CONTRACT NO. N00014-02-C-0250 DATED 7-3-02



 EXHIBIT 10.29 
  

	

	AWARD / CONTRACT	  	 1. THIS CONTRACT IS A RATED ORDER
 UNDER DPAS (15 CFR 350)
	  	 	 	 RATING
 DO-C9(T)
	  	 PAGE  OF  PAGES
 1                17

	

	 2. CONTRACT (Proc. Inst. Ident.) NO.
  
 N00014-02-C-0250
	  	 3. EFFECTIVE DATE
  
 SEE BLCOK 20C
	  	 4. REQUISITION / PURCHASE REQUEST / PROJECT NO.
  
 02PR09637-00 & 01

	

	 5. ISSUED BY
	  	CODE	  	N00014	  	6. ADMINISTERED BY (If Other Than Item 5)	 	 	  	 	  	CODE      S1103A
	  
 OFFICE OF NAVAL RESEARCH
 ONR 251: WADE WARGO (703) 696-2574

BALLSTON TOWER ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	  	  
 DCM
ATLANTA
 805 WALKER STREET SUITE 1
 MARIETTA, GA 30060-2789
	 	 SCD-C
	  	 	  	 
	

	 7. NAME AND ADDRESS OF CONTRACTOR (NO., street, city, county, State and ZIP Code.)
	 	 8. DELIVERY
  
 See SECTION F of Schedule

	 CREE INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
	 	  ̈ FOB ORIGIN         ̈ OTHER (see below)
  
 9. DISCOUNT FOR PROMPT PAYMENT
 N.A.

					
	 CODE    OC9J8
	  	 	  	FACILITY CODE	 	 10. SUBMIT INVOICES
 (4 Copies
Unless Otherwise
 Specified) TO
 THE ADDRESS SHOW IN         ̈
	  	 ITEM
     SEE
 SECTION G

	

	 11. SHIP TO / MARK FOR
 PROGRAM OFFICER
 SEE SECTION F – DELIVERIES OR
 PERFORMANCE
	  	CODE	  	N00014	  	 12. PAYMENT WILL BE MADE BY
 DFAS COLUMBUS CENTER
 DFAS CO SOUTH ENTITLEMENT OPERATIONS
 PO BOX 182264
 COLUMBUS, OH 43218-2264
	  	 	  	CODE      HQ0338
	

	 13. AUTHORITY FOR USING OTHER THAN FULL AND OPEN COMPETITION:
	  	 14. ACCOUNTING AND APPROPRIATION DATA

	      ̈ 10 U.S.C. 2304(c)( N/A)
	  	 ̈ 41 U.S.C. 253(c)( N/A)	  	 See Attached Financial Accounting Data Sheet(s)

	

	 15A. ITEM NO.
	  	 15B. SUPPLIES/SERVICES
 See
SECTION B of Schedule
	  	15C. QUANTITY	  	15D. UNIT	 	15E. UNIT PRICE	  	15F. AMOUNT
	

								
	 	  	 	  	 	  	 	  	 	  	 15G. TOTAL AMOUNT OF CONTRACT
	 	 	  	See SECTION B of Schedule
	



	
	16. TABLE OF CONTENTS
	

	 (X)
	  	SEC	  	DESCRIPTION	 	PAGE(S)	  	(X)	  	SEC.	  	DESCRIPTION	 	PAGE(S)
	

	 	  	 	  	PART I – THE SCHEDULE	 	 	  	 	  	 	  	PART II – CONTRACT CLAUSES	 	 
	

	 x
	  	A	  	SOLICITATION/CONTRACT FORM	 	1	  	x	  	I	  	CONTRACT CLAUSES	 	10
	

	 x
	  	B	  	 SUPPLIES OR SERVICES AND
 PRICES/COSTS
	 	2	  	 	  	 PART III – LIST OF DOCUMENTS,
 EXHIBITS AND OTHER ATTACH.
	 	 	 	 
	

	 x
	  	C	  	DESCRIPTION/SPECS./WORK STATEMENT	 	2	  	x	  	J	  	LIST OF ATTACHMENTS	 	17
	

	 x
	  	D	  	PACKAGING AND MARKING	 	2	  	 	  	PART IV – REPRESENTATIONS AND INSTRUCTIONS	 	 
	

	 x
	  	E	  	 INSPECTION AND ACCEPTANCE
  
	 	2	  	x	  	K	  	 REPRESENTATIONS, CERTIFICATIONS
 AND OTHER STATEMENTS OF OFFERORS
	 	17
	

	 x
	  	F	  	DELIVERIES OR PERFORMANCE	 	2	  	 	  	 	  	 	 	 	 	 
	

	 x
	  	G	  	CONTRACT ADMINISTRATION DATA	 	3	  	 	  	L	  	INSTRS., CONDS., AND NOTICES TO OFFERORS	 	 
	

	 x
	  	H	  	SPECIAL CONTRACT REQUIREMENTS	 	6	  	 	  	M	  	EVALUATION FACTORS FOR AWARD	 	 
	



	
	CONTRACTING OFFICER WILL COMPLETE ITEM 17 OR 18 AS APPLICABLE
	

	17. [XX] CONTRACTOR’S NEGOTIATED AGREEMENT (Contractor is required to sign this document and return 2 copies to issuing office). Contractor agrees to
furnish and deliver all items or perform all the services set forth or otherwise identified above and on any continuation sheets for the consideration stated herein. The rights and obligations of the parties to this contract shall be subject to and
governed by the following documents: (a) this award/contract, (b) the solicitation, if any, and (c) such provisions, representations, certifications, and specifications, as are attached or incorporated by reference herein. (Attachments are listed
herein.)	  	 18.  ̈ AWARD (Contractor is not required to sign this document).
 Your offer on Solicitation
  
 Number
            , including the additions or changes made by you which additions or changes are set forth in full above, is hereby accepted as to the items listed above and on any
continuation sheets. This award consummates the contract which consists of the following documents: (a) the Government’s solicitation and your offer, and (b) this award/contract. No further contractual document is
necessary.

	

	 19A. NAME AND TITLE OF SIGNER (Type or Print)
 Denise S. Holliday
 Contracts Manager
	  	 20A. NAME OF CONTRACTING OFFICER
 Susan M. Sutherland,
 Contracting Officer

	

					
	 19B. NAME OF CONTRACTOR
	  	19C. DATE SIGNED	 	 	  	 20B. UNITED STATES OF AMERICA
	 	 20C. DATE  SIGNED

					
	   BY  
            /s/    Denise S. Holliday

	  	          7/3/02	 	 	  	       BY  
                        /s/    Bona Filahun

	 	             7/3/02

	 (Signature of person authorized to sign)
	  	 	  	                (Signature of Contracting Officer)	 	 
	



		
	 NSN 7540-01-152-8069
 PREVIOUS EDITIONS
UNUSABLE
 NAVONR OVERPRINT (4-85)
	  	 STANDARD FORM 26 (REV. 4-85)
 Prescribed by GSA
 FAR (48 CFR) 53.214(a)


  









 SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS 
  

	 ITEM
 NO.

	  	 SUPPLIES/SERVICES

	  	 ESTIMATED
GOVERNMENT
COST SHARE

	  	 ESTIMATED
CONTRACTOR
COST SHARE

	  	TOTAL
ESTIMATED
COSTS


	 0001
	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.	  	[***]	  	[***]	  	[***]
	 	  	 000101 ACRN: AA
 [***]
	  	 	  	 	  	 
	 	  	 000102 ACRN: AB
 [***]
	  	 	  	 	  	 
	 	  	 000103 ACRN: AC
 [***]
	  	 	  	 	  	 
	 0002
	  	Deliverables as specified in Attachment Number 2	  	 	  	 	  	NSP
	 0003
	  	Reports and Data in accordance with Exhibit A (DD Form 1423)	  	 	  	 	  	NSP
	 TOTAL ESTIMATED CONTRACT CONSIDERATION:
	  	[***]	  	[***]	  	[***]

  
 SECTION C -
DESCRIPTION/SPECIFICATIONS/WORK STATEMENT 
  

	1)	 	The research effort to be performed hereunder shall be subject to the requirements and standards contained in Exhibit A and the following paragraph(s). 

  

	2)	 	The Contractor shall conduct the research effort in accordance with Attachment Number 1, entitled “Statement of Work”. The contractor shall provide the deliverables
specified in Attachment Number 2 of the contract. 

  
 SECTION D -
PACKAGING AND MARKING 
  
 Preservation, packaging, packing and marking of all
deliverable contract line items shall conform to normal commercial packing standards to assure safe delivery at destination. 
  
 SECTION E - INSPECTION AND ACCEPTANCE 
  
 Inspection and acceptance of the final delivery under this contract will be accomplished by the Program Officer designated in Section F of this contract, who shall have
at least thirty (30) days after contractual delivery for acceptance. 
  


	[***]	 	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission. 

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 2









 SECTION F - DELIVERIES OR PERFORMANCE 
  

	1)	 	The research effort performed under this contract shall be conducted during the period from 20 MAY 2002 through 30 JUN 2005. A final report will be prepared, submitted, reproduced
and distributed by sixty days thereafter unless the contract is extended, in which case, the final report will be prepared in accordance with the terms of such extension. 

  

	 	a)	 	Item No. 0002 of Section B (Deliverables) shall be delivered as specified in Attachment Number 2, F.O.B. Destination. 

  

	 	b)	 	Item No. 0003 of Section B (Reports and Data) shall be delivered within the time periods stated in Exhibit A, F.O.B. Destination. 

  

	2)	 	Distribution, consignment and marking instructions for all items shall be in accordance with Enclosure Number 1 and the following: 

  
 Program Officer 
 Office of Naval Research 
 Ballston Tower One 
 800 North Quincy Street 
 Arlington, Virginia 22217-5660 
  
 Attn: Dr. Harry Dietrich, Code 312, Telephone (703) 696-0240 
 Ref: Contract N00014-02-C-0250 
  
 SECTION G - CONTRACT ADMINISTRATION DATA 
  

	 1.    
	  	NAPS 5252.232-9001	  	SUBMISSION OF INVOICES (COST REIMBURSEMENT, TIME-AND-MATERIALS, LABOR-HOUR, OR FIXED PRICE INCENTIVE) (JUL 1992)

  

	 	(a)	 	“Invoice” as used in this clause includes contractor requests for interim payments using public vouchers (SF 1034) but does not include contractor requests for progress
payments under fixed price incentive contracts. 

  

	 	(b)	 	The Contractor shall submit invoices and any necessary supporting documentation, in an original and 4 copies, to the contract auditor* at the following address:


  
 Defense Contract Audit Agency

 DCAA/MABO 
 P.O. Box 891 
 Arnold, MD 21012-0891 
  
 Telephone: (410) 260-5420 
 Fax: (410) 260-5986 
  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 3










	 	 
unless delivery orders are applicable, in which case invoices will be segregated by individual order and submitted to the address specified in the order. In
addition, an information copy shall be submitted to the Program Officer identified in Section F.2a of this contract. Following verification, the contract auditor* will forward the invoice to the designated payment office for payment in the amount
determined to be owing, in accordance with the applicable payment (and fee) clause(s) of this contract. 


  

	 	(c)	 	Invoices requesting interim payments shall be submitted no more than once every two weeks, unless another time period is specified in the Payments clause of this contract. For
indefinite delivery type contracts, interim payment invoices shall be submitted no more than once every two weeks for each delivery order. There shall be a lapse of no more than 30 calendar days between performance and submission of an interim
payment invoice. 

  

	 	(d)	 	In addition to the information identified in the Prompt Payment clause herein, each invoice shall contain the following information, as applicable: 

  
 (1) Contract line item number (CLIN) 
  
 (2) Subline item number (SLIN) 
  
 (3) Accounting Classification Reference Number (ACRN)

  
 (4) Payment terms 
  
 (5) Procuring activity 
  
 (6) Date supplies provided or services performed 

 
 (7) Costs incurred and allowable under the contract

  
 (8) Vessel (e.g., ship, submarine or other
craft) or system for which supply/service is provided. 
  

	 	(e)	 	A DD Form 250, “Material Inspection and Receiving Report”, 

  

	 	 ̈	 	is required with each invoice submittal. 

  

	 	x	 	is required only with the final Invoice. 

  

	 	 ̈	 	is not required. 

  

	 	(f)	 	A Certificate of Performance 

  

	 	 ̈	 	shall be provided with each invoice submittal. 

  

	 	x	 	is not required 

  

	 	(g)	 	The Contractor’s final invoice shall be identified as such, and shall list all other invoices (if any) previously tendered under this contract. 

  

	 	(h)	 	Costs of performance shall be segregated, accumulated and invoiced to the appropriate ACRN categories to the extent possible. When such segregation of costs by ACRN is not possible
for invoices submitted with CLINS/SLINS with more than one ACRN, an allocation ratio shall be established in the same ratio as the obligations cited in the accounting data so that costs are allocated on a proportional basis.


  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 4










	*	 	In contracts with the Canadian Commercial Corporation, substitute “Administrative Contracting Officer” for “contract auditor”. 

  

	2.	 	Submission of Invoices Direct to Payment Office 

  

	 	a)	 	Pursuant to DFARS 242.803(b)I)(C), if the cognizant Government auditor has notified the contractor of its authorization to do so, the contractor may submit interim vouchers under
this contract direct to the payment office shown in Block 12 of SF-26 instead of to the address shown in subparagraph (b) of section G.1 above. 

  

	 	b)	 	Such authorization does not extend to the first and final vouchers. The contractor shall continue to submit first vouchers to the cognizant auditor shown in subparagraph (b) of
section G.1. above. The final voucher shall be submitted to the Administrative Contracting Officer (SF-26 block 6) with a copy to the cognizant auditor. 

  

	3.	 	Method of Payment 

  
 As consideration for the proper performance of the work and services required under this contract, the Contractor shall be paid as follows: 
  

	 	a)	 	Costs, as provided for under the contract clause entitled “Allowable Cost and Payment,” not to exceed the amount set forth as “Estimated Cost” in Section B,
subject to the contract clause entitled “Limitation of Cost” or “Limitation of Funds” whichever is applicable. 

  

	4.	 	Procuring Office Representatives 

  

	 	a)	 	In order to expedite administration of this contract, the Administrative Contracting Officer should direct inquiries to the appropriate office listed below. Please do not direct
routine inquiries to the person listed in Item 20A on Standard Form 26. 

  
 Contract Negotiator – Wade Wargo, ONR 251, (703) 696-2574, DSN 426-2574, E-Mail Address: wargow@onr.navy.mil 
  


	 	Inspection and Acceptance –	 	Dr. Harry Dietrich, ONR 312, (703) 696-0240, DSN 426-0240, E-Mail Address: dietrih@onr.navy.mil 

  
 Security Matters - Ms. Jennifer Ramsey, ONR 43, (703) 696-4618, DSN 426-4618 
  
 Patent Matters - Mr. Tom McDonnell, ONR 00CC, (703) 696-4000, DSN
426-4000. 
  

	 	b)	 	The Administrative Contracting Officer will forward invention disclosures and reports directly to Corporate Counsel (Code 00CC), Office of Naval Research, Department of the Navy,
Arlington, Virginia 22217-5660. The Corporate Counsel will return the reports along with a recommendation to the Administrative Contracting Officer. The Corporate Counsel will represent the Contracting Officer with regard to invention reporting
matters arising under this contract. 

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 5










	5.	 	Allotment of Funds 

  
 It is hereby understood and agreed that the Government’s share of this contract will not exceed a total amount of [***]. The total amount presently available for payment and allotted to this contract is [***]. It
is estimated that the amount allotted of [***] will cover the period from [***]. 
  

	6.	 	Controlled Unclassified Information 

  
 The parties understand that information and materials provided pursuant to or resulting from this contract may be export controlled, sensitive, for
official use only, or otherwise protected by law, executive order or regulation. The Contractor is responsible for compliance with all applicable laws and regulations. Nothing in this Contract shall be construed to permit any disclosure in violation
of those restrictions. 
  

	7.	 	Precontract Costs 

  
 In accordance with FAR 31.205-32, all costs which have been incurred by the Contractor on or after 20 MAY 2002 and before the effective date of this
contract, where their incurrence is necessary to comply with the proposed contract delivery schedule, will be considered allowable only to the extent that they would have been allowable if incurred after the date of contract award and only to a
maximum of [***], through the date of contract award. The maximum amount of [***] is to be split between the Government’s share of [***] and the Contractor’s share of [***]. This cost share ratio for the maximum amount is [***] for the
Government and [***] for the Contractor. 
  

	8.	 	Transfer of Government Furnished Property from AFRL Contract F33615-99-C-5316 to ONR Contract N00014-02-C-0250 

  
 Upon completion of AFRL Contract F33615-99-C-5316, the accountability of all
non-deliverable materials, property, and equipment from the AFRL contract shall be transferred to this ONR contract. 
  

	9.	 	Master Subcontracting Plan 

  
 The contractor’s Master Small Business Subcontracting Plan, submitted on 08 DEC 2000 and accepted by the ACO, Majorie Hockstetler (DCM Raleigh Durham), on 08 JAN
2001, is applicable to this contract. Specific goals for this contract are in accordance with Attachment Number 3, entitled “Addendum to Master Subcontracting Plan”, of this contract. 
  

	10.	 	Type of Contract 

  
 This is a [***] (completion) contract. 
  

	[***]	 	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission. 

  


	CONTRACT NUMBER N00014-02-C-0306	  	PAGE 6









 SECTION H - SPECIAL CONTRACT REQUIREMENTS 
  

	1.	 	ONR 5252.235-9714 REPORT PREPARATION (FEB 2002) 

  
 Scientific or technical reports prepared by the Contractor and deliverable under the terms of this contract will be prepared in accordance with format requirements
contained in ANSI/NISO Z39.18-1995, Scientific and Technical Reports: Elements, Organization, and Design. 
  
 [NOTE: All NISO American National Standards are available as free, downloadable pdf(s) at http://www.niso.org/standards/index.html . NISO standards can also be purchased in hardcopy form from NISO Press Fulfillment,
P. O. Box 451, Annapolis Junction, MD 20701-0451 USA. Telephone U.S. and Canada: (877) 736-6476; Outside the U.S. and Canada: 301-362-6904; Fax: 301-206-9789.] 
  

	2.	 	ONR 5252.210-9708 METRICATION REQUIREMENTS (DEC 1988) 

  

	 	a)	 	All scientific and technical reports delivered pursuant to the terms of this contract shall identify units of measurement in accordance with the International System of Units (SI)
commonly referred to as the “Metric System”. Conversion to U.S. customary units may also be given where additional clarity is deemed necessary. Guidance for application of the metric system is contained in the American Society of Testing
Materials document entitled “Standard Practice for Use of the International System of Units (The Modernized Metric System)” (ASTM Designation E 380-89A) 

  

	 	b)	 	This provision also applies to journal article preprints, reprints, commercially published books or chapters of books, theses or dissertations submitted in lieu of a scientific
and/or technical report. 

  

	3.	 	Invention Disclosures and Reports 

  
 The Contractor shall submit all invention disclosures and reports required by the Patent Rights clause of this contract to the Administrative Contracting Officer.

  

	4.	 	ONR 5252.242-9718 TECHNICAL DIRECTION (FEB 2002) 

  

	 	a)	 	Performance of the work hereunder is subject to the technical direction of the Program Officer/COR designated in this contract, or duly authorized representative. For the purposes
of this clause, technical direction includes the following: 

  

	 	1)	 	Direction to the Contractor which shifts work emphasis between work areas or tasks, requires pursuit of certain lines of inquiry, fills in details or otherwise serves to accomplish
the objectives described in the statement of work; 

  

	 	2)	 	Guidelines to the Contractor which assist in the interpretation of drawings, specifications or technical portions of work description. 

  

	 	b)	 	Technical direction must be within the general scope of work stated in the contract. 

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 7









 Technical direction may not be used to: 
  

	 	1)	 	Assign additional work under the contract; 

  

	 	2)	 	Direct a change as defined in the contract clause entitled “Changes”; 

  

	 	3)	 	Increase or decrease the estimated contract cost, the fixed fee, or the time required for contract performance; or 

  

	 	4)	 	Change any of the terms, conditions or specifications of the contract. 

  

	 	c)	 	The only individual authorized to in any way amend or modify any of the terms of this contract shall be the Contracting Officer. When, in the opinion of the Contractor, any
technical direction calls for effort outside the scope of the contract or inconsistent with this special provision, the Contractor shall notify the Contracting Officer in writing within ten working days after its receipt. The Contractor shall not
proceed with the work affected by the technical direction until the Contractor is notified by the Contracting Officer that the technical direction is within the scope of the contract. 

  

	 	d)	 	Nothing in the foregoing paragraphs may be construed to excuse the Contractor from performing that portion of the work statement which is not affected by the disputed technical
direction. 

  

	5.	 	ONR 5252.237-9705 Key Personnel (DEC 88) 

  

	 	a)	 	The Contractor agrees to assign to the contract tasks those persons whose resumes were submitted with its proposal and who are necessary to fulfill the requirements of the contract
as “key personnel”. No substitutions may be made except in accordance with this clause. 

  

	 	b)	 	The Contractor understands that during the first ninety (90) days of the contract performance period, no personnel substitutions will be permitted unless these substitutions are
unavoidable because of the incumbent’s sudden illness, death or termination of employment. In any of these events, the Contractor shall promptly notify the Contracting Officer and provide the information described in paragraph (c) below. After
the initial ninety (90) day period the Contractor must submit to the Contracting Officer all proposed substitutions, in writing, at least 30 days in advance (60 days if security clearance must be obtained) of any proposed substitution and provide
the information required by paragraph (c) below. 

  

	 	c)	 	Any request for substitution must include a detailed explanation of the circumstances necessitating the proposed substitution, a resume for the proposed substitute, and any other
information requested by the Contracting Officer. Any proposed substitute must have qualifications equal to or superior to the qualifications of the incumbent. The Contracting Officer or his/her authorized representative will evaluate such requests
and promptly notify the Contractor in writing of his/her approval or disapproval thereof. 

  

	 	d)	 	In the event that any of the identified key personnel cease to perform under the contract and the substitute is disapproved, the contract may be immediately terminated in accordance
with the Termination clause of the contract. 

  
 The following are identified as key personnel: 
  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 8










	 Labor Category

	  	 First/M/Last Name


	 [***]
	  	[***]
	 [***]
	  	[***]
	 [***]
	  	[***]
	 [***]
	  	[***]
	 [***]
	  	[***]
	 [***]
	  	[***]
	 [***]
	  	[***]



	[***]	 	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission. 

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 9









 SECTION I - CONTRACT CLAUSES 
  
 [***] (MAY 2002) (1) 
  
 Attention: Prime Contractors. If a subaward is made to an educational institution, Prime Contractors are directed to please refer to the ONR Model Award for
appropriate flow-down clauses to universities. See http://www.onr.navy.mil, click Contracts & Grants Icon. Click Model Awards Link. Click Section I clauses that flow-down to University subcontractors. 
  

