Witness 

U.S. DEPARTMENT OF TRANSPORTATION 

FEDERAL AVIATION ADMINISTRATION 

OFFICE OF HEARINGS 

WASHINGTON, D.C. 

In the Matter ofNational Power Corporation 

2010-GL-70-0212 

Judge Richard Goodwin 

COMPLAINANT'S WITNESS AND EXHIBITS 

1. Mr. Christopher Zawarus, FAA Hazardous Materials Special Agent 

Exhibits 

1. C- 1- 11 

2. C-12 

3. C-13 

Shipper's Declaration of Dangerous Goods 

(Shipments from National Power Corp.) 

Letter to Mr. Christopher Zawarus of the FAA from Ira Alport 

Email from Ira Alport to Mr. Zawarus 
~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.) 

~ Shipper 7982 8541 0873 

~ National Power Corporation 

Air Waybill No. 

4330 West Belmont Avenue Page 1 of 1 Pages X v Chicago, IL 60641 

~v ~C1 ~ . Shipper's Reference Number 

36161 

~ Consignee 

I 

Creation Technologies, Inc 

Attn: Karla Orozco :FecJ2M® ~ 8977 Fraserton, Inc Unit 102 

~ Burnaby, BC V5J5G1 Canada Express 

Two completed and signed copies of this Declaration must I WARNING 

~ be handed to the operator .. 

~ TRANSPORT DETAILS Failure to comply with all respects with the applicable 

This shipment Is within the Airport of Departure Dangerous Goods Regulations may .be in breach of 

limitations prescribed for: Chicago, IL the applicable law, subject to legal penalties. 

~ (delete non applicable) 

~ .,.._ERI CARGO GO AIRCRAFT 

1\ ONLY 

Airport of DestinationM Burnaby, Canada Shipment type: (delete non-applicable) 

~ I NON-RADIOACTIVE I E I 

~ NATURE AND•Qt:JAN'T'I'FY"OF'J:>A'NGEROtlS"GOOOS .·<.·!\ ... 

Dangerous Goods Identification 

UN Class Quantity and Packing Authorization ~· Pack· type of packaging lnst. 

~ or Proper·S'hipping ·Name or Division lng 

~ 10 (Subsidiary 

Risk) Group 

No. 

UN Lithium lon Batteries 9 II 1 Fiberboard Box 965 

3480 @ 6.62kg G 

~ - ~- ~ ~· " 

~ ~ -------------'----------------- ---------.. - Additional Handling Information 

~ Do Not Load or Transport Package if damaged, Flammability Hazard Exists 

~ 0"-

tJ 

\J'-

I hereby declare that the contents of this consignment are fully and Name!Title of Signatory \) 

~ accurately described above by the proper shipping name, and are Maria Munoz, Office Manager 

-

'::t- classified, packaged, marked and labelled/placarded, and are in all Place and Date 

respects in proper condition for transport according to applicable Chicago, --- IL 01/08/10 International and National Governmental Regulations. I declare that ··~ ·~ all of the applicable air transport requirements have been met. Signature [A typed signature may be used it the ongin and destination 

(see warning above} ~-tne United States or its territories.] 

~ 1-800-813-9468 Emergency Telephone Number ('()__ - FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR 

~ v INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 v 

'EXHIB11 

1i ;C .. \ .D 

§ 
~ ·:::::::::~:::~~~i:~R DANGEROUS GOODS AicW,::::• ~~~~ ·~:;;~:; fuo •iclloo.) ~ 

.... 4330 West Belmont A'enoe P•g• 1 of 1 p,9., X v ~ 

Consignee 

~ Creation Technologies, Inc f; ~ - Attn: Karla Orozco en ~ 8977 Fraserton, Inc· Unit 102 ~ ® ~ ~ Burnaby, Be V5J5G1 Canada Express ~ 

