.. I '-.__...... 

# 3600 Prop Marine Engine Technical File (Engine Family 9CPXW296.P36)

SER. NO
. 1 PD00485 ENGINE MODEL 3616 AR NO. 7E7016 ROTATION 

### CCW PERF SPEC OK7385 MAX ALT 200 M FULL TORQ
. STATIC FUEL 

### 9.1 mm FULL LOAD STATIC FUEL 

### 9 .1 mm FUEL TIMING 118.6 mm POWER 5650 kW AT 1000 RPM INJECTOR 

### 2249090 2848276 115-5852 2 BARE ENGINE HI IDLE 1010 RPM TURBO



# Do Not Discard This Document is to be kept on board.

CAT, CATERPILLAR, their respec tive logo s, " C aterpill ar Ye llow" and the P OWER EDGE trade dr ess , as well as corpora t e and pro duct identity u sed herein , are trademarks o f Cate rpill ar and m ay no t be used witho ut permi ss ion . Inf o rmation contained in thi s do cument is privileged and copying i s strictly prohibited
. L

EXM0 03 1-00 ©2009 C aterpillar A ll rights reserved

Printed in U . S.A.UNITED STATES ENVIRONMENTAL PROTECTION AGENCY OFFICE OF TRANSPORTATION AND AIR QUALITY ENGINE INTERNATIONAL AIR POLLUTION PREVENTION CERTIFICATE Page 2 This is to certify that this record is correct in all respects . Issued at U . S . Environmental Protection Agency, Office ofTransportation and Air Quality Washington , DC



### 1. Particulars of the engine 1.1 Name & address of manufacter : 

### Caterpillar Inc . POBox600 Mossville, Illinois 61552

2 Place ofengine build: 

### '"C aterpillar Inc .

Lafayette Engine Center Lafayette, IN 47905 1.3 Date of engine build: 

### 9/24/1999 1.4 Place of pre-certification survey : 

### Caterpillar Inc. Lafayette Engine Center Lafayette, IN 47905 1.5 Date of pre-certification survey: 

### 10/1/1999 1 .6 Engine family : 

### 9CPXW296.P36 1 .7 Models : 

### 3606,3608,3612,3616,3618

# ~-- Karl J
. Simon, Director Compliance and Innovative Strategies Division Office ofTrans ortation and Air uali
1 . 8 Test cycle : 

### E3 General cycle (propulsion engine, fixed-pitch prop) E2 Variable-Pitch and Electrically-Coupled props (constant-speed propulsion engines) E2 Cycle

- results in data set 2 below 1 . 9 Rated Power(kW) & Spee d(RPM) : 

### 3460 I 2460 900 /1000 1 . 10 Engine certificate number : 

### CPX-IM0-09

-04 1.11 Test fuel : 

### Distillate Diesel [ISO 

### 8217 , DM-Grade] 1 . 12 NOx reducing device ?: 

### No 1 . 13 Applicable NOx Emission Limit(glkW-hr) : 

### 11.19 1.14 Engine NO x Emission Value(glkW-hr) : 

### 9.83 6.98 2 Particulars of the Technical File: 2 . 1 Technical File number : 

### LEXM0031-00 2 .2 NOx verification number : 

### Included in technical file

# ~i' 3500 Prop Marine Engine rechnical File @ 

# 1500 & 1600 RPM (Engine Family 9CPXW78.1P15)

SER. NO. 52J00312 ENGINE MODEL 3512 AR NO. 2322505 ROTATION CCW PERF SPEC OK5412 MAX ALT 700 OEM NO. FULL LOAD STATIC FUEL 20.9 mm FTS(SLOPE) 0 FLS (INTERCEPT) 0 M

FUEL TIMING 64.34 mm POWER 1249 kW AT1600 RPM ECM SOFTWARE 2598248 INJECTOR 2501308 BARE ENGINE HI IDLE 1730 RPM TURBO 1884621 USE SERVICE TOOL TO VERIFY CURRENT ENGINE SETTINGS 115-5852 2



# Do Not Discard This Document is to be kept on boardo

r, CATERPILLAR, their respective logos, "Caterpillar Yellow" and the POWER EDGE trade dress, as well as corporate and product identity used in, are trademarks of Caterpillar and may not be used without pennission. Infonnation contained in this document is privileged and copying is tly prohibited.**~0028-00** ©2009 Caterpillar All rights reserved

Printed in U.S.A. · · J 'i'·": · 'l • . • · "t I
. . I •• I**·~ ,**  • • 

## .,

. .. 

