03/05/2014 08:08 4252271007 ANH7 PAGE 02/07

U.S. Deparlmenl of Transportotion Federal Aviation Administration Northwest Mountain Region Office of Regional Counsel Colorado, Idaho, Montana, Oregon, Utah, Washington, Wyoming 1601 Lind Avenue S.W Renton, Washington 98057 Tsl: (425) 227-2165 Fax; (425) 227-1007 david.f.shayne@faa.gov 

### March 6, 2014 

### VIA FACSIMILE AND CERTIFIED MAIL- RETURN RECEIPTREQUESTED Attn: Hearing Docket Clerk, AGC-430 Hea1ing Docket Federal Aviation Administration (Wilbur Wright Bldg-- Room 2W1000) 800 Independence Avenue S.W. Washington, D.C. 20591**~"** ) ' 

### Re: 

# 2 1

## )17

- 

## i In the MatterofJoseph D. Barbera,FAA Case

# No. 2013NM090056 Enclosed is an original and one copy ofa request for hearing and Complaint 

### in the abovereferenced proceeding. TheFederal Aviation Administration (FAA) requests that the hearing in tbis matter be hdd in Portland, Oregon, and expects that the hearing

### will last one (1) 

### day. For scheduling purposes, FAA attomey, David F. Shayne will be unavailable the following dates 

### in 20!4: March 24 through April !0; April 15, 16, 21, and 22; June 4 

### and 5; September 25 

### and 26; October 

### 9, !0, 16,and 17,2014,inclusive. Please address all communications for the FAA to the undersigned at:

DFS/tek Federal AviationAdministration Northwest Motmtain Region, ANM-7 1601 

### Lind Avenue S.W. Renton, Washington 98057 Telephone: (425) 227-1847 FAX: (425) 227-1007

Enclosures: Request for

### Hearing (Appeal) Complaint03/05/2014 08:08 4252271007

DA.V!Of. SHAYNE FAA OFFICE OF REGIONAL COUNSEL I.

### 601 LIND Avr;"', SW ReNTON, 

### wA.SHJNGTON 98057 TELEPHONE: (425) 227-2165 fACSIM!LE: (425) 227-1007 ANM7



### UNITED STATES OF AMERICA DEPARTMENT OF TRANSPORTATION OFFICE OF HEARINGS

WASHINGTON, D.C.

In the Matter of: Joseph 

### D. Barbera FAA Case No. 2013NM090056 Judge Not Assigned

JUDGE 

### NOT ASSIGNED: 

### COMPLAINT PAGE 03/07



### The Federal Aviation Administration (FAA), by counsel, hereby files its Complaint, pursuant to Rule 208 ofthe Rules ofPractice (14 Code ofFederal Regulations (C.P.R.) Section 13 .208), and states as follows: I. 

### On February 18, 2014, Joseph Barbera, was advised through a FinalNotice ofJ:'roposed Civil Penalty thatthe FAA proposedto assess a civil penalty inthe amount of$1,1 00. On March 3, 

### 2014, Mr. Barbera, submitted a written request for a hearing. 

### II. I. On or about June 22,2013, .Joseph Barbera operated an ultralight vehicle at an altitude higher than !8,000 feet Mean SeaLevel.

COMPLAINT FA.A v, Joseph D. 8l)(bcra. FAA Case No. 2013NM0.90056 Page 2 ofS DAVID [i_ SHAYNE. F'AA ATTQRJ\.TEY TFcl,: (425) 227·2165: FAX: (425) 227-100703/05/2014 08:08 4252271007 ANH7 PAGE 04/07

2. As a result ofthe above, JosephBarbera operated 

### an u.ltralight inClass A airspace without obtaining prior authorization from theATC facility havingjurisdiction over that airspace. 3. As a result oft11e above, JosephBarbera operated an ultralight vehicle in a manner that created a hazard to other persons or property, 

### II!. 1. Byreason ofthe foregoing facts and circumstances, Joseph Barberaviolated the following sections 

### ofthe Federal Aviation Regulations (14 C.F.R.):

a. Section 

### I03.9(a), in that you operated an ultralight vehicle in a manner that created a hazardto other persons or property. 

### b. Section 103.17, inthat youoperated an ultralight vehicle within Class A airspace without obtainingpriorauthorization 

