Exhibit 4.1


 


	
  



  

  THIS CERTIFICATE IS
  TRANSFERABLE

  IN SOUTH SAINT PAUL, MN.

  	
  

   

  INCORPORATED
  UNDER THE LAWS OF THE STATE OF DELAWARE

  	
  



  

  SEE REVERSE SIDE

  FOR CERTAIN
  DEFINITIONS

  
	
   

  	
   

  	
   

  
	
   

  	
   

  	
  CUSIP 11161T 10 8

  



 


	
  THIS
  CERTIFIES THAT

  
	
   

  
	
   

  
	
  is the
  owner of

  



 


FULLY
PAID AND NON-ASSESSABLE COMMON SHARES, $0.001 PAR VALUE, OF


 


BROADWIND ENERGY, INC.


 


transferable
on the books of the Corporation by the holder hereof in person or by Attorney
upon surrender of this certificate properly endorsed. This certificate is not
valid until countersigned and registered by the Transfer Agent and Registrar.


 


IN WITNESS
WHEREOF, the said Corporation has caused this certificate to be signed by
facsimile signatures of its duly authorized officers.


 




	
  Dated:

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  

   

  	
   

  	
  

   

  
	
  SECRETARY

  	
   

  	
  CHIEF
  EXECUTIVE OFFICER

  






 


	
  COUNTERSIGNED AND
  REGISTERED:

  	
   

  	
   

  
	
  WELLS FARGO BANK, N.A.

  	
   

  	
   

  
	
   

  	
   

  	
   

  
	
  BY

  	
  

  	
   

  	
  TRANSFER AGENT

  AND REGISTRAR

  
	
   

  	
   

  	
   

  	
   

  
	
   

  	
   

  	
   

  	
  AUTHORIZED SIGNATURE

  



 


AMERICAN FINANCIAL PRINTING INCORPORATED – MINNEAPOLIS


 

















 


The following abbreviations,
when used in the inscription on the face of this certificate, shall be
construed as though they were  written out in full according to applicable laws or regulations:


 


	
  TEN COM

  	
  –

  	
  as tenants in common

  	
  UTMA  –

  	
   

  	
  Custodian

  	
   

  
	
   

  	
   

  	
   

  	
   

  	
  (Cust)

  	
   

  	
  (Minor)

  
	
  TEN ENT

  	
  –

  	
  as tenants by entireties

  	
   

  	
  under Uniform Transfers to
  Minors

  
	
   

  	
   

  	
   

  	
   

  	
   

  
	
  JT TEN

  	
  –

  	
  as joint tenants with right of survivorship 

  	
   

  	
  Act

  	
   

  
	
   

  	
   

  	
  and not as tenants in common

  	
   

  	
   

  	
  (State)

  
								



 


Additional
abbreviations may also be used though not in above list.


 


For value received                                                                           
hereby sell, assign, and transfer unto


 


	
  PLEASE INSERT SOCIAL
  SECURITY OR OTHER

  	
   

  
	
  IDENTIFYING NUMBER OF
  ASSIGNEE

  	
   

  
	
   

  	
   

  
	
   

  
	
   

  
	
   

  
	
  (PLEASE PRINT OR TYPEWRITE
  NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE)

  
	
   

  
	
   

  
	
   

  



 


	
   

  	
  Shares

  
	
  of the capital stock represented by the within
  Certificate,  and do hereby irrevocably
  constitute and appoint  

  	
   

  
	
   

  	
  Attorney to transfer the said stock on the books of
  the within-named Corporation with full power

  
	
  of substitution in the premises.

  
				



 


	
  Dated

  	
   

  	
   

  	
  X

  
	
   

  	
   

  
	
   

  	
  X

  
	
   

  	
  NOTICE: THE SIGNATURE TO THIS ASSIGNMENT
  MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN
  EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

  
	
   

  	
   

  
	
   

  	
   

  
	
  SIGNATURE GUARANTEED

  	
   

  
	
   

  	
   

  
	
  ALL GUARANTEES MUST
  BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION
  PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES
  MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.