~ TwocompletedandsignedcopiesofthisDeclarationmust I WARNING ~ 

- :;::::::"" "'port ofDopocrurn ~~~~:~~~o;:.:~.w~~~~,;~~:ct~a~lt~ .. ~~ '::'!~~b~~ - ~ ~~~::;:~~:~~;~!~~e~or: Chicago, IL the applicable law, subject to legal penalties. -

- ~~~~ ~~g~~FT I ~ ~ B b C d Shipment type: (delete non-applicable) ~ ~ AirportofDestinationM urna y, ana a 1 NON-RADIOACTIVE 1 E 1 ~ 

- NATURE· AND'Ql1AN'i'ITY"'F1lANGEROUS GOODS ' ~ 

-~· ~~o~ Dan:,:pu::::p:dge:::tion .~. ":."; ty~':n~:!;,~g~ng P~~~g Authohzation -~ 1-' (Subsidiary 

No. Risk) Group 

~ 80 Lithium ion Batteries 9 II ~iberboa~-~~~g G 965 ~ 

~ ~ ~ ~ ~ Aooltt~~.iH.,dlingtnfonnetioO-- ------------------- ------~- 'Ill Do Not Loed oc T rnMport Ped<ege if demegod. Flemmeblllly H=rn Exist. ~ 

- I hereby declare that the contents of this consignment are fully and Name!Title of Signatory ~ 

-

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager -

classified, packaged, marked and labelled/placarded, and are in all Place and Date 

respects in proper condition for transport according to applicable --

~ International and National Governmental Regulations. I declare that Chicago, IL 01108110 · .·.-·,. .. .. , .. Ny1

· 

all of the applicable air transport requirements have been met. Signature (A typed Signature may oe used if the ongm and destinatron 

-. 1-800-813-9468 Emergency Telephone Number I~ (\!)the United States or its terntones.j ttl-~-) 

FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAiiYs"RADIOACTIVE MAT~RIAL INTENDED FOR USE IN OR 

INCIDENT TO RESEARCH. MEDICAL DIAGNOSIS, OR TREATMENT. ADA EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.i .4.2.1 

EXHIBIT ' 

I :t-1-
-- :~li:::R'S DECLARATION FOR DANGEROUS GOODS (Provide ;;;s~ t~:;~o~:~~ the airline.) --

Air Waybill No. 

National Power Corporation 

4330 West Belmont Avenue Page 1 of 1 Pages 

Consignee 

Creation Technologies, Inc 

Attn: Karla Orozco 

8977 Fraserton, Inc Unit 102 

Burnaby, BC V5J5G1 Canada Express 

Two completed and signed copies of this Declaration must I WARNING ~ 

~~ ~::::::~:t:::~~:or Failure to comply with all respects with the applicable-r.;. ~ This shipment Is within the Airport of Departure Dangerous Goods Regulations may be in breach of ~ limitations prescribed tor: Chicago, IL the applicable law, subject to legal penalties. (delete non applicable) 

~ lmGO ERJ AIRCRAFT CARGO I - 'A ONLY I 

~ B b C d Shipment type: (deletenon-applicable) a. ~ Airport of DestinationM Urna y, ana a 1 NON-RADIOACTIVE 1 ;; E I ~ 

~ NATURE AND·"QlJl(NTJTY OF DANGER'OIJS"GOODS ·~·· 

~ Dangerous Goods Identification ~- UN Class Quantity and Packing Authorization 

or p . "'h' . N orDivisioA " Pack- .. , ' type of packaging lnst. . 

... ~~ ~N41N~S. 

0 

roper ..:, lppmg ame rsu~~~;ary G~~P --

Lithium lon Batteries 9 II 1 Fiberboard Box 965 

@ 9.86kg G 

~ t ~ ~ ~ "";,,.,,:;-,if!'"dllng lnfmm•tlo;;----~------ -------- ---- ----- ~­ Do Not Load or Transport Package if damaged, Flammability Hazard Exists 

~ ~ I hereby declare that the contents of this consignment are fully and Namerritle of Signatory ~ ~ \r"' ~ 

-

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager -· () 

classified, packaged, marked and labelled/placarded, and are in all Place and Date '!' 

respects in proper condition for transport according to applicable _ 

-

International and National Governmental Regulations. 1 declare that Chicago, IL -

01./0E/1 0 - ~ 

~ all of the applicable air transport requirements have been met. Signature [A typed stgnature may be used it the ong1n and destination ~ • \ 

(se~ w~e) ,...... ~the U~ts temtories.] I" 

1_800_

813_

9468 Emergency Telephone Number f\ )-\ '\ r- tt.,~ FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAIN's'RADIOACTIVE MATERIAL INTENDED FOR USE IN OR ~ '4-'·,,) ~ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT, ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1A.2,1 ~ < f)/ 

EXHIBIT 

j t·3 
