# Official Journal L 21/2017

| | ISSN 1977-0677 |
| --- | --- |
| Official Journal
  of the European Union | L 21 |
| | |
| English edition | Legislation | Volume 6026 January 2017 |

ISSN 1977-0677

Official Journal

of the European Union

L 21

English edition

Legislation

Volume 6026 January 2017

---

| Contents | | II   Non-legislative acts | page |
| --- | --- | --- | --- |
| | | REGULATIONS |
| | * | Commission Regulation (EU) 2017/128 of 20 January 2017 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein | 1 |
| | * | Commission Implementing Regulation (EU) 2017/129 of 25 January 2017 amending Implementing Regulation (EU) No 743/2013 introducing protective measures on imports of bivalve molluscs from Turkey intended for human consumption, as regards its period of application (
  1
  ) | 99 |
| | | Commission Implementing Regulation (EU) 2017/130 of 25 January 2017 establishing the standard import values for determining the entry price of certain fruit and vegetables | 101 |
| | | DECISIONS |
| | * | Commission Implementing Decision (EU) 2017/131 of 24 January 2017 amending Implementing Decision 2014/184/EU exempting certain services in the postal sector in Austria from the application of Directive 2004/17/EC of the European Parliament and of the Council coordinating the procurement procedures of entities operating in the water, energy, transport and postal services sectors
  (notified under document C(2017) 259)

   (
  1
  ) | 103 |
| | * | Commission Implementing Decision (EU) 2017/132 of 24 January 2017 concerning the applicability of Article 34 of Directive 2014/25/EU of the European Parliament and of the Council to contracts awarded for provision of airport infrastructure for cargo in Austria
  (notified under document C(2017) 260)

   (
  1
  ) | 105 |
| | * | Commission Decision (EU) 2017/133 of 25 January 2017 on the maintenance with a restriction in the Official Journal of the European Union of the reference of harmonised standard EN 14342:2013 Wood flooring and parquet: Characteristics, evaluation of conformity and marking in accordance with Regulation (EU) No 305/2011 of the European Parliament and of the Council (
  1
  ) | 113 |

Contents

II   Non-legislative acts

page

REGULATIONS

*

Commission Regulation (EU) 2017/128 of 20 January 2017 amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein

1

*

Commission Implementing Regulation (EU) 2017/129 of 25 January 2017 amending Implementing Regulation (EU) No 743/2013 introducing protective measures on imports of bivalve molluscs from Turkey intended for human consumption, as regards its period of application (
  1
  )

1

99

Commission Implementing Regulation (EU) 2017/130 of 25 January 2017 establishing the standard import values for determining the entry price of certain fruit and vegetables

101

DECISIONS

*

Commission Implementing Decision (EU) 2017/131 of 24 January 2017 amending Implementing Decision 2014/184/EU exempting certain services in the postal sector in Austria from the application of Directive 2004/17/EC of the European Parliament and of the Council coordinating the procurement procedures of entities operating in the water, energy, transport and postal services sectors
  (notified under document C(2017) 259)

   (
  1
  )

(notified under document C(2017) 259)

1

103

*

Commission Implementing Decision (EU) 2017/132 of 24 January 2017 concerning the applicability of Article 34 of Directive 2014/25/EU of the European Parliament and of the Council to contracts awarded for provision of airport infrastructure for cargo in Austria
  (notified under document C(2017) 260)

   (
  1
  )

(notified under document C(2017) 260)

1

105

*

Commission Decision (EU) 2017/133 of 25 January 2017 on the maintenance with a restriction in the Official Journal of the European Union of the reference of harmonised standard EN 14342:2013 Wood flooring and parquet: Characteristics, evaluation of conformity and marking in accordance with Regulation (EU) No 305/2011 of the European Parliament and of the Council (
  1
  )

Official Journal of the European Union

1

113

| | | III   Other acts |
| --- | --- | --- |
| | | EUROPEAN ECONOMIC AREA |
| | * | EFTA Surveillance Authority Decision No 185/16/COL of 12 October 2016 approving the Network Performance Plan for the second reference period of the Single European Sky performance scheme (2015-2019) [2017/134] | 116 |

III   Other acts

EUROPEAN ECONOMIC AREA

*

EFTA Surveillance Authority Decision No 185/16/COL of 12 October 2016 approving the Network Performance Plan for the second reference period of the Single European Sky performance scheme (2015-2019) [2017/134]

116

| | |
| --- | --- |
| | (1)   Text with EEA relevance. |

---

(1)   Text with EEA relevance.

1

| EN | Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.
  The titles of all other Acts are printed in bold type and preceded by an asterisk. |
| --- | --- |

EN

Acts whose titles are printed in light type are those relating to day-to-day management of agricultural matters, and are generally valid for a limited period.

The titles of all other Acts are printed in bold type and preceded by an asterisk.

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II Non-legislative acts

REGULATIONS

| 26.1.2017 | EN | Official Journal of the European Union | L 21/1 |
| --- | --- | --- | --- |

26.1.2017

EN

Official Journal of the European Union

L 21/1

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COMMISSION REGULATION (EU) 2017/128

of 20 January 2017

amending Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Council Regulation (EC) No 338/97 of 9 December 1996 on the protection of species of wild fauna and flora by regulating trade therein (1), and in particular Article 19(5) thereof,

Whereas:

| (1) | Regulation (EC) No 338/97 regulates trade in animal and plant species listed in the Annex to the Regulation. The species listed in the Annex include the species set out in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora (the Convention) as well as species whose conservation status requires that trade from, into and within the Union be regulated or monitored. |
| --- | --- |

(1)

Regulation (EC) No 338/97 regulates trade in animal and plant species listed in the Annex to the Regulation. The species listed in the Annex include the species set out in the Appendices to the Convention on International Trade in Endangered Species of Wild Fauna and Flora (the Convention) as well as species whose conservation status requires that trade from, into and within the Union be regulated or monitored.

| (2) | At the 17th meeting of the Conference of the Parties to the Convention, held in Johannesburg, South Africa, from 24 September to 4 October 2016 (CoP 17), certain amendments were made to the Appendices to the Convention. These amendments should be reflected in the Annexes to Regulation (EC) No 338/97. |
| --- | --- |

(2)

At the 17th meeting of the Conference of the Parties to the Convention, held in Johannesburg, South Africa, from 24 September to 4 October 2016 (CoP 17), certain amendments were made to the Appendices to the Convention. These amendments should be reflected in the Annexes to Regulation (EC) No 338/97.

| (3) | The following genera or species were included in Appendix I to the Convention and should be included in Annex A to Regulation (EC) No 338/97: Abronia anzuetoi, Abronia campbelli, Abronia fimbriata, Abronia frosti, Abronia meledona, Cnemaspis psychedelica, Lygodactylus williamsi, Telmatobius culeus, Polymita spp. |
| --- | --- |

(3)

The following genera or species were included in Appendix I to the Convention and should be included in Annex A to Regulation (EC) No 338/97: Abronia anzuetoi, Abronia campbelli, Abronia fimbriata, Abronia frosti, Abronia meledona, Cnemaspis psychedelica, Lygodactylus williamsi, Telmatobius culeus, Polymita spp.

| (4) | The following species were transferred from Appendix II to Appendix I to the Convention and should be removed from Annex B and included in Annex A to Regulation (EC) No 338/97: Manis crassicaudata, Manis culionensis, Manis gigantea, Manis javanica, Manis pentadactyla, Manis temminckii, Manis tetradactyla, Manis tricuspis, Macaca sylvanus, Psittacus erithacus, Shinisaurus crocodilurus, Sclerocactus blainei, Sclerocactus cloverae, Sclerocactus sileri. |
| --- | --- |

(4)

The following species were transferred from Appendix II to Appendix I to the Convention and should be removed from Annex B and included in Annex A to Regulation (EC) No 338/97: Manis crassicaudata, Manis culionensis, Manis gigantea, Manis javanica, Manis pentadactyla, Manis temminckii, Manis tetradactyla, Manis tricuspis, Macaca sylvanus, Psittacus erithacus, Shinisaurus crocodilurus, Sclerocactus blainei, Sclerocactus cloverae, Sclerocactus sileri.

| (5) | The following taxa were transferred from Appendix I to Appendix II to the Convention and should be removed from Annex A and included in Annex B to Regulation (EC) No 338/97: Puma concolor coryi, Puma concolor cougar, Equus zebra zebra, Lichenostomus melanops cassidix, Ninox novaeseelandiae undulata, Crocodylus acutus (population of the Bay of Cispata in Colombia, with annotation), Crocodylus porosus (populations of Malaysia, with annotation), Dyscophus antongilii. |
| --- | --- |

(5)

The following taxa were transferred from Appendix I to Appendix II to the Convention and should be removed from Annex A and included in Annex B to Regulation (EC) No 338/97: Puma concolor coryi, Puma concolor cougar, Equus zebra zebra, Lichenostomus melanops cassidix, Ninox novaeseelandiae undulata, Crocodylus acutus (population of the Bay of Cispata in Colombia, with annotation), Crocodylus porosus (populations of Malaysia, with annotation), Dyscophus antongilii.

| (6) | The following family, genera or species were included in Appendix II to the Convention and should be included in Annex B to Regulation (EC) No 338/97: Capra caucasica, Abronia spp. (with an annotation for Abronia aurita, Abronia gaiophantasma, Abronia montecristoi, Abronia salvadorensis and Abronia vasconcelosii, and except the species listed in Appendix I), Rhampholeon spp., Rieppeleon spp., Paroedura masobe, Atheris desaixi, Bitis worthingtoni, Lanthanotidae spp. (with annotation), Cyclanorbis elegans, Cyclanorbis senegalensis, Cycloderma aubryi, Cycloderma frenatum, Rafetus euphraticus, Trionyx triunguis, Dyscophus guineti, Dyscophus insularis, Scaphiophryne boribory, Scaphiophryne marmorata, Scaphiophryne spinosa, Paramesotriton hongkongensis, Carcharhinus falciformis (with annotation), Alopias spp. (with annotation), Mobula spp. (with annotation), Holacanthus clarionensis, Nautilidae spp., Beaucarnea spp., Dalbergia spp. (with annotation), Guibourtia demeusei (with annotation), Guibourtia pellegriniana (with annotation), Guibourtia tessmannii (with annotation), Pterocarpus erinaceus, Adansonia grandidieri (with annotation), Siphonochilus aethiopicus (with annotation). |
| --- | --- |

(6)

The following family, genera or species were included in Appendix II to the Convention and should be included in Annex B to Regulation (EC) No 338/97: Capra caucasica, Abronia spp. (with an annotation for Abronia aurita, Abronia gaiophantasma, Abronia montecristoi, Abronia salvadorensis and Abronia vasconcelosii, and except the species listed in Appendix I), Rhampholeon spp., Rieppeleon spp., Paroedura masobe, Atheris desaixi, Bitis worthingtoni, Lanthanotidae spp. (with annotation), Cyclanorbis elegans, Cyclanorbis senegalensis, Cycloderma aubryi, Cycloderma frenatum, Rafetus euphraticus, Trionyx triunguis, Dyscophus guineti, Dyscophus insularis, Scaphiophryne boribory, Scaphiophryne marmorata, Scaphiophryne spinosa, Paramesotriton hongkongensis, Carcharhinus falciformis (with annotation), Alopias spp. (with annotation), Mobula spp. (with annotation), Holacanthus clarionensis, Nautilidae spp., Beaucarnea spp., Dalbergia spp. (with annotation), Guibourtia demeusei (with annotation), Guibourtia pellegriniana (with annotation), Guibourtia tessmannii (with annotation), Pterocarpus erinaceus, Adansonia grandidieri (with annotation), Siphonochilus aethiopicus (with annotation).

| (7) | The following species were deleted from Appendix II to the Convention and should be removed from Annex B to Regulation (EC) No 338/97: Bison bison athabascae, Tillandsia mauryana. |
| --- | --- |

(7)

The following species were deleted from Appendix II to the Convention and should be removed from Annex B to Regulation (EC) No 338/97: Bison bison athabascae, Tillandsia mauryana.

| (8) | Species which were so far listed in Appendix III have been removed from that Appendix following their inclusion in Appendix II and should be removed from Annex C to Regulation (EC) No 338/97. |
| --- | --- |

(8)

Species which were so far listed in Appendix III have been removed from that Appendix following their inclusion in Appendix II and should be removed from Annex C to Regulation (EC) No 338/97.

| (9) | Abronia graminea and Salamandra algira which were so far listed in Annex D to Regulation (EC) No 338/97, should be removed from that Annex following their inclusion in Appendix II and Appendix III respectively to the Convention at CoP 17. |
| --- | --- |

(9)

Abronia graminea and Salamandra algira which were so far listed in Annex D to Regulation (EC) No 338/97, should be removed from that Annex following their inclusion in Appendix II and Appendix III respectively to the Convention at CoP 17.

| (10) | A number of annotations relating to species or genus included in the Appendices of the Convention were adopted or amended at CoP 17 and also need to be reflected in the Annexes to Regulation (EC) No 338/97 (annotations for the species Vicugna vicugna, Panthera leo, Crocodylus moreletti, Bulnesia sarmientoi, the genera Aquilaria spp. and Gyrinops spp., the genus Dalbergia spp., the species Guibourtia demeusei, Guibourtia pellegriniana and Guibourtia tessmannii and the species Adansonia grandidieri). |
| --- | --- |

(10)

A number of annotations relating to species or genus included in the Appendices of the Convention were adopted or amended at CoP 17 and also need to be reflected in the Annexes to Regulation (EC) No 338/97 (annotations for the species Vicugna vicugna, Panthera leo, Crocodylus moreletti, Bulnesia sarmientoi, the genera Aquilaria spp. and Gyrinops spp., the genus Dalbergia spp., the species Guibourtia demeusei, Guibourtia pellegriniana and Guibourtia tessmannii and the species Adansonia grandidieri).

| (11) | The Union has not entered a reservation in respect of any of those amendments. |
| --- | --- |

(11)

The Union has not entered a reservation in respect of any of those amendments.

| (12) | At CoP 17, new nomenclatural references for animals and plants were adopted. |
| --- | --- |

(12)

At CoP 17, new nomenclatural references for animals and plants were adopted.

| (13) | The following species were recently included in Appendix III to the Convention: Salamandra algira at the request of Algeria; Chelydra serpentina, Apalone ferox, Apalone mutica and Apalone spinifera at the request of the United States; Potamotrygon spp. (with annotation) and Hypancistrus zebra at the request of Brazil; Potamotrygon constellata, Potamotrygon magdalenae, Potamotrygon motoro, Potamotrygon orbignyi, Potamotrygon schroederi, Potamotrygon scobina, Potamotrygon yepezi and Paratrygon aiereba at the request of Colombia. These species should therefore be included in Annex C to Regulation (EC) No 338/97. |
| --- | --- |

(13)

The following species were recently included in Appendix III to the Convention: Salamandra algira at the request of Algeria; Chelydra serpentina, Apalone ferox, Apalone mutica and Apalone spinifera at the request of the United States; Potamotrygon spp. (with annotation) and Hypancistrus zebra at the request of Brazil; Potamotrygon constellata, Potamotrygon magdalenae, Potamotrygon motoro, Potamotrygon orbignyi, Potamotrygon schroederi, Potamotrygon scobina, Potamotrygon yepezi and Paratrygon aiereba at the request of Colombia. These species should therefore be included in Annex C to Regulation (EC) No 338/97.

| (14) | In view of the extent of the amendments it is appropriate, for reasons of clarity, to replace the Annex to Regulation (EC) No 338/97 in its entirety. |
| --- | --- |

(14)

In view of the extent of the amendments it is appropriate, for reasons of clarity, to replace the Annex to Regulation (EC) No 338/97 in its entirety.

| (15) | Regulation (EC) No 338/97 should therefore be amended accordingly. |
| --- | --- |

(15)

Regulation (EC) No 338/97 should therefore be amended accordingly.

| (16) | Article XV.1(c) of the Convention states that ‘amendments adopted at a meeting [of the Conference of the Parties] shall enter into force 90 days after that meeting for all Parties (...)’. In order to meet that deadline and ensure the timely entry into force of the changes to the Annex to this Regulation, the entry into force of this Regulation should be on the third day following that of its publication. |
| --- | --- |

(16)

Article XV.1(c) of the Convention states that ‘amendments adopted at a meeting [of the Conference of the Parties] shall enter into force 90 days after that meeting for all Parties (...)’. In order to meet that deadline and ensure the timely entry into force of the changes to the Annex to this Regulation, the entry into force of this Regulation should be on the third day following that of its publication.

| (17) | The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora established pursuant to Article 18(1) of Regulation (EC) No 338/97, |
| --- | --- |

(17)

The measures provided for in this Regulation are in accordance with the opinion of the Committee on Trade in Wild Fauna and Flora established pursuant to Article 18(1) of Regulation (EC) No 338/97,

HAS ADOPTED THIS REGULATION:

Article 1

The Annex to Regulation (EC) No 338/97 is replaced by the text set out in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 20 January 2017.

For the Commission

The President

Jean-Claude JUNCKER

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(1)  
  OJ L 61, 3.3.1997, p. 1.

1

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ANNEX

Notes on interpretation of Annexes A, B, C and D

| 1. | Species included in Annexes A, B, C and D are referred to:






  (a) | by the name of the species; or |
| --- | --- | --- |

1.

(a)

by the name of the species; or

| (b) | as being all of the species included in a higher taxon or designated part thereof. |
| --- | --- |

(b)

as being all of the species included in a higher taxon or designated part thereof.

| 2. | The abbreviation ‘spp.’ is used to denote all species of a higher taxon. |
| --- | --- |

2.

| 3. | Other references to taxa higher than species are for the purposes of information or classification only. |
| --- | --- |

3.

| 4. | Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (1) or Council Directive 92/43/EEC (2). |
| --- | --- |

4.

| 5. | The following abbreviations are used for plant taxa below the level of species:






  (a) | ‘ssp.’ is used to denote subspecies; |
| --- | --- | --- |

5.

(a)

‘ssp.’ is used to denote subspecies;

| (b) | ‘var(s).’ is used to denote variety (varieties); and |
| --- | --- |

(b)

‘var(s).’ is used to denote variety (varieties); and

| (c) | ‘fa.’ is used to denote forma. |
| --- | --- |

(c)

‘fa.’ is used to denote forma.

| 6. | The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention. |
| --- | --- |

6.

| 7. | (I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention. |
| --- | --- |

7.

| 8. | (II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention. |
| --- | --- |

8.

| 9. | (III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated. |
| --- | --- |

9.

| 10. | ‘Cultivar’ means, following the definition of the 8th edition of the International Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants. |
| --- | --- |

10.

| 11. | Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes. |
| --- | --- |

11.

| 12. | When a species is included in Annex A, B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows:






  #1 | Designates all parts and derivatives, except:






  (a) | seeds, spores and pollen (including pollinia); |
| --- | --- | --- | --- |

12.

# 1

Designates all parts and derivatives, except:

(a)

seeds, spores and pollen (including pollinia);

| (b) | seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; |
| --- | --- |

(b)

seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

| (c) | cut flowers of artificially propagated plants; and |
| --- | --- |

(c)

cut flowers of artificially propagated plants; and

| (d) | fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla. |
| --- | --- |

(d)

fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.

| #2 | Designates all parts and derivatives, except:






  (a) | seeds and pollen; and |
| --- | --- | --- |

# 2

Designates all parts and derivatives, except:

(a)

seeds and pollen; and

| (b) | finished products packaged and ready for retail trade. |
| --- | --- |

(b)

finished products packaged and ready for retail trade.

| #3 | Designates whole and sliced roots and parts of roots, excluding manufactured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery. |
| --- | --- |

# 3

Designates whole and sliced roots and parts of roots, excluding manufactured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery.

| #4 | Designates all parts and derivatives, except:






  (a) | seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Dypsis decaryi exported from Madagascar; |
| --- | --- | --- |

# 4

Designates all parts and derivatives, except:

(a)

seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Dypsis decaryi exported from Madagascar;

| (b) | seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; |
| --- | --- |

(b)

seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

| (c) | cut flowers of artificially propagated plants; |
| --- | --- |

(c)

cut flowers of artificially propagated plants;

| (d) | fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; |
| --- | --- |

(d)

fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae;

| (e) | stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and |
| --- | --- |

(e)

stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and

| (f) | finished products of Euphorbia antisyphilitica packaged and ready for retail trade. |
| --- | --- |

(f)

finished products of Euphorbia antisyphilitica packaged and ready for retail trade.

| #5 | Designates logs, sawn wood and veneer sheets. |
| --- | --- |

# 5

Designates logs, sawn wood and veneer sheets.

| #6 | Designates logs, sawn wood, veneer sheets and plywood. |
| --- | --- |

# 6

Designates logs, sawn wood, veneer sheets and plywood.

| #7 | Designates logs, wood-chips, powder and extracts. |
| --- | --- |

# 7

Designates logs, wood-chips, powder and extracts.

| #8 | Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered. |
| --- | --- |

# 8

Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.

| #9 | Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx]’. |
| --- | --- |

# 9

Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx]’.

| #10 | Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments. |
| --- | --- |

# 10

Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

| #11 | Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation. |
| --- | --- |

# 11

Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

| #12 | Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation. |
| --- | --- |

# 12

Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

| #13 | Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof. |
| --- | --- |

# 13

Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.

| #14 | Designates all parts and derivatives, except:






  (a) | seeds and pollen; |
| --- | --- | --- |

# 14

Designates all parts and derivatives, except:

(a)

seeds and pollen;

| (b) | seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; |
| --- | --- |

(b)

seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers;

| (c) | fruits; |
| --- | --- |

(c)

fruits;

| (d) | leaves; |
| --- | --- |

(d)

leaves;

| (e) | exhausted agarwood powder, including compressed powder in all shapes; and |
| --- | --- |

(e)

exhausted agarwood powder, including compressed powder in all shapes; and

| (f) | finished products packaged and ready for retail trade, this exemption does not apply to wood chips, beads, prayer beads and carvings. |
| --- | --- |

(f)

finished products packaged and ready for retail trade, this exemption does not apply to wood chips, beads, prayer beads and carvings.

| #15 | Designates all parts and derivatives, except:






  (a) | leaves, flowers, pollen, fruit, and seeds; |
| --- | --- | --- |

# 15

Designates all parts and derivatives, except:

(a)

leaves, flowers, pollen, fruit, and seeds;

| (b) | non-commercial trade of a maximum total weight of 10 kg per shipment; |
| --- | --- |

(b)

non-commercial trade of a maximum total weight of 10 kg per shipment;

| (c) | parts and derivatives of Dalbergia cochinchinensis which are covered by Annotation #4; |
| --- | --- |

(c)

parts and derivatives of Dalbergia cochinchinensis which are covered by Annotation #4;

| (d) | parts and derivatives of Dalbergia spp. originating and exported from Mexico which are covered by Annotation #6. |
| --- | --- |

(d)

parts and derivatives of Dalbergia spp. originating and exported from Mexico which are covered by Annotation #6.

| #16 | Designates seeds, fruits, oil and live plants. |
| --- | --- |

# 16

Designates seeds, fruits, oil and live plants.

| 13. | The terms and expressions below, used in annotations in these Annexes, are defined as follows:

  Extract

  Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils).

  Finished products packaged and ready for retail trade

  Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.

  Powder

  A dry, solid substance in the form of fine or coarse particles

  Woodchips

  Wood that has been reduced to small pieces |
| --- | --- |

13.

Extract

Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils).

Finished products packaged and ready for retail trade

Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.

Powder

A dry, solid substance in the form of fine or coarse particles

Woodchips

Wood that has been reduced to small pieces

| 14. | As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with Article 4(1), this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to this Regulation. |
| --- | --- |

14.

| 15. | Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to this Regulation. |
| --- | --- |

15.

| 16. | In respect of fauna species listed in Annex D, this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:






  § 1 | Any whole, or substantially whole, skins, raw or tanned. |
| --- | --- | --- |
| § 2 | Any feathers or any skin or other part with feathers on it. |

16.

§ 1

Any whole, or substantially whole, skins, raw or tanned.

§ 2

Any feathers or any skin or other part with feathers on it.

| 17. | In respect of flora species listed in Annex D, this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:






  § 3 | Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits. |
| --- | --- | --- |
| § 4 | Logs, sawn wood and veneer sheets. |

17.

§ 3

Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits.

§ 4

Logs, sawn wood and veneer sheets.

| | Annex A | Annex B | Annex C | Common name |
| --- | --- | --- | --- | --- |
| FAUNA |
| CHORDATA (CHORDATES) |
| MAMMALIA | | | | Mammals |
| ARTIODACTYLA | | | | |
| Antilocapridae | | | | Pronghorn |
| | Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) | | | Mexican pronghorn |
| Bovidae | | | | Antelopes, cattle, duikers, gazelles, goats, sheep etc. |
| | Addax nasomaculatus (I) | | | Addax |
| | | Ammotragus lervia (II) | | Barbary sheep |
| | | | Antilope cervicapra (III Nepal/Pakistan) | Blackbuck |
| | Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to this Regulation) | | | Gaur |
| | Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to this Regulation) | | | Wild yak |
| | Bos sauveli (I) | | | Kouprey |
| | | | Boselaphus tragocamelus (III Pakistan) | Nilgai |
| | | | Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to this Regulation) | Wild Asiatic buffalo |
| | Bubalus depressicornis (I) | | | Lowland anoa |
| | Bubalus mindorensis (I) | | | Tamarau |
| | Bubalus quarlesi (I) | | | Mountain anoa |
| | | Budorcas taxicolor (II) | | Takin |
| | Capra falconeri (I) | | | Markhor |
| | | Capra caucasica (II) | | Caucasian Tur |
| | | | Capra hircus aegagrus (III Pakistan) (Specimens of the domesticated form are not subject to this Regulation) | Wild goat |
| | | | Capra sibirica (III Pakistan) | Siberian Ibex |
| | Capricornis milneedwardsii (I) | | | Chinese serow |
| | Capricornis rubidus (I) | | | Red serow |
| | Capricornis sumatraensis (I) | | | Sumatran serow |
| | Capricornis thar (I) | | | Himalayan serow |
| | | Cephalophus brookei (II) | | Brooke's duiker |
| | | Cephalophus dorsalis (II) | | Bay duiker |
| | Cephalophus jentinki (I) | | | Jentink's duiker |
| | | Cephalophus ogilbyi (II) | | Ogilby's duiker |
| | | Cephalophus silvicultor (II) | | Yellow-backed duiker |
| | | Cephalophus zebra (II) | | Zebra duiker |
| | | Damaliscus pygargus pygargus (II) | | Bontebok |
| | | | Gazella bennettii (III Pakistan) | Chinkara |
| | Gazella cuvieri (I) | | | Cuvier's gazelle |
| | | | Gazella dorcas (III Algeria/Tunisia) | Dorcas gazelle |
| | Gazella leptoceros (I) | | | Slender-horned gazelle |
| | Hippotragus niger variani (I) | | | Giant sable antelope |
| | | Kobus leche (II) | | Lechwe |
| | Naemorhedus baileyi (I) | | | Red goral |
| | Naemorhedus caudatus (I) | | | Long-tailed goral |
| | Naemorhedus goral (I) | | | Himalayan goral |
| | Naemorhedus griseus (I) | | | Chinese goral |
| | Nanger dama (I) | | | Dama gazelle |
| | Oryx dammah (I) | | | Scimitar-horned oryx |
| | Oryx leucoryx (I) | | | Arabian oryx |
| | | Ovis ammon (II) (Except for the subspecies included in Annex A) | | Argali |
| | Ovis ammon hodgsonii (I) | | | Tibetan argali |
| | Ovis ammon nigrimontana (I) | | | Kara Tau argali |
| | | Ovis aries (Except for the domesticated form Ovis aries aries, the subspecies included in Annex A and the subspecies O. a. isphahanica, O. a. laristanica, O. a. musimon and O. a. orientalis which are not included in the Annexes to this Regulation) | | Urial |
| | Ovis aries ophion (I) | | | Cyprus mouflon |
| | Ovis aries vignei (I) | | | Ladakh urial |
| | | Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation) | | Mexican bighorn sheep |
| | Pantholops hodgsonii (I) | | | Chiru |
| | | Philantomba monticola (II) | | Blue duiker |
| | | | Pseudois nayaur (III Pakistan) | Bharal |
| | Pseudoryx nghetinhensis (I) | | | Saola |
| | Rupicapra pyrenaica ornata (II) | | | Abruzzo chamois |
| | | Saiga borealis (II) | | Mongolian saiga |
| | | Saiga tatarica (II) | | Steppe saiga |
| | | | Tetracerus quadricornis (III Nepal) | Four-horned antelope |
| Camelidae | | | | Camels, guanaco, vicuña |
| | | Lama guanicoe (II) | | Guanaco |
| | Vicugna vicugna (I) (Except for the populations of: Argentina [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; Ecuador [the whole population] and Peru [the whole population]; which are included in Annex B) | Vicugna vicugna (II) (Only the populations of Argentina [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; Ecuador [the whole population] and Peru [the whole population]; all other populations are included in Annex A) (3) | | Vicuña |
| Cervidae | | | | Deer, huemuls, muntjacs, pudus |
| | Axis calamianensis (I) | | | Calamian deer |
| | Axis kuhlii (I) | | | Bawean deer |
| | | | Axis porcinus (III Pakistan (Except for the subspecies included in Annex A)) | Hog deer |
| | Axis porcinus annamiticus (I) | | | Indochina hog deer |
| | Blastocerus dichotomus (I) | | | Marsh deer |
| | | Cervus elaphus bactrianus (II) | | Bactrian deer |
| | | | Cervus elaphus barbarus (III Algeria/Tunisia) | Barbary deer |
| | Cervus elaphus hanglu (I) | | | Hangul |
| | Dama dama mesopotamica (I) | | | Persian fallow deer |
| | Hippocamelus spp. (I) | | | Huemuls |
| | | | Mazama temama cerasina (III Guatemala) | Central American red brocket |
| | Muntiacus crinifrons (I) | | | Black muntjac |
| | Muntiacus vuquangensis (I) | | | Giant muntjac |
| | | | Odocoileus virginianus mayensis (III Guatemala) | Guatemalan white-tailed deer |
| | Ozotoceros bezoarticus (I) | | | Pampas deer |
| | | Pudu mephistophiles (II) | | Northern pudu |
| | Pudu puda (I) | | | Southern pudu |
| | Rucervus duvaucelii (I) | | | Barasingha |
| | Rucervus eldii (I) | | | Eld's deer |
| Hippopotamidae | | | | Hippopotamuses |
| | | Hexaprotodon liberiensis (II) | | Pygmy hippopotamus |
| | | Hippopotamus amphibius (II) | | Common hippopotamus |
| Moschidae | | | | Musk deer |
| | Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B) | Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A) | | Musk deer |
| Suidae | | | | Babirusa, hogs, pigs |
| | Babyrousa babyrussa (I) | | | Buru babirusa |
| | Babyrousa bolabatuensis (I) | | | Bola Batu babirusa |
| | Babyrousa celebensis (I) | | | North Sulawesi babirusa |
| | Babyrousa togeanensis (I) | | | Malenge babirusa |
| | Sus salvanius (I) | | | Pygmy hog |
| Tayassuidae | | | | Peccaries |
| | | Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation) | | Peccaries |
| | Catagonus wagneri (I) | | | Chacoan peccary |
| CARNIVORA | | | | |
| Ailuridae | | | | |
| | Ailurus fulgens (I) | | | Red panda |
| Canidae | | | | Dogs, foxes, wolves |
| | | | Canis aureus (III India) | Golden jackal |
| | Canis lupus (I/II)

  (All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo) | Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo) | | Grey wolf |
| | Canis simensis | | | Ethiopian wolf |
| | | Cerdocyon thous (II) | | Crab-eating fox |
| | | Chrysocyon brachyurus (II) | | Maned wolf |
| | | Cuon alpinus (II) | | Dhole |
| | | Lycalopex culpaeus (II) | | Culpeo |
| | | Lycalopex fulvipes (II) | | Darwin's fox |
| | | Lycalopex griseus (II) | | South American grey fox |
| | | Lycalopex gymnocercus (II) | | Pampas fox |
| | Speothos venaticus (I) | | | Bush dog |
| | | | Vulpes bengalensis (III India) | Bengal fox |
| | | Vulpes cana (II) | | Blanford's fox |
| | | Vulpes zerda (II) | | Fennec fox |
| Eupleridae | | | | |
| | | Cryptoprocta ferox (II) | | Fossa |
| | | Eupleres goudotii (II) | | Falanouc |
| | | Fossa fossana (II) | | Malagasy civet |
| Felidae | | | | Cats, cheetahs, leopards, lions, tigers etc. |
| | | Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to this Regulation. For
  Panthera leo
  (African populations): A zero annual export quota is established for specimens of bones, bone pieces, bone products, claws, skeletons, skulls and teeth removed from the wild and traded for commercial purposes.
  Annual export quotas for trade in bones, bone pieces, bone products, claws, skeletons, skulls and teeth for commercial purposes, derived from captive breeding operations in South Africa, will be established and communicated annually to the CITES Secretariat.) | | Cats |
| | Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to Article 4(1)) | | | Cheetah |
| | Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B) | | | Asian Caracal |
| | Catopuma temminckii (I) | | | Asian golden cat |
| | Felis nigripes (I) | | | Black-footed cat |
| | Felis silvestris (II) | | | Wild cat |
| | Leopardus geoffroyi (I) | | | Geoffroy's cat |
| | Leopardus jacobitus (I) | | | Andean mountain cat |
| | Leopardus pardalis (I) | | | Ocelot |
| | Leopardus tigrinus (I) | | | Oncilla |
| | Leopardus wiedii (I) | | | Margay |
| | Lynx lynx (II) | | | Eurasian lynx |
| | Lynx pardinus (I) | | | Iberian lynx |
| | Neofelis nebulosa (I) | | | Clouded leopard |
| | Panthera leo persica (I) | | | Asiatic lion |
| | Panthera onca (I) | | | Jaguar |
| | Panthera pardus (I) | | | Leopard |
| | Panthera tigris (I) | | | Tiger |
| | Pardofelis marmorata (I) | | | Marbled cat |
| | Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B) | | | Bengal leopard cat |
| | Prionailurus iriomotensis (II) | | | Iriomote cat |
| | Prionailurus planiceps (I) | | | Flat-headed cat |
| | Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B) | | | Rusty-spotted cat |
| | Puma concolor costaricensis (I) | | | Costa Rican cougar |
| | Puma yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B) | | | Jaguarundi |
| | Uncia uncia (I) | | | Snow leopard |
| Herpestidae | | | | Mongooses |
| | | | Herpestes edwardsi (III India/Pakistan) | Indian grey mongoose |
| | | | Herpestes fuscus (III India) | Indian brown mongoose |
| | | | Herpestes javanicus (III Pakistan) | Small Asian mongoose |
| | | | Herpestes javanicus auropunctatus (III India) | Small Indian mongoose |
| | | | Herpestes smithii (III India) | Ruddy mongoose |
| | | | Herpestes urva (III India) | Crab-eating mongoose |
| | | | Herpestes vitticollis (III India) | Stripe-necked mongoose |
| Hyaenidae | | | | Aardwolf, hyenas |
| | | | Hyaena hyaena (III Pakistan) | Striped hyena |
| | | | Proteles cristata (III Botswana) | Aardwolf |
| Mephitidae | | | | Skunks |
| | | Conepatus humboldtii (II) | | Humboldt's hog-nosed skunk |
| Mustelidae | | | | Badgers, martens, weasels etc. |
| Lutrinae | | | | Otters |
| | | Lutrinae spp. (II) (Except for the species included in Annex A) | | Otters |
| | Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B) | | | Cameroon clawless otter |
| | Enhydra lutris nereis (I) | | | Southern sea otter |
| | Lontra felina (I) | | | Marine otter |
| | Lontra longicaudis (I) | | | Neotropical otter |
| | Lontra provocax (I) | | | Southern river otter |
| | Lutra lutra (I) | | | European otter |
| | Lutra nippon (I) | | | Japanese otter |
| | Pteronura brasiliensis (I) | | | Giant otter |
| Mustelinae | | | | Grisons, martens, tayra, weasels |
| | | | Eira barbara (III Honduras) | Tayra |
| | | | Galictis vittata (III Costa Rica) | Greater grison |
| | | | Martes flavigula (III India) | Yellow-throated marten |
| | | | Martes foina intermedia (III India) | Stone marten |
| | | | Martes gwatkinsii (III India) | Nilgiri marten |
| | | | Mellivora capensis (III Botswana) | Honey badger |
| | Mustela nigripes (I) | | | Black-footed ferret |
| Odobenidae | | | | Walrus |
| | | Odobenus rosmarus (III Canada) | | Walrus |
| Otariidae | | | | Fur seals, sealions |
| | | Arctocephalus spp. (II) (Except for the species included in Annex A) | | Fur seals |
| | Arctocephalus philippii (II) | | | Juan Fernández fur seal |
| | Arctocephalus townsendi (I) | | | Guadalupe fur seal |
| Phocidae | | | | Seals |
| | | Mirounga leonina (II) | | Southern elephant seal |
| | Monachus spp. (I) | | | Monk seals |
| Procyonidae | | | | Coatis, olingos |
| | | | Bassaricyon gabbii (III Costa Rica) | Olingo |
| | | | Bassariscus sumichrasti (III Costa Rica) | Cacomistle |
| | | | Nasua narica (III Honduras) | White-nosed coati |
| | | | Nasua nasua solitaria (III Uruguay) | South Brazilian coati |
| | | | Potos flavus (III Honduras) | Kinkajou |
| Ursidae | | | | Bears |
| | | Ursidae spp. (II) (Except for the species included in Annex A) | | Bears |
| | Ailuropoda melanoleuca (I) | | | Giant panda |
| | Helarctos malayanus (I) | | | Sun bear |
| | Melursus ursinus (I) | | | Sloth bear |
| | Tremarctos ornatus (I) | | | Spectacled bear |
| | Ursus arctos (I/II)

