31582 Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Notices 

for-profits and not-for-profit 

institutions. 

Total Estimated Number of 

Respondents: 161. 

Total Estimated Number of 

Responses: 657. 

Total Estimated Annual Burden 

Hours: 122. 

Total Estimated Annual Other Costs 

Burden: $0. 

Dated: May 7, 2013. 

Michel Smyth, 

Departmental Clearance Officer. 

[FR Doc. 2013–12427 Filed 5–23–13; 8:45 am] 

BILLING CODE 4510–FR–P 

DEPARTMENT OF LABOR 

Office of the Secretary 

Agency Information Collection 

Activities; Submission for OMB 

Review; Comment Request; 

Certification by School Official 

ACTION: Notice. 

SUMMARY: The Department of Labor 

(DOL) is submitting the Office of 

Workers’ Compensation Programs 

(OWCP) sponsored information 

collection request (ICR) revision titled, 

‘‘Certification by School Official,’’ 

(Form CM–981) to the Office of 

Management and Budget (OMB) for 

review and approval for use in 

accordance with the Paperwork 

Reduction Act (PRA) of 1995 (44 U.S.C. 

3501 et seq.). 

DATES: Submit comments on or before 

June 24, 2013. 

ADDRESSES: A copy of this ICR with 

applicable supporting documentation; 

including a description of the likely 

respondents, proposed frequency of 

response, and estimated total burden 

may be obtained free of charge from the 

RegInfo.gov Web site at http:// 

www.reginfo.gov/public/do/ 

PRAViewICR?ref_nbr=201302–1240–002 

(this link will only become active on the 

day following publication of this notice) 

or by contacting Michel Smyth by 

telephone at 202–693–4129 (this is not 

a toll-free number) or sending an email 

to DOL_PRA_PUBLIC@dol.gov. 

Submit comments about this request 

to the Office of Information and 

Regulatory Affairs, Attn: OMB Desk 

Officer for DOL–OWCP, Office of 

Management and Budget, Room 10235, 

725 17th Street NW., Washington, DC 

20503, Fax: 202–395–6881 (this is not a 

toll-free number), email: 

OIRA_submission@omb.eop.gov. 

FOR FURTHER INFORMATION CONTACT: 

Contact Michel Smyth by telephone at 

202–693–4129 (this is not a toll-free 

number) or by email at 

DOL_PRA_PUBLIC@dol.gov. 

Authority: 44 U.S.C. 3507(a)(1)(D). 

SUPPLEMENTARY INFORMATION: In order to 

qualify as an eligible dependent for 

black lung benefits, a child aged 18- to 

23-years must be a full-time student as 

described in the Black Lung Benefits 

Act, 30 U.S.C. 901 et. seq., and 

regulations 20 CFR 725.209. A school 

official completes a Certification by 

School Official (Form CM–981) to verify 

whether a Black Lung beneficiary’s 

dependent between the ages of 18 to 23 

years qualifies as a full-time student. 

This ICR has been characterized as a 

revision request under the PRA, because 

the OWCP has made formatting changes 

to make Form CM–981 electronically 

fillable. For additional substantive 

information about this ICR, see the 

related notice published in the Federal 

Register on February 22, 2013 (78 FR 

12364). 

This information collection is subject 

to the PRA. A Federal agency generally 

cannot conduct or sponsor a collection 

of information, and the public is 

generally not required to respond to an 

information collection, unless it is 

approved by the OMB under the PRA 

and displays a currently valid OMB 

Control Number. In addition, 

notwithstanding any other provisions of 

law, no person shall generally be subject 

to penalty for failing to comply with a 

collection of information that does not 

display a valid Control Number. See 5 

CFR 1320.5(a) and 1320.6. The DOL 

obtains OMB approval for this 

information collection under Control 

Number 1240–0031. The current 

approval is scheduled to expire on July 

31, 2013; however, it should be noted 

that existing information collection 

requirements submitted to the OMB 

receive a month-to-month extension 

while they undergo review. New 

information collection requirements 

would only take effect upon OMB 

approval. 