	(A)	 	FAR 52.252-02 CLAUSES INCORPORATED BY REFERENCE (FEB 1998) 

  
 This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text. Upon request, the Contracting Officer will
make their full text available. Also, the full text of a clause may be accessed electronically at these addresses: 
 http://www.arnet.gov/far/

 http://web1.deskbook.osd.mil/htmlfiles/DBY_far.asp 
 http://web2.deskbook.osd.mil/htmlfiles/DBY_dfars.asp  
 http://farsite.hill.af.mil/farsite_script.html  
  
 For instance, a dollar threshold may trigger the applicability of the clause or a certain
condition of the research may trigger the applicability of the clause. In order to provide some assistance, as to when a dollar threshold triggers a clause, we have associated certain symbols with dollar thresholds. The symbols and their appropriate
dollar thresholds are as follows: 
  

	 	*	 	Applies when contract action exceeds $10,000 


	 	**	 	Applies when contract action exceeds $100,000 


	 	+	 	Applies when contract action exceeds $500,000 


	 	++	 	Applies when contract action exceeds $500,000 and subcontracting possibilities exist. Small Business Exempt. 


	 	x	 	(DD 250) 


	 	xx	 	Not applicable 

  

	I.	 	FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES: 

  

	     **    
	  	FAR 52.202-1	  	Definitions (DEC 2001)
	 **
	  	FAR 52.203-3	  	Gratuities (APR 1984)
	 **
	  	FAR 52.203-5	  	Covenant Against Contingent Fees (APR 1984)
	 **
	  	FAR 52.203-6	  	Restrictions on Subcontractor Sales to the Government (JUL 1995)
	 **
	  	FAR 52.203-7	  	Anti-Kickback Procedures (JUL 1995)
	 **
	  	FAR 52.203-8	  	Cancellation, Rescission, and Recovery of Funds for Illegal or Improper Activity (JAN 1997)
	 **
	  	FAR 52.203-10	  	Price or Fee Adjustment for Illegal or Improper Activity (JAN 1997)
	 **
	  	FAR 52.203-12	  	Limitation on Payments to Influence Certain Federal Transactions (JUN 1997)
	 **
	  	FAR 52.204-4	  	Printing/Copying Double-Sided on Recycled Paper (AUG 2000)
	 	  	FAR 52.211-15	  	Defense Priority and Allocation Requirements (SEP 1990)
	 **
	  	FAR 52.215-2	  	Audit and Records—Negotiation (JUN 1999) and Alternate II (APR 1998) (Alternate II is only applicable with cost reimbursement contracts with State and local Governments,
educational institutions, and other non-profit organizations.)

  
  
  

	[***]	 	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission. 

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 10










	 	  	FAR 52.215-8	  	Order of Precedence—Uniform Contract Format (OCT 1997)
	 +
	  	FAR 52.215-10	  	Price Reduction for the Defective Cost or Pricing Data (OCT 1997) (The clause is applicable to subcontracts over $550,000.)
	 +
	  	FAR 52.215-12	  	Subcontractor Cost or Pricing Data (OCT 1997) (Applicable to subcontracts over $550,000 only)
	 **
	  	FAR 52.215-14	  	Integrity of Unit Prices (OCT 1997) and Alternate I (OCT 1997) (Alternate I is applicable if the action is contracted under Other Than Full and Open Competition)
	 +
	  	FAR 52.215-15	  	Pension Adjustments and Asset Reversions (DEC 1998)
	 +
	  	FAR 52.215-18	  	Reversion or Adjustment of Plans for Postretirement Benefits (PRB) Other than Pensions (OCT 1997)
	 +
	  	FAR 52.215-19	  	Notification of Ownership Changes (OCT 1997) (Applicable when Cost or Pricing Data is required)
	 	  	FAR 52.216-7	  	Allowable Cost and Payment (FEB 2002)
	 	  	FAR 52.216-8	  	Fixed Fee (MAR 1997)
	     **    
	  	FAR 52.219-4	  	Notice of Price Evaluation Preference for HUBzone Small Business Concerns (JAN 1999)
	 **
	  	FAR 52.219-8	  	Utilization of Small Business Concerns (OCT 2000)
	 ++
	  	FAR 52.219-9	  	Small Business Subcontracting Plan (JAN 2002)
	 ++
	  	FAR 52.219-16	  	Liquidated Damages—Subcontracting Plan (JAN 1999)
	 	  	FAR 52.222-1	  	Notice to the Government of Labor Disputes (FEB 1997)
	 **
	  	FAR 52.222-2	  	Payment for Overtime Premiums (JUL 1990) (Note: The word “zero” is inserted in the blank space indicated by an asterisk)
	 	  	FAR 52.222-3	  	Convict Labor (AUG 1996) (Reserved when FAR 52.222-20 Walsh Healy Public Contracts Act is applicable)
	 **
	  	FAR 52.222-4	  	Contract Work Hours and Safety Standards Act—Overtime Compensation (SEP 2000)
	 	  	FAR 52.222-21	  	Prohibition of Segregated Facilities (FEB 1999)
	 	  	FAR 52.222-26	  	Equal Opportunity (APR 2002)
	 *
	  	FAR 52.222-35	  	Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001 1998)
	 *
	  	FAR 52.222-36	  	Affirmative Action for Workers with Disabilities (JUN 1998)
	 *
	  	FAR 52.222-37	  	Employment Reports on Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001)
	 **
	  	FAR 52.223-14	  	Toxic Chemical Release Reporting (OCT 2000)
	 	  	FAR 52.225-13	  	Restrictions on Certain Foreign Purchases (JUL 2000)
	 **
	  	FAR 52.227-1	  	Authorization and Consent (JUL 1995) and Alternate I (APR 1984)
	 **
	  	FAR 52.227-2	  	Notice and Assistance Regarding Patent and Copyright Infringement (AUG 1996)
	 	  	FAR 52.228-7	  	Insurance Liability to Third Persons (MAR 1996) (Further to paragraph (a)(3), unless otherwise stated in this contract, types and limits of insurance required are as stated in FAR
28.307-2)
	 	  	FAR 52.232-9	  	Limitation on Withholding of Payments (APR 1984)
	 **
	  	FAR 52.232-17	  	Interest (JUN 1996)
	 	  	FAR 52.232-23	  	Assignment of Claims (JAN 1986) and Alternate I (APR 1984)
	 	  	FAR 52.232-25	  	Prompt Payment (FEB 2002) and Alternate I (FEB 2002) (The words “the 30th day” are inserted in lieu of “the 7th day” at (a)(5)(i). [When Alternate I is applicable
(a)(5)(i) does do not apply] [Alternate I applies when awarding a cost reimbursement contract for services]
	 	  	FAR 52.232-33	  	Payment by Electronic Funds Transfer—Central Contractor Registration (MAY 1999)
	 	  	FAR 52.233-1	  	Disputes (DEC 1998)
	 	  	FAR 52.233-3	  	Protest After Award (AUG 1996) and Alternate I (JUN 1985)
	 	  	FAR 52.242-1	  	Notice of Intent to Disallow Costs (APR 1984)
	 +
	  	FAR 52.242-3	  	Penalties for Unallowable Costs (MAY 2001)

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 11










	 	  	FAR 52.242-4	  	Certification of Final Indirect Costs (JAN 1997)
	     **    
	  	FAR 52.242-13	  	Bankruptcy (JUL 1995)
	 	  	FAR 52.242-15	  	Stop Work Order (AUG 1989) and Alternate I (APR 1984)
	 	  	FAR 52.244-2	  	 Subcontracts (AUG 1998) and Alternate I (AUG 1998)
 [Insert in cost-reimbursement contracts, and letter, time-and-material, and labor-hour contracts exceeding SAP, and fixed price contracts exceeding SAP where unpriced actions are anticipated. Use Alternate I for cost-rembursement
contracts]

	 **
	  	FAR 52.244-5	  	Competition in Subcontracting (DEC 1996)
	 	  	FAR 52.244-6	  	Subcontracts for Commercial Items and Commercial Components (APR 2002)
	 	  	FAR 52.245-5	  	Government Property (Cost-Reimbursement, Time-and-Materials, or Labor-Hour Contracts) (JAN 1986) and ALT I (JUL 1985) (As modified by DoD Class Deviation 99-00008 dated 13 July 1999)
(ALT I is applicable if the contractor is a nonprofit organization whose primary purpose is the conduct of scientific research)
	 **
	  	FAR 52.247-64	  	Preference for Privately Owned U.S. Flag Commercial Vessels (JUN 2000)
	 	  	FAR 52.249-6	  	Termination (Cost-Reimbursement) (SEP 1996)
	 	  	FAR 52.249-14	  	Excusable Delays (APR 1984)
	 	  	FAR 52.251-1	  	Government Supply Sources (APR 1984)
	 	  	FAR 52.253-1	  	Computer Generated Forms (JAN 1991)

  

	II.	 	DEPARTMENT OF DEFENSE FAR SUPPLEMENTAL (DFARS) (48 CFR CHAPTER 2) CLAUSES: 

  

	     **    
	  	DFARS 252.203-7001	  	Prohibition On Persons Convicted of Fraud or Other Defense-Contract-Related Felonies (MAR 1999)
	 	  	DFARS 252.204-7003	  	Control of Government Work Product (APR 1992)
	 	  	DFARS 252.204-7004	  	Required Central Contractor Registration (NOV 2001)
	 **
	  	DFARS 252.209-7000	  	Acquisition from Subcontractors subject to On-Site Inspection under the Intermediate Range Nuclear Forces (INF) Treaty (NOV 1995)
	 **
	  	DFARS 252.209-7004	  	Subcontracting with Firms That Are Owned or Controlled by the Government of a Terrorist Country (MAR 1998)
	 +
	  	DFARS 252.215-7000	  	Pricing Adjustments (DEC 1991)
	 ++
	  	DFARS 252.219-7003	  	Small, Small Disadvantaged and Women-owned Small Business Subcontracting Plan (DoD Contracts) (APR 1996)
	 **
	  	DFARS 252.225-7012	  	Preference for Certain Domestic Commodities (APRIL 2002)
	 	  	DFARS 252.225-7031	  	Secondary Arab Boycott of Israel (JUN 1992)
	 	  	DFARS 252.227-7013	  	Rights in Technical Data – Noncommercial Items (NOV 1995), and Alternate I (JUN 1995)
	 	  	DFARS 252.227-7014	  	Rights In Noncommercial Computer Software and Noncommercial Computer Software Documentation (JUN 1995)
	 	  	DFARS 252.227-7016	  	Rights in Bid or Proposal Information (JUN 1995)
	 	  	DFARS 252.227-7019	  	Validation of Asserted Restrictions – Computer Software (JUN 1995)
	 	  	DFARS 252.227-7025	  	Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends (JUN 1995)
	 	  	DFARS 252.227-7028	  	Technical Data or Computer Software Previously Delivered to the Government (JUN 1995)
	 	  	DFARS 252.227-7030	  	Technical Data – Withholding of Payment (MAR 2000)
	 	  	DFARS 252.227-7036	  	Declaration of Technical Data Conformity (JAN 1997)
	 	  	DFARS 252.227-7037	  	Validation of Restrictive Markings on Technical Data (SEP 1999)
	 	  	DFARS 252.231-7000	  	Supplemental Cost Principles (DEC 1991)
	 	  	DFARS 252.242-7000	  	Post-Award Conference (DEC 1991)
	 **
	  	DFARS 252.243-7002	  	Requests for Equitable Adjustment (MAR 1998)
	 	  	DFARS 252.245-7001	  	Reports of Government Property (MAY 1994)

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 12










	     X    
	  	DFARS 252.246-7000	  	Material Inspection and Receiving Report (DEC 1991)
	 	  	DFARS 252.251-7000	  	Ordering from Government Supply Sources (MAY 1995)
	 **
	  	DFARS 252.247-7023	  	Transportation of Supplies by Sea (MAR 2000)
	 **
	  	DFARS 252.247-7024	  	Notification Of Transportation Of Supplies By Sea (MAR 2000) (Applicable when the Contractor has made a negative response to the inquiry in the representation at DFARS
252.247-7022.)
	 	  	DFARS 252.251-7000	  	Ordering from Government Supply Sources (MAY 1995)

  

	(B)	 	ADDITIONAL FAR AND DFARS CLAUSES 

  
 This contract incorporates one or more clauses by reference as indicated by the mark of (X), with the same force and effect as if they were given in full
text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at this address: http://www.arnet.gov/far/ 
  

	 	  	FAR 52.204-2	  	Security Requirements (AUG 1996) (Applicable if contract will generate or require access to classified information and DD Form 254, Contract Security Classification Specification, is
issued to the contractor)
	     X    
	  	FAR 52.209-6	  	Protecting the Government’s Interest when Subcontracting with Contractors Debarred, Suspended, or Proposed for Debarment (JUL 1995) (Applicable to contracts exceeding $25,000 in
value.)
	 	  	FAR 52.215-17	  	Waiver of Facilities Capital Cost of Money (OCT 1997) (Applicable if the Contractor did not propose facilities capital cost of money in the offer)
	 X
	  	FAR 52.215-20	  	Requirements for Cost or Pricing Data or Information Other Than Cost or Pricing Data (OCT 1997) (Applicable if cost or pricing data or information other than cost or pricing data are
required)
	 X
	  	FAR 52.215-21	  	Requirements for Cost or Pricing Data or Information Other Than Cost or Pricing Data - Modifications (OCT 1997) (Applicable if cost or pricing data or information other than cost or
pricing data will be required for modifications)
	 	  	FAR 52.217-9	  	Option to Extend the Term of the Contract (MAR 2000) (In paragraph (a), insert “ ”, and in paragraph (c), insert “ ”) (Applicable if contract contains line
item(s) for option(s)) (Complete the spaces in parentheses)
	 	  	FAR 52.219-3	  	Notice of Total HUBZone Set-Aside (JAN 1999)
	 	  	FAR 52.219-5	  	Very Small Business Set-Aside (MAR 1999) (For actions between $2,500 and $50,000)
	 	  	FAR 52.219-6	  	Notice of Total Small Business Set-Aside (JUL 1996), and Alternate I (OCT 1995) (Applicable to total small business set-asides, including SBIR)
	 	  	FAR 52.219-7	  	Notice of Partial Small Business Set-Aside (JUL 1996) and Alternate I (OCT 1995)
	 	  	FAR 52.219-10	  	Incentive Subcontracting Program (OCT 2001) (Applicable at the PCO’s discretion to contract actions exceeding $500,000 and when subcontracting possibilities exist. The clause is
small business exempt) (In paragraph (b), insert the appropriate number between 0 and 10 – “XX”) (Complete the space in the parentheses)
	 	  	FAR 52.219-25	  	Small Disadvantaged Business Participation Program - Disadvantaged Status and Reporting (OCT 1999) (Applicable if contract includes

  


	CONTRACT NUMBER N00014-02-C-0250	  	PAGE 13










	 	  	 	  	FAR 52.219-24)
	 	  	FAR 52.219-26	  	Small Disadvantaged Business Participation Program—Incentive Subcontracting Program (OCT 2000) (Applicable at the PCO’s discretion to contract actions exceeding $500,000
and when subcontracting possibilities exist. The clause is small business exempt) (In paragraph (b), insert the appropriate number between 0 and 10 – “XX”) (Complete the space in the parentheses)
	     X    
	  	FAR 52.222-20	  	Walsh Healy Public Contracts Act (DEC 1996) (Applicable if the contract includes deliverable materials, supplies, articles or equipment in an amount that exceeds or may exceed
$10,000)
	 	  	FAR 52.223-5	  	Pollution Prevention and Right-to-Know Information (APR 1998) (Applicable if contract provides for performance, in whole or in part, on a Federal facility)
	 X
	  	FAR 52.223-6	  	Drug-Free Workplace (MAY 2001) (Applies when contract action exceeds $100,000 or at any value when the contract is awarded to an individual)
	 	  	FAR 52.230-2	  	Cost Accounting Standards (APR 1998) (Applicable when contract amount is over $500,000, if contractor is subject to full CAS coverage, as set forth in 48 CFR Chapter 99, Subpart
9903.201-2(a) (FAR Appendix B)
	 X
	  	FAR 52.230-3	  	Disclosure and Consistency of Cost Accounting Practices (APR 1998) (Applicable when contract amount is over $500,000 but less than $25 million, and the offeror certifies it is
eligible for and elects to use modified CAS coverage as set forth in 48 CFR Chapter 99, Subpart 9903.201-2 (FAR Appendix B)
	 X
	  	FAR 52.230-6	  	Administration of Cost Accounting Standards (NOV 1999) (Applicable if contract is subject to either clause at FAR 52.230-2, FAR 52.230-3 or FAR 52.230-5)
	 X
	  	FAR 52.232-20	  	Limitation of Cost (APR 1984) (Applicable only when contract action is fully funded)
	 X
	  	FAR 52.232-22	  	Limitation of Funds (APR 1984) (Applicable only when contract action is incrementally funded)
	 	  	FAR 52.239-1	  	Privacy or Security Safeguards (AUG 1996) (Applicable to contracts for information technology which require security of information technology, and/or are for the design,
development, or operation of a system of records using commercial information technology services or support services.)
	 	  	FAR 52.245-18	  	Special Test Equipment (FEB 1993) Applicable when it is anticipated that the contractor will acquire or fabricate special test equipment but the exact identification of the equipment
is not known)
	 X
	  	DFARS 252.203-7002	  	Display of DoD Hotline Poster (DEC 1991) (Applicable only when contract action exceeds $5 million or when any modification increases contract amount to more than $5
million)
	 X
	  	DFARS 252.204-7000	  	Disclosure of Information (DEC 1991) (Applies when Contractor will have access to or generate unclassified information that may be sensitive and inappropriate for release to the
public)
	 	  	DFARS 252.204-7005	  	Oral Attestation of Security Responsibilities (NOV 2001) (Applicable if FAR 52.204-2, Security Requirements Applies)
	 X
	  	DFARS 252.205-7000	  	Provision of Information to Cooperative Agreement Holders (DEC 1991) (Applicable only when contract action exceeds $500,000 or when any modification increases total contract amount
to more than $500,000)

  


	CONTRACT NUMBER N00014-02.C-0250	  	PAGE 14










	     X    
	  	DFARS 252.215-7002	  	Cost Estimating System requirements (Oct 1998) (Applicable only to contract actions awarded on the basis of certified cost or pricing data)
	 	  	DFARS 252.223-7004	  	Drug-Free Work Force (SEP 1988) (Applicable (a) if contract involves access to classified information: or (b) when the Contracting Officer determines that the clause is necessary for
reasons of national security or for the purpose of protecting the health or safety of performance of the contract.
	 	  	DFARS 252.223-7006	  	Prohibition on Storage and Disposal of Toxic and Hazardous Materials (APR 1993) (Applicable if work requires, may require, or permits contractor performance on a DoD
installation)
	 	  	DFARS 252.225-7001	  	Buy American Act and Balance of Payments Program (MAR 1998) (Applicable if the contract includes deliverable supplies) (This clause does not apply if an exception to the Buy American
Act or Balance of Payments Program is known or if using the clause at 252.225-7007, 252.225-7021, or 252.225-7036.)
	 	  	DFARS 252.225-7002	  	Qualifying Country Sources as Subcontractors (DEC 1991) (Applicable when clause at DFARS 252.225-7001, 252.227-7007, 252.227-7021, or 252.227-7036 applies)
	 	  	DFARS 252.225-7007	  	Buy American Act – Trade Agreements – Balance of Payments Program (SEP 2001) (Use instead of FAR 52.225-5, Trade Agreements (Include in contracts valued at $186,000 or
more, if the Trade Agreements Act applies (see 25.401 and 25.403) and the agency has determined that the restrictions of the Buy American Act or Balance of Payments Program are not applicable to U.S.– made end products, unless the acquisition
is to be awarded and performed outside the United States in support of a contingency operation or a humanitarian or peacekeeping operation and does not exceed the increase simplified acquisition threshold of $200,000.) The clause need not be used
where purchase from foreign sources is restricted (see 225.401 (b)(ii)). The clause may be used where the contracting officer anticipates a waiver of the restriction.)
	 	  	DFARS 252.225-7008	  	Supplies to be Accorded Duty-Free Entry (MAR 1998) (Applicable when the contract provides for duty-free entry and includes FAR 52.225-8 – Duty-Free Entry)
	 	  	DFARS 252.225-7009	  	Duty-Free Entry – Qualifying Country Supplies (End Products and Components) (AUG 2000) (Applicable if contract includes deliverable supplies)
	 	  	DFARS 252.225-7010	  	Duty-Free Entry – Additional Provisions (AUG 2000) (Applicable when FAR 52.225-8 – Duty-Free Entry is included in the contract.)
	 	  	DFARS 252.225-7016	  	Restriction On Acquisition Of Ball And Roller Bearings (DEC 2000) (Applicable if contract includes deliverable supplies, unless Contracting Officer knows that items being acquired do
not contain ball or roller bearings)
	 X
	  	DFARS 252.225-7026	  	Reporting of Contract Performance Outside the United States (JUN 2000) (Applicable only when contract value exceeds $500,000 or when any modification increases contract value to more
than $500,000)
	 X
	  	DFARS 252.226-7001	  	Utilization of Indian Organizations and Indian-Owned Economic Enterprises (SEP 2001) [(Applicable if FAR Part 12 not used, and for supplies and services expected to exceed SAP
thresholds) (This Interim Rule replaces FAR 52.226-1 (JUN 2000) via DFARS Chg Ntc 200110911]

  


	CONTRACT NUMBER N00014-02.C-0250	  	PAGE 15










	 	  	DFARS 252.227-7018	  	Rights in Noncommercial Technical Data and Computer Software – Small Business Innovation Research (SBIR) Program (JUN 1995) (Applicable when technical data or computer software
will be generated during performance of contracts under the SBIR Program)
	     X    
	  	DFARS 252.242-7004	  	Material Management and Accounting System (DEC 2000) (Applicable to contract actions exceeding $100,000) (Not applicable to contracts set aside for exclusive participation by small
business and small disadvantaged business concerns)

  

	C.	 	COST SHARING – NO FEE RESEARCH AND DEVELOPMENT CLAUSES 

  
 The following FAR and DFARS clauses apply to Cost Sharing – No Fee Research and Development Contracts and are either required by regulation or are
required when the circumstances of the contract warrant that they apply. The FAR and DFARS clauses for Cost-Sharing Research and Development Contracts only apply when specifically marked with an (X).: 
  

	 	  	FAR 52.216-11	  	 Cost Contract — No Fee (APR 1984) and Alternate I (APR 1984) Replace 52.216-8) [This clause may be modified by substituting
“$10,000” in lieu of “$100,000” as the maximum reserve in paragraph (b) if the Contractor is a nonprofit organization.]
 FAR 16.307 (e)
(2): Use the Alternate I when using a cost-reimbursement research and development contract with an educational institution or a nonprofit organization that provides no fee or other payment above cost and is not a cost-sharing contract is
contemplated, and if the contracting officer determines that withholding of a portion of allowable costs is not required.

	     X    
	  	FAR 52.216-12	  	 Cost Sharing Contract — No Fee (APR 1984) Insert Immediately following 52.216-8 [ This clause may be modified by substituting
“$10,000” in lieu of “$100,000” as the maximum reserve in paragraph (b) if the contract is with a nonprofit organization.]
 FAR 16.307
(f) (2): Use Alternate I when a cost-sharing research and development contract with an educational institution or a nonprofit organization is contemplated, and if the contracting officer determines that withholding of a portion of allowable costs is
not required.

