TREATIES AND OTHER INTERNATIONAL ACTS SERIES 13-806

________________________________________________________________________

SCIENTIFIC COOPERATION 

Agreement Between the 

UNITED STATES OF AMERICA

and THAILAND

Signed at Bangkok August 6, 2013

with

Annexes
 NOTE BY THE DEPARTMENT OF STATE

 Pursuant to Public Law 89—497, approved July 8, 1966

(80 Stat. 271; 1 U.S.C. 113)—

“. . .the Treaties and Other International Acts Series issued

under the authority of the Secretary of State shall be competent

evidence . . . of the treaties, international agreements other than

treaties, and proclamations by the President of such treaties and

international agreements other than treaties, as the case may be, 

therein contained, in all the courts of law and equity and of maritime

jurisdiction, and in all the tribunals and public offices of the

United States, and of the several States, without any further proof

or authentication thereof.”
 THAILAND

Scientific Cooperation

 Agreement signed at Bangkok

 August 6, 2013;

 Entered into force August 6, 2013.

 With annexes.
AGREEMENT RELATING TO SCIENTIFIC AND TECHNICAL COOPERATION

BETWEEN THE

GOVERNMENT OF THE UNITED STATES OF AMERICA

AND THE

GOVERNMENT OF THE KINGDOM OF THAILAND

The Government of the United States of America and the Government of the

Kingdom of Thailand, hereinafter referred to as "the Parties";

RECALLING the longstanding cooperation in science and technology between

the United States and Thailand;

RECOGNIZING the importance of advancing common scientific and technical

knowledge for the future prosperity and well-being of humanity;

RECOGNIZING that the Government of the Kingdom of Thailand and the

Government of the United States of America are committed to the fostering of

closer science and technology cooperation in order to enhance their economic

and commercial relationship; and

REALIZING that international cooperation in science and technology will

strengthen the bonds of friendship and understanding between their peoples and

will advance the state of science and technology of both countries;

Have agreed as follows:
2

ARTICLE I

1. The Parties shall promote cooperation between the two countries in science

and technology in areas of mutual benefit for peaceful purposes.

2. The principal objectives of this cooperation are to provide opportunities to

exchange ideas, information, skills, and techniques and to collaborate on

endeavors of mutual interest. The Parties shall encourage the timely application

of research results to maximize economic and social benefits and the industrial

development of both countries.

ARTICLE II

1. In accordance with applicable laws and regulations of both countries, the

Parties shall conduct their science and technology relationship on the basis of the

following principles:

A. shared responsibilities, and mutual and equitable contributions and benefits,

arising in the course of collaboration;

B. comparable access to government-sponsored or government-supported

programs and facilities, and comparable access to and exchange of information in

the field of scientific and technological research and development; and

C. shared costs of collaboration, taking into account respective risks, benefits,

and management shares.

2. Implementing arrangements for cooperative activities under this Agreement

may be negotiated and concluded between the Parties or their designees to

establish the specific terms of cooperation. An implementing arrangement may
3

specify the area of cooperation, the agencies involved, the procedures to be

followed, including financial arrangements, and other appropriate matters. These

arrangements shall take into account applicable laws and regulations of the Party

in whose jurisdiction the particular cooperative activities are to be undertaken.

Further, the terms of this Agreement shall apply to the implementing

arrangements unless the Parties or their designees agree otherwise.

3. Cooperation under this Agreement will be undertaken in mutually agreed

areas. Cooperative activities under this Agreement may include:

A. joint research and development projects;

B. joint task forces;

C. joint studies;

D. joint organization of scientific seminars, conferences, symposia, and

workshops;

E. training of scientists, researchers, engineers, and technical experts (hereinafter

referred to as "researchers");

F. visits and exchanges of individual researchers, and other appropriate

personnel;

G. exchanges of information on activities, policies, practices, laws, and

regulations concerning research and development; and

H. other forms of cooperative activities as may be mutually agreed.

4. Priority will be given to collaborations that can advance common goals in

science and engineering research and education, and that support partnerships

between public and private research institutions and industry in fields including,

but not limited to, biotechnology, information and communication technologies

(ICT), materials science, nanotechnology, space technology and geo-informatics,
4

renewable energy, nuclear energy, nuclear safety, life sciences, health, and the

environment.

ARTICLE III

1. The Parties shall encourage the participation in cooperative activities of

researchers and organizations from all sectors, including universities, national

laboratories, and the private sector.

2. The Parties may include major government-sponsored or governmentsupported programs as part of cooperative activities.

ARTICLE IV

1. Each Party shall designate an Executive Agent responsible for the

coordination and facilitation of cooperative activities under this Agreement. The

Executive Agent for the United States shall be the Department of State; and for

Thailand the Ministry of Science and Technology.

