## Witness U.S. DEPARTMENT OF TRANSPORTATION FEDERAL AVIATION ADMINISTRATION OFFICE OF HEARINGS

WASHINGTON, D.C.

In the Matter ofNational Power Corporation

2010-GL-70-0212 Judge Richard Goodwin



## COMPLAINANT'S WITNESS AND EXHIBITS

1. Mr. Christopher Zawarus, FAA Hazardous Materials Special Agent

Exhibits

1. 

## C- 1- 11

2. C-12



# 3. C-13 Shipper's Declaration of Dangerous Goods (Shipments from National Power Corp.)

Letter to Mr. Christopher Zawarus of the FAA from Ira Alport

Email from Ira Alport to Mr. Zawarus

# ~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.)

# ~ Shipper 

# 7982 8541 0873

# ~ National Power Corporation Air Waybill No.


### 4330 West Belmont Avenue Page 

# 1 of 

# 1 Pages 

# X 

# v Chicago, IL 

### 60641

# ~v**~C1**

# ~ . Shipper's Reference Number 

### 36161

# ~ Consignee



### I Creation Technologies, Inc 

# :FecJ2M®

Attn: Karla Orozco

# ~ 8977 Fraserton, Inc Unit 

### 102

# ~ Burnaby, BC 

### V5J5G1 Canada 

# Express

Two completed and signed copies of this Declaration must 

# I WARNING

# ~ be handed to the operator 

## ..

# ~ TRANSPORT DETAILS 

### Failure 

## to comply with all respects with the applicable This shipment Is within the Airport of Departure 

### Dangerous Goods Regulations may .be in breach of limitations prescribed for: 

## Chicago, IL the applicable law, subject to legal penalties.

# ~ (delete non applicable)

# ~ .,.._ERI CARGO GO AIRCRAFT 1\ ONLY
Airport of DestinationM 

## Burnaby, Canada Shipment type: (delete non-applicable)

# ~ I NON-RADIOACTIVE I E I

# ~ NATURE AND•Qt:JAN'T'I'FY"OF'J:>A'NGEROtlS"GOOOS .·<.·!\

... Dangerous Goods Identification


### UN Class Quantity and Packing Authorization

# ~· Pack· type of packaging lnst.

# ~ or Proper·S'hipping ·Name or Division lng

# ~ 10 (Subsidiary Risk) Group No.


## UN Lithium 

### lon Batteries 9 II 1 Fiberboard Box 965 3480 

### @ 6.62kg G

# ~ 

# -**~-**

# ~**~·** "

# ~**~** -------------'-----------------

---------

.. 

# - Additional Handling Information

# ~ Do Not Load or Transport Package if damaged, Flammability Hazard Exists

# ~ 0"- tJ 

# \J'- I hereby declare that the contents of this consignment are fully and Name!Title of Signatory 

### \)

# ~ accurately described above by the proper shipping name, and are Maria Munoz, Office Manager


# - '::t- classified, packaged, marked and labelled/placarded, and are in all Place and Date



# --- respects in proper condition for transport according to applicable Chicago, IL 

### 01/08/10

# ·~ International and National Governmental Regulations. I declare that

# ··~ all of the applicable air transport requirements have been met. Signature [A typed signature may be used it the ongin and destination (see warning above}**~-** tne United States or its territories.]

# ~ 1-800-813-9468 Emergency Telephone Number 

# ('()__ 

# -

# ~ FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR 

# v

INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 

# v

'EXHIB11 1i 

# ;C

.. \

.D 

## §

# ~**·:::::::::~:::~~~i:~R** DANGEROUS GOODS AicW,::::•

# ~~~~**·~:;;~:;** fuo •iclloo.)

# ~



# .... 4330 West Belmont A'enoe P•g• 

# 1 

# of 1 p, 

# 9 ., 

# X 

# v**~**

Consignee

# ~ Creation Technologies, Inc 

# f;**~** 

# - Attn: Karla Orozco 

# en**~** 8977 Fraserton, Inc· Unit 102

# ~ ®

# ~**~** Burnaby, Be V5J5G1 Canada 

# Express**~ ~**  TwocompletedandsignedcopiesofthisDeclarationmust 

# I WARNING**~**

- :;::::::"" "'port ofDopocrurn

# ~~~~:~~~o;:.:~.w~~~~,;~~:ct~a~lt~ ..

# ~~**'::'!~~b~~** -**~ ~~~::;:~~:~~;~!~~e~or:**  Chicago, IL the applicable law, subject to legal penalties.

-



# -**~~~~ ~~g~~FT**  I

# ~**~** 

## B b C d Shipment type: (delete non-applicable)

### ~

### ~ AirportofDestinationM 

## urna 

## y, ana a 1 NON-RADIOACTIVE 1 E 1

### ~

- NATURE· AND'Ql1AN'i'ITY"'F1lANGEROUS GOODS '