	 	  	FAR 52.227-10	  	Filing of Patent Applications –Classified Subject Matter (APR 1984) (Applicable if contract is subject to FAR clause 52.204-02 and either 52.227-11 or
52.227-12)
	 	  	FAR 52.227-11	  	Patent Rights – Retention by the Contractor (Short Form) (JUN 1997) (Applicable if contractor is a small business or non profit organization)
	 X
	  	FAR 52.243-2	  	Changes — Cost-Reimbursement (Aug. 1987) and Alternate V (APR 1984) FAR 43.205 (b)(6): Include clause in research and development contracts with Alternate V.
	 X
	  	FAR 52.246-9	  	Inspection of Research and Development (Short Form) (Apr 1984) FAR 46.309: Include in contract when FAR 52.246-7, Inspection of Research and Development — Fixed-Price; & FAR
52.246-8, Inspection of Research and Development — Cost-Reimbursement, are not used. FAR 52.246-8 is not applicable when FAR 52.246-9 is used.
	 	  	FAR 52.247-63	  	Preference for U.S.-Flag Air Carriers (JAN 1997) FAR 47.405: Use

  


	CONTRACT NUMBER N00014-02.C-0250	  	PAGE 16










	 	  	 	  	in contracts whenever it is possible that U.S. Government-financed international air transportation of personnel (and their personal effects) or property will occur in the
performance of the contract.
	 	  	OR	  	 
	     X    
	  	FAR 52.227-12	  	Patent Rights – Retention by the Contractor (Long Form) (JAN 1997) (Applicable if contractor is a large business)
	 	  	DFARS 252.227-7034	  	Patents – Subcontracts (APR 1984) (Applicable when FAR 52.227-11 applies)
	 	  	DFARS 252.227-7039	  	Patents – Reporting of Subject Inventions (APR 1990) (Applicable when FAR 52.227-11 applies)
	 X
	  	DFARS 252.235-7011	  	Final Scientific Or Technical Report (Sep 1999)

  
 SECTION J - LIST OF ATTACHMENTS

  

	1)	 	Attachment Number 1 entitled, “Statement of Work,” 5 pages. 

  

	2)	 	Attachment Number 2 entitled, “Deliverables,” 1 page. 

  

	3)	 	EXHIBIT A entitled, “Contract Data Requirements List,” (DD Form 1423), 2 pages. 

  

	4)	 	Enclosure Number 1 entitled, “Contract Data Requirements List—Instructions for Distribution,” 2 pages. 

  

	5)	 	Attachment Number 3 entitled, “Addendum to Master Subcontracting Plan,” 2 pages. 

  

	6)	 	Attachment Number 4 entitled, “Financial Accounting Data Sheet,” 2 pages. 

  
 SECTION K - REPRESENTATIONS, CERTIFICATIONS AND OTHER STATEMENTS OF OFFEROR 
  

	1)	 	The Contractor’s Representations and Certifications, dated 13 MAR 2002, are hereby incorporated into this contract by reference. 

  


	CONTRACT NUMBER N00014-02.C-0250	  	PAGE 17









 Attachment Number 1: 
 Statement of Work 
  
 2.0 [***]

 Note, for the [***] of this program work on [***] will be conducted under a Title III program. At the end of this period the work will be transferred
to this program and the following tasks undertaken. 
  
 2.1 Increase [***]

 Cree will optimize the [***] process to achieve [***]. This will be accomplished by the following subtasks to: 
  
 2.1.1 Scale up to [***]. – We will develop appropriate systems
to provide [***]. 
  
 2.1.2 Transfer the [***] from [***]
to [***].—We will follow [***] procedures to [***] the [***] process to [***] in the [***] of this program. 
  
 2.2 Increase [***] 
 Cree will transition it current [***] into a
[***]. 
  
 2.2.1 [***]. - We will optimize [***] through a
DOE approach to produce [***] whilst [***]. Variables to be examined include; [***]. 
  
 2.3 Reduce [***] 
 We will improve both [***] and [***] to yield [***] with [***]. The development of [***] will be accomplished as follows:

  
 2.3.1 R&D [***] to [***]. - We will follow [***]
to transition the [***] to [***] of this program. 
  
 2.3.2 [***] in the [***] process. - Cree will use the same approaches as in our prior Title III program to identify and eliminate [***] in the [***] material. Goal: [***]. 
  
 2.4 [***] 
 Cree will modify its current
[***] process for [***] material. We will also refine the process to make it capable of [***] appropriate for [***] levels. 
  
 2.4.1 Implement [***] process for [***] material. 
  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



	 ATTACHMENT NUMBER 1
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 2.4.2 Develop [***] specifications. Cree will drive the development of an international set of
specifications for [***] material. 
  
 2.5 [***] 
 Cree will apply its expertise in [***] processes into [***] processes to [***] material system. 
  
 2.5.1 Enact value management for [***] process. – Cree will include the [***] process in its company wide
ongoing effort to implement [***] practices. 
  
 3.0 [***] 
  
 3.1 [***] 
 Enlarge and refine current [***] design to develop the necessary capability for [***] capability. 
  
 3.2 [***] 
 Use [***] and [***] to improve [***] to [***]. 

 
 3.3 [***] 
 Improve [***] to achieve [***], respectively. 
  
 3.4 [***] 
  
 3.4.1 Increase [***] by
optimizing [***] to enable [***] 
  
 3.4.2 Employ [***] to
improve [***] and improve [***]. 
  
 3.4.3 Establish [***]
capability for [***]. 
  
 4.0 [***]. 
  
 4.1 [***] 
  
 4.1.1 [***]—Implement [***] for all tools on the [***] line and establish appropriate [***] and [***].

  
 4.1.2 [***]—Establish [***] for all [***] and
develop [***] programs for comparing [***] data to [***] data. 
  
 4.1.3 [***] – Document the [***] process to be compatible with [***] process and integrte the process flow into Cree’s [***]. 
  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



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 4.1.4 [***]—Establish [***] for each of the [***] components and implement a [***] for [***]
yield. 
  
 4.2 [***] 
  
 4.2.1 Optimize [***]. 
  
 4.3 [***] 
  
 4.3.1 Upgrade [***] to [***] by designing [***] and define process [***]. 
  
 4.3.2 Optimize [***] for [***] by reducing [***] and by reducing edge
effects. 
  
 4.3.3 Evaluate [***] – work with [***]
to develop a system to enable [***].  
  
 4.4 [***] 
  
 4.4.1 [***]—Automate [***] and gather [***] and develop
program [***] to perform [***]; evaluate [***]; optimize [***]. 
  
 4.4.2 [***]—Evaluate impact [***]; optimize [***]. 
  
 4.5
[***] 
  
 4.5.1 [***]—Reduce [***] in all
equipment associated with the [***]; adjust [***] to minimize [***]; evaluate [***]. 
  
 4.5.2 [***]—Evaluate impact of [***]; define [***]; fabricate [***] with new process. 
  
 4.5.3 [***]—Evaluate impact of [***]; fabricate [***] with [***]. 
  
 4.6 [***] 
  
 4.6.1 Improvement to the [***]—Convert process from [***]; improve [***]; employ [***] 
  
 4.6.2 [***]; optimize [***]. 
  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



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N00014-02-C-0250
	  	PAGE 3









 4.6.3 [***]—Implement processes on [***] and improve [***]. 
  
 4.6.4 [***]—Modify [***] to enable [***]; optimize process for
[***]; evaluate effectiveness of [***]. 
  
 4.6.5 [***]
– Reduced [***] in order to minimize [***] during the [***]; implement [***], if necessary, into backside metal process 
  
 4.7 [***] 
  
 4.7.1 Develop software for [***] with [***] to capture gain, power and efficiency across the band. 
  
 4.7.2 Develop [***] with [***] to enable [***] of [***] that do not
have [***]. 
  
 4.7.3 Design an [***] so that all
[***] of the [***] can be performed in [***]. 
  
 4.8 [***] 
  
 4.8.1 Define [***] – From the [***] from the other tasks, create
a [***] that defines all [***]. 
  
 4.8.2 [***]
– generate a [***] that conform to all of [***]; define process tolerances to enable ability to optimize [***]. 
  
 4.9 [***] 
  
 4.9.1 Component [***] – Perform [***] for each of the [***]. 
  
 4.9.2 [***] – Perform [***] sampled from every lot; determine process capability from the [***] of
failures. 
  
 4.9.3 [***] – Perform [***] from
[***]. 
  
 4.10 [***] 
  
 4.10.1 [***] at the end of [***] – In the [***], all of the
process modules will be [***] and a [***] will be performed using these processes. This [***] will consist of [***] each using the [***] that is agreed upon. [***] statistics will be reported after the completion of all [***]. 
  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



	 ATTACHMENT NUMBER 1
 CONTRACT NUMBER
N00014-02-C-0250
	  	PAGE 4









 4.10.2 [***] – In the [***], all of the process modules will be [***] and a [***] will
be performed using these processes. This [***] will consist of [***] each using the [***] that is agreed upon. [***] statistics will be reported after the completion of all [***]. 
  
 4.10.3 [***] – In the [***], all of the process modules will be [***] and a [***] will be performed using
these processes. This [***] will consist of [***] each using the [***] that is agreed upon. [***] statistics will be reported after the completion of all [***]. 
  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



	 ATTACHMENT NUMBER 1
 CONTRACT NUMBER
N00014-02-C-0250
	  	PAGE 5









 Attachment Number 2: 
 Deliverables 
  
 Table 4 lists the
deliverables for the crystal growth effort on this program. The [***] that will be delivered will be representative for that time period. Table 5 lists the deliverables for the [***] growth effort on this program. The [***] that will be delivered
will be representative of the epi growth process during that time period. Table 6 lists the deliverables for the manufacturing effort on this program. The discrete [***] that will be delivered will be [***] devices mounted in [***] packages. The
[***] that will be delivered will be of the amplifier design that will have been selected as the [***] test vehicle for the program during that time period, and they will be a minimum of [***] peak power. 
  
 Table 4: Deliverables for the [***] effort. 

	 [***]
	 	[***]
	 [***]
	 	 [***]


  
 Table 5:
Deliverables for the [***] effort. 

	 [***]
	  	[***]	  	[***]
	 [***]
	  	[***]	  	[***]

  
 Table 6:
Deliverables for the [***] effort. 

	 [***]
	 	 [***]
	 	 [***]

	 [***]
	 	 [***]
	 	 [***]


  
 Additional Deliverables 
  

	 	•	 	Unpackaged devices will be deliverable under this contract, as required by the Program Officer. These unpackaged devices requested by the Program Officer can be from the [***].


  

	 	•	 	[***] representative of current process will be deliverable [***] after the effective date of this contract. 

  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



	 ATTACHMENT NUMBER 2
 CONTRACT NUMBER
N00014-02-C-0250
	  	PAGE 1










	

	CONTRACT DATA REQUIREMENTS LIST	 	 Form Approved
 OMB No. 0704-0188

	


 Public reporting burden for this collection of information is estimated to average 440 hours per response,
including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect
of this collection or information, including suggestions for reducing this burden, to Washington Headquarters Services Directorate for information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the
Office of Management and Budget Paperwork Reduction Project (0704-0188), Washington, DC 20503. 


	 A. CONTRACT LINE ITEM NO.
  
 0003
	 	 B. EXHIBIT
  
 A
	 	 C. CATEGORY
  
     TOP            TM                    OTHER 
   X

	



	 D. SYSTEM/ITEM
	 	 	 	 E. CONTRACT/PR NO.
  
 N00014-02-C-0250
	 	 F. CONTRACTOR
  
 CREE, INC.

	



	 1. DATA ITEM NO.
  
 A001
	 	 2. TITLE OF DATA ITEM
  
 Monthly Status Reports*
	 	 3. SUBTITLE

	



	4. AUTHORITY (Data Acquisition Document No.)	 	 5. CONTRACT REFERENCE
  
 Section H.1 of Schedule
	 	 6. REQUIRING OFFICE
  
 See Section F.3

	



	 7. DD 250 REQ
	 	9. DIST  STATEMENT REQUIRED	 	10. FREQUENCY	 	 12. D ATE OF FIRST SUBMISSION
 1 Month after contract effective date
	 	14. DISTRIBUTION
	 	 	 	 	 	 	 	

	  
 LT*
	 	 	 	  
 Monthly
	 	 	 	  
 ADDRESSEE
	 	b. COPIES	 	 	 	 
	
	 	 	

	8. APP
CODE	 	 	 	11. AS OF DATE	 	13. DATE OF SUBSEQUENT
SUBMISSION	 	 	 	 	 	Draft	 	 Final


									
	 	 	 	 	 	 	Every month thereafter	 	 	 	 	 	 	 	REQ	 	REPRO
	

	 16. REMARKS
  
 * These monthly reports shall contain the following: major accomplishments, issues, problems, monthly dollar expenditures on a
comprehensive/cumulative basis as well as a comparison of projected versus actual expenditures, and plans for next month and next 3 months. The reports may be submitted electronically, may be approximately two pages in length, and can be in
contractor format.
	 	 See Enclosure Number 1

  

 15. TOTAL

	



	 1. DATA ITEM NO.
  
 A002
	 	 2. TITLE OF DATA ITEM
  
 Presentation Materials*
	 	 3. SUBTITLE

	



	4. AUTHORITY (Data Acquisition Document No.)	 	 5. CONTRACT REFERENCE
  
 Section H.1 of the Schedule
	 	 6. REQUIRING OFFICE
  
 See Section F.3

	



	 7. DD 250 REQ
  
 LT*
	 	9. DIST  STATEMENT REQUIRED	 	 10. FREQUENCY
  
 As Required
	 	12. DATE OF FIRST SUBMISSION	 	 14. DISTRIBUTION
  
 ADDRESSEE
	 	b. COPIES	 	 	 	 
	
	 	

	8. APP CODE	 	 	11. AS OF DATE	 	 13. DATE OF SUBSEQUENT SUBMISSION
	 	 	 	 	 	Draft	 	 Final


									
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	REQ	 	REPRO
	

	 16. REMARKS
  
 *The presentation materials will be on an as-required basis in a format to be requested by the Program Officer.
	 	 See Enclosure Number 1

  

 15. TOTAL

	



	 1. DATA ITEM NO.
  
 A003
	 	 2. TITLE OF DATA ITEM
  
 Progress/Management Reports*
	 	 3. SUBTITLE

	



	4. AUTHORITY (Data Acquisition Document No.)	 	 5. CONTRACT REFERENCE
  
 Section H.1 of Schedule
	 	 6. REQUIRING OFFICE
  
 See Section F.3

	



	 7. DD 250 REQ
  
 LT*
	 	9. DIST  STATEMENT REQUIRED	 	 10. FREQUENCY
  
 Semi-Annually
	 	 12. DATE OF FIRST SUBMISSION
  
 6 Months after contract effective date
	 	 14. DISTRIBUTION
  
 ADDRESSEE
	 	b. COPIES	 	 	 	 
	
	 	

	8. APP CODE	 	 	11. AS OF DATE	 	 13. DATE OF SUBSEQUENT SUBMISSION
	 	 	 	 	 	Draft	 	 Final


									
	 	 	 	 	 	 	Every 6 Months thereafter	 	 	 	 	 	 	 	REQ	 	REPRO
	

	 16. REMARKS
  
 * These semi-annual reports shall contain a comprehensive/cumulative description of the major accomplishments to date. The reports can be in
contractor format.
	 	 See Enclosure Number 1

  

 15. TOTAL

	



	 1. DATA ITEM NO.
  
 A004
	 	 2. TITLE OF DATA ITEM
  
 Reliability Test Plan
	 	 3. SUBTITLE

	



	4. AUTHORITY (Data Acquisition Document No.)	 	 5. CONTRACT REFERENCE
  
 Section H.1 of Schedule
	 	 6. REQUIRING OFFICE
  
 See Section F.3

	



	 7. DD 250 REQ
  
 LT*
	 	9. DIST  STATEMENT REQUIRED	 	 10. FREQUENCY
  
 3 Reports
	 	 12. DATE OF FIRST SUBMISSION
 45 days prior to each [***] reliability test
	 	 14. DISTRIBUTION
  
 ADDRESSEE
	 	b. COPIES	 	 	 	 
	
	 	

	8. APP CODE	 	 	11. AS OF
DATE	 	13. DATE OF SUBSEQUENT
SUBMISSION	 	 	 	 	 	Draft	 	 Final


									
	 	 	 	 	 	 	Every month thereafter	 	 	 	 	 	 	 	REQ	 	REPRO
	

	 16. REMARKS
  
 *There will be three (3) of these reports required, which shall be submitted as required by the Program Officer. These reports can be
submitted in contractor format.
	 	 See Enclosure Number 1

  

 15. TOTAL

	



	 G. PREPARED BY
 WADE WARGO /
ONR 251
	 	 H. DATE
	 	 L. APPROVED BY
 WADE WARGO / ONR 251
	 	 J. DATE

	



			
	 DD Form 1423-2, JUN 90
 OVERPRINT
(1-91)
	 	Previous editions are obsolete	 	Page 1 of 2 NAVOCNR
		
	 [***]   Confidential treatment requested pursuant to a request for confidential treatment
filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission.
	 	 









	

	CONTRACT DATA REQUIREMENTS LIST	 	 Form Approved
                 OMB No. 0704-0188                



 Public reporting burden for this collection of information is
estimated to average 440 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments
regarding this burden estimate or any other aspect of this collection or information, including suggestions for reducing this burden, to Washington Headquarters Services Directorate for information Operations and Reports, 1215 Jefferson Davis
Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of Management and Budget Paperwork Reduction Project (0704-0188), Washington, DC 20503. 


	 A. CONTRACT LINE ITEM NO.
  
 0003
	 	 B. EXHIBIT
  
 A
	 	 	 	 C. CATEGORY
  
      TOP       ̈    
	 	TM       ̈    	 	OTHER      x    
	

	D. SYSTEM/ITEM	 	 	 	 E. CONTRACT/PR NO.        
  
 N00014-02-C-0250
	 	 F. CONTRACTOR
  
 CREE, INC.



  

	 1. DATA ITEM NO.
  
 A005
	 	 2. TITLE OF DATA ITEM
  
 Producibility Test Reports
	 	 	 	 	 	             3. SUBTITLE
  

	

	 4. AUTHORITY (Data Acquisition Document No.)
  
	 	 5. CONTRACT REFERENCE
  
 Section H.1 of the Schedule
	 	 	 	 	 	             6. REQUIRING OFFICE
  
             See Section
F.3




	7. DD 250 REQ	  	 9. DIST STATEMENT
 REQUIRED
	  	10. FREQUENCY	  	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 
	 	 	 	 	 	 	 	

	LT*	  	 	  	Annually	  	60 days after [***]	 	            ADDRESSEE	 	b. COPIES	 	 
	
	 	 	
	 	 	

	8. APP CODE	  	 	  	11. AS OF DATE	  	13. DATE OF SUBSEQUENT SUBMISSION	 	 	 	    Draft	 	            Final            
	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	 	 	 	 	 	REQ            REPRO
	

	 16. REMARKS
  
 *There will be three (3) of these reports required, which are to be submitted annually. These reports can be submitted in contractor format.
	 	See Enclosure Number 1


	 	     


	 	15. TOTAL	 	 	 	 



	 1. DATA ITEM NO.
  
 A006
	 	 2. TITLE OF DATA ITEM
  
 Reliability Test Reports
	 	 	 	 	 	             3. SUBTITLE
  

	

	 4. AUTHORITY (Data Acquisition Document No.)
  
	 	 5. CONTRACT REFERENCE
  
 Section H.1 of the Schedule
	 	 	 	 	 	             6. REQUIRING OFFICE
  
             See Section
F.3




	7. DD 250 REQ	  	 9. DIST STATEMENT
 REQUIRED
	  	10. FREQUENCY	  	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 
	 	 	 	 	 	 	

	LT*	  	  	3 Reports	  	90 days after start of reliability test	 	            ADDRESSEE	 	b. COPIES	 	 
	
	 	 	
	 	 	

	8. APP CODE	  	 	  	11. AS OF DATE	  	13. DATE OF SUBSEQUENT SUBMISSION	 	 	 	    Draft	 	            Final            
	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	 	 	 	 	 	REQ            REPRO
	

	 16. REMARKS
  
 *There will be three (3) of these reports required, which shall be submitted as required by the Program Officer. These reports can be submitted in contractor
format.
	 	See Enclosure Number 1


	 	     


	 	15. TOTAL	 	 	 	 



	 1. DATA ITEM NO.
  
 A007
	 	 2. TITLE OF DATA ITEM
  
 Final Report*
	 	 	 	 	 	             3. SUBTITLE
  

	

	 4. AUTHORITY (Data Acquisition Document No.)
  
	 	 5. CONTRACT REFERENCE
  
 Section H.1 of the Schedule
	 	 	 	 	 	             6. REQUIRING OFFICE
  
             See Section
F.3




	7. DD 250 REQ	  	 9. DIST STATEMENT
 REQUIRED
	  	10. FREQUENCY	  	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 
	 	 	 	 	 	 	 	

	DD*	  	 	  	ONE/R	  	30 Days after the contract end date	 	            ADDRESSEE	 	b. COPIES	 	 
	
	 	 	
	 	 	

	8. APP CODE	  	 	  	11. AS OF DATE	  	13. DATE OF SUBSEQUENT SUBMISSION	 	 	 	    Draft	 	            Final            
	 	 	 	 	 	 	 	 	 	 	 	

							
	 	  	 	  	 	  	60 days after the contract end date	 	 	 	 	 	REQ            REPRO
	

	 16. REMARKS
  
 * DD 250 required only for acceptance by the Program Officer designated in Section F.3. Information copies of this report shall be distributed in accordance with
Enclosure Number 1.
	 	See Enclosure Number 1


	 	     


	 	15. TOTAL	 	 	 	 



	 1. DATA ITEM NO.
	 	2. TITLE OF DATA ITEM	 	 	 	 	 	             3. SUBTITLE
  

	

	 4. AUTHORITY (Data Acquisition Document No.)
  
	 	5. CONTRACT REFERENCE	 	 	 	 	 	             6. REQUIRING OFFICE
  




	7. DD 250 REQ	  	 9. DIST STATEMENT
 REQUIRED
	  	10. FREQUENCY	  	12. DATE OF FIRST SUBMISSION	 	14. DISTRIBUTION	 	 
	 	 	 	 	 	 	

	 	  	  	 	  	 	 	            ADDRESSEE	 	b. COPIES	 	 
	
	 	 	
	 	 	

	8. APP CODE	  	 	  	11. AS OF DATE	  	13. DATE OF SUBSEQUENT SUBMISSION	 	 	 	    Draft	 	            Final            
	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	 	 	 	 	 	REQ            REPRO
	

	16. REMARKS	  	 	  	 	  	 	 	     


	 	  	 	  	 	  	 	 	15. TOTAL	 	 	 	 



	 G. PREPARED BY
  
 WADE WARGO / ONR 251
	  	 H. DATE
  
	    	 L. APPROVED BY
  
 WADE WARGO / ONR 251
	  	 J. DATE
  




			
	 DD Form 1423-2, JUN 90
 OVERPRINT
(1-91)
	  	Previous editions are obsolete	  	Page 2 of 2 NAVOCNR
		
	 [***]   Confidential treatment requested pursuant to a
request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission.
	  	 