--· ::::~R'S DECLARATION FOR DANGEROUS GOODS Air Wa::~~~::.e ;;;s~ t;:~;o~;At~ft,he_,airli n.:·/~). sA -- National Power Corporation /) , 

4330 West Belmont Avenue Page 1 of 1 Pages 

Chicago, IL 60641 

Shipper's Reference Number 

36420 

~ Consignee 

~ Agilent Technologies 

Attn: John Faick 

·. 1400 Fountaingrove Parkway Dock 4LS 

~ ::::;:: :d':::.:::w ~ "'' Deo.rn''" mum j WARNING Express ~ ~ r-be_h_a_n_d_ed __ w_~_e_·o_p_e_m_w_r ____________________ ~ ~ 

~. TRANSPORT DETAILS Failure to comply with all respects with the applicable ·-

~ This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of ~ limitations prescribed tor: Chicago, IL the applicable law, subject to legal penalties. (delete non applicable) 

~ I ~~gsgrrfJ~ I ~~ I ~ ~ AIRCRAFT ~ty\!~ ~ 

~ S t R CA Shipment type: (delete non-applicable) ~ ~ Airport of Destination: an a OSa ' 1 NON-RADIOACTIVE 1 " E I ~ 

-~ ~~NATUD::~~:~:·:::::~:i:;::ER0WS-taOODS --

Class Pack· Quantity and Packing Authorization 

- Proper·€hipping·Name . .or,Divisian ing type ofpacka,ging lnst. -

~ uN 0 Lithium ion Ba~eries ~:,"' '~"' 1 Fiberboard Box 965 ~ ~ @ 1.36kg G ~ 

~ ~ ~ . ~ ~ - ~ '.-ddiU~~aiHaodlloglofo<m•llo;;--- ~------ -------- ---- -----· ~ ()--., 

~ Do Not Load or Transport Package if damaged, Flammability Hazard Exists Namerr,·tle of Si'gnatory ~ 'i ~ I hereby declare that the contents of this consignment are fully and ~ '-.. 

-

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager ~ "' 

classified, packaged, marked and labelled/placarded, and are in all Place and Date ?\· 

respects in proper condition for transport according to applicable \J 

-

International and National"G·overnmentai'Regulations.'l de·clarethat Chicago, JL .Oilt2110 · ,~, J 

all of the applicable air transport requirements have been met. Signature (A typed s1gnature may be used,; the ong1n and destmanon I· 

(see warning above) are 1n the Un1ted States or as terntones.: 

~ 1_

800_

813_

9468 EmergencyTelephone Number <\)c._.{{}.--- . - . ; 

~ FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR •. ~. ~.4., ')'• . ~ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 ~ >~/ >--

EXHIBI:r 

I t.·'\ 
) ~ . . .-

-- :~:::~R'S DECLARATION FOR DANGEROUS GOODS (Provide ;;;~t~;;~o~:~~theairline.) -~ 

AirWaybill No. National Power Corporation 

4330 West Belmont Avenue Page 1 of 1 Pages T. .M/ s 'T 5 0_ 

Chicago, IL 

60641 

Shipper's Reference Number tJ ~ .-------~--36_4_4_0 _______________________________ ,~ 

Consignee 

~ Agilent Attn: John 

Technologies 

Faick 

~ ec ~ ~ 

~ ~ t--1-40_0_F_o_u-nt-a-in-gr-ov_e_P_a-rk_w_a_y_D_oc_k_4_L_S Santa Rosa, CA 95403-1799 ____ ,---------~------®-R Express -------1 ~ ~ 

~ Two completed and signed copies of this Declaration must I WARNING ~ ~ be handed to the ·operator ~ 

~ TRANSPORT DETAILS Failure to comply with all respects with the applicable ~ ~ This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of ~ ~~ limitations prescribed tor: Chicago, IL the applicable law, subject to legal penalties. ~- ~ (delete non applicable) ~ 

I AND PASSENGER CARGO I !j~ 

AIRCRAFT Y 

~ Santa Rosa , CA Shipment type: {delete non-applicable) ~ ~ Airport of Destination: I NON-RADIOACTIVE 1 E 1 ~ 

~ NATURE AND'QtJA:NITITY''OFDANGEROUS~GOODS ' · ~ 

~ ~ Dan::::::~:~:·~::tion ;,!::; ~: ~~~n~:;~ng ~~~~g Authm;zation ~· ~ No. Risk) Group ~ 

~ 3u

4

N

80 

Lithium lon Batteries 9 II 1 Fiberboard Box 965 ~ ~ @ 2.06kgG ~ 

~ ·~ ~ - ~ ~ ~ 'Addlt;O:,aliia"dU"g lnfo•matlo;;--- ~-- ------------ ---- ----- ~ ~ Do No! Load "Trn"'port Paokage ffdamagod. FJ•mm•biUJy H~"d Bi•ts ~ cf - I hereby declare that the contents of this consignment are fully and Name!ritle of Signatory ~ '1""'-o 

-

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager ~ "L 

classified, packaged, marked and labellecl/placarded, and are in all Place and Date 

respects in proper condition for transport according to applicable Chicago, IL 01115110 International and National Governmental Regulations. I declare that 

all of the applicable air transport requirements have been met. 

