Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations



## e-CFR Data is current as of November 15, 2011

Title 40: Protection of Environment

Browse Previous | Browse Next 

### PART 124—PROCEDURES FO R DECISIONMAKING

Section Contents 

### Subpart A

— General Program Requirements § 124.1 Purpose and scope. § 124.2 Definitions. § 124.3 Application for a permit. § 124.4 Consolidation of permit processing. § 124.5 Modification, revocation and re issuance, or termination of permits. § 124.6 Draft permits. § 124.7 Statement of basis. § 124.8 Fact sheet. § 124.9 Administrative record for draf t permits when EPA is the permitting authority. § 124.10 Public notice of permit actions and public comment period. § 124.11 Public comments and requests for public hearings. § 124.12 Public hearings. § 124.13 Obligation to raise issues and pr ovide information during the public comment period. § 124.14 Reopening of the public comment period. § 124.15 Issuance and effective date of permit. § 124.16 Stays of contested permit conditions. § 124.17 Response to comments. § 124.18 Administrative record for final permit when EPA is the permitting authority. § 124.19 Appeal of RCRA, UI C, NPDES, and PSD Permits. § 124.20 Computation of time. § 124.21 Effective date of part 124. Subpart B

— Specific Procedures Appli cable to RCRA Permits § 124.31 Pre

- application public meeting and notice. § 124.32 Public notice require ments at the application stage. § 124.33 Information repository. Subpart C

— Specific Procedures Appli cable to PSD Permits § 124.41 Definitions applicable to PSD permits. § 124.42 Additional procedures for PS D permits affecting Class I areas. Subpart D

— Specific Procedures Appli cable to NPDES Permits § 124.51 Purpose and scope. 

## Page 1 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...

### § 124.52 Permits required on a case

- by

- case basis. § 124.53 State certification. § 124.54 Special provisions for State cert ification and concurrence on applications for section 301(h) variances. § 124.55 Effect of State certification. § 124.56 Fact sheets. § 124.57 Public notice. § 124.58 [Reserved] § 124.59 Conditions requested by the Corp s of Engineers and other government agencies. § 124.60 Issuance and effective date and stays of NPDES permits. § 124.61 Final environmental impact statement. § 124.62 Decision on variances. § 124.63 Procedures for variances when EPA is the permitting authority. § 124.64 Appeals of variances. § 124.65 [Reserved] § 124.66 Special procedures for decisions on thermal variances under section 316(a). Subparts E

— F [Reserved]

Subpart G

— Procedures for RCRA Standardized Permit

General Information About Standardized Permits § 124.200 What is a RCRA standardized permit? § 124.201 Who is eligible for a standardized permit? Applying for a Standardized Permit § 124.202 How do I as a facility owner or operator apply for a standardized permit? § 124.203 How may I switch from my indi vidual RCRA permit to a standardized permit? Issuing a Standardized Permit § 124.204 What must I do as the Director of the regulatory agency to prepare a draft standardized permit? § 124.205 What must I do as the Director of the regulatory agency to prepare a final standardized permit? § 124.206 In what situations may I require a facility owner or operator to apply for an individual permit? Opportunities for Public Involvement in the Standardized Permit Process § 124.207 What are the requi rements for public notices? § 124.208 What are the opportunities for public comments and hearings on draft permit decisions? § 124.209 What are the require ments for responding to comments? § 124.210 May I, as an interested party in the permit process, appeal a final standardized permit? Maintaining a Standardized Permit § 124.211 What types of changes may I make to my standardized permit? § 124.212 What procedures must I follow to make routine changes? § 124.213 What procedures must I follow to make routine changes with prior approval? § 124.214 What procedures must I follow to make significant changes?

Authority: Resource Conservation and Recovery Act, 42 U.S.C. 6901 et seq. ; Safe Drinking Water Act, 42 U.S.C. 300f et seq. ; Clean Water Act, 33 U.S.C. 1251 et seq. ; Clean A ir Act, 42 U.S.C. 7401 et seq. Source: 48 FR 14264, Apr. 1, 1983, unless otherwise noted. Subpart A—General Program Requirements 

## Page 2 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...top 

### § 124.1 Purpose and scope.

top (a) This part contains EPA procedures for issuing, modifying, revoking and reissuing, or terminating all RCRA, UIC, PSD and NPDES “permits” (including “sludge-only” permits issued pursuant to §122.1(b)(2) of this chapter. The latter kinds of permits are governed by part 270. RCRA interim status and UIC authorization by rule are not “permits” and are covered by specific provisions in parts 144, subpart C, and 270. This part also does not apply to permits issued, modified, revoked and reissued or terminated by the Corps of Engineers. Those procedures are specified in 33 CFR parts 320–327. The procedures of this part also apply to denial of a permit for the active life of a RCRA hazardous waste management facility or unit under §270.29. (b) Part 124 is organized into five subparts. Subpart A contains general procedural requirements applicable to all permit programs covered by these provisions. Subparts B through D and Subpart G supplement these general provisions with requirements that apply to only one or more of the programs. Subpart A describes the steps EPA will follow in receiving permit applications, preparing draft permits, issuing public notice, inviting public comment and holding public hearings on draft permits. Subpart A also covers assembling an administrative record, responding to comments, issuing a final permit decision, and allowing for administrative appeal of the final permit decisions. Subpart B contains public participation requirements applicable to all RCRA hazardous waste management facilities. Subpart C contains definitions and specific procedural requirements for PSD permits. Subpart D contains specific procedural requirements for NPDES permits. Subpart G contains specific procedural requirements for RCRA standardized permits, which, in some instances, change how the General Program Requirements of subpart A apply in the context of the RCRA standardized permit. (c) Part 124 offers an opportunity for public hearings (see §124.12). (d) This part is designed to allow permits for a given facility under two or more of the listed programs to be processed separately or together at the choice of the Regional Administrator. This allows EPA to combine the processing of permits only when appropriate, and not necessarily in all cases. The Regional A dministrator may consolidate permit processing when the permit applications are submitted, when draft permits are prepared, or when final permit decisions are issued. This part also allows consolidated permits to be subject to a single public hearing under §124.12. Permit applicants may recommend whether or not their applications should be consolidated in any given case. (e) Certain procedural requirements set forth in part 124 must be adopted by States in order to gain EPA approval to operate RCRA, UIC, NPDES, and 404 permit programs. These requirements are listed in §§123.25 (NPDES), 145.11 (UIC), 233,26 (404), and 271.14 (RCRA) and signaled by the following words at the end of the appropriate part 124 section or paragraph heading: ( applicable to State p rograms see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA) ). Part 124 does not apply to PSD permits issued by an approved State. (f) To coordinate decisionmaking when different permits will be issued by EPA and approved State programs, this part allows applications to be jointly processed, joint comment periods and hearings to be held, and final permits to be issued on a cooperative basis whenever EPA and a State agree to take such steps in general or in individual cases. These joint processing agreements may be provided in the Memorandum of Agreement developed under §§123.24 (NPDES), 145.24 (UIC), 233.24 (404), and 271.8 (RCRA). [48 FR 14264, Apr. 1, 1983, as amended at 54 FR 9607, Mar. 7, 1989; 54 FR 18785, May 2, 1989; 65 FR 30910, May 15, 2000; 70 FR 53448, Sept. 8, 2005] 

### § 124.2 Definitions.

top (a) In addition to the definitions given in §§122.2 and 123.2 (NPDES), 501.2 (sludge management), 144.3 and 145.2 (UIC), 233.3 (404), and 270.2 and 271.2 (RCRA), the definitions below apply to this part, except for PSD permits which are governed by the definitions in §124.41. Terms not defined in this 

## Page 3 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...section have the meaning given by the appropriate Act.

A dministrator means the Administrator of the U.S. Environmental Protection Agency, or an authorized representative.

A pplication means the EPA standard national forms for applying for a permit, including any additions, revisions or modifications to the forms; or forms approved by EPA for use in “approved States,” including any approved modifications or revisions. For RCRA, application also includes the information required by the Director under §§270.14 through 270.29 [contents of Part B of the RCRA application].

A ppropriate Act and regulations means the Clean Water Act (CWA); the Solid Waste Disposal Act, as amended by the Resource Conservation Recovery Act (RCRA); or Safe Drinking Water Act (SDWA), whichever is applicable; and applicable regulations promulgated under those statutes. In the case of an “approved State program” appropriate Act and regulations includes program requirements.

CWA means the Clean Water Act (formerly referred to as the Federal Water Pollution Control Act of Federal Pollution Control Act Amendments of 1972) Public Law 92–500, as amended by Public Law 95– 217 and Public Law 95–576; 33 U.S.C. 1251 et seq.

Director means the Regional Administrator, the State director or the Tribal director as the context requires, or an authorized representative. When there is no approved State or Tribal program, and there is an EPA administered program, Director means the Regional Administrator. When there is an approved State or Tribal program, “Director” normally means the State or Tribal director. In some circumstances, however, EPA retains the authority to take certain actions even when there is an approved State or Tribal program. (For example, when EPA has issued an NPDES permit prior to the approval of a State program, EPA may retain jurisdiction over that permit after program approval; see §123.1) In such cases, the term “Director” means the Regional Administrator and not the State or Tribal director. Draft permit means a document prepared under §124.6 indicating the Director's tentative decision to issue or deny, modify, revoke and reissue, terminate, or reissue a “permit.” A notice of intent to terminate a permit and a notice of intent to deny a permit as discussed in §124.5, are types of “draft permits.” A denial of a request for modification, revocation and reissuance or termination, as discussed in §124.5, is not a “draft permit.” A “proposal permit” is not a “draft permit.” Environmental Appeals Board shall mean the Board within the Agency described in §1.25(e) of this title. The Administrator delegates authority to the Environmental Appeals Board to issue final decisions in RCRA, PSD, UIC, or NPDES permit appeals filed under this subpart, including informal appeals of denials of requests for modification, revocation and reissuance, or termination of permits under Section 124.5(b). An appeal directed to the Administrator, rather than to the Environmental Appeals Board, will not be considered. This delegation does not preclude the Environmental Appeals Board from referring an appeal or a motion under this subpart to the Administrator when the Environmental Appeals Board, in its discretion, deems it appropriate to do so. When an appeal or motion is referred to the Administrator by the Environmental Appeals Board, all parties shall be so notified and the rules in this subpart referring to the Environmental Appeals Board shall be interpreted as referring to the Administrator.

EPA (“EPA”) means the United States “Environmental Protection Agency.” Facility or activity means any “HWM facility,” UIC “injection well,” NPDES “point source” or “treatment works treating domestic sewage” or State 404 dredge or fill activity, or any other facility or activity (including land or appurtenances thereto) that is subject to regulation under the RCRA, UIC, NPDES, or 404 programs.

Federal Indian reservation (in the case of NPDES) means all land within the limits of any Indian reservation under the jurisdiction of the United States Government, notwithstanding the issuance of any patent, and including rights-of-way running through the reservation. General permit (NPDES and 404) means an NPDES or 404 “permit” authorizing a category of discharges or activities under the CWA within a geographical area. For NPDES, a general permit means a permit issued under §122.28. For 404, a general permit means a permit issued under §233.37.

Indian Tribe means (in the case of UIC) any Indian Tribe having a federally recognized governing body carrying out substantial governmental duties and powers over a defined area. For the NPDES program, the term “Indian Tribe” means any Indian Tribe, band, group, or community recognized by the Secretary 

## Page 4 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...of the Interior and exercising governmental authority over a Federal Indian reservation. Interstate agency means an agency of two or more States established by or under an agreement or compact approved by the Congress, or any other agency of two or more States having substantial powers or duties pertaining to the control of pollution as determined and approved by the Administrator under the “appropriate Act and regulations.” Major facility means any RCRA, UIC, NPDES, or 404 “facility or activity” classified as such by the Regional Administrator, or, in the case of “approved State programs,” the Regional Administrator in conjunction with the State Director. Owner or operator means owner or operator of any “facility or activity” subject to regulation under the RCRA, UIC, NPDES, or 404 programs.

Permit means an authorization, license or equivalent control document issued by EPA or an “approved State” to implement the requirements of this part and parts 122, 123, 144, 145, 233, 270, and 271 of this chapter. “Permit” includes RCRA “permit by rule” (§270.60), RCRA standardized permit (§270.67), UIC area permit (§144.33), NPDES or 404 “general permit” (§§270.61, 144.34, and 233.38). Permit does not include RCRA interim status (§270.70), UIC authorization by rule (§144.21), or any permit which has not yet been the subject of final agency action, such as a “draft permit” or a “proposed permit.”

Person means an individual, association, partnership, corporation, municipality, State, Federal, or Tribal agency, or an agency or employee thereof.

RCRA means the Solid Waste Disposal Act as amended by the Resource Conservation and Recovery A ct of 1976 (Pub. L. 94–580, as amended by Pub. L. 95–609, 42 U.S.C. 6901 et seq ). Regional Administrator means the Regional Administrator of the appropriate Regional Office of the Environmental Protection Agency or the authorized representative of the Regional Administrator. Schedule of compliance means a schedule of remedial measures included in a “permit,” including an enforceable sequence of interim requirements (for example, actions, operations, or milestone events) leading to compliance with the “appropriate Act and regulations.”

SDWA means the Safe Drinking Water Act (Pub. L. 95–523, as amended by Pub. L. 95–1900; 42 U.S.C. 300f et seq ). Section 404 program or State 404 program or 404 means an “approved State program” to regulate the “discharge of dredged material” and the “discharge of fill material” under section 404 of the Clean Water A ct in “State regulated waters.”

Site means the land or water area where any “facility or activity” is physically located or conducted, including adjacent land used in connection with the facility or activity. Standardized permit means a RCRA permit authorizing management of hazardous waste issued under subpart G of this part and part 270, subpart J. The standardized permit may have two parts: A uniform portion issued in all cases and a supplemental portion issued at the Director's discretion.