2. The Executive Agents of the Parties shall arrange meetings as necessary to

discuss and review the implementation of this Agreement, matters of importance

in the field of science and technology, and policy issues related to the overall

science and technology relationship between the Parties.
5

ARTICLE V

1. Activities under this Agreement shall be conducted in accordance with the

applicable laws and regulations of each Party and shall be subject to the

availability of funds and personnel.

2. Unless otherwise provided for in an implementing arrangement, each Party,

participating agency, organization, or designee shall bear the costs of its

participation and that of its personnel engaged in a particular project or program

under this Agreement. In specific cases, the costs shall be borne as agreed

between the Parties.

ARTICLE VI

Non-proprietary scientific and technological information arising from

cooperative activities under this Agreement shall be made available, unless it is

otherwise agreed under specific circumstances, to the world's scientific

community through customary channels, in accordance with the domestic laws,

regulations, and procedures of each Party and its participating agency for the

particular activity. No warranty of suitability of information exchanged under the

Agreement is implied or given.

ARTICLE VII

1. The protection and allocation of intellectual property rights and the treatment

of business confidential information shall be governed by Annex I, which

constitutes an integral part of this Agreement. Annex I is applicable to all
6

cooperative activities under this Agreement, except as otherwise specifically

agreed by the Parties or their designees.

2. The termination or expiration of this Agreement shall not affect rights or

obligations under this Article or Annex I.

3. Each Party should endeavor to inform the other whenever scientific and

technical journal articles, reports, and books directly arising from cooperation

under this Agreement are translated, reproduced or published pursuant to Article

III A of Annex I.

4. Reciprocal security obligations related to sensitive information or equipment

and unclassified export-controlled information or equipment transferred under the

Agreement shall be governed by Annex II, which forms an integral part of this

Agreement.

ARTICLE VIII

1. Each Party shall facilitate, in accordance with its laws and regulations, entry

into and exit from its territory of personnel, material, and equipment of the other

Party engaged in or used in projects, initiatives, and cooperative activities under

this Agreement.

2. The Parties take note of the applicable laws of each Party that regulate

activities related to foreign assistance. The Parties do not foresee the provision of

such assistance under this Agreement. If they decide otherwise with respect to a
7

particular activity, the relevant implementing arrangement would need to reflect

the requirements of such laws.

ARTICLE IX

Nothing in this Agreement shall be construed to prejudice existing

arrangements for scientific and technical cooperation between the Parties or their

designees. When any existing arrangements are extended, they may be brought

within the terms of this Agreement as appropriate and as mutually agreed.

ARTICLE X

Any dispute concerning the interpretation or implementation of this

Agreement shall be resolved by consultation or negotiation between the Parties or

such other means as they may mutually decide.

ARTICLE XI

1. The Agreement shall enter into force upon signature. It shall remain in force

for five (5) years and may be extended for further five-year periods by written

agreement of the Parties.

2. The Agreement may be subject to modification at any time by written

agreement of the Parties.

3. The Agreement may be terminated at any time by either Party upon three

months' written notification to the other Party.
8

4. Unless otherwise agreed in writing by the Parties, the termination of the

Agreement shall not affect the validity and duration of any implementing

arrangement carried out under the Agreement.

IN WITNESS WHEREOF, the undersigned, being duly authorized by their

respective Governments, have signed this Agreement.

DONE at Bangkok, this 6th day of August, 2013, in duplicate, in the English

and Thai languages, each text being equally authentic.

FOR THE GOVERNMENT OF FOR THE GOVERNMENT OF

THE UNITED STATES OF THE KINGDOM OF THAILAND:

AMERICA:

(Kristie Anne Kenney)

Ambassador Extraordinary an

Plenipotentiary of

the United States of America

(Dr. Phiraphan Phalusuk)

Minister of Science and Technology
9

ANNEX I

INTELLECTUAL PROPERTY

I. GENERAL OBLIGATION

The Parties shall ensure adequate and effective protection of intellectual

property created or furnished under this Agreement and relevant implementing

arrangement. Rights to such intellectual property shall be allocated as provided

in this Annex.

II. SCOPE

A. This Annex is applicable to all cooperative activities undertaken

pursuant to this Agreement, except as otherwise specifically agreed by the Parties

or their designees.

B. For purposes of this Agreement, "intellectual property" shall mean the

subject matter listed in Article 2 of the Convention Establishing the World

Intellectual Property Organization, done at Stockholm, July 14, 1967, and may

include other subject matter as agreed by the Parties.

C. Each Party shall ensure, through contracts or other legal means with its

own participants, if necessary, that the other Party can obtain the rights to

intellectual property allocated in accordance with this Annex. This Annex does

not otherwise alter or prejudice the allocation between a Party and its nationals,

which shall be determined by that Party's laws, regulations and administrative

practices.

