.. I '-.__...... 3600 Prop Marine Engine 

Technical File 

(Engine Family 9CPXW296.P36) 

SER. NO. 1 PD00485 ENGINE MODEL 3616 

AR NO. 7E7016 ROTATION CCW 

PERF SPEC OK7385 MAX ALT 200 M 

FULL TORQ. STATIC FUEL 9.1 mm 

FULL LOAD STATIC FUEL 9.1 mm 

FUEL TIMING 118.6 mm 

POWER 5650 kW AT 1000 RPM INJECTOR 2249090 

2848276 

115-5852 2 

BARE ENGINE HI IDLE 1010 RPM TURBO 

Do Not Discard 

This Document is to be kept on board. 

CAT, CATERPILLAR, their respective logos, "Caterpillar Yellow" and the POWER EDGE trade dress, as well as corporate and 

product identity used herein, are trademarks of Caterpillar and may not be used without permission. Information contained in this 

document is privileged and copying is strictly prohibited. 

LEXM003 1-00 ©2009 Caterpillar 

All rights reserved 

Printed in U.S.A. 
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY 

OFFICE OF TRANSPORTATION AND AIR QUALITY 

ENGINE INTERNATIONAL AIR POLLUTION PREVENTION 

CERTIFICATE 

Page 2 

This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protection Agency, 

Office of Transportation and Air Quality Washington, DC 

1. Particulars of the engine 

1.1 Name & address of manufacter: 

Caterpillar Inc. 

POBox600 

Mossville, Illinois 61552 

2 Place of engine build: 

'"Caterpillar Inc. 

Lafayette Engine Center 

Lafayette, IN 47905 

1.3 Date of engine build: 

9/24/1999 

1.4 Place of pre-certification survey: 

Caterpillar Inc. 

Lafayette Engine Center 

Lafayette, IN 47905 

1.5 Date of pre-certification survey: 

10/1/1999 

1.6 Engine family: 

9CPXW296.P36 

1.7 Models: 

3606,3608,3612,3616,3618 

~-- Karl J. Simon, Director 

Compliance and Innovative Strategies Division 

Office of Trans ortation and Air uali 

1.8 Test cycle: 

E3 General cycle (propulsion engine, fixed-pitch prop) 

E2 Variable-Pitch and Electrically-Coupled props 

(constant-speed propulsion engines) 

E2 Cycle - results in data set 2 below 

1.9 Rated Power(kW) & Speed(RPM): 

3460 I 2460 900 /1000 

1.10 Engine certificate number: 

CPX-IM0-09-04 

1.11 Test fuel: 

Distillate Diesel [ISO 8217, DM-Grade] 

1.12 NOx reducing device?: 

No 

1.13 Applicable NOx Emission Limit(glkW-hr): 

11.19 

1.14 Engine NOx Emission Value(glkW-hr): 

9.83 6.98 

2 Particulars of the Technical File: 

2.1 Technical File number: 

LEXM0031-00 

2.2 NOx verification number: 

Included in technical file 
~i' 

3500 Prop Marine Engine 

rechnical File @ 1500 & 1600 RPM 

(Engine Family 9CPXW78.1P15) 

SER. NO. 52J00312 ENGINE MODEL 3512 

AR NO. 2322505 ROTATION CCW 

PERF SPEC OK5412 MAX ALT 700 

OEM NO. 

FULL LOAD STATIC FUEL 20.9 mm 

FTS(SLOPE) 0 

FLS (INTERCEPT) 0 

M 

FUEL TIMING 64.34 mm 

POWER 1249 kW AT1600 RPM 

ECM SOFTWARE 2598248 

INJECTOR 2501308 

BARE ENGINE HI IDLE 1730 RPM TURBO 1884621 

USE SERVICE TOOL TO VERIFY CURRENT ENGINE SETTINGS 115-5852 2 

Do Not Discard 

This Document is to be kept on boardo 

r, CATERPILLAR, their respective logos, "Caterpillar Yellow" and the POWER EDGE trade dress, as well as corporate and product identity used 

in, are trademarks of Caterpillar and may not be used without pennission. Infonnation contained in this document is privileged and copying is 

tly prohibited. 