# ~

# -~·**~~o~** Dan:,:pu::::p:dge:::tion

# .~. ":.";

# ty~':n~:!;,~g~ng**P~~~g** Authohzation

# -~ 1-' (Subsidiary No. Risk) Group

# ~

# 80 Lithium 

# ion Batteries 9 

# II**~iberboa~-~~~g** 

# G 965

# ~

# ~**~ ~** **~ ~** **Aooltt~~.iH.,dlingtnfonnetioO--** --------------- ---- ------

# ~- 'Ill Do 

### Not Loed oc T rnMport Ped<ege if 

### demegod. Flemmeblllly 

## H=rn Exist.

# ~

- I hereby declare that the contents of this consignment are fully and Name!Title of Signatory

# ~

- accurately described above by the proper shipping name, and are Maria Munoz, Office Manager

- classified, packaged, marked and labelled/placarded, and are in all Place and Date respects in proper condition for transport according to applicable

--

# ~ International and National Governmental Regulations. I declare that Chicago, IL 

### 01108110

· .·.-·,. .. .. , .. 

# Ny

1 · all of the applicable air transport requirements have been met. Signature (A typed Signature may oe used if the ongm and destinatron

# -. 1-800-813-9468 Emergency Telephone Number

# I~ (\!)the United States or its terntones.j 

# ttl-**~-)**

FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAiiYs"RADIOACTIVE

### MAT~RIAL INTENDED FOR USE IN OR INCIDENT TO RESEARCH. MEDICAL DIAGNOSIS, OR TREATMENT. ADA EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.i .4.2.1 

## EXHIBIT ' 

# I :t-1---

# :~li:::R'S DECLARATION FOR DANGEROUS GOODS (Provide

# ;;;s~**t~:;~o~:~~** the airline.)

-- Air Waybill No. National Power Corporation 

### 4330 West Belmont Avenue Page 

# 1 of 

# 1 Pages

Consignee Creation Technologies, Inc Attn: Karla Orozco 

### 8977 Fraserton, Inc Unit 

### 102 Burnaby, BC 

### V5J5G1 Canada 

# Express

Two completed and signed copies of this Declaration must 

# I WARNING

## ~

# ~~**~::::::~:t:::~~:or** Failure to comply with all respects with the applicable- 

# r.;.**~** This shipment Is within the Airport of Departure 

### Dangerous Goods Regulations may be in breach of

# ~ limitations prescribed tor: 

## Chicago, IL the applicable law, subject to legal penalties. (delete non applicable)

# ~ 

# lm ERJ CARGO 

# I

- GO AIRCRAFT 'A ONLY 

## I**~** 

## B b C d Shipment type: (deletenon-applicable) 

# a.**~** Airport of DestinationM 

## Urna 

## y, ana a 1 NON-RADIOACTIVE 

## 1 ;; E 

## I**~**

## ~ NATURE AND·"QlJl(NTJTY OF DANGER'OIJS"GOODS

## ·~··

# ~ Dangerous Goods Identification

# ~- UN Class Quantity and Packing Authorization or 

### p

. "'h'

. 

### N orDivisioA " Pack-

.. , ' type of packaging lnst.

.

...

# ~~**~N**

# 41**N~S.**

0 roper ..:, lppmg ame

# rsu~~~;ary**G~~P** -- 

### Lithium lon 

### Batteries 9 

### II 1 Fiberboard Box 965 

## @ 9.86kg 

### G

# ~ 

# t**~ ~** **~** "";,,.,,:;-,if!'"dllng lnfmm•tlo;;----

# ~------ -------- --- - -----

# ~­ Do Not Load or Transport Package if damaged, Flammability Hazard Exists

# ~**~ ~** **~** I hereby declare that the contents of this consignment are fully and Namerritle of Signatory**~** 

## \r"'

- accurately described above by the proper shipping name, and are Maria Munoz, Office Manager -· () classified, packaged, marked and labelled/placarded, and are in all Place and Date 

# '!'
respects in proper condition for transport according to applicable

_

- International and National Governmental Regulations. 1 declare that Chicago, IL

- 

### 01 ./0E/ 

### 1 0

-

## ~

# ~ all of the applicable air transport requirements have been met. Signature [A typed stgnature may be used it the ong1n and destination**~** • \

### (se~**w~e)** ,......

### ~the**U~ts** temtories.] 

### I" 1

_

800

_ 

### 813

_ 9468 Emergency Telephone Number 

# f\ )- \ '\ 

# r-**tt.,~** FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAIN's'RADIOACTIVE MATERIAL INTENDED FOR USE IN OR

# ~ 

# '4-'·,,)**~** INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT, ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1A.2,1**~** < 