State means one of the States of the United States, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, American Samoa, the Trust Territory of the Pacific Islands (except in the case of RCRA), the Commonwealth of the Northern Mariana Islands, or an Indian Tribe that meets the statutory criteria which authorize EPA to treat the Tribe in a manner similar to that in which it treats a State (except in the case of RCRA).

State Director means the chief administrative officer of any State, interstate, or Tribal agency operating an approved program, or the delegated representative of the State director. If the responsibility is divided among two or more States, interstate, or Tribal agencies, “State Director” means the chief administrative officer of the State, interstate, or Tribal agency authorized to perform the particular procedure or function to which reference is made.

State Director means the chief administrative officer of any State or interstate agency operating an “approved program,” or the delegated representative of the state Director. If responsibility is divided among two or more State or interstate agencies, “State Director” means the chief administrative officer 

## Page 5 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...of the State or interstate agency authorized to perform the particular procedure or function to which reference is made.

UIC means the Underground Injection Control program under Part C of the Safe Drinking Water Act, including an “approved program.” (b) For the purposes of part 124, the term Director means the State Director or Regional Administrator and is used when the accompanying provision is required of EPA-administered programs and of State programs under §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). The term Regional Administrator is used when the accompanying provision applies exclusively to EPA-issued permits and is not applicable to State programs under these sections. While States are not required to implement these latter provisions, they are not precluded from doing so, notwithstanding use of the term “Regional Administrator.” [48 FR 14264, Apr. 1, 1983; 48 FR 30115, June 30, 1983, as amended at 49 FR 25981, June 25, 1984; 53 FR 37410, Sept. 26, 1988; 54 FR 18785, May 2, 1989; 57 FR 5335, Feb. 13, 1992; 57 FR 60129, Dec. 18, 1992; 58 FR 67983, Dec. 22, 1993; 59 FR 64343, Dec. 14, 1994; 65 FR 30910, May 15, 2000; 70 FR 53449, Sept. 8, 2005] 

### § 124.3 Applicat ion for a permit.

top (a) Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). (1) Any person who requires a permit under the RCRA, UIC, NPDES, or PSD programs shall complete, sign, and submit to the Director an application for each permit required under §§270.1 (RCRA), 144.1 (UIC), 40 CFR 52.21 (PSD), and 122.1 (NPDES). Applications are not required for RCRA permits by rule (§270.60), underground injections authorized by rules (§§144.21 through 144.26), NPDES general permits (§122.28) and 404 general permits (§233.37). (2) The Director shall not begin the processing of a permit until the applicant has fully complied with the application requirements for that permit. See §§270.10, 270.13 (RCRA), 144.31 (UIC), 40 CFR 52.21 (PSD), and 122.21 (NPDES). (3) Permit applications (except for PSD permits) must comply with the signature and certification requirements of §§122.22 (NPDES), 144.32 (UIC), 233.6 (404), and 270.11 (RCRA). (b) [Reserved] (c) The Regional Administrator shall review for completeness every application for an EPA-issued permit. Each application for an EPA-issued permit submitted by a new HWM facility, a new UIC injection well, a major PSD stationary source or major PSD modification, or an NPDES new source or NPDES new discharger should be reviewed for completeness by the Regional Administrator within 30 days of its receipt. Each application for an EPA-issued permit submitted by an existing HWM facility (both Parts A and B of the application), existing injection well or existing NPDES source or sludge-only facility should be reviewed for completeness within 60 days of receipt. Upon completing the review, the Regional A dministrator shall notify the applicant in writing whether the application is complete. If the application is incomplete, the Regional Administrator shall list the information necessary to make the application complete. When the application is for an existing HWM facility, an existing UIC injection well or an existing NPDES source or “sludge-only facility” the Regional Administrator shall specify in the notice of deficiency a date for submitting the necessary information. The Regional Administrator shall notify the applicant that the application is complete upon receiving this information. After the application is completed, the Regional Administrator may request additional information from an applicant but only when necessary to clarify, modify, or supplement previously submitted material. Requests for such additional information will not render an application incomplete. (d) If an applicant fails or refuses to correct deficiencies in the application, the permit may be denied and appropriate enforcement actions may be taken under the applicable statutory provision including RCRA section 3008, SDWA sections 1423 and 1424, CAA section 167, and CWA sections 308, 309, 402(h), and 402(k). (e) If the Regional Administrator decides that a site visit is necessary for any reason in conjunction with the processing of an application, he or she shall notify the applicant and a date shall be scheduled. 

## Page 6 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(f) The effective date of an application is the date on which the Regional Administrator notifies the applicant that the application is complete as provided in paragraph (c) of this section. (g) For each application from a major new HWM facility, major new UIC injection well, major NPDES new source, major NPDES new discharger, or a permit to be issued under provisions of §122.28(c), the Regional Administrator shall, no later than the effective date of the application, prepare and mail to the applicant a project decision schedule. (This paragraph does not apply to PSD permits.) The schedule shall specify target dates by which the Regional Administrator intends to: (1) Prepare a draft permit; (2) Give public notice; (3) Complete the public comment period, including any public hearing; and (4) Issue a final permit. (Clean Water Act (33 U.S.C. 1251 et seq. ), Safe Drinking Water Act (42 U.S.C. 300f et seq. ), Clean Air A ct (42 U.S.C. 7401 et seq. ), Resource Conservation and Recovery Act (42 U.S.C. 6901 et seq. )) [48 FR 14264, Apr. 1, 1983, as amended at 48 FR 39620, Sept. 1, 1983; 54 FR 18785, May 2, 1989; 65 FR 30910, May 15, 2000] 

### § 124.4 Consolidation of permit processing.

top (a)(1) Whenever a facility or activity requires a permit under more than one statute covered by these regulations, processing of two or more applications for those permits may be consolidated. The first step in consolidation is to prepare each draft permit at the same time. (2) Whenever draft permits are prepared at the same time, the statements of basis (required under §124.7 for EPA-issued permits only) or fact sheets (§124.8), administrative records (required under §124.9 for EPA-issued permits only), public comment periods (§124.10), and any public hearings (§124.12) on those permits should also be consolidated. The final permits may be issued together. They need not be issued together if in the judgment of the Regional Administrator or State Director(s), joint processing would result in unreasonable delay in the issuance of one or more permits. (b) Whenever an existing facility or activity requires additional permits under one or more of the statutes covered by these regulations, the permitting authority may coordinate the expiration date(s) of the new permit(s) with the expiration date(s) of the existing permit(s) so that all permits expire simultaneously. Processing of the subsequent applications for renewal permits may then be consolidated. (c) Processing of permit applications under paragraph (a) or (b) of this section may be consolidated as follows: (1) The Director may consolidate permit processing at his or her discretion whenever a facility or activity requires all permits either from EPA or from an approved State. (2) The Regional Administrator and the State Director(s) may agree to consolidate draft permits whenever a facility or activity requires permits from both EPA and an approved State. (3) Permit applicants may recommend whether or not the processing of their applications should be consolidated. (d) [Reserved] (e) Except with the written consent of the permit applicant, the Regional Administrator shall not consolidate processing a PSD permit with any other permit under paragraph (a) or (b) of this section when to do so would delay issuance of the PSD permit more than one year from the effective date of the application under §124.3(f). 

## Page 7 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...[48 FR 14264, Apr. 1, 1983, as amended at 65 FR 30910, May 15, 2000] 

### § 124.5 Modification, revo cation and reissuance, or termination of permits.

top (a) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) Permits (other than PSD permits) may be modified, revoked and reissued, or terminated either at the request of any interested person (including the permittee) or upon the Director's initiative. However, permits may only be modified, revoked and reissued, or terminated for the reasons specified in §122.62 or §122.64 (NPDES), 144.39 or 144.40 (UIC), 233.14 or 233.15 (404), and 270.41 or 270.43 (RCRA). All requests shall be in writing and shall contain facts or reasons supporting the request. (b) If the Director decides the request is not justified, he or she shall send the requester a brief written response giving a reason for the decision. Denials of requests for modification, revocation and reissuance, or termination are not subject to public notice, comment, or hearings. Denials by the Regional Administrator may be informally appealed to the Environmental Appeals Board by a letter briefly setting forth the relevant facts. The Environmental Appeals Board may direct the Regional A dministrator to begin modification, revocation and reissuance, or termination proceedings under paragraph (c) of this section. The appeal shall be considered denied if the Environmental Appeals Board takes no action on the letter within 60 days after receiving it. This informal appeal is, under 5 U.S.C. 704, a prerequisite to seeking judicial review of EPA action in denying a request for modification, revocation and reissuance, or termination. (c) ( Applicable to State programs, see 40 CFR 123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA) ). (1) If the Director tentatively decides to modify or revoke and reissue a permit under 40 CFR 122.62 (NPDES), 144.39 (UIC), 233.14 (404), or 270.41 (other than §270.41(b)(3)) or §270.42 (c) (RCRA), he or she shall prepare a draft permit under §124.6 incorporating the proposed changes. The Director may request additional information and, in the case of a modified permit, may require the submission of an updated application. In the case of revoked and reissued permits, other than under 40 CFR 270.41(b)(3), the Director shall require the submission of a new application. In the case of revoked and reissued permits under 40 CFR 270.41(b)(3), the Director and the permittee shall comply with the appropriate requirements in 40 CFR part 124, subpart G for RCRA standardized permits. (2) In a permit modification under this section, only those conditions to be modified shall be reopened when a new draft permit is prepared. All other aspects of the existing permit shall remain in effect for the duration of the unmodified permit. When a permit is revoked and reissued under this section, the entire permit is reopened just as if the permit had expired and was being reissued. During any revocation and reissuance proceeding the permittee shall comply with all conditions of the existing permit until a new final permit is reissued. (3) “Minor modifications” as defined in §§122.63 (NPDES), 144.41 (UIC), and 233.16 (404), and “Classes 1 and 2 modifications” as defined in §270.42 (a) and (b) (RCRA) are not subject to the requirements of this section. (d) ( Applicable to State programs, see §§123.25 (NPDES) of this chapter, 145.11 (UIC) of this chapter, and 271.14 (RCRA) of this chapter. ) (1) If the Director tentatively decides to terminate: A permit under §144.40 (UIC) of this chapter, a permit under §§122.64(a) (NPDES) of this chapter or 270.43 (RCRA) of this chapter (for EPA-issued NPDES permits, only at the request of the permittee), or a permit under §122.64(b) (NPDES) of this chapter where the permittee objects, he or she shall issue a notice of intent to terminate. A notice of intent to terminate is a type of draft permit which follows the same procedures as any draft permit prepared under §124.6 of this chapter. (2) For EPA-issued NPDES or RCRA permits, if the Director tentatively decides to terminate a permit under §122.64(a) (NPDES) of this chapter, other than at the request of the permittee, or decides to conduct a hearing under section 3008 of RCRA in connection with the termination of a RCRA permit, he or she shall prepare a complaint under 40 CFR 22.13 and 22.44 of this chapter. Such termination of NPDES and RCRA permits shall be subject to the procedures of part 22 of this chapter. (3) In the case of EPA-issued permits, a notice of intent to terminate or a complaint shall not be issued if the Regional Administrator and the permittee agree to termination in the course of transferring permit responsibility to an approved State under §§123.24(b)(1) (NPDES) of this chapter, 145.25(b)(1) (UIC) of this chapter, 271.8(b)(6) (RCRA) of this chapter, or 501.14(b)(1) (sludge) of this chapter. In addition, termination of an NPDES permit for cause pursuant to §122.64 of this chapter may be accomplished by 

## Page 8 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...providing written notice to the permittee, unless the permittee objects. (e) When EPA is the permitting authority, all draft permits (including notices of intent to terminate) prepared under this section shall be based on the administrative record as defined in §124.9. (f) ( Applicable to State programs, see §233.26 (404). ) Any request by the permittee for modification to an existing 404 permit (other than a request for a minor modification as defined in §233.16 (404)) shall be treated as a permit application and shall be processed in accordance with all requirements of §124.3. (g)(1) (Reserved for PSD Modification Provisions). (2) PSD permits may be terminated only by rescission under §52.21(w) or by automatic expiration under §52.21(r). Applications for rescission shall be precessed under §52.21(w) and are not subject to this part. [48 FR 14264, Apr. 1, 1983, as amended at 53 FR 37934, Sept. 28, 1988; 54 FR 18785, May 2, 1989; 57 FR 60129, Dec. 18, 1992; 65 FR 30910, May 15, 2000; 70 FR 53449, Sept. 8, 2005] 

### § 124.6 Draft permits.

top (a) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) Once an application is complete, the Director shall tentatively decide whether to prepare a draft permit (except in the case of State section 404 permits for which no draft permit is required under §233.39) or to deny the application. (b) If the Director tentatively decides to deny the permit application, he or she shall issue a notice of intent to deny. A notice of intent to deny the permit application is a type of draft permit which follows the same procedures as any draft permit prepared under this section. See §124.6(e). If the Director's final decision (§124.15) is that the tentative decision to deny the permit application was incorrect, he or she shall withdraw the notice of intent to deny and proceed to prepare a draft permit under paragraph (d) of this section. (c) ( Applicable to State programs, see §§123.25 (NPDES) and 233.26 (404). ) If the Director tentatively decides to issue an NPDES or 404 general permit, he or she shall prepare a draft general permit under paragraph (d) of this section. (d) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) If the Director decides to prepare a draft permit, he or she shall prepare a draft permit that contains the following information: (1) All conditions under §§122.41 and 122.43 (NPDES), 144.51 and 144.42 (UIC, 233.7 and 233.8 (404, or 270.30 and 270.32 (RCRA) (except for PSD permits))); (2) All compliance schedules under §§122.47 (NPDES), 144.53 (UIC), 233.10 (404), or 270.33 (RCRA) (except for PSD permits); (3) All monitoring requirements under §§122.48 (NPDES), 144.54 (UIC), 233.11 (404), or 270.31 (RCRA) (except for PSD permits); and (4) For: (i) RCRA permits, standards for treatment, storage, and/or disposal and other permit conditions under §270.30; (ii) UIC permits, permit conditions under §144.52; (iii) PSD permits, permit conditions under 40 CFR §52.21; (iv) 404 permits, permit conditions under §§233.7 and 233.8; 

## Page 9 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(v) NPDES permits, effluent limitations, standards, prohibitions, standards for sewage sludge use or disposal, and conditions under §§122.41, 122.42, and 122.44, including when applicable any conditions certified by a State agency under §124.55, and all variances that are to be included under §124.63. (e) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) All draft permits prepared by EPA under this section shall be accompanied by a statement of basis (§124.7) or fact sheet (§124.8), and shall be based on the administrative record (§124.9), publicly noticed (§124.10) and made available for public comment (§124.11). The Regional Administrator shall give notice of opportunity for a public hearing (§124.12), issue a final decision (§124.15) and respond to comments (§124.17). For RCRA, UIC or PSD permits, an appeal may be taken under §124.19 and, for NPDES permits, an appeal may be taken under §124.74. Draft permits prepared by a State shall be accompanied by a fact sheet if required under §124.8. [48 FR 14264, Apr. 1, 1983, as amended at 54 FR 18785, May 2, 1989; 65 FR 30910, May 15, 2000] 

### § 124.7 Statement of basis.

top EPA shall prepare a statement of basis for every draft permit for which a fact sheet under §124.8 is not prepared. The statement of basis shall briefly describe the derivation of the conditions of the draft permit and the reasons for them or, in the case of notices of intent to deny or terminate, reasons supporting the tentative decision. The statement of basis shall be sent to the applicant and, on request, to any other person. 

