Illinois Official Reports

Appellate Court

People v. Harris, 2020 IL App (3d) 160169

Appellate Court 

Caption

THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. 

LOUIS C. HARRIS, Defendant-Appellant.

District & No. Third District 

No. 3-16-0169

Filed

Rehearing denied

September 18, 2020

October 8, 2020

Decision Under 

Review

Appeal from the Circuit Court of Whiteside County, No. 12-CF-138; 

the Hon. John L. Hauptman, Judge, presiding.

Judgment Affirmed.

Counsel on

Appeal

James E. Chadd, Peter A. Carusona, and Amber Hopkins-Reed, of 

State Appellate Defender’s Office, of Ottawa, for appellant.

Terry A. Costello, State’s Attorney, of Morrison (Patrick Delfino, 

David J. Robinson, and Richard T. Leonard, of State’s Attorneys 

Appellate Prosecutor’s Office, of counsel), for the People.

Panel JUSTICE CARTER delivered the judgment of the court, with opinion.

Justice Holdridge concurred in the judgment and opinion.

Justice McDade dissented, with opinion.
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OPINION

¶ 1 After a jury trial, defendant, Louis C. Harris, was convicted of unlawful delivery of a 

controlled substance within 1000 feet of a school (720 ILCS 570/401(c)(2), 407(b)(1) (West 

2012)) and was sentenced to 14 years in prison. Defendant appeals, arguing that (1) the trial 

court erred in denying defendant’s pretrial request for the appointment of new standby counsel 

after current standby counsel was allowed to withdraw, (2) he was denied a fair trial when the 

trial court failed to instruct the jury on accomplice-witness testimony, (3) he was denied a fair 

trial by the trial court’s refusal to allow the jurors to take notes during defendant’s trial, and 

(4) this case should be remanded for the trial court to conduct a proper preliminary inquiry into 

defendant’s pro se posttrial claim of ineffective assistance of counsel. We affirm the trial 

court’s judgment.

¶ 2 I. FACTS

¶ 3 In April 2012, defendant was charged with unlawful delivery of a controlled substance 

within 1000 feet of a school, a Class X felony, and a related offense. As to the Class X felony, 

the charging instrument alleged that on March 16, 2012, defendant delivered more than 1 gram, 

but not more than 15 grams, of a substance containing cocaine within 1000 feet of St. Mary’s 

Grade School in Sterling, Whiteside County, Illinois, in violation of the law.1 A pretrial bond 

report indicated that defendant had a lengthy criminal history and had been convicted of 

approximately eight prior felonies. The trial court initially appointed the public defender’s 

office to represent defendant. Defendant’s appointed attorney, James Heuerman, appeared at 

several pretrial conferences with defendant and filed various documents on defendant’s behalf. 

During the course of the pretrial proceedings, defendant was transferred or released to the 

Department of Corrections (DOC). Defendant was later released by the DOC and failed to 

appear in this case. The trial court issued a warrant for defendant’s arrest. As a result of 

defendant’s failure to appear and the outstanding warrant, no action was taken in this case for 

over two years. In December 2014, defendant was arrested on the outstanding warrant and 

brought back into court on this case. Defendant was still represented by his appointed attorney, 

Heuerman, at that time.

¶ 4 In January 2015, defendant appeared at a pretrial conference with Heuerman and told the 

trial court that he wanted to represent himself and that he was requesting that standby counsel 

be appointed to assist him. The trial court informed defendant that if it allowed defendant to 

represent himself, it would not appoint standby counsel. Defendant persisted in his request to 

represent himself. The trial court admonished defendant about the right to counsel and about 

self-representation. As part of that admonishment, the trial judge told defendant, “it is my 

discretion to appoint standby counsel and I want you to know up front, on the record, that I do 

not appoint standby counsel.” Defendant indicated that he understood the admonishments and 

waived his right to counsel. The trial court granted defendant’s request to proceed pro se. Later 

that same month, defendant, while acting pro se, filed a motion for discovery and to quash the 

arrest warrant. The motion was set for a status hearing. At the status hearing, the trial court 

again admonished defendant about representing himself. The trial court granted defendant’s 

1

The related charge was essentially the same except that the related charge alleged that the weight 

of the substance was less than one gram.
- 3 -

request for discovery but denied defendant’s request to quash the arrest warrant and explained 

to defendant that the arrest warrant had already been served.

¶ 5 In February 2015, a pretrial conference was held, and defendant requested that the public 

defender’s office again be appointed to represent him. The trial court granted defendant’s 

request. Attorney Elwin Neal from the public defender’s office was assigned to defendant’s 

case. Approximately two months later at another pretrial conference, defendant told the trial 

court that he wanted to represent himself. The trial court admonished defendant about selfrepresentation, and defendant waived the right to counsel. The trial court granted defendant’s 

request to proceed pro se. The following conversation ensued over whether standby counsel 

would be appointed:

“THE COURT: Now only because off the record Mr. Neal inquired whether or not 

I would be inclined to appoint standby counsel, I will tell you that I normally do not 

appoint standby counsel and I can do that within my discretion. However, Mr. Neal 

mentioned something off the record about your, your abilities, specifically your ability 

to read and write. Okay?

Go ahead, Mr. Neal.

MR. NEAL: I told him what my concerns were about his—he tells me that he can 

read.

THE COURT: Okay. Okay. All right. Fair enough.

Are you asking whether or not I appoint standby counsel?

THE DEFENDANT: Uhm, yes, Your Honor.

THE COURT: Okay.

You understand that standby counsel, they wouldn’t be able to do anything for you, 

they would be sitting during the trial and answering any questions that you might have. 

Do you understand that?

THE DEFENDANT: Okay. Yes, sir.

THE COURT: Okay. They can’t conduct, they can’t represent you at trial. Do you 

understand that?

THE DEFENDANT: Yes, Your Honor.

THE COURT: I will look for some input from you as well, Mr. Neal.

MR. NEAL: I’m sorry?

THE COURT: I will look for some input from you because you have represented 

him for at least two or three months, anyway.

What’s your position with regard to standby counsel?

MR. NEAL: I don’t—I think it would behoove Mr. Harris to have some assistance. 

The Court has already expressed that conducting a trial is not an easy matter. It is not 

for, to be taken lightly and it is not easy. I think Mr. Harris would benefit from having 

the assistance of the public defender to be standby during.

THE COURT: Do you want to weigh in on this at all?

MS. JOYCE [THE PROSECUTOR]: I would just say he is facing two counts, for 

which if convicted he is sentenced, he must submit to Class X sentencing. I think he is 

taking a huge risk, even going to this level and with standby counsel, however he is 

choosing to do that, so I would think at the very least he should have some assistance.
- 4 -

THE COURT: I told you this once before, sir, I’m not a big fan of standby counsel, 

but I also respect the opinion that’s been provided by both attorneys.

I will appoint standby counsel for you, and it will be Mr. Neal.”

¶ 6 In May 2015, defendant filed a motion for full and complete discovery from the State. At 

a subsequent status hearing on the motion, defendant asked to confirm that he had received all 

of the discovery from the State and was told that there was more discovery that he had not yet 

received. Defendant also requested that he be provided with access to the law library so that 

he could prepare his case. The trial court granted that request.

¶ 7 At a pretrial conference later that month, the trial court again admonished defendant about 

representing himself, and defendant indicated that he still wanted to do so. The trial court 

inquired of defendant about discovery and about defendant’s ability to conduct legal research. 

The following conversation ensued:

“THE COURT: Now, when you see the discovery and when you do any legal 

research, do you need some assistance with that? In other words, do you need assistance 

of anyone reading things to you or—anything in that regard?

THE DEFENDANT: Well, more than likely, in terms of taking different meanings 

of a word, you know, like a dead something, you know, the definition, you know or...

THE COURT: Different definitions?

THE DEFENDANT: Yes.

THE COURT: Have you tried to make any arrangements with Mr. Neal to speak 

with him about going over the discovery with you since he’s been appointed standby 

counsel?

THE DEFENDANT: No, he don’t seem like he got the time.

THE COURT: Okay. Well, we’ll—I’ll check on that, too. So, understand. I mean, 

he’s—he’s there to—to assist you at the trial, obviously. Okay?

THE DEFENDANT: Okay.

THE COURT: You’ve chosen to represent yourself, and I just went through a litany 

of reasons why it’s probably not a great idea for you to do that, but that’s your choice, 

because you have the constitutional right to do that.

On the other hand, I don’t—You know, I don’t bend over backwards, just because 

the fact that you’re representing yourself. I will provide you with opportunities, 

knowing that you have—you know, that you’re in custody, and you have limitations 

about your movements.

THE DEFENDANT: Yes.

THE COURT: But that’s—that’s—that’s the extent of it. You understand that?

THE DEFENDANT: Yes.” 

