alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
exv10w1



 





Exhibit 10.1




FAMOUS DAVE’S OF AMERICA, INC.




AMENDMENT TO

1995 STOCK OPTION AND COMPENSATION PLAN




     THIS AMENDMENT TO THE 1995 STOCK OPTION AND COMPENSATION PLAN (the “Amendment”) amends the
1995 Stock Option and Compensation Plan (the “Plan”) of Famous Dave’s of America, Inc. (the
“Company”). Except as otherwise explicitly set forth herein, all provisions of the Plan as amended
to date shall remain in full force and effect. Capitalized terms used in this Amendment without
definition shall have the meanings set forth in the Plan.



     1.     Amendment to Transferability Restrictions. Section 11.3 of the 1995 Stock Option
and Compensation Plan is hereby amended to read in its entirety as follows:




     11.3     Non-transferability of Incentives. No stock option, SAR, restricted stock
or performance award may be transferred, pledged or assigned by the holder thereof (except,
in the event of the holder’s death, by will or the laws of descent and distribution to the
limited extent provided in the Plan or the Incentive, or pursuant to a qualified domestic
relations order as defined by the Code or Title I of the Employee Retirement Income Security
Act, or the rules thereunder), and the Company shall not be required to recognize any
attempted assignment of such rights by any participant. Notwithstanding the preceding
sentence, stock options may be transferred by the holder thereof to Employee’s spouse,
children, grandchildren or parents (collectively, the “Family Members”), to trusts for the
benefit of Family Members, to partnerships or limited liability companies in which Family
Members are the only partners or shareholders, or to entities exempt from federal income
taxation pursuant to Section 501(c)(3) of the Internal Revenue Code of 1986, as amended.
During a participant’s lifetime, a stock option may be exercised only by him or her, by his
or her guardian or legal representative or by the transferees permitted by this Section.



     2.     Effective Date. This Amendment is effective upon approval by the Board of
Directors of the Company on October 18, 2007.



     IN WITNESS WHEREOF, the Company has caused this Amendment to be executed by the undersigned
officer, thereunto duly authorized pursuant to the resolutions of the Board of Directors.



	 	 	 	 	 
	 	FAMOUS DAVE’S OF AMERICA, INC.

 	 
	 	/s/ Diana G. Purcel
 	 
	 	Diana G. Purcel 	 
	 	Chief Financial Officer and Secretary
II 

112TH CONGRESS 

2D SESSION S. 2063 

To prohibit the transfer of technology developed using funding provided by 

the United States Government to entities of certain countries, and for 

other purposes. 

IN THE SENATE OF THE UNITED STATES 

FEBRUARY 2, 2012 

Mr. WEBB introduced the following bill; which was read twice and referred 

to the Committee on Commerce, Science, and Transportation 

A BILL 

To prohibit the transfer of technology developed using funding provided by the United States Government to entities 

of certain countries, and for other purposes. 

1 Be it enacted by the Senate and House of Representa2 tives of the United States of America in Congress assembled, 

3 SECTION 1. PROHIBITION ON TRANSFER OF PROPRIETARY 

4 TECHNOLOGY AND INTELLECTUAL PROP5 ERTY DEVELOPED WITH FUNDING PROVIDED 

6 BY THE UNITED STATES GOVERNMENT TO 

7 ENTITIES OF CERTAIN COUNTRIES. 

8 (a) IN GENERAL.—Notwithstanding any other provi9 sion of law, a United States commercial entity may not 


srobinson on DSK4SPTVN1PROD with BILLS
2 

•S 2063 IS

1 transfer to any entity described in subsection (b) any pro2 prietary technology or intellectual property that was re3 searched, developed, or commercialized using a contract, 

4 grant, loan, loan guarantee, or other financial assistance 

5 provided or awarded by the United States Government. 

6 (b) ENTITIES DESCRIBED.— 

7 (1) IN GENERAL.—An entity described in this 

8 subsection is an entity— 

9 (A) owned or controlled by the government 

10 of a country described in paragraph (2); or 

11 (B) in which citizens of such a country 

12 hold interests representing at least 5 percent of 

13 the capital structure of the entity. 

14 (2) COUNTRIES DESCRIBED.—A country de15 scribed in this paragraph is a country in which, by 

16 law, practice, or policy, any United States commer17 cial entity is required to transfer proprietary tech18 nology or intellectual property as a condition of 

19 doing business in that country. 

