Federal Register / Vol. 72, No. 85 / Thursday, May 3, 2007 / Notices 24635 

186 Exchange St., Ste 110, Buffalo, NY 

14204–2026 

1400 Old Country Road, Ste 202, Westbury, 

NY 11590–5119 

Fed Bldg, Rm 3404, 26 Federal Plaza, New 

York, NY 10278–0105 

North Carolina 

Quorum Business Park, Ste 120 7508 E 

Independence Blvd., Charlotte, NC 28227– 

9409 

North Dakota 

USPO Bldg, Rm 312, 657 Second Ave North, 

Fargo, ND 58102–4727 

Ohio 

URS Building Suite 201, 36 E 7th St, 

Cincinnati, OH 45202–4439 

Celebrezze Fed Bldg, Rm 907, 1240 E 9th St, 

Cleveland, OH 44199–2093 

Oregon 

Green-Wyatt Fed Bldg, Rm 377, 1220 SW 3rd 

Ave, Portland, OR 97204–2807 

Pennsylvania 

1514 11th Avenue, PO Box 990, Altoona, PA 

16603–0990 

Fed Bldg, Rm 576, 228 Walnut St, Box 11697, 

Harrisburg, PA 17108–1697 

Nix Fed Bldg, 900 Market St., Ste 301, PO 

Box 327, Philadelphia, PA 19105–0327 

Moorhead Fed Bldg, Rm 1511, 1000 Liberty 

Ave., Pittsburgh, PA 15222–4107 

Siniawa Plaza II, 717 Scranton Carbondale 

Hwy, Scranton, PA 18508–1121 

Tennessee 

233 Cumberland Bend, Ste 104, Nashville, 

TN 37228–1813 

Texas 

819 Taylor St, Rm 10G02, PO Box 17420, Fort 

Worth, TX 76102–0420 

Leland Fed Bldg, Ste 845, 1919 Smith, 

Houston, TX 77002–8051 

Utah 

125 S State St, Rm 1205, Salt Lake City, UT 

84138–1137 

Virginia 

400 North 8th St., Ste 470, Richmond, VA 

23219–4819 

First Campbell Square, Ste 260, 210 First 

Street, SW, PO Box 270, Roanoke, VA 

24002–0270 

Washington 

Pacific First Plaza, Ste 201, 155 108th Ave, 

NE, Bellevue, WA 98004–5901 

US Cthse, Rm 492, W 920 Riverside Ave, 

Spokane, WA 99201–1081 

West Virginia 

New Fed Bldg, Rm 145, 640 4th Ave, PO Box 

2153, Huntington, WV 25721–2153 

Wisconsin 

Reuss Plaza, Ste 1300, 310 W Wisconsin Ave, 

Milwaukee, WI 53203–2219 

[FR Doc. E7–8448 Filed 5–2–07; 8:45 am] 

BILLING CODE 7905–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

Commission, Office of Filings and 

Information Services, Washington, DC 

20549. 

Extension: 

Rule 19d–1; SEC File No. 270–242; OMB 

Control No. 3235–0206. 

Notice is hereby given that pursuant 

to the Paperwork Reduction Act of 1995 

(44 U.S.C. 3501 et seq.) the Securities 

and Exchange Commission 

(‘‘Commission’’) intends to submit to 

the Office of Management and Budget 

request for extension of the previously 

approved collection of information 

discussed below. 

<bullet≤ Rule 19d–1—Notices by SelfRegulatory Organizations of Final 

Disciplinary Actions, Denials Bars, or 

Limitations Respecting Membership, 

Association, or Access to Services, and 

Summary Suspensions 

Rule 19d–1 (17 CFR 240.19d–1) 

(‘‘Rule’’) under the Securities Exchange 

Act of 1934 (17 U.S.C. 78a et seq.) 

prescribes the form and content of 

notices to be filed with the Commission 

by self-regulatory organizations 

(‘‘SROs’’) for which the Commission is 

the appropriate regulatory agency 

concerning the following final SRO 

actions: (1) Disciplinary sanctions 

(including summary suspensions); (2) 

denials of membership, participation or 

association with a member; and (3) 

prohibitions or limitations on access to 

SRO services. 

The Rule enables the Commission to 

obtain reports from the SROs containing 

information regarding SRO 

determinations to discipline members or 

associated persons of members, deny 

membership or participation or 

association with a member, and similar 

adjudicated findings. The Rule requires 

that such actions be promptly reported 

to the Commission. The Rule also 

requires that the reports and notices 

supply sufficient information regarding 

the background, factual basis and issues 

involved in the proceeding to enable the 

Commission: (1) To determine whether 

the matter should be called up for 

review on the Commission’s own 

motion; and (2) to ascertain generally 

whether the SRO has adequately carried 

out its responsibilities under the 

Exchange Act. 

It is estimated that 10 respondents 

will utilize this application procedure 

annually, with a total burden of 1175 

hours, based on past submissions. This 

figure is based on 10 respondents, 

spending approximately 117.5 hours 

each. Each respondent submitted 

approximately 235 responses. The staff 

estimates that the average number of 

hours necessary to comply with the 

requirements of Rule 19d–1 for each 

submission is 0.5 hours. The average 

cost per hour, per each submission is 

approximately $101. Therefore, the total 

cost of compliance for all the 

respondents is $118,675. (10 

respondents x 235 responses per 

respondent x .5 hrs per response x $101 

per hour). 

The filing of notices pursuant to the 

Rule is mandatory for the SROs, but 

does not involve the collection of 

confidential information. Please note 

that an agency may not conduct or 

sponsor, and a person is not required to 

respond to, a collection of information 

unless it displays a currently valid 

control number. Rule 19d–1 does not 

have a retention of records requirement. 

Written comments are invited on: (a) 

Whether the proposed collection of 

information is necessary for the proper 

performance of the functions of the 

agency, including whether the 

information shall have practical utility; 

(b) the accuracy of the agency’s 

estimates of the burden of the proposed 

collection of information; (c) ways to 

enhance the quality, utility and clarity 

of the information to be collected; and 

(d) ways to minimize the burden of the 

collection of information on 

respondents, including through the use 

of automated collection techniques or 

other forms of information technology. 

Consideration will be given to 

comments and suggestions submitted in 

writing within 60 days of this 

publication. 

Direct your written comments to R. 

Corey Booth, Director/Chief Information 

Officer, Securities and Exchange 

Commission, C/O Shirley Martinson, 

6432 General Green Way, Alexandria, 

VA 22312 or send an e-mail to: PRA— 

Mailbox@sec.gov. Comments must be 

submitted to OMB within 60 days of 

this notice. 

Dated: April 24, 2007. 

Florence E. Harmon, 

Deputy Secretary. 

[FR Doc. E7–8427 Filed 5–2–07; 8:45 am] 

BILLING CODE 8010–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

Proposed Collection; Comment 

Request 

Upon Written Request, Copies Available 

From: Securities and Exchange 

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