alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
[Federal Register Volume 62, Number 198 (Tuesday, October 14, 1997)]
[Notices]
[Pages 53355-53356]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 97-27040]


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SECURITIES AND EXCHANGE COMMISSION


Issuer Delisting; Notice of Application To Withdraw From Listing 
and Registration; (Nu-Tech Bio-Med, Inc., Common Stock, $.01 Par Value) 
File No. 1-13900

October 7, 1997.
    Nu-Tech Bio-Med, Inc. (``Company'') has filed an application with 
the Securities and Exchange Commission (``Commission''), pursuant to 
Section 12(d) of the Securities Exchange Act of 1934 (``Act'') and Rule 
12d2-2(d) promulgated thereunder, to withdraw the above specified 
security (``Security'') from listing and registration on the Boston 
Stock Exchange, Inc. (``BSE'' or ``Exchange'').
    The reasons cited in the application for withdrawing the Security 
from listing and registration include the following:
    In making the decision to withdraw its Security from listing on the 
BSE, the Company considered the direct and indirect costs and expenses 
attendant on maintaining the dual listing of its Security. The Company 
does not see any particular advantage in the dual trading of its 
securities.
    The Company has complied with the Rules of the BSE by filing with 
such Exchange details of the reasons for such proposed withdrawal, and 
the facts in support thereof.
    By letter dated September 22, 1997, the BSE informed the Company 
that the Exchange has no objection to the withdrawal of the Company's 
Security from listing on the BSE.
    Any interested person may, on or before October 29, 1997, submit by 
letter to the Secretary of the Securities and Exchange Commission, 450 
Fifth Street, N.W., Washington, D.C. 20549, facts bearing upon whether 
the application has been made in accordance with the rules of the 
exchange and what terms, if any, should be imposed by the Commission 
for the protection of investors. The Commission, based on the 
information submitted to it, will issue an order granting the 
application after the date mentioned above, unless the Commission 
determines to order a hearing on the matter.


[[Page 53356]]


    For the Commission, by the Division of Market Regulation, 
pursuant to delegated authority.
Jonathan G. Katz,
Secretary.
[FR Doc. 97-27040 Filed 10-10-97; 8:45 am]
BILLING CODE 8010-01-M
IN THE UNITED STATES DISTRICT COLIRT 

FOR THE WESTERN DISTRICT OF PENNSYLVANIA 

11 DASHAWN C. COLEMAN, 

II Plaintiff, 

I1 Defendants. 

C.A. No. 04-340 Erie 

MEMORANDUM ORDER 

Plaintiff's civil rights complaint was received by the Clerk of Court on 

November 26, 2004 and was referred to United States Magistrate Judge Susan 

Paradise Baxter for report and recommendation in accordance with the Magistrates Act, 

28 U.S.C. 5 636(b)(I), and Rules 72.1.3 and 72.1.4 of the Local Rules for Magistrates. 

The magistrate judge's report and recommendation, filed on January 

13, 2006, recommended that the instant civil rights action be dismissed for Plaintiff's 

failure to prosecute. The parties were allowed ten (1 0) days from the date of service to 

file objections. Service was made on Plaintiff by certified mail at SCI Albion, where he 

is incarcerated, and on the Defendant. No objections were filed. After de novo review 

of the complaint and documents in the case, together with the report and 

recommendation, the following order is entered: 

AND NOW, this 6'h day of February, 2006, 

IT IS HEREBY ORDERED that the instant civil rights action be dismissed 

for Plaintiff's failure to prosecute. The report and recommendation of Magistrate Judge 

Baxter, dated January 13, 2006 [Doc. # 1 I], is adopted as the opinion of the court. 

S/ SEAN J. McLAUGHLlN 

United States District Judge 

Case 1:04-cv-00340-SJM-SPB Document 12 Filed 02/06/06 Page 1 of 1
Exhibit 32.1  CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AND RULE 13a-14(b) OR RULE 15d-14(b) OF THE U.S SECURITIES EXCHANGE ACT OF 1934   In connection with the Quarterly Report of Sense Technologies Inc. (the Company) on Form 10-Q for the fiscal quarter ended November 30, 2008 as filed with the Securities and Exchange Commission (the Report), the undersigned, in the capacities and on the dates indicated below, hereby certifies pursuant to 18 U.S.C. Section 1350, and Rule 13a-14(b), that to his knowledge:  1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and  2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.    By: /s/ Bruce E. Schreiner  Bruce E. Schreiner President and Principal Financial Officer Dated January 20, 2009
<PAGE>
                                                                     Exhibit 4.2