 ENCLOSURE NUMBER 1 
 CONTRACT DATA REQUIREMENTS LIST 
 INSTRUCTIONS FOR DISTRIBUTION 
  
 DISTRIBUTION OF TECHNICAL REPORTS AND FINAL REPORT

  
 The minimum distribution of technical reports and the final report submitted
in connection with this contract is as follows: 
  

	 ADDRESSEE

	  	 DODAAD
 CODE

	  	NUMBER OF COPIES


	  	  	UNCLASSIFIED/
UNLIMITED

	  	 UNCLASSIFIED/
 LIMITED AND
CLASSIFIED


	 Program Officer
 E-Mail: dietrih@onr.navy.mil
	  	N00014	  	1	  	1
				
	 Administrative Contracting Officer*
	  	S1103A	  	1	  	1
				
	 Director, Naval Research Lab
 Attn: Code 5227
 4555 Overlook Avenue, SW
 Washington, D.C. 20375-5320
 E-mail: reports@library.nrl.navy.mil
	  	N00173	  	1	  	1
				
	 Defense Technical Information Center
 8725 John J. Kingman Road
 STE 0944
 Ft. Belvoir, VA 22060-6218
 E-mail: tr@dtic.mil
	  	S47031	  	2	  	2



	*	 	Send only a copy of the transmittal letter to the Administrative Contracting Officer; do not send actual reports to the Administrative Contracting Officer. 


 
 ELECTRONIC SUBMISSIONS OF TECHNICAL REPORTS IS PREFERRED AND ENCOURAGED. ELECTRONIC
SUBMISSION SHOULD BE SENT TO THE E-MAIL ADDRESSES PROVIDED IN THE ABOVE TABLE, HOWEVER PLEASE NOTE THE FOLLOWING: 
  

	•	 	Only Unlimited/Unclassified document copies may be submitted by e-mail. 

  

	•	 	Unclassified/Limited has restricted distribution and a classified document (whether in its entirety or partially) is to be distributed in accordance with classified material
handling procedures. 

  

	•	 	Electronic submission to DIRECTOR, NAVAL RESEARCH LAB, shall be unclassified/unlimited reports and 30 pages or less. If unclassified and more than 30 pages, hardcopies of reports
must be mailed. 

  


	 CONTRACT NUMBER: N00014-02-C-0250
 ENCLOSURE
NUMBER 1
	  	PAGE 1










	•	 	Electronic submission to DTIC shall be unclassified/unlimited reports. If submission is for limited documents, please send them in on a disk or sign up for DTIC’s web-based
document submission system at http://www.dtic.mil/dtic/submitting/elec_subm.html. 

  
 If the Program Officer directs, the Contractor shall make additional distribution of technical reports in accordance with a supplemental distribution list provided by the Program Officer. 
  
 DISTRIBUTION OF PROGRESS REPORTS, which are NOT, Technical Reports 

 
 The minimum distribution for reports that are not technical reports is as follows:

  

	 ADDRESSEE

	  	 	  	NUMBER OF COPIES


	  	 DODAAD
 CODE

	  	UNCLASSIFIED/
UNLIMITED

	  	 UNCLASSIFIED/
 LIMITED AND
CLASSIFIED


	 Program Officer
 E-Mail: dietrih@onr.navy.mil
	  	N00014	  	1	  	1
				
	 Administrative Contracting Officer*
	  	S1103A	  	1	  	1



	*	 	Send only a copy of the transmittal letter to the Administrative Contracting Officer; do not send actual reports to the Administrative Contracting Officer. 


 


	 CONTRACT NUMBER: N00014-02C-0250
 ENCLOSURE
NUMBER 1
	  	PAGE 2









 ADDENDUM TO MASTER SUBCONTRACTING PLAN 
 ATTACHMENT NUMBER 3 
  
 Contractor:    Cree, Inc. (Cree) 
 Address:        4600 Silicon Drive 
                         Durham, NC 27703

  
 Estimated Contract Value: [***] 
  

	1.	 	GOALS-PERCENTAGE 

  
 This Contract Specific Plan relates specifically to the scope of work to be performed under this contract/major subcontract, including support services. Subcontracting opportunities have been found to exist in the
scope of work as noted below. Further, Cree will continue to expand subcontracting opportunities for small business concerns, HUBZone small business concerns, small business concerns owned and controlled by socially and economically disadvantaged
individuals, and small business concerns owned and controlled by women, as they become known to Cree. 
  
 This Contract Specific Plan, hereby incorporated into the Cree Master Subcontracting Plan, are the following goals: 
  

	 Small Business (SB)
	  	 [***]%

		
	 HUBZone Business
	  	 [***]%

		
	 Small Disadvantaged Business (SDB)
	  	 [***]%

		
	 Woman-Owned Small Business (WOSB)
	  	 [***]%

		
	 Veteran-Owned Small Business (VOSB)
	  	 [***]%


  

	2.	 	GOALS-DOLLAR  

  
 Total dollars planned to be subcontracted is [***]. Total dollars planned to be subcontracted to small business concerns is [***] (including WOSBs). Total dollars planned to be subcontracted to HUBZone’s is
[***]. Total dollars planned to be subcontracted to small disadvantaged business concerns is [***]. Total dollars planned to be subcontracted to woman-owned small business is [***]. Total dollars planned to be subcontracted to veteran-owned small
business is [***]. 
  

	3.	 	DESCRIPTION OF SUBCONTRACTING OPPORTUNITIES 

  
 The principal products and/or services to be subcontracted and the types of businesses to be utilized are included on the following page. 
  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



	 CONTRACT NUMBER: N00014-02-C-0250
 ATTACHMENT
NUMBER 3
	  	PAGE 1










	 Item No. Product

	  	Quantity

	  	$ Amount

	  	Total

	  	Vendor

	 	 Business Type

	  	 Comments


	 1. [***]
	  	418.50	  	375.00	  	156,937.50	  	[***]	 	Small	  	 
	 2. [***]
	  	37,395.00	  	2.20	  	82,269.00	  	[***]	 	Large	  	Per Liter
	 3. [***]
	  	1,180.00	  	71.41	  	84,263.80	  	[***]	 	Large	  	Per Hour
	 4. [***]
	  	130.00	  	208.80	  	27,144.00	  	[***]	 	Large	  	 
	 5. [***]
	  	48.00	  	585.00	  	28,080.00	  	[***]	 	Small	  	 
	 6. [***]
	  	27.00	  	184.00	  	4,968.00	  	[***]	 	Large	  	 
	 7. [***]
	  	21.00	  	502.00	  	10,542.00	  	[***]	 	Large	  	 
	 8. [***]
	  	9.00	  	500.00	  	4,500.00	  	[***]	 	Large	  	 
	 9. [***]
	  	3.00	  	1,475.00	  	4,425.00	  	[***]	 	Large	  	per user
	 10. [***]
	  	51,000.00	  	2.26	  	115,260.00	  	[***]	 	Large	  	per gram
	 11. [***]
	  	852.30	  	426.82	  	363,778.69	  	[***]	 	Large	  	Ad
	 12. [***]
	  	22.95	  	4,542.58	  	104,252.21	  	[***]	 	Large	  	Ad
	 13. [***]
	  	345.00	  	38.40	  	13,248.00	  	[***]	 	Small	  	 
	 14. [***]
	  	9.00	  	926.00	  	8,334.00	  	[***]	 	Small	  	 
	 15. [***]
	  	13.00	  	1,600.00	  	20,800.00	  	[***]	 	Large	  	 
	 16. [***]
	  	267.00	  	100.00	  	26,700.00	  	[***]	 	Small	  	 
	 17. [***]
	  	51.00	  	98.00	  	4,998.00	  	[***]	 	Small	  	 
	 18. [***]
	  	172.00	  	25.00	  	4,300.00	  	[***]	 	Large	  	 
	 19. [***]
	  	172.00	  	630.00	  	108,360.00	  	[***]	 	Large	  	 
	 20. [***]
	  	67.00	  	900.00	  	60,300.00	  	[***]	 	Large	  	Samples
	 21. [***]
	  	22.00	  	1,600.00	  	35,200.00	  	[***]	 	Large	  	 
	 22. [***]
	  	10.00	  	1,800.00	  	18,000.00	  	[***]	 	Small	  	 
	 23. [***]
	  	23.00	  	1,030.00	  	23,690.00	  	[***]	 	Small	  	 
	 24. [***]
	  	3,540.00	  	8.99	  	31,824.60	  	[***]	 	Small	  	 
	 25. [***]
	  	120,695.00	  	0.25	  	30,173.75	  	[***]	 	Large	  	 
	 26. [***]
	  	49,615.00	  	0.19	  	9,426.85	  	[***]	 	Small	  	 
	 27. [***]
	  	37.00	  	46.80	  	1,731.60	  	[***]	 	Small	  	per case
	 28. [***]
	  	37.00	  	65.64	  	2,428.68	  	[***]	 	Large	  	 
	 29. [***]
	  	37.00	  	74.82	  	2,768.34	  	[***]	 	Small	  	 
	 30. [***]
	  	94.00	  	17.90	  	1,682.80	  	[***]	 	Large	  	 
	 31. [***]
	  	9.00	  	1,200.00	  	10,800.00	  	[***]	 	Large	  	 
	 	  	 	  	 	  	
	  	 	 	 	  	 
	 Total Materials and Supplies
	  	 	  	 	  	1,401,186.62	  	 	 	 	  	 
	 32. Travel
	  	 	  	 	  	192,785.00	  	[***]	 	WOSB	  	Travel to Mantech, DC...
							
	  Total subcontracted $
	  	 	  	 	  	1,593,971.62	  	 	 	 	  	 

  
 Attachment 1

  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and
Exchange Commission. Omitted portions have been filed separately with the Commission. 









	

	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT	  	 	  	 CONTRACT ID CODE
 DO-C9(T)
	  	 PAGE OF PAGES
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	2. AMENDMENT/MODIFICATION NO.	  	 	  	3. EFFECTIVE DATE	 	 	  	4. REQUISITION/PURCHASE REQ. NO.	  	 5. PROJECT NO. (If applicable)

	P00001	  	 	  	SEE BLOCK 16C	 	 	  	02PR09637-02	  	 N.A.

	

	6. ISSUED BY	  	CODE	  	N00014	 	 	  	7. ADMINISTERED BY (If other than Item 6)	  	CODE 	  	S1103A
	 	 	 	
	 	 	 	 	 	 	

	 	  	 	  	 	 	 	  	 	  	SCD-C        	  	 
							
	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	  	 	  	 	 	 	  	 DCM ATLANTA
 805 WALKER STREET,
SUITE 1
 MARIETTA, GA 30060-2789
	  	 	  	 
	



	8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)	  	 	  	(X)	  	 9A. AMENDMENT OF SOLICITATION
 N.A.

	 	 	 	

	 CREE, INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
	  	 	 	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	9B. DATED (SEE ITEM 11)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	

	  	 	 	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 X
  
	  	 10A. MODIFICATION OF CONTRACT/ORDER
 N00014-02-C-0250

	

	 CODE
 OC9J8
	  	 	 	 	  	 	  	 	  	 	  	 FACILITY CODE
	  	 	  	 	  	 	  	 10B. DATED (SEE ITEM 13)
 03 JUL 2002

	



	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
	

	
	  ̈ The above numbered
solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers          ̈ is extended,          ̈ is not extended.
 Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:
 (a) By completing items 8 and 15, and returning      copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of
the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment your desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and date specified.

	

	
	 12. ACCOUNTING AND APPROPRIATION DATA (If required)
       N.A.

	

	 	  	 13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.



	

	 (X)   
	  	THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
	

	 	  	THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH
IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).
	

	 	  	 C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: NA
 AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

	

	 X     
	  	 D.    
	 	 OTHER (Specify type of modification and authority)
 MUTUAL AGREEMENT OF THE PARTIES

	



	E.     IMPORTANT: Contractor     ̈ is not,    x is required to sign this document and return   2   copies to the issuing office.
	

	14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where
feasible.)
	
	 The purpose of this modification is to incorporate the attached DD Form 254, Contract Security Classification
Specification,
 without additional cost to the Government under Contract Number N00014-02-C-0250.

	
	 Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore
changed,
 remains unchanged and in full force and effect.

	

	15A. NAME AND TITLE OF SIGNER (Type or print)	  	16A. NAME AND TITLE OF SIGNER (Type or print)
			
	 /s/    John W. Palmour
 Director of Advanced Devices
	  	 	  	 /s/    WADE D. WARGO
 Contracting Officer

	

	15B. CONTRACTOR/OFFEROR	  	15C. DATE SIGNED	  	16B. UNITED STATES OF AMERICA	  	16C. DATE SIGNED
				
	 /s/    John W. Palmour
	  	01 August 2002	  	/s/    Wade D. Wargo	  	8/1/02
	(Signature of person authorized to sign)	  	 	  	(Signature of person authorized to sign)	  	 
	

				
	 SN 7540-01-152-8070
 PREVIOUS
EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	  	 	  	30-105	  	 STANDARD FORM 30
 (REV. 10-83)
 Prescribed by GSA
 FAR (48 CFR) 53.243









 Effective as of the date of this Modification: 
  
 1. Revise SECTION 1 – CONTRACT CLAUSES to add the following checked clauses to
subsection (B): 
  

	 X
	  	FAR 52.204-2	  	Security Requirements (AUG 1996) (Applicable if contract will generate or require access to classified information and DD Form 254, Contract Security Classification Specification, is
issued to the contractor)
			
	 X
	  	DFARS 252-204-7005	  	Oral Attention of Security Responsibilities (NOV 2001) (Applicable if FAR 52.204-2, Security Requirements Applies)
			
	 X
	  	DFARS 252.223-7004	  	Drug-Free Work Force (SEP 1988) (Applicable (a) if contract involves access to classified information: or (b) when the Contracting Officer determines that the clause is necessary for
reasons of national security or for the purpose of protecting the health or safety of performance of the contract.
	
	 2. Revise SECTION 1 – CONTRACT CLAUSES to add the following checked clauses to subsection
(C):

			
	 X
	  	FAR 52.227-10	  	Filing of Patent Applications – Classified Subject Matter (APR 1984) (Applicable if contract is subject to FAR clauses 52.204-2 and either FAR 52.227 or FAR
52.227.12)

  
 3. Revise SECTION J – LIST OF
ATTACHMENTS to add the following paragraph: 
  
 “5.
Attachment Number 5, entitled “Contract Security Classification Specification (DD Form 254),” 3 pages.” 
  
 This modification makes no change to the Estimated Cost or Fixed Fee of this contract. All other terms and conditions remain unchanged. 
  


	 CONTRACT NUMBER N00014-02-C-0250
 MODIFICATION NUMBER: P00001
	  	PAGE 2









 ATTACHMENT NO. 5, PAGE 1 OF 3, CONTRACT N00014-02-C-0250 


	 DEPARTMENT OF DEFENSE
 CONTRACT SECURITY CLASSIFICATION SPECIFICATION
 (The requirements
of the DoD industrial Security Manual apply
 to all security aspects of this effort.)
	  	 1. CLEARANCE AND SAFEGUARDING


	  	  
 a. FACILITY CLEARANCE REQUIRED
     SECRET


	  	  
 b. LEVEL OF SAFEGUARDING REQUIRED
     SECRET




	2. THIS SPECIFICATION IS FOR: (X and complete as applicable)	 	3. THIS SPECIFICATION IS: (x and complete as applicable)	    	 
	

					
	x	  	 a. PRIME CONTRACT NUMBER
  
 N00014-02-C-0250
	 	x	  	a. ORIGINAL (complete date in all areas)	    	 Date (YYMMDD)
  
 020723

	

						
	 	  	 b. SUBCONTRACT NUMBER
  
	 	 	  	b. REVISED (Supersedes all previous specs)	 	Revision No.                	    	Date (YYMMDD)
	

							
	 	  	 c. SOLICITATION OR OTHER NUMBER
  
	 	DUE DATE	 	 	  	 c. FINAL (Complete item 5 in all cases)
  
	 	 	    	Date (YYMMDD)
	


 4. IS THIS A FOLLOW-ON CONTRACT?             ̈  YES        x  NO.        If Yes, complete the following: 
  
 Classified material received or generated under
                                        
                                        
 (Preceding Contract Number) is transferred to this follow-on contract. 

 5. IS THIS A FINAL DD FORM 254?              ̈  YES        x  NO.        If Yes, complete the following: 
  
 In response to the contractor’s request dated
                         retention of the identified classified material is authorized for the period of
                                . 

 6. CONTRACTOR (Include Commercial and Government Entity (CAGE) Code) 


	 a.    NAME, ADDRESS AND ZIP CODE
  
 CREE, Inc,
 4600 Silicon
Drive
 Durham, NC 27703
 (classified Mailing
Address: P.O. Box 12448
 Durham, NC 27709)
	  	 b. CAGE CODE
  
 OC9J8
	 	 b.    COGNIZANT SECURITY OFFICE (Name, Address and Zip Code)
  
 Defense Security Service (S21VB)
 Pembroke 5, Suite 525
 263 Independence Blvd
 Virginia Beach, VA 23462-5400



 7. SUBCONTRACTOR 


	 a. NAME, ADDRESS AND ZIP CODE
  
  
	  	b. CAGE CODE	 	c. COGNIZANT SECURITY OFFICE (Name, Address and Zip Code)


 8. ACTUAL PERFORMANCE 


	 a. LOCATION
  
  
	  	b. CAGE CODE	 	c. COGNIZANT SECURITY OFFICE (Name, Address and Zip Code)


 9. GENERAL IDENTIFICATION OF THIS PROCUREMENT 
  
 Effort directed toward improving the productibility of [***]. 


	10.	 	THIS CONTRACT WILL REQUIRE ACCESS TO:	 	    YES    	 	    NO        	 	11.	 	 IN PERFORMING THIS CONTRACT, THE
 CONTRACTOR WILL:
	 	    YES    	 	    NO    
	

								
	a.	 	COMMUNICATIONS SECURITY (COMSEC) INFORMATION	 	 	 	    X	 	a.	 	HAVE ACCESS TO CLASSIFIED INFORMATIN ONLY AT ANOTHER CONTRACTOR’S FACILITY OR A GOVERNMENT ACTIVITY	 	 	 	    X
	

								
	b.	 	RESTRICTED DATA	 	 	 	    X	 	b.	 	RECEIVE CLASSIFIED DOCUMENTS ONLY	 	 	 	    X
	

								
	c.	 	CRITICAL NUCLEAR WEAPON DESIGN INFORMATION	 	 	 	    X	 	c.	 	RECEIVE AND GENERATE CLASSIFIED MATERIAL	 	 	 	    X
	

								
	d.	 	FORMAERLY RESTRICTED DATA	 	 	 	    X	 	d.	 	FABRICATE, MODIFY OR STORE CLASSIFIED HARDWARE	 	    X	 	 
	

								
	e.	 	INTELLIGENCE INFORMATION	 	 	 	    X	 	e.	 	PERFORM SERVICES ONLY	 	 	 	    X
	

								
	 	 	(1)  Sensitive Compartmented Information (SCI)	 	 	 	    X	 	f.	 	HAVE ACCESS TO U.S. CLASSIFIED INFORMATION OUTSIDE THE U.S. PUERTO RICO, U.S. POSSESSIONS AND TRUST TERRITORIES	 	 	 	    X
	

								
	 	 	(2)  Non-SCI	 	 	 	    X	 	g.	 	BE AUTHORIZED TO USE THE SERVICES OF DEFENSE TECHNICAL INFORMATION CENTER OR OTHER SECONDARY DISTRIBUTION CENTER	 	    X	 	 
	

								
	f.	 	SPECIAL ACCESS INFORMATION	 	 	 	    X	 	h.	 	REQUIRE A COMSEC ACCOUNT	 	 	 	    X
	

								
	g.	 	NATO INFORMATION	 	 	 	    X	 	i.	 	HAVE TEMPEST REQUIRMENTS	 	 	 	    X
	

								
	h.	 	FOREIGN GOVERNMENT INFORMATION	 	 	 	    X	 	j.	 	HAVE OPERATIONS SECURITY REQUIRMENTS	 	 	 	    X
	

								
	i.	 	LIMITED DISSEMINATION INFORMATION	 	 	 	    X	 	k.	 	BE AUTHORIZED TO USE DEFENSE COURIER SERVICE	 	 	 	    X
	

								
	j.	 	FOR OFFICIAL USE ONLY INFORMATION	 	    X	 	  	 	l.	 	OTHER ( Specify)	 	 	 	    X
	
	 	 	 	 	 	 
	 k.
	 	OTHER (Specify)	 	 	 	    X	 	Item 11g: Submit request to official in item 16.	 	 
							
	Item 10j: See Attachment No. 1.	 	 	 	 	 	 	 	 	 	 	 	 


 [***]  Confidential treatment requested pursuant to a
request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission. 







 ATTACHMENT NO. 5, PAGE 2 OF 3, CONTRACT N00014-02-C-0250 

  
 12. PUBLIC RELEASE. Any information (classified or
unclassified) pertaining to this contract shall not be released for public dissemination except as provide by the Industrial Security Manual or unless it has been approved for public release by appropriate U.S. Government authority. Proposed public
releases shall be submitted for approval prior to release. 
  
  ̈Direct            xThrough (specify):

  
 Office of Naval Research, ONR 43, Ballston Centre Tower One,

 800 Quincy Street, Arlington, VA 22217-5660 
  
 to the Directorate for Freedom of Information and Security Review, Office of the Assistant Secretary of Defense (Public Affairs)* for review 

*In the case of non DoD User Agencies, requests for disclosure shall be submitted to that agency. 

  
 13. SECURITY GUIDANCE. The security classification guidance needed for this
classified effort is identified below. If any difficulty is encountered in applying this guidance or if any other contributing factor indicates a need for changes in this guidance, the contractor is authorized and encouraged to provide recommended
changes; to challenge the guidance or the classification assigned to any information or material furnished or generated under this contract; and to submit any questions for interpretation of this guidance to the official identified below. Pending
final decision, the information involved shall be handled and protected at the highest level of classification assigned or recommended. (Fill in as appropriate for the classified effort. Attach, or forward under separate correspondence, any
documents/guides/extracts referenced herein. Add additional pages as needed to provide complete guidance.) 
  

	1.	 	Information generated under this contract shall be classified in accordance with OPNAVINST S5513, enclosure (18.1), and OPNAVINST S5513.3B, enclosure (11.2).


  

	2.	 	Document preparation and distribution shall be only as prescribed by the Program Officer. 

  

	3.	 	The official in item 16 will certify need-to-know (e.g., for visit request/documents) for contractor. 

  
 (Program Officer: 
  
 Office of Naval Research 
 Harry B.
Dietrich/ONR 312 
 Ballston Centre Tower One 
 800
North Quincy Street 
 Arlington, VA 22217-5600 
 (703) 696-0240; DSN 426-0240 
  

  

	14. ADDITIONAL SECURITY REQUIREMENTS. Requirements, in addition to ISM requirements, are established for this contract.	  	 ̈	Yes	  	x	No
	(If Yes, identify the pertinent contractual clauses in the contract document itself, or provide an appropriate statement which identifies the additional requirements. Provide a copy
of the requirements to the cognizant security office. Use Item 13 if additional space is needed.)	  	 	 	  	 	 
	