1-800-813-9468 Emergency Telephone Number 

Signature [A typed stgnature may be used it the orig1n and destmat1on 

(see warning above) are in the Un1ted Staies or 1ts territones.] 

~. FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR ~ . 

~ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 ~ 

~EXHIBir:J" 
~ ~:;;:::::~:::::::R DANGEROUS GOODS Aic Wa::.~::• ~~-: ·;~~;~;~; l;h"l'li"'.) ~ 

~ 4330 West Belmont Avenue Page 1 of 1 Pages i / \.h J f ,/)7 ~ Chicago, IL 60641 \/h. / V /'--!7 ~ Shipper's Reference Number f.J. V 

Consignee 

Creation Technologies, Inc 

Attn: Karla Orozco 

36559 

,-------'----1-~ 

8977 Fraserton, Inc Unit 102 Fecf2M® ~ Burnaby, BC V5J5G1 Canada Express ~ 

~ Two completed and signed copies of this Declaration must I WARNING ~. ~ be handed to the operator ~ 

.. TRANSPORT DETAILS Failure to comply with all respects with the applicable r.;- ~ This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of .~ - limitations prescribed tor: Ch th r bl 1 b' t t 1 1 If 

~ rm~:r~~'!,~FT I icago, IL eapp tea e aw,su JBC 0 ega pena lOS. ~~ 

a.; Burnaby, ·canada Shipment type: (delete non-applicable) 

~ Airport of DestinationM I NON-RADIOACTIVE 1 E 1 

- 1--N_A_:r_U_R_E_'A_N_D_'_'C_tJ_'A_N_' T_I_TY_· _·o_· _F'_·o_·:A._ff'l_G_E_R_O_U_S_G_O_O_D_S_-.--------:-----.------r---------1 ~· 

~ Oangemu' Good' ldentificalion ~ 

~ ~ ~ ~ ~ ~ ~ Aoolli~;,JHonollnglnfo=•tloO-- --------------- ---- ----- -

~ ~D=o=N=o=t=L=o=a=d=o=rT=r=a=n=sp=o=rt=P=a=c=k=a=g=e=if=d=a=m=a=g=e=d=,=FI=a=m=m=a=b=ili=ty=H=a=z=a=rd==Ex=is=t=s====r=====================================~~ ,20' ~ I hereby declare that the contents of this consignment are fully and Namerritle of Signatory ~ "-\' 

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager 

classified, packaged, marked and labellecl/placarded, and are in all 

respects in proper condition for transport according to applicable 

International and National Governmental Regulations. I declare that 

all of the applicable air transport requirements have been met. 

1-800-813-9468 Emergency Telephone Number 

Signature [A typed s1gnarure may oe used if the orig1n and desunatton 

(see warning above) are 1n the United Stares or its territones.) 

~rYt---- • FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR .: /. \ 

~ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 ~ \ 
~~ :::::~R'S DECLARATION FOR DANGEROUS GOODS Air Wa::~~~:i:.e ;;;~ t~r;; ~o~;~~ t/he airline.)~-·. 

National Power Corporation y 1- /) 4330 West Belmont Avenue Page 1 of 1 Pages -,j a f v 'Ln ~ Chicago, IL 60641 1>o...J V 

Consignee 

Creation Technologies, Inc 

~ Attn: Karla Orozco 

~ 8977 Fraserton, Inc Unit 102 

- Burnaby, BC V5J5G1 Canada Express ~ 

• Two completed and signed copies of this Declaration must I WARNING ~ ~ be handed to the operator 'I ~ 

~ TRANSPORT DETAILS Failure to comply with all respects with the applicable ~~ ~ This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of ~ limitations prescribed tor: Chicago, IL the applicable law, subject to legal penalties. {delete non applicable) 

Burnaby, Canada Shipment type: (delete non-applicable) 

I NON-RADIOACTIVE I Ei 

~ ~ Daog:,:::,::::;::·~::tioo ;5:; '::," ,a":,~~:g~og P~~~~~g A"'hohzat;oo - ~ Group 

Lithium ion Batteries 9 II 1 Fiberboard Box 965 

@ 5.28kg G 

~ -

- - ~ . ~ ~ "ilddH;~;;-.iHoodting lnformatlo;;--- --------------- ---- ----- - ~ F=D=o=N=o=t=L=o=ad==o=r=T=ra=n=s=po=rt==P=a=ck=a=g=e=if=d=a=m=a=g=e=d=,F=I=a=m=m=a=b=il"=lty===Haz=a=r=d=E=x=is=ffi====;=====================================~~ 

~ I hereby declare that the contents of this consignment are fully and Name!Title of Signatory ~ 

--

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager .. ·~· ·.· ~~-\)~· . classified, packaged, marked and labelled/placarded, and are in all Place and Date .~-

respects in proper condition for transport according to applicable Chicago, IL 03102110 International and National Governmental Regulations. I declare that 

