Fiscal Year 2023 

Enforcement Report
2

Table of Contents

I. Introduction

II. Discussion of Railroad Safety – The Relationship of Inspections, Enforcement, and

Accidents or Incidents

III. Summary of Inspections and Audits Performed, and of Enforcement Actions 

Recommended in FY 2023

A. Railroad Safety and Hazmat Compliance Inspections and Audits

1. All Railroads and Other Entities (e.g., Hazmat Shippers) Except 

Individuals

2. Railroads Only

B. Summary of Railroad Safety Violations Cited by Inspectors, by 

Regulatory Oversight Discipline or Subdiscipline

1. Accident/Incident Reporting

2. Grade Crossing Signal System Safety

3. Hazardous Materials

4. Industrial Hygiene

5. Motive Power and Equipment

6. Railroad Operating Practices

7. Signal and Train Control

8. Track

9. Safety Management Systems

C. FRA and State Inspections of Railroads, Sorted by Railroad Type

1. Class I Railroads

2. Probable Class II Railroads

3. Probable Class III Railroads

D. Inspections and Recommended Enforcement Actions, Sorted by Class I 

Railroad

1. BNSF Railway Company

2. Canadian National Railway/Grand Trunk Corporation

3. Canadian Pacific Kansas City Limited

4. Canadian Pacific Railway/Soo Line Railroad Company

5. CSX Transportation Inc.

6. The Kansas City Southern Railway Company

7. National Railroad Passenger Corporation

8. Norfolk Southern Railroad

9. Union Pacific Railroad Company

IV. Summaries of Civil Penalty Initial Assessments, Settlements, and Final 

Assessments in FY 2023

A. In General

B. Summary 1—Brief Summary, with Focus on Initial Assessments 

Transmitted

C. Breakdown of Initial Assessments in Summary 1

1. For Each Class I Railroad Individually in FY 2023
3

2. For Probable Class II Railroads in the Aggregate in FY 2023

3. For Probable Class III Railroads in the Aggregate in FY 2023

4. For Hazmat Shippers in the Aggregate in FY 2023

5. For Contractors in the Aggregate in FY 2023

6. For Other Cases in the Aggregate in FY 2023

D. Summary 2—Detailed Summary of Settlements and Final

Assessments of Civil Penalties in FY 2023

E. Breakdown of Settlements and Final Assessments in Summary 2

1. For Each Class I Railroad Individually in FY 2023

2. For Probable Class II Railroads in the Aggregate in FY 2023

3. For Probable Class III Railroads in the Aggregate in FY 2023

4. For Hazmat Shippers in the Aggregate in FY 2023

5. For Contractors in the Aggregate in FY 2023

6. For Other Cases in the Aggregate in FY 2023

V. Enforcement Actions against Individuals in FY 2023

A. Civil Penalty Cases against Individuals in the Aggregate

B. Other Enforcement Actions against Individuals in the Aggregate

VI. Summary and Analysis of Operating Crew Certification Cases

A. Operating Crew Review Board (OCRB)

B. Administrative Hearings

C. Appeals to the Administrator

VII. Summary and Analysis of Administrative Hearing Cases Related to

Hazmat Violations or Enforcement Actions against Individuals

VIII. Number of Cases Referred to the Attorney General for Civil or Criminal 

Enforcement

IX. Number and Subject Matter of Compliance Orders, Emergency Orders, or

Precursor Agreements

Appendix A—“Railroad Safety Civil Penalty Cases Closed during Fiscal Year 2023”
4

Federal Railroad Administration Fiscal Year 2023 Enforcement Report

I. INTRODUCTION

For several decades, the Federal Railroad Administration (FRA) has compiled an annual civil

penalty report (Enforcement Report) summarizing the civil penalty claims that FRA has closed 

for violations of Federal railroad safety and hazardous materials (hazmat) statutes, regulations, 

and orders.1 As authorized by law, FRA issues orders assessing civil penalties for violations of 

the hazmat statutes, regulations, and orders.2 Also, as authorized by law, FRA negotiates 

settlements with railroads and other entities subject to its safety jurisdiction to resolve claims for 

civil penalties imposed for failures to comply with specific requirements that promote and 

ensure the safety of the Nation’s freight and passenger railroad operations.3

The Enforcement Report conforms with content requirements set forth most recently in the Rail 

Safety Improvement Act of 2008.4 FRA intends to make the Enforcement Report available each 

year by December 31 for the preceding fiscal year (FY) (i.e., October 1 through September 30). 

This 2023 Enforcement Report includes the following:

• A summary of rail safety and hazmat compliance inspections and audits FRA or State 

inspectors conducted and enforcement actions FRA recommended. 

• A summary of FRA civil penalty enforcement actions sorted by type of alleged violation 

and type of respondent, including railroads, hazmat shippers, contractors, and individuals.

• A discussion of the relationship between inspections and enforcement actions, the number and 

rate of reportable accidents and incidents and railroad safety.

• An analysis of locomotive engineer certification cases brought before FRA.

• A list of civil penalty cases FRA closed (at Appendix A to this report).

1 See title 49 of the United States Code, chapters 201-213 and 51, respectively (49 U.S.C. ch. 201-213 and 51, 

respectively); title 49 of the Code of Federal Regulations (C.F.R.), subtitle B, chapter II (parts 209-244, 270-272) and 

chapter I, subchapter A, Hazardous Materials and Oil Transportation, and subchapter C, Hazardous Materials 

Regulations; 49 U.S.C. § 103; and 49 C.F.R. § 1.89.

2 49 U.S.C. ch. 51; 49 C.F.R. § 1.89; 49 C.F.R. part 209.

3 49 U.S.C. § 103; and 49 C.F.R. § 1.89.

4 This is consistent with Sections 303 and 307 of the Rail Safety Improvement Act of 2008 (RSIA),

Public Law No. 110-432, Division A (122 Stat. 4848), enacted October 16, 2008 (codified at 49 U.S.C. §§ 20120 and 103, 

note, respectively). See https://railroads.dot.gov/. 
5

II. DISCUSSION OF RAILROAD SAFETY – THE RELATIONSHIP OF 

INSPECTIONS, ENFORCEMENT, AND ACCIDENTS OR INCIDENTS 

The safety of railroad operations – including the safety of railroad employees, railroad passengers, and 

the communities through which railroads operate – is FRA’s top priority. FRA carries out its mission in 

many ways, notably through accident and incident investigations, extensive technical assistance, 

scientific research, data collection and analysis, and broad regulatory enforcement and oversight 

programs, including the assessment of civil penalties for violations of rail safety and hazardous materials 

regulations. FRA also engages and partners with both public and private stakeholders to identify and 

address critical safety issues that affect railroad operations. 

Many variables, including the full range of FRA safety enforcement efforts, regulation, and the 

evolution of technology in the railroad industry, all intersect with the deterrent value of civil penalties to 

reduce railroad accidents and safety incidents. FRA’s enforcement of rail safety and hazardous 

materials laws simultaneously compels compliance and aids the agency in the detection and prevention 

of unsafe conditions before they arise or cause harm. In this regard, FRA has increased safety in the rail 

industry by leveraging insights from proactive engagement with railroads, railroad workers, and other 

stakeholders, and the data gained through routine inspections and audits to target the most impactful 

areas of railroad safety.

Civil penalties are an important component of FRA’s comprehensive safety efforts and a valuable tool to 

ensure compliance and deter future violations. Civil penalties serve several purposes in the enforcement 

process.5

 For example, the recommendation of a civil penalty is one direct way in which FRA 

inspectors communicate to regulated entities the seriousness of certain violations. Additionally, 

throughout the country, railroads and shippers correct safety violations on a daily basis because they 

were cited by FRA’s inspectors. FRA inspectors recommend the imposition of violations, including 

civil penalties, for those defects they identify that pose probable and serious risks of harm. FRA’s 

experience shows that remedial action is generally swift with respect to those violations. The civil 

penalties and other corrective measures FRA imposes in response to violations are a valuable publicfacing mechanism for demonstrating accountability in the industry. 

FRA has decades of experience enforcing railroad safety regulations and has found that the fair and 

professional conduct of an agency’s regulatory function requires the informed exercise of discretion,

beginning with the FRA inspector on the ground. This use of discretion helps ensure that the agency’s 

exercise of enforcement power is calibrated for efficiency and effectiveness, from the identification of 

serious safety concerns to the resolution of civil penalty assessment through settlement.6

In 2020, FRA significantly reorganized its Office of Railroad Safety. Prior to the reorganization, eight 

regional offices provided the institutional structure for safety inspections, from the implementation of 

national strategies to the daily review of inspection reports. The 2020 reorganization shifted emphasis 

5 See Appendix A to 49 C.F.R. Part 209 for further discussion of FRA’s enforcement practices, the purposes of civil 

penalties, and FRA jurisdiction, available at https://www.ecfr.gov/current/title-49/part-209/appendix-Appendix A to Part 209 

For further discussion of FRA’s enforcement processes.

6 FRA commissioned an independent assessment of the role that civil penalties play in enforcing railroad safety laws in 2009. 

See appendix to the FY 2009 Enforcement Report, available at 

https://railroads.dot.gov/sites/fra.dot.gov/files/fra_net/282/Annual_Enforcement_Report_2009.pdf.
6

towards targeting trends and patterns observable in the national operations of each major railroad or 

system of railroads, through a structure based on nine Safety Management Teams. FRA continues to 

rely heavily upon the knowledge and expertise of its field inspectors who are most familiar with the 

unique attributes of specific railroad operations, geographic territories, facilities, and safety practices. 

From FRA’s experience, their nuanced perceptions and judgments indicate that issuing civil penalties 

yields observable improvements in safety practices and compliance with the law. 

FRA’s enforcement program also includes use of its authority to apply the penalty provisions of the 

railroad safety statutes to individuals. As with acts of noncompliance by railroads, FRA’s field 

inspectors and subject matter experts exercise discretion in deciding which enforcement method is most 

effective to ensure individual compliance with safety laws and regulations. FRA has a range of options 

for addressing instances of individual liability, including an informal warning, a more formal warning 

letter issued by the Office of the Chief Counsel, recommendation and assessment of a civil penalty, or 

disqualification or suspension from safety-sensitive service.7 The purpose of such enforcement against 

individuals is to deter those who, of their free will, decide to violate the rail safety laws. The purpose is 

not to penalize individuals who are ordered to commit violations by those above them in the railroad 

chain of command. In FY 2023, FRA served notices of proposed disqualification or suspension from 

safety-sensitive functions in the rail industry on seven individuals. 

For violations assessed against regulated entities, FRA resolution of civil penalty cases through 

negotiated settlements ensures a measurable financial consequence that reflects the safety risks in each 

case, beginning with the initial assessment. For example, a single violation of the regulation prohibiting 

rolling stock from being left unattended too close to an adjacent track (which poses the risk that a train 

may sideswipe the idle equipment) typically results in an initial penalty assessment of $19,500. By 

contrast, some less hazardous violations in other areas trigger a lesser monetary penalty. 

Before any settlement of a recommended violation and any accompanying civil penalty, and to avoid 

additional violations, railroads and shippers must correct each underlying, non-compliant condition. 

Subsequently, every violation recommended by inspectors that is legally sustainable is enforced, 

regardless of the fact that the violation was remedied (correcting the cited problem is a non-negotiable 

expectation in the enforcement process). Settlement negotiations offer a forum for the regulated entity 

to offer remedial action as mitigation, among other factors. Typically, it may entail improvements in 

training, processes, recordkeeping, job briefings, or the discipline of management or employees – all as 

appropriate to the safety concerns that the inspector has highlighted in recommending the initial 

violation. This approach has sustained the credibility of FRA inspectors and the deterrent value of both 

inspections and civil penalty assessments for decades. 

Civil penalties are most effective when considered as part of a comprehensive program to improve 

overall railroad safety. For example, FRA has long used focused inspections and audits to deploy 

inspector resources most efficiently and to target high-risk operations or areas of non-compliance that 

may become apparent through the enforcement process. FRA believes that its regulatory scheme is most 

effective when every point of engagement and interaction with regulated entities is leveraged to improve 

safety. This includes the rulemaking process and constructive engagement with railroads and shippers 

to maximize compliance through shifts in industry culture and incentives. FRA also uses every tool and 

authority available to respond quickly and decisively to industry failures that have caused serious harm 

7 See 49 CFR Part 209, App. A.
7

to the public, including the derailment disaster that occurred in East Palestine, Ohio, in February 2023.8 

Specifically, FRA advanced safety by increasing focused inspections and issuing several key safety 

advisories in response to demonstrated risks resulting from current industry practices—to address the 

use and maintenance of hot bearing wayside detectors,9 the increasing use of very long trains by Class I 

railroads,10 and high-impact wheel forces causing damage to rails and track structures.11 FRA also 

implemented a focused safety inspection program on routes over which high-hazard flammable trains 

and other trains carrying large volumes of hazardous material travel12 and a focused inspection program 

aimed at older tank cars. The report summarizing FRA’s inspections and findings of the HHFT Route 

Assessment, as well as FRA’s analyses of its Legacy Tank Car Focused Inspection Program was, 

finalized and made available on January 22, 2024.13

Further, in March 2023, FRA comprehensively updated its civil penalty schedules and guidelines to 

account for years of inflation.14 This FY 2023 Enforcement Report does not materially reflect the 

impact of the updated penalty amounts because issuance and closure of a civil penalty enforcement case 

normally takes longer than the time between March 2023 and the end of the fiscal year in September 

2023. While FRA had periodically adjusted some categories of its minimum and maximum civil 

penalties to account for inflation, this represented the first, comprehensive revision since 1988 to FRA’s 

civil penalties for specific regulatory sections or subsections.15 FRA took into account Congress’ 

recognition in the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 201516 (2015 

Inflation Act) of the negative impact that inflation has on the deterrent effect of FRA’s civil penalties.17 

Although the 2015 Inflation Act required FRA to adjust only its minimum and maximum civil penalties, 

FRA determined that adjusting each of its civil penalty schedule and guideline amounts was necessary to 

enhance and maintain the deterrent effect of its civil penalty program.18 Adjusting for inflation doubled 

FRA’s civil penalty schedule and guideline amounts. The impact of this increase should be observable 

in FRA’s annual enforcement report for FY 2024. Beginning in 2024, FRA will adjust all civil 

penalties for inflation annually. 

Overall, in FY 2023, FRA secured total final penalty assessments of $15,619,602 after settlement of all 

railroad safety and hazardous material cases. While many factors affect the total amount of final civil 

penalty assessments in a fiscal year, the total for FY 2023 represents approximately a 10 percent 

increase over the FY 2022 total of $14,152,533. 

8 As mandated by law, the Enforcement Report includes civil penalty cases settled or demands made via transmission of a 

case to a railroad before the end of the fiscal year. Any civil penalties assessed in relation to the derailment in East Palestine 

will, therefore, be reflected in subsequent enforcement reports. 9 88 Fed. Reg. 13494 (March 3, 2023).

10 88 Fed. Reg. 27570 (May 2, 2023). 11 88 Fed. Reg 62623 (September 12, 2023). 12 See https://railroads.dot.gov/railroad-safety/2023-high-hazard-flammable-train-route-assessment-hra. 13 See High-Hazard Flammable Train Route Assessment & Legacy Tank Car Focused Inspection Program Summary Report | 

FRA (dot.gov). 14 88 Fed. Reg. 15116 (Mar. 10, 2023). 15 Id. at 15116-15117. 16 Public Law 114-74, Sec. 701 (Nov. 2, 2015). 17 88 Fed. Reg. at 15117. 18 Id. at 15117-15118.
8

III. SUMMARY OF INSPECTIONS AND AUDITS PERFORMED, AND

ENFORCEMENT ACTIONS RECOMMENDED IN FY 2023

A. RAILROAD SAFETY AND HAZMAT COMPLIANCE INSPECTIONS

AND AUDITS

1. All Railroads and Other Entities (e.g., Hazmat Shippers) Except Individuals

Number Of Inspection Reports:19 61,630

Defects:20 242,463

Units:21 2,629,232

Number of Observations:22 285,508

Number of Reports with Recommended Violation 3,330

Defects:

Number of Recommended Violation Defects:23 7,954

Number of Inspection Days:24 49,699

2. Railroads Only

Number Of Inspection Reports: 55,579

Defects: 222,860

Units: 2,567,806

Number of Observations: 266,853

Number of Reports with Recommended Violation 2,720

Defects:

Number of Recommended Violation Defects: 6,778

Number of Inspection Days: 46,486

19 An inspector uses the Form FRA F 6180.96 report to record his/her inspection related activities. All inspection reports 

include the entity inspected, location of the inspection, defects or exceptions found, FRA activity codes, and the date of the 

inspection. An inspector can write one or more inspection reports per day depending on the circumstances. The inspection 

report is provided to the railroad, hazardous materials shipper, contractor, or other entity following inspection. 20 Defects refer to an inspector’s observations of actions or conditions that the inspector determines to be non-compliant with 

Federal laws, regulations, or FRA orders. A defect can be considered a warning for an instance of non-compliance. Before 

each routine inspection, FRA inspectors review previous inspection reports at the same location and pay special attention to 

items that were previously classified as defects. 

21 A unit represents an item inspected. That item could be, for example, a railroad car, a locomotive, a mile of track walked, 

a turnout, or a signal system.

22 An observation represents an inspection performed or a particular activity completed during an inspection. The inspector 

may record up to eleven distinct activities on each inspection report. The number of observations is not the same as the 

number of defects because an inspector may record an observation of an activity that is in compliance with applicable laws 

and regulations. 23 Recommended violation defects refer to those defects for which an inspector has determined that the best method of 

prompting compliance is to recommend the assessment of a civil penalty. Violation reports are prepared separately from 

inspection reports.

24 An inspection day is a measure of the number of days spent inspecting. An inspector is credited for one inspection day 

when one or more unique inspection reports have been written on a single day. Software is used to generate these counts and 

also to prevent double counting when multiple reports are written in one day.
9

B. SUMMARY OF RAILROAD SAFETY VIOLATIONS CITED BY INSPECTORS, 

BY REGULATORY OVERSIGHT DISCIPLINE OR SUBDISCIPLINE

1. Accident/Incident Reporting

Violation Type Number of Recommended Violations

Accident Reporting 154

2. Grade Crossing Signal System Safety

Violation Type Number of Recommended Violations 

Grade Crossing Signal Safety 275

3. Hazardous Materials

Violation Type Number of Recommended Violations 

Hazardous Materials 2,325

4. Industrial Hygiene

Violation Type Number of Recommended Violations 

Occupational Noise Exposure 0

5. Motive Power and Equipment

Violation Type Number of Recommended Violations 

Freight Car Safety Standards 748

Locomotive Safety Standards 565

Passenger Equipment Safety Standards 4

Passenger Train Emergency Preparedness 0

Rear End Marking Devices 3

Safety Appliance Statutes and Regulations 1,782

Safety Glazing Standards 1

Steam Locomotive Inspection and Maintenance 0

All 3,103

6. Railroad Operating Practices

Violation Type Number of Recommended Violations 

Alcohol and Drug Use 325

Conductor Qualifications 20

Critical Incident Stress Plans 0

Engineer Qualifications 66

FRA Emergency Order(s) 0

Hours of Service Laws and Regulations 359

Hours of Service Recordkeeping 64
10

Railroad Communications 22

Railroad Operating Practices 385

Railroad Operating Rules 337

Railroad Safety Enforcement Procedures 19

Train Horn/Quiet Zone 8

Total 1,605

 

7. Signal and Train Control

Violation Type Number of Recommended Violations 

Signal Inspection Regulations 68

 

8. Track

Violation Type Number of Recommended Violations 

Bridge Safety Standards 12

Bridge Worker Safety Standards 1

Roadway Worker Protection 101

Track Safety Standards 307

All 421

9. Safety Management Systems

Violation Type Number of Recommended Violations 

System Safety Program 3

C. FRA AND STATE INSPECTIONS OF RAILROADS, SORTED BY 

RAILROAD TYPE

1. Class I Railroads

Number Of Inspection Reports: 40,551

Defects: 175,195

Units: 2,018,558

Number of Observations: 199,832

Number of Reports with Recommended Violation Defects: 2,327 

Number of Recommended Violation Defects: 6,075

Number of Inspection Days:25 34,616

25 The total number of inspection days for Class I railroads in II.C.1 of this report is less than the sum of all the individual 

Class I railroads’ inspection days cited in II.D.1-8 of this Enforcement Report because FRA inspectors may visit more than 

one Class I railroad in a day. The same is true for the total number of inspection days for railroads FRA believes are Class II 

and Class III railroads. See Footnote 23. 
11

2. Probable Class II Railroads26

Number Of Inspection Reports: 1,747

Defects: 6,004

Units: 116,314

Number of Observations: 8,315

Number of Reports with Recommended Violation Defects: 43 

Number of Recommended Violation Defects: 68

Number of Inspection Days: 1,578

3. Probable Class III Railroads

Number Of Inspection Reports: 13,281

Defects: 44,661

Units: 432,934

Number of Observations: 58,706

Number of Reports with Recommended Violation Defects: 350

Number of Recommended Violation Defects: 635

Number of Inspection Days: 11,827

26 FRA has identified seven of the eight Class I railroads in FY 2023 based on information they filed with the Surface 

Transportation Board (STB) for calendar year 2022—the latest full year available—regarding their annual operating 

revenues. See STB Web site (http://www.stb.dot.gov) under https://prod.stb.gov/reports-data/economic-data/annual-reportfinancial-data/, which provides a list of railroads that have filed such information by year. STB requires such filings only 

from Class I railroads. See 49 C.F.R. § 1241.11 and Ex Parte No. 393 (Sub-No. 2), decided Oct. 28, 1988, 1988 WL 224990 

(I.C.C.). Therefore, FRA identified the eighth Class I railroad, Amtrak, based on FRA research of other data. Generally, 

Class II and III railroads are not required to report their annual operating revenues to STB. As a result, FRA identified 

railroads that are likely Class II and Class III railroads based on its research of railroad revenues, which does not cover 

commuter railroads. FRA concludes that the following railroads are likely Class II railroads: Alaska Railroad Corp.; Buffalo 

& Pittsburgh Railroad, Inc.; Florida East Coast Railway Co.; Indiana Rail Road Co.; Iowa Interstate Railroad, Ltd.; Montana 

Rail Link; Paducah & Louisville Railway Co.; Springfield Terminal Railway Co. and other regional railroads (including 

Boston & Maine Corp., Maine Central Railroad Co., Pan Am Southern LLC, and Portland Terminal Co.); Rapid City, Pierre 

& Eastern Railroad, Inc.; Wheeling & Lake Erie Railway Co.; and Wisconsin & Southern Railroad Co. Note that switching 

and terminal railroads are, by definition, Class III railroads, without regard to their annual operating revenues. 49 C.F.R. § 

1201.1-1(d).
12

D. INSPECTIONS AND RECOMMENDED ENFORCEMENT ACTIONS, SORTED 

BY CLASS I RAILROAD

1. BNSF Railway Company

Number Of Inspection Reports: 8,405

Defects: 32,960

Units: 403,382

Number of Observations: 40,624

Number of Reports with Recommended Violation Defects: 358

Number of Recommended Violation Defects: 619

Number of Inspection Days: 7,379

2. Canadian National Railway/Grand Trunk Corporation

Number Of Inspection Reports: 1,986

Defects: 10,183

Units: 108,399

Number of Observations: 10,173

Number of Reports with Recommended Violation Defects: 100

Number of Recommended Violation Defects: 140

Number of Inspection Days: 1,735

3. Canadian Pacific Kansas City Limited27

Number Of Inspection Reports: 2,126

Defects: 9,883

Units: 118,636

Number of Observations: 10,788

Number of Reports with Recommended Violation Defects: 68

Number of Recommended Violation Defects: 90

Number of Inspection Days: 1,895

27 Canadian Pacific Kansas City Limited formed on April 14, 2023, from the merger of Canadian Pacific Railway and Kansas 

City Southern Railway. This table summarizes inspection data from the merged railway.
13

4. Canadian Pacific Railway/Soo Line Railroad Company28

Number Of Inspection Reports: 630

Defects: 3,137 

Units: 30,706 

Number of Observations: 3,229 

Number of Reports with Recommended Violation Defects: 24

Number of Recommended Violation Defects: 39 

Number of Inspection Days: 574 

5. CSX Transportation, Inc.

Number Of Inspection Reports: 7,325 

Defects: 32,189 

Units: 396,929 

Number of Observations: 37,732 

Number of Reports with Recommended Violation Defects: 311 

Number of Recommended Violation Defects: 1,622 

Number of Inspection Days: 6,607 

6. The Kansas City Southern Railway Company29

Number Of Inspection Reports: 427

Defects: 1,794 

Units: 33,887 

Number of Observations: 2,159 

Number of Reports with Recommended Violation Defects: 15

Number of Recommended Violation Defects: 17

Number of Inspection Days: 382

28 This table primarily summarizes pre-merger inspection data pertaining to Canadian Pacific Railway. A small number of 

post-merger inspection reports continued to use the Canadian Pacific Railway inspection code. 29 This table primarily summarizes pre-merger inspection data pertaining to Kansas City Southern Railway. A small number 

of post-merger inspection reports continued to use the Kansas City Southern Railway inspection code.
14

7. National Railroad Passenger Corporation (Amtrak)

Number Of Inspection Reports: 1,258

Defects: 2,230

Units: 13,157

Number of Observations: 6,035

Number of Reports with Recommended Violation Defects: 39

Number of Recommended Violation Defects: 115

Number of Inspection Days: 1,003

8. Norfolk Southern Railway Company

Number Of Inspection Reports: 7,799

Defects: 37,555

Units: 384,659

Number of Observations: 38,037

Number of Reports with Recommended Violation Defects: 485

Number of Recommended Violation Defects: 1,095

Number of Inspection Days: 6,993

9. Union Pacific Railroad Company

Number Of Inspection Reports: 11,652

Defects: 50,195

Units: 593,396

Number of Observations: 56,443

Number of Reports with Recommended Violation Defects: 966

Number of Recommended Violation Defects: 2,394

Number of Inspection Days: 10,124
15

IV. SUMMARIES OF CIVIL PENALTY INITIAL ASSESSMENTS,

SETTLEMENTS, AND FINAL ASSESSMENTS IN FY 202330

A. IN GENERAL

Summary 1

Summary 1 provides a broad overview of penalties FRA initially assessed during FY 2023, the 

initial penalty assessment31 for cases closed during FY 2023 and the amount of the settlement or the 

final assessment of civil penalty.32 Following the summary in aggregate for all regulated entities, 

the number of civil penalty cases and violations assessed against entity subcategories (e.g., Class I 

railroads) is shown, along with the monetary value in each subcategory.

Summary 1, below, provides the following:

• The number of violations for which FRA assessed a civil penalty in FY 2023 (through demand 

letters or, in hazmat cases, notices of probable violation);

• The number of violation reports that FRA declined to enforce in FY 2023 after legal review;

• The initial amount of civil penalties assessed in FY 2023 (the amount of the civil penalty 

specified in FRA’s demand letter or, for hazmat cases, a notice of probable violation that was 

transmitted to a respondent (i.e., railroad, hazmat shipper, contractor, or individual that received 

the penalty assessment)) regardless of whether FRA closed the cases during FY 2023;

• The civil penalties FRA initially assessed (the “potential collectible amount” or “POCA” listed 

in in Appendix A) in all cases FRA settled or otherwise closed during FY 2023; and

• The total amount of civil penalties assessed or settled during FY 2023.33

30 The totals in this section exclude civil penalty cases against individuals. Those are addressed in section V. 31 Initial penalty assessment refers to the total amount of all penalties listed on demand letters issued to the entity or class of 

entities for violations of Federal laws and FRA regulations and orders during the fiscal year. This is the same as the total 

potential collectible amount (“POCA”) for those cases over the same period.

32 FRA transitioned to a paperless enforcement system in 2020. This paperless system requires each case to be comprised of 

a single violation report. The prior system permitted cases to include more than one violation report in each case. As a 

result, comparing the number of cases issued or closed across fiscal years may be misleading. Instead, FRA suggests 

reviewing the number of distinct violations issued or closed will present a more meaningful comparison. 

33 In this report, FRA rounded settlement amounts to the nearest whole dollar.
16

B. SUMMARY 1—BRIEF SUMMARY, WITH FOCUS ON INITIAL 

ASSESSMENTS TRANSMITTED

Total number of cases with civil penalties initially assessed 3,789 

in FY 2023: 

Total number of violations with civil penalties initially 3,958 

assessed in FY 2023:

Total number of violation reports declined during legal 31 

review in FY 2023:

Total amount of civil penalties initially assessed (POCA) for $21,269,286 

violations in cases transmitted in FY 2023: 

Total amount of civil penalties initially assessed (POCA) for $22,627,058 

violations in cases finally assessed or settled in FY 2023: 

Total final civil penalty assessment or settlement in FY 2023: $15,630,602

C. BREAKDOWN OF INITIAL ASSESSMENTS IN SUMMARY 1 

1. For Each Class I Railroad Individually in FY 2023

AMTRAK

Number of cases with civil penalties initially assessed: 45

Number of violations with civil penalties initially assessed: 49

Number of violation reports declined during legal review: 0

Initial amount of civil penalty assessed: $380,000

BNSF RAILWAY COMPANY

Number of cases with civil penalties initially assessed: 485

Number of violations with civil penalties initially assessed: 500

Number of violation reports declined during legal review: 2

Initial amount of civil penalty assessed: $2,085,500

CANADIAN NATIONAL RAILWAY/GRAND TRUNK CORPORATION

Number of cases with civil penalties initially assessed: 130

Number of violations with civil penalties initially assessed: 130

Number of violation reports declined during legal review: 0

Initial amount of civil penalty assessed: $590,500
17

CANADIAN PACIFIC KANSAS CITY LIMITED

Number of cases with civil penalties initially assessed: 11

Number of violations with civil penalties initially assessed: 11

Number of violation reports declined during legal review: 0

Initial amount of civil penalty assessed: $90,000

CANADIAN PACIFIC RAILWAY/SOO LINE RAILROAD COMPANY

Number of cases with civil penalties initially assessed: 34

Number of violations with civil penalties initially assessed: 38

Number of violation reports declined during legal review: 2

Initial amount of civil penalty assessed: $261,784

CSX TRANSPORTATION, INC.

Number of cases with civil penalties initially assessed: 372

Number of violations with civil penalties initially assessed: 377

Number of violation reports declined during legal review: 8

Initial amount of civil penalty assessed: $2,369,356

THE KANSAS CITY SOUTHERN RAILWAY COMPANY

Number of cases with civil penalties initially assessed: 21

Number of violations with civil penalties initially assessed: 21

Number of violation reports declined during legal review: 0

Initial amount of civil penalty assessed: $97,000

NORFOLK SOUTHERN RAILWAY COMPANY

Number of cases with civil penalties initially assessed: 710

Number of violations with civil penalties initially assessed: 725

Number of violation reports declined during legal review: 11

Initial amount of civil penalty assessed: $4,344,545
18

UNION PACIFIC RAILROAD COMPANY

Number of cases with civil penalties initially assessed: 972

Number of violations with civil penalties initially assessed: 1,006 

Number of violation reports declined during legal review: 1 

Initial amount of civil penalty assessed: $4,664,500

2. For Probable Class II Railroads in the Aggregate in FY 2023

Number of cases with civil penalties initially assessed: 56 

Number of violations with civil penalties initially assessed: 56 

Number of violation reports declined during legal review: 0 

Initial amount of civil penalty assessed: $345,000

3. For Probable Class III Railroads in the Aggregate in FY 202334

Number of cases with civil penalties initially assessed: 313

Number of violations with civil penalties initially assessed: 336

Number of violation reports declined during legal review: 2 

Initial amount of civil penalty assessed: $1,875,500

4. For Hazmat Shippers in the Aggregate in FY 2023

Number of cases with civil penalties initially assessed:

571

Number of violations with civil penalties initially assessed: 630

Number of violation reports declined during legal review: 0

Initial amount of civil penalty assessed: $3,723,601

5. For Contractors in the Aggregate in FY 2023

Number of cases with civil penalties initially assessed:

69

Number of violations with civil penalties initially assessed: 79

Number of violation reports declined during legal review: 0

Initial amount of civil penalty assessed: $464,000

34 This category may be over-inclusive as STB jurisdiction may not extend to some of the commuter railroads that FRA has 

listed as Class III railroads. Regardless, the “Total final civil penalty assessment or settlement in FY 2023” amount remains

correct as FRA includes data from enforcement actions against regulated entities that are otherwise not subject to STB 

jurisdiction.
19

6. For Other Cases in the Aggregate in FY 202335

Number of cases with civil penalties initially assessed:

50

Number of violations with civil penalties initially assessed: 55

Number of violation reports declined during legal review: 0

Initial amount of civil penalty assessed: $355,000

Summary 2

Summary 2, below, shows initial assessment information only for those cases closed during

FY 2023. All numbers in Summary 2 reflect the initial assessments that resulted in FY 

2023 settlements or final assessments even though the initial assessments may have 

occurred in a prior fiscal year. This summary shows (1) the difference between the initial

amount of civil penalties assessed and the settlement or final assessment amount, and (2) the

difference between the revised assessment amount (or what Appendix A describes as the 

“provable collectible amount” or “PRCA”) and the final assessment or settlement amount.

The revised assessment amount is the amount FRA calculated it could legally collect after 

evaluating the facts of the violation.

D. SUMMARY 2—DETAILED SUMMARY OF SETTLEMENTS AND FINAL 

ASSESSMENTS OF CIVIL PENALTIES IN FY 2023

Number of cases closed: 4,606

Number of violations in cases closed: 6,046

Initial amount of civil penalty assessed for cases closed 

(POCA):

$22,627,058

Final amount of civil penalty assessed or settlement for 

cases closed:

$15,630,602

Amount terminated (generally due to legal defenses presented 

during settlement negotiations):

$2,016,750

Amount of revised assessment after terminations (PRCA): $20,610,308

Difference between initial civil penalty assessment (POCA)

and final assessment or settlement amount for cases closed:

$6,996,456

Difference between revised assessment (PRCA) and final

assessment or settlement amount for cases closed:

$4,979,706

35 The category of “other cases” includes all hazardous materials civil penalty cases against respondents that are

coded in FRA’s railroad enforcement system as contractors rather than shippers. Some entities have been classified 

as contractors based on criteria unrelated to the shipment of hazardous materials but perform functions under 

hazardous materials regulations that are associated with shippers.
20

E. BREAKDOWN OF SETTLEMENTS AND FINAL ASSESSMENTS IN 

SUMMARY 2

1. For Each Class I Railroad Individually in FY 2023

AMTRAK

Number of cases closed: 34

Number of violations in cases closed: 36

Initial amount of civil penalty assessed for $267,000 

cases closed (POCA):

Final amount of civil penalty assessed or settlement $157,770 

for cases closed:

Amount terminated (generally due to legal defenses $0 

presented during settlement negotiations): 

Amount of revised assessment after terminations (PRCA): $229,000 

Difference between initial civil penalty assessment $109,230 

(POCA) and final assessment or settlement amount for 

cases closed:

Difference between revised assessment (PRCA) and $71,230 

final assessment or settlement amount for cases closed:

BNSF RAILWAY COMPANY

Number of cases closed: 555 

Number of violations in cases closed: 578 

Initial amount of civil penalty assessed for $2,170,904 

cases closed (POCA):

Final amount of civil penalty assessed or settlement $1,546,315 

for cases closed:

Amount terminated (generally due to legal defenses $145,500 

presented during settlement negotiations): 

Amount of revised assessment after terminations (PRCA): $2,025,404 

Difference between initial civil penalty assessment $624,589 

(POCA) and final assessment or settlement amount for 

cases closed:

Difference between revised assessment (PRCA) and $479,089 

final assessment or settlement amount for cases closed:
21

CANADIAN NATIONAL RAILWAY/GRAND TRUNK CORPORATION

Number of cases closed:

120

Number of violations in cases closed: 121

Initial amount of civil penalty assessed for cases closed 

(POCA):

$427,000

Final amount of civil penalty assessed or settlement 

for cases closed:

$306,772

Amount terminated (generally due to legal defenses 

presented during settlement negotiations): 

$4,000

Amount of revised assessment after terminations (PRCA): $423,000

Difference between initial civil penalty assessment 

(POCA) and final assessment or settlement amount for 

cases closed:

$120,228

Difference between revised assessment (PRCA) and final 

assessment or settlement amount for cases closed:

$116,228

CANADIAN PACIFIC RAILWAY/SOO LINE RAILROAD COMPANY36

Number of cases closed: 79

Number of violations in cases closed: 84

Initial amount of civil penalty assessed for cases closed $577,784

(POCA): 

Final amount of civil penalty assessed or settlement $423,127

for cases closed: 

Amount terminated (generally due to legal defenses $12,500 

presented during settlement negotiations): 

Amount of revised assessment after terminations (PRCA): $565,284

Difference between initial civil penalty assessment $154,657

(POCA) and final assessment or settlement amount 

for cases closed:

Difference between revised assessment (PRCA) and final $142,157

assessment or settlement amount for cases closed:

36 The merger of Canadian Pacific Railway/Soo Line Railroad Company and Kansas City Southern Railway Company 

occurred on April 14, 2023. Although cases assessed against the pre-merger companies were settled in FY 2023, cases 

assessed against the merged entity have been held for a settlement conference in FY 2024.
22

CSX TRANSPORTATION, INC.

Number of cases closed:

415

Number of violations in cases closed: 419

Initial amount of civil penalty assessed for cases closed 

(POCA):

$1,969,770

Final amount of civil penalty assessed or settlement 

for cases closed:

$1,418,300

Amount terminated (generally due to legal defenses 

presented during settlement negotiations):

$26,500

Amount of revised assessment after terminations (PRCA): $1,943,270

Difference between initial civil penalty assessment 

(POCA) and final assessment or settlement amount for 

cases closed:

$551,470

Difference between revised assessment (PRCA) and final 

assessment or settlement amount for cases closed:

$524,970

THE KANSAS CITY SOUTHERN RAILWAY COMPANY

Number of cases closed: 71

Number of violations in cases closed: 71

Initial amount of civil penalty assessed for cases closed $284,000

(POCA):

Final amount of civil penalty assessed or settlement $190,351

for cases closed:

Amount terminated (generally due to legal defenses $7,500

presented during settlement negotiations): 

Amount of revised assessment after terminations (PRCA): $276,500 

Difference between initial civil penalty assessment (POCA) $93,649

and final assessment or settlement amount for cases closed:

Difference between revised assessment (PRCA) and final $86,149

assessment or settlement amount for cases closed:

 
23

NORFOLK SOUTHERN RAILWAY COMPANY

Number of cases closed:

785

Number of violations in cases closed: 813

Initial amount of civil penalty assessed for cases closed 

(POCA):

$3,735,617

Final amount of civil penalty assessed or settlement 

for cases closed:

$2,858,714

Amount terminated (generally due to legal defenses 

presented during settlement negotiations): 

$115,000

Amount of revised assessment after terminations (PRCA): $3,620,617

Difference between initial civil penalty assessment (POCA) $876,903

and final assessment or settlement amount for cases closed:

Difference between revised assessment (PRCA) and final $761,903

assessment or settlement amount for cases closed:

UNION PACIFIC RAILROAD COMPANY

Number of cases closed:

1,183

Number of violations in cases closed: 1,213

Initial amount of civil penalty assessed for cases closed 

(POCA):

$4,695,000

Final amount of civil penalty assessed or settlement for 

cases closed:

$3,519,860

Amount terminated (generally due to legal defenses 

presented during settlement negotiations): 

$51,500

Amount of revised assessment after terminations (PRCA): $4,643,500

Difference between initial civil penalty assessment (POCA)

and final assessment or settlement amount for cases closed:

$1,175,140
24

2. For Probable Class II Railroads in the Aggregate in FY 2023

Number of cases closed: 55

Number of violations in cases closed: 55

Initial amount of civil penalty assessed for cases closed (POCA): $311,500

Final amount of civil penalty assessed or settlement

for cases closed:

$225,840

Amount terminated (generally due to legal defenses

presented during settlement negotiations):

$15,000

Amount of revised assessment after terminations (PRCA): $296,500

Difference between initial civil penalty assessment $85,660

(POCA) and final assessment or settlement amount

for cases closed:

Difference between revised assessment (PRCA) and final $70,660

assessment or settlement amount for cases closed:

3. For Probable Class III Railroads in the Aggregate in FY 2023

Number of cases closed:

412

Number of violations in cases closed: 465

Initial amount of civil penalty assessed for cases closed 

(POCA):

$2,152,497

Final amount of civil penalty assessed or settlement 

for cases closed:

$1,096,980

Amount terminated (generally due to legal defenses 

presented during settlement negotiations): 

$454,497

Amount of revised assessment after terminations (PRCA): $2,147,497

Difference between initial civil penalty assessment 

(POCA) and final assessment or settlement amount for 

cases closed:

$1,055,517

Difference between revised assessment (PRCA) and final 

assessment or settlement amount for cases closed:

$601,020
25

4. For Hazmat Shippers in the Aggregate in FY 2023

Number of cases closed:

718

Number of violations in cases closed: 825

Initial amount of civil penalty assessed for cases closed

(POCA):

$4,786,433

Final amount of civil penalty assessed or settlement

for cases closed:

$3,180,585

Amount terminated (generally due to legal defenses

presented during settlement negotiations):

$831,258

Amount of revised assessment after terminations (PRCA): $3,955,175

Difference between initial civil penalty assessment

(POCA) and final assessment or settlement amount for

cases closed:

$1,605,848

Difference between revised assessment (PRCA) and final

assessment or settlement amount for cases closed:

$774,590

5. For Contractors in the Aggregate in FY 2023

Number of cases closed: 31

Number of violations in cases closed: 36

Initial amount of civil penalty assessed for cases closed (POCA): $163,058

Final amount of civil penalty assessed or settlement $109,002

for cases closed:

Amount terminated (generally due to legal defenses $22,500

presented during settlement negotiations): 

Amount of revised assessment after terminations (PRCA): $140,558

Difference between initial civil penalty assessment $54,056 

(POCA) and final assessment or settlement amount 

for cases closed:

Difference between revised assessment (PRCA) and final $31,556

assessment or settlement amount for cases closed:
26

6. For Other Cases in the Aggregate in FY 202337

Number of cases closed:

62

Number of violations in cases closed: 76

Initial amount of civil penalty assessed for cases closed 

(POCA):

$603,995

Final amount of civil penalty assessed or settlement 

for cases closed:

$291,800

Amount terminated (generally due to legal defenses 

presented during settlement negotiations):

$210,495

Amount of revised assessment after terminations (PRCA): $393,500

Difference between initial civil penalty assessment 

(POCA) and final assessment or settlement amount for 

cases closed:

$312,195

Difference between revised assessment (PRCA) and final 

assessment or settlement amount for cases closed:

$101,700

37 The category of “other cases” includes all hazardous materials civil penalty cases against respondents that are coded in 

FRA’s railroad enforcement system as contractors rather than shippers. Some entities have been classified as contractors 

based on criteria unrelated to the shipment of hazardous materials but perform functions under hazardous materials 

regulations that are associated with shippers.
27

V. ENFORCEMENT ACTIONS AGAINST INDIVIDUALS IN FY 2023

A. CIVIL PENALTY CASES AGAINST INDIVIDUALS IN THE AGGREGATE

Total number of civil penalty cases initially assessed in FY 

2023:

0

Total number of violations with civil penalties initially 

assessed in FY 2023:

0

Total initial amount of civil penalty assessed in FY 2023: $0

Number of civil penalty cases closed in FY 2023: 0

Total number of violations in cases closed in FY 2023: 0

Total initial amount of civil penalty assessed for cases closed 

in FY 2023:

$0

Total final amount of civil penalty assessed (or settlement) for 

cases closed in FY 2023:

$0

Amount terminated (generally due to legal defenses presented 

during settlement negotiations) for cases closed in FY 2023:

$0

Amount of revised assessment (PRCA) after terminations: $0

Difference between revised civil penalty assessment (PRCA) 

and final civil penalty assessment for cases closed in FY 2023:

$0

Difference between initial amount of civil penalty assessed 

(POCA) and final settlement amount for a violation in a case 

closed in FY 2023:

$0

B. OTHER ENFORCEMENT ACTIONS AGAINST INDIVIDUALS IN THE 

AGGREGATE

Number of notices of proposed disqualification issued and 7

served in FY 2023:

Number of proposed disqualification cases closed in 2

FY 2023:

Number of warning letters issued by Office of the Chief 0

Counsel in FY 2023:
28

VI. SUMMARY AND ANALYSIS OF OPERATING CREW 

CERTIFICATION CASES38

A. OPERATING CREW REVIEW BOARD (OCRB)

Petitions for relief filed with the OCRB in FY 2023: 27

[12 Conductor + 15 Locomotive Engineer]

Decisions issued by the OCRB in FY 2023: 30

[11 Conductor + 19 Locomotive Engineer]

[Note: 3 Conductor + 2 Locomotive Engineer petitions were withdrawn]

Average length of time for decision in FY 2023: 344 days from the

date petition filed.