  (Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II) | | | Brown bear |
| | Ursus thibetanus (I) | | | Asian black bear |
| Viverridae | | | | Binturong, civets, linsangs, otter-civet, palm civet |
| | | | Arctictis binturong (III India) | Binturong |
| | | | Civettictis civetta (III Botswana) | African civet |
| | | Cynogale bennettii (II) | | Otter civet |
| | | Hemigalus derbyanus (II) | | Banded palm civet |
| | | | Paguma larvata (III India) | Masked palm civet |
| | | | Paradoxurus hermaphroditus (III India) | Asian palm civet |
| | | | Paradoxurus jerdoni (III India) | Jerdon's palm civet |
| | | Prionodon linsang (II) | | Banded linsang |
| | Prionodon pardicolor (I) | | | Spotted linsang |
| | | | Viverra civettina (III India) | Malabar large-spotted civet |
| | | | Viverra zibetha (III India) | Large Indian civet |
| | | | Viverricula indica (III India) | Small Indian civet |
| CETACEA | | | | Cetaceans (dolphins, porpoises, whales) |
| | CETACEA spp. (I/II)
   (4) | | | Cetaceans |
| CHIROPTERA | | | | |
| Phyllostomidae | | | | Broad-nosed bats |
| | | | Platyrrhinus lineatus (III Uruguay) | White-lined bat |
| Pteropodidae | | | | Fruit bats, flying foxes |
| | | Acerodon spp. (II) (Except for the species included in Annex A) | | Flying foxes |
| | Acerodon jubatus (I) | | | Golden-capped fruit bat |
| | | Pteropus spp. (II) (Except for the species included in Annex A and except for Pteropus brunneus.) | | Flying foxes |
| | Pteropus insularis (I) | | | Ruck flying fox |
| | Pteropus livingstonii (II) | | | Comoro flying fox |
| | Pteropus loochoensis (I) | | | Japanese flying fox |
| | Pteropus mariannus (I) | | | Marianas flying fox |
| | Pteropus molossinus (I) | | | Caroline flying fox |
| | Pteropus pelewensis (I) | | | Pelew flying fox |
| | Pteropus pilosus (I) | | | Large Pelew flying fox |
| | Pteropus rodricensis (II) | | | Rodrigues flying fox |
| | Pteropus samoensis (I) | | | Samoan flying fox |
| | Pteropus tonganus (I) | | | Pacific flying fox |
| | Pteropus ualanus (I) | | | Kosrae flying fox |
| | Pteropus voeltzkowi (II) | | | Pemba flying fox |
| | Pteropus yapensis (I) | | | Yap flying fox |
| CINGULATA | | | | |
| Dasypodidae | | | | Armadillos |
| | | | Cabassous centralis (III Costa Rica) | Northern naked-tailed armadillo |
| | | | Cabassous tatouay (III Uruguay) | Greater naked-tailed armadillo |
| | | Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly) | | Andean hairy armadillo |
| | Priodontes maximus (I) | | | Giant armadillo |
| DASYUROMORPHIA | | | | |
| Dasyuridae | | | | Dunnarts, marsupial mice, planigales |
| | Sminthopsis longicaudata (I) | | | Long-tailed dunnart |
| | Sminthopsis psammophila (I) | | | Sandhill dunnart |
| DIPROTODONTIA | | | | |
| Macropodidae | | | | Kangaroos, wallabies |
| | | Dendrolagus inustus (II) | | Grizzled tree-kangaroo |
| | | Dendrolagus ursinus (II) | | Ursine tree-kangaroo |
| | Lagorchestes hirsutus (I) | | | Rufous hare-wallaby |
| | Lagostrophus fasciatus (I) | | | Banded hare-wallaby |
| | Onychogalea fraenata (I) | | | Bridled nail-tail wallaby |
| Phalangeridae | | | | Cuscus |
| | | Phalanger intercastellanus (II) | | Eastern common cuscus |
| | | Phalanger mimicus (II) | | Southern common cuscus |
| | | Phalanger orientalis (II) | | Northern common cuscus |
| | | Spilocuscus kraemeri (II) | | Admiralty Island cuscus |
| | | Spilocuscus maculatus (II) | | Common spotted cuscus |
| | | Spilocuscus papuensis (II) | | Waigeou cuscus |
| Potoroidae | | | | Rat-kangaroos |
| | Bettongia spp. (I) | | | Bettongs |
| Vombatidae | | | | Wombats |
| | Lasiorhinus krefftii (I) | | | Northern hairy-nosed wombat |
| LAGOMORPHA | | | | |
| Leporidae | | | | Hares, rabbits |
| | Caprolagus hispidus (I) | | | Hispid hare |
| | Romerolagus diazi (I) | | | Volcano rabbit |
| MONOTREMATA | | | | |
| Tachyglossidae | | | | Echidnas, spiny anteaters |
| | | Zaglossus spp. (II) | | Long-beaked echidnas |
| PERAMELEMORPHIA | | | | |
| Peramelidae | | | | |
| | Perameles bougainville (I) | | | Western barred bandicoot |
| Thylacomyidae | | | | |
| | Macrotis lagotis (I) | | | Greater bilby |
| PERISSODACTYLA | | | | |
| Equidae | | | | Horses, wild asses, zebras |
| | Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to this Regulation) | | | African ass |
| | Equus grevyi (I) | | | Grévy's zebra |
| | Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I) | | | Asiatic wild ass |
| | Equus kiang (II) | | | Kiang |
| | Equus przewalskii (I) | | | Przewalski's horse |
| | | Equus zebra hartmannae (II) | | Hartmann's mountain zebra |
| | | Equus zebra zebra (II) | | Cape mountain zebra |
| Rhinocerotidae | | | | Rhinoceroses |
| | Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B) | | | Rhinoceroses |
| | | Ceratotherium simum simum (II) (Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly) | | Southern white rhinoceros |
| Tapiridae | | | | Tapirs |
| | Tapiridae spp. (I) (Except for the species included in Annex B) | | | Tapirs |
| | | Tapirus terrestris (II) | | South American tapir |
| PHOLIDOTA | | | | |
| Manidae | | | | Pangolins |
| | | Manis spp. (II)
  (Except for the species included in Annex A) | | Pangolins |
| | Manis crassicaudata (I) | | | Indian pangolin |
| | Manis culionensis (I) | | | Philippine pangolin |
| | Manis gigantea (I) | | | Giant pangolin |
| | Manis javanica (I) | | | Sunda pangolin |
| | Manis pentadactyla (I) | | | Chinese pangolin |
| | Manis temminckii (I) | | | Ground pangolin |
| | Manis tetradactyla (I) | | | Long-tailed pangolin |
| | Manis tricuspis (I) | | | Tree pangolin |
| PILOSA | | | | |
| Bradypodidae | | | | Three-toed sloths |
| | | Bradypus pygmaeus (II) | | Pygmy tree-toed sloth |
| | | Bradypus variegatus (II) | | Brown-throated sloth |
| Megalonychidae | | | | Two-toed sloth |
| | | | Choloepus hoffmanni (III Costa Rica) | Hoffmann's two-toed sloth |
| Myrmecophagidae | | | | American anteaters |
| | | Myrmecophaga tridactyla (II) | | Giant anteater |
| | | | Tamandua mexicana (III Guatemala) | Northern tamandua |
| PRIMATES | | | | Primates (apes and monkeys) |
| | | PRIMATES spp. (II) (Except for the species included in Annex A) | | Primates |
| Atelidae | | | | Howlers, spider monkeys |
| | Alouatta coibensis (I) | | | Coiba Island howler |
| | Alouatta palliata (I) | | | Mantled howler |
| | Alouatta pigra (I) | | | Guatemalan black howler |
| | Ateles geoffroyi frontatus (I) | | | Black-browed spider monkey |
| | Ateles geoffroyi ornatus (I) | | | Red spider monkey |
| | Brachyteles arachnoides (I) | | | Southern muriqui |
| | Brachyteles hypoxanthus (I) | | | Northern muriqui |
| | Oreonax flavicauda (I) | | | Yellow-tailed woolly monkey |
| Cebidae | | | | Marmosets, tamarins, New-world monkeys |
| | Callimico goeldii (I) | | | Goeldi's marmoset |
| | Callithrix aurita (I) | | | Buffy-tufted marmoset |
| | Callithrix flaviceps (I) | | | Buffy-headed marmoset |
| | Leontopithecus spp. (I) | | | Lion tamarins |
| | Saguinus bicolor (I) | | | Pied tamarin |
| | Saguinus geoffroyi (I) | | | Geoffroy's tamarin |
| | Saguinus leucopus (I) | | | White-footed tamarin |
| | Saguinus martinsi (I) | | | Martins' bare-face tamarin |
| | Saguinus oedipus (I) | | | Cottontop tamarin |
| | Saimiri oerstedii (I) | | | Central American squirrel monkey |
| Cercopithecidae | | | | Old-world monkeys |
| | Cercocebus galeritus (I) | | | Tana River mangabey |
| | Cercopithecus diana (I) | | | Diana monkey |
| | Cercopithecus roloway (I) | | | Roloway monkey |
| | Cercopithecus solatus (II) | | | Sun-tailed monkey |
| | Colobus satanas (II) | | | Black colobus |
| | Macaca silenus (I) | | | Lion-tailed macaque |
| | Macaca sylvanus (I) | | | Barbary macaque |
| | Mandrillus leucophaeus (I) | | | Drill |
| | Mandrillus sphinx (I) | | | Mandrill |
| | Nasalis larvatus (I) | | | Proboscis monkey |
| | Piliocolobus foai (II) | | | Central African red colobus |
| | Piliocolobus gordonorum (II) | | | Uzungwa red colobus |
| | Piliocolobus kirkii (I) | | | Zanzibar red colobus |
| | Piliocolobus pennantii (II) | | | Pennant's red colobus |
| | Piliocolobus preussi (II) | | | Preuss's red colobus |
| | Piliocolobus rufomitratus (I) | | | Tana River red colobus |
| | Piliocolobus tephrosceles (II) | | | Ugandan red colobus |
| | Piliocolobus tholloni (II) | | | Thollon's red colobus |
| | Presbytis potenziani (I) | | | Mentawai langur |
| | Pygathrix spp. (I) | | | Douc langurs |
| | Rhinopithecus spp. (I) | | | Snub-nosed monkeys |
| | Semnopithecus ajax (I) | | | Kashmir grey langur |
| | Semnopithecus dussumieri (I) | | | Southern Plains grey langur |
| | Semnopithecus entellus (I) | | | Northern Plains grey langur |
| | Semnopithecus hector (I) | | | Tarai grey langur |
| | Semnopithecus hypoleucos (I) | | | Black-footed grey langur |
| | Semnopithecus priam (I) | | | Tufted grey langur |
| | Semnopithecus schistaceus (I) | | | Nepal grey langur |
| | Simias concolor (I) | | | Simakobou |
| | Trachypithecus delacouri (II) | | | Delacour's langur |
| | Trachypithecus francoisi (II) | | | François's langur |
| | Trachypithecus geei (I) | | | Gee's golden langur |
| | Trachypithecus hatinhensis (II) | | | Hatinh langur |
| | Trachypithecus johnii (II) | | | Nilgiri langur |
| | Trachypithecus laotum (II) | | | Laotian langur |
| | Trachypithecus pileatus (I) | | | Capped langur |
| | Trachypithecus poliocephalus (II) | | | White-headed langur |
| | Trachypithecus shortridgei (I) | | | Shortridge's langur |
| Cheirogaleidae | | | | Dwarf lemurs and mouse-lemurs |
| | Cheirogaleidae spp. (I) | | | Dwarf lemurs and mouse lemurs |
| Daubentoniidae | | | | Aye-aye |
| | Daubentonia madagascariensis (I) | | | Aye-aye |
| Hominidae | | | | Chimpanzees, gorillas, orang-utan |
| | Gorilla beringei (I) | | | Eastern gorilla |
| | Gorilla gorilla (I) | | | Western gorilla |
| | Pan spp. (I) | | | Chimpanzee and bonobo |
| | Pongo abelii (I) | | | Sumatran orangutan |
| | Pongo pygmaeus (I) | | | Bornean orangutan |
| Hylobatidae | | | | Gibbons |
| | Hylobatidae spp. (I) | | | Gibbons |
| Indriidae | | | | Indri, sifakas and woolly lemurs |
| | Indriidae spp. (I) | | | Indri, sifakas and woolly lemurs |
| Lemuridae | | | | Large lemurs |
| | Lemuridae spp. (I) | | | Large lemurs |
| Lepilemuridae | | | | Sportive lemurs |
| | Lepilemuridae spp. (I) | | | Sportive lemurs |
| Lorisidae | | | | Lorises |
| | Nycticebus spp. (I) | | | Slow lorises |
| Pitheciidae | | | | Uacaris, titis, sakis |
| | Cacajao spp. (I) | | | Uacaris |
| | Callicebus barbarabrownae (II) | | | Barbara Brown's Titi |
| | Callicebus melanochir (II) | | | Coastal Black-handed Titi |
| | Callicebus nigrifrons (II) | | | Black-fronted Titi |
| | Callicebus personatus (II) | | | Atlantic titi |
| | Chiropotes albinasus (I) | | | White-nosed saki |
| Tarsiidae | | | | Tarsiers |
| | Tarsius spp. (II) | | | Tarsiers |
| PROBOSCIDEA | | | | |
| Elephantidae | | | | Elephants |
| | Elephas maximus (I) | | | Asian elephant |
| | Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B) | Loxodonta africana (II)
  (Only the populations of Botswana, Namibia, South Africa and Zimbabwe (5); all other populations are included in Annex A) | | African elephant |
| RODENTIA | | | | |
| Chinchillidae | | | | Chinchillas |
| | Chinchilla spp. (I) (Specimens of the domesticated form are not subject to this Regulation) | | | Chinchillas |
| Cuniculidae | | | | Pacas |
| | | | Cuniculus paca (III Honduras) | Lowland paca |
| Dasyproctidae | | | | Agoutis |
| | | | Dasyprocta punctata (III Honduras) | Central American agouti |
| Erethizontidae | | | | New-world porcupines |
| | | | Sphiggurus mexicanus (III Honduras) | Mexican hairy dwarf porcupine |
| | | | Sphiggurus spinosus (III Uruguay) | Paraguaian hairy dwarf porcupine |
| Hystricidae | | | | Old-world porcupines |
| | Hystrix cristata | | | Crested porcupine |
| Muridae | | | | Mice, rats |
| | Leporillus conditor (I) | | | Greater stick-nest rat |
| | Pseudomys fieldi praeconis (I) | | | Shark Bay mouse |
| | Xeromys myoides (I) | | | False water rat |
| | Zyzomys pedunculatus (I) | | | Central Australian rock rat |
| Sciuridae | | | | Ground squirrels, tree squirrels |
| | Cynomys mexicanus (I) | | | Mexican prairie dog |
| | | | Marmota caudata (III India) | Long-tailed marmot |
| | | | Marmota himalayana (III India) | Himalayan marmot |
| | | Ratufa spp. (II) | | Giant squirrels |
| | | | Sciurus deppei (III Costa Rica) | Deppe's squirrel |
| SCANDENTIA | | | | |
| | | SCANDENTIA spp. (II) | | Treeshrews |
| SIRENIA | | | | |
| Dugongidae | | | | Dugong |
| | Dugong dugon (I) | | | Dugong |
| Trichechidae | | | | Manatees |
| | Trichechus inunguis (I) | | | |
| | Trichechus manatus (I) | | | |
| | Trichechus senegalensis (I) | | | |
| AVES | | | | Birds |
| ANSERIFORMES | | | | |
| Anatidae | | | | Ducks, geese, swans etc. |
| | Anas aucklandica (I) | | | Auckland Islands teal |
| | | Anas bernieri (II) | | Madagascar teal |
| | Anas chlorotis (I) | | | Brown teal |
| | | Anas formosa (II) | | Baikal teal |
| | Anas laysanensis (I) | | | Laysan duck |
| | Anas nesiotis (I) | | | Campbell Island teal |
| | Anas querquedula | | | Garganey |
| | Asarcornis scutulata (I) | | | White-winged duck |
| | Aythya innotata | | | Madagascar pochard |
| | Aythya nyroca | | | Ferruginous duck |
| | Branta canadensis leucopareia (I) | | | Aleutian goose |
| | Branta ruficollis (II) | | | Red-breasted goose |
| | Branta sandvicensis (I) | | | Nene |
| | | Coscoroba coscoroba (II) | | Coscoroba swan |
| | | Cygnus melancoryphus (II) | | Black-necked swan |
| | | Dendrocygna arborea (II) | | West Indian whistling-duck |
| | | | Dendrocygna autumnalis (III Honduras) | Black-bellied whistling-duck |
| | | | Dendrocygna bicolor (III Honduras) | Fulvous whistling-duck |
| | Mergus octosetaceus | | | Brazilian merganser |
| | Oxyura leucocephala (II) | | | White-headed duck |
| | Rhodonessa caryophyllacea (possibly extinct) (I) | | | Pink-headed duck |
| | | Sarkidiornis melanotos (II) | | Comb duck |
| | Tadorna cristata | | | Crested shelduck |
| APODIFORMES | | | | |
| Trochilidae | | | | Hummingbirds |
| | | Trochilidae spp. (II) (Except for the species included in Annex A) | | Hummingbirds |
| | Glaucis dohrnii (I) | | | Hook-billed hermit |
| CHARADRIIFORMES | | | | |
| Burhinidae | | | | Thick-knees |
| | | | Burhinus bistriatus (III Guatemala) | Double-striped thick-knee |
| Laridae | | | | Gulls, terns |
| | Larus relictus (I) | | | Relict gull |
| Scolopacidae | | | | Curlews, greenshanks |
| | Numenius borealis (I) | | | Eskimo curlew |
| | Numenius tenuirostris (I) | | | Slender-billed curlew |
| | Tringa guttifer (I) | | | Nordmann's greenshank |
| CICONIIFORMES | | | | |
| Ardeidae | | | | Egrets, herons |
| | Ardea alba | | | Great egret |
| | Bubulcus ibis | | | Cattle egret |
| | Egretta garzetta | | | Little egret |
| Balaenicipitidae | | | | Shoebill, whale-headed stork |
| | | Balaeniceps rex (II) | | Shoebill |
| Ciconiidae | | | | Storks |
| | Ciconia boyciana (I) | | | Oriental stork |
| | Ciconia nigra (II) | | | Black stork |
| | Ciconia stormi | | | Storm's stork |
| | Jabiru mycteria (I) | | | Jabiru |
| | Leptoptilos dubius | | | Greater adjutant stork |
| | Mycteria cinerea (I) | | | Milky stork |
| Phoenicopteridae | | | | Flamingos |
| | | Phoenicopteridae spp. (II) (Except for the species included in Annex A) | | Flamingos |
| | Phoenicopterus ruber (II) | | | Greater flamingo |
| Threskiornithidae | | | | Ibises, spoonbills |
| | | Eudocimus ruber (II) | | Scarlet ibis |
| | Geronticus calvus (II) | | | Bald ibis |
| | Geronticus eremita (I) | | | Waldrapp |
| | Nipponia nippon (I) | | | Crested ibis |
| | Platalea leucorodia (II) | | | Eurasian spoonbill |
| | Pseudibis gigantea | | | Giant ibis |
| COLUMBIFORMES | | | | |
| Columbidae | | | | Doves, pigeons |
| | Caloenas nicobarica (I) | | | Nicobar pigeon |
| | Claravis godefrida | | | Purple-winged ground-dove |
| | Columba livia | | | Rock pigeon |
| | Ducula mindorensis (I) | | | Mindoro zone-tailed pigeon |
| | | Gallicolumba luzonica (II) | | Luzon bleeding-heart |
| | | Goura spp. (II) | | Crowned-pigeons |
| | Leptotila wellsi | | | Grenada dove |
| | | | Nesoenas mayeri (III Mauritius) | Pink pigeon |
| | Streptopelia turtur | | | European turtle-dove |
| CORACIIFORMES | | | | |
| Bucerotidae | | | | Hornbills |
| | | Aceros spp. (II) (Except for the species included in Annex A) | | Hornbills |
| | Aceros nipalensis (I) | | | Rufous-necked hornbill |
| | | Anorrhinus spp. (II) | | Hornbills |
| | | Anthracoceros spp. (II) | | Hornbills |
| | | Berenicornis spp. (II) | | Hornbills |
| | | Buceros spp. (II) (Except for the species included in Annex A) | | Hornbills |
| | Buceros bicornis (I) | | | Great hornbill |
| | | Penelopides spp. (II) | | Hornbills |
| | Rhinoplax vigil (I) | | | Helmeted hornbill |
| | | Rhyticeros spp. (II) (Except for the species included in Annex A) | | Hornbills |
| | Rhyticeros subruficollis (I) | | | Plain-pouched hornbill |
| CUCULIFORMES | | | | |
| Musophagidae | | | | Turacos |
| | | Tauraco spp. (II) (Except for the species included in Annex A) | | Turacos |
| | Tauraco bannermani (II) | | | Bannerman's turaco |
| FALCONIFORMES | | | | Diurnal birds of prey (eagles, falcons, hawks, vultures) |
| | | FALCONIFORMES spp. (II)
  (Except for the species included in Annex A; except for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation; and except for Caracara lutosa) | | Diurnal birds of prey |
| Accipitridae | | | | Hawks, eagles |
| | Accipiter brevipes (II) | | | Levant sparrowhawk |
| | Accipiter gentilis (II) | | | Northern goshawk |
| | Accipiter nisus (II) | | | Eurasian sparrowhawk |
| | Aegypius monachus (II) | | | Cinereous vulture |
| | Aquila adalberti (I) | | | Adalbert's eagle |
| | Aquila chrysaetos (II) | | | Golden eagle |
| | Aquila clanga (II) | | | Greater spotted eagle |
| | Aquila heliaca (I) | | | Imperial eagle |
| | Aquila pomarina (II) | | | Lesser spotted eagle |
| | Buteo buteo (II) | | | Common buzzard |
| | Buteo lagopus (II) | | | Rough-legged buzzard |
| | Buteo rufinus (II) | | | Long-legged buzzard |
| | Chondrohierax uncinatus wilsonii (I) | | | Cuban hook-billed kite |
| | Circaetus gallicus (II) | | | Short-toed snake-eagle |
| | Circus aeruginosus (II) | | | Western marsh-harrier |
| | Circus cyaneus (II) | | | Northern harrier |
| | Circus macrourus (II) | | | Pallid harrier |
| | Circus pygargus (II) | | | Montagu's harrier |
| | Elanus caeruleus (II) | | | Black-winged kite |
| | Eutriorchis astur (II) | | | Madagascar serpent-eagle |
| | Gypaetus barbatus (II) | | | Lammergeier |
| | Gyps fulvus (II) | | | Eurasian griffon |
| | Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II) | | | Sea-eagles |
| | Harpia harpyja (I) | | | Harpy eagle |
| | Hieraaetus fasciatus (II) | | | Bonelli's eagle |
| | Hieraaetus pennatus (II) | | | Booted eagle |
| | Leucopternis occidentalis (II) | | | Grey-backed hawk |
| | Milvus migrans

  (II) (Except for Milvus migrans lineatus which is included in Annex B) | | | Black kite |
| | Milvus milvus (II) | | | Red kite |
| | Neophron percnopterus (II) | | | Egyptian vulture |
| | Pernis apivorus (II) | | | European honey-buzzard |
| | Pithecophaga jefferyi (I) | | | Great Philippine eagle |
| Cathartidae | | | | New world vultures |
| | Gymnogyps californianus (I) | | | California condor |
| | | | Sarcoramphus papa (III Honduras) | King vulture |
| | Vultur gryphus (I) | | | Andean condor |
| Falconidae | | | | Falcons |
| | Falco araeus (I) | | | Seychelles kestrel |
| | Falco biarmicus (II) | | | Lanner falcon |
| | Falco cherrug (II) | | | Saker falcon |
| | Falco columbarius (II) | | | Merlin |
| | Falco eleonorae (II) | | | Eleonora's falcon |
| | Falco jugger (I) | | | Laggar falcon |
| | Falco naumanni (II) | | | Lesser kestrel |
| | Falco newtoni (I) (Only the population of the Seychelles) | | | Newton's kestrel |
| | Falco pelegrinoides (I) | | | Barbary falcon |
| | Falco peregrinus (I) | | | Peregrine falcon |
| | Falco punctatus (I) | | | Mauritius kestrel |
| | Falco rusticolus (I) | | | Gyrfalcon |
| | Falco subbuteo (II) | | | Eurasian hobby |
| | Falco tinnunculus (II) | | | Common kestrel |
| | Falco vespertinus (II) | | | Red-footed falcon |
| Pandionidae | | | | Ospreys |
| | Pandion haliaetus (II) | | | Osprey |
| GALLIFORMES | | | | |
| Cracidae | | | | |
| | Crax alberti (III Colombia) | | | Blue-knobbed curassow |
| | Crax blumenbachii (I) | | | Red-billed curassow |
| | | | Crax daubentoni (III Colombia) | Yellow-knobbed curassow |
| | | Crax fasciolata | | Bare-faced Curassow |
| | | | Crax globulosa (III Colombia) | Wattled curassow |
| | | | Crax rubra (III Colombia/Costa Rica/Guatemala/Honduras) | Great currasow |
| | Mitu mitu (I) | | | Alagoas curassow |
| | Oreophasis derbianus (I) | | | Horned guan |
| | | | Ortalis vetula (III Guatemala/Honduras) | Plain chachalaca |
| | | | Pauxi pauxi (III Colombia) | Helmeted curassow |
| | Penelope albipennis (I) | | | White-winged guan |
| | | | Penelope purpurascens (III Honduras) | Crested guan |
| | | | Penelopina nigra (III Guatemala) | Highland guan |
| | Pipile jacutinga (I) | | | Black-fronted piping guan |
| | Pipile pipile (I) | | | Trinidad piping guan |
| Megapodiidae | | | | Megapodes, scrubfowl |
| | Macrocephalon maleo (I) | | | Maleo |
| Phasianidae | | | | Grouse, guineafowl, partridges, pheasants, tragopans |
| | | Argusianus argus (II) | | Great argus |
| | Catreus wallichii (I) | | | Cheer pheasant |
| | Colinus virginianus ridgwayi (I) | | | Masked bobwhite |
| | Crossoptilon crossoptilon (I) | | | White eared-pheasant |
| | Crossoptilon mantchuricum (I) | | | Brown eared-pheasant |
| | | Gallus sonneratii (II) | | Grey junglefowl |
| | | Ithaginis cruentus (II) | | Blood pheasant |
| | Lophophorus impejanus (I) | | | Himalayan monal |
| | Lophophorus lhuysii (I) | | | Chinese monal |
| | Lophophorus sclateri (I) | | | Sclater's monal |
| | Lophura edwardsi (I) | | | Edwards' pheasant |
| | | Lophura hatinhensis | | Vietnamese fireback |
| | | | Lophura leucomelanos (III Pakistan) | Kalij pheasant |
| | Lophura swinhoii (I) | | | Swinhoe's pheasant |
| | | | Meleagris ocellata (III Guatemala) | Ocellated turkey |
| | Odontophorus strophium | | | Gorgeted wood-quail |
| | Ophrysia superciliosa | | | Himalayan quail |
| | | | Pavo cristatus (III Pakistan) | Indian peafowl |
| | | Pavo muticus (II) | | Green peafowl |
| | | Polyplectron bicalcaratum (II) | | Grey peacock-pheasant |
| | | Polyplectron germaini (II) | | Germain's peacock-pheasant |
| | | Polyplectron malacense (II) | | Malayan peacock-pheasant |
| | Polyplectron napoleonis (I) | | | Palawan peacock-pheasant |
| | | Polyplectron schleiermacheri (II) | | Bornean peacock-pheasant |
| | | | Pucrasia macrolopha (III Pakistan) | Koklass pheasant |
| | Rheinardia ocellata (I) | | | Crested argus |
| | Syrmaticus ellioti (I) | | | Elliot's pheasant |
| | Syrmaticus humiae (I) | | | Hume's pheasant |
| | Syrmaticus mikado (I) | | | Mikado pheasant |
| | Tetraogallus caspius (I) | | | Caspian snowcock |
| | Tetraogallus tibetanus (I) | | | Tibetan snowcock |
| | Tragopan blythii (I) | | | Blyth's tragopan |
| | Tragopan caboti (I) | | | Cabot's tragopan |
| | Tragopan melanocephalus (I) | | | Western tragopan |
| | | | Tragopan satyra (III Nepal) | Satyr tragopan |
| | | Tympanuchus cupido attwateri (II) | | Attwater's prairie-chicken |
| GRUIFORMES | | | | |
| Gruidae | | | | Cranes |
| | | Gruidae spp. (II) (Except for the species included in Annex A) | | Cranes |
| | Grus americana (I) | | | Whooping crane |
| | Grus canadensis (I/II) (The species is listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I) | | | Sandhill crane |
| | Grus grus (II) | | | Common crane |
| | Grus japonensis (I) | | | Red-crowned crane |
| | Grus leucogeranus (I) | | | Siberian crane |
| | Grus monacha (I) | | | Hooded crane |
| | Grus nigricollis (I) | | | Black-necked crane |
| | Grus vipio (I) | | | White-necked crane |
| Otididae | | | | Bustards |
| | | Otididae spp. (II) (Except for the species included in Annex A) | | Bustards |
| | Ardeotis nigriceps (I) | | | Indian bustard |
| | Chlamydotis macqueenii (I) | | | Macqueen's bustard |
| | Chlamydotis undulata (I) | | | Houbara bustard |
| | Houbaropsis bengalensis (I) | | | Bengal florican |
| | Otis tarda (II) | | | Great bustard |
| | Sypheotides indicus (II) | | | Lesser florican |
| | Tetrax tetrax (II) | | | Little bustard |
| Rallidae | | | | Coots, rails |
| | Gallirallus sylvestris (I) | | | Lord Howe rail |
| Rhynochetidae | | | | Kagu |
| | Rhynochetos jubatus (I) | | | Kagu |
| PASSERIFORMES | | | | |
| Atrichornithidae | | | | Scrub-birds |
| | Atrichornis clamosus (I) | | | Noisy scrub-bird |
| Cotingidae | | | | Cotingas |
| | | | Cephalopterus ornatus (III Colombia) | Amazonian umbrella bird |
| | | | Cephalopterus penduliger (III Colombia) | Long-wattled umbrella bird |
| | Cotinga maculata (I) | | | Banded cotinga |
| | | Rupicola spp. (II) | | Cocks-of-the-rock |
| | Xipholena atropurpurea (I) | | | White-winged cotinga |
| Emberizidae | | | | Cardinals, tanagers |
| | | Gubernatrix cristata (II) | | Yellow cardinal |
| | | Paroaria capitata (II) | | Yellow-billed cardinal |
| | | Paroaria coronata (II) | | Red-crested cardinal |
| | | Tangara fastuosa (II) | | Seven-coloured tanager |
| Estrildidae | | | | Mannikins, waxbills |
| | | Amandava formosa (II) | | Green avadavat |
| | | Lonchura fuscata | | Timor sparrow |
| | | Lonchura oryzivora (II) | | Java sparrow |
| | | Poephila cincta cincta (II) | | Southern black-throated finch |
| Fringillidae | | | | Finches |
| | Carduelis cucullata (I) | | | Red siskin |
| | | Carduelis yarrellii (II) | | Yellow-faced siskin |
| Hirundinidae | | | | Martins |
| | Pseudochelidon sirintarae (I) | | | White-eyed river-martin |
| Icteridae | | | | New-world blackbirds |
| | Xanthopsar flavus (I) | | | Saffron-cowled blackbird |
| Meliphagidae | | | | Honey-eaters |
| | | Lichenostomus melanops cassidix (II) | | Helmeted honeyeater |
| Muscicapidae | | | | Old-world flycatchers, babblers, etc. |
| | Acrocephalus rodericanus (III Mauritius) | | | Rodrigues brush-warbler |
| | | Cyornis ruckii (II) | | Rueck's blue-flycatcher |
| | Dasyornis broadbenti litoralis (possibly extinct) (I) | | | Western rufous bristlebird |
| | Dasyornis longirostris (I) | | | Western bristlebird |
| | | Garrulax canorus (II) | | Chinese Hwamei |
| | | Garrulax taewanus (II) | | Taiwan Hwamei |
| | | Leiothrix argentauris (II) | | Silver-eared mesia |
| | | Leiothrix lutea (II) | | Red-billed leiothrix |
| | | Liocichla omeiensis (II) | | Omei Shan liocichla |
| | Picathartes gymnocephalus (I) | | | White-necked rockfowl |
| | Picathartes oreas (I) | | | Grey-necked rockfowl |
| | | | Terpsiphone bourbonnensis (III Mauritius) | Mascarene paradise-flycatcher |
| Paradisaeidae | | | | Birds of paradise |
| | | Paradisaeidae spp. (II) | | Birds of paradise |
| Pittidae | | | | Pittas |
| | | Pitta guajana (II) | | Banded pitta |
| | Pitta gurneyi (I) | | | Gurney's pitta |
| | Pitta kochi (I) | | | Whiskered pitta |
| | | Pitta nympha (II) | | Fairy pitta |
| Pycnonotidae | | | | Bulbuls |
| | | Pycnonotus zeylanicus (II) | | Straw-headed bulbul |
| Sturnidae | | | | Mynas |
| | | Gracula religiosa (II) | | Hill myna |
| | Leucopsar rothschildi (I) | | | Bali myna |
| Zosteropidae | | | | White-eyes |
| | Zosterops albogularis (I) | | | White-chested white-eye |
| PELECANIFORMES | | | | |
| Fregatidae | | | | Frigatebirds |
| | Fregata andrewsi (I) | | | Christmas frigatebird |
| Pelecanidae | | | | Pelicans |
| | Pelecanus crispus (I) | | | Dalmatian pelican |
| Sulidae | | | | Boobies |
| | Papasula abbotti (I) | | | Abbott's booby |
| PICIFORMES | | | | |
| Capitonidae | | | | Barbets |
| | | | Semnornis ramphastinus (III Colombia) | Toucan barbet |
| Picidae | | | | Woodpeckers |
| | Dryocopus javensis richardsi (I) | | | Tristram's woodpecker |
| Ramphastidae | | | | Toucans |
| | | | Baillonius bailloni (III Argentina) | Saffron toucanet |
| | | Pteroglossus aracari (II) | | Black-necked aracari |
| | | | Pteroglossus castanotis (III Argentina) | Chestnut-eared aracari |
| | | Pteroglossus viridis (II) | | Green aracari |
| | | | Ramphastos dicolorus (III Argentina) | Red-breasted toucan |
| | | Ramphastos sulfuratus (II) | | Keel-billed toucan |
| | | Ramphastos toco (II) | | Toco toucan |
| | | Ramphastos tucanus (II) | | Red-billed toucan |
| | | Ramphastos vitellinus (II) | | Channel-billed toucan |
| | | | Selenidera maculirostris (III Argentina) | Spot-billed toucanet |
| PODICIPEDIFORMES | | | | |
| Podicipedidae | | | | Grebes |
| | Podilymbus gigas (I) | | | Atitlan Grebe |
| PROCELLARIIFORMES | | | | |
| Diomedeidae | | | | Albatrosses |
| | Phoebastria albatrus (I) | | | Short-tailed albatross |
| PSITTACIFORMES | | | | Cockatoos, lories, macaws, parakeets, parrots etc. |
| | | PSITTACIFORMES spp. (II)
  (Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus
  undulatus, Nymphicus
  hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation) | | Parrots, etc. |
| Cacatuidae | | | | Cockatoos |
| | Cacatua goffiniana (I) | | | Tanimbar cockatoo |
| | Cacatua haematuropygia (I) | | | Philippine cockatoo |
| | Cacatua moluccensis (I) | | | Salmon-crested cockatoo |
| | Cacatua sulphurea (I) | | | Yellow-crested cockatoo |
| | Probosciger aterrimus (I) | | | Palm cockatoo |
| Loriidae | | | | Lories, lorikeets |
| | Eos histrio (I) | | | Red and blue lory |
| | Vini spp. (I/II) (Vini
  ultramarina is listed in Appendix I, the other species are listed in Appendix II) | | | Blue lorikeets |
| Psittacidae | | | | Amazons, macaws, parakeets, parrots |
| | Amazona arausiaca (I) | | | Red-necked parrot |
| | Amazona auropalliata (I) | | | Yellow-naped parrot |
| | Amazona barbadensis (I) | | | Yellow-shouldered parrot |
| | Amazona brasiliensis (I) | | | Red-tailed parrot |
| | Amazona finschi (I) | | | Lilac-crowned parrot |
| | Amazona guildingii (I) | | | St Vincent parrot |
| | Amazona imperialis (I) | | | Imperial parrot |
| | Amazona leucocephala (I) | | | Cuban parrot |
| | Amazona oratrix (I) | | | Yellow-headed parrot |
| | Amazona pretrei (I) | | | Red-spectacled parrot |
| | Amazona rhodocorytha (I) | | | Red-browed parrot |
| | Amazona tucumana (I) | | | Tucuman parrot |
| | Amazona versicolor (I) | | | Saint Lucia parrot |
| | Amazona vinacea (I) | | | Vinaceous parrot |
| | Amazona viridigenalis (I) | | | Green-cheeked parrot |
| | Amazona vittata (I) | | | Puerto Rican parrot |
| | Anodorhynchus spp. (I) | | | Blue macaws |
| | Ara ambiguus (I) | | | Great green macaw |
| | Ara glaucogularis (I) | | | Blue-throated macaw |
| | Ara macao (I) | | | Scarlet macaw |
| | Ara militaris (I) | | | Military macaw |
| | Ara rubrogenys (I) | | | Red-fronted macaw |
| | Cyanopsitta spixii (I) | | | Spix's macaw |
| | Cyanoramphus cookii (I) | | | Norfolk Island parakeet |
| | Cyanoramphus forbesi (I) | | | Chatham Island yellow-fronted parakeet |
| | Cyanoramphus novaezelandiae (I) | | | Red-fronted parakeet |
| | Cyanoramphus saisseti (I) | | | Red-crowned parakeet |
| | Cyclopsitta diophthalma coxeni (I) | | | Coxen's double-eyed fig parrot |
| | Eunymphicus cornutus (I) | | | Horned parakeet |
| | Guarouba guarouba (I) | | | Golden parakeet |
| | Neophema chrysogaster (I) | | | Orange-bellied parrot |
| | Ognorhynchus icterotis (I) | | | Yellow-eared parrot |
| | Pezoporus occidentalis (possibly extinct) (I) | | | Night parrot |
| | Pezoporus wallicus (I) | | | Ground parrot |
| | Pionopsitta pileata (I) | | | Pileated parrot |
| | Primolius couloni (I) | | | Blue-headed macaw |
| | Primolius maracana (I) | | | Blue-winged macaw |
| | Psephotus chrysopterygius (I) | | | Golden-shouldered parrot |
| | Psephotus dissimilis (I) | | | Hooded parrot |
| | Psephotus pulcherrimus (possibly extinct) (I) | | | Paradise parrot |
| | Psittacula echo (I) | | | Mauritius parakeet |
| | Psittacus erithacus (I) | | | African grey parrot |
| | Pyrrhura cruentata (I) | | | Blue-throated parakeet |
| | Rhynchopsitta spp. (I) | | | Thick-billed parrots |
| | Strigops habroptilus (I) | | | Kakapo |
| RHEIFORMES | | | | |
| Rheidae | | | | Rheas |
| | Pterocnemia pennata (I) (Except Pterocnemia
  pennata
  pennata which is included in Annex B) | | | Lesser rhea |
| | | Pterocnemia pennata pennata (II) | | Lesser rhea |
| | | Rhea americana (II) | | Greater rhea |
| SPHENISCIFORMES | | | | |
| Spheniscidae | | | | Penguins |
| | | Spheniscus demersus (II) | | Jackass penguin |
| | Spheniscus humboldti (I) | | | Humboldt penguin |
| STRIGIFORMES | | | | Owls |
| | | STRIGIFORMES spp. (II) (Except for the species included in Annex A and except for Sceloglaux albifacies) | | Owls |
| Strigidae | | | | Owls |
| | Aegolius funereus (II) | | | Boreal owl |
| | Asio flammeus (II) | | | Short-eared owl |
| | Asio otus (II) | | | Long-eared owl |
| | Athene noctua (II) | | | Little owl |
| | Bubo bubo

  (II) (Except for Bubo bubo bengalensis which is included in Annex B) | | | Eurasian eagle-owl |
| | Glaucidium passerinum (II) | | | Eurasian pygmy-owl |
| | Heteroglaux blewitti (I) | | | Forest owlet |
| | Mimizuku gurneyi (I) | | | Lesser eagle-owl |
| | Ninox natalis (I) | | | Christmas hawk-owl |
| | Nyctea scandiaca (II) | | | Snowy owl |
| | Otus ireneae (II) | | | Sokoke scops-owl |
| | Otus scops (II) | | | Eurasian scops-owl |
| | Strix aluco (II) | | | Tawny owl |
| | Strix nebulosa (II) | | | Great grey owl |
| | Strix uralensis

