DEPARTMENT OF EDUCATION

Statement of Regulatory Priorities I. Introduction The U.S. Department of Education (Department) supports States, local communities, institutions of higher education, and others in improving education nationwide and in helping to ensure that all Americans receive a quality education. We provide leadership and financial assistance pertaining to education at all levels to a wide range of stakeholders and individuals, including State educational agencies, local school districts, providers of early learning programs, elementary and secondary schools, institutions of higher education, career and technical schools, nonprofit organizations, postsecondary students, members of the public, families, and many others. These efforts are helping to ensure that all children and students from pre-kindergarten through grade 12 will be ready for, and succeed in, postsecondary education and that student attending postsecondary institutions are prepared for a profession or career. We also vigorously monitor and enforce the implementation of Federal civil rights laws in educational programs and activities that receive Federal financial assistance, and support innovative programs, research and evaluation activities, technical assistance, and the dissemination of research and evaluation findings to improve the quality of education. Overall, the laws, regulations, and programs we administer will affect nearly every American during his or her life. Indeed, in the 2013-2014 school year about 55 million students will attend an estimated 130,000 elementary and secondary schools in approximately 13,600 districts, and about 21 million students will enroll in degree-granting postsecondary schools. All of these students may benefit from some degree of financial assistance or support from the Department. In developing and implementing regulations, guidance, technical assistance, and monitoring related to our programs, we are committed to working closely with affected persons and groups. Specifically, we work with a broad range of interested parties and the general public, including families, students, and educators; State, local, and tribal governments; and neighborhood groups, community-based early learning programs, elementary and secondary schools, colleges, rehabilitation service providers, adulteducation providers, professional associations, advocacy organizations, businesses, and labor

organizations. If we determine that it is necessary to develop regulations, we seek public participation at the key stages in the rulemaking process. We invite the public to submit comments on all proposed regulations through the Internet or by regular mail. We also continue to seek greater public participation in our rulemaking activities through the use of transparent and interactive rulemaking procedures and new technologies. To facilitate the public's involvement, we participate in the Federal Docketing Management System (FDMS), an electronic single Governmentwide access point (www.regulations.gov) that enables the public to submit comments on different types of Federal regulatory documents and read and respond to comments submitted by other members of the public during the public comment period. This system provides the public with the opportunity to submit comments electronically on any notice of proposed rulemaking or interim final regulations open for comment, as well as read and print any supporting regulatory documents. We are continuing to streamline information collections, reduce the burden on information providers involved in our programs, and make information easily accessible to the public. II. Regulatory Priorities A. The Higher Education Act of 1965, as Amended Gainful Employment

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### The Secretary proposes amendments to the regulations for the Federal
Stude nt Aid programs authorized under title IV of the Higher Education Act of 1965, as amended (HEA). The proposed amendments follow a negotiated rulemaking conducted by the Department in the fall of 2013. Specifically, a negotiating committee met in September and November of 2013 to prepare proposed regulations regarding measures for determining whether certain postsecondary educational programs lead to gainful employment in a recognized occupation, the conditions under which these educational programs remain eligible for the title IV Federal Student Aid programs, and requirements for reporting and disclosure of relevant information

.150% Regulations . The Secretary published interim final regulations with a request for public

comment on May 16, 2013 (78 FR 28954), to amend the William D. Ford Federal Direct Loan Program (Direct Loan Program) regulations to reflect changes made to the program by the Moving Ahead for Progress in the 21st Century Act (MAP-21), Pub. L. 112-141. Specifically, these interim final regulations reflected the provisions in MAP-21 that amended the HEA to extend the 3.4 percent interest rate on Direct Subsidized Loans from July 1, 2012, through June 30, 2013, and to ensure that a new borrower on or after July 1, 2013, may not receive Direct Subsidized Loans for more than 150 percent of the publishedlength of the educational program in which the borrower is enrolled. Under the changes made by MAP21, if the borrower exceeds this Direct Subsidized Loan limit, the borrower also becomes responsible for the accruing interest on the Direct Subsidized Loans. We intend to publish final regulations by January
2014. B. Elementary and Secondary Education Act of 1965, as Amended In 2010 the Administration released the Blueprint for Reform: The Reauthorization of the Elementary and Secondary Education Act, the President’s plan for revising the Elementary and Secondary Education Act of 1965 (ESEA) and replacing the No Child Left Behind Act of 2001 (NCLB). The blueprint can be found at the following website: http://www2.ed.gov/policy/elsec/leg/blueprint/index.html. Additionally, as we continue to work with Congress on reauthorizing the ESEA, we are implementing a plan to provide flexibility on certain provisions of current law for States that are willing to embrace reform. The mechanisms we are using will ensure continued accountability and commitment to quality education for all students while providing States with increased flexibility to implement State and local reforms to improve student achievement. C. Carl D. Perkins Career and Technical Education Act of 2006 In 2012, we released Investing in America’s Future: A Blueprint for Transforming Career and Technical Education, our plan for a reauthorized Carl D. Perkins Career and Technical Education Act of 2006 (2006 Perkins Act). The Blueprint can be found at the following website: http://www2.ed.gov/about/offices/list/ovae/pi/cte/transforming-career-technical-education.pdf.The 2006 Perkins Act made important changes in Federal support for career and technical education