39

(255 days from the date of the railroad’s response to the appeal to 

the date that a decision was issued)40

B. ADMINISTRATIVE HEARINGS

Number of pending cases before the 2

Administrative Hearing Officer (AHO) as of October 1, 2023:

Number of requests for review 0

by the AHO received during FY 2023:

Number of cases closed by the AHO during FY 2023:41 0

Number of pending AHO cases as of October 1, 2023: 2

Average length of time for decision or other disposition: 6-12 months

38 Prior to January 14, 2021, FRA’s Locomotive Engineer Review Board (LERB) reviewed petitions for initial review of 

railroad decisions denying or revoking locomotive engineer certifications (49 C.F.R. part 240), while the Operating Crew 

Review Board (OCRB) reviewed petitions for initial review of railroad decisions denying or revoking conductor 

certifications (49 C.F.R. part 242). Because both Boards share the same board members, FRA merged the two review boards. 

Both types of crew members now have their petitions reviewed solely by the OCRB. See 85 Fed. Reg. 81290 (Dec. 15, 

2020).

39 The OCRB endeavors to render a decision on each petition within 180 days from the date that the railroad’s response is 

received or from the date upon which the railroad’s response period has lapsed, which equates to 240 days from the date the

petition is filed. This excludes any delay issuing an interim order may cause, where one or more of the parties initially 

provided incomplete information. Due to requests granted through emergency waivers, each railroad is allowed an additional

60 days to file its response, and thus the OCRB’s goals for rendering a decision during most of this period equate to 300 days 

from the date the petition is filed.

40 See preceding footnote. 41 The number of cases the AHO closed includes cases closed by decision, stipulation, or dismissal.
29

C. APPEALS TO THE ADMINISTRATOR

Appeals to the Administrator from the AHO decisions 1

filed in FY 2023:

Number of Appeals Pending during FY 2023: 3

(as of October 1, 2021, there were 2 cases pending)

Decisions issued by the Administrator during FY 2023: 0

Average length of time for decision issued in FY 2023: N/A

(from close of record to decision)

VII. SUMMARY AND ANALYSIS OF ADMINISTRATIVE HEARING

CASES RELATED TO HAZMAT VIOLATIONS OR ENFORCEMENT

ACTIONS AGAINST INDIVIDUALS

Number of hearings requested in FY 2023: 1

Number of hearing-request cases completed in FY 2023: 0

VIII. NUMBER OF CASES REFERRED TO THE ATTORNEY GENERAL 

FOR CIVIL OR CRIMINAL ENFORCEMENT

Number of cases referred to the Attorney General for 0

civil enforcement in FY 2023:

Number of cases referred to the Attorney General for 0

criminal enforcement in FY 2023:

IX. NUMBER AND SUBJECT MATTER OF COMPLIANCE ORDERS, 

EMERGENCY ORDERS, OR PRECURSOR AGREEMENTS

FRA did not issue compliance orders, emergency orders, or precursor agreements in FY 

2023.
APPENDIX A

“Railroad Safety Civil Penalty Cases Closed during Fiscal Year 

2023”
2

Federal Railroad Administration

OFFICE OF THE CHIEF COUNSEL

Office of Safety Law

RAILROAD SAFETY CIVIL PENALTY CASES

CLOSED DURING FISCAL YEAR 2023

 This report summarizes the disposition of all civil penalty cases for which the Federal 

Railroad Administration (FRA) reached an agreement to collect a civil penalty, issued an 

order requiring the payment of a civil penalty, or otherwise closed under the Federal railroad 

safety statutes and regulations the hazardous materials transportation laws (HMT) during 

fiscal year 2023. FRA closed cases under most of these statutes by settlement, and under the 

HMT generally by final orders of assessment. Total penalty settlements and final 

assessments against companies, summarized in this report, were as follows:

Railroad safety statutes (except HMT) $10,906,442

HMT $4,724,160

Total Civil Penalties $15,630,602

FRA collected no civil penalty settlements or final assessments from individuals for 

alleged violations of the railroad safety laws.

The Federal Railroad Safety Statutes and Regulations

 In the 1890s, Congress began regulating the railroad industry for safety purposes by 

enacting narrowly drawn laws to deal with discrete rail safety issues such as safety 

appliances and locomotive inspection. Having determined the need for more 

comprehensive regulation, Congress enacted the Federal Railroad Safety Act of 1970 

(FRSA), which granted rulemaking authority over "all areas of railroad safety . . . ." FRA 

has exercised this authority by issuing a wide variety of rail safety regulations. See Parts 

209 through 244, 270 through 272, and 299 of Title 49 of the Code of Federal Regulations. 

Civil penalties are an important means of enforcing those regulations and the safety 

statutes.

 In 1975, the Hazardous Materials Transportation Act (HMTA) added civil penalties to 

the criminal penalties already available for hazardous materials violations. HMTA 

regulations, although issued by the Department of Transportation's (DOT's) Pipeline and 

Hazardous Materials Safety Administration, are generally enforced by the DOT 

administration responsible for each mode of transportation, e.g., by FRA in cases involving 

the transportation or shipment of hazardous materials by rail. In 1994, Congress repealed 

the FRSA, HMTA, and other Federal railroad safety statutes and recodified them in title 

49 of the United States Code, chapters 51 and 201-213.
3

The Civil Penalty Process

 To promote safety compliance, FRA inspectors and participating States submit reports 

alleging violations of Federal safety and HMT laws and regulations to the Office of Safety 

Law of the Office of the Chief Counsel. This Office reviews the reports for legal 

sufficiency, aggregates those of one type containing one or more alleged violations into a 

single case, assesses a penalty for each alleged violation, and transmits the case to the 

railroad, shipper, individual, or other entity in a penalty demand letter or, if an HMT case, a 

Notice of Probable Violation. After a respondent in such a case has conducted its own 

investigation, and unless the respondent pays the full amount of the initial assessment, 

negotiations are held, during which the respondent presents defenses or arguments for 

mitigation and offers of settlement or final assessment are exchanged. In these negotiations, 

FRA focuses on applying the statutory assessment criteria to the facts of each case. When 

an agreement is reached, payment is generally due within 30 days of its execution. A more 

detailed statement of this process and FRA's enforcement policies are included in 49 CFR 

Part 209, Appendix A. Where settlement cannot be reached, FRA may refer cases to the 

Department of Justice for litigation. The Attorney General, with FRA's active participation, 

may bring suit to enforce the penalty assessed in the appropriate Federal court.

 HMT cases are normally concluded by FRA issuing an order of assessment predicated

on a finding of a knowing violation. If an HMT case is not resolved informally, a 

respondent may request a formal hearing on FRA's allegations before a hearing officer 

designated by the Chief Counsel and then appeal an adverse decision to the Administrator 

of FRA before judicial litigation.

 FRA ordinarily closes the vast majority of its civil penalty cases without need for 

litigation, consistent with the rail safety statutory scheme that promotes compromise based

on specified settlement criteria. The negotiation process takes into account the strengths

and weaknesses of each case and the overall goals of the safety program. We believe that

collection of these penalties, while just one of many compliance tools FRA uses,

contributes significantly to improving regulatory compliance and achieving safety program 

goals.

John T. Seguin

Assistant Chief Counsel for Safety
4

Abbreviations and Explanations of Terms Used in this Report

 The type of violation alleged in each civil penalty case can be identified using the 

following codes, one of which appears as a suffix to each case number:

AD Alcohol and Drug Use

AR Accident Reports Regulations

BSS Bridge Safety Standards

BW Bridge Worker Safety Standards

CC Conductor Certification Regulations

CIS Critical Incident Stress

EP Railroad Safety Enforcement

EQ Engineer Qualifications

FCS Freight Car Safety Standards

GC Grade Crossing Signal Safety

GS Safety Glazing Standards

HMT Hazardous Materials Regulations

HS Hours of Service Laws

HSR Hours of Service Record Keeping

LI Locomotive Safety Standards

PEP Passenger Train Emergency Preparedness

PEQ Passenger Equipment Safety Standards

RMM Roadway Maintenance Machines

ROP Railroad Operating Practices

ROR Railroad Operating Rules

RSP Railroad Standard Procedures

RW Roadway Worker Protection

SA Safety Appliance Statutes

SI Signal Inspection Regulations and Positive Train Control

TH Train Horn/Quiet Zone

TS Track Safety Standards
5

FRA identifies railroads and other respondents are by a respondent code 

(see the legend provided at the end of this report), which appears as the 

letters in the case number after "FRA No. ". FRA identifies hazardous 

materials and emergency order cases involving shippers by a respondent 

code beginning with the letter "Z". 

FRA identifies cases involving contractors by a respondent code beginning 

with the letter "X". The column labeled "POCA" shows the initial penalty 

assessed in the case. The column labeled "PRCA" shows the total amount 

of the initial assessment for alleged violations that FRA concluded it would 

be able to sustain if the case were litigated. There are two situations when 

PRCA does not equal to POCA. First, would be if FRA concluded one or 

more of the violations initially alleged could likely not be sustained. FRA 

considers such violations terminated. Second, would be if FRA decided the 

violation could be sustained but the initial penalty assessment for the 

violation was incorrect. For such cases, FRA corrects the penalty amount 

and the violation is considered "partially terminated." Cases against 

individuals (who are liable for civil penalties for willful violations) are 

identified by the prefix "Indpen" and are listed separately. The "Comments" 

column shows the violation number of terminated or partially terminated 

violations.
6

FRA Civil Penalty Cases against Individuals

Closed in Fiscal Year 2023

FRA No. Initial Penalty Settlement Amount Settlement Date

None
7

Federal Railroad Administration

Safety Cases Closed in FY 2023

FRA Number

No. 

Viol. POCA PRCA

Settlement 

Amount

Settlement 

Date Comments

ACWR 2022-001(SA) 1 $5,000 $5,000 $3,400 1/9/2023

ACWR 2022-002(SA) 1 $5,000 $5,000 $3,400 1/9/2023

ACWR 2023-001(ROP) 1 $4,000 $4,000 $2,720 7/26/2023

AGR 2022-001(SA) 1 $5,000 $5,000 $3,550 9/25/2023

AGR 2022-002(SA) 1 $2,500 $2,500 $1,775 9/25/2023

AKMD 2022-001(TS) 1 $7,000 $7,000 $4,690 9/25/2023

ALE 2023-001(SA) 1 $5,000 $5,000 $3,000 1/26/2023

ALS 2020-015(SA) 1 $5,000 $5,000 $3,100 9/28/2023

ALS 2021-011(LI) 1 $1,500 $1,500 $1,140 9/28/2023

ALS 2022-001(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

ALS 2022-002(LI) 1 $2,500 $2,500 $1,900 9/28/2023

ALS 2022-003(SA) 1 $2,500 $2,500 $1,900 9/28/2023

ALS 2022-005(HMT) 1 $7,500 $7,500 $5,700 9/28/2023

ALS 2022-007(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

ALS 2022-008(SA) 1 $2,500 $2,500 $1,900 9/28/2023

ALS 2022-009(SA) 1 $2,500 $2,500 $1,900 9/28/2023

AM 2022-003(ROP) 1 $5,000 $5,000 $3,800 11/15/2022

AM 2022-004(RSP) 1 $9,500 $9,500 $6,175 11/15/2022

AR 2021-002(GC) 1 $2,500 $2,500 $2,500 10/26/2022

ARR 2021-001(ROP) 1 $7,500 $7,500 $5,250 1/30/2023

ARR 2021-002(RW) 1 $3,000 $3,000 $1,075 1/30/2023

ARR 2022-001(SA) 1 $5,000 $5,000 $3,500 1/30/2023

ARR 2022-002(SA) 1 $5,000 $5,000 $3,300 1/30/2023

ARR 2022-003(ROP) 1 $9,500 $9,500 $9,500 6/14/2023

ARR 2023-001(GC) 1 $2,500 $2,500 $2,500 6/22/2023

ATK 2022-006(AR) 1 $2,500 $2,500 $1,700 8/30/2023
8

ATK 2022-007(TS) 1 $5,000 $5,000 $3,550 8/30/2023

ATK 2022-008(HS) 1 $1,500 $1,500 $1,200 8/30/2023

ATK 2022-009(HS) 1 $1,500 $1,500 $1,200 8/30/2023

ATK 2022-010(HS) 1 $1,500 $1,500 $1,200 8/30/2023

ATK 2022-011(HS) 1 $1,500 $1,500 $1,170 8/30/2023

ATK 2022-012(ROP) 1 $9,500 $9,500 $6,600 8/30/2023

2 $7,500 $7,500 $5,175 8/30/2023

1 $5,000 $5,000 $3,500 8/30/2023

1 $5,000 $5,000 $2,500 8/30/2023

1 $1,500 $1,500 $1,200 8/30/2023

1 $1,500 $1,500 $1,200 8/30/2023

1 $1,500 $1,500 $1,200 8/30/2023

1 $2,500 $2,500 $1,775 8/30/2023

1 $1,500 $1,500 $1,200 8/30/2023

1 $2,500 $2,500 $1,725 8/30/2023

4 $8,000 $0 $0 8/30/2023

1 $2,500 $2,500 $1,725 8/30/2023

1 $1,500 $1,500 $1,200 8/30/2023

1 $1,500 $1,500 $1,200 8/30/2023

1 $1,500 $1,500 $1,150 8/30/2023

3 $15,000 $15,000 $10,350 8/30/2023

1 $5,000 $5,000 $3,450 8/30/2023

1 $5,000 $5,000 $3,450 8/30/2023

1 $5,000 $5,000 $3,450 8/30/2023

2 $10,000 $10,000 $6,900 8/30/2023

35 $87,500 $82,500 $56,000 8/30/2023 Terminated 

Violations: 1

1 $2,500 $2,500 $1,775 8/30/2023

4 $6,000 $6,000 $4,700 8/30/2023

1 $2,500 $2,500 $1,725 8/30/2023

ATK 2022-013(TS)

ATK 2022-014(TS)

ATK 2022-015(TS)

ATK 2022-016(HS)

ATK 2022-017(HS)

ATK 2022-018(HS)

ATK 2022-019(SI)

ATK 2022-020(HS)

ATK 2022-021(LI)

ATK 2022-022(RW)

ATK 2022-023(LI)

ATK 2022-024(HS)

ATK 2022-025(HS)

ATK 2022-026(SI)

ATK 2022-027(AD)

ATK 2022-028(AD)

ATK 2022-029(AD)

ATK 2022-030(AD)

ATK 2022-031(AD)

ATK 2022-032(AD)

ATK 2022-033(LI)

ATK 2022-034(HS)

ATK 2022-035(LI)

ATK 2023-001(AD) 10 $25,000 $5,000 $4,000 8/30/2023 Terminated 

Violations: 1

Case 

Terminated
9

ATK 2023-002(AD) 10 $25,000 $20,000 $14,000 8/30/2023 Terminated 

Violations: 1

ATK 2023-003(HS) 3 $6,000 $6,000 $3,300 8/30/2023

ATK 2023-004(HS) 3 $6,000 $6,000 $3,300 8/30/2023

ATN 2022-005(AD) 1 $2,500 $2,500 $1,875 1/23/2023

AWRR 2022-001(SA) 1 $5,000 $5,000 $4,000 9/18/2023

AZER 2022-001(SA) 1 $5,000 $5,000 $3,350 9/25/2023

BAYL 2022-001(SA) 2 $10,000 $10,000 $7,000 9/25/2023

BAYL 2022-002(SA) 1 $5,000 $5,000 $3,500 9/25/2023

BAYL 2022-003(HMT) 3 $22,500 $22,500 $15,750 9/25/2023

BB 2022-001(GC) 1 $1,000 $1,000 $976 10/25/2022

BB 2022-002(GC) 1 $5,000 $5,000 $3,500 10/25/2022

BB 2022-003(GC) 1 $2,500 $2,500 $2,000 10/25/2022

BB 2023-001(TS) 2 $10,000 $10,000 $7,500 8/29/2023

BHRR 2023-001(ROP) 1 $2,000 $2,000 $1,475 9/18/2023

BJRY 2022-001(GC) 1 $2,500 $2,500 $2,000 1/6/2023

BLF 2023-001(AD) 1 $2,500 $2,500 $2,500 5/24/2023

BLF 2023-002(AD) 1 $2,500 $2,500 $2,500 5/23/2023

BLU 2022-001(TS) 1 $5,000 $5,000 $2,500 9/18/2023

BM 2022-002(TS) 1 $5,000 $5,000 $3,700 9/27/2023

BNSF 2017-172(RW) 1 $25,000 $25,000 $21,250 9/28/2023

BNSF 2017-197(RW) 1 $27,904 $27,904 $23,718 9/28/2023

BNSF 2019-433(HMT) 1 $25,000 $25,000 $18,250 9/28/2023

BNSF 2020-421(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-045(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2021-081(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-169(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-191(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-253(GC) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2021-260(SA) 3 $15,000 $15,000 $10,950 9/28/2023

BNSF 2021-279(GC) 1 $5,000 $5,000 $3,650 9/28/2023
10

BNSF 2021-283(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-298(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-353(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-361(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-372(SA) 2 $10,000 $5,000 $5,000 9/28/2023 Terminated 

Violations: 1

BNSF 2021-402(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-420(GC) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2021-421(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-036(ROP) 1 $9,500 $9,500 $6,935 9/28/2023

BNSF 2022-041(ROP) 1 $9,500 $9,500 $6,935 9/28/2023

BNSF 2022-048(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-072(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-073(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-079(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-093(TS) 4 $8,000 $8,000 $5,840 9/28/2023

BNSF 2022-097(HSR) 1 $1,000 $1,000 $919 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

10 $25,000 $12,500 $9,125 9/28/2023

5 $17,500 $17,500 $12,775 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $5,000 $0 $0 9/28/2023

BNSF 2022-104(SA)

BNSF 2022-109(EQ)

BNSF 2022-113(TS)

BNSF 2022-117(TS)

BNSF 2022-121(GS)

BNSF 2022-123(SA)

BNSF 2022-128(SA)

BNSF 2022-132(SA)

BNSF 2022-135(SA) 1 $5,000 $0 $0 9/28/2023

BNSF 2022-153(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-155(SA) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-157(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-159(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-160(SA) 1 $2,500 $2,500 $1,825 9/28/2023

Case 

Terminated

Case 

Terminated

Case 

Terminated

Case 

Terminated
11

BNSF 2022-161(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-162(HS) 2 $2,000 $2,000 $1,838 9/28/2023

BNSF 2022-163(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-164(FCS) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-165(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-166(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-167(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-168(AD) 1 $10,000 $10,000 $7,300 9/28/2023

BNSF 2022-169(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-170(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-171(HS) 2 $2,000 $2,000 $1,838 9/28/2023

BNSF 2022-173(HSR) 2 $2,000 $2,000 $1,838 9/28/2023

BNSF 2022-174(HS) 2 $2,000 $2,000 $1,838 9/28/2023

BNSF 2022-175(HSR) 2 $2,000 $2,000 $1,838 9/28/2023

BNSF 2022-176(HS) 2 $4,000 $4,000 $2,920 9/28/2023

BNSF 2022-177(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

2 $2,000 $2,000 $1,838 9/28/2023

2 $4,000 $4,000 $2,920 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-179(HS)

BNSF 2022-180(HS)

BNSF 2022-181(SA)

BNSF 2022-182(SA)

BNSF 2022-183(SI)

BNSF 2022-184(SA)

BNSF 2022-185(SA)

BNSF 2022-186(SA)

BNSF 2022-187(SA)

BNSF 2022-188(SA)

BNSF 2022-189(SA)

BNSF 2022-190(SA)

BNSF 2022-191(SA)

BNSF 2022-192(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-193(FCS) 1 $5,000 $5,000 $3,650 9/28/2023

Case 

Terminated
12

BNSF 2022-194(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-195(FCS) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-196(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-197(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-198(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-199(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-200(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-201(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-202(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-203(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-204(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-205(HMT) 1 $4,000 $4,000 $2,920 9/28/2023

BNSF 2022-206(GC) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-207(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-208(GC) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-209(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-210(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-211(RW) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-212(ROP) 2 $15,000 $15,000 $10,950 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

2 $5,000 $5,000 $3,650 9/28/2023

3 $15,000 $15,000 $10,950 9/28/2023

2 $3,000 $3,000 $2,619 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $0 $0 9/28/2023

BNSF 2022-213(HS)

BNSF 2022-214(SA)

BNSF 2022-215(TS)

BNSF 2022-216(TS)

BNSF 2022-217(TS)

BNSF 2022-218(TS)

BNSF 2022-219(TS)

BNSF 2022-220(TS)

BNSF 2022-221(TS)

BNSF 2022-222(SA)

BNSF 2022-223(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-224(FCS) 1 $5,000 $5,000 $3,650 9/28/2023

Case

Terminated
13

BNSF 2022-225(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-226(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-227(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-228(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-229(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-230(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-231(SA) 1 $1,000 $1,000 $919 9/28/2023

BNSF 2022-232(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-233(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-234(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-235(SA) 2 $10,000 $10,000 $7,300 9/28/2023

BNSF 2022-236(HS) 1 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-237(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-238(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-239(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-240(TS) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-241(TS) 1 $1,000 $1,000 $976 9/28/2023

BNSF 2022-242(HS) 2 $2,000 $2,000 $1,838 9/28/2023

BNSF 2022-243(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-244(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-245(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-246(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-247(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-248(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-249(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-250(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-251(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-252(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-253(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-254(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-255(TS) 1 $5,000 $5,000 $4,000 9/28/2023
14

BNSF 2022-256(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-257(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-258(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-259(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-260(TS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-261(TS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-262(HMT) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-263(HMT) 1 $1,000 $1,000 $730 9/28/2023

BNSF 2022-264(ROP) 1 $9,500 $9,500 $6,935 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $1,000 $1,000 $892 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

2 $5,000 $5,000 $3,650 9/28/2023

2 $2,000 $2,000 $1,838 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $0 $0 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-265(SA)

BNSF 2022-266(HS)

BNSF 2022-267(HS)

BNSF 2022-268(SA)

BNSF 2022-269(TS)

BNSF 2022-270(TS)

BNSF 2022-271(TS)

BNSF 2022-272(HS)

BNSF 2022-273(HS)

BNSF 2022-274(HS)

BNSF 2022-275(HS)

BNSF 2022-276(HS)

BNSF 2022-277(HS)

BNSF 2022-278(HS)

BNSF 2022-279(HS)

BNSF 2022-280(HS)

BNSF 2022-281(HS)

BNSF 2022-282(TS)

BNSF 2022-283(HS) 2 $2,000 $2,000 $1,952 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-284(ROP)

BNSF 2022-285(SA)

BNSF 2022-286(LI) 1 $2,500 $2,500 $1,825 9/28/2023

Case 

Terminated
15

BNSF 2022-287(FCS) 2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-288(LI) 3 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-289(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-290(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-291(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-292(SA) 2 $10,000 $10,000 $7,300 9/28/2023

BNSF 2022-293(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-294(RW) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-295(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-296(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-297(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-298(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-299(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-300(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-301(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-302(HMT) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-303(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-304(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $0 $0 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-305(HS)

BNSF 2022-307(HS)

BNSF 2022-308(HS)

BNSF 2022-309(HS)

BNSF 2022-310(HS)

BNSF 2022-311(SA)

BNSF 2022-312(SA)

BNSF 2022-313(SA)

BNSF 2022-314(SA)

BNSF 2022-315(HS)

BNSF 2022-316(HS)

BNSF 2022-317(HS)

BNSF 2022-318(HS) 2 $2,000 $2,000 $1,952 9/28/2023

Case

Terminated
16

BNSF 2022-319(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-320(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-321(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-322(RSP) 3 $28,500 $28,500 $20,805 9/28/2023

BNSF 2022-323(RSP) 1 $9,500 $9,500 $6,935 9/28/2023

BNSF 2022-324(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-325(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-326(HS) 1 $1,000 $1,000 $976 9/28/2023

BNSF 2022-327(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-328(GC) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-329(GC) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-330(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-331(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-332(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-333(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-334(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-335(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-336(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-337(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-338(ROP) 2 $15,000 $15,000 $10,950 9/28/2023

BNSF 2022-339(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-340(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-341(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-342(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-343(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-345(GC) 1 $2,500 $2,500 $2,000 9/28/2023

BNSF 2022-347(TS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-348(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-349(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-350(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-351(HS) 1 $1,000 $1,000 $976 9/28/2023
17

BNSF 2022-352(RSP) 1 $9,500 $9,500 $6,935 9/28/2023

BNSF 2022-353(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-354(TS) 1 $2,500 $2,500 $2,125 9/28/2023

BNSF 2022-355(SI) 1 $5,000 $5,000 $4,500 9/28/2023

BNSF 2022-356(RW) 1 $1,500 $1,500 $1,095 9/28/2023

BNSF 2022-357(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-358(TS) 2 $10,000 $10,000 $7,300 9/28/2023

BNSF 2022-359(TS) 2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-360(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-361(TS) 2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-362(TS) 2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-363(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-364(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-365(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-366(SA) 2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-367(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-368(TS) 1 $1,000 $1,000 $976 9/28/2023

BNSF 2022-369(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-370(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-371(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-372(LI) 1 $2,500 $2,500 $1,825 9/28/2023

1 $1,000 $0 $0 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-373(ROP)

BNSF 2022-374(SA)

BNSF 2022-375(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-376(ROP) 1 $9,500 $9,500 $6,935 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $5,000 $0 $0 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-377(SA)

BNSF 2022-379(SA)

BNSF 2022-380(HS)

BNSF 2022-381(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-382(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-383(SA) 1 $5,000 $5,000 $3,650 9/28/2023

Case 

Terminated

Case 

Terminated

Case 

Terminated
18

BNSF 2022-384(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-385(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-386(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-387(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-388(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-389(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-390(ROP) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-391(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-392(ROP) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-393(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-394(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-395(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-396(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-397(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-398(ROP) 1 $7,500 $7,500 $5,250 9/28/2023

BNSF 2022-399(TS) 5 $5,000 $5,000 $4,880 9/28/2023

BNSF 2022-400(TS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-401(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-402(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-403(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-404(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-405(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-406(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-407(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-409(AD) 3 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-410(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-411(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-412(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-413(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-414(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-415(AD) 1 $2,500 $2,500 $1,825 9/28/2023
19

BNSF 2022-416(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-417(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-418(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-420(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-421(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-422(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-423(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-424(AD) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-425(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-426(AD) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-427(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-428(TS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-429(TS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-430(TS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-432(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-434(EQ) 1 $7,500 $7,500 $6,750 9/28/2023

BNSF 2022-435(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-436(RSP) 1 $9,500 $9,500 $6,935 9/28/2023

3 $3,000 $3,000 $2,928 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $2,000 $2,000 $1,460 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

2 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-437(HS)

BNSF 2022-438(GC)

BNSF 2022-440(SA)

BNSF 2022-441(SA)

BNSF 2022-442(SA)

BNSF 2022-444(GC)

BNSF 2022-445(SA)

BNSF 2022-446(SA)

BNSF 2022-447(HS)

BNSF 2022-448(SA)

BNSF 2022-449(SA)

BNSF 2022-450(TS)

BNSF 2022-452(SA) 1 $5,000 $0 $0 9/28/2023 Case

Terminated

Case

Terminated
20

BNSF 2022-453(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-454(SA) 2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-455(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-456(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-457(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-458(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-459(FCS) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-460(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-461(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-462(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-463(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-464(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-465(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-466(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-468(FCS) 3 $6,000 $6,000 $4,380 9/28/2023

1 $10,000 $10,000 $7,300 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $5,000 $0 $0 9/28/2023

BNSF 2022-469(SA)

BNSF 2022-470(SA)

BNSF 2022-471(SA)

BNSF 2022-472(SA)

BNSF 2022-473(SA)

BNSF 2022-474(SA)

BNSF 2022-475(SA)

BNSF 2022-476(SA)

BNSF 2022-477(SA)

BNSF 2022-478(HS)

BNSF 2022-480(SA)

BNSF 2022-481(SA) 1 $5,000 $0 $0 9/28/2023

BNSF 2022-482(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-483(HMT) 1 $3,000 $3,000 $2,190 9/28/2023

BNSF 2022-484(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-485(AD) 1 $5,000 $5,000 $3,650 9/28/2023

Case 

Terminated

Case 

Terminated
21

BNSF 2022-486(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-487(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-488(TS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-489(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-490(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-491(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-492(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-493(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-494(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-495(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-496(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-497(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-498(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-499(ROP) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-500(AD) 2 $10,000 $10,000 $7,300 9/28/2023

3 $15,000 $15,000 $10,950 9/28/2023

2 $2,000 $0 $0 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-501(AD)

BNSF 2022-502(HS)

BNSF 2022-503(SA)

BNSF 2022-504(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-505(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-506(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-507(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-508(AD) 9 $45,000 $45,000 $32,850 9/28/2023

BNSF 2022-509(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-510(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-511(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-512(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-513(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-514(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-515(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-516(LI) 1 $2,500 $0 $0 9/28/2023 Case

Terminated

Case

Terminated
22

BNSF 2022-517(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-518(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-519(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-520(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-521(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-522(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-523(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-524(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-525(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-526(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-527(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-528(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-529(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-530(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-531(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-532(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-533(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-534(TS) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-535(TS) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-536(TS) 1 $1,000 $1,000 $976 9/28/2023

BNSF 2022-537(TS) 3 $3,000 $3,000 $2,928 9/28/2023

BNSF 2022-538(AD) 6 $15,000 $15,000 $10,950 9/28/2023

BNSF 2022-539(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2022-540(RW) 1 $2,000 $2,000 $1,460 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $5,000 $0 $0 9/28/2023

BNSF 2022-541(SA)

BNSF 2022-542(HS)

BNSF 2022-543(SA)

BNSF 2022-544(SA)

BNSF 2022-545(SA)

BNSF 2022-546(SA)

BNSF 2022-547(SA) 1 $2,500 $2,500 $1,825 9/28/2023

Case 

Terminated

Case 

Terminated
23

BNSF 2022-548(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-549(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-550(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-551(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-552(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-553(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-554(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-555(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-556(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-557(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-558(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-559(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-560(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-561(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-562(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-563(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-564(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-565(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-566(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-567(AD) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-568(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-569(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-570(LI) 1 $2,000 $2,000 $1,460 9/28/2023

BNSF 2022-571(HS) 3 $3,000 $3,000 $2,928 9/28/2023

BNSF 2022-572(HS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2022-573(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-574(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-575(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-576(AD) 11 $27,500 $27,500 $20,075 9/28/2023

BNSF 2022-577(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-578(SA) 1 $5,000 $5,000 $3,650 9/28/2023
24

BNSF 2022-579(AD) 2 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-580(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-581(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-582(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-584(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-585(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-586(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-587(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-588(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-589(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-590(ROP) 1 $9,500 $0 $0 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

3 $6,000 $6,000 $4,626 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-592(SA)

BNSF 2022-593(SA)

BNSF 2022-594(SA)

BNSF 2022-595(SA)

BNSF 2022-596(SA)

BNSF 2022-597(SA)

BNSF 2022-598(SA)

BNSF 2022-599(SA)

BNSF 2022-600(SA)

BNSF 2022-601(TS)

BNSF 2022-602(LI)

BNSF 2022-604(SA)

BNSF 2022-605(SA)

BNSF 2022-606(SA)

BNSF 2022-607(SA)

BNSF 2022-608(SA)

BNSF 2022-609(SA)

BNSF 2022-610(SA)

BNSF 2022-612(SA)

BNSF 2022-613(SA) 1 $5,000 $0 $0 9/28/2023

Case 

Terminated

Case 

Terminated

Case 

Terminated

Case 

Terminated
25

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-614(SA)

BNSF 2022-615(SA)

BNSF 2022-616(SA)

BNSF 2022-617(SA)

BNSF 2022-618(SA)

BNSF 2022-619(SA)

BNSF 2022-620(SA)

BNSF 2022-621(SA)

BNSF 2022-622(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-623(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2022-624(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2022-625(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-001(AD) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2023-003(ROP) 1 $9,500 $9,500 $6,935 9/28/2023

BNSF 2023-005(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2023-006(ROP) 1 $5,000 $5,000 $5,000 9/28/2023

BNSF 2023-007(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-008(SA) 3 $7,500 $7,500 $5,475 9/28/2023

BNSF 2023-010(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-011(LI) 1 $2,500 $2,500 $1,825 9/28/2023

1 $2,000 $0 $0 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2023-012(RW)

BNSF 2023-013(SA)

BNSF 2023-015(SA) 2 $10,000 $10,000 $7,300 9/28/2023

BNSF 2023-016(HMT) 1 $2,000 $2,000 $1,460 9/28/2023

1 $2,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-018(RW)

BNSF 2023-019(LI)

BNSF 2023-020(SA) 1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-021(SA)

BNSF 2023-022(TS)

BNSF 2023-023(TS)

BNSF 2023-024(SA) 1 $5,000 $5,000 $3,650 9/28/2023

Case 

Terminated

Case 

Terminated

Case 

Terminated
26

BNSF 2023-025(TS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-026(LI) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2023-027(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-028(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-029(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-030(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2023-031(TS) 2 $2,000 $2,000 $1,952 9/28/2023

BNSF 2023-032(HS) 2 $4,000 $4,000 $3,600 9/28/2023

BNSF 2023-033(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2023-034(HS) 1 $1,000 $1,000 $1,000 9/28/2023

BNSF 2023-035(ROP) 2 $15,000 $15,000 $10,950 9/28/2023

4 $8,000 $8,000 $5,840 9/28/2023

3 $3,000 $3,000 $2,928 9/28/2023

2 $4,000 $4,000 $2,920 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $5,000 $0 $0 9/28/2023

BNSF 2023-036(HS)

BNSF 2023-038(HS)

BNSF 2023-039(HS)

BNSF 2023-040(SA)

BNSF 2023-042(SA)

BNSF 2023-043(SA) 1 $5,000 $0 $0 9/28/2023

BNSF 2023-044(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-045(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,000 $2,000 $1,460 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

1 $2,500 $2,500 $1,825 9/28/2023

2 $4,500 $4,500 $3,285 9/28/2023

2 $4,000 $4,000 $2,920 9/28/2023

1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2023-046(SA)

BNSF 2023-047(SA)

BNSF 2023-048(SA)

BNSF 2023-049(SA)

BNSF 2023-050(SA)

BNSF 2023-051(EP)

BNSF 2023-052(SA)

BNSF 2023-053(TS)

BNSF 2023-054(TS)

BNSF 2023-055(TS)

BNSF 2023-056(TS)

BNSF 2023-057(SA) 1 $5,000 $5,000 $3,650 9/28/2023

Case 

Terminated

Case 

Terminated

Case 

Terminated
27

BNSF 2023-060(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-062(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-065(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2023-066(ROP) 1 $7,500 $7,500 $5,475 9/28/2023

BNSF 2023-069(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-070(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-074(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-075(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-077(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-079(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-080(AR) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-081(SA) 1 $5,000 $5,000 $3,650 9/28/2023

BNSF 2023-082(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-086(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-087(SA) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-090(LI) 4 $8,000 $8,000 $5,840 9/28/2023

BNSF 2023-094(FCS) 1 $2,500 $2,500 $1,825 9/28/2023

BNSF 2023-096(LI) 1 $2,500 $2,500 $1,825 9/28/2023

BOCH 2022-001(HMT) 1 $5,000 $5,000 $3,000 11/17/2022

BPRR 2022-001(SA) 1 $2,500 $2,500 $1,700 9/25/2023

BPRR 2022-002(SA) 1 $2,500 $2,500 $1,700 9/25/2023

BPRR 2022-003(FCS) 1 $5,000 $5,000 $3,400 9/25/2023

BPRR 2022-004(FCS) 1 $2,500 $2,500 $1,700 9/25/2023

BRC 2021-011(SA) 1 $2,500 $2,500 $1,850 3/7/2023

BRC 2022-001(SA) 1 $2,500 $2,500 $1,875 2/3/2023

BRC 2022-002(SA) 1 $2,500 $2,500 $1,875 2/15/2023

BRC 2022-003(SA) 1 $2,500 $2,500 $1,875 2/3/2023

BRC 2022-004(SA) 1 $2,500 $2,500 $1,750 5/24/2023

BRC 2022-005(SA) 1 $5,000 $5,000 $3,750 1/25/2023

BRC 2022-007(SA) 1 $2,500 $2,500 $1,875 10/19/2022

BRC 2022-008(FCS) 1 $2,500 $2,500 $1,875 11/14/2022
28

BRC 2022-009(SA) 1 $5,000 $5,000 $3,750 1/25/2023

BRC 2022-010(ROP) 1 $9,500 $9,500 $7,500 1/25/2023

BRC 2022-011(ROP) 1 $9,500 $9,500 $7,750 3/7/2023

BRC 2023-001(FCS) 1 $2,500 $2,500 $1,850 3/7/2023

BRG 2019-001(AD) 1 $2,500 $2,500 $1,500 10/3/2022

BRG 2022-002(AD) 1 $2,500 $2,500 $1,875 1/25/2023

CAGY 2022-001(TS) 1 $5,000 $5,000 $3,400 9/25/2023

CAGY 2022-002(RW) 1 $3,000 $3,000 $2,040 9/25/2023

CATQ 2023-001(HMT) 1 $2,000 $2,000 $2,000 8/8/2023

CBR 2021-001(ROP) 1 $9,500 $9,500 $7,500 10/19/2022

CBR 2023-001(SA) 1 $5,000 $5,000 $4,000 1/17/2023

CBR 2023-002(SA) 1 $5,000 $5,000 $4,000 5/25/2023

CBR 2023-003(EQ) 1 $7,500 $7,500 $6,000 5/25/2023

CERA 2022-001(SA) 1 $2,500 $2,500 $1,700 9/25/2023

CERA 2022-002(SA) 1 $2,500 $2,500 $1,700 9/25/2023

CERA 2022-003(SA) 1 $2,500 $2,500 $1,700 9/25/2023

CERR 2022-001(EQ) 1 $10,000 $10,000 $6,000 9/18/2023

CFI 2022-002(HMT) 1 $5,000 $5,000 $3,750 12/1/2022

CHR 2022-001(BSS) 6 $24,000 $24,000 $24,000 2/1/2023

CLNA 2022-001(ROP) 1 $7,500 $7,500 $5,625 10/28/2022

CLNA 2022-002(RW) 1 $1,500 $1,500 $1,000 10/28/2022

CN 2022-001(AR) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-002(AR) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-003(AR) 1 $2,500 $2,500 $1,875 9/12/2023