~0028-00 ©2009 Caterpillar 

All rights reserved 

Printed in U.S.A 
. ·· J'i'·":·'l• . •· "t I . . I •• I ·~ , • • . , ... ' / .;.-, ,,,.. , ...... '•d '\) ' 

LLI 

:··r .. 

•. 

. .l.:: ~ 

UNITED STATES ENVIRONMENTAL PROTECTION AGENCY 

OFFICE OF TRANSPORTATION AND AIR QUALITY 

ENGINE INTERNATIONAL AIR POLLUTION PREVENTION 

CERTIFICATE 

iv ,., .-

1:4· . . ··'-·'·-·' ,. l·'.fl.{) '·' Page 2 

This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protection Agency, 

Office of Transportation and Air Quality Washington, DC I 

1. Particulars of the engine 

1.1 Name & address of manufacter: 

Caterpillar Inc. 

POBox600 

Mossville, Illinois 61552 

1.2 Place of engine build: 

Caterpillar Inc. 

Lafayette Engine Centei 

Lafayette, IN 47905 

1.3 Date of engine build: 

6/10/2003 

1.4 Place of pre-certification survey: 

Caterpillar Inc. 

Lafayette Engine Center 

Lafayette, IN 47905 

1.5 Date of pre-certification survey: 

06/17/2003 

1.6 Engine family: 

9CPXW78.1P15 

1.7 Models: 

3508,3512,3516 

/J.<J)~ r~ ---- Karl J. Simon, Director 

Compliance and Innovative Strategies Division 

Office of Trans ortation and Air uali 

1.8 Test cycle: 

E2 Variable-Pitch and Electrically-Coupled props 

(constant-speed propulsion engines) 

E3 General cycle (propulsion engine, fixed-pitch prop) 

E3 Cycle - results in data set 2 below 

1.9 Rated Power(kW) & Speed(RPM): 

783 1600 

1.10 Engine certificate number: 

CPX-IM0-09-02 

1.11 Test fuel: 

Distillate Diesel [ISO 8217, DM-G•·adc) 

1.12 NOx reducing device?: 

No 

1.13 Applicable NOx Emission Limit(g/kW -hr): 

10.29 

1.14 Engine NOx Emission Value(g/kW-hr): 

8.87 9.28 

2 Particulars of the Technical File: 

2. 1 Technical File number: 

LEXM0028-00 

2.2 NOx verification number: 

Included in technical file 
Technical File 

for 3400 Marine 

Auxiliary Engine 

(Engine Family YCPXM27.0MTA) 