(CTE), such as the introduction of a requirement that all States offer “programs of study.” These changes in the 2006 Perkins Act helped to improve the learning experiences of CTE students but did not go far enough to systemically create better outcomes for students and employers competing in a 21st-century global economy. The Administration’s Blueprint would usher in a new era of rigorous, relevant, andresults-driven CTE shaped by four core principles: (1) Alignment. Effective alignment between highquality CTE programs and labor market needs to equip students with 21st-century skills and prepare them for in-demand occupations in high-growth industry sectors; (2) Collaboration. Strong collaboration among secondary and postsecondary institutions, employers, and industry partners to improve the quality of CTE programs; (3) Accountability. Meaningful accountability for improving academic outcomes and building technical and employability skills in CTE programs for all students, based upon common definitions and clear metrics for performance; and (4) Innovation. Increased emphasis on innovation supported by systemic reform of State policies and practices to support CTE implementation of effective practices at the local level. The Administration’s Blueprint proposal reflects a commitment to promoting equity and quality across these alignment, collaboration, accountability, and innovation efforts in order to ensure that more students have access to high-quality CTE programs. D. Individuals with Disabilities Education Act The Secretary published a notice of proposed rulemaking on September 18, 2013 (78 FR 57324), to amend regulations under Part B of the Individuals with Disabilities Education Act (IDEA) regarding local maintenance of effort (MOE) to ensure that all parties involved in implementing, monitoring, and auditing local educational agency (LEA) compliance with MOE requirements understand the rules. Specifically, we are seeking public comment on proposed amendments to the regulation regarding local MOE to clarify existing policy and make other related changes regarding: (1) the compliance standard; (2) the eligibility standard; (3) the level of effort required of an LEA in the year after it fails to maintain effort under section 613(a)(2)(A)(iii) of the IDEA; and (4) the consequence for a failure to maintain local effort. III. Retrospective Review of Existing Regulations Pursuant to section 6 of Executive Order 13563 "Improving Regulation and Regulatory Review" (Jan. 18, 2011), the following Regulatory Identifier Numbers (RINs) have been identified as associated withretrospective review and analysis in the Department’s final retrospective review of regulations plan.

Some of the entries on this list may be completed actions that do not appear in The Regulatory Plan. However, more information can be found about these completed rulemakings in past publications of the Unified Agenda on Reginfo.gov in the Completed Actions section. These rulemakings can also be found on Regulations.gov. The final agency plan can be found at: www.ed.gov.
RIN Title of Rulemaking Do we expect this rulemaking to significantly reduce burden on small businesses?
1810-AB16 Title I—Improving the Academic Achievement of the Disadvantaged No.

1820-AB64 Assistance to States for the Education of Children with Disabilities—Public Benefits or Insurance No.

1820-AB65 Assistance to States for the Education of Children with Disabilities—Maintenance of Effort No.

1820-AB66 American Indian Vocational Rehabilitation Services Program No.

1820-AB67 Disability and Rehabilitation Research Projects and Centers Program: Disability and Rehabilitation Research: Research Fellowships; Special Projects and Demonstrations for Spinal Cord Injuries No.

1840-AD05 Title IV of the Higher Education Act of 1965, as Amended-- Income-Based Repayment, Income-Contingent Repayment, and Total and Permanent Disability No.

1840-AD08 Titles III and V of the Higher Education Act, as Amended No.