CN 2022-004(AD) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-005(AD) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-006(LI) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-007(SA) 1 $5,000 $5,000 $3,700 9/12/2023

CN 2022-008(SA) 1 $5,000 $5,000 $3,500 9/12/2023

CN 2022-009(LI) 1 $2,500 $2,500 $1,725 9/12/2023

CN 2022-010(SA) 1 $2,500 $2,500 $1,825 9/12/2023
29

CN 2022-011(LI) 1 $2,500 $2,500 $1,800 9/12/2023

CN 2022-012(SA) 1 $2,500 $2,500 $1,725 9/12/2023

CN 2022-013(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-014(FCS) 1 $2,000 $2,000 $1,440 9/12/2023

CN 2022-015(SA) 1 $5,000 $5,000 $3,500 9/12/2023

CN 2022-016(HMT) 1 $5,000 $5,000 $3,800 9/12/2023

CN 2022-017(CC) 1 $7,500 $7,500 $5,250 9/12/2023

CN 2022-018(HS) 2 $2,000 $2,000 $1,838 9/12/2023

CN 2022-019(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-020(LI) 1 $2,000 $2,000 $1,380 9/12/2023

CN 2022-021(SA) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-022(LI) 1 $1,000 $1,000 $919 9/12/2023

CN 2022-023(LI) 1 $1,500 $1,500 $1,080 9/12/2023

CN 2022-024(LI) 1 $2,500 $2,500 $1,800 9/12/2023

CN 2022-025(SA) 1 $5,000 $5,000 $3,350 9/12/2023

CN 2022-026(HMT) 1 $5,000 $5,000 $3,800 9/12/2023

CN 2022-027(LI) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-028(RMM) 1 $5,000 $5,000 $3,450 9/12/2023

CN 2022-029(FCS) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-030(LI) 1 $2,500 $2,500 $1,850 9/12/2023

CN 2022-031(SA) 1 $2,500 $2,500 $1,800 9/12/2023

CN 2022-032(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-033(FCS) 3 $6,000 $6,000 $4,320 9/12/2023

CN 2022-034(FCS) 3 $6,000 $6,000 $4,320 9/12/2023

CN 2022-035(FCS) 3 $6,000 $6,000 $4,320 9/12/2023

CN 2022-036(SA) 2 $5,000 $5,000 $3,600 9/12/2023

CN 2022-037(FCS) 1 $2,500 $2,500 $1,775 9/12/2023

CN 2022-038(TS) 1 $2,500 $2,500 $1,850 9/12/2023

CN 2022-039(FCS) 1 $2,500 $2,500 $1,775 9/12/2023

CN 2022-040(SA) 1 $2,500 $2,500 $1,800 9/12/2023

CN 2022-041(FCS) 1 $5,000 $5,000 $3,600 9/12/2023
30

CN 2022-042(LI) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-043(LI) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-044(LI) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-045(RMM) 1 $2,500 $2,500 $1,775 9/12/2023

CN 2022-046(LI) 1 $2,500 $2,500 $1,800 9/12/2023

CN 2022-047(SA) 1 $5,000 $5,000 $3,350 9/12/2023

CN 2022-048(SA) 1 $5,000 $5,000 $3,350 9/12/2023

CN 2022-049(AD) 1 $2,500 $2,500 $1,850 9/12/2023

CN 2022-050(AD) 1 $2,500 $2,500 $1,850 9/12/2023

CN 2022-051(AD) 1 $2,500 $2,500 $1,775 9/12/2023

CN 2022-052(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-053(FCS) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-054(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-055(SA) 1 $5,000 $5,000 $3,800 9/12/2023

CN 2022-056(HS) 2 $2,000 $2,000 $1,952 9/12/2023

CN 2022-057(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-058(SA) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-059(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-060(LI) 1 $2,500 $2,500 $1,850 9/12/2023

CN 2022-061(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-062(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-063(SA) 1 $5,000 $5,000 $3,700 9/12/2023

CN 2022-064(SA) 1 $2,500 $2,500 $1,675 9/12/2023

CN 2022-065(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-066(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-067(SA) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-068(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-069(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-070(LI) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-071(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-072(SA) 1 $5,000 $5,000 $3,350 9/12/2023
31

1 $5,000 $5,000 $3,500 9/12/2023

1 $5,000 $5,000 $3,750 9/12/2023

1 $9,500 $9,500 $7,125 9/12/2023

1 $2,500 $2,500 $1,825 9/12/2023

1 $2,500 $2,500 $1,675 9/12/2023

1 $2,500 $2,500 $1,800 9/12/2023

1 $1,500 $1,500 $1,080 9/12/2023

1 $5,000 $5,000 $3,750 9/12/2023

1 $4,000 $0 $0 9/12/2023

1 $5,000 $5,000 $3,700 9/12/2023

1 $4,000 $4,000 $2,960 9/12/2023

2 $2,000 $2,000 $1,838 9/12/2023

1 $5,000 $5,000 $3,650 9/12/2023

1 $5,000 $5,000 $3,700 9/12/2023

1 $2,500 $2,500 $1,775 9/12/2023

1 $2,500 $2,500 $1,700 9/12/2023

1 $5,000 $5,000 $3,650 9/12/2023

1 $5,000 $5,000 $3,750 9/12/2023

1 $2,500 $2,500 $1,825 9/12/2023

1 $2,500 $2,500 $1,625 9/12/2023

1 $5,000 $5,000 $3,500 9/12/2023

1 $2,500 $2,500 $1,825 9/12/2023

1 $5,000 $5,000 $3,350 9/12/2023

1 $5,000 $5,000 $3,550 9/12/2023

1 $5,000 $5,000 $3,600 9/12/2023

1 $2,500 $2,500 $1,850 9/12/2023

1 $2,500 $2,500 $1,825 9/12/2023

1 $2,500 $2,500 $1,800 9/12/2023

1 $2,500 $2,500 $1,825 9/12/2023

1 $5,000 $5,000 $3,800 9/12/2023

CN 2022-073(SA)

CN 2022-074(SA)

CN 2022-075(ROP)

CN 2022-076(SA)

CN 2022-077(LI)

CN 2022-078(LI)

CN 2022-079(LI)

CN 2022-080(SA)

CN 2022-081(CC)

CN 2022-082(EQ)

CN 2022-083(CC)

CN 2022-084(HS)

CN 2022-085(SA)

CN 2022-086(SA)

CN 2022-087(FCS)

CN 2022-088(SA)

CN 2022-089(SA)

CN 2022-090(SA)

CN 2022-091(SA)

CN 2022-092(TS)

CN 2022-093(SA)

CN 2022-094(SA)

CN 2022-095(SA)

CN 2022-096(SA)

CN 2022-097(AD)

CN 2022-098(AD)

CN 2022-099(SA)

CN 2022-100(SA)

CN 2022-101(FCS)

CN 2022-103(SA)

CN 2022-104(LI) 1 $2,500 $2,500 $1,800 9/12/2023

Case

Terminated
32

CN 2022-105(FCS) 1 $2,500 $2,500 $1,750 9/12/2023

CN 2022-106(FCS) 1 $2,500 $2,500 $1,775 9/12/2023

CN 2022-107(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-108(SA) 1 $5,000 $5,000 $3,750 9/12/2023

CN 2022-109(SA) 1 $5,000 $5,000 $3,800 9/12/2023

CN 2022-110(LI) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-111(AD) 2 $5,000 $5,000 $3,650 9/12/2023

CN 2022-112(AD) 3 $7,500 $7,500 $5,475 9/12/2023

CN 2022-113(AD) 2 $5,000 $5,000 $3,650 9/12/2023

CN 2022-114(AD) 1 $2,500 $2,500 $1,825 9/12/2023

CN 2022-115(AD) 1 $5,000 $5,000 $3,550 9/12/2023

CN 2022-116(SA) 1 $2,500 $2,500 $1,700 9/12/2023

CN 2022-117(SA) 1 $2,500 $2,500 $1,800 9/12/2023

CN 2022-118(LI) 1 $2,500 $2,500 $1,800 9/12/2023

CN 2022-119(SA) 1 $5,000 $5,000 $3,350 9/12/2023

CN 2022-120(SA) 1 $5,000 $5,000 $3,800 9/12/2023

CN 2022-121(LI) 1 $2,500 $2,500 $1,800 9/12/2023

CP 2022-011(HMT) 4 $50,000 $50,000 $38,500 9/28/2023

CP 2022-012(CC) 1 $5,000 $5,000 $3,375 9/28/2023

CP 2022-013(HMT) 7 $70,000 $70,000 $55,000 9/28/2023

CP 2022-014(ROP) 1 $9,500 $9,500 $7,000 9/28/2023

CP 2022-015(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CP 2022-016(SA) 1 $5,000 $5,000 $3,350 9/28/2023

CP 2022-017(LI) 1 $2,500 $2,500 $1,650 9/28/2023

CP 2022-018(SA) 1 $5,000 $2,500 $2,500 9/28/2023 Terminated 

Violations: 1

CP 2022-019(AD) 1 $2,500 $2,500 $1,675 9/28/2023

CP 2022-020(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-021(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-022(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-023(AD) 1 $2,500 $2,500 $1,625 9/28/2023
33

CP 2022-024(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-025(AD) 2 $5,000 $5,000 $3,350 9/28/2023

CP 2022-026(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-027(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-028(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-029(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-030(AD) 2 $10,000 $10,000 $6,900 9/28/2023

CP 2022-031(AD) 1 $5,000 $5,000 $3,600 9/28/2023

CP 2022-032(HMT) 5 $25,000 $25,000 $18,750 9/28/2023

CP 2022-033(ROP) 1 $9,500 $9,500 $6,750 9/28/2023

CP 2022-034(SA) 1 $5,000 $2,500 $2,500 9/28/2023 Terminated 

Violations: 1

CP 2022-035(LI) 1 $1,000 $1,000 $976 9/28/2023

CP 2022-036(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CP 2022-037(SA) 1 $2,500 $2,500 $1,875 9/28/2023

CP 2022-038(LI) 1 $2,500 $2,500 $1,750 9/28/2023

CP 2022-039(FCS) 1 $6,000 $6,000 $4,425 9/28/2023

CP 2022-040(AD) 3 $7,500 $7,500 $4,950 9/28/2023

CP 2022-041(AD) 2 $5,000 $5,000 $3,300 9/28/2023

CP 2022-042(AD) 2 $5,000 $5,000 $3,300 9/28/2023

CP 2022-043(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-044(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-045(AD) 1 $5,000 $5,000 $3,500 9/28/2023

CP 2022-046(AD) 1 $5,000 $5,000 $3,550 9/28/2023

CP 2022-047(ROP) 1 $7,500 $7,500 $5,500 9/28/2023

CP 2022-048(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CP 2022-049(TS) 1 $2,500 $2,500 $1,700 9/28/2023

CP 2022-050(SA) 1 $5,000 $2,500 $2,500 9/28/2023 Terminated 

Violations: 1

CP 2022-051(AD) 2 $5,000 $5,000 $3,325 9/28/2023

CP 2022-052(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-053(AD) 1 $2,500 $2,500 $1,625 9/28/2023
34

CP 2022-054(SA) 1 $2,500 $2,500 $1,725 9/28/2023

CP 2022-055(SA) 1 $2,500 $2,500 $1,875 9/28/2023

CP 2022-056(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CP 2022-057(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CP 2022-058(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CP 2022-059(SA) 1 $5,000 $2,500 $2,450 9/28/2023 Terminated 

Violations: 1

CP 2022-060(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CP 2022-061(AD) 2 $10,000 $10,000 $6,800 9/28/2023

CP 2022-062(AD) 1 $5,000 $5,000 $3,350 9/28/2023

CP 2022-063(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CP 2022-064(HMT) 2 $8,000 $8,000 $5,900 9/28/2023

CP 2022-065(SA) 1 $10,000 $10,000 $7,500 9/28/2023

CP 2022-066(TS) 1 $2,500 $2,500 $1,850 9/28/2023

CP 2022-067(TS) 3 $7,500 $7,500 $5,400 9/28/2023

CP 2022-068(SA) 1 $2,500 $2,500 $1,675 9/28/2023

CP 2022-069(SA) 1 $2,500 $2,500 $1,600 9/28/2023

CP 2022-070(SA) 1 $2,500 $2,500 $1,675 9/28/2023

CP 2022-071(SA) 1 $5,000 $5,000 $3,250 9/28/2023

CP 2022-072(SA) 1 $2,500 $2,500 $1,675 9/28/2023

CP 2022-073(AD) 2 $5,000 $5,000 $3,350 9/28/2023

CP 2022-074(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-075(AD) 2 $5,000 $5,000 $3,350 9/28/2023

CP 2022-076(AD) 1 $2,500 $2,500 $1,625 9/28/2023

CP 2022-077(AD) 2 $5,000 $5,000 $3,350 9/28/2023

CP 2022-078(LI) 1 $1,500 $1,500 $1,050 9/28/2023

CP 2023-001(SA) 1 $5,000 $2,500 $2,500 9/28/2023 Terminated 

Violations: 1

CP 2023-002(SA) 1 $10,000 $10,000 $7,500 9/28/2023

CP 2023-003(HMT) 4 $30,000 $30,000 $24,000 9/28/2023

CP 2023-004(HS) 1 $31,928 $31,928 $26,000 9/28/2023

CP 2023-010(RW) 1 $1,500 $1,500 $976 9/28/2023
35

CP 2023-011(HS) 1 $31,928 $31,928 $26,000 9/28/2023

CP 2023-012(LI) 1 $2,500 $2,500 $1,700 9/28/2023

CP 2023-013(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CP 2023-014(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CP 2023-017(HS) 1 $31,928 $31,928 $26,000 9/28/2023

CPR 2022-001(AD) 1 $2,500 $2,500 $2,250 11/17/2022

CRL 2022-001(AD) 1 $2,500 $2,500 $2,000 1/12/2023

CRSM 2022-015(ROP) 1 $9,500 $9,500 $7,125 9/26/2023

CRSM 2022-016(ROP) 1 $7,500 $7,500 $5,625 9/26/2023

CRSM 2022-017(HS) 2 $2,000 $2,000 $1,952 9/26/2023

CRSM 2023-001(HMT) 2 $4,000 $4,000 $4,000 9/26/2023

CRSM 2023-002(SA) 1 $5,000 $5,000 $3,750 9/26/2023

CRSM 2023-003(ROP) 1 $9,500 $9,500 $7,125 9/26/2023

CSX 2018-566(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2019-534(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2020-252(HS) 2 $2,000 $2,000 $1,784 9/28/2023

CSX 2020-326(HS) 1 $1,000 $1,000 $892 9/28/2023

CSX 2020-327(HSR) 1 $1,000 $1,000 $892 9/28/2023

CSX 2020-423(HSR) 2 $1,000 $1,000 $892 9/28/2023

CSX 2020-424(HS) 2 $2,000 $2,000 $1,784 9/28/2023

CSX 2021-069(HS) 2 $2,000 $2,000 $1,816 9/28/2023

CSX 2021-078(HS) 1 $1,000 $1,000 $908 9/28/2023

CSX 2021-086(HS) 1 $1,000 $1,000 $870 9/28/2023

CSX 2021-113(HS) 1 $1,000 $1,000 $892 9/28/2023

CSX 2021-114(HS) 1 $1,000 $1,000 $870 9/28/2023

CSX 2021-115(HS) 1 $1,000 $1,000 $892 9/28/2023

CSX 2021-116(HS) 1 $1,000 $1,000 $870 9/28/2023

CSX 2021-117(HS) 1 $1,000 $1,000 $892 9/28/2023

CSX 2021-118(HS) 1 $1,000 $1,000 $870 9/28/2023

CSX 2021-119(HS) 1 $1,000 $1,000 $892 9/28/2023

CSX 2021-120(HS) 3 $3,000 $3,000 $2,724 9/28/2023
36

CSX 2021-121(HS) 1 $1,000 $1,000 $870 9/28/2023

CSX 2021-135(HS) 3 $3,000 $3,000 $2,610 9/28/2023

CSX 2021-136(HS) 2 $2,000 $2,000 $1,740 9/28/2023

CSX 2021-149(HSR) 1 $1,000 $1,000 $892 9/28/2023

CSX 2021-160(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2021-179(HS) 2 $2,000 $2,000 $1,740 9/28/2023

CSX 2021-180(HS) 2 $2,000 $2,000 $1,784 9/28/2023

CSX 2021-228(HS) 1 $29,707 $29,707 $21,549 9/28/2023

CSX 2021-236(HS) 3 $3,000 $3,000 $2,724 9/28/2023

CSX 2021-238(EQ) 1 $7,500 $7,500 $5,550 9/28/2023

CSX 2021-257(HSR) 1 $29,707 $29,707 $21,502 9/28/2023

CSX 2021-261(HSR) 1 $1,000 $1,000 $892 9/28/2023

CSX 2021-298(HSR) 1 $1,000 $1,000 $892 9/28/2023

CSX 2021-355(HS) 1 $1,000 $1,000 $919 9/28/2023

CSX 2021-357(HS) 1 $1,000 $1,000 $919 9/28/2023

CSX 2021-363(EQ) 15 $15,000 $15,000 $10,800 9/28/2023

CSX 2021-378(HSR) 1 $1,000 $1,000 $919 9/28/2023

CSX 2021-381(RW) 1 $3,000 $3,000 $2,160 9/28/2023

CSX 2021-393(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2021-397(ROP) 1 $2,000 $2,000 $1,440 9/28/2023

CSX 2021-398(HSR) 1 $1,000 $1,000 $919 9/28/2023

CSX 2021-401(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2021-406(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2021-407(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2021-421(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2021-427(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-001(AR) 1 $2,500 $2,500 $1,675 9/28/2023

CSX 2022-005(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-007(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-008(LI) 1 $1,500 $1,500 $1,100 9/28/2023

CSX 2022-009(SA) 1 $5,000 $5,000 $3,700 9/28/2023
37

1 $5,000 $5,000 $3,700 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

2 $4,000 $4,000 $2,880 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

1 $2,000 $2,000 $1,450 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

1 $7,500 $7,500 $5,400 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

2 $2,000 $2,000 $1,838 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-010(SA)

CSX 2022-015(SA)

CSX 2022-025(SA)

CSX 2022-034(SA)

CSX 2022-035(SA)

CSX 2022-040(SA)

CSX 2022-058(FCS)

CSX 2022-063(SA)

CSX 2022-067(SA)

CSX 2022-070(ROP)

CSX 2022-071(SA)

CSX 2022-072(FCS)

CSX 2022-073(TS)

CSX 2022-074(ROP)

CSX 2022-075(SA)

CSX 2022-076(LI)

CSX 2022-077(HS)

CSX 2022-078(SA)

CSX 2022-079(SA)

CSX 2022-080(SA)

CSX 2022-081(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-082(HMT) 1 $2,000 $2,000 $1,400 9/28/2023

CSX 2022-083(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-084(LI) 4 $10,000 $10,000 $7,200 9/28/2023

CSX 2022-085(SA) 2 $10,000 $10,000 $7,300 9/28/2023

CSX 2022-086(EQ) 1 $7,500 $7,500 $5,550 9/28/2023

1 $2,000 $2,000 $1,400 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

1 $9,500 $9,500 $6,900 9/28/2023

1 $9,500 $9,500 $6,900 9/28/2023

CSX 2022-087(HMT)

CSX 2022-088(HS)

CSX 2022-089(RSP)

CSX 2022-090(RSP)

CSX 2022-091(SA) 1 $5,000 $5,000 $3,700 9/28/2023

Case 

Terminated
38

CSX 2022-092(ROP) 1 $9,500 $9,500 $6,840 9/28/2023

CSX 2022-093(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-094(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-095(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-096(AR) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-097(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-098(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-099(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-100(LI) 2 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-101(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-102(SI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-103(SI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-104(RW) 1 $3,000 $3,000 $2,160 9/28/2023

CSX 2022-105(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-106(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-107(FCS) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-108(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-109(GC) 4 $4,000 $4,000 $3,676 9/28/2023

CSX 2022-110(GC) 2 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-111(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-112(GC) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-113(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-114(GC) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-115(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-116(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-117(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-118(GC) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-119(GC) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-120(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-121(RW) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-122(TS) 1 $1,000 $1,000 $976 9/28/2023
39

1 $2,500 $2,500 $1,675 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $7,500 $7,500 $5,400 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

1 $2,000 $2,000 $1,450 9/28/2023

1 $2,000 $2,000 $1,450 9/28/2023

1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-123(TS)

CSX 2022-124(SA)

CSX 2022-125(SA)

CSX 2022-126(SA)

CSX 2022-127(TS)

CSX 2022-128(ROP)

CSX 2022-129(SA)

CSX 2022-130(SA)

CSX 2022-131(SA)

CSX 2022-132(GC)

CSX 2022-133(GC)

CSX 2022-134(LI)

CSX 2022-135(LI)

CSX 2022-136(LI)

CSX 2022-137(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-138(HMT) 2 $7,000 $7,000 $5,100 9/28/2023

CSX 2022-139(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-140(HMT) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-141(RW) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-142(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-143(AR) 1 $1,000 $1,000 $976 9/28/2023

CSX 2022-144(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-146(ROP) 1 $9,500 $9,500 $7,315 9/28/2023

CSX 2022-147(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-148(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-149(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-150(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-151(EQ) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-152(ROP) 1 $8,500 $8,500 $6,120 9/28/2023

CSX 2022-153(TS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-154(HMT) 3 $19,500 $19,500 $13,650 9/28/2023

Case 

Terminated
40

CSX 2022-155(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-156(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-157(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-158(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-159(HS) 2 $2,000 $2,000 $1,838 9/28/2023

CSX 2022-160(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2022-161(HMT) 10 $25,000 $25,000 $17,500 9/28/2023

CSX 2022-162(SA) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-163(SA) 8 $80,000 $80,000 $56,946 9/28/2023

CSX 2022-164(FCS) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-165(RMM) 1 $5,000 $5,000 $3,600 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $7,500 $7,500 $5,400 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-166(SA)

CSX 2022-167(SA)

CSX 2022-168(SA)

CSX 2022-169(SA)

CSX 2022-170(SA)

CSX 2022-171(SA)

CSX 2022-172(ROP)

CSX 2022-173(SA)

CSX 2022-174(SA)

CSX 2022-175(GC)

CSX 2022-176(SA)

CSX 2022-177(SA)

CSX 2022-178(FCS)

CSX 2022-179(HS)

CSX 2022-180(GC)

CSX 2022-181(GC)

CSX 2022-182(GC)

CSX 2022-183(GC)

CSX 2022-184(GC)

CSX 2022-185(SA) 1 $5,000 $5,000 $3,500 9/28/2023

Case 

Terminated
41

CSX 2022-186(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CSX 2022-187(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-188(HSR) 1 $1,000 $1,000 $919 9/28/2023

CSX 2022-189(HSR) 1 $1,000 $1,000 $919 9/28/2023

CSX 2022-190(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-191(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CSX 2022-192(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-193(EQ) 1 $7,500 $7,500 $5,500 9/28/2023

CSX 2022-194(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-195(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-196(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-197(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-198(LI) 1 $1,000 $1,000 $976 9/28/2023

CSX 2022-199(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-200(SA) 1 $10,000 $10,000 $7,000 9/28/2023

CSX 2022-201(FCS) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-202(FCS) 5 $10,000 $10,000 $7,300 9/28/2023

CSX 2022-203(FCS) 10 $20,000 $20,000 $14,600 9/28/2023

CSX 2022-204(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-205(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-206(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-207(FCS) 1 $1,000 $1,000 $976 9/28/2023

CSX 2022-208(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CSX 2022-209(SA) 1 $2,500 $2,500 $1,400 9/28/2023

CSX 2022-210(GC) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-211(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-212(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-213(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-215(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-216(ROP) 1 $9,500 $9,500 $6,840 9/28/2023

CSX 2022-217(SA) 1 $2,500 $2,500 $1,750 9/28/2023
42

CSX 2022-218(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-219(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CSX 2022-220(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-221(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-222(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-223(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-224(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-225(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-226(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-227(HMT) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-228(HMT) 1 $7,500 $7,500 $5,250 9/28/2023

CSX 2022-229(HMT) 1 $4,000 $4,000 $2,800 9/28/2023

CSX 2022-230(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-231(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-232(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2022-233(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-234(HMT) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-235(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-237(HS) 2 $2,000 $2,000 $1,838 9/28/2023

CSX 2022-238(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-239(HMT) 2 $10,000 $10,000 $7,000 9/28/2023

CSX 2022-240(HSR) 2 $2,000 $2,000 $1,838 9/28/2023

CSX 2022-241(HS) 2 $2,000 $2,000 $1,838 9/28/2023

CSX 2022-242(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-243(FCS) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-244(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-245(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2022-246(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-247(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-248(HMT) 1 $2,000 $2,000 $1,400 9/28/2023

CSX 2022-249(CC) 1 $7,500 $7,500 $5,400 9/28/2023
43

CSX 2022-250(LI) 1 $3,000 $3,000 $2,200 9/28/2023

CSX 2022-251(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-252(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-253(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-254(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-255(TS) 1 $7,000 $7,000 $5,740 9/28/2023

CSX 2022-256(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-257(HSR) 2 $2,000 $2,000 $1,838 9/28/2023

CSX 2022-258(ROP) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-259(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-260(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-261(FCS) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-262(RW) 1 $2,000 $2,000 $1,440 9/28/2023

CSX 2022-263(LI) 6 $12,000 $12,000 $8,700 9/28/2023

CSX 2022-264(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-265(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-266(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-267(EQ) 2 $15,000 $15,000 $10,800 9/28/2023

CSX 2022-268(CC) 1 $4,000 $4,000 $2,880 9/28/2023

CSX 2022-269(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-270(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-271(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-272(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-275(SA) 1 $5,000 $5,000 $3,500 9/28/2023

CSX 2022-276(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-277(SA) 1 $2,500 $2,500 $1,750 9/28/2023

CSX 2022-278(HMT) 1 $4,000 $4,000 $2,800 9/28/2023

CSX 2022-279(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-280(HMT) 1 $7,500 $7,500 $5,250 9/28/2023

CSX 2022-281(HMT) 1 $3,000 $3,000 $2,100 9/28/2023

CSX 2022-282(FCS) 1 $5,000 $5,000 $3,700 9/28/2023
44

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $5,000 $5,000 $3,700 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

1 $5,000 $5,000 $3,562 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

1 $7,500 $7,500 $5,400 9/28/2023

1 $3,000 $3,000 $2,160 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $2,000 $2,000 $1,450 9/28/2023

1 $5,000 $5,000 $3,500 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $9,500 $9,500 $6,900 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $2,500 $2,500 $1,750 9/28/2023

1 $5,000 $5,000 $3,500 9/28/2023

1 $5,000 $5,000 $3,500 9/28/2023

1 $7,500 $7,500 $5,400 9/28/2023

1 $5,000 $5,000 $3,500 9/28/2023

1 $5,000 $5,000 $3,850 9/28/2023

1 $5,000 $5,000 $3,850 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $2,500 $2,500 $1,800 9/28/2023

1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-283(FCS)

CSX 2022-284(SA)

CSX 2022-285(FCS)

CSX 2022-286(SA)

CSX 2022-287(TS)

CSX 2022-288(GC)

CSX 2022-292(SA)

CSX 2022-293(SA)

CSX 2022-294(CC)

CSX 2022-295(RW)

CSX 2022-296(GC)

CSX 2022-297(SA)

CSX 2022-298(SA)

CSX 2022-299(SA)

CSX 2022-300(ROP)

CSX 2022-301(SA)

CSX 2022-302(SA)

CSX 2022-303(ROP)

CSX 2022-304(SA)

CSX 2022-305(SA)

CSX 2022-306(SA)

CSX 2022-307(SA)

CSX 2022-308(ROP)

CSX 2022-309(SA)

CSX 2022-310(SA)

CSX 2022-311(SA)

CSX 2022-312(SA)

CSX 2022-313(FCS)

CSX 2022-314(FCS)

CSX 2022-315(GC)

CSX 2022-316(LI) 1 $2,000 $2,000 $1,450 9/28/2023

Case 

Terminated
45

CSX 2022-317(HS) 2 $2,000 $2,000 $1,952 9/28/2023

CSX 2022-318(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-319(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-320(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-321(LI) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-322(HMT) 2 $9,500 $9,500 $6,650 9/28/2023

CSX 2022-323(HMT) 1 $5,000 $5,000 $3,650 9/28/2023

CSX 2022-324(LI) 1 $1,000 $1,000 $976 9/28/2023

CSX 2022-325(RW) 1 $3,000 $3,000 $2,160 9/28/2023

CSX 2022-326(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-329(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-330(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-331(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-332(SA) 1 $5,000 $2,500 $2,250 9/28/2023 Terminated 

Violations: 1

CSX 2022-333(HMT) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-334(GC) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-335(SI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-336(FCS) 2 $10,000 $10,000 $7,300 9/28/2023

CSX 2022-337(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-338(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-339(RW) 1 $3,000 $3,000 $2,010 9/28/2023

CSX 2022-340(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-341(SI) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-342(TS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-343(HMT) 1 $7,000 $7,000 $4,900 9/28/2023

CSX 2022-344(HSR) 1 $1,000 $1,000 $976 9/28/2023

CSX 2022-345(HSR) 8 $8,000 $8,000 $7,808 9/28/2023

CSX 2022-346(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-347(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-348(SA) 1 $5,000 $5,000 $3,600 9/28/2023
46

CSX 2022-349(LI) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-350(TS) 1 $5,000 $5,000 $3,350 9/28/2023

CSX 2022-351(TS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-352(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-353(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-354(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-355(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-356(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-357(AD) 1 $5,000 $5,000 $3,350 9/28/2023

CSX 2022-358(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-359(SA) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2022-360(FCS) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-361(LI) 1 $1,500 $1,500 $1,100 9/28/2023

CSX 2022-362(LI) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-363(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-364(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-365(ROP) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-366(HSR) 7 $7,000 $7,000 $6,832 9/28/2023

CSX 2022-367(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-368(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-369(FCS) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2022-370(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-371(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-372(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-373(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-374(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-375(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-376(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-377(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-378(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-379(SA) 1 $2,500 $2,500 $1,800 9/28/2023
47

CSX 2022-380(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-381(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-382(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-383(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-384(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-385(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2022-386(HMT) 2 $179,356 $179,356 $130,000 9/28/2023

CSX 2022-387(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-388(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-389(SA) 1 $10,000 $10,000 $7,200 9/28/2023

CSX 2022-390(FCS) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-391(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-392(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-393(SI) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2022-394(GC) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2022-395(SI) 1 $1,000 $1,000 $976 9/28/2023

CSX 2022-396(GC) 1 $2,500 $2,500 $1,675 9/28/2023

CSX 2022-397(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2022-398(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2022-399(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-001(RW) 1 $2,000 $2,000 $1,440 9/28/2023

CSX 2023-002(FCS) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2023-003(ROP) 1 $9,500 $9,500 $6,365 9/28/2023

CSX 2023-004(ROP) 1 $9,500 $9,500 $6,365 9/28/2023

CSX 2023-005(ROP) 1 $9,500 $9,500 $6,365 9/28/2023

CSX 2023-006(ROP) 1 $5,000 $5,000 $3,350 9/28/2023

CSX 2023-007(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-008(SA) 1 $10,000 $10,000 $7,200 9/28/2023

CSX 2023-009(AR) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-010(HMT) 1 $6,000 $6,000 $4,300 9/28/2023

CSX 2023-011(SA) 1 $2,500 $2,500 $1,800 9/28/2023
48

CSX 2023-012(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-013(HS) 2 $4,000 $2,000 $1,952 9/28/2023 Terminated 

Violations: 1

CSX 2023-014(HS) 2 $4,000 $2,000 $1,952 9/28/2023 Terminated 

Violations: 1

CSX 2023-015(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-016(LI) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2023-017(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-018(LI) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-019(ROP) 1 $2,000 $2,000 $1,440 9/28/2023

CSX 2023-020(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-021(FCS) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2023-022(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-023(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-024(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-025(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-026(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-027(ROP) 1 $9,500 $9,500 $6,840 9/28/2023

CSX 2023-028(ROP) 1 $7,500 $7,500 $5,400 9/28/2023

CSX 2023-029(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-030(LI) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2023-031(LI) 1 $2,000 $2,000 $1,450 9/28/2023

CSX 2023-032(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-033(TS) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-034(SA) 1 $5,000 $5,000 $3,600 9/28/2023

CSX 2023-035(SA) 1 $2,500 $2,500 $1,800 9/28/2023

CSX 2023-036(FCS) 1 $5,000 $5,000 $3,700 9/28/2023

CSX 2023-037(FCS) 1 $2,500 $2,500 $1,800 9/28/2023

CTR 2022-001(TS) 1 $2,000 $2,000 $2,000 1/6/2023

CTRQ 2022-001(HMT) 4 $10,000 $10,000 $7,000 11/17/2022

CWW 2022-001(TS) 1 $5,000 $5,000 $2,500 12/2/2022

CWW 2023-001(SA) 1 $5,000 $5,000 $5,000 4/13/2023
49

DMVW 2022-001(SA) 1 $5,000 $5,000 $3,000 5/5/2023

DN 2022-001(TS) 1 $2,500 $2,500 $2,500 3/17/2023

DR 2022-001(TS) 1 $5,000 $5,000 $908 2/16/2023

DR 2022-002(ROP) 1 $5,000 $5,000 $976 2/16/2023

ERSZ 2023-001(HMT) 3 $12,000 $12,000 $9,120 8/8/2023

EXCE 2022-001(HMT) 1 $5,000 $5,000 $3,100 11/28/2022

FEC 2022-012(SI) 1 $1,000 $1,000 $980 9/27/2023

FEC 2022-013(HS) 2 $2,000 $2,000 $1,960 9/27/2023

FEC 2022-014(SA) 1 $5,000 $5,000 $3,700 9/27/2023

FEC 2022-015(SA) 2 $10,000 $10,000 $7,600 9/27/2023

FEC 2022-016(SA) 1 $5,000 $5,000 $4,000 9/27/2023

FEC 2022-017(ROP) 1 $9,500 $9,500 $7,800 9/27/2023

FEC 2022-018(GC) 1 $2,500 $2,500 $1,900 9/27/2023

FEC 2022-019(SI) 1 $2,500 $2,500 $1,900 9/27/2023

FEC 2022-020(SA) 1 $5,000 $5,000 $3,700 9/27/2023

FEC 2022-021(SA) 1 $5,000 $5,000 $3,700 9/27/2023

FEC 2022-022(SA) 1 $5,000 $5,000 $3,700 9/27/2023

FEC 2023-001(SA) 1 $5,000 $5,000 $3,800 9/27/2023

FEC 2023-002(SA) 1 $5,000 $5,000 $3,800 9/27/2023

FEC 2023-003(SA) 1 $10,000 $10,000 $8,000 9/27/2023

FEC 2023-004(SA) 1 $10,000 $5,000 $4,800 9/27/2023 Terminated 

Violations: 1

FEC 2023-005(SA) 1 $10,000 $5,000 $4,800 9/27/2023 Terminated 

Violations: 1

FEC 2023-006(SA) 1 $10,000 $10,000 $8,060 9/27/2023

FEC 2023-007(SA) 1 $10,000 $10,000 $8,000 9/27/2023

FEC 2023-008(SA) 1 $5,000 $5,000 $4,000 9/27/2023

FEC 2023-009(SA) 1 $10,000 $5,000 $3,800 9/27/2023 Terminated 

Violations: 1

FGA 2022-001(SA) 1 $5,000 $5,000 $5,000 2/13/2023

FGA 2022-003(LI) 2 $5,000 $5,000 $5,000 2/13/2023

FGA 2022-004(SA) 1 $2,500 $2,500 $2,500 2/13/2023
50

FGA 2022-005(LI) 1 $2,500 $2,500 $2,500 2/13/2023

FWWR 2019-013(AD) 1 $2,500 $2,500 $1,400 2/16/2023

GBPZ 2021-001(HMT) 1 $10,000 $10,000 $7,900 5/25/2023

GC 2022-002(RW) 1 $2,000 $2,000 $1,360 9/25/2023

GLCT 2020-001(SA) 1 $5,000 $5,000 $5,000 5/12/2023

GLCT 2021-001(SA) 2 $10,000 $10,000 $10,000 5/12/2023

GNRR 2020-001(ROP) 1 $7,500 $7,500 $5,256 2/21/2023

GNRR 2020-002(RSP) 1 $5,500 $5,500 $4,125 2/21/2023

GRAV 2022-001(HMT) 1 $10,000 $10,000 $7,500 5/17/2023

GRW 2022-001(RSP) 1 $9,500 $9,500 $9,500 1/20/2023

GRYR 2021-002(SA) 1 $2,500 $0 $0 5/26/2023 Case 

Terminated

GRYR 2022-001(RW) 1 $2,000 $2,000 $1,450 5/26/2023

GRYR 2022-002(BSS) 5 $12,500 $12,500 $8,250 5/26/2023

GSM 2021-001(GC) 1 $2,500 $2,500 $2,000 5/30/2023

GSM 2021-002(RMM) 1 $5,000 $0 $0 5/30/2023 Case 

Terminated

GSM 2022-001(TS) 1 $2,500 $0 $0 5/30/2023 Case 

Terminated

GSM 2022-002(TS) 1 $1,000 $0 $0 5/30/2023 Case 

Terminated

GSM 2022-003(TS) 1 $5,000 $0 $0 5/30/2023 Case 

Terminated

GSM 2022-004(GC) 1 $5,000 $5,000 $3,500 5/30/2023

GSM 2022-005(GC) 1 $5,000 $5,000 $3,000 5/30/2023

GSM 2022-006(GC) 1 $2,500 $2,500 $2,000 5/30/2023

GWR 2022-001(GC) 1 $2,500 $2,500 $1,750 2/1/2023

GWR 2022-002(GC) 1 $2,500 $2,500 $1,750 2/1/2023

GWR 2022-003(GC) 1 $1,000 $1,000 $976 1/23/2023

GWR 2022-004(AD) 1 $2,500 $2,500 $2,125 2/22/2023

HESR 2022-001(SA) 1 $2,500 $2,500 $1,725 9/25/2023

HMCR 2019-001(SA) 1 $5,000 $5,000 $5,000 2/2/2023

HOB 2022-001(ROP) 1 $9,500 $9,500 $4,750 1/25/2023
51

HRRC 2019-001(GC) 1 $2,500 $2,500 $1,250 6/1/2023

HRRC 2019-002(GC) 1 $5,000 $5,000 $2,500 6/1/2023

HRRC 2020-001(TS) 1 $5,000 $5,000 $2,500 4/6/2023

IAIS 2022-001(HSR) 1 $2,000 $2,000 $1,400 5/11/2023

IAIS 2023-001(HSR) 1 $2,000 $2,000 $1,400 5/11/2023

IHB 2022-006(SA) 1 $2,500 $2,500 $1,780 3/1/2023

IHB 2022-007(FCS) 1 $2,500 $2,500 $1,780 3/1/2023

IHB 2022-008(LI) 1 $2,000 $2,000 $1,450 3/1/2023

IHB 2022-009(FCS) 1 $2,500 $2,500 $1,780 3/1/2023

IHB 2022-010(SA) 1 $2,500 $2,500 $1,780 3/1/2023

IHB 2022-011(LI) 1 $2,500 $2,500 $1,780 3/2/2023

IHB 2023-001(HMT) 1 $3,000 $3,000 $2,150 3/30/2023

IHB 2023-002(SA) 1 $2,500 $2,500 $1,900 5/22/2023

IHB 2023-003(FCS) 1 $5,000 $5,000 $3,800 5/22/2023

IHB 2023-004(SA) 1 $10,000 $10,000 $7,400 5/22/2023

IHB 2023-005(FCS) 2 $20,000 $20,000 $14,900 5/22/2023

INTD 2022-002(HMT) 3 $15,000 $15,000 $15,000 11/2/2022

IORY 2022-001(GC) 1 $1,500 $1,500 $1,050 9/25/2023

IORY 2022-002(GC) 1 $2,500 $2,500 $1,750 9/25/2023

IR 2022-001(AD) 1 $2,500 $2,500 $1,750 8/1/2023

IR 2022-002(AD) 1 $2,500 $2,500 $1,750 8/1/2023

ITHR 2021-001(TS) 1 $5,000 $5,000 $3,750 9/18/2023

KCS 2022-005(SA) 1 $2,000 $2,000 $1,450 8/31/2023

KCS 2022-006(AD) 3 $7,500 $7,500 $5,000 8/31/2023

KCS 2022-007(AD) 3 $7,500 $7,500 $5,000 8/31/2023

KCS 2022-008(AD) 2 $5,000 $5,000 $3,325 8/31/2023

KCS 2022-009(AD) 2 $5,000 $5,000 $3,325 8/31/2023

KCS 2022-010(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-011(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-012(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-013(AD) 1 $2,500 $2,500 $1,650 8/31/2023
52