# f)/

EXHIBIT 

# j 

# t·3

# --·**::::~R'S** DECLARATION FOR DANGEROUS GOODS Air

# Wa::~~~::.e**;;;s~ t;:~;o~;A** **t~ft,he_,airli n.:·/~).**  

# sA

--
National Power Corporation /)
, 4330 

### West Belmont Avenue Page 

# 1 of 

# 1 Pages 

### Chicago, IL 60641 Shipper's Reference Number 36420

# ~ Consignee

# ~ Agilent Technologies Attn: John Faick

·. 1400 

### Fountaingrove Parkway Dock 4LS

# ~ 

# ::::;:: :d':::.:::w**~** 

# "'' Deo.rn''" mum j 

### WARNING 

# Express

# ~**~** 

### r-be_h_a_n_d_ed

__**w_~_e_·o_p_e_m_w_r** 

### ____________________**~ ~** 

# ~. TRANSPORT DETAILS 

### Failure to comply with all respects with the applicable

·-

# ~ This shipment is within the Airport of Departure 

### Dangerous Goods Regulations may be in breach of

# ~ limitations prescribed tor: Chicago, 

### IL the applicable law, subject to legal penalties. (delete non applicable)

# ~ 

# I**~~gsgrrfJ~** 

# I**~~** 

# I**~ ~**  AIRCRAFT

### ~ty\!~**~ ~**  

### S t R CA Shipment type: (delete non-applicable)

### ~

### ~ Airport of Destination: an a OSa ' 1 NON-RADIOACTIVE 1 " E I

### ~

# -~**~~NATUD::~~:~:·:::::~:i:;::ER0WS-taOODS** --

Class Pack· 

### Quantity and Packing Authorization

- Proper·€hipping·Name

. .or,Divisian ing 

### type ofpacka,ging lnst.

-

# ~**uN**

# 0 Lithium ion

# Ba~eries**~:,"' '~"'**  1 Fiberboard Box 965

# ~**~** @ 1.36kg G

# ~

# ~**~ ~**  .

# ~**~** 

# -**~ '.-ddiU~~aiHaodlloglofo<m•llo;;---** **~------** -------- ---- ----- ·

# ~ ()--.,

# ~ Do Not Load or Transport Package if damaged, Flammability Hazard Exists Namerr,·tle of Si'gnatory

# ~ 

# 'i**~** I hereby declare that the contents of this consignment are fully and

# ~ '-..

- accurately described above by the proper shipping name, and are Maria Munoz, Office Manager**~** "' classified, packaged, marked and labelled/placarded, and are in all Place and Date 

# ?\· respects in proper condition for transport according to applicable \J

- International and National"G·overnmentai'Regulations.'l de·clarethat Chicago, JL 

### .Oilt 2110

·

### ,~, 

## J all of the applicable air transport requirements have been met. Signature (A typed s1gnature may be used,; the ong1n and destmanon 

### I· (see warning above) are 1n the Un1ted States or as terntones.:

# ~ 1

_ 800

_ 813

_ 9468 EmergencyTelephone Number 

# <\)c._.{{}.---

. - . ;