### § 124.8 Fact sheet.

top ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) (a) A fact sheet shall be prepared for every draft permit for a major HWM, UIC, 404, or NPDES facility or activity, for every Class I sludge management facility, for every 404 and NPDES general permit (§§237.37 and 122.28), for every NPDES draft permit that incorporates a variance or requires an explanation under §124.56(b), for every draft permit that includes a sewage sludge land application planunder 40 CFR 501.15(a)(2)(ix), and for every draft permit which the Director finds is the subject of widespread public interest or raises major issues. The fact sheet shall briefly set forth the principal facts and the significant factual, legal, methodological and policy questions considered in preparing the draft permit. The Director shall send this fact sheet to the applicant and, on request, to any other person. (b) The fact sheet shall include, when applicable: (1) A brief description of the type of facility or activity which is the subject of the draft permit; (2) The type and quantity of wastes, fluids, or pollutants which are proposed to be or are being treated, stored, disposed of, injected, emitted, or discharged. (3) For a PSD permit, the degree of increment consumption expected to result from operation of the facility or activity. (4) A brief summary of the basis for the draft permit conditions including references to applicable statutory or regulatory provisions and appropriate supporting references to the administrative record required by §124.9 (for EPA-issued permits); (5) Reasons why any requested variances or alternatives to required standards do or do not appear j ustified; (6) A description of the procedures for reaching a final decision on the draft permit including: (i) The beginning and ending dates of the comment period under §124.10 and the address where 

## Page 10 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...comments will be received; (ii) Procedures for requesting a hearing and the nature of that hearing; and (iii) Any other procedures by which the public may participate in the final decision. (7) Name and telephone number of a person to contact for additional information. (8) For NPDES permits, provisions satisfying the requirements of §124.56. (9) Justification for waiver of any application requirements under §122.21(j) or (q) of this chapter. [48 FR 14264, Apr. 1, 1983, as amended at 54 FR 18786, May 2, 1989; 64 FR 42470, Aug. 4, 1999] 

### § 124.9 Administrative record for draft permits when EPA is the permitting authority.

top (a) The provisions of a draft permit prepared by EPA under §124.6 shall be based on the administrative record defined in this section. (b) For preparing a draft permit under §124.6, the record shall consist of: (1) The application, if required, and any supporting data furnished by the applicant; (2) The draft permit or notice of intent to deny the application or to terminate the permit; (3) The statement of basis (§124.7) or fact sheet (§124.8); (4) All documents cited in the statement of basis or fact sheet; and (5) Other documents contained in the supporting file for the draft permit. (6) For NPDES new source draft permits only, any environmental assessment, environmental impact statement (EIS), finding of no significant impact, or environmental information document and any supplement to an EIS that may have been prepared. NPDES permits other than permits to new sources as well as all RCRA, UIC and PSD permits are not subject to the environmental impact statement provisions of section 102(2)(C) of the National Environmental Policy Act, 42 U.S.C. 4321. (c) Material readily available at the issuing Regional Office or published material that is generally available, and that is included in the administrative record under paragraphs (b) and (c) of this section, need not be physically included with the rest of the record as long as it is specifically referred to in the statement of basis or the fact sheet. (d) This section applies to all draft permits when public notice was given after the effective date of these regulations. 

### § 124.10 Public notice of permit actions and public comment period.

top (a) Scope. (1) The Director shall give public notice that the following actions have occurred: (i) A permit application has been tentatively denied under §124.6(b); (ii) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) A draft permit has been prepared under §124.6(d); 

## Page 11 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(iii) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404) and 271.14 (RCRA)). ) A hearing has been scheduled under §124.12; (iv) An appeal has been granted under §124.19(c); (v) ( Applicable to State programs, see §233.26 (404). ) A State section 404 application has been received in cases when no draft permit will be prepared (see §233.39); or (vi) An NPDES new source determination has been made under §122.29. (2) No public notice is required when a request for permit modification, revocation and reissuance, or termination is denied under §124.5(b). Written notice of that denial shall be given to the requester and to the permittee. (3) Public notices may describe more than one permit or permit actions. (b) Timing (applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404, and 271.14 (RCRA)). (1) Public notice of the preparation of a draft permit (including a notice of intent to deny a permit application) required under paragraph (a) of this section shall allow at least 30 days for public comment. For RCRA permits only, public notice shall allow at least 45 days for public comment. For EPA-issued permits, if the Regional Administrator determines under 40 CFR part 6, subpart F that an Environmental Impact Statement (EIS) shall be prepared for an NPDES new source, public notice of the draft permit shall not be given until after a draft EIS is issued. (2) Public notice of a public hearing shall be given at least 30 days before the hearing. (Public notice of the hearing may be given at the same time as public notice of the draft permit and the two notices may be combined.) (c) Methods (applicable to State programs, see 40 CFR 123.25 (NPDES), 145.11 (UIC), 233.23 (404), and 271.14 (RCRA)). Public notice of activities described in paragraph (a)(1) of this section shall be given by the following methods: (1) By mailing a copy of a notice to the following persons (any person otherwise entitled to receive notice under this paragraph may waive his or her rights to receive notice for any classes and categories of permits); (i) The applicant (except for NPDES and 404 general permits when there is no applicant); (ii) Any other agency which the Director knows has issued or is required to issue a RCRA, UIC, PSD (or other permit under the Clean Air Act), NPDES, 404, sludge management permit, or ocean dumping permit under the Marine Research Protection and Sanctuaries Act for the same facility or activity (including EPA when the draft permit is prepared by the State); (iii) Federal and State agencies with jurisdiction over fish, shellfish, and wildlife resources and over coastal zone management plans, the Advisory Council on Historic Preservation, State Historic Preservation Officers, including any affected States (Indian Tribes). (For purposes of this paragraph, and in the context of the Underground Injection Control Program only, the term State includes Indian Tribes treated as States.) (iv) For NPDES and 404 permits only, any State agency responsible for plan development under CWA section 208(b)(2), 208(b)(4) or 303(e) and the U.S. Army Corps of Engineers, the U.S. Fish and Wildlife Service and the National Marine Fisheries Service; (v) For NPDES permits only, any user identified in the permit application of a privately owned treatment works; (vi) For 404 permits only, any reasonably ascertainable owner of property adjacent to the regulated facility or activity and the Regional Director of the Federal Aviation Administration if the discharge involves the construction of structures which may affect aircraft operations or for purposes associated with seaplane operations; (vii) For PSD permits only, affected State and local air pollution control agencies, the chief executives of the city and county where the major stationary source or major modification would be located, any 

## Page 12 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...comprehensive regional land use planning agency and any State, Federal Land Manager, or Indian Governing Body whose lands may be affected by emissions from the regulated activity; (viii) For Class I injection well UIC permits only, state and local oil and gas regulatory agencies and state agencies regulating mineral exploration and recovery; (ix) Persons on a mailing list developed by: (A) Including those who request in writing to be on the list; (B) Soliciting persons for “area lists” from participants in past permit proceedings in that area; and (C) Notifying the public of the opportunity to be put on the mailing list through periodic publication in the public press and in such publications as Regional and State funded newsletters, environmental bulletins, or State law journals. (The Director may update the mailing list from time to time by requesting written indication of continued interest from those listed. The Director may delete from the list the name of any person who fails to respond to such a request.) (x)(A) To any unit of local government having jurisdiction over the area where the facility is proposed to be located; and (B) to each State agency having any authority under State law with respect to the construction or operation of such facility. (xi) For Class VI injection well UIC permits, mailing or e-mailing a notice to State and local oil and gas regulatory agencies and State agencies regulating mineral exploration and recovery, the Director of the Public Water Supply Supervision program in the State, and all agencies that oversee injection wells in the State. (2)(i) For major permits, NPDES and 404 general permits, and permits that include sewage sludge land application plans under 40 CFR 501.15(a)(2)(ix), publication of a notice in a daily or weekly newspaper within the area affected by the facility or activity; and for EP A -issued NPDES general permits, in theFederal Register; 

### Note: The Director is encouraged to provide as much notice as possible of the NPDES or Section 404 draft general permit to the facilities or activities to be covered by the general permit. (ii) For all RCRA permits, publication of a notice in a daily or weekly major local newspaper of general circulation and broadcast over local radio stations. (3) When the program is being administered by an approved State, in a manner constituting legal notice to the public under State law; and (4) Any other method reasonably calculated to give actual notice of the action in question to the persons potentially affected by it, including press releases or any other forum or medium to elicit public participation. (d) Contents (applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA)) —(1) All public notices. All public notices issued under this part shall contain the following minimum information: (i) Name and address of the office processing the permit action for which notice is being given; (ii) Name and address of the permittee or permit applicant and, if different, of the facility or activity regulated by the permit, except in the case of NPDES and 404 draft general permits under §§122.28 and 233.37; (iii) A brief description of the business conducted at the facility or activity described in the permit application or the draft permit, for NPDES or 404 general permits when there is no application. (iv) Name, address and telephone number of a person from whom interested persons may obtain further information, including copies of the draft permit or draft general permit, as the case may be, statement of basis or fact sheet, and the application; and 

## Page 13 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(v) A brief description of the comment procedures required by §§124.11 and 124.12 and the time and place of any hearing that will be held, including a statement of procedures to request a hearing (unless a hearing has already been scheduled) and other procedures by which the public may participate in the final permit decision. (vi) For EPA-issued permits, the location of the administrative record required by §124.9, the times at which the record will be open for public inspection, and a statement that all data submitted by the applicant is available as part of the administrative record. (vii) For NPDES permits only (including those for “sludge-only facilities”), a general description of the location of each existing or proposed discharge point and the name of the receiving water and the sludge use and disposal practice(s) and the location of each sludge treatment works treating domestic sewage and use or disposal sites known at the time of permit application. For EPA-issued NPDES permits only, if the discharge is from a new source, a statement as to whether an environmental impact statement will be or has been prepared. (viii) For 404 permits only, (A) The purpose of the proposed activity (including, in the case of fill material, activities intended to be conducted on the fill), a description of the type, composition, and quantity of materials to be discharged and means of conveyance; and any proposed conditions and limitations on the discharge; (B) The name and water quality standards classification, if applicable, of the receiving waters into which the discharge is proposed, and a general description of the site of each proposed discharge and the portions of the site and the discharges which are within State regulated waters; (C) A description of the anticipated environmental effects of activities conducted under the permit; (D) References to applicable statutory or regulatory authority; and (E) Any other available information which may assist the public in evaluating the likely impact of the proposed activity upon the integrity of the receiving water. (ix) Requirements applicable to cooling water intake structures under section 316(b) of the CWA, in accordance with part 125, subparts I , J, and N of this chapter. (x) Any additional information considered necessary or proper. (2) Public notices for hearings. In addition to the general public notice described in paragraph (d)(1) of this section, the public notice of a hearing under §124.12 shall contain the following information: (i) Reference to the date of previous public notices relating to the permit; (ii) Date, time, and place of the hearing; (iii) A brief description of the nature and purpose of the hearing, including the applicable rules and procedures; and (iv) For 404 permits only, a summary of major issues raised to date during the public comment period. (e) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) In addition to the general public notice described in paragraph (d)(1) of this section, all persons identified in paragraphs (c)(1) (i), (ii), (iii), and (iv) of this section shall be mailed a copy of the fact sheet or statement of basis (for EPA-issued permits), the permit application (if any) and the draft permit (if any). [48 FR 14264, Apr. 1, 1983; 48 FR 30115, June 30, 1983, as amended at 53 FR 28147, July 26, 1988; 53 FR 37410, Sept. 26, 1988; 54 FR 258, Jan. 4, 1989; 54 FR 18786, May 2, 1989; 65 FR 30911, May 15, 2000; 66 FR 65338, Dec. 18, 2001; 69 FR 41683, July 9, 2004; 71 FR 35040, June 16, 2006; 75 FR 77286, Dec. 10, 2010] 

### § 124.11 Public comments and requests for public hearings. 

## Page 14 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...top ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) During the public comment period provided under §124.10, any interested person may submit written comments on the draft permit or the permit application for 404 permits when no draft permit is required (see §233.39) and may request a public hearing, if no hearing has already been scheduled. A request for a public hearing shall be in writing and shall state the nature of the issues proposed to be raised in the hearing. All comments shall be considered in making the final decision and shall be answered as provided in §124.17. 