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

2 $5,000 $5,000 $3,325 8/31/2023

1 $5,000 $5,000 $3,325 8/31/2023

1 $5,000 $5,000 $3,325 8/31/2023

1 $5,000 $5,000 $3,325 8/31/2023

1 $5,000 $5,000 $3,325 8/31/2023

1 $5,000 $5,000 $3,325 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $0 $0 8/31/2023

1 $2,500 $0 $0 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,725 8/31/2023

1 $2,500 $2,500 $2,000 8/31/2023

2 $5,000 $5,000 $3,325 8/31/2023

4 $10,000 $10,000 $6,675 8/31/2023

3 $7,500 $7,500 $5,000 8/31/2023

3 $7,500 $7,500 $5,000 8/31/2023

2 $5,000 $5,000 $3,325 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-014(AD)

KCS 2022-015(AD)

KCS 2022-016(AD)

KCS 2022-017(AD)

KCS 2022-018(AD)

KCS 2022-019(AD)

KCS 2022-020(AD)

KCS 2022-021(AD)

KCS 2022-022(CC)

KCS 2022-023(AD)

KCS 2022-024(AD)

KCS 2022-025(AD)

KCS 2022-026(AD)

KCS 2022-027(AD)

KCS 2022-028(AD)

KCS 2022-029(AD)

KCS 2022-030(AD)

KCS 2022-031(FCS)

KCS 2022-032(FCS)

KCS 2022-033(FCS)

KCS 2022-034(SA)

KCS 2022-035(LI)

KCS 2022-036(AD)

KCS 2022-037(AD)

KCS 2022-038(AD)

KCS 2022-039(AD)

KCS 2022-040(AD)

KCS 2022-041(AD)

KCS 2022-042(AD)

KCS 2022-043(AD)

KCS 2022-044(AD) 3 $7,500 $7,500 $5,000 8/31/2023

Case 

Terminated

Case 

Terminated
53

KCS 2022-045(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-046(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-047(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-048(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-049(AD) 1 $2,500 $2,500 $1,650 8/31/2023

KCS 2022-050(AD) 1 $5,000 $5,000 $3,325 8/31/2023

KCS 2022-051(AD) 1 $5,000 $5,000 $3,325 8/31/2023

KCS 2022-052(EQ) 1 $2,500 $2,500 $1,975 8/31/2023

KCS 2022-053(SA) 1 $2,500 $2,500 $1,600 8/31/2023

KCS 2022-054(SA) 1 $2,500 $2,500 $1,800 8/31/2023

KCS 2022-055(LI) 1 $2,500 $2,500 $1,800 8/31/2023

KCS 2022-056(SA) 1 $2,500 $2,500 $1,800 8/31/2023

KCS 2022-057(SI) 1 $1,000 $1,000 $976 8/31/2023

KCS 2022-058(SI) 1 $2,500 $2,500 $1,750 8/31/2023

KCS 2022-059(HS) 1 $2,000 $2,000 $1,250 8/31/2023

KCS 2022-060(SA) 1 $5,000 $5,000 $3,600 8/31/2023

KCS 2022-061(SA) 1 $5,000 $5,000 $3,600 8/31/2023

KCS 2022-062(SA) 1 $5,000 $2,500 $2,500 8/31/2023 Terminated 

Violations: 1

KCS 2022-063(FCS) 1 $2,500 $2,500 $1,800 8/31/2023

KCS 2022-064(FCS) 1 $5,000 $5,000 $3,250 8/31/2023

KCS 2022-065(SA) 1 $5,000 $5,000 $3,450 8/31/2023

KCS 2022-066(SA) 1 $5,000 $5,000 $3,550 8/31/2023

KCS 2022-067(GC) 1 $5,000 $5,000 $3,650 8/31/2023

KCS 2022-068(GC) 1 $5,000 $5,000 $3,650 8/31/2023

KCS 2022-069(GC) 1 $5,000 $5,000 $3,650 8/31/2023

KCS 2022-070(HS) 1 $2,000 $2,000 $1,250 8/31/2023

KCS 2022-071(GC) 1 $5,000 $5,000 $3,650 8/31/2023

KCS 2023-001(GC) 1 $5,000 $5,000 $3,850 8/31/2023

KCS 2023-002(GC) 1 $5,000 $5,000 $3,850 8/31/2023

KCS 2023-003(HS) 1 $2,000 $2,000 $1,250 8/31/2023
54

KCS 2023-004(SA) 1 $20,000 $20,000 $14,500 8/31/2023

KO 2022-001(AD) 1 $5,000 $5,000 $3,350 9/18/2023

KRR 2022-001(TS) 1 $5,000 $5,000 $3,450 9/25/2023

KRR 2022-002(TS) 1 $5,000 $5,000 $3,450 9/25/2023

KRR 2022-003(TS) 1 $5,000 $5,000 $3,450 9/25/2023

KYLE 2022-001(GC) 1 $2,500 $2,500 $1,900 9/25/2023

LAJ 2022-001(SA) 1 $5,000 $5,000 $3,650 9/28/2023

LECQ 2021-001(HMT) 1 $2,000 $2,000 $2,000 12/8/2022

LRA 2022-001(RW) 1 $10,000 $10,000 $5,000 12/8/2022

LRA 2022-002(TS) 3 $3,000 $3,000 $2,928 12/8/2022

LSRC 2020-002(HMT) 1 $5,000 $5,000 $3,000 12/6/2022

LSRC 2021-001(SA) 1 $2,500 $2,500 $1,650 12/6/2022

LSRC 2021-002(SA) 1 $5,000 $5,000 $2,600 12/6/2022

MACZ 2021-003(SI) 1 $2,500 $2,500 $2,500 7/19/2023

MACZ 2022-001(AD) 1 $2,500 $2,500 $2,500 7/19/2023

MBTA 2022-017(RW) 1 $3,000 $3,000 $2,190 5/31/2023

MBTA 2022-018(RW) 1 $3,000 $3,000 $2,190 5/31/2023

MBTA 2022-019(ROP) 1 $9,500 $9,500 $7,125 5/31/2023

MBTA 2022-020(PEQ) 1 $2,500 $2,500 $1,825 5/31/2023

MBTA 2022-021(TS) 1 $5,000 $5,000 $3,700 5/31/2023

MBTA 2022-022(RSP) 1 $9,500 $9,500 $7,125 5/31/2023

MBTA 2022-023(TS) 1 $5,000 $5,000 $3,700 5/31/2023

MBTA 2022-024(RW) 1 $5,000 $5,000 $3,650 5/31/2023

MBTA 2022-025(TS) 1 $5,000 $5,000 $3,700 5/31/2023

MBTA 2022-026(TS) 1 $5,000 $5,000 $3,700 5/31/2023

MBTA 2022-027(TS) 1 $2,000 $2,000 $1,500 5/31/2023

MCRL 2022-001(SA) 1 $5,000 $5,000 $3,750 5/22/2023

MEC 2022-003(TS) 1 $5,000 $5,000 $3,700 9/27/2023

MEC 2022-004(TS) 1 $5,000 $5,000 $3,700 9/27/2023

MEC 2022-005(TS) 1 $5,000 $5,000 $3,700 9/27/2023

MEC 2022-006(TS) 1 $5,000 $5,000 $3,700 9/27/2023
55

MEC 2023-001(TS) 1 $2,500 $2,500 $1,850 9/27/2023

MER 2022-001(ROP) 1 $7,500 $7,500 $5,250 7/11/2023

MNA 2022-001(GC) 1 $5,000 $5,000 $3,300 9/25/2023

MNA 2022-002(TS) 1 $1,500 $1,500 $1,200 9/25/2023

MNBR 2022-001(RW) 1 $2,000 $2,000 $1,500 9/25/2023

MNBR 2022-002(HMT) 1 $5,000 $5,000 $3,400 9/25/2023

MNCW 2022-001(ROP) 1 $9,500 $9,500 $6,175 5/30/2023

MNCW 2022-002(TS) 1 $5,000 $5,000 $3,250 5/30/2023

MNCW 2023-001(ROP) 1 $7,500 $7,500 $4,875 5/30/2023

MNJ 2022-001(TS) 1 $5,000 $5,000 $3,250 2/1/2023

MNN 2023-001(LI) 1 $4,000 $4,000 $2,600 8/10/2023

MOR 2022-001(SA) 1 $5,000 $5,000 $3,250 3/20/2023

MRL 2022-002(ROP) 1 $9,500 $9,500 $7,030 5/26/2023

MRL 2022-007(ROP) 1 $7,500 $7,500 $5,400 5/26/2023

MRL 2022-008(SI) 1 $5,000 $5,000 $3,750 5/26/2023

MRL 2022-009(SI) 1 $2,500 $2,500 $1,875 5/26/2023

MRL 2022-010(ROP) 1 $9,500 $9,500 $7,030 5/26/2023

MRL 2023-001(ROP) 1 $7,500 $7,500 $5,400 5/26/2023

MRL 2023-002(SI) 1 $5,000 $5,000 $3,750 5/26/2023

MRL 2023-003(ROP) 1 $7,500 $7,500 $5,400 5/26/2023

MRL 2023-004(ROP) 1 $9,500 $9,500 $7,030 5/26/2023

MRTV 2023-001(GC) 1 $2,500 $2,500 $1,500 7/11/2023

MSRR 2021-001(RW) 2 $6,000 $6,000 $4,800 9/18/2023

MSRR 2022-001(TS) 1 $5,000 $5,000 $3,750 9/18/2023

NERR 2018-001(ROP) 1 $7,500 $0 $0 9/7/2023 Case 

Terminated

NHN 2021-001(TS) 1 $5,000 $5,000 $2,500 11/17/2022

NICD 2022-001(ROP) 1 $2,000 $2,000 $1,000 1/31/2023

NJTR 2018-008(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-009(SA) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2018-010(ROP) 1 $7,500 $7,500 $4,500 10/14/2022
56

NJTR 2018-011(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2018-012(HS) 1 $1,000 $1,000 $853 10/14/2022

NJTR 2018-013(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2018-014(ROP) 1 $9,500 $9,500 $5,700 10/14/2022

NJTR 2018-015(ROP) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-016(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2018-017(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-018(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-019(ROP) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-020(TH) 1 $1,000 $1,000 $853 10/14/2022

NJTR 2018-021(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-022(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-023(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2018-025(PEQ) 1 $1,000 $1,000 $853 10/14/2022

NJTR 2018-026(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-027(AD) 2 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-028(AD) 2 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-029(AD) 2 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-030(AD) 2 $5,000 $5,000 $3,000 10/14/2022

NJTR 2018-031(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2018-032(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2018-033(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2018-034(AD) 2 $5,000 $5,000 $3,000 10/14/2022

NJTR 2019-001(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2019-002(AD) 1 $1,000 $1,000 $853 10/14/2022

NJTR 2019-003(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2019-004(AD) 14 $70,000 $70,000 $42,000 10/14/2022

NJTR 2019-005(AD) 2 $10,000 $10,000 $6,000 10/14/2022

NJTR 2019-006(GC) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2019-007(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2019-008(PEQ) 1 $5,000 $5,000 $3,000 10/14/2022
57

NJTR 2019-009(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2019-010(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2019-011(TH) 1 $1,000 $1,000 $870 10/14/2022

NJTR 2019-012(ROP) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2019-013(PEP) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2019-014(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2019-015(ROP) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2019-016(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2019-017(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2019-018(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2020-001(PEQ) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-002(ROP) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-003(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2020-004(ROP) 1 $9,500 $9,500 $5,700 10/14/2022

NJTR 2020-005(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-006(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-007(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-008(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-009(AD) 6 $15,000 $15,000 $9,000 10/14/2022

NJTR 2020-010(AD) 7 $17,500 $17,500 $10,500 10/14/2022

NJTR 2020-011(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-012(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-013(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-014(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-015(AD) 2 $10,000 $10,000 $6,000 10/14/2022

NJTR 2020-016(AD) 10 $25,000 $25,000 $15,000 10/14/2022

NJTR 2020-017(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-018(AD) 4 $20,000 $20,000 $12,000 10/14/2022

NJTR 2020-019(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-020(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-021(AD) 1 $5,000 $5,000 $3,000 10/14/2022
58

NJTR 2020-022(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-023(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-024(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-025(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-026(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-027(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-028(AD) 1 $5,000 $5,000 $3,000 10/14/2022

NJTR 2020-029(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-030(AD) 12 $30,000 $30,000 $18,000 10/14/2022

NJTR 2020-031(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-032(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-033(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-034(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-035(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-036(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-037(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-038(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-039(AD) 1 $2,500 $2,500 $1,500 10/14/2022

NJTR 2020-040(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2020-041(ROP) 1 $9,500 $9,500 $5,700 10/14/2022

NJTR 2020-042(ROP) 1 $7,500 $7,500 $4,500 10/14/2022

NJTR 2021-001(ROP) 1 $5,000 $5,000 $3,000 10/14/2022

NLA 2020-001(BSS) 14 $35,000 $5,000 $892 3/2/2023 Terminated 

Violations: 1

NLA 2022-001(TS) 1 $5,000 $5,000 $976 3/2/2023

NLR 2020-001(AD) 7 $17,500 $17,500 $7,318 4/6/2023

NOPB 2022-001(EQ) 1 $1,000 $1,000 $1,000 11/3/2022

NOPB 2022-002(EQ) 1 $1,000 $1,000 $1,000 11/3/2022

NOPB 2022-003(CC) 1 $2,000 $2,000 $2,000 11/3/2022

NOPB 2022-004(TS) 1 $2,500 $2,500 $2,500 11/3/2022

NPB 2020-001(SA) 1 $5,000 $5,000 $2,500 11/8/2022
59

NPB 2020-002(SI) 1 $2,500 $2,500 $1,250 11/8/2022

NTRY 2021-001(HMT) 3 $11,000 $11,000 $5,500 11/7/2022

NTRY 2021-002(HMT) 3 $11,000 $11,000 $5,500 11/7/2022

NTZR 2022-001(TS) 1 $5,000 $5,000 $3,000 1/26/2023

NTZR 2022-002(BSS) 2 $5,000 $5,000 $2,500 1/26/2023

NVRR 2022-001(GC) 1 $2,500 $2,500 $1,250 9/7/2023

NYNJ 2023-001(CC) 1 $5,000 $5,000 $5,000 9/28/2023

NYNJ 2023-002(CC) 1 $5,000 $5,000 $5,000 9/28/2023

NYNJ 2023-003(CC) 1 $6,000 $6,000 $6,000 9/28/2023

NYSW 2022-001(SA) 1 $2,500 $2,500 $1,500 1/25/2023

NYSW 2022-002(TS) 1 $5,000 $5,000 $3,000 1/25/2023

NYSW 2022-003(LI) 1 $2,500 $2,500 $1,250 1/25/2023

OCTL 2018-001(GC) 2 $10,000 $0 $0 5/22/2023 Case 

Terminated

OERR 2020-001(TS) 1 $5,000 $5,000 $2,500 10/7/2022

OERR 2020-002(TS) 1 $5,000 $5,000 $2,600 10/7/2022

OPR 2020-001(GC) 1 $5,000 $5,000 $892

OTVR 2022-001(SA) 1 $5,000 $0 $0

OUCH 2018-001(TS) 1 $5,000 $0 $0

11/14/2022

9/25/2023

1/26/2023 Case 

Terminated

OUCH 2019-001(ROP) 1 $7,500 $7,500 $870 1/26/2023

OUCH 2019-002(SA) 1 $5,000 $5,000 $870 1/26/2023

OUCH 2019-003(ROP) 1 $9,500 $9,500 $892 1/26/2023

OUCH 2019-004(LI) 1 $2,500 $2,500 $892 1/26/2023

OUCH 2020-001(BSS) 1 $2,500 $2,500 $892 1/26/2023

OUCH 2020-002(ROP) 1 $9,500 $9,500 $892 1/26/2023

OUCH 2020-003(SA) 1 $5,000 $5,000 $892 1/26/2023

OUCH 2020-004(TS) 1 $5,000 $5,000 $892 1/26/2023

OUCH 2021-001(EQ) 1 $5,000 $5,000 $908 1/26/2023

OUCH 2021-002(TS) 4 $12,500 $12,500 $3,676 1/26/2023

OUCH 2021-003(TS) 3 $10,000 $10,000 $2,757 1/26/2023

OUCH 2021-004(TS) 3 $12,500 $12,500 $2,757 1/26/2023

Case

Terminated
60

PANQ 2015-001(GC) 1 $1,000 $0 $0 3/8/2023 Case 

Terminated

PAS 2022-001(TS) 1 $1,000 $1,000 $976 9/27/2023

PAS 2022-002(TS) 1 $2,500 $2,500 $1,850 9/27/2023

PAS 2022-003(TS) 1 $2,500 $2,500 $1,850 9/27/2023

PAS 2023-001(SA) 1 $5,000 $5,000 $3,700 9/27/2023

PATH 2015-001(PEQ) 1 $2,500 $0 $0 4/10/2023 Case 

Terminated

PATH 2016-001(ROR) 2 $17,000 $0 $0 4/14/2023 Case 

Terminated

PATH 2018-001(AR) 1 $2,500 $0 $0 4/10/2023 Case 

Terminated

PATH 2018-002(AR) 1 $1,000 $0 $0 4/10/2023 Case 

Terminated

PATH 2018-003(SI) 1 $1,000 $0 $0 4/10/2023 Case 

Terminated

PATH 2018-004(AR) 1 $2,500 $0 $0 4/10/2023 Case 

Terminated

PATH 2018-005(ROR) 1 $7,500 $0 $0 4/10/2023 Case 

Terminated

PATH 2018-006(AR) 2 $5,000 $0 $0 4/11/2023 Case 

Terminated

PATH 2018-007(AR) 1 $2,500 $0 $0 4/11/2023 Case 

Terminated

PATH 2018-008(AR) 1 $2,500 $0 $0 4/11/2023 Case 

Terminated

PATH 2018-009(AR) 1 $2,500 $0 $0 4/11/2023 Case 

Terminated

PATH 2018-010(AR) 1 $2,500 $0 $0 4/11/2023 Case 

Terminated

PATH 2018-011(AR) 1 $2,500 $0 $0 4/11/2023 Case 

Terminated

PATH 2018-012(AR) 1 $2,500 $0 $0 4/11/2023 Case 

Terminated

PATH 2018-013(AR) 1 $2,500 $0 $0 4/12/2023 Case 

Terminated

PATH 2018-015(SI) 1 $5,000 $0 $0 4/12/2023 Case 

Terminated

PATH 2018-016(AR) 1 $2,500 $0 $0 4/12/2023 Case 

Terminated
61

PATH 2018-017(AR) 1 $2,500 $0 $0 4/12/2023 Case 

Terminated

PATH 2018-018(AR) 1 $2,500 $0 $0 4/12/2023 Case 

Terminated

PATH 2018-019(AR) 1 $2,500 $0 $0 4/12/2023 Case 

Terminated

PATH 2018-020(AR) 1 $2,500 $0 $0 4/12/2023 Case 

Terminated

PATH 2018-021(AR) 1 $2,500 $0 $0 4/12/2023 Case 

Terminated

PATH 2018-022(AR) 1 $2,500 $0 $0 5/4/2023 Case 

Terminated

PATH 2018-023(AR) 1 $2,500 $0 $0 5/4/2023 Case 

Terminated

PATH 2018-024(AR) 1 $2,500 $0 $0 5/4/2023 Case 

Terminated

PATH 2018-025(AR) 1 $2,500 $0 $0 5/4/2023 Case 

Terminated

PATH 2018-026(AR) 1 $2,500 $0 $0 5/4/2023 Case 

Terminated

PBVR 2018-001(ROP) 1 $7,500 $0 $0 5/22/2023 Case 

Terminated

PDRR 2016-001(SA) 1 $5,000 $0 $0 3/8/2023 Case 

Terminated

PHL 2016-001(TS) 1 $5,000 $0 $0 3/9/2023 Case 

Terminated

PMSW 2015-001(AD) 2 $10,000 $0 $0 3/9/2023 Case 

Terminated

PMSW 2015-002(EQ) 1 $2,000 $0 $0 3/9/2023 Case 

Terminated

PNR 2019-001(AD) 1 $5,000 $5,000 $4,000 10/14/2022

PNR 2019-002(ROP) 1 $9,500 $9,500 $8,000 10/14/2022

PNR 2022-001(TS) 1 $5,000 $5,000 $4,000 10/14/2022

PNR 2022-002(ROP) 1 $7,500 $7,500 $6,000 10/14/2022

PNR 2022-004(TS) 1 $1,000 $1,000 $976 11/1/2022

PNR 2022-005(AD) 1 $2,500 $2,500 $2,000 1/12/2023

PNRW 2015-001(GC) 1 $1,000 $0 $0 5/4/2023 Case 

Terminated

PNRW 2015-002(GC) 1 $2,500 $0 $0 5/4/2023 Case 

Terminated
62

PNWR 2022-002(TS) 1 $2,500 $2,500 $2,000 9/25/2023

PNWR 2022-003(TS) 1 $2,500 $2,500 $2,000 9/25/2023

PNWR 2023-001(SA) 1 $2,500 $2,500 $2,000 9/25/2023

POCA 2014-001(RW) 1 $1,500 $0 $0 3/24/2023 Case 

Terminated

POCA 2014-002(TS) 1 $5,000 $0 $0 3/24/2023 Case 

Terminated

POCA 2014-003(TS) 1 $5,000 $0 $0 3/24/2023 Case 

Terminated

POCA 2014-004(TS) 1 $5,000 $0 $0 3/24/2023 Case 

Terminated

POCA 2016-001(RW) 2 $4,500 $0 $0 3/24/2023 Case 

Terminated

PRGS 2017-001(ROP) 4 $29,500 $0 $0 3/24/2023 Case 

Terminated

PSFR 2016-001(SI) 2 $2,000 $0 $0 3/24/2023 Case 

Terminated

PT 2017-001(HMT) 1 $999 $0 $0 3/9/2023 Case 

Terminated

PTRA 2017-001(HMT) 2 $17,000 $0 $0 4/10/2023

PTRA 2023-001(TS) 1 $5,000 $5,000 $3,250 5/16/2023

PTRA 2023-002(GC) 1 $5,000 $5,000 $3,850 5/16/2023

PTRA 2023-003(HMT) 1 $4,000 $4,000 $2,880 5/22/2023

PTRA 2023-004(HMT) 2 $10,000 $10,000 $7,500 6/1/2023

PW 2022-001(ROP) 1 $9,500 $9,500 $6,460 9/25/2023

QCRJ 2021-001(RW) 3 $11,000 $11,000 $8,800 1/17/2023

RASX 2022-001(AD) 1 $2,500 $2,500 $2,500 3/17/2023

RASX 2022-002(AD) 1 $5,000 $5,000 $5,000 3/17/2023

RCPE 2022-002(TS) 1 $5,000 $5,000 $3,400 9/25/2023

RCPE 2022-003(TS) 1 $5,000 $5,000 $3,350 9/25/2023

RSR 2022-001(SA) 1 $5,000 $5,000 $3,450 9/25/2023

RSR 2022-002(SA) 1 $5,000 $5,000 $3,450 9/25/2023

SAV 2020-001(TS) 6 $15,000 $15,000 $10,500 2/21/2023

SB 2022-001(FCS) 1 $2,500 $2,500 $1,800 9/25/2023

SCAX 2023-001(LI) 1 $2,500 $2,500 $1,625 6/15/2023

Case 

Terminated
63

SCR 2017-002(RSP) 1 $9,500 $0 $0 4/27/2023 Case 

Terminated

SCXF 2013-001(ROP) 1 $7,500 $0 $0 4/27/2023 Case 

Terminated

SCXY 2017-001(EQ) 1 $5,000 $0 $0 4/27/2023 Case 

Terminated

SCXY 2017-002(SA) 1 $2,500 $0 $0 4/27/2023 Case 

Terminated

SCXY 2017-003(LI) 1 $2,000 $0 $0 4/27/2023 Case 

Terminated

SDTI 2013-002(RW) 1 $3,000 $0 $0 5/3/2023 Case 

Terminated

SENE 2018-001(HMT) 2 $15,000 $0 $0 5/1/2023 Case 

Terminated

SEPA 2019-004(ROP) 1 $7,500 $7,500 $5,250 8/30/2023

SEPA 2019-005(ROP) 1 $5,000 $5,000 $3,600 8/30/2023

SEPA 2020-001(SI) 1 $1,000 $1,000 $892 8/30/2023

SEPA 2020-002(SI) 1 $1,000 $1,000 $892 8/30/2023

SEPA 2020-003(RW) 1 $3,000 $3,000 $2,250 8/30/2023

SEPA 2020-004(RW) 1 $3,000 $3,000 $2,050 8/30/2023

SEPA 2020-005(RW) 1 $3,000 $3,000 $2,200 8/30/2023

SEPA 2022-001(RW) 1 $3,000 $3,000 $2,150 8/30/2023

SEPA 2022-002(ROP) 1 $5,000 $5,000 $3,400 8/30/2023

SEPA 2022-003(EQ) 1 $2,500 $2,500 $1,700 8/30/2023

SEPA 2022-004(AD) 1 $2,500 $2,500 $1,750 8/30/2023

SEPA 2022-005(EQ) 1 $1,000 $1,000 $919 8/30/2023

SEPA 2023-001(AD) 1 $5,000 $5,000 $3,250 8/30/2023

SERA 2014-001(RSP) 1 $9,500 $0 $0 5/1/2023 Case 

Terminated

SERA 2016-001(TS) 2 $7,500 $0 $0 5/1/2023 Case 

Terminated

SERA 2017-001(GC) 1 $1,000 $0 $0 5/1/2023 Case 

Terminated

SERA 2017-002(GC) 1 $2,500 $0 $0 5/1/2023 Case 

Terminated

SERA 2018-001(RSP) 1 $9,500 $0 $0 5/1/2023 Case 

Terminated
64

SFS 2011-002(ROP) 1 $9,500 $0 $0 5/9/2023 Case 

Terminated

SFS 2017-001(SA) 2 $7,500 $0 $0 5/1/2023 Case 

Terminated

SFS 2017-002(LI) 4 $9,000 $0 $0 5/1/2023 Case 

Terminated

SGLR 2015-001(RW) 1 $999 $0 $0 5/1/2023 Case 

Terminated

SGLR 2015-002(LI) 1 $1,500 $0 $0 5/1/2023 Case 

Terminated

SGLR 2015-003(SA) 1 $5,000 $0 $0 5/1/2023 Case 

Terminated

SGLR 2017-001(HMT) 1 $999 $0 $0 5/1/2023 Case 

Terminated

SGLR 2018-001(SA) 2 $10,000 $0 $0 5/8/2023 Case 

Terminated

SGLR 2018-002(HMT) 1 $7,500 $0 $0 5/8/2023 Case 

Terminated

SJVR 2022-001(GC) 1 $5,000 $5,000 $3,400 9/25/2023

SLGG 2014-001(SA) 1 $5,000 $0 $0 5/8/2023 Case 

Terminated

SLGG 2016-001(SA) 1 $2,500 $0 $0 5/8/2023 Case 

Terminated

SLGW 2019-001(ROP) 1 $2,000 $2,000 $1,500 2/21/2023

SLR 2022-001(TS) 1 $5,000 $5,000 $3,300 9/25/2023

SLRS 2013-001(HMT) 1 $5,000 $0 $0 5/8/2023 Case 

Terminated

SLWC 2022-001(SA) 1 $5,000 $5,000 $4,000 9/18/2023

SLWC 2023-001(TS) 3 $7,500 $7,500 $6,250 9/18/2023

SLWC 2023-002(TS) 1 $2,500 $2,500 $2,000 9/18/2023

SM 2016-001(GC) 2 $2,000 $0 $0 5/10/2023 Case 

Terminated

SM 2018-001(RW) 1 $3,000 $0 $0 5/10/2023 Case 

Terminated

SM 2018-002(GC) 1 $1,000 $0 $0 5/17/2023 Case 

Terminated

SMRR 2017-001(ROP) 1 $7,500 $0 $0 5/10/2023 Case 

Terminated

SMRR 2017-002(TS) 1 $5,000 $0 $0 5/10/2023 Case 

Terminated
65

SMRR 2017-003(TS) 3 $3,000 $0 $0 5/10/2023 Case 

Terminated

SMRR 2018-001(TS) 1 $5,000 $0 $0 5/10/2023 Case 

Terminated

SMV 2017-001(GC) 1 $1,000 $0 $0 5/10/2023 Case 

Terminated

SMV 2017-002(GC) 1 $2,500 $0 $0 5/12/2023 Case 

Terminated

SMV 2017-003(GC) 1 $1,000 $0 $0 5/12/2023 Case 

Terminated

SNPR 2013-001(TS) 5 $13,000 $0 $0 5/18/2023 Case 

Terminated

SNY 2016-001(SA) 1 $5,000 $0 $0 5/18/2023 Case 

Terminated

SNY 2017-001(TS) 1 $1,000 $0 $0 5/18/2023 Case 

Terminated

SNY 2017-002(SA) 2 $10,000 $0 $0 5/19/2023 Case 

Terminated

SOU 2020-125(AD) 1 $2,500 $2,500 $1,750 9/19/2023

SOU 2020-503(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2020-506(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2020-556(TS) 16 $16,000 $4,000 $3,568 9/19/2023 Terminated 

Violations: 4

SOU 2021-043(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-100(HSR) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-113(HSR) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-125(HSR) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-130(EQ) 1 $7,500 $7,500 $6,350 9/19/2023

SOU 2021-133(SA) 1 $5,000 $5,000 $3,000 9/19/2023

SOU 2021-142(TS) 4 $17,500 $17,500 $14,875 9/19/2023

SOU 2021-155(HSR) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-163(AD) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-206(HSR) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-215(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-218(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2021-221(SA) 1 $5,000 $5,000 $3,500 9/19/2023
66

SOU 2021-224(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-227(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-230(SA) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2021-233(GC) 1 $5,000 $5,000 $892 9/19/2023

SOU 2021-236(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-239(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-241(HMT) 4 $27,000 $0 $0 9/19/2023

SOU 2021-242(EQ) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2021-245(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-248(CC) 1 $7,500 $7,500 $6,350 9/19/2023

SOU 2021-251(SI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-254(ROP) 1 $7,500 $7,500 $6,000 9/19/2023

SOU 2021-257(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-260(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-263(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-265(ROP) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2021-266(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2021-269(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-272(SA) 1 $5,000 $5,000 $4,750 9/19/2023

SOU 2021-275(SA) 1 $5,000 $5,000 $4,100 9/19/2023

SOU 2021-278(HSR) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-281(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2021-283(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-284(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-293(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-295(HMT) 1 $7,500 $7,500 $6,750 9/19/2023

SOU 2021-296(HMT) 1 $2,000 $2,000 $1,750 9/19/2023

SOU 2021-302(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-314(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2021-317(SA) 1 $5,000 $5,000 $4,750 9/19/2023

SOU 2021-319(EQ) 1 $7,500 $7,500 $6,350 9/19/2023

Case 

Terminated
67

SOU 2021-320(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-322(HMT) 3 $9,000 $9,000 $7,150 9/19/2023

SOU 2021-325(HSR) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-326(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2021-329(ROP) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2021-332(HS) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-335(HS) 1 $1,000 $1,000 $900 9/19/2023

SOU 2021-337(EP) 1 $1,000 $1,000 $925 9/19/2023

SOU 2021-338(EP) 1 $1,000 $1,000 $925 9/19/2023

SOU 2021-341(HMT) 1 $7,000 $7,000 $6,000 9/19/2023

SOU 2021-344(GC) 1 $1,000 $1,000 $919 9/19/2023

SOU 2021-347(GC) 1 $1,000 $1,000 $919 9/19/2023

SOU 2021-350(HSR) 1 $29,192 $29,192 $25,000 9/19/2023

SOU 2021-353(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-356(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2021-359(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2021-361(HMT) 13 $25,000 $25,000 $21,125 9/19/2023

SOU 2021-363(HMT) 1 $8,000 $8,000 $6,100 9/19/2023

SOU 2021-366(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2021-367(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2021-369(TS) 2 $7,500 $7,500 $6,000 9/19/2023

SOU 2021-370(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-372(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2021-373(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-375(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-376(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-379(SA) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2021-382(ROP) 3 $28,500 $28,500 $22,800 9/19/2023

SOU 2021-385(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2021-388(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-391(ROP) 2 $19,000 $19,000 $15,770 9/19/2023
68

SOU 2021-393(SA) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2021-394(ROP) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2021-397(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-399(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2021-400(SA) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2021-403(ROP) 3 $15,000 $15,000 $10,950 9/19/2023

SOU 2021-406(ROP) 3 $15,000 $15,000 $10,950 9/19/2023

SOU 2021-409(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-412(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-415(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-418(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-420(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2021-421(FCS) 1 $2,500 $2,500 $1,900 9/19/2023

SOU 2021-424(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-426(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-427(EQ) 1 $2,500 $2,500 $2,400 9/19/2023

SOU 2021-430(LI) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-433(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-435(HS) 2 $2,000 $2,000 $1,850 9/19/2023

SOU 2021-436(LI) 1 $2,000 $2,000 $1,550 9/19/2023

SOU 2021-439(RW) 1 $2,000 $2,000 $1,700 9/19/2023

SOU 2021-442(LI) 1 $1,500 $1,500 $1,095 9/19/2023

SOU 2021-445(HS) 1 $1,000 $1,000 $925 9/19/2023

SOU 2021-448(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2021-453(HMT) 1 $5,000 $5,000 $4,200 9/19/2023

SOU 2021-454(HMT) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-457(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-459(GC) 1 $10,000 $10,000 $9,000 9/19/2023

SOU 2021-460(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-463(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2021-466(SA) 1 $5,000 $5,000 $3,500 9/19/2023
69

SOU 2021-469(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-471(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-472(SI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-475(ROP) 1 $9,500 $5,000 $4,250 9/19/2023 Terminated 

Violations: 1

SOU 2021-478(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-480(HMT) 9 $64,000 $64,000 $53,900 9/19/2023

SOU 2021-481(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-483(LI) 3 $7,500 $7,500 $5,925 9/19/2023

SOU 2021-484(LI) 4 $4,000 $4,000 $3,000 9/19/2023

SOU 2021-485(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-487(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-488(LI) 2 $5,000 $5,000 $4,250 9/19/2023

SOU 2021-489(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-491(SA) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2021-492(AR) 1 $2,000 $2,000 $1,700 9/19/2023

SOU 2021-493(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-495(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2021-497(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-501(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-503(SA) 3 $15,000 $15,000 $11,400 9/19/2023

SOU 2021-504(SA) 3 $15,000 $15,000 $11,400 9/19/2023

SOU 2021-505(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2021-507(LI) 2 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-508(SI) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-509(TS) 1 $1,000 $1,000 $919 9/19/2023

SOU 2021-511(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2021-512(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-513(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2021-515(LI) 1 $2,500 $2,500 $1,750 9/19/2023

SOU 2021-516(LI) 4 $10,000 $10,000 $7,000 9/19/2023
70

SOU 2021-517(ROP) 1 $7,500 $7,500 $6,150 9/19/2023

SOU 2021-519(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-520(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-521(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-523(HS) 2 $2,000 $2,000 $1,850 9/19/2023

SOU 2021-524(HS) 3 $3,000 $3,000 $2,790 9/19/2023

SOU 2021-525(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-526(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-527(ROP) 1 $9,500 $9,500 $7,885 9/19/2023

SOU 2021-528(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-529(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-531(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2021-532(SA) 2 $10,000 $5,000 $5,000 9/19/2023 Terminated 

Violations: 1

SOU 2021-533(ROP) 1 $7,500 $7,500 $6,000 9/19/2023

SOU 2021-535(ROP) 1 $7,500 $7,500 $6,000 9/19/2023

SOU 2021-536(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-537(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2021-539(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2021-540(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-541(SA) 16 $80,000 $80,000 $56,000 9/19/2023

SOU 2021-544(SA) 5 $25,000 $25,000 $18,500 9/19/2023

SOU 2021-545(ROP) 1 $7,500 $7,500 $6,375 9/19/2023

SOU 2021-547(RSP) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2021-548(SA) 1 $7,500 $7,500 $6,800 9/19/2023

SOU 2021-549(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-551(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-552(HMT) 3 $15,000 $15,000 $11,250 9/19/2023

SOU 2021-553(LI) 1 $2,500 $2,500 $1,750 9/19/2023

SOU 2021-557(RW) 1 $2,000 $2,000 $1,650 9/19/2023

SOU 2021-559(SI) 1 $2,500 $2,500 $2,050 9/19/2023
71

SOU 2021-561(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2021-563(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2021-565(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-002(TS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-003(TS) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2022-005(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-007(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-011(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-014(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-015(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-017(HS) 9 $9,000 $9,000 $8,370 9/19/2023

SOU 2022-018(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-021(HS) 3 $3,000 $3,000 $2,790 9/19/2023

SOU 2022-022(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-023(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-026(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-027(SA) 1 $2,500 $0 $0 9/19/2023

1 $7,000 $7,000 $6,000 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

1 $2,500 $2,500 $1,750 9/19/2023

3 $7,500 $7,500 $5,625 9/19/2023

1 $5,000 $5,000 $4,150 9/19/2023

1 $2,500 $2,500 $1,750 9/19/2023

SOU 2022-028(HMT)

SOU 2022-030(SA)

SOU 2022-031(LI)

SOU 2022-034(LI)

SOU 2022-035(TS)

SOU 2022-037(LI)

SOU 2022-039(GC) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-042(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-043(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-046(SA) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2022-047(ROP) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2022-049(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-050(ROP) 1 $5,000 $5,000 $3,750 9/19/2023

Case 

Terminated
72

SOU 2022-051(ROP) 2 $19,000 $10,000 $8,500 9/19/2023 Terminated 

Violations: 1

SOU 2022-053(HS) 2 $2,000 $2,000 $1,860 9/19/2023

SOU 2022-054(HSR) 2 $2,000 $2,000 $1,860 9/19/2023

SOU 2022-055(ROP) 1 $9,500 $9,500 $7,885 9/19/2023

SOU 2022-057(RSP) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-058(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-059(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-062(CC) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-063(HS) 2 $2,000 $2,000 $1,860 9/19/2023

SOU 2022-066(SA) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2022-067(ROP) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-070(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-071(AD) 1 $5,000 $5,000 $3,250 9/19/2023

SOU 2022-073(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-075(GC) 1 $5,000 $5,000 $4,100 9/19/2023

SOU 2022-077(SA) 2 $10,000 $10,000 $7,600 9/19/2023

SOU 2022-078(SA) 2 $10,000 $10,000 $7,600 9/19/2023

SOU 2022-079(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-082(SA) 1 $2,500 $0 $0 9/19/2023

SOU 2022-083(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-085(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-086(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-087(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-090(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-092(HMT) 1 $2,000 $2,000 $1,700 9/19/2023

SOU 2022-093(HMT) 1 $84,425 $84,425 $78,500 9/19/2023

SOU 2022-094(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-095(CC) 1 $7,500 $7,500 $6,350 9/19/2023

SOU 2022-096(ROP) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2022-097(EP) 1 $1,000 $1,000 $925 9/19/2023

Case 

Terminated
73

SOU 2022-098(HMT) 1 $2,000 $2,000 $1,300 9/19/2023

SOU 2022-099(HMT) 3 $21,000 $21,000 $17,700 9/19/2023

SOU 2022-100(HMT) 5 $11,500 $11,500 $8,500 9/19/2023

SOU 2022-101(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-102(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-103(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-104(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-105(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-106(HMT) 1 $2,500 $2,500 $1,850 9/19/2023

SOU 2022-107(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-108(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-109(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-110(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-111(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-112(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-113(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-114(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-115(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-116(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-117(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-118(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-119(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-120(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-121(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-122(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-123(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-124(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-125(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-126(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-127(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-128(HS) 1 $1,000 $1,000 $930 9/19/2023
74

SOU 2022-129(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-130(HMT) 1 $5,000 $5,000 $3,900 9/19/2023

SOU 2022-131(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-132(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-133(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-134(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-135(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-136(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-137(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-138(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-139(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-140(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-141(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-142(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-143(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-144(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-145(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-146(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-147(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-148(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-149(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-150(HMT) 1 $5,000 $5,000 $4,500 9/19/2023

SOU 2022-151(LI) 1 $2,500 $2,500 $1,750 9/19/2023

SOU 2022-152(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-153(TS) 1 $2,000 $2,000 $1,650 9/19/2023

SOU 2022-154(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-155(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-156(HSR) 2 $2,000 $2,000 $1,860 9/19/2023

SOU 2022-157(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-159(SA) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2022-160(ROP) 1 $7,500 $7,500 $6,000 9/19/2023
75

SOU 2022-161(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-162(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-163(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-164(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-165(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-166(FCS) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-167(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-168(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-169(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-170(ROP) 1 $5,000 $5,000 $4,150 9/19/2023

SOU 2022-171(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-172(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-173(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-174(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-175(REM) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-177(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-178(GC) 2 $5,000 $5,000 $4,100 9/19/2023

