## Supporting Statement

For Information Collection Request (ICR)

0801.18

Requirements for Generators, Transporters, & Waste Management Facilities

Under the

RCRA Hazardous Waste Manifest System

January 20122 TABLE OF CONTENTS

1. IDENTIFICATION OF THE INFORMATION COLLECTION

1A Title and Number of the Information Collection ............................................................................. . 1

1B Short Characterization ..................................................................................................... ................. 1

2. NEED, AUTHORITY & USE FOR THE INFORMATION 2A Need & Authority to Collect Information .................................................................................... .... 1 2B Practical Utility & User s of the Information ............................................................................... ..... 2

3. NONDUPLICATION, CONSULTATIONS & OTHER COLLECTION CRITERIA 3A Nonduplication ............................................................................................................. .................... 3

3B Public Notice .............................................................................................................. ...................... 3

3C Consultations .............................................................................................................. ...................... 3

3D Effects of Less Fr equent Collection ........................................................................................ ......... 4 3E Confidentiality ............................................................................................................ ...................... 5 3F Sensitive Questions ........................................................................................................ .................. 5

4. UNIVERSE OF AFFECTED RESPONDENTS

4A Economic Sectors & Industries Affected ..................................................................................... .... 5 4B Types & Counts of Entities Affected ........................................................................................ ....... 6

4C Number of Annual RCRA Manifests ............................................................................................ ... 8

5. ELEMENTS OF INFORMATION REQUESTED 5A Manifest Printer Registrant Requirements ................................................................................... .... 9 5B Generator Requirements ..................................................................................................... ............ 15 5C Transporter Requirements ................................................................................................... ........... 17 5D Designated TSDF Requirements ............................................................................................... ..... 22

6. AGENCY ACTIVITIES, COLLECTION MET HODOLOGY & INFORMATION MANAGEMENT 6A Agency Activities .......................................................................................................... ................. 25 6B Collection Methodology & Management ....................................................................................... 26 6C Small Entity Flexibility ................................................................................................... ............... 26

6D Collection Schedule ........................................................................................................ ................ 26

7. ESTIMATE OF BURDEN HOURS & COST 7A Labor Wage Rates ........................................................................................................... ............... 28 7B Respondent Capital Costs ................................................................................................... ............ 29 7C Respondent O&M Costs ....................................................................................................... .......... 29

7D Itemized Estimates of Nati onal Burden Hours & Costs ................................................................. 30

7E Bottom Line Burden Hours and Cost .......................................................................................... ... 35 7F Reasons for Change in Burden ............................................................................................... ........ 35

7G Burden Statement ........................................................................................................... ................ 35

BURDEN ESTIMATION SPREADSHEETS (Exhibits 1 to 1) .............................................................................. 371 1. IDENTIFICATION OF TH E INFORMATION COLLECTION

1A. Title and Number of The Information Collection

"Requirements for Generators, Transporters, and Waste Management Facilities Under the RCRA Hazardous Waste Manifest System (Renewal)," OMB Control No. 2050-0039, EPA ICR number 0801.18

1B. Short Characterization

EPA adopted the hazardous waste manifest system pursuant to its directive under the Resource Conservation and Recovery Act (RCRA) , as amended, to protect human health and the environment. RCRA establishes a national program to improve hazardous w aste management by regulating hazardous wastes from "cradle to grave." An essential part of this management program is the manifest system. According to section 3002(a)(5) of RCRA, EPA must "...establish requirements respecting...use of a manifest system and any other reasonable means necessary to assure that all such hazardous waste generated is designated for treatment, storage, or disposal, and arrives at treatment, storage, or di sposal facilities...for which a permit has been issued..."

The manifest is a control and transport document that accompanies the waste from its generation site to its treatment, storage, or disposal site. Among other things , the manifest lists the wastes that are being shipped and the treatment, storage, or disposal facility (TSDF) to which the wastes are bound. The term "manifest system" refers to the overall set of requirements for the use of the manifest.

These requirements are intended to ensure that hazar dous waste designated for delivery to an off-site TSDF actually reaches its destination. Thus, the manif est system serves as a self-enforcing mechanism that requires generators, transporters, a nd owner/operators of TSDFs to par ticipate in an active hazardous waste tracking system. This system does not ordinarily invol ve intervention on the part of EPA unless hazardous wastes do not reach their designated point of disposal within a specified timeframe. In most cases, RCRA-authorized States operate the manifest system, and requirements may vary among authorized States, including submission of manifests to States for routine shipments.

The critical components of the manifest system include the information required on the manifest itself, the transmittal of manifest copies to specified parties, th e submission of exception, discrepancy, and unmanifested waste reports to EPA, and recordkeeping requirements. Each of these components assists in tracking the waste and helps the Agency in reviewing whether hazardous waste shipments have been handled properly. The manifest, by incorporating Department of Transportation requirements applicable to shipping papers, also serves as an important safety tool. In the event of an accident during transport or delivery, information on the manifest,

such as the identification of the waste' s hazard class, can be used to help response teams determine appropriate response actions.

2. NEED, AUTHORITY & USE FOR THE INFORMATION

2A. Need & Authority to Collect Information

This ICR 801.18 renews the existing information collecti on (ICR nr. 801.16) for a three-year extension, thereby superseding and replacing the existing ICR. EPA’s authority to require use of a hazardous waste manifest system stems primarily from Section 3002(a)(5) of the 1976 Resource Conservation and Recove ry Act (RCRA) (See also RCRA Sections 3003(a)(3) and 3004.) Regulations are found in 40 CFR 262 (regi strant organizations and generators), 40 CFR 263 (transporters), and 40 CFR 264 & 2 65 (TSDFs). Section 3002(a)(5) of RCRA, as amended, directs the US Environmental Protection Agency (EPA) to:

“ ...establish requirements respecting...use of a manifest system and any other reasonable means necessary to assure that all such hazardous waste generated is designated for treatment, storage, or disposal, and arrives at treatment, storage, or disposal facilities...for which a permit has been

issued... ”2 Under this authority, USEPA published regulations for a manifest system on February 26, 1980 (45 Federal Register 12724). 1 USEPA established requirements for manifest completion, transmittal, and recordkeeping for hazardous waste generators at 40 CFR 262 subpart B, for tr ansporters at 40 CFR 263 subpart B, and for treatment, storage, and disposal facilities (TSDFs) at 40 CFR 264 & 265 subpart E. In 1984, USEPA published the Uniform Hazardous Waste Manifest, which consis ted of a Federally-required portion (i.e., Federally required data elements in Blocks 1-20) and a State-optional portion (i.e., Blocks A-K on the manifest reserved for optional State use). 2

In 2005, USEPA finalized modifications to the RCRA manifest system to minimize unnecessary paperwork burden on hazardous waste handlers resulting from variable State manifest data requirements, and to address other stakeholder-requested improvements to the manifest system. USEPA proposed these modifications on 22 May 2001 (http://www.epa.gov/epaoswer/hazwaste/ge ner/manifest/mods.htm). Specifically, USEPA has eliminated the State-optional blocks from EPA’s RCRA manifest form (EPA Form 8700-22 & 8700-22A continuation sheet), and made the manifest form comp letely uniform. USEPA has also established special tracking procedures for international hazardous waste shipme nts (i.e. exports/ imports), rejected waste loads, and

waste container residues. In addition, USEPA has established a RCRA manifest printing registry process at 40 CFR 262.21. Under these regulations, any organization (e.g ., waste handler, commercial printer, State agency) can register with USEPA to print RCRA manifests. Members of the pu blic can only obtain blank manifest forms from these registered sources

2B. Practical Utility & Users of the Information

(a) USEPA Registry of Approved Manifest Printers

In regard to the USEPA registry, USEPA will review the initial application from each registrant to: (1) ascertain basic organizational informati on (e.g., name and address of organization); (2) determine if the registrant's proposed suffix is unique; (3) evaluate the qualifications of the printing company; (4) understand how the registrant intends to print, use, and distribute the forms; and (5) review the registrant's proposed controls, and estab lish additional controls as n eeded, to ensure that the registrant tightly controls its tracking numbers and prints a quality manifest.

EPA will review the registrant's form samples to: (1) evaluate the competence of the registrant to print the manifest; (2) evaluate if the registrant's form satisfies the pr int requirements of 40 CFR 262.21(f) (e.g., by visually examining the samples and writing on them to see if they convey handwritten imprints legibly from copy to copy, as required under 40 CFR 262.21(f)(5)); and (3) ascertain the paper type, paper weight, ink colo r of the instructions, and binding method of the registrant's form.

If the registrant is approved to print the form, the registra nt must print the form according to the paper type, paper weight, ink color, and binding method of its approved samples.

Manifest Procedures

In regard to the manifest procedures, generators, tr ansporters, and designated TSD Fs handling hazardous waste are required to complete the data requirements for manifests and other reports primarily to: (1) track each shipment of hazardous waste from the generator to a designated facility;

1 USEPA intended the manifest to serve three primary purposes : (1) to serve as a tracking device which creates clear lines of accountability among the participants in the hazardous waste system s; (2) to serve, together with other US EPA and USDOT requirements, to protect hum an health and the environment during the transportation of h azardous waste by providing information on th e waste to persons handling the waste an d to emergency response personnel; and (3) to provide the principal basis fo r USEPA’s recordkeeping and reporting requirements.

2 Pursuant to the 1995 Paperwork Reduction Act, this ICR exam ines only Federal information collection requirements. It does n ot address State requirements (e.g., State-optional elements of the manifest, or manifest burden associated with state-only regulated hazardous wastes).3 (2) provide information requirements sufficient to a llow the use of a manifest in lieu of a United States Department of Transportation (USDOT) shipping paper or bill of lading, thereby reducing the duplication of paperwork to the regulated community; (3) provide information to transporte rs and waste management facility wo rkers on the hazardous nature of the waste; (4) inform emergency response teams of the waste's hazar d in the event of an accident, spill, or leak; and (5) ensure that shipments of hazardous waste are managed properly and delivered to their designated

facilities.

Although the generators, transporters , TSDFs, and emergency response teams (in the case of accidents) are the primary users of these records, USEPA may review these documents during a facility inspection to make sure proper records are being kept and regulations are complie d with. USEPA also reviews and responds to exception reports, discrepancy reports, and unmanifested waste reports.

3. NONDUPLICATION, CONSULTATIONS & OTHER COLLECTION CRITERIA

3A. Nonduplication

No document identical or similar in purpose to the ma nifest is required by the Federal government for the shipment of RCRA hazardous waste. Although a USDOT hazardous materials shipping paper 3 contains most of the information contained on the manifest, it does not app ear to be legally sufficient to track hazardous waste shipments from the generator to the designated facility (i.e. from “cradle-to-grave”) . For example, USDOT’s shipping paper does not require USEPA ID numbers and si gnatures of the transporters and all other chain-ofcustody entities involved in shipping or handling the h azardous waste. USEPA requires such signatures and

identification numbers on the manifest to ensure account ability of each waste handler during shipment of the hazardous waste. Also, since USEPA coordinated the deve lopment of the manifest with USDOT, the manifest form can be used as a USDOT shipping paper, thus el iminating the need for the transporter to carry both documents. Furthermore, the manifest form was de veloped as a means of standardizing the information requirements, both Federal and State, thereby eliminating th e need for a generator to co mplete and a transporter to carry multiple manifests for interstate shipments.

3B. Public Notice

In compliance with the Paperwork Re duction Act of 1995, USEPA issued a pub lic notice in the Federal Register on September 21, 2011 (76 FR 58493), soliciting public comments for a 60-day period ending November 21,

2011. No comments were received.

3C. Consultations

Dan Appelt Director, Compliance Administration Safety-Kleen dappelt@safety-kleen.com

Melinda Keillor Environmental Manager Michigan Department of Environmental Quality melinda.keillor@eqonline.com

Michael Williams

3 Any person who offers a hazardous material for transportation in commerce must describe the hazardous material on a USDOT ship ping paper in the manner required in 49 CFR 172 subpart C. A shipping paper includes ``a shipping order, bill of ladi ng, manifest or other shippi ng document serving a similar purpose and containing the inform ation required by 49 CFR 172.202, 172.203 & 172.204.'' 49 CFR 171.8 provides a defini tion of ``shipping paper''. 49 CFR 172.205(h) states that an USEPA RCRA hazardous waste manife st (EPA Form 8700-22) ``may be used as the shipping paper'' i f it contains all the information required by 49 CFR 172 subpart C.4 PSC, LLCl Vice President, Support Services

202-783-0870

3D. Effects of Less Frequent Collection

USEPA requires registrants to submit an initial appli cation to USEPA under 40 CFR 262.21(b) and form samples and descriptions under 40 CFR 262.21(d). These are one-tim e submittals. Registrants need not submit any other application information under 40 CFR 2 62.21(b) or (d), except if USEPA requests changes or has questions. If USEPA did not receive these submittals, USEPA would not be able to determine if the registrant:

· will tightly control its manifest tracking numbers to ensure that each number pre-printed on the manifest is unique;

· will use appropriate quality control measures to print a quality manifest consistently; and

· is competent to print the manifest. USEPA also would not have any way to determine if the registrant’s manifest satisfies the print requirements at 40 CFR 262.21(f). USEPA needs to visu ally examine the samples (e.g., to determine if it has acceptable copy-tocopy registration; if the instructions on the back of the copies do not bleed through; if the binding method is adequate; if the paper weight and paper type are ad equate to convey handwritten imprints copy to copy). An approved registrant need not re-subm it information to the Agency, unless it:

· updates its initial application approved under 40 CFR 262.21(c)

· wants a new suffix

· seeks to change the paper type, paper weight, ink co lor of the instructions, or binding method of its approved forms

· seeks to change the printing company. In regard to updates to the application, USEPA needs to learn about any updates. For example, if the name or address of the registrant changes, USEPA must be inform ed of this. If the registrant updates its quality control methods, USEPA must be apprised so it can evaluate th e updated methods and require modifications if needed. Less frequent information submittal would not allow USEPA to learn about these important updates and ensure they are appropriate. In regard to requests for a new suffix, USEPA needs to evaluate the registrant’s proposed new suffix to ensure it is unique. Each registrant must generate its unique manifest tracking numbers using its unique suffix. If registrants do not submit a request to USEPA for a new suffix, USEPA will not have a way to ensure that a registrant’s new suffix is unique. In regard to changes to the paper type, paper weight , ink color, or binding method or changes to the approved printer, USEPA must evaluate the form to de termine if it satisfies the print requirements of 40 CFR 262.21(f). After they are approved to print the form, for example, some registrants might seek to change their paper type to a lesser grade, which may not eff ectively convey impressions copy to copy. Less frequent

information submittal would not allow USEPA to evaluate changes to these key aspects of the registrant’s form. In regard to the manifest requirements, USEPA do es not collect manifests under normal situations, but requires instead preparation of the manifest, use of the manifest during transportation, and recordkeeping of the manifests for a 3-year period. Manifests are only co llected by USEPA either to accompany an exception or discrepancy report or in the case of an export. In ad dition, since the manifest is required to accompany all shipments of hazardous waste when shippe d off site by the generator, less frequent preparation is not possible. The frequency of off-site shipment is dete rmined by the generator and depends on:

· the quantities of waste to be shipped as they impact the economies of shipment

· transporter scheduling

· the applicable regulatory requirements. The present system gives the generator the opportunity to maximize the economies of off-site shipments by selecting a shipping frequency that is appropriate for th e rate of waste generation. Further, by requiring a manifest to accompany each shipment, USEPA ensures the manifest is available in the case of a discharge of hazardous waste during transportation. Information on th e manifest could be useful to emergency response personnel responding to the scene. In this regard, less frequent manifesting could result in a less expedient or protective response to the release. Note, however, that USEPA provides a manifest ex emption at 40 CFR 262.20(e) and (f) for specified types of shipments, as appropriate. Under 40 CFR 262.20(e), small quantity generators (SQGs), or those5 generators who generate between 100 and 1,000 kilograms/month of h azardous waste, can be exempt from manifest requirements if the waste is reclaimed under a cont ractual agreement that specifies the type of waste and frequency of shipments; the transporting vehicle is owned a nd operated by the reclaimer; and the generator retains a copy of the reclamation agreement for three years after termination or expiration of the agreement. Under 40 CFR 262.20(f), generators who transport hazardous wastes on a public or private right-of-way within or along the border of contiguous property under the control of the same person, even if such contiguous property is divided by a public or private right-of-way, are exempt from manifesting requirements.

3E. Confidentiality

Section 3007(b) of RCRA and 40 CFR 2 subpart B, wh ich define USEPA’s genera l policy on the public disclosure of information, contain provisions for confid entiality. However, the Agen cy does not anticipate that businesses will assert a claim of confidentiality covering all or part of the information collection requirements covered in this ICR. If such a claim was asserted, U SEPA must and will manage that information in accordance with the regulations cited above.

3F. Sensitive Questions

No questions of a sensitive nature are included in any of the information collection requirements.

4. UNIVERSE OF AFFECTED RESPONDENTS

4A. Respondents/SIC Codes

Following are the Standard Industrial Classificati on (SIC) codes and the North American Industry Classification System (NAICS) codes of facilities most likely subject to the requirements in this ICR.