       THE SHARES REPRESENTED BY THIS CERTIFICATE ARE SUBJECT TO RESTRICTION ON
TRANSFER AS SET FORTH ON THE REVERSE SIDE





                     INCORPORATED UNDER THE LAWS OF MASSACHUSETTS






          NUMBER                                                SHARES
     - SPECIMEN -                                           - SPECIMEN -

                           GENZYME TRANSGENICS CORPORATION
     Series A Convertible Preferred Stock    $.01 Par Value







This Certifies that ---- Specimen ----                           is the
registered holder of _________________________________________________________
Shares
  of Series A Convertible Preferred Stock of
                                   GENZYME TRANSGENICS CORPORATION
transferable only on the books of the Corporation by the holder hereof in person
or by Attorney upon surrender of this Certificate properly endorsed.



     In Witness Whereof, the said Corporation has caused this Certificate to be
signed by its duly authorized officers and its Corporate Seal to be hereunder
affixed  
                       this _________________ day of _________________ A.D. 1998



________________________________               _________________________________
Vice President                                 Treasurer


<PAGE>




THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER
THE SECURITIES ACT OF 1933, AS AMENDED.  THE SECURITIES HAVE BEEN ACQUIRED FOR
INVESTMENT AND MAY NOT BE SOLD, TRANSFERRED, OR ASSIGNED IN THE ABSENCE OF AN
EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER SAID ACT, OR AN
OPINION OF COUNSEL, IN FORM, SUBSTANCE, AND SCOPE CUSTOMARY FOR OPINIONS OF
COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SAID
ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER THE ACT.

THE COMPANY WILL FURNISH WITHOUT CHARGE TO EACH STOCKHOLDER WHO SO REQUESTS, A
STATEMENT OF THE POWERS, DESIGNATIONS, PREFERENCES, AND RELATIVE, PARTICIPATING,
OPTIONAL, OR OTHER SPECIAL RIGHTS OF EACH CLASS OF STOCK OR SERIES THEREOF AND
THE QUALIFICATIONS, LIMITATIONS, OR RESTRICTIONS OF SUCH PREFERENCES AND/OR
RIGHTS.












               For Value Received, _____ hereby sell, assign and transfer unto
________________________________________________________________ 
___________________________________________________________ Shares represented
by the within Certificate, and do hereby irrevocably constitute and appoint
_________________________________________________________ Attorney
to transfer the said Shares on the books of the within named Corporation with
full power of substitution in the premises.
     Dated _____________________, 19____
In presence of
                                                ________________________________
______________________________________

NOTICE:  THE SIGNATURE OF THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS
WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT
ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.
EXHIBIT 11.1

              STATEMENT REGARDING COMPUTATION OF PER SHARE EARNINGS

                              POORE BROTHERS, INC.


<TABLE>
<CAPTION>
                                                              Years ended December 31,
                                                              ------------------------
                                                            1996                      1995
                                                            ----                      ----

<S>                                                 <C>                              <C>
Net loss                                                         $691,678            $1,194,910
                                                    --------------------------------------------

Weighted average common shares outstanding                      3,924,498             2,690,189

Common stock equivalents from stock options
and warrants (1)                                                  568,809               758,412
                                                    --------------------------------------------

Total weighted average common shares
outstanding                                                     4,493,307             3,448,601
                                                    --------------------------------------------

Loss per common share and common share
equivalent (2)                                                    $(0.15)               $(0.35)
                                                    ============================================
</TABLE>

(1)  Anti-dilutive common stock equivalents included for 1995 and the first nine
     months of 1996 in accordance with Securities and Exchange  Commission Staff
     Accounting Bulletin No. 83.

