TREATIES AND OTHER INTERNATIONAL ACTS SERIES 13-1121

________________________________________________________________________

VISAS AND IMMIGRATION

Information Exchange

Agreement Between

the UNITED STATES OF AMERICA

and CANADA

Signed at Ottawa December 13, 2012
 NOTE BY THE DEPARTMENT OF STATE

 Pursuant to Public Law 89—497, approved July 8, 1966

(80 Stat. 271; 1 U.S.C. 113)—

“. . .the Treaties and Other International Acts Series issued

under the authority of the Secretary of State shall be competent

evidence . . . of the treaties, international agreements other than

treaties, and proclamations by the President of such treaties and

international agreements other than treaties, as the case may be, 

therein contained, in all the courts of law and equity and of maritime

jurisdiction, and in all the tribunals and public offices of the

United States, and of the several States, without any further proof

or authentication thereof.”
 CANADA

 Visas and Immigration: Information Exchange

 Agreement signed at Ottawa December 13, 2012;

 Entered into force November 21, 2013.

 
AGREEMENT

BETWEEN

THE GOVERNMENT OF THE UNITED STATES OF AMERICA

AND

THE GOVERNMENT OF CANADA

FOR THE SHARING OF VISA

AND IMMIGRATION INFORMATION

ACCORD

ENTRE

LE GOUVERNEMENT DES ETATS-UNIS D'AMERIQUE

ET

LE GOUVERNEMENT DU CANADA

CONCERNANT L'ECHANGE DE RENSEIGNEMENTS

SUR LES VISAS ET L'IMMIGRATION
AGREEMENT

BETWEEN

THE GOVERNMENT OF THE UNITED STATES OF AMERICA

AND

THE GOVERNMENT OF CANADA

FOR THE SHARING OF VISA

AND IMMIGRATION INFORMATION
THE GOVERNMENT OF THE UNITED STATES OF AMERICA AND THE

GOVERNMENT OF CANADA (hereinafter referred to as the "Parties");

NOTING the importance of a new approach to migration that takes into account the

global patterns of both regular and irregular migration and the increasingly sophisticated

methods of identity fraud and abuse of their respective immigration laws;

RECOGNIZING that border security and border management are significantly

enhanced by cooperation and collaboration;

EMPHASIZING that it is critically important to have timely access to current and

accurate Information to inform inadmissibility assessments or other immigration-related

determinations that are vital to their common security;

CONSIDERING that the administration and enforcement of their respective

immigration laws are important to protect the health and safety of their populations, to

maintain the security of their societies, and to promote international justice and security

by denying access to their territories to persons who are criminals or security risks;

CONVINCED that greater cooperation through the exchange of Information can make

their actions in achieving these objectives more effective;
NOTING the need to supplement existing information sharing arrangements between

them, including the Statement of Mutual Understanding on Information Sharing among

the U.S. Immigration and Naturalization Service (INS) and the U.S. Department of State

(DOS) and the Department of Citizenship and Immigration (CIC), 27 February 2003 (the

"Statement of Mutual Understanding") and the Annex Regarding the Sharing of

Information on Asylum and Refugee Status Claims to the Statement of Mutual

Understanding on Information Sharing between the Bureau of Citizenship and

Immigration Services (BCIS), of the U.S. Department of Homeland Security (DHS) and

the Department of Citizenship and Immigration Canada (CIC), 22 August 2003

(the "Asylum Annex");

RECOGNIZING the need to establish a mechanism to exchange Information in a

manner that respects privacy, civil liberties, and human rights; and,

COMMITTED to advancing their shared vision, as expressed in Beyond the Border: A

Shared Vision for Perimeter Security and Economic Competitiveness, a joint declaration

issued by the President of the United States and the Prime Minister of Canada on

4 February 2011 and in Beyond the Border Action Plan: Statement of Privacy Principles

by the United States and Canada, issued by the United States and Canada on

30 May 2012;

HAVE AGREED as follows:

ARTICLE 1

Definitions

For purposes of this Agreement,

(a) "National of a Third Country" means a person who is not a citizen or

national of the United States of America (the "United States") or a lawful

permanent resident of the United States or a citizen of Canada or a

permanent resident of Canada, and includes a person not having a country

of nationality.
(b) "Query" means an electronic search process, requiring minimal human

intervention, initiated by a Party under the authority of, and for the

purposes delineated in, this Agreement, resulting in the exchange of data

limited to the data described in the relevant non-legally binding

implementing arrangement.