	

	15. INSPECTIONS. Elements of this contract are outsides the inspection responsibility of the cognizant security office.	  	 ̈	Yes	  	x	No
	(If yes, explain and identify specific areas or elements carved out and the activity responsible for inspections. Use Item 13 if additional space is needed.)	  	 	 	  	 	 
	
	

	16. CERTIFICATION AND SIGNATURE: Security requirements stated herein are complete and adequate for safeguarding the classified information to be released or generated
under this classified effort. All questions shall be referred to the official named below.
	
	


  

	 a. TYPED NAME OF CERTIFYING OFFICIAL
 Jennifer G. Ramsey
 ramseyj@onr.navy.mil
	 	 b. TITLE
  
 Contracting Officer for Security Matters
	    	 c. TELEPHONE (Include Area Code)
 DSN
426-4618
 (703) 696-4618
 FAX (703)
696-5126


  

	
	

	 d. ADDRESS (Include Zip Code)
 Office of Naval Research, ONR 43, Ballston
 Centre Tower One, 800 North Quincy Street,
 Arlington, VA 22217-5660
	  	 17. REQUIRED DISTRIBUTION
  

	  	x	  	a. CONTRACTOR
	  	 ̈	  	b. SUBCONTRACTOR
	  	x	  	c. COGNIZANT SECURITY OFFICE FOR PRIME AND SUBCONTRACTOR
	  	 ̈	  	d. U.S. ACTIVITY RESPONSIBLE FOR OVERSEAS SECURITY ADMINISTRATION
			
	 e. SIGNATURE
	  	x	  	e. ADMINISTRATIVE CONTRACTING OFFICER
			
	 /s/ Jennifer G. Ramsey
	  	x	  	f. OTHERS AS NECESSARY


  
 DD Form 254 Reverse, DEC 90 







 ATTACHMENT NO. 1 TO DD FORM 254 DATED 020723, PAGE 3 OF 3, CONTRACT N00014-02-C-0250

  
 “FOR OFFICIAL USE ONLY” INFORMATION SHEET

  
 1. General 
  
 a. The “For Official Use Only” (FOUO) marking is assigned to
information at the time of its creation by a DoD Agency. It is not authorized as a substitute for a security classification marking but is used on official government information that may be withheld from the public under exemptions 2 through 9 of
the Freedom of Information Act. 
  
 b. Use of the FOUO marking
does not mean that the information cannot be released to the public, only, that it must be reviewed by the Government prior to its release to determine whether a significant and legitimate government purpose is served by withholding the information
or portions of it. 
  
 2. Identification Markings 
  
 a. An unclassified document containing FOUO information will be marked
“For Official Use Only” at the bottom of the front cover (if any), on the first page on each page containing FOUO information on the back page and on the outside of the back cover (if any). No portion markings will be shown. 
  
 b. Within a classified document, an individual page that contains both FOUO
and classified information will be marked at the top and bottom with the highest security classification of information appearing on the page If an individual portion contains FOUO information but no classified information, the portion will be
marked “FOUO.” 
  
 c. Any “For Official Use
Only” information released to a contractor by a DoD Agency is required to be marked with the following statement prior to transfer: 
  
 This document contains information EXEMPT FROM MANDATORY DISCLOSURE under the FOLA. Exemption(s)
             apply. 
  
 d. Removal of the “For Official Use Only” marking can only be accomplished by the originator or other competent authority. When the “For Official Use Only” status is terminated, all known holders
will be notified to the extent practical. 
  
 3. Dissemination Contractors
may disseminate “For Official Use Only” information to their employees and subcontractors who have a need for the information in connection with a classified contract. 
  
 4. Storage. During working hours, “For Official Use Only” information shall be placed in an out-of-sight location if the
work area is accessible to persons who do not have a need for the information. During non-working hours the information shall be stored to preclude unauthorized access. Filing such material with other unclassified records in unlocked files or desks
is adequate when internal building security is provided during non-working hours. When such internal security control is not exercised, locked buildings or rooms will provide adequate after-hours protection or the material can be stored in locked
receptacles such as file cabinets, desks, or bookcases. 
  
 5.
Transmission. “For Official Use Only” information may be sent via first-class mail or parcel post. Bulky shipments may be sent by fourth-class mail. 
  
 6. Disposition. When no longer needed, FOUO information may be disposed of by tearing each copy into pieces to preclude
reconstructing, and placing it in a regular trash container or as directed by the DoD Agency. 
  
 7. Unauthorized Disclosure. Unauthorized disclosure of “For Official Use Only” information does not constitute a security violation but the releasing agency should be informed of any unauthorized
disclosure. The unauthorized disclosure of FOUO information protected by the Privacy Act may result in criminal sanctions. 








	

	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT	  	 	  	 CONTRACT ID CODE
 DO-C9(T)
	  	 PAGE OF PAGES
 1/2

	



	2. AMENDMENT/MODIFICATION NO.	  	 	  	3. EFFECTIVE DATE	  	 	  	4. REQUISITION/PURCHASE REQ. NO.	  	 	  	5. PROJECT NO. (If applicable)
	P00002	  	 	  	SEE BLOCK 16C	  	 	  	02PR09637-03	  	 	  	N.A.
	

	6. ISSUED BY	  	CODE	  	N00014	  	7. ADMINISTERED BY (If other than Item 6)	  	 	  	 CODE
 SCD-C
	  	S1103A
	 	 	 	
	 	 	 	 	 	 	

	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	  	 DCM ATLANTA
 805 WALKER
STREET, SUITE 1
 MARIETTA, GA 30060-2789

	



	8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)	  	 	  	(X)	  	 9A. AMENDMENT OF SOLICITATION
 N.A.

	 	 	 	

	 CREE, INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
	  	 	 	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	9B. DATED (SEE ITEM 11)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	

	  	 	 	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 X
  
	  	 10A. MODIFICATION OF CONTRACT/ORDER
  
 N00014-02-C-0250

	

	 CODE
 OC9J8
	  	 	 	 	  	 	  	 	  	 	  	 FACILITY CODE
	  	 	  	 	  	 	  	 10B. DATED (SEE ITEM 13)
 03 JUL 2002

	



	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
	

	  ̈ The above numbered
solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers          ̈ is extended,          ̈ is not extended.
 Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:
 (a) By completing items 8 and 15, and returning      copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of
the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment your desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and date specified.

	

	 12. ACCOUNTING AND APPROPRIATION DATA (If required)
       SEE FINANCIAL ACCOUNTING DATA SHEET(S)

	

	 	  	 13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

	



	 (X)   
	  	 	 	THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
	

	 	  	 	 	THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT
TO THE AUTHORITY OF FAR 43.103(b).
	

	 	  	 C.    
	 	 THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: NA
 AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

	

	 X     
	  	 D.    
	 	 OTHER (Specify type of modification and authority)
 FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

	



	E.     IMPORTANT: Contractor x is not,  ̈ is required to sign this document and return   2   copies to the issuing office.
	

	 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject
matter where feasible.)
  

	 The purpose of this modification is to provide an increment of funding under Contract Number N00014-02-C-0250.
Accordingly, the funding cited in the attached Financial Accounting Data Sheet is made available.
  

	Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and
effect.
	

	15A. NAME AND TITLE OF SIGNER (Type or print)	  	16A. NAME AND TITLE OF SIGNER (Type or print)
	 	  	 WADE D. WARGO
 Contracting Officer

	

	15B. CONTRACTOR/OFFEROR	  	 	 	 	  	 	  	15C. DATE SIGNED	  	 	  	 	  	16B. UNITED STATES OF AMERICA	  	16C. DATE SIGNED
								
	 	 	 	  	 	  	 	  	 	  	 	  	/s/    Wade D. Wargo	  	8/13/02
	(Signature of person authorized to sign)	 	 	  	 	  	 	  	 	  	 	  	 	  	(Signature of person authorized to sign)	  	 
	

	 SN 7540-01-152-8070
 PREVIOUS EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	  	 	  	 	  	 	  	 	  	30-105	  	 	  	 	  	 STANDARD FORM 30
 (REV. 10-83)
 Prescribed by GSA
 FAR (48 CFR) 53.243


  







 Effective as of the date of this Modification: 
  
 1. The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets. 
  
 2. Revise SECTION B— SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows: 
  

	ITEM
NO.	  	 SUPPLIES/SERVICES[***][***]
  

	  	ESTIMATED
GOVERNMENT
COST SHARE

	 	 	 ESTIMATED
CONTRACTOR
COST SHARE

	 	 	 TOTAL
 ESTIMATED
 COSTS

	 
	 0001
	  	 The Contractor shall furnish the
 necessary personnel and facilities
 to conduct the research effort
 as described in Section C.
	  	[	***]	 	[	***]	 	[	***]
	 	  	
	  	
	
	 	
	
	 	
	

	 	  	 000101 ACRN: AA
 [***]
	  	 	 	 	 	 	 	 	 
	 	  	
	  	
	
	 	
	
	 	
	

	 	  	 000102 ACRN: AB
 [***]
	  	 	 	 	 	 	 	 	 
	 	  	
	  	
	
	 	
	
	 	
	

	 	  	 000103 ACRN: AC
 [***]
	  	 	 	 	 	 	 	 	 
	 	  	
	  	
	
	 	
	
	 	
	

	 	  	 000104 ACRN: AD
 [***]
	  	 	 	 	 	 	 	 	 
	 	  	
	  	
	
	 	
	
	 	
	

	 0002
	  	Deliverables as specified in Attachment Number 2	  	 	 	 	 	 	 	NSP	 
	 0003
	  	Reports and Data in accordance with Exhibit A (DD Form 1423)	  	 	 	 	 	 	 	NSP	 
	 TOTAL ESTIMATED CONTRACT CONSIDERATION: 
	  	[	***]	 	[	***]	 	[	***]

  

	3.	 	Under SECTION G – CONTRACT ADMINISTRATION DATA, paragraph 5,entitled “Allotment of Funds”, is revised to read as follows. 

  
 “5. Allotment of Funds 
  
 It is hereby understood and agreed that Government’s share of this
contract will not exceed a total amount of [***]. The total amount presently available for payment and allotted to this contract is [***]. It is estimated that the amount allotted of [***] will cover the period from [***].” 
  
 This modification makes no change to the Total Estimated Cost of this
contract. All other terms and conditions remain unchanged. 
  
 CONTRACT NUMBER N000 l4-02-C-0250 / P00002 
  
  
 PAGE 2 
  
  
 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  









 FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES 
  


	 1. CONTRACT NUMBER (CRITICAL)
	 	 2. SPIN (CRITICAL)
	 	 3. MOD (CRITICAL)
  
	 	 4. PR NUMBER
	 	PAGE 1 OF 1
	N0001402C0250	 	 	 	P00002	 	 02PR09637-03
	 	 



						
	 5. CLIN/SLIN
	  	 6. ACRN
 (CRITICAL)
	 	 7.
 ACCOUNTING
CITATION
	  	8. AMOUNT (CRITICAL)	  	 	  	 NAVY INTERNAL
 USE ONLY
 REF DOC/ACRN

	

						
	 	  	AD	 	 5723600 0000 255 292 47WL 624348 6MP,COX 007000 62102F 503000 2D F03000
 FRC: Z141    PR#02PR09637-03    DOC#NGWSML00272323 Sub. Date: 02 AUG 2002.
  
  
  
  
  
  
	  	[***]	  	 	  	 
	

							
	 	  	 	 	 	  	PAGE TOTAL	  	[***]	  	 	  	 
	

							
	 	  	 	 	 	  	GRAND TOTAL	  	[***]	  	 	  	 


	 PREPARED/AUTHORIZED BY:
  
 DATE:
	 	 COMPTROLLER APPROVAL:
     FOR FISCAL DATA AND SIGNATURE
     BY
                             for COMPTROLLER, ONR CONTRACT REVIEWED
 DATE:



  
 ONR AWARD FORM (2/00) – version 1.1 
 [***] Confidential treatment requested pursuant to a request for confidential
treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission. 








	

	AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT	  	 	  	 CONTRACT ID CODE
 DO-C9(T)
	  	 PAGE OF PAGES
 1/2

	



	2. AMENDMENT/MODIFICATION NO.	  	 	  	3. EFFECTIVE DATE	  	 	  	4. REQUISITION/PURCHASE REQ. NO.	  	 	  	5. PROJECT NO. (If applicable)
	P00003	  	 	  	SEE BLOCK 16C	  	 	  	02PR09637-05	  	 	  	N.A.
	

	6. ISSUED BY	  	CODE	  	N00014	  	7. ADMINISTERED BY (If other than Item 6)	  	 	  	 CODE
 SCD-C
	  	S1103A
	 	 	 	
	 	 	 	 	 	 	

	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	  	 DCM ATLANTA
 805 WALKER
STREET, SUITE 1
 MARIETTA, GA 30060-2789

	



	8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)	  	 	  	(X)	  	 9A. AMENDMENT OF SOLICITATION
 N.A.

	 	 	 	

	 CREE, INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
	  	 	 	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	9B. DATED (SEE ITEM 11)
	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	 	

	  	 	 	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 X
  
	  	 10A. MODIFICATION OF CONTRACT/ORDER
  
 N00014-02-C-0250

	

	 CODE
 OC9J8
	  	 	 	 	  	 	  	 	  	 	  	 FACILITY CODE
	  	 	  	 	  	 	  	 10B. DATED (SEE ITEM 13)
 03 JUL 2002

	



	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
	

	  ̈ The above numbered
solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers          ̈ is extended,          ̈ is not extended.
 Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods:
 (a) By completing items 8 and 15, and returning      copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of
the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND
DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment your desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the
solicitation and this amendment, and is received prior to the opening hour and date specified.

	

	 12. ACCOUNTING AND APPROPRIATION DATA (If required)
       SEE FINANCIAL ACCOUNTING DATA SHEET(S)

	

	 	  	 13. THIS ITEM ONLY APPLIES TO MODIFICATION OF CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.

	



	 (X)   
	  	 	 	THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
	

	 	  	 	 	THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT
TO THE AUTHORITY OF FAR 43.103(b).
	

	 	  	 C.    
	 	 THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: NA
 AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

	

	 X     
	  	 D.    
	 	 OTHER (Specify type of modification and authority)
 FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

	



	E.     IMPORTANT: Contractor    x is not,     ̈ is required to sign this document and return   2   copies to the issuing office.
	



	14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)
	
	The purpose of this modification is to provide an increment of funding under Contract Number N00014-02-C-0250. Accordingly, the funding cited in the attached Financial Accounting
Data Sheet is made available.
	
	Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and
effect.
	



	15A. NAME AND TITLE OF SIGNER (Type or print)	  	 	  	16A. NAME AND TITLE OF SIGNER (Type or print)	  	 
	 	  	 	  	 	  	 WADE D. WARGO
 Contracting
Officer
	  	 
	

	15B. CONTRACTOR/OFFEROR	  	15C. DATE SIGNED	  	 	  	16B. UNITED STATES OF AMERICA	  	16C. DATE SIGNED
					
	 	  	 	  	 	  	/s/    Wade D. Wargo	  	9/27/02
	(Signature of person authorized to sign)	  	 	  	 	  	(Signature of person authorized to sign)	  	 
	



			
	 SN 7540-01-152-8070
 PREVIOUS EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	  	30-105	  	 STANDARD FORM 30
 (REV. 10-83)
 Prescribed by GSA
 FAR (48 CFR) 53.243


  







 Effective as of the date of this Modification: 
  
 1. The funds available for performance of this contract are increased by the
amount set forth in the attached Financial Accounting Data sheets. 
  
 2. Revise SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows: 
  

	 ITEM
 NO.

	  	 SUPPLIES/SERVICES

	  	 ESTIMATED
GOVERNMENT
COST SHARES

	  	 ESTIMATED
CONTRACTOR
COST SHARE

	  	 TOTAL
 ESTIMATED
 COSTS


	 0001
	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.	  	[***]	  	[***]	  	[***]
					
	 	  	 000101 ACRN: AA
 [***]
	  	 	  	 	  	 
					
	 	  	 000102 ACRN: AB
 [***]
	  	 	  	 	  	 
					
	 	  	 000103 ACRN: AC
 [***]
	  	 	  	 	  	 
					
	 	  	 000104 ACRN: AD
 [***]
	  	 	  	 	  	 
					
	 	  	 000105 ACRN: AE
 [***]
	  	 	  	 	  	 
					
	 0002
	  	Deliverables as specified in Attachment Number 2	  	 	  	 	  	NSP
					
	 0003
	  	Reports and Data in accordance with Exhibit A (DD Form 1423)	  	 	  	 	  	NSP
				
	 TOTAL ESTIMATED CONTRACT CONSIDERATION:
	  	[***]	  	[***]	  	[***]

  

	3.	 	Under SECTION G – CONTRACT ADMINISTRATION DATA, paragraph 5,entitled “Allotment of Funds”, is revised to read as follows. 

  
 “5. Allotment of Funds 
  
 It is hereby understood and agreed that Government’s share of this
contract will not exceed a total amount of [***]. The total amount presently available for payment and allotted to this contract is [***]. It is estimated that the amount allotted of [***] will cover the period from [***].” 
  
 This modification makes no change to the Total Estimated Cost of this contract. All other
terms and conditions remain unchanged. 
  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N000 14-02-C-0250 / P00003	  	PAGE 2









 FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES 
  


	 1. CONTRACT
 NUMBER
 (CRITICAL)
  
 N0001402C0250
	  	 2. SPIN
 (CRITICAL)
	  	 3. MOD
 (CRITICAL)
  
  
 P00003
	  	 4. PR NUMBER
  
  
  
 02PR09637-05
	  	PAGE 1 OF 1
	

				
	 	  	6. LINE OF ACCOUNTING	  	 7.
 AMOUNT
 (CRITICAL)
	  	 NAVY
 INTERNAL
 USE ONLY
 REF
 DOC/ACRN

	
	 	 
	CLIN/SLIN	  	 A.
 ACRN
 (CRITICAL)
	  	 B.
 APPROPRIATION
 (CRITICAL)
	  	 C.
 SUBHEAD
 (CRITICAL)
	  	 D.
 OBJ
 CLA
	  	 E.
 PARM
	  	 F.
 RFM
	  	 G.
 SA
	  	 H.
 AAA
 (CRITICAL)
	  	 I.
 IT
	  	 J.
 PAA
	  	 K. COST
 CODE
	  	  
	

	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 PROJ
 UNIT
	  	MCC	  	 PDLI
 & SUF
	  	 	  	 
	

																
	 	  	AE	  	1721319	  	W7RS	  	255	  	RA	  	369	  	0	  	068342	  	2D	  	00000	  	01050	  	000	  	UDRO	  	[***]	  	 PR#0PRO9637
 -05FRC:6UDR

	

	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 PAGE TOTAL
	  	[***]	  	 
														
	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 GRAND TOTAL
	  	[***]	  	 
	

					
	 PREPARED/AUTHORIZED BY:
	  	 	  	 	  	 	  	COMPTROLLER APPROVAL:
	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 FOR FISCAL DATA AND SIGNATURE

	 DATE:
	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 BY
                     for COMPTROLLER, ONR CONTRACT REVIEWED

	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	DATE:


  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and
Exchange Commission. Omitted portions have been filed separately with the Commission. 










	CONTRACT DATA REQUIREMENTS LIST	 	 Form Approved
 OMB No. 0704-0188                



 Public reporting burden for this collection of information is
estimated to average 440 hours per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments
regarding this burden estimate or any other aspect of this collection or information, including suggestions for reducing this burden, to Washington Headquarters Services Directorate for information Operations and Reports, 1215 Jefferson Davis
Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of Management and Budget Paperwork Reduction Project (0704-0188), Washington, DC 20503. 


	 A. CONTRACT LINE ITEM NO.
  
 0003
	 	 B. EXHIBIT
  
 A
	 	 	 	 C. CATEGORY
  
      TOP       ̈    
	 	TM       ̈    	 	OTHER      x    
	

	D. SYSTEM/ITEM	 	 	 	 E. CONTRACT/PR NO.        
  
 N00014-02-C-0250
	 	 F. CONTRACTOR
  
 CREE, INC.