(2)  Fully  diluted  loss per share of common stock is not  applicable  for loss
     periods as it is anti-dilutive.
**EXHIBIT 31.2**

 

# **INSWEB CORPORATION**

# ** **

**CERTIFICATION OF CHIEF FINANCIAL OFFICER**

 

I,Kiran Rasaretnam, Chief Financial Officer of InsWeb Corporation, certify that:

 

(1)           I have reviewed this quarterly report on Form 10-Qof InsWeb Corporation;

 

(2)           Based on my knowledge, this report does notcontain any untrue statement of a material fact or omit to state a materialfact necessary to make the statements made, in light of the circumstances underwhich such statements were made, not misleading with respect to the periodcovered by this report;

 

(3)           Based on my knowledge, the financialstatements, and other financial information included in this report, fairlypresent in all material respects the financial condition, results of operationsand cash flows of the registrant as of, and for, the periods presented in thisreport;

 

(4)           The registrant’s other certifying officer andI are responsible for establishing and maintaining disclosure controls andprocedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e),for the registrant and we have:

 

a.    Designed such disclosure controls andprocedures, or caused such disclosure controls and procedures to be designedunder our supervision, to ensure that material information relating to theregistrant, including its consolidated subsidiaries, is made known to us byothers within those entities, particularly during the period in which thisreport is being prepared;

 

b.   Evaluatedthe effectiveness of the registrant’s disclosure controls and procedures andpresented in this report our conclusions about the effectiveness of thedisclosure controls and procedures, as of the end of the period covered by thisreport based on such evaluation; and

 

c.    Disclosed in this report any change in theregistrant’s internal control over financial reporting that occurred during theregistrant’s most recent fiscal quarter that has materially affected, or isreasonably likely to materially affect, the registrant’s internal control overfinancial reporting.

 

 (5)          The registrant’s other certifying officer andI have disclosed, based on our most recent evaluation of internal control overfinancial reporting, to the registrant’s auditors and the audit committee ofregistrant’s board of directors:

 

a.    All significant deficiencies and materialweaknesses in the design or operation of internal control over financialreporting which are reasonably likely to adversely affect the registrant’sability to record, process, summarize and report financial information; and

 

b.   Any fraud, whether or not material, thatinvolves management or other employees who have a significant role in theregistrant’s internal control over financial reporting.

 
| ** **                | **/s/  KIRAN RASARETNAM** |
|---------------------------|---------------------------|
| Dated:  November 12, 2008 | **Kiran Rasaretnam**      |
|                      | Chief  Financial Officer  |

 

----
<PAGE>


                                                                    EXHIBIT 99.1

                    CERTIFICATION OF CHIEF EXECUTIVE OFFICER

        Pursuant to 18 U.S.C. Section 1350, as created by Section 906 of the
Sarbanes-Oxley Act of 2002, the undersigned officer of TransDigm Inc. (the
"Company") hereby certifies, to such officer's knowledge, that:

        (i)     the accompanying Quarterly Report on Form 10-Q of the Company
     for the quarterly period ended March 29, 2003 (the "Report") fully complies
     with the requirements of Section 13(a) or Section 15(d), as applicable, of
     the Securities Exchange Act of 1934, as amended; and

        (ii)    the information contained in the Report fairly presents, in all
     material respects, the financial condition and results of operations of the
     Company.

Dated: May 12, 2003                           /s/ W. Nicholas Howley
                                             ---------------------------
                                             W. Nicholas Howley
                                             Chief Executive Officer

The foregoing certification is being furnished solely to accompany the Report
pursuant to 18 U.S.C. Section 1350, and is not being filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be
incorporated by reference into any filing of the Company, whether made before or
after the date hereof, regardless of any general incorporation language in such
filing.
EXHIBIT 32

    CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In  connection  with  the  Quarterly  Report  of  Cherokee Banking Company, (the
"Company") on Form 10-QSB for the period ended March 31, 2005, as filed with the
Securities  and  Exchange  Commission  on  the  date  hereof (the "Report"), the
undersigned,  Dennis  W.  Burnette, President and Chief Executive Officer of the
Company,  and A.R. Roberts, III, Chief Financial Officer of the Company, certify
pursuant  to  18  U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley  Act  of  2002,  that:

     1.   The  Report  fully  complies  with  the  requirements of section 13(a)
          or 15(d) of the Securities Exchange Act of 1934; and

     2.   The  information  contained  in  the  Report  fairly  presents, in all
          material  respects,  the financial condition and results of operations
          of the Company.


This 12th day of May 2005.