  (II) (Except for Strix uralensis davidi which is included in Annex B) | | | Ural owl |
| | Surnia ulula (II) | | | Northern hawk owl |
| Tytonidae | | | | Barn owls |
| | Tyto alba (II) | | | Barn owl |
| | Tyto soumagnei (I) | | | Soumagne's owl |
| STRUTHIONIFORMES | | | | |
| Struthionidae | | | | Ostrich |
| | Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation) | | | Ostrich |
| TINAMIFORMES | | | | |
| Tinamidae | | | | Tinamous |
| | Tinamus solitarius (I) | | | Solitary tinamou |
| TROGONIFORMES | | | | |
| Trogonidae | | | | Quetzals |
| | Pharomachrus mocinno (I) | | | Resplendent quetzal |
| REPTILIA | | | | Reptiles |
| CROCODYLIA | | | | Alligators, caimans, crocodiles |
| | | CROCODYLIA spp. (II) (Except for the species included in Annex A) | | Alligators, caimans, crocodiles |
| Alligatoridae | | | | Alligators, caimans |
| | Alligator sinensis (I) | | | Chinese alligator |
| | Caiman crocodilus apaporiensis (I) | | | Rio Apaporis spectacled caiman |
| | Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B) | | | Broad-nosed caiman |
| | Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group) | | | Black caiman |
| Crocodylidae | | | | Crocodiles |
| | Crocodylus acutus (I) (Except for the population of the Integrated Management District of Mangroves of the Bay of Cispata, Tinajones, La Balsa and Surrounding Areas, Department of Córdoba, Colombia, and the population of Cuba, which are included in Annex B) | | | American crocodile |
| | Crocodylus cataphractus (I) | | | African slender-snouted crocodile |
| | Crocodylus intermedius (I) | | | Orinoco crocodile |
| | Crocodylus mindorensis (I) | | | Philippine crocodile |
| | Crocodylus moreletii (I) (Except for the population of Belize, which is included in Annex B with a zero quota for wild specimens traded for commercial purposes, and the population of Mexico, which is included in Annex B) | | | Morelet's crocodile |
| | Crocodylus niloticus (I) (Except for the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B) | | | Nile crocodile |
| | Crocodylus palustris (I) | | | Mugger crocodile |
| | Crocodylus porosus (I) (Except for the populations of Australia, Indonesia, Malaysia [wild harvest restricted to the State of Sarawak and a zero quota for wild specimens for the other States of Malaysia (Sabah and Peninsular Malaysia), with no change in the zero quota unless approved by the CITES Parties] and Papua New Guinea, which are included in Annex B) | | | Estuarine crocodile |
| | Crocodylus rhombifer (I) | | | Cuban crocodile |
| | Crocodylus siamensis (I) | | | Siamese crocodile |
| | Osteolaemus tetraspis (I) | | | West African dwarf crocodile |
| | Tomistoma schlegelii (I) | | | False gharial |
| Gavialidae | | | | Gavial or gharial |
| | Gavialis gangeticus (I) | | | Gharial |
| RHYNCHOCEPHALIA | | | | |
| Sphenodontidae | | | | Tuataras |
| | Sphenodon spp. (I) | | | Tuataras |
| SAURIA | | | | |
| Agamidae | | | | Spiny-tailed lizards (Agamas, mastigures) |
| | | Saara spp. (II) | | |
| | | Uromastyx spp. (II) | | Spiny-tailed lizards |
| Anguidae | | | | Alligator lizards |
| | | Abronia spp. (II) (except for the species included in Annex A. A zero export quota has been established for wild specimens for Abronia aurita, A. gaiophantasma, A. montecristoi, A. salvadorensis and A. vasconcelosii) | | Alligator lizards |
| | Abronia anzuetoi (I) | | | |
| | Abronia campbelli (I) | | | |
| | Abronia fimbriata (I) | | | |
| | Abronia frosti (I) | | | |
| | Abronia meledona (I) | | | |
| Chamaeleonidae | | | | Chameleons |
| | | Archaius spp. (II) | | |
| | | Bradypodion spp. (II) | | Dwarf chameleons |
| | | Brookesia spp. (II) (Except for the species included in Annex A) | | Dwarf chameleons |
| | Brookesia perarmata (I) | | | Dwarf spiny chameleon |
| | | Calumma spp. (II) | | Madagascar chameleons |
| | | Chamaeleo spp. (II) (Except for the species included in Annex A) | | Chameleons |
| | Chamaeleo chamaeleon (II) | | | European chameleon |
| | | Furcifer spp. (II) | | Madagascar chameleons |
| | | Kinyongia spp. (II) | | Dwarf chameleons |
| | | Nadzikambia spp. (II) | | Dwarf chameleons |
| | | Palleon spp. (II) | | |
| | | Rhampholeon spp. (II) | | Pygmy chamaeleons |
| | | Rieppeleon spp. (II) | | Pygmy chamaeleons |
| | | Trioceros spp. (II) | | |
| Cordylidae | | | | Spiny-tailed lizards |
| | | Cordylus spp. (II) | | Girdled lizards |
| | | Hemicordylus spp. (II) | | |
| | | Karusaurus spp. (II) | | |
| | | Namazonurus spp. (II) | | |
| | | Ninurta spp. (II) | | |
| | | Ouroborus spp. (II) | | |
| | | Pseudocordylus spp. (II) | | |
| | | Smaug spp. (II) | | |
| Gekkonidae | | | | Geckos |
| | Cnemaspis psychedelica (I) | | | Psychedelic rock gecko |
| | | | Dactylocnemis spp. (III New Zealand) | |
| | | | Hoplodactylus spp. (III New Zealand) | Sticky-toed geckos |
| | Lygodactylus williamsi (I) | | | Turquoise dwarf gecko |
| | | | Mokopirirakau spp. (III New Zealand) | |
| | | Nactus serpensinsula (II) | | Serpent Island gecko |
| | | Naultinus spp. (II) | | New Zealand tree geckos |
| | | Paroedura masobe (II) | | Masobe gecko |
| | | Phelsuma spp. (II) (Except for the species included in Annex A) | | Day geckos |
| | Phelsuma guentheri (II) | | | Round Island day gecko |
| | | Rhoptropella spp. (II) | | |
| | | | Toropuku spp. (III New Zealand) | |
| | | | Tukutuku spp. (III New Zealand) | |
| | | Uroplatus spp. (II) | | Flat-tailed geckos |
| | | | Woodworthia spp. (III New Zealand) | |
| Helodermatidae | | | | Gila monster and beaded lizard |
| | | Heloderma spp. (II) (Except for the subspecies included in Annex A) | | Gila monster and beaded lizard |
| | Heloderma horridum charlesbogerti (I) | | | Guatemalan beaded lizard |
| Iguanidae | | | | Iguanas |
| | | Amblyrhynchus cristatus (II) | | Galapagos marine iguana |
| | Brachylophus spp. (I) | | | Fiji iguanas |
| | | Conolophus spp. (II) | | Galapagos land iguanas |
| | | Ctenosaura bakeri (II) | | Utila Island spiny-tailed iguana |
| | | Ctenosaura melanosterna (II) | | Rio Aguan Valley spiny-tailed iguana |
| | | Ctenosaura oedirhina (II) | | Roatan spiny-tailed iguana |
| | | Ctenosaura palearis (II) | | Guatemalan Spiny-tailed iguana |
| | Cyclura spp. (I) | | | Ground iguanas |
| | | Iguana spp. (II) | | Iguanas |
| | | Phrynosoma blainvillii (II) | | Blaineville's horned lizard |
| | | Phrynosoma cerroense (II) | | Cedros Island horned lizard |
| | | Phrynosoma coronatum (II) | | Coast horned lizard |
| | | Phrynosoma wigginsi (II) | | Gulf coast horned lizard |
| | Sauromalus varius (I) | | | San Esteban Island chuckwalla |
| Lacertidae | | | | Lizards |
| | Gallotia simonyi (I) | | | Hierro giant lizard |
| | Podarcis lilfordi (II) | | | Lilford's wall lizard |
| | Podarcis pityusensis (II) | | | Ibiza wall lizard |
| Lanthanotidae | | | | Earless Monitor Lizard |
| | | Lanthanotidae spp. (II) (A zero export quota has been established for wild specimens for commercial trade) | | |
| Scincidae | | | | Skinks |
| | | Corucia zebrata (II) | | Prehensile-tailed skink |
| Teiidae | | | | Caiman lizards, tegu lizards |
| | | Crocodilurus amazonicus (II) | | Dragon lizard |
| | | Dracaena spp. (II) | | Caiman lizards |
| | | Salvator spp. (II) | | |
| | | Tupinambis spp.(II) | | Tegus |
| Varanidae | | | | Monitor lizards |
| | | Varanus spp. (II) (Except for the species included in Annex A) | | Monitor lizards |
| | Varanus bengalensis (I) | | | Indian monitor |
| | Varanus flavescens (I) | | | Yellow monitor |
| | Varanus griseus (I) | | | Desert monitor |
| | Varanus komodoensis (I) | | | Komodo dragon |
| | Varanus nebulosus (I) | | | Clouded monitor |
| | Varanus olivaceus (II) | | | Gray's monitor |
| Xenosauridae | | | | Chinese crocodile lizard |
| | Shinisaurus crocodilurus (I) | | | Chinese crocodile lizard |
| SERPENTES | | | | Snakes |
| Boidae | | | | Boas |
| | | Boidae spp. (II) (Except for the species included in Annex A) | | Boas |
| | Acrantophis spp. (I) | | | Madagascar ground boas |
| | Boa constrictor occidentalis (I) | | | Argentine boa constrictor |
| | Epicrates inornatus (I) | | | Puerto Rican boa |
| | Epicrates monensis (I) | | | Virgin Island tree boa |
| | Epicrates subflavus (I) | | | Jamaican boa |
| | Eryx jaculus (II) | | | Spotted sand boa |
| | Sanzinia madagascariensis (I) | | | Madagascar tree boa |
| Bolyeriidae | | | | Round Island boas |
| | | Bolyeriidae spp. (II) (Except for the species included in Annex A) | | Round Island boas |
| | Bolyeria multocarinata (I) | | | Round Island boa |
| | Casarea dussumieri (I) | | | Round Island keel-scaled boa |
| Colubridae | | | | Typical snakes, water snakes, whip snakes |
| | | | Atretium schistosum (III India) | Olive keel-back |
| | | | Cerberus rynchops (III India) | Dog-faced water snake |
| | | Clelia clelia (II) | | Mussurana |
| | | Cyclagras gigas (II) | | False cobra |
| | | Elachistodon westermanni (II) | | Indian egg-eating snake |
| | | Ptyas mucosus (II) | | Common rat snake |
| | | | Xenochrophis piscator (III India) | Checkered keel-back |
| | | | Xenochrophis schnurrenbergeri (III India) | |
| | | | Xenochrophis tytleri (III India) | |
| Elapidae | | | | Cobras, coral snakes |
| | | Hoplocephalus bungaroides (II) | | Broad-headed snake |
| | | | Micrurus diastema (III Honduras) | Atlantic coral snake |
| | | | Micrurus nigrocinctus (III Honduras) | Central American coral snake |
| | | | Micrurus ruatanus (III Honduras) | |
| | | Naja atra (II) | | Chinese spitting cobra |
| | | Naja kaouthia (II) | | Monocellate cobra |
| | | Naja mandalayensis (II) | | Burmese spitting cobra |
| | | Naja naja (II) | | Indian cobra |
| | | Naja oxiana (II) | | Central Asian cobra |
| | | Naja philippinensis (II) | | North Philippine spitting cobra |
| | | Naja sagittifera (II) | | Andaman cobra |
| | | Naja samarensis (II) | | South-east Philippine spitting cobra |
| | | Naja siamensis (II) | | Indochinese spitting cobra |
| | | Naja sputatrix (II) | | South Indonesian spitting cobra |
| | | Naja sumatrana (II) | | Golden spitting cobra |
| | | Ophiophagus hannah (II) | | King cobra |
| Loxocemidae | | | | Mexican dwarf boa |
| | | Loxocemidae spp. (II) | | Mexican dwarf boa |
| Pythonidae | | | | Pythons |
| | | Pythonidae spp. (II) (Except for the subspecies included in Annex A) | | Pythons |
| | Python molurus molurus (I) | | | Indian python |
| Tropidophiidae | | | | Wood boas |
| | | Tropidophiidae spp. (II) | | Wood boas |
| Viperidae | | | | Vipers |
| | | Atheris desaixi (II) | | Mt. Kenya bush viper |
| | | Bitis worthingtoni (II) | | Kenya horned viper |
| | | | Crotalus durissus (III Honduras) | Neotropical rattlesnake |
| | | Crotalus durissus unicolor | | Aruba rattlesnake |
| | | | Daboia russelii (III India) | Russell's viper |
| | | Trimeresurus mangshanensis (II) | | Mangshan pit-viper |
| | Vipera latifii | | | Latifi's viper |
| | Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation) | | | Orsini's viper |
| | | Vipera wagneri (II) | | Wagner's viper |
| TESTUDINES | | | | |
| Carettochelyidae | | | | Pig-nosed turtles |
| | | Carettochelys insculpta (II) | | Pig-nosed turtle |
| Chelidae | | | | Austro-American sideneck turtles |
| | | Chelodina mccordi (II) (A zero annual export quota has been established for specimens removed from the wild) | | Roti snake-necked turtle |
| | Pseudemydura umbrina (I) | | | Western swamp turtle |
| Cheloniidae | | | | Sea turtles |
| | Cheloniidae spp. (I) | | | Sea turtles |
| Chelydridae | | | | Snapping turtles |
| | | | Chelydra serpentina (III United States of America) | |
| | | | Macrochelys temminckii (III United States of America) | Alligator snapping turtle |
| Dermatemydidae | | | | Central American river turtle |
| | | Dermatemys mawii (II) | | Central American river turtle |
| Dermochelyidae | | | | Leatherback turtle |
| | Dermochelys coriacea (I) | | | Leatherback turtle |
| Emydidae | | | | Box turtles, freshwater turtles |
| | | Chrysemys picta (Only live specimens) | | Painted turtle |
| | | Clemmys guttata (II) | | Spotted turtle |
| | | Emydoidea blandingii (II) | | Blanding's turtle |
| | | Glyptemys insculpta (II) | | Wood turtle |
| | Glyptemys muhlenbergii (I) | | | Bog turtle |
| | | | Graptemys spp. (III United States of America) | Map turtles |
| | | Malaclemys terrapin (II) | | Diamondback terrapin |
| | | Terrapene spp. (II) (Except for the species included in Annex A) | | Box turtles |
| | Terrapene coahuila (I) | | | Aquatic box turtle |
| Geoemydidae | | | | |
| | Batagur affinis (I) | | | Southern river terrapin |
| | Batagur baska (I) | | | Batagur |
| | | Batagur borneoensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) | | |
| | | Batagur dhongoka (II) | | |
| | | Batagur kachuga (II) | | |
| | | Batagur trivittata (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) | | |
| | | Cuora spp. (II) (A zero annual export quota has been established for Cuora aurocapitata, C. bourreti, C. flavomarginata, C. galbinifrons, C. mccordi, C. mouhotii, C. pani, C. picturata, C. trifasciata, C. yunnanensis and C. zhoui for specimens removed from the wild and traded for commercial purposes) | | Asian box turtles |
| | | Cyclemys spp. (II) | | Asian leaf turtles |
| | Geoclemys hamiltonii (I) | | | Black pond turtle |
| | | Geoemyda japonica (II) | | Ryukyu black-breasted leaf turtle |
| | | Geoemyda spengleri (II) | | Black-breasted leaf turtle |
| | | Hardella thurjii (II) | | Crowned river turtle |
| | | Heosemys annandalii (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) | | Yellow-headed temple turtle |
| | | Heosemys depressa (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) | | Arakan forest turtle |
| | | Heosemys grandis (II) | | Giant Asian turtle |
| | | Heosemys spinosa (II) | | Spiny turtle |
| | | Leucocephalon yuwonoi (II) | | Sulawesi forest turtle |
| | | Malayemys macrocephala (II) | | Snail-eating turtle |
| | | Malayemys subtrijuga (II) | | Ricefield turtle |
| | | Mauremys annamensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) | | Annam pond turtle |
| | | | Mauremys iversoni (III China) | Fujian pond turtle |
| | | Mauremys japonica (II) | | Japanese pond turtle |
| | | | Mauremys megalocephala (III China) | Big-headed pond turtle |
| | | Mauremys mutica (II) | | Yellow pond turtle |
| | | Mauremys nigricans (II) | | Red-necked pond turtle |
| | | | Mauremys pritchardi (III China) | Pritchard's pond turtle |
| | | | Mauremys reevesii (III China) | Reeves's turtle |
| | | | Mauremys sinensis (III China) | Chinese stripe-necked turtle |
| | Melanochelys tricarinata (I) | | | Three-keeled land tortoise |
| | | Melanochelys trijuga (II) | | Indian black turtle |
| | Morenia ocellata (I) | | | Burmese swamp turtle |
| | | Morenia petersi (II) | | Indian eyed turtle |
| | | Notochelys platynota (II) | | Malayan flat-shelled turtle |
| | | | Ocadia glyphistoma (III China) | Notch-mouthed stripe-necked turtle |
| | | | Ocadia philippeni (III China) | Philippen's stripe-necked turtle |
| | | Orlitia borneensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) | | Malayan giant turtle |
| | | Pangshura spp. (II) (Except for the species included in Annex A) | | Roofed turtles |
| | Pangshura tecta (I) | | | Indian roofed turtle |
| | | Sacalia bealei (II) | | Beal's eyed turtle |
| | | | Sacalia pseudocellata (III China) | Chinese false-eyed turtle |
| | | Sacalia quadriocellata (II) | | Four-eyed turtle |
| | | Siebenrockiella crassicollis (II) | | Black marsh turtle |
| | | Siebenrockiella leytensis (II) | | Philippine pond turtle |
| | | Vijayachelys silvatica (II) | | Cochin forest cane turtle |
| Platysternidae | | | | Big-headed turtles |
| | Platysternidae spp. (I) | | | Big-headed turtles |
| Podocnemididae | | | | Afro-American sideneck turtles |
| | | Erymnochelys madagascariensis (II) | | Madagascar sideneck turtle |
| | | Peltocephalus dumerilianus (II) | | Big-headed sideneck turtle |
| | | Podocnemis spp. (II) | | Sideneck turtles |
| Testudinidae | | | | Tortoises |
| | | Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Centrochelys sulcata for specimens removed from the wild and traded for primarily commercial purposes) | | Tortoises |
| | Astrochelys radiata (I) | | | Radiated tortoise |
| | Astrochelys yniphora (I) | | | Angonoka |
| | Chelonoidis niger (I) | | | Galapagos giant tortoise |
| | Geochelone platynota (I) | | | Burmese star tortoise |
| | Gopherus flavomarginatus (I) | | | Bolson tortoise |
| | Malacochersus tornieri (II) | | | Pancake tortoise |
| | Psammobates geometricus (I) | | | Geometric tortoise |
| | Pyxis arachnoides (I) | | | Madagascar spider tortoise |
| | Pyxis planicauda (I) | | | Madagascar flat-shelled tortoise |
| | Testudo graeca (II) | | | Spur-thighed tortoise |
| | Testudo hermanni (II) | | | Hermann's tortoise |
| | Testudo kleinmanni (I) | | | Egyptian tortoise |
| | Testudo marginata (II) | | | Marginated tortoise |
| Trionychidae | | | | Softshell turtles, terrapins |
| | | Amyda cartilaginea (II) | | Southeast Asian soft-shelled turtle |
| | | | Apalone ferox (III United States of America) | |
| | | | Apalone mutica (III United States of America) | |
| | | | Apalone spinifera (III United States of America) (except for the subspecies included in Annex A) | |
| | Apalone spinifera atra (I) | | | Cuatro Cienagas soft-shell turtle |
| | | Chitra spp. (II) (Except for the species included in Annex A) | | Narrow-headed softshell turtles |
| | Chitra chitra (I) | | | Asian narrow-headed softshell |
| | Chitra vandijki (I) | | | Burmese narrow-headed softshell |
| | | Cyclanorbis elegans (II) | | Nubian flapshelll turtle |
| | | Cyclanorbis senegalensis (II) | | Senegal flapshell turtle |
| | | Cycloderma aubryi (II) | | Aubrys flapshelll turtle |
| | | Cycloderma frenatum (II) | | Zambezi flapshell turtle |
| | | Dogania subplana (II) | | Malayan soft-shelled turtle |
| | | Lissemys ceylonensis (II) | | Sri Lankan flapshell turtle |
| | | Lissemys punctata (II) | | Indo-Gangetic flapshell turtle |
| | | Lissemys scutata (II) | | Burmese flapshell turtle |
| | | Nilssonia formosa (II) | | Burmese peacock softshell |
| | Nilssonia gangetica (I) | | | Indian soft-shell turtle |
| | Nilssonia hurum (I) | | | Peacock soft-shell turtle |
| | | Nilssonia leithii (II) | | Leith's softshell turtle |
| | Nilssonia nigricans (I) | | | Black soft-shell turtle |
| | | Palea steindachneri (II) | | Wattle-necked softshell turtle |
| | | Pelochelys spp. (II) | | Giant softshell turtles |
| | | Pelodiscus axenaria (II) | | Hunan softshell turtle |
| | | Pelodiscus maackii (II) | | Amur softshell turtle |
| | | Pelodiscus parviformis (II) | | Chinese softshell turtle |
| | | Rafetus euphraticus (II) | | Euphrates softshell turtle |
| | | Rafetus swinhoei (II) | | Yangtze softshell turtle |
| | | Trionyx triunguis (II) | | Nile softshell turtle |
| AMPHIBIA | | | | Amphibians |
| ANURA | | | | Frogs and toads |
| Aromobatidae | | | | Cryptic forest frogs |
| | | Allobates femoralis (II) | | Brilliant-thighed poison frog |
| | | Allobates hodli (II) | | |
| | | Allobates myersi (II) | | Myers' poison frog |
| | | Allobates zaparo (II) | | Sanguine poison frog |
| | | Anomaloglossus rufulus (II) | | Chimanta poison frog |
| Bufonidae | | | | Toads |
| | Altiphrynoides spp. (I) | | | Malcolm's Ethiopian toad |
| | Amietophrynus channingi (I) | | | |
| | Amietophrynus superciliaris (I) | | | Cameroon toad |
| | Atelopus zeteki (I) | | | Golden frog |
| | Incilius periglenes (I) | | | Golden toad |
| | Nectophrynoides spp. (I) | | | African viviparous toads |
| | Nimbaphrynoides spp. (I) | | | Nimba toads |
| Calyptocephalellidae | | | | |
| | | | Calyptocephalella gayi (III Chile) | Chilean helmeted water toad |
| Conrauidae | | | | Frogs |
| | | Conraua goliath | | Goliath frog |
| Dendrobatidae | | | | Poison frogs |
| | | Adelphobates spp. (II) | | |
| | | Ameerega spp. (II) | | |
| | | Andinobates spp. (II) | | |
| | | Dendrobates spp. (II) | | Poison-arrow frogs |
| | | Epipedobates spp. (II) | | Poison-arrow frogs |
| | | Excidobates spp. (II) | | |
| | | Hyloxalus azureiventris (II) | | Sky-blue poison frog |
| | | Minyobates spp. (II) | | Demonic poison frogs |
| | | Oophaga spp. (II) | | |
| | | Phyllobates spp. (II) | | Poison-arrow frogs |
| | | Ranitomeya spp. (II) | | |
| Dicroglossidae | | | | Frogs |
| | | Euphlyctis hexadactylus (II) | | Six-fingered frog |
| | | Hoplobatrachus tigerinus (II) | | Tiger frog |
| Hylidae | | | | Tree frogs |
| | | Agalychnis spp. (II) | | |
| Mantellidae | | | | Mantella frogs |
| | | Mantella spp. (II) | | Mantella frogs |
| Microhylidae | | | | Tomato frogs |
| | | Dyscophus antongilii (II) | | Tomato frog |
| | | Dyscophus guineti (II) | | False tomato frog |
| | | Dyscophus insularis (II) | | Antsouhy tomato frog |
| | | Scaphiophryne boribory (II) | | Green marbled burrowing frog |
| | | Scaphiophryne gottlebei (II) | | Red rain frog |
| | | Scaphiophryne marmorata (II) | | Green marbled burrowing frog |
| | | Scaphiophryne spinosa (II) | | Green marbled burrowing frog |
| Myobatrachidae | | | | Gastric brooding frogs |
| | | Rheobatrachus spp. (II) (Except for Rheobatrachus silus and Rheobatrachus vitellinus) | | Gastric brooding frog |
| Telmatobiidae | | | | Water frogs |
| | Telmatobius culeus (I) | | | Titicaca water frog |
| CAUDATA | | | | |
| Ambystomatidae | | | | Axolotls |
| | | Ambystoma dumerilii (II) | | Lake Patzcuaro salamander |
| | | Ambystoma mexicanum (II) | | Axolotl |
| Cryptobranchidae | | | | Giant salamanders |
| | Andrias spp. (I) | | | Giant salamanders |
| | | | Cryptobranchus alleganiensis (III United States of America) | Hellbender |
| Hynobiidae | | | | Asiatic salamanders |
| | | | Hynobius amjiensis (III China) | |
| Salamandridae | | | | Salamanders and newts |
| | Neurergus kaiseri (I) | | | Kaiser's spotted newt |
| | | Paramesotriton hongkongensis (II) | | Hong Kong warty newt |
| | | | Salamandra algira (III Algeria) | |
| ELASMOBRANCHII | | | | Sharks and rays |
| CARCHARHINIFORMES | | | | |
| Carcharhinidae | | | | Requiem sharks |
| | | Carcharhinus falciformis (II) (This inclusion will enter into effect on 4 October 2017) | | Silky shark |
| | | Carcharhinus longimanus (II) | | Oceanic whitetip shark |
| Sphyrnidae | | | | Hammerhead sharks |
| | | Sphyrna lewini (II) | | Scalloped hammerhead shark |
| | | Sphyrna mokarran (II) | | Great hammerhead shark |
| | | Sphyrna zygaena (II) | | Smooth hammerhead shark |
| LAMNIFORMES | | | | |
| Alopiidae | | | | Thresher sharks |
| | | Alopias spp. (II) (This inclusion will enter into effect on 4 October 2017) | | Thresher sharks |
| Cetorhinidae | | | | Basking sharks |
| | | Cetorhinus maximus (II) | | Basking shark |
| Lamnidae | | | | White sharks |
| | | Carcharodon carcharias (II) | | Great white shark |
| | | Lamna nasus (II) | | Porbeagle |
| MYLIOBATIFORMES | | | | |
| Myliobatidae | | | | |
| | | Manta spp. (II) | | Manta rays |
| | | Mobula spp. (II) (This inclusion will enter into effect on 4 April 2017) | | Devil rays |
| Potamotrygonidae | | | | |
| | | | Paratrygon aiereba (III Colombia) | |
| | | | Potamotrygon spp. (III Brazil) (population of Brazil) | |
| | | | Potamotrygon constellata (III Colombia) | |
| | | | Potamotrygon magdalenae (III Colombia) | |
| | | | Potamotrygon motoro (III Colombia) | |
| | | | Potamotrygon orbignyi (III Colombia) | |
| | | | Potamotrygon schroederi (III Colombia) | |
| | | | Potamotrygon scobina (III Colombia) | |
| | | | Potamotrygon yepezi (III Colombia) | |
| ORECTOLOBIFORMES | | | | |
| Rhincodontidae | | | | Whale sharks |
| | | Rhincodon typus (II) | | Whale shark |
| PRISTIFORMES | | | | |
| Pristidae | | | | Sawfishes |
| | Pristidae spp. (I) | | | Sawfishes |
| ACTINOPTERI | | | | Fish |
| ACIPENSERIFORMES | | | | |
| | | ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A) | | Sturgeons and paddlefish |
| Acipenseridae | | | | Sturgeons |
| | Acipenser brevirostrum (I) | | | Shortnose sturgeon |
| | Acipenser sturio (I) | | | Common sturgeon |
| ANGUILLIFORMES | | | | |
| Anguillidae | | | | Freshwater eels |
| | | Anguilla anguilla (II) | | European eel |
| CYPRINIFORMES | | | | |
| Catostomidae | | | | Cui-ui |
| | Chasmistes cujus (I) | | | Cui-ui |
| Cyprinidae | | | | Blind carps, plaeesok |
| | | Caecobarbus geertsii (II) | | African blind barb fish |
| | Probarbus jullieni (I) | | | Ikan temoleh |
| OSTEOGLOSSIFORMES | | | | |
| Arapaimidae | | | | |
| | | Arapaima gigas (II) | | Arapaima |
| Osteoglossidae | | | | Arapaimas, bonytongues |
| | Scleropages formosus (I) | | | Asian arowana |
| | Scleropages inscriptus | | | |
| PERCIFORMES | | | | |
| Labridae | | | | Wrasses |
| | | Cheilinus undulatus (II) | | Humphead wrasse |
| Pomacanthidae | | | | |
| | | Holacanthus clarionensis (II) | | Clarion angelfish |
| Sciaenidae | | | | Totoabas |
| | Totoaba macdonaldi (I) | | | Totoaba |
| SILURIFORMES | | | | |
| Pangasiidae | | | | Pangasid catfish |
| | Pangasianodon gigas (I) | | | Giant catfish |
| Loricariidae | | | | |
| | | | Hypancistrus zebra (III Brazil) | |
| SYNGNATHIFORMES | | | | |
| Syngnathidae | | | | Pipefishes, seahorses |
| | | Hippocampus spp. (II) | | Seahorses |
| DIPNEUSTI | | | | Lungfishes |
| CERATODONTIFORMES | | | | |
| Neoceratodontidae | | | | Australian lungfishes |
| | | Neoceratodus forsteri (II) | | Australian lungfish |
| COELACANTHI | | | | Coelacanths |
| COELACANTHIFORMES | | | | |
| Latimeriidae | | | | Coelacanths |
| | Latimeria spp. (I) | | | Coelacanths |
| ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS) |
| HOLOTHUROIDEA | | | | Sea cucumbers |
| ASPIDOCHIROTIDA | | | | |
| Stichopodidae | | | | Sea cucumbers |
| | | | Isostichopus fuscus (III Ecuador) | Brown sea cucumber |
| ARTHROPODA (ARTHROPODS) |
| ARACHNIDA | | | | Spiders and scorpions |
| ARANEAE | | | | |
| Theraphosidae | | | | Red-kneed tarantulas, tarantulas |
| | | Aphonopelma albiceps (II) | | |
| | | Aphonopelma pallidum (II) | | Chihuahua rose-grey tarantula |
| | | Brachypelma spp. (II) | | Central American tarantulas |
| SCORPIONES | | | | |
| Scorpionidae | | | | Scorpions |
| | | Pandinus dictator (II) | | |
| | | Pandinus gambiensis (II) | | Giant Senegalese scorpion |
| | | Pandinus imperator (II) | | Emperor scorpion |
| | | Pandinus roeseli (II) | | |
| INSECTA | | | | Insects |
| COLEOPTERA | | | | Beetles |
| Lucanidae | | | | Stag beetles |
| | | | Colophon spp. (III South Africa) | Cape stag beetles |
| Scarabaeidae | | | | Scarab beetles |
| | | Dynastes satanas (II) | | Satanas beetle |
| LEPIDOPTERA | | | | Butterflies |
| Nymphalidae | | | | |
| | | | Agrias amydon boliviensis (III Bolivia) | |
| | | | Morpho godartii lachaumei (III Bolivia) | |
| | | | Prepona praeneste buckleyana (III Bolivia) | |
| Papilionidae | | | | Birdwing and swallowtail butterflies |
| | | Atrophaneura jophon (II) | | Sri Lankan rose |
| | | Atrophaneura palu | | Palu swallowtail butterfly |
| | | Atrophaneura pandiyana (II) | | Malabar rose |
| | | Bhutanitis spp. (II) | | Swallowtail butterflies |
| | | Graphium sandawanum | | Apo swallowtail butterfly |
| | | Graphium stresemanni | | Seram swallowtail |
| | | Ornithoptera spp. (II) (except for the species included in Annex A) | | Birdwing butterflies |
| | Ornithoptera alexandrae (I) | | | Queen Alexandra's birdwing |
| | | Papilio benguetanus | | |
| | Papilio chikae (I) | | | Luzon peacock swallowtail |
| | | Papilio esperanza | | |
| | Papilio homerus (I) | | | Homerus swallowtail |
| | Papilio hospiton (II) | | | Corsican swallowtail |
| | | Papilio morondavana | | Madagascan emperor swallowtail |
| | | Papilio neumoegeni | | |
| | | Parides ascanius | | Fluminense swallowtail butterfly |
| | | Parides hahneli | | Hahnel's amazonian swallowtail butterfly |
| | Parnassius apollo (II) | | | Mountain apollo |
| | | Teinopalpus spp. (II) | | Kaiser-I-Hind butterflies |
| | | Trogonoptera spp. (II) | | Birdwing butterflies |
| | | Troides spp. (II) | | Birdwing butterflies |
| ANNELIDA (SEGMENTED WORMS AND LEECHES) |
| HIRUDINOIDEA | | | | Leeches |
| ARHYNCHOBDELLIDA | | | | |
| Hirudinidae | | | | Leeches |
| | | Hirudo medicinalis (II) | | Northern medicinal leech |
| | | Hirudo verbana (II) | | Southern medicinal leech |
| MOLLUSCA (MOLLUSCS) |
| BIVALVIA | | | | Bivalve molluscs (clams, mussels etc.) |
| MYTILOIDA | | | | |
| Mytilidae | | | | Marine mussels |
| | | Lithophaga lithophaga (II) | | European date mussel |
| UNIONOIDA | | | | |
| Unionidae | | | | Freshwater mussels, pearly mussels |
| | Conradilla caelata (I) | | | Birdwing pearly mussel |
| | | Cyprogenia aberti (II) | | Western fanshell mussel |
| | Dromus dromas (I) | | | Dromedary pearly mussel |
| | Epioblasma curtisii (I) | | | Curtis' pearly mussel |
| | Epioblasma florentina (I) | | | Yellow-blossom pearly mussel |
| | Epioblasma sampsonii (I) | | | Wabash riffleshell |
| | Epioblasma sulcata perobliqua (I) | | | White catspaw mussel |
| | Epioblasma torulosa gubernaculum (I) | | | Green-blossom pearly mussel |
| | | Epioblasma torulosa rangiana (II) | | Northern riffleshell |
| | Epioblasma torulosa torulosa (I) | | | Turbercled-blossom pearly mussel |
| | Epioblasma turgidula (I) | | | Turgid-blossom pearly mussel |
| | Epioblasma walkeri (I) | | | Tan riffleshell |
| | Fusconaia cuneolus (I) | | | Fine-rayed pigtoe pearly mussel |
| | Fusconaia edgariana (I) | | | Shiny pigtoe pearly mussel |
| | Lampsilis higginsii (I) | | | Higgins' eye pearly mussel |
| | Lampsilis orbiculata orbiculata (I) | | | Pink mucket pearly mussel |
| | Lampsilis satur (I) | | | Sandback pocketbook mussel |
| | Lampsilis virescens (I) | | | Alabama lamp pearly mussel |
| | Plethobasus cicatricosus (I) | | | White warty-back pearly mussel |
| | Plethobasus cooperianus (I) | | | Orange-footed pimpleback mussel |
| | | Pleurobema clava (II) | | Clubshell pearly mussel |
| | Pleurobema plenum (I) | | | Rough pigtoe pearly mussel |
| | Potamilus capax (I) | | | Fat pocketbook pearly mussel |
| | Quadrula intermedia (I) | | | Cumberland monkey-face pearly mussel |
| | Quadrula sparsa (I) | | | Appalachian monkey-face pearly mussel |
| | Toxolasma cylindrella (I) | | | Pale lilliput pearly mussel |
| | Unio nickliniana (I) | | | Nicklin's pearly mussel |
| | Unio tampicoensis tecomatensis (I) | | | Tampico pearly mussel |
| | Villosa trabalis (I) | | | Cumberland bean pearly mussel |
| VENEROIDA | | | | |
| Tridacnidae | | | | Giant clams |
| | | Tridacnidae spp. (II) | | Giant clams |
| CEPHALOPODA | | | | |
| NAUTILIDA | | | | |
| Nautilidae | | | | Nautilus |
| | | Nautilidae spp. (II) | | Nautilus |
| GASTROPODA | | | | Slugs, snails and conches |
| MESOGASTROPODA | | | | |
| Strombidae | | | | Conches |
| | | Strombus gigas (II) | | Queen conch |
| STYLOMMATOPHORA | | | | |
| Achatinellidae | | | | Agate snails, oahu tree snails |
| | Achatinella spp. (I) | | | Little agate shells |
| Camaenidae | | | | Green tree snail |
| | | Papustyla pulcherrima (II) | | Manus green tree snail |
| Cepolidae | | | | |
| | Polymita spp. (I) | | | Cuban landsnails |
| CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES) |
| ANTHOZOA | | | | Corals, sea anemones |
| ANTIPATHARIA | | | | |
| | | ANTIPATHARIA spp. (II) | | Black corals |
| GORGONACEAE | | | | |
| Coralliidae | | | | Red and pink corals |
| | | | Corallium elatius (III China) | |
| | | | Corallium japonicum (III China) | |
| | | | Corallium konjoi (III China) | |
| | | | Corallium secundum (III China) | |
| HELIOPORACEA | | | | |
| Helioporidae | | | | Blue coral |
| | | Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (6) | | Blue coral |
| SCLERACTINIA | | | | |
| | | SCLERACTINIA spp. (II) (6) | | Stony corals |
| STOLONIFERA | | | | |
| Tubiporidae | | | | Organpipe corals |
| | | Tubiporidae spp. (II) (6) | | Organpipe corals |
| HYDROZOA | | | | Sea ferns, fire corals, stinging medusas |
| MILLEPORINA | | | | |
| Milleporidae | | | | Wello fire corals |
| | | Milleporidae spp. (II) (6) | | Wello fire corals |
| STYLASTERINA | | | | |
| Stylasteridae | | | | Lace corals |
| | | Stylasteridae spp. (II) (6) | | Lace corals |
| FLORA |
| AGAVACEAE | | | | Agaves |
| | Agave parviflora (I) | | | Santa Cruz striped agave |
| | | Agave victoriae-reginae (II) #4 | | Queen Victoria agave |
| | | Nolina interrata (II) | | Dehesa bear-grass |
| | | Yucca queretaroensis (II) | | Queretaro yucca |
| AMARYLLIDACEAE | | | | Amaryllids |
| | | Galanthus spp. (II) #4 | | Snowdrops |
| | | Sternbergia spp. (II) #4 | | Sternbergias |
| ANACARDIACEAE | | | | |
| | | Operculicarya decaryi (II) | | Jabihy |
| | | Operculicarya hyphaenoides (II) | | Jabihy |
| | | Operculicarya pachypus (II) | | Tabily |
| APOCYNACEAE | | | | |
| | | Hoodia spp. (II) #9 | | Hoodia |
| | | Pachypodium spp. (II) (Except for the species included in Annex A) #4 | | Elephant trunks |
| | Pachypodium ambongense (I) | | | |
| | Pachypodium baronii (I) | | | |
| | Pachypodium decaryi (I) | | | |
| | | Rauvolfia serpentina (II) #2 | | Snake-root devil-pepper |
| ARALIACEAE | | | | Aralias |
| | | Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3 | | Asian ginseng |
| | | Panax quinquefolius (II) #3 | | American ginseng |
| ARAUCARIACEAE | | | | Araucarias |
| | Araucaria araucana (I) | | | Monkey-puzzle tree |
| ASPARAGACEAE | | | | |
| | | Beaucarnea spp. (II) | | Ponytail palm |
| BERBERIDACEAE | | | | Barberries |
| | | Podophyllum hexandrum (II) #2 | | Himalayan may-apple |
| BROMELIACEAE | | | | Air plants, bromelias |
| | | Tillandsia harrisii (II) #4 | | Harris' tillandsia |
| | | Tillandsia kammii (II) #4 | | Kamm's tillandsia |
| | | Tillandsia xerographica (II) (7) #4 | | Xerographic tillandsia |
| CACTACEAE | | | | Cacti |
| | | CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (8) #4 | | Cacti |
| | Ariocarpus spp. (I) | | | Living rock cacti |
| | Astrophytum asterias (I) | | | Star cactus |
| | Aztekium ritteri (I) | | | Aztec cactus |
| | Coryphantha werdermannii (I) | | | Jobali pincushion cactus |
| | Discocactus spp. (I) | | | Discocacti |
| | Echinocereus ferreirianus ssp. lindsayi (I) | | | Lindsay's hedgehog cacti |
| | Echinocereus schmollii (I) | | | Lamb's-tail cactus |
| | Escobaria minima (I) | | | Nelle's cactus |
| | Escobaria sneedii (I) | | | Sneed's pincushion cactus |
| | Mammillaria pectinifera (I) (includes ssp. solisioides) | | | Conchilinque |
| | Melocactus conoideus (I) | | | Conelike Turk's-cap cactus |
| | Melocactus deinacanthus (I) | | | Wonderfully-bristled Turk's cap cactus |
| | Melocactus glaucescens (I) | | | Woolly waxy-stemmed Turk's-cap cactus |
| | Melocactus paucispinus (I) | | | Few-spined Turk's-cap cactus |
| | Obregonia denegrii (I) | | | Artichoke cactus |
| | Pachycereus militaris (I) | | | Grenadier's cap |
| | Pediocactus bradyi (I) | | | Brady's pincushion cactus |
| | Pediocactus knowltonii (I) | | | Knowlton's cactus |
| | Pediocactus paradinei (I) | | | Houserock valley cactus |
| | Pediocactus peeblesianus (I) | | | Peebles's Navajo cactus |
| | Pediocactus sileri (I) | | | Siler's pincushion cactus |
| | Pelecyphora spp. (I) | | | Pine cane cactus |
| | Sclerocactus blainei (I) | | | Blaine's fishhook cactus |
| | Sclerocactus brevihamatus ssp. tobuschii (I) | | | Tobusch fishhook cactus |
| | Sclerocactus brevispinus (I) | | | Pariette cactus |
| | Sclerocactus cloverae (I) | | | New Mexico fishhook cactus |
| | Sclerocactus erectocentrus (I) | | | Needle-spined pineapple cactus |
| | Sclerocactus glaucus (I) | | | Colorado hookless cactus |
| | Sclerocactus mariposensis (I) | | | Mariposa cactus |
| | Sclerocactus mesae-verdae (I) | | | Mesa Verde cactus |
| | Sclerocactus nyensis (I) | | | Tonopah fishook cactus |
| | Sclerocactus papyracanthus (I) | | | Grama-grass cactus |
| | Sclerocactus pubispinus (I) | | | Great-Basin fishhook cactus |
| | Sclerocactus sileri (I) | | | Siler's fishhook cactus |
| | Sclerocactus wetlandicus (I) | | | Unita Basin hookless cactus |
| | Sclerocactus wrightiae (I) | | | Wright's fishhook cactus |
| | Strombocactus spp. (I) | | | Peyote |
| | Turbinicarpus spp. (I) | | | Turbinicarps |
| | Uebelmannia spp. (I) | | | Uebelmann cacti |
| CARYOCARACEAE | | | | Ajos |
| | | Caryocar costaricense (II) #4 | | Ajillo |
| COMPOSITAE (ASTERACEAE) | | | | Asters, daisies, costus |
| | Saussurea costus (I) (also known as S. lappa, Aucklandia lappa or A. costus) | | | Costus |
| CUCURBITACEAE | | | | |
| | | Zygosicyos pubescens (II) (also known as Xerosicyos pubescens) | | Tobory |
| | | Zygosicyos tripartitus (II) | | Betoboky |
| CUPRESSACEAE | | | | Cypresses |
| | Fitzroya cupressoides (I) | | | Alerce |
| | Pilgerodendron uviferum (I) | | | Pilgerodendron |
| CYATHEACEAE | | | | Tree ferns |
| | | Cyathea spp. (II) #4 | | Tree ferns |
| CYCADACEAE | | | | Cycads |
| | | CYCADACEAE spp. (II) (Except for the species included in Annex A) #4 | | Cycads |
| | Cycas beddomei (I) | | | Beddome's cycad |
| DICKSONIACEAE | | | | Tree ferns |
| | | Cibotium barometz (II) #4 | | |
| | | Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #4 | | Tree ferns |
| DIDIEREACEAE | | | | Didiereas |
| | | DIDIEREACEAE spp. (II) #4 | | Alluaudias, didiereas |
| DIOSCOREACEAE | | | | Yams |
| | | Dioscorea deltoidea (II) #4 | | Elephant's foot |
| DROSERACEAE | | | | Sundews |
| | | Dionaea muscipula (II) #4 | | Venus fly-trap |
| EBENACEAE | | | | Ebonies |
| | | Diospyros spp. (II) (Only the populations of Madagascar; no other population is included in the Annexes to this Regulation) #5 | | |
| EUPHORBIACEAE | | | | Spurges |
| | | Euphorbia spp. (II) #4
  (Succulent species only except for:






  (1) | Euphorbia misera; |

Annex A

Annex B

Annex C

Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA

Mammals

ARTIODACTYLA

Antilocapridae

Pronghorn

Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican pronghorn

Bovidae

Antelopes, cattle, duikers, gazelles, goats, sheep etc.