	 1. DATA ITEM NO.
  
 A001
	 	 2. TITLE OF DATA ITEM
  
 Monthly Status Reports*
	 	 	 	             3. SUBTITLE
  

	

	 4. AUTHORITY (Data Acquisition Document No.)
  
	 	 5. CONTRACT REFERENCE
  
 Section H.1 of Schedule
	 	 	 	             6. REQUIRING OFFICE
  
             See Section
F.3




	 7. DD 250 REQ
  
 LT*
	  	 9. DIST STATEMENT
 REQUIRED
	  	 10. FREQUENCY
  
 Monthly
	  	 12. DATE OF FIRST SUBMISSION
  

1 Month after contract effective date
	  	 	 	14. DISTRIBUTION	 	 
	

	 8. APP CODE
	  	 	  	 11. AS OF DATE
	  	 13. DATE OF SUBSEQUENT SUBMISSION
	  	 	 	            ADDRESSEE	 	b. COPIES	 	 
	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	  	 	 	 	 	    Draft	 	            Final            
	 	 	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	Every month thereafter	  	 	 	 	 	 	 	REQ            
	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	  	 	 	 See Encl
 Number 1
	 	 	 	 
	
	 	 
	 16. REMARKS
  
 *These monthly reports shall contain the following: major accomplishments, issues, problems, monthly dollar expenditures on a comprehensive/cumulative basis as well as
a comparison of projected versus actual expenditures, and plans for next month and next 3 months. The reports may be submitted electronically, may be approximately two pages in length, and can be in contractor format. This Data Item Number applies
to both the CLIN 0001 and 0004 efforts.
	  	 	 	 15. TOTAL
  
	 	 	 	 



	 1. DATA ITEM NO.
  
 A002
	 	 2. TITLE OF DATA ITEM
  
 Presentation Materials*
	 	 	 	 	 	             3. SUBTITLE
  

	

	 4. AUTHORITY (Data Acquisition Document No.)
  
	 	 5. CONTRACT REFERENCE
  
 Section H.1 of the Schedule
	 	 	 	 	 	             6. REQUIRING OFFICE
  
             See Section
F.3




	 7. DD 250 REQ
  
 LT*
	  	 9. DIST STATEMENT
 REQUIRED
	  	 10. FREQUENCY
  
 As Required
	  	 12. DATE OF FIRST SUBMISSION
  
	  	 	 	14. DISTRIBUTION	 	 
	

	 8. APP CODE
	  	 	  	 11. AS OF DATE
	  	 13. DATE OF SUBSEQUENT SUBMISSION
	  	 	 	            ADDRESSEE	 	b. COPIES	 	 
	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	  	 	 	 	 	    Draft	 	            Final            
	 	 	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	  	 	 	 	 	 	 	REQ            
	

	 	  	 	  	 	  	 	  	 	 	 See Enclosure
 Number 1
	 	 	 	 
	
	 	 
	 16. REMARKS
  
 * The presentation materials will be on an as-required basis in a format to be requested by the Program Officer. This Data Item Number applies to both the CLIN 0001
and 0004 efforts.
	  	 	 	 15. TOTAL
  
	 	 	 	 
	



	 1. DATA ITEM NO.
  
 A003
	 	 2. TITLE OF DATA ITEM
  
 Progress/Management Reports*
	 	 	 	 	 	             3. SUBTITLE
  

	

	 4. AUTHORITY (Data Acquisition Document No.)
  
	 	 5. CONTRACT REFERENCE
  
 Section H.1 of the Schedule
	 	 	 	 	 	             6. REQUIRING OFFICE
  
             See Section
F.3




	 7. DD 250 REQ
  
 LT*
	  	 9. DIST STATEMENT
 REQUIRED
	  	 10. FREQUENCY
  
 Semi-Annually
	  	 12. DATE OF FIRST SUBMISSION
  

6 Months after contract effective date
	  	 	 	14. DISTRIBUTION	 	 
	

	 8. APP CODE
	  	 	  	 11. AS OF DATE
	  	 13. DATE OF SUBSEQUENT SUBMISSION
	  	 	 	             ADDRESSEE
	 	 
	

	 16. REMARKS
  
 *These semi-annual reports shall contain a comprehensive/cumulative description of the major accomplishments to date. The reports can be in a contractor format. This
Data Item Number applies to only the CLIN 0001 effort.
	  	 	 	 15. TOTAL
  
	 	 	 	 
	



	 1. DATA ITEM NO.
 A004
	 	 2. TITLE OF DATA ITEM
 Reliability Test
Plan
	 	 	 	 	 	             3. SUBTITLE
  

	









  

	

	 4. AUTHORITY (Data Acquisition Document No.)
	  	 5. CONTRACT REFERENCE
 Section H.1 of the Schedule
	 	 6. REQUIRING OFFICE
 See Section F.3

	

	 7. DD 250 REQ
 LT*
	  	 9. DIST STATEMENT
 REQUIRED
	 	 10. FREQUENCY
 3 Reports
	  	 12. DATE OF FIRST SUBMISSION
 45 days prior to each [***] test
	 	 14. DISTRIBUTION

	
	 	 	

	 8. APP CODE
	  	 	 	 11. AS OF DATE
	  	 13. DATE OF SUBSEQUENT
SUBMISSION
 Every 6 months thereafter
	 	 ADDRESSEE

	

	 16.REMARKS
 *There will be three (3) of these reports required, which shall be submitted as required by the Program Officer. Thesee reports can be submitted in contractor format. This Data Item Number applies to only the CLIN
0001 efforts.
	 	 15. TOTAL

	

	 G. PREPARED BY
 WADE WARGO / ONR
251
	  	 H. Date
 10-Dec-02
	  	 1. APPROVED BY
 WADE WARGO / ONR 251
	 	 J. DATE
 10-Dec-02

	

	 DD Form 1423
 2, JUN
90
	 	  
 Previous editions are
obsolete
	 	 
	



	[***]	 	Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with
the Commission. 









	

	CONTRACT DATA REQUIREMENTS LIST	  	 Form Approved
 0MB No. 0704-0188

	



	Public reporting burden for this collection of information is estimated to average 440 hours per response, including the time for reviewing instructions, searching existing data
sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection or information, including suggestions for reducing
this burden, to Washington Headquarters Services Directorate for information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington, VA 22202-4302, and to the Office of Management and Budget Paperwork Reduction Project
(0704-0188), Washington, DC 20503.
	



	 A. CONTRACT LINE ITEM NO.
                         0003
	  	 B. EXHIBIT
 A
	  	 C. CATEGORY
 TOP            TM            OTHER X

	



	D. SYSTEM/ITEM	 	 E. CONTRACT/PR NO.
 N00014-02-C-0250
	 	 F. CONTRACTOR
 CREE,
INC.

	

	 1. DATA ITEM NO.
 A005
	 	 2. TITLE OF DATA ITEM
 Producibility Test
Plan
	 	3. SUBTITLE
	



	4. AUTHORITY (Data Acquisition Document No.	  	 	  	 5. CONTRACT REFERENCE
 Section H.1 of
Schedule
	 	 6. REQUIRING OFFICE
 See
Section F.3

	

	 7.DD 250 REQ
 LT*
	  	9. DIST STATEMENT
REQUIRED	  	 10. FREQUENCY
 ANNUALLY
	  	 12. DATE OF FIRST SUBMISSION
 60 Days after [***] 
	 	14. DISTRIBUTION
	 	 	 	

	  	  	  	 	ADDRESSEE	  	b. COPIES
	
	 	
	 	

	8. APP CODE	  	  	11. AS OF DATE	  	13. DATE OF SUBSEQUENT
SUBMISSION	 	  	Draft	  	Final
	 	 	 	 	 	 	

	  	  	  	 	  	 	  	REQ
	 	 	 	

	  	  	  	 	See Encl Number 1	  	 	  	 
	
	 	 	
	 	 	 	 	 	 
	 16. REMARKS
 *There will be
three (3) of these reports required, which shall be submitted as required by the Program Officer. These reports can be submitted in contractor format. This Data Item Number applies to only the CLIN 0001 effort.
	 	15. TOTAL	  	 	  	 
	

	 1. DATA ITEM NO.
 A006
	  	 2. TITLE OF DATA ITEM
 Reliability Test Report
	 	3. SUBTITLE	  	 	  	 
	



				
	4.AUTHORITY (Data Acquisition Document No.)	  	 	  	 5. CONTRACT REFERENCE
 Section H.1 of the
Schedule
	  	 6.REQUIRING OFFICE
 See Section
F.3

	

	 7.DD 250 REQ
 LT*
	  	9. DIST STATEMENT
REQUIRED	  	 10. FREQUENCY
 3
Reports
	  	 12. DATE OF FIRST SUBMISSION
 90 Days after start of reliability test
	  	14. DISTRIBUTION
	 	 	 	

	  	  	  	  	ADDRESSEE	  	b. COPIES
	
	 	
	 	

	8. APP CODE	  	  	11. AS OF DATE	  	13. DATE OF SUBSEQUENT
SUBMISSION	  	  	Draft	  	Final
	 	 	 	 	 	 	

	  	  	  	  	  	 	  	REQ
	  	  	  	  	 	  	 	  	 
	
	 	 
	 16. REMARKS
 *There will be
three (3) of these reports required, which are to be submitted as required by the Program Officer. These reports can be submitted in contractor format. This Data Item Number applies to only the CLIN 0001 effort.
	  	15. TOTAL	  	 	  	 
	

	 1. DATA ITEM NO.
 A007
	  	 2. TITLE OF DATA ITEM
 Final
Report*
	  	3. SUBTITLE	  	 	  	 
	



	4.AUTHORITY (Data Acquisition Document No.)	  	 5. CONTRACT REFERENCE
 Section H.1 of the
Schedule
	  	 6.REQUIRING OFFICE
 See Section
F.3

	

	 7.DD 250 REQ
 LT*
	  	9. DIST STATEMENT
REQUIRED	  	 10. FREQUENCY
 ONE/R
	  	 12. DATE OF FIRST SUBMISSION
 30 Days after the contract end date
	  	14. DISTRIBUTION
	 	 	 	

	  	  	  	  	ADDRESSEE	  	b. COPIES
	
	 	
	 	

	8. APP CODE	  	  	11. AS OF DATE	  	 13. DATE OF SUBSEQUENT
SUBMISSION
 60 Days after the contract end date
	  	  	Draft	  	Final
	 	 	 	 	

	  	  	  	  	  	 	  	REQ
	  	  	  	  	 	  	 	  	 
	

	 16. REMARKS
 * DD250 required
only for acceptance by the Program Officer designated in Section F.3. Information copies of this report shall be distributed in accordance with Enclosure Number 1. This Data Item Number applies to both the CLIN 0001 and 0004
efforts.
	  	15. TOTAL	  	 	  	 
	



	 G. PREPARED BY
 WADE WARGO /
ONR251
	 	 H. DATE
 10-Dec-02
	 	 I. APPROVED BY
 WADE WARGO /
ONR251
	 	 J. DATE
 10-Dec-02


  
 DD Form 1423-2, JUN 90
                                        
                                    Previous editions are obsolete

 NAVOCNR OVERPRINT (1-91) 








	

	 AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT
	  	 CONTRACT ID CODE

 DO-C9(T)
	  	 PAGE OF PAGES
 1/11



	

	 2. AMENDMENT/MODIFICATION NO.
 P00004
	  	 3. EFFEC
 TIVE DATE

        SEE BLOCK 16C
	  	 4. REQUISITION/PURCHASE REG. NO.
 02PR09637-04
	  	 5. PROJECT NO. (If applicable)
                     N.A.



	

	 6. ISSUED BY
	 	CODE	  	N00014	  	 	  	 7. ADMINISTERED BY (If other than Item 6)
	  	 CODE
	  	S1103A
	 	 	 	
	 	 	 	 	

	 	 	 	  	 	  	 	  	 	  	 SCD-C
	  	 
	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA
22217-5660
	  	 	  	 DCM ATLANTA
 805 WALKER STREET,
SUITE 1
 MARIETTA, GA 30060-2789
	  	 	  	 	  	 	  	 


	

	 8. NAME AND ADDRESS OF CONTRACTOR (No., street, county,
 State and Zip Code)
	  	(X)	  	 9A. AMENDMENT OF SOLICITATION
 N.A

	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	  	 	  	 	  	9B. DATED (SEE ITEM 11)
	 	 	 	 	 	 	 	 	 	

	 CREE, INC.
 4600
SILICON DRIVE
 DURHAM, NC 27703
	  	 	  	 	  	 	  	 	  	X	  	 10A. MODIFICATION OF
 CONTRACT/ORDER
 N00014-02-C-0250

	

	 CODE
0C9J8
	  	FACILITY CODE	  	 	  	 	  	 	  	 	  	 10B. DATED (SEE ITEM 13)
 03 JUL 2002

	

	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
	

	  ̈ The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers     ̈ is extended     ̈ is not extended
 Offers must acknowledge receipt of this amendment prior to the hour and data specified in the solicitation or as amended, by one
of the following methods:
 (a) By completing items 8 and 15, and returning — copies of the amendment; (b) By acknowledging receipt of this
amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF
OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes
reference to the solicitation and this amendment, and is received prior to the opening hour and data specified.

	

	
	 12. ACCOUNTING AND APPROPRIATION DATA (If required)
       SEE FINANCIAL ACCOUNTING DATA SHEET(S)

	

	 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.

	

	 (X)
	 	 THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE
                     IN THE CONTRACT ORDER NO. IN ITEM
10A

	

	 	 	 THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATWE CHANGES
                     (such as changes in paying office,
appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

	

	 	 	 C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.
 AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

	

	 	 	 D. OTHER (Specify type of modification and authority)

	 X
	 	MUTUAL AGREEMENT OF PARTIES AS PER FAR 43.103(a)
	

	 E. IMPORTANT: Contractor
	  	 ̈ is not,	  	x	  	 is required to sign this document and return 2 copies to the issuing office

	

	 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including
solicitation/contract subject matter where feasible.)
  
 The purpose of
this modification is to expand the research work being performed under the contract by providing for CLIN 0004, increase the Estimated Government Cost Share and Total Estimated Costs, revise the Allotment of Funds paragraph in Section G, update the
clauses in Section I, revise Section J, revise the deliverables in Attachment 2, revise the contract data requirements in Exhibit A, and fully fund CLIN 0004 under Contract Number N00014-02-C-0250. Accordingly, the funding cited in the attached
Financial Accounting Data Sheet is made available.
  
 Except as provided
herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.

	

	 15A. NAME AND TITLE OF SIGNER (Type or print)
 JOHN W. PALMOUR
 Executive Vice President
	  	 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
         WADE D. WARGO
         Contracting Officer

	

	 15B. CONTRACTOR/OFFEROR
  
 /s/ John W. Palmour
     (Signature of person authorized to sign)
	  	 15C. DATE SIGNED
  
 1/03/03
	  	 16B. UNITED STATES OF AMERICA
  
 /s/ Wade D. Wargo
     (Signature of person authorized to sign)
	  	 16C. DATE SIGNED
  
 1/6/03
	  	 
	

			
	 SN 7540-01-152-8070
 PREVIOUS EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	  	30-105	  	 STANDARD FORM 30 (REV. 10-83)
 Prescribed by GSA
 FAR (48 CFR) 53.243









 Effective as of the date of this Modification: 
  

	1.	 	The funds available for performance of this contract are increased by the amount set forth in the attached Financial Accounting Data sheets. 

  

	2.	 	Revise SECTION B - SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows: 

  

	 ITEM
NO.

	  	 SUPPLIES/SERVICES

	  	ESTIMATED
GOVERNMENT
COST SHARE

	 	ESTIMATED
CONTRACTOR
COST SHARE

	 	TOTAL
ESTIMATED
COSTS


	 0001
	  	The Contractor shall furnish the necessary personnel andfacilities to conduct the research effort as described in Section C.1. and C.2.	  	[***]	 	[***]	 	[***]
	 	  	 000101 ACRN: AA
 [***]
	  	 	 	 	 	 
	 	  	 000102 ACRN: AB
 [***]
	  	 	 	 	 	 
	 	  	 000103 ACRN: AC
 [***]
	  	 	 	 	 	 
	 	  	 000104 ACRN: AD
 [***]
	  	 	 	 	 	 
	 	  	 000105 ACRN: AE
 [***]
	  	 	 	 	 	 
	 0002
	  	Deliverables as specified in Attachment Number 2	  	 	 	 	 	NSP
	 0003
	  	Reports and Data in accordance with Exhibit A (DD Form 1423)	  	 	 	 	 	NSP
	 0004
	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.1. and C.3.	  	[***]	 	[***]	 	[***]
	 	  	 000401 ACRN: AF
 [***]
	  	 	 	 	 	 
	 TOTAL ESTIMATED CONTRACT CONSIDERATION:
	  	[***]	 	[***]	 	[***]

  

	3.	 	Revise SECTION C - DESCRIPTION/SPECIFICATIONS/WORK STATEMENT to include the following paragraph: 

  
 “3) The Contractor shall conduct the research effort in accordance with
Attachment Number 6, entitled “Statement of Work- [***]”. The contractor shall provide the deliverables specified in Attachment Number 2 of the contract.” 
  

	4.	 	Under SECTION G - CONTRACT ADMINISTRATIONDATA, paragraph 5, entitled “Allotment of Funds”, is revised to read as follows:


  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250 / P00004	  	PAGE 2









 “5. Allotment ofFunds 
  
 It is hereby understood and agreed that the Government’s share of CLIN
0001 will not exceed a total amount of [***]. The total amount presently available for payment and allotted to CL1N 0001 is [***]. It is estimated that the amount allotted of [***] will cover the period from [***]. 
  
 CLIN 0004 is fully funded.” 
  
 5. Revise SECTION I - CONTRACT CLAUSES to read as follows:

  
 “SECTION I - CONTRACT CLAUSES 
  
 Cost Sharing (NOV 2002) (1) 
  
 Attention: Prime Contractors. If a subaward is made to an educational
institution, Prime Contractors are directed to please refer to the ONR Model Award for appropriate flow-down clauses to universities. See http://www.onr.navy.mil, click Contracts & GrantsIcon. Click Model Awards Link. Click
Section I clauses that flow-down to University subcontractors. 
  
 (A) FAR 52.252-02 CLAUSES INCORPORATED BY REFERENCE (FEB 1998) 
  
 This contract incorporates one or more clauses by reference, with the same force and effect as if they were given in full text Upon request, the Contracting Officer will make their full text available Also, the full
text of a clause may be accessed electronically at these addresses: 
  
 http://www.arnet.gov/far/ 
 http://web1.deskbook.osd.mil/htmlfiles/DBY_far.asp 
  
 http://web2.deskbook.osd.mil/htmlfiles/DBY_dfars.asp 
  
 http://farsite.hill.af.mil/farsite script.html 
  
 For instance, a dollar threshold may trigger the applicability of the clause
or a certain condition of the research may trigger the applicability of the clause In order to provide some assistance, as to when a dollar threshold triggers a clause, we have associated certain symbols with dollar thresholds. The symbols and their
appropriate dollar thresholds are as follows: 
  

	 	*	 	Applies when contract action exceeds $10,000 


	 	**	 	Applies when contract action exceeds $100,000 


	 	+	 	Applies when contract action exceeds $500,000 


	 	++	 	Applies when contract action exceeds $500,000 and subcontracting possibilities exist. Small Business Exempt. 


	 	x	 	(DO 250) 


	 	xx	 	Not applicable 

  
 I. FEDERAL ACQUISITION REGULATION (FAR) (48 CFR CHAPTER 1) CLAUSES: 
  

	 **
	  	FAR 52.202-1	  	 Definitions (DEC 2001)

	 **
	  	FAR 52.203-3	  	 Gratuities (APR 1984)

	 **
	  	FAR 52 203-5	  	 Covenant Against Contingent Fees (APR 1984)


  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/P00004	  	PAGE 3










	 **
	  	FAR 52.203-6	  	Restrictions on Subcontractor Sales to the Government (JUL 1995)
	 **
	  	FAR 52.203-7	  	Anti-Kickback Procedures (JUL 1995)
	 **
	  	FAR 52.203-8	  	Cancellation, Rescission, and Recovery of Funds for illegal or Improper Activity (JAN 1997)
	 **
	  	FAR 52.203-10	  	Price or Fee Adjustment for Illegal or Improper Activity (JAN 1997)
	 **
	  	FAR 52.203-12	  	Limitation on Payments to Influence Certain Federal Transactions (JUN 1997)
	 **
	  	FAR 52.204-4	  	Printing/Copying Double-Sided on Recycled Paper (AUG 2000)
	 	  	FAR 52.211-15	  	Defense Priority and Allocation Requirements (SEP 1990)
	 **
	  	FAR 52.215-2	  	Audit and Records—Negotiation (JUN 1999) and Alternate II (APR 1998) (Alternate II is only applicable with cost reimbursement contracts with State and local Governments,
educational institutions, and other non-profit organizations.)
	 	  	FAR 52.215-8	  	Order of Precedence—Uniform Contract Format (OCT 1997)
	 +
	  	FAR 52.215-10	  	Price Reduction for the Defective Cost or Pricing Data (OCT 1997) (The clause is applicable to subcontracts over $550,000.)
	 +
	  	FAR 52.215-12	  	Subcontractor Cost or Pricing Data (OCT 1997) (Applicable to subcontracts over $550,000 only)
	 **
	  	FAR 52.215-14	  	Integrity of Unit Prices (OCT 1997) and Alternate I (OCT 1997) (Alternate I is applicable if the action is contracted under Other Than Full and Open Competition)
	 +
	  	FAR 52.215-15	  	Pension Adjustments and Asset Reversions (DEC 1998)
	 +
	  	FAR 52.215-18	  	Reversion or Adjustment of Plans for Postretirement Benefits (PRB) Other than Pensions (OCT 1997)
	 +
	  	FAR 52.215-19	  	Notification of Ownership Changes (OCT 1997) (Applicable when Cost or Pricing Data is required)
	 	  	FAR 52.2 16-7	  	Allowable Cost and Payment (FEB 2002)
	 	  	FAR 52.2 16-8	  	Fixed Fee (MAR 1997)
	 **
	  	FAR 52.219-4	  	Notice of Price Evaluation Preference for HTJBzone Small Business Concerns (JAN 1999)
	 **
	  	FAR 52.2 19-8	  	Utilization of Small Business Concerns (OCT 2000)
	 ++
	  	FAR 52.219-9	  	Small Business Subcontracting Plan (JAN 2002)
	 ++
	  	FAR 52.219-16	  	Liquidated Damages—Subcontracting Plan (JAN 1999)
	 	  	FAR 52.222-1	  	Notice to the Government of Labor Disputes (FEB 1997)
	 **
	  	FAR 5 2.222-2	  	Payment for Overtime Premiums (JUL 1990) (Note: The word “zero” is inserted in the blank space indicated by an asterisk)
	 	  	FAR 52.222-3	  	Convict Labor (AUG 1996) (Reserved when FAR 52.222-20 Walsh Healy Public Contracts Act is applicable)
	 **
	  	FAR 52.222-4	  	Contract Work Hours and Safety Standards Act—Overtime Compensation (SEP 2000)
	 	  	FAR 52.222-21	  	Prohibition of Segregated Facilities (FEB 1999)
	 	  	FAR 5 2.222-26	  	Equal Opportunity (APR 2002)
	 *
	  	FAR 52.222-35	  	Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001 1998)
	 *
	  	FAR 52.222-36	  	Affirmative Action for Workers with Disabilities (JUN 1998)
	 *
	  	FAR 52.222-37	  	Employment Reports on Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans (DEC 2001)
	 **
	  	FAR 52.223-14	  	Toxic Chemical Release Reporting (OCT 2000)
	 	  	FAR 52.225-13	  	Restrictions on Certain Foreign Purchases (JUL 2000)
	 **
	  	FAR 52.227-1	  	Authorization and Consent (JUL 1995) and Alternate I (APR 1984)

  


	CONTRACT NUMBER N00014-02-C-0250 / P00004	  	PAGE 4










	**	  	FAR 52.227-2	  	Notice and Assistance Regarding Patent and Copyright Infringement (AUG 1996)
	 	  	FAR 52.228-7	  	Insurance Liability to Third Persons (MAR 1996) (Further to paragraph (a)(3), unless otherwise stated in this contract, types and limits of insurance required are as stated in FAR
28.307-2)
	 	  	FAR 52.232-9	  	Limitation on Withholding of Payments (APR 1984)
	**	  	FAR 52.232-17	  	Interest (JUN 1996)
	 	  	FAR 52.232-23	  	Assignment of Claims (JAN 1986) and Alternate I (APR 1984)
	 	  	FAR 52.232-25	  	Prompt Payment (FEB 2002) and Alternate I (FEB 2002) (The words “the 30th day” are inserted in lieu of “the 7th day” at (a)(5)(i). [When Alternate I is applicable
(a)(5)(i) does do not apply] [Alternate I applies when awarding a cost reimbursement contract for services]
	 	  	FAR 52.232-33	  	Payment by Electronic Funds Transfer—Central Contractor Registration (MAY 1999)
	 	  	FAR 52.233-1	  	Disputes (DEC 1998)
	 	  	FAR 52.233-3	  	Protest After Award (AUG 1996) and Alternate I (JUN 1985)
	 	  	FAR 52.242-1	  	Notice of Intent to Disallow Costs (APR 1984)
	+	  	FAR 52.242-3	  	Penalties for Unallowable Costs (MAY 2001)
	 	  	FAR 52.242-4	  	Certification of Final Indirect Costs (JAN 1997)
	**	  	FAR 52.242-13	  	Bankruptcy (JUL 1995)
	 	  	FAR 52.242-15	  	Stop Work Order (AUG 1989) and Alternate I (APR 1984)
	 	  	FAR 52.244-2	  	 Subcontracts (AUG 1998) and Alternate I (AUG 1998)
 [Insert in cost-reimbursement contracts, and letter, time-and-material, and labor-hour contracts exceeding SAP, and fixed price contracts exceeding SAP where unpriced actions are anticipated. Use Alternate I for cost-rembursement
contracts]