Industrial Sector SIC Code(s) NAICS Code(s)

Agriculture, Forestry, Fishing, and Hunting 01-09 11

Mining 10-14 21

Utilities 49 22

Construction 15-17 23

Manufacturing 20-39 31-33

Wholesale Trade 50-51 42

Retail Trade 52-59 44-45

Transportation and Wa rehousing 40-47 48-49

Information 27, 48, 73 (partial), 78 51

Waste Management & Remediation Services 1799, 4953, 4959 562

Public Administration 91-97 92

4B. Types & Count of Entities Affected

There are basically five categories of entities affected by the respondent activities required for each information

collection element discussed in this ICR:

· Registrant organizations (manifest printer registry)6 · Hazardous waste generators whic h ship hazardous waste offsite

· Hazardous waste transporters

· Hazardous waste TSDFs (treatment, storage, disposal facilities) which receive offsite shipments

· Agency (i.e. Federal RCRA-authorized state govern ment programs, and USEPA regional offices, and USEPA headquarters)

(4B.1) Registrant Organizations

In the previously approved information collection, USEPA estimated 40 entities would apply to USEPA’s manifest printing registry during the first two years of operation. That estimated included roughly 20 States that previously printed manifests and 20 TSDFs or large genera tors. In addition, USEPA used its best judgment to estimate that the Agency will receive two new applications in the third year covered by this ICR. As displayed in Table 1, USEPA estimates that 7 entities will apply to U SEPA’s manifest printing registry during the first two years covered by this ICR. 4 In addition, USEPA used its best judg ment to estimate that the Agency will receive three new applications in the third year covered by th is ICR. Thus, USEPA estimates that, on average, 3 registrant organizations will be subj ect to the requirements in 40 CFR 262.21 over the 3-year period covered by

this ICR.

Table 1 Estimated Number of Registrant Organizations Subject to 40 CFR 262.2 EPA Manifest Printing Registry

Year 1 Year 2 Year 3 Average

Number of registry applicants 4 3 3 3

(4B.2) Waste Handlers

For purposes of estimating respondent burden, this ICR uses USEPA-OSW’s 2009 RCRA Hazardous Waste Biennial Report (BR) data to determine the univer se of SQGs, LQGs, and TSDFs. The respondent burden estimates detailed in the previous ICR were based on 2005 BR data. Although the respondent burden estimates were updated using 2009 BR data, certa in assumptions used to determine th e respondent burden estimates in the previous ICR were also used in this ICR. For instance, it remains appropriate to di stinguish between LQGs that generate but do not manage hazardous waste onsite, versus LQGs that both generate and manage (i.e., treat, store, or dispose of) hazardous waste on site. USEPA has found differences between these two groups in their manifesting practices and num ber of outbound shipments. Based on 2009 BR data, USEPA estimates that 14,381 L QGs in the US generate but do not manage hazardous waste (these sites are referred to simply as “LQG s” in this ICR.) In addition, 2009 BR data indicate that 1,468 sites in the US both generate and ma nage hazardous waste onsite and hence qualify as TSDFs. 5 (This ICR refers to these 1,468 sites as “TSDFs acting as generators.”) EPA estimates that, of the 1,468 TSDFs acting as ge nerators, approximately 25% are commercial TSDFs (367) and 75% are captive TSDFs (1,101). 6 USEPA defines a commercial TSDF as a facility whose waste management capacity is available to any generators or facilities for comme rcial hazardous waste management, or to a limited group of generators or facilities for commerc ial hazardous waste management. A captive TSDF is a facility that receives hazardous waste from on-site sources only, or from on-site sources and off-site sources that are part of its same company only. USEPA estimates there are significant differences between commercial and

4 Estimates of new registrants are estimates by Wanda Lebleu , the Office of Solid Waste’s (OSW) primary contact for the OSW’s paper manifest printing registry.

5 To determine the number of LQGs and TSDFs shipping hazardous waste off site, USEPA used information from the Waste Generatio n and Management (GM) Form and the RCRA Subtitle C Site Identificati on (Site ID) Form of the 2009 BRS. USEPA then eliminated facilit ies operated by the Federal government (i.e., government-owned, government-operated f acilities (GOGOs) and privately-ow ned, government-operated fac ilities (POGOs)).

6 These percentages are based on an analysis of prior year data on TSDFs contained in USEPA’s O ffice of Solid Waste RCRA Hazardou s Waste Biennial Report database.7 captive TSDFs regarding waste volumes ma naged and number of manifests completed, and thus, the Agency has chosen to examine their manifest prepara tion burdens separately in this ICR. To determine the number of SQGs that ship hazardous waste off site each year, USEPA performed an indepth analysis of data from the 2009 BR data and from other USEPA information collection instruments (e.g., 3010 Notification). 7 Based on that analysis, USEPA estimates that 161,720 SQGs ship hazardous waste off site each year and are subject to the manifest system. 8

In addition, there are 304 hazardous waste transpor ter companies subject to the manifest system. 9 Finally,

USEPA referred to 2009 BR data to estimate that, each year, 577 TSDFs receive hazardous waste from off site. 10

Table 2 summarizes the number of waste handlers s ubject to manifesting requirements each year.

Table 2 Annual Number of Waste Handlers Subject to Manifesting System

Type of Waste Handler Number of Waste Handlers

1 Generators

LQGs 14,381 a

Commercial TSDFs 367 b

Captive TSDFs 1,101 b

SQGs 145,871 a

Subtotal 161,720

2 Transporters 304

3 Designated TSDFs (“ receiving facilities ”) 577 b

a Includes sites that generate hazardous waste but do not manage it onsite under a permit. b Many TSDFs acting as generators may also qualify as designated TSDFs. Hence, the number of designated TSDFs and TSDFs acting as generators are not

additive.

Number of Annual RCRA Manifests

Number of Manifests that Accompany Shipments Initiated by the Generator

This ICR addresses the RCRA manifesting requirements fo r three types of hazardous waste shipments estimated

in Table 3:

· Domestic shipments of hazardous waste (i.e. shipme nts originating and terminating within the US)

· Import shipments (i.e. shipments received from a foreign country and shipped within the US)

· Export shipments subject to 40 CFR 262 subpart E (i.e. exports from the US to non-designated members of the Organization for Economic Cooperation a nd Development (OECD), as identified at 40 CFR 262.58(a)(1)). [Note: this ICR does not include mani fest burden for waste exports to designated OECD countries.]

Table 3

7 ICF Consulting Inc collected data used in this analysis from USEPA’s Office of Solid Waste RCRAInfo database during 07-14 Nov 2003 (http://www.epa.gov/epaoswer/hazwas te/data/index.htm#rcra-info).

8 The estimate does not include facilities operated by the Federal government (i.e., GOGOs or POGOs).

9 Calculated by adjusting figure in 2008 ICR, which was base d on data in USEPA-OSW’s “Economi cs Background Document” developed for the

March 2004 Manifest Form Revisions Final Rule.

10 The estimate does not include facilities operated by the Federal government (i.e., GOGOs or POGOs).8 Estimated Annual Number of Manifests Co mpleted by Hazardous Waste Generators: Domestic Shipments + Export Shipments to Non-Designated OECD Countries

Type of Generator Number of

Generators that

Manifest Average Annual Number of Manifests Completed per

Generator* Annual Number of Manifests Completed

LQGs 14,381 46 654,888

Commercial TSDFs 367 347 127,513
Captive TSDFs 1,101 36 32,240

SQGs** 145,871** 9 1,065,763

Total 161,720 14 1,887,404

* These numbers are rounded. ** Of the 174,867 SQGs shipping hazardous waste off s ite each year, USEPA estimates that 145,871 must prepare and transmit a manifest with their off-site shipments and the remaining 26,257 operate under a reclamation agreement. As provided under 40 CFR 262.20(e), these 26,257 SQGs need not undertake any manifesting activities for their hazardous wast e shipments to the recycling facility.

Table 4 breaks down the annual number of manifests that accompany domestic shipments, import shipments, and export shipments to non-designated OECD countries. Based on USEPA consultations, as well as data compiled by USEPA’s Office of Enforcement and Compliance Assurance (OECA), USEPA estimates that 1,849,020 manifests accompany domestic shipments of hazardous w aste and 19,509 manifests accompany export shipments to non-designated OECD countries each year, including Me xico and Canada. In addition, USEPA has used its best judgment to estimate that 18,875 manifests are prep ared each year by transporters for imported hazardous wastes at point-of-entry into the US and a ll are received by commercial TSDFs (i.e. “ receiving facilities ”), which represents 1% of total annual manifests.

Table 4

Estimated Total Annual Number of Manifest s Completed for Domestic Shipments,

Import Shipments, and Export Shipments to Non-Designated OECD Countries

Type of Generator Total Number of Manifests Completed/Year

Domestic Shipments Import Shipments Export Shipments to NonDesignated OECD Counties

a All Shipments

LQGs 639,170 6,549 9,169 654,888

Commercial TSDFs 124,677 1,275 1,561 127,513
Captive TSDFs 38,263 392 585 32,240

SQGs 1,046,911 10,658 8,194 1,065,763

Total 1,849,020 18,875 19,509 1,887,404

a Includes Mexico and Canada.

(4C.2) Number of Manifests that Accompany Shipments Rejected by the Designated TSDF

EPA estimates that each manifest completed and sent off s ite by a generator (1,887,404) will be delivered to the designated TSDF, minus those manifests accompanying export shipments (19,509 manifests) or lost during transport (185 manifests), plus import manifests (18,874). Hence, USEPA estimates th at 1,886,584 manifests will be delivered to the designated TSDF. USEPA estimates that 3% (62,258) will be rejected. Table 5 presents the number of manifests accompanyi ng shipments that are rejected or for which a container residue is identified by the TSDF. USEPA estimates that 50% of these problem shipments (31,129) involve partially rejected loads or container residues iden tified after the transporter has left the TSDF’s premises. USEPA estimates that 99% of these shipments will be sent to the alternate TSDF and 1% will be sent back to the generator. A new manifest must be prepared to send these shipments to the alternate TSDF or generator. EPA estimates that the remaining 50% of these problem shipment s (31,129) involve fully rejected loads or container9 residues identified while the transporter is still on the TSDFs’ premises. USEPA estimates that 99% of these shipments will be sent to the alternate TSDF and 1% will be sent back to the generator. The original manifest may be used to send these shipments to the alternate TSDF or generator.

Table 5

Total Annual Number of Manifests that Accompany Rejected Loads and Container Residues a

Type of Shipment Estimated Annual Number of Manifests

New Manifests that Accompany Rejected Shipments or Container Residues
Shipments sent back to generator (1%) 311
Shipments sent to alternate TSDF (99%) 30,819

Subtotal 31,129
Original Manifests that Accompany Rej ected Shipments or Container Residues
Shipments sent back to generator (1%) 311
Shipments sent to alternate TSDF (99%) 30,818

Subtotal 31,129

Total 62,258
a Table contains rounding error.

4B. Information Requested Manifest Printer Registrant Requirements

(a) Applying to the Registry

40 CFR 262.21(a) provides that a person may not print the manifest for use or distribution unless his/her organization (e.g., company, State agency) has received approval from USEPA to do so under 40 CFR 262.21(c) and (e). In order to receive USEPA a pproval, a registrant must submit to U SEPA an application that contains the information specified in 40 CFR 262.21(b). Upon USEPA approval of the application, the registrant must submit three fully assembled manifests and, if needed, contin uation sheets that meet the specifications of 40 CFR 262.21(f) and a description of the form samples, as specifi ed in 40 CFR 262.21(d). In reviewing these submittals, USEPA may request modification to them before approval. In developing the registry process, USEPA perfo rmed thorough consultation with waste handlers, commercial printers, and States and concluded that it is imperative for USEPA to evaluate the printing capabilities and form samples of registrants. Although many commerc ial printers have developed an expertise in multi-forms printing (the final rule requires RCRA manifests to be pr inted on a six-copy form), USEPA expects that certain prospective registrants will not have such expertise. Printing the manifest requires some degree of sophistication and expertise in order to consistently satisfy the pe rformance requirements at 40 CFR 262.21(f). For example, registrants must design their manifest so that handwritt en and typed imprints are legible on all six copies, the manifest instructions do not bleed through the front of th e copies, and the binding of copies is reasonably secure. The USEPA has posted print guidance on its Manifest Registry Web site ( http://www.epa.gov/osw/hazard/transportation/manifest/registry/index.htm ) to assist organizations – including states, waste management companies, industrial facilities and printing companies – in applying to USEPA to print the manifest. The web site also provides a list of regi stered printers approved by USEPA to print the form. Although USEPA has posted print guidance on the web, signi ficant discretion will be left to the registrant to determine the appropriate paper type, paper weight, ink color of the instru ctions, and binding methods that will satisfy the print specifications. Because of this, it is essen tial that the registry review samples of their forms to determine if they comply with the print specifications, e.g ., to evaluate the samples to see if they comply with the performance requirements. In addition, USEPA and the States are keenly interest ed in making sure that manifest tracking numbers pre-printed on forms are tightly controlled and remain uni que. One of the highest priorities of the registry is ensuring that each manifest used or di stributed to the public has a unique tracking number. Because USEPA will10 allow registrants to pre-print numbers onto their manif ests without any ongoing Agency oversight, it is essential that the registry evaluate and approve the registrant 's procedures and systems for controlling their tracking numbers, as described in their applications.

Data Items

· An application that contains the following information: -- Name and mailing address of registrant. -- Name, telephone number, and em ail address of contact person. -- Brief description of registrant’s government or business activity. -- EPA ID number of the registrant, if applicable. -- Description of the scope of the operations that the registrant plans to undertake in printing, distributing, and using its manifests, including: - A description of the printing operation. The description should include an explanation of whether the registrant intends to print its manifests in-house or through a separate printing company. If th e registrant intends to use a separate printing company to print the manifest on its behalf, the application must identify this printing company and discuss how the registrant will oversee the company. If this includes the use of intermediaries, the role of each must be discussed. The application must provide the name and ma iling address of each company. It also must provide the name and telephone nu mber of the contact person at each

company. - A description of how the registrant will ensure that its organization and unaffiliated companies, if any, comply with the requirements of 40 CFR 262.21. The application must discuss how the registrant will ensure that a unique manifest tracking number will be pre-prin ted on each manifest. The application must describe the internal control procedur es to be followed by the registrant and unaffiliated companies to ensure that nu mbers are tightly controlled and remain unique. If computer systems or other infrastructure will be used to maintain, track, or assign numbers, these should be indicated. The application must indicate how the printer will pre-print a unique number on each form. The application must explain the quality procedures to be followed by each establishment and printing company to ensure that all required print specifications are consistently achieved a nd that printing violations are identified and corrected at the earliest practicable time. - An indication of whether the registrant intends to use the manifests for its own business operations or to distribute the mani fests to a separate company or to the general public (e.g., for purchase). -- A brief description of the qualifications of the company that will print the manifest. The registrant may use readily available inform ation to do so (e.g., corporate brochures, product samples, customer references, documentation of ISO certification), so long as such information pertains to the establishmen ts or company being proposed to print the

manifest. -- Proposed unique three-letter manifest tracking number suffix. If the registrant is approved to print the manifest, the registrant must use this suffix to pre-print a unique manifest tracking number on each manifest. -- A signed certification by a duly authorized employee of the registrant that the organizations and companies in its applica tion will comply with the procedures of its approved application and the requirements of 40 CFR 262.21 and that it will notify USEPA of any duplicated manifest tracking num bers on manifests that have been used or distributed to other parties as soon as this becomes known.

· Three fully assembled manifests and, if needed, contin uation sheets that meet all of the specifications in 40 CFR 262.21(f). The form samples must be printe d by the company that will print the manifest as identified in the application approved under 40 CFR 262.21(c). The registrant need not submit samples

of the continuation sheet if the continuation sheet w ill be printed using the same paper type, paper weight, ink color of the instructions, and binding method as the manifest.11 · A description of the manifest samples as follows: -- Paper type (i.e., manufacturer and grade of the manifest paper). -- Paper weight of each copy.

-- Ink color of the manifest’s instructions. If screening of the ink was used, the registrant must indicate the extent of the screening. -- Method of binding the copies.

Respondent Activities

· Prepare and submit initial application.

· Submit revised initial application to USEPA, if requested.

· Submit three fully assembled manifests and, if needed , continuation sheets and a description of the form samples.

· Submit revised form samples based on USEPA co mment on the initial samples, if requested.

(b) Updating General Informati on in the Approved Application

40 CFR 262.21(h)(1) provides that, if an approved registra nt would like to update any of the information provided in its application (e.g., to update a company phone number or name of contact person), the registrant must revise the application and submit it to USEPA, along with an indication or explanation of the update, as soon as practicable after the change occurs. USEPA will review and either approve or deny the revision. If the revision is denied, the registrant must respond to the Agency’s concerns.

Data Item

· Revised application, along with an i ndication or explanation of the update.

Respondent Activities

· Revise and submit the application to USEPA, along w ith an indication or explanation of the update.

· Respond to the Agency’s concerns, if applicable.

(c) Requesting Approval for a New Tracking Number Suffix

40 CFR 262.21(h)(2) provides that, if an approved registrant would like a new tracking number suffix, the registrant must submit a proposed suffix to USEPA, along with the reason for requesting it.

Data Item

· Proposed tracking number suffix, along with the reason for requesting it.

Respondent Activity

· Submit a proposed tracking number suffix, along with the reason for requesting it.

(d) Requesting Approval for Changes to Printi ng Specifications or Use of a New Printer

40 CFR 262.21(h)(3) provides that, if a registrant would lik e to change the paper type, paper weight, ink color of the manifest instructions, or binding method of its manif est or continuation sheet subsequent to approval under 40 CFR 262.21(e), then the registrant must submit three samples of the revised fo rm for USEPA review and approval. If the approved registrant would like to use a new printer, the registrant must submit three manifest samples printed by the new printer, along with a brief description of the printer’s qualifications to print the manifest. In reviewing these submittals, USEPA may request modification to them before approval.

Data Items

· Three samples of the manifest form and/or continuation sheet.

· A brief description of the qualifications of the new printer, if applicable.

Respondent Activity12 · Submit three samples of the manifest form and/or cont inuation sheet and, if applicable, a brief description of the qualifications of the new printer.