### ' / .;. - , 

## ,,, .. , 

## ...... '• d '\ ) ' 

### LLI :· ·

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# . . • .**.** . l .::**~** UNITED STATES ENVIRONMENTAL PROTECTION AGENCY OFFICE OF TRANSPORTATION AND AIR QUALITY ENGINE INTERNATIONAL AIR POLLUTION PREVENTION CERTIFICATE 

# i v ,. , .- 1:4

· . . · · '- ·'· -· ' ,. l · '.fl. { ) '·' Page 2 This is to certify that this rec ord is correct in all re spects. Issued at U.S. Environmental Protection Agency , Office ofTransportation and Air Quali ty Washington , DC 

## I

1. Particulars of the engine 1.1 Name & address of manufacter : 

### Caterpillar Inc. POBox600 Mossville, Illinois 61552 1. 2 Place ofeng ine build: 

### Caterpillar Inc . Lafayette Engine Centei Lafayette, IN 47905 1 . 3 Date of engine build : 

### 6

/10/2003 1.4 Place of pre-certificat ion survey : 

### Caterpillar Inc . Lafayette Engine Center Lafayette, IN 47905 1 .5 Dat e of pre-certificat ion survey: 

### 06/1 7/2003 1.6 Engine famil y: 

### 9CPXW78 .1P 15 1.7 Mode ls : 

### 3508,3512,3516

# /J.<J)~**r~ ----**  Karl J. Simon , Director Compliance and Innovative Strategies Division Office ofTrans ortation and A ir uali
1 . 8 Test cycle: 

### E2 Variable-Pitch and Electrically-Coupled props (constant-speed propulsion engines) E3 General cycle (propulsion engine, fixed

- pitch prop) E3 Cycle

- results in data set 2 

### below 1 .9 Rated Power(kW) & Speed(RPM): 

### 783 1600 1.10 E ngine certificat e number: 

### CPX-IM0-09-02 1 . 11 Test fuel : Distillate Diesel [ISO 8217, DM-G•·adc) 1 . 1 2 NOx reducing de v ic e?: 

### No 1 . 13 Applicab le NOx Emission Limit(g/kW-hr) : 

### 10.29 1 . 14 Engi ne NOx Emission Value(g/kW-hr): 

### 8.87 9.28 2 Particulars of the Technical F ile: 2. 1 T echnical File number : 

### LEXM0028-00 2.2 NOx verification number : 

### Included in technical file

# Technical File for 3400 Marine Auxiliary Engine (Engine Family YCPXM27.0MTA)

SER. NO. 41202233 AR NO. 238-5357 PERF SPEC OK5352 FULL LOAD STATIC FUEL 7 .89mm FULL TORQ. STATIC FUEL O.OOmm FUEL TIMING 30.0BTC BARE ENGINE HI IDLE 1513 RPM ENGINE MODEL 3412 ROTATION CCW MAX 500 M ALT 1641 FT

### ~~~~~ GOV 4W-6074 INJECTOR FUEL VALVE 4W-7018 TURBO 7C-2731 POWER 716 BHP 534.0 BkW AT 1500 RPM 115-5852 2 

# Do Not Discard This Document is to be kept on board.

CAT, CATERPILLAR, their respective logos, "Cateq>illar Yellow" and the POWER EDGE trade dress, as well as corporate and product identity used herein, are trademarks of Caterpillar and may not be used without permission. Information contained in this document is privileged and copying is strictly prohibited. LEXM0024-00



### Page 1 of35 ©2009 Caterpillar All rights reserved

Printed in U.S.A.UNITED STATES ENVIRONMENTAL PROTECTION AGENCY OFFICE OF TRANSPORTATION AND AIR QUALITY ENGINE INTERNATIONAL AIR POLLUTION PREVENTION CERTIFICATE Page2 This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protedtion Agency, Office ofTransportation and Air Quality Washington, DC 

## I

1. 