1840-AD11 Federal Pell Grant Program Yes.1840-AD12 Transitioning from the FFEL Program to the Direct Loan Program and Loan Rehabilitation under the FFEL, Direct Loan, and Perkins Loan Programs Undetermined.

1840-AD14 Negotiated Rulemaking Under Title IV of HEA Undetermined.

1840-AD15 Gainful Employment No.
1890-AA14 Direct Grant Programs and Definitions that Apply to Department Regulations No.

IV. Principles for Regulating Over the next year other regulations may be needed because of new legislation or programmatic changes. In developing and promulgating regulations we follow our Principles for Regulating, which determine when and how we will regulate. Through consistent application of the following principles, we have eliminated unnecessary regulations and identified situations in which major programs could be implemented without regulations or with limited regulatory action. In deciding when to regulate, we consider the following:

• Whether regulations are essential to promote quality and equality of opportunity in education.

• Whether a demonstrated problem cannot be resolved without regulation.

• Whether regulations are necessary to provide a legally binding interpretation to resolve ambiguity.

• Whether entities or situations subject to regulation are similar enough that a uniform approach through regulation would be meaningful and do more good than harm.

• Whether regulations are needed to protect the Federal interest, that is, to ensure that Federal funds are used for their intended purpose and to eliminate fraud,waste, and abuse.

In deciding how to regulate, we are mindful of the following principles:

• Regulate no more than necessary.

• Minimize burden to the extent possible, and promote multiple approaches to meeting statutory requirements if possible.

• Encourage coordination of federally funded activities with State and local reform activities.

• Ensure that the benefits justify the costs of regulating.

• To the extent possible, establish performance objectives rather than specify compliance behavior.

• Encourage flexibility, to the extent possible and as needed to enable institutional forces to achieve desired results.file:///D|/Documents%20and%20Settings/rokon.uddin/Desktop/Rokon/Agency%20Plan/AgencyPlan_HTMLDocs/ED.html[11/25/2013 2:29:49 PM] The 1 Actions Described in the Regulatory Plan

Title Regulation Identifier Number Rulemaking Stage
Gainful Employment 1840-AD15 Proposed Rule Stage
Department of Education (ED) Office of Postsecondary Education ( OPE ) RIN: 1840 -AD15 View Related Documents
Title: Gainful Employment Abstract: The Secretary proposes amendments to the regulations for the Federal Student Aid programs authorized under title IV of the Higher Education Act of 1965, as amended (HEA). The proposed amendments follow a negotiated rulemaking conducted by the Department in the fall of 2013. Specifically, a negotiating committee met in September and November of 2013 to prepare proposed regulations regarding measures for determining whether certain postsecondary educational programs lead to gainful employment in a recognized occupation, the conditions under which these educational programs remain eligible for the title IV Federal Student Aid programs, and requirements for reporting and disclosure of relevant information. Priority: Economically Significant Agenda Stage of Rulemaking: Proposed Rule Major: Yes Unfunded Mandates: No CFR Citation: 34 CFR 668 (To search for a specific CFR, visit the Code of Federal Regulations ) Legal Authority: 20 USC 1001 to 1003; 20 USC 1070g; 20 USC 1085; 20 USC 1088; 20 USC 1091 to 1092; 20 USC 1094; 20 USC 1099c; 20 USC 1099c-1 Legal Deadline: None Regulatory Plan: Statement of Need: The Secretary proposes amendments to the regulations for the title IV, HEA Federal Student Aid programs. The proposed amendments follow a negotiated rulemaking conducted by the Department in September and November of 2013 to prepare proposed regulations regarding measures for determining whether certain postsecondary educational programs lead to gainful employment in a recognized occupation, the conditions under which these educational programs remain eligible for the title IV Federal Student Aid programs, and requirements for reporting and disclosure of relevant information. Legal Basis: The Secretary proposes amendments to the regulations for the Federal Student Aid programs authorized under title IV of the Higher Education Act of 1965, as amended (HEA).
Alternatives: To be determined.
Costs and Benefits: To be determined.
Risks: To be determined. Timetable: Action Date FR Cite NPRM 02/00/2014 Regulatory Flexibility Analysis Required: Business; Organizations Government Levels Affected: No Federalism: No Energy Affected: No Agency Contact: John A. Kolotos Department of Education Office of Postsecondary Education Room 8018, 1990 K Street NW., Washington, DC 20006-8502 Washington , DC 20006 -8502 Phone: 202 502-7762 E -Mail: john.kolotos@ed.gov