exv4w1



 





Exhibit 4.1




SPECIMEN UNIT CERTIFICATE




	 	 	 	 	 
	No.                    

	 	HCM ACQUISITION COMPANY
	                     UNIT(S)
	 

	 	Incorporated under the Laws of the State of Delaware	 	 






UNIT(S) EACH CONSISTING OF ONE SHARE OF COMMON STOCK AND ONE WARRANT TO

PURCHASE ONE SHARE OF COMMON STOCK




CUSIP                     




SEE REVERSE FOR

CERTAIN DEFINITIONS







THIS CERTIFIES THAT                                                             IS
THE OWNER OF                                                                                 UNIT(S).
Each Unit (“Unit”) consists of one (1) share of common stock, par value $0.001 per share (“Common
Stock”), of HCM Acquisition Company, a Delaware corporation (the “Corporation”), and one warrant
(each, a “Warrant”). Each Warrant entitles the holder to purchase one (1) share of Common Stock
for $7.50 per share (subject to adjustment). Each Warrant will become exercisable on the later of
(i) the date on which the Corporation completes an initial business combination and (ii) one year from the date
of the final prospectus with respect to the Corporation’s initial public offering (the “IPO”), provided
in each case that the Company has an effective registration statement under the Securities Act of
1933, as amended, covering the share of Common Stock issuable upon exercise of the Warrant, and
will expire unless exercised before 5:00 p.m., New York time, on the date that is five years from
the date of the prospectus with respect to the IPO, or earlier upon redemption or liquidation of
the Corporation’s trust account. The Common Stock and Warrant comprising each Unit represented by
this certificate are not transferable separately prior to the thirty-fifth day following the date
of the prospectus with respect to the IPO unless Citigroup Global Markets Inc. informs the
Corporation of its decision to allow earlier separate trading, subject to the Corporation’s filing
of a Current Report on Form 8-K with the Securities and Exchange Commission containing an audited
balance sheet reflecting the Corporation’s receipt of the gross proceeds of the IPO, and (ii)
issuance of a press release announcing when separate trading will begin. The terms of the Warrants
are governed by a warrant agreement (the “Warrant Agreement”), dated as of                     , by and
between the Corporation and American Stock Transfer & Trust Company, as amended, restated or
supplemented from time to time, and are subject to the terms and provisions contained therein, all
of which terms and provisions the holder of this certificate consents to by acceptance hereof.
Copies of the Warrant Agreement will be on file at the office of the Corporation, and will be
available to any Warrant holder on written request and without cost.







This Certificate is not valid unless countersigned by the Transfer Agent and Registrar of the
Corporation.



WITNESS the seal of the Corporation and the facsimile signature of its duly authorized officer.




Dated:                     




	 	 	 	 	 
	 
	 	HCM ACQUISITION COMPANY	 	 
	 
	 	 	 	 
	President
	 	 
	 	Secretary
	 
	 	CORPORATE SEAL	 	 
	 	 	 	 	 
	 
	 	Delaware	 	 






 









 






 


          The following abbreviations, when used in the inscription on the face of this certificate,
shall be construed as though they were written out in full according to applicable laws or
regulations:




	 	 	 	 	 	 	 
	TEN COM

	 	as tenants in common
	 	Unif Gift Min Act -
	 	                     Custodian                     
	 
	 	 	 	 	 	 
	TEN ENT

	 	tenants by the entireties
	 	 	 	      (Cust) (Minor)
	 
	 	 	 	 	 	 
	 

	 	as joint tenants with right
	 	 	 	Under Uniform Gifts to Minors
	 

	 	of survivorship and not as
	 	 	 	Act:                                         
	JT TEN

	 	tenants in common
	 	 	 	           (State)






          Additional abbreviations may also be used though not in the above list.




HCM ACQUISITION COMPANY




          The Corporation will furnish without charge to each stockholder who so requests the powers,
designations, preferences and relative, participating, option or other special rights of each class
of stock or series thereof of the Corporation and the qualifications, limitations, or restrictions
of such preferences and/or rights. This certificate and the Units represented hereby are issued
and shall be held subject to the terms and conditions applicable to the securities underlying and
comprising the Units.




For Value Received,                 hereby sell, assign and transfer unto




PLEASE INSERT SOCIAL SECURITY OR OTHER




           IDENTIFYING NUMBER OF ASSIGNEE



 



 




(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)



                    Units represented by the within Certificate, and do hereby irrevocably constitute and
appoint                                          Attorney, to transfer the said Units on the books of the within named
Corporation with full power of substitution in the premises.




	 	 	 	 	 	 	 
	Dated                     

	 	 	 	By:	 	 
	 

	 	 	 	 	 	 
	 	 	 	 	NOTICE: THE SIGNATURE TO THIS
ASSIGNMENT MUST CORRESPOND WITH THE
NAME AS WRITTEN UPON THE FACE OF THE
CERTIFICATE IN EVERY PARTICULAR,
WITHOUT ALTERATION OR ENLARGEMENT
OR ANY CHANGE WHATEVER.





Signature(s) Guaranteed:




	 	 	 
	 

THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION
(BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH
MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO
S.E.C. RULE 17Ad-15).