¶ 8 At a pretrial conference the following month, the trial court again admonished defendant 

about the right to self-representation, and defendant again indicated that he wanted to represent 

himself. Defendant complained to the court that he was not getting enough time in the law 

library to adequately prepare his case. The trial judge told defendant that he would have another 

discussion with the jail personnel and that he would inform them that defendant was to be 

given ample law library time. The trial court asked defendant if he had any expertise in 

reviewing what he intended to review, and defendant responded, “[w]ell, yeah, I got some, not 
- 5 -

expertise, but I just kind of understand that some of the statute and the chapters that I’m charged 

with, that I could use in my defense, sir.”

¶ 9 Later during that same pretrial conference, the trial court asked defendant if there was 

anything else that defendant wanted to discuss with the court. The following conversation 

ensued:

“THE DEFENDANT: Uhm, there was—Standby counsel, he came to me, he kind 

of like cussed at me and he said he, he don’t have to do nothing for me, so, you know. 

I asked him for certain stuff, you know, not much, but he seemed like he is not willing 

to work with me so I don’t think he should be standing by me.

THE COURT: Well let’s, let’s put this in perspective. You’ve chosen to represent 

yourself, the only reason that I have appointed standby counsel is to allow you to have 

someone who would be present with you at trial so that during the course of trial if you 

have any questions that you want to ask him, you would be allowed to do that. He is 

not going to try the case for you, however.

* * *

And you may—we all have personality differences with everybody but I mean he, 

he is extremely competent counsel, and for the purpose, for the limited purposes that 

you have counsel in the first place, Mr. Neal certainly far exceeds what you would 

need.

THE DEFENDANT: I understand that, Your Honor, but we seem to argue more 

than, that we can come to an agreement, so. So I ain’t trying to argue with nobody.

***

THE COURT: But the point is that, you know, he is not there to tell you what you 

think you want to hear. He is there to explain to you any questions that you might have 

and what, what the legal ramifications may or may not be. Okay.

MR. NEAL: If the Court would permit, maybe the Court would like me to speak or 

be quiet, if the Court would permit, in context, the discussion and I guess the 

disagreement that Mr. Harris and I have had is because he specifically requested that I 

contact the State’s Attorney’s Office and make certain proposals, which I’ve done.

He called my office indicating that he wanted to take those proposals, and we set 

up a date and then he told me once the date was set, that suppose he is not ready. So 

what I’ve gotten is a lot of vacillation from him. He tells me what he wants to do one 

day and the next day it is something entirely different. So there is a certain amount of 

frustration with it.”

¶ 10 In July 2015, attorney Neal filed a motion to withdraw as standby counsel. In the motion, 

Neal stated that he and defendant were “in conflict and confusion” over standby counsel’s role 

in the case. A hearing was held on the motion a few days later. In discussing the ongoing 

conflict between he and defendant, attorney Neal stated, in pertinent part:

“Mr. Harris subsequently came back in court and asked the Court that he be 

permitted to represent himself. On those occasions in which I’ve gone over to the jail 

to visit Mr. Harris, and even prior to that Mr. Heuerman, Mr. Harris, when asked to 

look at certain discovery information, would always come up with the reason that he 

couldn’t read it because he didn’t bring his glasses. As a consequence of that I came to 
- 6 -

the conclusion, that—and apparently mistakenly—that he couldn’t read and perhaps 

not write.

Subsequently we were, I was appointed again through the public defender’s office 

to represent Mr. Harris in a standby capacity. I thought that that would be of some 

benefit to him.

Subsequent discussions with Mr. Harris leads me to conclude that I’m of absolutely 

no benefit to him. He has told the Court that he wants to represent himself, yet at the 

same time from my perspective he is asking the public defender’s office in essence to 

do things as though they were representing him as an attorney.

***

He called me here, I think it was last week, and following a series of exchanges I 

hung up on him. I told Mr. Harris, ‘F*** you. Don’t call my office anymore.’

With that in mind, and with my own amount of time, I don’t think I can even 

adequately represent him in a standby capacity.

Mr. Harris thinks he is not only smart, but smarter than most of us by half and if he 

wants to represent himself, which he has indicated that he does, then he should be 

entrusted and have the responsibility for handling his case in its entirety and not lean 

on me or the public defender’s office to represent him in any capacity at all.

He can’t have it—

***

—both ways.”

¶ 11 After confirming that defendant had no objection to attorney Neal’s motion to withdraw, 

the trial court discussed with defendant the appointment of new standby counsel. The following 

conversation ensued:

“THE COURT: And Mr. Harris, the only reason I appointed standby counsel, which 

is something out of the ordinary for me, I don’t generally appoint standby counsel for 

an individual who has chosen to represent themselves, frankly for this very reason, the 

only reason I did this, and I probably should have inquired in more detail with you at 

the time that I appointed standby counsel, I took Mr. Neal’s representation at that time 

that you had some difficulty reading and writing.

I’m now told that you really, that you really don’t have that much difficulty reading 

and writing; is that correct?

THE DEFENDANT: I don’t know where you get that idea from, number 1. I don’t 

know why he thought that.

THE COURT: Again, the representation was made and that’s the reason why I did 

what I did.

So I’m going to ask you, are you, are you—so that the record is clear—are you 

asking me to appoint standby counsel?

THE DEFENDANT: Uhm, yes. You can have someone else, other than Mr. Neal, 

because he is like, like I said we had problems. He wants to argue with me, he wants to 

tell me, don’t call him. He wants to cuss at me, and if he want[s] to be part of the 

defense and he want[s] to, you know, help me with this case, he is not helping me like 

that. That’s, you know, that’s not fair to me.
- 7 -

THE COURT: As I told you, I only appoint standby counsel in the most unusual 

type situations and you have now told me that the reason why I appointed standby 

counsel was an inaccurate representation. So frankly, sir, I’m going to deny your 

request for standby counsel. You can still represent yourself if that’s what you wish to 

do.

THE DEFENDANT: Yes, sir.

THE COURT: Is that what you want to do?

THE DEFENDANT: Yes, sir.

* * *

THE COURT: So the record is clear, I’m denying the Defendant’s request for 

standby counsel because I believe now that in fact I was mistaken and Mr. Harris is 

able to read and write.”

¶ 12 The trial court again admonished defendant about self-representation, and defendant told 

the trial court that he wanted to represent himself. At a pretrial conference later that month, 

defendant yet again indicated that he wanted to represent himself, and the trial court again 

admonished defendant about doing so. Turning to other matters, defendant tried to argue some 

of the evidence that he had received in discovery to get the charge dismissed, stating that the 

evidence raised a reasonable doubt. The trial court informed defendant that he was using the 

wrong process and explained some of the rules of criminal procedure to defendant. Both 

defendant and the State indicated to the trial court that they were ready for trial, and a jury trial 

was set for the following month. Acting pro se, defendant later filed what he titled as a “Motion 

for Effect of reasonable doubt.” The State filed a motion for a pretrial ruling on the 

admissibility of evidence pertaining to defendant’s prior convictions.

¶ 13 In August 2015, a hearing was held on the pending motions. Prior to conducting the 

hearing, the trial court admonished defendant about self-representation, and defendant 

indicated that he still wanted to represent himself. The trial court addressed defendant’s motion 

first and explained to defendant the process of trial, the State’s burden of proof, and the 

presumption of innocence. The trial court next considered the State’s motion in limine and 

ruled that the State could use defendant’s 2008 burglary conviction for impeachment purposes 

at defendant’s trial if defendant testified. Upon inquiry by the court, defendant provided a list 

of his witnesses for the circuit clerk to subpoena for the trial and told the court that all of his 

witnesses were character witnesses. The State indicated that it would be filing a motion to 

exclude the testimony of those witnesses.

¶ 14 Moving on to other matters, the State asked the trial judge if he wanted a note-taking 

instruction for defendant’s jury trial. The trial judge commented:

“The jury may or may—the jury could be allowed to take notes during the trial, that’s 

up, frankly it’s up to me, and I will tell you that I’m not a big fan of note taking. And 

the reason is, is because I am concerned that when people take notes they are 

concentrating on the thing that they are taking a note on and miss something else during 

the course of the trial. So I am not going to allow the jurors to take notes.”

¶ 15 The State later filed its motion to exclude the testimony of defendant’s character witnesses, 

and a hearing was held on the motion. At the outset of the hearing, the trial court asked 

defendant if he still wanted to represent himself, and defendant indicated that he did. The State 

argued that the testimony of defendant’s character witnesses was irrelevant and should be 
- 8 -

excluded. Defendant confirmed that all of his witnesses were character witnesses and did not 

offer a counterargument to the State’s motion. After considering the matter, the trial court 

granted the State’s motion and excluded the testimony of defendant’s character witnesses.

¶ 16 Addressing other matters, the State moved to dismiss the related charge that had been filed 

against defendant. The trial court granted that motion. Defendant asked the court if what 

defendant needed to do was to move to dismiss the Class X felony. The trial court reminded 

defendant that defendant had chosen to represent himself and told defendant that the court was 

not going to give defendant any legal advice on how to proceed. Upon inquiry by the court, 

defendant confirmed that he was ready for trial.