· Submit revised manifest form and/or conti nuation sheet samples to USEPA, if requested.

(e) Typesetting the Manifest Form Subsequent to its Approval

40 CFR 262.21(i) provides that, if s ubsequent to its approval under 40 CFR 262.21(e), a registrant typesets its manifest or continuation sheet instead of using the elect ronic file of the forms provided by USEPA, it must submit three samples of the manifest or continuation sheet to th e registry for approval. The registrant cannot use or distribute its typeset forms until USEPA approves them.

Data Items

· Three samples of the manifest or continuation sheet.

Respondent Activity

· Submit three samples of the manifest or con tinuation sheet to the registry for approval.

(f) Requesting an Exemption

40 CFR 262.21(j) provides that USEPA may exempt a re gistrant from the requirement to submit form samples under 40 CFR 262.21(d) or 262.21(h)(3) if the Agency is persuaded that a separate review of the registrant’s forms would serve little purpose in informing an approval d ecision (e.g., a registrant certifies that it will print the manifest using the same paper type, paper weight, ink co lor of the instructions, and binding method of the form samples approved for some other registrant). A regist rant may request an exemption from USEPA by indicating why an exemption is warranted.

Data Item

· Documentation indicating why an exemption is warranted.

Respondent Activity

· Submit documentation to USEPA indicati ng why an exemption is warranted.

(g) Notifying USEPA of a Printing Specification Violation

40 CFR 262.21(k) requires an approved registrant to notify USEPA by phone or email as soon as it becomes

aware that it has used or distributed manifests th at contain duplicated manifest tracking numbers.

Data Item

· Notification of duplicated manifest tracking numbers.

Respondent Activity

· Notify USEPA of duplicated manifest tracking numbers.

(h) Revising the Approved Manifest if Requested by USEPA

40 CFR 262.21(l) provides that, if, subsequent to approval of a registrant under 40 CFR 262.21(e), USEPA becomes aware that the registrant’s approved form does not satisfactorily meet the print specifications in 40 CFR 262.21(f), USEPA will contact the registrant and require modifications to the form.

Data Item

· Revised manifest form samples.

Respondent Activity

· Submit revised manifest form samples to USEPA, if requested.13 (i) Responding to Suspension and Revocation Procedures

40 CFR 262.21(m) provides that USEPA may suspend and, if necessary, revoke printing privileges if it finds that the registrant: (i) has deviated from its application approve d under 40 CFR 262.21(c) in printing the form; (ii) has knowingly used or distributed forms that deviate from its approved form samples in regard to paper weight, paper type, ink color of the instructions, or binding method; or ( iii) exhibits a continuing patte rn of behavior in using or distributing manifests that contain duplicate manifest tracking numbers. USEPA will send a warning letter to the registrant that specifies the date by which it must come into compliance with the requirements. If the registrant does not come in compliance by the specified date, USEPA will send a second letter notifying the registrant that USEPA has suspended or revoked its prin ting privileges. An approved registra nt must provide information on its printing activities to USEPA if requested.

Data Item

· Information requested by USEPA.

Respondent Activity

· Submit information if requested by USEPA.

Generator Requirements

The 1976 RCRA statute, as well as regulations promulga ted by USEPA, established the following requirements for hazardous waste generators, and related waste handlers:

· Large Quantity Generators (LQGs): RCRA, as amende d, requires USEPA to establish the "use of a manifest system and any other reasonable mean s necessary to assure that all such hazardous waste...arrives at" the designated facility (Section 3002(5)). On May 19, 1980, USEPA promulgated regulations calling for the use of manifests by gene rators of greater than 1,000 kilograms/month of hazardous waste, thereby establishing the manifest system.

· Small Quantity Generators (SQGs: generators of between 100 and 1,000 kilograms/month): The

Hazardous and Solid Waste Amendmen ts of 1984 (HSWA) directed USEPA to promulgate standards for the generation, treatment, and disposal of hazardous waste produced by SQGs. In compliance with HSWA, USEPA promulgated regulations on March 24, 1986, that require SQGs to comply with the manifest requirements of 40 CFR 262 subpart B. A SQG can be exempt from the requirements listed in

this section when its waste is reclaimed under a cont ractual agreement and certain other conditions are met. However, the SQG must maintain records of th e agreement for at least three years after termination or expiration of the agreement, as required by 40 CFR 262.20(e)(2).

· Hazardous Waste Exporters: On August 8, 1986, U SEPA promulgated regulations relating to the export of hazardous waste out of the US to supplement the 1980 regulations. 40 CFR 262 subpart E sets forth special manifesting requirements that primary e xporters must meet in exporting their waste.

(a) Manifest Completion

40 CFR 262.20 requires generators transporting, or o ffering for transportation, hazardous waste for off-site treatment, storage, or disposal to prepare a manifest (EPA Form 8700-22) and, if necessary, continuation sheets (EPA Form 8700-22A). Generators must prepare these forms in accordance with 40 CFR 262.20, 262.23, 262.54, and 262.60, as appropriate, as well as the inst ructions in the appendix to 40 CFR 262.

Data Items

• The generator’s USEPA ID or State ID number.

· The total number of pages used to complete the manifest.

· The emergency response phone number.

· The manifest tracking number.

• The generator’s name and mailing address.

• The generator’s phone number.

· The generator’s site address (if different than mailing address).

• The name and USEPA ID number for transporters.14 • The designated facility’s name and site address.

· The designated facility’s phone number.

• The USEPA ID number of the designated facility.

· The USDOT description of the waste.

• The container description (number and type).

• The total quantity of each waste described.

• The unit of measure.

· The waste codes representing the waste.

• Special handling instructions and additional information.

• The generator’s/offeror’s certification. 11

· For primary exporters only: The primary exporter must prepare the manifest in accordance with 40 CFR 262.20 and 262.23, except as provided under 40 CFR 262.54(a) through (d):

• In lieu of the site name, site address an d USEPA ID number of the designated permitted facility, enter the name and site address of the consignee.

• In lieu of the name, site address, and USEPA ID number of a permitted alternate facility, enter the name and site address of any alternate consignee.

• In the International Shipments Block, check the export box and enter the point of exit (city and State) from the US.

· For primary importers only: The primary importer mu st prepare the manifest in accordance with 40 CFR 262.20 & 262.23, except as provided in 40 CFR 262.60(b) and (d):

• In place of the generator’s name, address, and USEPA ID number, use the name and address of the foreign generator and the importer’s name, address, and USEPA ID

number.

• In place of the generator’s signature on the certification statement, the US importer or his agent must sign and date the certification and obtain the signature of the initial

transporter.

• In the International Shipment Block, check the import box and enter the point of entry (city and State) into the US.

Respondent Activities

• Complete the manifest for domes tic, export, and import shipments.

• Complete continuation sheet, if required.

(b) Compliance with State Program Requirements

Under 40 CFR 262.21(g)(2), generators must determine whether the consignment State regulates any additional wastes (beyond those regulated Federally) as hazardo us wastes under its State hazardous waste program. Generators must also determine whether the consignment State or generator State requires the generator to submit any copies of the manifest to these States.

Data Item

· Information provided by the State on its manifest program.

Respondent Activities

· Contact the consignment/generator State if needed a nd submit any copies of the manifest to these States, as applicable.

(c) Manifest Transmittal and Recordkeeping

Generators must transmit and keep records of the ma nifest in accordance with 40 CFR 262.23, 262.40, 262.44, 262.54 and 262.60, as appropriate.

11 The generator’s/offeror’s certification in Item 15 of the ma nifest form references the wa ste minimization certification codi fied at 40 CFR 262.27.15 Data Items

• A generator must sign and give copies of the ma nifest to the transporter along with the hazardous waste in accordance with 40 CFR 262.23(a) & (b ), and retain copies of the manifest in accordance with 40 CFR 262.23(a) & 262.40(a).

• For shipments of hazardous waste within the US solely by water (bulk shipments only), the generator, as required by 40 CFR 262.23(c), must send three copies of the manifest to the owner/operator of the designated facility or the l ast water transporter to handle the waste in the US if exported by water.

• For rail shipments of hazardous waste within the US which originate at the site of generation, the generator, as required under 40 CFR 262.23(d), must send at least three copies of the manifest to the next non-rail transporter, the designated facility , or the last rail transporter to handle the waste in the US if exported by rail.

· Exports: Acknowledgment of Consent: For exports, the primary exporter must provide the transporter with a USEPA Acknowledgment of Con sent, and an additional copy of the manifest or shipping papers for delivery to the US Customs official at the point the hazardous waste exits the US, as required by 40 CFR 262.54(h) and (i).

· Reclamation Agreements: In the event an SQG’s waste is reclaimed under a contractual agreement pursuant to 40 CFR 262.20(e)(1), the SQG must retain the reclamation agreement for at least three years from the date of termination or expiration of the agreement, as required by 40 CFR 262.20(e)(2).

Respondent Activities

• Sign the manifest certification and obtain the si gnature of the initial transporter and date of acceptance on the manifest in acco rdance with 40 CFR 262.23(a).

• Keep a copy of the manifest and give the rema ining copies to the initial transporter, in accordance with 40 CFR 262.23(a) & (b).

• Keep a copy of the manifest returned from the d esignated facility for at least three years from the date the waste was accepted by the initial waste transporter, in accordance with 40 CFR 262.40(a) or 262.44(a).

• For shipments solely by water, send three copi es of the manifest, dated and signed in accordance with 40 CFR 262.23(a), to the designated facility or the last water transporter to handle the waste in the US, as required by 40 CFR 262.23(c). [Note: Copies of the manifest are not required for each transporter.]

• For shipments by rail originating at the site of generation, send at least three copies of the manifest to the next non-rail transporter, the d esignated facility, or the last rail transporter to handle the waste in the US, as required by 40 CFR 262.23(d).

· Exports: Acknowledgment of Consen t: Primary exporters must provide the transporter with an USEPA Acknowledgment of Consent and an additional copy of th e manifest or shipping papers for delivery to the US Customs official at the point the hazardous waste exits the US, as required by 40 CFR 262.54(h) and (i).

· Reclamation Agreements: An SQG operating under a tolling agreement must retain a copy of each reclamation agreement, if applicable, for at least th ree years after the termination or expiration of the agreement, as required by 40 CFR 262.20(e)(2).

(d) Undeliverable Shipments

Generators must provide instructions to the transporter on how to deal with shipments that cannot be delivered to the designated or the alternate TSDF. For shipments that a transporter is unable to deliver to the designated facility or the alternate facility, generators must designate another facility or instruct the transporter to return the waste, as required by 40 CFR 262.20(d) and 262.54(g)(3).

Data Item

· Instructions to the transporter on how to deal with sh ipments that cannot be delivered to the designated or

the alternate TSDF.16 Respondent Activity

· For shipments that a transporter is unable to deliver to the designated facility or the alternate facility, designate another facility or instruct the transporter to return the waste.

Rejected Waste and Container Residues

USEPA has promulgated regulations at 40 CFR 262.34(j) to improve the tracking of rejected waste and container residues. USEPA has also expanded the definition of " designated facility " to include generators that receive rejected loads or container residues from the TSDF designa ted on their manifest to receive the waste. It is important to clarify the procedures that generators will n eed to follow for receiving and managing rejected load or container residue shipments sent back by the designate d TSDF. These regulations will improve hazardous waste tracking, while placing minimal paperwork burden on gene rators (i.e. generators need only sign the form accompanying the problem shipment delivered to them). Under 40 CFR 262.34(j), a generator who sends a shipment of hazardous waste to a designated facility with the understanding that the designated facility can accept and manage the waste and later receives that shipment back as a rejected load or residue in accordance with the manif est discrepancy provi sions of 40 CFR 264.72 or 265.72 may accumulate the returned waste on-site, as specified. Upon receipt of the returned shipment, the generator must sign the manifest that accompanies the rejected load or residue.

Data Item

• Complete a manifest.

Respondent Activities

· Sign Item 18c of the manifest, if the transporter re turned the shipment using the original manifest.

· Sign Item 20 of the manifest, if the transporte r returned the shipment using a new manifest.

(f) Exception Reports: Completion, Submission, and Recordkeeping

(f1) Large Quantity Generators

USEPA's May 19, 1988 RCRA manifest re gulations included requirements for ge nerators to prepare, submit, and keep records of exception reports (40 CFR 262.42). In th e event an LQG does not receive a copy of the signed manifest from the designated facility owner/operator within 35 days of the date the waste was accepted by the initial transporter, the LQG must contact the transporter and/or the owner/operator of the designated facility to determine the status of the hazardous waste. The LQG must submit an exception report to USEPA if he/she has not received a copy of the signed manifest from the designate d facility owner/operator within 45 days of the date the waste was accepted by the initial transporter and must re tain a copy of the exception report for at least three years from the due date of the report, in acco rdance with 40 CFR 262.42(a) and 262.40(b).

Data Item

· An exception report containing the following data: -- A legible copy of the manifest for which the generator does not have confirmation of delivery, as required by 40 CFR 262.42(a)(2)(i). -- A cover letter signed by the generator or hi s authorized representative explaining the

efforts taken to locate the hazardous waste and the results of those efforts, as required by 40 CFR 262.42(a)(2)(ii).

Respondent Activities

• Prepare and submit a signed cover letter to USEPA explaining the generator’s efforts to locate the hazardous waste and the results of those efforts, along with a legible copy of the manifest, in accordance with 40 CFR 262.42(a)(2)(i) and (ii).

• Keep a copy of each exception repor t, as required by 40 CFR 262.40(b).

(f2) Small Quantity Generators17 EPA's March 24, 1986 final regulations mandated use of the manifest system by SQGs, but exempted them from the exception report requirements applicable to LQGs. On June 6, 1986, the Environmental Defense Fund (EDF) sued in the US Court of Appeals for the reinstatement of the exception report requirement. Under the terms of the settlement agreement negotiated with EDF, the Agen cy agreed to propose a modified exception report requirement for SQGs and to take comment on other options for accomplishing the exception reporting purpose. On September 23, 1987, USEPA pr omulgated regulations calling for exception reporting by SQGs. These regulations are similar to the existing requirement s for LQGs, except that the SQG is not required to contact the transporter or facility owner/ operator to determine the waste's disposition, the length of time before an exception report is required is 60 days, and the generator need only note on the manifest that he has not received confirmation of delivery (§262.42). In the event an SQG does not receive a copy of the signed manifest from the owner/operator of the designated facility within 60 days of the date the waste wa s accepted by the initial transporter, he/she must submit to the USEPA Regional Administrator a legible copy of the manifest with some indication that he has not received confirmation of delivery, in accordance with 40 CFR 262.42(b).

Data Item

· A legible copy of the manifest with some indication that the SQG has not received confirmation of delivery.

Respondent Activity

· Submit a legible copy of the manifest with some indication that the waste has not been delivered.

Transporter Requirements

(a) Manifest Completion, Transmittal, and Recordkeeping

A critical part of the manifest system is the use of mu ltiple copies of the manifest to track the shipment of hazardous waste as it moves from the gene rator to the designated TSDF by way of the transporter. Regulations found in 40 CFR 263 subpart B require transporters to en sure that the manifest ac companies the hazardous waste during transportation, to deliver the hazardous waste and the manifest as indicated on the manifest, and to keep

records of the manifests. Under 40 CFR 263.20 & 263.22, a SQG's waste, trans ported following a reclamation agreement, can be exempt from the manifest requirements of the section. However, the transporter is required to record waste generator data information on a log or shipping paper and retain a copy of these records, as required by 40 CFR 263.20(h). 40 CFR 263.20, 263.21 & 263.22 detail the completion, transmittal, and recordkeeping requirements of manifests or shipping papers for hazardous waste trans porters, including those exporting hazardous waste outside the US. In accordance with these requirements, transporters must complete specified parts of the manifest (or shipping paper, as provided in 40 CFR 263.20(e)(2)), retain a copy of the manifest (or shipping paper), transmit copies to specified parties, and ensure that the original manifest or shipping papers accompany the waste to its

destination.

(a1) Hazardous Waste Transporters (except as exempted by 40 CFR 263.20(e) and (f))

Except for certain water and rail transporters exempted under 40 CFR 263.20(e)&(f), transporters transporting hazardous waste outside the US (40 CFR 263.20(g)) and tr ansporters transporting hazardous waste pursuant to a reclamation agreement (40 CFR 263.20(h)) & 263.20(b), (c),(d ) require transporters to sign and date the manifest acknowledging acceptance of the waste from the generator before transporting the hazardous waste. Before leaving the property, the transporter must return or transm it a signed copy of the manifest to the generator. In addition, the transporter must ensure that a copy of the manifest or other shipping paper accompanies the shipment and is readily available and recognizable. A transporter who delivers a hazardous waste to anothe r transporter or to the designated facility must obtain the date of delivery and the signature of the tran sporter or designated facility; retain a copy in accordance with 40 CFR 263.22; and give the remaining copies of th e manifest to the accepting transporter or designated facility, as required at 40 CFR 263.20(d).18 Data Item

• Complete a manifest and/or shipping paper.

Respondent Activities

• Sign and date the manifest, as required by 40 CFR 263.20(b).

• Return a signed copy of the manifest to the generator, as required under 40 CFR 263.20(b).

• Ensure that the manifest (or other shipping paper) accompanies the waste to its destination, as required by 40 CFR 263.20(c).

• In delivering the hazardous waste and manifest to another transporter or to the designated facility, perform the following activities, as required by 40 CFR 263.20(d): -- Obtain the date of delivery and signature of that transporter or the owner/operator of the facility or alternate facility designated on th e manifest, pursuant to 40 CFR 263.20(d)(1). -- Retain a copy of the manifest pursuant to 40 CFR 263.22(a). -- Give remaining copies of the manifest to the accepting transporter or facility, in accordance with 40 CFR 263.20(d)(3).

