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                        FHWA Road Safety Audit Guidelines


            
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                5.0 Pre-construction Road Safety Audits
Part B: The Road Safety Audit Process

5.0 Pre-construction Road Safety Audits

In the pre-construction phase, the audit team has the greatest potential to improve safety as they are examining the design before a road facility is built. Pre-construction phase RSAs can be conducted on any proposed project that is likely to alter interactions between different road users or between road users and the road environment.

This chapter will discuss two stages of RSAs that may occur within the pre-construction phase:

Preliminary design stage RSAs (plans 30-40% complete).
	Detailed design stage RSAs (plans 60-80% complete).As shown in Exhibit 3.1, RSAs may also be conducted at the planning stage; however, this version of the guideline does not provide details on how to conduct planning stage RSAs. Prompt list 1 provided at the end of this guideline lists the items that would be within the scope of a planning stage RSA .

If a land use development proposal forms part of the design or may impact the design or the adjacent road network, it should be included in the RSA . Prompt list 7 provided at the end of this guideline lists the items that would be within the scope of land use development proposal RSAs.

5.1 Preliminary Design Road Safety Audits

Photo showing three people at a table reviewing drawings.

Preliminary design RSAs are conducted on the preliminary (functional) design drawings. At this stage, design drawings may show only general details regarding road alignment and the profile of the road along with typical cross-sections. Design drawings for intersections and interchanges should be at a larger scale to allow for closer scrutiny by the RSA team. A base map may show vertical contours, watercourses, and existing roads, structures, and property lines.

*What to consider in preliminary design RSAs.*

During preliminary design RSAs, the RSA team will not be able to see the actual layout of the site as it will appear upon completion, but should still conduct a field investigation.

The RSA team should see how the planned road improvement will tie in to the existing road network and examine adjacent roadways to determine how consistent the design will be from the perspectives of different road users. They should consider prevailing climatic conditions, surrounding vegetation, and topography.

At this point in the life of a project, fundamental decisions regarding route choice, the overall design, and layout of the project have already been decided.

However, the audit team may still suggest significant physical changes, such as horizontal and vertical alignment, provision of a median, lane and shoulder width, provision of bicycle lanes and sidewalks, and channelization. Access provided (driveways, intersections, interchanges) should be reviewed for upstream/downstream effects, potentially conflicting movements, and sight distances. Consolidation of access points may still be considered at this time.

If alternative options are still being considered, the RSA team should review each of the alternatives. Where significant land acquisition is involved in the project, the RSA should be conducted before acquisition is finalized in the event that the RSA team recommends significant changes to horizontal alignment that would require additional land.

**What is the purpose of a preliminary design RSA ?**

Avoid wasting significant time and effort in redesigning at a later point in the project (during detailed design).
	Ensure safety isn't compromised when project elements meeting minimum design standards interact.
	Evaluate whether departures from standards will significantly impact safety.
	Evaluate horizontal and vertical alignments (roadway and roadside cross-sections), interchange configuration, intersection layout, and access location,
	Determine how any project staging will impact safety.
	Determine if the needs of all road user groups are being met.If staged implementation of the project is to be carried out, each stage should be considered as well as the transition between each stage. The ability of the design to accommodate any future widening, expansion, or extension should be considered.

5.2 Detailed Design Road Safety Audits

A detailed design RSA is conducted before completion of the final design drawings (plans 60-80% complete) for the construction of a road facility. The project owner may consider providing intersection and interchange layouts at an even larger scale to allow for a more thorough examination. The base map will show in significant detail existing vegetation, vertical contours, watercourses, and existing roads and property lines at a large scale. Design drawings made available to the RSA team will be large scale and will show significant detail, as follows:

Information available in a detailed design

Horizontal and vertical alignment: drawings showing the alignment and vertical profile.
	Cross section: number and width of lanes, bike lanes, shoulders, drainage, curbs and gutters, boulevards, medians, sidewalks, clear zone, roadside barriers, significant road side structures, and potential roadside hazards.
	Intersection layout: including all traffic control devices, signs, pavement markings, number of lanes on each approach, medians, and channelization.
	Interchange layout: including advance and exit and exit direction signs, length and width of acceleration/deceleration lanes, delineation, gore area treatments, and road side barriers.
	Pedestrian treatments: curb ramps, crosswalks designed to be accessible for pedestrians with a disability, accessible pedestrian paths, pedestrian signals, special pavement surfaces, and fencing.
	Bicycle treatments: bike lanes and bike paths.
	Other details: driveway accesses, landscaping and traffic calming devices, illumination, signs, marking, and delineation.**What is the purpose of a detailed design RSA ?**

Identify and address any design issue prior to the construction stage.
	Evaluate whether departures from standards will significantly impact safety.
	Evaluate the safety of road features not previously made available to the audit team (such as signage, pavement markings, clear zone, roadside protection and landscaping).
	Determine if the needs of all road users have been adequately and safely met.
	Review the interaction of the various design elements with each other and with the surrounding road network.
	Identify anything missed during a previous audit.
	Follow-up on any issue identified in a previous audit.The audit team may wish to ask the project manager about any other details pertinent to the RSA that are absent from the design drawings. If alternative plans are still being considered, the audit team should review each alternative option as well.

During detailed design RSAs, if road grading has started, the audit team will have a greater opportunity to appreciate the layout of the roadway in the context of its location through a field investigation. They should see how the planned road improvement would tie in to the existing road network and examine adjacent roadways to determine how consistent the design will be from the perspective of road users.

Detailed design RSAs provide the last opportunity to change the design before actual construction of the road commences. Land acquisition may be finalized at this stage and will prevent the audit team from making any recommendations involving significant changes to road alignment or road cross section.

As with preliminary design RSAs, if staged implementation of the project is to be carried out, each stage should be considered as well as the transition between each stage. The ability of the design to accommodate any future widening, expansion, or extension should also be considered.

Prompt list 3 provided at the end of this guideline lists the items that would be within the scope of the RSA of the detailed design.
      
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                Book:FHWA Road Safety Audit Guidelines
              Preface
                1.0 Introduction
                2.0 Implementation of Road Safety Audits
                3.0 Overview of Road Safety Audit Process
                4.0 Conducting Road Safety Audits
                5.0 Pre-construction Road Safety Audits
                6.0 Construction Road Safety Audits
                7.0 Post-construction Road Safety Audits
                8.0 Road Safety Audit Prompt Lists
                Prompt List
                Pre-construction Phase: Prompt List 1 – Planning Stage Audit
                Pre-construction Phase: Prompt List 2 – Preliminary Design Stage Audit
                Pre-construction Phase: Prompt List 3 – Final Design Stage Audit
                Construction Phase: Prompt List 4 – Work Zone Traffic Control Plan Audit
                Construction Phase: Prompt List 5 – Pre-Opening Stage Audit
                Post-construction Phase: Prompt List 6 – Existing Road Audit
                Development Projects: Prompt List 7 – Land Use Development Proposals Audit
                Appendix A
                Appendix B U.S. DEPARTMENT OF TRANSPORTATION

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