* The Honorable Jack Zouhary, United States District Judge for the Northern District of Ohio, sitting by

designation. 

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NOT RECOMMENDED FOR FULL-TEXT PUBLICATION

File Name: 10a0081n.06

No. 08-3349

UNITED STATES COURT OF APPEALS

FOR THE SIXTH CIRCUIT

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

v.

MARK J. THORNTON,

Defendant-Appellant.

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ON APPEAL FROM THE UNITED

STATES DISTRICT COURT FOR THE 

SOUTHERN DISTRICT OF OHIO

OPINION

Before: MARTIN and WHITE, Circuit Judges; and ZOUHARY, District Judge.*

ZOUHARY, District Judge

INTRODUCTION

A jury convicted Mark Thornton of conspiracy to possess with intent to distribute cocaine

and cocaine base (Count 1), possession with intent to distribute cocaine (Count 3), and possession

of a firearm in furtherance of a drug trafficking conspiracy (Count 5). Thornton, who had three prior

drug convictions, was sentenced to life imprisonment on Count 1 pursuant to a mandatory minimum

sentence, as well as consecutive sentences of 264 months imprisonment on Count 3 and 60 months

imprisonment on Count 5. Thornton appeals his conviction and sentence, asserting a number of

procedural and constitutional errors. We affirm. 
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BACKGROUND

On October 12, 2005, law enforcement officers executed a search warrant for a house on

Eastview Avenue in Dayton, Ohio. The warrant was based on information from confidential

informants. The officers seized approximately 800 grams of powdered cocaine, numerous wrappers

used to package kilogram quantities of cocaine, drug-related tools, and several firearms. The house

was rented by Nirvana Martin, and Thornton was present in the house when the search occurred.

Both Martin and Thornton were eventually arrested and charged with various drug offenses. Martin

pled guilty; as part of his plea agreement, he agreed to testify against Thornton. 

At Thornton’s trial, an individual named George Cash testified that he introduced Thornton

and Martin to a Mexican drug supplier in Dayton during the summer of 2005. Martin testified that

he and Thornton pooled their money to purchase a kilogram or more of cocaine from this Mexican

supplier every day for several months during the summer and fall of 2005. The two would then

divide the cocaine at one of the drug houses rented by Martin, including the house on Eastview

Avenue, and re-sell their respective portions. Martin also testified that he and Thornton carried

firearms during their drug transactions. 

DISCUSSION

Jury Instruction Conference

Thornton first argues that the district court erred by excluding him from the jury instruction

conference in violation of Federal Criminal Rule 43(a)(2)’s requirement that a criminal defendant

be present at “every trial stage.” The Government contends that a jury instruction conference falls

within the exception of Rule 43(b)(3) for a “conference or hearing on a question of law,” and

therefore Thornton’s presence was not required. 
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All circuits that have directly addressed this issue hold that jury instruction conferences do

fall within the Rule 43(b)(3) exception. See, e.g., United States v. Rivera, 22 F.3d 430, 438 (2d Cir.

1994) (“The content of the instructions to be given to the jury is purely a legal matter.”); United

States v. Gregorio, 497 F.2d 1253, 1259 (4th Cir. 1974), overruled on other grounds United States

v. Rhodes, 32 F.3d 867, 873 (4th Cir. 1999) (“Rule 43 does not confer on criminal defendants the

right [to] attend a purely legal conference on jury instructions . . . .”); United States v. Graves, 669

F.2d 964, 972 (5th Cir. 1982) (“A defendant does not have a federal constitutional or statutory right

to attend a conference between the trial court and counsel concerned with the purely legal matter of

determining what jury instructions the trial court will issue.”); United States v. Sherman, 321 F.2d

1337, 1339 (9th Cir. 1987) (“We hold that a hearing outside the presence of the jury concerning the

selection of jury instructions is a ‘conference or argument upon a question of law’ . . . .”).

However, we need not reach the merits of this issue here because Thornton has presented no

argument that the conference resulted in erroneous jury instructions, and we find no prejudice from

his exclusion. The conference was held on the record, and Thornton’s attorney was present to

discuss factual and legal issues relating to the instructions. There is no indication that his attorney

was not fully capable of representing Thornton’s interests in this regard, or that his attorney could

not consult with Thornton if needed. The jury was not present, thus Thornton could not have been

prejudiced in that regard. Accordingly, even if exclusion of Thornton from the conference was error,

such error was harmless. See United States v. Harris, 9 F.3d 493, 499 (6th Cir. 1993) (recognizing

in the context of ex parte communication with the jury that “[T]he rule requiring a defendant’s

presence at every stage of the trial must be considered with [Federal Rule of Criminal Procedure]

52(a) . . . providing that harmless error is to be disregarded.”). 
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Plea Agreement of Codefendant

Thornton next argues the Government improperly questioned his codefendant, Nirvana

Martin, about the details of Martin’s plea agreement. Defendant did not object at trial to this line

of questioning, so we review the admission of such testimony for plain error. See United States v.

