T hi s di s pos i t i on i s notappr opr i a t e f orpubl i c a t i on and i s notpr e c e de nt * e xc e pta s pr ovi de d by9th C i r . R . 36- 3.

T he H on orabl e R anerC . C ol l i ns, D i stri ctJudg e f or the U . S . D i stri ct ** C ourtf orA r i z ona , s i tt i ng byde s i gna t i on.

NOT F OR P UB L I CAT I ON UN I TE D STATE S C OU RT OF APPE ALS FOR T HE NI NTH CI RC UI T B R UC E R . B AR AN Y, P la in tif

f - A p p e lla n t, v. J A N E T C . V A N H A E L S T , A c t i ng D ir e c to ro f

I n d u s tryO p e r a tio n s S e a ttle F i el d D i vi si on B ureau o f A l coho l T abac co F i rearm s an d E x p l o si v es, D ef

endant- A pp el l ee . N o. 11- 35005 D . C . N o . 2 : 0 9 - c v - 0 0 2 5 3 - R MP ME MOR AN DU M *

A pp ea l fr om the U ni t ed S t at es D i stri ctC ou rt f orthe E a s t e rn D i s tr i c tof W a s hi ngt on R os a nnaM a l ouf

P e t e r s on, C hi e f

D i s tr i c tJ udge , P r e s i di ng A r gue d a nd S ubm i tt e d O c t obe r13, 2011

S e a tt l e , W a s hi ngt on Be f o r e : K O ZI N SK I , Ch i e f

J u d g e , PA EZ, Ci r c u i tJ u d g e , a n d CO LLI N S, D i stri ct ** Judg e. 

# FI LED OC T 25 2011 M OLLY C. DW Y ER, CLERK U . S. C O U R T OF APPE ALSB a r a nyappe a l s f r om the di s tr i c tc ourt ’ s gr a ntof s um m a ryj udgm e ntt o the B ureau o f A l coho l , T ob ac co, F i re arm s and E xp l osi ves ( “ A T F ”) on hi s c l ai m that th e A T F im p r o p e r lyd e n ie d h is f e d e r a l f ir e a rm s lic e n s e ( “F F L ” ) ap p lic a tio n . B a r a nya r gue s tha tA T F l a c ke d author i tyt o de nyhi s appl i c a t i on on the ba s i s of w i l l f ul vi ol a t i ons of

the G un C ontr ol A c ta nd i t s r e gul a t i ons c om m i tt e d bythe G e n e r a l S to r e , I n c . Se e G e ne r al Stor e, I nc . v . V an L oan , 56 0 F . 3d 92 0 (9th C i r. 20 09 ). B a r a n yw a s lis te d a s a“r e s p o n s ib le p e r s o n ” o n th e G e n e r a l S to r e ’s c o rp o r a te F F L . H e w a s o n e o f

tw o c o rp o r a te o f

f ic e r s a n d o n e o f

tw o s h a r e h o ld e r s in as m a ll f a m i l y - run c orpor a t i on i n w hi c h he a c t i ve l ypa rt i c i pa t e d i n the m a na ge m e ntof the da y - t o- da ya c t i vi t i e s of

the s t or e . M or e ove r , i ti s appa r e ntf r om the a dm i ni s tr a t i ve r e c or d, a nd s pe c i f

i c a l l yf r om the i nf

orm a t i on di s c l os e d i n hi s F F L appl i c a t i on a nd in h is in te rv ie w w ith a n A T F in s p e c to r , th a t B a r a n yw a s ap p ly in g f o ra n F F L in o rd er t o rev i v e th e G en eral S t o re’ s fo rm er g u n d ep artm en tu n d er an o th er b u si n ess n am e a n d th u s to ev ad e th e c o n se q u en ce s o f th e r ev o ca ti o n o f th e G en er al S to re ’s F F L . U n d e rth e s e c ir c u m s ta n c e s , A T F w a s au th o r iz e d u n d e r1 8 U .S .C . § 92 3(d)(1)(C) t o d eny hi s F F L appl i ca t i on base d o n the w i l l ful vi ol at i on s c om m i tt ed b y th e G e n e r a l S to r e , I n c .B e c aus e de ni a l of a n F F L appl i c a t i on i s notthe e nf or c e m e ntora s s e s s m e nt of ac i vi l pe na l ty , the s t a tut e of l i m i t a t i ons i m pos e d by28 U . S . C . § 2462 doe s not ap p lyh e r e . R i v e r a v . P ugh , 1 9 4 F .3 d 1 0 6 4 , 1 0 6 8 - 6 9 ( 9 th C ir . 1 9 9 9 ) . T he di stri ctcourtthere fore di d n oterr i n con cl ud i ng thatA T F w as au th o r iz e d to d e n yB a r a n y ’s F F L ap p lic a tio n . AF F I R ME D.