# C_2023038EN.01017101.xml

| 31.1.2023 | EN | Official Journal of the European Union | C 38/171 |
| --- | --- | --- | --- |

31.1.2023

EN

Official Journal of the European Union

C 38/171

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Statement of revenue and expenditure of the European Securities and Markets Authority for the financial year 2022 – amending budget No 2

(2023/C 38/32)

REVENUE

| Title
  Chapter | Heading | Budget 2022 | Amending budget No 2 | New amount |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 27 293 765 | | 27 293 765 |
| | Title 1 — Total | 27 293 765 | | 27 293 765 |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 17 301 544 | | 17 301 544 |
| | Title 2 — Total | 17 301 544 | | 17 301 544 |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 21 541 604 | 686 630 | 22 228 234 |
| | Title 3 — Total | 21 541 604 | 686 630 | 22 228 234 |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 845 008 | | 845 008 |
| | Title 4 — Total | 845 008 | | 845 008 |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 0 | | 0 |
| | Title 6 — Total | 0 | | 0 |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 334 000 | 66 000 | 400 000 |
| | Title 7 — Total | 334 000 | 66 000 | 400 000 |
| | GRAND TOTAL | 67 315 921 | 752 630 | 68 068 551 |

Title

Chapter

Heading

Budget 2022

Amending budget No 2

New amount

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

27 293 765

27 293 765

Title 1 — Total

27 293 765

27 293 765

2

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

17 301 544

17 301 544

Title 2 — Total

17 301 544

17 301 544

3

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

21 541 604

686 630

22 228 234

Title 3 — Total

21 541 604

686 630

22 228 234

4

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

845 008

845 008

Title 4 — Total

845 008

845 008

6

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

0

0

Title 6 — Total

0

0

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

334 000

66 000

400 000

Title 7 — Total

334 000

66 000

400 000

GRAND TOTAL

67 315 921

752 630

68 068 551

EXPENDITURE

| Title
  Chapter | Heading | Budget 2022 | Amending budget No 2 | New amount |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 43 090 152 | | 43 090 152 |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 300 000 | | 300 000 |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 985 000 | | 985 000 |
| 1 6 | TRAINING | 400 000 | | 400 000 |
| | Title 1 — Total | 44 775 152 | | 44 775 152 |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 6 520 000 | | 6 520 000 |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 450 000 | | 450 000 |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 1 007 000 | | 1 007 000 |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 6 000 | | 6 000 |
| | Title 2 — Total | 7 983 000 | | 7 983 000 |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 70 000 | | 70 000 |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 12 250 000 | 230 630 | 12 480 630 |
| 3 4 | LEGAL ADVICE | 130 000 | | 130 000 |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 625 000 | | 625 000 |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 320 000 | | 320 000 |
| 3 7 | COMMUNICATION | 288 678 | 522 000 | 810 678 |
| 3 8 | MEETING EXPENSES | 420 001 | | 420 001 |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 54 090 | | 54 090 |
| | Title 3 — Total | 14 157 769 | 752 630 | 14 910 399 |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 400 000 | | 400 000 |
| 4 1 | INSTRUMENTS REFERENCE DATA | | | |
| | Title 4 — Total | 400 000 | | 400 000 |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | | | |
| | Title 9 — Total | | | |
| | GRAND TOTAL | 67 315 921 | 752 630 | 68 068 551 |