¶ 17 The following day, with the jury trial date rapidly approaching, the trial judge had 

defendant brought back into court so that he could admonish defendant yet again about selfrepresentation. After the admonishments were completed, defendant again told the court that 

he wanted to represent himself.

¶ 18 A few days later, on August 18, 2015, defendant’s jury trial began. Prior to the start of the 

trial, the trial court again admonished defendant about self-representation, and defendant again 

persisted in representing himself. Defendant did not renew his request for standby counsel at 

that time. During voir dire, defendant asked some of the potential jurors various questions 

about religion and asked other potential jurors about whether they would discriminate against 

anyone. After the jury was selected, the trial court admonished the jury that the court did not 

allow note-taking during the trial because the court was concerned that a person who was 

taking notes might miss some of the testimony that was being presented. The State and 

defendant gave their opening statements.

¶ 19 During the evidence portion of the trial, the State presented the testimony of several 

witnesses and admitted some exhibits. The evidence that was presented indicated that on the 

date in question, the police had a confidential informant, Allen Nelson, make a controlled 

purchase of cocaine from defendant. The purchase took place in the apartment of Ann Curran, 

where defendant also lived. Curran was defendant’s girlfriend at the time and was present in 

the apartment during the drug transaction. Curran’s apartment was located within 1000 feet of 

St. Mary’s Grade School. Defendant was arrested after the delivery took place. He admitted to 

the police that he acted as a middleman in some drug transactions and that he received between 

$20 and $40 for each transaction that he facilitated. The substance that defendant delivered 

was tested by a forensic chemist and tested positive for cocaine with a weight of 1.06 grams. 

Those facts were established by the testimony of Allen, Curran, some of the police officers 

involved, and the forensic chemist. All of those witnesses, except for Nelson, testified on 

August 18, 2015. Nelson testified the following day.

¶ 20 The only witnesses that defendant cross-examined were the main police officer involved, 

Curran, and Nelson. Although many of defendant’s questions were objected to by the State for 

lack of foundation or for other reasons, defendant was able to elicit that he met Nelson through 

Curran; that defendant, Nelson, and Curran used to smoke crack cocaine together in Curran’s 

apartment; that Nelson had provided Curran and defendant with cocaine to use in the past; that 

Nelson had persuaded Curran to buy him some cocaine or to have defendant buy Nelson some 

cocaine; and that Nelson had been calling and begging defendant to sell him some crack 

cocaine.

¶ 21 On August 18, 2015, after the jury recessed for the day, the trial court, the State, and 

defendant discussed certain matters pertaining to the trial. The trial court explained to 
- 9 -

defendant the process of how jury instructions were selected and prepared. The trial court told 

defendant in pertinent part:

“So, at the time that we do the conference on instructions, Ms. Joyce [the 

prosecutor], I’m sure, will be kind enough to have the instructions that she thinks are 

appropriate to be submitted. Since these are my instructions to the jury, I will review 

those instructions with a mind’s eye towards whether or not any particular instructions 

that I think you might be interested in should be given. So I will help you out to that 

extent, any way. But, that conference on instructions is to go through the instructions 

that will be eventually given to the jury. They are pretty straightforward, there isn’t 

anything that is unusual about these instructions.” 

¶ 22 On August 19, 2015, the second day of trial, the State presented Nelson’s testimony and 

then rested its case. After the State rested, defendant elected not to testify and chose not to 

present any evidence.The trial court held a jury instruction conference. During the conference, 

the trial court asked defendant if he wanted the instruction given that the jurors were unable to 

consider the fact that defendant did not testify in arriving at their verdict. The trial court 

explained that instruction to defendant, and defendant told the trial court that he wanted the 

instruction to be given. Other than that particular instruction about which the trial court had 

asked defendant, defendant did not present or request any specific jury instruction. The trial 

court asked defendant if there was any other instruction that defendant thought should be given, 

and defendant responded that there was not. 

¶ 23 When the jury instruction conference was finished, the jury returned to the courtroom, and 

the State and defendant gave their closing arguments. The State argued to the jury that it had 

proven the charge beyond a reasonable doubt. Defendant argued to the jury that the case was 

a clear case of informant entrapment. Defendant stated further to the jury:

“Uhm, uhm, predisposition and disposition, the People of the State and the 

informant. They planned, they planted, manipulation, manipulation, persuasion, 

perpetrators, offenses and crimes in the minds and heart of the defendant.

All the evidence, the informant, all the elements of the informant, persistent 

requests, I hope and pray that your deliberation is in favor of the defendant.”

¶ 24 After closing arguments had concluded, the trial court instructed the jury. Of relevance to 

this appeal, one of the instructions that the trial court gave the jury was Illinois Pattern Jury 

Instructions, Criminal, No. 1.02 (approved July 18, 2014) (hereinafter IPI Criminal No. 1.02), 

which pertained to witness testimony in general. The trial court did not, however, give the jury 

Illinois Pattern Jury Instructions, Criminal, No. 3.17 (approved Oct. 17, 2014) (hereinafter IPI 

Criminal No. 3.17), which pertained specifically to accomplice-witness testimony. Upon 

completion of the jury instructions, the jury began its deliberations. Twenty minutes later, at 

about 10:50 a.m., the jury returned a verdict and found defendant guilty of the charged offense. 

The trial court ordered a presentence investigation (PSI) report, and the case was continued for 

sentencing. 

¶ 25 Approximately a week later, defendant filed pro se motions for a copy of the trial 

transcripts and for a cap on sentencing. A status hearing was later held on the motions. At the 

hearing, defendant requested that the public defender’s office be appointed to represent him. 

The trial court granted that request, and attorney Heuerman again took up his representation of 

defendant. Heuerman filed a first amended posttrial motion and later filed a second amended 

posttrial motion. In the second amended posttrial motion, Heuerman asserted, among other 
- 10 -

things, that the trial court erred in allowing defendant to represent himself at trial because 

defendant lacked the mental capacity to conduct his own defense. Heuerman asked, therefore, 

that defendant be granted a new trial.

¶ 26 In February 2016, a hearing was held on the second amended posttrial motion. After 

listening to the oral arguments of the attorneys, the trial court denied the motion. A sentencing 

hearing was held. Of relevance to this appeal, defendant’s PSI report indicated that defendant 

had a lengthy criminal history and had approximately seven prior felony convictions. During 

the course of the sentencing hearing, while discussing the factors in aggravation and mitigation, 

the trial court commented:

“Throughout the entirety of these proceedings, while there were times in which Mr. 

Harris was, in fact, represented by counsel and counsel complained about his attitude, 

I found him nothing but respectful during the course of any court proceeding that we 

had. I found that he argued the points that he wanted to argue coherently. While they 

may not have been drafted articulately, but he got his point across. When I had to ask 

questions to clarify things, he—he—he clarified what he was trying to accomplish. And 

while I’m sure he wasn’t happy with all the decisions that I made with regard to that, 

he accepted those decisions, left the courtroom without any show of disrespect.”

At the conclusion of the sentencing hearing, the trial court sentenced defendant to 14 years in 

prison.

¶ 27 Attorney Heuerman subsequently filed a motion to reconsider sentence. A hearing was held 

on the motion the following month. At the outset of the hearing, the trial court discussed a 

disagreement that had arisen between defendant and attorney Heuerman. The following 

conversation ensued:

“THE COURT: Off the record, Mr. Harris requested that he speak with me as he 

was entering the courtroom. I suggested that it would be prudent for him to perhaps 

talk with his attorney before he speaks to me, although I did indicate that he could 

speak. Mr. Heuerman indicated to me that Mr. Harris, I guess in their most recent 

discussion, he characterized Mr. Harris as not wanting to hear what Mr. Heuerman had 

to say so, I guess there is a difference of opinion between Mr. Heuerman and Mr. Harris.

* * *

Okay. Mr. Heuerman, how do you want to proceed?

MR. HEUERMAN: Well, Mr. Harris is certainly insistent on wanting to have a 

little discussion with you, Judge, and while I am instinctively, I would say, hesitant to 

resist into the idea simply because I do represent him, uhm, I think, suspect we are in a 

position where, you know, I could either say go ahead or I could say; absolutely not. 

As long as I’m your attorney I won’t allow that, Louis [the defendant]. In which case 

we may end up in another situation where he would choose not to want my 

representation at all any more.

In either event, I think that Louis is going to get to talk so I’m kind of at a loss so I 

won’t stand in the way, especially since he did tell me what it was that he wanted to 

indicate to you and I don’t think there is anything particularly dangerous in what he 

wants to say.

* * *
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THE COURT: All right. Well this is how I’m going to handle it. Mr. Harris, we are 

here today, you have an attorney, you asked for his representation, I appointed him to 

represent you. He has timely filed a motion to reconsider the sentence which is a, a 

prelude to either reconsidering the sentence or a subsequent appeal, which is certainly 

your right to do. In fact I’ve explained that to you.