(a2) Water (Bulk Shipment) Transpor ters Regulated under 40 CFR 263.20(e)

Water (bulk shipment) transporters who are regulated under 40 CFR 263.20(e) must sign and date the manifest upon receipt of the hazardous waste; must ensure that a shipping paper containing the generator, waste, and facility information, and a USEPA Acknowledgment of Consent for exports, accompany the waste during transportation; must obtain the signature of the facility owner/operator on the manifest or shipping paper; and must retain a copy of the manifest or shipping paper for three years.

Data Items

• Copies of the manifest.

• Copies of the shipping paper containing all the information on the manifest except the USEPA ID numbers, the generator certification, and requi red signatures, as required under 40 CFR 263.20(e).

• A USEPA Acknowledgment of Consent (for exporte rs only), as required by 40 CFR 263.20(e)(2).

Respondent Activities

• Obtain the date of delivery and signature of the initial water transporter on the manifest, in accordance with 40 CFR 263.20(e)(4).

• Forward the manifest to the designated f acility, in accordance with 40 CFR 263.20(e)(4).

· Bulk water transporters identified under 40 CFR 263.20(e) must perform the following activities:

• Ensure that the shipping paper (and Acknowledgment of Consent, for exports) accompanies the waste to its destination, as required by 40 CFR 263.20(e)(2).

• If the delivering (water) transporter, obtain the date of delivery and signature of the owner/operator of the designated facility on e ither the manifest or shipping paper, as required by 40 CFR 263.20(e)(3).

• If the initial water transporter, sign and date the manifest and return it to the delivering transporter so that the manifest can be forwarded to the designated facility owner/operator, as required by 40 CFR 263.20(e)(4).

• Retain a copy of the manifest or shipping paper, as required by 40 CFR 263.22(b).

(a3) Rail Transporters Regulated under 40 CFR 263.20(f)

Under 40 CFR 263.20(f)(1), initial rail tran sporters must sign and date the manifest acknowledging acceptance of the hazardous waste; return or transmit a signed copy of th e manifest to the non-rail transporter; and forward at least three copies of the manifest to the next non-rail transporter, the designated f acility, if the shipment is delivered to that facility by rail, or the last rail transpor ter designated to handle the waste in the US; and retain a copy of the manifest and rail shipping paper in accordance with 40 CFR 263.22.19 Rail transporters must ensure that a shipping paper containing all the information required on the manifest (excluding the USEPA ID numbers, generator certifica tion, and signatures) and, for exports, a USEPA Acknowledgment of Consent accompanies the hazardous wast e at all times, as required by 40 CFR 263.20(f)(2). When delivering hazardous waste to the designated facility, a rail transporter must obtain the date of delivery and signature of the owner or operator of the designated fac ility on the manifest, or a signature on the shipping paper (if the manifest has not been received by the facility) and retain a copy of the manifest or signed shipping paper, as required under 40 CFR 263.20(f)(3). When delivering hazardous waste to a non-rail transporter, a rail transporter must obtain the date of delivery and the signatu re of the next non-rail transporter on the manifest and retain a copy of the manifest, as required under 40 CFR 263.20(f)(4). Before accepting hazardous waste from a rail transporter, a non-rail transporter must sign and date th e manifest and provide a copy to the rail transporter, as required by 40 CFR 263.20(f)(5).

Data Items

• Complete a manifest.

• A shipping paper containing all the informati on on the manifest, except the USEPA ID numbers, the generator certification, and required signatures.

• A USEPA Acknowledgment of Consent (for exports only).

Respondent Activities

• When accepting waste from a non-rail transporter, sign and date the manifest, as required by 40 CFR 263.20(f)(1)(i) and return or transmit a signed copy of the manifest to the non-rail transporter, as required by 40 CFR 263.20(f)(1)(ii).

• Forward at least three copies of the manifest to either the next non-rail tr ansporter, the designated facility, or the last rail transporter designated to handle the waste in the US, as required by 40 CFR 263.20(f)(1)(iii).

• Ensure a shipping paper containing all the info rmation required on the manifest excluding the USEPA ID number, generator certification, an d signatures (and for exports an Acknowledgment of Consent) accompanies the waste, as required under 40 CFR 263.20(f)(2).

• When delivering hazardous waste to the designated facility or to the next non-rail transporter, obtain the signature and date of delivery of the f acility or non-rail transporter on the manifest, as required under 40 CFR 263.20(f)(3)(i) or (f)(4)(i).

• Retain a copy of the manifest and/or ra il shipping paper, as required under 40 CFR 263.20(f)(1)(iv), 263.20(f)(3)(ii), 263.20 (f)(4)(ii) and 263.22, as applicable.

• Before accepting hazardous waste from a rail trans porter, sign and date the manifest and provide a copy to the rail transporter, as required under 40 CFR 263.20(f)(5).

(a4) Transporters Who Import or Export Ha zardous Wastes (40 CFR 263.20(g) & (i))

Under 40 CFR 263.20(g), transporters w ho either transport hazardous waste into (import) or out of (export) the US, must sign and date the manifest to indicate the date th at the shipment arrived (import) or left (export) the US, respectively; retain one copy in accordance with 40 CFR 263. 22; for exports return a signed copy to the generator and provide a copy of the exported waste manifest to a US Customs official at the point of departure from the US. In addition for exports, the transporter also must ensu re that a copy of the USEPA Acknowledgment of Consent accompanies the waste, as required by 40 CFR 263.20(a).

Data Items

• Complete a manifest or shipping paper.

• EPA Acknowledgment of Consent.

Respondent Activities

• For imports and exports, sign and date the mani fest in the International Shipments block to indicate the date that the shipment entered or left the US, respectively, as required by 40 CFR 263.20(g)(1).20 • For imports and exports, retain a copy of the manifest, as required by 40 CFR 263.20(g)(2).

• For exports, return a signed copy of the manifest to the generator, as required by 40 CFR 263.20(g)(3).

· For exports, give a copy of the manifest to a US Cust oms official at the point of departure from the US, as required by 40 CFR 263.20(g)(4).

• For exports, ensure that copies of the ma nifest and USEPA Acknowledgment of Consent accompanies the waste, as required by 40 CFR 263.20(a).

(a5) Transporters Who Transport Hazardous Waste Pursuant to a Reclamation Agreement (263.20(h))

40 CFR 263.20(h) provides that transporters can be exempt from the requirements of 40 CFR 263.20 & 263.22 when transporting a SQG’s waste pursuant to a reclam ation agreement in accordance with 40 CFR 262.20(e). These transporters are required to record data items on a log or shipping papers, carry the record to the reclamation facility, and retain these reco rds, as required by 40 CFR 263.20(h).

Data Items

• The name, address, and USEPA ID numbe r of the hazardous waste generator.

• The quantity of waste accepted.

• All USDOT-required shipping information.

• The date the waste is accepted. Respondent Activities

• Record the waste information on a log or shipping paper, as required by 40 CFR 263.20(h)(2).

• Carry the record when transporting waste to the reclamation facility, as required by 40 CFR 263.20(h)(3).

• Retain the records for at least three years afte r termination or expiration of the agreement, as required by 40 CFR 263.20(h)(4).

(b) Undeliverable Shipments

Under 40 CFR 263.21(a), the transporter must deliver the entire quantity of hazardous waste which he has accepted from a generator or a transporter to the designate d facility listed on the manifest; the alternate designated facility, the next designated transporter; or the place out side the US designated by the transporter. 40 CFR 263.21(b)(1) requires that, if the hazardous waste cannot be delivered in accordance with 40 CFR 263.21(a) because of an emergency condition other than rejection of th e waste by the designated facility, then the transporter must contact the generator for further directions and must revise the manifest according to the generator’s

instructions.

Data Items

• A manifest that has been revised acco rding to the generator’s instructions.

Respondent Activities

· Contact the generator for further directions and revise the manifest according to the generator’s

instructions.

(c) Rejected Waste and Container Residues

USEPA has promulgated regulations at 40 CFR 263.21 to improve the tracking of rejected waste and container residues. These regulations further clarify procedures that transporters will need to follow when dealing with rejected waste or container residue shipments sent back to the original generator or to an alternate TSDF. Under 40 CFR 263.21(b)(2), if a hazardous waste is rejected or a container residue is identified by the designated facility listed on the manifest while the transporter is on the facility ’s premises, then the transporter must comply with the appropriate procedures:

· Partial load rejections: The transporter must obtain the facility’s signature and date, the manifest tracking number of the new form, and a description/indication of the rejected waste in the discrepancy block on the21 original manifest. The transporter must retain this copy of the manifest in accordance with 40 CFR 263.22 and give the remaining copies to the designate d facility. If the transporter is forwarding the shipment to the alternate facility or returning it the generator, the transporter must obtain the new manifest for the shipment.

· Full load rejections or container residues: The transp orter must obtain the original manifest that includes the facility’s signature and date, name and address of the alternate facility or generator, and a description of the rejected load or container residue in the di screpancy block as appropriate. The transporter must retain this copy of the manifest in accordance with 40 CFR 263.22 and give a copy to the facility. If the original manifest is not used, then the transpor ter must obtain a new manifest for the shipment.

Data Item

• Complete a manifest.

Respondent Activities

· For partially rejected loads made while the transpor ter is on site, obtain the amended manifest from the facility, keep a copy, and, if receiving the rejected waste, obtain the new manifest.

· For fully rejected loads made or container residues id entified while the transporter is on site, obtain the original manifest, as amended, from the facility.

(d) Notification of Discharge of Hazardous Waste

The 49 CFR 263 subpart C regulations reference US DOT notification requirements for hazardous waste transporters responding to a discharge of hazardous w aste and establish requirements for water (bulk shipment) transporters who discharge hazardous waste, similar to notification requirements for oil and hazardous substances

releases. In the event of a discharge of hazardous waste dur ing transportation, 40 CFR 263.30(a) requires the transporter to take appropriate imme diate action to protect human health and the environment, for example, notifying local authorities. 40 CFR 263.30(c) requires an air, rail, highway, or water transporter who has discharged hazardous waste to give notice, if required by 49 CFR 171.15, to NRC and to report in writing to USDOT as required by 49 CFR 171.16. 40 CFR 263.30(d) requires a water (bulk shipment) transporter who has discharged hazardous waste to give the same notice as required by 33 CFR 153.203 for oil and hazardous substances, if not already required under 33 CFR 153.203. Water (bulk ship ment) transporters, as soon as they have knowledge of any discharge of hazardous waste, must immediately notify NRC, US Coast Guard, as required by 33 CFR 153.203. If the direct reporting to the NRC is not practicable, reports may be made to the US Coast Guard or USEPA predesignated OSC for the geogra phic area where the discharge occurs. If it is not possible to notify the NRC or the predesignated OSC imme diately, reports may be made immediately to the nearest US Coast Guard unit, provided the tr ansporter notifies the NRC as soon as possible.

Data Item

· Notification of a discharge of hazardous waste

Respondent Activities

• In the event of a discharge of hazardous waste during transportation, the transporter must take appropriate action to protect human health and the environment, including notification of the discharge to local authorities, as required by 40 CFR 263.30(a).

• Water (bulk shipment) transporters must immediately notify NRC of the discharge or, if it is not practicable to notify the NRC, a predesignated OSC can be notified. If the OSC is notified, the transporter must notify the NRC of the dischar ge as soon as possible, as required by 40 CFR 263.30(d) and 33 CFR 153.203. [Note: This ICR does not include hour and cost burden estimates for activities associated with the 49 CFR 171 notification requirements referenced in 40 CFR 263 since Part 263 does not add any notification requirements to those already in 49 CFR 171.]

Designated Treatment, Storage, and Disposal Facility Requirements22 (a) Manifest Completion, Transmittal, and Recordkeeping

40 CFR 264.71(a),(b) and 40 CF R 265.71(a),(b) set forth completion, tr ansmittal, and recordkeeping requirements for TSDFs that receive hazardous waste accompanied by a manifest or shipping paper. 40 CFR 264.71(a),(b) and 40 CFR 265.71(a),(b) provide that, if a facility receives hazardous waste accompanied by a manifest (or shipping paper, for certain rail or water shipments), the TSDF or hi s/her agent must sign and date each copy of the manifest to certify that the hazardous waste covered by the manifest was received; note any signi ficant discrepancies in the manifest on each copy; immediately return to the trans porter a signed copy; within 30 days of delivery send a copy of the manifest to the generator; and retain a c opy for at least three years from the date of delivery.

Data Items

• Copies of the manifest or shipping paper.

Respondent Activities

• Complete, transmit, and retain copies of the manifest, as required by 40 CFR 264.71(a),(b) or 40 CFR 265.71(a),(b) and the manifest instructions: -- Enter the name of the person accepting the waste and sign and date each copy of the manifest (or shipping paper, if applicable). -- Complete the management method codes. -- Note any discrepancies (as defined in 40 CF R 264.72(a)) on each copy of the manifest (or shipping paper, if applicable). -- Immediately give the transporter at least one copy of the manifest (or shipping paper). -- Within 30 days of delivery, send a copy of the manifest (or shipping paper) to the

generator.

– Imported wastes: Within 30 days of delivery, the receiving TSDF must mail a final signed copy of the imported waste manifest to EPA’s International Compliance

Assurance Division. -- Retain a copy of the manifest (or shipping pa per) for at least three years from the date of delivery. [Note: Although the noting of ma nifest or shipping paper discrepancies is mentioned above, it is burdened in the su bsection entitled “Discrepancy Reports.”]

(b) Compliance with State Program Requirements

Under 40 CFR 264.71(e) and 40 CFR 265.71(e), TSDFs mu st determine whether the consignment State for a shipment regulates any additional hazardous wastes (be yond those regulated Federally). TSDFs must also determine whether the consignment State or generator State requires the facility to submit any copies of the

manifest to these States.

Data Item

· Information provided by the State on its manifest program.

Respondent Activities

· Contact the consignment/generator State if needed a nd submit any copies of the manifest to these States, as applicable.

(c) Discrepancy Reports

The 40 CFR 264 & 265 subpart E regulations also require TSDFs to note and potentially report discrepancies (40 CFR 264.71& 264.72; 265.71 & 265.72), and make record s and reports available to USEPA (40 CFR 264.74 & 264.77; 265.74 & 265.77). 40 CFR 264.72 and 265.72 provide that, upon discovering a significant discrepancy, TSDFs must attempt to reconcile the discr epancy with the waste generator or tr ansporter. If the discrepancy is not resolved within 15 days after receiving the waste, the ow ner/operator must immediately submit to USEPA a copy of the manifest or shipping paper in question, as well as a letter describing the discrepancy and attempts to

reconcile it.23 Data Items

• A copy of the manifest or shipping paper in question.

· A letter describing the manifest discrepancy and the facility’s efforts to reconcile it.

Respondent Activities

· Attempt to reconcile any discrepancies, as required by 40 CFR 264.72(c) or 265.72(c).

· Prepare and submit a letter to USEPA describing the di screpancy and attempts to reconcile it, along with a copy of the manifest or shipping paper at issue, as required by 40 CFR 264.72(c) or 265.72(c).

(d) Rejected Waste and Container Residues

40 CFR 264.72 and 40 CFR 265.72 provide that the TSDF must forward rejected waste or container residues to an alternate facility that can accept the wast e. If the TSDF is unable to locate an alternate facility to take the waste, then the TSDF may return the shipment to the original generator. 40 CFR 264.72(d) through (g) and 40 CFR 265.72(d) through (g) describe manifest procedures for TSDFs that originate a rejected waste or container residue.

(d1) Rejection of Waste after the Transporter Leaves the Facility

For full or partial load rejections and residues that are to be sent off site to an alternate facility or back to the generator after the transporter has left the facility, the fac ility is required to prepare a new manifest, as required by 40 CFR 264.72(d), (e)(1)-(6), or (f)(1)-(6) or 40 CFR 265.72(d), (e)(1)-(6), or (f)(1)-(6). In addition, if a facility rejects a waste or identifies a container residue that exceeds the quantity limits for “empty” containers set forth in 40 CFR 261.7(b) after it has signed, dated, and returned a copy of the manifest to the transporter, the facility must comply with 40 CFR 264.72(g) or 265.72(g). The facility must amend its copy of the manifest to indicate the rejected wastes or resi dues in the discrepancy space of the amended manifest. The facility must also copy the manifest tracking number from Item 4 of the new manifest to the Discrepancy space of the amended manifest, and must re-sign and date the mani fest to certify to the information as amended. The facility must retain the amended manifest for at least thr ee years from the date of amendment, and must within 30 days, send a copy of the amended manifest to th e delivering transporter and to the generator.

Data Items

· Instructions provided by the generator.

• Copy of the original manifest and/or shipping paper.

• Copy of a new manifest and/or shipping paper.

Respondent Activities

• Contact the generator to obtain the generator’s instructions for forwarding the waste to another facility that can manage the waste, as re quired by 40 CFR 264.72(d) or 265.72(d).

· Prepare a new manifest for rejected loads or containe r residues sent to the alternate designated facility or back to the generator: -- Write the facility’s USEPA ID, name, and a ddress in the appropriate blocks of the new manifest (i.e. Items 1 and 5), as required by 40 CFR 264.72(e)(1) or (f)(1) or 265.72(e)(1) or (f)(1).

