# C_2023119EN.01003901.xml

| 31.3.2023 | EN | Official Journal of the European Union | C 119/39 |
| --- | --- | --- | --- |

31.3.2023

EN

Official Journal of the European Union

C 119/39

---

Statement of revenue and expenditure for the 2023 financial year – European Securities and Markets Authority (ESMA) – amending budget No 1

(2023/C 119/08)

REVENUE

| Title
  Chapter | Heading | Budget 2023 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 29 162 058 | | 29 162 058 |
| | Title 1 — Total | 29 162 058 | | 29 162 058 |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 18 588 578 | | 18 588 578 |
| | Title 2 — Total | 18 588 578 | | 18 588 578 |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 22 869 754 | 42 000 | 22 911 754 |
| | Title 3 — Total | 22 869 754 | 42 000 | 22 911 754 |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 902 850 | | 902 850 |
| | Title 4 — Total | 902 850 | | 902 850 |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | — | | — |
| | Title 6 — Total | — | | — |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 334 000 | | 334 000 |
| | Title 7 — Total | 334 000 | | 334 000 |
| 9 | MISCELLANEOUS REVENUES |
| 9 0 | MISCELLANEOUS REVENUES | | 347 371 | 347 371 |
| | Title 9 — Total | | 347 371 | 347 371 |
| | GRAND TOTAL | 71 857 240 | 389 371 | 72 246 611 |

Title

Chapter

Heading

Budget 2023

Amending budget No 1

New amount

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

29 162 058

29 162 058

Title 1 — Total

29 162 058

29 162 058

2

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

18 588 578

18 588 578

Title 2 — Total

18 588 578

18 588 578

3

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

22 869 754

42 000

22 911 754

Title 3 — Total

22 869 754

42 000

22 911 754

4

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

902 850

902 850

Title 4 — Total

902 850

902 850

6

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

—

—

Title 6 — Total

—

—

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

334 000

334 000

Title 7 — Total

334 000

334 000

9

MISCELLANEOUS REVENUES

9 0

MISCELLANEOUS REVENUES

347 371

347 371

Title 9 — Total

347 371

347 371

GRAND TOTAL

71 857 240

389 371

72 246 611

EXPENDITURE

| Title
  Chapter | Heading | Budget 2023 | Amending budget No 1 | New amount |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 46 352 629 | 303 232 | 46 655 861 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 550 000 | | 550 000 |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 915 000 | | 915 000 |
| 1 6 | TRAINING | 380 000 | | 380 000 |
| | Title 1 — Total | 48 197 629 | 303 232 | 48 500 861 |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 6 990 000 | 55 080 | 7 045 080 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 400 000 | | 400 000 |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 915 000 | | 915 000 |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 5 700 | | 5 700 |
| | Title 2 — Total | 8 310 700 | 55 080 | 8 365 780 |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 72 000 | | 72 000 |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 12 715 494 | | 12 715 494 |
| 3 4 | LEGAL ADVICE | 135 000 | | 135 000 |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 750 000 | | 750 000 |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 390 000 | 31 059 | 421 059 |
| 3 7 | COMMUNICATION | 401 417 | | 401 417 |
| 3 8 | MEETING EXPENSES | 410 000 | | 410 000 |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 75 000 | | 75 000 |
| | Title 3 — Total | 14 948 911 | 31 059 | 14 979 970 |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 400 000 | | 400 000 |
| 4 1 | INSTRUMENTS REFERENCE DATA | — | | — |
| | Title 4 — Total | 400 000 | | 400 000 |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | — | | — |
| | Title 9 — Total | — | | — |
| | GRAND TOTAL | 71 857 240 | 389 371 | 72 246 611 |