### § 124.12 Public hearings.

top (a) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) (1) The Director shall hold a public hearing whenever he or she finds, on the basis of requests, a significant degree of public interest in a draft permit(s); (2) The Director may also hold a public hearing at his or her discretion, whenever, for instance, such a hearing might clarify one or more issues involved in the permit decision; (3) For RCRA permits only, (i) the Director shall hold a public hearing whenever he or she receives written notice of opposition to a draft permit and a request for a hearing within 45 days of public notice under §124.10(b)(1); (ii) whenever possible the Director shall schedule a hearing under this section at a location convenient to the nearest population center to the proposed facility; (4) Public notice of the hearing shall be given as specified in §124.10. (b) Whenever a public hearing will be held and EPA is the permitting authority, the Regional A dministrator shall designate a Presiding Officer for the hearing who shall be responsible for its scheduling and orderly conduct. (c) Any person may submit oral or written statements and data concerning the draft permit. Reasonable limits may be set upon the time allowed for oral statements, and the submission of statements in writing may be required. The public comment period under §124.10 shall automatically be extended to the close of any public hearing under this section. The hearing officer may also extend the comment period by so stating at the hearing. (d) A tape recording or written transcript of the hearing shall be made available to the public. [48 FR 14264, Apr. 1, 1983, as amended at 49 FR 17718, Apr. 24, 1984; 50 FR 6941, Feb. 19, 1985; 54 FR 258, Jan. 4, 1989; 65 FR 30911, May 15, 2000] 

### § 124.13 Obligation to raise issues and provide information during the public comment period.

top

A ll persons, including applicants, who believe any condition of a draft permit is inappropriate or that the Director's tentative decision to deny an application, terminate a permit, or prepare a draft permit is inappropriate, must raise all reasonably ascertainable issues and submit all reasonably available arguments supporting their position by the close of the public comment period (including any public hearing) under §124.10. Any supporting materials which are submitted shall be included in full and may not be incorporated by reference, unless they are already part of the administrative record in the same proceeding, or consist of State or Federal statutes and regulations, EPA documents of general applicability, or other generally available reference materials. Commenters shall make supporting materials not already included in the administrative record available to EPA as directed by the Regional A dministrator. (A comment period longer than 30 days may be necessary to give commenters a reasonable opportunity to comply with the requirements of this section. Additional time shall be granted under §124.10 to the extent that a commenter who requests additional time demonstrates the need for such time.) 

## Page 15 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...[49 FR 38051, Sept. 26, 1984] 

### § 124.14 Reopening of the public comment period.

top (a)(1) The Regional Administrator may order the public comment period reopened if the procedures of this paragraph could expedite the decisionmaking process. When the public comment period is reopened under this paragraph, all persons, including applicants, who believe any condition of a draft permit is inappropriate or that the Regional Administrator's tentative decision to deny an application, terminate a permit, or prepare a draft permit is inappropriate, must submit all reasonably available factual grounds supporting their position, including all supporting material, by a date, not less than sixty days after public notice under paragraph (a)(2) of this section, set by the Regional Administrator. Thereafter, any person may file a written response to the material filed by any other person, by a date, not less than twenty days after the date set for filing of the material, set by the Regional Administrator. (2) Public notice of any comment period under this paragraph shall identify the issues to which the requirements of §124.14(a) shall apply. (3) On his own motion or on the request of any person, the Regional Administrator may direct that the requirements of paragraph (a)(1) of this section shall apply during the initial comment period where it reasonably appears that issuance of the permit will be contested and that applying the requirements of paragraph (a)(1) of this section will substantially expedite the decisionmaking process. The notice of the draft permit shall state whenever this has been done. (4) A comment period of longer than 60 days will often be necessary in complicated proceedings to give commenters a reasonable opportunity to comply with the requirements of this section. Commenters may request longer comment periods and they shall be granted under §124.10 to the extent they appear necessary. (b) If any data information or arguments submitted during the public comment period, including information or arguments required under §124.13, appear to raise substantial new questions concerning a permit, the Regional Administrator may take one or more of the following actions: (1) Prepare a new draft permit, appropriately modified, under §124.6; (2) Prepare a revised statement of basis under §124.7, a fact sheet or revised fact sheet under §124.8 and reopen the comment period under §124.14; or (3) Reopen or extend the comment period under §124.10 to give interested persons an opportunity to comment on the information or arguments submitted. (c) Comments filed during the reopened comment period shall be limited to the substantial new questions that caused its reopening. The public notice under §124.10 shall define the scope of the reopening. (d) [Reserved] (e) Public notice of any of the above actions shall be issued under §124.10. [48 FR 14264, Apr. 1, 1983, as amended at 49 FR 38051, Sept. 26, 1984; 65 FR 30911, May 15, 2000] 

### § 124.15 Issuance and eff ective date of permit.

top (a) After the close of the public comment period under §124.10 on a draft permit, the Regional A dministrator shall issue a final permit decision (or a decision to deny a permit for the active life of a RCRA hazardous waste management facility or unit under §270.29). The Regional Administrator shall notify the applicant and each person who has submitted written comments or requested notice of the final permit decision. This notice shall include reference to the procedures for appealing a decision on a 

## Page 16 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...RCRA, UIC, PSD, or NPDES permit under §124.19 of this part. For the purposes of this section, a final permit decision means a final decision to issue, deny, modify, revoke and reissue, or terminate a permit. (b) A final permit decision (or a decision to deny a permit for the active life of a RCRA hazardous waste management facility or unit under §270.29) shall become effective 30 days after the service of notice of the decision unless: (1) A later effective date is specified in the decision; or (2) Review is requested on the permit under §124.19. (3) No comments requested a change in the draft permit, in which case the permit shall become effective immediately upon issuance. [48 FR 14264, Apr. 1, 1983, as amended at 54 FR 9607, Mar. 7, 1989; 65 FR 30911, May 15, 2000] 

### § 124.16 Stays of contest ed permit conditions.

top (a) Stays. (1) If a request for review of a RCRA, UIC, or NPDES permit under §124.19 of this part is filed, the effect of the contested permit conditions shall be stayed and shall not be subject to judicial review pending final agency action. Uncontested permit conditions shall be stayed only until the date specified in paragraph (a)(2)(i) of this section. (No stay of a PSD permit is available under this section.) If the permit involves a new facility or new injection well, new source, new discharger or a recommencing discharger, the applicant shall be without a permit for the proposed new facility, injection well, source or discharger pending final agency action. See also §124.60. (2)(i) Uncontested conditions which are not severable from those contested shall be stayed together with the contested conditions. The Regional Administrator shall identify the stayed provisions of permits for existing facilities, injection wells, and sources. All other provisions of the permit for the existing facility, injection well, or source become fully effective and enforceable 30 days after the date of the notification required in paragraph (a)(2)(ii) of this section. (ii) The Regional Administrator shall, as soon as possible after receiving notification from the EAB of the filing of a petition for review, notify the EAB, the applicant, and all other interested parties of the uncontested (and severable) conditions of the final permit that will become fully effective enforceable obligations of the permit as of the date specified in paragraph (a)(2)(i) of this section . For NPDES permits only, the notice shall comply with the requirements of §124.60(b). (b) Stays based on cross effects. (1) A stay may be granted based on the grounds that an appeal to the A dministrator under §124.19 of one permit may result in changes to another EP A -issued permit only when each of the permits involved has been appealed to the Administrator and he or she has accepted each appeal. (2) No stay of an EPA-issued RCRA, UIC, or NPDES permit shall be granted based on the staying of any State-issued permit except at the discretion of the Regional Administrator and only upon written request from the State Director. (c) Any facility or activity holding an existing permit must: (1) Comply with the conditions of that permit during any modification or revocation and reissuance proceeding under §124.5; and (2) To the extent conditions of any new permit are stayed under this section, comply with the conditions of the existing permit which correspond to the stayed conditions, unless compliance with the existing conditions would be technologically incompatible with compliance with other conditions of the new permit which have not been stayed. [48 FR 14264, Apr. 1, 1983, as amended at 65 FR 30911, May 15, 2000] 

## Page 17 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...

### § 124.17 Response to comments.

top (a) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) At the time that any final permit decision is issued under §124.15, the Director shall issue a response to comments. States are only required to issue a response to comments when a final permit is issued. This response shall: (1) Specify which provisions, if any, of the draft permit have been changed in the final permit decision, and the reasons for the change; and (2) Briefly describe and respond to all significant comments on the draft permit or the permit application (for section 404 permits only) raised during the public comment period, or during any hearing. (b) For EPA-issued permits, any documents cited in the response to comments shall be included in the administrative record for the final permit decision as defined in §124.18. If new points are raised or new material supplied during the public comment period, EPA may document its response to those matters by adding new materials to the administrative record. (c) ( Applicable to State programs, see §§123.25 (NPDES), 145.11 (UIC), 233.26 (404), and 271.14 (RCRA). ) The response to comments shall be available to the public. 

### § 124.18 Administrative record for final perm it when EPA is the permitting authority.

top (a) The Regional Administrator shall base final permit decisions under §124.15 on the administrative record defined in this section. (b) The administrative record for any final permit shall consist of the administrative record for the draft permit and: (1) All comments received during the public comment period provided under §124.10 (including any extension or reopening under §124.14); (2) The tape or transcript of any hearing(s) held under §124.12; (3) Any written materials submitted at such a hearing; (4) The response to comments required by §124.17 and any new material placed in the record under that section; (5) For NPDES new source permits only, final environmental impact statement and any supplement to the final EIS; (6) Other documents contained in the supporting file for the permit; and (7) The final permit. (c) The additional documents required under paragraph (b) of this section should be added to the record as soon as possible after their receipt or publication by the Agency. The record shall be complete on the date the final permit is issued. (d) This section applies to all final RCRA, UIC, PSD, and NPDES permits when the draft permit was subject to the administrative record requirements of §124.9 and to all NPDES permits when the draft permit was included in a public notice after October 12, 1979. (e) Material readily available at the issuing Regional Office, or published materials which are generally 

## Page 18 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...available and which are included in the administrative record under the standards of this section or of §124.17 (“Response to comments”), need not be physically included in the same file as the rest of the record as long as it is specifically referred to in the statement of basis or fact sheet or in the response to comments. 

### § 124.19 Appeal of RCRA, UI C, NPDES, and PSD Permits.

top (a) Within 30 days after a RCRA, UIC, NPDES, or PSD final permit decision (or a decision under 270.29 of this chapter to deny a permit for the active life of a RCRA hazardous waste management facility or unit) has been issued under §124.15 of this part, any person who filed comments on that draft permit or participated in the public hearing may petition the Environmental Appeals Board to review any condition of the permit decision. Persons affected by an NPDES general permit may not file a petition under this section or otherwise challenge the conditions of the general permit in further Agency proceedings. They may, instead, either challenge the general permit in court, or apply for an individual NPDES permit under §122.21 as authorized in §122.28 and then petition the Board for review as provided by this section. As provided in §122.28(b)(3), any interested person may also petition the Director to require an individual NPDES permit for any discharger eligible for authorization to discharge under an NPDES general permit. A ny person who failed to file comments or failed to participate in the public hearing on the draft permit may petition for administrative review only to the extent of the changes from the draft to the final permit decision. The 30-day period within which a person may request review under this section begins with the service of notice of the Regional Administrator's action unless a later date is specified in that notice. The petition shall include a statement of the reasons supporting that review, including a demonstration that any issues being raised were raised during the public comment period (including any public hearing) to the extent required by these regulations and when appropriate, a showing that the condition in question is based on: (1) A finding of fact or conclusion of law which is clearly erroneous, or (2) An exercise of discretion or an important policy consideration which the Environmental Appeals Board should, in its discretion, review. (b) The Environmental Appeals Board may also decide on its own initiative to review any condition of any RCRA, UIC, NPDES, or PSD permit decision issued under this part for which review is available under paragraph (a) of this section. The Environmental Appeals Board must act under this paragraph within 30 days of the service date of notice of the Regional Administrator's action. (c) Within a reasonable time following the filing of the petition for review, the Environmental Appeals Board shall issue an order granting or denying the petition for review. To the extent review is denied, the conditions of the final permit decision become final agency action. Public notice of any grant of review by the Environmental Appeals Board under paragraph (a) or (b) of this section shall be given as provided in §124.10. Public notice shall set forth a briefing schedule for the appeal and shall state that any interested person may file an amicus brief. Notice of denial of review shall be sent only to the person(s) requesting review. (d) The Regional Administrator, at any time prior to the rendering of a decision under paragraph (c) of this section to grant or deny review of a permit decision, may, upon notification to the Board and any interested parties, withdraw the permit and prepare a new draft permit under §124.6 addressing the portions so withdrawn. The new draft permit shall proceed through the same process of public comment and opportunity for a public hearing as would apply to any other draft permit subject to this part. Any portions of the permit which are not withdrawn and which are not stayed under §124.16(a) continue to apply. (e) A petition to the Environmental Appeals Board under paragraph (a) of this section is, under 5 U.S.C. 704, a prerequisite to the seeking of judicial review of the final agency action. (f)(1) For purposes of judicial review under the appropriate Act, final agency action occurs when a final RCRA, UIC, NPDES, or PSD permit decision is issued by EPA and agency review procedures under this section are exhausted. A final permit decision shall be issued by the Regional Administrator: (i) When the Environmental Appeals Board issues notice to the parties that review has been denied; 

## Page 19 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(ii) When the Environmental Appeals Board issues a decision on the merits of the appeal and the decision does not include a remand of the proceedings; or (iii) Upon the completion of remand proceedings if the proceedings are remanded, unless the Environmental Appeals Board's remand order specifically provides that appeal of the remand decision will be required to exhaust administrative remedies. (2) Notice of any final agency action regarding a PSD permit shall promptly be published in the Federal Register . (g) Motions to reconsider a final order shall be filed within ten (10) days after service of the final order. Every such motion must set forth the matters claimed to have been erroneously decided and the nature of the alleged errors. Motions for reconsideration under this provision shall be directed to, and decided by, the Environmental Appeals Board. Motions for reconsideration directed to the administrator, rather than to the Environmental Appeals Board, will not be considered, except in cases that the Environmental A ppeals Board has referred to the Administrator pursuant to §124.2 and in which the Administrator has issued the final order. A motion for reconsideration shall not stay the effective date of the final order unless specifically so ordered by the Environmental Appeals Board. [48 FR 14264, Apr. 1, 1983, as amended at 54 FR 9607, Mar. 7, 1989; 57 FR 5335, Feb. 13, 1992; 65 FR 30911, May 15, 2000] 

### § 124.20 Computation of time.

top (a) Any time period scheduled to begin on the occurrence of an act or event shall begin on the day after the act or event. (b) Any time period scheduled to begin before the occurrence of an act or event shall be computed so that the period ends on the day before the act or event. (c) If the final day of any time period falls on a weekend or legal holiday, the time period shall be extended to the next working day. (d) Whenever a party or interested person has the right or is required to act within a prescribed period after the service of notice or other paper upon him or her by mail, 3 days shall be added to the prescribed time. 