/s/ Dennis W. Burnette
-------------------------------------
President and Chief Executive Officer




/s/ A.R. Roberts, III
-------------------------------------
Chief Financial Officer
<PAGE>

                      LIST OF SUBSIDIARIES OF REGISTRANT            EXHIBIT 21.1


SUBSIDIARIES OF DECRANE HOLDINGS CO.

DECRANE AIRCRAFT HOLDINGS, INC., a Delaware corporation.



SUBSIDIARIES OF DECRANE AIRCRAFT HOLDINGS, INC.

AEROSPACE DISPLAY SYSTEMS, LLC, a Delaware limited liability company.

AUDIO INTERNATIONAL, INC., an Arkansas corporation.

AVTECH CORPORATION, a Washington corporation.

CARL F. BOOTH & CO., LLC, a Delaware limited liability company.

COLTECH, INC., a Texas corporation.

CORY COMPONENTS, INC., a California corporation.

CUSTOM WOODWORK & PLASTICS, LLC, a Delaware limited liability company.

DAH-IP HOLDINGS, INC., a Delaware corporation.

DAH-IP INFINITY, INC., a Delaware corporation.

DECRANE AIRCRAFT FURNITURE CO., LP, a Texas limited partnership.

DECRANE AIRCRAFT INTERNATIONAL SALES, INC., a Barbados corporation.

DETTMERS INDUSTRIES, INC., a Delaware corporation.

ELSINORE AEROSPACE SERVICES, INC., a California corporation.

ELSINORE ENGINEERING, INC., a Delaware corporation.

ERDA, INC., a Wisconsin Corporation.

FLIGHT REFUELING, INC., a Maryland corporation.

HOLLINGSEAD INTERNATIONAL, INC., a California corporation.

HOLLINGSEAD INTERNATIONAL, LTD., a UK company.

INTERNATIONAL CUSTOM INTERIORS, INC., a Florida corporation.

PATRICK AIRCRAFT TANK SYSTEMS, INC., a Maryland corporation.

PATS AIRCRAFT AND ENGINEERING CORPORATION, a Maryland corporation.

PATS SUPPORT, INC., a Maryland corporation.

PATS, INC., a Maryland corporation.

PCI NEWCO, INC., a Delaware Corporation.

PPI HOLDINGS, INC., a Kansas corporation.

PRECISION PATTERN, INC., a Kansas corporation.

THE INFINITY PARTNERS, LTD., a Texas limited partnership.

TRI-STAR ELECTRONICS EUROPE S.A., a Swiss company.

TRI-STAR ELECTRONICS INTERNATIONAL, INC., a California corporation.

TRI-STAR TECHNOLOGIES, a California general partnership.
II 

118TH CONGRESS 

1ST SESSION S. 294 

To amend the Securities Exchange Act of 1934 to expand access to capital 

for rural-area small businesses, and for other purposes. 

IN THE SENATE OF THE UNITED STATES 

FEBRUARY 7, 2023 

Mr. KENNEDY (for himself, Ms. SMITH, Mr. PETERS, Mr. WARNOCK, Ms. 

ROSEN, and Mrs. CAPITO) introduced the following bill; which was read 

twice and referred to the Committee on Banking, Housing, and Urban 

Affairs 

A BILL 

To amend the Securities Exchange Act of 1934 to expand 

access to capital for rural-area small businesses, and 

for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. SHORT TITLE. 

4 This Act may be cited as the ‘‘Expanding Access to 

5 Capital for Rural Job Creators Act’’. 

6 SEC. 2. ACCESS TO CAPITAL FOR RURAL-AREA SMALL BUSI7 NESSES. 

8 Section 4(j) of the Securities Exchange Act of 1934 

9 (15 U.S.C. 78d(j)) is amended— 


pbinns on DSKBC47HB2PROD with BILLS
2 

•S 294 IS

1 (1) in paragraph (4)(C), by inserting ‘‘rural2 area small businesses,’’ after ‘‘women-owned small 

3 businesses,’’; and 

4 (2) in paragraph (6)(B)(iii), by inserting 

5 ‘‘rural-area small businesses,’’ after ‘‘women-owned 

6 small businesses,’’. 