	**	  	FAR 52.244-5	  	Competition in Subcontracting (DEC 1996)
	 	  	FAR 52.244-6	  	Subcontracts for Commercial Items and Commercial Components (APR 2002)
	 	  	FAR 52.245-5	  	Government Property (Cost-Reimbursement, Time-and-Materials, or Labor-Hour Contracts) (JAN 1986) and ALT I (JUL 1985) (As modified by DoD Class Deviation 99-00008 dated 13 July 1999)
(ALT I is applicable if the contractor is a nonprofit organization whose primary purpose is the conduct of scientific research)
	**	  	FAR 52.247-64	  	Preference for Privately Owned U.S. Flag Commercial Vessels (JUN 2000)
	 	  	FAR 52.249-6	  	Termination (Cost-Reimbursement) (SEP 1996)
	 	  	FAR 52.249-14	  	Excusable Delays (APR 1984)
	 	  	FAR 52.251-1	  	Government Supply Sources (APR 1984)
	 	  	FAR 52.253-1	  	Computer Generated Forms (JAN 1991)

  
 II.
DEPARTMENT OF DEFENSE FAR SUPPLEMENTAL (DFARS) (48 CFR CHAPTER 2) CLAUSES: 
  

	 **
	  	DFARS 252.203-7001	  	Prohibition On Persons Convicted of Fraud or Other Defense-Contract-Related Felonies (MAR 1999)
	 	  	DFARS 252.204-7003	  	Control of Government Work Product (APR 1992)
	 	  	DFARS 252.204-7004	  	Required Central Contractor Registration (NOV 2001)
	 **
	  	DFARS 252.209-7000	  	Acquisition from Subcontractors subject to On-Site Inspection under the Intermediate Range Nuclear Forces (INF) Treaty (NOV 1995)
	 **
	  	DFARS 252.209-7004	  	Subcontracting with Firms That Are Owned or Controlled by the

  


	CONTRACT NUMBER N00014-02.C-0250/P0004	  	PAGE 5










	 	  	 	  	Government of a Terrorist Country (MAR 1998)
	+	  	DFARS 252.215-7000	  	Pricing Adjustments (DEC 1991)
	++	  	DFARS 252.219-7003	  	Small, Small Disadvantaged and Women-owned Small Business Subcontracting Plan (DoD Contracts) (APR 1996)
	**	  	DFARS 252.225-7012	  	Preference for Certain Domestic Commodities (APRIL 2002)
	 	  	DFARS 252.225-7031	  	Secondary Arab Boycott of Israel (JUN 1992)
	 	  	DFARS 252.227-7013	  	Rights in Technical Data — Noncommercial Items (NOV 1995), and Alternate I (JUN 1995)
	 	  	DFARS 252.227-7014	  	Rights In Noncommercial Computer Software and Noncommercial Computer Software Documentation (JUN 1995)
	 	  	DFARS 252.227-7016	  	Rights in Bid or Proposal Information (JUN 1995)
	 	  	DFARS 252.227-7019	  	Validation of Asserted Restrictions — Computer Software (JUN 1995)
	 	  	DFARS 252.227-7025	  	Limitations on the Use or Disclosure of Government-Furnished Information Marked with Restrictive Legends (JUN 1995)
	 	  	DFARS 252.227-7028	  	Technical Data or Computer Software Previously Delivered to the Government (JUN 1995)
	 	  	DFARS 252.227-7030	  	Technical Data — Withholding of Payment (MAR 2000)
	 	  	DFARS 252.227-7036	  	Declaration of Technical Data Conformity (JAN 1997)
	 	  	DFARS 252.227-7037	  	Validation of Restrictive Markings on Technical Data (SEP 1999)
	 	  	DFARS 252.231-7000	  	Supplemental Cost Principles (DEC 1991)
	 	  	DFARS 252.242-7000	  	Post-Award Conference (DEC 1991)
	**	  	DFARS 252.243-7002	  	Requests for Equitable Adjustment (MAR 1998)
	 	  	DFARS 252.245-7001	  	Reports of Government Property (MAY 1994)
	X	  	DFARS 252.246-7000	  	Material Inspection and Receiving Report (DEC 1991)
	 	  	DFARS 252.251-7000	  	Ordering from Government Supply Sources (OCT 2002)
	**	  	DFARS 252.247-7023	  	Transportation of Supplies by Sea (MAY 2000)
	**	  	DFARS 252.247-7024	  	Notification Of Transportation Of Supplies By Sea (MAR 2000) (Applicable when the Contractor has made a negative response to the inquiry in the representation at DFARS
252.247-7022.)

  

	(B)	 	ADDITIONAL FAR AND DFARS CLAUSES 

  
 This contract incorporates one or more clauses by reference as indicated by the mark of (X), with the same force and effect as if they were given in full
text. Upon request, the Contracting Officer will make their full text available. Also, the full text of a clause may be accessed electronically at this address: http://www.arnet.gov/far/ 
  

	X	  	FAR 52.204-2	  	Security Requirements (AUG 1996) (Applicable if contract will generate or require access to classified information and DD Form 254, Contract Security Classification Specification, is
issued to the contractor)
	X	  	FAR 52.209-6	  	Protecting the Government’s Interest when Subcontracting with Contractors Debarred, Suspended, or Proposed for Debarment (JUL 1995) (Applicable to contracts exceeding $25,000 in
value.)
	 	  	FAR 52.215-17	  	Waiver of Facilities Capital Cost of Money (OCT 1997) (Applicable if the Contractor did not propose facilities capital cost of money in the offer)
	X	  	FAR 52.215-20	  	Requirements for Cost or Pricing Data or Information Other Than Cost or Pricing Data (OCT 1997) (Applicable if cost or pricing data or information other than cost or pricing data are
required)

  


	CONTRACT NUMBER N00014-02.C-0250/P00004	  	PAGE 6










	X	  	FAR 52 215-21	  	Requirements for Cost or Pricing Data or Information Other Than Cost or Pricing Data —  Modifications (OCT 1997) (Applicable if cost or pricing data or information
other than cost or pricing data will be required for modifications)
	 	  	FAR 52 217-9	  	Option to Extend the Term of the Contract (MAR 2000) (In paragraph (a), insert “XX”, and in paragraph (c), insert “XX”) (Applicable if contract contains line
item(s) for option(s)) (Complete the spaces in parentheses)
	 	  	FAR 52 219-3	  	Notice of Total HUBZone Set-Aside (JAN 1999)
	 	  	FAR 52 219-5	  	Very Small Business Set-Aside (MAR 1999) (For actions between $2,500 and $50,000)
	 	  	FAR 52 2 19-6	  	Notice of Total Small Business Set-Aside (JUL 1996), and Alternate I (OCT 1995) (Applicable to total small business set-asides, including SBIR)
	 	  	FAR 52 219-7	  	Notice of Partial Small Business Set-Aside (JUL 1996) and Alternate I (OCT 1995)
	 	  	FAR 52 219-10	  	Incentive Subcontracting Program (OCT 2001) (Applicable at the PCO’s discretion to contract actions exceeding $500,000 and when subcontracting possibilities exist. The clause is
small business exempt) (In paragraph (b), insert the appropriate number between 0 and 10 —  “XX”) (Complete the space in the parentheses)
	 	  	FAR 52 219-25	  	Small Disadvantaged Business Participation Program —  Disadvantaged Status and Reporting (OCT 1999) (Applicable if contract includes FAR 52.2 19-24)
	 	  	FAR 52 219-26	  	Small Disadvantaged Business Participation Program —  Incentive Subcontracting Program (OCT 2000) (Applicable at the PCO’s discretion to contract actions
exceeding $500,000 and when subcontracting possibilities exist. The clause is small business exempt) (In paragraph (b), insert the appropriate number between 0 and 10 — “XX”) (Complete the space in the parentheses)
	X	  	FAR 52 222-20	  	Walsh Healy Public Contracts Act (DEC 1996) (Applicable if the contract includes deliverable materials, supplies, articles or equipment in an amount that exceeds or may exceed
$10,000)
	 	  	FAR 52 223-5	  	Pollution Prevention and Right-to-Know Information (APR 1998) (Applicable if contract provides for performance, in whole or in part, on a Federal facility)
	X	  	FAR 52 223-6	  	Drug-Free Workplace (MAY 2001) (Applies when contract action exceeds $100,000 or at any value when the contract is awarded to an individual)
	 	  	FAR 52 230-2	  	Cost Accounting Standards (APR 1998) (Applicable when contract amount is over $500,000, if contractor is subject to full CAS coverage, as set forth in 48 CFR Chapter 99, Subpart 9903
..201-2(a) (FAR Appendix B)
	X	  	FAR 52 230-3	  	Disclosure and Consistency of Cost Accounting Practices (APR 1998) (Applicable when contract amount is over $500,000 but less than $25 million, and the offeror certifies it is
eligible for and elects to use modified CAS coverage as set forth in 48 CFR Chapter 99, Subpart 9903.20 1-2 (FAR Appendix B)
	X	  	FAR 52 23 0-6	  	Administration of Cost Accounting Standards (NOV 1999) (Applicable if contract is subject to either clause at FAR 5 2.230-2, FAR 52.230-3 or FAR 52.230-5)
	X	  	FAR 52 232-20	  	Limitation of Cost (APR 1984) (Applicable only when contract action is fully funded)

  


	CONTRACT NUMBER N00014-02.C-0250	  	PAGE 7










			
	 X
	  	FAR 52 232-22	  	Limitation of Funds (APR 1984) (Applicable only when contract action is incrementally funded)
			
	 	  	FAR 52 239-1	  	Privacy or Security Safeguards (AUG 1996) (Applicable to contracts for information technology which require security of information technology, and/or are for the design,
development, or operation of a system of records using commercial information technology services or support services.)
			
	 	  	FAR 52 245-18	  	Special Test Equipment (FEB 1993) Applicable when it is anticipated that the contractor will acquire or fabricate special test equipment but the exact identification of the equipment
is not known)
			
	 X
	  	DFARS 252 203-7002	  	Display of DoD Hotirne Poster (DEC 1991) (Applicable only when contract action exceeds $5 million or when any modification increases contract amount to more than $5
million)
			
	 X
	  	DFARS 252 204-7000	  	Disclosure of Information (DEC 1991) (Applies when Contractor will have access to or generate unclassified information that may be sensitive and inappropriate for release to the
public)
			
	 X
	  	DFARS 252 204-7005	  	Oral Attestation of Security Responsibilities (NOV 2001) (Applicable if FAR 52.204-2, Security Requirements Applies)
			
	 X
	  	 DFARS 252 205-7000
	  	Provision of Information to Cooperative Agreement Holders (DEC 1991) (Applicable only when contract action exceeds $500,000 or when any modification increases total contract amount
to more than $500,000)
			
	 X
	  	DFARS 252 215-7002	  	Cost Estimating System requirements (Oct 1998) (Applicable only to contract actions awarded on the basis of certified cost or pricing data)
			
	 X
	  	DFARS 252.223-7004	  	Drug-Free Work Force (SEP 1988) (Applicable (a) if contract involves access to classified information: or (b) when the Contracting Officer determines that the clause is necessary for
reasons of national security or for the purpose of protecting the health or safety of performance of the contract.
			
	 	  	DFARS 252 223-7006	  	Prohibition on Storage and Disposal of Toxic and Hazardous Materials (APR 1993) (Applicable if work requires, may require, or permits contractor performance on a DoD
installation)
			
	 	  	DFARS 252 225-7001	  	Buy American Act and Balance of Payments Program (MAR 1998) (Applicable if the contract includes deliverable supplies) (This clause does not apply if an exception to the Buy American
Act or Balance of Payments Program is known or if using the clause at 252.225-7007, 252.225-7021, or 252.225-7036.)
			
	 	  	DFARS 252 225-7002	  	Qualifying Country Sources as Subcontractors (DEC 1991) (Applicable when clause at DFARS 252.225-7001, 252.227-7007, 252.227-7021, or 252.227-7036 applies)
			
	 	  	DFARS 252 225-7007	  	Buy American Act - Trade Agreements - Balance of Payments Program (OCT 2002) (Use instead of FAR 52.225-5, Trade Agreements (Include in contracts valued at $186,000 or more, if the
Trade Agreements Act applies (see 25.401 and 25.403) and the agency has determined that the restrictions of the Buy American Act or Balance of Payments Program are not applicable to U.S.— made end products, unless the acquisition is to be
awarded and performed outside the United States in support of a contingency operation or a humanitarian or peacekeeping operation and does not exceed the

  
  


	CONTRACT NUMBER N00014-02-C-0250 / P00004	  	PAGE 8










	 	  	 	  	Increase simplified acquisition threshold of $200,000.) The clause need not be used where purchase from foreign sources is restricted (see 225.401 (b)(ii)). The clause may be used
where the contracting officer anticipates a waiver of the restriction.)
			
	 	  	DFARS 252.225-7008	  	Supplies to be accorded Duty-Free Entry (MAR 1998) (Applicable when the contract provides for duty-free entry and includes FAR 52.225-8-Duty-Free Entry)
			
	 	  	DFARS 252.225-7009	  	Duty-Free Entry — Qualifying Country Supplies (End Products and Components) (AUG 2000) (Applicable if contract includes deliverable supplies)
			
	 	  	DFARS 252.225-7010	  	Duty-Free Entry — Additional provisions (AUG 2000) (Applicable when FAR 52.225-8—Duty-Free Entry is included in the contract.)
			
	 	  	DFARS 252.225-7016	  	Restriction On Acquisition Of Ball And Roller Bearings (DEC 2000) (Applicable if contract includes deliverable supplies, unless Contracting officer knows that items being acquired do
not contain ball or roller bearings.)
			
	 x
	  	DFARS 252.225-7026	  	Reporting of Contract Performance Outside the United States (JUN 2000) (Applicable only when contract value exceeds $500,000 or when any modification increases contract value to more
the $500,000)
			
	 	  	DFARS 252.225-7001	  	Utilization of Indian Organizations and Indian-Owned Economic Enterprises (SEP 2001) ñ(Applicable if FAR Part 12 is not used, and for supplies and
services (but not R&D) expected to exceed SAP thresholds) ( This Final Rule replaces FAR 52.226-1 (JUN 2000) via DFARS Chg Ntc 20020531ñ
			
	 	  	DFARS 252.225-7018	  	Rights in Noncommercial Technical Data and Computer Software-Small Business Innovation Research (SBIR) Program (JUN 1995) (Applicable when technical data or computer software will be
generated during performance of contracts under the SBIR Program)
			
	 X
	  	DFARS 252.225-7004	  	Material Management and Accounting System (DEC 2000) (Applicable to contract actions exceeding $100,000) (Not applicable to contracts set aside for exclusive participation by small
business and small disadvantage business concerns)

  
 C. COST SHARING – NO FEE
RESEARCH AND DEVELOPMENT CLAUSES 
  
 The following FAR and
DFARS clauses apply to Cost Sharing – no Fee Research and Development Contracts and are either required by regulation or are required when the circumstances of the contract warrant that they apply. The FAR and DFARS clauses for Cost-Sharing
Research and Development Contracts only apply when specifically marked with an (X). 
  

	 x
	  	FAR52.216-12	  	Cost Sharing Contract – No Fee (APR 1984) Insert Immediately following 52.216-8 ñThis clause may be modified by substituting
“$10,000” in lieu of “$100,000” as the maximum reserve in paragraph (b) if the contract is with a nonprofit organization.ñ FAR 16.307 (f) (2): Use Alternate I when a cost-sharing research and
development contract with an educational institute or a nonprofit organization is contemplated, and if the contracting officer determines that withholding of a portion of allowable costs is not required.
			
	 x
	  	FAR 52.227-10	  	Filing of Patent Applications Classified Subject Matter (APR 1984) (Applicable if contract is subject to FAR clause 52.204-02 and either 52.227-11 or 52.227-12)

  
  


	CONTRACT NUMBER N00014-02-C-0250/P00004	  	PAGE 9










	 	  	FAR 52.227-11	  	Patent Rights — Retention by the Contractor (Short Form) (JUN 1997) (Applicable if contractor is a small business or non profit organization)
	 X
	  	FAR 52.243-2	  	Changes — Cost-Reimbursement (Aug. 1987) and Alternate V (APR 1984) FAR 43.205 (b)(6): Include clause in research and development contracts with Alternate V.
	 X
	  	FAR 52.246-9	  	Inspection of Research and Development (Short Form) (Apr 1984) FAR 46.309: Include in contract when FAR 52.246-7, Inspection of Research and Development—Fixed-Price; & FAR
52.246-8, Inspection of Research and Development — Cost-Reimbursement, are not used. FAR 52.246-8 is not applicable when FAR 52.246-9 is used.
	 	  	FAR 52.247-63	  	Preference for U.S.-Flag Air Carriers (JAN 1997) FAR 47.405: Use in contracts whenever it is possible that U.S. Government-financed international air transportation of personnel (and
their personal effects) or property will occur in the performance of the contract.
	 	  	OR	  	 
	 X
	  	FAR 52.227-12	  	Patent Rights - Retention by the Contractor (Long Form) (JAN 1997) (Applicable if contractor is a large business)
	 	  	DFARS 252.227-7034	  	Patents - Subcontracts (APR 1984) (Applicable when FAR 52.227-11 applies)
	 	  	DFARS 252.227-7039	  	Patents - Reporting of Subject Inventions (APR 1990) (Applicable when FAR 52.227-11 applies)
	 X
	  	DFARS 252.235-7011	  	Final Scientific Or Technical Report (Sep 1999)

  

	6.	 	Revise SECTION J -LIST OF ATTACHMENTS to incorporate Attachment Number 6 (which is attached to this modification) as follows: 

  

	“1)	 	Attachment Number 1 entitled, “Statement of Work,” 5 pages. 

  

	2)	 	Attachment Number 2 entitled, “Deliverables,” 1 page. 

  

	3)	 	EXHIBIT A entitled, “Contract Data Requirements List” (DD Form 1423), 2 pages. 

  

	4)	 	Enclosure Number 1 entitled, “Contract Data Requirements List—Instructions for Distribution,” 2 pages. 

  

	5)	 	Attachment Number 3 entitled, “Addendum to Master Subcontracting Plan,” 2 pages. 

  

	6)	 	Attachment Number 4 entitled, “Financial Accounting Data Sheet,” 5 pages. 

  

	7)	 	Attachment Number 5 entitled, “Contract Security Classification Specification” (DD 254), 3 pages. 

  

	8)	 	Attachment Number 6 entitled, “Statement of Work: [***],” 2 pages.” 

  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/ P00004	  	PAGE 10










	7.	 	Revise Attachment Number 2 entitled, “Deliverables,” as shown in the attachment to this modification. 

  

	8	 	Revise Exhibit A entitled “Contract Data Requirements List” (DD Form 1423), as shown in the attachment to this modification. 

  

	This	 	modification increases the Total Estimated Costs of this contract by [***]. All other terms and conditions remain unchanged. 

  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014.-02-C-0250/ P00004	  	PAGE 11









 Attachment Number 2: 
  
 Deliverables 
  
 Deliverables from CLIN 0001 effort: 
  
 Table 4 lists the deliverables for the [***] effort on this program. The [***] that will be delivered will be representative for that time period. Table 5 lists the
deliverables for the [***] effort on this program. The [***] that will be delivered will be representative of the [***] process during that time period. Table 6 lists the deliverables for the [***] manufacturing effort on this program. The discrete
[***] that will be delivered will be [***] devices mounted in [***] packages. The [***] that will be delivered will be of the amplifier design that will have been selected as the [***] test vehicle for the program during that time period, and they
will be a minimum of [***]. 
  
 Table 4: Deliverables for
the crystal growth effort. 
  

	 24 Months ARO

	 	 36 Months ARO


	 [***]
	 	[***]

  
 Table 5:
Deliverables for the [***] growth effort. 
  

	 12 Months ARO

	 	 24 Months ARO

	 	 36 Months ARO


	 [***]
	 	[***]	 	[***]

  
 Table 6:
Deliverables for the [***] manufacturing effort. 
  

	 12 Months ARO

	 	 24 Months ARO

	 	 36 Months ARO


	 [***]
	 	[***]	 	[***]

  
 Additional Deliverables from CLIN 0001 effort: 
  

	 	•	 	Unpackaged devices will be delivered under this contract, as required by the Program officer. These unpackaged devices requested by the Program Officer can be from the process
development runs and/or the [***]. 

  

	 	•	 	Five (5) packaged [***] representative of current process will be delivered [***] after the effective date of this contract. 

  
 Deliverables from CLIN 0004 effort: 
  

	 Deliverable

	 	 Delivery Date


	 (Qty=5) 1st iteration [***] (1)
	 	[***] after execution of P00004 of this contract
	 (Qty=5) 2nd iteration [***]
	 	[***] after execution of P00004 of this contract



	(1)	 	– The balance of any remaining functional or on-functional devices will be supplied as required. 

  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/ P00004	  	PAGE 1









 Attachment Number 6 
 Statement of Work: [***] 
  

	1.0	 	Scope: This Statement of Work (SOW) defines the effort required for Cree, Inc. to develop a [***] to assess [***] as originally planned in CLIN 0001 of this program. Specifically,
the [***] will serve as the [***] for the program. The driver will also be designed to be compatible with the [***] such that the combination may be used to support [***] demonstrations on separately funded activities if desired. The major thrusts
of this effort include [***]. The electrical specifications for the [***] will be supplied in a [***] along with the appropriate classification guidance (DD-254). [***] design/fabrication lots are planned. 

  

	2.0	 	Development Tasks 

  

	2.1	 	[***] Design and Layout 

  

	2.1.1	 	Task Description Cree will design a [***] per specification (TBD) to be supplied as a classified addendum to this SOW. Two design iterations are planned. The following tasks will be
performed: 

  

	 	•	 	[***] 


	 	•	 	[***] 


	 	•	 	[***] 


	 	•	 	[***] 


	 	•	 	[***] 


	 	•	 	[***] 

  
 A design review will be conducted prior to releasing the design for mask fabrication. 
  

	2.2	 	[***] Fabrication 

  

	2.2.1	 	Task Description: [***] is planned for each of two (2) design iterations. The fabrication tasks will include the purchase of the required [***], the purchase of [***] for
each iteration ([***] total) and [***] runs in the fabrication facility. 

  

	2.3	 	[***] Test/Evaluation 

  

	2.3.1	 	Task Description: Cree will evaluate each of [***] lots as they become available from the fabrication facility. This task will include the following:


  

	 	•	 	[***] 


	 	•	 	[***] 

  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



	 CONTRACT NUMBER N00014-02-C-0250/P00004
 ATTACHMENT NUMBER 6
	  	PAGE 1










	 	•	 	[***] 


	 	•	 	[***] 


	 	•	 	[***] 


	 	•	 	[***] 

  

	2.4	 	Program Management: Standard cost and schedule controls shall be employed to monitor program status. 

  

	2.5	 	Milestones: [***] will be conducted prior to releasing the each of the [***] designs to the fabrication process The performance of the [***] will be reviewed at the design
review for [***]. 