SER. NO. 41202233 

AR NO. 238-5357 

PERF SPEC OK5352 

FULL LOAD STATIC FUEL 7 .89mm 

FULL TORQ. STATIC FUEL O.OOmm 

FUEL TIMING 30.0BTC 

BARE ENGINE HI IDLE 1513 RPM 

ENGINE MODEL 3412 

ROTATION CCW 

MAX 500 M 

ALT 1641 FT 

~~~~~ GOV 4W-6074 

INJECTOR 

FUEL VALVE 4W-7018 

TURBO 7C-2731 

POWER 716 BHP 534.0 BkW AT 1500 RPM 

115-5852 2 

Do Not Discard 

This Document is to be kept on board. 

CAT, CATERPILLAR, their respective logos, "Cateq>illar Yell ow" and the POWER EDGE trade dress, as well as corporate and 

product identity used herein, are trademarks of Caterpillar and may not be used without permission. Information contained in this 

document is privileged and copying is strictly prohibited. 

LEXM0024-00 

Page 1 of35 

©2009 Caterpillar 

All rights reserved 

Printed in U.S.A. 
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY 

OFFICE OF TRANSPORTATION AND AIR QUALITY 

ENGINE INTERNATIONAL AIR POLLUTION PREVENTION 

CERTIFICATE 

Page2 

This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protedtion Agency, 

Office of Transportation and Air Quality Washington, DC 

I 

1. Particulars of the engine 

1.1 Name & address of manufacter: 

Caterpillar Inc. 

POBox600 

MossviUe, Illinois 61552 

1.2 Place of engine build: 

Caterpillar Inc. 

Griffin Engine Center 

Griffin, GA 

1.3 Date of engine build: 

04/05/1999 

1.4 Place of pre-certification survey: 

Caterpillar Inc. 

POBox600 

MossviUe, Illinois 61552 

1.5 Date of pre-certification survey: 

06/07/1999 

1.6 Engine family: 

YCPXM27.0MTA 

1.7 Models: 

3406,3408,3412 

r)L -- I 

-·---F -----n 

Karl J. Simon, Director . _I . Compliance and Innovative Strategies Division 

Office of Trans ortation and ir uali 

1.8 Test cycle: 

D2 Auxiliary (constant-speed auxiliat1 engines) 

E2 Variable-Pitch and Electrically-C upled props 

(constant-speed propulsion engines) 

C1 Variable-Pitch and Electrically-Coupled props 

(variable-speed propulsion engines) 

1.9 Rated Power(kW) & Speed(RPM): 

534/485 1500 / 1800 

1.10 Engine certificate nwnber: 

CPX-IM0-00-12.2 

1.11 Test fuel: 

Residual Fuei(ISO 8217, RM-Grade) 

1.12 NOx reducing device?: 

No 

1.13 Applicable NOx Emission Limit~W -hr): 

1o.42 I 

1.14 Engine NOx Emission Value(g/kW..Jfr): 

10.4 9.4 8.3 

2 Particulars of the Technical File: I 

2.1 Technical File number: 

LEXM0024 - 00 

2.2 NOx verification number: 

Included in Tech File 
~~~ 

e 3500 Aux Marine Engine 

Technical File 

(Engine Family YCPXM78.1IMO) 

SER. NO. .$ AR NO. 

PERF SPEC 

OEM NO. 

FULL LOAD STATIC FUEL 

52800399 

2322466 

OK5497 

24.4 mm 

ENGINE MODEL 3508 

ROTATION 

MAX ALT 

ccw 

2600 M 

FTS(SLOPE) 0 

FLS (INTERCEPT) 0 

64 34 ECM SOFlWIAOE 2739059 

FUEL TIMING • mm "' 

POWER 968 kW A11800 RPM INJECTOR 2309457 

BARE ENGINE HI IDLE 1818 RPM TURBO 1135180 

USE SERVICE TOOL TO VERIFY CURRENT ENGINE SETIINGS 115-5852 2 

Do Not Discard 

This Document is to be kept on board. 

CAT, CATERPILLAR, their respective logos, "Caterpillar Yellow' and the POWER EDGE trade dress, as well as corporate and 

product identity used herein, are trademarks of Caterpillar and may not be used without permission. Infonnation contained in this 

document is privileged and copying is strictly prohibited. 

LEXM0026-00 

Page I of30 

©2009 Caterpillar 

All rights reserved 

Printed in U.S.A. 
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY 

OFFICE OF TRANSPORTATION AND AIR QUALITY 

ENGfNE INTERNATIONAL AIR POLLUTION PREVENTION 

CERTIFICATE 

Page 2 

This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protection Agency, 

Office of Transportation and Air Quality Washington, DC 

1. Particulars of the engine 

1.1 Name & address of manufacter: 

Caterpillar Inc. 

POBox600 

Mossville, Illinois 61552 

1.2 Place of engine build: 

Caterpillar Inc. 

Lafayette Engine Center 

Lafayette, IN 47905 

1.3 Date of engine build: 

6/10/2003 

1.4 Place of pre-certification survey: 

Caterpillar Inc. 