(c) "Information" means biographic or biometric data on Nationals of a

Third Country seeking authorization to travel, work, or live in the United

States or Canada, and other immigration-related data about Nationals of a

Third Country, including data from admissibility decisions rendered in

accordance with the respective immigration laws of the Parties. For

Queries on Refugee Status Claimants, Information is limited to data

related to a visa application and excludes data otherwise provided under

the Asylum Annex.

(d) "Refugee Status Claimant" means any person who, in the territory or at a

port of entry of one of the Parties, makes a claim for protection against

persecution consistent with the Convention relating to the Status of

Refugees, done on 28 July 1951 (the "1951 Refugee Convention") or the

Protocol relating to the Status of Refugees, done on 31 January 1967 (the

"1967 Protocol"), or who has made a claim for protection against torture

in accordance with the Convention against Torture and other Cruel,

Inhuman or Degrading Treatment or Punishment, done on

10 December 1984 (the "Convention against Torture"), or has made a

claim for protection on similar grounds in accordance with the Parties'

respective domestic law.

ARTICLE 2

Scope and Purpose

1. This Agreement specifies the terms, relationships, responsibilities and conditions

for the sharing of Information between the Parties that occurs by means of a Query and in

accordance with the Parties' respective domestic law.
2. The purpose of this Agreement is to assist in the administration and enforcement

of the Parties' respective immigration laws by:

(a) using Information in order to enforce or administer the immigration laws

of the Parties;

(b) furthering the prevention, investigation, or punishment of acts that would

constitute a crime rendering a National of a Third Country inadmissible or

removable under the immigration laws of the Party providing the

Information; or

(c) facilitating the Parties' adjudication of an application for a visa,

admission, or other immigration benefit, or determination of whether an

individual is to be ordered removed by providing Information regarding

the admissibility of the individual.

3. The Parties shall handle all Information exchanged under this Agreement in

accordance with the terms of this Agreement, and their respective international legal

obligations and domestic law.

4. This Agreement is solely intended to facilitate the sharing of Information between

the Parties. The provisions of this Agreement shall not give rise to a right on the part of a

private party, including to obtain, suppress, exclude or impede the sharing of any

Information that is the subject of this Agreement.

ARTICLE 3

Exchange of Information and Implementation

1. The Parties shall develop, by mutual consent, non-legally binding implementing

arrangements under this Agreement that are consistent with their respective international

legal obligations and domestic law.

2. The non-legally binding implementing arrangements shall set forth the data to be

exchanged within each category of Information, the operational procedures to be

followed, and the security mechanisms and other safeguards to be maintained.
3. The Parties shall provide each other with Query access to the data described in the

non-legally binding implementing arrangements.

ARTICLE 4

Use and Disclosure of Information

1. The Parties shall hold Information exchanged under this Agreement in strict

confidence and, shall use it only for purposes identified in Article 2, paragraph 2. The

Parties agree to protect exchanged Information, and limit its use and subsequent

disclosure, in accordance with this Agreement.

2. The Parties shall not interpret this article to preclude the use or disclosure of

Information if their respective domestic law requires that use or disclosure in an

immigration proceeding.

3. The Parties shall not interpret this article to preclude the use or disclosure of

Information if their respective domestic law requires that use or disclosure in a criminal

prosecution, or if obligated by the relevant Party's domestic law, in response to a written

request from a body with jurisdiction to compel the production of Information. In these

circumstances, the Party requiring such use or disclosure shall notify the other Party in

advance and provide details of that use or disclosure. In the exceptional case where

advance notice is not practicable, the Party using or disclosing the Information shall

notify the other Party as soon as possible.

4. A Party may disclose Information exchanged under this Agreement with the

express consent, in writing, of the Party providing the Information, subject to any

caveats, restrictions or conditions imposed by the Party providing the Information, to:

(a) a domestic court or in a domestic judicial proceeding, for the purposes

identified in Article 2, paragraph 2; or
(b) a government of a third country, for the purposes of verifying identity or

establishing the provenance of identity documents, in connection with

re-documentation or return of an individual to that country. However, the

Parties shall make best efforts to ensure that the exchange, use or

disclosure of Information:

(i) could not cause the Information to become known to any

government, authority or person of a third country from which the

subject of the Information is seeking or has been granted protection

under the 1951 Refugee Convention, the 1967 Protocol, the

Convention against Torture, or under either Party's domestic laws

implementing the relevant Conventions or Protocol;

(ii) does not occur in circumstances where, by virtue of that

government, authority or person becoming aware of such

Information, the subject of the Information may become eligible

for the protections set out in paragraph 4(b)(i) above;

(iii) does not occur if, as a result of such exchange, use or disclosure,

the subject of the Information or their family members could be

placed at risk of refoulement, or another type of harm

contemplated under the 1951 Convention, the 1967 Protocol, or the

Convention against Torture.