-- Write the name of the alternate desi gnated facility/initial generator and the facility’s/generator’s USEPA ID number in the designated facility block (Item 8) of the new manifest, as required by 40 CFR 264.72 (e)(2) or (f)(2) or 265.72(e)(2) or (f)(2). -- Copy the manifest tracking number found in Item 4 of the old manifest to the Special Handling and Additional Information Block of the new manifest, and indicate that the shipment is a residue or rejected waste from the previous shipment, as required by 40 CFR 264.72(e)(3) or (f)(3) or 265.72(e)(3) or (f)(3). -- Copy the manifest tracking number found in Item 4 of the new manifest to the manifest reference number line in the Discrepancy Block of the old manifest (Item 18a), as required by 40 CFR 264.72(e)(4) or (f)(4) or 265.72(e)(4) or (f)(4).24 -- Write the USDOT description for the rejected load or the residue in the Item 9 (USDOT Description) of the new manifest and write the container types, quantity, and volume(s) of waste, as required by 40 CFR 264.72(e)(5) or (f)(5) or 265.72(e)(5) or (f)(5). -- Sign the Generator’s/Offeror’s Certification to certify, as the offeror of the shipment, that the waste has been properly p ackaged, marked and labeled and is in proper condition, as required by 40 CFR 264.72(e)(6) or (f)(6) or 265.72(e)(6) or (f)(6).

• Amend the facility’s copy of the manifest to indicate the rejected wastes or residues in the discrepancy space of the amended manifest, as required by 40 CFR 264.72(g) or 265.72(g).

· Copy the manifest tracking number from Item 4 of the new manifest to the Discrepancy space of the amended manifest, as required by 40 CFR 264.72(g) or 265.72(g).

· Re-sign and date the manifest, as required by 40 CFR 264.72(g) or 265.72(g).

· Retain the amended manifest for at least three year s from the date of the amendment, as required by 40 CFR 264.72(g) or 265.72(g).

· Within 30 days, send a copy of the amended manifest to the delivering transporter and to the generator, as required by 40 CFR 264.72(g) or 265.72(g).

(d2) Rejection of Waste while the Tr ansporter Remains Present at the Facility

For container residues and full load rejections that are ma de while the transporter remains present at the facility, the facility may forward the shipment to the alternate fac ility or return the shipment to the generator using the original manifest, as specified in 40 CFR 264.72 (e)(7) or (f)(7) or 40 CFR 265.72(e)(7) or (f)(7).

Data Item

• Copy of the original manifest and/or shipping paper.

Respondent Activities

· Contact the generator to obtain the generator’s inst ructions for forwarding the waste to another facility that can manage the waste, as required by 40 CFR 264.72(d) or 265.72(d).

· Complete Item 18a and 18b of the original manifest, as applicable, by supplying the information on the next destination facility or the gene rator in the Alternate Facility space.

· Retain a copy of the manifest.

· Give the remaining copies back to the transporter.

(e) Unmanifested Waste Report: Completion and Submission

Pursuant to 40 CFR 264.76 and 265.76, if the TSDF accepts a hazardous waste for treatment, storage, or disposal from any off-site source without an accompanying mani fest or a shipping paper as described in 40 CFR 263.20(e)(2), and the waste is not excluded from the ma nifest requirement, the facility owner/operator must prepare and submit a letter to USEPA.

Data Items

• The USEPA ID number, name, and address of facility.

• The date the facility received the waste.

• The USEPA ID number, name, and address of generator and transporter, if available.

• A description and quantity of each unmanifested hazardous waste the facility received.

• The method of treatment, storage, or disposal for each hazardous waste.

• The certification signed by the owner/operator of the facility or his authorized representative.

• A brief explanation of why the waste was unmanifested, if known.

Respondent Activities:

• Prepare and submit to USEPA a letter of the unmanifested waste within 15 days after receiving

the waste.25 5. AGENCY ACTIVITIES, COLLECTION METHODOLOGY & INFORMATION

MANAGEMENT

The following subsections discuss how USEPA will collect the information, what activities USEPA will perform once the information has been received, and how U SEPA will manage the information it collects under the manifest system. The subsections also include a discu ssion of how the information collection requirements will

affect small entities.

5A. Agency Activities

The Agency activities associated with the manifest requirements include the review of exception reports, discrepancy reports, and unmanifested waste reports. Th e Agency reviews these reports to identify potentially non-compliant or otherwise unresolved activities that warrant Agency attention. For example, upon receipt of an exception report, the Agency may conduct a follow-up in vestigation to assist the generator in locating the shipment. The Agency keeps these reports on file. In add ition, USEPA requires manifest form printers to register with USEPA, as provided under 40 CFR 262.21. The Agency will need to review, process, and keep records of the data submitted. Note that, as provided under the regulations, manif ests, shipping papers, contractual agreements, and reclamation agreements are not formally submitted to USEPA, but must be kept on file at the generator’s, transporter’s or TSDF’s location and made available to USEPA upon request. Accordingly, this analysis does not include Agency activities as sociated with review of these documents.

5B. Collection Methodology & Management

Under the registry, USEPA will collect registrants’ in itial applications under 40 CFR 262.21(b) through the regular mail, although some registrants may voluntaril y choose to send them by certified mail. USEPA will examine each application to ensure that the registrant takes appropriate steps to control its tracking numbers and print a quality manifest. USEPA will then request form samples from the registrant through the mail. USEPA will evaluate each registrant’s form samples to ensure they satisfy the print specifications at 40 CFR 262.21(f). USEPA will then keep the forms on file for future re ference. USEPA will post the name, manifest tracking number suffix, and contact information of each approved regi strant on its web site, so that the general public is aware of who the approved registrants are, what suffixes have been approved, and how to contact registrants for

forms. USEPA collects reports submitted by waste handlers under the manifest system (e.g., exception reports and discrepancy reports) through the regular mail, alt hough some waste handlers may voluntarily choose to send them by certified mail. USEPA reviews the reports to un derstand the situation at issu e and take follow up action as needed. USEPA keeps the files on record for future reference.

5C. Small Entity Flexibility

The current regulations require both larg e and small quantity generators of hazardous waste to use the manifest to track shipments of hazardous waste. However, the Agency has found that most small businesses do not generate hazardous waste either at all or in large enough quantities to make them subject to regulation and, therefore, are not affected by the manifest requirements. Generators of less than 100 kg/month (conditionally exempt small quantity generators) are exempted from manifest requireme nts. Also, USEPA has exempted from the manifest requirements universal wastes (i.e., batteries, mercury ther mostats, lamps, and pesticides, as specified), spent lead-acid batteries going for recycling, and used oil being recycled or burned for energy recovery.

(1) Contractual Reclamation Agreements A small quantity generator (SQG) is exempt from the manifest requirements when his hazardous waste is reclaimed under a contractual agreemen t, and he complies with limited requirements, including recordkeeping of the contractual agreement, as required by 40 CFR 262.20(e)(2).

(2) Exception Reports26 The exception report requirements, under 40 CFR 262.42, for SQGs are less stringent than those for large quantity generators (LQGs ). A SQG is only required to submit to USEPA a legible copy

of the manifest with some indication he/she h as not received confirmation of delivery and has 60 days to fulfill this requirement. LQGs, on the ot her hand, are required to contact the transporter or facility owner/operator if he/she has not receive d a copy of the manifest within 35 days. In addition, if 45 days have passed and the LQG s till has not received a signed copy of the manifest, he/she must submit a copy of the manifest as we ll as a cover letter explaining the generator’s efforts to locate the hazardous waste. Hence, th e exception report requirements for SQGs are not

as burdensome.

5D. Collection Schedule

(1) Registry Document Collection: Registrant Organizations Before printing the manifest for use or distributi on, registrants must submit an initial application, three fully assembled manifests, and a descripti on of the form samples to USEPA. USEPA will either approve the registrant to print the forms, or request modification to the application and/or samples before approval. In addition, registra nts that would like to use a new tracking number suffix, change the printing specifications of thei r manifest, use a new printer, or typeset their manifest subsequent to USEPA approval to print the manifest must submit additional documentation (e.g., proposed suffix, manifest sa mples, brief description of the new printer’s qualifications to print the manifest), as specified. Before an approved registrant can change its form in regard to paper type, paper weight, ink color of the instructions, or binding method, or before using a new printer, it must seek USEPA approval by submitting new form samples and, if applicable, a description of the new printer. Note, however, that a registrant ma y request an exemption from the requirement to submit form samples if the Agency is persuaded th at a separate review of the registrant’s forms would serve little purpose in informing an approval decision. Any approved registrant wanting to update any information provided in its applica tion must revise the application and submit it to USEPA, along with an indication or explanation of the update, as soon as practicable after the change occurs. Finally, an approved registrant must notify USEPA by phone or email as soon as it becomes aware that it has duplicated manifest track ing numbers on forms that have been used or distributed. The registrant must also provide in formation on its printing activities, if requested by

USEPA.

(2) Manifest and Other Document Collecti on: Generators, Tran sporters, and TSDFs Since copies of manifests, shipping papers, cont ractual agreements, and reclamation agreements are kept at the generator’s, transporter’s or TSDF’s location and no t normally submitted to USEPA, discussion of a collection schedule is not applicable.

(3) Exception Reports Collection: Generators LQGs must submit exception reports to USEPA within 45 days of the date the waste was accepted by the initial transporter, if he or she has not received a copy of the manifest signed by the TSDF. SQGs must submit an abbreviated ve rsion of an exception report to USEPA within 60 days.

(4) Manifests Returned to Generators: Designated TSDFs Designated TSDFs must return a signed and dated co py of the manifest to the generator within 30 days after delivery of the waste.

(5) Discrepancy and Unmanifested Waste Report Collection: Designated TSDFs Designated TSDFs must submit discrepancy report s and unmanifested waste reports to USEPA within 15 days of delivery of the waste to the TSDF.

6. ESTIMATE OF BURDEN HOURS & COST27 The attached spreadsheet Exhibits 1 to 19 present USEPA’s estimates of burden hours and associated costs for all the information collection requirements covered in this ICR. The burden estimates for each activity presented in spreadsheet Exhibits 1 through 18 include the burden hours (total and by labor type) per respondent, as well as the overall burden hours for all respondents. Associated a nnual costs for all paperwork burden activities covered in this ICR include annual labor, capital, and operation a nd maintenance (O&M) costs. According to the 1995 Paperwork Reduction Act, “bur den” is defined as follows:

" The term ‘burden’ means time, effort, or fi nancial resources expended by persons to generate, maintain, or provide information to or for a Federal agency, including the resources expended for: (a) reviewing instructions; (b) acquiring, installing, and utilizing technology and systems (c) adjusting the existing ways to comply with any previously applicable instructions and requirements; (d) searching data sources; (e) completing and reviewing the collection of information; and (f) transmitting or otherwise disclosing the information. ” (PRA Section 3502(2)).

An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control numbers for EPA's regulations are listed in 40 CFR part 9 and 48 CFR chapter 15.

(i). Estimating Labor Costs

(6A.1) Respondent Labor:

Table 6 estimates an average hourly respondent labor cost (overhead and fringe benef its loaded wage rates:

Table 6

Labor Category Labor Category Labor Category Labor Category Labor Category Legal Lawyers $62.23 1.4845 $92.38

Managerial SOC 11-0000 Management Occupations $50.69 1.4845 $75.25

Technical Industrial Engineering

Technicians $24.30 1.4845 $36.07

Clerical SOC 43-9061 Office Clerks, General $13.58 1.4845 $20.16
* Data Source: US Bureau of Labor Statistics (BLS) Occupational Employment Statistics (OES) for May 2010 National Occupational Employment and Wage Estimates (averages across all NAICS codes): http://www.bls.gov/oes/current/oes_nat.htm ** Loaded wage rates estimated by multiplying the unload ed wage rates by 1.4845, which represents addition of two cost factors (i.e., Federal government civilian wage full fringe benefit cost factor of 36.45%, plus 12% overhead cost factors) from Figure C1 of the 29 May 2003 OMB Circular A-76: Performance of Commercial Activities: http://www.whitehouse.gov/omb/circulars/a076/a76_incl_tech_correction.html

(6A.2) Agency Labor:

Table 7 estimates the Agency hour and cost burden associ ated with the new information collection requirements

covered in this ICR in Exhibit 19. Based on the General Schedule (GS) Salary Table 2004 , USEPA estimates the following average hourly labor costs (overhead and fringe benefit loaded wage rates):28 Table 7

Labor Category BLS Standard Occupational Category (SOC) code May 2010

Unloaded Wage Rate ($/hour)* Fringe/Overhead Multiplier May 2010 Loaded Wage Rate

Legal SOC 23-1011 Lawyers $39.51 1.6 $63.22

Managerial SOC 11-0000 Management Occupations $38.36 1.6 $61.38

Technical Environmental

Science & Protection $22.85 1.6 $36.56

Clerical SOC 43-9061 Office Clerks, General $15.03 1.6 $24.05

· US Bureau of Labor Statistics (BLS) Occupational Employment Statistics (OES) for May 2010 National Industry-Specific Occupational Employment & Wage Estimates for NAICS 999200 State Government: http://www.bls.gov/oes/current/naics4_999200.htm US Bureau of Labor Statistics (BLS) Occupational Employment Statistics (OES) for Ma y 2010 National Industry-Specific Occupational Employment & Wage Estimates for NAICS 999200 State Government: http://www.bls.gov/oes/current/naics4_999200.htm US Bureau of Labor Statistics (BLS) Occupational Employment Statistics (OES) for Ma y 2010 National Industry-Specific Occupational Employment & Wage Estimates for NAICS 999200 State Government: http://www.bls.gov/oes/current/naics4_999200.htm ** Loaded wage rates estimated by multiplying the unlo aded wage rates by 1.6, which incorporates Federal benefits into hourly wages. The 1. 6 benefits multiplier is taken from the ICR Handbook section 6(c), page A-31. It can be found at: http://intranet.epa.gov/icrintra/ivb.html

(iii) Respondent O&M Costs

O&M costs are those costs associated with a paperwork requi rement incurred continually over the life of the ICR. They are defined by the Paperwork Reduction Act of 1995 as “the recurring dollar amount of costs associated with O&M or purchasing services.” For this ICR, O&M costs include:

· Mailing costs: USEPA estimates that respondents will incur a cost of $0.44 to mail an one-ounce package ($0.041 for postage and $0.03 for standard-s ize envelope). USEPA also estimates that respondents will incur a cost of $4.53 for mailing a larg er package (i.e., a five-ounce package) by certified mail ($1.68 for postage, $2.85 for the certified- mail fee, and $0.08 for a manila envelope).

· Photocopying costs: USEPA estimates that responde nts will incur a cost of $0.10 for each photocopy they make.

· Long distance telephone call costs: USEPA estimates th at respondents will incur a cost of $2.00 for each long distance telephone call they make.

· Printing cost for sample manifests: USEPA estimates that respondents will incur a cost of $500 for each set of manifest form samples. These respondents are expected to contract with a printing company. Hence, the fee of $500 is considered a lump-sum cost.

These O&M costs are shown in Exhibits 1 throu gh 19 for all applicable respondent activities.

(iv) Respondent Capital Costs29 Capital costs usually include any produced physical good needed to provide the n eeded information, such as machinery, computers, and other equipment. For this ICR, USEPA estimates that respondents will incur capital

costs associated with the purchase of banker boxes for manifest stor age, estimated by the following steps:

· Annual manifest copies for file storage: Under th e manifest system, generators, transporters, and designated TSDFs must keep copies of manifests a nd other manifest-related documents for a period of three years (the RCRA manifest is printed as a six-copy form). In addition, as of 2001, 34 state governments collect at least one completed manifest copy representing 76% of annual manifests, and some states collect two copies, both initial and final (source: USEPA-OSW “Economics Background Document” for the final rule). Thus, at any given time during the effective period of this ICR, the hazardous waste industry and state governments are keeping about four copies of three years’ worth of

RCRA manifests: [(1,887,404 manifests/year) x (3 years retention) x (4 copies/manifest)] = 22,648,852 copies/year

· Number of banker boxes needed: USEPA estimates that a 15 inch long storage banker box holds 2,700 pages and costs $6.67 each. 12 Thus, for storing copies of RCRA mani fests, waste handlers would need to purchase the following number of banker boxes each year: [(22,648,852 manifest copies/year) / (2,700 copies/banker box)] = 8,388 banker boxes/year [(8,388 banker boxes/year) x ($6.67/banker box)] = $55,948/year

· Warehouse needed: USEPA estimates that the 8,388 ba nker boxes will be stored in a warehouse, and the warehouse lease space per box is 7.5 square feet. 13 The square foot lease cost for storage box warehousing is $6.17.

· Annual leasing Cost of warehouse: [(8,388 banker box es/year) x ($6.17 leasing cost/sq.ft.) x 7.5 sq.ft. lease space/ box)] = $388,155/year 14

· Annualized cost of storage boxes and warehousing = $55,948/year + $388,155/year = 444,103/year

Itemized Estimates of Burden Hours and Costs

Based on the labor wage rates and capital and O&M cost assumptions presented above, the attached spreadsheet Exhibits 1 to 18 present USEPA’s estimates of responde nts’ burden hour and costs associated with all the requirements covered in this ICR. Exhibit 19 presents USEPA’s estimate of Agency burden.

(a) Registrant Organization Requirements

(a1) Reading the Regulations

Exhibit 1 presents the total annual hour and cost burden to registrant organizations in reading the manifest regulations at 40 CFR 262.21. USEPA expects that on av erage, 14 registrant organizations will read 40 CFR 262.21 regulations each year.

(a2) Applying to the Registry

USEPA estimates that each year, 3 entities will register with USEPA to print their own forms. As shown in Exhibit 1, USEPA estimates that all 3 entities registeri ng with USEPA will submit an application, three fully assembled manifests, and a description of the manifest fo rm samples, as required by 40 CFR 262.21(b) and (d). USEPA further estimates that, each year, all registrants (i .e., three registrants) will need to prepare and submit a revised application under 40 CFR 262.21(c). USEPA expects that 67% of the registrants (i.e., 2 registrants) will need to submit revised manifest form samples under 40 CFR 262.21(e).