Ziddell, 323 F.3d 412, 425 (6th Cir. 2003). 

On direct examination, the Government questioned Martin about the charge to which he pled

guilty, the statutory penalties and sentencing guideline range he confronted, the reason for his

agreement to testify at trial, and the charges which the Government had agreed to dismiss as a result

of his cooperation. The Government then questioned Martin directly about his relationship with

Thornton. Several pages of Martin’s plea agreement were published to the jury during the

Government’s direct examination. However, the district court did not admit the agreement itself as

evidence. 

Defense counsel did not object to the Government’s questioning or publication of the plea

agreement, nor did defense counsel request a limiting instruction on the permissible use of the plea

agreement. Defense counsel’s sole objection was to a question asking whether Martin had an

understanding where the guidelines placed him in the permissible statutory range of ten years to life.

On cross-examination, defense counsel also questioned Martin regarding the plea agreement,

including his potential sentence. During closing argument, the Government never mentioned the

plea agreement, and defense counsel mentioned it only briefly in an attempt to impugn Martin’s

credibility. The district court instructed the jury that “[e]vidence of . . . prior convictions was

brought to your attention only as one way of helping you decide how believable [the witnesses’]

testimony was. Do not use the evidence of the prior convictions for any other purpose.”
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Thornton claims two forms of prejudice from the prosecutor’s questioning of Martin. First,

he argues the jury might have used Martin’s guilty plea -- an admission of guilt already “accepted

by the District Court” -- as direct evidence of Thornton’s own guilt. Second, Thornton argues that

Martin’s testimony about his own sentence may have confused the jury about the sentence Thornton

was facing. These arguments are foreclosed by circuit precedent. 

We have previously ruled that “a guilty plea of a codefendant may not be received as

substantive evidence of a codefendant’s guilt, but may properly be considered as evidence of a

witness’ credibility.” United States v. Christian, 786 F.2d 203, 214 (6th Cir. 1986) (citing United

States v. Halbert, 640 F.2d 1000, 1004 (9th Cir. 1981)). Moreover, “under proper instruction,

evidence of a guilty plea may be elicited by the prosecutor on direct examination so that the jury may

assess the credibility of the witnesses the government asks them to believe.” Id. We have explained

that a plea agreement could be interpreted as either bolstering or hurting a witness’ credibility, so

that introduction of the entire agreement is appropriate to permit the jury “to consider fully the

possible conflicting motivations underlying the witness’ testimony.” United States v. Tocco, 200

F.3d 401, 416 (6th Cir. 2000) (quoting United States v. Townsend, 796 F.2d 158, 163 (6th Cir.

1986)). In addition, “[t]he prosecutor may . . . wish to place the plea before the jury so as to blunt

defense efforts at impeachment and dispel the suggestion that the government or its witness has

something to hide.” Christian, 786 F.2d at 214. Here, the Government relies on this last rationale

in defending its use of the plea agreement during direct examination, and the legitimacy of this

strategy was validated by defense counsel’s efforts to undermine Martin’s credibility on crossexamination. 
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Moreover, although “[a] guilty plea entered by a codefendant can be especially prejudicial

if the plea is made in connection with a conspiracy to which the remaining defendants are charged,

. . . much of this potential for prejudice is negated when the pleading codefendant . . . testifies

regarding the specific facts underlying the crimes in issue.” Christian, 786 F.2d at 214 (citing United

States v. DeLucca, 630 F.2d 294, 298 (5th Cir. 1980)). In this case, Martin testified directly about

his relationship with Thornton and the drug-related acts in question. Thus, under the rationale of

Christian, the potential prejudice of the conspiracy plea was “negated.” 

As to the risk of potential confusion about the sentence Thornton was facing, some

discussion of a codefendant’s potential sentence is inevitable if the Government is allowed to explore

a codefendant’s motivation for testifying. Furthermore, in this case, defense counsel also inquired

into Martin’s potential sentence, so Thornton cannot legitimately claim this information prejudiced

him. 

In sum, Martin’s testimony about his plea agreement was permissible in order to allow the

jury to fully assess his credibility. The Government did not cite the plea agreement for any improper

purpose during closing argument. See United States v. Carson, 560 F.3d 566, 575 (6th Cir. 2009).