5. In order to prevent the unauthorized disclosure, copying, use, or modification of

Information exchanged under this Agreement, each Party shall restrict access to that

Information to its government agencies and individuals authorized to be responsible for

pursuing the purposes set out in Article 2, paragraph 2. Each Party shall use recognized

security mechanisms such as passwords, encryption, or other reasonable safeguards to

prevent unauthorized access.
6. Each Party shall promptly notify, by telephone or in writing (including electronic

mail), the other Party, within 48 hours after becoming aware of any accidental or

unauthorized access, use, disclosure, modification or disposal of Information exchanged

under this Agreement and shall furnish necessary details of the accidental or unauthorized

access, use, disclosure, modification or disposal of that Information.

7. Each Party shall promptly notify, by telephone or in writing (including electronic

mail), the other Party, within 24 hours where practicable, if there is a situation that

disrupts the intended transfer of Information between the Parties.

ARTICLE 5

Access, Correction and Notation

To the extent specified in their respective domestic law, the Parties shall provide

persons who are the subject of Information exchanged under this Agreement with

opportunities to request access to the Information, to correct erroneous Information or to

request to add a notation to indicate a correction request was made.

ARTICLE 6

Accuracy of Information

1. Each Party shall provide the other Party with access to the most current and

accurate Information available in its databases.

2. In the event that a Party has reason to believe that the other Party is using or

relying on inaccurate Information exchanged under this Agreement, it shall promptly

notify the other Party, in writing and provide correcting Information, if it is available.

3. When a Party receives correcting Information, the Party shall destroy or correct

any inaccurate Information and any Information derived from it. The Party shall notify

the other Party, in writing, that it has made the corrections.
ARTICLE 7

Retention and Disposition

1. Each Party shall retain Information exchanged under this Agreement in

accordance with the terms of this Agreement and its domestic law. Each Party shall

maintain a system of database and document control that provides for the orderly

disposition of Information exchanged under this Agreement.

2. A Party shall destroy, as soon as practicable, any data exchanged pursuant to a

Query that it determines is not relevant to that Query or was erroneously provided.

ARTICLE 8

Security and National Interest Exemptions

If a Party determines that sharing Information under this Agreement would be

inconsistent with its domestic law, or detrimental to its national sovereignty, national

security, public policy, or other important national interest, the Party may decline to

provide all or part of the Information, or offer to provide all or part of the Information

subject to such terms and conditions as it may specify.

ARTICLE 9

Requests for Additional Data

If, based on access to Information provided under Article 3, a Party has reason to

request additional data not covered by this Agreement and its non-legally binding

implementing arrangements, such request should be governed by applicable laws,

regulations, arrangements, or agreements.
ARTICLE 10

Review and Consultation

1. The Parties shall designate points of contact, and require them to consult regularly

to promote the effective implementation and administration of this Agreement.

2. The Parties shall, through their points of contact, jointly review this Agreement.

The first review shall take place not earlier than one year from the date of the entry into

force of this Agreement, and as the Parties mutually decide thereafter.

3. A Party shall advise the other Party of changes to its laws, regulations, policies,

technology, or systems that may affect the implementation or administration of this

Agreement.

ARTICLE 11

Settlement of Disputes

1. The Parties shall at all times endeavour to agree on the interpretation and

application of this Agreement, and shall make every attempt to arrive at a mutually

satisfactory resolution of any matter that might affect its implementation or

administration.

2. If the Parties cannot, through discussions, arrive at a mutually satisfactory

resolution of a dispute regarding the interpretation or application of this Agreement, they

shall resolve the dispute through diplomatic channels.

ARTICLE 12

Amendment and Termination

1. The Parties may amend this Agreement by mutual consent, in writing.
2. A Party may terminate this Agreement at any time by giving notice in writing to

the other Party. The termination is effective six months after receipt of the notice.

Articles 4, 5, 6 and 7 shall continue to apply to Information exchanged under this

Agreement, even after the Agreement is terminated.

ARTICLE 13

Entry into Force

This Agreement shall enter into force on the date of the last note in an exchange

of diplomatic notes in which the Parties notify each other of the completion of their

respective internal procedures necessary for the entry into force of this Agreement.

IN WITNESS WHEREOF, the undersigned, being duly authorized by their respective

governments, have signed this Agreement.

DONE at OtCLUSCt this / day of 11'-<-4-^-/Lr 12012,

in duplicate in the English and French languages, each text being equally authentic.

FOR THE GOVERNMENT

OF THE UNITED STATES

OF AMERICA

FOR THE GOVERNMENT

OF CANADA