### from the ATC facility havingjurisdictionover that airspace. 2. ln accordance with Sections 46301(a) and (d) 

### ofTitle 49 ofthe United States Code 

### (U.S.C.) (Transportation) [49 U.S.C. Sections 46301(a) and 

### (d)], JosephBarbera

### is liable for a civi]penalty not to exceed $11,000 for each ofthe violations noted. 3. Under the facts and circumstances ofthis case, a civil penalty of$1,100 

### is appropriate. 

### WHEREFORE, the Agency, by counsel, respectfully requests that the Administrative LawJudge o;nter 

### an OrdertbatJosc:ph Barbera

### be assessed a civil penalty 

### in the amount of $1,100.

COMPLAINT FAA v. Joseph D. Barbera. fAA Case No. 2013NM0900S6 Page3 ofS DAV[DF. SHAYNF__, FAA ATTORNEY TEL: (425) 227·2165; PAX; (425) 227-100703/05/2014 08:08 4252271007 ANH7 PAGE 05/07



### ANSWER In accordance with Section 13.209 ofthe Federal Aviation Regulations, Joseph Barbera, must answer this Complaint not later than thirty (30) days from thetime it

### is served onit. Failure to file an Answerwithin thirty (30) days without good cause shall be deemed an admission ofthe truth ofeach allegation contained in the Complaint [14.C.F.R. § 13.209(f)].

COMPLAlNT FAA v. Joseph D. Barbera. FAA Ca." No. 2013NM090056 Page4o0 DAV!b \'. SHAYNT', fAAATTO.NEY TEV (425) 227-2165: FAX: (425) 227-100703/05/2014 08:08 4252271007 ANH7 PAGE 05/07



### CERTIFICATE OF SERVICE I hereby certifY that the foregoing Complaint has been**serv~d** as designated by the recipient's nrune this date, to the following:
Federal Aviation Administration-Facsimile and First Class, Rettnl1 Receipt Requested Mail Attn: Hearing Docket Clerk, AGC-430 Wilbur Wright Building- Suite 2Wl

### 000 800 Independence Avenue 

### SW Washington, 

### D.C. 20591 Fax: 

### (202) 493-5142
Joseph D Barbera- First Class and Retum Receipt Requested Mail 14706 NE Erickson Dr. 

### La Center, 

### W A 98629-4405
Dated this 6111 day ofMarch 2014.

CQMPI-J\INT FAA. v,**Jo~eph** D. Ba.rbcm. FAA Ca<e No. 20 13NM090056 Page 5 of5 Terri irk Office ofRegional Counsel 

### (ANlvT-7) F

cderal Aviation Administration 1601. Lind Ave. 

### SW Renton, WA 98057 (425) 227-2007

DAVfD F. SHAYNE, FAA A.TTORNEY TEL: (425) 227-2.1 65; FAX, (425) 227-100703/05/2014 08:08 4252271007

Date: 24 Feb 2014 Reference: 2013NM090056 Attention: Hearing Docket Clerk, AGCA03 CC: David F. Shayne ANM7 PAGE 07/07



### Regional Counsel MAR 032014 

## ANM-7

I respectfully request a hearing in this matter, 

### and to not

### accept the proposed 

### penalty described in the Final Notice of Proposed OVil Penalty, dated 18 February, 2014. Joseph D

..

# Barbel- ' I

# n**~/** \j I·PAGE 01/07 03/05/2014 08:08 4252271007 ANM7

FACSIMILE MESSAGE DAVID F. SHAYNE FEDERALAVIATION ADMINISTRATION OFFICE OF REGIONAL COUNSEL ANM-7 1601 LIND AVENUE S.W. RENTON, WASHINGTON 98057 The information contained in this facsimile message is legally privileged and confidential information and is intended only for the use ofthe individual named on this cover sheet. Tfthe reader ofthis message is notthe intended recipient you are hereby notified thst any use, dissemination, distribution, or copy ofthis facsimile 

### is strictly prohibited. 

### Ifyou have received this facsimile 

### in error, please immediately notify us by telephone at 425-227-2007.


## DATE: TO: FAX 

### NO.: PHONE NO.: RE: Mark I. Stanton, Case No. 2012NM130028 

### March 6, 2014 HearingDocket Clerk 

## (202) 493-5142 NO. PAGES: 

## FROM: FAX 

### NO.: 

## 7 including cover 

## DavidF. Shayne 425-227-2165 425-227-2160 Email: 

## IPHONE NO.: 

# I



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