all of the applicable air transport requirements have been met. Signature [A typea s:gnature may be used ilthe origrn and destination 

~ '"' ""'OAC"" ::~:,~:~,~~:: """"~ '"' _::::::::::::~:.,~~~"::::,:: ~ v! ., INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 ~ r/ 

.EXHIBIT 
.~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.) 

~ Shipper 7984 6181 4731 

National Power Corporation 

Air Waybill No. 

4330 West Belmont Avenue Page 1 of 1 Pages 

~ XV VVMA Chicago, IL 60641 

~ Shipper's Reference Number 

36302 

~ Consignee 

I 

Creation Technologies, Inc fed]M® Attn: Karla Orozco 

~ 8977 Fraserton, Inc Unit 102 

~ Burnaby, BC V5J5G1 Canada Express 

Two completed and signed copies of this Declaration must I WARNING 

~ be handed to the ·operator 

~ TRANSPORT DETAILS Failure to comply with all respects with the applicable 

This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of 

limitations prescribed for: Chicago, IL the applicable law, subject to legal penalties. (delete non applicable) 

~ ~ 1m=~~ I CARGO 

~ AIRCRAFT 

ONLY 

~ Airport of DestinationM Burnaby, Canada Shipment type: (delete non-applicable) 

L NON-RADIOACTIVE I El 

NATURE AN'D'Q'tJANTITY·'OF''DANGEROIJS"G'OODS 

- Dangerous Goods Identification 

~ UN Class Quantity and Packing Authorization 

~· Pack- or type of packaging In st. Proper'Shipping"Name .. '· ··~«-Division ing ID (Subsidiary Group 

No. Risk) 

~ UN Lithium lon Batteries 9 II 1 Fiberboard Box 965 

3480 @ 7.12kg G ~ 

~ ~ ~ ~ ~ ~ ---------------------------- --------- Additional Handling Information 

Do Not Load or Transport Package if damaged, Flammability Hazard Exists 

~ (}... 

~ i\J 

I hereby declare that the contents of this consignment are fully and Name/Title of Signatory \)'-

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager 

~ \\ 

respects 

classified, 

in 

packaged, 

proper condition 

marked 

for 

and 

transport 

labelled/placarded, 

according to 

and 

applicable 

are in all Place and Date ~ , Chicago, .IL .03/1.0/tO 

~ 

~ International anti Nationai'Governmeiital Regulations. I declare that ,,~ all of the applicable air transport requirements have been met. Signature [A tyoea s1gnature may be used if tne ong;n and destination 

N 

~ 1-800-813-9468 Emergency Telephone Number 

(~the Un1ted States or llSterntones.] 

.~ -

. 

, ,, 

FOR 

INCIDENT 

RADIOACTIVE 

TO RESEARCH, 

MATERIAL 

MEDICAL 

SHIPMENT 

DIAGNOSIS, 

ACCEPTABLE 

OR TREATMENT. 

FOR PASSENGER 

ADR EUROPEAN 

AIRCRAFT, 

TRANSPORT 

THE SHIPMENT 

STATEMENT: 

CONTAINS 

CARRIAGE 

RADIOACTIVE 

IN ACCORDANCE 

MATERIAL INTENDED 

WITH 1.1.4.2.1 

FOR USE IN OR 

~ 7 

£XHIBIJ' 

··~ ~ .s .c-f 
~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.) .. 

~ Shipper 7984 6181 4720 ~ 

-~ ~:~i~~~=to;~~~~~p~~:~~~ Chicago, IL 60641 :~:ay~ill :~· 1 Pages X v v 'GI K j A- -~ Shipper's Reference Number \ 

36302 ' I 

~ Consignee~ r --------------------------I ~ 

~ Creation Technologies, Inc 1: ~ ~ 

~ ~~~~ ~~~:e~~~~~~c Unit 102 reus>~® ~ ~ Burnaby, BC V5J5G1 Canada Express ~ 

~ Two completed and signed copies of this Declaration must I WARNING ~ ~ be handed to the operator · '" · ~ 

~ TRANSPORT DETAILS Failure to comply with all respects with the applicable ~ ~ This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of ~ ~ limitations prescrib~.d for: Ch' IL the applicable law, subj'ect to legal penalties. ~ ~ (deletenonapplica81e) tcago, ~ 

~ I~~~ I ~~&~~FT I ~ 

-

B b C d Shipment type: (delete non-applicable) ~ Airport of DestinationM Urn a y, ana a E . . l NON-RADIOACTIVE I 

~~ ~~NATUD:~~~:~,:~=~d::~~t:;~;i:~EROUS GOODS · ·" ~~ class Pack- Quantity and Packing Authorization 

P . Sh' ' N or Division 'type.of.packaging lnst. ~ 10 rope!"' ·lpplng ame (Subsidiary ing ~ 

~ ~~-4N-No.8-,0-+--------------------~---Ris-k)--+--Gr-ou_p--r-------------------+--------+------------~-~ Lithium .I on Batteries 9 II 1 Fiberboard Box 965 

@ 7.64kg G 