Interested parties are encouraged to 

send comments to the OMB, Office of 

Information and Regulatory Affairs at 

the address shown in the ADDRESSES

section within 30 days of publication of 

this notice in the Federal Register. In 

order to help ensure appropriate 

consideration, comments should 

mention OMB Control Number 1240– 

0031. The OMB is particularly 

interested in comments that: 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of the agency, including 

whether the information will have 

practical utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

• Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submission of 

responses. 

Agency: DOL–OWCP. 

Title of Collection: Certification by 

School Official. 

OMB Control Number: 1240–0031. 

Affected Public: State, Local, and 

Tribal Governments. 

Total Estimated Number of 

Respondents: 493. 

Total Estimated Number of 

Responses: 493. 

Total Estimated Annual Burden 

Hours: 82. 

Total Estimated Annual Other Costs 

Burden: $0. 

Dated: May 20, 2013. 

Michel Smyth, 

Departmental Clearance Officer. 

[FR Doc. 2013–12431 Filed 5–23–13; 8:45 am] 

BILLING CODE 4510–CK–P 

DEPARTMENT OF LABOR 

Office of the Secretary 

Agency Information Collection 

Activities; Submission for OMB 

Review; Comment Request; Statutory 

Exemption for Cross-Trading of 

Securities 

ACTION: Notice. 

SUMMARY: The Department of Labor 

(DOL) is submitting the Employee 

Benefits Security Administration 

(EBSA) sponsored information 

collection request (ICR) titled, 

‘‘Statutory Exemption for Cross-Trading 

of Securities,’’ to the Office of 

Management and Budget (OMB) for 

review and approval for continued use 

without change in accordance with the 

Paperwork Reduction Act (PRA) of 1995 

(44 U.S.C. 3501 et seq.). 

DATES: Submit comments on or before 

June 24, 2013. 

ADDRESSES: A copy of this ICR with 

applicable supporting documentation; 

including a description of the likely 

mstockstill on DSK4VPTVN1PROD with NOTICES

Federal Register / Vol. 78, No. 101 / Friday, May 24, 2013 / Notices 31583 

respondents, proposed frequency of 

response, and estimated total burden 

may be obtained free of charge from the 

RegInfo.gov Web site, http:// 

www.reginfo.gov/public/do/PRAMain, 

on the day following publication of this 

notice or by contacting Michel Smyth by 

telephone at 202–693–4129 (this is not 

a toll-free number) or sending an email 

to DOL_PRA_PUBLIC@dol.gov. 

Submit comments about this request 

to the Office of Information and 

Regulatory Affairs, Attn: OMB Desk 

Officer for DOL–EBSA, Office of 

Management and Budget, Room 10235, 

725 17th Street NW., Washington, DC 

20503, Fax: 202–395–6881 (this is not a 

toll-free number), email: 

OIRA_submission@omb.eop.gov. 

FOR FURTHER INFORMATION CONTACT: 

Contact Michel Smyth by telephone at 

202–693–4129 (this is not a toll-free 

number) or by email at 

DOL_PRA_PUBLIC@dol.gov. 

Authority: 44 U.S.C. 3507(a)(1)(D). 

SUPPLEMENTARY INFORMATION: The 

Regulation on Statutory Exemption for 

Cross-Trading of Securities, 29 CFR 

2550.408b-19, implements the content 

requirements for written cross-trading 

policies and procedures required under 

Employee Retirement Income Security 

Act of 1974 (ERISA) section 

408(b)(19)(H). ERISA section 408(b)(19) 

exempts cross-trading transactions 

involving the purchase and sale of a 

security between an account holding 

assets of a pension plan and any other 

account managed by the same 

investment manager from ERISA 

sections 406(a)(1)(A) and 406(b)(2) 

prohibitions, provided that certain 

conditions are satisfied. 