SOU 2022-179(GC) 1 $10,000 $10,000 $8,500 9/19/2023

SOU 2022-180(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-181(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-182(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-183(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-184(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-185(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-186(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-187(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-188(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-189(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-190(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-191(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-192(HS) 1 $1,000 $1,000 $930 9/19/2023
76

SOU 2022-193(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-194(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-195(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-196(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-197(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-198(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-199(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-200(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-201(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-202(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-203(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-204(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-205(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-206(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-207(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-208(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-209(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-210(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-211(HS) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-212(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-213(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-214(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-215(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-216(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-217(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-218(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-219(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-220(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-221(FCS) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2022-222(SI) 1 $2,500 $2,500 $2,125 9/19/2023

SOU 2022-223(GC) 1 $2,500 $2,500 $2,050 9/19/2023
77

SOU 2022-224(GC) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-225(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-226(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-227(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-228(HMT) 1 $2,000 $2,000 $1,600 9/19/2023

SOU 2022-229(GC) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-230(GC) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-231(GC) 1 $1,000 $1,000 $919 9/19/2023

SOU 2022-232(GC) 1 $2,500 $2,500 $908 9/19/2023

SOU 2022-233(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-234(GC) 1 $1,000 $1,000 $919 9/19/2023

SOU 2022-235(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-236(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-237(HMT) 3 $22,500 $22,500 $17,400 9/19/2023

SOU 2022-238(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-239(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-240(CC) 1 $7,500 $7,500 $6,350 9/19/2023

SOU 2022-241(EQ) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-242(HS) 2 $2,000 $2,000 $1,860 9/19/2023

SOU 2022-243(RMM) 1 $5,000 $5,000 $4,100 9/19/2023

SOU 2022-244(ROP) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-245(HMT) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2022-246(HMT) 1 $6,000 $6,000 $4,700 9/19/2023

SOU 2022-247(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-248(LI) 1 $2,500 $2,500 $1,775 9/19/2023

SOU 2022-249(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-250(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-251(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-252(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-253(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-254(SA) 1 $2,500 $2,500 $2,000 9/19/2023
78

SOU 2022-255(LI) 2 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-256(GC) 1 $2,500 $2,500 $2,125 9/19/2023

SOU 2022-257(GC) 1 $2,500 $2,500 $2,125 9/19/2023

SOU 2022-258(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-259(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-260(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-261(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-262(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-263(SA) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-264(HMT) 1 $4,000 $4,000 $3,100 9/19/2023

SOU 2022-265(HMT) 4 $8,000 $8,000 $6,000 9/19/2023

SOU 2022-266(HMT) 2 $13,500 $13,500 $7,300 9/19/2023

SOU 2022-267(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-268(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-269(HMT) 2 $4,000 $4,000 $3,050 9/19/2023

SOU 2022-270(HMT) 1 $7,000 $7,000 $5,800 9/19/2023

SOU 2022-271(HMT) 1 $6,000 $6,000 $4,700 9/19/2023

SOU 2022-272(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-273(HSR) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-274(GC) 1 $5,000 $5,000 $4,100 9/19/2023

SOU 2022-275(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-276(HSR) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-277(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-278(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-279(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-280(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-281(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-282(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-283(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-284(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-285(SA) 1 $2,500 $2,500 $2,000 9/19/2023
79

SOU 2022-286(HMT) 1 $6,000 $6,000 $4,700 9/19/2023

SOU 2022-287(HMT) 2 $4,000 $0 $0 9/19/2023

1 $2,500 $2,500 $2,000 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

1 $2,500 $2,500 $1,875 9/19/2023

1 $2,500 $2,500 $1,950 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

1 $2,500 $2,500 $2,200 9/19/2023

SOU 2022-288(SA)

SOU 2022-289(SA)

SOU 2022-290(SA)

SOU 2022-291(FCS)

SOU 2022-292(LI)

SOU 2022-293(TS)

SOU 2022-294(FCS)

SOU 2022-295(FCS)

SOU 2022-296(SA)

SOU 2022-297(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-298(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-299(GC) 2 $10,000 $10,000 $8,200 9/19/2023

SOU 2022-300(GC) 3 $15,000 $15,000 $12,750 9/19/2023

SOU 2022-301(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-302(GC) 1 $5,000 $5,000 $4,100 9/19/2023

SOU 2022-303(HSR) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-304(SA) 1 $2,500 $2,500 $2,200 9/19/2023

SOU 2022-305(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-306(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-307(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-308(TS) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-309(TS) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-310(GC) 1 $2,500 $2,500 $2,050 9/19/2023

1 $5,000 $5,000 $4,250 9/19/2023

1 $2,500 $0 $0 9/19/2023

1 $5,000 $0 $0 9/19/2023

1 $5,000 $0 $0 9/19/2023

1 $2,500 $0 $0 9/19/2023

SOU 2022-311(GC)

SOU 2022-312(GC)

SOU 2022-313(GC)

SOU 2022-314(GC)

SOU 2022-315(GC)

SOU 2022-316(GC) 1 $2,500 $0 $0 9/19/2023

Case 

Terminated

Case 

Terminated

Case 

Terminated

Case 

Terminated

Case 

Terminated

Case 

Terminated
80

1 $2,500 $2,500 $2,125 9/19/2023

1 $2,500 $0 $0 9/19/2023

6 $30,000 $30,000 $25,500 9/19/2023

1 $3,000 $3,000 $1,500 9/19/2023

1 $2,500 $2,500 $1,875 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-317(SI)

SOU 2022-318(GC)

SOU 2022-319(TS)

SOU 2022-320(RW)

SOU 2022-321(AR)

SOU 2022-322(SA)

SOU 2022-323(GC) 1 $5,000 $5,000 $4,500 9/19/2023

SOU 2022-324(HMT) 1 $5,000 $5,000 $3,800 9/19/2023

SOU 2022-325(HMT) 1 $2,500 $0 $0 9/19/2023

SOU 2022-326(HMT) 1 $5,000 $5,000 $3,900 9/19/2023

SOU 2022-327(ROP) 1 $7,500 $7,500 $6,000 9/19/2023

SOU 2022-328(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-329(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-330(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-331(ROP) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-332(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-333(SA) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2022-334(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-335(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-336(ROP) 2 $4,000 $4,000 $3,000 9/19/2023

SOU 2022-337(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-338(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-339(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-340(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-341(SA) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2022-342(FCS) 4 $8,000 $8,000 $6,200 9/19/2023

SOU 2022-343(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-344(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-345(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-346(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-347(SA) 1 $2,500 $2,500 $2,000 9/19/2023

Case 

Terminated

Case 

Terminated
81

SOU 2022-348(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-349(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-350(SA) 1 $5,000 $5,000 $3,900 9/19/2023

SOU 2022-351(SA) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-352(SA) 1 $2,500 $2,500 $1,775 9/19/2023

SOU 2022-353(TS) 1 $5,000 $5,000 $4,150 9/19/2023

SOU 2022-354(ROP) 1 $7,500 $7,500 $6,000 9/19/2023

SOU 2022-355(TS) 2 $10,000 $10,000 $8,300 9/19/2023

SOU 2022-356(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-357(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-358(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-359(GC) 3 $15,000 $15,000 $12,750 9/19/2023

SOU 2022-360(HSR) 1 $1,000 $1,000 $980 9/19/2023

1 $2,500 $2,500 $2,000 9/19/2023

1 $5,000 $5,000 $4,000 9/19/2023

1 $5,000 $5,000 $4,100 9/19/2023

1 $2,500 $2,500 $1,950 9/19/2023

1 $2,500 $2,500 $1,875 9/19/2023

2 $2,000 $2,000 $1,960 9/19/2023

1 $5,000 $5,000 $3,500 9/19/2023

1 $2,500 $2,500 $2,050 9/19/2023

1 $2,500 $2,500 $1,950 9/19/2023

1 $7,500 $0 $0 9/19/2023

2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-361(GC)

SOU 2022-362(GC)

SOU 2022-363(GC)

SOU 2022-364(SA)

SOU 2022-365(SA)

SOU 2022-366(HS)

SOU 2022-367(SA)

SOU 2022-368(LI)

SOU 2022-369(FCS)

SOU 2022-370(TS)

SOU 2022-371(HS)

SOU 2022-372(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-373(ROP) 1 $9,500 $9,500 $7,600 9/19/2023

SOU 2022-374(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-375(SA) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-376(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-377(HMT) 1 $5,000 $5,000 $3,900 9/19/2023

SOU 2022-378(HMT) 1 $3,000 $3,000 $2,300 9/19/2023

Case 

Terminated
82

SOU 2022-379(HMT) 1 $2,000 $0 $0 9/19/2023

SOU 2022-380(HMT) 1 $4,000 $4,000 $3,000 9/19/2023

2 $13,500 $13,500 $10,550 9/19/2023

1 $2,500 $0 $0 9/19/2023

1 $2,000 $2,000 $1,700 9/19/2023

SOU 2022-381(HMT)

SOU 2022-382(RW)

SOU 2022-383(RW)

SOU 2022-384(SI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-385(HMT) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2022-386(HMT) 1 $3,000 $3,000 $2,500 9/19/2023

SOU 2022-387(HMT) 1 $3,000 $3,000 $2,500 9/19/2023

SOU 2022-388(HMT) 5 $19,000 $19,000 $14,800 9/19/2023

SOU 2022-389(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-390(LI) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-391(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-392(HMT) 2 $10,000 $10,000 $8,200 9/19/2023

SOU 2022-393(HMT) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-394(HMT) 1 $4,000 $4,000 $3,100 9/19/2023

SOU 2022-395(HMT) 1 $2,000 $2,000 $1,600 9/19/2023

SOU 2022-397(TS) 1 $2,500 $2,500 $2,050 9/19/2023

SOU 2022-398(TS) 1 $2,500 $2,500 $1,250 9/19/2023

SOU 2022-399(TS) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-400(TS) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-401(TS) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-402(TS) 1 $2,500 $2,500 $2,075 9/19/2023

SOU 2022-403(SA) 2 $10,000 $10,000 $7,500 9/19/2023

SOU 2022-404(TS) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-405(HSR) 1 $1,000 $1,000 $930 9/19/2023

SOU 2022-406(GC) 1 $1,000 $1,000 $976 9/19/2023

SOU 2022-407(GC) 1 $1,000 $1,000 $976 9/19/2023

SOU 2022-408(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-409(SA) 1 $2,500 $2,500 $1,775 9/19/2023

SOU 2022-410(SA) 1 $5,000 $5,000 $3,850 9/19/2023

Case 

Terminated

Case 

Terminated
83

SOU 2022-411(EQ) 1 $7,500 $7,500 $6,350 9/19/2023

SOU 2022-412(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-413(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-414(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-415(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-416(TS) 1 $2,500 $0 $0 9/29/2023 Case 

Terminated

SOU 2022-417(EQ) 1 $7,500 $7,500 $6,350 9/19/2023

SOU 2022-418(ROP) 1 $7,500 $7,500 $5,850 9/19/2023

SOU 2022-419(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-420(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-421(ROP) 1 $5,000 $5,000 $4,000 9/19/2023

SOU 2022-422(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-424(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-425(SA) 1 $2,500 $2,500 $1,775 9/19/2023

SOU 2022-426(TS) 1 $5,000 $5,000 $4,150 9/19/2023

SOU 2022-427(TS) 1 $1,000 $1,000 $976 9/19/2023

SOU 2022-428(GC) 1 $2,500 $2,500 $2,125 9/19/2023

SOU 2022-429(HSR) 3 $3,000 $3,000 $2,790 9/19/2023

SOU 2022-430(TS) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-431(ROP) 2 $4,000 $4,000 $3,000 9/19/2023

SOU 2022-432(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-433(TS) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-434(GC) 1 $1,000 $1,000 $976 9/19/2023

SOU 2022-435(RW) 1 $2,000 $2,000 $1,700 9/19/2023

SOU 2022-436(TS) 1 $2,500 $2,500 $2,050 9/19/2023

SOU 2022-437(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-438(SA) 2 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-439(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-440(SA) 3 $7,500 $7,500 $5,625 9/19/2023

SOU 2022-441(SA) 1 $2,500 $2,500 $1,875 9/19/2023
84

SOU 2022-442(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-443(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-444(CC) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-445(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-446(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-447(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-448(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-449(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-450(ROP) 1 $7,500 $7,500 $6,000 9/19/2023

SOU 2022-451(AR) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-452(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-453(HMT) 1 $2,000 $2,000 $1,600 9/19/2023

SOU 2022-454(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-455(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-456(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-457(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-458(LI) 1 $2,500 $2,500 $2,050 9/19/2023

SOU 2022-459(LI) 1 $2,500 $2,500 $1,750 9/19/2023

SOU 2022-460(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-461(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-462(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-463(SA) 1 $10,000 $10,000 $7,500 9/19/2023

SOU 2022-464(SA) 1 $7,500 $7,500 $6,750 9/19/2023

SOU 2022-465(HMT) 2 $12,500 $12,500 $10,300 9/19/2023

SOU 2022-466(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-467(GC) 1 $2,500 $2,500 $2,000 9/19/2023

SOU 2022-468(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-469(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-470(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-471(SA) 1 $10,000 $10,000 $7,700 9/19/2023

SOU 2022-472(ROP) 1 $9,500 $9,500 $8,075 9/19/2023
85

SOU 2022-473(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-474(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-475(AD) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-476(ROP) 1 $7,500 $7,500 $6,075 9/19/2023

SOU 2022-477(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-478(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2022-479(HS) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-480(HS) 1 $1,000 $1,000 $980 9/19/2023

SOU 2022-481(ROP) 1 $7,500 $7,500 $6,150 9/19/2023

SOU 2022-482(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-483(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-484(SA) 3 $15,000 $15,000 $11,250 9/19/2023

SOU 2022-485(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-486(ROP) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2022-487(ROP) 1 $9,500 $9,500 $7,600 9/19/2023

SOU 2022-488(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-489(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-490(ROP) 1 $7,500 $7,500 $6,600 9/19/2023

SOU 2022-491(GC) 1 $2,500 $2,500 $2,125 9/19/2023

SOU 2022-493(ROP) 1 $7,500 $7,500 $6,075 9/19/2023

SOU 2022-494(LI) 2 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-495(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-496(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-497(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-498(ROP) 1 $7,500 $7,500 $6,075 9/19/2023

SOU 2022-499(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2022-500(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-501(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-502(GC) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2022-503(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2022-504(SA) 1 $5,000 $5,000 $3,500 9/19/2023
86

SOU 2022-505(HMT) 1 $2,000 $2,000 $1,650 9/19/2023

SOU 2022-507(SA) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-508(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-509(HMT) 1 $4,000 $4,000 $3,200 9/19/2023

SOU 2022-510(RW) 1 $1,500 $1,500 $1,325 9/19/2023

SOU 2022-511(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-512(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-514(SA) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-515(SA) 2 $10,000 $10,000 $8,000 9/19/2023

SOU 2022-516(SA) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-517(TS) 1 $5,000 $5,000 $4,100 9/19/2023

SOU 2022-518(SA) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-519(SA) 1 $10,000 $10,000 $8,000 9/19/2023

SOU 2022-520(FCS) 1 $2,000 $2,000 $1,600 9/19/2023

SOU 2022-521(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-522(HMT) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-523(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2022-524(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2022-525(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-526(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-527(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-528(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-529(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-530(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-531(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-532(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-533(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-536(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2022-538(HMT) 2 $15,000 $15,000 $12,500 9/19/2023

SOU 2022-539(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-540(TS) 1 $5,000 $5,000 $4,250 9/19/2023
87

SOU 2022-541(HMT) 2 $12,500 $12,500 $9,900 9/19/2023

SOU 2022-542(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-543(HS) 2 $2,000 $2,000 $1,960 9/19/2023

SOU 2022-544(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-546(SA) 1 $15,000 $15,000 $13,500 9/19/2023

SOU 2022-547(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2022-548(HMT) 1 $7,500 $7,500 $6,100 9/19/2023

SOU 2022-550(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-551(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-552(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-554(LI) 1 $2,500 $2,500 $1,975 9/19/2023

SOU 2022-555(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-556(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2022-557(HS) 3 $3,000 $3,000 $2,940 9/19/2023

SOU 2022-558(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-559(LI) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2022-560(ROP) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2022-561(FCS) 1 $5,000 $5,000 $3,900 9/19/2023

SOU 2022-562(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-563(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2022-564(ROP) 1 $9,500 $9,500 $8,075 9/19/2023

SOU 2022-565(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-566(TS) 1 $1,000 $1,000 $976 9/19/2023

SOU 2022-567(TS) 1 $5,000 $5,000 $4,750 9/19/2023

SOU 2022-568(HMT) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2022-569(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-570(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-571(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-572(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-573(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-574(AR) 1 $2,500 $2,500 $1,875 9/19/2023
88

SOU 2022-575(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-576(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-577(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-578(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-579(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-580(TS) 1 $5,000 $5,000 $4,150 9/19/2023

SOU 2022-581(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-582(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2022-583(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-584(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2022-586(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-001(RW) 1 $2,000 $2,000 $1,700 9/19/2023

SOU 2023-002(GC) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2023-003(LI) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2023-004(SA) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2023-005(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2023-006(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-007(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-008(SA) 1 $2,500 $2,500 $1,775 9/19/2023

SOU 2023-009(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-010(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-011(SA) 1 $5,000 $5,000 $3,850 9/19/2023

SOU 2023-012(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-013(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-014(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-015(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-016(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-017(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-018(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-020(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-021(ROP) 1 $7,500 $7,500 $6,375 9/19/2023
89

SOU 2023-022(SA) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2023-023(HS) 2 $4,000 $4,000 $3,100 9/19/2023

SOU 2023-024(ROR) 1 $9,500 $9,500 $7,750 9/19/2023

SOU 2023-026(SA) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-027(ROP) 1 $15,000 $15,000 $13,500 9/19/2023

SOU 2023-028(FCS) 1 $2,000 $2,000 $1,600 9/19/2023

SOU 2023-029(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2023-030(GC) 1 $5,000 $5,000 $4,500 9/19/2023

SOU 2023-031(HMT) 6 $15,000 $15,000 $11,400 9/19/2023

SOU 2023-032(ROR) 1 $9,500 $9,500 $7,750 9/19/2023

SOU 2023-033(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-034(AR) 1 $2,500 $0 $0 9/19/2023

SOU 2023-035(HMT) 1 $6,000 $6,000 $5,000 9/19/2023

SOU 2023-036(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-037(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-038(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-039(FCS) 1 $2,500 $2,500 $2,050 9/19/2023

SOU 2023-040(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-041(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2023-042(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-043(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-044(SA) 1 $5,000 $5,000 $3,650 9/19/2023

SOU 2023-045(ROP) 1 $7,500 $7,500 $6,225 9/19/2023

SOU 2023-046(SA) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-047(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-048(ROP) 1 $9,500 $5,000 $4,250 9/19/2023 Terminated 

Violations: 1

SOU 2023-049(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-050(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-051(TS) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2023-052(SA) 1 $5,000 $5,000 $3,650 9/19/2023

Case 

Terminated
90

SOU 2023-053(TS) 1 $5,000 $5,000 $4,250 9/19/2023

SOU 2023-054(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2023-055(FCS) 1 $2,500 $2,500 $1,950 9/19/2023

SOU 2023-056(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2023-057(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2023-058(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-059(SI) 1 $1,000 $1,000 $976 9/19/2023

SOU 2023-060(HMT) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2023-061(GC) 1 $2,000 $2,000 $1,600 9/19/2023

SOU 2023-062(LI) 1 $2,500 $2,500 $1,775 9/19/2023

SOU 2023-063(FCS) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2023-064(SA) 1 $2,500 $2,500 $1,925 9/19/2023

SOU 2023-065(SA) 2 $10,000 $10,000 $7,000 9/19/2023

SOU 2023-066(EQ) 2 $15,000 $15,000 $12,700 9/19/2023

SOU 2023-067(SA) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-068(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-069(LI) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-072(SA) 1 $2,500 $2,500 $1,825 9/19/2023

SOU 2023-073(HMT) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2023-075(ROP) 1 $9,500 $5,000 $4,250 9/19/2023 Terminated 

Violations: 1

SOU 2023-076(LI) 1 $5,000 $5,000 $3,500 9/19/2023

SOU 2023-077(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-079(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-080(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-081(AR) 1 $2,500 $2,500 $1,875 9/19/2023

SOU 2023-084(AD) 1 $2,000 $2,000 $1,450 9/19/2023

SOU 2023-085(ROP) 1 $2,000 $2,000 $1,500 9/19/2023

SOU 2023-087(SA) 1 $5,000 $5,000 $3,750 9/19/2023

SOU 2023-088(SA) 2 $10,000 $10,000 $7,500 9/19/2023

SOU 2023-089(SA) 2 $10,000 $10,000 $8,000 9/19/2023
91

ST 2022-009(SA) 1 $5,000 $5,000 $3,700 9/27/2023

ST 2022-010(ROP) 1 $9,500 $9,500 $7,100 9/27/2023

ST 2022-011(RW) 1 $2,000 $2,000 $1,500 9/27/2023

ST 2022-012(ROP) 1 $5,000 $5,000 $3,700 9/27/2023

ST 2022-013(CC) 1 $2,500 $2,500 $1,950 9/27/2023

ST 2023-001(AD) 2 $10,000 $10,000 $7,700 9/27/2023

SW 2017-001(AD) 1 $5,000 $0 $0 6/21/2023 Case 

Terminated

SW 2018-001(LI) 1 $2,500 $0 $0 6/21/2023 Case 

Terminated

SW 2018-002(SA) 1 $2,500 $0 $0 6/21/2023 Case 

Terminated

SW 2018-003(AD) 1 $2,500 $0 $0 6/21/2023 Case 

Terminated

SW 2018-004(AD) 1 $2,500 $2,500 $1,500 6/21/2023

SW 2020-002(TS) 1 $5,000 $5,000 $3,400 6/21/2023

SW 2021-001(ROP) 1 $5,000 $5,000 $3,600 6/21/2023

SW 2023-001(SA) 1 $5,000 $5,000 $3,600 6/21/2023

TKEN 2022-001(TS) 1 $5,000 $5,000 $3,250 1/11/2023

TPW 2022-001(FCS) 1 $5,000 $5,000 $3,400 9/25/2023

TPW 2023-001(SA) 1 $5,000 $5,000 $3,400 9/25/2023

TPW 2023-002(SA) 1 $2,500 $2,500 $1,700 9/25/2023

TRIC 2016-001(GC) 1 $2,500 $0 $0 4/21/2023 Case 

Terminated

TSRR 2019-001(GC) 1 $5,000 $5,000 $4,500 2/21/2023

TSRR 2021-001(GC) 1 $1,000 $1,000 $919 2/21/2023

TTXJ 2022-001(FCS) 1 $2,500 $2,500 $2,500 12/16/2022

TXN 2022-001(ROP) 1 $7,500 $7,500 $5,400 9/18/2023

TXN 2022-002(TS) 6 $17,500 $17,500 $14,000 9/18/2023

TXN 2023-001(TS) 2 $10,000 $10,000 $8,000 9/18/2023

UCRY 2021-001(TS) 1 $5,000 $5,000 $3,750 2/21/2023

UP 2019-127(GC) 1 $2,500 $2,500 $1,700 9/28/2023

UP 2020-1000(SA) 1 $5,000 $5,000 $3,800 9/28/2023
92

UP 2020-1006(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1007(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1012(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1016(SA) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2020-1021(SA) 1 $10,000 $10,000 $6,100 9/28/2023

UP 2020-1025(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-103(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-1055(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1059(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1065(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1069(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-107(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-1070(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1074(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1079(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1080(SA) 1 $2,500 $2,500 $2,000 9/28/2023

UP 2020-1085(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1095(SA) 1 $2,500 $2,500 $1,731 9/28/2023

UP 2020-1099(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1100(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1113(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1123(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1131(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1135(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1136(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1149(SA) 2 $5,000 $5,000 $3,500 9/28/2023

UP 2020-115(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-1150(SA) 1 $2,500 $2,500 $2,000 9/28/2023

UP 2020-1179(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1183(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1192(SA) 1 $2,500 $2,500 $1,900 9/28/2023
93

UP 2020-1197(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-120(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-1203(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1207(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1208(SA) 1 $5,000 $5,000 $4,000 9/28/2023

UP 2020-121(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-1212(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-1213(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1217(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-1220(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-131(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-139(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-147(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-149(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-165(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-167(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-169(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-170(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-177(SA) 1 $2,500 $2,500 $1,950 9/28/2023

UP 2020-179(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-198(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-203(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-210(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-213(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-215(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-220(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-225(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-230(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2020-233(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2020-235(TH) 1 $5,000 $5,000 $3,750 9/28/2023

UP 2020-237(HMT) 1 $2,000 $2,000 $1,520 9/28/2023
94

UP 2020-238(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-252(ROR) 1 $9,500 $9,500 $6,650 9/28/2023

UP 2020-253(ROR) 1 $7,500 $7,500 $5,250 9/28/2023

UP 2020-263(ROR) 1 $9,500 $9,500 $6,650 9/28/2023

UP 2020-267(LI) 1 $1,500 $1,500 $1,140 9/28/2023

UP 2020-268(LI) 1 $1,500 $1,500 $1,140 9/28/2023

UP 2020-282(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2020-283(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-311(SA) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2020-316(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-321(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-326(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-330(LI) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2020-331(LI) 1 $1,000 $1,000 $892 9/28/2023

UP 2020-335(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2020-336(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2020-340(SA) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2020-342(SA) 1 $5,000 $5,000 $3,672 9/28/2023

UP 2020-344(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2020-345(FCS) 1 $2,500 $2,500 $1,550 9/28/2023

UP 2020-347(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2020-533(HS) 1 $1,000 $1,000 $892 9/28/2023

UP 2020-593(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-1001(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-1005(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2021-1007(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-1011(HS) 1 $1,000 $1,000 $919 9/28/2023

UP 2021-1017(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-1021(SA) 1 $2,500 $2,500 $2,250 9/28/2023

UP 2021-1025(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-1029(FCS) 1 $2,500 $2,500 $1,625 9/28/2023
95

UP 2021-1031(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2021-1035(HS) 2 $2,000 $2,000 $1,838 9/28/2023

UP 2021-1039(HS) 2 $2,000 $2,000 $1,838 9/28/2023

UP 2021-1043(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2021-1045(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-1049(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-1051(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2021-1053(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-1057(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-1059(FCS) 1 $5,000 $5,000 $3,000 9/28/2023

UP 2021-1061(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-1065(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2021-255(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2021-257(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2021-521(ROP) 13 $26,000 $26,000 $15,000 9/28/2023

UP 2021-525(HS) 1 $1,000 $1,000 $919 9/28/2023

UP 2021-545(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2021-607(SA) 1 $5,000 $5,000 $3,900 9/28/2023

UP 2021-609(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2021-642(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-644(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-653(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2021-658(LI) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2021-663(AR) 1 $2,500 $2,500 $1,950 9/28/2023

UP 2021-664(AR) 1 $2,500 $2,500 $1,950 9/28/2023

UP 2021-668(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2021-700(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2021-702(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-704(EP) 1 $1,000 $1,000 $919 9/28/2023

UP 2021-707(LI) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2021-713(TS) 1 $5,000 $5,000 $3,800 9/28/2023
96

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,000 $2,000 $1,520 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

2 $10,000 $10,000 $7,550 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

1 $5,000 $5,000 $3,900 9/28/2023

1 $5,000 $5,000 $3,775 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $9,500 $9,500 $7,220 9/28/2023

1 $5,000 $5,000 $3,660 9/28/2023

2 $2,000 $2,000 $1,838 9/28/2023

1 $5,000 $5,000 $4,500 9/28/2023

1 $5,000 $5,000 $3,900 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

2 $2,000 $2,000 $1,838 9/28/2023

1 $5,000 $5,000 $3,775 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

2 $2,000 $2,000 $1,838 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,250 9/28/2023

2 $4,000 $4,000 $3,040 9/28/2023

2 $4,000 $4,000 $3,040 9/28/2023

UP 2021-717(SA)

UP 2021-721(SA)

UP 2021-729(LI)

UP 2021-733(TS)

UP 2021-737(TS)

UP 2021-740(GC)

UP 2021-744(SA)

UP 2021-748(ROP)

UP 2021-752(SA)

UP 2021-756(SI)

UP 2021-760(SA)

UP 2021-764(GC)

UP 2021-768(GC)

UP 2021-772(LI)

UP 2021-776(ROR)

UP 2021-780(SI)

UP 2021-784(HS)

UP 2021-788(SA)

UP 2021-792(SA)

UP 2021-796(HSR)

UP 2021-800(HS)

UP 2021-804(EQ)

UP 2021-808(SA)

UP 2021-812(SA)

UP 2021-816(HS)

UP 2021-820(SA)

UP 2021-824(SA)

UP 2021-828(FCS)

UP 2021-832(HS)

UP 2021-836(HS)

UP 2021-840(HS) 2 $2,000 $2,000 $1,838 9/28/2023

Case 

Terminated
97

UP 2021-844(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-852(HS) 2 $2,000 $2,000 $1,838 9/28/2023

UP 2021-856(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-860(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2021-864(SA) 1 $5,000 $5,000 $3,900 9/28/2023

UP 2021-868(HSR) 1 $2,000 $2,000 $1,838 9/28/2023

UP 2021-876(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-880(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-884(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-888(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2021-892(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2021-901(SA) 1 $5,000 $5,000 $3,900 9/28/2023

UP 2021-905(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-921(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-925(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-929(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-944(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2021-948(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2021-955(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-959(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-965(TS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-967(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2021-969(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-973(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2021-975(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2021-979(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-985(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2021-993(SA) 1 $2,500 $2,500 $1,950 9/28/2023

UP 2021-997(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-001(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-004(SA) 1 $5,000 $5,000 $3,800 9/28/2023
98

UP 2022-006(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-009(HMT) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-013(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-015(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-017(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-019(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-021(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-023(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-025(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-027(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-029(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-031(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-033(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-037(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-039(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-041(ROR) 2 $19,000 $19,000 $12,500 9/28/2023

UP 2022-043(HS) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-045(TS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-047(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-049(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-051(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-053(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-055(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-057(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-059(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-061(SA) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2022-063(HS) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-065(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-067(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-069(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-071(LI) 1 $2,500 $2,500 $1,900 9/28/2023
99

UP 2022-073(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-075(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-077(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-079(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-081(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-083(HS) 3 $6,000 $6,000 $4,550 9/28/2023

UP 2022-087(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-089(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-091(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-095(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-097(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-099(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-1001(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1002(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1003(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1004(HMT) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1006(EQ) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-1008(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-1009(REM) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-101(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1011(HMT) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1012(HS) 2 $2,000 $2,000 $1,838 9/28/2023

UP 2022-1013(HS) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-1014(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1016(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1017(HS) 3 $3,000 $3,000 $2,928 9/28/2023

UP 2022-1018(HS) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-1019(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-1020(HS) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-1021(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-1022(HS) 2 $2,000 $2,000 $1,952 9/28/2023
100

2 $4,000 $4,000 $3,040 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $7,500 $7,500 $5,700 9/28/2023

1 $7,500 $0 $0 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

2 $4,000 $4,000 $3,040 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-1023(HS)

UP 2022-1024(HS)

UP 2022-1026(SA)

UP 2022-1027(SA)

UP 2022-1028(ROP)

UP 2022-1029(ROP)

UP 2022-103(SA)

UP 2022-1030(HS)

UP 2022-1031(HS)

UP 2022-1032(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1033(HMT) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-1034(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-1036(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1037(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1038(HS) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-1039(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-1041(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1042(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1043(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1044(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1046(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-1047(LI) 1 $2,500 $2,500 $1,900 9/28/2023

2 $4,000 $4,000 $3,040 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $2,000 $2,000 $1,520 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1048(HS)

UP 2022-1049(HS)

UP 2022-1050(HS)

UP 2022-1051(SA)

UP 2022-1052(SA)

UP 2022-1053(SA)

UP 2022-1054(SA)

UP 2022-1056(SA)

UP 2022-1057(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

Case 

Terminated
101

UP 2022-1059(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1060(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-1061(HS) 2 $4,000 $4,000 $3,904 9/28/2023

UP 2022-1062(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1063(HS) 2 $4,000 $4,000 $3,904 9/28/2023

UP 2022-1064(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1065(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1066(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1067(RSP) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-1069(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1070(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1071(HS) 3 $3,000 $3,000 $2,928 9/28/2023

UP 2022-1072(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-1074(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1075(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1076(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1077(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1079(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1080(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1081(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1082(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1084(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1085(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1086(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1087(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1089(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-109(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-1090(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-1091(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-111(HSR) 1 $2,000 $2,000 $1,952 9/28/2023

UP 2022-113(SA) 1 $2,500 $2,500 $1,900 9/28/2023
102

UP 2022-115(SA) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2022-117(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-119(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-121(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-123(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-125(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-127(EP) 1 $2,000 $2,000 $1,300 9/28/2023

UP 2022-129(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-131(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-133(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-135(LI) 1 $2,000 $2,000 $1,440 9/28/2023

UP 2022-137(LI) 3 $3,000 $3,000 $2,280 9/28/2023

UP 2022-139(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-141(SA) 4 $20,000 $20,000 $15,200 9/28/2023

UP 2022-143(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-145(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-147(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-149(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-151(LI) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-153(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-155(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-157(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-159(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-161(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-163(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-165(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-167(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-168(TH) 1 $5,000 $5,000 $3,750 9/28/2023

UP 2022-169(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-171(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-173(FCS) 1 $2,500 $2,500 $1,625 9/28/2023
103

UP 2022-175(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-177(SA) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2022-179(FCS) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-181(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-183(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-185(HMT) 1 $4,000 $4,000 $3,040 9/28/2023

UP 2022-187(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-189(TS) 3 $10,000 $10,000 $7,600 9/28/2023

UP 2022-190(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-192(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-194(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-196(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-198(SA) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2022-200(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-202(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-205(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-207(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-209(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-211(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-215(SA) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2022-217(HMT) 1 $1,000 $1,000 $760 9/28/2023

UP 2022-219(TS) 4 $20,000 $20,000 $15,200 9/28/2023

UP 2022-221(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-223(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-225(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-227(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-229(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-231(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-233(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-235(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-237(FCS) 1 $2,500 $2,500 $1,900 9/28/2023
104

UP 2022-239(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-242(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-244(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-246(TS) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2022-248(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-252(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-254(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-256(HSR) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-258(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-260(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-262(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-264(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-268(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-270(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-272(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-274(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-276(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-278(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-280(TS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-282(RW) 1 $1,500 $1,500 $1,140 9/28/2023

UP 2022-284(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-286(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-288(LI) 1 $1,500 $1,500 $1,140 9/28/2023

UP 2022-292(HS) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-294(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-296(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-297(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-298(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-300(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-302(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-304(SA) 1 $2,500 $2,500 $1,900 9/28/2023
105

UP 2022-306(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-308(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-310(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-311(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-312(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-314(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-316(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-318(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-320(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-322(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-324(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-328(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-330(ROP) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-332(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-336(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-338(SA) 15 $75,000 $75,000 $45,000 9/28/2023

UP 2022-340(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-342(SA) 1 $5,000 $5,000 $3,500 9/28/2023

UP 2022-344(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-346(HMT) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2022-348(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-350(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-352(HS) 3 $3,000 $3,000 $2,928 9/28/2023

UP 2022-354(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-357(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-359(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-361(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-363(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-364(HMT) 1 $1,000 $1,000 $760 9/28/2023

UP 2022-365(HMT) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-366(HMT) 2 $13,500 $13,500 $10,260 9/28/2023
106

UP 2022-367(HMT) 3 $14,000 $14,000 $10,640 9/28/2023

UP 2022-368(HMT) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-369(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-370(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-371(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-372(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-373(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-374(HMT) 2 $11,000 $6,000 $6,000 9/28/2023

UP 2022-375(HMT) 2 $8,000 $8,000 $6,080 9/28/2023

UP 2022-376(HMT) 2 $8,000 $8,000 $6,080 9/28/2023

UP 2022-377(HMT) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-378(HMT) 2 $11,000 $6,000 $6,000 9/28/2023

UP 2022-379(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-380(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-381(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-382(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-383(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-384(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-385(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-386(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-387(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-388(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-389(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-390(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-391(SA) 1 $5,000 $5,000 $3,500 9/28/2023

UP 2022-392(SA) 1 $5,000 $5,000 $3,500 9/28/2023

UP 2022-393(GC) 1 $5,000 $5,000 $4,000 9/28/2023

UP 2022-394(SI) 1 $5,000 $5,000 $3,660 9/28/2023

UP 2022-395(GC) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-396(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-397(GC) 1 $2,500 $2,500 $1,900 9/28/2023
107

UP 2022-398(SI) 1 $5,000 $5,000 $3,900 9/28/2023

UP 2022-399(SI) 1 $5,000 $5,000 $3,900 9/28/2023

UP 2022-400(SI) 1 $5,000 $5,000 $3,900 9/28/2023

UP 2022-401(ROP) 1 $7,500 $7,500 $4,000 9/28/2023

UP 2022-402(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-403(HMT) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-404(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-405(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-406(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-407(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-408(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-409(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-410(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-411(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-412(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-413(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-414(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-415(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-416(HS) 3 $3,000 $3,000 $2,928 9/28/2023

UP 2022-417(LI) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-419(HS) 3 $3,000 $3,000 $2,928 9/28/2023

UP 2022-420(HSR) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-421(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-422(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-423(RW) 1 $3,000 $3,000 $2,280 9/28/2023

UP 2022-424(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-425(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-426(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-427(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-428(REM) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-429(HS) 2 $2,000 $2,000 $1,952 9/28/2023
108

UP 2022-430(ROP) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-431(HMT) 1 $4,000 $4,000 $3,040 9/28/2023

UP 2022-432(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-433(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-434(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-435(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-436(HMT) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-437(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-438(HS) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-439(RSP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-440(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-441(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-442(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-443(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-444(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-445(TS) 1 $7,000 $7,000 $5,320 9/28/2023

UP 2022-446(RMM) 1 $3,000 $3,000 $2,000 9/28/2023

UP 2022-447(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-448(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-449(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-450(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-451(LI) 1 $1,000 $1,000 $919 9/28/2023

UP 2022-452(LI) 1 $1,000 $1,000 $919 9/28/2023

UP 2022-453(LI) 1 $1,000 $1,000 $919 9/28/2023

UP 2022-454(LI) 1 $1,000 $1,000 $919 9/28/2023

UP 2022-455(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-456(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-457(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-458(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-459(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-460(FCS) 3 $7,500 $7,500 $5,665 9/28/2023
109

UP 2022-461(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-462(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-463(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-464(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-465(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-466(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-467(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-468(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-469(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-470(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-471(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-472(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-473(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-474(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-475(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-476(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-477(LI) 1 $1,000 $1,000 $919 9/28/2023

UP 2022-478(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-479(SA) 1 $2,500 $2,500 $1,350 9/28/2023

UP 2022-480(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-481(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-482(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-483(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-484(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-485(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-486(ROP) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-487(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-488(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-489(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-490(FCS) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-491(SA) 1 $5,000 $5,000 $3,800 9/28/2023
110

UP 2022-492(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-493(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-494(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-495(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-496(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-497(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-498(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-499(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-500(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-501(HS) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-502(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-503(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-504(FCS) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2022-505(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-506(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-507(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-508(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-509(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-510(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-511(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-512(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-513(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-514(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-515(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-516(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-517(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-518(FCS) 6 $15,000 $15,000 $11,400 9/28/2023

UP 2022-519(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-520(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-521(ROP) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-522(SA) 1 $5,000 $5,000 $3,800 9/28/2023
111

UP 2022-523(RW) 1 $3,000 $3,000 $2,280 9/28/2023

UP 2022-524(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-525(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-526(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-527(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-528(EP) 5 $5,000 $5,000 $4,595 9/28/2023

UP 2022-529(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-530(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-531(ROP) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-532(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-533(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-534(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-535(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-536(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-537(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-538(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-539(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-540(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-541(SA) 5 $25,000 $25,000 $19,000 9/28/2023

UP 2022-542(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-543(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-544(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-545(SA) 5 $25,000 $25,000 $19,000 9/28/2023

UP 2022-546(LI) 1 $2,000 $2,000 $1,300 9/28/2023

UP 2022-547(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-548(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-549(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-550(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-551(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-552(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-553(SA) 1 $5,000 $5,000 $3,800 9/28/2023
112

UP 2022-554(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-555(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-556(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-557(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-558(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-559(SA) 1 $2,500 $2,500 $1,350 9/28/2023

UP 2022-560(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-561(LI) 1 $2,000 $2,000 $1,300 9/28/2023

UP 2022-562(LI) 1 $2,000 $2,000 $1,300 9/28/2023

UP 2022-563(LI) 1 $2,000 $2,000 $1,300 9/28/2023

UP 2022-564(LI) 1 $2,000 $2,000 $1,300 9/28/2023

UP 2022-565(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-566(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-567(LI) 1 $2,500 $2,500 $1,550 9/28/2023

UP 2022-568(LI) 1 $2,500 $2,500 $1,550 9/28/2023

UP 2022-569(LI) 1 $2,500 $2,500 $1,550 9/28/2023

UP 2022-570(LI) 1 $2,500 $2,500 $1,550 9/28/2023

UP 2022-571(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-572(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-573(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-574(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-575(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-576(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-577(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-578(HMT) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-579(HMT) 1 $1,000 $1,000 $760 9/28/2023