Title

Chapter

Heading

Budget 2023

Amending budget No 1

New amount

1

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

46 352 629

303 232

46 655 861

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

550 000

550 000

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

915 000

915 000

1 6

TRAINING

380 000

380 000

Title 1 — Total

48 197 629

303 232

48 500 861

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

6 990 000

55 080

7 045 080

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

400 000

400 000

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

915 000

915 000

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

5 700

5 700

Title 2 — Total

8 310 700

55 080

8 365 780

3

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

72 000

72 000

3 2

COLLECTION OF INFORMATION: IT PROJECTS

12 715 494

12 715 494

3 4

LEGAL ADVICE

135 000

135 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

750 000

750 000

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

390 000

31 059

421 059

3 7

COMMUNICATION

401 417

401 417

3 8

MEETING EXPENSES

410 000

410 000

3 9

SERVICES ON OPERATIONAL MATTERS

75 000

75 000

Title 3 — Total

14 948 911

31 059

14 979 970

4

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

400 000

400 000

4 1

INSTRUMENTS REFERENCE DATA

—

—

Title 4 — Total

400 000

400 000

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

—

—

Title 9 — Total

—

—

GRAND TOTAL

71 857 240

389 371

72 246 611

Establishment plan

| Function group and grade | |
| --- | --- |
| 2023 | 2022 |
| Authorized under the Union budget | Authorized under the Union budget |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | 1 | — | 1 |
| AD 15 | — | 3 | — | 3 |
| AD 14 | — | 1 | — | 1 |
| AD 13 | — | 2 | — | 1 |
| AD 12 | — | 9 | — | 6 |
| AD 11 | — | 11 | — | 7 |
| AD 10 | — | 29 | — | 21 |
| AD 9 | — | 45 | — | 39 |
| AD 8 | — | 39 | — | 32 |
| AD 7 | — | 40 | — | 31 |
| AD 6 | — | 38 | — | 42 |
| AD 5 | — | 32 | — | 49 |
| Subtotal AD | — | 250 | — | 233 |
| AST 11 | — | — | — | — |
| AST 10 | — | — | — | — |
| AST 9 | — | — | — | — |
| AST 8 | — | — | — | — |
| AST 7 | — | — | — | — |
| AST 6 | — | 4 | — | 3 |
| AST 5 | — | 9 | — | 5 |
| AST 4 | — | — | — | 1 |
| AST 3 | — | — | — | — |
| AST 2 | — | — | — | — |
| AST 1 | — | — | — | 1 |
| Subtotal AST | — | 13 | — | 10 |
| AST/SC 6 | — | — | — | — |
| AST/SC 5 | — | — | — | — |
| AST/SC 4 | — | — | — | — |
| AST/SC 3 | — | — | — | — |
| AST/SC 2 | — | — | — | — |
| AST/SC 1 | — | — | — | — |
| Subtotal AST/SC | — | — | — | — |
| Total | — | 263 | — | 243 |
| Grand Total | 263 | 243 |

Function group and grade

2023

2022

Authorized under the Union budget

Authorized under the Union budget

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

1

—

1

AD 15

—

3

—

3

AD 14

—

1

—

1

AD 13

—

2

—

1

AD 12

—

9

—

6

AD 11

—

11

—

7

AD 10

—

29

—

21

AD 9

—

45

—

39

AD 8

—

39

—

32

AD 7

—

40

—

31

AD 6

—

38

—

42

AD 5

—

32

—

49

Subtotal AD

—

250

—

233

AST 11

—

—

—

—

AST 10

—

—

—

—

AST 9

—

—

—

—

AST 8

—

—

—

—

AST 7

—

—

—

—

AST 6

—

4

—

3

AST 5

—

9

—

5

AST 4

—

—

—

1

AST 3

—

—

—

—

AST 2

—

—

—

—

AST 1

—

—

—

1

Subtotal AST

—

13

—

10

AST/SC 6

—

—

—

—

AST/SC 5

—

—

—

—

AST/SC 4

—

—

—

—

AST/SC 3

—

—

—

—

AST/SC 2

—

—

—

—

AST/SC 1

—

—

—

—

Subtotal AST/SC

—

—

—

—

Total

—

263

—

243

Grand Total

263

243

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2023 | 2022 |
| --- | --- | --- |
| FG IV | 63 | 66 |
| FG III | 31 | 28 |
| FG II | — | 3 |
| FG I | — | — |
| Total FG | 94 | 97 |
| Seconded national experts posts | 30 | 15 |
| Total | 124 | 112 |

Contract staff posts

2023

2022

FG IV

63

66

FG III

31

28

FG II

—

3

FG I

—

—

Total FG

94

97

Seconded national experts posts

30

15

Total

124

112

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