12 Banker storage box cost based on price fo r (180 paper sheets per inch) x (15 inched deep box) advertised price from http://www.specialmoving.com/Boxes.html

13 Lease space per square foot is base on Source: (1.5 ft box width x 2ft depth)+(1. 5ftx3ft frontage walkspace)

14 Calculated by adjusting the 2007 ICR update figure, $5.68, to July 2011 dollars. Inflation between May 2007 and July 2011 was c alculated to be 8.64% using CPI data from the BLS. The original figure from the 2007 ICR renewal was from: May 2007 US average from: http://www.bizlex.com/story.php?id=44330 (a3) Updating General Information in the Approved Application

USEPA estimates that, each year, one registrant orga nization will revise and submit its application to USEPA, along with an indication or explanation of the update, under 40 CFR 262.21(h)(1). USEPA further estimates that no registrant organization will need to respond to USEPA’s concerns regarding its revised application during the 3-year period covered by this ICR. USEPA will provi de print guidance to each prospective registrant on the USEPA website to assist them in designing an approvable form, minimizing the likelihood that they will be asked to resubmit samples to the registry.

(a4) Requesting Approval for a New Tracking Number Suffix

EPA estimates that no approved regist rant organization will request a new tracking number suffix during the 3- year period covered by this ICR. Because each manif est tracking number consists of the three-letter suffix and nine digits, each registrant will be able to generate mo re than 999 million forms using its original suffix. USEPA does not expect a registrant to request a new suffix for many years.

(a5) Requesting Approval for Changes to Prin ting Specifications or Use of a New Printer

USEPA estimates that no registrant organization will request approval for changes to its form or for the use of a new printer during the 3-year period covered by this I CR, assuming that each registrant will be forward looking when originally applying to the registry. Applicants w ill determine the appropriate pa per type, paper weight, and other form aspects, so that they will not need to seek changes to their form s subsequent to their approval under 40 CFR 262.21(e).

(a6) Typesetting the Manifest Form Subsequent to its Approval

USEPA estimates that no registrant organization will typeset its manifest form, instead of using the electronic file of the forms provided by USEPA, during the 3-year period c overed by this ICR. Upon approval of a registrant’s application under 40 CFR 262.21(c), USEPA will provide it with an electronic file of the manifest, continuation sheet, and instructions and ask it to use these files to de velop the forms. In its consultations, USEPA found that printers intend to share these files among their printing establishments so that none will need to typeset the form. Typesetting the form would be unappealing to registrants because of the level of effort required in comparison with using the electronic files.

(a7) Requesting an Exemption

USEPA estimates that, each year, one registrant orga nization will submit a request for an exemption under 40 CFR 262.21(j). As mentioned, USEPA expects each regist rant to be forward looking when originally registering under 40 CFR 262.21(b) through (e), and carefully select the appropriate paper type , paper weight, and other aspects of the form. Therefore, few, if any, are expected to request changes to the approved form subsequent to approval.

(a8) Notifying USEPA of a Printing Specification Violation

EPA estimates that no registrant organization will notif y USEPA that it has duplicated tracking numbers on forms used or distributed to other parties. Registrants must print their forms according to their approved applications, which will lay out procedures for tightly controlling their tracking numbers and ensuring that each manifest has a unique number. Because of these assurances, USEPA exp ects that no registrant will duplicate its numbers and notify USEPA.

(a9) Revising the Approved Manifest if Requested by USEPA

USEPA estimates that no registrant organization will need to submit revised manifest form samples, per USEPA’s request, during the 3-year period covered by this ICR. USEPA will carefully review each registrant’s forms under31 40 CFR 262.21(e) to determine if they satisfy the requir ements of 40 CFR 262.21(f). USEPA does not expect to identify problems in forms that have been approved.

(a10) Responding to Suspension and Revocation Procedures

USEPA does not expect to conduct suspension or revocati on procedures during the 3-year period covered by this ICR. The registration process under 40 CFR 262.21(b) throu gh (e) will ensure that each approved registrant is capable of tightly controlling its tracking numbers and pr inting forms consistent with the approved samples and the print specifications. Therefore, USEPA anticipates it will rarely invoke its suspension and revocation procedures.

(b) Generator Requirements

(b1) Reading the Regulations

Exhibit 2 presents the total annual hour and cost burden to hazardous waste generators in reading the manifest regulations at 40 CFR 262. In total, USEPA exp ects that 131,803 generators will read the 40 CFR 262 regulations each year.32 (b2) Manifest Completion

Exhibits 3 and 4 present the total annual hour and cost burden for generators to complete their manifests. Note that the exhibits reflect the fact that destination sites (referred to as designated TSDFs) often provide assistance to their generator customers in preparing manifests for shipments to their facility. For purposes of analysis, this ICR assumes that a percentage of LQGs and SQGs rely on the designated TSDFs ’ assistance in manifest preparation, while the remaining LQGs and SQGs, as well as all TSDFs acting as generato rs, prepare their manifests themselves, as follows:

· Completing the Manifest without the Assistance of D esignated TSDF: Based on consultations with hazardous waste generators and the States, USEPA estimates that about 58% of LQG manifests and 20% of SQG manifests accompanying hazardous waste shipments are prepared without the assistance of the designated TSDF. This is reflected in Exhibit 3. In addition, USEPA estimates that about 5% of manifests include continuation sheets.

· Completing the Manifest With the Assistance of Desi gnated TSDF: As discussed, USEPA recognizes that many LQGs and SQGs rely on the assistance of the designated TSDF to complete the manifest form. Because the designated TSDF normally fills out most of the manifest form for the generator, the collaborative effort significantly reduces the burden on generators. Based on its consultations, USEPA estimates that about 42% of manifests from LQGs and 80% of manifests from SQGs are jo intly completed with the designated TSDF. This is reflected in Exhibit 4. [Note: Refer to Exhibit 14 for the hour and cost burden for designated TSDFs to assist LQGs and SQGs in completing their manifests.]

(b3) Compliance with State Program Requirements

40 CFR 262.21(g)(2) provides that generators must determin e whether they are required to comply with requirements specific to State hazardous waste manifest programs. As s hown in Exhibit 5, USEPA assumes that each generator must contact, on average, three State manifest programs each year . Because these activities are already required under State hazardous waste programs, they are not burdened in this ICR.

(b4) Manifest Transmittal and Recordkeeping

As shown in Exhibit 6, USEPA estimates that LQGs, TSD Fs acting as generators, and SQGs will send 3% of their manifests with water shipments and 6% with rail shipments. Generators must comply with the requirements of 40 CFR 262.23, 262.24, and 262.40 when transmitting and keeping record s of the manifest, as appropriate. In addition, USEPA estimates that, each year, LQGs, TSDFs acting as generators , and SQGs will send 19,509 ma nifests with exports of hazardous waste and 18,874 manifests with imports of hazardous waste. Finally, USEPA estimates that approximately 26,257 SQGs ship their hazardous waste off site under a recl amation agreement, pursuant to 40 CFR 262.20. These SQGs are required to keep a copy of the contractual agreement un der which their hazardous waste is shipped to the recycling facility.

(b5) Undeliverable Shipments

Based on consultations as shown in Exhibit 7, USEPA estimates that roughly 0.10% of shipments cannot be delivered to the designated TSDF each year. Generators must provide in structions to the transporter on how to deal with these shipments, as required by 40 CFR 262.20(d) and 262.54(g)(3).

(b6) Rejected Waste and Container Residues

As shown in Exhibit 8, USEPA estimates that, each year, a to tal of 586 shipments initiated by generators will be rejected by designated TSDFs and sent back to the generator (see Table 8) . Upon receipt of the rejected shipments, generators must sign the manifest that accompanies the rejected load or residue.

(b7) Exception Reports: Completi on, Submission, and Recordkeeping

EPA estimates that, on average, LQGs, TSDFs acting as genera tors, and SQGs will need to develop an exception report under 40 CFR 262.42 for approximately 0.5% of the manifests se nt off site. This assumption is reflected in Exhibit 9.33 (c) Transporter Requirements

(c1) Reading the Regulations As shown in Exhibit 10, there are reportedly 304 hazar dous waste transporter companies subject to the RCRA manifest system. USEPA expects that each compan y will read the manifest regulations once a year.

(c2) Manifest Completion, Transmittal, and Recordkeeping

Exhibit 11 examines the manifesting hour and cost burden for transporters transportin g domestic and international shipments of hazardous waste. USEPA estimates that, of the manifests completed and transmitted each year for domestic and import shipments, a pproximately 91% will acco mpany highway shipments, 3% will accompany water shipments, and 6% will accompany rail shipments. USEPA further estimates that 18,875 manifest forms will accompany imports and 19,509 manifest forms will acco mpany exports to non-designated OECD countries. Finally, USEPA estimates that transporters transporti ng hazardous waste shipments under a reclamation agreement will need to comply with 40 CFR 263.20(h).

(c3) Undeliverable Shipments

In Exhibit 11 EPA estimates that each year transporters will be unable to deliver approximately 1,888 shipments of hazardous waste they have accepted from a generator or a transporter to the designated facility listed on the manifest, the alternate designated facility, the next designa ted transporter, or the place outside the US designated by the generator. These transporters will have to cont act the generator for further directions and revise the manifest according to the generator’s instructions, as required by 40 CFR 263.21.

(d3) Rejected Waste and Container Residues

Exhibit 11 also provides an estimate that each year 3,113 sh ipments are partially rejected while the transporter is still on the premises. The transporter must follow appl icable procedures for obtaining the manifest from the facility and, if it accepts the forwarded shipment, it must obtain the new manifest. USEPA estimates that 31,129 shipments initiated by generators will be fully rejected by the designated TSDF while the transporter is on the facility’s premises. For these shipments, the transporte r must follow applicable procedures for obtaining the original manifest from the facility in order to forwar d the waste to the alternate facility or generator.

(d4) Notification of Discharge of Hazardous Waste

The Statistical Abstract of the United States , released in 2009 by the US Census Bureau indicates that there were 14,822 accidents involving transporters of hazardous s ubstances in 2009. Of these, USEPA estimates that approximately 5% (741) involved hazardous waste transpor ters who had a discharge of hazardous waste. In Exhibit 12, USEPA used its best professional judgme nt to estimate that approximately 741 hazardous waste transporters will be required to notify local authorities of a hazardous waste discharge annually, as required under

40 CFR 263.30. In addition, the NRC indicates that it received a pproximately 4,527 notifications of marine source incidents in 2009 for discharges of oil or hazardous subs tances. NRC estimates that about 66% of these incidents involved oil discharges (3,033) and that 33% involved h azardous substances discharges (1,494). Of the 1,494 discharges of hazardous substances, NRC estimates that 5% (75) involved a hazardous waste. As shown in Exhibit 12, USEPA expects that, on average, 75 water transp orters transporting hazardous waste will notify NRC or USEPA under 33 CFR 153. The purpose of 33 CFR 153 is to prescribe regulations concerning notification to the US Coast Guard of the discharge of oil or hazardous subs tances as required by the Federal Water Pollution Control Act, as amended; the procedures for the removal of a di scharge of oil; and the costs that may be imposed or reimbursed for the removal of a discharge of oil or hazardous substances.

(d) Designated Treatment, Storage, and Disposal Facility Requirements

(d1) Reading the Regulations34 Based on USEPA’s 2009 RCRA Hazardous Waste Biennial Report (BR) data, USEPA estimates that 577 TSDFs receive off-site shipments of hazardous waste each year. As shown in Exhibit 13, USEPA expects that each facility will read the manifest regulations once a year.

(d2) Manifest Completion, Transmittal, and Recordkeeping

Exhibit 14 presents USEPA’s estimates that approximate ly 42% and 80% of manifests from LQGs and SQGs, respectively, are completed jointly with the designated TSDF. In addition, USEPA estimates that 5% of these

manifests include continuation sheets.

Exhibit 15 presents the burden to designated TSDFs for receiving and completing manifests that are not rejected and that do not result in a container residue.

(d3) Compliance with State Program Requirements

40 CFR 264.71(e) and 265.71(e) provides that TSDFs must determine whether they are required to comply with requirements specific to State hazardous waste manifest programs. USEPA assumes that each TSDFs must contact, on average, three State manifest programs each year. Because these activities are already required under State hazardous waste programs, they are not burdened in this ICR. This is reflected in Exhibit 15.

(d4) Discrepancy Reports

As shown in Exhibit 15, USEPA estimates that approxima tely 25% of manifests accepted by the designated TSDF require reconciling discrepancies between the manifest data and the shipment (e.g. by phoning the generator).

USEPA further estimates that about 0.4% of manifests accepted by the designated TSDF will require a discrepancy report under 40 CFR 264.72 or 265.72.

(d5) Rejected Waste and Container Residues

· Rejection of Waste after the Transporter Leaves the Fac ility: As shown in Exhibit 16, USEPA estimates that each year designated TSDFs will reject a shipment or identif y a container residue after the transporter has left the TSDFs' premises for 31,129 hazardous waste shipments received.

· Rejection of Waste while the Transporter Remains Presen t at the Facility: As shown in Exhibit 16, USEPA estimates that each year designated TSDFs will fully reject or identify a container residue while the transporter is on the TSDFs' premises for 31,129 hazardous waste shipments received.

· Manifest Completion by the Alternate TSDF: Also s hown in Exhibit 16, USEPA estimates that each year designated TSDFs will reject a total of 62,298 shipments and forward 61,635 shipments to an alternate TSDF (see Table 8).

(d6) Unmanifested Waste Reports: Completion and Submission

As shown in Exhibit 17, USEPA estimates that designated TSDFs will need to complete approximately 185 letters notifying the Agency of unmanifested waste shipment s each year, as required under 40 CFR 264.76 or 265.76.

6E. Bottom Line Burden Hours & Cost

National aggregate respondent and Agency burden hour and associated costs are summa rized below, as estimated in spreadsheet Exhibits 1 to 20 provided as an appendix to this document. Cumulative burden hours and costs are based on a 3-year time-span over which the ICR is effec tive, and over which USEPA averaged burden and cost estimates. Therefore, cumulative burden is equal to annual burden estimates multiplied by three.35 Respondent Burden (Exhibits 1 to 18): 3,472,218 hours at an average annual cost of $105,221,281, including $974,463 per year capital cost and $2,092,291 per year O&M cost. Cumulative burden to respondents over three years is 10,416,654 hours at a cost of $315,663,844.

Agency Burden (Exhibit 19): About 10,413 hours at an average annual cost of $496,693. Cumulative burden to the Agency over three years is 31,239 hours at a cost of about $1,490,079.

Total Burden (Respondents + Agency): 3,482,631 million hour s at an average annual cost of $105,717,974. Cumulative total burden over three years is 10,447,893 hours at a cost of $317,153,923.

6F. Reasons for Change in Burden

This current ICR (#801.18) renews and updates the previ ously approved ICR (#801.16). ICR #801.16 estimated a total annual respondent burden of 3,743,122 hours. This ICR estimates a total annual respondent burden of 3,472,218 hours, which is a decrease of 270,904 hours. The r eason for the change in burden is primarily due to the decrease in the number of entities affected by the responde nt activities detailed in this ICR supporting document. As mentioned previously, USEPA used 2009 BR data to up date its estimates of waste handlers (e.g., SQGs, LQGs, and TSDFs) subject to the Federal manifest requirements. The previously approved ICR estimated 190,628 annual respondents were subject to the recordkeeping and re porting activities. The annual respondents for this ICR renewal cycle decreased to 161,720. The effect of th is reduction reduced the projected number of manifests completed annually (1,887,404) by 9.03% (projected number for previously approved ICR was 2,074,900).

6G. Burden Statement

Table 8 summarizes the estimated average burden hours fo r reporting and recordkeeping per affected entities (i.e. registrants, generators, transporte rs, and TSDFs) under USEPA’s final ru le revising the RCRA hazardous waste manifest system.

Reporting burden : For generators includes time for reviewing and signing the manifest (i.e. for generators whose manifests are prepared by TSDFs). May also include time for preparing the entire manifest and submitting an exception report to USEPA. For transporters includes tim e to carry copies during shipment. For TSDFs includes time for reviewing the manifest at shipment delivery and transmitting a copy to the generator. May also include time for preparing a generator’s manifest a nd submitting a discrepancy report to USEPA.

Recordkeeping burden : For generators includes time reading the re gulations once per year and keeping copies of

the initial manifest and final manifest received from the TSD F. For LQGs and TSDFs, it may also include time for keeping a copy of an exception report. For transporte rs and TSDFs, the recordkeep ing burden includes time for reading the regulations once per year and keeping a copy of the manifest accompanying the shipment.

Table 8: Summary of Disaggregate Paperwork Bu rden Hours (Per Affected Entity Per Waste Shipment)

Respondent Type Reporting

Burden (Hours) Recordkeep ing Burden

(Hours) Total

Burden (Hours)

Manifest printer registrants 1.72 - 2.42 1.25 2.97 - 3.67

Hazardous Waste Generators

Large Quantity Generators (LQGs) 0.04 - 1.84 1.45 - 1.55 1.49 - 3.39

TSDFs acting as

generators 0.54 - 1.87 1.45 - 1.55 1.99 - 3.42

Small Quantity 0.04 - 1.20 1.45 1.49 - 2.6536 Table 8: Summary of Disaggregate Paperwork Bu rden Hours (Per Affected Entity Per Waste Shipment)

Respondent Type Reporting

Burden (Hours) Recordkeep ing Burden

(Hours) Total

Burden (Hours)

Generators (SQGs)

Transporters 0.17 - 2.80 1.42 1.59 - 4.22

Designated TSDFs 0.43 - 1.41 1.42 - 1.59 1.85 - 3.00

The annual public reporting and recordkeeping burden fo r this collection of information is estimated to

average about 2 hours per response. Burden means the total time, effort, and financial resources expended by persons to generate, maintain, retain, di sclose, or provide information to or for a federal agency. This includes the time needed to review instructions; develop, acquire, inst all, and utilize technology and systems for the purposes of collecting, validating, and verifyi ng information, processing and maintain ing information, and disclosing and providing information; adjust the existing ways to comp ly with any previously a pplicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. The OMB control num bers for EPA’s regulations are listed in 40 CFR Part 9 and 48 CFR Chapter 15.