UP 2022-580(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-581(FCS) 1 $5,000 $5,000 $3,250 9/28/2023

UP 2022-582(EP) 2 $2,000 $2,000 $1,838 9/28/2023

UP 2022-583(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-584(SA) 1 $2,500 $2,500 $1,900 9/28/2023
113

UP 2022-585(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-586(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-587(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-588(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-589(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-590(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-591(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-592(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-593(FCS) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2022-594(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-595(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-596(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-597(LI) 1 $1,000 $1,000 $919 9/28/2023

UP 2022-598(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-600(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-601(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-602(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-603(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-604(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-605(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-606(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-607(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-608(HS) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-609(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-610(HSR) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-611(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-612(CC) 1 $7,500 $7,500 $5,665 9/28/2023

UP 2022-613(EQ) 3 $15,000 $7,500 $7,500 9/28/2023 Terminated 

Violations: 1

UP 2022-614(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-615(FCS) 1 $5,000 $5,000 $3,800 9/28/2023
114

UP 2022-616(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-617(SI) 1 $5,000 $5,000 $3,660 9/28/2023

UP 2022-618(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-619(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-620(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-621(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-622(HMT) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-623(HMT) 4 $10,500 $10,500 $7,980 9/28/2023

UP 2022-624(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-625(HMT) 2 $11,500 $11,500 $8,740 9/28/2023

UP 2022-626(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-627(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-628(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-629(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-630(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-631(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-632(HMT) 1 $6,000 $6,000 $4,560 9/28/2023

UP 2022-633(HMT) 6 $34,000 $34,000 $25,840 9/28/2023

UP 2022-634(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-635(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-636(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-637(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-638(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-639(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-640(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-641(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-642(RW) 1 $3,000 $3,000 $2,400 9/28/2023

UP 2022-643(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-644(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-645(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-646(SA) 1 $5,000 $5,000 $3,800 9/28/2023
115

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,625 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,625 9/28/2023

2 $10,000 $10,000 $7,600 9/28/2023

1 $1,000 $1,000 $919 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,000 $2,000 $1,520 9/28/2023

1 $4,000 $4,000 $3,040 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $7,500 $7,500 $5,700 9/28/2023

1 $7,500 $0 $0 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-647(SA)

UP 2022-648(SA)

UP 2022-649(SA)

UP 2022-651(LI)

UP 2022-652(SA)

UP 2022-653(LI)

UP 2022-654(SA)

UP 2022-655(LI)

UP 2022-656(HMT)

UP 2022-657(SA)

UP 2022-658(SA)

UP 2022-659(SA)

UP 2022-660(SA)

UP 2022-661(SA)

UP 2022-662(SA)

UP 2022-663(SA)

UP 2022-664(FCS)

UP 2022-665(SA)

UP 2022-666(SA)

UP 2022-667(SA)

UP 2022-668(SA)

UP 2022-669(SA)

UP 2022-670(HMT)

UP 2022-671(HMT)

UP 2022-672(EQ)

UP 2022-673(ROP)

UP 2022-674(ROP)

UP 2022-675(SA)

UP 2022-676(HS)

UP 2022-677(HS)

UP 2022-678(HS) 2 $2,000 $2,000 $1,952 9/28/2023

Case 

Terminated
116

2 $4,000 $4,000 $3,904 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $2,500 $2,500 $1,625 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $1,000 $1,000 $750 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $15,000 $15,000 $11,460 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $4,000 $4,000 $3,904 9/28/2023

1 $2,000 $2,000 $1,500 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $5,500 $5,500 $3,575 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $7,500 $7,500 $5,700 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,625 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-679(HS)

UP 2022-680(HS)

UP 2022-681(HS)

UP 2022-682(HS)

UP 2022-684(LI)

UP 2022-685(HS)

UP 2022-686(SA)

UP 2022-688(HMT)

UP 2022-689(SA)

UP 2022-690(GC)

UP 2022-691(GC)

UP 2022-693(SI)

UP 2022-694(HS)

UP 2022-695(HSR)

UP 2022-696(HS)

UP 2022-697(RW)

UP 2022-698(SA)

UP 2022-699(HS)

UP 2022-700(RSP)

UP 2022-702(HS)

UP 2022-703(HS)

UP 2022-704(ROP)

UP 2022-705(HS)

UP 2022-706(HS)

UP 2022-707(HS)

UP 2022-708(SA)

UP 2022-709(SA)

UP 2022-710(LI)

UP 2022-711(HS)

UP 2022-712(ROP)

UP 2022-713(LI) 1 $2,500 $2,500 $1,625 9/28/2023

Case 

Terminated
117

UP 2022-714(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-715(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-716(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-717(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-718(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2022-719(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-720(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2022-721(GC) 1 $5,000 $5,000 $4,000 9/28/2023

UP 2022-722(SI) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-723(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-724(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-725(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-727(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-728(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-729(HMT) 1 $6,000 $6,000 $4,560 9/28/2023

UP 2022-730(TS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-732(TS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-733(RW) 4 $9,000 $9,000 $6,795 9/28/2023

UP 2022-734(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-735(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-737(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-738(LI) 1 $2,500 $2,500 $2,125 9/28/2023

UP 2022-739(LI) 1 $2,500 $2,500 $2,125 9/28/2023

UP 2022-740(LI) 1 $2,500 $2,500 $2,125 9/28/2023

UP 2022-742(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-743(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-744(LI) 1 $2,500 $2,500 $1,550 9/28/2023

UP 2022-745(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-747(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-748(LI) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-749(ROP) 1 $9,500 $9,500 $7,220 9/28/2023
118

UP 2022-750(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-752(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-753(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-754(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-756(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-757(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-759(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-761(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-762(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-763(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-764(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-766(TH) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-767(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-768(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-769(HMT) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-771(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-772(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-773(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-774(ROP) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-775(HS) 2 $4,000 $4,000 $3,904 9/28/2023

UP 2022-776(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-777(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-778(HS) 3 $3,000 $3,000 $2,928 9/28/2023

UP 2022-779(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-781(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-782(LI) 1 $2,500 $2,500 $1,625 9/28/2023

UP 2022-783(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-784(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-786(LI) 1 $1,500 $1,500 $1,000 9/28/2023

UP 2022-787(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-788(HS) 2 $2,000 $2,000 $1,952 9/28/2023
119

2 $2,000 $2,000 $1,952 9/28/2023

1 $2,000 $2,000 $976 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

2 $2,000 $0 $0 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

2 $10,000 $10,000 $7,600 9/28/2023

2 $4,000 $4,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

3 $3,000 $3,000 $2,928 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

2 $4,000 $4,000 $1,952 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $4,000 $4,000 $3,040 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,000 $2,000 $1,520 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-789(HS)

UP 2022-790(HS)

UP 2022-791(SA)

UP 2022-792(SA)

UP 2022-793(SA)

UP 2022-794(HS)

UP 2022-796(SA)

UP 2022-797(SA)

UP 2022-798(SA)

UP 2022-799(SA)

UP 2022-800(HS)

UP 2022-801(HS)

UP 2022-802(HS)

UP 2022-803(HS)

UP 2022-804(HSR)

UP 2022-805(HS)

UP 2022-806(HS)

UP 2022-807(SA)

UP 2022-808(HMT)

UP 2022-809(SA)

UP 2022-811(SA)

UP 2022-812(SA)

UP 2022-813(ROP)

UP 2022-814(LI)

UP 2022-816(SA)

UP 2022-817(SA)

UP 2022-818(TS)

UP 2022-819(LI)

UP 2022-821(SA)

UP 2022-822(SA)

UP 2022-823(LI) 1 $2,000 $2,000 $1,520 9/28/2023

Case 

Terminated
120

UP 2022-824(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-826(SA) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-827(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-828(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-829(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-831(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-832(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-833(HMT) 1 $8,000 $8,000 $6,080 9/28/2023

UP 2022-834(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-836(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-837(LI) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-838(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-839(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-841(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-842(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-843(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-844(LI) 2 $3,000 $3,000 $2,280 9/28/2023

UP 2022-846(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-847(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-848(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-849(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-851(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-852(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-853(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-854(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-856(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-857(HMT) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-858(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-859(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-861(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-862(SA) 1 $2,500 $2,500 $1,900 9/28/2023
121

UP 2022-863(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-864(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-866(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-867(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-868(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-869(SA) 1 $2,500 $2,500 $1,925 9/28/2023

UP 2022-871(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-872(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-873(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-874(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-875(HS) 2 $4,000 $4,000 $1,952 9/28/2023

UP 2022-876(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-877(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-878(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-879(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-881(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-882(LI) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-883(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-884(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-886(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-887(SA) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2022-888(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-889(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-891(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-892(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-893(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-894(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-896(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-897(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-898(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-899(SA) 1 $5,000 $5,000 $3,800 9/28/2023
122

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $2,000 $0 $0 9/28/2023

1 $7,500 $7,500 $5,700 9/28/2023

2 $2,000 $2,000 $1,952 9/28/2023

2 $4,000 $4,000 $1,952 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,000 $2,000 $1,520 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

3 $7,500 $7,500 $5,700 9/28/2023

5 $12,500 $12,500 $9,500 9/28/2023

8 $20,000 $20,000 $15,200 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $1,000 $1,000 $976 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-901(SA)

UP 2022-902(FCS)

UP 2022-903(SA)

UP 2022-904(EP)

UP 2022-906(HS)

UP 2022-907(HS)

UP 2022-908(ROP)

UP 2022-909(HS)

UP 2022-910(HS)

UP 2022-911(SA)

UP 2022-912(FCS)

UP 2022-913(LI)

UP 2022-914(SA)

UP 2022-916(SA)

UP 2022-917(ROP)

UP 2022-918(SA)

UP 2022-919(LI)

UP 2022-921(FCS)

UP 2022-922(HMT)

UP 2022-923(HMT)

UP 2022-924(HMT)

UP 2022-926(EP)

UP 2022-927(EP)

UP 2022-928(FCS)

UP 2022-929(SA)

UP 2022-931(LI)

UP 2022-932(SA)

UP 2022-933(EP)

UP 2022-934(SA)

UP 2022-936(SA)

UP 2022-937(SA) 2 $5,000 $5,000 $3,800 9/28/2023

Case 

Terminated
123

UP 2022-938(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-939(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-941(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-942(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-943(HMT) 1 $7,000 $7,000 $5,320 9/28/2023

UP 2022-944(HMT) 1 $6,000 $6,000 $4,560 9/28/2023

UP 2022-946(TS) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-947(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-948(TS) 4 $20,000 $20,000 $15,200 9/28/2023

UP 2022-949(REM) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-951(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-952(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-953(HS) 2 $4,000 $4,000 $1,952 9/28/2023

UP 2022-954(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-956(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-957(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-958(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-959(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-961(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-962(LI) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-963(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-964(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-966(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-967(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-968(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-969(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-971(LI) 1 $1,500 $1,500 $976 9/28/2023

UP 2022-972(LI) 1 $1,000 $1,000 $976 9/28/2023

UP 2022-973(LI) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-974(LI) 1 $1,000 $1,000 $760 9/28/2023

UP 2022-976(SA) 1 $2,500 $2,500 $1,900 9/28/2023
124

UP 2022-977(SA) 1 $5,000 $5,000 $3,600 9/28/2023

UP 2022-978(SA) 1 $2,500 $2,500 $1,440 9/28/2023

UP 2022-979(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-981(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-982(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-983(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-984(FCS) 1 $5,000 $5,000 $3,900 9/28/2023

UP 2022-986(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-987(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-988(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2022-989(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-991(ROP) 2 $4,000 $4,000 $3,040 9/28/2023

UP 2022-992(SA) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2022-993(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2022-994(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2022-996(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-997(HS) 2 $2,000 $2,000 $1,952 9/28/2023

UP 2022-998(HMT) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2022-999(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-001(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-002(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-004(ROP) 1 $7,500 $7,500 $5,700 9/28/2023

UP 2023-007(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2023-008(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-009(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-011(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-012(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-013(ROP) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-014(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-016(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-017(SA) 1 $5,000 $5,000 $3,800 9/28/2023
125

UP 2023-018(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-020(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-021(ROP) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-022(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-023(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-026(HMT) 5 $36,000 $36,000 $27,360 9/28/2023

UP 2023-027(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-028(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-029(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-031(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-032(RW) 1 $2,000 $2,000 $1,500 9/28/2023

UP 2023-033(RW) 1 $2,000 $2,000 $1,500 9/28/2023

UP 2023-034(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-036(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-037(RW) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2023-038(HMT) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2023-039(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-042(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-043(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-044(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-046(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-047(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-048(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-049(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-052(LI) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2023-053(LI) 3 $6,000 $6,000 $4,560 9/28/2023

UP 2023-054(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-057(AD) 20 $40,000 $40,000 $30,200 9/28/2023

UP 2023-058(HMT) 2 $12,500 $12,500 $9,500 9/28/2023

UP 2023-059(HMT) 3 $18,500 $18,500 $14,060 9/28/2023

UP 2023-061(GS) 1 $2,500 $2,500 $1,625 9/28/2023
126

UP 2023-062(LI) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2023-063(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-064(LI) 1 $1,000 $1,000 $1,000 9/28/2023

UP 2023-067(SI) 1 $2,500 $2,500 $1,738 9/28/2023

UP 2023-068(GC) 2 $10,000 $10,000 $7,550 9/28/2023

UP 2023-069(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-072(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-073(HS) 2 $4,000 $4,000 $1,952 9/28/2023

UP 2023-074(LI) 1 $1,500 $1,500 $1,052 9/28/2023

UP 2023-077(AD) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-078(AD) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-079(AD) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-082(AD) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-083(AD) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-084(AD) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-087(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-088(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-089(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-092(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-093(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-094(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-097(GC) 1 $5,000 $5,000 $4,000 9/28/2023

UP 2023-098(LI) 12 $30,000 $30,000 $22,800 9/28/2023

UP 2023-099(HS) 2 $4,000 $4,000 $1,952 9/28/2023

UP 2023-102(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-103(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2023-104(HS) 2 $4,000 $4,000 $2,104 9/28/2023

UP 2023-107(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-108(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-109(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-112(SA) 1 $5,000 $5,000 $3,800 9/28/2023
127

2 $4,000 $4,000 $1,952 9/28/2023

2 $4,000 $4,000 $1,952 9/28/2023

2 $4,000 $4,000 $1,952 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,000 $2,000 $1,520 9/28/2023

1 $5,000 $5,000 $4,000 9/28/2023

2 $10,000 $10,000 $8,000 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

5 $12,500 $12,500 $9,500 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $5,000 $3,800 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

1 $5,000 $0 $0 9/28/2023

1 $5,000 $5,000 $3,775 9/28/2023

1 $5,000 $5,000 $3,775 9/28/2023

1 $2,000 $2,000 $1,520 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

2 $4,000 $4,000 $2,104 9/28/2023

1 $2,000 $2,000 $1,052 9/28/2023

1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-113(HS)

UP 2023-114(HS)

UP 2023-118(HS)

UP 2023-119(SA)

UP 2023-122(TS)

UP 2023-123(GC)

UP 2023-124(GC)

UP 2023-126(SA)

UP 2023-127(LI)

UP 2023-128(LI)

UP 2023-131(FCS)

UP 2023-132(SA)

UP 2023-133(SA)

UP 2023-136(ROP)

UP 2023-137(SA)

UP 2023-138(FCS)

UP 2023-141(FCS)

UP 2023-142(FCS)

UP 2023-143(FCS)

UP 2023-146(FCS)

UP 2023-148(SA)

UP 2023-151(LI)

UP 2023-152(GC)

UP 2023-153(GC)

UP 2023-156(GC)

UP 2023-158(TS)

UP 2023-161(SA)

UP 2023-162(HS)

UP 2023-163(HS)

UP 2023-166(SA)

UP 2023-167(SA) 1 $5,000 $5,000 $3,800 9/28/2023

Case 

Terminated
128

UP 2023-168(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-171(SA) 2 $5,000 $5,000 $3,600 9/28/2023

UP 2023-172(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-173(EP) 3 $6,000 $6,000 $3,900 9/28/2023

UP 2023-176(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-177(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-178(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-182(LI) 4 $10,000 $10,000 $7,600 9/28/2023

UP 2023-183(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-186(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-187(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-188(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-191(LI) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2023-192(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-193(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-196(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-197(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-198(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-201(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-202(SA) 2 $10,000 $10,000 $7,600 9/28/2023

UP 2023-203(ROP) 1 $9,500 $9,500 $7,220 9/28/2023

UP 2023-206(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-207(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-208(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-211(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-212(SA) 2 $5,000 $5,000 $3,800 9/28/2023

UP 2023-213(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-216(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-218(EP) 1 $2,000 $2,000 $1,300 9/28/2023

UP 2023-221(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-223(SA) 1 $2,500 $2,500 $1,900 9/28/2023
129

UP 2023-226(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-228(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-231(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-233(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-236(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-238(RW) 1 $3,000 $3,000 $2,280 9/28/2023

UP 2023-241(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-242(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-245(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-247(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-250(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-252(FCS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-255(HMT) 1 $1,000 $1,000 $760 9/28/2023

UP 2023-257(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-260(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-262(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-265(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-267(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-270(SA) 1 $2,500 $2,500 $1,750 9/28/2023

UP 2023-272(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-275(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-277(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-280(TH) 1 $5,000 $5,000 $3,750 9/28/2023

UP 2023-282(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-285(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-287(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-290(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-292(SA) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-295(GC) 1 $5,000 $5,000 $3,775 9/28/2023

UP 2023-297(LI) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-300(GC) 1 $2,000 $2,000 $1,520 9/28/2023
130

UP 2023-302(RW) 1 $2,000 $2,000 $1,520 9/28/2023

UP 2023-305(SA) 1 $2,500 $2,500 $1,900 9/28/2023

UP 2023-307(TS) 1 $5,000 $5,000 $3,800 9/28/2023

UP 2023-311(FCS) 1 $2,500 $2,500 $1,900 9/28/2023

USAR 2023-001(HMT) 1 $15,000 $10,000 $9,000 5/25/2023 Terminated 

Violations: 1

UTAH 2022-001(TS) 2 $5,000 $5,000 $3,600 9/25/2023

VCY 2022-001(SA) 1 $5,000 $5,000 $2,500 9/25/2023

WINV 2023-001(SA) 1 $10,000 $10,000 $7,500 6/29/2023

WINV 2023-002(ROP) 1 $15,000 $15,000 $10,000 7/26/2023

WINV 2023-003(ROP) 1 $19,000 $19,000 $12,750 8/22/2023

WINV 2023-004(SA) 1 $5,000 $5,000 $3,750 8/22/2023

WIR 2017-003(AR) 1 $2,500 $0 $0 10/6/2022 Case 

Terminated

WIR 2017-004(ROP) 1 $7,500 $0 $0 10/6/2022 Case 

Terminated

WIR 2018-001(EP) 3 $3,000 $0 $0 10/6/2022 Case 

Terminated

WIR 2018-002(TS) 4 $16,000 $0 $0 4/27/2023 Case 

Terminated

WIR 2018-003(HS) 1 $1,000 $0 $0 8/16/2023 Case 

Terminated

WIR 2018-005(SA) 1 $5,000 $0 $0 4/27/2023 Case 

Terminated

WIR 2018-006(AR) 1 $2,500 $0 $0 8/16/2023 Case 

Terminated

WIR 2018-007(EP) 1 $1,000 $0 $0 8/16/2023 Case 

Terminated

WRRC 2023-001(SA) 1 $5,000 $5,000 $3,750 8/31/2023

WRRC 2023-002(SA) 1 $5,000 $5,000 $4,000 8/31/2023

WTRY 2022-001(TS) 1 $5,000 $5,000 $3,600 9/25/2023

WURR 2022-001(TS) 1 $5,000 $5,000 $3,000 10/24/2022

WW 2022-001(AD) 1 $2,500 $2,500 $1,875 1/25/2023

XABR 2023-001(HMT) 3 $6,000 $6,000 $6,000 1/26/2023

XALO 2023-001(HMT) 1 $5,000 $5,000 $3,500 8/30/2023

XAOI 2022-001(HMT) 1 $5,000 $5,000 $3,500 8/7/2023
131

XAOI 2022-002(HMT) 1 $5,000 $5,000 $3,550 8/7/2023

XAOI 2023-001(HMT) 2 $10,000 $10,000 $7,000 8/7/2023

XAOI 2023-002(HMT) 1 $5,000 $5,000 $3,600 8/7/2023

XAOI 2023-003(HMT) 1 $5,000 $5,000 $3,650 8/7/2023

XCAI 2022-001(HMT) 1 $4,000 $4,000 $4,000 10/20/2022

XCAI 2022-002(HMT) 2 $12,500 $12,500 $10,000 12/20/2022

XCAI 2022-003(HMT) 2 $10,000 $10,000 $8,000 2/1/2023

XCAI 2023-001(HMT) 3 $15,000 $15,000 $12,000 3/17/2023

XCDB 2022-001(RW) 1 $3,000 $3,000 $2,500 5/25/2023

XCEG 2022-001(RW) 1 $10,000 $10,000 $8,000 12/28/2022

XCHW 2022-001(HMT) 1 $5,000 $5,000 $4,000 1/12/2023

XCLS 2022-001(RW) 2 $3,000 $3,000 $3,000 5/9/2023

XCLS 2022-002(RW) 2 $35,058 $35,058 $26,500 5/9/2023

XCLS 2022-003(TS) 2 $4,000 $4,000 $4,000 5/9/2023

XCOZ 2022-001(HMT) 1 $10,000 $10,000 $10,000 12/5/2022

XCOZ 2023-001(HMT) 1 $10,000 $10,000 $8,000 2/1/2023

XDER 2022-001(RMM) 1 $5,000 $5,000 $5,000 11/3/2022

XFEF 2022-003(HMT) 1 $4,000 $4,000 $4,000 1/9/2023

XFMC 2022-001(HMT) 1 $2,000 $2,000 $1,500 5/19/2023

XFOC 2021-001(RW) 1 $3,000 $3,000 $3,000 2/8/2023

XFTT 2013-001(HMT) 7 $11,496 $0 $0 5/18/2023 Case 

Terminated

XGUR 2020-001(HMT) 1 $5,000 $5,000 $3,500 5/19/2023

XGUR 2021-001(HMT) 1 $10,000 $10,000 $8,000 5/19/2023

XHBF 2020-001(HMT) 1 $2,000 $2,000 $2,000 2/2/2023

XHBF 2021-001(HMT) 1 $2,000 $2,000 $2,000 11/3/2022

XHFN 2023-001(HMT) 1 $5,000 $5,000 $5,000 8/10/2023

XHIT 2021-001(HMT) 7 $46,500 $16,500 $8,250 3/24/2023 Terminated 

Violations: 1

XHJV 2022-001(SI) 1 $5,000 $5,000 $3,000 11/17/2022

XHTS 2020-001(LI) 1 $2,500 $2,500 $1,500 1/26/2023

XHWE 2019-001(HMT) 1 $7,500 $7,500 $3,750 11/10/2022
132

XJMR 2023-001(HMT) 1 $2,000 $2,000 $2,000 1/30/2023

XKHM 2022-001(HMT) 1 $5,000 $5,000 $5,000 7/13/2023

XKHM 2023-001(HMT) 1 $5,000 $5,000 $5,000 6/5/2023

XMAG 2020-001(HMT) 2 $20,000 $20,000 $15,000 8/8/2023

XMAG 2022-001(HMT) 1 $5,000 $5,000 $3,500 8/8/2023

XMAG 2023-001(HMT) 1 $10,000 $10,000 $7,500 8/8/2023

XMKW 2023-

001(HMT)

1 $5,000 $5,000 $3,750 5/30/2023

XMLN 2023-001(GC) 1 $2,000 $2,000 $1,052 8/2/2023

XMMS 2023-

001(RMM)

1 $2,000 $2,000 $1,400 5/26/2023

XMPM 2022-001(HMT) 1 $5,000 $5,000 $5,000 2/10/2023

XMQG 2020-001(HMT) 10 $37,500 $75,000 $52,500 11/21/2022

XMSR 2019-001(HSR) 1 $1,000 $1,000 $900 2/1/2023

XMSR 2019-002(HS) 1 $1,000 $1,000 $900 2/1/2023

XOBE 2018-001(HMT) 2 $10,000 $10,000 $6,500 10/25/2022

XORL 2023-001(RMM) 1 $2,000 $2,000 $1,000 4/13/2023

XPCQ 2015-001(HMT) 1 $5,000 $0 $0 3/22/2023 Case 

Terminated

XPEC 2016-001(HMT) 2 $12,000 $0 $0 3/22/2023 Case 

Terminated

XPHR 2016-001(HMT) 1 $10,000 $0 $0 3/22/2023 Case 

Terminated

XPHR 2018-001(HMT) 1 $5,000 $0 $0 3/22/2023 Case 

Terminated

XSAT 2014-001(HMT) 2 $10,000 $0 $0 5/19/2023 Case 

Terminated

XSFL 2015-001(HMT) 2 $4,000 $0 $0 5/19/2023 Case 

Terminated

XSNA 2016-001(HMT) 2 $15,000 $0 $0 5/19/2023 Case 

Terminated

XSNA 2021-002(HMT) 2 $5,000 $5,000 $5,000 2/17/2023

XSNJ 2018-001(AR) 1 $2,500 $0 $0 5/19/2023 Case 

Terminated

XSNJ 2018-002(AR) 1 $2,500 $0 $0 5/19/2023 Case 

Terminated
133

XSNJ 2018-003(AR) 1 $2,500 $0 $0 5/26/2023 Case 

Terminated

XSNJ 2018-004(AR) 1 $2,500 $0 $0 5/19/2023 Case 

Terminated

XSNJ 2018-005(AR) 1 $2,500 $0 $0 5/19/2023 Case 

Terminated

XSNJ 2018-006(AR) 1 $2,500 $0 $0 5/19/2023 Case 

Terminated

XSNJ 2018-007(AR) 1 $2,500 $0 $0 5/19/2023 Case 

Terminated

XSNP 2019-001(HMT) 25 $122,500 $0 $0 5/20/2023 Case 

Terminated

XSSX 2021-001(HMT) 1 $5,000 $5,000 $3,600 4/27/2023

XSSX 2022-001(HMT) 1 $4,000 $4,000 $3,000 4/27/2023

XSSX 2022-002(HMT) 1 $5,000 $5,000 $3,500 4/27/2023

XSSX 2022-003(HMT) 1 $5,000 $5,000 $3,500 4/27/2023

XSSX 2022-004(HMT) 1 $10,000 $10,000 $7,000 4/27/2023

XSSX 2022-005(HMT) 1 $5,000 $5,000 $3,500 4/27/2023

XSTC 2017-001(HMT) 1 $5,000 $0 $0 5/20/2023 Case 

Terminated

XSVC 2014-001(HMT) 1 $5,000 $0 $0 5/20/2023 Case 

Terminated

XSVC 2016-001(HMT) 1 $2,000 $0 $0 5/20/2023 Case 

Terminated

XTCH 2013-001(HMT) 1 $999 $0 $0 5/8/2023 Case 

Terminated

XTKT 2023-001(RW) 4 $34,000 $34,000 $20,000 7/21/2023

XTKT 2023-002(RMM) 1 $2,000 $2,000 $1,250 8/14/2023

XTRN 2019-004(HMT) 1 $7,500 $7,500 $3,750 12/7/2022

XTRN 2021-001(HMT) 1 $10,000 $10,000 $7,500 12/7/2022

XTRN 2022-001(HMT) 1 $10,000 $0 $0 12/7/2022 Case 

Terminated

XTRN 2022-002(HMT) 1 $2,000 $2,000 $1,500 12/7/2022

XUTR 2022-001(AD) 1 $5,000 $5,000 $5,000 11/30/2022

XUTR 2022-002(AD) 1 $2,500 $2,500 $2,500 11/17/2022

XUTR 2022-003(AD) 1 $5,000 $5,000 $5,000 11/30/2022

XWTB 2021-001(RW) 2 $6,000 $6,000 $6,000 9/8/2023
134

XWTS 2022-001(HMT) 1 $10,000 $10,000 $5,000 9/18/2023

XWTS 2022-002(SA) 1 $2,500 $0 $0 9/18/2023

XWTS 2022-003(SA) 1 $2,500 $0 $0 9/18/2023

XWTS 2022-004(HMT) 1 $10,000 $10,000 $5,000 9/18/2023

XWWC 2023-001(BW) 1 $2,500 $2,500 $2,500 3/21/2023

XXHS 2022-001(GC) 1 $5,000 $5,000 $5,000 2/15/2023

XXWE 2021-001(HMT) 1 $2,000 $2,000 $1,400 2/2/2023

XYRC 2022-001(HMT) 1 $7,500 $7,500 $6,000 10/5/2022

XYRC 2023-001(HMT) 1 $2,000 $2,000 $2,000 5/23/2023

YCR 2018-001(GC) 2 $2,000 $0 $0 5/30/2023 Case 

Terminated

YCR 2018-002(HS) 1 $1,000 $0 $0 5/30/2023 Case 

Terminated

YCR 2019-001(GC) 5 $6,500 $6,500 $4,350 5/30/2023

YCR 2019-002(GC) 4 $4,000 $4,000 $3,480 5/30/2023

ZABO 2022-001(HMT) 1 $10,000 $10,000 $7,850 12/1/2022

ZACE 2022-001(HMT) 1 $5,000 $5,000 $5,000 1/27/2023

ZACR 2023-001(HMT) 2 $10,000 $10,000 $7,000 3/27/2023

ZACR 2023-002(HMT) 1 $5,000 $5,000 $3,550 7/13/2023

ZACR 2023-003(HMT) 1 $5,000 $5,000 $3,500 7/12/2023

ZAEN 2023-001(HMT) 1 $5,000 $5,000 $2,500 7/28/2023

ZAER 2022-001(HMT) 1 $2,000 $2,000 $2,000 10/17/2022

ZALN 2022-001(HMT) 1 $2,000 $2,000 $2,000 10/24/2022

ZALN 2022-002(HMT) 1 $5,000 $5,000 $5,000 11/29/2022

ZALQ 2022-001(HMT) 1 $10,000 $10,000 $10,000 10/6/2022

ZALTI 2022-001(HMT) 1 $2,500 $2,500 $1,400 11/11/2022

ZALTI 2022-002(HMT) 1 $5,000 $5,000 $3,100 11/11/2022

ZAND 2023-001(HMT) 1 $2,000 $2,000 $1,320 5/3/2023

ZANX 2021-001(HMT) 4 $11,500 $11,500 $8,510 10/17/2022

ZAPM 2022-001(HMT) 1 $32,000 $32,000 $24,900 10/18/2022

ZAPM 2022-002(HMT) 1 $5,000 $5,000 $3,350 10/18/2022

ZAPM 2023-001(HMT) 2 $10,000 $10,000 $10,000 4/3/2023

Case 

Terminated

Case 

Terminated
135

ZAPM 2023-002(HMT) 2 $7,000 $7,000 $7,000 3/31/2023

ZARK 2022-002(HMT) 1 $10,000 $10,000 $8,000 11/8/2022

ZARK 2022-003(HMT) 1 $5,000 $5,000 $3,950 1/12/2023

ZAUL 2021-001(HMT) 1 $2,000 $2,000 $1,400 10/19/2022

ZAVI 2023-001(HMT) 1 $5,000 $5,000 $3,500 4/4/2023

ZAVX 2021-003(HMT) 1 $10,000 $10,000 $7,900 11/10/2022

ZAVX 2021-004(HMT) 1 $10,000 $10,000 $8,200 11/10/2022

ZAVX 2022-001(HMT) 1 $5,000 $5,000 $3,450 2/23/2023

zazr 2021-001(HMT) 1 $5,000 $5,000 $3,000 10/4/2022

ZBAR 2022-001(HMT) 1 $2,000 $2,000 $2,000 11/3/2022

ZBAS 2023-001(HMT) 2 $15,000 $15,000 $15,000 4/26/2023

ZBAS 2023-002(HMT) 1 $2,000 $2,000 $2,000 5/24/2023

ZBAS 2023-003(HMT) 1 $20,000 $20,000 $20,000 5/31/2023

ZBAS 2023-004(HMT) 1 $2,000 $2,000 $2,000 6/20/2023

ZBKA 2023-001(HMT) 1 $2,000 $2,000 $2,000 6/8/2023

ZBMI 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/16/2023

ZBMI 2023-002(HMT) 1 $5,000 $5,000 $5,000 5/16/2023

ZBMQ 2022-002(HMT) 1 $2,000 $2,000 $2,000 10/3/2022

ZBMQ 2022-003(HMT) 1 $2,000 $2,000 $2,000 10/3/2022

ZBMQ 2023-001(HMT) 1 $2,000 $2,000 $2,000 6/27/2023

ZBMR 2023-001(HMT) 1 $2,000 $2,000 $2,000 5/22/2023

ZBMS 2022-003(HMT) 2 $4,000 $4,000 $4,000 10/14/2022

ZBMS 2022-004(HMT) 1 $2,000 $2,000 $2,000 1/3/2023

ZBMS 2022-005(HMT) 1 $2,000 $2,000 $2,000 1/3/2023

ZBMS 2023-001(HMT) 1 $5,000 $5,000 $5,000 4/26/2023

ZBMS 2023-002(HMT) 1 $5,000 $5,000 $5,000 6/27/2023

ZBPH 2023-001(HMT) 1 $2,000 $2,000 $1,600 4/27/2023

ZBPN 2022-004(HMT) 1 $5,000 $5,000 $5,000 10/3/2022

ZBPN 2022-005(HMT) 1 $5,000 $5,000 $5,000 12/20/2022

ZBRQ 2022-001(HMT) 1 $10,000 $10,000 $10,000 10/14/2022

ZBRY 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/10/2023
136

ZBWG 2019-001(HMT) 1 $5,000 $5,000 $4,000 12/28/2022

ZBWG 2020-001(HMT) 1 $10,000 $10,000 $7,500 12/29/2022

ZBWG 2020-002(HMT) 2 $12,500 $12,500 $10,000 12/29/2022

ZBWG 2020-003(HMT) 1 $2,000 $2,000 $1,500 12/29/2022

ZCAO 2023-001(HMT) 1 $2,000 $2,000 $2,000 2/1/2023

ZCAO 2023-002(HMT) 1 $2,000 $2,000 $2,000 4/28/2023

ZCELA 2022-002(HMT) 1 $10,000 $10,000 $10,000 12/29/2022

ZCELA 2022-003(HMT) 1 $10,000 $10,000 $10,000 1/3/2023

ZCEW 2022-001(HMT) 2 $4,000 $4,000 $4,000 11/15/2022

ZCFC 2022-002(HMT) 1 $10,000 $10,000 $8,000 12/5/2022

ZCFC 2022-003(HMT) 1 $10,000 $10,000 $7,000 2/1/2023

ZCFC 2023-001(HMT) 2 $15,000 $15,000 $10,500 7/31/2023

ZCFER 2021-001(AD) 2 $10,000 $10,000 $6,700 9/25/2023

ZCFER 2021-002(TS) 1 $2,500 $2,500 $1,700 9/25/2023

ZCFER 2022-001(RSP) 1 $9,500 $9,500 $7,600 9/25/2023

ZCHEV 2022-

005(HMT)

1 $5,000 $5,000 $3,750 11/17/2022

ZCHF 2023-001(HMT) 1 $2,000 $2,000 $1,650 2/8/2023

ZCIK 2022-001(HMT) 1 $2,000 $2,000 $1,500 1/17/2023

ZCIK 2022-002(HMT) 1 $2,500 $2,500 $1,750 5/9/2023

ZCKZ 2023-001(HMT) 1 $5,000 $5,000 $3,750 7/26/2023

ZCLQ 2022-001(HMT) 1 $5,000 $5,000 $4,000 12/5/2022

ZCLQ 2022-002(HMT) 1 $5,000 $5,000 $3,500 12/5/2022

ZCLQ 2023-001(HMT) 3 $15,000 $15,000 $15,000 5/25/2023

ZCLX 2022-002(HMT) 1 $2,000 $2,000 $1,500 12/1/2022

ZCLX 2022-003(HMT) 3 $30,000 $30,000 $22,500 11/17/2022

ZCLX 2023-001(HMT) 1 $5,000 $5,000 $3,500 8/28/2023

ZCLY 2022-001(HMT) 1 $4,000 $4,000 $4,000 11/3/2022

ZCME 2023-001(HMT) 1 $5,000 $5,000 $4,000 8/2/2023

ZCME 2023-002(HMT) 1 $15,000 $15,000 $12,000 9/28/2023

ZCMP 2022-001(HMT) 1 $1,500 $1,500 $1,500 11/9/2022
137

ZCNC 2022-001(HMT) 1 $2,000 $2,000 $2,000 11/3/2022

ZCNC 2023-001(HMT) 1 $5,000 $5,000 $5,000 2/1/2023

ZCNL 2022-001(HMT) 1 $5,000 $5,000 $3,750 1/4/2023

ZCNL 2023-001(HMT) 1 $5,000 $5,000 $3,750 1/20/2023

ZCNO 2023-001(HMT) 1 $2,000 $2,000 $1,600 3/16/2023

ZCNO 2023-002(HMT) 1 $2,000 $2,000 $2,000 5/10/2023

ZCONL 2022-

001(HMT)

1 $10,000 $10,000 $7,000 2/22/2023

ZCOV 2023-001(HMT) 2 $7,000 $7,000 $5,600 5/18/2023

ZCPN 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/15/2023

ZCPR 2023-001(HMT) 1 $5,000 $5,000 $4,000 3/23/2023

ZCRQ 2023-001(RW) 1 $1,000 $1,000 $1,000 8/11/2023

ZCRZ 2022-001(HMT) 1 $5,000 $5,000 $3,000 10/14/2022

ZCRZ 2022-002(HMT) 1 $5,000 $5,000 $5,000 1/3/2023

ZCSK 2023-001(HMT) 1 $10,000 $10,000 $10,000 2/1/2023

ZCT 2022-005(HMT) 2 $10,000 $10,000 $10,000 10/14/2022

ZCT 2022-006(HMT) 1 $5,000 $5,000 $5,000 11/3/2022

ZCT 2022-007(HMT) 1 $10,000 $10,000 $10,000 12/20/2022

ZCT 2023-001(HMT) 1 $5,000 $5,000 $5,000 6/27/2023

ZCT 2023-002(HMT) 1 $4,000 $4,000 $4,000 6/27/2023

ZCTC 2023-001(HMT) 1 $10,000 $10,000 $7,500 6/21/2023

ZCUT 2022-001(HMT) 1 $5,000 $5,000 $4,000 10/25/2022

ZCUT 2022-002(HMT) 1 $10,000 $10,000 $8,000 10/14/2022

ZCYL 2023-001(HMT) 1 $5,000 $5,000 $5,000 2/1/2023

ZCYR 2023-001(HMT) 1 $5,000 $5,000 $5,000 8/24/2023

ZDCM 2022-001(HMT) 1 $10,000 $10,000 $10,000 3/6/2023

ZDEA 2022-001(HMT) 1 $15,000 $15,000 $15,000 12/2/2022

ZDET 2023-001(HMT) 1 $5,000 $5,000 $3,500 6/20/2023

ZDGT 2022-002(HMT) 1 $2,000 $2,000 $1,100 11/28/2022

ZDNA 2022-001(HMT) 1 $2,000 $2,000 $1,500 3/23/2023

ZDPM 2022-001(HMT) 1 $5,000 $5,000 $4,000 3/15/2023
138

ZDUS 2022-001(HMT) 2 $4,000 $4,000 $3,000 3/2/2023

ZDYI 2022-003(HMT) 1 $2,000 $2,000 $2,000 1/9/2023

ZDYI 2023-002(HMT) 1 $10,000 $10,000 $10,000 3/10/2023

ZDYI 2023-003(HMT) 1 $10,000 $10,000 $10,000 3/10/2023

ZEACH 2022-

007(HMT)

1 $5,000 $5,000 $3,500 11/21/2022

ZEACH 2022-

008(HMT)

1 $10,000 $10,000 $8,000 1/4/2023

ZEACH 2022-

009(HMT)

1 $10,000 $10,000 $8,150 1/19/2023

ZEACH 2023-

001(HMT)

1 $10,000 $10,000 $7,850 5/3/2023

ZEACH 2023-

002(HMT)

1 $5,000 $5,000 $3,500 5/10/2023

ZEACH 2023-

003(HMT)

1 $5,000 $5,000 $3,000 7/18/2023

ZEAO 2023-001(HMT) 1 $10,000 $10,000 $8,050 6/9/2023

ZEBZ 2023-001(HMT) 1 $2,000 $2,000 $1,400 4/3/2023

ZEBZ 2023-002(HMT) 1 $2,500 $2,500 $2,500 3/13/2023

ZEDC 2022-004(HMT) 1 $5,000 $5,000 $3,750 11/23/2022

ZEDC 2023-001(HMT) 1 $2,000 $2,000 $1,400 9/12/2023

ZEMCC 2022-

001(HMT)

1 $5,000 $0 $0 1/27/2023 Case 

Terminated

ZEMCC 2023-

001(HMT)

1 $5,000 $5,000 $3,500 7/18/2023

ZEMER 2022-

002(HMT)

1 $5,000 $5,000 $3,600 1/12/2023

ZEMER 2022-

003(HMT)

1 $5,000 $5,000 $3,250 1/12/2023

ZEMER 2023-

001(HMT)