~ ~ ~ ~ ~ Addlti~OaiH.,dllnglnfo,malio;;-~~~~~~~~---~~~~~~- ~~~- ~~~~~ ~ ~ ~ Do NoiLo•d '' T ""'port Paokag• ffd•m•g•d. Fl•mm•bllity H•~" Odsffi ~ ~ 

~ I hereby declare that the contents of this consignment are fully and Name/Title of Signatory ~ ~ 

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager -

classified, packaged, marked and labelled/placarded, and are in all Place and Date ~- respects in proper condition for transport according to applicable 

-

International and National Governmental Regulations. I declare that Chicago, IL 03'

10'10 ~ 

. · all of the applicable air transport requirements have been met. Signature [A typed s1gnature may be used 1t the ong1n and destination 

(see warning above) are m the Un1ted States or its terntones.~· jv ~ 1

_

800_813_9468 Emergency Telephone Number -

~. . FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR ~. \ \ 

~ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1 .4.2. 1 ~ 

EXHIBI1 

i ·r- 1 
~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.) 

~ Shipper 7933 8820 7231 

National Power Corporation 

Air Waybill No. 

4330 West Belmont Avenue Page 1 of 1 Pages 

'~- v / -1v {LfJ 

~ Chicago, IL 60641 

~ Shipper's Reference Number 

36415 

Consignee 

I 

Creation Technologies, Inc 

~ Feci2M® Attn: Karla Orozco 

~ 8977 Fraserton, Inc Unit 102 

~ Burnaby, BC V5J5G1 Canada Express 

Two completed and signed copies of this Declaration must I WARNING 

be handed to ·the ·operator 

~ 

~ TRANSPORT DETAILS Failure to comply with all respects with the applicable 

~ This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of 

limitations prescribed for: Chicago, IL the applicable law, subject to legal penalties. (delete non applicable) 

~ ,.~~, CARGO 

~ AIRCRAFT 

ONLY 

~ Airport of DestinationM Burnaby, Canada Shipment type: {delete non·app/icable} 

I NON-RADIOACTIVE I E I 

NATURE AND 'ClUANTITY OF DANGEROUS GOODS ,,. ..... , .. 

~ Dangerous Goods Identification 

~ UN Class Quantity and Packing Pack· Authorization or type of packaging In st. Proper'Shipping Name or Division ing ., ... 

~ ID (Subsidial)' Group 

No. Risk) 

~ UN Lithium ion Batteries 9 II 1 Fiberboard Box 965 

3480 @ ·7.73kg G 

~ ~ ~ ~ ~ ~ ---'----------'---------------- --------- Additional Handling Information 

Do Not Load or Transport Package if damaged, Flammability Hazard Exists 

~ G"\ 

~ N 

I hereby declare that the contents of this consignment are fully and Name/Title of Signatory ~ 

accurately described above by the proper shipping name, and are Maria Munoz, Office Manager 

~ \\ 

classified, packaged, marked and labelled/placarded, and are in all Place and Date )- respects in proper condition for transport according to applicable Chicago, IL 03/25/10 -.. 

~ International and National Governmental Regulations. I declare that Cl 

all of the applicable air transport requirements have been met. Signature [A typed Signature may be used if the orig1n and dest1nat1on 

~ (see warning above) are 1n tne United States or ns terntones.} 

1-800-813-9468 Emergency Telephone Number 

('(}__~ 

~ ~ FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFf, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR /f / 

INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADA EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 / 

EXHIBIT 

41 

~~- 11 .D 

~ 
-

- :li::~R'S DECLARATION FOR DANGEROUS GOODS {Provide;;;~ t;r;;~;;;: the airline.) ~~ 

Air Waybill No. National Power Corporation 

4330 West Belmont Avenue 1 1 / J ,fl /'1 

~ Chicago IL 60641 :~~:per's R::erenc:~~:ber '/G V ''/ V fL 1T ~ 

Consignee 

Creation Technologies, Inc 

Attn: Karla Orozco 

8977 Fraserton, Inc Unit 102 

Burnaby, BC V5J5G1 Canada 

Fed2IT® 

Express 

~ Two completed and signed copies of this Declaration must I WARNING ~ , be handed to the·operator ~ 

~ TRANSPORT DETAILS Failure to comply with all respects with the applicable ~ ~ This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of ~ ~- limitations prescribed tor: Chicago, IL the applicable law, subject to legal penalties. ~~ ~ {delete non applicable) ~ 