Æ 


pbinns on DSKBC47HB2PROD with BILLS
<PAGE>

                                                                    EXHIBIT 10.3


                        AMENDMENT TO EMPLOYMENT AGREEMENT

     This Amendment to Employment Agreement (the "Amendment") is made and
entered into as of November 14, 2001 by and between Onyx Software Corporation, a
Washington corporation (the "Company"), and Brian Henry ("Executive"). The
Amendment modifies the employment agreement previously executed between the
parties on March 14th, 2001 (the "Employment Agreement"), which is hereby
incorporated by reference. In the event of any conflict between the provisions
of the Employment Agreement and this Amendment, the terms of this Amendment
shall control. Capitalized terms not defined herein shall have the meaning
ascribed to them in the Employment Agreement.

In consideration of the mutual covenants and agreements contained herein, and
other good and valuable consideration, the receipt and sufficiency of which are
hereby acknowledged, the Company and Executive agree as follows:

1. Executive acknowledges and agrees that for a period commencing on November 1,
2001, and ending at the discretion of the Company, but in no event later than
December 31, 2002 unless mutually agreed in writing by the parties (the
"Redistribution Period") up to fifteen percent (15%) of Executive's Base
Compensation may be re-classified as Leveraged Compensation. Payment of this
re-classified amount shall be pursuant to the Company's Leveraged Compensation
guidelines, as published by the Company in October 2001. For pay periods
occurring after the Redistribution Period, all monies which had been
re-classified as contemplated above shall return to their original
classification as Base Compensation. Executive further agrees that the terms
described in this Section 1 and the relevant Company published redistribution
plan shall not be deemed a breach of Section 3 of the Employment Agreement.

2. Except as expressly provided for under item #1 above, all other terms and
conditions of the Employment Agreement shall remain unchanged.


IN WITNESS WHEREOF, each of the parties has executed this Agreement, in the case
of the Company by its duly authorized officer, as of the day and year first
above written.


ONYX SOFTWARE CORPORATION                   EXECUTIVE

By: /s/ Paul Dauber                         By: /s/ Brian Henry
    -------------------------------             ------------------------------
    Paul Dauber                                 Brian Henry

Its:  General Counsel
Petition for Writ of Mandamus Denied and Memorandum Opinion filed 

August 30, 2019.

In the

Fourteenth Court of Appeals

NO. 14-18-00222-CV

IN RE MARK ANTHONY FORNESA; JUDY THANH FORNESA; 

RICARDO FORNESA, JR.; AND CYNTHIA FORNESA, Relators 

ORIGINAL PROCEEDING 

WRIT OF MANDAMUS 

County Court at Law No. 1 

Fort Bend County, Texas 

Trial Court Cause No. 17-CCV-060874 

MEMORANDUM OPINION 

On March 28, 2018, relators Mark Anthony Fornesa; Judy Thanh Fornesa; 

Ricardo Fornesa, Jr.; and Cynthia Fornesa filed a petition for writ of mandamus in 

this court. See Tex. Gov’t Code Ann. § 22.221; see also Tex. R. App. P. 52. The 
2 

respondent is the Honorable Christopher G. Morales, presiding judge of County 

Court at Law No. 1 of Fort Bend County.

The underlying case was appealed to this court, and relators’ remedy, if any, 

is through the appeal. See Walker v. Packer, 827 S.W.2d 833, 840 (Tex. 1992); 

Fornesa v. Fifth Third Mortg. Co., No. 14-18-00045-CV (Tex. App.—Houston 

[14th Dist.] filed Jan. 24, 2018).

We deny the requested relief. All other pending motions are denied.

PER CURIAM 

Panel consists of Justices Wise, Zimmerer, and Spain.
Exhibit 32(1)



CERTIFICATION PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002*



In connection with the Annual Report of TranSwitch Corporation (the Company) on Form 10-K for the year ended December 31, 2005 as filed with the Securities and Exchange Commission on the date
hereof (the Report), I, Dr. Santanu Das, Chief Executive Officer and President of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:



| | 1. | The Report fully complies with the requirements of Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934; and
| | -- | -------------------------------------------------------------------------------------------------------------------------------------



| | 2. | The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.
| | -- | ---------------------------------------------------------------------------------------------------------------------------------------------------



By:

/s/ Dr. Santanu DasDr. Santanu DasChief Executive Officer and PresidentFebruary 20, 2006


---

|* | A signed original of this written statement required by Section 906 has been provided to TranSwitch Corporation and will be retained by TranSwitch Corporation and furnished to
the Securities and Exchange Commission or its staff upon request.
|- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------