1 $5,000 $5,000 $3,250 6/2/2023

ZENE 2021-001(HMT) 1 $2,500 $2,500 $2,500 10/13/2022

ZEOA 2023-001(HMT) 1 $5,000 $5,000 $3,500 6/1/2023

ZEOB 2022-001(HMT) 2 $4,000 $4,000 $2,800 10/6/2022

ZEOB 2022-002(HMT) 3 $9,000 $9,000 $6,300 2/10/2023

ZEQU 2022-004(HMT) 1 $10,000 $10,000 $8,000 11/17/2022

ZETP 2022-001(HMT) 2 $5,000 $5,000 $3,500 10/6/2022
139

ZETP 2022-002(HMT) 1 $2,000 $2,000 $1,450 11/13/2022

ZEYC 2023-001(HMT) 1 $5,000 $5,000 $3,000 7/25/2023

ZFBB 2021-001(HMT) 2 $7,000 $7,000 $7,000 3/20/2023

ZFCE 2009-001(HMT) 1 $888 $0 $0 5/17/2023 Case 

Terminated

ZFCL 2010-001(HMT) 1 $5,000 $0 $0 5/17/2023 Case 

Terminated

ZFCL 2010-002(HMT) 2 $10,000 $0 $0 5/17/2023 Case 

Terminated

ZFCL 2014-001(HMT) 1 $999 $0 $0 5/18/2023 Case 

Terminated

ZFFI 2013-001(HMT) 1 $5,000 $0 $0 5/30/2023 Case 

Terminated

ZFFI 2022-001(HMT) 1 $4,000 $4,000 $4,000 6/2/2023

ZFGC 2022-001(HMT) 1 $4,000 $4,000 $3,000 5/23/2023

ZFGC 2022-002(HMT) 1 $2,500 $2,500 $1,875 5/23/2023

ZFIR 2007-001(HMT) 4 $3,996 $0 $0 5/17/2023 Case 

Terminated

ZFIR 2009-001(HMT) 1 $5,000 $0 $0 5/17/2023 Case 

Terminated

ZFIT 2022-001(HMT) 1 $2,000 $2,000 $2,000 11/29/2022

ZFKP 2020-001(HMT) 1 $2,000 $2,000 $1,000 5/12/2023

ZFLC 2009-001(HMT) 1 $5,000 $0 $0 5/17/2023 Case 

Terminated

ZFLS 2023-001(HMT) 2 $4,000 $4,000 $4,000 5/8/2023

ZFLS 2023-002(HMT) 1 $2,000 $2,000 $2,000 6/12/2023

ZFMC 2006-001(HMT) 1 $999 $0 $0 5/30/2023 Case 

Terminated

ZFMC 2007-002(HMT) 1 $10,000 $0 $0 6/2/2023 Case 

Terminated

ZFMCI 2021-001(HMT) 1 $2,000 $2,000 $2,000 3/22/2023

ZFME 2005-002(HMT) 1 $7,500 $0 $0 5/16/2023 Case 

Terminated

ZFPC 2021-001(HMT) 1 $5,000 $5,000 $4,000 6/12/2023

ZFPC 2022-001(HMT) 1 $5,000 $5,000 $3,000 6/12/2023

ZFPT 2015-001(HMT) 1 $999 $0 $0 5/18/2023 Case 

Terminated
140

ZFRT 2016-001(HMT) 1 $2,000 $0 $0 5/18/2023 Case 

Terminated

ZFSI 2023-001(HMT) 2 $6,000 $6,000 $4,500 5/15/2023

ZGAL 2017-001(HMT) 1 $5,000 $0 $0 5/8/2023 Case 

Terminated

ZGAL 2017-002(HMT) 2 $10,000 $0 $0 5/8/2023 Case 

Terminated

ZGBE 2016-001(HMT) 3 $7,499 $0 $0 5/12/2023 Case 

Terminated

ZGCL 2022-001(HMT) 1 $10,000 $10,000 $8,000 5/22/2023

ZGDT 2021-001(HMT) 2 $6,000 $6,000 $4,000 5/17/2023

ZGFL 2022-001(HMT) 1 $4,000 $4,000 $2,800 5/25/2023

ZGLE 2022-001(HMT) 1 $5,000 $5,000 $5,000 5/18/2023

ZGPE 2023-001(HMT) 1 $5,000 $5,000 $3,500 4/11/2023

ZGPE 2023-002(HMT) 2 $7,000 $7,000 $7,000 9/25/2023

ZGPX 2019-001(HMT) 1 $7,500 $7,500 $3,750 5/24/2023

ZGRE 2021-001(HMT) 2 $10,000 $10,000 $7,200 5/16/2023

ZGRE 2021-002(HMT) 1 $5,000 $5,000 $3,150 5/18/2023

ZGRE 2022-001(HMT) 1 $5,000 $5,000 $3,150 5/18/2023

ZGRE 2022-002(HMT) 2 $10,000 $10,000 $6,700 5/18/2023

ZGRE 2022-003(HMT) 1 $10,000 $10,000 $7,250 5/18/2023

ZGRM 2021-001(HMT) 2 $6,000 $6,000 $6,000 5/15/2023

ZGRM 2022-001(HMT) 2 $5,000 $5,000 $5,000 5/15/2023

ZGRR 2022-001(HMT) 1 $10,000 $10,000 $7,600 5/30/2023

ZGRR 2022-002(HMT) 1 $7,500 $7,500 $4,850

ZGRR 2022-003(HMT) 1 $5,000 $5,000 $3,200

ZGRR 2023-001(HMT) 2 $10,000 $10,000 $6,350

5/30/2023

5/30/2023

5/30/2023

ZGTE 2022-001(HMT) 1 $10,000 $10,000 $7,750 5/24/2023

ZGXA 2022-001(HMT) 1 $5,000 $5,000 $5,000 5/26/2023

ZHAR 2021-001(HMT) 1 $10,000 $10,000 $10,000 11/16/2022

ZHAR 2021-002(HMT) 1 $2,000 $2,000 $2,000 11/25/2022

ZHAR 2021-003(HMT) 1 $2,000 $2,000 $2,000 11/16/2022
141

ZHAR 2023-001(HMT) 1 $2,000 $2,000 $2,000 3/31/2023

ZHBR 2018-001(HMT) 1 $3,500 $3,500 $1,750 4/3/2023

ZHCD 2019-001(HMT) 1 $2,000 $2,000 $1,000 1/24/2023

ZHCG 2019-003(HMT) 1 $10,000 $10,000 $10,000 10/20/2022

ZHCH 2020-001(HMT) 2 $4,000 $4,000 $4,000 11/3/2022

ZHEI 2019-001(HMT) 1 $5,000 $5,000 $2,500 11/3/2022

ZHEI 2020-001(HMT) 1 $7,500 $7,500 $4,500 1/24/2023

ZHES 2020-001(HMT) 1 $10,000 $10,000 $10,000 11/16/2022

ZHFO 2019-001(HMT) 1 $10,000 $10,000 $6,000 10/5/2022

ZHFR 2018-003(HMT) 2 $10,000 $10,000 $5,000 9/21/2023

ZHFR 2019-003(HMT) 2 $10,000 $10,000 $6,000 9/21/2023

ZHFR 2019-004(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2019-005(HMT) 1 $10,000 $10,000 $7,500 9/21/2023

ZHFR 2020-001(HMT) 2 $10,000 $10,000 $6,000 9/21/2023

ZHFR 2020-002(HMT) 2 $10,000 $10,000 $6,000 9/21/2023

ZHFR 2020-003(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2020-004(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2020-005(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2020-006(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2020-007(HMT) 3 $15,000 $15,000 $9,000 9/21/2023

ZHFR 2020-008(HMT) 2 $10,000 $10,000 $6,000 9/21/2023

ZHFR 2020-009(HMT) 1 $5,000 $5,000 $3,500 9/21/2023

ZHFR 2020-010(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2021-001(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2021-002(HMT) 2 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2021-003(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2022-001(HMT) 1 $10,000 $10,000 $7,500 9/21/2023

ZHFR 2022-002(HMT) 1 $5,000 $5,000 $3,000 9/21/2023

ZHFR 2022-003(HMT) 1 $5,000 $5,000 $5,000 11/3/2022

ZHGQ 2020-001(HMT) 1 $5,000 $5,000 $5,000 1/19/2023

ZHGQ 2021-001(HMT) 1 $2,000 $2,000 $2,000 11/16/2022
142

ZHHI 2021-001(HMT) 1 $5,000 $5,000 $5,000 12/9/2022

ZHIC 2019-001(HMT) 2 $4,000 $2,000 $1,000 4/7/2023

ZHJH 2022-001(HMT) 1 $2,000 $2,000 $2,000 12/14/2022

ZHKG 2018-001(FCS) 1 $2,500 $2,500 $2,500 12/9/2022

ZHKG 2019-001(FCS) 1 $2,500 $2,500 $2,500 12/9/2022

ZHKG 2019-002(FCS) 1 $5,000 $5,000 $5,000 12/9/2022

ZHKG 2019-003(SA) 1 $2,500 $2,500 $2,500 12/9/2022

ZHKG 2019-004(FCS) 1 $5,000 $5,000 $5,000 12/9/2022

ZHKG 2020-001(SA) 1 $10,000 $10,000 $6,000 8/29/2023

ZHKG 2021-001(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-002(FCS) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-003(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-004(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-005(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-006(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-007(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-008(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-009(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-010(SA) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-011(FCS) 1 $2,500 $2,500 $1,500 8/29/2023

ZHKG 2021-012(SA) 1 $5,000 $5,000 $3,000 8/29/2023

ZHKG 2021-013(FCS) 1 $5,000 $5,000 $3,000 8/29/2023

ZHKG 2021-014(FCS) 1 $5,000 $5,000 $3,000 8/29/2023

ZHKR 2019-001(HMT) 1 $5,000 $5,000 $2,500 1/24/2023

ZHLA 2019-001(HMT) 5 $20,000 $20,000 $12,000 5/22/2023

ZHLA 2021-001(HMT) 3 $6,000 $0 $0 5/26/2023 Case 

Terminated

ZHLA 2021-002(HMT) 1 $2,000 $0 $0 5/26/2023 Case 

Terminated

ZHLA 2021-003(HMT) 2 $2,000 $0 $0 5/26/2023 Case 

Terminated

ZHLA 2022-001(HMT) 1 $4,000 $0 $0 6/2/2023 Case 

Terminated
143

ZHLA 2022-002(HMT) 2 $5,000 $0 $0 5/26/2023 Case 

Terminated

ZHLA 2022-003(HMT) 1 $7,500 $7,500 $4,500 3/28/2023

ZHLE 2020-001(HMT) 1 $5,000 $5,000 $2,500 8/29/2023

ZHLN 2021-001(HMT) 1 $2,000 $2,000 $1,000 1/25/2023

ZHLPG 2019-001(HMT) 1 $5,000 $5,000 $2,500 11/29/2022

ZHLR 2021-001(HMT) 5 $15,000 $15,000 $15,000 2/2/2023

ZHMI 2019-001(HMT) 1 $3,000 $3,000 $1,500 1/25/2023

ZHMI 2022-001(HMT) 1 $7,500 $7,500 $4,500 1/25/2023

ZHMS 2022-001(HMT) 1 $5,000 $5,000 $5,000 2/2/2023

ZHMSO 2018-

001(HMT)

2 $6,000 $6,000 $3,000 1/19/2023

ZHMT 2020-001(HMT) 1 $10,000 $10,000 $10,000 4/3/2023

ZHMT 2020-002(HMT) 1 $10,000 $10,000 $10,000 4/3/2023

ZHMT 2021-001(HMT) 1 $2,500 $2,500 $2,500 1/11/2023

ZHMZ 2018-001(HMT) 2 $7,000 $7,000 $3,500 1/26/2023

ZHNI 2019-001(HMT) 1 $10,000 $10,000 $7,500 1/24/2023

ZHNI 2020-001(HMT) 1 $2,000 $2,000 $1,000 1/24/2023

ZHNI 2021-001(HMT) 1 $10,000 $10,000 $7,500 1/24/2023

ZHNI 2023-001(HMT) 1 $5,000 $5,000 $5,000 3/14/2023

ZHNI 2023-002(HMT) 1 $7,500 $7,500 $3,750 9/26/2023

ZHOI 2018-001(HMT) 1 $5,000 $5,000 $5,000 1/31/2023

ZHOLI 2022-001(HMT) 1 $2,500 $2,500 $2,500 3/27/2023

ZHOS 2019-001(HMT) 1 $3,000 $2,000 $1,000 4/2/2023 Terminated 

Violations: 1

ZHOS 2021-001(HMT) 1 $4,000 $4,000 $2,000 4/2/2023

ZHPE 2020-001(HMT) 1 $5,000 $5,000 $2,500 1/24/2023

ZHPR 2020-001(HMT) 1 $10,000 $10,000 $10,000 8/25/2023

ZHPR 2022-001(HMT) 1 $5,000 $5,000 $5,000 12/22/2022

ZHSA 2022-001(HMT) 1 $5,000 $5,000 $5,000 11/16/2022

ZHSL 2020-001(HMT) 1 $10,000 $10,000 $7,000 11/7/2022

ZHSL 2021-001(HMT) 1 $5,000 $5,000 $2,500 11/7/2022
144

ZHSL 2022-001(HMT) 3 $15,000 $15,000 $9,000 1/27/2023

ZHSU 2020-001(HMT) 1 $5,000 $5,000 $2,500 9/11/2023

ZHSU 2022-001(HMT) 1 $5,000 $5,000 $2,500 9/11/2023

ZHTP 2023-001(HMT) 2 $6,000 $6,000 $6,000 4/5/2023

ZHTP 2023-002(HMT) 1 $2,000 $2,000 $2,000 8/10/2023

ZHWK 2021-001(HMT) 1 $2,000 $2,000 $2,000 12/9/2022

ZHWK 2021-002(HMT) 1 $2,000 $2,000 $2,000 12/14/2022

ZHWK 2021-003(HMT) 2 $4,000 $4,000 $4,000 12/14/2022

ZHWK 2022-001(HMT) 1 $2,000 $2,000 $2,000 12/14/2022

ZHWK 2022-002(HMT) 1 $2,000 $2,000 $2,000 12/14/2022

ZHWK 2023-001(HMT) 2 $4,000 $4,000 $4,000 3/17/2023

ZHWK 2023-002(HMT) 1 $2,000 $2,000 $2,000 3/21/2023

ZHWR 2021-001(HMT) 1 $2,000 $2,000 $2,000 11/16/2022

ZHWR 2022-001(HMT) 2 $4,000 $4,000 $4,000 11/16/2022

ZHYC 2018-002(HMT) 1 $4,000 $4,000 $4,000 12/6/2022

ZHYC 2020-001(HMT) 1 $2,000 $2,000 $2,000 12/6/2022

ZHYC 2020-002(HMT) 1 $5,000 $5,000 $5,000 12/6/2022

ZHYC 2020-003(HMT) 2 $4,000 $4,000 $4,000 12/6/2022

ZHYC 2021-001(HMT) 1 $2,000 $2,000 $2,000 12/6/2022

ZHYC 2021-002(HMT) 1 $10,000 $10,000 $10,000 12/6/2022

ZHYC 2022-001(HMT) 2 $4,000 $4,000 $4,000 12/6/2022

ZICM 2022-001(HMT) 6 $22,000 $22,000 $16,000 5/3/2023

ZICP 2022-002(HMT) 1 $2,000 $2,000 $2,000 2/1/2023

ZICP 2022-003(HMT) 3 $5,000 $5,000 $5,000 4/11/2023

ZIDS 2022-001(HMT) 3 $15,000 $15,000 $10,500 6/7/2023

ZIES 2023-001(HMT) 1 $5,000 $5,000 $3,500 5/25/2023

ZIFF 2022-002(HMT) 1 $7,500 $7,500 $5,000 4/6/2023

ZIKO 2022-001(HMT) 1 $4,000 $4,000 $4,000 3/31/2023

ZIMA 2022-002(HMT) 1 $2,500 $2,000 $1,500 1/9/2023 Terminated 

Violations: 1

ZIMTB 2021-002(HMT) 1 $10,000 $10,000 $7,500 5/12/2023
145

ZING 2022-001(HMT) 2 $4,000 $4,000 $2,800 4/20/2023

ZING 2022-002(HMT) 1 $5,000 $5,000 $3,750 5/22/2023

ZING 2023-001(HMT) 1 $5,000 $5,000 $3,750 5/22/2023

ZINS 2021-001(ROP) 1 $7,500 $7,500 $5,250 2/23/2023

ZINS 2022-001(ROP) 1 $9,500 $0 $0 5/18/2023 Case 

Terminated

ZINTT 2022-004(HMT) 1 $10,000 $10,000 $7,000 1/10/2023

ZINTT 2022-005(HMT) 1 $10,000 $10,000 $7,500 5/3/2023

ZINTT 2022-006(HMT) 1 $2,000 $2,000 $1,500 5/3/2023

ZIP 2022-001(HMT) 1 $2,000 $2,000 $1,400 4/20/2023

ZIP 2022-002(HMT) 10 $17,500 $17,500 $13,125 5/2/2023

ZIP 2023-001(HMT) 2 $8,000 $8,000 $6,000 5/1/2023

ZIRO 2022-001(HMT) 1 $2,000 $2,000 $1,400 5/8/2023

ZIRO 2022-002(HMT) 1 $2,000 $2,000 $1,400 5/8/2023

ZIRO 2023-001(HMT) 1 $2,000 $2,000 $1,500 6/29/2023

ZISY 2022-002(HMT) 1 $2,000 $2,000 $2,000 2/2/2023

ZISY 2023-001(HMT) 1 $15,000 $15,000 $15,000 5/2/2023

ZITH 2022-001(HMT) 1 $2,500 $2,500 $2,000 6/29/2023

ZITT 2021-008(HMT) 1 $5,000 $5,000 $3,500 3/1/2023

ZITT 2022-001(HMT) 1 $10,000 $10,000 $7,000 3/1/2023

ZITT 2022-002(HMT) 2 $10,000 $10,000 $7,000 3/1/2023

ZITT 2022-003(HMT) 1 $5,000 $5,000 $3,500 3/1/2023

ZITT 2022-004(HMT) 1 $10,000 $10,000 $7,000 3/7/2023

ZITT 2022-005(HMT) 1 $5,000 $5,000 $3,750 5/12/2023

ZITT 2023-001(HMT) 1 $5,000 $5,000 $3,750 5/12/2023

ZITT 2023-002(HMT) 2 $10,000 $10,000 $7,000 5/12/2023

ZITT 2023-003(HMT) 1 $5,000 $5,000 $3,750 5/11/2023

ZITT 2023-004(HMT) 1 $5,000 $5,000 $3,750 5/12/2023

ZITT 2023-005(HMT) 1 $5,000 $5,000 $3,750 5/12/2023

ZIVE 2021-002(HMT) 1 $2,000 $2,000 $2,000 2/1/2023

ZIVE 2022-001(HMT) 1 $5,000 $5,000 $5,000 2/6/2023
146

ZIWI 2023-001(HMT) 3 $15,000 $15,000 $15,000 8/1/2023

ZJCC 2021-001(HMT) 2 $9,000 $9,000 $9,000 2/14/2023

ZKDM 2022-001(HMT) 2 $4,000 $4,000 $2,800 1/11/2023

ZKFC 2022-002(HMT) 2 $10,000 $10,000 $10,000 12/15/2022

ZKFC 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/15/2023

ZKMB 2022-002(HMT) 1 $5,000 $5,000 $5,000 11/29/2022

ZKMQ 2022-001(HMT) 1 $5,000 $5,000 $3,500 2/8/2023

ZKWS 2022-001(HMT) 1 $4,000 $4,000 $4,000 9/8/2023

ZKWS 2022-003(HMT) 1 $5,000 $5,000 $5,000 11/29/2022

ZKWS 2022-004(HMT) 1 $5,000 $5,000 $5,000 1/18/2023

ZKWS 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/11/2023

ZKWS 2023-002(HMT) 1 $4,000 $4,000 $4,000 9/8/2023

ZLAN 2023-001(HMT) 1 $5,000 $5,000 $5,000 1/31/2023

ZLQT 2020-001(HMT) 4 $10,000 $10,000 $5,000 2/1/2023

ZLSI 2020-001(HMT) 1 $10,000 $10,000 $6,000 5/9/2023

ZLUB 2022-002(HMT) 1 $10,000 $10,000 $10,000 2/24/2023

ZLUIN 2020-001(HMT) 1 $5,000 $5,000 $2,800 12/14/2022

ZLUIN 2021-001(HMT) 1 $2,500 $2,500 $1,650 12/14/2022

ZMAX 2022-001(HMT) 1 $5,000 $5,000 $5,000 10/24/2022

ZMFQ 2023-001(HMT) 2 $4,500 $4,500 $4,500 5/3/2023

ZMFQ 2023-002(HMT) 1 $2,000 $2,000 $2,000 5/30/2023

ZMGD 2022-001(HMT) 3 $6,000 $6,000 $4,320 2/6/2023

ZMGL 2023-001(HMT) 1 $5,000 $5,000 $5,000 4/4/2023

ZMGL 2023-002(HMT) 1 $5,000 $5,000 $5,000 4/4/2023

ZMHO 2022-001(HMT) 1 $5,000 $5,000 $5,000 10/13/2022

ZMIE 2023-001(HMT) 1 $5,000 $5,000 $3,000 4/3/2023

ZMIE 2023-002(HMT) 1 $5,000 $5,000 $3,200 4/3/2023

ZMIO 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/10/2023

ZMLB 2022-001(HMT) 1 $10,000 $10,000 $7,500 11/22/2022

ZMLB 2023-001(HMT) 1 $5,000 $5,000 $3,750 5/25/2023
147

ZMMM 2023-

001(HMT)

1 $2,000 $2,000 $1,400 6/27/2023

ZMNP 2022-002(HMT) 2 $4,000 $4,000 $2,920 1/11/2023

ZMNP 2022-003(HMT) 1 $10,000 $10,000 $7,200 1/11/2023

ZMNP 2022-004(HMT) 1 $10,000 $10,000 $7,200 1/11/2023

ZMNP 2022-008(HMT) 1 $5,000 $5,000 $3,650 1/11/2023

ZMNT 2023-001(HMT) 1 $10,000 $10,000 $7,500 5/30/2023

ZMNT 2023-002(HMT) 1 $15,000 $15,000 $10,950 9/19/2023

ZMNZ 2020-002(HMT) 3 $11,000 $11,000 $11,000 3/9/2023

ZMNZ 2020-003(HMT) 2 $6,000 $6,000 $6,000 3/9/2023

ZMNZ 2021-001(HMT) 1 $5,000 $5,000 $5,000 3/9/2023

ZMTT 2022-001(HMT) 1 $5,000 $5,000 $3,500 2/3/2023

ZMUN 2022-001(HMT) 1 $5,000 $5,000 $5,000 10/13/2022

ZMUN 2023-001(HMT) 1 $10,000 $10,000 $10,000 3/20/2023

ZMUN 2023-002(HMT) 1 $10,000 $10,000 $10,000 6/13/2023

ZMXC 2022-001(HMT) 1 $15,000 $15,000 $12,000 3/8/2023

ZNAO 2022-001(HMT) 1 $2,000 $2,000 $2,000 1/23/2023

ZNBU 2019-001(HMT) 1 $2,500 $2,500 $2,500 3/24/2023

ZNCAS 2021-

001(HMT)

5 $10,000 $10,000 $10,000 8/30/2023

ZNCAS 2021-

002(HMT)