### § 124.21 Effective date of part 124.

top (a) Part 124 of this chapter became effective for all permits except for RCRA permits on July 18, 1980. Part 124 of this chapter became effective for RCRA permits on November 19, 1980. (b) EPA eliminated the previous requirement for NPDES permits to undergo an evidentiary hearing after permit issuance, and modified the procedures for termination of NPDES and RCRA permits, on June 14, 2000. (c)(1) For any NPDES permit decision for which a request for evidentiary hearing was granted on or prior to June 13, 2000, the hearing and any subsequent proceedings (including any appeal to the Environmental Appeals Board) shall proceed pursuant to the procedures of this part as in effect on June 13, 2000. (2) For any NPDES permit decision for which a request for evidentiary hearing was denied on or prior to June 13, 2000, but for which the Board has not yet completed proceedings under §124.91, the appeal, and any hearing or other proceedings on remand if the Board so orders, shall proceed pursuant to the procedures of this part as in effect on June 13, 2000. (3) For any NPDES permit decision for which a request for evidentiary hearing was filed on or prior to 

## Page 20 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...June 13, 2000 but was neither granted nor denied prior to that date, the Regional Administrator shall, no later than July 14, 2000, notify the requester that the request for evidentiary hearing is being returned without prejudice. Notwithstanding the time limit in §124.19(a), the requester may file an appeal with the Board, in accordance with the other requirements of §124.19(a), no later than August 13, 2000. (4) A party to a proceeding otherwise subject to paragraph (c) (1) or (2) of this section may, no later than June 14, 2000, request that the evidentiary hearing process be suspended. The Regional Administrator shall inquire of all other parties whether they desire the evidentiary hearing to continue. If no party desires the hearing to continue, the Regional Administrator shall return the request for evidentiary hearing in the manner specified in paragraph (c)(3) of this section. (d) For any proceeding to terminate an NPDES or RCRA permit commenced on or prior to June 13, 2000, the Regional Administrator shall follow the procedures of §124.5(d) as in effect on June 13, 2000, and any formal hearing shall follow the procedures of subpart E of this part as in effect on the same date. [65 FR 30911, May 15, 2000] 

### Subpart B—Specific Procedures A pplicable to RCRA Permits

top 

### Source: 60 FR 63431, Dec. 11, 1995, unless otherwise noted. § 124.31 Pre-application p ublic meeting and notice.

top (a) Applicability. The requirements of this section shall apply to all RCRA part B applications seeking initial permits for hazardous waste management units over which EPA has permit issuance authority. The requirements of this section shall also apply to RCRA part B applications seeking renewal of permits for such units, where the renewal application is proposing a significant change in facility operations. For the purposes of this section, a “significant change” is any change that would qualify as a class 3 permit modification under 40 CFR 270.42. For the purposes of this section only, “hazardous waste management units over which EPA has permit issuance authority” refers to hazardous waste management units for which the State where the units are located has not been authorized to issue RCRA permits pursuant to 40 CFR part 271. The requirements of this section shall also apply to hazardous waste management facilities for which facility owners or operators are seeking coverage under a RCRA standardized permit (see 40 part 270, subpart J), including renewal of a standardized permit for such units, where the renewal is proposing a significant change in facility operations, as defined at §124.211(c). The requirements of this section do not apply to permit modifications under 40 CFR 270.42 or to applications that are submitted for the sole purpose of conducting post-closure activities or post-closure activities and corrective action at a facility. (b) Prior to the submission of a part B RCRA permit application for a facility, or to the submission of a written Notice of Intent to be covered by a RCRA standardized permit (see 40 CFR part 270, subpart J), the applicant must hold at least one meeting with the public in order to solicit questions from the community and inform the community of proposed hazardous waste management activities. The applicant shall post a sign-in sheet or otherwise provide a voluntary opportunity for attendees to provide their names and addresses. (c) The applicant shall submit a summary of the meeting, along with the list of attendees and their addresses developed under paragraph (b) of this section, and copies of any written comments or materials submitted at the meeting, to the permitting agency as a part of the part B application, in accordance with 40 CFR 270.14(b), or with the written Notice of Intent to be covered by a RCRA standardized permit (see 40 CFR part 270, subpart J). (d) The applicant must provide public notice of the pre-application meeting at least 30 days prior to the meeting. The applicant must maintain, and provide to the permitting agency upon request, documentation of the notice. (1) The applicant shall provide public notice in all of the following forms: 

## Page 21 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(i) A newspaper advertisement. The applicant shall publish a notice, fulfilling the requirements in paragraph (d)(2) of this section, in a newspaper of general circulation in the county or equivalent j urisdiction that hosts the proposed location of the facility. In addition, the Director shall instruct the applicant to publish the notice in newspapers of general circulation in adjacent counties or equivalent j urisdictions, where the Director determines that such publication is necessary to inform the affected public. The notice must be published as a display advertisement. (ii) A visible and accessible sign. The applicant shall post a notice on a clearly marked sign at or near the facility, fulfilling the requirements in paragraph (d)(2) of this section. If the applicant places the sign on the facility property, then the sign must be large enough to be readable from the nearest point where the public would pass by the site. (iii) A broadcast media announcement. The applicant shall broadcast a notice, fulfilling the requirements in paragraph (d)(2) of this section, at least once on at least one local radio station or television station. The applicant may employ another medium with prior approval of the Director. (iv) A notice to the permitting agency. The applicant shall send a copy of the newspaper notice to the permitting agency and to the appropriate units of State and local government, in accordance with §124.10(c)(1)(x). (2) The notices required under paragraph (d)(1) of this section must include: (i) The date, time, and location of the meeting; (ii) A brief description of the purpose of the meeting; (iii) A brief description of the facility and proposed operations, including the address or a map (e.g., a sketched or copied street map) of the facility location; (iv) A statement encouraging people to contact the facility at least 72 hours before the meeting if they need special access to participate in the meeting; and (v) The name, address, and telephone number of a contact person for the applicant. [60 FR 63431, Dec. 11, 1995, as amended at 70 FR 53449, Sept. 8, 2005] 

### § 124.32 Public notice requireme nts at the application stage.

top (a) Applicability. The requirements of this section shall apply to all RCRA part B applications seeking initial permits for hazardous waste management units over which EPA has permit issuance authority. The requirements of this section shall also apply to RCRA part B applications seeking renewal of permits for such units under 40 CFR 270.51. For the purposes of this section only, “hazardous waste management units over which EPA has permit issuance authority” refers to hazardous waste management units for which the State where the units are located has not been authorized to issue RCRA permits pursuant to 40 CFR part 271. The requirements of this section do not apply to hazardous waste units for which facility owners or operators are seeking coverage under a RCRA standardized permit (see 40 CFR part 270, subpart J)). The requirements of this section also do not apply to permit modifications under 40 CFR 270.42 or permit applications submitted for the sole purpose of conducting post-closure activities or post-closure activities and corrective action at a facility. (b) Notification at application submittal. (1) The Director shall provide public notice as set forth in §124.10(c)(1)(ix), and notice to appropriate units of State and local government as set forth in §124.10(c)(1)(x), that a part B permit application has been submitted to the Agency and is available for review. (2) The notice shall be published within a reasonable period of time after the application is received by the Director. The notice must include: 

## Page 22 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(i) The name and telephone number of the applicant's contact person; (ii) The name and telephone number of the permitting agency's contact office, and a mailing address to which information, opinions, and inquiries may be directed throughout the permit review process; (iii) An address to which people can write in order to be put on the facility mailing list; (iv) The location where copies of the permit application and any supporting documents can be viewed and copied; (v) A brief description of the facility and proposed operations, including the address or a map (e.g., a sketched or copied street map) of the facility location on the front page of the notice; and (vi) The date that the application was submitted. (c) Concurrent with the notice required under §124.32(b) of this subpart, the Director must place the permit application and any supporting documents in a location accessible to the public in the vicinity of the facility or at the permitting agency's office. [60 FR 63431, Dec. 11, 1995, as amended at 70 FR 53449, Sept. 8, 2005] 

### § 124.33 Information repository.

top (a) Applicability. The requirements of this section apply to all applications seeking RCRA permits for hazardous waste management units over which EPA has permit issuance authority. For the purposes of this section only, “hazardous waste management units over which EPA has permit issuance authority” refers to hazardous waste management units for which the State where the units are located has not been authorized to issue RCRA permits pursuant to 40 CFR part 271. (b) The Director may assess the need, on a case-by-case basis, for an information repository. When assessing the need for an information repository, the Director shall consider a variety of factors, including: the level of public interest; the type of facility; the presence of an existing repository; and the proximity to the nearest copy of the administrative record. If the Director determines, at any time after submittal of a permit application, that there is a need for a repository, then the Director shall notify the facility that it must establish and maintain an information repository. (See 40 CFR 270.30(m) for similar provisions relating to the information repository during the life of a permit). (c) The information repository shall contain all documents, reports, data, and information deemed necessary by the Director to fulfill the purposes for which the repository is established. The Director shall have the discretion to limit the contents of the repository. (d) The information repository shall be located and maintained at a site chosen by the facility. If the Director finds the site unsuitable for the purposes and persons for which it was established, due to problems with the location, hours of availability, access, or other relevant considerations, then the Director shall specify a more appropriate site. (e) The Director shall specify requirements for informing the public about the information repository. At a minimum, the Director shall require the facility to provide a written notice about the information repository to all individuals on the facility mailing list. (f) The facility owner/operator shall be responsible for maintaining and updating the repository with appropriate information throughout a time period specified by the Director. The Director may close the repository at his or her discretion, based on the factors in paragraph (b) of this section. 

### Subpart C—Specific Procedures Applicable to PSD Permits

top 

## Page 23 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...

### § 124.41 Definitions applicable to PSD permits.

top Whenever PSD permits are processed under this part, the following terms shall have the following meanings:

A dministrator, EPA, and Regional Administrator shall have the meanings set forth in §124.2, except when EPA has delegated authority to administer those regulations to another agency under the applicable subsection of 40 CFR 52.21, the term EPA shall mean the delegate agency and the term Regional Administrator shall mean the chief administrative officer of the delegate agency.

A pplication means an application for a PSD permit.

A ppropriate Act and Regulations means the Clean Air Act and applicable regulations promulgated under it.

A pproved program means a State implementation plan providing for issuance of PSD permits which has been approved by EPA under the Clean Air Act and 40 CFR part 51. An approved State is one administering an approved program. State Director as used in §124.4 means the person(s) responsible for issuing PSD permits under an approved program, or that person's delegated representative.

Construction has the meaning given in 40 CFR 52.21.

Director means the Regional Administrator. Draft permit shall have the meaning set forth in §124.2. Facility or activity means a major PSD stationary source or major PSD modification. Federal Land Manager has the meaning given in 40 CFR 52.21. Indian Governing Body has the meaning given in 40 CFR 52.21. Major PSD modification means a major modification as defined in 40 CFR 52.21. Major PSD stationary source means a major stationary source as defined in 40 CFR 52.21(b)(1). Owner or operator means the owner or operator of any facility or activity subject to regulation under 40 CFR 52.21 or by an approved State.

Permit or PSD permit means a permit issued under 40 CFR 52.21 or by an approved State.

Person includes an individual, corporation, partnership, association, State, municipality, political subdivision of a State, and any agency, department, or instrumentality of the United States and any officer, agent or employee thereof. Regulated activity or activity subject to regulation means a major PSD stationary source or major PSD modification.

Site means the land or water area upon which a major PSD stationary source or major PSD modification is physically located or conducted, including but not limited to adjacent land used for utility systems; as repair, storage, shipping or processing areas; or otherwise in connection with the major PSD stationary source or major PSD modification.

State means a State, the District of Columbia, the Commonwealth of Puerto Rico, the Virgin Islands, Guam, and American Samoa and includes the Commonwealth of the Northern Mariana Islands. 