The court gave the jury a cautionary instruction on the use of prior convictions. Under these

circumstances, allowing testimony about the details of Martin’s plea agreement was not error. 

Life Sentence

Thornton next argues the district court’s sentence of life imprisonment on Count 1 is grossly

disproportionate to the crime committed and is thus unconstitutional under the Eighth Amendment.

Thornton’s sentence was imposed pursuant to 21 U.S.C. § 841(b)(1)(A), which mandates life
 “If any person commits a violation of this subparagraph or of section 849, 859, 860, or 861 of this title

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after two or more prior convictions for a felony drug offense have become final, such person shall be

sentenced to a mandatory term of life imprisonment without release . . . .” 21 U.S.C. § 841(b)(1)(A). 

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imprisonment when a defendant has two or more prior felony drug convictions. Thornton, who has 1

three prior felony drug convictions, does not contest that he meets the statutory criteria. Rather, he

challenges the constitutionality of the sentence as applied to his particular circumstances. 

Thornton’s argument is foreclosed by United States v. Hill, 30 F.3d 48, 50 (6th Cir. 1994),

which upheld the constitutionality of a mandatory life sentence under similar facts. In Hill, the

defendant Hickey was a third-time offender and was convicted of a violation involving 177.8 grams

of cocaine base. In evaluating the constitutionality under the Eighth Amendment of the mandatory

life sentence, the court applied the “grossly disproportionate” test announced by a plurality of the

Supreme Court. Id. (citing Harmelin v. Michigan, 501 U.S. 957, 1001 (1991) (Kennedy, J.,

concurring)). Noting that the defendant in Harmelin “was convicted of simple possession and it was

his first offense; while Hickeywas convicted of conspiracy to distribute and it was his third offense,”

Hill held that the defendant’s mandatory life sentence did not violate the Eighth Amendment. 

Following Hill, this Circuit has continued to reject Eighth Amendment challenges to

mandatorylife sentences in repeat-offender drug cases. See, e.g., United States v. Odeneal, 517 F.3d

406, 414 (6th Cir. 2008) (upholding life sentence for defendant convicted of conspiracy to distribute

and possess with intent to distribute cocaine, when the violation involved 1,088.7 grams of cocaine,

378.6 grams of cocaine base, 48.5 grams of heroin, and several kilograms of marijuana); United

States v. Caver, 470 F.3d 220, 247 (6th Cir. 2006) (upholding life sentence for defendant convicted

of conspiracy to possess with intent to distribute more than 50 grams of crack cocaine, and
 Rule 11(c)(1) provides in pertinent part, “An attorney for the government and the defendant’s attorney, or

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the defendant when proceeding pro se, may discuss and reach a plea agreement. The court must not

participate in these discussions.” (Emphasis added.) See generally United States v. Barrett, 982 F.2d 193,

194-95 (6th Cir. 1992) (noting the “inherently coercive” nature of a court’s participation in plea

negotiations). 

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possession with intent to distribute 12.04 grams of crack cocaine); United States v. Flowal, 163 F.3d

956, 963 (6th Cir. 1988) (remanding for determination whether offense involved 5,000 grams of

cocaine and noting that, if so, defendant’s Eighth Amendment challenge to life sentence for third

drug conviction would fail). 

The circumstances of Thornton’s case (including the 72 kilograms of cocaine) are in line with

these cited cases. Accordingly, there is no reason to depart from our settled precedent, and we

conclude that Thornton’s sentence was not unconstitutional. 

Plea Negotiations

In a supplemental brief filed pro se, Thornton next claims the district court violated Federal

Criminal Rule 11(c)(1) by participating in plea negotiations. However, because Thornton did not 2

plead guilty and was convicted by a jury, he must show “actual prejudice” in order to be entitled to

a new trial. See United States v. Elguezabal, 188 F.3d 509, 1999 WL 717978, at *1 (6th Cir. 1999)

(unpublished table case) (quoting United States v. Diaz, 138 F.3d 1359, 1362 (11th Cir. 1998))

(noting that when a defendant chooses to go to trial, a Rule 11 violation “does not raise the specter

of an involuntary plea”). Even if there was a Rule 11 violation, Thornton has not shown actual

prejudice from such violation. Indeed, if Thornton had accepted the plea deal, his sentence would

have been significantly shorter than the life sentence he is currently serving following his jury

conviction. 
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Search Warrant

In his pro se brief, Thornton also challenges the district court’s pretrial ruling that Thornton

had no Fourth Amendment standing to challenge the validity of the search of the Eastview Avenue

house. Much of the physical evidence supporting the Government’s case was seized pursuant to that

warrant. Prior to trial, Thornton moved to suppress the seized evidence, arguing there was no

probable cause to issue the warrant.