20 (c) WAIVER.—The Secretary of Commerce may waive 

21 the prohibition in subsection (a) with respect to a transfer 

22 of proprietary technology or intellectual property if the 

23 Secretary determines that the transfer would not com24 promise the economic interests or competitiveness of the 

25 United States. 


srobinson on DSK4SPTVN1PROD with BILLS
3 

•S 2063 IS

1 (d) APPLICABILITY.—This section applies with re2 spect to the transfer on or after the date of the enactment 

3 of this Act of any proprietary technology or intellectual 

4 property developed before, on, or after such date of enact5 ment. 

6 (e) REGULATIONS.—The Secretary of Commerce, in 

7 consultation with other relevant Federal agencies, shall 

8 prescribe such regulations as may be necessary to carry 

9 out this section. 

10 (f) UNITED STATES COMMERCIAL ENTITY DE11 FINED.—In this section, the term ‘‘United States commer12 cial entity’’ means a commercial entity organized under 

13 the laws of the United States or any jurisdiction within 

14 the United States. 

Æ 


srobinson on DSK4SPTVN1PROD with BILLS
11 TH COURT OF APPEALS
EASTLAND , TEXAS
JUDGMENT

Serbando Sanchez
, * From the 244th District Court of Ector County, Trial Court No. A

- 20

- 0854

- CR

.

Vs. No. 11

- 2 2

- 00 0 36

- CR * September 8 , 20 2 2

The State of Texas
, * Per Curiam Memorand um Opinion (P anel consists of: Bailey , C.J., Trotter , J. , and W illiams, J.

This court has inspected the record in this cause and concludes that there is no error in the judgment below. Therefore, in accordance with this court ’ s opi nion,

the judgment of the trial court is in all things affirmed.
32.2           Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

In connection with the Quarterly Report of Shallbetter Industries, Inc. (the "Company") on Form 10-QSB for the period ending March 31, 2005, as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Terry Wong, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002, that:

(1)

The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.



By: /S/ TERRY WONG
Terry Wong, Chief Financial Officer

Date: June 1, 2005
CERTIFICATION
PURSUANT TO


18
U.S.C. SECTION 1350,


AS
ADOPTED PURSUANT TO


SECTION
906 OF THE SARBANES-OXLEY ACT OF 2002




In
connection with the Quarterly Report on Form 10-Q of GoldSpring, Inc. (the
"Company") for the quarter March 31, 2009 as filed with the Securities and
Exchange Commission on the date hereof (the "Report"), I, Robert T. Faber,
President and Chief Executive Officer and Chief Financial Officer of the
Company, certify, to my best knowledge and belief, pursuant to 18 U.S.C. § 1350,
as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002,
that:





(1)
            The
      Report fully complies with the requirements of Section 13(a) or 15(d) of
      the Securities Exchange Act of 1934 (15 U.S.C. 78m(a) or 78o(d));
      and





(2)
              The
      information contained in the Report fairly presents, in all material
      respects, the financial condition and results of operations of the
      Company.




/s/ ROBERT
      T. FABERRobert
      T. Faber
                President
      and Chief Executive Officer and
                Chief
      Financial Officer




May 18,
2009
## July 6, 2009

Dear Owner/Resident:

A Lead Based Paint (LBP) assessment was recently performed on your property by the U.S. Environmental Protection Agency (EPA) as part of the Omaha Lead Superfund Site investigation. The purpose of this assessment is to determine whether a significant quantity of lead based paint is present on the exterior surface of structures, where deteriorating paint conditions (peeling, flaking, cracking, etc.) exist that might increase lead concentrations in the yard above acceptable levels.
As requested, enclosed are the LBP assessment sheets for 2432 VANE ST along with a LBP Fact Sheet. The EPA is currently developing paint stabilization eligibility criteria and at this time can not identify which homes will ultimately be eligible for EPA-funded paint stabilization. At present, paint stabilization is being offered at only those households with the most severe LPB problems, particularly where children under the age of 7 reside. The EPA stresses the importance of maintaining painted surfaces where any amount of LBP is present. The LBP Fact Sheet provides information pertaining to the EPA’s Exterior LBP Response Program. Once the eligibility criterion is finalized (and if your property qualifies) a representative from EPA or the Omaha Lead Hazard Control Program (LHCP) will contact you to arrange for paint stabilization at your property.
Exposure to lead contamination can adversely affect the development and behavior of young children. If you have children less than seven years of age living in your home, we strongly recommend that you contact your doctor or the Douglas County Health Department at (402) 444-7825 and arrange to have their blood tested. If you have any questions or concerns, please contact the EPA Public Information Center at (402) 731-3045.