Addax nasomaculatus (I)

Addax

Ammotragus lervia (II)

Barbary sheep

Antilope cervicapra (III Nepal/Pakistan)

Blackbuck

Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to this Regulation)

Gaur

Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to this Regulation)

Wild yak

Bos sauveli (I)

Kouprey

Boselaphus tragocamelus (III Pakistan)

Nilgai

Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to this Regulation)

Wild Asiatic buffalo

Bubalus depressicornis (I)

Lowland anoa

Bubalus mindorensis (I)

Tamarau

Bubalus quarlesi (I)

Mountain anoa

Budorcas taxicolor (II)

Takin

Capra falconeri (I)

Markhor

Capra caucasica (II)

Caucasian Tur

Capra hircus aegagrus (III Pakistan) (Specimens of the domesticated form are not subject to this Regulation)

Wild goat

Capra sibirica (III Pakistan)

Siberian Ibex

Capricornis milneedwardsii (I)

Chinese serow

Capricornis rubidus (I)

Red serow

Capricornis sumatraensis (I)

Sumatran serow

Capricornis thar (I)

Himalayan serow

Cephalophus brookei (II)

Brooke's duiker

Cephalophus dorsalis (II)

Bay duiker

Cephalophus jentinki (I)

Jentink's duiker

Cephalophus ogilbyi (II)

Ogilby's duiker

Cephalophus silvicultor (II)

Yellow-backed duiker

Cephalophus zebra (II)

Zebra duiker

Damaliscus pygargus pygargus (II)

Bontebok

Gazella bennettii (III Pakistan)

Chinkara

Gazella cuvieri (I)

Cuvier's gazelle

Gazella dorcas (III Algeria/Tunisia)

Dorcas gazelle

Gazella leptoceros (I)

Slender-horned gazelle

Hippotragus niger variani (I)

Giant sable antelope

Kobus leche (II)

Lechwe

Naemorhedus baileyi (I)

Red goral

Naemorhedus caudatus (I)

Long-tailed goral

Naemorhedus goral (I)

Himalayan goral

Naemorhedus griseus (I)

Chinese goral

Nanger dama (I)

Dama gazelle

Oryx dammah (I)

Scimitar-horned oryx

Oryx leucoryx (I)

Arabian oryx

Ovis ammon (II) (Except for the subspecies included in Annex A)

Argali

Ovis ammon hodgsonii (I)

Tibetan argali

Ovis ammon nigrimontana (I)

Kara Tau argali

Ovis aries (Except for the domesticated form Ovis aries aries, the subspecies included in Annex A and the subspecies O. a. isphahanica, O. a. laristanica, O. a. musimon and O. a. orientalis which are not included in the Annexes to this Regulation)

Urial

Ovis aries ophion (I)

Cyprus mouflon

Ovis aries vignei (I)

Ladakh urial

Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican bighorn sheep

Pantholops hodgsonii (I)

Chiru

Philantomba monticola (II)

Blue duiker

Pseudois nayaur (III Pakistan)

Bharal

Pseudoryx nghetinhensis (I)

Saola

Rupicapra pyrenaica ornata (II)

Abruzzo chamois

Saiga borealis (II)

Mongolian saiga

Saiga tatarica (II)

Steppe saiga

Tetracerus quadricornis (III Nepal)

Four-horned antelope

Camelidae

Camels, guanaco, vicuña

Lama guanicoe (II)

Guanaco

Vicugna vicugna (I) (Except for the populations of: Argentina [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; Ecuador [the whole population] and Peru [the whole population]; which are included in Annex B)

Vicugna vicugna (II) (Only the populations of Argentina [the populations of the Provinces of Jujuy and Catamarca and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [population of the Primera Región]; Ecuador [the whole population] and Peru [the whole population]; all other populations are included in Annex A) (3)

Vicuña

Cervidae

Deer, huemuls, muntjacs, pudus

Axis calamianensis (I)

Calamian deer

Axis kuhlii (I)

Bawean deer

Axis porcinus (III Pakistan (Except for the subspecies included in Annex A))

Hog deer

Axis porcinus annamiticus (I)

Indochina hog deer

Blastocerus dichotomus (I)

Marsh deer

Cervus elaphus bactrianus (II)

Bactrian deer

Cervus elaphus barbarus (III Algeria/Tunisia)

Barbary deer

Cervus elaphus hanglu (I)

Hangul

Dama dama mesopotamica (I)

Persian fallow deer

Hippocamelus spp. (I)

Huemuls

Mazama temama cerasina (III Guatemala)

Central American red brocket

Muntiacus crinifrons (I)

Black muntjac

Muntiacus vuquangensis (I)

Giant muntjac

Odocoileus virginianus mayensis (III Guatemala)

Guatemalan white-tailed deer

Ozotoceros bezoarticus (I)

Pampas deer

Pudu mephistophiles (II)

Northern pudu

Pudu puda (I)

Southern pudu

Rucervus duvaucelii (I)

Barasingha

Rucervus eldii (I)

Eld's deer

Hippopotamidae

Hippopotamuses

Hexaprotodon liberiensis (II)

Pygmy hippopotamus

Hippopotamus amphibius (II)

Common hippopotamus

Moschidae

Musk deer

Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B)

Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A)

Musk deer

Suidae

Babirusa, hogs, pigs

Babyrousa babyrussa (I)

Buru babirusa

Babyrousa bolabatuensis (I)

Bola Batu babirusa

Babyrousa celebensis (I)

North Sulawesi babirusa

Babyrousa togeanensis (I)

Malenge babirusa

Sus salvanius (I)

Pygmy hog

Tayassuidae

Peccaries

Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation)

Peccaries

Catagonus wagneri (I)

Chacoan peccary

CARNIVORA

Ailuridae

Ailurus fulgens (I)

Red panda

Canidae

Dogs, foxes, wolves

Canis aureus (III India)

Golden jackal

Canis lupus (I/II)

(All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)

Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)

Grey wolf

Canis simensis

Ethiopian wolf

Cerdocyon thous (II)

Crab-eating fox

Chrysocyon brachyurus (II)

Maned wolf

Cuon alpinus (II)

Dhole

Lycalopex culpaeus (II)

Culpeo

Lycalopex fulvipes (II)

Darwin's fox

Lycalopex griseus (II)

South American grey fox

Lycalopex gymnocercus (II)

Pampas fox

Speothos venaticus (I)

Bush dog

Vulpes bengalensis (III India)

Bengal fox

Vulpes cana (II)

Blanford's fox

Vulpes zerda (II)

Fennec fox

Eupleridae

Cryptoprocta ferox (II)

Fossa

Eupleres goudotii (II)

Falanouc

Fossa fossana (II)

Malagasy civet

Felidae

Cats, cheetahs, leopards, lions, tigers etc.

Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to this Regulation. For
  Panthera leo
  (African populations): A zero annual export quota is established for specimens of bones, bone pieces, bone products, claws, skeletons, skulls and teeth removed from the wild and traded for commercial purposes.

Annual export quotas for trade in bones, bone pieces, bone products, claws, skeletons, skulls and teeth for commercial purposes, derived from captive breeding operations in South Africa, will be established and communicated annually to the CITES Secretariat.)

Cats

Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to Article 4(1))

Cheetah

Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B)

Asian Caracal

Catopuma temminckii (I)

Asian golden cat

Felis nigripes (I)

Black-footed cat

Felis silvestris (II)

Wild cat

Leopardus geoffroyi (I)

Geoffroy's cat

Leopardus jacobitus (I)

Andean mountain cat

Leopardus pardalis (I)

Ocelot

Leopardus tigrinus (I)

Oncilla

Leopardus wiedii (I)

Margay

Lynx lynx (II)

Eurasian lynx

Lynx pardinus (I)

Iberian lynx

Neofelis nebulosa (I)

Clouded leopard

Panthera leo persica (I)

Asiatic lion

Panthera onca (I)

Jaguar

Panthera pardus (I)

Leopard

Panthera tigris (I)

Tiger

Pardofelis marmorata (I)

Marbled cat

Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B)

Bengal leopard cat

Prionailurus iriomotensis (II)

Iriomote cat

Prionailurus planiceps (I)

Flat-headed cat

Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B)

Rusty-spotted cat

Puma concolor costaricensis (I)

Costa Rican cougar

Puma yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B)

Jaguarundi

Uncia uncia (I)

Snow leopard

Herpestidae

Mongooses

Herpestes edwardsi (III India/Pakistan)

Indian grey mongoose

Herpestes fuscus (III India)

Indian brown mongoose

Herpestes javanicus (III Pakistan)

Small Asian mongoose

Herpestes javanicus auropunctatus (III India)

Small Indian mongoose

Herpestes smithii (III India)

Ruddy mongoose

Herpestes urva (III India)

Crab-eating mongoose

Herpestes vitticollis (III India)

Stripe-necked mongoose

Hyaenidae

Aardwolf, hyenas

Hyaena hyaena (III Pakistan)

Striped hyena

Proteles cristata (III Botswana)

Aardwolf

Mephitidae

Skunks

Conepatus humboldtii (II)

Humboldt's hog-nosed skunk

Mustelidae

Badgers, martens, weasels etc.

Lutrinae

Otters

Lutrinae spp. (II) (Except for the species included in Annex A)

Otters

Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B)

Cameroon clawless otter

Enhydra lutris nereis (I)

Southern sea otter

Lontra felina (I)

Marine otter

Lontra longicaudis (I)

Neotropical otter

Lontra provocax (I)

Southern river otter

Lutra lutra (I)

European otter

Lutra nippon (I)

Japanese otter

Pteronura brasiliensis (I)

Giant otter

Mustelinae

Grisons, martens, tayra, weasels

Eira barbara (III Honduras)

Tayra

Galictis vittata (III Costa Rica)

Greater grison

Martes flavigula (III India)

Yellow-throated marten

Martes foina intermedia (III India)

Stone marten

Martes gwatkinsii (III India)

Nilgiri marten

Mellivora capensis (III Botswana)

Honey badger

Mustela nigripes (I)

Black-footed ferret

Odobenidae

Walrus

Odobenus rosmarus (III Canada)

Walrus

Otariidae

Fur seals, sealions

Arctocephalus spp. (II) (Except for the species included in Annex A)

Fur seals

Arctocephalus philippii (II)

Juan Fernández fur seal

Arctocephalus townsendi (I)

Guadalupe fur seal

Phocidae

Seals

Mirounga leonina (II)

Southern elephant seal

Monachus spp. (I)

Monk seals

Procyonidae

Coatis, olingos

Bassaricyon gabbii (III Costa Rica)

Olingo

Bassariscus sumichrasti (III Costa Rica)

Cacomistle

Nasua narica (III Honduras)

White-nosed coati

Nasua nasua solitaria (III Uruguay)

South Brazilian coati

Potos flavus (III Honduras)

Kinkajou

Ursidae

Bears

Ursidae spp. (II) (Except for the species included in Annex A)

Bears

Ailuropoda melanoleuca (I)

Giant panda

Helarctos malayanus (I)

Sun bear

Melursus ursinus (I)

Sloth bear

Tremarctos ornatus (I)

Spectacled bear

Ursus arctos (I/II)

(Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II)

Brown bear

Ursus thibetanus (I)

Asian black bear

Viverridae

Binturong, civets, linsangs, otter-civet, palm civet

Arctictis binturong (III India)

Binturong

Civettictis civetta (III Botswana)

African civet

Cynogale bennettii (II)

Otter civet

Hemigalus derbyanus (II)

Banded palm civet

Paguma larvata (III India)

Masked palm civet

Paradoxurus hermaphroditus (III India)

Asian palm civet

Paradoxurus jerdoni (III India)

Jerdon's palm civet

Prionodon linsang (II)

Banded linsang

Prionodon pardicolor (I)

Spotted linsang

Viverra civettina (III India)

Malabar large-spotted civet

Viverra zibetha (III India)

Large Indian civet

Viverricula indica (III India)

Small Indian civet

CETACEA

Cetaceans (dolphins, porpoises, whales)

CETACEA spp. (I/II)
   (4)

Cetaceans

CHIROPTERA

Phyllostomidae

Broad-nosed bats

Platyrrhinus lineatus (III Uruguay)

White-lined bat

Pteropodidae

Fruit bats, flying foxes

Acerodon spp. (II) (Except for the species included in Annex A)

Flying foxes

Acerodon jubatus (I)

Golden-capped fruit bat

Pteropus spp. (II) (Except for the species included in Annex A and except for Pteropus brunneus.)

Flying foxes

Pteropus insularis (I)

Ruck flying fox

Pteropus livingstonii (II)

Comoro flying fox

Pteropus loochoensis (I)

Japanese flying fox

Pteropus mariannus (I)

Marianas flying fox

Pteropus molossinus (I)

Caroline flying fox

Pteropus pelewensis (I)

Pelew flying fox

Pteropus pilosus (I)

Large Pelew flying fox

Pteropus rodricensis (II)

Rodrigues flying fox

Pteropus samoensis (I)

Samoan flying fox

Pteropus tonganus (I)

Pacific flying fox

Pteropus ualanus (I)

Kosrae flying fox

Pteropus voeltzkowi (II)

Pemba flying fox

Pteropus yapensis (I)

Yap flying fox

CINGULATA

Dasypodidae

Armadillos

Cabassous centralis (III Costa Rica)

Northern naked-tailed armadillo

Cabassous tatouay (III Uruguay)

Greater naked-tailed armadillo

Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

Andean hairy armadillo

Priodontes maximus (I)

Giant armadillo

DASYUROMORPHIA

Dasyuridae

Dunnarts, marsupial mice, planigales

Sminthopsis longicaudata (I)

Long-tailed dunnart

Sminthopsis psammophila (I)

Sandhill dunnart

DIPROTODONTIA

Macropodidae

Kangaroos, wallabies

Dendrolagus inustus (II)

Grizzled tree-kangaroo

Dendrolagus ursinus (II)

Ursine tree-kangaroo

Lagorchestes hirsutus (I)

Rufous hare-wallaby

Lagostrophus fasciatus (I)

Banded hare-wallaby

Onychogalea fraenata (I)

Bridled nail-tail wallaby

Phalangeridae

Cuscus

Phalanger intercastellanus (II)

Eastern common cuscus

Phalanger mimicus (II)

Southern common cuscus

Phalanger orientalis (II)

Northern common cuscus

Spilocuscus kraemeri (II)

Admiralty Island cuscus

Spilocuscus maculatus (II)

Common spotted cuscus

Spilocuscus papuensis (II)

Waigeou cuscus

Potoroidae

Rat-kangaroos

Bettongia spp. (I)

Bettongs

Vombatidae

Wombats

Lasiorhinus krefftii (I)

Northern hairy-nosed wombat

LAGOMORPHA

Leporidae

Hares, rabbits

Caprolagus hispidus (I)

Hispid hare

Romerolagus diazi (I)

Volcano rabbit

MONOTREMATA

Tachyglossidae

Echidnas, spiny anteaters

Zaglossus spp. (II)

Long-beaked echidnas

PERAMELEMORPHIA

Peramelidae

Perameles bougainville (I)

Western barred bandicoot

Thylacomyidae

Macrotis lagotis (I)

Greater bilby

PERISSODACTYLA

Equidae

Horses, wild asses, zebras

Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to this Regulation)

African ass

Equus grevyi (I)

Grévy's zebra

Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I)

Asiatic wild ass

Equus kiang (II)

Kiang

Equus przewalskii (I)

Przewalski's horse

Equus zebra hartmannae (II)

Hartmann's mountain zebra

Equus zebra zebra (II)

Cape mountain zebra

Rhinocerotidae

Rhinoceroses

Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B)

Rhinoceroses

Ceratotherium simum simum (II) (Only the populations of South Africa and Swaziland; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly)

Southern white rhinoceros

Tapiridae

Tapirs

Tapiridae spp. (I) (Except for the species included in Annex B)

Tapirs

Tapirus terrestris (II)

South American tapir

PHOLIDOTA

Manidae

Pangolins

Manis spp. (II)

(Except for the species included in Annex A)

Pangolins

Manis crassicaudata (I)

Indian pangolin

Manis culionensis (I)

Philippine pangolin

Manis gigantea (I)

Giant pangolin

Manis javanica (I)

Sunda pangolin

Manis pentadactyla (I)

Chinese pangolin

Manis temminckii (I)

Ground pangolin

Manis tetradactyla (I)

Long-tailed pangolin

Manis tricuspis (I)

Tree pangolin

PILOSA

Bradypodidae

Three-toed sloths

Bradypus pygmaeus (II)

Pygmy tree-toed sloth

Bradypus variegatus (II)

Brown-throated sloth

Megalonychidae

Two-toed sloth

Choloepus hoffmanni (III Costa Rica)

Hoffmann's two-toed sloth

Myrmecophagidae

American anteaters

Myrmecophaga tridactyla (II)

Giant anteater

Tamandua mexicana (III Guatemala)

Northern tamandua

PRIMATES

Primates (apes and monkeys)

PRIMATES spp. (II) (Except for the species included in Annex A)

Primates

Atelidae

Howlers, spider monkeys

Alouatta coibensis (I)

Coiba Island howler

Alouatta palliata (I)

Mantled howler

Alouatta pigra (I)

Guatemalan black howler

Ateles geoffroyi frontatus (I)

Black-browed spider monkey

Ateles geoffroyi ornatus (I)

Red spider monkey

Brachyteles arachnoides (I)

Southern muriqui

Brachyteles hypoxanthus (I)

Northern muriqui

Oreonax flavicauda (I)

Yellow-tailed woolly monkey

Cebidae

Marmosets, tamarins, New-world monkeys

Callimico goeldii (I)

Goeldi's marmoset

Callithrix aurita (I)

Buffy-tufted marmoset

Callithrix flaviceps (I)

Buffy-headed marmoset

Leontopithecus spp. (I)

Lion tamarins

Saguinus bicolor (I)

Pied tamarin

Saguinus geoffroyi (I)

Geoffroy's tamarin

Saguinus leucopus (I)

White-footed tamarin

Saguinus martinsi (I)

Martins' bare-face tamarin

Saguinus oedipus (I)

Cottontop tamarin

Saimiri oerstedii (I)

Central American squirrel monkey

Cercopithecidae

Old-world monkeys

Cercocebus galeritus (I)

Tana River mangabey

Cercopithecus diana (I)

Diana monkey

Cercopithecus roloway (I)

Roloway monkey

Cercopithecus solatus (II)

Sun-tailed monkey

Colobus satanas (II)

Black colobus

Macaca silenus (I)

Lion-tailed macaque

Macaca sylvanus (I)

Barbary macaque

Mandrillus leucophaeus (I)

Drill

Mandrillus sphinx (I)

Mandrill

Nasalis larvatus (I)

Proboscis monkey

Piliocolobus foai (II)

Central African red colobus

Piliocolobus gordonorum (II)

Uzungwa red colobus

Piliocolobus kirkii (I)

Zanzibar red colobus

Piliocolobus pennantii (II)

Pennant's red colobus

Piliocolobus preussi (II)

Preuss's red colobus

Piliocolobus rufomitratus (I)

Tana River red colobus

Piliocolobus tephrosceles (II)

Ugandan red colobus

Piliocolobus tholloni (II)

Thollon's red colobus

Presbytis potenziani (I)

Mentawai langur

Pygathrix spp. (I)

Douc langurs

Rhinopithecus spp. (I)

Snub-nosed monkeys

Semnopithecus ajax (I)

Kashmir grey langur

Semnopithecus dussumieri (I)

Southern Plains grey langur

Semnopithecus entellus (I)

Northern Plains grey langur

Semnopithecus hector (I)

Tarai grey langur

Semnopithecus hypoleucos (I)

Black-footed grey langur

Semnopithecus priam (I)

Tufted grey langur

Semnopithecus schistaceus (I)

Nepal grey langur

Simias concolor (I)

Simakobou

Trachypithecus delacouri (II)

Delacour's langur

Trachypithecus francoisi (II)

François's langur

Trachypithecus geei (I)

Gee's golden langur

Trachypithecus hatinhensis (II)

Hatinh langur

Trachypithecus johnii (II)

Nilgiri langur

Trachypithecus laotum (II)

Laotian langur

Trachypithecus pileatus (I)

Capped langur

Trachypithecus poliocephalus (II)

White-headed langur

Trachypithecus shortridgei (I)

Shortridge's langur

Cheirogaleidae

Dwarf lemurs and mouse-lemurs

Cheirogaleidae spp. (I)

Dwarf lemurs and mouse lemurs

Daubentoniidae

Aye-aye

Daubentonia madagascariensis (I)

Aye-aye

Hominidae

Chimpanzees, gorillas, orang-utan

Gorilla beringei (I)

Eastern gorilla

Gorilla gorilla (I)

Western gorilla

Pan spp. (I)

Chimpanzee and bonobo

Pongo abelii (I)

Sumatran orangutan

Pongo pygmaeus (I)

Bornean orangutan

Hylobatidae

Gibbons

Hylobatidae spp. (I)

Gibbons

Indriidae

Indri, sifakas and woolly lemurs

Indriidae spp. (I)

Indri, sifakas and woolly lemurs

Lemuridae

Large lemurs

Lemuridae spp. (I)

Large lemurs

Lepilemuridae

Sportive lemurs

Lepilemuridae spp. (I)

Sportive lemurs

Lorisidae

Lorises

Nycticebus spp. (I)

Slow lorises

Pitheciidae

Uacaris, titis, sakis

Cacajao spp. (I)

Uacaris

Callicebus barbarabrownae (II)

Barbara Brown's Titi

Callicebus melanochir (II)

Coastal Black-handed Titi

Callicebus nigrifrons (II)

Black-fronted Titi

Callicebus personatus (II)

Atlantic titi

Chiropotes albinasus (I)

White-nosed saki

Tarsiidae

Tarsiers

Tarsius spp. (II)

Tarsiers

PROBOSCIDEA

Elephantidae

Elephants

Elephas maximus (I)

Asian elephant

Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B)

Loxodonta africana (II)

(Only the populations of Botswana, Namibia, South Africa and Zimbabwe (5); all other populations are included in Annex A)

African elephant

RODENTIA

Chinchillidae

Chinchillas

Chinchilla spp. (I) (Specimens of the domesticated form are not subject to this Regulation)

Chinchillas

Cuniculidae

Pacas

Cuniculus paca (III Honduras)

Lowland paca

Dasyproctidae

Agoutis

Dasyprocta punctata (III Honduras)

Central American agouti

Erethizontidae

New-world porcupines

Sphiggurus mexicanus (III Honduras)

Mexican hairy dwarf porcupine

Sphiggurus spinosus (III Uruguay)

Paraguaian hairy dwarf porcupine

Hystricidae

Old-world porcupines

Hystrix cristata

Crested porcupine

Muridae

Mice, rats

Leporillus conditor (I)

Greater stick-nest rat

Pseudomys fieldi praeconis (I)

Shark Bay mouse

Xeromys myoides (I)

False water rat

Zyzomys pedunculatus (I)

Central Australian rock rat

Sciuridae

Ground squirrels, tree squirrels

Cynomys mexicanus (I)

Mexican prairie dog

Marmota caudata (III India)

Long-tailed marmot

Marmota himalayana (III India)

Himalayan marmot

Ratufa spp. (II)

Giant squirrels

Sciurus deppei (III Costa Rica)

Deppe's squirrel

SCANDENTIA

SCANDENTIA spp. (II)

Treeshrews

SIRENIA

Dugongidae

Dugong

Dugong dugon (I)

Dugong

Trichechidae

Manatees

Trichechus inunguis (I)

Trichechus manatus (I)

Trichechus senegalensis (I)

AVES

Birds

ANSERIFORMES

Anatidae

Ducks, geese, swans etc.

Anas aucklandica (I)

Auckland Islands teal

Anas bernieri (II)

Madagascar teal

Anas chlorotis (I)

Brown teal

Anas formosa (II)

Baikal teal

Anas laysanensis (I)

Laysan duck

Anas nesiotis (I)

Campbell Island teal

Anas querquedula

Garganey

Asarcornis scutulata (I)

White-winged duck

Aythya innotata

Madagascar pochard

Aythya nyroca

Ferruginous duck

Branta canadensis leucopareia (I)

Aleutian goose

Branta ruficollis (II)

Red-breasted goose

Branta sandvicensis (I)

Nene

Coscoroba coscoroba (II)

Coscoroba swan

Cygnus melancoryphus (II)

Black-necked swan

Dendrocygna arborea (II)

West Indian whistling-duck

Dendrocygna autumnalis (III Honduras)

Black-bellied whistling-duck

Dendrocygna bicolor (III Honduras)

Fulvous whistling-duck

Mergus octosetaceus

Brazilian merganser

Oxyura leucocephala (II)

White-headed duck

Rhodonessa caryophyllacea (possibly extinct) (I)

Pink-headed duck

Sarkidiornis melanotos (II)

Comb duck

Tadorna cristata

Crested shelduck

APODIFORMES

Trochilidae

Hummingbirds

Trochilidae spp. (II) (Except for the species included in Annex A)

Hummingbirds

Glaucis dohrnii (I)

Hook-billed hermit

CHARADRIIFORMES

Burhinidae

Thick-knees

Burhinus bistriatus (III Guatemala)

Double-striped thick-knee

Laridae

Gulls, terns

Larus relictus (I)

Relict gull

Scolopacidae

Curlews, greenshanks

Numenius borealis (I)

Eskimo curlew

Numenius tenuirostris (I)

Slender-billed curlew

Tringa guttifer (I)

Nordmann's greenshank

CICONIIFORMES

Ardeidae

Egrets, herons

Ardea alba

Great egret

Bubulcus ibis

Cattle egret

Egretta garzetta

Little egret

Balaenicipitidae

Shoebill, whale-headed stork

Balaeniceps rex (II)

Shoebill

Ciconiidae

Storks

Ciconia boyciana (I)

Oriental stork

Ciconia nigra (II)

Black stork

Ciconia stormi

Storm's stork

Jabiru mycteria (I)

Jabiru

Leptoptilos dubius

Greater adjutant stork

Mycteria cinerea (I)

Milky stork

Phoenicopteridae

Flamingos

Phoenicopteridae spp. (II) (Except for the species included in Annex A)

Flamingos

Phoenicopterus ruber (II)

Greater flamingo

Threskiornithidae

Ibises, spoonbills

Eudocimus ruber (II)

Scarlet ibis

Geronticus calvus (II)

Bald ibis

Geronticus eremita (I)

Waldrapp

Nipponia nippon (I)

Crested ibis

Platalea leucorodia (II)

Eurasian spoonbill

Pseudibis gigantea

Giant ibis

COLUMBIFORMES

Columbidae

Doves, pigeons

Caloenas nicobarica (I)

Nicobar pigeon

Claravis godefrida

Purple-winged ground-dove

Columba livia

Rock pigeon

Ducula mindorensis (I)

Mindoro zone-tailed pigeon

Gallicolumba luzonica (II)

Luzon bleeding-heart

Goura spp. (II)

Crowned-pigeons

Leptotila wellsi

Grenada dove

Nesoenas mayeri (III Mauritius)

Pink pigeon

Streptopelia turtur

European turtle-dove

CORACIIFORMES

Bucerotidae

Hornbills

Aceros spp. (II) (Except for the species included in Annex A)

Hornbills

Aceros nipalensis (I)

Rufous-necked hornbill

Anorrhinus spp. (II)

Hornbills

Anthracoceros spp. (II)

Hornbills

Berenicornis spp. (II)

Hornbills

Buceros spp. (II) (Except for the species included in Annex A)

Hornbills

Buceros bicornis (I)

Great hornbill

Penelopides spp. (II)

Hornbills

Rhinoplax vigil (I)

Helmeted hornbill

Rhyticeros spp. (II) (Except for the species included in Annex A)

Hornbills

Rhyticeros subruficollis (I)

Plain-pouched hornbill

CUCULIFORMES

Musophagidae

Turacos

Tauraco spp. (II) (Except for the species included in Annex A)

Turacos

Tauraco bannermani (II)

Bannerman's turaco

FALCONIFORMES

Diurnal birds of prey (eagles, falcons, hawks, vultures)

FALCONIFORMES spp. (II)

(Except for the species included in Annex A; except for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation; and except for Caracara lutosa)

Diurnal birds of prey

Accipitridae

Hawks, eagles

Accipiter brevipes (II)

Levant sparrowhawk

Accipiter gentilis (II)

Northern goshawk

Accipiter nisus (II)

Eurasian sparrowhawk

Aegypius monachus (II)

Cinereous vulture

Aquila adalberti (I)

Adalbert's eagle

Aquila chrysaetos (II)

Golden eagle

Aquila clanga (II)

Greater spotted eagle

Aquila heliaca (I)

Imperial eagle

Aquila pomarina (II)

Lesser spotted eagle

Buteo buteo (II)

Common buzzard

Buteo lagopus (II)

Rough-legged buzzard

Buteo rufinus (II)

Long-legged buzzard

Chondrohierax uncinatus wilsonii (I)

Cuban hook-billed kite

Circaetus gallicus (II)

Short-toed snake-eagle

Circus aeruginosus (II)

Western marsh-harrier

Circus cyaneus (II)

Northern harrier

Circus macrourus (II)

Pallid harrier

Circus pygargus (II)

Montagu's harrier

Elanus caeruleus (II)

Black-winged kite

Eutriorchis astur (II)

Madagascar serpent-eagle

Gypaetus barbatus (II)

Lammergeier

Gyps fulvus (II)

Eurasian griffon

Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II)

Sea-eagles

Harpia harpyja (I)

Harpy eagle

Hieraaetus fasciatus (II)

Bonelli's eagle

Hieraaetus pennatus (II)

Booted eagle

Leucopternis occidentalis (II)

Grey-backed hawk

Milvus migrans

  (II) (Except for Milvus migrans lineatus which is included in Annex B)

Black kite

Milvus milvus (II)

Red kite

Neophron percnopterus (II)

Egyptian vulture

Pernis apivorus (II)

European honey-buzzard

Pithecophaga jefferyi (I)

Great Philippine eagle

Cathartidae

New world vultures

Gymnogyps californianus (I)

California condor

Sarcoramphus papa (III Honduras)

King vulture

Vultur gryphus (I)

Andean condor

Falconidae

Falcons

Falco araeus (I)

Seychelles kestrel

Falco biarmicus (II)

Lanner falcon

Falco cherrug (II)

Saker falcon

Falco columbarius (II)

Merlin

Falco eleonorae (II)

Eleonora's falcon

Falco jugger (I)

Laggar falcon

Falco naumanni (II)

Lesser kestrel

Falco newtoni (I) (Only the population of the Seychelles)

Newton's kestrel

Falco pelegrinoides (I)

Barbary falcon

Falco peregrinus (I)

Peregrine falcon

Falco punctatus (I)

Mauritius kestrel

Falco rusticolus (I)

Gyrfalcon

Falco subbuteo (II)

Eurasian hobby

Falco tinnunculus (II)

Common kestrel

Falco vespertinus (II)

Red-footed falcon

Pandionidae

Ospreys

Pandion haliaetus (II)

Osprey

GALLIFORMES

Cracidae

Crax alberti (III Colombia)

Blue-knobbed curassow

Crax blumenbachii (I)

Red-billed curassow

Crax daubentoni (III Colombia)

Yellow-knobbed curassow

Crax fasciolata

Bare-faced Curassow

Crax globulosa (III Colombia)

Wattled curassow

Crax rubra (III Colombia/Costa Rica/Guatemala/Honduras)

Great currasow

Mitu mitu (I)

Alagoas curassow

Oreophasis derbianus (I)

Horned guan

Ortalis vetula (III Guatemala/Honduras)

Plain chachalaca

Pauxi pauxi (III Colombia)

Helmeted curassow

Penelope albipennis (I)

White-winged guan

Penelope purpurascens (III Honduras)

Crested guan

Penelopina nigra (III Guatemala)

Highland guan

Pipile jacutinga (I)

Black-fronted piping guan

Pipile pipile (I)

Trinidad piping guan

Megapodiidae

Megapodes, scrubfowl

Macrocephalon maleo (I)

Maleo

Phasianidae

Grouse, guineafowl, partridges, pheasants, tragopans

Argusianus argus (II)

Great argus

Catreus wallichii (I)

Cheer pheasant

Colinus virginianus ridgwayi (I)

Masked bobwhite

Crossoptilon crossoptilon (I)

White eared-pheasant

Crossoptilon mantchuricum (I)

Brown eared-pheasant

Gallus sonneratii (II)

Grey junglefowl

Ithaginis cruentus (II)

Blood pheasant

Lophophorus impejanus (I)

Himalayan monal

Lophophorus lhuysii (I)

Chinese monal

Lophophorus sclateri (I)

Sclater's monal

Lophura edwardsi (I)

Edwards' pheasant

Lophura hatinhensis

Vietnamese fireback

Lophura leucomelanos (III Pakistan)

Kalij pheasant

Lophura swinhoii (I)

Swinhoe's pheasant

Meleagris ocellata (III Guatemala)

Ocellated turkey

Odontophorus strophium

Gorgeted wood-quail

Ophrysia superciliosa

Himalayan quail

Pavo cristatus (III Pakistan)

Indian peafowl

Pavo muticus (II)

Green peafowl

Polyplectron bicalcaratum (II)

Grey peacock-pheasant

Polyplectron germaini (II)

Germain's peacock-pheasant

Polyplectron malacense (II)

Malayan peacock-pheasant

Polyplectron napoleonis (I)

Palawan peacock-pheasant

Polyplectron schleiermacheri (II)

Bornean peacock-pheasant

Pucrasia macrolopha (III Pakistan)

Koklass pheasant

Rheinardia ocellata (I)

Crested argus

Syrmaticus ellioti (I)

Elliot's pheasant

Syrmaticus humiae (I)

Hume's pheasant

Syrmaticus mikado (I)

Mikado pheasant

Tetraogallus caspius (I)

Caspian snowcock

Tetraogallus tibetanus (I)

Tibetan snowcock

Tragopan blythii (I)

Blyth's tragopan

Tragopan caboti (I)

Cabot's tragopan

Tragopan melanocephalus (I)

Western tragopan

Tragopan satyra (III Nepal)

Satyr tragopan

Tympanuchus cupido attwateri (II)

Attwater's prairie-chicken

GRUIFORMES

Gruidae

Cranes

Gruidae spp. (II) (Except for the species included in Annex A)

Cranes

Grus americana (I)

Whooping crane

Grus canadensis (I/II) (The species is listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I)

Sandhill crane

Grus grus (II)

Common crane

Grus japonensis (I)

Red-crowned crane

Grus leucogeranus (I)

Siberian crane

Grus monacha (I)

Hooded crane

Grus nigricollis (I)

Black-necked crane

Grus vipio (I)

White-necked crane

Otididae

Bustards

Otididae spp. (II) (Except for the species included in Annex A)

Bustards

Ardeotis nigriceps (I)

Indian bustard

Chlamydotis macqueenii (I)

Macqueen's bustard

Chlamydotis undulata (I)

Houbara bustard

Houbaropsis bengalensis (I)

Bengal florican

Otis tarda (II)

Great bustard

Sypheotides indicus (II)

Lesser florican

Tetrax tetrax (II)

Little bustard

Rallidae

Coots, rails

Gallirallus sylvestris (I)

Lord Howe rail

Rhynochetidae

Kagu

Rhynochetos jubatus (I)

Kagu

PASSERIFORMES

Atrichornithidae

Scrub-birds

Atrichornis clamosus (I)

Noisy scrub-bird

Cotingidae

Cotingas

Cephalopterus ornatus (III Colombia)

Amazonian umbrella bird

Cephalopterus penduliger (III Colombia)

Long-wattled umbrella bird

Cotinga maculata (I)

Banded cotinga

Rupicola spp. (II)

Cocks-of-the-rock

Xipholena atropurpurea (I)

White-winged cotinga

Emberizidae

Cardinals, tanagers

Gubernatrix cristata (II)

Yellow cardinal

Paroaria capitata (II)

Yellow-billed cardinal

Paroaria coronata (II)

Red-crested cardinal

Tangara fastuosa (II)

Seven-coloured tanager

Estrildidae

Mannikins, waxbills

Amandava formosa (II)

Green avadavat

Lonchura fuscata

Timor sparrow

Lonchura oryzivora (II)

Java sparrow

Poephila cincta cincta (II)

Southern black-throated finch

Fringillidae

Finches

Carduelis cucullata (I)

Red siskin

Carduelis yarrellii (II)

Yellow-faced siskin

Hirundinidae

Martins

Pseudochelidon sirintarae (I)

White-eyed river-martin

Icteridae

New-world blackbirds

Xanthopsar flavus (I)

Saffron-cowled blackbird

Meliphagidae

Honey-eaters

Lichenostomus melanops cassidix (II)

Helmeted honeyeater

Muscicapidae

Old-world flycatchers, babblers, etc.