To comment on the Agency’s need fo r this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden, including the use of automated collection techniques, EPA has established a public docket for this ICR under Docket ID No. EPA-HQ-RCRA-2011-0750, which is available for online viewing at www.regulations.gov, or in person viewing at the RCRA Docket in the EPA Docket Center (EPA/DC), EPA West, Room 3334, 1301 Constitu tion Ave., NW, Washington, DC. The EPA/DC Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Reading Room is (202)566- 1744, and the telephone number for RCRA Docket is (202)566-0270. An electronic version of the public docket is available at www.regulations.gov. This site can be used to submit or view public comments, access the index listing of the contents of the public docket, and to access those documents in the public docket that are available el ectronically. When in the sy stem, select “search,” then key in the Docket ID Number identified above. Also, you can send comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, 725 17th Street, NW, Washington, D.C. 20503, Attention: Desk Officer for EPA. Please include the EPA Docket ID Number EPA-HQ-RCRA-2011-0750 and OMB Control Number 2050-0039 in any correspondence.3738EXHIBIT 2ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaREADING THE REGULATIONSHours per GeneratorLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent GeneratorsTotalHours Total CostRead the regulationsLQGs 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 14,381 17,976 $789,202TSDFs 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 1,468 1,835 $80,564SQGs 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 145,871 182,339 $8,005,400TOTAL (LQGs, TSDFs, and SQGs) 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 161,720 202,150 $8,875,166aExhibit contains rounding error.EXHIBIT 3ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaCOMPLETING THE MANIFEST (WITHOUT ASSISTANCEOF DESIGNATED TSDFs)Hours per GeneratorLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest completion: LQGs (262.20)Complete the manifest 0.00 0.00 0.40 0.10 0.50 $16.44 $0.00 379,835 189,918 $6,244,487Complete the continuation sheet 0.00 0.00 0.19 0.04 0.23 $7.66 $0.00 18,992 4,368 $145,479Subtotal (for LQGs)0.00 0.00 varies varies varies varies $0.00 379,835 194,286 $6,389,966Manifest completion: TSDFs who are also generators (262.20)Commercial TSDFsComplete the manifest 0.00 0.00 0.43 0.10 0.53 $17.53 $0.00 127,513 67,582 $2,235,301Complete the continuation sheet 0.00 0.00 0.18 0.04 0.22 $7.30 $0.00 6,376 1,403 $46,545Captive TSDFsComplete the manifest 0.00 0.00 0.43 0.10 0.53 $17.53 $0.00 39,240 20,797 $687,879Complete the continuation sheet 0.00 0.00 0.18 0.05 0.23 $7.50 $0.00 1,962 451 $14,715Subtotal (for TSDFs)0.00 0.00 varies varies varies varies $0.00 166,753 90,233 $2,984,440Manifest completion: SQGs (262.20)Complete the manifest 0.00 0.00 0.40 0.08 0.48 $16.04 $0.00 213,153 102,313 $3,418,974Complete the continuation sheet 0.00 0.00 0.18 0.03 0.21 $7.10 $0.00 10,658 2,238 $75,672Subtotal (for SQGs)0.00 0.00 varies varies varies varies $0.00 213,153 104,551 $3,494,646TOTAL (LQGs, TSDFs, and SQGs) 0.00 0.00 varies varies varies varies $0.00 759,741 389,070 $12,869,052aExhibit contains rounding error.39EXHIBIT 4ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaCOMPLETING THE MANIFEST (WITH ASSISTANCE OFDESIGNATED TSDFs)Hours per GeneratorLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest completion: LQGs (262.20)Complete the manifest 0.00 0.00 0.02 0.01 0.03 $0.92 $0.00 275,053 8,252 $253,049Manifest completion: SQGs (262.20)Complete the manifest 0.00 0.00 0.02 0.01 0.03 $0.92 $0.00 852,610 25,578 $784,401TOTAL (LQGs and SQGs) 0.00 0.00 0.02 0.01 0.03 $0.92 $0.00 1,127,663 33,830 $1,037,450aExhibit contains rounding error.EXHIBIT 5ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaCOMPLIANCE WITH STATE PROGRAMREQUIREMENTSHours per GeneratorLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent RespondentPhoneCallsTotalHours Total CostCompliance with State program requirements: LQGs (262.21(g))Contact the consignment/generator State ifneeded and submit any copies of the manifestto these States, as applicable 0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 43,142 0 $0Compliance with State program requirements: TSDFs who are also generators (262.21(g))Commercial TSDFsContact the consignment/generator State ifneeded and submit any copies of the manifestto these States, as applicable 0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 1,101 0 $0Captive TSDFsContact the consignment/generator State ifneeded and submit any copies of the manifestto these States, as applicable 0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 3,303 0 $0Subtotal (for TSDFs)0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 4,404 0 $0Compliance with State program requirements: SQGs (262.21(g))Contact the consignment/generator State ifneeded and submit any copies of the manifestto these States, as applicable 0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 358,843 0 $0TOTAL (LQGs, TSDFs, and SQGs) 0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 406,388 0 $0aExhibit contains rounding error.40EXHIBIT 6ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaTRANSMITTING THE MANIFESTHours per Generator AnnualLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest transmittal and recordkeeping: LQGsManifest (262.23(a), 262.23(b), and 262.40(a))Sign the manifest certification and obtain thesignature of the initial transporter and date ofacceptance on the manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 654,888 6,549 $235,760Keep a copy of the manifest and give theremaining copies to the initial transporter 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 654,888 65,489 $1,322,875Keep a copy of the manifest returned from thedesignated facility 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 654,888 65,489 $1,322,875For shipments solely by water, send three copiesof the manifest, dated and signed, to thedesignated facility or the last water transporter tohandle the waste in the U.S. 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 19,647 3,144 $72,694For shipments by rail originating at the site ofgeneration, send at least three copies of themanifest to the next non-rail transporter, thedesignated facility, or the last rail transporter tohandle the waste in the U.S. 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 39,293 6,287 $145,384Exports (262.54(h) and (i))Provide the transporter with an EPAAcknowledgment of Consent and an additionalcopy of the manifest or shipping papers fordelivery to the U.S. Customs official at the pointthe hazardous waste exits the U.S. 0.00 0.00 0.00 0.25 0.25 $5.04 $0.10 9,169 2,292 $47,129Subtotal (for LQGs)0.00 0.00 varies varies varies varies varies varies 149,250 $3,146,717EXHIBIT 6 (CONTINUED)ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaTRANSMITTING THE MANIFESTHours per Generator AnnualLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest transmittal and recordkeeping: Commercial TSDFsManifest (262.23(a), 262.23(b), and 262.40(a))Sign the manifest certification and obtain thesignature of the initial transporter and date ofacceptance on the manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 127,513 1,275 $45,90541Keep a copy of the manifest and give theremaining copies to the initial transporter 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 127,513 12,751 $257,576Keep a copy of the manifest returned from thedesignated facility 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 127,513 12,751 $257,576For shipments solely by water, send three copiesof the manifest, dated and signed, to thedesignated facility or the last water transporter tohandle the waste in the U.S.(Domestic andExports) 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 3,825 612 $14,153For shipments by rail originating at the site ofgeneration, send at least three copies of themanifest to the next non-rail transporter, thedesignated facility, or the last rail transporter tohandle the waste in the U.S. (Domestic andExports) 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 7,651 1,224 $28,309Exports (262.54(h) and (i))Provide the transporter with an EPAAcknowledgment of Consent and an additionalcopy of the manifest or shipping papers fordelivery to the U.S. Customs official at the pointthe hazardous waste exits the U.S. 0.00 0.00 0.00 0.25 0.25 $5.04 $0.10 1,561 390 $8,023Subtotal (for Commercial TSDFs)0.00 0.00 varies varies varies varies varies varies 29,003 $611,542EXHIBIT 6 (CONTINUED)ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaTRANSMITTING THE MANIFESTHours per Generator AnnualLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest transmittal and recordkeeping: Captive TSDFsManifest (262.23(a), 262.23(b), and 262.40(a))Sign the manifest certification and obtain thesignature of the initial transporter and date ofacceptance on the manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 39,240 392 $14,126Keep a copy of the manifest and give theremaining copies to the initial transporter 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 39,240 3,924 $79,265Keep a copy of the manifest returned from thedesignated facility 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 39,240 3,924 $79,265For shipments solely by water, send three copiesof the manifest, dated and signed, to thedesignated facility or the last water transporter tohandle the waste in the U.S.(Domestic andExports) 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 1,177 188 $4,355For shipments by rail originating at the site ofgeneration, send at least three copies of themanifest to the next non-rail transporter, thedesignated facility, or the last rail transporter tohandle the waste in the U.S. (Domestic andExports) 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 2,354 377 $8,70942Exports (262.54(h) and (i))Provide the transporter with an EPAAcknowledgment of Consent and an additionalcopy of the manifest or shipping papers fordelivery to the U.S. Customs official at the pointthe hazardous waste exits the U.S. 0.00 0.00 0.00 0.25 0.25 $5.04 $0.10 585 146 $3,007Subtotal (for Captive TSDFs)0.00 0.00 varies varies varies varies varies varies 8,951 $188,727EXHIBIT 6 (CONTINUED)ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaTRANSMITTING THE MANIFESTHours per Generator AnnualLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest transmittal and recordkeeping: SQGsManifest (262.23(a), 262.23(b), and 262.40(a))Sign the manifest certification and obtain thesignature of the initial transporter and date ofacceptance on the manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 1,065,763 10,658 $383,675Keep a copy of the manifest and give theremaining copies to the initial transporter 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 1,065,763 106,576 $2,152,841Keep a copy of the manifest returned from thedesignated facility 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 1,065,763 106,576 $2,152,841For shipments solely by water, send three copiesof the manifest, dated and signed, to thedesignated facility or the last water transporter tohandle the waste in the U.S.(Domestic andExports) 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 31,973 5,116 $118,300For shipments by rail originating at the site ofgeneration, send at least three copies of themanifest to the next non-rail transporter, thedesignated facility, or the last rail transporter tohandle the waste in the U.S. (Domestic andExports) 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 63,946 10,231 $236,601Exports (262.54(h) and (i))Provide the transporter with an EPAAcknowledgment of Consent and an additionalcopy of the manifest or shipping papers fordelivery to the U.S. Customs official at the pointthe hazardous waste exits the U.S. 0.00 0.00 0.00 0.25 0.25 $5.04 $0.10 8,194 2,049 $42,117Reclamation agreements (262.20(e)(2))Retain a copy of each reclamation agreement 0.00 0.00 0.00 0.10 0.10 $2.02 $0.00 26,257 2,626 $53,039Subtotal (for SQGs)0.00 0.00 varies varies varies varies varies varies 243,832 $5,139,414TOTAL (LQGs, TSDFs, and SQGs) 0.00 0.00 varies varies varies varies varies varies 431,036 $9,086,400aExhibit contains rounding error.43EXHIBIT 7ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaUNDELIVERABLE SHIPMENTSHours per TSDFLegal Managerial Technical Clerical Hours/Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostUndeliverable shipmentst: LQGs (262.20(d) and 262.54(g)(3))Designate another facility or instruct thetransporter to return the waste 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 655 52 $1,893Undeliverable shipments: Commercial TSDFs (262.20(d) and 262.54(g)(3))Designate another facility or instruct thetransporter to return the waste 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 128 10 $370Undeliverable shipments: Captive TSDFs (262.20(d) and 262.54(g)(3))Designate another facility or instruct thetransporter to return the waste 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 39 3 $113Undeliverable shipments: SQGs (262.20(d) and 262.54(g)(3))Designate another facility or instruct thetransporter to return the waste 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 1,066 85 $3,081TOTAL (LQGs, TSDFs, and SQGs) 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 1,888 150 $5,457aExhibit contains rounding error.EXHIBIT 8ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaREJECTED WASTE AND CONTAINERRESIDUESHours per TSDFLegal Managerial Technical Clerical Hours/Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostRejected waste and container residues (262.34(j))Sign Item 18c of the manifest, if the transporterreturned the shipment using the originalmanifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 311 3 $112Sign Item 20 of the manifest, if the transporterreturned the shipment using a new manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 311 3 $112Comply with new manifest rules presented in 75FR 129890.000.000.010.000.01$0.36$0.446236$498TOTAL 0.00 0.00 0.01 0.00 0.01 $0.36 $0.44 1245.160074 12 $72244EXHIBIT 9ESTIMATED ANNUAL HOUR AND COST BURDEN FORGENERATORSaDEVELOPING EXCEPTION REPORTSHours per GeneratorLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ReportsTotalHours Total CostException report completion, submission, and recordkeeping: LQGs (262.42(a)(i)-(ii) and 262.40(b))Prepare and submit a signed cover letter to EPAexplaining the generator’s efforts to locate thehazardous waste and the results of those efforts,along with a legible copy of the manifest 0.00 0.50 0.50 0.10 1.10 $57.68 $0.57 6,985 7,684 $406,876Keep a copy of each exception report 0.00 0.00 0.00 0.10 0.10 $2.02 $0.10 6,985 699 $14,809Subtotal (for LQGs)0.00 varies varies 0.10 variesvaries $0.67 6,985 8,383 $421,685Exception report completion, submission, and recordkeeping: Commercial TSDFs (262.42(a)(i)-(ii) and 262.40(b))Prepare and submit a signed cover letter to EPAexplaining the generator’s efforts to locate thehazardous waste and the results of those efforts,along with a legible copy of the manifest 0.00 0.50 0.50 0.10 1.10 $57.68 $0.57 645 710 $37,572Keep a copy of each exception report 0.00 0.00 0.00 0.10 0.10 $2.02 $0.10 645 65 $1,368Subtotal (for Commercial TSDFs)0.00 varies varies 0.10 variesvaries $0.67 645 775 $38,940Exception report completion, submission, and recordkeeping: Captive TSDFs (262.42(a)(i)-(ii) and 262.40(b))Prepare and submit a signed cover letter to EPAexplaining the generator’s efforts to locate thehazardous waste and the results of those efforts,along with a legible copy of the manifest 0.00 0.50 0.50 0.10 1.10 $57.68 $0.57 198 218 $11,534Keep a copy of each exception report 0.00 0.00 0.00 0.10 0.10 $2.02 $0.10 198 20 $420Subtotal (for Captive TSDFs)0.00 varies varies 0.10 variesvaries $0.67 198 238 $11,954Exception report completion, submission, and recordkeeping: SQGs (262.42(b))Submit a legible copy of the manifest with someindication that the waste has not been delivered 0.00 0.25 0.25 0.00 0.50 $27.83 $0.57 5,329 2,665 $151,344Subtotal (for SQGs)0.00 0.25 0.25 0.00 0.50 $27.83 $0.57 5,329 2,665 $151,344TOTAL (LQGs, TSDFs, and SQGs) 0.00 varies varies varies varies varies varies varies 12,061 $623,923aExhibit contains rounding error.EXHIBIT 10ESTIMATED ANNUAL HOUR AND COST BURDEN FORTRANSPORTERSaREADING THE REGULATIONSHours per TransporterLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent TransportersTotalHours Total CostRead the regulationsTransporters 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 304 380 $16,673TOTAL 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 304 380 $16,67345EXHIBIT 11ESTIMATED ANNUAL HOUR AND COST BURDEN FORTRANSPORTERSaCOMPLETING AND TRANSMITTING THEMANIFESTHours per TransporterLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest completion, transmittal and recordkeeping: TransportersManifest requirements for highway transporters (263.20(b), 263.20(c), 263.20(d), and 263.22(a))Sign and date the manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 1,728,112 17,281 $622,120Return a signed copy of the manifest to thegenerator 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 1,728,112 17,281 $622,120Ensure that the manifest (or other shippingpaper) accompanies the waste to its destination 0.00 0.00 0.13 0.00 0.13 $4.69 $0.00 1,728,112 224,655 $8,104,845Obtain the date of delivery and signature of thattransporter or the owner/operator of the facility oralternate facility designated on the manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 1,728,112 17,281 $622,120Retain a copy of the manifest 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 1,728,112 293,779 $5,927,424Give remaining copies of the manifest to theaccepting transporter or facility 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 1,728,112 17,281 $622,120Manifest requirements for person delivering to initial water transporters (263.20(e))Obtain the date of delivery and signature of theinitial water transporter on the manifest 0.00 0.00 0.00 0.01 0.01 $0.20 $0.00 56,971 570 $11,394Forward the manifest to the designated facility 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 56,971 9,115 $210,792Manifest requirements for water (bulk shipment) transporters (263.20(e))Ensure that the shipping paper (andAcknowledgment of Consent, for exports)accompanies the waste to its destination 0.00 0.00 0.13 0.00 0.13 $4.69 $0.00 56,971 7,406 $267,194If the delivering (water) transporter, obtain thedate of delivery and signature of theowner/operator of the designated facility oneither the manifest or shipping paper 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 56,971 570 $20,510If the initial water transporter, sign and date themanifest and return it to the deliveringtransporter so that the manifest can beforwarded to the designated facilityowner/operator 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 56,971 570 $20,510Retain a copy of the manifest or shipping paper 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 56,971 9,685 $195,411Manifest requirements for rail transporters (263.20(f) and 263.22(c))When accepting waste from a non-railtransporter, sign and date the manifest andreturn or transmit a signed copy of the manifestto the non-rail transporter 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 113,942 1,139 $41,019Forward at least three copies of the manifest toeither the next non-rail transporter, thedesignated facility, or the last rail transporterdesignated to handle the waste in the U.S. 