# ~ FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR •.

# ~.**~.4.,** 

# ')'•

.**~** INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1

## ~**>~/** 

# >--

EXHIBI:r 

# I 

# t.·'\)**~** . . .-

--

# :~:::~R'S DECLARATION FOR DANGEROUS GOODS (Provide

# ;;;~t~;;~o~:~~theairline.)**-~** AirWaybill No. National Power Corporation
4330 West Belmont Avenue Page 

# 1 of 

# 1 Pages 

# T. .M/ 

# s 'T 5 0_
Chicago, IL 60641 Shipper's Reference Number 

# tJ**~ .-------~--36_4_4_0**  _______________________________**,~** Consignee Agilent Technologies

### ~**~**

# ~ Attn: John Faick 

# ec**~**

# ~ t--1-40_0_F_o_u-nt-a-in-gr-ov_e_P_a-rk_w_a_y_D_oc_k_4_L_S

____

# --------~------®-R -------1

# ~**~** Santa Rosa, CA 95403-1799 ,- 

# Express**~ ~**  Two completed and signed copies of this Declaration must 

# I WARNING**~ ~**  be handed to the ·operator**~**

# ~ TRANSPORT DETAILS 

### Failure to comply with all respects with the applicable

# ~**~** This shipment is within the Airport of Departure 

### Dangerous Goods Regulations may be in breach of

# ~

# ~~ limitations prescribed tor: 

## Chicago, IL the applicable law, subject to legal penalties.

# ~-**~** (delete non applicable)**~** 

# I PASSENGER 

# I**!j~**

AND CARGO AIRCRAFT Y

### ~ 

## Santa Rosa
, CA Shipment type: {delete non-applicable)

### ~**~** Airport of Destination: I NON-RADIOACTIVE 1 E 1

### ~**~** NATURE**AND'QtJA:NITITY''OFDANGEROUS~GOODS** ' ·**~**

# ~**~ Dan::::::~:~:·~::tion**  ;,!::;

# ~:**~~~n~:;~ng ~~~~g**  Authm;zation

# ~·**~** No. Risk) Group

### ~

# ~ 3 

# u

4 N 80 Lithium lon Batteries 9 II 1 Fiberboard Box 965

# ~

# ~ @ 

## 2.06kgG

# ~

# ~**·~ ~**  

# -**~ ~** **~** 'Addlt;O:,aliia"dU"g lnfo•matlo;;---

# ~-- ----- ------- ---- -----

# ~**~** 

# Do No! Load "Trn"'port Paokage ffdamagod. FJ•mm•biUJy**H~"d** 

# Bi•ts**~** 

# cf

- I hereby declare that the contents of this consignment are fully and Name!ritle of Signatory

# ~ '1""'-o

- accurately described above by the proper shipping name, and are Maria Munoz, Office Manager

## ~ 

# "L
classified, packaged, marked and labellecl/placarded, and are in all Place and Date respects in proper condition for transport according to applicable Chicago, IL 01115110 International and National Governmental Regulations. I declare that all of the applicable air transport requirements have been met.



## 1-800-813-9468 Emergency Telephone Number Signature [A typed stgnature may be used it the orig1n and destmat1on (see warning above) are in the Un1ted Staies or 1ts territones.]

### ~. FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR

### ~ .**~** INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1**~**

### ~EXHIBir:J"

# ~**~:;;:::::~:::::::R** 

# DANGEROUS GOODS Aic**Wa::.~::• ~~-:** **·;~~;~;~;** l;h"l'li"'.)

# ~**~** 4330 West Belmont Avenue Page 

# 1 of 

# 1 Pages 

### i / 

# \.h 

# J 

# f ,/) 7**~** Chicago, IL 60641 

# \/h. / V 

# /'--!7**~** Shipper's Reference Number 

# f.J. V

Consignee Creation Technologies, Inc Attn: Karla Orozco 

### 36559

## ,-------'----1-~ 

# Fecf2M®**~** 8977 Fraserton, Inc Unit 102 Burnaby, BC 

### V5J5G1 Canada 

# Express**~ ~**  Two completed and signed copies of this Declaration must 

# I WARNING**~. ~**  be handed to the operator**~**

.. TRANSPORT DETAILS 

### Failure to comply with all respects with the applicable 

# r.;-**~** This shipment is within the Airport of Departure 

### Dangerous Goods Regulations may be in breach of

# .~

- limitations prescribed tor: 

### Ch th 

# r bl 1 b' t t 

### 1 1 

### If

# ~**rm~:r~~'!,~FT** 

# I icago, IL eapp tea e aw,su 

# JBC 0 ega pena 

# lOS.**~~** 

# a.; Burnaby, ·canada Shipment type: (delete non-applicable)

### ~ Airport of DestinationM I NON-RADIOACTIVE 1 E 1

- 1--N_A_:r_U_R_E_'A_N_D_'_'C_tJ_'A_N_' T_I_TY_· 

### _·o_· _F'_·o_·:A._ff'l_G_E_R_O_U_S_G_O_O_D_S_-.--------:-----.------r---------1

# ~·**~** Oangemu' Good' 

### ldentificalion

## ~

# ~**~ ~** **~**

# ~**~ ~** **Aoolli~;,JHonollnglnfo=•tloO--** --------------- ---- ----- -

# ~**~D=o=N=o=t=L=o=a=d=o=rT=r=a=n=sp=o=rt=P=a=c=k=a=g=e=if=d=a=m=a=g=e=d=,=FI=a=m=m=a=b=ili=ty=H=a=z=a=rd==Ex=is=t=s====r=====================================~~** 

# ,20'**~** I hereby declare that the contents of this consignment are fully and Namerritle of Signatory**~** "-\' accurately described above by the proper shipping name, and are Maria Munoz, Office Manager classified, packaged, marked and labellecl/placarded, and are in all respects in proper condition for transport according to applicable International and National Governmental Regulations. I declare that all of the applicable air transport requirements have been met.



### 1-800-813-9468 Emergency Telephone Number Signature [A typed s1gnarure may oe used if the orig1n and desunatton (see warning above) are 1n the United Stares or its territones.)