Acrocephalus rodericanus (III Mauritius)

Rodrigues brush-warbler

Cyornis ruckii (II)

Rueck's blue-flycatcher

Dasyornis broadbenti litoralis (possibly extinct) (I)

Western rufous bristlebird

Dasyornis longirostris (I)

Western bristlebird

Garrulax canorus (II)

Chinese Hwamei

Garrulax taewanus (II)

Taiwan Hwamei

Leiothrix argentauris (II)

Silver-eared mesia

Leiothrix lutea (II)

Red-billed leiothrix

Liocichla omeiensis (II)

Omei Shan liocichla

Picathartes gymnocephalus (I)

White-necked rockfowl

Picathartes oreas (I)

Grey-necked rockfowl

Terpsiphone bourbonnensis (III Mauritius)

Mascarene paradise-flycatcher

Paradisaeidae

Birds of paradise

Paradisaeidae spp. (II)

Birds of paradise

Pittidae

Pittas

Pitta guajana (II)

Banded pitta

Pitta gurneyi (I)

Gurney's pitta

Pitta kochi (I)

Whiskered pitta

Pitta nympha (II)

Fairy pitta

Pycnonotidae

Bulbuls

Pycnonotus zeylanicus (II)

Straw-headed bulbul

Sturnidae

Mynas

Gracula religiosa (II)

Hill myna

Leucopsar rothschildi (I)

Bali myna

Zosteropidae

White-eyes

Zosterops albogularis (I)

White-chested white-eye

PELECANIFORMES

Fregatidae

Frigatebirds

Fregata andrewsi (I)

Christmas frigatebird

Pelecanidae

Pelicans

Pelecanus crispus (I)

Dalmatian pelican

Sulidae

Boobies

Papasula abbotti (I)

Abbott's booby

PICIFORMES

Capitonidae

Barbets

Semnornis ramphastinus (III Colombia)

Toucan barbet

Picidae

Woodpeckers

Dryocopus javensis richardsi (I)

Tristram's woodpecker

Ramphastidae

Toucans

Baillonius bailloni (III Argentina)

Saffron toucanet

Pteroglossus aracari (II)

Black-necked aracari

Pteroglossus castanotis (III Argentina)

Chestnut-eared aracari

Pteroglossus viridis (II)

Green aracari

Ramphastos dicolorus (III Argentina)

Red-breasted toucan

Ramphastos sulfuratus (II)

Keel-billed toucan

Ramphastos toco (II)

Toco toucan

Ramphastos tucanus (II)

Red-billed toucan

Ramphastos vitellinus (II)

Channel-billed toucan

Selenidera maculirostris (III Argentina)

Spot-billed toucanet

PODICIPEDIFORMES

Podicipedidae

Grebes

Podilymbus gigas (I)

Atitlan Grebe

PROCELLARIIFORMES

Diomedeidae

Albatrosses

Phoebastria albatrus (I)

Short-tailed albatross

PSITTACIFORMES

Cockatoos, lories, macaws, parakeets, parrots etc.

PSITTACIFORMES spp. (II)

(Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus
  undulatus, Nymphicus
  hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation)

Parrots, etc.

Cacatuidae

Cockatoos

Cacatua goffiniana (I)

Tanimbar cockatoo

Cacatua haematuropygia (I)

Philippine cockatoo

Cacatua moluccensis (I)

Salmon-crested cockatoo

Cacatua sulphurea (I)

Yellow-crested cockatoo

Probosciger aterrimus (I)

Palm cockatoo

Loriidae

Lories, lorikeets

Eos histrio (I)

Red and blue lory

Vini spp. (I/II) (Vini
  ultramarina is listed in Appendix I, the other species are listed in Appendix II)

Blue lorikeets

Psittacidae

Amazons, macaws, parakeets, parrots

Amazona arausiaca (I)

Red-necked parrot

Amazona auropalliata (I)

Yellow-naped parrot

Amazona barbadensis (I)

Yellow-shouldered parrot

Amazona brasiliensis (I)

Red-tailed parrot

Amazona finschi (I)

Lilac-crowned parrot

Amazona guildingii (I)

St Vincent parrot

Amazona imperialis (I)

Imperial parrot

Amazona leucocephala (I)

Cuban parrot

Amazona oratrix (I)

Yellow-headed parrot

Amazona pretrei (I)

Red-spectacled parrot

Amazona rhodocorytha (I)

Red-browed parrot

Amazona tucumana (I)

Tucuman parrot

Amazona versicolor (I)

Saint Lucia parrot

Amazona vinacea (I)

Vinaceous parrot

Amazona viridigenalis (I)

Green-cheeked parrot

Amazona vittata (I)

Puerto Rican parrot

Anodorhynchus spp. (I)

Blue macaws

Ara ambiguus (I)

Great green macaw

Ara glaucogularis (I)

Blue-throated macaw

Ara macao (I)

Scarlet macaw

Ara militaris (I)

Military macaw

Ara rubrogenys (I)

Red-fronted macaw

Cyanopsitta spixii (I)

Spix's macaw

Cyanoramphus cookii (I)

Norfolk Island parakeet

Cyanoramphus forbesi (I)

Chatham Island yellow-fronted parakeet

Cyanoramphus novaezelandiae (I)

Red-fronted parakeet

Cyanoramphus saisseti (I)

Red-crowned parakeet

Cyclopsitta diophthalma coxeni (I)

Coxen's double-eyed fig parrot

Eunymphicus cornutus (I)

Horned parakeet

Guarouba guarouba (I)

Golden parakeet

Neophema chrysogaster (I)

Orange-bellied parrot

Ognorhynchus icterotis (I)

Yellow-eared parrot

Pezoporus occidentalis (possibly extinct) (I)

Night parrot

Pezoporus wallicus (I)

Ground parrot

Pionopsitta pileata (I)

Pileated parrot

Primolius couloni (I)

Blue-headed macaw

Primolius maracana (I)

Blue-winged macaw

Psephotus chrysopterygius (I)

Golden-shouldered parrot

Psephotus dissimilis (I)

Hooded parrot

Psephotus pulcherrimus (possibly extinct) (I)

Paradise parrot

Psittacula echo (I)

Mauritius parakeet

Psittacus erithacus (I)

African grey parrot

Pyrrhura cruentata (I)

Blue-throated parakeet

Rhynchopsitta spp. (I)

Thick-billed parrots

Strigops habroptilus (I)

Kakapo

RHEIFORMES

Rheidae

Rheas

Pterocnemia pennata (I) (Except Pterocnemia
  pennata
  pennata which is included in Annex B)

Lesser rhea

Pterocnemia pennata pennata (II)

Lesser rhea

Rhea americana (II)

Greater rhea

SPHENISCIFORMES

Spheniscidae

Penguins

Spheniscus demersus (II)

Jackass penguin

Spheniscus humboldti (I)

Humboldt penguin

STRIGIFORMES

Owls

STRIGIFORMES spp. (II) (Except for the species included in Annex A and except for Sceloglaux albifacies)

Owls

Strigidae

Owls

Aegolius funereus (II)

Boreal owl

Asio flammeus (II)

Short-eared owl

Asio otus (II)

Long-eared owl

Athene noctua (II)

Little owl

Bubo bubo

  (II) (Except for Bubo bubo bengalensis which is included in Annex B)

Eurasian eagle-owl

Glaucidium passerinum (II)

Eurasian pygmy-owl

Heteroglaux blewitti (I)

Forest owlet

Mimizuku gurneyi (I)

Lesser eagle-owl

Ninox natalis (I)

Christmas hawk-owl

Nyctea scandiaca (II)

Snowy owl

Otus ireneae (II)

Sokoke scops-owl

Otus scops (II)

Eurasian scops-owl

Strix aluco (II)

Tawny owl

Strix nebulosa (II)

Great grey owl

Strix uralensis

  (II) (Except for Strix uralensis davidi which is included in Annex B)

Ural owl

Surnia ulula (II)

Northern hawk owl

Tytonidae

Barn owls

Tyto alba (II)

Barn owl

Tyto soumagnei (I)

Soumagne's owl

STRUTHIONIFORMES

Struthionidae

Ostrich

Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation)

Ostrich

TINAMIFORMES

Tinamidae

Tinamous

Tinamus solitarius (I)

Solitary tinamou

TROGONIFORMES

Trogonidae

Quetzals

Pharomachrus mocinno (I)

Resplendent quetzal

REPTILIA

Reptiles

CROCODYLIA

Alligators, caimans, crocodiles

CROCODYLIA spp. (II) (Except for the species included in Annex A)

Alligators, caimans, crocodiles

Alligatoridae

Alligators, caimans

Alligator sinensis (I)

Chinese alligator

Caiman crocodilus apaporiensis (I)

Rio Apaporis spectacled caiman

Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B)

Broad-nosed caiman

Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group)

Black caiman

Crocodylidae

Crocodiles

Crocodylus acutus (I) (Except for the population of the Integrated Management District of Mangroves of the Bay of Cispata, Tinajones, La Balsa and Surrounding Areas, Department of Córdoba, Colombia, and the population of Cuba, which are included in Annex B)

American crocodile

Crocodylus cataphractus (I)

African slender-snouted crocodile

Crocodylus intermedius (I)

Orinoco crocodile

Crocodylus mindorensis (I)

Philippine crocodile

Crocodylus moreletii (I) (Except for the population of Belize, which is included in Annex B with a zero quota for wild specimens traded for commercial purposes, and the population of Mexico, which is included in Annex B)

Morelet's crocodile

Crocodylus niloticus (I) (Except for the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B)

Nile crocodile

Crocodylus palustris (I)

Mugger crocodile

Crocodylus porosus (I) (Except for the populations of Australia, Indonesia, Malaysia [wild harvest restricted to the State of Sarawak and a zero quota for wild specimens for the other States of Malaysia (Sabah and Peninsular Malaysia), with no change in the zero quota unless approved by the CITES Parties] and Papua New Guinea, which are included in Annex B)

Estuarine crocodile

Crocodylus rhombifer (I)

Cuban crocodile

Crocodylus siamensis (I)

Siamese crocodile

Osteolaemus tetraspis (I)

West African dwarf crocodile

Tomistoma schlegelii (I)

False gharial

Gavialidae

Gavial or gharial

Gavialis gangeticus (I)

Gharial

RHYNCHOCEPHALIA

Sphenodontidae

Tuataras

Sphenodon spp. (I)

Tuataras

SAURIA

Agamidae

Spiny-tailed lizards (Agamas, mastigures)

Saara spp. (II)

Uromastyx spp. (II)

Spiny-tailed lizards

Anguidae

Alligator lizards

Abronia spp. (II) (except for the species included in Annex A. A zero export quota has been established for wild specimens for Abronia aurita, A. gaiophantasma, A. montecristoi, A. salvadorensis and A. vasconcelosii)

Alligator lizards

Abronia anzuetoi (I)

Abronia campbelli (I)

Abronia fimbriata (I)

Abronia frosti (I)

Abronia meledona (I)

Chamaeleonidae

Chameleons

Archaius spp. (II)

Bradypodion spp. (II)

Dwarf chameleons

Brookesia spp. (II) (Except for the species included in Annex A)

Dwarf chameleons

Brookesia perarmata (I)

Dwarf spiny chameleon

Calumma spp. (II)

Madagascar chameleons

Chamaeleo spp. (II) (Except for the species included in Annex A)

Chameleons

Chamaeleo chamaeleon (II)

European chameleon

Furcifer spp. (II)

Madagascar chameleons

Kinyongia spp. (II)

Dwarf chameleons

Nadzikambia spp. (II)

Dwarf chameleons

Palleon spp. (II)

Rhampholeon spp. (II)

Pygmy chamaeleons

Rieppeleon spp. (II)

Pygmy chamaeleons

Trioceros spp. (II)

Cordylidae

Spiny-tailed lizards

Cordylus spp. (II)

Girdled lizards

Hemicordylus spp. (II)

Karusaurus spp. (II)

Namazonurus spp. (II)

Ninurta spp. (II)

Ouroborus spp. (II)

Pseudocordylus spp. (II)

Smaug spp. (II)

Gekkonidae

Geckos

Cnemaspis psychedelica (I)

Psychedelic rock gecko

Dactylocnemis spp. (III New Zealand)

Hoplodactylus spp. (III New Zealand)

Sticky-toed geckos

Lygodactylus williamsi (I)

Turquoise dwarf gecko

Mokopirirakau spp. (III New Zealand)

Nactus serpensinsula (II)

Serpent Island gecko

Naultinus spp. (II)

New Zealand tree geckos

Paroedura masobe (II)

Masobe gecko

Phelsuma spp. (II) (Except for the species included in Annex A)

Day geckos

Phelsuma guentheri (II)

Round Island day gecko

Rhoptropella spp. (II)

Toropuku spp. (III New Zealand)

Tukutuku spp. (III New Zealand)

Uroplatus spp. (II)

Flat-tailed geckos

Woodworthia spp. (III New Zealand)

Helodermatidae

Gila monster and beaded lizard

Heloderma spp. (II) (Except for the subspecies included in Annex A)

Gila monster and beaded lizard

Heloderma horridum charlesbogerti (I)

Guatemalan beaded lizard

Iguanidae

Iguanas

Amblyrhynchus cristatus (II)

Galapagos marine iguana

Brachylophus spp. (I)

Fiji iguanas

Conolophus spp. (II)

Galapagos land iguanas

Ctenosaura bakeri (II)

Utila Island spiny-tailed iguana

Ctenosaura melanosterna (II)

Rio Aguan Valley spiny-tailed iguana

Ctenosaura oedirhina (II)

Roatan spiny-tailed iguana

Ctenosaura palearis (II)

Guatemalan Spiny-tailed iguana

Cyclura spp. (I)

Ground iguanas

Iguana spp. (II)

Iguanas

Phrynosoma blainvillii (II)

Blaineville's horned lizard

Phrynosoma cerroense (II)

Cedros Island horned lizard

Phrynosoma coronatum (II)

Coast horned lizard

Phrynosoma wigginsi (II)

Gulf coast horned lizard

Sauromalus varius (I)

San Esteban Island chuckwalla

Lacertidae

Lizards

Gallotia simonyi (I)

Hierro giant lizard

Podarcis lilfordi (II)

Lilford's wall lizard

Podarcis pityusensis (II)

Ibiza wall lizard

Lanthanotidae

Earless Monitor Lizard

Lanthanotidae spp. (II) (A zero export quota has been established for wild specimens for commercial trade)

Scincidae

Skinks

Corucia zebrata (II)

Prehensile-tailed skink

Teiidae

Caiman lizards, tegu lizards

Crocodilurus amazonicus (II)

Dragon lizard

Dracaena spp. (II)

Caiman lizards

Salvator spp. (II)

Tupinambis spp.(II)

Tegus

Varanidae

Monitor lizards

Varanus spp. (II) (Except for the species included in Annex A)

Monitor lizards

Varanus bengalensis (I)

Indian monitor

Varanus flavescens (I)

Yellow monitor

Varanus griseus (I)

Desert monitor

Varanus komodoensis (I)

Komodo dragon

Varanus nebulosus (I)

Clouded monitor

Varanus olivaceus (II)

Gray's monitor

Xenosauridae

Chinese crocodile lizard

Shinisaurus crocodilurus (I)

Chinese crocodile lizard

SERPENTES

Snakes

Boidae

Boas

Boidae spp. (II) (Except for the species included in Annex A)

Boas

Acrantophis spp. (I)

Madagascar ground boas

Boa constrictor occidentalis (I)

Argentine boa constrictor

Epicrates inornatus (I)

Puerto Rican boa

Epicrates monensis (I)

Virgin Island tree boa

Epicrates subflavus (I)

Jamaican boa

Eryx jaculus (II)

Spotted sand boa

Sanzinia madagascariensis (I)

Madagascar tree boa

Bolyeriidae

Round Island boas

Bolyeriidae spp. (II) (Except for the species included in Annex A)

Round Island boas

Bolyeria multocarinata (I)

Round Island boa

Casarea dussumieri (I)

Round Island keel-scaled boa

Colubridae

Typical snakes, water snakes, whip snakes

Atretium schistosum (III India)

Olive keel-back

Cerberus rynchops (III India)

Dog-faced water snake

Clelia clelia (II)

Mussurana

Cyclagras gigas (II)

False cobra

Elachistodon westermanni (II)

Indian egg-eating snake

Ptyas mucosus (II)

Common rat snake

Xenochrophis piscator (III India)

Checkered keel-back

Xenochrophis schnurrenbergeri (III India)

Xenochrophis tytleri (III India)

Elapidae

Cobras, coral snakes

Hoplocephalus bungaroides (II)

Broad-headed snake

Micrurus diastema (III Honduras)

Atlantic coral snake

Micrurus nigrocinctus (III Honduras)

Central American coral snake

Micrurus ruatanus (III Honduras)

Naja atra (II)

Chinese spitting cobra

Naja kaouthia (II)

Monocellate cobra

Naja mandalayensis (II)

Burmese spitting cobra

Naja naja (II)

Indian cobra

Naja oxiana (II)

Central Asian cobra

Naja philippinensis (II)

North Philippine spitting cobra

Naja sagittifera (II)

Andaman cobra

Naja samarensis (II)

South-east Philippine spitting cobra

Naja siamensis (II)

Indochinese spitting cobra

Naja sputatrix (II)

South Indonesian spitting cobra

Naja sumatrana (II)

Golden spitting cobra

Ophiophagus hannah (II)

King cobra

Loxocemidae

Mexican dwarf boa

Loxocemidae spp. (II)

Mexican dwarf boa

Pythonidae

Pythons

Pythonidae spp. (II) (Except for the subspecies included in Annex A)

Pythons

Python molurus molurus (I)

Indian python

Tropidophiidae

Wood boas

Tropidophiidae spp. (II)

Wood boas

Viperidae

Vipers

Atheris desaixi (II)

Mt. Kenya bush viper

Bitis worthingtoni (II)

Kenya horned viper

Crotalus durissus (III Honduras)

Neotropical rattlesnake

Crotalus durissus unicolor

Aruba rattlesnake

Daboia russelii (III India)

Russell's viper

Trimeresurus mangshanensis (II)

Mangshan pit-viper

Vipera latifii

Latifi's viper

Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation)

Orsini's viper

Vipera wagneri (II)

Wagner's viper

TESTUDINES

Carettochelyidae

Pig-nosed turtles

Carettochelys insculpta (II)

Pig-nosed turtle

Chelidae

Austro-American sideneck turtles

Chelodina mccordi (II) (A zero annual export quota has been established for specimens removed from the wild)

Roti snake-necked turtle

Pseudemydura umbrina (I)

Western swamp turtle

Cheloniidae

Sea turtles

Cheloniidae spp. (I)

Sea turtles

Chelydridae

Snapping turtles

Chelydra serpentina (III United States of America)

Macrochelys temminckii (III United States of America)

Alligator snapping turtle

Dermatemydidae

Central American river turtle

Dermatemys mawii (II)

Central American river turtle

Dermochelyidae

Leatherback turtle

Dermochelys coriacea (I)

Leatherback turtle

Emydidae

Box turtles, freshwater turtles

Chrysemys picta (Only live specimens)

Painted turtle

Clemmys guttata (II)

Spotted turtle

Emydoidea blandingii (II)

Blanding's turtle

Glyptemys insculpta (II)

Wood turtle

Glyptemys muhlenbergii (I)

Bog turtle

Graptemys spp. (III United States of America)

Map turtles

Malaclemys terrapin (II)

Diamondback terrapin

Terrapene spp. (II) (Except for the species included in Annex A)

Box turtles

Terrapene coahuila (I)

Aquatic box turtle

Geoemydidae

Batagur affinis (I)

Southern river terrapin

Batagur baska (I)

Batagur

Batagur borneoensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Batagur dhongoka (II)

Batagur kachuga (II)

Batagur trivittata (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Cuora spp. (II) (A zero annual export quota has been established for Cuora aurocapitata, C. bourreti, C. flavomarginata, C. galbinifrons, C. mccordi, C. mouhotii, C. pani, C. picturata, C. trifasciata, C. yunnanensis and C. zhoui for specimens removed from the wild and traded for commercial purposes)

Asian box turtles

Cyclemys spp. (II)

Asian leaf turtles

Geoclemys hamiltonii (I)

Black pond turtle

Geoemyda japonica (II)

Ryukyu black-breasted leaf turtle

Geoemyda spengleri (II)

Black-breasted leaf turtle

Hardella thurjii (II)

Crowned river turtle

Heosemys annandalii (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Yellow-headed temple turtle

Heosemys depressa (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Arakan forest turtle

Heosemys grandis (II)

Giant Asian turtle

Heosemys spinosa (II)

Spiny turtle

Leucocephalon yuwonoi (II)

Sulawesi forest turtle

Malayemys macrocephala (II)

Snail-eating turtle

Malayemys subtrijuga (II)

Ricefield turtle

Mauremys annamensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Annam pond turtle

Mauremys iversoni (III China)

Fujian pond turtle

Mauremys japonica (II)

Japanese pond turtle

Mauremys megalocephala (III China)

Big-headed pond turtle

Mauremys mutica (II)

Yellow pond turtle

Mauremys nigricans (II)

Red-necked pond turtle

Mauremys pritchardi (III China)

Pritchard's pond turtle

Mauremys reevesii (III China)

Reeves's turtle

Mauremys sinensis (III China)

Chinese stripe-necked turtle

Melanochelys tricarinata (I)

Three-keeled land tortoise

Melanochelys trijuga (II)

Indian black turtle

Morenia ocellata (I)

Burmese swamp turtle

Morenia petersi (II)

Indian eyed turtle

Notochelys platynota (II)

Malayan flat-shelled turtle

Ocadia glyphistoma (III China)

Notch-mouthed stripe-necked turtle

Ocadia philippeni (III China)

Philippen's stripe-necked turtle

Orlitia borneensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Malayan giant turtle

Pangshura spp. (II) (Except for the species included in Annex A)

Roofed turtles

Pangshura tecta (I)

Indian roofed turtle

Sacalia bealei (II)

Beal's eyed turtle

Sacalia pseudocellata (III China)

Chinese false-eyed turtle

Sacalia quadriocellata (II)

Four-eyed turtle

Siebenrockiella crassicollis (II)

Black marsh turtle

Siebenrockiella leytensis (II)

Philippine pond turtle

Vijayachelys silvatica (II)

Cochin forest cane turtle

Platysternidae

Big-headed turtles

Platysternidae spp. (I)

Big-headed turtles

Podocnemididae

Afro-American sideneck turtles

Erymnochelys madagascariensis (II)

Madagascar sideneck turtle

Peltocephalus dumerilianus (II)

Big-headed sideneck turtle

Podocnemis spp. (II)

Sideneck turtles

Testudinidae

Tortoises

Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Centrochelys sulcata for specimens removed from the wild and traded for primarily commercial purposes)

Tortoises

Astrochelys radiata (I)

Radiated tortoise

Astrochelys yniphora (I)

Angonoka

Chelonoidis niger (I)

Galapagos giant tortoise

Geochelone platynota (I)

Burmese star tortoise

Gopherus flavomarginatus (I)

Bolson tortoise

Malacochersus tornieri (II)

Pancake tortoise

Psammobates geometricus (I)

Geometric tortoise

Pyxis arachnoides (I)

Madagascar spider tortoise

Pyxis planicauda (I)

Madagascar flat-shelled tortoise

Testudo graeca (II)

Spur-thighed tortoise

Testudo hermanni (II)

Hermann's tortoise

Testudo kleinmanni (I)

Egyptian tortoise

Testudo marginata (II)

Marginated tortoise

Trionychidae

Softshell turtles, terrapins

Amyda cartilaginea (II)

Southeast Asian soft-shelled turtle

Apalone ferox (III United States of America)

Apalone mutica (III United States of America)

Apalone spinifera (III United States of America) (except for the subspecies included in Annex A)

Apalone spinifera atra (I)

Cuatro Cienagas soft-shell turtle

Chitra spp. (II) (Except for the species included in Annex A)

Narrow-headed softshell turtles

Chitra chitra (I)

Asian narrow-headed softshell

Chitra vandijki (I)

Burmese narrow-headed softshell

Cyclanorbis elegans (II)

Nubian flapshelll turtle

Cyclanorbis senegalensis (II)

Senegal flapshell turtle

Cycloderma aubryi (II)

Aubrys flapshelll turtle

Cycloderma frenatum (II)

Zambezi flapshell turtle

Dogania subplana (II)

Malayan soft-shelled turtle

Lissemys ceylonensis (II)

Sri Lankan flapshell turtle

Lissemys punctata (II)

Indo-Gangetic flapshell turtle

Lissemys scutata (II)

Burmese flapshell turtle

Nilssonia formosa (II)

Burmese peacock softshell

Nilssonia gangetica (I)

Indian soft-shell turtle

Nilssonia hurum (I)

Peacock soft-shell turtle

Nilssonia leithii (II)

Leith's softshell turtle

Nilssonia nigricans (I)

Black soft-shell turtle

Palea steindachneri (II)

Wattle-necked softshell turtle

Pelochelys spp. (II)

Giant softshell turtles

Pelodiscus axenaria (II)

Hunan softshell turtle

Pelodiscus maackii (II)

Amur softshell turtle

Pelodiscus parviformis (II)

Chinese softshell turtle

Rafetus euphraticus (II)

Euphrates softshell turtle

Rafetus swinhoei (II)

Yangtze softshell turtle

Trionyx triunguis (II)

Nile softshell turtle

AMPHIBIA

Amphibians

ANURA

Frogs and toads

Aromobatidae

Cryptic forest frogs

Allobates femoralis (II)

Brilliant-thighed poison frog

Allobates hodli (II)

Allobates myersi (II)

Myers' poison frog

Allobates zaparo (II)

Sanguine poison frog

Anomaloglossus rufulus (II)

Chimanta poison frog

Bufonidae

Toads

Altiphrynoides spp. (I)

Malcolm's Ethiopian toad

Amietophrynus channingi (I)

Amietophrynus superciliaris (I)

Cameroon toad

Atelopus zeteki (I)

Golden frog

Incilius periglenes (I)

Golden toad

Nectophrynoides spp. (I)

African viviparous toads

Nimbaphrynoides spp. (I)

Nimba toads

Calyptocephalellidae

Calyptocephalella gayi (III Chile)

Chilean helmeted water toad

Conrauidae

Frogs

Conraua goliath

Goliath frog

Dendrobatidae

Poison frogs

Adelphobates spp. (II)

Ameerega spp. (II)

Andinobates spp. (II)

Dendrobates spp. (II)

Poison-arrow frogs

Epipedobates spp. (II)

Poison-arrow frogs

Excidobates spp. (II)

Hyloxalus azureiventris (II)

Sky-blue poison frog

Minyobates spp. (II)

Demonic poison frogs

Oophaga spp. (II)

Phyllobates spp. (II)

Poison-arrow frogs

Ranitomeya spp. (II)

Dicroglossidae

Frogs

Euphlyctis hexadactylus (II)

Six-fingered frog

Hoplobatrachus tigerinus (II)

Tiger frog

Hylidae

Tree frogs

Agalychnis spp. (II)

Mantellidae

Mantella frogs

Mantella spp. (II)

Mantella frogs

Microhylidae

Tomato frogs

Dyscophus antongilii (II)

Tomato frog

Dyscophus guineti (II)

False tomato frog

Dyscophus insularis (II)

Antsouhy tomato frog

Scaphiophryne boribory (II)

Green marbled burrowing frog

Scaphiophryne gottlebei (II)

Red rain frog

Scaphiophryne marmorata (II)

Green marbled burrowing frog

Scaphiophryne spinosa (II)

Green marbled burrowing frog

Myobatrachidae

Gastric brooding frogs

Rheobatrachus spp. (II) (Except for Rheobatrachus silus and Rheobatrachus vitellinus)

Gastric brooding frog

Telmatobiidae

Water frogs

Telmatobius culeus (I)

Titicaca water frog

CAUDATA

Ambystomatidae

Axolotls

Ambystoma dumerilii (II)

Lake Patzcuaro salamander

Ambystoma mexicanum (II)

Axolotl

Cryptobranchidae

Giant salamanders

Andrias spp. (I)

Giant salamanders

Cryptobranchus alleganiensis (III United States of America)

Hellbender

Hynobiidae

Asiatic salamanders

Hynobius amjiensis (III China)

Salamandridae

Salamanders and newts

Neurergus kaiseri (I)

Kaiser's spotted newt

Paramesotriton hongkongensis (II)

Hong Kong warty newt

Salamandra algira (III Algeria)

ELASMOBRANCHII

Sharks and rays

CARCHARHINIFORMES

Carcharhinidae

Requiem sharks

Carcharhinus falciformis (II) (This inclusion will enter into effect on 4 October 2017)

Silky shark

Carcharhinus longimanus (II)

Oceanic whitetip shark

Sphyrnidae

Hammerhead sharks

Sphyrna lewini (II)

Scalloped hammerhead shark

Sphyrna mokarran (II)

Great hammerhead shark

Sphyrna zygaena (II)

Smooth hammerhead shark

LAMNIFORMES

Alopiidae

Thresher sharks

Alopias spp. (II) (This inclusion will enter into effect on 4 October 2017)

Thresher sharks

Cetorhinidae

Basking sharks

Cetorhinus maximus (II)

Basking shark

Lamnidae

White sharks

Carcharodon carcharias (II)

Great white shark

Lamna nasus (II)

Porbeagle

MYLIOBATIFORMES

Myliobatidae

Manta spp. (II)

Manta rays

Mobula spp. (II) (This inclusion will enter into effect on 4 April 2017)

Devil rays

Potamotrygonidae

Paratrygon aiereba (III Colombia)

Potamotrygon spp. (III Brazil) (population of Brazil)

Potamotrygon constellata (III Colombia)

Potamotrygon magdalenae (III Colombia)

Potamotrygon motoro (III Colombia)

Potamotrygon orbignyi (III Colombia)

Potamotrygon schroederi (III Colombia)

Potamotrygon scobina (III Colombia)

Potamotrygon yepezi (III Colombia)

ORECTOLOBIFORMES

Rhincodontidae

Whale sharks

Rhincodon typus (II)

Whale shark

PRISTIFORMES

Pristidae

Sawfishes

Pristidae spp. (I)

Sawfishes

ACTINOPTERI

Fish

ACIPENSERIFORMES

ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A)

Sturgeons and paddlefish

Acipenseridae

Sturgeons

Acipenser brevirostrum (I)

Shortnose sturgeon

Acipenser sturio (I)

Common sturgeon

ANGUILLIFORMES

Anguillidae

Freshwater eels

Anguilla anguilla (II)

European eel

CYPRINIFORMES

Catostomidae

Cui-ui

Chasmistes cujus (I)

Cui-ui

Cyprinidae

Blind carps, plaeesok

Caecobarbus geertsii (II)

African blind barb fish

Probarbus jullieni (I)

Ikan temoleh

OSTEOGLOSSIFORMES

Arapaimidae

Arapaima gigas (II)

Arapaima

Osteoglossidae

Arapaimas, bonytongues

Scleropages formosus (I)

Asian arowana

Scleropages inscriptus

PERCIFORMES

Labridae

Wrasses

Cheilinus undulatus (II)

Humphead wrasse

Pomacanthidae

Holacanthus clarionensis (II)

Clarion angelfish

Sciaenidae

Totoabas

Totoaba macdonaldi (I)

Totoaba

SILURIFORMES

Pangasiidae

Pangasid catfish

Pangasianodon gigas (I)

Giant catfish

Loricariidae

Hypancistrus zebra (III Brazil)

SYNGNATHIFORMES

Syngnathidae

Pipefishes, seahorses

Hippocampus spp. (II)

Seahorses

DIPNEUSTI

Lungfishes

CERATODONTIFORMES

Neoceratodontidae

Australian lungfishes

Neoceratodus forsteri (II)

Australian lungfish

COELACANTHI

Coelacanths

COELACANTHIFORMES

Latimeriidae

Coelacanths

Latimeria spp. (I)

Coelacanths

ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS)

HOLOTHUROIDEA

Sea cucumbers

ASPIDOCHIROTIDA

Stichopodidae

Sea cucumbers

Isostichopus fuscus (III Ecuador)

Brown sea cucumber

ARTHROPODA (ARTHROPODS)

ARACHNIDA

Spiders and scorpions

ARANEAE

Theraphosidae

Red-kneed tarantulas, tarantulas

Aphonopelma albiceps (II)

Aphonopelma pallidum (II)

Chihuahua rose-grey tarantula

Brachypelma spp. (II)

Central American tarantulas

SCORPIONES

Scorpionidae

Scorpions

Pandinus dictator (II)

Pandinus gambiensis (II)

Giant Senegalese scorpion

Pandinus imperator (II)

Emperor scorpion

Pandinus roeseli (II)

INSECTA

Insects

COLEOPTERA

Beetles

Lucanidae

Stag beetles

Colophon spp. (III South Africa)

Cape stag beetles

Scarabaeidae

Scarab beetles

Dynastes satanas (II)

Satanas beetle

LEPIDOPTERA

Butterflies

Nymphalidae

Agrias amydon boliviensis (III Bolivia)

Morpho godartii lachaumei (III Bolivia)

Prepona praeneste buckleyana (III Bolivia)

Papilionidae

Birdwing and swallowtail butterflies

Atrophaneura jophon (II)

Sri Lankan rose

Atrophaneura palu

Palu swallowtail butterfly

Atrophaneura pandiyana (II)

Malabar rose

Bhutanitis spp. (II)

Swallowtail butterflies

Graphium sandawanum

Apo swallowtail butterfly

Graphium stresemanni

Seram swallowtail

Ornithoptera spp. (II) (except for the species included in Annex A)

Birdwing butterflies

Ornithoptera alexandrae (I)

Queen Alexandra's birdwing

Papilio benguetanus

Papilio chikae (I)

Luzon peacock swallowtail

Papilio esperanza

Papilio homerus (I)

Homerus swallowtail

Papilio hospiton (II)

Corsican swallowtail

Papilio morondavana

Madagascan emperor swallowtail

Papilio neumoegeni

Parides ascanius

Fluminense swallowtail butterfly

Parides hahneli

Hahnel's amazonian swallowtail butterfly

Parnassius apollo (II)

Mountain apollo

Teinopalpus spp. (II)

Kaiser-I-Hind butterflies

Trogonoptera spp. (II)

Birdwing butterflies

Troides spp. (II)

Birdwing butterflies

ANNELIDA (SEGMENTED WORMS AND LEECHES)

HIRUDINOIDEA

Leeches

ARHYNCHOBDELLIDA

Hirudinidae

Leeches

Hirudo medicinalis (II)

Northern medicinal leech

Hirudo verbana (II)

Southern medicinal leech

MOLLUSCA (MOLLUSCS)

BIVALVIA

Bivalve molluscs (clams, mussels etc.)

MYTILOIDA

Mytilidae

Marine mussels

Lithophaga lithophaga (II)

European date mussel

UNIONOIDA

Unionidae

Freshwater mussels, pearly mussels

Conradilla caelata (I)

Birdwing pearly mussel

Cyprogenia aberti (II)

Western fanshell mussel

Dromus dromas (I)

Dromedary pearly mussel

Epioblasma curtisii (I)

Curtis' pearly mussel

Epioblasma florentina (I)

Yellow-blossom pearly mussel

Epioblasma sampsonii (I)

Wabash riffleshell

Epioblasma sulcata perobliqua (I)

White catspaw mussel

Epioblasma torulosa gubernaculum (I)

Green-blossom pearly mussel

Epioblasma torulosa rangiana (II)

Northern riffleshell

Epioblasma torulosa torulosa (I)

Turbercled-blossom pearly mussel

Epioblasma turgidula (I)

Turgid-blossom pearly mussel

Epioblasma walkeri (I)

Tan riffleshell

Fusconaia cuneolus (I)

Fine-rayed pigtoe pearly mussel

Fusconaia edgariana (I)

Shiny pigtoe pearly mussel

Lampsilis higginsii (I)

Higgins' eye pearly mussel

Lampsilis orbiculata orbiculata (I)

Pink mucket pearly mussel

Lampsilis satur (I)

Sandback pocketbook mussel

Lampsilis virescens (I)

Alabama lamp pearly mussel

Plethobasus cicatricosus (I)

White warty-back pearly mussel

Plethobasus cooperianus (I)

Orange-footed pimpleback mussel

Pleurobema clava (II)

Clubshell pearly mussel

Pleurobema plenum (I)

Rough pigtoe pearly mussel

Potamilus capax (I)

Fat pocketbook pearly mussel

Quadrula intermedia (I)

Cumberland monkey-face pearly mussel

Quadrula sparsa (I)

Appalachian monkey-face pearly mussel

Toxolasma cylindrella (I)

Pale lilliput pearly mussel

Unio nickliniana (I)

Nicklin's pearly mussel

Unio tampicoensis tecomatensis (I)

Tampico pearly mussel

Villosa trabalis (I)

Cumberland bean pearly mussel

VENEROIDA

Tridacnidae

Giant clams

Tridacnidae spp. (II)

Giant clams

CEPHALOPODA

NAUTILIDA

Nautilidae

Nautilus

Nautilidae spp. (II)

Nautilus

GASTROPODA

Slugs, snails and conches

MESOGASTROPODA

Strombidae

Conches

Strombus gigas (II)

Queen conch

STYLOMMATOPHORA

Achatinellidae

Agate snails, oahu tree snails

Achatinella spp. (I)

Little agate shells

Camaenidae

Green tree snail

Papustyla pulcherrima (II)

Manus green tree snail

Cepolidae

Polymita spp. (I)

Cuban landsnails

CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES)

ANTHOZOA

Corals, sea anemones

ANTIPATHARIA

ANTIPATHARIA spp. (II)

Black corals

GORGONACEAE

Coralliidae

Red and pink corals

Corallium elatius (III China)

Corallium japonicum (III China)

Corallium konjoi (III China)

Corallium secundum (III China)

HELIOPORACEA

Helioporidae

Blue coral

Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (6)

Blue coral

SCLERACTINIA

SCLERACTINIA spp. (II) (6)

Stony corals

STOLONIFERA

Tubiporidae

Organpipe corals

Tubiporidae spp. (II) (6)

Organpipe corals

HYDROZOA

Sea ferns, fire corals, stinging medusas

MILLEPORINA

Milleporidae

Wello fire corals

Milleporidae spp. (II) (6)

Wello fire corals

STYLASTERINA

Stylasteridae

Lace corals

Stylasteridae spp. (II) (6)

Lace corals

FLORA

AGAVACEAE

Agaves

Agave parviflora (I)

Santa Cruz striped agave

Agave victoriae-reginae (II) #4

Queen Victoria agave

Nolina interrata (II)

Dehesa bear-grass

Yucca queretaroensis (II)

Queretaro yucca

AMARYLLIDACEAE

Amaryllids

Galanthus spp. (II) #4

Snowdrops

Sternbergia spp. (II) #4

Sternbergias

ANACARDIACEAE

Operculicarya decaryi (II)

Jabihy

Operculicarya hyphaenoides (II)

Jabihy

Operculicarya pachypus (II)

Tabily

APOCYNACEAE

Hoodia spp. (II) #9

Hoodia

Pachypodium spp. (II) (Except for the species included in Annex A) #4

Elephant trunks

Pachypodium ambongense (I)

Pachypodium baronii (I)

Pachypodium decaryi (I)

Rauvolfia serpentina (II) #2

Snake-root devil-pepper

ARALIACEAE

Aralias

Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3

Asian ginseng

Panax quinquefolius (II) #3

American ginseng

ARAUCARIACEAE

Araucarias

Araucaria araucana (I)

Monkey-puzzle tree

ASPARAGACEAE

Beaucarnea spp. (II)

Ponytail palm

BERBERIDACEAE

Barberries

Podophyllum hexandrum (II) #2

Himalayan may-apple

BROMELIACEAE

Air plants, bromelias

Tillandsia harrisii (II) #4

Harris' tillandsia

Tillandsia kammii (II) #4

Kamm's tillandsia

Tillandsia xerographica (II) (7) #4

Xerographic tillandsia

CACTACEAE

Cacti

CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (8) #4

Cacti

Ariocarpus spp. (I)

Living rock cacti

Astrophytum asterias (I)

Star cactus

Aztekium ritteri (I)

Aztec cactus

Coryphantha werdermannii (I)

Jobali pincushion cactus

Discocactus spp. (I)

Discocacti

Echinocereus ferreirianus ssp. lindsayi (I)

Lindsay's hedgehog cacti

Echinocereus schmollii (I)

Lamb's-tail cactus

Escobaria minima (I)

Nelle's cactus

Escobaria sneedii (I)

Sneed's pincushion cactus

Mammillaria pectinifera (I) (includes ssp. solisioides)

Conchilinque

Melocactus conoideus (I)

Conelike Turk's-cap cactus

Melocactus deinacanthus (I)

Wonderfully-bristled Turk's cap cactus

Melocactus glaucescens (I)

Woolly waxy-stemmed Turk's-cap cactus

Melocactus paucispinus (I)

Few-spined Turk's-cap cactus

Obregonia denegrii (I)

Artichoke cactus

Pachycereus militaris (I)

Grenadier's cap

Pediocactus bradyi (I)

Brady's pincushion cactus

Pediocactus knowltonii (I)

Knowlton's cactus

Pediocactus paradinei (I)

Houserock valley cactus

Pediocactus peeblesianus (I)

Peebles's Navajo cactus

Pediocactus sileri (I)

Siler's pincushion cactus

Pelecyphora spp. (I)