Following a hearing (at which Thornton offered no evidence related to Fourth Amendment

standing), the district court granted Thornton’s suppression motion as to cell phones and cash seized

from his person, but denied the motion as to the drugs and other objects seized from the house. The

district court provided two grounds for denying Thornton’s motion as to the evidence found in the

house. First, Thornton had no reasonable expectation of privacy in the drug house and therefore no

Fourth Amendment standing to challenge the validity of the warrant. He was not the owner or lessee

of the house, and there was no evidence Thornton or anyone else lived at the house. Rather, the

house was being used as a commercial drug distribution center. Second, even if Thornton had

standing, the search warrant was supported by probable cause, because it was based on detailed

information from an informant that was confirmed by law enforcement officers with recent

surveillance of the house. 

We decline to address Thornton’s argument because he challenges only the district court’s

conclusion that he lacked standing to challenge the warrant; he does not address the district court’s

alternative holding that the warrant was supported by probable cause. Issues raised in the district

court, but not on appeal, are considered abandoned and not reviewable on appeal. United States v.

McPhearson, 469 F.3d 518, 523 (6th Cir. 2006). Therefore, any challenge to the district court’s
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holding that there was probable cause has been waived, and there is no utility in addressing the

standing issue. 

Sufficiency of Evidence

Finally, Thornton argues in his pro se brief there was insufficient evidence to prove his guilt

on any count. This argument lacks merit. When reviewing sufficiency of the evidence, this Court

must determine “whether, after viewing the evidence in the light most favorable to the prosecution,

any rational trier of fact could have found the essential elements of the crime beyond a reasonable

doubt.” United States v. Blakeney, 942 F.2d 1001, 1010 (6th Cir. 1991) (emphasis in original)

(quoting Jackson v. Virginia, 443 U.S. 307, 319 (1979)). Moreover, “[a]ll conflicts in the testimony

are resolved in favor of the government, and every reasonable inference is drawn in its favor.”

United States v. Vasquez, 560 F.3d 461, 469 (6th Cir. 2009). 

Count 1 - Conspiracy to Distribute in Excess of Five Kilograms of Cocaine 

In order to prove a drug conspiracy, the Government must prove “(1) that an agreement to

violate the drug laws existed; and (2) that each conspirator knew of, intended to join, and

participated in the conspiracy.” United States v. Forrest, 17 F.3d 916, 918 (6th Cir. 1994). At trial,

Martin testified that he and Thornton pooled their money to purchase a kilogram or more of cocaine

from Mexican suppliers every day for at least two months. Martin also testified that he and Thornton

would divide up the cocaine and sell their respective portions; Thornton would sometimes sell his

portion from out of his car, and sometimes from the drug houses Martin rented. Martin’s testimony

was corroborated by evidence seized from one of the houses, which included not only powder

cocaine and crack but also wrapping from packages of cocaine, firearms, and drug paraphernalia

such as scales. This is sufficient evidence for a rational jury to conclude that Thornton and Martin
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had an agreement to purchase and distribute cocaine. 

Count 3 - Possession with Intent to Distribute 500 grams of Cocaine

To prove possession with intent to distribute, the Government must prove that Thornton

exercised actual or constructive possession over the controlled substance and that he intended to

distribute that substance. 21 U.S.C. § 841(a)(1). At trial, the Government presented evidence that

law enforcement officers executing the search warrant found a shoe box containing cocaine upstairs

in the house; that the cocaine weighed more than 500 grams; that the box belonged to Thornton; and

that Thornton often stored in such a manner the cocaine he intended to sell. This is sufficient

evidence for a rational jury to conclude that Thornton possessed and intended to distribute the

cocaine. 

Count 5 - Possession of a Firearm in Furtherance of a Drug Trafficking Crime. 

To prove possession of a firearm in furtherance of a drug trafficking crime, the Government

must prove (1) defendant committed a drug trafficking crime; (2) defendant knowingly possessed

a firearm; and (3) the possession of the firearm was in furtherance of this drug trafficking crime. See

18 U.S.C. § 924(c). Law enforcement officers seized numerous firearms during the raid on the drug

house used by Martin and Thornton. In addition, Martin testified that he and Thornton carried

firearms to protect themselves in the course of dealing with their suppliers. This is sufficient

evidence for a rational jury to conclude that Thornton possessed a firearm in furtherance of a drug

trafficking crime. 

CONCLUSION

For these reasons, we AFFIRM Thornton’s conviction and sentence.