### Particulars of the engine 1.1 Name & address ofmanuf a cter: 

### Caterpillar Inc. POBox600 MossviUe, Illinois 61552 1.2 Place ofengine build : 

### Caterpillar Inc. Griffin Engine Center Griffin, GA 1.3 Date ofengine build: 

### 04/05/1999 1 .4 Place of pre-certification survey: 

### Caterpillar Inc. POBox600 MossviUe, Illinois 61552 1.5 Date of pre-certification survey : 

### 06/07/1999 1 .6 Engine family: 

### YCPXM27.0MTA 1.7 Models: 

### 3406,3408,3412 

# r)L

-- I


# -·- - - F -----n Karl J. Simon, Director
. 

## _ I
. Compliance and Innovative Strategies Division Office ofTrans ortation and ir uali
1 .8 Test cycle: 

### D2 Auxiliary (constant-speed auxiliat 1 

### engines) E2 Variable-Pitch and Electrically-C upled props (constant-speed propulsion engines) C1 Variable-Pitch and Electrically-Coupled props (variable-speed propulsion engines) 1.9 Rated Power(kW) & Speed(RPM): 

### 534/485 1500 / 1800 1 .1 0 Engine certificate nwnber: 

### CPX-IM0-00-12.2 1.11 Test fuel: 

### Residual Fuei(ISO 8217, RM-Grade) 1.12 NOx reducing device?: No 1 . 13 Applicable NOx Emission**Limit~W**-hr): 

### 1o.42 

# I 1.14 Engine NOx Emission Value(g/kW..Jfr): 

### 10.4 9.4 8.3 2 Particulars of the Technical File: 

# I 2.1 Technical File number : 

### LEXM0024

- 00 2.2 NOx verification number: 

### Included in Tech File

# ~~~ e 

# 3500 Aux Marine Engine Technical File (Engine Family YCPXM78.1IMO)

SER. NO. 

# .$

AR NO. PERF SPEC OEM NO. FULL LOAD STATIC FUEL 52800399 2322466 OK5497
24.4 mm ENGINE MODEL 3508 ROTATION MAX ALT 

### ccw 2600 M FTS(SLOPE) 0 FLS (INTERCEPT) 0 64 34 ECM SOFlW IAOE 2739059 FUEL TIMING • mm "' POWER 968 kW A11800 RPM INJECTOR 2309457 BARE ENGINE HI IDLE 1818 RPM TURBO 1135180 USE SERVICE TOOL TO VERIFY CURRENT ENGINE SETIINGS 115-5852 2


# Do Not Discard This Document is to be kept on board.

CAT, CATERPILLAR, their respective logos, "Caterpillar Yellow' and the POWER EDGE trade dress, as well as corporate and product identity used herein, are trademarks of Caterpillar and may not be used without permission. Infonnation contained in this document is privileged and copying is strictly prohibited. LEXM0026-00



### Page I of30 ©2009 Caterpillar All rights reserved

Printed in U.S.A.UNITED STATES ENVIRONMENTAL PROTECTION AGENCY OFFICE OF TRANSPORTATION AND AIR QUALITY ENGfNE INTERNATIONAL AIR POLLUTION PREVENTION CERTIFICATE Page 2 This is to certify that this record is correct in all respects. Issued at U . S . Environmental Protection Agency, Office ofTransportation and Air Quality Washington , DC