But I intend to at least hear the arguments on the motion to reconsider before I, 

before I listen to what you want to say.”

¶ 28 Attorney Heuerman went forward on the motion to reconsider sentence. Heuerman argued 

that defendant’s sentence of 14 years in prison was excessive under the circumstances of this 

case and asked the trial court to reconsider the weight that it gave to the various factors in 

aggravation and mitigation. The State opposed the motion to reconsider sentence.

¶ 29 After listening to the arguments of the attorneys, the trial court gave defendant an 

opportunity to speak. The following was stated:

“THE DEFENDANT: *** I want to address, uhm, that, uhm, I have a violation of, 

against the State violated one of my 5th Amendment law, constitutional right to double 

jeopardy, Your Honor.

I have a letter written out that I want the Court to make copies of, I want this letter 

entered into records that the State, the People of the State violated my constitutional 

right of double jeopardy protection law, protection clause. And I tried to talk to Mr. 

Heuerman about it, he, you know, so I want a motion, I wanted a verbal motion to 

dismiss this case because my, my, the 5th Amendment of my constitutional right was 

violate and no one addressed that by me being served twice for the same crime. I’ve 

been served, I got two charges which is, is the elements of, of the crimes, of two 

different crimes, of the same crime.

And so I wanted, I wanted to address that motion to dismiss this case, Your Honor, 

but I can’t seem to get Mr. Heuerman to want to address that so I want to file, have this 

paper filed with the court’s of the clerk, Your Honor, that, the violation of my 5th 

Amendment constitutional right been, been violated.

I would like for you to read it, Your Honor, if you, if you care, if you care.

THE COURT: Okay.

THE DEFENDANT: And Mr. Heuerman has been very ineffective in my behalf as 

assisting me as counselor. So I’m considering maybe another possible attorney. I’m not 

sure yet at this time because I don’t know whose, whose sides he is really on.

***

In the beginning with the 2012, uhm, April the 3rd I was arrested and then April 

the 18th, Mr. Gary Spencer, State’s Attorney Gary Spencer served me with two counts 

of the same hum, hum, charges. Count I, Unlawful Delivery of a Controlled Substance, 

Count II Unlawful Delivery of a Controlled Substance in front of St. Mary’s School. 

So the only difference between the two is the amount of cocaine. One say 1.06 and the 

other say less than [a] gram with a sworn statement that Gary Spencer signed.

So I think that’s, that’s the argumentable (phonetic) for the judge to, to, uhm, uhm, 

seek justice on my behalf.

THE COURT: Anything else, sir?

THE DEFENDANT: Uhm, no, Your Honor, not right now.”
- 12 -

¶ 30 Defendant tendered to the trial court his written letter that he had prepared directing 

attorney Heuerman to file a motion to dismiss the charges on double jeopardy grounds. The 

letter was in the nature of a pro se motion to dismiss. Defendant stated in the letter, among 

other things, that he did not file a motion to dismiss at an earlier time because neither the trial 

court nor defendant’s attorney advised defendant of his constitutional protection against double 

jeopardy. Defendant went on to state in the letter that he was denied effective assistance of 

counsel by the failure of the trial court and defendant’s attorney to raise a double jeopardy 

claim. Upon inquiry by the trial court, attorney Heuerman confirmed that he was not adopting 

defendant’s motion to dismiss. The trial court found that the motion to dismiss was untimely 

and that it lacked merit. In so doing, the trial court stated:

“First of all I find that the Motion to Dismiss the case is, is untimely filed. I will 

note parenthetically that Mr. Louis Harris, while representing, while represented in a 

pretrial capacity at one point in time chose to represent himself. And I admonished Mr. 

Harris time and time again prior to the case proceeding to trial that it simply was not 

prudent for him to proceed in his pro se capacity, and that he had the right to have legal 

counsel appointed.

And let me talk about that legal counsel. I’m not making any, any determination as 

to whether or not Mr. Heuerman was effective, all I know is this; I have dealt with 

James Heuerman not only as public defender here recently but also in his capacity 

previously, years ago, as an Assistant State’s Attorney, and even prior to that time as 

an attorney in private practice and have found his, his representation of his clients to 

be exemplary, professionally done, and always in the, in his client’s best interest. And 

he has advocated in that regard countless times in front of me.

And I certainly can understand why he would not have adopted this Motion to 

Dismiss because as I indicated previously it has not been timely filed. The motion, 

frankly, is, is as far as I’m concerned nonsensical. It has absolutely no basis in law, and 

I’m not even, in fact, in point of fact it is not timely filed so I’m not even going to make 

a ruling on it. I will make it part of the record so that the Appellate Court can see how 

Mr. Harris has chosen to proceed in this case, but it’s, not only is it not timely filed it 

has absolutely no merit whatsoever.”

¶ 31 After addressing defendant’s pro se motion to dismiss, the trial court addressed further the 

motion to reconsider sentence that attorney Heuerman had filed on defendant’s behalf. The 

trial court denied the motion to reconsider sentence and explained its reasons for doing so on 

the record. Defendant appealed.

¶ 32 II. ANALYSIS

¶ 33 A. Standby Counsel

¶ 34 As his first point of contention of appeal, defendant argues that the trial court erred in 

denying defendant’s pretrial request for the appointment of new standby counsel after current 

standby counsel was allowed to withdraw. Defendant asserts that the trial court abused its 

discretion in making its ruling because the trial court failed to consider the Gibson factors 

(People v. Gibson, 136 Ill. 2d 362, 380 (1990)) and based its decision instead solely on the fact 

that defendant could read and write. Defendant asserts further that the Gibson factors favored 

the appointment of new standby counsel in this case because the charges against defendant 

were grave, there were significant legal complexities confronting defendant in presenting his 
- 13 -

defense, defendant had limited education and limited experience as a defense advocate, and 

because the justification for the trial court’s denial of defendant’s request was insufficient,

since the trial court already knew defendant could read and write when the trial court appointed 

standby counsel initially. Defendant claims that he was prejudiced by the trial court’s ruling in 

that he was unable to secure witnesses, introduce evidence, present his own testimony to rebut 

the State’s allegations, conduct meaningful voir dire, or present an intelligible closing 

argument. Defendant asks, therefore, that we reverse the trial court’s ruling and that we remand 

this case for a new trial.

¶ 35 The State argues first that defendant has forfeited this issue by failing to raise it in his 

posttrial motion in the trial court and by failing to argue for plain error review of this issue in 

his brief on appeal. Second, and in the alternative, the State argues that even if defendant had 

argued for plain error review, defendant’s forfeiture of this issue should still be honored 

because the evidence is overwhelming that the trial court did not err in denying defendant’s 

request for the appointment of new standby counsel. More specifically, the State asserts that 

the Gibson factors did not favor the appointment of new standby counsel in this case and that 

the trial court did not abuse its discretion in denying defendant’s request. The State asks, 

therefore, that we find that defendant has forfeited this issue on appeal.

¶ 36 In reply, defendant argues that the forfeiture rule should be relaxed in the instant case 

because forfeiture is a limitation on the parties and not on the court and because justice requires 

that this issue be heard since defendant chose to proceed pro se knowing that he would have 

the assistance of standby counsel but was later denied that assistance by the trial court, an act 

that defendant compares to the complete denial of counsel during a critical stage of the 

proceedings. See People v. Brzowski, 2015 IL App (3d) 120376, ¶¶ 51-52 (finding that it was 

prejudicial to the defendant and an abuse of discretion for the trial court to excuse defendant’s 

standby counsel prior to jury deliberations, a critical stage of defendant’s trial, after the trial 

court had told defendant that he could represent himself with the assistance of a courtdesignated lawyer). In the alternative, defendant argues that even if forfeiture potentially 

applies in this case, this court should review this issue under the second prong of the plain error 

doctrine. In making that argument, defendant notes that under the established law, a defendant 

may raise plain error in his reply brief on appeal. Defendant notes further that although our 

supreme court has compared second prong plain error to structural error, it has never limited 

second prong plain error review to only those types of errors that have been classified as 

structural error. Assuming this court reviews the issue for second prong plain error, defendant 

maintains the same arguments he made initially as to why he believes that the trial court’s 

ruling was erroneous.

¶ 37 The plain error doctrine is a very limited and narrow exception to the forfeiture or 

procedural default rule that allows a reviewing court to consider unpreserved error if either one 

of the following two circumstances is present: (1) a clear or obvious error occurred and the 

evidence in the case was so closely balanced that the error alone threatened to tip the scales of 

justice against the defendant, regardless of the seriousness of the error; or (2) a clear or obvious 

error occurred and the error was so serious that it affected the fairness of the defendant’s trial 

and challenged the integrity of the judicial process, regardless of the closeness of the evidence. 