### § 124.42 Additional pr ocedures for PSD permits affecting Class I areas. 

## Page 24 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...top (a) The Regional Administrator shall provide notice of any permit application for a proposed major PSD stationary source or major PSD modification the emissions from which would affect a Class I area to the Federal Land Manager, and the Federal official charged with direct responsibility for management of any lands within such area. The Regional Administrator shall provide such notice promptly after receiving the application. (b) Any demonstration which the Federal Land Manager wishes to present under 40 CFR 52.21(q)(3), and any variances sought by an owner or operator under §52.21(q)(4) shall be submitted in writing, together with any necessary supporting analysis, by the end of the public comment period under §124.10 or §124.118. (40 CFR 52.21(q)(3) provides for denial of a PSD permit to a facility or activity when the Federal Land Manager demonstrates that its emissions would adversely affect a Class I area even though the applicable increments would not be exceeded. 40 CFR 52.21(q)(4) conversely authorizes EPA, with the concurrence of the Federal Land Manager and State responsible, to grant certain variances from the otherwise applicable emission limitations to a facility or activity whose emissions would affect a Class I area.) (c) Variances authorized by 40 CFR 52.21 (q)(5) through (q)(7) shall be handled as specified in those paragraphs and shall not be subject to this part. Upon receiving appropriate documentation of a variance properly granted under any of these provisions, the Regional Administrator shall enter the variance in the administrative record. Any decisions later made in proceedings under this part concerning that permit shall be consistent with the conditions of that variance. 

### Subpart D—Specific Procedures A pplicable to NPDES Permits

top 

### § 124.51 Purpose and scope.

top (a) This subpart sets forth additional requirements and procedures for decisionmaking for the NPDES program. (b) Decisions on NPDES variance requests ordinarily will be made during the permit issuance process.Variances and other changes in permit conditions ordinarily will be decided through the same noticeand-comment and hearing procedures as the basic permit. (c) As stated in 40 CFR 131.4, an Indian Tribe that meets the statutory criteria which authorize EPA to treat the Tribe in a manner similar to that in which it treats a State for purposes of the Water Quality Standards program is likewise qualified for such treatment for purposes of State certification of water quality standards pursuant to section 401(a)(1) of the Act and subpart D of this part. [48 FR 14264, Apr. 1, 1983, as amended at 58 FR 67983, Dec. 22, 1993; 59 FR 64343, Dec. 14, 1994] 

### § 124.52 Permits required on a case-by-case basis.

top (a) Various sections of part 122, subpart B allow the Director to determine, on a case-by-case basis, that certain concentrated animal feeding operations (§122.23), concentrated aquatic animal production facilities (§l22.24), storm water discharges (§122.26), and certain other facilities covered by general permits (§122.28) that do not generally require an individual permit may be required to obtain an individual permit because of their contributions to water pollution. (b) Whenever the Regional Administrator decides that an individual permit is required under this section, except as provided in paragraph (c) of this section, the Regional Administrator shall notify the discharger in writing of that decision and the reasons for it, and shall send an application form with the notice. The discharger must apply for a permit under §122.21 within 60 days of notice, unless permission for a later 

## Page 25 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...date is granted by the Regional Administrator. The question whether the designation was proper will remain open for consideration during the public comment period under §124.11 and in any subsequent hearing. (c) Prior to a case-by-case determination that an individual permit is required for a storm water discharge under this section (see §122.26(a)(1)(v), (c)(1)(v), and (a)(9)(iii) of this chapter), the Regional A dministrator may require the discharger to submit a permit application or other information regarding the discharge under section 308 of the CWA. In requiring such information, the Regional Administrator shall notify the discharger in writing and shall send an application form with the notice. The discharger must apply for a permit within 180 days of notice, unless permission for a later date is granted by the Regional Administrator. The question whether the initial designation was proper will remain open for consideration during the public comment period under §124.11 and in any subsequent hearing. [55 FR 48075, Nov. 16, 1990, as amended at 60 FR 17957, Apr. 7, 1995; 60 FR 19464, Apr. 18, 1995; 60 FR 40235, Aug. 7, 1995; 64 FR 68851, Dec. 8, 1999; 65 FR 30912, May 15, 2000] 

### § 124.53 State certification.

top (a) Under CWA section 401(a)(1), EPA may not issue a permit until a certification is granted or waived in accordance with that section by the State in which the discharge originates or will originate. (b) Applications received without a State certification shall be forwarded by the Regional Administrator to the certifying State agency with a request that certification be granted or denied. (c) If State certification has not been received by the time the draft permit is prepared, the Regional A dministrator shall send the certifying State agency: (1) A copy of a draft permit; (2) A statement that EPA cannot issue or deny the permit until the certifying State agency has granted or denied certification under §124.55, or waived its right to certify; and (3) A statement that the State will be deemed to have waived its right to certify unless that right is exercised within a specified reasonable time not to exceed 60 days from the date the draft permit is mailed to the certifying State agency unless the Regional Administrator finds that unusual circumstances require a longer time. (d) State certification shall be granted or denied within the reasonable time specified under paragraph (c) (3) of this section. The State shall send a notice of its action, including a copy of any certification, to the applicant and the Regional Administrator. (e) State certification shall be in writing and shall include: (1) Conditions which are necessary to assure compliance with the applicable provisions of CWA sections 208(e), 301, 302, 303, 306, and 307 and with appropriate requirements of State law; (2) When the State certifies a draft permit instead of a permit application, any conditions more stringent than those in the draft permit which the State finds necessary to meet the requirements listed in paragraph (e)(1) of this section. For each more stringent condition, the certifying State agency shall cite the CWA or State law references upon which that condition is based. Failure to provide such a citation waives the right to certify with respect to that condition; and (3) A statement of the extent to which each condition of the draft permit can be made less stringent without violating the requirements of State law, including water quality standards. Failure to provide this statement for any condition waives the right to certify or object to any less stringent condition which may be established during the EPA permit issuance process. 

### § 124.54 Special provisions for State certification and conc urrence on applications for section 301(h) variances. 

## Page 26 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...top (a) When an application for a permit incorporating a variance request under CWA section 301(h) is submitted to a State, the appropriate State official shall either: (1) Deny the request for the CWA section 301(h) variance (and so notify the applicant and EPA) and, if the State is an approved NPDES State and the permit is due for reissuance, process the permit application under normal procedures; or (2) Forward a certification meeting the requirements of §124.53 to the Regional Administrator. (b) When EPA issues a tentative decision on the request for a variance under CWA section 301(h), and no certification has been received under paragraph (a) of this section, the Regional Administrator shall forward the tentative decision to the State in accordance with §124.53(b) specifying a reasonable time for State certification and concurrence. If the State fails to deny or grant certification and concurrence under paragraph (a) of this section within such reasonable time, certification shall be waived and the State shall be deemed to have concurred in the issuance of a CWA section 301(h) variance. (c) Any certification provided by a State under paragraph (a)(2) of this section shall constitute the State's concurrence (as required by section 301(h)) in the issuance of the permit incorporating a section 301(h) variance subject to any conditions specified therein by the State. CWA section 301(h) certification and concurrence under this section will not be forwarded to the State by EPA for recertification after the permit issuance process; States must specify any conditions required by State law, including water quality standards, in the initial certification. 

### § 124.55 Effect of State certification.

top (a) When certification is required under CWA section 401(a)(1) no final permit shall be issued: (1) If certification is denied, or (2) Unless the final permit incorporates the requirements specified in the certification under §124.53(e). (b) If there is a change in the State law or regulation upon which a certification is based, or if a court of competent jurisdiction or appropriate State board or agency stays, vacates, or remands a certification, a State which has issued a certification under §124.53 may issue a modified certification or notice of waiver and forward it to EPA. If the modified certification is received before final agency action on the permit, the permit shall be consistent with the more stringent conditions which are based upon State law identified in such certification. If the certification or notice of waiver is received after final agency action on the permit, the Regional Administrator may modify the permit on request of the permittee only to the extent necessary to delete any conditions based on a condition in a certification invalidated by a court of competent jurisdiction or by an appropriate State board or agency. (c) A State may not condition or deny a certification on the grounds that State law allows a less stringent permit condition. The Regional Administrator shall disregard any such certification conditions, and shall consider those conditions or denials as waivers of certification. (d) A condition in a draft permit may be changed during agency review in any manner consistent with a certification meeting the requirements of §124.53(e). No such changes shall require EPA to submit the permit to the State for recertification. (e) Review and appeals of limitations and conditions attributable to State certification shall be made through the applicable procedures of the State and may not be made through the procedures in this part. (f) Nothing in this section shall affect EPA's obligation to comply with §122.47. See CWA section 301(b) (1)(C). [48 FR 14264, Apr. 1, 1983, as amended at 65 FR 30912, May 15, 2000] 

## Page 27 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...

### § 124.56 Fact sheets.

top ( Applicable to State programs, see §123.25 (NPDES). ) In addition to meeting the requirements of §124.8, NPDES fact sheets shall contain the following: (a) Any calculations or other necessary explanation of the derivation of specific effluent limitations and conditions or standards for sewage sludge use or disposal, including a citation to the applicable effluent limitation guideline, performance standard, or standard for sewage sludge use or disposal as required by §122.44 and reasons why they are applicable or an explanation of how the alternate effluent limitations were developed. (b)(1) When the draft permit contains any of the following conditions, an explanation of the reasons that such conditions are applicable: (i) Limitations to control toxic pollutants under §122.44(e) of this chapter; (ii) Limitations on internal waste streams under §122.45(i) of this chapter; (iii) Limitations on indicator pollutants under §125.3(g) of this chapter; (iv) Limitations set on a case-by-case basis under §125.3 (c)(2) or (c)(3) of this chapter, or pursuant to Section 405(d)(4) of the CWA; (v) Limitations to meet the criteria for permit issuance under §122.4(i) of this chapter, or (vi) Waivers from monitoring requirements granted under §122.44(a) of this chapter. (2) For every permit to be issued to a treatment works owned by a person other than a State or municipality, an explanation of the Director's decision on regulation of users under §122.44(m). (c) When appropriate, a sketch or detailed description of the location of the discharge or regulated activity described in the application; and (d) For EPA-issued NPDES permits, the requirements of any State certification under §124.53. (e) For permits that include a sewage sludge land application plan under 40 CFR 501.15(a)(2)(ix), a brief description of how each of the required elements of the land application plan are addressed in the permit. [48 FR 14264, Apr. 1, 1983, as amended at 49 FR 38051, Sept. 26, 1984; 54 FR 18786, May 2, 1989; 65 FR 30912, May 15, 2000] 

### § 124.57 Public notice.

top (a) Section 316(a) requests (applicable to State programs, see §123.25). In addition to the information required under §124.10(d)(1), public notice of an NPDES draft permit for a discharge where a CWA section 316(a) request has been filed under §122.21(l) shall include: (1) A statement that the thermal component of the discharge is subject to effluent limitations under CWA section 301 or 306 and a brief description, including a quantitative statement, of the thermal effluent limitations proposed under section 301 or 306; (2) A statement that a section 316(a) request has been filed and that alternative less stringent effluent limitations may be imposed on the thermal component of the discharge under section 316(a) and a brief description, including a quantitative statement, of the alternative effluent limitations, if any, included in 

## Page 28 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...the request; and (3) If the applicant has filed an early screening request under §125.72 for a section 316(a) variance, a statement that the applicant has submitted such a plan. (b) [Reserved] [48 FR 14264, Apr. 1, 1983; 50 FR 6941, Feb. 19, 1985, as amended at 65 FR 30912, May 15, 2000] 

### § 124.58 [Reserved]

top 

### § 124.59 Conditions requested by the Co rps of Engineers and other government agencies.

top ( Applicable to State programs, see §123.25 ( NPDES ).) (a) If during the comment period for an NPDES draft permit, the District Engineer advises the Director in writing that anchorage and navigation of any of the waters of the United States would be substantially impaired by the granting of a permit, the permit shall be denied and the applicant so notified. If the District Engineer advised the Director that imposing specified conditions upon the permit is necessary to avoid any substantial impairment of anchorage or navigation, then the Director shall include the specified conditions in the permit. Review or appeal of denial of a permit or of conditions specified by the District Engineer shall be made through the applicable procedures of the Corps of Engineers, and may not be made through the procedures provided in this part. If the conditions are stayed by a court of competent jurisdiction or by applicable procedures of the Corps of Engineers, those conditions shall be considered stayed in the NPDES permit for the duration of that stay. (b) If during the comment period the U.S. Fish and Wildlife Service, the National Marine Fisheries Service, or any other State or Federal agency with jurisdiction over fish, wildlife, or public health advises the Director in writing that the imposition of specified conditions upon the permit is necessary to avoid substantial impairment of fish, shellfish, or wildlife resources, the Director may include the specified conditions in the permit to the extent they are determined necessary to carry out the provisions of §122.49 and of the CWA. (c) In appropriate cases the Director may consult with one or more of the agencies referred to in this section before issuing a draft permit and may reflect their views in the statement of basis, the fact sheet, or the draft permit. [48 FR 14264, Apr. 1, 1983, as amended at 54 FR 258, Jan. 4, 1989] 

### § 124.60 Issuance and effective da te and stays of NPDES permits.

top In addition to the requirements of §§124.15, 124.16, and 124.19, the following provisions apply to NPDES permits: (a) Notwithstanding the provisions of §124.16(a)(1), if, for any offshore or coastal mobile exploratory drilling rig or coastal mobile developmental drilling rig which has never received a final effective permit to discharge at a “site,” but which is not a “new discharger” or a “new source,” the Regional Administrator finds that compliance with certain permit conditions may be necessary to avoid irreparable environmental harm during the administrative review, he or she may specify in the statement of basis or fact sheet that those conditions, even if contested, shall remain enforceable obligations of the discharger during administrative review. (b)(1) As provided in §124.16(a), if an appeal of an initial permit decision is filed under §124.19, the force 

## Page 29 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...and effect of the contested conditions of the final permit shall be stayed until final agency action under §124.19(f). The Regional Administrator shall notify, in accordance with §124.16(a)(2)(ii), the discharger and all interested parties of the uncontested conditions of the final permit that are enforceable obligations of the discharger. (2) When effluent limitations are contested, but the underlying control technology is not, the notice shall identify the installation of the technology in accordance with the permit compliance schedules (if uncontested) as an uncontested, enforceable obligation of the permit. (3) When a combination of technologies is contested, but a portion of the combination is not contested, that portion shall be identified as uncontested if compatible with the combination of technologies proposed by the requester. (4) Uncontested conditions, if inseverable from a contested condition, shall be considered contested. (5) Uncontested conditions shall become enforceable 30 days after the date of notice under paragraph (b)(1) of this section. (6) Uncontested conditions shall include: (i) Preliminary design and engineering studies or other requirements necessary to achieve the final permit conditions which do not entail substantial expenditures; (ii) Permit conditions which will have to be met regardless of the outcome of the appeal under §124.19; (iii) When the discharger proposed a less stringent level of treatment than that contained in the final permit, any permit conditions appropriate to meet the levels proposed by the discharger, if the measures required to attain that less stringent level of treatment are consistent with the measures required to attain the limits proposed by any other party; and (iv) Construction activities, such as segregation of waste streams or installation of equipment, which would partially meet the final permit conditions and could also be used to achieve the discharger's proposed alternative conditions. (c) In addition to the requirements of §124.16(c)(2), when an appeal is filed under §124.19 on an application for a renewal of an existing permit and upon written request from the applicant, the Regional A dministrator may delete requirements from the existing permit which unnecessarily duplicate uncontested provisions of the new permit. [65 FR 30912, May 15, 2000] 

### § 124.61 Final environmen tal impact statement.

top No final NPDES permit for a new source shall be issued until at least 30 days after the date of issuance of a final environmental impact statement if one is required under 40 CFR 6.805. 