Title

Chapter

Heading

Budget 2022

Amending budget No 2

New amount

1

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

43 090 152

43 090 152

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

300 000

300 000

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

985 000

985 000

1 6

TRAINING

400 000

400 000

Title 1 — Total

44 775 152

44 775 152

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

6 520 000

6 520 000

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

450 000

450 000

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

1 007 000

1 007 000

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

6 000

6 000

Title 2 — Total

7 983 000

7 983 000

3

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

70 000

70 000

3 2

COLLECTION OF INFORMATION: IT PROJECTS

12 250 000

230 630

12 480 630

3 4

LEGAL ADVICE

130 000

130 000

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

625 000

625 000

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

320 000

320 000

3 7

COMMUNICATION

288 678

522 000

810 678

3 8

MEETING EXPENSES

420 001

420 001

3 9

SERVICES ON OPERATIONAL MATTERS

54 090

54 090

Title 3 — Total

14 157 769

752 630

14 910 399

4

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

400 000

400 000

4 1

INSTRUMENTS REFERENCE DATA

Title 4 — Total

400 000

400 000

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

Title 9 — Total

GRAND TOTAL

67 315 921

752 630

68 068 551

Establishment plan

| Function group and grade | |
| --- | --- |
| 2022 | 2021 |
| Authorized under the Union budget | Authorized under the Union budget |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | 1 | — | 1  (1) |
| AD 15 | — | 3 | — | 3 |
| AD 14 | — | 1 | — | 1 |
| AD 13 | — | 1 | — | 3 |
| AD 12 | — | 6 | — | 10 |
| AD 11 | — | 7 | — | 15 |
| AD 10 | — | 21 | — | 24 |
| AD 9 | — | 39 | — | 42 |
| AD 8 | — | 32 | — | 40 |
| AD 7 | — | 31 | — | 45 |
| AD 6 | — | 42 | — | 17 |
| AD 5 | — | 49 | — | 37 |
| Subtotal AD | — | 233 | — | 238 |
| AST 11 | — | — | — | — |
| AST 10 | — | — | — | — |
| AST 9 | — | — | — | — |
| AST 8 | — | — | — | 2 |
| AST 7 | — | — | — | 3 |
| AST 6 | — | 3 | — | 3 |
| AST 5 | — | 5 | — | 3 |
| AST 4 | — | 1 | — | 1 |
| AST 3 | — | — | — | — |
| AST 2 | — | — | — | — |
| AST 1 | — | 1 | — | — |
| Subtotal AST | — | 10 | — | 12 |
| AST/SC 6 | — | — | — | — |
| AST/SC 5 | — | — | — | — |
| AST/SC 4 | — | — | — | — |
| AST/SC 3 | — | — | — | — |
| AST/SC 2 | — | — | — | — |
| AST/SC 1 | — | — | — | — |
| Subtotal AST/SC | — | — | — | — |
| Total | — | 243 | — | 250 |
| Grand Total | 243 | 250 |
| (1) |

Function group and grade

2022

2021

Authorized under the Union budget

Authorized under the Union budget

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

1

—

1  (1)

AD 15

—

3

—

3

AD 14

—

1

—

1

AD 13

—

1

—

3

AD 12

—

6

—

10

AD 11

—

7

—

15

AD 10

—

21

—

24

AD 9

—

39

—

42

AD 8

—

32

—

40

AD 7

—

31

—

45

AD 6

—

42

—

17

AD 5

—

49

—

37

Subtotal AD

—

233

—

238

AST 11

—

—

—

—

AST 10

—

—

—

—

AST 9

—

—

—

—

AST 8

—

—

—

2

AST 7

—

—

—

3

AST 6

—

3

—

3

AST 5

—

5

—

3

AST 4

—

1

—

1

AST 3

—

—

—

—

AST 2

—

—

—

—

AST 1

—

1

—

—

Subtotal AST

—

10

—

12

AST/SC 6

—

—

—

—

AST/SC 5

—

—

—

—

AST/SC 4

—

—

—

—

AST/SC 3

—

—

—

—

AST/SC 2

—

—

—

—

AST/SC 1

—

—

—

—

Subtotal AST/SC

—

—

—

—

Total

—

243

—

250

Grand Total

243

250

(1)

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2022 | 2021 |
| --- | --- | --- |
| FG IV | 66 | 66 |
| FG III | 28 | 35 |
| FG II | 3 | |
| FG I | | |
| Total FG | 97 | 101 |
| Seconded national experts posts | 15 | 15 |
| Total | 112 | 116 |

Contract staff posts

2022

2021

FG IV

66

66

FG III

28

35

FG II

3

FG I

Total FG

97

101

Seconded national experts posts

15

15

Total

112

116

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(1)  1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 December.

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