Pine cane cactus

Sclerocactus blainei (I)

Blaine's fishhook cactus

Sclerocactus brevihamatus ssp. tobuschii (I)

Tobusch fishhook cactus

Sclerocactus brevispinus (I)

Pariette cactus

Sclerocactus cloverae (I)

New Mexico fishhook cactus

Sclerocactus erectocentrus (I)

Needle-spined pineapple cactus

Sclerocactus glaucus (I)

Colorado hookless cactus

Sclerocactus mariposensis (I)

Mariposa cactus

Sclerocactus mesae-verdae (I)

Mesa Verde cactus

Sclerocactus nyensis (I)

Tonopah fishook cactus

Sclerocactus papyracanthus (I)

Grama-grass cactus

Sclerocactus pubispinus (I)

Great-Basin fishhook cactus

Sclerocactus sileri (I)

Siler's fishhook cactus

Sclerocactus wetlandicus (I)

Unita Basin hookless cactus

Sclerocactus wrightiae (I)

Wright's fishhook cactus

Strombocactus spp. (I)

Peyote

Turbinicarpus spp. (I)

Turbinicarps

Uebelmannia spp. (I)

Uebelmann cacti

CARYOCARACEAE

Ajos

Caryocar costaricense (II) #4

Ajillo

COMPOSITAE (ASTERACEAE)

Asters, daisies, costus

Saussurea costus (I) (also known as S. lappa, Aucklandia lappa or A. costus)

Costus

CUCURBITACEAE

Zygosicyos pubescens (II) (also known as Xerosicyos pubescens)

Tobory

Zygosicyos tripartitus (II)

Betoboky

CUPRESSACEAE

Cypresses

Fitzroya cupressoides (I)

Alerce

Pilgerodendron uviferum (I)

Pilgerodendron

CYATHEACEAE

Tree ferns

Cyathea spp. (II) #4

Tree ferns

CYCADACEAE

Cycads

CYCADACEAE spp. (II) (Except for the species included in Annex A) #4

Cycads

Cycas beddomei (I)

Beddome's cycad

DICKSONIACEAE

Tree ferns

Cibotium barometz (II) #4

Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #4

Tree ferns

DIDIEREACEAE

Didiereas

DIDIEREACEAE spp. (II) #4

Alluaudias, didiereas

DIOSCOREACEAE

Yams

Dioscorea deltoidea (II) #4

Elephant's foot

DROSERACEAE

Sundews

Dionaea muscipula (II) #4

Venus fly-trap

EBENACEAE

Ebonies

Diospyros spp. (II) (Only the populations of Madagascar; no other population is included in the Annexes to this Regulation) #5

EUPHORBIACEAE

Spurges

Euphorbia spp. (II) #4

(Succulent species only except for:

(1)

Euphorbia misera;

| (2) | artificially propagated specimens of cultivars of Euphorbia trigona; |
| --- | --- |

(2)

artificially propagated specimens of cultivars of Euphorbia trigona;

| (3) | artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia, when they are:






  — | crested, or |
| --- | --- | --- |

(3)

artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia, when they are:

—

crested, or

| — | fan-shaped, or |
| --- | --- |

—

fan-shaped, or

| — | colour mutants; |
| --- | --- |

—

colour mutants;

| (4) | artificially propagated specimens of cultivars of Euphorbia‘Milii’ when they are:






  — | readily recognisable as artificially propagated specimens, and |
| --- | --- | --- |

(4)

artificially propagated specimens of cultivars of Euphorbia‘Milii’ when they are:

—

readily recognisable as artificially propagated specimens, and

| — | introduced into or (re-)exported from the Union in shipments of 100 or more plants; |
| --- | --- |

—

introduced into or (re-)exported from the Union in shipments of 100 or more plants;

which are not subject to this Regulation, and

| (5) | the species included in Annex A) |
| --- | --- |

(5)

the species included in Annex A)

Euphorbias

Euphorbia ambovombensis (I)

Euphorbia capsaintemariensis (I)

Euphorbia cremersii (I) (Includes the forma viridifolia and the var. rakotozafyi)

Euphorbia cylindrifolia (I) (Includes the ssp. tuberifera)

Euphorbia decaryi (I) (Includes the vars. ampanihyensis, robinsonii and sprirosticha)

Euphorbia francoisii (I)

Euphorbia handiensis (II)

Euphorbia lambii (II)

Euphorbia moratii (I) (Includes the vars. antsingiensis, bemarahensis and multiflora)

Euphorbia parvicyathophora (I)

Euphorbia quartziticola (I)

Euphorbia stygiana (II)

Euphorbia tulearensis (I)

FAGACEAE

Beeches, oaks

Quercus mongolica (III Russian Federation) #5

Mongolian oak

FOUQUIERIACEAE

Ocotillos, boojums

Fouquieria columnaris (II) #4

Boojum tree

Fouquieria fasciculata (I)

Arbol del barril

Fouquieria purpusii (I)

GNETACEAE

Joint firs

Gnetum montanum (III Nepal) #1

JUGLANDACEAE

Walnuts, gavilan

Oreomunnea pterocarpa (II) #4

Gavilàn

LAURACEAE

Aniba rosaeodora (II) (also known as A. duckei) #12

Brazilian rosewood

LEGUMINOSAE (FABACEAE)

Legumes

Caesalpinia echinata (II) #10

Brazil wood

Dalbergia spp. (II) (Except for the species included in Annex A) #15

Dalbergia nigra (I)

Brazilian rosewood

Dipteryx panamensis (III Costa Rica/Nicaragua)

Almendro

Guibourtia demeusei (II) #15

Red bubinga

Guibourtia pellegriniana (II) #15

Rose bubinga, kevazingo

Guibourtia tessmannii (II) #15

Rose bubinga, kevazingo

Pericopsis elata (II) #5

Afrormosia

Platymiscium pleiostachyum (II) #4

Quira macawood

Pterocarpus erinaceus (II)

African rosewood, Senegalese rosewood, kosso

Pterocarpus santalinus (II) #7

Red sandalwood

Senna meridionalis (II)

Taraby

LILIACEAE

Lilies

Aloe spp. (II) (Except for the species included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes) #4

Aloes

Aloe albida (I)

Aloe albiflora (I)

Aloe alfredii (I)

Aloe bakeri (I)

Aloe bellatula (I)

Aloe calcairophila (I)

Aloe compressa (I) (Includes the vars. paucituberculata, rugosquamosa and schistophila)

Aloe delphinensis (I)

Aloe descoingsii (I)

Aloe fragilis (I)

Aloe haworthioides (I) (Includes the var. aurantiaca)

Aloe helenae (I)

Aloe laeta (I) (Includes the var. maniaensis)

Aloe parallelifolia (I)

Aloe parvula (I)

Aloe pillansii (I)

Aloe polyphylla (I)

Aloe rauhii (I)

Aloe suzannae (I)

Aloe versicolor (I)

Aloe vossii (I)

MAGNOLIACEAE

Magnolias

Magnolia liliifera var. obovata (III Nepal) #1

Safan

MALVACEAE

Adansonia grandidieri (II) #16

Grandidier's baobab

MELIACEAE

Mahoganies, cedars

Cedrela fissilis (III Bolivia, Brazil) #5

Cedrela lilloi (III Bolivia, Brazil) #5

Cedrela odorata (III Bolivia/Brazil. In addition, the following countries have listed their national populations: Colombia, Guatemala and Peru) #5

Spanish cedar

Swietenia humilis (II) #4

Honduras mahogany

Swietenia macrophylla (II) (Population of the Neotropics — includes Central and South America and the Caribbean) #6

Big-leaf mahogany

Swietenia mahagoni (II) #5

Caribbean mahogany

NEPENTHACEAE

Pitcher plants (old-world)

Nepenthes spp. (II) (Except for the species included in Annex A) #4

Tropical pitcher plants

Nepenthes khasiana (I)

Indian pitcher plant

Nepenthes rajah (I)

Giant tropical pitcher plant

OLEACEAE

Olives, ashes

Fraxinus mandshurica (III Russian Federation) #5

Manchurian ash

ORCHIDACEAE

Orchids

ORCHIDACEAE spp. (II) (Except for the species included in Annex A) (9) #4

Orchids

For all of the following Annex A orchid species, seedling or tissue cultures are not subject to this Regulation, when:

| — | they are obtained in vitro, in solid or liquid media, and |
| --- | --- |

—

they are obtained in vitro, in solid or liquid media, and

| — | meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006 (10), and |
| --- | --- |

—

meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006 (10), and

| — | when introduced into or (re-)exported from the Union are transported in sterile containers |
| --- | --- |

—

when introduced into or (re-)exported from the Union are transported in sterile containers

Aerangis ellisii (I)

Cephalanthera cucullata (II)

Hooded helleborine

Cypripedium calceolus (II)

Lady's slipper orchid

Dendrobium cruentum (I)

Goodyera macrophylla (II)

Madeiran lady's-tresses

Laelia jongheana (I)

Laelia lobata (I)

Liparis loeselii (II)

Fen orchid

Ophrys argolica (II)

Eyed bee orchid

Ophrys lunulata (II)

Crescent ophrys

Orchis scopulorum (II)

Madeiran orchid

Paphiopedilum spp. (I)

Asian slipper orchids

Peristeria elata (I)

Holy ghost orchid

Phragmipedium spp. (I)

South American slipper orchids

Renanthera imschootiana (I)

Red vanda

Spiranthes aestivalis (II)

Summer lady's-tresses

OROBANCHACEAE

Broomrapes

Cistanche deserticola (II) #4

Desert cistanche

PALMAE (ARECACEAE)

Palms

Beccariophoenix madagascariensis (II) #4

Manarano

Dypsis decaryi (II) #4

Triangle palm

Dypsis decipiens (I)

Butterfly palm

Lemurophoenix halleuxii (II)

Hovitra varimena

Lodoicea maldivica (III Seychelles) #13

Coco de Mer

Marojejya darianii (II)

Ravimbe

Ravenea louvelii (II)

Lakamarefo

Ravenea rivularis (II)

Gora

Satranala decussilvae (II)

Satranabe

Voanioala gerardii (II)

Voanioala

PAPAVERACEAE

Poppies

Meconopsis regia (III Nepal) #1

Himalayan poppy

PASSIFLORACEAE

Adenia firingalavensis (II)

Bottle liana

Adenia olaboensis (II)

Vahisasety

Adenia subsessilifolia (II)

Katakata

PEDALIACEAE

Pedalium family

Uncarina grandidieri (II)

Uncarina

Uncarina stellulifera (II)

Uncarina

PINACEAE

Pine family

Abies guatemalensis (I)

Guatemalan fir

Pinus koraiensis (III Russian Federation) #5

PODOCARPACEAE

Podocarps

Podocarpus neriifolius (III Nepal) #1

Yellow wood

Podocarpus parlatorei (I)

Parlatore's podocarp

PORTULACACEAE

Portulacas, purslanes

Anacampseros spp. (II) #4

Purslanes

Avonia spp. (II) #4

Lewisia serrata (II) #4

Saw-toothed lewisia

PRIMULACEAE

Primulas, cyclamens

Cyclamen spp. (II) (11) #4

Cyclamens

RANUNCULACEAE

Buttercups

Adonis vernalis (II) #2

Yellow adonis

Hydrastis canadensis (II) #8

Golden seal

ROSACEAE

Roses, cherries

Prunus africana (II) #4

African cherry

RUBIACEAE

Ayugue

Balmea stormiae (I)

Ayugue

SANTALACEAE

Osyris lanceolata (II) (Only the populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda and the United Republic of Tanzania; no other population is included in the Annexes) #2

East African sandalwood

SARRACENIACEAE

Pitcher plants (new world)

Sarracenia spp. (II) (Except for the species included in Annex A) #4

Pitcher plants

Sarracenia oreophila (I)

Green pitcher plant

Sarracenia rubra ssp. alabamensis (I)

Alabama canebrake pitcher plant

Sarracenia rubra ssp. jonesii (I)

Mountain sweet pitcher plant

SCROPHULARIACEAE

Figworts

Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora) #2

Indian gentian

STANGERIACEAE

Stangerias (cycads)

Bowenia spp. (II) #4

Cycads

Stangeria eriopus (I)

Stangeria

TAXACEAE

Yews

Taxus chinensis and infraspecific taxa of this species (II) #2

Chinese yew

Taxus cuspidata and infraspecific taxa of this species (II) (12) #2

Japanese yew

Taxus fuana and infraspecific taxa of this species (II) #2

Tibetan yew

Taxus sumatrana and infraspecific taxa of this species (II) #2

Sumatran yew

Taxus wallichiana (II) #2

Himalayan yew

THYMELAEACEAE (AQUILARIACEAE)

Agarwood, ramin

Aquilaria spp. (II) #14

Agarwood

Gonystylus spp. (II) #4

Ramin

Gyrinops spp. (II) #14

Agarwood

TROCHODENDRACEAE (TETRACENTRACEAE)

Tetracentrons

Tetracentron sinense (III Nepal) #1

VALERIANACEAE

Valerians

Nardostachys grandiflora (II) #2

VITACEAE

Cyphostemma elephantopus (II)

Lazampasika

Cyphostemma laza (II)

Laza

Cyphostemma montagnacii (II)

Lazambohitra

WELWITSCHIACEAE

Welwitschias

Welwitschia mirabilis (II) #4

Welwitschia

ZAMIACEAE

Cycads

ZAMIACEAE spp. (II) (Except for the species included in Annex A) #4

Cycads

Ceratozamia spp. (I)

Horncones

Encephalartos spp. (I)

Bread palms

Microcycas calocoma (I)

Palm corcho

Zamia restrepoi (I)

ZINGIBERACEAE

Ginger lilies

Hedychium philippinense (II) #4

Philippine garland-flower

Siphonochilus aethiopicus (II) (Populations of Mozambique, South Africa, Swaziland and Zimbabwe)

Natal ginger

ZYGOPHYLLACEAE

Lignum-vitae

Bulnesia sarmientoi (II) #11

Holy wood

Guaiacum spp. (II) #2

Lignum-vitae

| | Annex D | Common name |
| --- | --- | --- |
| FAUNA |
| CHORDATA (CHORDATES) |
| MAMMALIA | | Mammals |
| CARNIVORA | | |
| Canidae | | Dogs, foxes, wolves |
| | Vulpes vulpes griffithi (III India) §1 | Red fox |
| | Vulpes vulpes montana (III India) §1 | Red fox |
| | Vulpes vulpes pusilla (III India) §1 | Red fox |
| Mustelidae | | Badgers, martens, weasels etc. |
| | Mustela altaica (III India) §1 | Mountain weasel |
| | Mustela erminea ferghanae (III India) §1 | Stoat |
| | Mustela kathiah (III India) §1 | Yellow-bellied weasel |
| | Mustela sibirica (III India) §1 | Siberian weasel |
| DIPROTODONTIA | | |
| Macropodidae | | Kangaroos, wallabies |
| | Dendrolagus dorianus | Doria's tree-kangaroo |
| | Dendrolagus goodfellowi | Goodfellow's tree-kangaroo |
| | Dendrolagus matschiei | Huon tree-kangaroo |
| | Dendrolagus pulcherrimus | Golden-mantled tree-kangaroo |
| | Dendrolagus stellarum | Seri's tree-kangaroo |
| AVES | | Birds |
| ANSERIFORMES | | |
| Anatidae | | Ducks, geese, swans |
| | Anas melleri | Meller's duck |
| COLUMBIFORMES | | |
| Columbidae | | Doves, pigeons |
| | Columba oenops | Peruvian pigeon |
| | Didunculus strigirostris | Tooth-billed pigeon |
| | Ducula pickeringii | Grey imperial-pigeon |
| | Gallicolumba crinigera | Mindanao bleeding-heart |
| | Ptilinopus marchei | Flame-breasted fruit-dove |
| | Turacoena modesta | Black cuckoo-dove |
| GALLIFORMES | | |
| Cracidae | | Chachalacas, currassows, guans |
| | Crax alector | Black curassow |
| | Pauxi unicornis | Horned curassow |
| | Penelope pileata | White-crested guan |
| Megapodiidae | | Megapodes, scrubfowl |
| | Eulipoa wallacei | Moluccan scrubfowl |
| Phasianidae | | Grouse, guineafowl, partridges, pheasants, tragopans |
| | Arborophila gingica | White-necklaced partridge |
| | Lophura bulweri | Bulwer's pheasant |
| | Lophura diardi | Siamese fireback |
| | Lophura inornata | Salvadori's pheasant |
| | Syrmaticus reevesii §2 | Reeves's pheasant |
| PASSERIFORMES | | |
| Bombycillidae | | Waxwings |
| | Bombycilla japonica | Japanese waxwing |
| Corvidae | | Crows, magpies, jays |
| | Cyanocorax caeruleus | Azure jay |
| | Cyanocorax dickeyi | Tufted jay |
| Cotingidae | | Cotingas |
| | Procnias nudicollis | Bare-throated bellbird |
| Emberizidae | | Cardinals, seedeaters, tanagers |
| | Dacnis nigripes | Black-legged dacnis |
| | Sporophila falcirostris | Temminck's seedeater |
| | Sporophila frontalis | Buffy-throated seedeater |
| | Sporophila hypochroma | Grey-and-chestnut seedeater |
| | Sporophila palustris | Marsh seedeater |
| Estrildidae | | Mannikins, waxbills |
| | Amandava amandava | Red avadavat |
| | Cryptospiza reichenovii | Red-faced crimson-wing |
| | Erythrura coloria | Red-eared parrotfinch |
| | Erythrura viridifacies | Green-faced parrotfinch |
| | Estrilda quartinia (Frequently traded as Estrilda melanotis) | Yellow-bellied waxbill |
| | Hypargos niveoguttatus | Peters's twinspot |
| | Lonchura griseicapilla | Grey-headed silverbill |
| | Lonchura punctulata | Scaly-breasted munia |
| | Lonchura stygia | Black munia |
| Fringillidae | | Finches |
| | Carduelis ambigua | Black-headed greenfinch |
| | Carduelis atrata | Black siskin |
| | Kozlowia roborowskii | Tibetan rosefinch |
| | Pyrrhula erythaca | Grey-headed bullfinch |
| | Serinus canicollis | Cape canary |
| | Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides) | East African citril |
| Icteridae | | New-world blackbirds |
| | Sturnella militaris | Pampas meadowlark |
| Muscicapidae | | Old-world flycatchers, thrushes |
| | Cochoa azurea | Javan cochoa |
| | Cochoa purpurea | Purple cochoa |
| | Garrulax formosus | Red-winged laughingthrush |
| | Garrulax galbanus | Yellow-throated laughingthrush |
| | Garrulax milnei | Red-tailed laughing thrush |
| | Niltava davidi | Fujian niltava |
| | Stachyris whiteheadi | Chestnut-faced babbler |
| | Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni) | Swynnerton's robin |
| | Turdus dissimilis | Black-breasted thrush |
| Pittidae | | Pittas |
| | Pitta nipalensis | Blue-naped pitta |
| | Pitta steerii | Azure-breasted pitta |
| Sittidae | | Nuthatches |
| | Sitta magna | Giant nuthatch |
| | Sitta yunnanensis | Yunnan nuthatch |
| Sturnidae | | Mynas, starlings |
| | Lamprotornis regius | Golden-breasted starling |
| | Mino dumontii | Yellow-faced myna |
| | Sturnus erythropygius | White-headed starling |
| REPTILIA | | Reptiles |
| SAURIA | | |
| Agamidae | | |
| | Physignathus cocincinus | Chinese water dragon |
| Gekkonidae | | Geckos |
| | Rhacodactylus auriculatus | New Caledonia bumpy gecko |
| | Rhacodactylus ciliatus | Guichenot's giant gecko |
| | Rhacodactylus leachianus | New Caledonia giant gecko |
| | Teratoscincus microlepis | Small-scaled wonder gecko |
| | Teratoscincus scincus | Common wonder gecko |
| Gerrhosauridae | | Spiny-tailed lizards |
| | Zonosaurus karsteni | Karsten's girdled lizard |
| | Zonosaurus quadrilineatus | Four-lined girdled lizard |
| Iguanidae | | |
| | Ctenosaura quinquecarinata | Club-tail iguana |
| Scincidae | | Skinks |
| | Tribolonotus gracilis | Crocodile skink |
| | Tribolonotus novaeguineae | New Guinea helmet skink |
| SERPENTES | | |
| Colubridae | | Typical snakes, water snakes, whip snakes |
| | Elaphe carinata §1 | Taiwan stink snake |
| | Elaphe radiata §1 | Radiated rat snake |
| | Elaphe taeniura §1 | Taiwan beauty snake |
| | Enhydris bocourti §1 | Bocourt's water snake |
| | Homalopsis buccata §1 | Masked water snake |
| | Langaha nasuta | Northern leafnose snake |
| | Leioheterodon madagascariensis | Madagascar menarana snake |
| | Ptyas korros §1 | Indochinese rat snake |
| | Rhabdophis subminiatus §1 | Redneck keelback |
| Hydrophiidae | | Sea snakes |
| | Lapemis curtus (Includes Lapemis hardwickii) §1 | Shaw's sea snake |
| Viperidae | | Vipers |
| | Calloselasma rhodostoma §1 | Malayan pit viper |
| AMPHIBIA | | |
| ANURA | | Frogs and toads |
| Dicroglossidae | | Frogs |
| | Limnonectes macrodon | Fanged River Frog or Javan Giant Frog |
| Hylidae | | Tree frogs |
| | Phyllomedusa sauvagii | Waxy monkey tree frog |
| Leptodactylidae | | Neotropical frogs |
| | Leptodactylus laticeps | Red spotted burrow frog |
| Ranidae | | Frogs |
| | Pelophylax shqiperica | Albanian pool frog |
| CAUDATA | | |
| Hynobiidae | | Asiatic salamanders |
| | Ranodon sibiricus | Semirechensk salamander/Central Asian salamander/Siberian salamander |
| Plethodontidae | | Lungless salamanders |
| | Bolitoglossa dofleini | Giant palm salamander |
| Salamandridae | | Newts and salamanders |
| | Cynops ensicauda | Sword-tailed newt |
| | Echinotriton andersoni | Anderson's salamander |
| | Laotriton laoensis | Paddletail newt |
| | Liangshantriton taliangensis | |
| | Paramesotriton spp. (Except for the species included in Annex B) | Warty newt |
| | Tylototriton spp. | Crocodile newts |
| ACTINOPTERYGII | | Fish |
| PERCIFORMES | | |
| Apogonidae | | |
| | Pterapogon kauderni | Banggai cardinalfish |
| ARTHROPODA (ARTHROPODS) |
| INSECTA | | Insects |
| LEPIDOPTERA | | Butterflies |
| Papilionidae | | Birdwing and swallow-tail butterflies |
| | Baronia brevicornis | Short-horned baronia |
| | Papilio grosesmithi | |
| | Papilio maraho | Broad-tailed swallowtail |
| MOLLUSCA (MOLLUSCS) |
| GASTROPODA | | |
| Haliotidae | | |
| | Haliotis midae | Midas ear abalone |
| FLORA |
| AGAVACEAE | | Agaves |
| | Calibanus hookeri | |
| | Dasylirion longissimum | Beargrass |
| ARACEAE | | Arums |
| | Arisaema dracontium | Green dragon |
| | Arisaema erubescens | |
| | Arisaema galeatum | |
| | Arisaema nepenthoides | |
| | Arisaema sikokianum | |
| | Arisaema thunbergii var. urashima | |
| | Arisaema tortuosum | |
| | Biarum davisii ssp. marmarisense | |
| | Biarum ditschianum | |
| COMPOSITAE (ASTERACEAE) | | Asters, daisies, costus |
| | Arnica montana §3 | Mountain tobacco |
| | Othonna cacalioides | |
| | Othonna clavifolia | |
| | Othonna hallii | |
| | Othonna herrei | |
| | Othonna lepidocaulis | |
| | Othonna retrorsa | |
| ERICACEAE | | Heathers, rhododendrons |
| | Arctostaphylos uva-ursi §3 | Bearberry |
| GENTIANACEAE | | Gentians |
| | Gentiana lutea §3 | Great yellow gentian |
| LILIACEAE | | Wakerobins |
| | Trillium pusillum | Dwarf wakerobin |
| | Trillium rugelii | Ill-scented wakerobin |
| | Trillium sessile | Sessile-flowered wakerobin wood-lily |
| LYCOPODIACEAE | | Clubmosses |
| | Lycopodium clavatum §3 | Stagshorn clubmoss |
| MELIACEAE | | Mahoganies, cedars |
| | Cedrela montana §4 | |
| | Cedrela oaxacensis §4 | |
| | Cedrela salvadorensis §4 | |
| | Cedrela tonduzii §4 | |
| MENYANTHACEAE | | Bogbeans |
| | Menyanthes trifoliata §3 | Bogbean |
| PARMELIACEAE | | Parmelioid lichens |
| | Cetraria islandica §3 | Icelandic moss |
| PASSIFLORACEAE | | Desert roses |
| | Adenia glauca | Desert rose |
| | Adenia pechuelli | Desert rose |
| PEDALIACEAE | | Sesame, devil's claw |
| | Harpagophytum spp. §3 | Devil's claw |
| PORTULACACEAE | | Portulas, purslanes |
| | Ceraria carrissoana | |
| | Ceraria fruticulosa | |
| SELAGINELLACEAE | | Clubmosses, spikemosses |
| | Selaginella lepidophylla | Rose of Jericho |

Annex D

Common name

FAUNA

CHORDATA (CHORDATES)

MAMMALIA

Mammals

CARNIVORA

Canidae

Dogs, foxes, wolves

Vulpes vulpes griffithi (III India) §1

Red fox

Vulpes vulpes montana (III India) §1

Red fox

Vulpes vulpes pusilla (III India) §1

Red fox

Mustelidae

Badgers, martens, weasels etc.

Mustela altaica (III India) §1

Mountain weasel

Mustela erminea ferghanae (III India) §1

Stoat

Mustela kathiah (III India) §1

Yellow-bellied weasel

Mustela sibirica (III India) §1

Siberian weasel

DIPROTODONTIA

Macropodidae

Kangaroos, wallabies

Dendrolagus dorianus

Doria's tree-kangaroo

Dendrolagus goodfellowi

Goodfellow's tree-kangaroo

Dendrolagus matschiei

Huon tree-kangaroo

Dendrolagus pulcherrimus

Golden-mantled tree-kangaroo

Dendrolagus stellarum

Seri's tree-kangaroo

AVES

Birds

ANSERIFORMES

Anatidae

Ducks, geese, swans

Anas melleri

Meller's duck

COLUMBIFORMES

Columbidae

Doves, pigeons

Columba oenops

Peruvian pigeon

Didunculus strigirostris

Tooth-billed pigeon

Ducula pickeringii

Grey imperial-pigeon

Gallicolumba crinigera

Mindanao bleeding-heart

Ptilinopus marchei

Flame-breasted fruit-dove

Turacoena modesta

Black cuckoo-dove

GALLIFORMES

Cracidae

Chachalacas, currassows, guans

Crax alector

Black curassow

Pauxi unicornis

Horned curassow

Penelope pileata

White-crested guan

Megapodiidae

Megapodes, scrubfowl

Eulipoa wallacei

Moluccan scrubfowl

Phasianidae

Grouse, guineafowl, partridges, pheasants, tragopans

Arborophila gingica

White-necklaced partridge

Lophura bulweri

Bulwer's pheasant

Lophura diardi

Siamese fireback

Lophura inornata

Salvadori's pheasant

Syrmaticus reevesii §2

Reeves's pheasant

PASSERIFORMES

Bombycillidae

Waxwings

Bombycilla japonica

Japanese waxwing

Corvidae

Crows, magpies, jays

Cyanocorax caeruleus

Azure jay

Cyanocorax dickeyi

Tufted jay

Cotingidae

Cotingas

Procnias nudicollis

Bare-throated bellbird

Emberizidae

Cardinals, seedeaters, tanagers

Dacnis nigripes

Black-legged dacnis

Sporophila falcirostris

Temminck's seedeater

Sporophila frontalis

Buffy-throated seedeater

Sporophila hypochroma

Grey-and-chestnut seedeater

Sporophila palustris

Marsh seedeater

Estrildidae

Mannikins, waxbills

Amandava amandava

Red avadavat

Cryptospiza reichenovii

Red-faced crimson-wing

Erythrura coloria

Red-eared parrotfinch

Erythrura viridifacies

Green-faced parrotfinch

Estrilda quartinia (Frequently traded as Estrilda melanotis)

Yellow-bellied waxbill

Hypargos niveoguttatus

Peters's twinspot

Lonchura griseicapilla

Grey-headed silverbill

Lonchura punctulata

Scaly-breasted munia

Lonchura stygia

Black munia

Fringillidae

Finches

Carduelis ambigua

Black-headed greenfinch

Carduelis atrata

Black siskin

Kozlowia roborowskii

Tibetan rosefinch

Pyrrhula erythaca

Grey-headed bullfinch

Serinus canicollis

Cape canary

Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides)

East African citril

Icteridae

New-world blackbirds

Sturnella militaris

Pampas meadowlark

Muscicapidae

Old-world flycatchers, thrushes

Cochoa azurea

Javan cochoa

Cochoa purpurea

Purple cochoa

Garrulax formosus

Red-winged laughingthrush

Garrulax galbanus

Yellow-throated laughingthrush

Garrulax milnei

Red-tailed laughing thrush

Niltava davidi

Fujian niltava

Stachyris whiteheadi

Chestnut-faced babbler

Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni)

Swynnerton's robin

Turdus dissimilis

Black-breasted thrush

Pittidae

Pittas

Pitta nipalensis

Blue-naped pitta

Pitta steerii

Azure-breasted pitta

Sittidae

Nuthatches

Sitta magna

Giant nuthatch

Sitta yunnanensis

Yunnan nuthatch

Sturnidae

Mynas, starlings

Lamprotornis regius

Golden-breasted starling

Mino dumontii

Yellow-faced myna

Sturnus erythropygius

White-headed starling

REPTILIA

Reptiles

SAURIA

Agamidae

Physignathus cocincinus

Chinese water dragon

Gekkonidae

Geckos

Rhacodactylus auriculatus

New Caledonia bumpy gecko

Rhacodactylus ciliatus

Guichenot's giant gecko

Rhacodactylus leachianus

New Caledonia giant gecko

Teratoscincus microlepis

Small-scaled wonder gecko

Teratoscincus scincus

Common wonder gecko

Gerrhosauridae

Spiny-tailed lizards

Zonosaurus karsteni

Karsten's girdled lizard

Zonosaurus quadrilineatus

Four-lined girdled lizard

Iguanidae

Ctenosaura quinquecarinata

Club-tail iguana

Scincidae

Skinks

Tribolonotus gracilis

Crocodile skink

Tribolonotus novaeguineae

New Guinea helmet skink

SERPENTES

Colubridae

Typical snakes, water snakes, whip snakes

Elaphe carinata §1

Taiwan stink snake

Elaphe radiata §1

Radiated rat snake

Elaphe taeniura §1

Taiwan beauty snake

Enhydris bocourti §1

Bocourt's water snake

Homalopsis buccata §1

Masked water snake

Langaha nasuta

Northern leafnose snake

Leioheterodon madagascariensis

Madagascar menarana snake

Ptyas korros §1

Indochinese rat snake

Rhabdophis subminiatus §1

Redneck keelback

Hydrophiidae

Sea snakes

Lapemis curtus (Includes Lapemis hardwickii) §1

Shaw's sea snake

Viperidae

Vipers

Calloselasma rhodostoma §1

Malayan pit viper

AMPHIBIA

ANURA

Frogs and toads

Dicroglossidae

Frogs

Limnonectes macrodon

Fanged River Frog or Javan Giant Frog

Hylidae

Tree frogs

Phyllomedusa sauvagii

Waxy monkey tree frog

Leptodactylidae

Neotropical frogs

Leptodactylus laticeps

Red spotted burrow frog

Ranidae

Frogs

Pelophylax shqiperica

Albanian pool frog

CAUDATA

Hynobiidae

Asiatic salamanders

Ranodon sibiricus

Semirechensk salamander/Central Asian salamander/Siberian salamander

Plethodontidae

Lungless salamanders

Bolitoglossa dofleini

Giant palm salamander

Salamandridae

Newts and salamanders

Cynops ensicauda

Sword-tailed newt

Echinotriton andersoni

Anderson's salamander

Laotriton laoensis

Paddletail newt

Liangshantriton taliangensis

Paramesotriton spp. (Except for the species included in Annex B)

Warty newt

Tylototriton spp.

Crocodile newts

ACTINOPTERYGII

Fish

PERCIFORMES

Apogonidae

Pterapogon kauderni

Banggai cardinalfish

ARTHROPODA (ARTHROPODS)

INSECTA

Insects

LEPIDOPTERA

Butterflies

Papilionidae

Birdwing and swallow-tail butterflies

Baronia brevicornis

Short-horned baronia

Papilio grosesmithi

Papilio maraho

Broad-tailed swallowtail

MOLLUSCA (MOLLUSCS)

GASTROPODA

Haliotidae

Haliotis midae

Midas ear abalone

FLORA

AGAVACEAE

Agaves

Calibanus hookeri

Dasylirion longissimum

Beargrass

ARACEAE

Arums

Arisaema dracontium

Green dragon

Arisaema erubescens

Arisaema galeatum

Arisaema nepenthoides

Arisaema sikokianum

Arisaema thunbergii var. urashima

Arisaema tortuosum

Biarum davisii ssp. marmarisense

Biarum ditschianum

COMPOSITAE (ASTERACEAE)

Asters, daisies, costus

Arnica montana §3

Mountain tobacco

Othonna cacalioides

Othonna clavifolia

Othonna hallii

Othonna herrei

Othonna lepidocaulis

Othonna retrorsa

ERICACEAE

Heathers, rhododendrons

Arctostaphylos uva-ursi §3

Bearberry

GENTIANACEAE

Gentians

Gentiana lutea §3

Great yellow gentian

LILIACEAE

Wakerobins

Trillium pusillum

Dwarf wakerobin

Trillium rugelii

Ill-scented wakerobin

Trillium sessile

Sessile-flowered wakerobin wood-lily

LYCOPODIACEAE

Clubmosses

Lycopodium clavatum §3

Stagshorn clubmoss

MELIACEAE

Mahoganies, cedars

Cedrela montana §4

Cedrela oaxacensis §4

Cedrela salvadorensis §4

Cedrela tonduzii §4

MENYANTHACEAE

Bogbeans

Menyanthes trifoliata §3

Bogbean

PARMELIACEAE

Parmelioid lichens

Cetraria islandica §3

Icelandic moss

PASSIFLORACEAE

Desert roses

Adenia glauca

Desert rose

Adenia pechuelli

Desert rose

PEDALIACEAE

Sesame, devil's claw

Harpagophytum spp. §3

Devil's claw

PORTULACACEAE

Portulas, purslanes

Ceraria carrissoana

Ceraria fruticulosa

SELAGINELLACEAE

Clubmosses, spikemosses

Selaginella lepidophylla

Rose of Jericho

---

(1)  Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7).

(2)  Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7).

(3)  For the exclusive purpose of allowing international trade in fibre from vicuñas (Vicugna vicugna) and their derivative products, only if the fibre comes from the shearing of live vicuñas. Trade in products derived from the fibre may only take place in accordance with the following provisions:

| a) | Any person or entity processing vicuña fibre to manufacture cloth and garments must request authorization from the relevant authorities of the country of origin [Countries of origin: The countries where the species occurs, that is, Argentina, Bolivia, Chile, Ecuador and Peru] to use the ‘vicuña country of origin’ wording, mark or logo adopted by the range States of the species that are signatories to the Convention for the Conservation and Management of the Vicuña. |
| --- | --- |

a)

Any person or entity processing vicuña fibre to manufacture cloth and garments must request authorization from the relevant authorities of the country of origin [Countries of origin: The countries where the species occurs, that is, Argentina, Bolivia, Chile, Ecuador and Peru] to use the ‘vicuña country of origin’ wording, mark or logo adopted by the range States of the species that are signatories to the Convention for the Conservation and Management of the Vicuña.

| b) | Marketed cloth or garments must be marked or identified in accordance with the following provisions:






  i) | For international trade in cloth made from live-sheared vicuña fibre, whether the cloth was produced within or outside of the range States of the species, the wording, mark or logo must be used so that the country of origin can be identified. The VICUÑA [COUNTRY OF ORIGIN] wording, mark or logo has the format as detailed below:





  This wording, mark or logo must appear on the reverse side of the cloth. In addition, the selvages of the cloth must bear the words VICUÑA [COUNTRY OF ORIGIN]. |
| --- | --- | --- |

b)

Marketed cloth or garments must be marked or identified in accordance with the following provisions:

i)

For international trade in cloth made from live-sheared vicuña fibre, whether the cloth was produced within or outside of the range States of the species, the wording, mark or logo must be used so that the country of origin can be identified. The VICUÑA [COUNTRY OF ORIGIN] wording, mark or logo has the format as detailed below:

Image 1

This wording, mark or logo must appear on the reverse side of the cloth. In addition, the selvages of the cloth must bear the words VICUÑA [COUNTRY OF ORIGIN].

| ii) | For international trade in garments made from live-sheared vicuña fibre, whether the garments were produced within or outside of the range States of the species, the wording, mark or logo indicated in paragraph b) i) must be used. This wording, mark or logo must appear on a label in the garment itself. If the garments are produced outside of the country of origin, the name of the country where the garment was produced should also be indicated, in addition to the wording, mark or logo referred to in paragraph b) i). |
| --- | --- |

ii)

For international trade in garments made from live-sheared vicuña fibre, whether the garments were produced within or outside of the range States of the species, the wording, mark or logo indicated in paragraph b) i) must be used. This wording, mark or logo must appear on a label in the garment itself. If the garments are produced outside of the country of origin, the name of the country where the garment was produced should also be indicated, in addition to the wording, mark or logo referred to in paragraph b) i).

| c) | For international trade in handicraft products made from live-sheared vicuña fibre produced within the range States of the species, the VICUÑA [COUNTRY OF ORIGIN] — ARTESANÍA wording, mark or logo must be used as detailed below: |
| --- | --- |

c)

For international trade in handicraft products made from live-sheared vicuña fibre produced within the range States of the species, the VICUÑA [COUNTRY OF ORIGIN] — ARTESANÍA wording, mark or logo must be used as detailed below:

Image 2

| d) | If live-sheared vicuña fibre from various countries of origin is used for the production of cloth and garments, the wording, mark or logo of each of the countries of origin of the fibre must be indicated, as detailed in paragraphs b) i) and ii). |
| --- | --- |

d)

If live-sheared vicuña fibre from various countries of origin is used for the production of cloth and garments, the wording, mark or logo of each of the countries of origin of the fibre must be indicated, as detailed in paragraphs b) i) and ii).

| e) | All other specimens shall be deemed to be specimens of species listed in Appendix I and the trade in them shall be regulated accordingly. |
| --- | --- |

e)

All other specimens shall be deemed to be specimens of species listed in Appendix I and the trade in them shall be regulated accordingly.

(4)  All species are listed in Appendix II to the Convention except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena asiaeorientalis, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes.

(5)  
  Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B):

For the exclusive purpose of allowing: (a) trade in hunting trophies for non-commercial purposes; (b) trade in live animals to appropriate and acceptable destinations as defined in Resolution Conf. 11.20 for Botswana and Zimbabwe and for in situ conservation programmes for Namibia and South Africa; (c) trade in hides; (d) trade in hair; (e) trade in leather goods for commercial or non-commercial purposes for Botswana, Namibia and South Africa and for non-commercial purposes for Zimbabwe; (f) trade in individually marked and certified Ekipas incorporated in finished jewellery for non-commercial purposes for Namibia and ivory carvings for non-commercial purposes for Zimbabwe; (g) trade in registered raw ivory (for Botswana, Namibia, South Africa and Zimbabwe whole tusks and pieces) subject to the following: (i) only registered government-owned stocks, originating in the State (excluding seized ivory and ivory of unknown origin); (ii) only to trading partners that have been verified by the Secretariat, in consultation with the Standing Committee, to have sufficient national legislation and domestic trade controls to ensure that the imported ivory will not be re-exported and will be managed in accordance with all requirements of Resolution Conf. 10.10 (Rev. CoP14) concerning domestic manufacturing and trade; (iii) not before the Secretariat has verified the prospective importing countries and the registered government-owned stocks; (iv) raw ivory pursuant to the conditional sale of registered government-owned ivory stocks agreed at CoP12 which are 20 000 kg (Botswana), 10 000 kg (Namibia) and 30 000 kg (South Africa); (v) in addition to the quantities agreed at CoP12, government-owned ivory from Botswana, Namibia, South Africa and Zimbabwe registered by 31 January 2007 and verified by the Secretariat may be traded and despatched, with the ivory in paragraph (g)(iv) above in a single sale per destination under strict supervision of the Secretariat; (vi) the proceeds of the trade are used exclusively for elephant conservation and community conservation and development programmes within or adjacent to the elephant range; and (vii) the additional quantities specified in paragraph (g)(v) above shall be traded only after the Standing Committee has agreed that the above conditions have been met; (h) no further proposals to allow trade in elephant ivory from populations already in Annex B shall be submitted to the Conference of the Parties for the period from CoP14 and ending nine years from the date of the single sale of ivory that is to take place in accordance with provisions in paragraphs (g)(i), (g)(ii), (g)(iii), (g)(vi), and (g)(vii). In addition, such further proposals shall be dealt with in accordance with Decisions 14.77 and 14.78 (Rev. CoP15). On a proposal from the Secretariat, the Standing Committee can decide to cause this trade to cease partially or completely in the event of non-compliance by exporting or importing countries, or in the case of proven detrimental impacts of the trade on other elephant populations. All other specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly.