# ~rYt----
• FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR .: /. \

### ~ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1

### ~ \

# ~~**:::::~R'S** DECLARATION FOR DANGEROUS GOODS Air

# Wa::~~~:i:.e**;;;~ t~r;;** **~o~;~~** t/he

# airline.)~-·. National Power Corporation 

# y 1- /)

4330 West Belmont Avenue Page 

## 1 of 

## 1 Pages 

## -,j a f 

# v 'Ln**~** Chicago, IL 

### 60641 1>o...J 

## V

Consignee Creation Technologies, Inc

# ~ Attn: Karla Orozco

## ~ 8977 Fraserton, Inc Unit 

### 102

- Burnaby, BC 

### V5J5G1 Canada 

# Express**~**

• Two completed and signed copies of this Declaration must 

# I WARNING

## ~**~** be handed to the operator 

### 'I**~**

# ~ TRANSPORT DETAILS 

### Failure to comply with all respects with the applicable

# ~~**~** This shipment is within the Airport of Departure 

### Dangerous Goods Regulations may be in breach of

# ~ limitations prescribed tor: 

## Chicago, IL the applicable law, subject to legal penalties. {delete non applicable)



## Burnaby, Canada Shipment type: (delete non-applicable) 

### I NON-RADIOACTIVE I 

### Ei

# ~**~ Daog:,:::,::::;::·~::tioo**  ;5:; '::,"

# ,a":,~~:g~og**P~~~~~g** 

# A"'hohzat;oo

-**~** Group



### Lithium ion Batteries 

## 9 II 1 Fiberboard Box 

## 965 @ 5.28kg G

# ~ 

# -

- -**~** .

# ~**~ "ilddH;~;;-.iHoodting**  

# lnformatlo;;---

---- --- ----- --- ---- ----- -**~ F=D=o=N=o=t=L=o=ad==o=r=T=ra=n=s=po=rt==P=a=ck=a=g=e=if=d=a=m=a=g=e=d=,F=I=a=m=m=a=b=il"=lty===Haz=a=r=d=E=x=is=ffi====;=====================================~~** **~** I hereby declare that the contents of this consignment are fully and Name!Title of Signatory

### ~

-- accurately described above by the proper shipping name, and are Maria Munoz, Office Manager

..

## ·~· ·.·

## ~~-\)~· . classified, packaged, marked and labelled/placarded, and are in all Place and Date**.~-** respects in proper condition for transport according to applicable Chicago, IL 03102110 International and National Governmental Regulations. I declare that all of the applicable air transport requirements have been met. Signature [A typea s:gnature may be used ilthe origrn and destination

# ~ '"' ""'OAC""

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# ~ 

# r/

.EXHIBIT

# .~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.)

# ~ Shipper 

## 7984 6181 4731 National Power Corporation Air Waybill No.


### 4330 West Belmont Avenue Page 

## 1 of 

## 1 Pages 

# XV VVMA**~** Chicago, IL 

### 60641

# ~ Shipper's Reference Number 

### 36302

# ~ Consignee



# I Creation Technologies, Inc 

# fed]M® Attn: Karla Orozco

# ~ 8977 Fraserton, Inc Unit 

### 102

# ~ Burnaby, BC 

### V5J5G1 Canada 

# Express

Two completed and signed copies of this Declaration must 

# I WARNING

# ~ be handed to the ·operator

# ~ TRANSPORT DETAILS Failure to comply with all respects with the applicable This shipment is within the Airport of Departure Dangerous Goods Regulations may be in breach of limitations prescribed for: 

## Chicago, IL the applicable law, subject to legal penalties.

# ~ (delete non applicable)

# ~**1m=~~** 

# I CARGO

# ~ AIRCRAFT ONLY

# ~ Airport of DestinationM 

## Burnaby, Canada Shipment type: (delete non-applicable) 

## L NON-RADIOACTIVE I El

NATURE AN'D'Q'tJANTITY·'OF''DANGEROIJS"G'OODS 

# - Dangerous Goods Identification

# ~ UN Class Quantity and Packing Authorization

# ~· Pack- type of packaging In st. or Proper'Shipping"Name
.. '·**··~«-Division** ing ID (Subsidiary Group No. Risk)

# ~ UN Lithium lon Batteries 

### 9 

### II 1 Fiberboard Box 

### 965

# ~ 3480 

## @ 7.12kg G

# ~

# ~**~ ~** **~ ~**  ---------------------------- 

# --------- Additional Handling Information Do Not Load or Transport Package if damaged, Flammability Hazard Exists

# ~ (}...

# ~ i\J
I hereby declare that the contents of this consignment are fully and Name/Title of Signatory 

### \)'- accurately described above by the proper shipping name, and are Maria Munoz, Office Manager

# ~ \\ classified, packaged, marked and labelled/placarded, and are in all Place and Date

## ~ respects in proper condition for transport according to applicable

, Chicago, .IL .03/1.0/tO

# ~

# ~ International anti Nationai'Governmeiital Regulations. I declare that

## ,,~ all of the applicable air transport requirements have been met. Signature [A tyoea s1gnature may be used if tne ong;n and destination 

# N

# ~ 1-800-813-9468 Emergency Telephone Number**(~the** Un1ted States or llSterntones.]

# .~ 

# - FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR

# ~ 

# , INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 

# 7

. 