Lafayette Engine Center 

Lafayette, IN 47905 

1.5 Date of pre-certification survey: 

06/17/2003 

1.6 Engine family: 

YCPXM78.1IMO 

1.7 Models: 

3508,3512,3516 

Karl J. 

J~Simon, Director 

Compliance and Innovative Strategies Division 

Office of Trans ortation and Air uali 

1.8 Test cycle: 

D2 Auxiliary (constant-speed auxiliary engines) 

E2 Variable-Pitch and Electrically-Coupled props 

(constant-speed propulsion engines)- Test Data Set #2 

1.9 Rated Power(kW) & Speed(RPM): 

1102 1200 

1.10 Engine certificate number: 

CPX-IM0-00-02.2 

1.11 Test fuel: 

Distillate Diesel [ISO 8217, DM-Grade] 

1.12 NOx reducing device?: 

No 

1.13 Applicable NOx Emission Limit(glkW-hr): 

10.9 

1.14 Engine NOx Emission Value(glkW-hr): 

8.36 8.89 

2 Particulars of the Technical File: 

2.1 Technical File number: 

LEXM0026-00 

2.2 NOx verification number: 

Included in technical file 
Technical File 

for 3400 Marine 

Auxiliary Engine 

(Engine Family YCPXM27.0MTA) 