Sincerely,

Steve M Langum

Black & Veatch Special Projects Corp. 6601 College Blvd. Overland Park, KS 66211 USA Telephone: 913-458-2900

### Omaha Lead Site LBP Assessment

LEGEND: H-N-P-01-41353 Samples 

### Analyzed 

## / 

# 1 I- BVlD Number 

## I 1 ---Sample Number 

### XRF Unit: 

# 7'702 ~ook: 

# 232
/ -Material. P = Pant Date: 

# ;c /OkT,

;~e: 

### %qh?

L - -S~de of Structure N = North S = South E = East W =West Staff:

Sample Number Lead 

### Loading StructureIFeature Substrate Color Deteriorated (Window, siding, porch, etc.) (Wood, conaete, etc.) Area



## -



# -- - P


# - - 41353 mgicm2 ft a

c\ LBP-I ! Printed IUSepllR iW711l Ill 23

### Omaha Lead Site North Arrw Address: 2432 VANE ST 

### Site Sketch LBP Assessment Phone: H: (402) 451-2847 ALT: (402) 697-3485

.-. -- -- 

# 1 

# I

I I I Plan View 

# - lndicate number of stories and perimeter dimensions of structure Indicate regions of deterioration and describe (Deterioration could include surfaces that are worn due to frtctlon, checking, cracking and flakrng, all~gatoring, bllstermg and/or peellng)
Before the Second Division,

February 3, 1941

No. 45340.

#### Protests 974862-G, etc., of Burton Webbing Co., Inc., et al. (New York).

Opinion by

Kincheloe, J.

On the records presented the protests were overruled.
EXHIBIT 31.1

                            CERTIFICATION PURSUANT TO
                  SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

I, Jerry L. Dauderman certify that:

1. I have reviewed this quarterly report on Form 10-Q of Windsor Woodmont Black
Hawk Resort Corp.

2. Based on my knowledge, this report does not contain any untrue statement of a
material fact or omit to state a material fact necessary to make the statements
made, in light of the circumstances under which such statements were made, not
misleading with respect to the period covered by this report;


3. Based on my knowledge, the financial statements, and other financial
information included in this report, fairly present in all material respects the
financial condition, results of operations and cash flows of the registrant as
of, and for, the periods presented in this report;

4. The registrant's other certifying officer(s) and I are responsible for
establishing and maintaining disclosure controls and procedures (as defined in
Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and have:


     a) Designed such disclosure controls and procedures, or caused such
     disclosure controls and procedures to be designed under our supervision, to
     ensure that material information relating to the registrant, including its
     consolidated subsidiaries, is made known to us by others within those
     entities, particularly during the period in which this report is being
     prepared;

     b) Evaluated the effectiveness of the registrant's disclosure controls and
     procedures and presented in this report our conclusions about the
     effectiveness of the disclosure controls and procedures, as of the end of
     the period covered by this report based on such evaluation; and

     c) Disclosed in this report any change in the registrant's internal control
     over financial reporting that occurred during the registrant's most recent
     fiscal quarter that has materially affected, or is reasonably likely to
     materially affect, the registrant's internal control over financial
     reporting; and

5. The registrant's other certifying officer and I have disclosed, based on our
most recent evaluation of internal control over financial reporting, to the
registrant's auditors and the audit committee of registrant's board of directors
(or persons performing the equivalent function):

     a) All significant deficiencies and material weaknesses in the design or
     operation of internal control over financial reporting which are reasonably
     likely to adversely affect the registrant's ability to record, process,
     summarize and report financial information; and

     b) Any fraud, whether or not material, that involves management or other
     employees who have a significant role in the registrant's internal controls
     over financial reporting.

Date: May 21, 2004


/s/  Jerry L. Dauderman
---------------------------------------
     Jerry L. Dauderman, Chairman and
     Chief Executive Officer
No. 48264.

#### Protests 13059-K, etc., of Olivier Straw Goods Corp. (New York).

*452Opinion by

Tilson, J.

In accordance with stipulation of counsel hemp hats similar to those involved in *United States*v. *Armand Schwab*(30 C. C. P. A. 72, C. A. D. 218), hemp knotted straw hats the same as those involved in Abstract 46497, and raeello hats the same as those involved in Abstract 47291 were held dutiable at 25 percent under paragraph 1504 (b) (1) as claimed.
No. 39225.

#### Protests 249291-G, etc., of Gimbel Bros., Inc., et al. (New York).

Opinion by

Tilson, J.