### § 124.62 Decision on variances.

top ( Applicable to State programs, see §123.25 (NPDES). ) (a) The Director may grant or deny requests for the following variances (subject to EPA objection under §123.44 for State permits): (1) Extensions under CWA section 301(i) based on delay in completion of a publicly owned treatment works; 

## Page 30 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(2) After consultation with the Regional Administrator, extensions under CWA section 301(k) based on the use of innovative technology; or (3) Variances under CWA section 316(a) for thermal pollution. (b) The State Director may deny, or forward to the Regional Administrator with a written concurrence, or submit to EPA without recommendation a completed request for: (1) A variance based on the economic capability of the applicant under CWA section 301(c); or (2) A variance based on water quality related effluent limitations under CWA section 302(b)(2). (c) The Regional Administrator may deny, forward, or submit to the EPA Office Director for Water Enforcement and Permits with a recommendation for approval, a request for a variance listed in paragraph (b) of this section that is forwarded by the State Director, or that is submitted to the Regional A dministrator by the requester where EPA is the permitting authority. (d) The EPA Office Director for Water Enforcement and Permits may approve or deny any variance request submitted under paragraph (c) of this section. If the Office Director approves the variance, the Director may prepare a draft permit incorporating the variance. Any public notice of a draft permit for which a variance or modification has been approved or denied shall identify the applicable procedures for appealing that decision under §124.64. (e) The State Director may deny or forward to the Administrator (or his delegate) with a written concurrence a completed request for: (1) A variance based on the presence of “fundamentally different factors” from those on which an effluent limitations guideline was based; (2) A variance based upon certain water quality factors under CWA section 301(g). (f) The Administrator (or his delegate) may grant or deny a request for a variance listed in paragraph (e) of this section that is forwarded by the State Director, or that is submitted to EPA by the requester where EPA is the permitting authority. If the Administrator (or his delegate) approves the variance, the State Director or Regional Administrator may prepare a draft permit incorporating the variance. Any public notice of a draft permit for which a variance or modification has been approved or denied shall identify the applicable procedures for appealing that decision under §124.64. [48 FR 14264, Apr. 1, 1983; 50 FR 6941, Feb. 19, 1985, as amended at 51 FR 16030, Apr. 30, 1986; 54 FR 256, 258, Jan. 4, 1989] 

### § 124.63 Procedures for variances when EPA is the permi tting authority.

top (a) In States where EPA is the permit issuing authority and a request for a variance is filed as required by §122.21, the request shall be processed as follows: (1)(i) If, at the time, that a request for a variance based on the presence of fundamentally different factors or on section 301(g) of the CWA is submitted, the Regional Administrator has received an application under §124.3 for issuance or renewal of that permit, but has not yet prepared a draft permit under §124.6 covering the discharge in question, the Administrator (or his delegate) shall give notice of a tentative decision on the request at the time the notice of the draft permit is prepared as specified in §124.10, unless this would significantly delay the processing of the permit. In that case the processing of the variance request may be separated from the permit in accordance with paragraph (a)(3) of this section, and the processing of the permit shall proceed without delay. (ii) If, at the time, that a request for a variance under sections 301(c) or 302(b)(2) of the CWA is submitted, the Regional Administrator has received an application under §124.3 for issuance or renewal of that permit, but has not yet prepared a draft permit under §124.6 covering the discharge in question, the Regional Administrator, after obtaining any necessary concurrence of the EPA Deputy Assistant A dministrator for Water Enforcement under §124.62, shall give notice of a tentative decision on the 

## Page 31 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...request at the time the notice of the draft permit is prepared as specified in §124.10, unless this would significantly delay the processing of the permit. In that case the processing of the variance request may be separated from the permit in accordance with paragraph (a)(3) of this section, and the processing of the permit shall proceed without delay. (2) If, at the time that a request for a variance is filed the Regional Administrator has given notice under §124.10 of a draft permit covering the discharge in question, but that permit has not yet become final, administrative proceedings concerning that permit may be stayed and the Regional Administrator shall prepare a new draft permit including a tentative decision on the request, and the fact sheet required by §124.8. However, if this will significantly delay the processing of the existing draft permit or the Regional A dministrator, for other reasons, considers combining the variance request and the existing draft permit inadvisable, the request may be separated from the permit in accordance with paragraph (a)(3) of this section, and the administrative disposition of the existing draft permit shall proceed without delay. (3) If the permit has become final and no application under §124.3 concerning it is pending or if the variance request has been separated from a draft permit as described in paragraphs (a) (1) and (2) of this section, the Regional Administrator may prepare a new draft permit and give notice of it under §124.10. This draft permit shall be accompanied by the fact sheet required by §124.8 except that the only matters considered shall relate to the requested variance. [48 FR 14264, Apr. 1, 1983, as amended at 51 FR 16030, Apr. 30, 1986] 

### § 124.64 Appeals of variances.

top (a) When a State issues a permit on which EPA has made a variance decision, separate appeals of the State permit and of the EPA variance decision are possible. If the owner or operator is challenging the same issues in both proceedings, the Regional Administrator will decide, in consultation with State officials, which case will be heard first. (b) Variance decisions made by EPA may be appealed under the provisions of §124.19. (c) Stays for section 301(g) variances. If an appeal is filed under §124.19 of a variance requested under CWA section 301(g), any otherwise applicable standards and limitations under CWA section 301 shall not be stayed unless: (1) In the judgment of the Regional Administrator, the stay or the variance sought will not result in the discharge of pollutants in quantities which may reasonably be anticipated to pose an unacceptable risk to human health or the environment because of bioaccumulation, persistency in the environment, acute toxicity, chronic toxicity, or synergistic propensities; and (2) In the judgment of the Regional Administrator, there is a substantial likelihood that the discharger will succeed on the merits of its appeal; and (3) The discharger files a bond or other appropriate security which is required by the Regional A dministrator to assure timely compliance with the requirements from which a variance is sought in the event that the appeal is unsuccessful. (d) Stays for variances other than section 301(g) variances are governed by §§124.16 and 124.60. [48 FR 14264, Apr. 1, 1983, as amended at 65 FR 30912, May 15, 2000] 

### § 124.65 [Reserved]

top 

### § 124.66 Special procedures for decisions on thermal variances under section 316(a).

top 

## Page 32 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(a) The only issues connected with issuance of a particular permit on which EPA will make a final A gency decision before the final permit is issued under §§124.15 and 124.60 are whether alternative effluent limitations would be justified under CWA section 316(a) and whether cooling water intake structures will use the best available technology under section 316(b). Permit applicants who wish an early decision on these issues should request it and furnish supporting reasons at the time their permit applications are filed under §122.21. The Regional Administrator will then decide whether or not to make an early decision. If it is granted, both the early decision on CWA section 316 (a) or (b) issues and the grant of the balance of the permit shall be considered permit issuance under these regulations, and shall be subject to the same requirements of public notice and comment and the same opportunity for an appeal under §124.19. (b) If the Regional Administrator, on review of the administrative record, determines that the information necessary to decide whether or not the CWA section 316(a) issue is not likely to be available in time for a decision on permit issuance, the Regional Administrator may issue a permit under §124.15 for a term up to 5 years. This permit shall require achievement of the effluent limitations initially proposed for the thermal component of the discharge no later than the date otherwise required by law. However, the permit shall also afford the permittee an opportunity to file a demonstration under CWA section 316(a) after conducting such studies as are required under 40 CFR part 125, subpart H. A new discharger may not exceed the thermal effluent limitation which is initially proposed unless and until its CWA section 316 (a) variance request is finally approved. (c) Any proceeding held under paragraph (a) of this section shall be publicly noticed as required by §124.10 and shall be conducted at a time allowing the permittee to take necessary measures to meet the final compliance date in the event its request for modification of thermal limits is denied. (d) Whenever the Regional Administrator defers the decision under CWA section 316(a), any decision under section 316(b) may be deferred. [48 FR 14264, Apr. 1, 1983, as amended at 65 FR 30912, May 15, 2000] 

### Subparts E—F [Reserved]

top 

### Subpart G—Procedures for RC RA Standardized Permit

top 

### Source: 70 FR 53449, Sept. 8, 2005, unless otherwise noted. General Information About Standardized Permits

top 

### § 124.200 What is a RCRA standardized permit?

top The standardized permit is a special form of RCRA permit, that may consist of two parts: A uniform portion that the Director issues in all cases, and a supplemental portion that the Director issues at his or her discretion. We formally define the term “Standardized permit” in §124.2. (a) What comprises the uniform portion? The uniform portion of a standardized permit consists of terms and conditions, relevant to the unit(s) you are operating at your facility, that EPA has promulgated in 40 CFR part 267 (Standards for Owners and Operators of Hazardous Waste Facilities Operating under a Standardized Permit). If you intend to operate under the standardized permit, you must comply with these nationally applicable terms and conditions. (b) What comprises the supplemental portion? The supplemental portion of a standardized permit 

## Page 33 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...consists of site-specific terms and conditions, beyond those of the uniform portion, that the Director may impose on your particular facility, as necessary to protect human health and the environment. If the Director issues you a supplemental portion, you must comply with the site-specific terms and conditions it imposes. (1) When required under §267.101, provisions to implement corrective action will be included in the supplemental portion. (2) Unless otherwise specified, these supplemental permit terms and conditions apply to your facility in addition to the terms and conditions of the uniform portion of the standardized permit and not in place of any of those terms and conditions. 

### § 124.201 Who is eligible for a standardized permit?

top (a) You may be eligible for a standardized permit if: (1) You generate hazardous waste and then store or non-thermally treat the hazardous waste on-site in containers, tanks, or containment buildings; or (2) You receive hazardous waste generated off-site by a generator under the same ownership as the receiving facility, and then you store or non-thermally treat the hazardous waste in containers, tanks, or containment buildings. (3) In either case, the Director will inform you of your eligibility when a decision is made on your permit. (b) [Reserved] 

### Applying for a Standardized Permit

top 

### § 124.202 How do I as a facility owner or operator apply for a standardized permit?

top (a) You must follow the requirements in this subpart as well as those in §124.31, 40 CFR 270.10, and 40 CFR part 270, subpart J. (b) You must submit to the Director a written Notice of Intent to operate under the standardized permit. You must also include the information and certifications required under 40 CFR part 270, subpart J. 

### § 124.203 How may I switch from my indi vidual RCRA permit to a standardized permit?

top Where all units in the RCRA permit are eligible for the standardized permit, you may request that your individual permit be revoked and reissued as a standardized permit, in accordance with §124.5. Where only some of the units in the RCRA permit are eligible for the standardized permit, you may request that your individual permit be modified to no longer include those units and issue a standardized permit for those units in accordance with §124.204. 

### Issuing a Standardized Permit

top 

## Page 34 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...

### § 124.204 What must I do as the Director of the regulator y agency to prepare a draft standardized permit?

top (a) You must review the Notice of Intent and supporting information submitted by the facility owner or operator. (b) You must determine whether the facility is or is not eligible to operate under the standardized permit. (1) If the facility is eligible for the standardized permit, you must propose terms and conditions, if any, to include in a supplemental portion. If you determine that these terms and conditions are necessary to protect human health and the environment and cannot be imposed, you must tentatively deny coverage under the standardized permit. (2) If the facility is not eligible for the standardized permit, you must tentatively deny coverage under the standardized permit. Cause for ineligibility may include, but is not limited to, the following: (i) Failure of owner or operator to submit all the information required under §270.275. (ii) Information submitted that is required under §270.275 is determined to be inadequate. (iii) Facility does not meet the eligibility requirements (activities are outside the scope of the standardized permit). (iv) Demonstrated history of significant non-compliance with applicable requirements. (v) Permit conditions cannot ensure protection of human health and the environment. (c) You must prepare your draft permit decision within 120 days after receiving the Notice of Intent and supporting documents from a facility owner or operator. Your tentative determination under this section to deny or grant coverage under the standardized permit, including any proposed site-specific conditions in a supplemental portion, constitutes a draft permit decision. You are allowed a one time extension of 30 days to prepare the draft permit decision. When the use of the 30-day extension is anticipated, you should inform the permit applicant during the initial 120-day review period. Reasons for an extension may include, but is not limited to, needing to complete review of submissions with the Notice of Intent (e.g., closure plans, waste analysis plans, for facilities seeking to manage hazardous waste generated off-site). (d) Many requirements in subpart A of this part apply to processing the standardized permit application and preparing your draft permit decision. For example, your draft permit decision must be accompanied by a statement of basis or fact sheet and must be based on the administrative record. In preparing your draft permit decision, the following provisions of subpart A of this part apply (subject to the following modifications): (1) Section 124.1 Purpose and Scope. All paragraphs. (2) Section 124.2 Definitions. All paragraphs. (3) Section 124.3 Application for a permit. All paragraphs, except paragraphs (c), (d), (f), and (g) of this section apply. (4) Section 124.4 Consolidation of permit processing. All paragraphs apply; however, in the context of the RCRA standardized permit, the reference to the public comment period is §124.208 instead of §124.10. (5) Section 124.5 Modification, revocation and re-issuance, or termination of permits. Not applicable. (6) Section 124.6 Draft permits. This section does not apply to the RCRA standardized permit; procedures in this subpart apply instead. 