### ,, 

# £XHIBIJ'

# ··~**~** 

## .s 

# .c-f

### ~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.)

..

# ~ Shipper 

# 7984 6181 4720

# ~

# -~**~:~i~~~=to;~~~~~p~~:~~~ :~:ay~ill** **:~·** 1 Pages 

# X 

# v v 'GI 

# K 

# A-**-~** Chicago, 

### IL 60641 

## j Shipper's Reference Number \ 36302 ' I

## ~**Consignee~** r 

## --------------------------I

## ~

# ~ Creation Technologies, Inc 

# 1:**~ ~** 

# ~**~~~~ ~~~** **:e~~~~~~c** Unit 

### 102

# reus>~®**~ ~**  Burnaby, BC 

### V5J5G1 Canada 

# Express**~ ~**  Two completed and signed copies of this Declaration must 

# I WARNING

## ~**~** be handed to the operator · '" ·**~**

# ~ TRANSPORT DETAILS 

### Failure to comply with all respects with the applicable

# ~**~** This shipment is within the Airport of Departure 

### Dangerous Goods Regulations may be in breach of

# ~**~** limitations

## prescrib~.d for: 

## Ch' IL the applicable law, subj'ect to legal penalties.

## ~**~** (deletenonapplica81e) 

### tcago,**~**

# ~**I~~~** 

# I**~~&~~FT** I

# ~

- B b C d Shipment type: (delete non-applicable)

### ~ Airport of DestinationM 

### Urn a 

## y, ana a E

. . l NON-RADIOACTIVE I

# ~~**~~NATUD:~~~:~,:~=~d::~~t:;~;i:~EROUS** 

# GOODS · ·"**~~**
class Pack- Quantity and Packing Authorization P . Sh' ' N or Division 'type.of.packaging lnst.**~** 10 

### rope!"' ·lpplng ame (Subsidiary ing**~**

# ~**~~-4N-No.8-,0-+--------------------~---Ris-k)--+--Gr-ou_p--r-------------------+--------+------------~-~** Lithium .I on Batteries 9 II 1 Fiberboard Box 965 

### @ 7.64kg G

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- classified, packaged, marked and labelled/placarded, and are in all Place and Date

## ~- respects in proper condition for transport according to applicable

- International and National Governmental Regulations. I declare that Chicago, IL 03 ' 10 ' 10

## ~

. · all of the applicable air transport requirements have been met. Signature [A typed s1gnature may be used 1t the ong1n and destination (see warning above) are m the Un1ted States or its**terntones.~·** 

# jv**~** 1

_ 800

_ 813

_ 9468 Emergency Telephone Number

-

## ~. . FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR

## ~. \ \**~** INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1 .4.2. 1**~** 

# EXHIBI1 

# i 

# ·r- 1

# ~ SHIPPER'S DECLARATION FOR DANGEROUS GOODS (Provide at least three copies to the airline.)

# ~ Shipper 

# 7933 8820 7231 National Power Corporation Air Waybill No. 

### 4330 West Belmont Avenue Page 

# 1 of 

# 1 Pages

# '~- 

# v / -1v {LfJ

# ~ Chicago, IL 

### 60641

# ~ Shipper's Reference Number 36415 Consignee



# I Creation Technologies, Inc 

# Feci2M®**~** Attn: Karla Orozco

# ~ 8977 Fraserton, Inc Unit 

### 102

# ~ Burnaby, BC 

### V5J5G1 Canada 

# Express

Two completed and signed copies of this Declaration must 

# I WARNING

# ~ be handed to ·the ·operator

# ~ TRANSPORT DETAILS 

### Failure to comply with all respects with the applicable

# ~ This shipment is within the Airport of Departure 

### Dangerous Goods Regulations may be in breach of limitations prescribed for: 

## Chicago, IL the applicable law, subject to legal penalties. (delete non applicable)

# ~**,.~~,** CARGO

# ~ AIRCRAFT ONLY

# ~ Airport of DestinationM 

## Burnaby, Canada Shipment type: {delete non·app/icable} I NON-RADIOACTIVE I E I

NATURE AND 'ClUANTITY OF DANGEROUS GOODS ,,. ..... , 

### ..

# ~ Dangerous Goods Identification

# ~ UN Class Quantity and Packing Authorization Pack· type of packaging In st. or Proper'Shipping Name or Division ing ., 

