IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF PENNSYLVANIA

UNITED STATES OF AMERICA : CRIMINAL NO. 05-711-1

:

v. :

:

CESAR FELIPE :

MEMORANDUM AND ORDER 

Pratter, J. October 15, 2008

INTRODUCTION

Cesar Felipe, on his own behalf, has filed a “Motion to vacate, correct, or amend the

respondent’s sentence under rule 60(b)(6) of the federal rules of civil procedure.” (Doc. No. 95)

It is not entirely clear what Mr. Felipe precisely seeks with his motion, but throughout his filing,

Mr. Felipe goes to some length to delineate what he is not challenging. In particular, he “does

not assert that his guilty plea was unknowing or involuntary and by no means is he attempting to

contest or withdraw his plea of guilty.” (Motion at 2) Mr. Felipe does claim, however, that his

appellate waiver in the plea agreement “does not bar him from persuing [sic] his claims in the

instant rule 60(b)(6) motion.” Id.

Even though he does not ask to withdraw his plea, Mr. Felipe contends that he was not

informed during his plea colloquy what his sentence was going to be. He then seems to claim

that the sentence that the Court imposed was in error because it was “beyond the permissible

sentence based upon the grounds of reasonableness as mandated by 18 U.S.C. § 3553.” (Motion

at 3) Mr. Felipe cites United States v. Booker, 125 S.Ct. 738 (2005), and Rita v. United States,

127 S.Ct. 2456 (2007). He also cites Kimbrough v. United States, 128 S.Ct. 558 (2007) and Gall

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The Government correctly points out that even if F.R.C.P. Rule 60(b) was technically 1

available to Mr. Felipe in this context, his motion was filed 14 months after he was sentenced

and more than 3/4 of a year after the Supreme Court issued the Gall and Kimbrough opinions

upon which Mr. Felipe rests his arguments. Thus, his motion cannot and should not be

considered as timely under F.R.C.P. 60(c)(1). Indeed, the Court agrees that, even allowing for

Mr. Felipe’s pro se status, these delays are too substantial to overlook.

2

v. United States, 128 S.Ct. 586 (2007). In essence, it appears that Mr. Felipe contends that the

Court should have reached a different, presumably more tepid and gentle, conclusion concerning

his sentence by applying, as Mr. Felipe thought they should be applied, the principles espoused in

the referenced Supreme Court cases that were decided after his sentence was imposed.

Mr. Felipe’s motion presents a host of procedural issues - - issues of which he as a pro se

movant likely is unaware - - as well as the ultimate sentencing issue he would have the Court

address. The Government has appropriately outlined all of the issues raised by Mr. Felipe’s

motion and has correctly argued that on both procedural and substantive grounds his motion

should be denied.

DISCUSSION

Mr. Felipe bases his motion on Rule 60(b) of the civil procedural rules. This Rule, by its

terms and by basic logic, provides for the amendment of civil judgments, not criminal sentences.1

To try to secure a change of his sentence, Mr. Felipe would have to travel some other avenue: a

direct appeal if that option was not waived; by way of 18 U.S.C. § 3582(c)(2) in the event of a

retroactive Sentencing Commission Guideline amendment; via Rule 35 of the Federal Rules of

Criminal Procedure if there have been clerical or technical errors; and, of course, 28 U.S.C. §

2255 which allows for re-sentencing to correct errors of constitutional significance or that are

tantamount to a miscarriage of justice. None of these routes is available to Mr. Felipe.

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Initially, the Court is obliged to consider the efficacy of Mr. Felipe’s appellate waiver as

contained in his guilty plea agreement and/or as delineated during his plea hearing. 

As indicated above, Mr. Felipe does not challenge his guilty plea as unknowingly entered

or otherwise involuntary. He does not argue that he should be permitted to withdraw his guilty

plea. The record is clear that Mr. Felipe was indeed told - - several times - - how severe his

sentence could be and the Guilty Plea Agreement itself at paragraph 6 likewise so warns Mr.

Felipe. Furthermore, the Court concludes that under the circumstances of this case, enforcement

of Mr. Felipe’s waiver of appellate rights conjures up no concern of a miscarriage of justice. 

United States v. Gwinnett, 483 F.3d 200 (3d Cir. 2007). In the face of a decidedly unenthusiastic

5K1.1 motion, the Court nonetheless gave Mr. Felipe a very significant benefit of the doubt to

impose incarceration of 150 months, substantially below the guideline range of 262 to 327

months. The Court is aware of no reason to hesitate in concluding that Mr. Felipe has suffered

no miscarriage of justice. Therefore, the Court concludes that Mr. Felipe’s unequivocal appellate

waiver in and during his guilty plea agreement and hearing of January 9, 2007 was effective and

that he was aware of the risks as to his possible sentence. (N.T. 9-12; 18) 

Nonetheless, Mr. Felipe hopes to garner some benefit from Kimbrough and Gall. These

cases were decided after Mr. Felipe’s conviction and sentencing became final on July 21, 2007. 

Even if these cases had heralded some new procedural rule, such rule would not be applied

retroactively to Mr. Felipe because, as further explicitions of United States v. Booker, 125 S.Ct.

738 (2005), (which has consistently been held not to have retroactive effect), Kimbrough and

Gall must be interpreted to the same non-retroactive effect. Therefore, there is no retroactive

application of either of these cases here for Mr. Felipe to call upon.

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Understandably, Mr. Felipe has a strong interest in knowing that the sentence imposed

upon him complies with all applicable requirements and gives him the benefit of appropriate

advantages. With respect to fashioning the sentence Mr. Felipe himself had earned that would

also pass muster as fair and reasonable, the Court calculated the Guideline Range of Sentence

and then made an “individualized assessment” of what sentence would be appropriate under all

the circumstances. The Court expressly considered each Section 3553(a) factor separately and,

ultimately, used its discretion to impose a period of incarceration that amounted to approximately

one-half of the incarceration period that would have been at the mid-point of the Guideline

sentence. No factual or legal basis has been brought to the Court’s attention to prompt the Court

to see the sentence imposed here as unfair or unreasonable.

CONCLUSION

For the foregoing reasons, Mr. Felipe’s Motion will be denied as set forth in the

accompanying Order.

BY THE COURT: 

 /s/ Gene E.K. Pratter 

Gene E.K. Pratter

United States District Judge

Case 2:05-cr-00711-GEKP Document 96 Filed 10/15/08 Page 4 of 5
IN THE UNITED STATES DISTRICT COURT

FOR THE EASTERN DISTRICT OF PENNSYLVANIA

UNITED STATES OF AMERICA : CRIMINAL NO. 05-711-1

:

v. :

:

CESAR FELIPE :

O R D E R

AND NOW, this 15 day of October, 2008, upon consideration of Cesar Felipe’s pro se

th

Motion to Vacate, Correct, or Amend Sentence (Doc. No. 95), and the Government’s Response,

for the reasons outlined in the accompanying Memorandum of even date, the Motion is

DENIED.

BY THE COURT: 

 /s/ Gene E.K. Pratter 

Gene E.K. Pratter

United States District Judge

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