and shall between required inspections, 

except as provided in paragraph (c) of this section, have discrepancies repaired as prescribed 

in part 43 of this chapter. .. ," and others shall inspect or maintain the aircraft in compliance 

with part 43. 

Given that these section and Part 43 apply only to aircraft with an airworthiness 

certificate, these sections will not apply to the application. Maintenance will be 

accomplished by the operator pursuant to the flight manual and operating handbook as 

referenced in the Manual. An equivalent level of safety will be achieved because these small 

UASs are very limited in size and will carry a small payload and operate only in restricted 

areas for limited periods of time. If mechanical issues arise the UAS can land immediately 

and will be operating from no higher than 400 feet AGL rotorcraft and 1000 AGL for fixedwing. As provided in the SOP, the operator will ensure that the UAS is in working order 

prior to initiating flight, perform required maintenance, and keep a log of any maintenance 

preformed. Moreover, the operator is the person most familiar with the aircraft and best 

suited to maintain the aircraft in an airworthy condition to provide the equivalent level of 

safety. 

Pursuant to 14 C.F.R Part 11, the following summary is provided for publication in 

the Federal Register, should it be determined that publication is needed: 

Applicant seeks an exemption from the following rules: 

14 C.P.R. §21, subpart H; 14 C.F.R 45.23 (b); 14 C.P.R.§§ 61.113 (a) & (b); 

91.7 (a); 91.9 (b) (2);91.103 (b); 91.109; 91.119;91.121;91.151 (a); 91.203 (a) and (b); 

91.405 (a); 91.407 (a) (1); 91.409 (a) (2) and 91.417 (a) & (b) to operate commercially a 

small unmanned vehicle (55lbs or less) in the Agricultural 3d Mapping Service Operations. 

Approval of exemptions allowing commercial operations of sUASs in the 

Agricultural 3d mapping/scanning and tower inspection industry will enhance safety by 

reducing risk. Conventional operations using jet or piston aircraft, operate at extremely low 

altitudes just feet from the equipment and livestock and structures; and present the risks 

associated with vehicles that weigh in the neighborhood of 3,000-5,000 lbs., carrying large 

amounts of jet A or other fuel in most cases helicopters operating with 140 gallon fuel tanks. 

The sUAS will carry no passengers or crew and, therefore, will not expose them to the risks 

associated with manned aircraft flights. 

The operations of small UASs, weighing less then 55 lbs., conducted in the strict 

conditions outlined above, will provide an equivalent level of safety supporting the grant of 

the Part 21 and allowing commercial operations. These lightweight UA V s operate at slow 

speeds, close to the ground and in sterile environment and, as a result, are far safer than 

conventional operations conducted with a piston and or turbine aircraft operating close to the 

ground. 

Public Acknowledgement/Privacy 

All Flights will occur only once the property owner has authorized operations to be 

conducted. 

9 
Satisfaction of the criteria provided in Section 333 of the Reform Act of2012-size, 

weight, speed, operating capabilities, proximity to populated areas and or close proximity to 

airports and operations within visual line of sight provides more then adequate justification 

for the grant of the requested exemptions allowing commercial operation of applicant's UAS 

in the agricultural scanning services industry. 

Sincerely, 

Christopher M. Taylor 

AgriView Aerial Solutions Inc 

10