~ B b C d Shipment type: (deletenon·app/icable) ~ ~ Airport of DestinationM urna y, ana a 1 NON-RADIOACTIVE 1 ~; ·)(I• E I ~ 

~ NATURE AND·c(i)I::JANlfFI':Y·0F DANG·ER01::1S·GOODS ~ 

~~ ~~ Dang:::, :~:~:e::lion ~;~ ·~- typ~~"i~~g~ng p~:~g Aothohzatlon ~- 1 D (Su~~~;ary Group 

No. 

~~ U

34

N

80 

Lithium lon Batteries 9 II 1 Fiberboard Box 965 ~ ~ @ 7.25kg G ~ 

~ 

~ - ~ ~ - - -

- 'A'dditi~~alHandling lnformatio;--- ,_-------------- ---- ----- -~ ~ Do Not Load or Transport Package if damaged, Flammability Hazard Exists \i' 

Q 

-.

- I hereby declare that the contents of this consignment are fully and Namefritle of Signatory .~~. ~\)J,· accurately described above by the proper shipping name, and are Maria Munoz, Office Manager ~ 

classified, packaged, marked and labellecllplacarded, and are in all Place and Date 

respects in proper condition for transport according to applicable 

~ International and National Governmentai'Regulations.l declare that Cbicago,.J.L ·

03125110 ~· N. 

all of the applicable air transport requirements have been met. Signature lA typea stgnature may be used tithe ongrn and destrnatron 

(see warning above) are 1n the United States or Hs terrrtones.j 

~ 1_800_813_9468 EmergencyTelephone Number ("{).._ ~ -~p 

~ FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR ~.·. ·· 

~ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 ~ 

EXHIBIT 
To: 

., :{Ji·,-:;>r±-!jt.f-If''-· National Power Response to FAA File No. 2010GL700212 

"Ira Alport (National Power Corporation)" <ialport@nationalpower.com>- Thursday 

06/10/2010 05:37 PM 

Please find attached our response to your correspondence of May 28, 2010 concerning FAA File No: 

2010GL700212. 

Ira Alport 

NATIONAL POWER CORPORATION 

4330 W. Belmont Avenue 

Chicago, Illinois 60641 

Ph. 773-685-2662 

Fax. 773-439-6692 

This Email contains proprietary information and is confidential. If you are not the intended recipient of this Email, you are hereby notified 

that any dissemination, distribution or copying of this message is strictly prohibited, If you receive this message in error, please delete it 

immediately. 

Response to FAA File No 201 OG L 700212. pdf Maria Munoz H azrnat Certificate 2009. pdf Juan Manzo H azmat Certificate. pdf 

Lee Nicholson Hazmat Certificate.pdf Marcie! Ramirez Hazmat Certificate 2009.pdf 

,\J._OIA~ ~{; 
~ ... 

~,. . I nat1ona· power 

CORPORATION@ 

June 10, 2010 

Attn: SA Christopher G. Zawarus 

U.S. Department of Transportation 

Federal Aviation Administration 

Hazardous Materials Branch 

2300 E. Devon Ave. Room 223 

Des Plaines, IL 60018 

Re: FAA File No.: 2010GL700212 

Dear Special Agent Zawarus: 

Regarding a response to your letter of 28 May 2010, National Power Corporation responds as 

follows: 

1. Representatives of National Power and its attorney met with you, your paralegal and 

attorney at the offices of National Power on 17 May 2010. At that time National Power 

provided you with a sample of the Group II packaging used to ship certain battery samples and 

the required labels that accompany said packaging. They also provided you with the waybills 

listed in your letter. You raised a question as to the compliance with regulations concerning 

prototype Li-lon battery packs and if they could be shipped under packing instruction 965. Your 

research later concluded that it did and that special approval was needed from PHMSA. 

2. Air waybills No. 7981 4188 8295 and 7930 2138 6627 dated 11/16/2009 contained tested 

and certified packs. These should not have gone out as class 9 hazmat. Therefore there was no 

violation of shipping regulations here. 

3. The remainder of these shipments (all less than 100Wh battery packs classified as "small", 

and designed to meet the requirements of each test in the UN Manual of Tests and Criteria 

using only Lithium lon cells of a type proven to meet the requirements of the UN Manual of 