D. Except as otherwise provided in this Agreement, disputes concerning

intellectual property arising under this Agreement shall be resolved through

discussions between the concerned participating institutions, or, if necessary, the

Parties or their designees. Upon mutual agreement of the Parties, a dispute shall
10

be submitted to an arbitral tribunal for binding arbitration in accordance with the

applicable rules of international law. Unless the Parties or their designees agree

otherwise in writing, the arbitration rules of the United Nations Commission on

International Trade Law (UNCITRAL) shall govern.

E. Termination or expiration of his Agreement shall not affect rights or

obligations under this Annex.

III. ALLOCATION OF RIGHTS

A. Each Party shall be entitled to a non-exclusive, irrevocable, royalty-free

license in all countries to translate, reproduce, and publish scientific and

technical journal articles, reports, and books directly arising from cooperation

under this Agreement. All publicly distributed copies of a copyrighted work

prepared under this provision shall indicate the names of the authors of the work

unless an author explicitly declines to be named.

B. Rights to all forms of intellectual property, other than those rights

described in paragraph III A. above, shall be allocated as follows:

(1) Visiting researchers shall receive rights, awards, bonuses, and

royalties in accordance with the policies of the host institution.

(2) (a) Any intellectual property created by persons employed or

sponsored by one Party under cooperative activities other than those covered by

paragraph III B.(1) shall be owned by that Party. Intellectual property created by

persons employed or sponsored by both Parties shall be jointly owned by the

Parties. In addition, each creator shall be entitled to awards, bonuses, and

royalties in accordance with the policies of the institution employing or

sponsoring that person.
11

(b) Unless otherwise agreed in an implementing or other arrangement, each

Party shall have within its territory a right to exploit or license intellectual

property created in the course of the cooperative activities.

(c) The rights of a Party outside its territory shall be determined by mutual

agreement considering the relative contributions of the Parties and their

participants to the cooperative activities, the degree of commitment in obtaining

legal protection and licensing of the intellectual property and such other factors

deemed appropriate.

(d) Notwithstanding paragraphs III B.2(a) and (b) above, if either Party or

their participants believe that a particular project is likely to lead to or has led to

the creation of intellectual property not protected by the laws of the other Party,

the Parties shall immediately hold discussions to determine the allocation of

rights to the intellectual property. If an agreement cannot be reached within three

months of the date of the initiation of the discussions, cooperation on the project

in question shall be terminated at the request of either Party. Creators of

intellectual property shall nonetheless be entitled to awards, bonuses and

royalties as provided in paragraph III B.(2)(a).

(e) For each invention made under any cooperative activity, the Party

employing or sponsoring the inventor(s) shall disclose the invention promptly to

the other Party together with any documentation and information necessary to

enable the other Party to establish any rights to which it may be entitled. Either

Party may ask the other Party in writing to delay publication or public disclosure

of such documentation or information for the purpose of protecting its rights in

the invention. Unless otherwise agreed in writing, the delay shall not exceed a

period of six months from the date of disclosure by the inventing Party to the

other Party.
12

IV. BUSINESS CONFIDENTIAL INFORMATION

In the event that information identified in a timely manner as businessconfidential is furnished or created under this Agreement, each Party and its

participants shall protect such information in accordance with applicable laws,

regulations, and administrative practices. Information may be identified as

"business-confidential" if a person having the information may derive an

economic benefit from it or may obtain a competitive advantage over those who

do not have it, and the information is not generally known or publicly available

from other sources, and the owner has not previously made the information

available without imposing in a timely manner an obligation to keep it

confidential.

ANNEX II

SECURITY OBLIGATIONS

I. PROTECTION OF SENSITIVE TECHNOLOGY

Both Parties agree that no information or equipment requiring protection in

the interest of national security, defense, or foreign relations and classified in

accordance with its applicable national laws, regulations, or directives shall be

provided under this Agreement. In the event that information or equipment

which is known or believed to require such protection is identified by a Party in

the course of cooperative activities pursuant to this Agreement, it shall be

brought immediately to the attention of the appropriate officials of the other

Party. The Parties shall consult to identify and implement appropriate security

measures for such information and equipment, to be agreed upon by the Parties in
13

writing. The Parties shall, if appropriate, amend this Annex to incorporate such

security measures.

II. TECHNOLOGY TRANSFER

The transfer of unclassified information or equipment between the Parties

shall be in accordance with the relevant laws and regulations of the transferring

Party, including the export control laws of the transferring Party. If either Party

deems it necessary, detailed provisions for the prevention of unauthorized

transfer or retransfer of such information or equipment shall be incorporated into

the contracts or implementing arrangements. Export controlled information and

equipment shall be marked to identify it as export controlled and shall be

accompanied by appropriate documentation identifying any restrictions on further

use or transfer of such information or equipment.
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