SER. NO. 40600917 

AR NO. 238-5347 

PERF SPEC OK-5372 

FULL LOAD STATIC FUEL 5.28mm 

ENGINE MODEL 3406 

ROTATION CCW 

MAX 750 M 

ALT 2461 FT 

~~~~I GOV 152-9080 

FULL TORQ. STATIC FUEL 5.28mm INJECTOR 

FUEL TIMING 14.0BTC FUEL VALVE 7W-7031 

BARE ENGINE HI IDLE 1818 RPM TURBO 110-8463 

POWER 462 BHP 344.5 BkW AT 1800 RPM 

115-5852 2 

Do Not Discard 

This Document is to be kept on board. 

CAT, CATERPILLAR, their respective logos, "Caterpillar Yellow'' and the POWER EDGE trade dress, as well as corpomte and 

product identity used herein, are trademarks of Caterpillar and may not be used without pennission. Infonnation contained in this 

document is privileged and copying is strictly prohibited. 

LEXM0024-00 

Page I of35 

©2009 Caterpillar 

All rights reserved 

Printed in U.S.A. 
-() ,... , '\'r. ,, 1 ...q 1 •. ~ ),.\. r..·· \ )' -., (·. 

+ ·- .... UNITED STATES ENVIRONMENTAL PROTECTION AGENCY 

OFFICE OF TRANSPORTATION AND AIR QUALllY 

ENGINE INTERNATIONAL AIR POLLUTION PREVENTION 

CERTIFICATE 

'"h 

.:.' 

Page2 

This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protection Agency, 

Office of Transportation and Air Quality Washington, DC 

1. Particulars ofthe engine 

1.1 Name & address of manufacter: 

Caterpillar Inc. 

P 0Box600 

Mossville, Illinois 61552 

1.2 Place of engine build: 

Caterpillar Inc. 

Griffin Engine Center 

Griffin, GA 

1.3 Date of engine build: 

04/05/1999 

1.4 Place of pre-certification survey: 

Caterpillar Inc. 

P0Box600 

MossviUe, Illinois 61552 

1.5 Date of pre-certification survey: 

06/07/1999 

1.6 Engine family: 

YCPXM27.0MTA 

1.7 Models: 

3406,3408,3412 

Karl J. Simon, Director 

Compliance and Innovative Strategies Division 

Office of Iran ortation and Air uali 

1.8 Test cycle: 

D2 Auxiliary (constant-speed auxiliary engines) 

E2 Variable-Pitch and Electrically-Coupled props 

(constant-speed propulsion engines) 

C1 Variable-Pitch and Electrically-Coupled props 

(variable-speed propulsion engines) 

1.9 Rated Power(kW) & Speed(RPM): 

534/485 1500 / 1800 

1.10 Engine certificate number: 

CPX-IM0-00-12.2 

1.11 Test fuel: 

Residual Fuei(ISO 8217, RM-Grade] 

1.12 NOx reducing device?: 

No 

1.13 Applicable NOx Emission Lirnit(g/kW -hr): 

10.42 

1.14 Engine NOx Emission Value(g/kW-hr): 

10.4 9.4 8.3 

2 Particulars of the Technical File: 

2.1 Technical File number: 

LEXM0024 - 00 

2.2 NOx verification number: 

Included in Tech File 
•. 

Technical File 

for C32 Marine 

Aux and Prop Engine 

(Engine Family 7CPXM32.1ENM) 

SER. NO. RND00133 

AR NO. 2956018 

COREAR 

FLS (INTERCEPT) -71 

FTS(SLOPE) 97 

FUEL TIMING 

ENGINE MODEL C32 

ROTATION CCW 

MAX 300 M 

ALT 984 FT 

PERF SPEC OK8317 

ECM SOFTWARE 311-0211 

INJECTOR 276-8307 

BARE ENGINE HI IDLE 1890 RPM TURBO 287-7210 

POWER 1300 BHP 969.5 BkW AT 1800 RPM 

USE SERVICE TOOL TO VERIFY CURRENT ENGINE SETTINGS 115-5852 2 

Do Not Discard 

This Document is to be kept on board. 

CAT, CATERPILLAR, their respective logos, "Caterpillar Yellow" and the POWER EDGE trade dress, as well as corporate and 

product identity used herein, are trademarks of Caterpillar and may not be used without pennission. Information contained in this 

document is privileged and copying is strictly prohibited. 

LEXM0025-00 

Page I of37 

Printed in U.S.A. 

©2009 Caterpillar 

All rights reserved 
UNITED STATES ENVIRONMENTAL PROTECTION AGENCY 

OFFICE OF TRANSPORTATION AND AIR QUALITY 

ENGINE INTERNATIONAL AIR POLLUTION PREVENTION 

CERTIFICATE 

Page 2 

This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protection Agency, 

Office of Transportation and Air Quality Washington, DC 

1. Particulars of the engine 

1.1 Name & address of manufacter: 

Caterpillar Inc. 

POBox600 

Mossville, Illinois 61552 

1.2 Place of engine build: 

Caterpillar Inc. 

Griffin Engine Center 

Griffin, GA 

1.3 Date of engine build: 

11/10/2006 

1.4 Place of pre-certification survey: 

Caterpillar Inc. 

Technical Center 

Mossville, Illinois 

1.5 Date of pre-certification survey: 

02/10/2007 

1.6 Engine family: 

7CPXM32.1ENM 

1.7 Models: 

C32 

Karl J. Simon, Director 

Compliance and Innovative Strategies Division 

Office of Trans ortation and Air uali 

1.8 Test cycle: 

D2 Auxiliary (constant-speed auxiliary engines) 

E2 & Cl Variable-Pitch and Electrically-Coupled 

props (constant-speed propulsion engines & variablespeed propulsion engine) C1 cycle-NOx =6.57 glkW-hr 

E3 General cycle (propulsion engine, fixed-pitch prop) 

1.9 Rated Power(kW) & Speed(RPM): 

875,1232, 970 1500,2300,1800 

1.1 0 Engine certificate number: 

CPX-IM0-07-02.1 

1.11 Test fuel: 

Distillate Diesel [94.108(a)(1)] 

1.12 NOx reducing device?: 

No 

1.13 Applicable NOx Emission Limit(g/kW -hr): 

10.05 

1.14 Engine NOx Emission Value(g/kW-hr): 

6.25 9.08 9.20 

2 Particulars of the Technical File: 

2.1 Technical File number: 

LEXM0025 - 00 

2.2 NOx verification number: 

Included in Technical File