### 1. 

### Particulars of the engine 1 . 1 Name & address of manufacter: 

### Caterpillar Inc. POBox600 Mossville, Illinois 61552 1.2 Place of engi ne build : 

### Caterpillar Inc. Lafayette Engine Center Lafayette, IN 47905 1.3 Date of engine build: 

### 6/ 10/2003 1.4 Place of pre-certification survey : 

### Caterpillar Inc. Lafayette Engine Center Lafayette, IN 47905 1.5 Date of pre-certification survey: 

### 06/17/2003 1 .6 Engine 

### family: YCPXM78.1IMO 1.7 Mode ls: 

### 3508,3512,3516

# J~ Karl J. Simon, Director Compliance and Innovative Strategies Division Office ofTrans ortation and Air uali
1.8 Test cycle : 

### D2 Auxiliary (constant-speed auxiliary engines) E2 Variable-Pitch and Electrically-Coupled props (constant-speed propulsion engines)- Test Data Set #2
1.9 Rated Power(kW) & Speed(RPM): 

### 1102 1200 1.10 Engine certificate number: 

### CPX-IM0-00-02.2 1.11 Test fuel: 

### Distillate Diesel [ISO 

### 8217, DM-Grade] 1.12 NOx reducing device ? : 

### No 1.13 Appl icable NOx Emission Limit(glkW-hr) : 

### 10 .9 1 . 14 Engine NOx Emission Value(glkW-hr): 

### 8.36 8 . 89 2 Particulars of the Technical File: 2.1 Technical File number: 

### LEXM0026

- 00 2.2 NOx verification number : 

### Included in technical file

# Technical File for 3400 Marine Auxiliary Engine (Engine Family YCPXM27.0MTA)

SER. NO. 40600917 AR NO. 238-5347 PERF SPEC OK-5372 FULL LOAD STATIC FUEL 5.28mm ENGINE MODEL 3406 ROTATION CCW MAX 750 M ALT 2461 FT

### ~~~~I GOV 152-9080 FULL TORQ. STATIC FUEL 5.28mm INJECTOR FUEL TIMING 14.0BTC FUEL VALVE 7W-7031 BARE ENGINE HI IDLE 1818 RPM TURBO 110-8463 POWER 462 BHP 344.5 BkW AT 1800 RPM 115-5852 2 

# Do Not Discard This Document is to be kept on board.

CAT, CATERPILLAR, their respective logos, "Caterpillar Yellow'' and the POWER EDGE trade dress, as well as corpomte and product identity used herein, are trademarks of Caterpillar and may not be used without pennission. Infonnation contained in this document is privileged and copying is strictly prohibited. LEXM0024-00



### Page I of35 ©2009 Caterpillar All rights reserved

Printed in U.S.A.

## - ( )**,...** , '\ 'r. ,, 1 ...q 1 • .**~** 

### ),. \. r..·· \ )' 

### -. ,(·
. + ·- . ... UNITED STATES ENVIRONMENTAL PROTECTION AGENCY OFFICE OF TRANSPORTATION AND AIR QUALllY ENGINE INTERNATIONAL AIR POLLUTION PREVENTION CERTIFICATE '"h .:. '
Page2 This is to certify that this record is correct in all respects. Issued at U.S. Environmental Protection Agency, Office ofTransportation and Air Q uality Washington, DC

1. 

### Particulars ofthe engine 1 . 1 Name 

### & address of manufacter: 

### Caterpillar Inc. P 0Box600 Mossville, Illinois 61552 1 .2 Place ofengine build : 

### Caterpillar Inc. Griffin Engine Center Griffin, GA 1 . 3 Date ofengine build: 04/05/1999 1.4 Place of pre-certification survey : 

### Caterpillar Inc. P0Box600 MossviUe, Illinois 61552 1 . 5 Date of pre-certification survey: 06/07/ 1999 

### 1 . 6 Engine family : 

### YCPXM27.0MTA 1
.7 Models: 

### 3406,3408,3412 Karl 

### J. Simon, Director Compliance and Innovative Strategies Division Office of

### Iran ortation and 

### Air uali
1.8 Test cycle : 

### D2 Auxiliary (constant

- speed auxiliary engines) E2 Variable-Pitch and Electrically-Coupled props (constant-speed propulsion engines) C1 Variable-Pitch and Electrically-Coupled props (variable-speed propulsion engines) 1.9 Rated Power(kW) & Speed(RPM) : 