(6)  The following are not subject to the provisions of this Regulation:

| | Fossils; |
| --- | --- |

Fossils;

| | Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter, not identifiable to the level of genus, and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae; |
| --- | --- |

Coral sand, that is to say, material consisting entirely or in part of finely crushed fragments of dead coral no larger than 2 mm in diameter, not identifiable to the level of genus, and which may also contain, amongst other things, the remains of Foraminifera, mollusc and crustacean shell, and coralline algae;

| | Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction, not identifiable to the level of genus. |
| --- | --- |

Coral fragments (including gravel and rubble), that is to say, unconsolidated fragments of broken finger-like dead coral and other material between 2 and 30 mm measured in any direction, not identifiable to the level of genus.

(7)  Trade of specimens with source code A is allowed only if specimens traded possess cataphylls.

(8)  Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation:

| | Hatiora x graeseri |
| --- | --- |

Hatiora x graeseri

| | Schlumbergera x buckleyi |
| --- | --- |

Schlumbergera x buckleyi

| | Schlumbergera russelliana x Schlumbergera truncata |
| --- | --- |

Schlumbergera russelliana x Schlumbergera truncata

| | Schlumbergera orssichiana x Schlumbergera truncata |
| --- | --- |

Schlumbergera orssichiana x Schlumbergera truncata

| | Schlumbergera opuntioides x Schlumbergera truncata |
| --- | --- |

Schlumbergera opuntioides x Schlumbergera truncata

| | Schlumbergera truncata (cultivars) |
| --- | --- |

Schlumbergera truncata (cultivars)

| | Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia
  ‘Jusbertii’, Hylocereus trigonus or Hylocereus undatus |
| --- | --- |

Cactaceae spp. colour mutants grafted on the following grafting stocks: Harrisia
  ‘Jusbertii’, Hylocereus trigonus or Hylocereus undatus

| | Opuntia microdasys (cultivars) |
| --- | --- |

Opuntia microdasys (cultivars)

(9)  Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and

| (a) | when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or |
| --- | --- |

(a)

when shipped in non flowering state, the specimens must be traded in shipments consisting of individual containers (such as cartons, boxes, crates or individual shelves of CC-containers) each containing 20 or more plants of the same hybrid; the plants within each container must exhibit a high degree of uniformity and healthiness; and the shipment must be accompanied by documentation, such as an invoice, which clearly states the number of plants of each hybrid; or

| (b) | when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification. Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents. |
| --- | --- |

(b)

when shipped in flowering state, with at least one fully open flower per specimen, no minimum number of specimens per shipment is required but specimens must be professionally processed for commercial retail sale, e.g. labelled with printed labels or packaged with printed packages indicating the name of the hybrid and the country of final processing. This should be clearly visible and allow easy verification. Plants not clearly qualifying for the exemption must be accompanied by appropriate CITES documents.

(10)  Commission Regulation (EC) No 865/2006 of 4 May 2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein (OJ L 166, 19.6.2006, p. 1).

(11)  Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers.

(12)  Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text ‘artificially propagated’, are not subject to the provisions of this Regulation.

---

| 26.1.2017 | EN | Official Journal of the European Union | L 21/99 |
| --- | --- | --- | --- |

26.1.2017

EN

Official Journal of the European Union

L 21/99

---

COMMISSION IMPLEMENTING REGULATION (EU) 2017/129

of 25 January 2017

amending Implementing Regulation (EU) No 743/2013 introducing protective measures on imports of bivalve molluscs from Turkey intended for human consumption, as regards its period of application

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Council Directive 97/78/EC of 18 December 1997 laying down the principles governing the organisation of veterinary checks on products entering the Community from third countries (1), and in particular Article 22(6) thereof,

Whereas:

| (1) | Commission Implementing Regulation (EU) No 743/2013 (2), was adopted as audits of the Commission's audit service identified deficiencies in Turkey in the implementation of official controls of the production of bivalve molluscs intended for export to the Union, and as Member States reported non-compliant consignments of bivalve molluscs originating in Turkey which were not fulfilling Union microbiological standards. |
| --- | --- |

(1)

Commission Implementing Regulation (EU) No 743/2013 (2), was adopted as audits of the Commission's audit service identified deficiencies in Turkey in the implementation of official controls of the production of bivalve molluscs intended for export to the Union, and as Member States reported non-compliant consignments of bivalve molluscs originating in Turkey which were not fulfilling Union microbiological standards.

| (2) | The last audit of the Commission's audit service, which took place in September 2015, found significant deficiencies in the control system for bivalve molluscs intended for export to the Union still existed. The Turkish competent authorities presented information regarding the corrective measures initiated to address those deficiencies. However, some of those deficiencies, notably in the performance of laboratories, still exist. Due to the nature of the products involved, before any lifting of measures can be considered, a follow-up audit is necessary. |
| --- | --- |

(2)

The last audit of the Commission's audit service, which took place in September 2015, found significant deficiencies in the control system for bivalve molluscs intended for export to the Union still existed. The Turkish competent authorities presented information regarding the corrective measures initiated to address those deficiencies. However, some of those deficiencies, notably in the performance of laboratories, still exist. Due to the nature of the products involved, before any lifting of measures can be considered, a follow-up audit is necessary.

| (3) | The limit of application of Implementing Regulation (EU) No 743/2013 should therefore be amended accordingly. |
| --- | --- |

(3)

The limit of application of Implementing Regulation (EU) No 743/2013 should therefore be amended accordingly.

| (4) | The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed, |
| --- | --- |

(4)

The measures provided for in this Regulation are in accordance with the opinion of the Standing Committee on Plants, Animals, Food and Feed,

HAS ADOPTED THIS REGULATION:

Article 1

In the second paragraph of Article 5 of Implementing Regulation (EU) No 743/2013, the date ‘31 December 2016’ is replaced by the date ‘31 December 2017’.

Article 2

This Regulation shall enter into force on the third day following that of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 25 January 2017.

For the Commission

The President

Jean-Claude JUNCKER

---

(1)  OJ L OJ L 24, 30.1.1998, p. 9.

1

(2)  Commission Implementing Regulation (EU) No 743/2013 of 31 July 2013 on introducing protective measures on imports of bivalve molluscs from Turkey intended for human consumption (OJ L 205, 1.8.2013, p. 1).

2

---

| 26.1.2017 | EN | Official Journal of the European Union | L 21/101 |
| --- | --- | --- | --- |

26.1.2017

EN

Official Journal of the European Union

L 21/101

---

COMMISSION IMPLEMENTING REGULATION (EU) 2017/130

of 25 January 2017

establishing the standard import values for determining the entry price of certain fruit and vegetables

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 1308/2013 of the European Parliament and of the Council of 17 December 2013 establishing a common organisation of the markets in agricultural products and repealing Council Regulations (EEC) No 922/72, (EEC) No 234/79, (EC) No 1037/2001 and (EC) No 1234/2007 (1),

Having regard to Commission Implementing Regulation (EU) No 543/2011 of 7 June 2011 laying down detailed rules for the application of Council Regulation (EC) No 1234/2007 in respect of the fruit and vegetables and processed fruit and vegetables sectors (2), and in particular Article 136(1) thereof,

Whereas:

| (1) | Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto. |
| --- | --- |

(1)

Implementing Regulation (EU) No 543/2011 lays down, pursuant to the outcome of the Uruguay Round multilateral trade negotiations, the criteria whereby the Commission fixes the standard values for imports from third countries, in respect of the products and periods stipulated in Annex XVI, Part A thereto.

| (2) | The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the Official Journal of the European Union, |
| --- | --- |

(2)

The standard import value is calculated each working day, in accordance with Article 136(1) of Implementing Regulation (EU) No 543/2011, taking into account variable daily data. Therefore this Regulation should enter into force on the day of its publication in the Official Journal of the European Union,

HAS ADOPTED THIS REGULATION:

Article 1

The standard import values referred to in Article 136 of Implementing Regulation (EU) No 543/2011 are fixed in the Annex to this Regulation.

Article 2

This Regulation shall enter into force on the day of its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 25 January 2017.

For the Commission,

On behalf of the President,

Jerzy PLEWA

Director-General

Directorate-General for Agriculture and Rural Development

---

(1)  
  OJ L 347, 20.12.2013, p. 671.

1

(2)  
  OJ L 157, 15.6.2011, p. 1.

2

---

ANNEX

Standard import values for determining the entry price of certain fruit and vegetables

| (EUR/100 kg) |
| --- |
| CN code | Third country code (1) | Standard import value |
| 0702 00 00 | MA | 135,1 |
| SN | 268,2 |
| TR | 175,2 |
| ZZ | 192,8 |
| 0707 00 05 | EG | 250,3 |
| MA | 79,2 |
| TR | 209,9 |
| ZZ | 179,8 |
| 0709 91 00 | EG | 168,8 |
| ZZ | 168,8 |
| 0709 93 10 | MA | 277,7 |
| TR | 239,8 |
| ZZ | 258,8 |
| 0805 10 22 , 0805 10 24 , 0805 10 28 | EG | 54,2 |
| MA | 48,6 |
| TN | 59,5 |
| TR | 73,1 |
| ZZ | 58,9 |
| 0805 21 10 , 0805 21 90 , 0805 29 00 | EG | 83,8 |
| IL | 134,6 |
| JM | 109,0 |
| MA | 80,7 |
| TR | 86,3 |
| ZZ | 98,9 |
| 0805 22 00 | IL | 139,7 |
| MA | 79,0 |
| ZZ | 109,4 |
| 0805 50 10 | AR | 92,5 |
| EG | 85,5 |
| TR | 93,7 |
| ZZ | 90,6 |
| 0808 10 80 | CN | 145,5 |
| US | 124,9 |
| ZZ | 135,2 |
| 0808 30 90 | CN | 93,3 |
| TR | 154,0 |
| ZA | 84,4 |
| ZZ | 110,6 |

(EUR/100 kg)

CN code

Third country code (1)

Standard import value

0702 00 00

MA

135,1

SN

268,2

TR

175,2

ZZ

192,8

0707 00 05

EG

250,3

MA

79,2

TR

209,9

ZZ

179,8

0709 91 00

EG

168,8

ZZ

168,8

0709 93 10

MA

277,7

TR

239,8

ZZ

258,8

0805 10 22 , 0805 10 24 , 0805 10 28

EG

54,2

MA

48,6

TN

59,5

TR

73,1

ZZ

58,9

0805 21 10 , 0805 21 90 , 0805 29 00

EG

83,8

IL

134,6

JM

109,0

MA

80,7

TR

86,3

ZZ

98,9

0805 22 00

IL

139,7

MA

79,0

ZZ

109,4

0805 50 10

AR

92,5

EG

85,5

TR

93,7

ZZ

90,6

0808 10 80

CN

145,5

US

124,9

ZZ

135,2

0808 30 90

CN

93,3

TR

154,0

ZA

84,4

ZZ

110,6

---

(1)  Nomenclature of countries laid down by Commission Regulation (EU) No 1106/2012 of 27 November 2012 implementing Regulation (EC) No 471/2009 of the European Parliament and of the Council on Community statistics relating to external trade with non-member countries, as regards the update of the nomenclature of countries and territories (OJ L 328, 28.11.2012, p. 7). Code ‘ZZ’ stands for ‘of other origin’.

---

DECISIONS

| 26.1.2017 | EN | Official Journal of the European Union | L 21/103 |
| --- | --- | --- | --- |

26.1.2017

EN

Official Journal of the European Union

L 21/103

---

COMMISSION IMPLEMENTING DECISION (EU) 2017/131

of 24 January 2017

amending Implementing Decision 2014/184/EU exempting certain services in the postal sector in Austria from the application of Directive 2004/17/EC of the European Parliament and of the Council coordinating the procurement procedures of entities operating in the water, energy, transport and postal services sectors

(notified under document C(2017) 259)

(Only the German text is authentic)

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Directive 2004/17/EC of the European Parliament and of the Council of 31 March 2004 coordinating the procurement procedures of entities operating in the water, energy, transport and postal services sectors (1), and in particular paragraphs 5 and 6 of Article 30 thereof,

After consulting the Advisory Committee for Public Contracts,

Whereas:

| (1) | On 1 October 2013, Österreichische Post AG (hereinafter referred to as ‘Austrian Post’) transmitted a request pursuant to Article 30(5) of Directive 2004/17/EC to the Commission. The request concerns certain postal services as well as certain services other than postal services, both types of services provided by Austrian Post in the territory of Austria. The services concerned are described in the request as follows:






  (a) | postal services for addressed letters between business customers (hereinafter referred to as ‘B2B’) and between business customers and private customers (hereinafter referred to as ‘B2C’) on a national level (‘domestic’ and ‘inbound’); |
| --- | --- | --- |

(1)

On 1 October 2013, Österreichische Post AG (hereinafter referred to as ‘Austrian Post’) transmitted a request pursuant to Article 30(5) of Directive 2004/17/EC to the Commission. The request concerns certain postal services as well as certain services other than postal services, both types of services provided by Austrian Post in the territory of Austria. The services concerned are described in the request as follows:

(a)

postal services for addressed letters between business customers (hereinafter referred to as ‘B2B’) and between business customers and private customers (hereinafter referred to as ‘B2C’) on a national level (‘domestic’ and ‘inbound’);

| (b) | postal services for addressed letters between private customers (hereinafter referred to as ‘C2C’) and between private customers and business customers (hereinafter referred to as ‘C2B’) on a national level (‘domestic’ and ‘inbound’); |
| --- | --- |

(b)

postal services for addressed letters between private customers (hereinafter referred to as ‘C2C’) and between private customers and business customers (hereinafter referred to as ‘C2B’) on a national level (‘domestic’ and ‘inbound’);

| (c) | postal services for addressed international (‘outbound’) letters B2B and B2C (hereinafter referred to as ‘B2X’) as well as C2B and C2C (hereinafter referred to as ‘C2X’); |
| --- | --- |

(c)

postal services for addressed international (‘outbound’) letters B2B and B2C (hereinafter referred to as ‘B2X’) as well as C2B and C2C (hereinafter referred to as ‘C2X’);

| (d) | postal services for addressed advertising letters on a national and international level; |
| --- | --- |

(d)

postal services for addressed advertising letters on a national and international level;

| (e) | postal services for non-addressed advertising letters, on a national and international level; |
| --- | --- |

(e)

postal services for non-addressed advertising letters, on a national and international level;

| (f) | postal services for addressed and unaddressed newspapers; |
| --- | --- |

(f)

postal services for addressed and unaddressed newspapers;

| (g) | management services for mailrooms; |
| --- | --- |

(g)

management services for mailrooms;

| (h) | value-added services linked with electronic media and provided entirely by such media; |
| --- | --- |

(h)

value-added services linked with electronic media and provided entirely by such media;

| (i) | philately — special postage stamps; |
| --- | --- |

(i)

philately — special postage stamps;

| (j) | financial services. |
| --- | --- |

(j)

financial services.

| (2) | On 2 April 2014, the Commission adopted Implementing Decision 2014/184/EU (2). By that Decision the following postal services in Austria were exempted from the public procurement rules:






  (a) | management services for mailroom; |
| --- | --- | --- |

(2)

On 2 April 2014, the Commission adopted Implementing Decision 2014/184/EU (2). By that Decision the following postal services in Austria were exempted from the public procurement rules:

(a)

management services for mailroom;

| (b) | value-added services linked with electronic media and provided entirely by such media; |
| --- | --- |

(b)

value-added services linked with electronic media and provided entirely by such media;

| (c) | philatelic services and payment services provided on its own behalf. |
| --- | --- |

(c)

philatelic services and payment services provided on its own behalf.

| (3) | For the rest of the services specified in the Request the Commission found that the conditions for exemption were not met, hence Directive 2004/17/EC continued to apply. |
| --- | --- |

(3)

For the rest of the services specified in the Request the Commission found that the conditions for exemption were not met, hence Directive 2004/17/EC continued to apply.

| (4) | On 24 June 2014, the Austrian Post filed (3), to the General Court of the Court of Justice, an action for the partial annulment of the Implementing Decision 2014/184/EU. |
| --- | --- |

(4)

On 24 June 2014, the Austrian Post filed (3), to the General Court of the Court of Justice, an action for the partial annulment of the Implementing Decision 2014/184/EU.

| (5) | On 27 April 2016, the General Court annulled Implementing Decision 2014/184/EU, in so far as it states that that Directive continues to apply to the market for postal services for B2B and B2C addressed letters on an international level in Austria. The General Court dismissed the Austrian Post action, as to its remainder. |
| --- | --- |

(5)

On 27 April 2016, the General Court annulled Implementing Decision 2014/184/EU, in so far as it states that that Directive continues to apply to the market for postal services for B2B and B2C addressed letters on an international level in Austria. The General Court dismissed the Austrian Post action, as to its remainder.

| (6) | Implementing Decision 2014/184/EU should therefore be amended accordingly, |
| --- | --- |

(6)

Implementing Decision 2014/184/EU should therefore be amended accordingly,

HAS DECIDED AS FOLLOWS:

Article 1

In Article 1 of Implementing Decision 2014/184/EU the following point is added:

| ‘(e) | postal services for addressed international letters B2B and B2C’; |
| --- | --- |

‘(e)

Article 2

This Decision is addressed to the Republic of Austria.

Done at Brussels, 24 January 2017.

For the Commission

Elżbieta BIEŃKOWSKA

Member of the Commission

---

(1)  
  OJ L 134, 30.4.2004, p. 1.

1

(2)  Commission Implementing Decision 2014/184/EU of 2 April 2014 exempting certain services in the postal sector in Austria from the application of Directive 2004/17/EC of the European Parliament and of the Council coordinating the procurement procedures of entities operating in the water, energy, transport and postal services sectors (OJ L 101, 4.4.2014, p. 4).

2

(3)  Österreichische Post AG v. Commission, T-463/14, EU:T:2016:243

3

---

| 26.1.2017 | EN | Official Journal of the European Union | L 21/105 |
| --- | --- | --- | --- |

26.1.2017

EN

Official Journal of the European Union

L 21/105

---

COMMISSION IMPLEMENTING DECISION (EU) 2017/132

of 24 January 2017

concerning the applicability of Article 34 of Directive 2014/25/EU of the European Parliament and of the Council to contracts awarded for provision of airport infrastructure for cargo in Austria

(notified under document C(2017) 260)

(Only the German text is authentic)

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Directive 2004/17/EC of the European Parliament and of the Council of 31 March 2004 coordinating the procurement procedures of entities operating in the water, energy, transport and postal services sectors (1) and in particular Article 30(5) thereof,

Having regard to Directive 2014/25/EU of the European Parliament and of the Council of 26 February 2014 on procurement by entities operating in the water, energy, transport and postal services sectors and repealing Directive 2004/17/EC (2) and in particular Article 35(3) thereof,

Having regard to the request submitted by Flughafen Wien,

Whereas:

1.   FACTS

FACTS

1.1.   The Request

The Request

| (1) | On 16 January 2015, the Commission received from Flughafen Wien (Vienna Airport, hereinafter referred to as, ‘the Applicant’) a request pursuant to Article 30 of Directive 2004/17/EC (hereinafter referred to as ‘the Request’). |
| --- | --- |

(1)

On 16 January 2015, the Commission received from Flughafen Wien (Vienna Airport, hereinafter referred to as, ‘the Applicant’) a request pursuant to Article 30 of Directive 2004/17/EC (hereinafter referred to as ‘the Request’).

| (2) | The Request concerned activities relating to the exploitation of a geographic area for the purpose of the provision of airport infrastructure on the territory of Austria (3). |
| --- | --- |

(2)

The Request concerned activities relating to the exploitation of a geographic area for the purpose of the provision of airport infrastructure on the territory of Austria (3).

3

| (3) | The Request is accompanied, by an opinion of the independent authority competent for airport services in Austria, the Federal Ministry for Transport, Innovation and Technology (hereinafter referred to as ‘BMVIT’), dated 22 December 2014. That opinion (hereinafter referred to as ‘the Opinion’) addresses the question as to whether there is free access to the market and whether the activities subject to the Request are directly exposed to competition. |
| --- | --- |

(3)

The Request is accompanied, by an opinion of the independent authority competent for airport services in Austria, the Federal Ministry for Transport, Innovation and Technology (hereinafter referred to as ‘BMVIT’), dated 22 December 2014. That opinion (hereinafter referred to as ‘the Opinion’) addresses the question as to whether there is free access to the market and whether the activities subject to the Request are directly exposed to competition.

| (4) | In 2010, the Applicant first approached the Commission in order to discuss, informally, the possibilities for exemption from public procurement rules. The first exchanges of views were based on a draft request which was discussed during a meeting on 17 March 2010. That meeting was followed by an informal written list of comments and questions sent by the Commission to the Applicant on 12 April 2010. |
| --- | --- |

(4)

In 2010, the Applicant first approached the Commission in order to discuss, informally, the possibilities for exemption from public procurement rules. The first exchanges of views were based on a draft request which was discussed during a meeting on 17 March 2010. That meeting was followed by an informal written list of comments and questions sent by the Commission to the Applicant on 12 April 2010.

| (5) | On 26 September 2013, the Applicant submitted an updated draft Request. Following that submission, the Commission commented in writing (by letter dated 15 November 2013). The Applicant responded to the Commission letter, on 2 April 2014, and a further informal exchange of views took place in a meeting of 26 June 2014. |
| --- | --- |

(5)

On 26 September 2013, the Applicant submitted an updated draft Request. Following that submission, the Commission commented in writing (by letter dated 15 November 2013). The Applicant responded to the Commission letter, on 2 April 2014, and a further informal exchange of views took place in a meeting of 26 June 2014.

| (6) | On 16 January 2015, the Applicant submitted formally the request for exemption. |
| --- | --- |

(6)

On 16 January 2015, the Applicant submitted formally the request for exemption.

| (7) | On 5 February 2016, the Applicant withdrew the Request in so far as retail was concerned (4). |
| --- | --- |

(7)

On 5 February 2016, the Applicant withdrew the Request in so far as retail was concerned (4).

4

| (8) | Austrian public procurement law (5) allows contracting entities to submit requests under Article 30 of Directive 2004/17/EC. |
| --- | --- |

(8)

Austrian public procurement law (5) allows contracting entities to submit requests under Article 30 of Directive 2004/17/EC.

5

| (9) | VIE is as a contracting entity in line with Article 4(1)(b) of Directive 2014/25/EU, as it carries out an activity relating to the exploitation of a geographical area for the purpose of the provision of airports under Article 12 of Directive 2014/25/EU and operates on the basis of a special right in the meaning of Article 4(3) of Directive 2014/25/EU. |
| --- | --- |

(9)

VIE is as a contracting entity in line with Article 4(1)(b) of Directive 2014/25/EU, as it carries out an activity relating to the exploitation of a geographical area for the purpose of the provision of airports under Article 12 of Directive 2014/25/EU and operates on the basis of a special right in the meaning of Article 4(3) of Directive 2014/25/EU.

| (10) | Following a first assessment, the Commission considered that, the Request did not include the necessary information to enable a proper assessment of the relevant criteria for the purposes of an exemption from public procurement rules. |
| --- | --- |

(10)

Following a first assessment, the Commission considered that, the Request did not include the necessary information to enable a proper assessment of the relevant criteria for the purposes of an exemption from public procurement rules.

| (11) | On 27 February 2015, the Commission requested the Applicant to supplement the Request with the missing information and to provide empirical evidence in order to demonstrate the choice market definition, together with more reliable data on the competitive situation for each of the markets. The replies were transmitted by the Applicant, by emails of 4 and 15 September 2015. On 21 September 2015 and 23 October 2015 the Commission requested the Applicant to provide further clarifications to the reply of 15 September 2015. The Applicant's replies were received on 14 October 2015, and 5 February 2016. Given the fact that the replies had not been received within the deadline fixed by the Commission, the time-limit for taking a decision was suspended during the period between the expiry of deadline set in the request for information (13 March 2015), and the receipt of complete information (5 February 2016). A further extension of time was mutually agreed between the Parties. The new deadline for adoption was set for 29 July 2016. |
| --- | --- |

(11)

On 27 February 2015, the Commission requested the Applicant to supplement the Request with the missing information and to provide empirical evidence in order to demonstrate the choice market definition, together with more reliable data on the competitive situation for each of the markets. The replies were transmitted by the Applicant, by emails of 4 and 15 September 2015. On 21 September 2015 and 23 October 2015 the Commission requested the Applicant to provide further clarifications to the reply of 15 September 2015. The Applicant's replies were received on 14 October 2015, and 5 February 2016. Given the fact that the replies had not been received within the deadline fixed by the Commission, the time-limit for taking a decision was suspended during the period between the expiry of deadline set in the request for information (13 March 2015), and the receipt of complete information (5 February 2016). A further extension of time was mutually agreed between the Parties. The new deadline for adoption was set for 29 July 2016.

| (12) | In parallel, on 20 April 2015 the Commission requested additional information from the Austrian authorities. The replies were transmitted by the Austrian authorities, by emails of 3 July 2015. |
| --- | --- |

(12)

In parallel, on 20 April 2015 the Commission requested additional information from the Austrian authorities. The replies were transmitted by the Austrian authorities, by emails of 3 July 2015.

| (13) | A further exchange of correspondence took place in respect of the legal status of the Applicant as contracting entity. On 22 April and 19 May 2016, the Commission requested additional information from the Applicant. The Applicant replied on 4 May and 1 July 2016 respectively. Moreover, the Commission requested additional information on this subject from the Austrian Authorities on 11 July and 23 September 2016. The Austrian Authorities replied on 31 August and 30 September 2016 respectively. |
| --- | --- |

(13)

A further exchange of correspondence took place in respect of the legal status of the Applicant as contracting entity. On 22 April and 19 May 2016, the Commission requested additional information from the Applicant. The Applicant replied on 4 May and 1 July 2016 respectively. Moreover, the Commission requested additional information on this subject from the Austrian Authorities on 11 July and 23 September 2016. The Austrian Authorities replied on 31 August and 30 September 2016 respectively.

| (14) | On 5 July 2016, given that the need to obtain and analyse additional information, the deadline for adoption of a Commission Decision on this case was extended with the agreement of the parties, until 31 October 2016. |
| --- | --- |

(14)

On 5 July 2016, given that the need to obtain and analyse additional information, the deadline for adoption of a Commission Decision on this case was extended with the agreement of the parties, until 31 October 2016.

| (15) | Given the fact that the replies to the request for information had not been received within the deadline fixed by the Commission, the time-limit for taking a decision was suspended during the period between the expiry of deadline set in the request for information (9 August 2016), and the receipt of complete information (31 August 2016), therefore the new deadline for adoption a Commission Decision became 23 November 2016. |
| --- | --- |

(15)

Given the fact that the replies to the request for information had not been received within the deadline fixed by the Commission, the time-limit for taking a decision was suspended during the period between the expiry of deadline set in the request for information (9 August 2016), and the receipt of complete information (31 August 2016), therefore the new deadline for adoption a Commission Decision became 23 November 2016.

| (16) | On 8 November 2016, the Applicant withdrew the Request in so far as it extends to the provision of airport infrastructure for passenger traffic, ground handling, and parking. The Request was therefore up-held only in respect of provision of airport infrastructure for cargo. A new deadline for adoption of a Commission decision was mutually agreed by the parties on 18 November 2016. This deadline was set for 31 January 2017. |
| --- | --- |

(16)

On 8 November 2016, the Applicant withdrew the Request in so far as it extends to the provision of airport infrastructure for passenger traffic, ground handling, and parking. The Request was therefore up-held only in respect of provision of airport infrastructure for cargo. A new deadline for adoption of a Commission decision was mutually agreed by the parties on 18 November 2016. This deadline was set for 31 January 2017.

| (17) | On 23 September 2015, the International Air Transport Association — IATA, submitted a voluntary position paper on the assessment of the competition in the airport sector in Austria in relation to the request for exemption from the public procurement rules. The submission was based on the notice (6) of opening the procedure in this case. The position paper focuses on the assessment of the provision of the air passenger international origin-destination services. |
| --- | --- |

(17)

On 23 September 2015, the International Air Transport Association — IATA, submitted a voluntary position paper on the assessment of the competition in the airport sector in Austria in relation to the request for exemption from the public procurement rules. The submission was based on the notice (6) of opening the procedure in this case. The position paper focuses on the assessment of the provision of the air passenger international origin-destination services.

6

1.2.   The airport sector in Austria

The airport sector in Austria

| (18) | There are currently 6 commercial airports in Austria, namely Vienna Airport (hereinafter referred to by its IATA code, as ‘VIE’), Graz Airport (hereinafter referred to as ‘GRZ’), Innsbruck Airport (hereinafter referred to as ‘INN’), Klagenfurt Airport (hereinafter referred to as ‘KLU’), Linz Airport (hereinafter referred to as ‘LNZ’) and Salzburg Airport (hereinafter referred to as ‘SZG’). |
| --- | --- |

(18)

There are currently 6 commercial airports in Austria, namely Vienna Airport (hereinafter referred to by its IATA code, as ‘VIE’), Graz Airport (hereinafter referred to as ‘GRZ’), Innsbruck Airport (hereinafter referred to as ‘INN’), Klagenfurt Airport (hereinafter referred to as ‘KLU’), Linz Airport (hereinafter referred to as ‘LNZ’) and Salzburg Airport (hereinafter referred to as ‘SZG’).

| (19) | The operator of VIE is a public limited company (7) which is listed at the Vienna Stock Exchange since 1992, while the operators of the other Austrian airports are all public limited companies. |
| --- | --- |

(19)

The operator of VIE is a public limited company (7) which is listed at the Vienna Stock Exchange since 1992, while the operators of the other Austrian airports are all public limited companies.

7

| (20) | The six Austrian commercial airports served a total of 26,3 million passengers in 2013 (8) and around [...] (9) tonnes of cargo per year (10). |
| --- | --- |

(20)

The six Austrian commercial airports served a total of 26,3 million passengers in 2013 (8) and around [...] (9) tonnes of cargo per year (10).

8

9

10

2.   LEGAL FRAMEWORK

LEGAL FRAMEWORK

| (21) | Directive 2014/25/EU applies to the award of contracts for the pursuit of activities related to provision of airport infrastructure, unless this activity is exempted pursuant to Article 34 of that Directive. |
| --- | --- |

(21)

Directive 2014/25/EU applies to the award of contracts for the pursuit of activities related to provision of airport infrastructure, unless this activity is exempted pursuant to Article 34 of that Directive.

| (22) | Pursuant to Article 34 of Directive 2014/25/EU, contracts intended to enable the performance of an activity to which that Directive applies are not to be subject to that Directive if, in the Member State in which it is carried out, the activity is directly exposed to competition on markets to which access is not restricted. Direct exposure to competition is assessed on the basis of objective criteria, taking account of the specific characteristics of the sector concerned. Access is deemed to be unrestricted if the Member State has implemented and applied the relevant Union legislation opening a given sector or a part of it. That legislation is listed in Annex III to Directive 2014/25/EU. However for the provision of airport installations, that Annex does not list any relevant legislation liberalising this sector. Consequently, free access to the market cannot be presumed, and it has to be demonstrated de facto and de jure. |
| --- | --- |

(22)

Pursuant to Article 34 of Directive 2014/25/EU, contracts intended to enable the performance of an activity to which that Directive applies are not to be subject to that Directive if, in the Member State in which it is carried out, the activity is directly exposed to competition on markets to which access is not restricted. Direct exposure to competition is assessed on the basis of objective criteria, taking account of the specific characteristics of the sector concerned. Access is deemed to be unrestricted if the Member State has implemented and applied the relevant Union legislation opening a given sector or a part of it. That legislation is listed in Annex III to Directive 2014/25/EU. However for the provision of airport installations, that Annex does not list any relevant legislation liberalising this sector. Consequently, free access to the market cannot be presumed, and it has to be demonstrated de facto and de jure.

de jure

| (23) | Direct exposure to competition should be evaluated on the basis of various indicators, none of which are, necessarily, per se, decisive. In respect of the markets concerned by this decision, the market shares constitute one criterion which should be taken into account. Given the characteristics of the markets concerned, further criteria could also be taken into account. |
| --- | --- |

(23)

Direct exposure to competition should be evaluated on the basis of various indicators, none of which are, necessarily, per se, decisive. In respect of the markets concerned by this decision, the market shares constitute one criterion which should be taken into account. Given the characteristics of the markets concerned, further criteria could also be taken into account.

| (24) | This Decision is without prejudice to the application of the rules on competition and other fields of Union law. In particular, the criteria and the methodology used to assess direct exposure to competition under Article 34 of Directive 2014/25/EU are not necessarily identical to those used to perform an assessment under Article 101 or 102 of the Treaty or Council Regulation (EC) No 139/2004 (11). This point was upheld also by the Court in a recent judgement (12). |
| --- | --- |

(24)

This Decision is without prejudice to the application of the rules on competition and other fields of Union law. In particular, the criteria and the methodology used to assess direct exposure to competition under Article 34 of Directive 2014/25/EU are not necessarily identical to those used to perform an assessment under Article 101 or 102 of the Treaty or Council Regulation (EC) No 139/2004 (11). This point was upheld also by the Court in a recent judgement (12).

11

12

| (25) | It should be kept in mind that the aim of this Decision is to establish whether the services concerned by the Request are exposed to such a level of competition (in markets to which access is not restricted within the meaning of Article 34 of Directive 2014/25/EU) which will ensure that, also in the absence of the discipline brought about by the detailed procurement rules set out in Directive 2014/25/EU, procurement for the pursuit of the activities concerned will be carried out in a transparent, non-discriminatory manner based on criteria allowing purchasers to identify the solution which overall is the economically most advantageous one. |
| --- | --- |

(25)

It should be kept in mind that the aim of this Decision is to establish whether the services concerned by the Request are exposed to such a level of competition (in markets to which access is not restricted within the meaning of Article 34 of Directive 2014/25/EU) which will ensure that, also in the absence of the discipline brought about by the detailed procurement rules set out in Directive 2014/25/EU, procurement for the pursuit of the activities concerned will be carried out in a transparent, non-discriminatory manner based on criteria allowing purchasers to identify the solution which overall is the economically most advantageous one.

3.   ASSESSMENT

ASSESSMENT

3.1.   Free access to the market

Free access to the market

| (26) | In the present case, the relevant activity is the provision of airport infrastructure for cargo. |
| --- | --- |

(26)

In the present case, the relevant activity is the provision of airport infrastructure for cargo.

| (27) | As regards the provision of airport infrastructure, there is no relevant Union legislation on the basis of which free access to the market can be presumed, therefore it is necessary to make the relevant assessment based on the existing case law of the Court of Justice pertaining to freedom of establishment under Article 49 TFEU. |
| --- | --- |

(27)

As regards the provision of airport infrastructure, there is no relevant Union legislation on the basis of which free access to the market can be presumed, therefore it is necessary to make the relevant assessment based on the existing case law of the Court of Justice pertaining to freedom of establishment under Article 49 TFEU.

| (28) | According to the Applicant, the access to the market is not de jure restricted. In Austria, Section 71(1) of the Luftfahrtgesetz (LFG, Aviation Act) provides that an operator applying for a civil airport licence is entitled to receive a ‘civil airport licence’ if the plan to establish an airport is appropriate from a technical viewpoint and safe management can be expected, the operator is reliable, suitable and has sufficient financial resources, and there is no conflicting ‘other public interest’. In this respect, according to Section 71(2) LFG, a planned public airport is presumed not to be in the public interest, if the following three conditions are simultaneously met: (i) the airport is less than 100 km away from an existing public airport; (ii) the airport is likely to undermine the transport functions of an existing airport; and (iii) the existing airport is able and willing to take over within 6 months the prospective duties of the planned airport. |
| --- | --- |

(28)

According to the Applicant, the access to the market is not de jure restricted. In Austria, Section 71(1) of the Luftfahrtgesetz (LFG, Aviation Act) provides that an operator applying for a civil airport licence is entitled to receive a ‘civil airport licence’ if the plan to establish an airport is appropriate from a technical viewpoint and safe management can be expected, the operator is reliable, suitable and has sufficient financial resources, and there is no conflicting ‘other public interest’. In this respect, according to Section 71(2) LFG, a planned public airport is presumed not to be in the public interest, if the following three conditions are simultaneously met: (i) the airport is less than 100 km away from an existing public airport; (ii) the airport is likely to undermine the transport functions of an existing airport; and (iii) the existing airport is able and willing to take over within 6 months the prospective duties of the planned airport.

Luftfahrtgesetz

| (29) | It is pertinent to remind that it is settled case-law that a system of prior authorisation cannot legitimise discretionary decisions taken by the national authorities which are liable to negate the effectiveness of provisions of Union law (13). In order for a system of prior authorisation to be justified even though it derogates from the fundamental freedom to provide services, it must in any event be based on objective, non-discriminatory criteria which are known in advance, in such a way as to circumscribe the exercise of the national authorities' discretion, so that it is not used arbitrarily (14). |
| --- | --- |

(29)

It is pertinent to remind that it is settled case-law that a system of prior authorisation cannot legitimise discretionary decisions taken by the national authorities which are liable to negate the effectiveness of provisions of Union law (13). In order for a system of prior authorisation to be justified even though it derogates from the fundamental freedom to provide services, it must in any event be based on objective, non-discriminatory criteria which are known in advance, in such a way as to circumscribe the exercise of the national authorities' discretion, so that it is not used arbitrarily (14).

13

14

| (30) | In addition, if the system of authorisation imposes conditions relating to the minimum distance between undertakings, then such a system may be considered justified, if it is generally appropriate to attaining the objective of ensuring that the provision of service to the public, such as the provision of airport infrastructure and related services, is reliable and of good quality (15). According to the case-law of the Court, the national legislation should be appropriate for ensuring attainment of the objective relied upon only if they genuinely reflect a concern to attain that objective in a consistent and systematic manner (16). |
| --- | --- |

(30)

In addition, if the system of authorisation imposes conditions relating to the minimum distance between undertakings, then such a system may be considered justified, if it is generally appropriate to attaining the objective of ensuring that the provision of service to the public, such as the provision of airport infrastructure and related services, is reliable and of good quality (15). According to the case-law of the Court, the national legislation should be appropriate for ensuring attainment of the objective relied upon only if they genuinely reflect a concern to attain that objective in a consistent and systematic manner (16).

15

16

| (31) | In relation to the second criterion establishing a presumption of the absence of the public interest, namely the condition that the planned airport is likely to undermine the transport functions of an existing airport, the Applicant invokes a judgment in a case concerning the Austrian Code on Motor Transport Lines (17) (Kraftfahrliniengesetz, KfLG) whereby the Supreme Austrian Administrative Court (VwGH) ruled that the second criterion should not be understood in a way that would shelter an existing undertaking from competition. However, according to the Supreme Austrian Administrative Court, even if the holder of a new concession may be obliged to tolerate competition to its business from other undertakings, this finds its limits where the existing concession holder would suffer a loss of earnings that would manifestly call into question the economic operation of an existing route. Furthermore, according to the same Court, deterioration in the revenue-to-cost ratio which is merely transient in nature, be it due to seasonal fluctuations, transient external factors or investments in a route which the concession holder intends to amortise over a certain period of time, cannot justify a refusal to grant a new concession. |
| --- | --- |

(31)

In relation to the second criterion establishing a presumption of the absence of the public interest, namely the condition that the planned airport is likely to undermine the transport functions of an existing airport, the Applicant invokes a judgment in a case concerning the Austrian Code on Motor Transport Lines (17) (Kraftfahrliniengesetz, KfLG) whereby the Supreme Austrian Administrative Court (VwGH) ruled that the second criterion should not be understood in a way that would shelter an existing undertaking from competition. However, according to the Supreme Austrian Administrative Court, even if the holder of a new concession may be obliged to tolerate competition to its business from other undertakings, this finds its limits where the existing concession holder would suffer a loss of earnings that would manifestly call into question the economic operation of an existing route. Furthermore, according to the same Court, deterioration in the revenue-to-cost ratio which is merely transient in nature, be it due to seasonal fluctuations, transient external factors or investments in a route which the concession holder intends to amortise over a certain period of time, cannot justify a refusal to grant a new concession.