## Page 35 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(7) Section 124.7 Statement of basis. The entire section applies. (8) Section 124.8 Fact sheet. All paragraphs apply; however, in the context of the RCRA standardized permit, the reference to the public comment period is §124.208 instead of §124.10. (9) Section 124.9 Administrative record for draft permits when EPA is the permitting authority. All paragraphs apply; however, in the context of the RCRA standardized permit, the reference to draft permits is §24.204(c) instead of §124.6. (10) Section 124.10 Public notice of permit actions and public comment period. Only §§124.10(c)(1)(ix) and (c)(1)(x)(A) apply to the RCRA standardized permit. Most of §124.10 does not apply to the RCRA standardized permit; §§124.207, 124.208, and 124.209 apply instead. 

### § 124.205 What must I do as the Director of the regulator y agency to prepare a final standardized permit?

top

A s Director of the regulatory agency, you must consider all comments received during the public comment period (see §124.208) in making your final permit decision. In addition, many requirements in subpart A of this part apply to the public comment period, public hearings, and preparation of your final permit decision. In preparing a final permit decision, the following provisions of subpart A of this part apply (subject to the following modifications): (a) Section 124.1 Purpose and Scope. All paragraphs. (b) Section 124.2 Definitions. All paragraphs. (c) Section 124.11 Public comments and requests for public hearings. This section does not apply to the RCRA standardized permit; the procedures in §124.208 apply instead. (d) Section 124.12 Public hearings. Paragraphs (b), (c), and (d) apply. (e) Section 124.13 Obligation to raise issues and provide information during the public comment period. The entire section applies; however, in the context of the RCRA standardized permit, the reference to the public comment period is §124.208 instead of §124.10. (f) Section124.14 Reopening of the public comment period. All paragraphs apply; however, in the context of the RCRA standardized permit, use the following reference: in §124.14(b)(1) use reference to §124.204 instead of §124.6; in §124.14(b)(3) use reference to §124.208 instead of §124.10; in §124.14 (c) use reference to §124.207 instead of §124.10. (g) Section 124.15 Issuance and effective date of permit. All paragraphs apply, however, in the context of the RCRA standardized permit, the reference to the public comment period is §124.208 instead of §124.10. (h) Section 124.16 Stays of contested permit conditions. All paragraphs apply. (i) Section 124.17 Response to comments. This section does not apply to the RCRA standardized permit; procedures in §124.209 apply instead. (j) Section 124.18 Administrative record for final permit when EPA is the permitting authority. All paragraphs apply, however, use reference to §124.209 instead of §124.17. (k) Seciton124.19 Appeal of RCRA, UIC, NPDES, and PSD permits. All paragraphs apply. (l) Section 124.20 Computation of time. All paragraphs apply. 

### § 124.206 In what situations may I require a facility owner or operator to apply for an individual permit? 

## Page 36 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...top (a) Cases where you may determine that a facility is not eligible for the standardized permit include, but are not limited to, the following: (1) The facility does not meet the criteria in §124.201. (2) The facility has a demonstrated history of significant non-compliance with regulations or permit conditions. (3) The facility has a demonstrated history of submitting incomplete or deficient permit application information. (4) The facility has submitted an incomplete or inadequate materials with the Notice of Intent. (b) If you determine that a facility is not eligible for the standardized permit, you must inform the facility owner or operator that they must apply for an individual permit. (c) You may require any facility that has a standardized permit to apply for and obtain an individual RCRA permit. Any interested person may petition you to take action under this paragraph. Cases where you may require an individual RCRA permit include, but are not limited to, the following: (1) The facility is not in compliance with the terms and conditions of the standardized RCRA permit. (2) Circumstances have changed since the time the facility owner or operator applied for the standardized permit, so that the facility's hazardous waste management practices are no longer appropriately controlled under the standardized permit. (d) You may require any facility authorized by a standardized permit to apply for an individual RCRA permit only if you have notified the facility owner or operator in writing that an individual permit application is required. You must include in this notice a brief statement of the reasons for your decision, a statement setting a deadline for the owner or operator to file the application, and a statement that, on the effective date of the individual RCRA permit, the facility's standardized permit automatically terminates. You may grant additional time upon request from the facility owner or operator. (e) When you issue an individual RCRA permit to an owner or operator otherwise subject to a standardized RCRA permit, the standardized permit for their facility will automatically cease to apply on the effective date of the individual permit. 

### Opportunities for Public Involvement in the Standardized Permit Process

top 

### § 124.207 What are the requir ements for public notices?

top (a) You, as the Director, must provide public notice of your draft permit decision and must provide an opportunity for the public to submit comments and request a hearing on that decision. You must provide the public notice to: (1) The applicant; (2) Any other agency which you know has issued or is required to issue a RCRA permit for the same facility or activity (including EPA when the draft permit is prepared by the State); (3) Federal and State agencies with jurisdiction over fish, shellfish, and wildlife resources and over coastal zone management plans, the Advisory Council on Historic Preservation, State Historic Preservation Officers, including any affected States; 

## Page 37 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(4) To everyone on the facility mailing list developed according to the requirements in §124.10(c)(1)(ix); and (5) To any units of local government having jurisdiction over the area where the facility is proposed to be located and to each State agency having any authority under State law with respect to the construction or operation of the facility. (b) You must issue the public notice according to the following methods: (1) Publication in a daily or weekly major local newspaper of general circulation and broadcast over local radio stations; (2) When the program is being administered by an approved State, in a manner constituting legal notice to the public under State law; and (3) Any other method reasonably calculated to give actual notice of the draft permit decision to the persons potentially affected by it, including press releases or any other forum or medium to elicit public participation. (c) You must include the following information in the public notice: (1) The name and telephone number of the contact person at the facility. (2) The name and telephone number of your contact office, and a mailing address to which people may direct comments, information, opinions, or inquiries. (3) An address to which people may write to be put on the facility mailing list. (4) The location where people may view and make copies of the draft standardized permit and the Notice of Intent and supporting documents. (5) A brief description of the facility and proposed operations, including the address or a map (for example, a sketched or copied street map) of the facility location on the front page of the notice. (6) The date that the facility owner or operator submitted the Notice of Intent and supporting documents. (d) At the same time that you issue the public notice under this section, you must place the draft standardized permit (including both the uniform portion and the supplemental portion, if any), the Notice of Intent and supporting documents, and the statement of basis or fact sheet in a location accessible to the public in the vicinity of the facility or at your office. 

### § 124.208 What are the opportunities for pu blic comments and hearings on draft permit decisions?

top (a) The public notice that you issue under §124.207 must allow at least 45 days for people to submit written comments on your draft permit decision. This time is referred to as the public comment period. You must automatically extend the public comment period to the close of any public hearing under this section. The hearing officer may also extend the comment period by so stating at the hearing. (b) During the public comment period, any interested person may submit written comments on the draft permit and may request a public hearing. If someone wants to request a public hearing, they must submit their request in writing to you. Their request must state the nature of the issues they propose to raise during the hearing. (c) You must hold a public hearing whenever you receive a written notice of opposition to a standardized permit and a request for a hearing within the public comment period under paragraph (a) of this section. You may also hold a public hearing at your discretion, whenever, for instance, such a hearing might clarify one or more issues involved in the permit decision. 

## Page 38 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(d) Whenever possible, you must schedule a hearing under this section at a location convenient to the nearest population center to the facility. You must give public notice of the hearing at least 30 days before the date set for the hearing. (You may give the public notice of the hearing at the same time you provide public notice of the draft permit, and you may combine the two notices.) (e) You must give public notice of the hearing according to the methods in §124.207(a) and (b). The hearing must be conducted according to the procedures in §124.12(b), (c), and (d). (f) In their written comments and during the public hearing, if held, interested parties may provide comments on the draft permit decision. These comments may include, but are not limited to, the facility's eligibility for the standardized permit, the tentative supplemental conditions you proposed, and the need for additional supplemental conditions. 

### § 124.209 What are the requiremen ts for responding to comments?

top (a) At the time you issue a final standardized permit, you must also respond to comments received during the public comment period on the draft permit. Your response must: (1) Specify which additional conditions ( i.e. , those in the supplemental portion), if any, you changed in the final permit, and the reasons for the change. (2) Briefly describe and respond to all significant comments on the facility's ability to meet the general requirements ( i.e. , those terms and conditions in the uniform portion) and on any additional conditions necessary to protect human health and the environment raised during the public comment period or during the hearing. (3) Make the comments and responses accessible to the public. (b) You may request additional information from the facility owner or operator or inspect the facility if you need additional information to adequately respond to significant comments or to make decisions about conditions you may need to add to the supplemental portion of the standardized permit. (c) If you are the Director of an EPA permitting agency, you must include in the administrative record for your final permit decision any documents cited in the response to comments. If new points are raised or new material supplied during the public comment period, you may document your response to those matters by adding new materials to the administrative record. 

### § 124.210 May I, as an interested party in the permit process, appeal a final standardized permit?

top You may petition for administrative review of the Director's final permit decision, including his or her decision that the facility is eligible for the standardized permit, according to the procedures of §124.19. However, the terms and conditions of the uniform portion of the standardized permit are not subject to administrative review under this provision. 

### Maintaining a Standardized Permit

top 

### § 124.211 What types of changes may I make to my standardized permit?

top You may make both routine changes, routine changes with prior Agency approval, and significant 

## Page 39 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...changes. For the purposes of this section: (a) “Routine changes” are any changes to the standardized permit that qualify as a class 1 permit modification (without prior Agency approval) under 40 CFR 270.42, Appendix I, and (b) “Routine changes with prior Agency approval” are for those changes to the standardized permit that would qualify as a class 1 modification with prior agency approval, or a class 2 permit modification under 40 CFR 270.42, Appendix I; and (c) “Significant changes” are any changes to the standardized permit that: (1) Qualify as a class 3 permit modification under 40 CFR 270.42, Appendix I; (2) Are not explicitly identified in 40 CFR 270.42, Appendix I; or (3) Amend any terms or conditions in the supplemental portion of your standardized permit. 

### § 124.212 What procedures must I follow to make routine changes?

top (a) You can make routine changes to the standardized permit without obtaining approval from the Director. However, you must first determine whether the routine change you will make amends the information you submitted under 40 CFR 270.275 with your Notice of Intent to operate under the standardized permit. (b) If the routine changes you make amend the information you submitted under 40 CFR 270.275 with your Notice of Intent to operate under the standardized permit, then before you make the routine changes you must: (1) Submit to the Director the revised information pursuant to 40 CFR 270.275(a); and (2) Provide notice of the changes to the facility mailing list and to state and local governments in accordance with the procedures in §124.10(c)(1)(ix) and (x). 

### § 124.213 What procedures must I follow to make routine changes with prior approval?

top (a) Routine changes to the standardized permit with prior Agency approval may only be made with the prior written approval of the Director. (b) You must also follow the procedures in §124.212(b)(1)–(2). 

### § 124.214 What procedures must I fo llow to make significant changes?

top (a) You must first provide notice of and conduct a public meeting. (1) Public Meeting. You must hold a meeting with the public to solicit questions from the community and inform the community of your proposed modifications to your hazardous waste management activities. You must post a sign-in sheet or otherwise provide a voluntary opportunity for people attending the meeting to provide their names and addresses. (2) Public Notice. At least 30 days before you plan to hold the meeting, you must issue a public notice in accordance with the requirements of §124.31(d). 

## Page 40 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...(b) After holding the public meeting, you must submit a modification request to the Director that: (1) Describes the exact change(s) you want and whether they are changes to information you provided under 40 CFR 270.275 or to terms and conditions in the supplemental portion of your standardized permit; (2) Explain why the modification is needed; and (3) Includes a summary of the public meeting under paragraph (a) of this section, along with the list of attendees and their addresses and copies of any written comments or materials they submitted at the meeting. (c) Once the Director receives your modification request, he or she must make a tentative determination within 120 days to approve or disapprove your request. You are allowed a one time extension of 30 days to prepare the draft permit decision. When the use of the 30-day extension is anticipated, you should inform the permit applicant during the initial 120-day review period. (d) After the Director makes this tentative determination, the procedures in §124.205 and §§124.207 through 124.210 for processing an initial request for coverage under the standardized permit apply to making the final determination on the modification request.

Browse Previous | Browse Next

For questions or comments regarding e-CFR edit orial content, featur es, or design, email ecfr@nara.gov

. For questions concerning e-CFR programming and delivery issues, email webteam@gpo.gov

. Section 508 / Accessibility 

## Page 41 of 41 Electronic Code of Federal Regulations:

11/17/2011 htt p ://ecfr. gp oaccess. g ov/c g i/t/text/text-idx?c=ecfr&s id=3cd44c449aa8ab03de6c9ea7c4 d

...