Regulations 29 CFR 2550.408b–19 

provides that policies and procedures 

for cross-trading under the statutory 

exemption must: (1) Be written in a 

manner calculated to be understood by 

the plan fiduciary authorizing crosstrading, (2) be sufficiently detailed to 

facilitate a periodic review of all crosstrades by a compliance officer 

designated by the investment manager 

and a determination by the compliance 

officer that the cross-trades comply with 

the investment manager’s written crosstrading policies and procedures, and (3) 

include, at a minimum: (A) A statement 

of general policy describing the criteria 

that will be applied by the investment 

manager in determining whether 

execution of a securities transaction as 

a cross-trade will be beneficial to both 

parties to the transaction; (B) a 

description of how the investment 

manager will determine the price at 

which the securities are cross-traded, in 

a manner that is consistent with 17 CFR 

270.17a–7(b) and Securities and 

Exchange Commission interpretations 

thereunder, including the identity of 

sources used to establish the price; (C) 

a description of how the investment 

manager’s policies and procedures will 

mitigate any potentially conflicting 

division of loyalties and responsibilities 

to the parties involved in any crosstrade transaction; (D) a requirement that 

the investment manager allocate crosstrades among accounts participating in 

the cross-trading program in an 

objective and equitable manner and a 

description of the policies and 

procedures that will be used; (E) the 

identity of the compliance officer 

responsible for reviewing the 

investment manager’s compliance with 

ERISA section 408(b)(19) and its written 

cross-trading policies and procedures 

and the compliance officer’s 

qualifications for this position; (F) the 

steps to be performed by the compliance 

officer during its periodic review of the 

investment manager’s purchases and 

sales of securities to ensure compliance 

with the written cross-trading policies 

and procedures; and (G) a description of 

the procedures by which the 

compliance officer will determine 

whether the requirements of section 

ERISA section 408(b)(19) are met. 

This information collection is subject 

to the PRA. A Federal agency generally 

cannot conduct or sponsor a collection 

of information, and the public is 

generally not required to respond to an 

information collection, unless it is 

approved by the OMB under the PRA 

and displays a currently valid OMB 

Control Number. In addition, 

notwithstanding any other provisions of 

law, no person shall generally be subject 

to penalty for failing to comply with a 

collection of information that does not 

display a valid Control Number. See 5 

CFR 1320.5(a) and 1320.6. The DOL 

obtains OMB approval for this 

information collection under Control 

Number 1210–0130. OMB authorization 

for an ICR cannot be for more than three 

(3) years without renewal, and the 

current approval for this collection is 

scheduled to expire on May 31, 2013. 

The DOL seeks OMB to extend PRA 

authorization for this information 

collection for three (3) more years 

without any change to existing 

requirements. It should be noted that 

existing information collection 

requirements submitted to the OMB 

receive a month-to-month extension 

while they undergo review. For 

additional information, see the related 

notice published in the Federal Register 

on November 27, 2012 (77 FR 70828). 

Interested parties are encouraged to 

send comments to the OMB, Office of 

Information and Regulatory Affairs at 

the address shown in the ADDRESSES

section within 30 days of publication of 

this notice in the Federal Register. In 

order to help ensure appropriate 

consideration, comments should 

mention OMB Control Number 1210– 

0130. The OMB is particularly 

interested in comments that: 

• Evaluate whether the proposed 

collection of information is necessary 

for the proper performance of the 

functions of the agency, including 

whether the information will have 

practical utility; 

• Evaluate the accuracy of the 

agency’s estimate of the burden of the 

proposed collection of information, 

including the validity of the 

methodology and assumptions used; 

• Enhance the quality, utility, and 

clarity of the information to be 

collected; and 

• Minimize the burden of the 

collection of information on those who 

are to respond, including through the 

use of appropriate automated, 

electronic, mechanical, or other 

technological collection techniques or 

other forms of information technology, 

e.g., permitting electronic submission of 

responses. 

Agency: DOL–EBSA. 

Title of Collection: Statutory 

Exemption for Cross-Trading of 

Securities. 

OMB Control Number: 1210–0130. 

Affected Public: Private Sector— 

businesses or other for-profits and notfor-profit institutions. 

Total Estimated Number of 

Respondents: 315. 

Total Estimated Number of 

Responses: 2,834. 

Total Estimated Annual Burden 

Hours: 3,290. 

Total Estimated Annual Other Costs 

Burden: $14,000. 

Dated: May 15, 2013. 

Michel Smyth, 

Departmental Clearance Officer. 

[FR Doc. 2013–12369 Filed 5–23–13; 8:45 am] 

BILLING CODE 4510–29–P 

mstockstill on DSK4VPTVN1PROD with NOTICES