People v. Sebby, 2017 IL 119445, ¶ 48; People v. Walker, 232 Ill. 2d 113, 124 (2009); People 

v. Piatkowski, 225 Ill. 2d 551, 565 (2007); People v. Herron, 215 Ill. 2d 167, 177-87 (2005); 

Ill. S. Ct. R. 615(a) (eff. Jan. 1, 1967). Under either prong of the plain error doctrine, the burden 
- 14 -

of persuasion is on the defendant. Walker, 232 Ill. 2d at 124. If the defendant fails to satisfy 

that burden, the procedural default of the issue must be honored. Id. The first step in any plain 

error analysis is to determine whether an error occurred. Id. at 124-25. To do so, a reviewing 

court must conduct a substantive review of the issue. Id. at 125.

¶ 38 Under both the federal and state constitutions, a defendant has a right to represent himself 

in a criminal proceeding. Gibson, 136 Ill. 2d at 374-75. The right of self-representation, 

however, does not carry with it the right to legal assistance, and one who chooses to represent 

himself must be prepared to do so. People v. Simpson, 204 Ill. 2d 536, 562 (2001). 

Nevertheless, a trial court, in its discretion, may appoint standby counsel to assist a defendant 

who has elected to proceed pro se. See Gibson, 136 Ill. 2d at 375 (recognizing that the 

appointment of standby counsel to assist a defendant who has chosen to proceed pro se does 

not offend the federal or state constitutional right of self-representation or any state statute or 

rule of court). The role of standby counsel is generally to assist the defendant in overcoming 

routine procedural or evidentiary obstacles to the completion of specific tasks, such as 

introducing evidence or objecting to testimony, and to help ensure the defendant complies with 

the basic rules of courtroom protocol and procedure. See Simpson, 204 Ill. 2d at 562. In 

determining whether to appoint standby counsel, the trial court should consider the following 

factors: (1) the nature and gravity of the charge, (2) the factual and legal complexity of the 

proceedings, and (3) the abilities and experience of the defendant. Gibson, 136 Ill. 2d at 380. 

The trial court has broad discretion to appoint standby counsel and to determine the extent and 

nature of standby counsel’s involvement and its decisions in that regard will not be reversed 

on appeal absent an abuse of discretion. See id. at 375-79; Simpson, 204 Ill. 2d at 562-63.

¶ 39 After having reviewed the record in the present case and the Gibson factors, we find that 

the trial court did not abuse its discretion when it refused defendant’s pretrial request to appoint 

new standby counsel after defendant’s current standby counsel was allowed to withdraw. See 

Gibson, 136 Ill. 2d at 380; Simpson, 204 Ill. 2d at 562-63. Although the charge in this case was 

serious, the evidence in this case was not complicated. Defendant asserted an entrapment 

defense and did not challenge that he had sold the substance, that the substance contained 

cocaine, or that the sale took place within 1000 feet of a school. The jury trial on the charge 

was completed in a little over a day. Defendant was admonished several times about selfrepresentation and each time elected to proceed pro se. Although defendant’s representation 

of himself was far from perfect, he was adequately able to argue motions, conduct voir dire, 

examine witnesses, and make arguments to the jury and to the court. The trial judge 

acknowledged as much at sentencing when he commented that defendant was able to argue his 

points coherently, to get his point across, and to clarify what he was trying to accomplish. 

Indeed, the record before us shows that defendant had no problem whatsoever communicating 

any concerns that he had to the trial court. Although defendant’s closing argument at trial was 

somewhat inarticulate, defendant was able to communicate to the jury that he was claiming 

that he was entrapped and that he had been set up by the State and by the informant. In addition, 

the record shows that defendant had a lengthy and extensive criminal history and, thus, would 

have had extensive familiarity with the criminal justice system. Based upon the circumstances 

before us, we find that no error occurred in the trial court’s denial of defendant’s request for 

new standby counsel. See Gibson, 136 Ill. 2d at 380; Simpson, 204 Ill. 2d at 562-63. In reaching 

that conclusion we note that contrary to defendant’s suggestion, the facts of this case are not 

comparable to the facts of Brzowski, where this court found that the trial court’s act of excusing 
- 15 -

standby counsel before jury deliberations was prejudicial and an abuse of discretion because it 

deprived the defendant of the assistance of counsel at a crucial phase in his trial. See Brzowski, 

2015 IL App (3d) 120376, ¶¶ 51-52. Having found that no error occurred, we further conclude 

that the plain error doctrine does not apply to excuse defendant’s forfeiture of this particular 

alleged error. See Walker, 232 Ill. 2d at 124.

¶ 40 B. Jury Instruction on Accomplice-Witness Testimony

¶ 41 As his second point of contention on appeal, defendant argues that he was denied a fair 

trial when the trial court failed to instruct the jury on accomplice-witness testimony pursuant 

to IPI Criminal No. 3.17 during defendant’s jury trial. Defendant asserts that the instruction 

was required in this case because an accomplice witness, Curran, testified and implicated 

defendant and because the trial court assured defendant that the court and the prosecutor would 

review and tender instructions on defendant’s behalf. Defendant acknowledges that he did not 

properly preserve this issue for appellate review because he failed to tender the instruction in 

question at his jury trial but asserts that the forfeiture rule should be relaxed as to this issue 

because of the trial court’s conduct in assuring defendant that the applicable jury instructions 

would be compiled for him. In the alternative, defendant asserts that this court should review 

this issue under the second prong of the plain error doctrine because the trial court’s failure to 

give the jury the accomplice-witness instruction denied defendant his right to a fair trial by 

inhibiting the jury’s ability to determine how much weight to give to Curran’s testimony and 

impugned the integrity of the judicial process since the trial court took it upon itself to assist 

defendant with jury instructions but then did so deficiently. For those reasons, defendant asks 

that we find that this issue has not been forfeited (or that the forfeiture is excused), that we 

reverse defendant’s conviction, and that we remand this case for a new trial.

¶ 42 The State does not specifically take a position on whether the trial court erred in failing to 

instruct the jury pursuant to IPI Criminal No. 3.17. Rather, the State merely asserts that this 

type of jury instruction error is not the type of error to which second prong plain error review 

applies. In making that assertion, the State maintains that our supreme court has limited second 

prong plain error review to structural error and error relating to the application of the one-act, 

one-crime doctrine. The State argues, therefore, that defendant has forfeited this issue on 

appeal and that defendant’s forfeiture of this issue should not be excused.

¶ 43 As with the first issue, defendant again replies that our supreme court has not limited 

second prong plain error review to only claims of structural error. Defendant asks, therefore, 

that we review this issue for second prong plain error, that we find that error occurred, that we 

reverse defendant’s conviction, and that we remand this case for a new trial.

¶ 44 It is well established that a defendant forfeits review of any alleged jury instruction error if 

the defendant does not object to the instruction or offer an alternative instruction at trial and 

does not raise the instruction issue in a posttrial motion. Ill. S. Ct. R. 615(a) (eff. Jan. 1, 1967); 

Herron, 215 Ill. 2d at 175. Defendant in the instant case did not offer the complained-of 

instruction at trial and did not raise the alleged error in his posttrial motion. Thus, this particular 

jury instruction issue has been forfeited. See Ill. S. Ct. R. 615(a) (eff. Jan. 1, 1967); Herron, 

215 Ill. 2d at 175. 

¶ 45 Defendant has argued that second prong plain error review should apply to this issue. As 

noted above, the first step in any plain error analysis is to determine whether an error occurred. 
- 16 -

Walker, 232 Ill. 2d at 124-25. IPI Criminal No. 3.17, titled “Testimony Of An Accomplice,” 

provides as follows: 

“When a witness says he was involved in the commission of a crime with the 

defendant, the testimony of that witness is subject to suspicion and should be 

considered by you with caution. It should be carefully examined in light of the other 

evidence in the case.” 

The committee note following the instruction states that it is recommended that the instruction 

be given any time an accomplice testifies. IPI Criminal No. 3.17, Committee Note. The 

committee note indicates further that, under certain circumstances, a defendant is entitled to 

have the instruction given to the jury. Id. The committee note does not state, however, that the 

trial court must sua sponte give the instruction when an accomplice witness testifies, even 

though the defendant has not requested that the instruction be given. See id. Thus, we cannot 

conclude that the trial court’s failure to give the instruction in this particular case constituted 

error. See id.

¶ 46 Even if we were to assume, for the sake of argument only and since the State has not taken 

a contrary position on appeal, that it was error for the trial court to fail to sua sponte give the 

jury the accomplice-witness instruction in this case, we would still have to reject defendant’s 

plain error argument because we agree with the State that this is not the type of issue to which 

second prong plain error review applies. See People v. Hopp, 209 Ill. 2d 1, 12 (2004) 

(recognizing that the omission of a jury instruction constitutes second prong plain error only 

when the omission creates a serious risk that the jurors incorrectly convicted the defendant 

because they did not understand the applicable law so as to severely threaten the fairness of 

the trial). There is nothing in the record in this case to suggest that the jury failed to understand 

the applicable law or to indicate the existence of a serious risk that the jury convicted defendant 

because of a misunderstanding about the applicable law. See id. at 11-19. The jury was, after 

all, given IPI Criminal No. 1.02 and was specifically told in that instruction that it could 

consider any interest, bias, or prejudice a witness might have in determining whether to believe 

the witness and in determining how much weight to give to the witness’s testimony. See id.