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 113,942 18,231 $421,586Ensure a shipping paper containing all theinformation required on the manifest excludingthe U.S. EPA ID number, generator certification, 0.00 0.00 0.13 0.00 0.13 $4.69 $0.00 113,942 14,812 $534,38846and signatures (and for exports anAcknowledgment of Consent) accompanies thewasteWhen delivering hazardous waste to thedesignated facility or to the next non-railtransporter, obtain the signature and date ofdelivery of the facilityor non-rail transporter onthe manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 113,942 1,139 $41,019Retain a copy of the manifest and/or rail shippingpaper 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 113,942 19,370 $390,821Before accepting hazardous waste from a railtransporter, sign and date the manifest andprovide a copy to the rail transporter 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 113,942 1,139 $41,01947EXHIBIT 11 (CONTINUED)ESTIMATED ANNUAL HOUR AND COST BURDEN FORTRANSPORTERSaCOMPLETING AND TRANSMITTING THEMANIFESTHours per Transporter AnnualLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest completion, transmittal and recordkeeping: TransportersManifest requirements for transporters who transportwaste into and/or out of the U.S. (263.20(g) and (i))For imports and exports, sign and date themanifest in the International Shipments blockto indicate the date that the shipment left theU.S., as required by section 263.20(g)(1) 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 38,384 384 $13,818For imports and exports, retain a copy of themanifest, as required by section 263.20(g)(2) 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 38,384 6,525 $131,657For imports give copy of import manifest toTSDF receiving facility 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 17,624 176 $6,345For exports, return a signed copy of themanifest to the generator, as required bysection 263.20(g)(3) 0.00 0.00 0.00 0.01 0.01 $0.20 $0.00 19,509 195 $3,902For exports, give a copy of the manifest to aU.S. Customs official at the point of departurefrom the U.S., as required by section263.20(g)(4) 0.00 0.00 0.01 0.00 0.01 $0.36 $0.10 19,509 195 $8,974For exports, ensure that copies of themanifest and EPA Acknowledgment ofConsent accompanies the waste, as requiredby section 263.20(a) 0.00 0.00 0.13 0.00 0.13 $4.69 $0.00 19,509 2,536 $91,497Manifest requirements for transporters who transport waste pursuant to a reclamation agreement (263.20(h))Record the waste information on a log orshipping paper 0.00 0.25 0.75 0.00 1.00 $45.87 $0.00 26,257 26,257 $1,204,399Carry the record when transporting waste tothe reclamation facility 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 26,257 263 $9,452Retain the records 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 26,257 4,464 $90,061Undeliverable shipments (263.21(b)(1))Contact the generator for further directionsand revise the manifest according to thegenerator’s instructions 0.00 0.00 0.08 0.00 0.08 $2.89 $2.00 1,888 151 $9,232Rejected waste and container residues (263.21(b)(2))For partially rejected loads made while thetransporter is on site, obtain the amendedmanifest from the facility, keep a copy, and, ifreceiving the rejected waste, obtain the newmanifest 0.00 0.00 0.10 0.00 0.10 $3.61 $0.00 3,113 311 $11,238For fully rejected loads made or containerresidues identified while the transporter is onsite, obtain the original manifest, as amended,from the facility 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 31,129 311 $11,206TOTAL varies varies varies varies varies varies varies varies 713,072 $20,308,193aExhibit contains rounding error.48EXHIBIT 12ESTIMATED ANNUAL HOUR AND COST BURDEN FORTRANSPORTERSaNOTIFYING OF DISCHARGE OF HAZARDOUSWASTEHours per TransporterLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent NotificationsTotalHours Total CostNotification of discharge of hazardous waste: Transporters (263.30(a))Notify local authorities 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00741 926 $40,666Notification of discharge of hazardous waste: Water (bulk shipment) Transporters (33 CFR 153.203)Notify NRC, or a predesignated OSC, of thedischarge 0.00 0.25 1.00 0.00 1.25 $54.88 $0.0075 94 $4,116TOTAL 0.00 varies 1.00 0.00 1.25 $54.88 $0.00 varies 1,020 $44,782aExhibit contains rounding error.EXHIBIT 13ESTIMATED ANNUAL HOUR AND COST BURDEN FOR DESIGNATED TREATMENT, STORAGE, ANDDISPOSAL FACILITIES (TSDFs)aREADING THE REGULATIONSHours per TSDFLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent TSDFsTotalHours Total CostRead the regulationsTSDFs 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 577 722 $31,678TOTAL 0.00 0.25 1.00 0.00 1.25 $54.88 $0.00 577 722 $31,678aExhibit contains rounding error.EXHIBIT 14ESTIMATED ANNUAL HOUR AND COST BURDEN FOR DESIGNATED TREATMENT, STORAGE, ANDDISPOSAL FACILITIES (TSDFs)aCOMPLETING THE MANIFEST (ASSISTINGTHE GENERATORS)Hours per TSDF AnnualLegal Managerial Technical Clerical Hours/Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest completion: Designated TSDFs (264.71(a) and (b), or 265.71(a) and (b))Complete the manifest 0.00 0.00 0.43 0.10 0.53 $17.53 $0.00 1,127,663 597,661 $19,767,932Complete continuation sheets 0.00 0.00 0.18 0.05 0.23 $7.50 $0.00 56,383 12,968 $422,873TOTAL 0.00 0.00 varies varies varies varies $0.00 1,127,663 610,629 $20,190,805aExhibit contains rounding error.49EXHIBIT 15ESTIMATED ANNUAL HOUR AND COST BURDENFOR DESIGNATED TREATMENT, STORAGE,AND DISPOSAL FACILITIES (TSDFs)aTRANSMITTING THE MANIFEST ANDREPORTING TO EPAHours per TSDF AnnualLegal Managerial Technical Clerical Hours/Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostManifest completion, transmittal and recordkeeping: Designated TSDFs (264.71(a) and (b), or 265.71(a) and (b))Enter the name of the person accepting thewaste and sign and date each copy of themanifest (or shipping paper, if applicable) 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 1,742,594 17,426 $627,334Complete the management method code 0.00 0.00 0.02 0.00 0.02 $0.72 $0.00 1,742,594 34,852 $1,254,668Note any discrepancies on each copy of themanifest (or shipping paper, if applicable) 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 456,287 36,503 $1,318,669Immediately give the transporter at least onecopy of the manifest (or shipping paper) 0.00 0.00 0.17 0.00 0.17 $6.13 $0.00 1,742,594 296,241 $10,682,101Within 30 days of delivery, send a copy of themanifest (or shipping paper) to the generator(or to EPA-OECA for import manifests) 0.00 0.00 0.00 0.15 0.15 $3.02 $0.47 1,760,218 264,033 $6,143,160Retain a copy of the manifest (or shippingpaper) for at least three years from thedelivery date (includes import manifests) 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 1,760,218 299,237 $6,037,548Subtotal (manifest completion, transmittal,and recordkeeping)0.00 0.00 varies varies varies varies varies varies 948,292 $26,063,480Compliance with State program requirements: TSDFs who are also generators (264.71(e) and 265.71(e))Commercial TSDFsContact the consignment/generator State ifneeded and submit any copies of the manifestto these States, as applicable 0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 1,101 0 $0Captive TSDFsContact the consignment/generator State ifneeded and submit any copies of the manifestto these States, as applicable 0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 3,303 0 $0Subtotal (for TSDFs)0.00 0.00 0.00 0.00 0.00 $0.00 $0.00 4,404 0 $0Discrepancy report completion and submission: Designated TSDFs (264.72(c) or 265.72(c))Attempt to reconcile any discrepancies 0.00 0.00 0.08 0.00 0.08 $2.89 $2.00 456,287 36,503 $2,231,243Prepare and submit a letter to EPA describingthe discrepancy and attempts to reconcile it,along with a copy of the manifest or shippingpaper at issue 0.00 0.10 0.17 0.10 0.37 $15.67 $0.57 7,301 2,701 $118,569Subtotal (discrepancy report)0.00 varies varies varies varies varies varies varies 39,204 $2,349,812TOTAL 0.00 varies varies varies varies varies varies varies 987,496 $28,413,292aExhibit contains rounding error.50EXHIBIT 16ESTIMATED ANNUAL HOUR AND COST BURDEN FOR DESIGNATED TREATMENT, STORAGE, ANDDISPOSAL FACILITIES (TSDFs)aREJECTED WASTE AND CONTAINER RESIDUESHours per TSDFLegal Managerial Technical Clerical Hours/Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ManifestsTotalHours Total CostRejected waste and container residues (264.72(d) through (g) and 265.72(d) through (g))Rejection of Waste after the Transporter Leaves the FacilityEnter the name of the person accepting thewaste and sign and date each copy of themanifest (or shipping paper, if applicable) 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 31,129 311 $11,206Complete the management method code 0.00 0.00 0.02 0.00 0.02 $0.72 $0.00 31,129 623 $22,413Immediately give the transporter at least onecopy of the manifest (or shipping paper) 0.00 0.00 0.17 0.00 0.17 $6.13 $0.00 31,129 5,292 $190,821Within 30 days of delivery, send a copy of themanifest (or shipping paper) to the generator 0.00 0.00 0.00 0.16 0.16 $3.23 $0.00 31,129 4,981 $100,547Contact the generator to obtain the generator’sinstructions for forwarding the waste to anotherfacility that can manage the waste 0.00 0.00 0.08 0.00 0.08 $2.89 $2.00 31,129 2,490 $152,221Prepare a new manifest for rejected loads orcontainer residues sent to the alternatedesignated facility or back to the generator 0.00 0.00 0.43 0.10 0.53 $17.53 $0.00 31,129 16,498 $545,691Amend the facility’s copy of the manifest toindicate the rejected wastes or residues in thediscrepancy space of the amended manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 31,129 311 $11,206Copy the manifest tracking number from Item 4of the new manifest to the Discrepancy space ofthe amended manifest 0.00 0.00 0.02 0.00 0.02 $0.72 $0.00 31,129 623 $22,413Re-sign and date the manifest 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 31,129 311 $11,206Retain the amended manifest for at least threeyears from the date of the amendment 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 31,129 5,292 $106,772Within 30 days, send a copy of the amendedmanifest to the delivering transporter and to thegenerator 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 31,129 4,981 $115,178Subtotal0.00 0.00 varies varies varies varies varies varies 41,713 $1,289,674Rejection of Waste while the Transporter Remains Present at the FacilityEnter the name of the person accepting thewaste and sign and date each copy of themanifest (or shipping paper, if applicable) 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 31,129 311 $11,206Contact the generator to obtain the generator’sinstructions for forwarding the waste to anotherfacility that can manage the waste 0.00 0.00 0.08 0.00 0.08 $2.89 $2.00 31,129 2,490 $152,221Complete Item 18a and 18b of the originalmanifest, as applicable 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 31,129 2,490 $89,963Retain a copy of the manifest (or shipping paper)for at least three years from the date of delivery 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 31,129 5,292 $106,77251Give the remaining copies back to thetransporter 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 31,129 311 $11,206Subtotal0.00 0.00 varies varies varies varies varies varies 10,894 $371,368Manifest completion, transmittal and recordkeeping by Alternate TSDFs (264.71(a) and (b), or 265.71(a) and (b))Enter the name of the person accepting thewaste and sign and date each copy of themanifest (or shipping paper, if applicable) 0.00 0.00 0.01 0.00 0.01 $0.36 $0.00 61,635 616 $22,189Complete the management method code 0.00 0.00 0.02 0.00 0.02 $0.72 $0.00 61,635 1,233 $44,378Note any discrepancies on each copy of themanifest (or shipping paper, if applicable) 0.00 0.00 0.08 0.00 0.08 $2.89 $0.00 61,635 4,931 $178,126Immediately give the transporter at least onecopy of the manifest (or shipping paper) 0.00 0.00 0.17 0.00 0.17 $6.13 $0.00 61,635 10,478 $377,825Within 30 days of delivery, send a copy of themanifest (or shipping paper) to the generator 0.00 0.00 0.00 0.16 0.16 $3.23 $0.47 61,635 9,862 $228,051Retain a copy of the manifest (or shipping paper)for at least three years from the date of delivery 0.00 0.00 0.00 0.17 0.17 $3.43 $0.00 61,635 10,478 $211,410Subtotal0.00 0.00 varies varies varies varies varies varies 37,598 $1,061,979TOTAL 0.00 0.00 varies varies varies varies varies varies 90,205 $2,723,021aExhibit contains rounding error.52EXHIBIT 17ESTIMATED ANNUAL HOUR AND COST BURDENFOR DESIGNATED TREATMENT, STORAGE,AND DISPOSAL FACILITIES (TSDFs)aUNMANIFESTED WASTE REPORTSHours per TSDF AnnualLegal Managerial Technical Clerical Hours/Labor Cost/ O&M Costs/ Number of@$92.38/hr@$75.25/hr@$36.07/hr @ $20.16/hr Respondent Respondent Respondent ShipmentsTotalHours Total CostUnmanifested waste report: completion and submission (264.76(a) and 265.76(a))Prepare and submit to EPA a letter of theunmanifested waste within 15 days afterreceiving waste 0.00 0.50 1.00 0.50 2.00 $83.78 $0.57 185 370 $15,604TOTAL 0.00 0.50 1.00 0.50 2.00 $83.78 $0.57 185 370 $15,604aExhibit contains rounding error.5354EXHIBIT 19TOTAL ANNUAL AGENCY HOUR AND COSTBURDENaHours per Agency Respondent Number ofLegal Managerial Technical Clerical Hours/ Labor Cost/ O&M Costs/ Reports@$63.22/hr@$61.38/hr@$36.56/hr @ $24.05/hr Respondent Respondent Respondent ReceivedTotalHours Total CostRegistrant OrganizationsApplying to the registry (262.21(c) and 262.21(e))Review initial application 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 3 2 $69Notify registrant of EPA's decision regarding itsapplication 0.00 0.00 0.00 0.10 0.10 $2.41 $0.47 3 0 $10Review revised application 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 3 2 $69If application is approved, provide electronic file ofthe manifest, continuation sheet, and manifestinstructions to approved registrant and requestmanifest form samples 0.00 0.00 0.00 0.10 0.10 $2.41 $4.61 3 0 $23Evaluate manifest form samples 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 3 2 $69Notify registrant of EPA's decision regarding itsmanifest form samples 0.00 0.00 0.00 0.10 0.10 $2.41 $0.47 3 0 $10Evaluate revised manifest form samples 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 2 1 $48Updating General Information in the Approved Application (262.21(h)(1))Review revised application 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 3 2 $62Review documentation submitted by registrant 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 1 1 $21Requesting Approval for a New Tracking Number Suffix (262.21(h)(2))Provide new tracking number suffix to registrant 0.00 0.10 0.25 0.10 0.45 $17.68 $0.47 0 0 $0Requesting Approval for Changes to Printing Specifications or Use of a New Printer (262.21(h)(3))Evaluate manifest form samples 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 1 1 $21Evaluate revised manifest form samples 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 1 1 $21Typesetting the Manifest Form Subsequent to its Approval (262.21(i))Evaluate manifest form samples 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 0 0 $0Requesting an Exemption (262.21(j))Review documentation submitted by registrant 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 2 1 $48Notifying EPA of a Printing Specification Violation (262.21(k))Receive notification that a serious violation of aprinting specification 0.00 0.20 0.80 0.00 1.00 $41.52 $0.00 1 1 $55Revising the Approved Manifest if Requested by EPA (262.21(l))Evaluate revised manifest form samples 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 0 0 $0Responding to Suspension and Revocation Procedures (262.21(m))Review documentation submitted by registrant 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 0 0 $0Subtotal (Registrant Organizations)0.00 varies varies varies variesvaries varies varies 14 $52655EXHIBIT 19 (CONTINUED)TOTAL ANNUAL AGENCY HOUR ANDCOST BURDENaHours per Agency Respondent Number ofLegalManagerialTechnical Clerical Hours/ Labor Cost/O&MCosts/ Reports@$63.22/hr@$61.38/hr@$36.56/hr@$24.05/hrRespondentRespondentRespondent ReceivedTotalHours Total CostGeneratorsException report (262.42)Review exception reports: LQGs 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 6,985 3,493 $145,009Review exception reports: CommercialTSDFs 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 645 323 $13,390Review exception reports: Captive TSDFs 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 198 99 $4,110Review exception reports: SQGs 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 5,329 2,665 $110,630Subtotal (Generators)0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 varies 6,580 $273,139TransportersNotification of discharge (263.30(a) and (d))Receive notifications of discharge 0.00 0.20 0.80 0.00 1.00 $41.52 $0.00 75 75 $3,114Subtotal (Transporters)0.00 0.20 0.80 0.00 1.00 $41.52 $0.00 75 75 $3,114Designated TSDFsReceive import manifests (264.71(a)(3) &265.71(a)(3)) 0.00 0.00 0.10 0.00 0.10 $3.66 $0.00 17,624 1,762 $64,504Discrepancy report (264.72(a) and (b) and 265.72(a) and (b))Review designated TSDF discrepancyreports 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 7,301 3,651 $151,569Unmanifested waste report (264.76 and 265.76)Review designated TSDF unmanifestedwaste reports 0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 185 93 $3,841Subtotal (TSDFs)0.00 0.10 0.40 0.00 0.50 $20.76 $0.00 varies 3,744 $155,410TOTAL: AGENCY 0.00 varies varies varies varies varies varies varies 10,413 $496,693aExhibit contains rounding error.Three Year Burden31,239 $1,490,079Annual respondent +agency burden =3,482,631$105,717,974