Tests and Criteria) were offered for shipment under a reasonable and good faith basis believing 

that they were in conformance with all applicable regulations, but without the knowledge that 

special approval by PHMSA was needed. After you pointed out certain deficiencies between 

the labels and documentation regarding the 24-hour manned telephone number, National 

Power agreed to correct them immediately and has done so. National Power now provides the 

same 24-hour Chemtrec telephone number on both the label and shipping documentation. 

When your letter arrived explaining the result of your research, National Power immediately 

instructed its hazmat employees to discontinue air-freight shipments of untested prototype 

4330 West Belmont Avenue • Chicago, IL 60641 • Phone 773-685-2662 • Fax 773-685-8316 • nationa!power.com 

&" \? 
~ ... 

~,.. t· I na 1ona power 

CORPORATION@; 

batteries pending receipt of special approva I from PHMSA (see application tracking 

information). Employees were provided function specific training in compliance with 49 CFR 

§172.704 Subpart (H). (Course outline attached) 

4. National Power's NAICS classification is 3359~1 and has less than 500 employees which 

· means it is classified as a small business without regard to its gross sales. 

5. Copies of hazardous materials training records a long with the course outline (which mentions 

function-specific training) in accordance with the HMR are attached as are an explanation of 

specific corrective actions implemented to prevent similar, albeit unintended, violations of 

regulations. 

6. National Power will dedicate a page on its web site to these regulations to alert its customers 

and general marketplace of these regulations and methods for proper and compliant shipment. 

If further clarification is needed please contact our attorney directly. 

Sincerely, 

NATIONAL POWER CORPORATION 

Ira Alport 

President 

Digitally signed by Ira Alpert 

DN: cn7lra Alpert, o;NATIONAL 

POWER CORPORATION, ou, 

email;::::;ialport@nationalpower.c 

om,c;US 

Date: 2010.06.10 17:34:33 -05'00' 

cc: Martin A. Blumenthal 

4330 West Belmont Avenue • Chicago, IL 60641 • Phone 773-685-2662 • Fax 773-685-8316 • nationa!power.com 
[WARNING : MESSAGE ENCRYPTED] Test Report 

Ira AI port (National Power Corporation) 

Cc marty 

Christopher G 

Zawarus 

____ , ______ ...,.,.;._~--

This message has been replied to. 

I apologize for our late response. 

07/14/2010 02:43PM 

Attached is the UN/lATA testing report for the battery packs shipped on Air Waybill 79814188 8295 and 

7930 2138 6627 dated 11/16/2009 for Zonare Medical Systems. 

I've also attached training certificates for the course referenced in our email exchange of June 18, 2010 

along with files of the course itself. 

We are still awaiting special approval from PHMSA. I spoke with them yesterday and it was apparent 

from my conversation that our application had fallen in a crack. Mr. Darral Relerford, Special Permits 

and Approvals PHH-31, Office of Hazardous Materials Safety, Pipeline and Hazardous Materials 

Safety Administration, U.S. Department ofTransportation advised he would have this taken 

care of in the next couple of days. He can be reached at 202-366-0260. 

Please let me know if you have any additional questions. 

Regards, 

Ira Alport 

NATIONAL POWER CORPORATION 

4330 W. Belmont Avenue 

Chicago, IL 60641 

Ph: 773-685-2662 

Fax: 773-439-6692 

05-26675 D LS Electronics Systems Zonare Medical S ys. pdf M arciel Ramirez Shipping B atteries(IA T A and D 0 T) 07021 0. pdf 

Joel Alport Shipping Batteries(IAT A and DOT) 06291 O.pdf Lee Nicholson Shipping Batteries(IATA and DOT)· 06251 O.pdf 

~ ~ Maria Munoz· Shipping Batteries(IAT P. and DOT)-06211 O.pdf Ira Alport-Shipping Batteries(IATA and DOT)-06181 O.pdf 

Dt ~'- ~~ ~ ~ v~ 

Module 1_ Shipping Batterie ... pdf Module 2_ Shipping Batterie ... pdf Module 3_ Shipping Batterie ... pdf