2 $10,000 $10,000 $10,000 8/30/2023

ZNDM 2021-001(HMT) 1 $10,000 $10,000 $10,000 12/9/2022

ZNDM 2021-002(HMT) 1 $2,000 $2,000 $2,000 12/9/2022

ZNGE 2022-001(HMT) 4 $20,000 $20,000 $20,000 1/30/2023

ZNNB 2022-001(HMT) 1 $10,000 $10,000 $7,000 11/17/2022

ZNOGC 2021-001(TS) 3 $8,500 $8,500 $4,250 11/14/2022

ZNSL 2021-001(HMT) 1 $5,000 $5,000 $2,500 2/2/2023

ZNTN 2021-003(HMT) 1 $7,500 $7,500 $6,000 11/8/2022

ZNTN 2022-001(HMT) 2 $15,000 $7,500 $3,750 11/8/2022

ZNTN 2022-002(HMT) 1 $5,000 $5,000 $3,000 11/8/2022

ZNTN 2022-003(HMT) 15 $75,000 $75,000 $45,000 11/8/2022
148

ZNTN 2022-004(HMT) 1 $2,000 $2,000 $1,000 11/8/2022

ZNTN 2023-001(HMT) 1 $5,000 $5,000 $3,000 8/29/2023

ZNYT 2019-001(HMT) 2 $7,000 $7,000 $3,500 8/25/2023

ZNYT 2019-002(HMT) 2 $4,000 $4,000 $2,000 8/25/2023

ZNYT 2019-003(HMT) 3 $9,000 $9,000 $4,500 8/25/2023

ZNYT 2020-001(HMT) 1 $2,000 $2,000 $1,000 8/25/2023

ZNYT 2021-001(HMT) 1 $2,000 $2,000 $1,000 8/25/2023

ZOCC 2019-001(HMT) 2 $10,000 $10,000 $6,900 10/12/2022

ZOCC 2019-002(HMT) 3 $15,000 $15,000 $10,500 10/12/2022

ZOCC 2019-003(HMT) 1 $5,000 $5,000 $3,600 10/12/2022

ZOCC 2021-001(HMT) 1 $5,000 $5,000 $3,500 10/12/2022

ZOCC 2021-002(HMT) 1 $5,000 $5,000 $3,590 10/12/2022

ZOCC 2021-003(HMT) 1 $5,000 $5,000 $3,700 10/12/2022

ZOCC 2022-001(HMT) 1 $10,000 $10,000 $8,200 10/12/2022

ZOCC 2022-002(HMT) 1 $5,000 $5,000 $3,650 10/12/2022

ZOCC 2022-003(HMT) 1 $5,000 $5,000 $3,700 11/8/2022

ZOCC 2022-004(HMT) 1 $10,000 $10,000 $8,250 1/10/2023

ZOCC 2023-001(HMT) 1 $5,000 $5,000 $3,600 3/8/2023

ZOCC 2023-002(HMT) 4 $20,000 $20,000 $14,600 7/5/2023

ZOCC 2023-003(HMT) 1 $10,000 $10,000 $8,100 7/5/2023

ZOCC 2023-004(HMT) 1 $5,000 $5,000 $3,750 8/9/2023

ZOLI 2020-006(HMT) 5 $37,500 $37,500 $37,500 11/16/2022

ZOLI 2022-003(HMT) 1 $84,425 $84,425 $71,500 1/25/2023

ZOLI 2022-006(HMT) 1 $5,000 $5,000 $5,000 12/22/2022

ZOLI 2022-007(HMT) 1 $5,000 $5,000 $5,000 2/2/2023

ZOLI 2023-001(HMT) 1 $7,500 $7,500 $7,500 4/10/2023

ZOLI 2023-002(HMT) 1 $5,000 $5,000 $3,550 7/9/2023

ZOLI 2023-003(HMT) 1 $5,000 $5,000 $3,750 7/9/2023

ZOMT 2018-001(HMT) 2 $4,000 $0 $0 11/14/2022 Case 

Terminated

ZOTER 2019-001(HMT) 2 $12,000 $2,000 $1,000 10/11/2022
149

ZOTER 2019-002(HMT) 1 $5,000 $5,000 $2,800 10/11/2022

ZOTER 2019-003(HMT) 1 $5,000 $2,000 $1,100 10/11/2022 Terminated 

Violations: 1

ZOTER 2019-004(HMT) 2 $15,000 $10,000 $7,700 10/11/2022

ZOTER 2019-005(HMT) 1 $5,000 $5,000 $2,750 10/11/2022

ZOTER 2019-006(HMT) 1 $5,000 $5,000 $2,800 10/11/2022

ZOTER 2019-007(HMT) 1 $5,000 $5,000 $2,800 10/11/2022

ZOTER 2020-001(HMT) 1 $5,000 $5,000 $2,900 10/12/2022

ZOTER 2020-002(HMT) 4 $20,000 $20,000 $14,000 10/12/2022

ZOTER 2020-003(HMT) 2 $15,000 $15,000 $11,500 10/12/2022

ZOTER 2020-004(HMT) 1 $5,000 $5,000 $3,200 10/12/2022

ZOTER 2020-005(HMT) 1 $10,000 $10,000 $7,900 10/12/2022

ZOTER 2020-006(HMT) 1 $2,000 $2,000 $1,300 10/12/2022

ZOTER 2021-001(HMT) 2 $4,500 $4,500 $3,000 10/12/2022

ZOTER 2021-002(HMT) 1 $7,500 $7,500 $5,250 10/12/2022

ZOTER 2022-001(HMT) 1 $10,000 $10,000 $7,900 7/10/2023

ZOTER 2023-001(HMT) 2 $10,000 $10,000 $6,500 7/10/2023

ZOTER 2023-002(HMT) 1 $2,000 $2,000 $1,450 7/10/2023

ZOTER 2023-003(HMT) 1 $10,000 $10,000 $8,100 7/10/2023

ZOXV 2020-001(HMT) 1 $2,000 $2,000 $1,360 10/12/2022

ZOXV 2020-002(HMT) 1 $5,000 $5,000 $3,550 10/12/2022

ZOXV 2020-003(HMT) 1 $5,000 $5,000 $3,500 10/12/2022

ZOXV 2021-001(HMT) 1 $2,000 $2,000 $1,400 10/12/2022

ZOXV 2021-003(HMT) 1 $5,000 $5,000 $3,600 10/12/2022

ZOXV 2022-001(HMT) 1 $5,000 $5,000 $3,500 10/12/2022

ZPAE 2019-001(HMT) 1 $5,000 $5,000 $3,200 8/7/2023

ZPAE 2019-002(HMT) 2 $4,000 $4,000 $3,120 8/7/2023

ZPAE 2021-001(HMT) 1 $2,000 $2,000 $1,000 8/7/2023

ZPAE 2021-002(HMT) 1 $5,000 $5,000 $3,900 8/7/2023

ZPAP 2016-001(HMT) 2 $7,000 $0 $0 3/23/2023 Case 

Terminated
150

ZPAR 2016-001(HMT) 2 $6,000 $0 $0 3/24/2023 Case 

Terminated

ZPAU 2015-001(HMT) 1 $5,000 $0 $0 3/11/2023 Case 

Terminated

ZPAU 2017-001(HMT) 1 $2,000 $0 $0 3/11/2023 Case 

Terminated

ZPBA 2023-001(HMT) 2 $10,000 $10,000 $7,200 5/2/2023

ZPBA 2023-002(HMT) 2 $10,000 $10,000 $7,500 5/2/2023

ZPBE 2022-001(HMT) 1 $5,000 $5,000 $3,600 10/13/2022

ZPCSS 2018-003(HMT) 1 $5,000 $5,000 $3,300 7/12/2023

ZPCSS 2020-002(HMT) 2 $2,000 $2,000 $1,600 7/12/2023

ZPCSS 2021-001(HMT) 2 $4,000 $4,000 $2,800 3/27/2023

ZPCSS 2021-002(HMT) 1 $1,000 $1,000 $850 7/12/2023

ZPCSS 2022-001(HMT) 1 $2,000 $2,000 $1,400 3/27/2023

ZPCSS 2022-002(HMT) 1 $2,000 $2,000 $1,475 3/27/2023

ZPCSS 2022-003(HMT) 2 $4,000 $4,000 $2,950 3/27/2023

ZPCSS 2022-004(HMT) 1 $5,000 $5,000 $3,750 3/27/2023

ZPCSS 2023-001(HMT) 2 $4,000 $4,000 $2,800 6/1/2023

ZPCT 2018-001(HMT) 4 $12,000 $0 $0 3/11/2023 Case 

Terminated

ZPDY 2015-001(HMT) 1 $5,000 $0 $0 3/11/2023 Case 

Terminated

ZPEB 2017-001(HMT) 2 $10,000 $0 $0 3/23/2023 Case 

Terminated

ZPEB 2019-001(HMT) 1 $5,000 $5,000 $5,000 9/28/2023

ZPEC 2016-002(HMT) 1 $15,000 $0 $0 3/21/2023 Case 

Terminated

ZPEC 2016-003(HMT) 1 $5,000 $0 $0 3/21/2023 Case 

Terminated

ZPEC 2017-001(HMT) 1 $5,000 $0 $0 3/21/2023 Case 

Terminated

ZPEC 2017-002(HMT) 1 $5,000 $0 $0 3/21/2023 Case 

Terminated

ZPEK 2016-001(HMT) 1 $10,000 $0 $0 3/21/2023 Case 

Terminated

ZPGQ 2021-002(HMT) 2 $4,000 $4,000 $4,000 3/3/2023

ZPGQ 2022-001(HMT) 1 $10,000 $10,000 $10,000 3/3/2023
151

ZPGQ 2022-002(HMT) 1 $10,000 $10,000 $10,000 3/3/2023

ZPGQ 2022-003(HMT) 1 $5,000 $5,000 $5,000 3/3/2023

ZPGQ 2022-004(HMT) 1 $5,000 $5,000 $5,000 3/3/2023

ZPGQ 2022-005(HMT) 1 $5,000 $5,000 $5,000 3/3/2023

ZPGQ 2022-006(HMT) 1 $2,000 $2,000 $2,000 3/3/2023

ZPGQ 2022-007(HMT) 1 $4,000 $4,000 $4,000 3/3/2023

ZPGQ 2023-001(HMT) 1 $10,000 $10,000 $10,000 3/3/2023

ZPGQ 2023-002(HMT) 1 $5,000 $5,000 $5,000 9/15/2023

ZPGX 2022-001(HMT) 2 $7,000 $7,000 $7,000 3/10/2023

ZPHN 2015-005(HMT) 1 $5,000 $0 $0 3/21/2023 Case 

Terminated

ZPHN 2015-006(HMT) 5 $50,000 $0 $0 3/21/2023 Case 

Terminated

ZPHN 2015-007(HMT) 1 $2,000 $0 $0 3/21/2023 Case 

Terminated

ZPHN 2016-001(HMT) 1 $2,000 $0 $0 3/21/2023 Case 

Terminated

ZPHN 2016-002(HMT) 1 $5,000 $0 $0 3/21/2023 Case 

Terminated

ZPHO 2021-001(HMT) 1 $2,000 $2,000 $1,400 3/27/2023

ZPHO 2021-002(HMT) 1 $5,000 $5,000 $3,500 3/27/2023

ZPIP 2018-001(HMT) 1 $2,000 $0 $0 5/22/2023 Case 

Terminated

ZPIX 2022-001(HMT) 1 $2,000 $2,000 $2,000 4/21/2023

ZPKA 2022-001(HMT) 1 $2,000 $2,000 $2,000 3/27/2023

ZPKG 2016-007(HMT) 1 $4,000 $0 $0 3/21/2023 Case 

Terminated

ZPKT 2020-001(HMT) 1 $2,000 $2,000 $2,000 7/26/2023

ZPKT 2020-002(HMT) 1 $2,000 $2,000 $2,000 7/26/2023

ZPKT 2022-001(HMT) 1 $1,500 $1,500 $1,500 7/26/2023

ZPLP 2016-001(HMT) 1 $5,000 $0 $0 3/20/2023 Case 

Terminated

ZPLS 2020-002(HMT) 1 $1,000 $1,000 $950 3/30/2023

ZPLS 2020-003(HMT) 1 $2,000 $2,000 $1,400 3/30/2023

ZPLS 2021-001(HMT) 2 $4,000 $4,000 $2,800 3/30/2023
152

ZPLX 2018-001(HMT) 1 $2,000 $0 $0 3/20/2023 Case 

Terminated

ZPMA 2020-001(HMT) 3 $14,000 $14,000 $10,920 3/30/2023

ZPMO 2023-001(HMT) 1 $5,000 $5,000 $3,125 7/24/2023

ZPMS 2021-001(HMT) 1 $5,000 $5,000 $3,500 3/30/2023

ZPMS 2021-002(HMT) 1 $5,000 $5,000 $3,500 3/30/2023

ZPMS 2021-003(HMT) 1 $5,000 $5,000 $3,700 3/30/2023

ZPMS 2023-001(HMT) 1 $5,000 $5,000 $3,600 3/30/2023

ZPNA 2017-001(HMT) 1 $5,000 $0 $0 3/20/2023 Case 

Terminated

ZPNA 2021-001(HMT) 1 $5,000 $5,000 $5,000 3/31/2023

ZPNA 2022-001(HMT) 1 $5,000 $5,000 $5,000 3/24/2023

ZPNA 2022-002(HMT) 1 $5,000 $5,000 $5,000 9/28/2023

ZPNA 2022-003(HMT) 1 $5,000 $5,000 $5,000 9/28/2023

ZPNA 2022-004(HMT) 1 $5,000 $5,000 $5,000 4/27/2023

ZPNA 2022-005(HMT) 1 $5,000 $5,000 $5,000 4/27/2023

ZPNA 2022-006(HMT) 1 $5,000 $5,000 $5,000 4/27/2023

ZPNA 2022-007(HMT) 1 $5,000 $5,000 $5,000 4/27/2023

ZPNA 2023-001(HMT) 1 $5,000 $5,000 $5,000 8/18/2023

ZPNA 2023-002(HMT) 2 $10,000 $10,000 $10,000 8/18/2023

ZPNF 2018-001(HMT) 1 $5,000 $0 $0 5/22/2023 Case 

Terminated

ZPOK 2021-001(HMT) 1 $5,000 $5,000 $4,750 9/12/2023

ZPOK 2023-001(HMT) 1 $10,000 $10,000 $7,000 9/12/2023

ZPOK 2023-002(HMT) 1 $5,000 $5,000 $3,250 9/12/2023

ZPOK 2023-003(HMT) 1 $15,000 $15,000 $10,500 9/15/2023

ZPOTS 2015-001(HMT) 1 $2,000 $0 $0 3/20/2023 Case 

Terminated

ZPPG 2016-001(HMT) 1 $4,000 $0 $0 3/20/2023 Case 

Terminated

ZPPG 2021-001(HMT) 2 $11,500 $11,500 $11,500 5/10/2023

ZPRN 2020-001(HMT) 1 $2,000 $2,000 $1,350 4/13/2023

ZPRN 2022-001(HMT) 2 $8,000 $8,000 $5,560 4/13/2023
153

ZPRN 2023-001(HMT) 1 $10,000 $10,000 $8,300 4/13/2023

ZPRS 2016-001(HMT) 2 $5,000 $0 $0 3/20/2023 Case 

Terminated

ZPSC 2020-007(HMT) 1 $5,000 $5,000 $3,100 3/29/2023

ZPSC 2020-008(HMT) 2 $10,000 $10,000 $6,000 3/29/2023

ZPSC 2020-009(HMT) 3 $7,000 $7,000 $4,400 3/29/2023

ZPSC 2021-001(HMT) 1 $5,000 $5,000 $5,000 3/24/2023

ZPSC 2021-002(HMT) 1 $5,000 $5,000 $5,000 3/24/2023

ZPSC 2021-003(HMT) 3 $15,000 $15,000 $15,000 3/24/2023

ZPSC 2021-004(HMT) 1 $2,000 $2,000 $2,000 3/24/2023

ZPSC 2021-005(HMT) 1 $5,000 $5,000 $5,000 3/24/2023

ZPSC 2021-006(HMT) 1 $5,000 $5,000 $5,000 3/24/2023

ZPSC 2021-007(HMT) 3 $15,000 $15,000 $15,000 3/24/2023

ZPSC 2021-008(HMT) 1 $2,000 $2,000 $2,000 3/24/2023

ZPSC 2021-009(HMT) 1 $10,000 $10,000 $10,000 3/24/2023

ZPSC 2022-001(HMT) 1 $5,000 $5,000 $4,000 3/30/2023

ZPSC 2022-002(HMT) 1 $5,000 $5,000 $3,500 3/30/2023

ZPSC 2022-003(HMT) 1 $5,000 $5,000 $3,300 3/30/2023

ZPSC 2022-004(HMT) 1 $5,000 $5,000 $4,100 3/30/2023

ZPSC 2022-005(HMT) 1 $5,000 $5,000 $3,500 3/30/2023

ZPSC 2022-006(HMT) 1 $5,000 $5,000 $4,200 3/30/2023

ZPSC 2022-007(HMT) 1 $10,000 $10,000 $4,300 3/30/2023

ZPSC 2022-008(HMT) 1 $5,000 $5,000 $3,600 3/30/2023

ZPSC 2022-009(HMT) 2 $5,000 $5,000 $3,300 3/30/2023

ZPSC 2022-010(HMT) 1 $5,000 $5,000 $3,300 3/30/2023

ZPSC 2022-011(HMT) 1 $5,000 $5,000 $3,600 3/30/2023

ZPSC 2023-001(HMT) 1 $10,000 $10,000 $8,700 3/30/2023

ZPSC 2023-002(HMT) 3 $15,000 $15,000 $9,900 3/30/2023

ZPSC 2023-003(HMT) 1 $2,000 $2,000 $1,440 3/30/2023

ZPSC 2023-004(HMT) 1 $10,000 $10,000 $10,000 8/23/2023

ZPSV 2009-001(HMT) 1 $5,000 $0 $0 3/20/2023 Case 

Terminated
154

ZPSX 2014-001(HMT) 1 $5,000 $0 $0 3/23/2023 Case 

Terminated

ZPSX 2014-002(HMT) 1 $5,000 $0 $0 3/23/2023 Case 

Terminated

ZPSX 2014-003(HMT) 1 $10,000 $0 $0 3/23/2023 Case 

Terminated

ZPSX 2015-001(HMT) 12 $60,000 $0 $0 3/24/2023 Case 

Terminated

ZPSX 2015-002(HMT) 1 $5,000 $0 $0 3/23/2023 Case 

Terminated

ZPSX 2016-001(HMT) 1 $2,000 $0 $0 3/23/2023 Case 

Terminated

ZPSX 2016-002(HMT) 1 $10,000 $0 $0 3/23/2023 Case 

Terminated

ZPSX 2016-003(HMT) 1 $10,000 $0 $0 3/23/2023 Case 

Terminated

ZPSX 2017-001(HMT) 1 $5,000 $0 $0 3/24/2023 Case 

Terminated

ZPSX 2017-002(HMT) 1 $10,000 $0 $0 3/24/2023 Case 

Terminated

ZPSX 2017-003(HMT) 1 $10,000 $0 $0 3/24/2023 Case 

Terminated

ZPSX 2017-004(HMT) 1 $5,000 $0 $0 3/24/2023 Case 

Terminated

ZPSX 2018-001(HMT) 1 $5,000 $0 $0 3/24/2023 Case 

Terminated

ZPSX 2018-002(HMT) 1 $5,000 $0 $0 5/29/2023 Case 

Terminated

ZPSX 2018-003(HMT) 1 $5,000 $0 $0 5/22/2023 Case 

Terminated

ZPVC 2022-001(HMT) 1 $5,000 $5,000 $3,200 4/4/2023

ZPVC 2023-001(HMT) 1 $5,000 $5,000 $3,500 6/1/2023

ZPXR 2017-001(HMT) 1 $5,000 $0 $0 3/20/2023 Case 

Terminated

ZPYT 2012-001(HMT) 1 $888 $0 $0 3/19/2023 Case 

Terminated

ZPYT 2015-001(HMT) 1 $999 $0 $0 3/20/2023 Case 

Terminated

ZQCO 2022-001(HMT) 1 $4,000 $4,000 $4,000 5/24/2023

ZRAY 2023-001(HMT) 1 $10,000 $5,000 $3,750 7/12/2023 Terminated 

Violations: 1
155

ZREG 2021-003(HMT) 1 $5,000 $5,000 $5,000 10/21/2022

ZREG 2022-001(HMT) 1 $2,000 $2,000 $2,000 10/21/2022

ZRLC 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/3/2023

ZSAC 2016-001(HMT) 1 $5,000 $0 $0 5/20/2023 Case 

Terminated

ZSAC 2018-001(HMT) 1 $10,000 $0 $0 5/20/2023 Case 

Terminated

ZSASN 2018-002(HMT) 1 $10,000 $0 $0 5/20/2023 Case 

Terminated

ZSASN 2018-003(HMT) 1 $5,000 $0 $0 5/24/2023 Case 

Terminated

ZSAT 2017-001(HMT) 1 $2,500 $0 $0 5/20/2023 Case 

Terminated

ZSAT 2018-001(HMT) 4 $18,000 $0 $0 5/20/2023 Case 

Terminated

ZSAV 2021-001(HMT) 2 $4,000 $4,000 $2,750 4/27/2023

ZSAV 2021-003(HMT) 1 $2,000 $2,000 $1,300 4/27/2023

ZSAV 2021-004(HMT) 2 $8,000 $8,000 $6,000 4/27/2023

ZSAV 2022-001(HMT) 2 $4,000 $4,000 $2,600 4/27/2023

ZSAV 2022-002(HMT) 2 $10,000 $10,000 $7,000 4/27/2023

ZSAV 2022-003(HMT) 1 $2,000 $2,000 $1,300 4/27/2023

ZSBN 2018-001(HMT) 2 $8,000 $0 $0 5/21/2023 Case 

Terminated

ZSBS 2015-001(HMT) 1 $10,000 $0 $0 5/21/2023 Case 

Terminated

ZSBS 2015-002(HMT) 2 $10,000 $0 $0 5/21/2023 Case 

Terminated

ZSCC 2022-001(HMT) 2 $10,000 $10,000 $10,000 2/21/2023

ZSDI 2014-001(HMT) 1 $2,000 $0 $0 5/21/2023 Case 

Terminated

ZSDI 2014-002(HMT) 3 $15,000 $0 $0 5/21/2023 Case 

Terminated

ZSFI 2017-001(HMT) 2 $10,000 $0 $0 5/21/2023 Case 

Terminated

ZSGC 2013-001(HMT) 1 $5,000 $0 $0 5/21/2023 Case 

Terminated

ZSHL 2021-003(HMT) 1 $10,000 $10,000 $10,000 8/21/2023

ZSHL 2023-001(HMT) 1 $5,000 $5,000 $5,000 8/21/2023
156

ZSHL 2023-002(HMT) 1 $10,000 $10,000 $10,000 8/21/2023

ZSHL 2023-005(HMT) 1 $5,000 $5,000 $5,000 8/21/2023

ZSHR 2017-001(HMT) 1 $5,000 $0 $0 5/21/2023 Case 

Terminated

ZSHV 2017-001(HMT) 8 $41,500 $0 $0 5/21/2023 Case 

Terminated

ZSHV 2017-002(HMT) 1 $10,000 $0 $0 5/21/2023 Case 

Terminated

ZSHZ 2023-001(HMT) 10 $35,000 $35,000 $35,000 9/13/2023

ZSI 2018-002(HMT) 1 $2,000 $2,000 $2,000 5/1/2023

ZSI 2023-001(HMT) 1 $2,000 $2,000 $2,000 4/28/2023

ZSLE 2012-001(HMT) 1 $999 $0 $0 5/10/2023 Case 

Terminated

ZSMQ 2011-001(HMT) 1 $999 $0 $0 5/10/2023 Case 

Terminated

ZSMZ 2021-001(HMT) 1 $2,500 $2,500 $2,500 5/8/2023

ZSMZ 2021-002(HMT) 1 $5,000 $5,000 $5,000 5/2/2023

ZSMZ 2022-001(HMT) 1 $10,000 $10,000 $10,000 5/2/2023

ZSMZ 2022-002(HMT) 1 $7,500 $7,500 $7,500 5/2/2023

ZSNA 2022-002(HMT) 1 $7,500 $7,500 $5,000 2/11/2023

ZSOC 2021-001(HMT) 5 $10,000 $10,000 $10,000 10/27/2022

ZSOC 2022-002(HMT) 3 $6,000 $6,000 $6,000 10/27/2022

ZSOS 2011-001(HMT) 5 $25,000 $0 $0 5/10/2023 Case 

Terminated

ZSST 2014-005(HMT) 1 $5,000 $0 $0 8/7/2023 Case 

Terminated

ZSST 2014-006(HMT) 1 $5,000 $0 $0 8/7/2023 Case 

Terminated

ZSST 2015-001(HMT) 1 $999 $0 $0 8/7/2023 Case 

Terminated

ZSST 2015-003(HMT) 4 $20,000 $0 $0 8/14/2023 Case 

Terminated

ZSST 2015-004(HMT) 2 $10,000 $0 $0 8/7/2023 Case 

Terminated

ZSST 2015-010(HMT) 2 $10,000 $0 $0 8/7/2023 Case 

Terminated

ZSST 2015-011(HMT) 1 $4,000 $0 $0 8/7/2023 Case 

Terminated
157

ZSST 2015-012(HMT) 1 $5,000 $0 $0 8/7/2023 Case 

Terminated

ZSST 2015-013(HMT) 2 $15,000 $0 $0 8/7/2023 Case 

Terminated

ZSTQ 2022-002(HMT) 1 $10,000 $10,000 $10,000 6/6/2023

ZSTQ 2022-003(HMT) 1 $2,000 $2,000 $2,000 6/6/2023

ZSTQ 2022-004(HMT) 2 $7,000 $7,000 $7,000 6/6/2023

ZSTQ 2022-005(HMT) 1 $5,000 $5,000 $5,000 6/6/2023

ZSTQ 2022-007(HMT) 1 $5,000 $5,000 $5,000 11/1/2022

ZSTQ 2023-002(HMT) 1 $10,000 $10,000 $10,000 6/30/2023

ZSTQ 2023-003(HMT) 1 $5,000 $5,000 $5,000 7/5/2023

ZSWR 2020-001(HMT) 1 $5,000 $5,000 $3,500 8/28/2023

ZSWR 2020-002(HMT) 1 $10,000 $10,000 $7,500 8/28/2023

ZSWR 2021-001(HMT) 1 $10,000 $10,000 $7,500 8/28/2023

ZSWR 2021-002(HMT) 1 $2,500 $2,500 $1,625 8/28/2023

ZSWR 2022-001(HMT) 1 $10,000 $10,000 $7,500 8/28/2023

ZSWR 2022-002(HMT) 1 $5,000 $5,000 $3,500 8/28/2023

ZSWR 2022-003(HMT) 1 $5,000 $5,000 $3,600 8/28/2023

ZSWR 2023-001(HMT) 1 $10,000 $10,000 $7,500 8/28/2023

ZSWR 2023-002(HMT) 1 $5,000 $5,000 $3,400 8/28/2023

ZSYM 2022-001(HMT) 2 $4,500 $4,500 $4,500 5/18/2023

ZTAU 2021-001(HMT) 1 $5,000 $5,000 $5,000 5/3/2023

ZTAU 2023-001(HMT) 1 $5,000 $5,000 $5,000 5/3/2023

ZTBY 2017-001(HMT) 1 $5,000 $0 $0 4/21/2023 Case 

Terminated

ZTCAL 2023-001(HMT) 1 $5,000 $5,000 $5,000 3/17/2023

ZTCM 2017-001(HMT) 1 $999 $0 $0 4/21/2023 Case 

Terminated

ZTCQ 2013-002(HMT) 2 $2,000 $0 $0 5/25/2023 Case 

Terminated

ZTCQ 2016-001(HMT) 1 $5,000 $0 $0 5/30/2023 Case 

Terminated

ZTCQ 2017-001(HMT) 1 $5,000 $0 $0 5/25/2023 Case 

Terminated
158

ZTCQ 2020-001(HMT) 1 $5,000 $5,000 $3,400 5/25/2023

ZTCQ 2021-001(HMT) 1 $2,000 $2,000 $1,200 5/25/2023

ZTCQ 2021-002(HMT) 1 $2,000 $2,000 $1,200 5/25/2023

ZTCQ 2023-001(HMT) 1 $2,000 $2,000 $1,200 5/25/2023

ZTCQ 2023-002(HMT) 1 $2,000 $2,000 $1,400 9/15/2023

ZTGS 2017-002(HMT) 1 $5,000 $0 $0 4/21/2023 Case 

Terminated

ZTGZ 2016-001(HMT) 1 $999 $0 $0 4/21/2023 Case 

Terminated

ZTHS 2016-001(HMT) 1 $999 $0 $0 4/21/2023 Case 

Terminated

ZTIN 2016-001(HMT) 3 $6,998 $0 $0 4/21/2023 Case 

Terminated

ZTLA 2016-001(HMT) 3 $15,000 $0 $0 4/21/2023 Case 

Terminated

ZTLA 2017-001(HMT) 2 $10,000 $0 $0 4/21/2023 Case 

Terminated

ZTLA 2018-001(HMT) 1 $7,500 $0 $0 4/21/2023 Case 

Terminated

ZTLA 2018-002(HMT) 1 $7,500 $7,500 $6,000 4/21/2023

ZTLA 2019-002(HMT) 1 $5,000 $5,000 $3,750 4/21/2023

ZTLA 2020-001(HMT) 2 $6,000 $6,000 $3,600 4/21/2023

ZTLA 2021-001(HMT) 2 $11,500 $11,500 $8,000 4/21/2023

ZTLA 2022-001(HMT) 1 $4,000 $0 $0 4/21/2023 Case 

Terminated

ZTLA 2022-002(HMT) 1 $4,000 $4,000 $3,000 4/21/2023

ZTME 2022-001(HMT) 1 $10,000 $10,000 $10,000 10/17/2022

ZTMF 2015-001(HMT) 1 $999 $0 $0 4/21/2023 Case 

Terminated

ZTPC 2021-001(HMT) 1 $2,000 $0 $0 11/18/2022 Case 

Terminated

ZTPC 2022-001(HMT) 1 $5,000 $5,000 $3,500 11/18/2022

ZTRG 2022-001(HMT) 1 $5,000 $5,000 $3,000 11/2/2022

ZTRSP 2021-004(HMT) 1 $4,000 $4,000 $4,000 12/23/2022

ZTSR 2023-001(HMT) 1 $2,000 $2,000 $2,000 3/30/2023

ZTSS 2022-003(HMT) 1 $5,000 $5,000 $3,500 12/13/2022
159

ZUGR 2023-001(HMT) 1 $5,000 $5,000 $3,650 4/10/2023

ZUNC 2022-001(HMT) 1 $5,000 $5,000 $3,700 10/28/2022

ZUNIV 2022-003(HMT) 1 $10,000 $10,000 $7,400 1/9/2023

ZUNIV 2022-004(HMT) 2 $6,500 $6,500 $4,800 2/16/2023

ZUNIV 2023-001(HMT) 1 $2,000 $2,000 $1,600 2/16/2023

ZUNIV 2023-002(HMT) 1 $2,000 $2,000 $1,600 2/17/2023

ZUNIV 2023-003(HMT) 1 $5,000 $5,000 $3,800 4/11/2023

ZUNIV 2023-004(HMT) 1 $2,000 $2,000 $1,600 7/28/2023

ZUOP 2022-001(HMT) 1 $2,000 $2,000 $1,400 3/2/2023

ZUPE 2023-001(HMT) 3 $22,500 $22,500 $16,000 7/13/2023

ZURC 2023-001(HMT) 1 $5,000 $5,000 $3,750 9/22/2023

ZUSA 2022-002(HMT) 1 $5,000 $5,000 $5,000 3/6/2023

ZUSA 2022-003(HMT) 1 $2,000 $2,000 $2,000 12/14/2022

ZUSN 2022-002(HMT) 1 $10,000 $10,000 $7,500 10/28/2022

ZUSOR 2023-

001(HMT)

1 $2,000 $2,000 $2,000 3/17/2023

ZUTC 2023-001(HMT) 1 $10,000 $10,000 $10,000 4/10/2023

ZVCP 2020-001(HMT) 1 $5,000 $5,000 $3,350 7/18/2023

ZVCP 2020-002(HMT) 1 $5,000 $5,000 $3,400 7/18/2023

ZVCP 2020-003(HMT) 1 $5,000 $5,000 $3,100 7/19/2023

ZVCP 2021-002(HMT) 1 $10,000 $10,000 $8,100 7/19/2023

ZVCP 2021-003(HMT) 1 $5,000 $5,000 $3,500 7/19/2023

ZVCP 2021-004(HMT) 1 $5,000 $5,000 $3,600 7/19/2023

ZVCP 2021-005(HMT) 2 $10,000 $10,000 $6,500 7/12/2023

ZVCP 2021-006(HMT) 1 $5,000 $5,000 $3,250 7/12/2023

ZVCP 2021-007(HMT) 1 $10,000 $10,000 $8,100 7/18/2023

ZVCP 2022-001(HMT) 1 $5,000 $5,000 $3,600 7/19/2023

ZVCP 2022-002(HMT) 1 $5,000 $5,000 $3,500 7/18/2023

ZVCP 2022-003(HMT) 1 $5,000 $5,000 $3,500 7/18/2023

ZVCP 2022-004(HMT) 2 $10,000 $10,000 $7,200 7/18/2023

ZVCP 2022-005(HMT) 1 $5,000 $5,000 $3,650 7/18/2023
160

ZVCP 2023-001(HMT) 1 $5,000 $5,000 $3,700 7/19/2023

ZVCP 2023-002(HMT) 3 $15,000 $15,000 $10,800 7/18/2023

ZVTZ 2021-001(HMT) 1 $5,000 $5,000 $5,000 3/13/2023

ZVTZ 2022-001(HMT) 1 $5,000 $5,000 $5,000 2/28/2023

ZWAP 2022-001(HMT) 1 $5,000 $5,000 $3,500 3/22/2023

ZWCA 2023-001(HMT) 1 $5,000 $5,000 $4,000 5/9/2023

ZWCA 2023-002(HMT) 1 $5,000 $5,000 $4,250 5/3/2023

ZWLC 2023-001(HMT) 1 $5,000 $5,000 $4,000 5/25/2023

ZWLC 2023-002(HMT) 1 $5,000 $5,000 $4,000 8/10/2023

ZWLT 2023-001(HMT) 1 $2,000 $2,000 $2,000 1/27/2023

ZWLY 2022-001(HMT) 1 $10,000 $10,000 $5,000 5/15/2023

ZWMS 2022-001(HMT) 1 $10,000 $10,000 $6,000 6/1/2023

ZWOC 2023-001(HMT) 3 $10,000 $10,000 $8,000 4/6/2023

ZWRK 2023-001(HMT) 1 $2,000 $2,000 $1,000 5/10/2023

ZWRK 2023-002(HMT) 1 $2,000 $2,000 $1,000 8/31/2023

ZWTI 2023-001(HMT) 2 $4,000 $4,000 $4,000 1/27/2023

ZWTN 2022-003(HMT) 1 $5,000 $5,000 $4,000 9/18/2023

ZXSU 2023-001(HMT) 1 $2,000 $2,000 $2,000 8/28/2023

ZYET 2022-002(HMT) 1 $10,000 $10,000 $5,000 2/2/2023

ZYET 2022-003(HMT) 1 $10,000 $10,000 $5,000 2/2/2023

ZZEE 2021-001(HMT) 1 $5,000 $5,000 $5,000 1/27/2023

ZZEM 2023-001(HMT) 1 $5,000 $5,000 $3,550 7/18/2023

ZZHC 2022-001(HMT) 1 $10,000 $10,000 $6,000 1/19/2023

ZZWM 2022-002(HMT) 3 $26,250 $26,250 $26,250 3/10/2023

ZZWM 2022-003(HMT) 2 $7,500 $7,500 $7,500 3/10/2023

Total: 6,046 $22,627,058 $20,610,308 $15,630,602
161

Codes Respondent Names

ACWR Aberdeen, Carolina And Western Railroad

AGR Alabama & Gulf Coast Railway LLC

AKMD Arkansas Midland Railroad

ALE Alabama Export Railroad

ALS The Alton And Southern Railway Company

AM Arkansas And Missouri Railroad Company

AR Aberdeen And Rockfish Railroad Company

ARR Alaska Railroad Corporation

ATK National Railroad Passenger Corporation

ATN Alabama & Tennessee River Railway Llc

AWRR Austin Western Railroad

AZER Arizona Eastern Railway

BAYL Bay Line Railroad

BB Buckingham Branch Railroad Company

BHRR Birmingham Terminal Railway, LLC

BJRY Burlington Junction Railway

BLF Brightline

BLU Blue Ridge Southern Railroad, LLC

BM Boston And Maine Corporation

BNSF BNSF Railway Company

BOCH Border Chemical Company

BPRR Buffalo & Pittsburgh Railroad, Inc.

BRC The Belt Railway Company Of Chicago

BRG Brownsville & Rio Grande International Rw

CAGY Columbus & Greenville Railway

CATQ Carry Transit

CBR Coos Bay Rail Line

CERA Central Railroad Company Of Indianapolis

CERR Cicero Central Railroad

CFI CF Industries Sales, LLC

CHR Chestnut Ridge Railway Company

CLNA Carolina Coastal Railway, Inc.

CN Canadian National Railway Company

CP Canadian Pacific Railway
162

CPR

CRL

CRSM

CSX

CTR

CTRQ

CWW

DMVW

DN

DR

ERSZ

EXCE

FEC

FGA

FWWR

GBPZ

GC

GLCT

GNRR

GRAV

GRW

GRYR

GSM

GWR

HESR

HMCR

HOB

HRRC

IAIS

IHB

INTD

IORY

IR

ITHR

KCS

KO

Caterparrott Railnet, LLC

Chicago Rail Link

Consolidated Rail Corporation

CSX Transportation Inc.

Clinton Terminal Railroad Company

Chemical Transportation Inc.

CWW, LLC

Dakota Missouri Valley And Western Dakota 

Northern Railroad, Inc.

Dardanelle & Russellville Railroad

E.R. Snell Contractor Inc.

Excelex Corporation

Florida East Coast Railway

Florida Gulf & Atlantic Railroad LLC

Fort Worth & Western Railroad

GREEN BAY PACKING, INC.

Georgia Central Railway

Global Container Terminals

Georgia Northeastern Railroad Company, 

Llc Gravity Rail

Gary Railway Company

Grenada Railroad LLC

Great Smokey Mountain Railway

Great Western Railway Of Colorado, LLC

Huron & Eastern Railway Company, Inc.

Huntsville & Madison County Rr Authority

Henderson Overton Branch

Housatonic Railroad Company, Inc.

Iowa Interstate Railroad, LLC

Indiana Harbor Belt Railroad Company

INTERDOM INC.

Indiana & Ohio Railway Company

Illinois Railway, LLC

Ithaca Central Railroad

The Kansas City Southern Railway 

Company Kansas And Oklahoma Railroad, 

LLC
163

KRR Kiamichi Railroad Co., LLC.

KYLE KYLE Railroad Co.

LAJ Los Angeles Junction Railway Company

LECQ Lehigh Cement

LRA Louisville Riverport Authority Railroad

LSRC Lake State Railway Company

MACZ Maryland Transit Administration

MBTA Massachusetts Bay Transportation Authority

MCRL Massachusetts Coastal Railroad LLC

MEC Maine Central Railroad Company

MER Missouri Eastern Railroad, LLC

MNA Missouri & Northern Arkansas Railroad Co., Inc.

MNBR Meridian And Bigbee Railroad, LLC

MNCW Metro-North Commuter Railroad Company

MNJ Middletown & New Jersey Railroad, Llc.

MNN Minnesota Northern Railway

MOR Mor, Llc.

MRL Montana Rail Link

MRTV Metro Regional Transit Authority

MSRR Mississippi Southern Railroad

NERR Nashville & Eastern Railroad

NHN New Hampshire North Coast Railroad

NICD Northern Indiana Commuter Transportation District

NJTR New Jersey Transit Rail Operations

NLA North Louisiana & Arkansas Railroad

NLR Northern Lines Railway, Llc

NOPB New Orleans Public Belt Railroad Commission for the Port of New 

Orleans

NPB Norfolk & Portsmouth Belt Line Railroad Company

NTRY Republic N&T Railroad, Inc.

NTZR Natchez Railway, Llc

NVRR Napa Valley Railroad

NYNJ New York New Jersey Rail LLC

NYSW The New York Susquehanna And Western Railway Corp.

OCTL Oil Creek & Titusville Lines, Inc.

OERR Oregon Eastern Railroad

OPR Oregon Pacific Railroad
164

OTVR Otter Tail Valley Railroad Co., Inc.

OUCH Ouachita Railroad Company

PANQ Port Authority Of New York And New Jersey

PAS Pan Am Southern Llc.

PATH Port Authority Trans-Hudson Corporation

PBVR Port Bienville Railroad

PDRR Pee Dee River Railroad

PHL Pacific Harbor Line

PMSW Plainsman Switching Company

PNR Panhandle Northern

PNRW Piedmont & Northern Railway

PNWR Portland And Western Railroad Inc.

POCA Port Of Catoosa Terminal Rr

PRGS Progress Rail Service

PSFR Port Of San Francisco

PT Peninsula Terminal Company

PTRA Port Terminal Railroad Association

PW Providence And Worcester Rr Company

QCRJ Queen City Railroad Construction

RASX Railserve

RCPE Rapid City, Pierre & Eastern Railroad, Inc.

RSR Rochester And Southern Railroad, Inc.

SAV Sacramento Valley Railroad

SB South Buffalo Railway Company

SCAX Southern California Regional Rail Authority

SCR Central Puget Sound Regional Transit Authority

SCXF South Central Florida Express, Inc.

SCXY St. Croix Valley Railroad

SDTI San Diego Metropolitan Transit System

SENE Seneca Petroleum

SEPA Southeastern Pennsylvania Transportation Authority

SERA Sierra Northern Railway Company

SFS Santa Fe Southern Railway, Inc.

SGLR Seminole Gulf Railway LP

SJVR San Joaquin Valley Railroad Co.

SLGG Sidney And Lowe Railroad, Llc

SLGW Salt Lake, Garfield & Western Railway Company
165

SLR St. Lawrence & Atlantic Railroad Company

SLRS Sms Rail Service Inc.

SLWC Stillwater Central Railroad Company, LLC

SM St. Mary's Railroad Company

SMRR Sisseton Milbank Railroad

SMV Santa Maria Valley Railroad Company

SNPR Sierra Nevada & Pacific Railroad

SNY SMS Rail Lines

SOU Norfolk Southern Railway Company

ST Springfield Terminal Railway Company

SW Southwestern Railroad, Inc.

TKEN Tennken Railroad Company Incorporated

TPW Toledo, Peoria And Western Railway Corp.

TRIC Tahoe Reno Industrial Center

TSRR Tennessee Southern Railroad Company, LLC

TTXJ TTX Company

TXN Texas New Mexico Railway, LLC

UCRY Utah Central Railway Company

UP Union Pacific Railroad Company

ALS The Alton And Southern Railway Company

UP Union Pacific Railroad Company

USAR USA Rail Teminals

UTAH UTAH Railway Company

VCY Ventura County Railroad Company

WINV Wisconsin Northern Railroad

WIR Washington and Idaho Railway, Inc.

WRRC Western Railroad Company

WTRY Wilmington Terminal Railroad Inc.

WURR Wallowa Union Railroad Authority

WW Winchester and Western Railroad Company

XABR Alabama River Cellulose LLC

XALO Alto Pekin, LLC

XAOI Alto ICP, LLC

XCAI Cargill, Inc.

XCDB Cedar Beetle Inc

XCEG Continental Rails & Excavating

XCHW Clean Harbors Wichita, LLC
166

XCLS Cemex

XCOZ Corteva Agriscience

XDER DOUBLE E RAILROAD CONTRACTING INC

XFEF Fedex Freight, Inc.

XFMC Freeport-Mcmoran Inc.

XFOC FORCE CORPORATION

XFTT Fort Transfer

XGUR Grafton Upton Railcare

XHBF H. B. Fuller Co.

XHFN HF SINCLAIR NAVAJO REFINING, LLC

XHIT Hardy Industrial Technologies

XHJV HWR , A JOINT VENTURE

XHTS Herzog Transit Services, Inc.

XHWE Howard Energy

XJMR Jay - Mar, Inc.

XKHM Koch Methanol, LLC

XMAG Matheson Gas Company

XMKW Markwest Hydrocarbon, L.L.C.

XMLN MILLENNIUM RAIL SERVICES

XMMS M&M Sales & Services

XMPM Momentive Performance Materials, Inc.

XMQG Macquarie Group

XMSR Midsouth Railroad Service Co.

XOBE Ocean Blue Express, Inc.

XORL One Rail Group Llc

XPCQ Pharmacia Corporation

XPEC Petro-Chem Processing, Inc.

XPHR Phillips 66 Refinery

XSAT Spartan Chemical Company, Inc.

XSFL Superior Carriers, Inc.

XSNA Sazerac North America

XSNJ Southern New Jersey Light Rail Group, Llc

XSNP Enviroserve

XSSX Savage Services

XSTC Schiber Trucking Co.

XSVC Servco Chemical

XTCH Technical Chemical Company
167

XTKT Trak Time

XTRN Trinity Rail

XUTR US Trackworks, LLC

XWTB W.T. Byler Company

XWTS Watco Transportation Services

XWWC Wintrow Construction Corporation

XXHS HSR CONSTRUCTORS

XXWE Wesco

XYRC YRC Freight

YCR YCR Corp.

ZABO Agribiofuels, Llc

ZACE Albemarle Corporation

ZACR Adm Corn Processing

ZAEN Altex Energy, Ltd.

ZAER Aeropres Corporation

ZALN Alon, USA, Lp

ZALQ Airgas, An Air Liquide Company

ZALTI Altivia Petrochemicals, Llc

ZAND The Andersons, Inc.

ZANX Allnex

ZAPM Ascend Performance Materials Llc

ZARK Arkema, Inc.

ZAUL Allied Universal Corporation

ZAVI Advario Galveston County, LLC

ZAVX Advansix

zazr American Zinc Recycling Corp.

ZBAR Barton Solvents, Inc.

ZBAS BASF Corporation

ZBKA Braskem America, Inc.

ZBMI Bushmills Ethanol

ZBMQ Bitumar Inc.

ZBMR Benchmark River & Rail Terminals

ZBMS Brenntag Mid-South, Inc.

ZBPH Blicks Phosphate Conversions LLC

ZBPN BP Products North America, Inc.

ZBRQ Big River Resources

ZBRY Berryman Chemical, Inc.
168

ZBWG Blue Wing Midstream

ZCAO Cando Rail Services Ltd.

ZCELA Celanese

ZCEW Canadian Rail Equipment Works and Services Inc.

ZCFC Chemours Co. Fc, LLC

ZCFER Chicago, Ft. Wayne & Eastern Railroad

ZCHEV Chevron Products Company

ZCHF Chemical South Transport

ZCIK Central Ink Corporation

ZCKZ Zeon Chemicals LP

ZCLQ Corn LP

ZCLX Chemtrade Logistics Inc.

ZCLY Crystal Valley Co-Op

ZCME Calumet Montana Refining, LLC

ZCMP Chemical Products Corporation

ZCNC Cherokee Nitrogen

ZCNL Canal Terminal Company

ZCNO BWC Terminals LLC

ZCONL Continental Carbon Company

ZCOV Covestro LLC

ZCPN Cooper Naturals Resources

ZCPR Citgo Petroleum Corp.

ZCRQ CR Construction Company

ZCRZ Cornerstone Chemical Company

ZCSK Carbonfree Chemicals

ZCT Colonial Terminals

ZCTC Chemserve Terminal Co.

ZCUT Calumet Refining, LLC

ZCYL Cymetech, LLC

ZCYR CHEYENNE RENEWABLE DIESEL COMPANY LLC

ZDCM Dover Chemical Corp.

ZDEA Deacero, S.A.P.I. de C.V.

ZDET Didion Ethanol

ZDGT Dakota Gold Transfer

ZDNA Diageo Americas Supply, Inc.

ZDPM DCP

ZDUS Delek US
169

ZDYI Dyno Nobel, Inc.

ZEACH Eastman Chemical Company

ZEAO Evonik Active Oxygens LLC

ZEBZ Exxon Mobil Billings Refinery

ZEDC El Dorado Chemical Company

ZEMCC Exxonmobil Corporation

ZEMER Emerald Services, Inc.

ZENE Energy Transport, Llc.

ZEOA Elite Octane, Llc

ZEOB Ecolab, Inc.

ZEQU Equistar Chemicals Lp

ZETP Energy Transfer Partners

ZEYC Eddyville Chlor-Alkali

ZFBB Firebird Bulk Carriers, Inc.

ZFCE Fcc Environmental

ZFCL Federated Cooperatives, Ltd.

ZFFI Future Foam, Inc.

ZFGC Ferrell Gas, Inc.

ZFIR Frontier Oil Corporation

ZFIT Fortron Industries

ZFKP Foremark Performance Chemical

ZFLC Flochem Ltd.

ZFLS Frontier Logistical Services

ZFMC Tronox Alkali Wyoming Corporation

ZFMCI FMC Chemical

ZFME Formula Science Corporation

ZFPC Formosa Plastics Co.

ZFPT Florida Public Utilities

ZFRT Fr Terminales

ZFSI FSTI Chemical

ZGAL Green America Recycling, Llc

ZGBE Global Express, Inc.

ZGCL Geocycle Llc

ZGDT Groendyke Transport, Inc.

ZGFL Gavilon Fertilizer, Llc.

ZGLE Glacial Lakes Energy, Llc

ZGPE Green Plains Logistics
170

ZGPX Georgia-Pacific Foley Cellulose Llc

ZGRE Granite Falls Energy

ZGRM Grammar Industries

ZGRR Giant Resource Recovery Co., Inc.

ZGTE Golden Triangle Energy

ZGXA Gardner Asphalt Corporation

ZHAR Harcros Chemicals Inc.

ZHBR Harbor Freight Transport Corp.

ZHCD Hoc Industries, Inc.

ZHCG Huntsman Corporation

ZHCH Helena Agri-Enterprises LLC

ZHEI Hexion Inc.

ZHES Heritage Environmental Services, Inc.

ZHFO Houston Fuel Oil Terminal Co.

ZHFR Hollyfrontier Refining & Marketing LLC

ZHGQ Hub Group, Inc.

ZHHI Heaven Hill Inc.

ZHIC Hyundai Intermodal, Inc.

ZHJH H.J. Heinz Company

ZHKG Birdsboro Materials/Haines & Kibblehouse Inc

ZHKR Hankinson Renewable Energy

ZHLA Hapag - Lloyd America, Inc.

ZHLE Homeland Energy Solutions, Llc

ZHLN Helena Industries

ZHLPG Hilgy's LP Gas

ZHLR Husky Lima Refinery

ZHMI H & M International Transportation

ZHMS Husky Marketing And Supply Co.

ZHMSO Harms Oil Company

ZHMT Harmattan Gas Processing Lp

ZHMZ Henry G. Meigs Asphalt Co.

ZHNI Honeywell International, Inc.

ZHOI Husky Oil Operations

ZHOLI Holcim 

ZHOS Homax Oil Sales Inc

ZHPE Indorama Ventures

ZHPR Huntsman Performance Products
171

ZHSA Hasa Chemical Corporation

ZHSL Hunt Southland Refining Company

ZHSU Heartland Sulphur LP

ZHTP HTP ENERGY

ZHWK Hawkins, Inc.

ZHWR Highline Warren

ZHYC Hydrite Chemical Co.

ZICM Industrial Chemicals Inc.

ZICP Ineos Composites US LLC

ZIDS Industrial Service Oil Company, Inc.

ZIES Ineos ABS USA, LLC

ZIFF International Flavors & Fragrances

ZIKO Iko Southeast

ZIMA Interplastic Corporation

ZIMTB IMTT Bayonne

ZING Ingevity Corporation

ZINS ITS Technologies & Logistics, Llc

ZINTT International Matex Tank Terminals

ZIP International Paper Company

ZIRO Irving Oil Company

ZISY Ineos Styrolution America LLC

ZITH Interstate Chemical Inc.

ZITT Intercontinental Terminals Company

ZIVE Indorama Ventures

ZIWI International Waxes, Inc.

ZJCC Jci Jones Chemicals, Inc.

ZKDM Kinder Morgan Energy Partners, L.P.

ZKFC Koch Fertilizer

ZKMB Kinder Morgan Bulk Terminals, Inc.

ZKMQ Kinder Morgan

ZKWS Kemira Water Solutions

ZLAN Lanxess Inc.

ZLQT Liquids Transloading

ZLSI Locomotive Service, Inc.

ZLUB Lubrizol Corporation

ZLUIN Mitsubishi Chemical America, Inc.

ZMAX Methanex Methanol Company
172

ZMFQ Mosaic Fertilizer Llc

ZMGD Mgpi Of Indiana, Llc

ZMGL Magellan Pipeline Company, L.P.

ZMHO Monument Chemical Houston, Ltd.

ZMIE Poet Biorefining-Laddonia

ZMIO Imperial Oil Limited

ZMLB MPLX, G&P Law

ZMMM 3-M Minnesota Mining & Mfg. Co.

ZMNP Marathon Petroleum Company

ZMNT Martin Operating Partnership Lp

ZMNZ Meser North America, Inc.

ZMTT Midwest Terminals Of Toledo International, Inc.

ZMUN The Mundy Company

ZMXC Mexicana De Cobre Sa De Cv Rr/Co

ZNAO Nalco Champion

ZNBU Nantong Baichuan New Materials Co.

ZNCAS Nachurs-Alpine Solutions

ZNDM Domtar Paper Company LLC

ZNGE Nugen Energy Llc

ZNNB Nutrition & Biosciences, LLC

ZNOGC New Orleans Gulf Coast Railroad

ZNSL Ngl Supply Company, Ltd.

ZNTN Nutrien

ZNYT New York Terminals

ZOCC Occidental Chemical Corporation

ZOLI Olin Corporation

ZOMT Omaha Transloading Corporation

ZOTER Odfjell Terminals 

ZOXV Oxyvinyls, Lp

ZPAE Alto Ingredients dba Pacific Ethanol, Inc.

ZPAP Paramount Petroleum Corporation

ZPAR Parsec, Incorporated

ZPAU Paulsboro Refining Company

ZPBA Poet Biorefining-Alexandria

ZPBE Poet Biorefining-Corning

ZPCSS PCS Sales (USA), Inc.

ZPCT Port Newark Container Terminal Llc
173

ZPDY Polydyne, Inc.

ZPEB Pembina Resources Services Canada

ZPEC Peroxychem

ZPEK Pacer Energy Marketing, Llc

ZPGQ Georgia Pacific Corp.

ZPGX Spec Gx

ZPHN Philadelphia Energy Solutions

ZPHO PCS Phosphate Company, Inc.

ZPIP Promotora Inmabiliaria Para

ZPIX Pixelle Specialty Solutions Llc

ZPKA Peak Asphalt LLC

ZPKG Packaging Corporation Of America

ZPKT Pak Technologies, Inc

ZPLP Parallel Products

ZPLS Plains Lpg Services Lp

ZPLX Polyplex, Llc

ZPMA Plains Marketing Company

ZPMO Poet Biorefining-Menlo

ZPMS Plains Midstream Canada, LLC

ZPNA Pembina Pipeline Corp.

ZPNF Pcs Nitrogen Fertilizer

ZPOK Poet Biorefining LLC. Shell Rock

ZPOTS Potash Corporation

ZPPG Pittsburgh Plate Glass Co.

ZPRN Prayon, Incorporated

ZPRS Pacific Rail Services

ZPSC Petroleum Service Corporation

ZPSV Pride Solvents & Chemical Co.

ZPSX Phillips 66 Company

ZPVC PVS Chemical Solutions Inc

ZPXR Praxair Canada, Inc.

ZPYT Puryear Tank Lines

ZQCO Quad County Corn Processors

ZRAY Rayonier Advanced Materials, Inc.

ZREG Renewable Energy Group

ZRLC Greenwood Motor Line

ZSAC South Atlantic Services, Inc.
174

ZSASN Sasol Chemicals North America

ZSAT Span Alaska Transportation Llc

ZSAV Savage Industries

ZSBN Sabin Metal West Corporation

ZSBS Seattle Bulk Shipping, Inc.

ZSCC Shell Chemical Lp

ZSDI Steel Dynamics Incorporated

ZSFI Solvay Fluorides, Inc.

ZSGC Superior Graphite Co.

ZSHL Shell Canada Products

ZSHR South Hampton Refining Co.

ZSHV S&S Heavy Haul

ZSHZ SHELL CHEMICAL APPALACHIA LLC

ZSI Southern Ionics, Inc.

ZSLE Siouxland Ethanol

ZSMQ Specchem Llc

ZSMZ Saia Motor Freight Line LLC

ZSNA Schneider National Carriers, Inc.

ZSOC Shell Oil Company

ZSOS Silverman Oilfield Services

ZSST Strobel Starostka Transfer

ZSTQ Stepan Company

ZSWR Holly Frontier/HF Sinclair

ZSYM Symrise

ZTAU Tauber Oil Co.

ZTBY Terrace Bay Pulp, Inc.

ZTCAL TriCal, Inc.

ZTCM Tetra Chemical, Inc.

ZTCQ Third Coast Terminals

ZTGS Targa Sound Terminal Llc

ZTGZ Turner Gas

ZTHS Thermo Fisher Scientific Inc.

ZTIN Tanco Term Port Of Indiana

ZTLA Associated Asphalt

ZTME Tidewater Midstream & Infrastructure

ZTMF Trinity Manufacturing, Inc.

ZTPC TPC Group
175

ZTRG Toledo Refining Company LLC

ZTRSP Tropical Shipping USA, LLC

ZTSR Tristar

ZTSS Tessenderlo Kerley, Inc.

ZUGR USD Group LLC

ZUNC Union Carbide Corporation

ZUNIV Univar Solutions Inc.

ZUOP UOP LLC

ZUPE United Pacific Energy

ZURC United Refining Company

ZUSA Airgas USA

ZUSN US Nitrogen

ZUSOR U.S. Oil And Refining Company

ZUTC Union Tank Car Company

ZVCP Vantage Corn Processors LLC

ZVTZ Vopak Terminal Deer Park

ZWAP Ward Ag Products

ZWCA Westlake Vinyls, Inc.

ZWLC Westlake Corporation

ZWLT Wolf Lake Terminals, Inc.

ZWLY Wiley Companies

ZWMS Williams Midstream

ZWOC Whitaker Oil Company

ZWRK WestRock Mill Company

ZWTI Wascan Terminals Inc.

ZWTN Watco Transloading, LLC

ZXSU SHPP US LLC

ZYET Yuma Ethanol, LLC

ZZEE Elemental Environmental Solutions

ZZEM Exxon Mobil Corporation

ZZHC Hub City Energy LLC

ZZWM Waste Management