### ...

# ~ ID (Subsidial)' Group No. Risk)

# ~ UN Lithium ion Batteries 

## 9 II 1 Fiberboard Box 

## 965 3480 

### @ ·7.73kg G

# ~**~**

# ~**~ ~** **~** ---'----------'----------------



# --------- Additional Handling Information
Do Not Load or Transport Package if damaged, Flammability Hazard Exists

# ~ G"\

# ~ N I hereby declare that the contents of this consignment are fully and Name/Title of Signatory

### ~ accurately described above by the proper shipping name, and are Maria Munoz, Office Manager

# ~ \\ classified, packaged, marked and labelled/placarded, and are in all Place and Date 

# )- respects in proper condition for transport according to applicable Chicago, IL 03/25/10 

### -..

# ~ International and National Governmental Regulations. I declare that 

## Cl all of the applicable air transport requirements have been met. Signature [A typed Signature may be used if the orig1n and dest1nat1on

# ~ (see warning above) are 1n tne United States or ns terntones.} 

### 1-800-813-9468 Emergency Telephone Number

# ('(}__~

# ~**~** FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFf, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR 

# /f

/ INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADA EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1 

# / EXHIBIT 41

# ~~-**11** .D

### ~- -

# :li::~R'S DECLARATION FOR DANGEROUS GOODS

# {Provide;;;~**t;r;;~;;;:** the airline.)

# ~~ Air Waybill No. 

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# 1 1 / J 

## ,fl /'1

# ~ Chicago IL 60641

# :~~:per's**R::erenc:~~:ber** 

# '/G V ''/ V fL 1T

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Consignee 

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# I WARNING

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# ~

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# ~~**~** {delete non applicable)**~**

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# Aothohzatlon**~-** 1 D**(Su~~~;ary** Group No.

# ~~ U 34

N 80 Lithium lon Batteries 9 II 1 Fiberboard Box 965

# ~**~** @ 7.25kg G

# ~

# ~

# ~ 

# -**~ ~** 



# - 

# -

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# 'A'dditi~~alHandling lnformatio;--- ,_------ ------- - -- -- -----

# -~**~** Do Not Load or Transport Package if damaged, Flammability Hazard Exists 

## \i' Q

-. - I hereby declare that the contents of this consignment are fully and Namefritle of Signatory

# .~~.**~\)J,·** accurately described above by the proper shipping name, and are Maria Munoz, Office Manager**~** classified, packaged, marked and labellecllplacarded, and are in all Place and Date respects in proper condition for transport according to applicable

# ~ International and National Governmentai'Regulations.l declare that Cbicago,.J.L

· 

### 03125110

## ~· 

# N.

all of the applicable air transport requirements have been met. Signature lA typea stgnature may be used tithe ongrn and destrnatron (see warning above) are 1n the United States or Hs terrrtones.j

# ~ 1

_ 800

_ 813

_ 9468 EmergencyTelephone Number ("{).._

# ~**-~p ~**  FOR RADIOACTIVE MATERIAL SHIPMENT ACCEPTABLE FOR PASSENGER AIRCRAFT, THE SHIPMENT CONTAINS RADIOACTIVE MATERIAL INTENDED FOR USE IN OR

## ~.·. ··**~** INCIDENT TO RESEARCH, MEDICAL DIAGNOSIS, OR TREATMENT. ADR EUROPEAN TRANSPORT STATEMENT: CARRIAGE IN ACCORDANCE WITH 1.1.4.2.1**~** 

# EXHIBIT

### To: 

# .,

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### National Power Response to FAA File No. 2010GL700212 "Ira Alport (National Power Corporation)" <ialport@nationalpower.com>- Thursday 06/10/2010 05:37 PM



### Please find attached our response to your correspondence of May 28, 2010 concerning FAA File No: 2010GL700212.

Ira Alport NATIONAL POWER CORPORATION 4330 W. Belmont Avenue Chicago, Illinois 60641 Ph. 773-685-2662 Fax. 773-439-6692 This Email contains proprietary information and is confidential. If you are not the intended recipient of this Email, you are hereby notified that any dissemination, distribution or copying of this message is strictly prohibited, If you receive this message in error, please delete it immediately.



### Response to FAA File No 201 OG L 700212. pdf Maria Munoz H azrnat Certificate 2009. pdf Juan Manzo H azmat Certificate. pdf

Lee Nicholson Hazmat Certificate.pdf Marcie! Ramirez Hazmat Certificate 2009.pdf

# ,\J._OIA~**~{;**

# ~ 

# ...**~,.** 

# . I nat1ona· 

# power CORPORATION@

June 10, 2010

Attn: SA Christopher G. Zawarus U.S. Department of Transportation Federal Aviation Administration Hazardous Materials Branch 2300 E. Devon Ave. Room 223 Des Plaines, IL 60018

Re: FAA File No.: 2010GL700212

Dear Special Agent Zawarus:

Regarding a response to your letter of 28 May 2010, National Power Corporation responds as follows:



## 1. Representatives of National Power and its attorney met with you, your paralegal and attorney at the offices of National Power on 17 May 2010. At that time National Power provided you with a sample of the Group II packaging used to ship certain battery samples and the required labels that accompany said packaging. They also provided you with the waybills listed in your letter. You raised a question as to the compliance with regulations concerning prototype Li-lon battery packs and if they could be shipped under packing instruction 965. Your research later concluded that it did and that special approval was needed from PHMSA.