17

Kraftfahrliniengesetz

| (32) | On the basis of the aforementioned, it appears that the second criterion has been construed by the Supreme Austrian Administrative Court as not intended to limit competition as such. It limits any room for arbitrary decision of the concession granting authority. In addition, it may be inferred from the judgment of the Supreme Austrian Administrative Court that a system of authorisations which sets out specific criteria for establishing a presumption of the absence of public interest in a new airport was created on the assumption that the new airport would provide services which are reliable and of good quality. The relevant Austrian legislation and the interpretation of the aforementioned second criterion by the Supreme Austrian Administrative Court seem to genuinely reflect a concern to attain the legislation's objectives in a consistent and systematic manner. Therefore, for the purposes of this decision, it may be concluded that the conditions for granting a licence to establish an airport in Austria meet the criteria of objectivity, non-discrimination and transparency, and, accordingly that access to the market for the provision of airport infrastructure may be considered to be de jure free. |
| --- | --- |

(32)

On the basis of the aforementioned, it appears that the second criterion has been construed by the Supreme Austrian Administrative Court as not intended to limit competition as such. It limits any room for arbitrary decision of the concession granting authority. In addition, it may be inferred from the judgment of the Supreme Austrian Administrative Court that a system of authorisations which sets out specific criteria for establishing a presumption of the absence of public interest in a new airport was created on the assumption that the new airport would provide services which are reliable and of good quality. The relevant Austrian legislation and the interpretation of the aforementioned second criterion by the Supreme Austrian Administrative Court seem to genuinely reflect a concern to attain the legislation's objectives in a consistent and systematic manner. Therefore, for the purposes of this decision, it may be concluded that the conditions for granting a licence to establish an airport in Austria meet the criteria of objectivity, non-discrimination and transparency, and, accordingly that access to the market for the provision of airport infrastructure may be considered to be de jure free.

de jure

| (33) | As far as the assessment of free access to the market de facto is concerned, the Applicant claims that access is not restricted as new commercial airports are being established. The Applicant cites the Berlin Brandenburg airport and the Lublin airport as examples. According to the Applicant the Berlin Brandenburg airport, is regarded both by the Lufthansa group and by airberlin group as a concrete alternative to the Vienna airport. Furthermore, military airports can be adapted to operate as commercial airports, e.g. GRZ and LNZ in Austria. In addition, the Applicant claims that existing commercial airports may expand, e.g. the Frankfurt Hahn and the Weeze airports in Germany. |
| --- | --- |

(33)

As far as the assessment of free access to the market de facto is concerned, the Applicant claims that access is not restricted as new commercial airports are being established. The Applicant cites the Berlin Brandenburg airport and the Lublin airport as examples. According to the Applicant the Berlin Brandenburg airport, is regarded both by the Lufthansa group and by airberlin group as a concrete alternative to the Vienna airport. Furthermore, military airports can be adapted to operate as commercial airports, e.g. GRZ and LNZ in Austria. In addition, the Applicant claims that existing commercial airports may expand, e.g. the Frankfurt Hahn and the Weeze airports in Germany.

| (34) | On the basis of the information submitted by the applicant, it is difficult to conclusively establish whether access to the market for establishing new airports is de facto restricted. When setting up a new airport, the potential entrant will need to make high capital investments, and hence there will be a significant risk of sunk costs involved which may deter potential entrants. However, it seems that these costs are part of normal commercial risks that entrants need to bear when deciding to establish a new airport. There is no information of existing factual barriers to entry in the market concerned apart from the normal commercial risk inherent in undertaking a major investment which concerns the provision of airport infrastructure. It is, therefore considered, for the purposes of this decision, that the access to the market is de facto free. |
| --- | --- |

(34)

On the basis of the information submitted by the applicant, it is difficult to conclusively establish whether access to the market for establishing new airports is de facto restricted. When setting up a new airport, the potential entrant will need to make high capital investments, and hence there will be a significant risk of sunk costs involved which may deter potential entrants. However, it seems that these costs are part of normal commercial risks that entrants need to bear when deciding to establish a new airport. There is no information of existing factual barriers to entry in the market concerned apart from the normal commercial risk inherent in undertaking a major investment which concerns the provision of airport infrastructure. It is, therefore considered, for the purposes of this decision, that the access to the market is de facto free.

3.2.   Competitive assessment — Market analysis

Competitive assessment — Market analysis

| (35) | This section will analyse whether or not the second condition for exemption is met, namely that the activity covered by the request, and which satisfies the condition of free access to the market de jure and de facto, is directly exposed to competition. To this end, the relevant product and respective geographic market is defined, and on that basis, a market analysis is performed. |
| --- | --- |

(35)

This section will analyse whether or not the second condition for exemption is met, namely that the activity covered by the request, and which satisfies the condition of free access to the market de jure and de facto, is directly exposed to competition. To this end, the relevant product and respective geographic market is defined, and on that basis, a market analysis is performed.

de jure

3.2.1.   Product Market Definition

Product Market Definition

| (36) | According to previous Commission decisions (18) the following product markets were considered as relevant product markets for the purposes of application of the competition law of the Union to airlines and airports: (i) provision of airport infrastructure services (including the development, maintenance, use and provision of the runway facilities, taxiways and other airport structure, as well as the coordination and control of the activities performed on these infrastructures); (ii) provision (or contracting) of ground-handling services; and (iii) provision (or contracting) of associated commercial services (e.g. food and beverages, sale of advertising space) (19). |
| --- | --- |

(36)

According to previous Commission decisions (18) the following product markets were considered as relevant product markets for the purposes of application of the competition law of the Union to airlines and airports: (i) provision of airport infrastructure services (including the development, maintenance, use and provision of the runway facilities, taxiways and other airport structure, as well as the coordination and control of the activities performed on these infrastructures); (ii) provision (or contracting) of ground-handling services; and (iii) provision (or contracting) of associated commercial services (e.g. food and beverages, sale of advertising space) (19).

18

19

| (37) | Airport infrastructure services can be divided by the object of transportation as passenger traffic and those relating to cargo transportation as, apart from runways, passenger traffic and cargo transportation require different infrastructure. |
| --- | --- |

(37)

Airport infrastructure services can be divided by the object of transportation as passenger traffic and those relating to cargo transportation as, apart from runways, passenger traffic and cargo transportation require different infrastructure.

| (38) | Cargo is usually transported by trans-modal means of transport ‘behind’ and ‘beyond’ the origin and destination points. Moreover, unlike passengers, cargo may be routed with a higher number of stopovers. In addition, according to previous Commission decisions (20) air cargo transport markets are inherently unidirectional due to differences in demand at each end of the route. |
| --- | --- |

(38)

Cargo is usually transported by trans-modal means of transport ‘behind’ and ‘beyond’ the origin and destination points. Moreover, unlike passengers, cargo may be routed with a higher number of stopovers. In addition, according to previous Commission decisions (20) air cargo transport markets are inherently unidirectional due to differences in demand at each end of the route.

20

| (39) | The Applicant agrees with the product market definition as established by Commission practice and structured the Request accordingly. |
| --- | --- |

(39)

The Applicant agrees with the product market definition as established by Commission practice and structured the Request accordingly.

| (40) | In view of the factors examined under recitals 36 to 39, for the purposes of assessing whether the conditions laid down in Article 34 of Directive 2014/25/EU are fulfilled, and without prejudice to the application of competition rules or other fields of Union law, the relevant product market is the provision of airport infrastructure for cargo. |
| --- | --- |

(40)

In view of the factors examined under recitals 36 to 39, for the purposes of assessing whether the conditions laid down in Article 34 of Directive 2014/25/EU are fulfilled, and without prejudice to the application of competition rules or other fields of Union law, the relevant product market is the provision of airport infrastructure for cargo.

3.2.2.   Geographic Market Definition and Competitive Assessment

Geographic Market Definition and Competitive Assessment

| (41) | This section is looking at the relevant geographic market definition corresponding to the product market defined, lists the applicant's arguments and provides Commission observations and conclusions thereof, and assesses the competitive situation. |
| --- | --- |

(41)

This section is looking at the relevant geographic market definition corresponding to the product market defined, lists the applicant's arguments and provides Commission observations and conclusions thereof, and assesses the competitive situation.

| (42) | According to the Applicant (21) the exact market definition for cargo can be left open, for the purposes of the Request. Moreover, the Applicant argues that the geographic market appears to be Europe wide. |
| --- | --- |

(42)

According to the Applicant (21) the exact market definition for cargo can be left open, for the purposes of the Request. Moreover, the Applicant argues that the geographic market appears to be Europe wide.

21

| (43) | While, the Commission found in earlier decisions (22) that the relevant market in intra-European routes of air cargo transport can be defined as European-wide and should include alternative modes of transport, notably road and train transport, it should be recalled that the product market for the purpose of the present decision is not air cargo transport, but provision of airport infrastructure for cargo. |
| --- | --- |

(43)

While, the Commission found in earlier decisions (22) that the relevant market in intra-European routes of air cargo transport can be defined as European-wide and should include alternative modes of transport, notably road and train transport, it should be recalled that the product market for the purpose of the present decision is not air cargo transport, but provision of airport infrastructure for cargo.

22

| (44) | For the purposes of evaluating the conditions laid down in Article 34 of Directive 2014/25/EU, and without prejudice to competition law or any other field of Union law, the Commission considers that the exact geographical dimension of the relevant product market can be left open, as the Applicants' market share in the narrowest possible definition would still be low. |
| --- | --- |

(44)

For the purposes of evaluating the conditions laid down in Article 34 of Directive 2014/25/EU, and without prejudice to competition law or any other field of Union law, the Commission considers that the exact geographical dimension of the relevant product market can be left open, as the Applicants' market share in the narrowest possible definition would still be low.

| (45) | According to the information provided by the Applicant (23), on the assumption that the relevant geographic market is Europe wide, the market shares of VIE (24) in respect of cargo were [...] % in 2010, [...] % in 2011 and [...] % in 2012, while the other airports have market shares lower than 1 % all 3 years. On a more conservative approach when considering the geographic market encompasses only Lufthansa hubs, the market shares of VIE were of [...] % in 2010; [...] % in 2011 and [...] in 2012, while the other Austrian airports had less than 1 % in all 3 years. These factors should therefore be taken as an indication of direct exposure to competition in respect of this activity. |
| --- | --- |

(45)

According to the information provided by the Applicant (23), on the assumption that the relevant geographic market is Europe wide, the market shares of VIE (24) in respect of cargo were [...] % in 2010, [...] % in 2011 and [...] % in 2012, while the other airports have market shares lower than 1 % all 3 years. On a more conservative approach when considering the geographic market encompasses only Lufthansa hubs, the market shares of VIE were of [...] % in 2010; [...] % in 2011 and [...] in 2012, while the other Austrian airports had less than 1 % in all 3 years. These factors should therefore be taken as an indication of direct exposure to competition in respect of this activity.

23

24

| (46) | For the purposes of this Decision and without prejudice to competition law, the factors listed in recital 45 should be taken as an indication of exposure to competition, of this activity in Austria. Consequently, since the conditions set out in Article 34 of Directive 2014/25/EU are met, it should be established that Directive 2014/25/EU does not apply to contracts intended to enable the pursuit of this activity in Austria. |
| --- | --- |

(46)

For the purposes of this Decision and without prejudice to competition law, the factors listed in recital 45 should be taken as an indication of exposure to competition, of this activity in Austria. Consequently, since the conditions set out in Article 34 of Directive 2014/25/EU are met, it should be established that Directive 2014/25/EU does not apply to contracts intended to enable the pursuit of this activity in Austria.

4.   CONCLUSIONS

CONCLUSIONS

| (47) | In view of the factors examined in recitals 1 to 46, the condition of direct exposure to competition laid down in Article 34 of Directive 2014/25/EU is considered to be met in Austria in respect of provision of airport infrastructure for cargo. |
| --- | --- |

(47)

In view of the factors examined in recitals 1 to 46, the condition of direct exposure to competition laid down in Article 34 of Directive 2014/25/EU is considered to be met in Austria in respect of provision of airport infrastructure for cargo.

| (48) | Since the condition of unrestricted access to the market is deemed to be met, Directive 2014/25/EU should not apply when contracting entities award contracts intended to enable those services to be carried out in Austria, nor when design contests are organised for the pursuit of such an activity in that country. |
| --- | --- |

(48)

Since the condition of unrestricted access to the market is deemed to be met, Directive 2014/25/EU should not apply when contracting entities award contracts intended to enable those services to be carried out in Austria, nor when design contests are organised for the pursuit of such an activity in that country.

| (49) | This Decision is based on the legal and factual situation as of January 2015 to November 2016 as it appears from the information submitted by the Applicant and by the Austrian Authorities. It may be revised, should the conditions for the applicability of Article 34 of Directive 2014/25/EU be no longer met, following significant changes in the legal or factual situation. |
| --- | --- |

(49)

This Decision is based on the legal and factual situation as of January 2015 to November 2016 as it appears from the information submitted by the Applicant and by the Austrian Authorities. It may be revised, should the conditions for the applicability of Article 34 of Directive 2014/25/EU be no longer met, following significant changes in the legal or factual situation.

| (50) | Since some services respect to provision of airport infrastructure to airlines (such as, airport infrastructure for passenger traffic, groundhandling, non-aeronautical services) continue to be subject to Directive 2014/25/EU, it is recalled that procurement contracts covering several activities should be treated in accordance with Article 6 of that Directive. This means that, where a contracting entity is engaged in ‘mixed’ procurement, that is procurement used to support the performance of both activities exempted from the application of Directive 2014/25/EU and activities not exempted therefrom, regard must be had to the activities for which the contract is principally intended. In the event of such mixed procurement, where the purpose is principally to support activities which are not exempted, the provisions of Directive 2014/25/EU are to be applied. Where it is objectively impossible to determine for which activity the contract is principally intended, the contract is to be awarded in accordance with the rules referred to in Article 6(3) of Directive 2014/25/EU (25). |
| --- | --- |

(50)

Since some services respect to provision of airport infrastructure to airlines (such as, airport infrastructure for passenger traffic, groundhandling, non-aeronautical services) continue to be subject to Directive 2014/25/EU, it is recalled that procurement contracts covering several activities should be treated in accordance with Article 6 of that Directive. This means that, where a contracting entity is engaged in ‘mixed’ procurement, that is procurement used to support the performance of both activities exempted from the application of Directive 2014/25/EU and activities not exempted therefrom, regard must be had to the activities for which the contract is principally intended. In the event of such mixed procurement, where the purpose is principally to support activities which are not exempted, the provisions of Directive 2014/25/EU are to be applied. Where it is objectively impossible to determine for which activity the contract is principally intended, the contract is to be awarded in accordance with the rules referred to in Article 6(3) of Directive 2014/25/EU (25).

25

| (51) | It is recalled that Article 16 of Directive 2014/23/EU of the European Parliament and of the Council (26) provides for an exemption from the application of that Directive for concessions awarded by contracting entities where, for the Member State in which the concessions are to be performed, it has been established in accordance to Article 34 of Directive 2014/25/EU that the activity is directly exposed to competition. Since it was concluded that the activity of provision of airport infrastructure to airlines for cargo transportation is subject to competition, concession contracts intended to enable the performance of those activities in the Republic of Austria will be excluded from the field of application of Directive 2014/23/EU. |
| --- | --- |

(51)

It is recalled that Article 16 of Directive 2014/23/EU of the European Parliament and of the Council (26) provides for an exemption from the application of that Directive for concessions awarded by contracting entities where, for the Member State in which the concessions are to be performed, it has been established in accordance to Article 34 of Directive 2014/25/EU that the activity is directly exposed to competition. Since it was concluded that the activity of provision of airport infrastructure to airlines for cargo transportation is subject to competition, concession contracts intended to enable the performance of those activities in the Republic of Austria will be excluded from the field of application of Directive 2014/23/EU.

26

| (52) | The measures provided for in this Decision are in accordance with the opinion of the Advisory Committee for Public contracts, |
| --- | --- |

(52)

The measures provided for in this Decision are in accordance with the opinion of the Advisory Committee for Public contracts,

HAS ADOPTED THIS DECISION:

Article 1

Directive 2014/25/EU shall not apply to contracts awarded by contracting entities and intended to enable provision of airport infrastructure for cargo to be carried out in Austria.

Article 2

This Decision is addressed to the Republic of Austria.

Done at Brussels, 24 January 2017.

For the Commission

Elżbieta BIEŃKOWSKA

Member of the Commission

---

(1)  
  OJ L 134, 30.4.2004, p. 1.

1

(2)  
  OJ L 94, 28.3.2014, p. 243.

2

(3)  Although the Applicant is Vienna airport, the Request concerns the activity of provision of airports in Austria, therefore all Austrian airports are covered by the request.

3

(4)  Applicant's letter of 5 February 2016, p. 1.

4

(5)  Bundesvergabegesetz, Section 179(5).

5

(6)  
  OJ C 93, 20.3.2015, p. 22.

6

(7)  VIE is ultimately owned in proportion of 40 % by regional authorities within the meaning of Article 2(1) of Directive 2004/17/EC, but VIE's legal standing as public undertaking, within the meaning of Article 2(1)(b) of Directive 2004/17/EC, was confirmed by the Austrian Federal Procurement Office (Ref. Bundesvergabeamt, N/0117-BVA/02/2009-24 and Bundesvergabeamt, N/0117-BVA/02/2009-EV8).

7

(8)  According to the study ‘The Austrian Aviation sector in the context of business location Austria’, June 2014, p. 3.

8

(9)  Confidential information

9

(10)  According to the information provided in Annex 7, the total cargo volumes were of 226 606 tonnes in 2010, 208 913 tonnes in 2011 and 188 261 in 2012.

10

(11)  Council Regulation (EC) No 139/2004 of 20 January 2004 on the control of concentrations between undertakings (the EC Merger Regulation) (OJ L 24, 29.1.2004, p. 1).

11

(12)  Judgment of 27 April 2016, Österreichische Post AG v. Commission, T-463/14, ECLI:EU:T:2016:243, point 28.

12

Österreichische Post AG v. Commission

ECLI:EU:T:2016:243

(13)  Case C-157/99 Smits and Peerbooms [2001] ECLI:EU:C:2001:404, para. 90; Case C-385/99 Müller-Fauré and van Riet [2003] ECLI:EU:C:2003:270, para. 84; Case C-372/04 Watts [2006] ECLI:EU:C:2006:325, para. 115. Para 70 is from the Opinion of the Advocate General, para. 115 is from the judgment.

13

Smits and Peerbooms

ECLI:EU:C:2001:404

Müller-Fauré and van Riet

ECLI:EU:C:2003:270

Watts

ECLI:EU:C:2006:325

(14)  Case C-205/99 Analir and Others [2001] ECLI:EU:C:2001:107, para. 38; Case C-372/04 Watts [2006] ECLI:EU:C:2006:325 para. 116.

14

Analir and Others

ECLI:EU:C:2001:107

Case C-372/04 Watts

ECLI:EU:C:2006:325

(15)  Joined Cases C-570/07 and C-571/07 Blanco Pérez and Chao Gómez [2010] ECLI:EU:C:2010:300, para. 94.

15

Blanco Pérez and Chao Gómez

ECLI:EU:C:2010:300

(16)  See, for instance, Case C-169/07 Hartlauer [2009] ECLI:EU:C:2009:141, para. 55; Joined Cases C-338/04, C-359/04 and C-360/04 Placanica and Others [2007] ECLI:EU:C:2007:133 paras. 53 and 58.

16

Hartlauer

ECLI:EU:C:2009:141

Placanica and Others

ECLI:EU:C:2007:133

(17)  Judgment of 25 March 2009, 2008/03/0090.

17

(18)  M.7398 — Mirael/Ferrovial/NDH1, recital 19; M.786 — Birmingham International Airport, recital 15, M. 6732 — Ferrovial/Qatar Holding/CDPQ/Baker Street/BAA, recital 21;M. 5652 — GIP/Gatwick Airport, recital 21;M. 1035 — Hochtief/Aer Rianta/Düsseldorf Airport recital 11; M.2262 Flughafen Berlin II recital 13; and M.3823 — MAG/Ferrovial Aeropuertos/Exeter Airport recital 15.

18

Mirael/Ferrovial/NDH1

rmingham International Airport

rrovial/Qatar Holding/CDPQ/Baker Street/BAA

P/Gatwick Airport

chtief/Aer Rianta/Düsseldorf Airport

Flughafen Berlin II

G/Ferrovial Aeropuertos/Exeter Airport

(19)  Airport security services are generally not considered to be an economic activity, thus, competition rules would normally not apply (e.g. Commission decision of 2 May 2005 in case COMP/D3/38469, complaint relating to charges levied by AIA SA and the Olympic Fiel Company SA.).

19

(20)  M.5141 — KLM/Martinair, recital 38; M.5440 -Lufthansa/Austrian Airlines, recital 31.

20

M/Martinair

Lufthansa/Austrian Airlines

(21)  Applicant's letter dated 4 September, page 19.

21

(22)  Case M.3280, Air France/KLM, para 36 dated 11 February 2004; Case M.5440, Lufthansa/Austrian Airlines, para 29 dated 28 August 2009; Case M.5747, Iberia/British Airways, para 41,dated 8 September 2010.

22

Air France/KLM

Lufthansa/Austrian Airlines

Iberia/British Airways

(23)  Annex 7 to the Request.

23

(24)  The market shares were calculated taking into account not all airports in Europe, but a smaller number of airports, which are most likely to exert a competitive pressure on VIE. These airports are: Amsterdam Airport Schiphol (AMS); Charles de Gaule Airport (CDG); Dusseldorf Airport (DUS); Fiumicino Airport (FCO); Frankfurt Airport (FRA); Munich Airport (MUC); Milan Malpensa Airport (MXP); SZG; Berlin Tegel Airport (TXL) and Zurich Airport (ZRH).

24

(25)  The same material outcome would also result from the application of Article 9 of Directive 2004/17/EC.

25

(26)  Directive 2014/23/EU of the European Parliament and of the Council of 26 February 2014 on the award of concession contracts (OJ L 94, 28.3.2014, p. 1).

26

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| 26.1.2017 | EN | Official Journal of the European Union | L 21/113 |
| --- | --- | --- | --- |

26.1.2017

EN

Official Journal of the European Union

L 21/113

---

COMMISSION DECISION (EU) 2017/133

of 25 January 2017

on the maintenance with a restriction in the Official Journal of the European Union of the reference of harmonised standard EN 14342:2013 ‘Wood flooring and parquet: Characteristics, evaluation of conformity and marking’ in accordance with Regulation (EU) No 305/2011 of the European Parliament and of the Council

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 305/2011 of the European Parliament and of the Council of 9 March 2011 laying down harmonised conditions for the marketing of construction products and repealing Council Directive 89/106/EEC (1), and in particular Article 18(2) thereof,

Whereas:

| (1) | Pursuant to Regulation (EU) No 305/2011, harmonised standards foreseen in Article 17 are to fulfil the requirements of the harmonised system set out in or by means of this Regulation. |
| --- | --- |

(1)

Pursuant to Regulation (EU) No 305/2011, harmonised standards foreseen in Article 17 are to fulfil the requirements of the harmonised system set out in or by means of this Regulation.

| (2) | In July 2013, the European Committee for Standardisation (CEN) adopted the harmonised standard EN 14342:2013 ‘Wood flooring and parquet: Characteristics, evaluation of conformity and marking’. The reference of the standard was subsequently published in the Official Journal of the European Union (2). |
| --- | --- |

(2)

In July 2013, the European Committee for Standardisation (CEN) adopted the harmonised standard EN 14342:2013 ‘Wood flooring and parquet: Characteristics, evaluation of conformity and marking’. The reference of the standard was subsequently published in the Official Journal of the European Union (2).

| (3) | On 21 August 2015 Germany launched a formal objection in respect of the harmonised standard EN 14342:2013. The formal objection referred to Clause 4.4 of that standard, concerning the assessment methods and criteria for certain dangerous substances, and demanded the withdrawal of the reference of the standard from the Official Journal of the European Union or, alternatively, a restriction excluding Clause 4.4 of that standard from the scope of that reference. |
| --- | --- |

(3)

On 21 August 2015 Germany launched a formal objection in respect of the harmonised standard EN 14342:2013. The formal objection referred to Clause 4.4 of that standard, concerning the assessment methods and criteria for certain dangerous substances, and demanded the withdrawal of the reference of the standard from the Official Journal of the European Union or, alternatively, a restriction excluding Clause 4.4 of that standard from the scope of that reference.

| (4) | According to Germany, that standard does not contain any harmonised methods for assessing the performance of the construction products in question in relation to the essential characteristic release of other dangerous substances. In fact, Clause 4.4 of the standard states that verification and declaration on release or content of additional other dangerous substances than those dealt with in other clauses of the standard should be done taking into account national provisions in the place of use. |
| --- | --- |

(4)

According to Germany, that standard does not contain any harmonised methods for assessing the performance of the construction products in question in relation to the essential characteristic release of other dangerous substances. In fact, Clause 4.4 of the standard states that verification and declaration on release or content of additional other dangerous substances than those dealt with in other clauses of the standard should be done taking into account national provisions in the place of use.

| (5) | Germany considered this shortcoming to constitute a violation of Article 17(3) of Regulation (EU) No 305/2011, as the standard at hand did not entirely satisfy the requirements set out in the relevant mandate as foreseen in Article 18. |
| --- | --- |

(5)

Germany considered this shortcoming to constitute a violation of Article 17(3) of Regulation (EU) No 305/2011, as the standard at hand did not entirely satisfy the requirements set out in the relevant mandate as foreseen in Article 18.

| (6) | Moreover, Germany emphasised the importance of an appropriate treatment of releases of such other dangerous substances, in particular volatile organic compounds (VOCs), within the harmonised standards notably for the wood-based products in question. |
| --- | --- |

(6)

Moreover, Germany emphasised the importance of an appropriate treatment of releases of such other dangerous substances, in particular volatile organic compounds (VOCs), within the harmonised standards notably for the wood-based products in question.

| (7) | For these reasons, Germany demanded to withdraw the reference of that standard, or alternatively to restrict it by excluding Clause 4.4 from its scope, so as to permit Member States to adopt national provisions for the assessment of the performance in relation to the essential characteristic at hand, as regards the release of other dangerous substances. |
| --- | --- |

(7)

For these reasons, Germany demanded to withdraw the reference of that standard, or alternatively to restrict it by excluding Clause 4.4 from its scope, so as to permit Member States to adopt national provisions for the assessment of the performance in relation to the essential characteristic at hand, as regards the release of other dangerous substances.

| (8) | When assessing the admissibility of the claims brought forward, it should be stated that if the alternative demand of Germany were to be understood as constituting a separate demand aiming to allow Member States to put in place national provisions setting additional requirements, such a claim would not focus on the contents of EN 14342:2013, and should therefore be considered inadmissible. However, as the wording of the demand clearly is directed to the restriction of the scope of reference to that standard, the linked statements of Germany about the consequences of such a restriction should be regarded only as parts of the argumentation offered within the formal objection and thus not considered separately. |
| --- | --- |

(8)

When assessing the admissibility of the claims brought forward, it should be stated that if the alternative demand of Germany were to be understood as constituting a separate demand aiming to allow Member States to put in place national provisions setting additional requirements, such a claim would not focus on the contents of EN 14342:2013, and should therefore be considered inadmissible. However, as the wording of the demand clearly is directed to the restriction of the scope of reference to that standard, the linked statements of Germany about the consequences of such a restriction should be regarded only as parts of the argumentation offered within the formal objection and thus not considered separately.

| (9) | According to Article 17(3) of Regulation (EU) No 305/2011, harmonised standards are to provide the methods and the criteria for assessing the performance of the products covered by them in relation to their essential characteristics. Quite as Germany has asserted, Clause 4.4 of EN 14342:2013 only presents a reference to national provisions in place. In this respect, EN 14342:2013 does not comply with the requirements set out in Article 17(3) of Regulation (EU) No 305/2011. |
| --- | --- |

(9)

According to Article 17(3) of Regulation (EU) No 305/2011, harmonised standards are to provide the methods and the criteria for assessing the performance of the products covered by them in relation to their essential characteristics. Quite as Germany has asserted, Clause 4.4 of EN 14342:2013 only presents a reference to national provisions in place. In this respect, EN 14342:2013 does not comply with the requirements set out in Article 17(3) of Regulation (EU) No 305/2011.

| (10) | Furthermore, the jurisprudence of the Court of Justice (3) indicates that Member States are not entitled to put in place national provisions for the assessment of the performance in relation to any essential characteristics above and beyond what has been contained in the harmonised standards, when it comes to the marketing or the use of the construction products covered by them. The contents of EN 14342:2013 are thus in conflict also with these principles. |
| --- | --- |

(10)

Furthermore, the jurisprudence of the Court of Justice (3) indicates that Member States are not entitled to put in place national provisions for the assessment of the performance in relation to any essential characteristics above and beyond what has been contained in the harmonised standards, when it comes to the marketing or the use of the construction products covered by them. The contents of EN 14342:2013 are thus in conflict also with these principles.

| (11) | Therefore and due to the fact that Regulations are directly applicable, Clause 4.4 of EN 14342:2013 should not be applied, independently of the outcome of this formal objection procedure. |
| --- | --- |

(11)

Therefore and due to the fact that Regulations are directly applicable, Clause 4.4 of EN 14342:2013 should not be applied, independently of the outcome of this formal objection procedure.

| (12) | Nevertheless, since the jurisprudence of the Court of Justice (4) confirms the exhaustive nature of the harmonised system established in or by means of Regulation (EU) No 305/2011, the invalidity pf Clause 4.4 of EN 14342:2013 does not imply that Member States could adopt national provisions for the assessment of the performance in relation to the essential characteristic release of other dangerous substances. |
| --- | --- |

(12)

Nevertheless, since the jurisprudence of the Court of Justice (4) confirms the exhaustive nature of the harmonised system established in or by means of Regulation (EU) No 305/2011, the invalidity pf Clause 4.4 of EN 14342:2013 does not imply that Member States could adopt national provisions for the assessment of the performance in relation to the essential characteristic release of other dangerous substances.

| (13) | On the basis of the contents of EN 14342:2013 as well as the information submitted by Germany, by the other Member States, by CEN and by industry, and after consulting the committees established by Article 64 of Regulation (EU) No 305/2011 and by Article 22 of Regulation (EU) No 1025/2012 of the European Parliament and of the Council (5), it should be noted that no substantial objections were expressed against the continued publication of the reference of that standard in the Official Journal of the European Union. The exclusion of Clause 4.4 from the scope of the reference published in the Official Journal of the European Union has been met with concerns based on an interpretation of the jurisprudence of the Court of Justice as allowing the Member States, if they take the view that the safety of a product is insufficiently ensured, to lay down requirements restricting the free circulation of those products. However, the Court of Justice itself has already stated that such an interpretation would put into question the effectiveness [(‘effet utile’)] of the harmonisation in this field (6). |
| --- | --- |

(13)

On the basis of the contents of EN 14342:2013 as well as the information submitted by Germany, by the other Member States, by CEN and by industry, and after consulting the committees established by Article 64 of Regulation (EU) No 305/2011 and by Article 22 of Regulation (EU) No 1025/2012 of the European Parliament and of the Council (5), it should be noted that no substantial objections were expressed against the continued publication of the reference of that standard in the Official Journal of the European Union. The exclusion of Clause 4.4 from the scope of the reference published in the Official Journal of the European Union has been met with concerns based on an interpretation of the jurisprudence of the Court of Justice as allowing the Member States, if they take the view that the safety of a product is insufficiently ensured, to lay down requirements restricting the free circulation of those products. However, the Court of Justice itself has already stated that such an interpretation would put into question the effectiveness [(‘effet utile’)] of the harmonisation in this field (6).

| (14) | The alleged incompleteness of that standard should thus not be considered a sufficient reason for accepting the first demand of Germany, the complete withdrawal of the reference to the standard EN 14342:2013 from the Official Journal of the European Union. That demand should therefore be rejected. |
| --- | --- |

(14)

The alleged incompleteness of that standard should thus not be considered a sufficient reason for accepting the first demand of Germany, the complete withdrawal of the reference to the standard EN 14342:2013 from the Official Journal of the European Union. That demand should therefore be rejected.

| (15) | For the alternative demand of restricting the reference by excluding Clause 4.4 from its scope, it should firstly be reminded that, as already demonstrated, that clause is not to be applied, independently of the outcome of this formal objection procedure. However, for reasons of clarity, it is necessary to explicitly exclude that invalid clause from the reference. |
| --- | --- |

(15)

For the alternative demand of restricting the reference by excluding Clause 4.4 from its scope, it should firstly be reminded that, as already demonstrated, that clause is not to be applied, independently of the outcome of this formal objection procedure. However, for reasons of clarity, it is necessary to explicitly exclude that invalid clause from the reference.

| (16) | The reference of EN 14342:2013 should therefore be maintained, but it is necessary to introduce a restriction excluding Clause 4.4 of that standard from its scope, |
| --- | --- |

(16)

The reference of EN 14342:2013 should therefore be maintained, but it is necessary to introduce a restriction excluding Clause 4.4 of that standard from its scope,

HAS ADOPTED THIS DECISION:

Article 1

The reference of harmonised standard EN 14342:2013 ‘Wood flooring and parquet: Characteristics, evaluation of conformity and marking’ shall be maintained with a restriction.

The Commission shall add the following restriction in the list of references of harmonised standards published in the Official Journal of the European Union: ‘Clause 4.4 of standard EN 14342:2013 is excluded from the scope of the reference published’.

Article 2

This Decision shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.

Done at Brussels, 25 January 2017.

For the Commission

The President

Jean-Claude JUNCKER

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(1)  
  OJ L 88, 4.4.2011, p. 5.

1

(2)  Commission Communication in the framework of the implementation of Regulation (EU) No 305/2011 of the European Parliament and of the Council of 9 March 2011 laying down harmonised conditions for the marketing of construction products and repealing Directive 89/106/EEC (OJ C 259, 8.8.2014, p. 1). Most recent publication: Commission communication in the framework of the implementation of Regulation (EU) No 305/2011 of the European Parliament and of the Council laying down harmonised conditions for the marketing of construction products and repealing Council Directive 89/106/EEC (OJ C 398, 28.10.2016, p. 7).

2

(3)  Cf. in particular the ECJ judgement on case C-100/13 (Commission v. Germany), para 55 ff.

3

Commission v. Germany

(4)  Cf. the ECJ judgement on case C-100/13 (Commission v. Germany), para 62.

4

Commission v. Germany

(5)  Regulation (EU) No 1025/2012 of the European Parliament and of the Council of 25 October 2012 on European standardisation, amending Council Directives 89/686/EEC and 93/15/EEC and Directives 94/9/EC, 94/25/EC, 95/16/EC, 97/23/EC, 98/34/EC, 2004/22/EC, 2007/23/EC, 2009/23/EC and 2009/105/EC of the European Parliament and of the Council and repealing Council Decision 87/95/EEC and Decision No 1673/2006/EC of the European Parliament and of the Council (OJ L 316, 14.11.2012, p. 12).

5

(6)  Cf. the ECJ judgement on case C-100/13 (Commission v. Germany), para 60.

6

Commission v. Germany

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III Other acts

EUROPEAN ECONOMIC AREA

| 26.1.2017 | EN | Official Journal of the European Union | L 21/116 |
| --- | --- | --- | --- |

26.1.2017

EN

Official Journal of the European Union

L 21/116

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EFTA SURVEILLANCE AUTHORITY DECISION

No 185/16/COL

of 12 October 2016

approving the Network Performance Plan for the second reference period of the Single European Sky performance scheme (2015-2019) [2017/134]

THE EFTA SURVEILLANCE AUTHORITY,

Having regard to the act referred to at point 66t of Annex XIII to the EEA Agreement (Regulation (EC) No 549/2004 of the European Parliament and of the Council of 10 March 2004 laying down the framework for the creation of the single European sky, as amended), as adapted to the EEA Agreement by Protocol 1 thereto, and in particular Article 11(1) thereof,

Having regard to the act referred to at point 66xf of Annex XIII to the EEA Agreement (Commission Implementing Regulation (EU) No 390/2013 of 3 May 2013 laying down a performance scheme for air navigation services and network functions), as adapted to the EEA Agreement by Protocol 1 thereto, and in particular Article 6(d) thereof,

Whereas:

| (1) | In accordance with the act referred at point 66wn of Annex XIII to the EEA Agreement (Commission Regulation (EU) No 677/2011 of 7 July 2011 laying down detailed rules for the implementation of air traffic management (ATM) network functions and amending Regulation (EU) No 691/2010), the Network Manager is to contribute to the implementation of the performance scheme. |
| --- | --- |

(1)

In accordance with the act referred at point 66wn of Annex XIII to the EEA Agreement (Commission Regulation (EU) No 677/2011 of 7 July 2011 laying down detailed rules for the implementation of air traffic management (ATM) network functions and amending Regulation (EU) No 691/2010), the Network Manager is to contribute to the implementation of the performance scheme.

| (2) | In accordance with the Implementing Regulation (EU) No 390/2013, the Network Manager drew up the Network Performance Plan for the second reference period of the Single European sky performance scheme (2015-2019). |
| --- | --- |

(2)

In accordance with the Implementing Regulation (EU) No 390/2013, the Network Manager drew up the Network Performance Plan for the second reference period of the Single European sky performance scheme (2015-2019).

| (3) | The Network Performance Plan has been assessed against the Union-wide performance targets (1) and, mutatis mutandis, the criteria laid down in Annex IV to Implementing Regulation (EU) No 390/2013, as well as other requirements of that Regulation. |
| --- | --- |

(3)

The Network Performance Plan has been assessed against the Union-wide performance targets (1) and, mutatis mutandis, the criteria laid down in Annex IV to Implementing Regulation (EU) No 390/2013, as well as other requirements of that Regulation.

| (4) | The assessment has shown that the Network Performance Plan is in accordance with those targets, criteria and requirements. In particular, as regards the key performance areas of safety, environment and capacity, the targets set out in the plan are equal to the respective Union-wide targets and they are consequently consistent with those Union-wide targets. As regards the key performance area of cost-efficiency, the targets set out in the plan are also consistent with the Union-wide targets, given that the trend of determined unit cost reduction is above the Union-wide target. |
| --- | --- |

(4)

The assessment has shown that the Network Performance Plan is in accordance with those targets, criteria and requirements. In particular, as regards the key performance areas of safety, environment and capacity, the targets set out in the plan are equal to the respective Union-wide targets and they are consequently consistent with those Union-wide targets. As regards the key performance area of cost-efficiency, the targets set out in the plan are also consistent with the Union-wide targets, given that the trend of determined unit cost reduction is above the Union-wide target.

| (5) | It is therefore appropriate for the EFTA Surveillance Authority to approve the final version of the Network Performance Plan, in its edition of June 2015, as drawn up by the Network Manager, |
| --- | --- |

(5)

It is therefore appropriate for the EFTA Surveillance Authority to approve the final version of the Network Performance Plan, in its edition of June 2015, as drawn up by the Network Manager,

HAS ADOPTED THIS DECISION:

Article 1

The Network Performance Plan for the second reference period of the Single European Sky performance scheme (2015-2019), in its edition of June 2015, as submitted by the Network Manager, is approved.

Article 2

This Decision shall enter into force on the twentieth day following its publication in the EEA Supplement to the Official Journal of the European Union.

Done at Brussels, 12 October 2016.

For the EFTA Surveillance Authority

Sven Erik SVEDMAN

President

Helga JÓNSDÓTTIR

College Member

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(1)  The act referred to at point 66xe of Annex XIII to the EEA Agreement (Commission Implementing Decision 2014/132/EU of 11 March 2014 setting the Union-wide performance targets for the air traffic management network and alert thresholds for the second reference period 2015-19).

1

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