¶ 47 In rejecting defendant’s plain error argument on this issue, we must acknowledge that there 

is some uncertainty in the law as to the type of issues to which second prong plain error review 

applies. Compare People v. Eppinger, 2013 IL 114121, ¶ 19 (indicating that to obtain relief 

under the second prong of the plain error doctrine, a defendant must show not only that a clear 

or obvious error occurred, but that the error was a structural error), with People v. Clark, 2016 

IL 118845, ¶ 46 (indicating, although somewhat implicitly, that review under the second prong 

of the plain error doctrine is not restricted solely to the six types of structural error that have 

been recognized by the United States Supreme Court). Nevertheless, this particular issue is 

more in the nature of a typical trial error and is not the type of error that indicates that a 

breakdown in the adversary process occurred. See People v. Lewis, 234 Ill. 2d 32, 47 (2009) 

(noting that plain error, which is marked by fundamental unfairness, occurs only in those 

situations where there has been a breakdown in the adversary process and not in those 

situations where there has merely been typical trial errors). We find, therefore, that second 

prong plain error review does not apply to this particular issue. See id.

¶ 48 Nor are we persuaded to relax the forfeiture rule here based upon the trial court’s comment 

to defendant that the court would keep an eye out for any instructions that might benefit 

defendant. See People v. Thompson, 238 Ill. 2d 598, 612 (2010) (recognizing that the doctrine 
- 17 -

by which a reviewing court will relax the forfeiture rule where the alleged error involved the 

trial court’s conduct will only be applied in extraordinary circumstances, such as when a judge 

makes inappropriate remarks to a jury or relies on social commentary instead of evidence in 

imposing a death sentence). This particular error does not involve “extraordinary 

circumstances.” See id. Furthermore, defendant was thoroughly admonished several times in 

this case about self-representation and clearly understood that he was not being represented by

the trial judge.

¶ 49 C. Juror Note-Taking

¶ 50 As his third point of contention on appeal, defendant argues that he was denied a fair trial 

when the trial court refused to allow jurors to take notes during defendant’s trial. Defendant 

acknowledges that he did not properly preserve this issue for appellate review, since he failed 

to raise the issue in his posttrial motion but asserts that the forfeiture rule should be relaxed as 

to this issue because the alleged error involves the conduct of the trial court. If this court agrees 

that the forfeiture rule should be relaxed, then, according to defendant, the burden is on the 

State to show that the error was harmless beyond a reasonable doubt. Defendant maintains that 

the State cannot meet that burden in this case where the note-taking ban was especially 

prejudicial to defendant because it prevented the jurors from keeping track of the evidence on 

each element of the offense necessary for the State to meet its burden of proof. Defendant asks, 

therefore, that we reverse his conviction and that we remand this case for a new trial.

¶ 51 As with the previous issue, the State does not specifically take a position in its appellate 

brief on whether the trial court erred by refusing to allow the jurors to take notes during 

defendant’s trial.2 Rather, the State merely asserts that the forfeiture rule should not be relaxed 

in this case and that defendant has failed to show that either first or second prong plain error 

has occurred. The State argues, therefore, that defendant has forfeited this issue and that 

defendant’s forfeiture of the issue should not be excused on appeal.

¶ 52 The legal principles that apply to plain error review have been set forth above and will not 

be stated in full again here. As we noted above, the first step in plain error review is to 

determine whether error occurred. See Walker, 232 Ill. 2d at 124-25. There can be no dispute 

as to that here. The trial court was required by statute to allow the jurors to take notes and that 

requirement was mandatory. See 725 ILCS 5/115-4(n) (West 2014); Illinois Pattern Jury 

Instructions, Criminal, No. 1.05 (approved July 18, 2014) (hereinafter IPI Criminal No. 1.05); 

People v. Johnson, 2018 IL App (3d) 150352, ¶ 39; People v. Strong, 274 Ill. App. 3d 130, 

135-37 (1995). Thus, the trial court erred in refusing to allow the jurors to take notes. See 725 

ILCS 5/115-4(n) (West 2014); IPI Criminal No. 1.05; Johnson, 2018 IL App (3d) 150352, 

¶ 39; Strong, 274 Ill. App. 3d at 135-37. That being said, however, we again agree with the 

State that this is not the type of error that is covered by second prong plain error review. See 

Lewis, 234 Ill. 2d at 47. We find, therefore, that defendant has forfeited this issue. See People 

v. Layhew, 139 Ill. 2d 476, 492-93 (1990) (finding that the defendant forfeited the issue of the 

trial court’s refusal to allow juror note-taking where the defendant did not raise the issue in the 

trial court and failed to make any argument on appeal as to why the procedural default rule 

should not apply).

2

In oral argument, the State acknowledged that the trial court’s refusal to allow the jurors to take 

notes was probably error.
- 18 -

¶ 53 We note, however, that even if we had relaxed the forfeiture rule because the conduct of 

the trial court was at the center of this particular error, we would have still rejected defendant’s 

claim because any error that occurred was harmless since the evidence of defendant’s guilt in 

this case was overwhelming. See Strong, 274 Ill. App. 3d at 137 (finding that the trial court 

erred in prohibiting jurors from taking notes but that the error was harmless in light of the 

overwhelming evidence of the defendant’s guilt).

¶ 54 D. Krankel Inquiry

¶ 55 As his final point of contention on appeal, defendant argues that this case should be 

remanded for the trial court to conduct a proper preliminary Krankel inquiry (People v. 

Krankel, 102 Ill. 2d 181, 182-89 (1984)) into defendant’s pro se posttrial claim of ineffective 

assistance of counsel. More specifically, defendant asserts that his pro se posttrial complaint 

to the trial court about his attorney was sufficient to trigger the trial court’s obligation to 

conduct a Krankel inquiry; that the trial court failed to conduct that inquiry; and that the trial 

court instead ignored defendant’s complaint, stating that defense counsel had always provided 

competent representation in past cases. Defendant asks, therefore, that we remand this case for 

the trial court to conduct a proper preliminary Krankel inquiry into defendant’s pro se posttrial 

claim of ineffective assistance of counsel.

¶ 56 The State argues that the trial court already conducted a Krankel-type inquiry, allowed 

defendant to state his concerns, and implicitly found that there was no merit to defendant’s 

pro se posttrial claim of ineffective assistance of counsel. The State argues, therefore, that we 

should reject defendant’s request for a remand and affirm defendant’s conviction and sentence.

¶ 57 When a defendant files a pro se posttrial motion alleging ineffective assistance of counsel, 

the trial court must conduct an adequate inquiry into the factual basis of the defendant’s claim. 

See People v. Moore, 207 Ill. 2d 68, 77-78 (2003). The trial court may conduct its inquiry in 

one or more of the following ways: (1) by questioning the defendant’s attorney about the facts 

and circumstances surrounding the allegations, (2) by questioning the defendant, and (3) by 

relying on its own knowledge of the counsel’s performance in the proceeding. See id. at 78-

79. If the trial court determines from its inquiry that defendant’s claim lacks merit or that it 

raises only matters of trial strategy, the trial court need not appoint new counsel and may deny 

the pro se motion. Id. at 78. If, on the other hand, the trial court determines from its inquiry 

that the allegations show possible neglect of the case, new counsel should be appointed to 

represent defendant further on the motion. Id. To trigger the trial court’s obligation to conduct 

the above inquiry, a pro se defendant needs only to bring his claim to the attention of the trial 

court. Id. at 79. The question of whether the trial court made an adequate inquiry into a pro se

posttrial claim of ineffective assistance of counsel is a question of law that is subject to de novo

review on appeal. People v. Jolly, 2014 IL 117142, ¶ 28.

¶ 58 In the present case, after having reviewed the record, we find that the trial court sufficiently 

inquired into defendant pro se posttrial claim on ineffective assistance of counsel. Defendant 

clearly explained to the trial court both orally and in his written motion (the letter) the conduct 

of posttrial counsel that defendant was complaining about—the failure or refusal of posttrial 

counsel to file a motion to dismiss the charge, of which defendant had already been tried and 

convicted, based upon double jeopardy grounds. The trial court gave defendant an opportunity 

to express his concerns and made sure that defendant had stated everything that he had wanted 

to state on the record. The trial judge found defendant’s pro se motion to dismiss—the one at 
- 19 -

the heart of defendant’s claim of ineffective assistance of counsel—to be untimely and to be 

completely without merit and did not fault posttrial counsel for refusing to adopt defendant’s 

motion. Based upon the record before us, we conclude that the trial court did everything that it 

was required to do under the law in addressing defendant’s pro se posttrial claim of ineffective 

assistance of counsel. See Moore, 207 Ill. 2d at 78-79. Although it was improper for the trial 

court to consider the conduct of posttrial counsel in other cases, any error that occurred as a 

result thereof was harmless beyond a reasonable doubt because the trial court clearly and 

correctly determined that the basis of defendant’s ineffective assistance claim (posttrial 

counsel’s failure or refusal to file the underlying motion to dismiss) lacked any merit 

whatsoever. See id. at 80 (recognizing that the appellate court may affirm the trial court’s 

ruling, even though the trial court erred in the manner it conducted the Krankel hearing, if the 

trial court’s error was harmless beyond a reasonable doubt). Therefore, a remand for a Krankel

hearing is not required in this case. See id. at 77-79.