2. Air waybills No. 7981 4188 8295 and 7930 2138 6627 dated 11/16/2009 contained tested and certified packs. These should not have gone out as class 9 hazmat. Therefore there was no violation of shipping regulations here.

3. The remainder of these shipments (all less than 100Wh battery packs classified as "small", and designed to meet the requirements of each test in the UN Manual of Tests and Criteria using only Lithium lon cells of a type proven to meet the requirements of the UN Manual of Tests and Criteria) were offered for shipment under a reasonable and good faith basis believing that they were in conformance with all applicable regulations, but without the knowledge that special approval by PHMSA was needed. After you pointed out certain deficiencies between the labels and documentation regarding the 24-hour manned telephone number, National Power agreed to correct them immediately and has done so. National Power now provides the

same 24-hour Chemtrec telephone number on both the label and shipping documentation.

When your letter arrived explaining the result of your research, National Power immediately instructed its hazmat employees to discontinue air-freight shipments of untested prototype

4330 West Belmont Avenue • Chicago, IL 60641 • Phone 773-685-2662 • Fax 773-685-8316 • nationa!power.com



### &" 

# \?

# ~ 

# ...

# ~,.. 

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# I na 1ona 

# power CORPORATION@;

batteries pending receipt of special approva I from PHMSA (see application tracking information). Employees were provided function specific training in compliance with 49 CFR §172.704 Subpart (H). (Course outline attached)

4. National Power's NAICS classification is**3359~1** 

## and has less than 500 employees which

· means it is classified as a small business without regard to its gross sales.

5. Copies of hazardous materials training records 

## a long with the course outline (which mentions function-specific training) in accordance with the HMR are attached as are an explanation of specific corrective actions implemented to prevent similar, albeit unintended, violations of regulations.

6. National Power will dedicate a page on its web site to these regulations to alert its customers and general marketplace of these regulations and methods for proper and compliant shipment.

If further clarification is needed please contact our attorney directly.

Sincerely, NATIONAL POWER CORPORATION

Ira Alport President Digitally signed by Ira Alpert DN: cn7lra Alpert, o;NATIONAL POWER CORPORATION, ou, email;::::;ialport@nationalpower.c om,c;US Date: 2010.06.10 17:34:33 -05'00'



## cc: Martin A. Blumenthal

4330 West Belmont Avenue • Chicago, IL 60641 • Phone 773-685-2662 • Fax 773-685-8316 • nationa!power.com

## [WARNING : MESSAGE ENCRYPTED] Test Report
Ira AI port (National Power Corporation)

Cc marty 

## Christopher G Zawarus



# ____ , 

# ______**...,.,.;._~--** 

### This message has been replied to.



## I apologize for our late response. 07/14/2010 02:43PM



## Attached is the UN/lATA testing report for the battery packs shipped on Air Waybill 

## 79814188 8295 and 

## 7930 2138 6627 dated 

## 11/16/2009 for Zonare Medical Systems.

I've also attached training certificates for the course referenced in our email exchange of June 

## 18, 2010 along with files of the course itself.

We are still awaiting special approval from PHMSA. I spoke with them yesterday and it was apparent from my conversation that our application had fallen in a crack. Mr. Darral Relerford, Special Permits and Approvals PHH-31, Office of Hazardous Materials Safety, Pipeline and Hazardous Materials Safety Administration, U.S. Department ofTransportation advised he would have this taken

care of in the next couple of days. He can be reached at 

## 202-366-0260.

Please let me know if you have any additional questions.

Regards,

Ira Alport NATIONAL POWER CORPORATION 

## 4330 W. Belmont Avenue Chicago, IL 

## 60641 Ph: 

## 773-685-2662 Fax: 

## 773-439-6692

05-26675 D LS Electronics Systems Zonare Medical S ys. pdf M arciel Ramirez Shipping B atteries(IA T A and D 0 T) 07021 0. pdf

Joel Alport Shipping Batteries(IAT A and DOT) 06291 O.pdf Lee Nicholson Shipping Batteries(IATA and DOT)· 06251 O.pdf

# ~**~** Maria Munoz· Shipping Batteries(IAT P. and DOT)-06211 O.pdf Ira Alport-Shipping Batteries(IATA and DOT)-06181 O.pdf 

# Dt**~'- ~~** **~ ~** **v~** Module 1_ Shipping Batterie

... pdf Module 2_ Shipping Batterie

... pdf Module 3_ Shipping Batterie

... pdf