From the record it was found that the merchandise-consists of allovers, hats, and other articles in chief value of cellulose filaments-similar to those involved in *Amberg*v. *United States*(T. D. 46204) and Abstract 37230. The claim at 60 percent under paragraph 31 was therefore sustained.
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Commission on Civil Rights

Notice is hereby given, pursuant to the provisions of the rules and regulations of the U.S. Commission on Civil Rights, that a conference call of the North Carolina Advisory Committee will convene at 1 p.m. EST and adjourn at 3 p.m. EST on Monday, February 26, 2007. The purpose of the conference call is to discuss plans for the Committee's upcoming briefing to be held in April 2007 on religious freedom for prisoners and the restoration of their voting rights. 

This conference call is available to the public through the following call-in number: 866-743-9936. Any interested member of the public may call this number and listen to the meeting. Callers can expect to incur charges for calls not initiated using the supplied call-in number or over wireless lines and the Commission will not refund any incurred charges. Callers will incur no charge for calls using the call-in number over land-line connections. Persons with hearing impairments may also follow the proceedings by first calling the Federal Relay Service at 1-800-977-8339 and providing the Service with the conference call number. 

To ensure that the Commission secures an appropriate number of lines for the public, persons are asked to register by contacting Peter Minarik, Southern Regional Office, at 404-562-7000, by Monday, February 19, 2007. 

The meeting will be conducted pursuant to the provisions of the rules and regulations of the Commission. 

Dated at Washington, DC, January 19, 2007. 

Ivy L. Davis, 

Acting Chief, Regional Programs Coordination Unit. 

 [FR Doc. E7-980 Filed 1-23-07; 8:45 am] 

BILLING CODE 6335-01-P
EXHIBIT 13.2



CERTIFICATION



Pursuant to 18 U. S. C. Section 1350, the undersigned officer of Global-Tech Appliances Inc., a British Virgin Islands corporation (the
Company), does hereby certify, to such officers knowledge, that the Companys Annual Report on the Form 20-F for the fiscal year ended March 31, 2003 (the Form 20-F) fully complies with the requirements of Section
13(a) or 15(d), as applicable, of the Securities and Exchange Act of 1934 and the information contained in the Form 10-F fairly presents, in all material respects, the financial condition and results of operations of the Company as of, and for, the
periods presented in the Form 20-F.



|Dated: |  | September 26, 2003 |  |  |  | /s/ Kin Shek Leung     
|------ |  | ------------------ |  |  |  | -----------------------
|       |  |                    |  |  |  | Kin Shek Leung         
|       |  |                    |  |  |  | Chief Financial Officer



The foregoing
Certification is being furnished solely pursuant to 18 U. S. C. Section 1350 and is not being filed as part of the Form 20-F or as a separate disclosure document.
No. 47121.

#### Protest 893586-G of Butler Brothers (Galveston).

Opinion by

Oliver, P. J.

The only witness, who was a harmonica teacher in the public schools, testified in behalf of the defendant that the articles in ■question- were not musical instruments, but on cross-examination admitted that If an article is capable of being used to play simple tunes it is a musical instrument. On the record presented and following Abstract 40586 the harmonicas in question were held dutiable at only 40 percent under paragraph 1541 as musical instruments as claimed.
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ex10-1.htm


    
      

    


    Exhibit
      10.1

     

    


     

    


    


    


    


    


    BIOMETRIC
      INVESTORS, L.L.C.

    5111
      Maryland Way, Suite 201

    Brentwood,
      TN 37027

    


    January
      22, 2008

    


    VIA
      FACSIMILE (407)
      240-1431

    


    Sequiam
      Corporation

    300
      Sunport Lane

    Orlando,
      Florida 32809

    Attn:
      Mark L. Mroczkowski

    


    Re:           
      Demand For Payment
      of
      Interest

    


    Dear
      Mr.
      Mroczkowski:

    


    Reference
      is made to that certain
      Agreement (the “Agreement”), dated
      March 30, 2007, by and between Biometrics Investors, L.L.C. (“BIL”) and Sequiam
      Corporation (“SQUM”) pursuant
      to
      which certain Term Notes were issued to BIL from SQUM (the “Notes”).  Pursuant
      to Section 3 of the Agreement, interest has accrued on the Notes and is and
      has
      been due and payable.  Demand is hereby made for immediate payment in
      full of all accrued and unpaid interest thereon to date.

    


    Sincerely,

    


    BIOMETRIC
      INVESTORS, L.L.C.

    


    


    By:  /s/
      Robert Hoyt

    Name:
      Robert Hoyt

    Title:   Manager

    


    


    Cc:           
      Randolph Fields, Esq. (407) 650-8427

     
Robert
      F. Charron (212)
      931-8704