¶ 59 III. CONCLUSION

¶ 60 For the foregoing reasons, we affirm the judgment of the circuit court of Whiteside County.

¶ 61 Affirmed.

¶ 62 JUSTICE McDADE, dissenting:

¶ 63 The majority has affirmed the conviction and 14-year sentence of Louis Harris for unlawful 

delivery of a controlled substance within 1000 feet of a school. In so doing, the majority has 

validated the trial court’s denial of Harris’s pretrial request for reappointment of standby 

counsel, validated the trial court’s failure to give an accomplice-witness instruction, found the 

trial court’s refusal to allow the jurors to take notes to be harmless error, and found that remand 

for a Krankel hearing is unnecessary. I have no disagreement with the majority’s statement of 

the facts or representation of the applicable law. Adopting both, I agree with the finding 

concerning the Krankel hearing and concur in that part of the majority decision. I disagree with 

the majority’s other three findings and, therefore, respectfully dissent from them.

¶ 64 I begin by acknowledging and applauding the patience and persistence of the trial court’s 

efforts to deter Harris from the folly of representing himself in his criminal jury trial. I believe 

those efforts demonstrate the court’s recognition of the seriousness of the charges Harris was 

facing and the myriad ways in which a person without legal training could be confounded in 

attempting to defend himself, particularly in a case tried to a jury. Despite the court’s diligence, 

Harris insisted on proceeding pro se and presented several significant challenges to the system. 

In this appeal, Harris contends that the court’s resolution of some of those challenges 

constituted error.

¶ 65 Denial of Standby Counsel

¶ 66 Harris’s first claim of error is the trial court’s refusal to reappoint standby counsel after 

public defender, Elwin Neal, was allowed to withdraw as initial standby. Before considering 

the merits of this claim, I disagree with the parties and the majority that this issue has not been 

preserved and must be reviewed as plain error. After the jury had returned its verdict, Harris 

sought and was granted representation by the public defender for posttrial proceedings. While 
- 20 -

counsel’s original posttrial motion was silent on the issue of representation, the amended 

motion seeking a new trial asserted error in the allowance by the trial court of Harris’s pro se 

representation in the light of his unfitness to mount a meaningful defense. I would argue that 

the refusal to appoint standby counsel is a “lesser included” issue of the broader claim raised 

by counsel; that is, if Harris is incapable of mounting a meaningful defense without legal 

representation, his incapacity would cover both representation by appointed counsel and, in 

the face of his irrational insistence on proceeding pro se, the assistance of standby counsel. 

With such assistance, Harris could at least avoid the pitfalls and distractions resulting from the 

plethora of procedural flaws that occurred in his attempts to defend himself. I would find the 

challenge regarding standby counsel to be implicit in the broader challenge that was articulated 

by counsel. I confess that I have found no rule or precedent supporting this specific 

interpretation. I do, however, believe it finds strong support in our supreme court’s continuing 

commitment to providing meaningful access to justice—a commitment that surely 

encompasses much more than merely assuring admission to the halls of justice.

¶ 67 Ours is an adversarial system of justice that relies for the finding of truth upon the 

presentation of facts and contentions by the opposing parties and resolution of disputes and 

findings of fact by the court or a jury acting as the ultimate impartial determiner of truth. That 

process cannot play out as anticipated and needed if there is a gross imbalance in the 

presentation of the positions of the parties. Such an imbalance affects the reliability of 

credibility assessments, the trustworthiness of verdicts and, necessarily, the integrity of the 

courts. For these reasons, I would find the issue has been preserved and plain-error review is 

unnecessary.

¶ 68 However, even if plain-error review were required, I would find error in the form of abuse 

of the trial court’s discretion in denying Harris’s second request for standby counsel and plain 

error in the resultant undermining of systemic integrity. 

¶ 69 The decision of whether to appoint standby counsel rests in the discretion of the trial court 

(People v. Gibson, 136 Ill. 2d 362, 379 (1990)), but the exercise of that discretion is not 

unfettered. The Gibson court stated:

“Relevant criteria appropriately considered by a trial court in deciding whether to 

appoint standby counsel to assist a pro se defendant in a criminal case include the 

nature and gravity of the charge, the expected factual and legal complexity of the 

proceedings, and the abilities and experience of the defendant.” Id. at 380.

¶ 70 The sole expressed basis for the trial court’s denial of such assistance to Harris was his 

ability to read and write. Not a single one of the factors mentioned in Gibson is informed by, 

or even implicated in, a conclusion that a defendant can read and write. Your average third 

grader could meet that standard; it is an extremely low bar and speaks not at all to the 

effectiveness of the adversarial process or the integrity of our judicial system. That fact, 

standing alone, should be sufficient to support a finding that the trial court abused its discretion 

and to require the reversal of Harris’s conviction and a new trial.

¶ 71 Beyond that, however, I believe, contrary to the decision of the majority, that the factors 

mentioned in Gibson are implicated by Harris’s situation and a reversal is required on that 

basis as well. Looking at the first factor, Harris was charged with a Class X offense. Conviction 

would subject him to a sentencing range of between 6 and 30 years and a fine of up to half a 

million dollars. He was, in fact, sentenced to 14 years in the DOC. Moreover, the court not 

only specifically told him that the charge was extremely serious, I believe the judge’s persistent 
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attempts to dissuade Harris from representing himself reflected his recognition of its gravity. 

Clearly, the first factor favored appointment of standby counsel. See id.

¶ 72 The second factor directs the court to consider the expected factual and legal complexity 

of the proceedings. Id. Unlike the majority, I do not believe the proceedings lacked significant 

complexity. Having chosen to represent himself, Harris had to participate in complex pretrial 

motion practice, fielding, inter alia, motions in limine relating to the admissibility of prior 

criminal actions; develop a defense strategy that presented his position in the best possible light 

to the jury; question the State’s lay and expert witnesses in a way that benefited that strategy;

and persuade the jury of his innocence. And in fact, he fell woefully short of dealing effectively 

with the actual complexity that confronted him in his self-representation. His voir dire of 

potential jurors was an absurd exercise in irrelevance in which he sought to learn if they knew 

the identity of God, the Holy Spirit, and Lucifer; if they believed in God; and if they knew 

what they had to do to be saved. Further, in his questioning of the State’s witnesses Harris 

elicited testimony that inculpated him not only in the crime with which he was charged but 

also in prior similar criminal activity. His posttrial conversation with the trial judge revealed 

that he had no understanding of the double jeopardy he was trying to invoke. Of greater 

significance and concern, that conversation suggested that he had not fully understood the 

charges laid against him because he demonstrated no grasp of alternative pleading. 

¶ 73 One is sorely tempted to say “So what!? He was warned countless times about the risks 

and pitfalls of representing himself and he still insisted on doing so. He caused his own 

problems.” And that would be true; he did. And arguably he deserved the outcome he got. It is 

very hard to generate much sympathy for someone who so stubbornly and doggedly insists on 

shooting himself in the foot. But that still leaves open the issue of the integrity of the judicial 

system. With the appointment and assistance of standby counsel, Harris could have at least 

complied with fundamental procedural rules and presented his chosen defense more effectively 

to the jury. Absent the gross procedural missteps, the jury might have been less distracted by 

the farce being played out before it and better able to focus on the theory he was presenting. 

The playing field still would not have been level, but it would have been less tilted against his 

interest and that of our system of justice in a fair trial.

¶ 74 Turning finally to the third factor—the abilities and experience of the accused—the 

majority finds that Harris was sufficiently able and experienced that it was satisfied. This 

conclusion is based on (1) the trial court’s assessment that Harris was respectful and could 

speak articulately (and, presumably, that he could read and write) and (2) the fact that he “had 

a lengthy and extensive criminal history and, thus, would have had extensive familiarity with 

the criminal justice system.” It is not at all clear to me how being an experienced and prolific 

criminal and a defendant with significant experience being represented by trained counsel can 

create an advocate even moderately capable of defending himself before a jury. 

¶ 75 Again, I acknowledge that Harris was warned repeatedly against representing himself and 

he proceeded down that path deliberately and to his own detriment. Nonetheless, a fair and 

objective consideration of the concerns identified in Gibson should compel the dual 

conclusions that standby counsel should have been appointed and that the trial court abused its 

discretion when, on the sole basis that Harris could read and write and without giving even 

cursory attention to those factors, it refused his request for that assistance. For these reasons, I 

would find that the court’s denial of standby counsel constitutes error that undermines the 
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integrity of the judicial system—second-prong plain error—and creates a presumption of 

prejudice, requiring reversal of Harris’s conviction.