### 534/485 1500 / 1800 1.10 Engine certificate number : 

### CPX-IM0-00-12.2 1.11 Test fuel : 

### Residual Fuei(ISO 8217, RM

- Grade] 1.12 NOx reducing device ?: 

### No 1.13 Applicable NOx Emis s ion Lirnit(g/kW

-hr) : 

### 10.42 1 . 14 Engine NOx Emission Value(g/kW -hr) : 

### 10.4 9.4 8.3 2 Particulars of 

### the Technical File: 2. 1 Technical File numb er : 

### LEXM0024

- 00 2.2 NOx verification number : 

### Included in Tech File•. 

# Technical File for C32 

# Marine Aux and Prop Engine (Engine Family 7CPXM32.1ENM)

SER. NO. RND00133 AR NO. 2956018 COREAR FLS (INTERCEPT) -71 FTS(SLOPE) 97 FUEL TIMING ENGINE MODEL C32 ROTATION CCW MAX 300 M ALT 984 FT PERF SPEC OK8317 ECM SOFTWARE 311-0211 INJECTOR 276-8307 BARE ENGINE HI IDLE 1890 RPM TURBO 287-7210 POWER 1300 BHP 969.5 BkW AT 1800 RPM USE SERVICE TOOL TO VERIFY CURRENT ENGINE SETTINGS 115-5852 2 

# Do Not Discard This Document is to be kept on board.

CAT, CATERPILLAR, their respective logos, "Caterpillar Yellow" and the POWER EDGE trade dress, as well as corporate and product identity used herein, are trademarks of Caterpillar and may not be used without pennission. Information contained in this document is privileged and copying is strictly prohibited. LEXM0025-00



### Page I of37 Printed in U.S.A. ©2009 Caterpillar All rights reservedUNITED STATES ENVIRONMENTAL PROTECTION AGENCY OFFICE OF TRANSPORTATION AND AIR QUALITY ENGINE INTERNATIONAL AIR POLLUTION PREVENTION CERTIFICATE Page 2 This is to certify that this record is correct 

### in all respects. Issued at U.S. Environmental Protection Agency , Office ofTransportation and Air Quality Washington, DC



### 1. 

### Particulars of the engine 1 . 1 Name & address ofmanufacter: 

### Caterpillar Inc. POBox600 Mossville, Illinois 61552 1 .2 Place of engine build : 

### Caterpillar Inc. Griffin Engine Center Griffin, GA 1.3 Date of engine build : 

### 11 / 10 / 2006 1 .4 Place of pre-certification survey : 

### Caterpillar Inc. Technical Center Mossville, Illinois 1 .5 Date of pre-certification survey : 

### 02/10/ 2007 1 .6 Engine family: 

### 7CPXM32.1ENM 1.7 Models: C32 Karl J. Simon , Dir e ctor Compliance and Innovative Strategies Division Office ofTrans ortation and Air uali
1 .8 Test cycle: 

### D2 Auxiliary (constant-speed auxiliary engines) E2 & 

### Cl Variable

-Pitch and Electrically-Coupled props (constant-speed propulsion engines & 

### variablespeed propulsion engine) C1 cycle-NOx =6 . 57 glkW-hr E3 General cycle (propulsion engine, fixed

-pitch prop) 1 . 9 Rated Power(kW) & Speed(RPM): 

### 875,1232, 970 1500,2300,1800 1 . 1 0 Engine certificate number: 

### CPX-IM0

-07-02.1 1 .11 Test fuel : 

### Distillate Diesel [94.108(a)(1)] 1 . 12 NOx reducing device?: 

### No 1 . 13 Applicable NOx Emission Limit(g/kW -hr) : 

### 10.05 1.14 Engine NOx Emission Value(g/kW-hr) : 

### 6.25 9.08 9.20 2 Particulars of the Technical Fi le: 2 . 1 Technical File number : 

### LEXM0025

- 00 2.2 NOx verification number: 

### Included in Technical File