¶ 76 Because I would reverse on the foregoing issue, my discussion of the other two findings 

from which I dissent will be very brief.

¶ 77 Failure to Give Jury Instruction

¶ 78 Harris argues that the trial court erred when it failed to give the jury Illinois Pattern Jury 

Instructions, Criminal, No. 3.17 (approved Oct. 17, 2014) (hereinafter IPI Criminal No. 3.17), 

which would have instructed the jury to treat the testimony of Curran, as a possible accomplice, 

with caution. Harris did not preserve this issue for review, requiring plain-error review. The 

State argues that Harris cannot meet either prong of a plain-error analysis and, therefore, the 

issue is forfeited.

¶ 79 Both prongs require an initial finding that an error on the part of the trial court occurred. 

Since Harris did not tender the instruction for the court to accept or reject, it initially appears 

that the only error relevant to this issue was his. But here, although he clearly had no duty to 

do so, the trial judge volunteered to consider jury instructions in conjunction with the 

prosecutor and to include those that were applicable to Harris’s defense in his charge to the 

jury. Thus, the court effectively relieved Harris of the obligation to learn about the relevant 

jury instructions and to select and tender the ones he wanted given and assumed that 

responsibility for him. The court did not give the accomplice witness instruction to the jury, 

and this claim in the appeal requires us to consider whether it erred in failing to do so.

¶ 80 The purpose of jury instructions is to provide the jurors with the legal principles they should 

properly apply to the evidence so that the jury may reach a correct conclusion according to the 

law and the evidence. People v. Hale, 2012 IL App (4th) 100949, ¶ 19. The accomplice-witness 

instruction at issue here should be given to a jury if the totality of the evidence and the 

reasonable inferences that can be drawn from the evidence establish probable cause to believe 

not merely that the person was present and failed to disapprove of the crime but that he 

participated in the planning and/or commission of the crime; if probable cause is established, 

the instruction should be given despite the witness’s protestations that he did not so participate. 

People v. Kirchner, 194 Ill. 2d 502, 541 (2000).

¶ 81 Here the State did not affirmatively claim that Curran participated in the planning or 

commission of the crime, and the majority has found there was no need to instruct the jury on 

IPI Criminal No. 3.17. I do not agree. Curran was not merely present at the residence. She 

testified that she was present in the room as the transaction took place. She did not testify that 

she was shocked, dismayed, or upset when it occurred in her residence and her presence or that 

she made any effort to stop it. Moreover, she testified that the drug transaction at issue in this 

case resulted in her being charged by the State and convicted of unlawful use of a building—

a charge which implies a measure of complicity for allowing the drug transaction to occur in 

her apartment. She also acknowledged having been convicted of unlawful delivery of a 

controlled substance but claimed to be unsure if it was in conjunction with the current case or 

was an earlier conviction. It appears to have been related to this transaction. This testimony 

was sufficient to support a reasonable inference that Curran knowingly contributed the 

premises in furtherance of the drug sale and was a party to it and to trigger an instruction to 

the jury on the wariness with which they should consider accomplice-witness testimony. I 
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would find that the court’s failure to provide that instruction in these circumstances was not 

only error but constituted plain error.

¶ 82 An omitted jury instruction constitutes plain error only when the omission creates a serious 

risk that the jurors incorrectly convicted the defendant because they did not understand the 

applicable law and that lack of understanding severely threatens the fairness of trial. Hale, 

2012 IL App (4th) 100949, ¶ 22. This rule does not require that defendant prove beyond doubt 

that his trial was unfair because the omitted instruction misled the jury to convict him. Id. It 

does require that he show that the error caused a severe threat to the fairness of his trial. Id. 

Illinois Supreme Court Rule 451(c) (eff. Apr. 8, 2013) states: “instructions in criminal cases 

shall be tendered, settled, and given in accordance with section 2-1107 of the Code of Civil 

Procedure, but substantial defects are not waived by failure to make timely objections thereto 

if the interests of justice require.”

¶ 83 In this case, Curran provided the only corroboration of the confidential informant’s

testimony that the drug transaction occurred. As pointed out by Harris in his initial brief, 

without her testimony there was “no evidence corroborating the confidential informant’s 

testimony since the surveillance footage did not show the drug transaction.” An assessment of 

her credibility was, therefore, critical to the jury’s determination of what actually happened 

and whether there was anything that occurred that could support or refute Harris’s defense that 

he had been entrapped. For this reason, the omission of the accomplice-witness instruction 

severely threatened the fairness of Harris’s trial. See People v. Campbell, 275 Ill. App. 3d 993, 

999 (1995) (“Had the accomplice-witness instruction been given, the jury would have been 

compelled to examine the testimony of [the witnesses] in that light, which would have militated 

in favor of giving serious consideration to defendant’s explanation of the event.”). Moreover, 

there can be no credible argument that the error was harmless because there is no way to know 

how the jurors would have judged Curran’s testimony when viewing it with the requisite 

jaundiced eye. See People v. Glasco, 256 Ill. App. 3d 714, 719 (1993) (“It is crucial that juries 

understand that the law requires the trier of fact to give special scrutiny to the testimony of 

accomplices. The importance of this instruction concerning the unreliability of accomplice 

testimony has been shown by cases which have held it to be reversible error not to give the 

instruction to the jury.”).

¶ 84 I would find, based on this analysis, that the trial court’s error, standing alone or viewed in 

conjunction with the refusal to appoint standby counsel, threatened the fairness of Harris’s 

trial, constituted plain error, and now requires reversal of his conviction.

¶ 85 Refusal to Allow Jurors to Take Notes

¶ 86 Harris’s third claim of error relates to the trial court’s prohibition of notetaking by the 

jurors during trial in violation of section 115-4(n) of the Code of Criminal Procedure of 1963 

(725 ILCS 5/115-4(n) (West 2016)). As with the prior issue, this claim of error was not 

preserved and must be reviewed as plain error.

¶ 87 Section 115-4(n) states: 

“The members of the jury shall be entitled to take notes during the trial, and the sheriff 

of the county in which the jury is sitting shall provide them with writing materials for 

this purpose. Such notes shall remain confidential, and shall be destroyed by the sheriff 

after the verdict has been returned or a mistrial declared.” Id.
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In prohibiting the jurors from taking notes during the trial, the trial court violated this law and 

committed error. People v. Johnson, 2018 IL App (3d) 150352, ¶ 39 (“It is a measure to protect 

defendants’ constitutional rights to fair trials. It is also the jurors’ right.”); People v. Strong,

274 Ill. App. 3d 130 (1995). The question then becomes whether that error rises to the level of 

plain error. The majority has found that it does not; I do not agree.

¶ 88 When viewed in the totality of the circumstances of this case, the error in refusing to allow 

the jurors to take notes is not harmless. As previously discussed, Harris had been denied the 

assistance of standby counsel at his trial. The trial transcript documents a plethora of missteps 

and errors by Harris in his fumbling attempts to present his defense to the jury. If he was able 

to make any points that advanced his cause and that were caught by the jury, they were very 

likely to have been forgotten in the flurry of objections by the prosecutor and the judge’s 

warnings to Harris and admonitions to the jury. In his opening brief, Harris provides a 

compelling description of just one of the several impossibilities faced by jurors hampered by 

their inability to take notes:

“Further, having no notes to reflect back on, the jurors were forced to decipher the 

defendant’s theory of the case based on their recollection of Harris’ disjointed crossexaminations. For instance, in Harris’ cross-examination of Curran, jurors were unable 

to take notes concerning the dates and occurrence of certain events—notably both the 

court and the State were confused as to the timing of the events [citation]. Thereafter, 

the court admonished the jury not to consider any of Harris’ statements, only his 

questions and the witness’ answers [citation]. However, the State was objecting so 

frequently to Harris’ statements during questioning that it would have been nearly 

impossible to remember which statements the jury could consider and which it was 

admonished to forget [citations] [record of the State’s objection frequency and the 

court’s requests for the defendant to ask questions].”

¶ 89 As shown in just this one example from what is hopefully an aberrant but clearly 

meaningless and absurd exercise in criminal justice, the inability to keep a tangible record of 

the proceedings would leave confused jurors with no option but to find the defendant guilty of 

the crimes with which he had been charged. They would be justified in doing so because the 

only coherent, mentally trackable, and retainable presentation had been made by the State.

¶ 90 It seems painfully obvious to me that no coherent defense strategy was developed or 

advanced here, that no balanced adversarial testing occurred here, and that there was no 

semblance of a fair trial here. The fact that it was primarily Harris’s own short-sighted 

obstinance that created the situation initially does not, in my opinion, excuse the failure of the 

trial court to make decisions reasonable and necessary to mitigate the disastrous consequences 

and ensure some measure of systemic integrity.