  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities
and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  



	 CONTRACT NUMBER N00014-02-C-0250/P00004
 ATTACHMENT NUMBER 6
	  	PAGE 2









 FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES 
  

	

	 1. CONTRACT NUMBER (CRITICAL)
 N0001402C0250
	  	 2. SPUN (CRITICAL)
	  	 3. MOD (CRITICAL)
 P00004
	  	 4. PR NUMBER
 02PR09637-04
	  	 PAGE 1 OF 1

	

	 5.
 CUN/SLIN
	 	 6. ACRN
 (CRITICAL)
	  	 7. ACCOUNTING CITATION
	  	 8. AMOUNT
 (CRITICAL)
	  	 NAW INTERNAL USE ONLY
 REF DOC/ACRN

	

	 	 	 AF
	  	 9720400 8ABB 255 SA452 0 068342 2D 064510 106180000000
 FRC:Z148 PR#02PR09637-04 DOC#N0002402RC12638 Sub. Date: 06 SEP 2002
	  	[***]	  	 
	

	 PAGE \TOTAL
 GRAND TOTAL
	  	 [***]
 [***]
	  	 
	

	 PREPARED/AUTHORIZED BY:
  
 DATE:
	  	 	  	 	  	 COMPTROLLER APPROVAL:
     FOR FISCAL DATA AND SIGNATURE
     BY
                                 for COMPTROLLER,
ONR CONTRACT
REVIEWED
 DATE:

	


  
 [***] Confidential treatment
requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission. 









	AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT	  	CONTRACT ID CODE	 	PAGE OF PAGES
	 	  	DO-C9(T)	 	1/3



	 2. AMENDMENT/MODIFICATION NO.
	  	 3. EFFECTIVE DATE
	  	 4. REQUISITION/PURCHASE REG. NO. 
	  	 5. PROJECT NO. (If applicable)  

	 P00005
	  	 SEE BLOCK 16C
	  	 03PR08533-00
	  	 N.A.




	 6. ISSUED BY
                    CODE        N00014
	 	 	  	 7. ADMINISTERED BY (If other than Item 6)
	  	CODE	  	 S1103A

	  

	  	 	  	 SCD-C
  
	  	

	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	 	 	  	 DCM ATLANTA
 805 WALKER
STREET, SUITE 1
 MARIETTA, GA 30060-2789




	 8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)
  
 CREE, INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
  
	  	(X	)	  	 9A. AMENDMENT OF SOLICITATION
  N.A.

	

	  	 	 	  	 9B. DATED (SEE ITEM 11)
  

	

	  	 X
  
	  
 
	  	 10A. MODIFICATION OF CONTRACT/ORDER
 N00014-02-C-0250

	

	 CODE                                      
  FACILITY CODE
 0C9J8
	  	 	 	  	 10B. DATED (SEE ITEM 13)
 03 JUL 2002




	 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS


	  ̈ The above numbered
solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers  ̈ is extended  ̈ is not extended
 Offers must acknowledge receipt of this amendment prior to the
hour and data specified in the solicitation or as amended, by one of the following methods:
 (a) By completing items 8 and 15, and returning — copies of
the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or
letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and data specified.
  


	 12. ACCOUNTING AND APPROPRIATION DATA (If required)
     SEE FINANCIAL ACCOUNTING DATA SHEET(S)


	
	 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.




	 (X)
	  	 THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT
ORDER NO. IN ITEM 10A

	

	 	  	 THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office,
appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).

	

	 	  	 C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.
 AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

	

	 X
	  	 D. OTHER (Specify type of modification and authority)
 FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE




	 E. IMPORTANT: Contractor             x is not,              ̈ is required to sign
this document and return 2 copies to the issuing office











	

	 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject
matter where
feasible.)
  
 The purpose of this modification is to
provide an increment of funding to CLIN 0001 under Contract Number N00014-02-C-0250. Accordingly, the
funding cited in the attached Financial Accounting Data Sheet is made available.
  
 Except as provided herein, all terms and conditions of the document referenced in Item 9A or
10A, as heretofore changed, remains unchanged and in full force
and effect.

	

	 15A. NAME AND TITLE OF SIGNER (Type or print)
	    	 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
 WADE D.
WARGO
 Contracting Officer

	

	 15B. CONTRACTOR/OFFEROR
	  	 15C. DATE SIGNED
	    	 16B. UNITED STATES OF AMERICA
  
	    	 16C. DATE SIGNED
  

	 (Signature of person authorized to sign)
	  	 	    	 	    	 /s/ Wade D. Wargo
 (Signature of person authorized to sign)
	    	2/20/03
	

	  
 SN 7540-01-152-8070
 PREVIOUS EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	    	  
 30-105
	    	  
 STANDARD FORM 30 (REV.
10-83)
 Prescribed by GSA
 FAR (48 CFR)
53.243









 Effective as of the date of this Modification: 
  

	1.	 	The funds available for performance of this contract are increased by the amount set forth in the attached Financial Accounting Data sheets. 

  

	2.	 	Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows: 

  

	 ITEM
NO.

	  	 SUPPLIES/SERVICES

	  	ESTIMATED
GOVERNMENT
COST SHARE

	 	ESTIMATED
CONTRACTOR
COST SHARE

	 	TOTAL
ESTIMATED
COSTS


	0001	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.1. and C.2.	  	 [***]
	 	 [***]
	 	 [***]

	 	  	000101 ACRN:AA
[***]	  	 	 	 	 	 
	 	  	000102 ACRN: AD
[***]	  	 	 	 	 	 
	 	  	000103 ACRN: AC
[***]	  	 .
	 	 	 	 
	 	  	000104 ACRN:AD
[***]	  	 	 	 	 	 
	 	  	000105 ACRN: AE
[***]	  	 	 	 	 	 
	 	  	000106 ACRN:AF
[***]	  	 	 	 	 	 
	0002	  	Deliverables as specified in Attachment Number 2	  	 	 	 	 	 NSP

	0003	  	Reports and Data in accordance with Exhibit A (DD Form 1423)	  	 	 	 	 	 NSP

	0004	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.1. and C.3.	  	 [***]
	 	 [***]
	 	 [***]

	 	  	000401 ACRN: AF
[***]	  	 	 	 	 	 
	TOTAL ESTIMATED CONTRACT CONSIDERATION:	  	 [***]
	 	 [***]
	 	 [***]


  

	3.	 	Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled “Allotment of Funds”, is revised to read as follows: 

  
 “5. Allotment of Funds 
  
 It is hereby understood and agreed that the Government’s share of CLIN 0001 will not
exceed a total amount of [***]. The total amount presently available for payment 
  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  











	CONTRACT NUMBER N00014-02-C-0250/P00005	  	PAGE 2








 and allotted to CLIN 0001 is [***]. It is estimated that the amount allotted of [***] will cover the period from [***].

  
 CLIN 0004 is fully funded.” 

 
 This modification makes no change to the Total Estimated Costs of the contract. All other
terms and conditions remain unchanged. 
  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/P00005	  	PAGE 3









 FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES 
  

	

	 1. CONTRACT NUMBER (CRITICAL)
 N0001402C0250
	  	 2. SPUN (CRITICAL)
	  	 3. MOD (CRITICAL)
 P00005
	  	 4. PR NUMBER
 03PR08533-00
	  	PAGE 1 OF 1
	

	 5.
 CUN/SLIN
	  	6. ACRN (CRITICAL)	  	 7. ACCOUNTING CITATION
	  	 8. AMOUNT
 (CRITICAL)
	  	 NAW INTERNAL
 USE ONLY
 REF DOC/ACRN

	

	 	  	AF	  	 9720400 8ABB 255 SA452 0 068342 2D 064510 106180000000
 FRC:148    PR#02PR09637-04    DOC#N0002402RC12638 Sub.
 Date: 06 SEP
2002
	  	[***]	  	 
	

	 PAGE TOTAL
 GRAND TOTAL
	  	 [***]
 [***]
	  	 
	

	 PREPARED/AUTHORIZED BY:
  
 DATE:
	  	 COMPTROLLER APPROVAL:
 FOR FISCAL DATA AND SIGNATURE
 BY                      for COMPTROLLER, ONR CONTRACT 
 REVIEWED
 DATE:

	











	 AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT
	  	CONTRACT ID CODE	  	PAGE OF PAGES
	 	  	 	  	 	  	 	  	 	  	DO-C9(T)	  	 	  	1/3
	

	 2. AMENDMENT/MODIFICATION NO.
	  	3. EFFECTIVE DATE	  	4. REQUISITION/PURCHASE REG. NO.	  	5. PROJECT NO. (If applicable)
	 P00006
	  	 SEE BLOCK 16C
	  	 03PR08533-00
	  	 N.A.

	

	 6. ISSUED BY
	  	CODE	  	N00014	  	 	  	 	  	7. ADMINISTERED BY (If other than Item 6)	  	CODE	  	 S1103A

	 	  	 	  	 	  	 	  	 	  	 	  	 	  	SCD-C	  	 
	 	 	 	
	 	 	 	 	 	 	 	 	

		
	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	  	 DCM ATLANTA
 805 WALKER STREET, SUITE 1
 MARIETTA, GA 30060-2789

	

	 8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and

Zip Code)
	  	 	  	(X)	  	 9A. AMENDMENT OF
 SOLICITATION

	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 N.A.

	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 
	 CREE, INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
	  	 	  	 	  	 	  	 	  	 	  	 	  	9B. DATED (SEE ITEM 11)
	 	 	 	 	 	 	 	 	 	 	 	

	 	  	 	  	 	  	 	  	 	  	 	  	X  	  	 10A. MODIFICATION OF
 CONTRACT /ORDER

	 	  	 	  	 	  	 	  	 	  	 	  	 	  	 N00014-02-C-0250

	

	 CODE
	  	 	  	FACILITY CODE	  	 	  	 	  	 	  	 	  	10B. DATED (SEE ITEM 13)
	     0C9J8
	  	 	  	 	  	 	  	 	  	 	  	 	  	 03 JUL 2002

	

	 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
	  	 
	

	  ̈ The above numbered solicitation is amended as set forth in Item 14. The hour
and date specified for receipt of Offers  ̈ is extended  ̈ is not extended
 Offers must
acknowledge receipt of this amendment prior to the hour and data specified in the solicitation or as amended, by one of the following methods:
 (a) By
completing items 8 and 15, and returning — copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and
amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment you desire to change an offer
already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and data specified.
  


	 12. ACCOUNTING AND APPROPRIATION DATA (If required)

	         SEE FINAL ACCOUNTING DATA SHEET(S)

	

	 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF
CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.


	 (X)        THIS CHANGE ORDER IS ISSUED
PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE
                             IN THE CONTRACT ORDER NO. IN ITEM 10A


	               THE ABOVE NUMBERED CONTRACT/ORDER IS
MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES
                             (such as changes in paying office, appropriation date, etc.) SET
FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR 43.103(b).


	                C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:
N.A.
	                 AUTHORITY FOR OTHER THAN
FULL AND OPEN COMPETITION:


	                D. OTHER (Specify type of modification and
authority)
	 X
	  	 	  	FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE
	 E. IMPORTANT: Contractor
	  	x is not,	  	 ̈ is required to sign this document and return _ copies to
the issuing office
	

	 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract
subject matter where feasible.)

	
	 The purpose of this modification is to provide an increment of funding to CLIN 0001 under Contract Number
N00014-02-C-0250. Accordingly, the funding cited in the attached Financial Accounting Data Sheet is made available.
  

	 Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore
changed, remains unchanged and in full force and effect.
	  	 
	

	 15A. NAME AND TITLE OF SIGNER (Type or print)
	  	16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
	 	  	 	  	 	  	 	  	 	  	 SUSAN M. SUTHERLAND
 Contracting Officer
	  	 
	

	 15B. CONTRACTOR/OFFEROR
	  	15C. DATE SIGNED	  	 	  	 	  	 16B. UNITED STATES OF AMERICA
  
	  	16C. DATE SIGNED
	 	  	 	  	 	  	 	  	 	  	/s/ Susan M. Sutherland	  	4/22/03	  	 
	 (Signature of person authorized to sign)
  
	  	 	  	 	  	 	  	(Signature of person authorized to sign)	  	 	  	 
	

	 SN 7540-01-152-8070
 PREVIOUS EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	  	 	  	 	  	 	  	30-105	  	 STANDARD FORM 30 (REV. 10-83)
 Prescribed by GSA
 FAR (48 CFR) 53.243









 Effective as of the date of this Modification: 
  

	1.	 	The funds available for performance of this contract are increased by the amount set forth in the attached Financial Accounting Data sheets. 

  

	2.	 	Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows: 

  

	 ITEM
NO.

	  	 SUPPLIES/SERVICES

	  	ESTIMATED
GOVERMENT
COST SHARE

	 	ESTIMATED
CONTRACTOR
COST SHARE

	 	TOTAL
ESTIMATED
COSTS


	0001	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.1. and C.2.	  	[***]	 	[***]	 	[***]
	 	  	000101 ACRN:AA
[***]	  	 	 	 	 	 
	 	  	000102 ACRN: AD
[***]	  	 	 	 	 	 
	 	  	000103 ACRN: AC
[***]	  	.	 	 	 	 
	 	  	000104 ACRN:AD
[***]	  	 	 	 	 	 
	 	  	000105 ACRN: AE
[***]	  	 	 	 	 	 
	 	  	000106 ACRN:AF
[***]	  	 	 	 	 	 
	 	  	 000107 ACRN: AG
 [***]
	  	 	 	 	 	 
	0002	  	Deliverables as specified in Attachment Number 2	  	 	 	 	 	NSP
	0003	  	Reports and Data in accordance with Exhibit A (DD_Form_1423)	  	 	 	 	 	NSP
	0004	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.1. and C.3.	  	[***]	 	[***]	 	[***]
	 	  	000401 ACRN: AF
[***]	  	 	 	 	 	 
	TOTAL ESTIMATED CONTRACT CONSIDERATION:	  	[***]	 	[***]	 	[***]

  

	3.	 	Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled “Allotment of Funds”, is revised to read as follows: 

  
 “5. Allotment of Funds 
  









 It is hereby understood and agreed that the Government’s share of CLIN 0001 will not

 exceed a total amount of [***]. The total amount presently available for payment 
  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/P00006	  	PAGE 2









 and allotted to CLIN 0001 is [***]. It is estimated that the amount allotted of [***]
will cover the period from [***].” 
  
 This modification makes no change to
the Total Estimated Cost of this contract. All other terms and conditions remain unchanged. 
  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/P00006	  	PAGE 3









 0FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES 
  

	

	 1. CONTRACT NUMBER (CRITICAL)
 N0001402C02500
	  	 2. SPUN (CRITICAL)
	  	 3. MOD (CRITICAL)
                   P00006
	  	 4. PR NUMBER
 03PR08533-01
	  	PAGE 1 OF 1
	

	 5.
 CUN/SLIN
	  	6. ACRN (CRITICAL)	  	 7. ACCOUNTING CITATION
	  	 8. AMOUNT
 (CRITICAL)
	  	 NAW INTERNAL
 USE ONLY
 REF DOC/ACRN

	

	 	  	AG	  	 1731319 A5XB 255 SASTC 0 068342 20 064110
 K92230000010
 FRC:Z122 PR#032R08533-01 DOC*N0002403RX11809 Sub.
 Date: 28 MAR 2003
	  	[***]	  	 
	

	 PAGE TOTAL
 GRAND TOTAL
	  	 [***]
 [***]
	  	 
	

	 PREPARED/AUTHORIZED BY:
  
 DATE:
	  	 COMPTROLLER APPROVAL:
 FOR FISCAL DATA AND SIGNATURE
 BY                      for COMPTROLLER, ONR CONTRACT 
 REVIEWED
 DATE:

	


  
 [***] Confidential treatment requested
pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission. 
  











	 AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT
	  	 CONTRACT ID CODE
 DO-C9(T)
	 	 PAGE OF PAGES
 1/3

	



	 2. AMENDMENT/MODIFICATION NO.
 P00007
	 	 3. EFFECTIVE DATE
 SEE BLOCK 16C
	 	 4. REQUISITION/PURCHASE REG. NO.
 03PR08533-02
	 	 5. PROJECT NO. (If applicable)
 N.A.

	



	6. ISSUED BY        	  	CODE	  	N00014	  	 7. ADMINISTERED BY (If other than Item 6)
 SCD-C
	  	CODE	  	S1103A
	 	 	 	
	 	 	 	 	

	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	  	 DCM ATLANTA
 805 WALKER STREET,
SUITE 1
 MARIETTA, GA 30060-2789
	  	 	  	 
	



	 8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)
  
 CREE, INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
	  	(X)	  	 9A. AMENDMENT OF SOLICITATION
 N.A.

	 	

	  	 	  	9B. DATED (SEE ITEM 11)
	 	

	  	X	  	 10A. MODIFICATION OF CONTRACT/ORDER
 N00014-02-C-0250

	

	 CODE        
 0C9J8
	  	 FACILITY CODE
	  	 	  	 10B. DATED (SEE ITEM 13)
 03 JUL 2002

	



	11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
	

	  ̈ The above numbered
solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers  ̈ is extended  ̈ is not extended
 Offers must acknowledge receipt of this amendment prior to the
hour and data specified in the solicitation or as amended, by one of the following methods:
 (a) By completing items 8 and 15, and returning — copies of
the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGMENT TO BE
RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or
letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and data specified.

	

	 12. ACCOUNTING AND APPROPRIATION DATA (If required)
 SEE FINANCIAL ACCOUNTING DATA SHEET(S)

	

	 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.

	



	(X)	  	THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A
	

	 	  	 THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES
 (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR
43.103(b).

	

	 	  	 C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.
 AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

	

	X	  	 D. OTHER (Specify type of modification and authority)
 FAR 43.103(b) and LIMITATION OF FUNDS CLAUSE

	



	 E. IMPORTANT: Contractor         x is
not,             ̈ is required to sign this document and return   
copies to the issuing office

	

	 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where
feasible.)
  
 The purpose of this modification is to provide an increment
of funding under Contract Number N00014-02-C-0250. Accordingly, the funding cited in the attached Financial Accounting Data Sheet is made available.
  
 Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and
effect.

	



	15A. NAME AND TITLE OF SIGNER (Type or print)	  	 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
 SUSAN M. SUTHERLAND
 Contracting Officer

	

	 15B. CONTRACTOR/OFFEROR
  
  
     (Signature of person authorized to sign)
	  	15C. DATE SIGNED	  	 16B. UNITED STATES OF AMERICA
  
 /s/ Susan M. Sutherland
     (Signature of person authorized to sign)
	  	 16C. DATE SIGNED
  
 5/6/03

	


  

	 SN 7540-01-152-8070
 PREVIOUS
EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	 	30-105	 	 STANDARD FORM 30 (REV. 10-83)
 Prescribed by GSA
 FAR (48 CFR) 53.243









 Effective as of the date of this Modification: 
  

	1.	 	The funds available for performance of this contract are increased by the amount set forth in the attached Financial Accounting Data sheets. 

  

	2.	 	Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows: 

  

	 ITEM
NO.

	  	 SUPPLIES/SERVICES

	  	ESTIMATED
GOVERNMENT
COST SHARE

	 	ESTIMATED
CONTRACTOR
COST SHARE

	 	TOTAL
ESTIMATED
COSTS


	0001	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.	  	[***]	 	[***]	 	[***]
	 	  	000101 ACRN:AA
[***]	  	 	 	 	 	 
	 	  	000102 ACRN: AD
[***]	  	 	 	 	 	 
	 	  	000103 ACRN: AC
[***]	  	 	 	.	 	 
	 	  	000104 ACRN:AD
[***]	  	 	 	 	 	 
	 	  	000105 ACRN: AE
[***]	  	 	 	 	 	 
	 	  	000106 ACRN:AF
[***]	  	 	 	 	 	 
	 	  	 000107 ACRN: AG
 [***]
	  	 	 	 	 	 
	 	  	 000107 ACRN: AH
 [***]
	  	 	 	 	 	 
	0002	  	Deliverables as specified in Attachment Number 2	  	 	 	 	 	NSP
	0003	  	Reports and Data in accordance with Exhibit A (DD Form 1423)	  	 	 	 	 	NSP
	0004	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.1. and C.3.	  	[***]	 	[***]	 	[***]
	 	  	000401 ACRN: AF
[***]	  	 	 	 	 	 
	TOTAL ESTIMATED CONTRACT CONSIDERATION:	  	[***]	 	[***]	 	[***]









	3.	 	Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled “Allotment of Funds”, is revised to read as follows: 

  
 “5. Allotment of Funds 
  
 It is hereby understood and agreed that the
Government’s share of CLIN 0001 will not 
 exceed a total amount of [***]. The total amount presently available for payment and
allotted to CLIN 0001 is [***]. It is estimated that the amount allotted of [***] will cover the period from [***]. 
  
 CLIN 0004 is fully funded at [***]. 
  
 This modification makes no change to the Total Estimated Cost of this contract. All other terms and conditions remain unchanged. 
  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/P00007	  	PAGE 2









 FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES 
  


					
	 1. CONTRACT NUMBER (CRITICAL)
 N0001402C0250
	  	 2. SPUN (CRITICAL)    
	  	 3. MOD (CRITICAL)
 P00007
	  	 4. PR NUMBER
 03PR08533-02
	 	PAGE 1 OF 1
	

					
	 5.
 CUN/SLIN
	 	6. ACRN (CRITICAL)	 	 7. ACCOUNTING CITATION
	 	 8. AMOUNT
 (CRITICAL)
	 	 NAW INTERNAL
 USE ONLY
 REF DOC/ACRN

	

					
	 	 	AH	 	 9730400 2520 40603880C 2525 BMD00134934283 012123
 FRC: Z127    PR#03PR08533-02 DOC#BMD00134934283 Sub.    
 Date: 05 MAY 2003
	 	      [***]	 	 
	

			
	 PAGE TOTAL
 GRAND TOTAL
	 	 [***]
 [***]
	 	 
	

		
	 PREPARED/AUTHORIZED BY:
  
 DATE:
	  	 COMPTROLLER APPROVAL:
 FOR FISCAL DATA AND SIGNATURE
 BY                      for COMPTROLLER, ONR CONTRACT REVIEWED
 DATE:



  

 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and
Exchange Commission. Omitted portions have been filed separately with the Commission. 










	AMENDMENT OF SOLICITATION /MODIFICATION OF CONTRACT	  	 CONTRACT ID CODE
 DO-C9(T)
	  	 PAGE OF PAGES
 1/3                              




	 2. AMENDMENT/MODIFICATION NO.
 P00008
	 	     3. EFFECTIVE DATE
 SEE BLOCK 16C
	 	 4. REQUISITION/PURCHASE REG. NO.
 03PR08533-03
	 	     5. PROJECT NO. (If applicable)
     N.A.




	6. ISSUED BY        	  	CODE	  	N00014	  	7. ADMINISTERED BY (If other than Item 6)	  	 CODE
 SCD-C
	  	S1103A
	 	 	 	
	 	 	 	 	

				
	 OFFICE OF NAVAL RESEARCH
 ONR 251: Lynn Christian (703) 696-1575
 BALLSTON TOWER CENTRE ONE
 800 NORTH QUINCY STREET
 ARLINGTON, VA 22217-5660
	  	 DCM ATLANTA
 805 WALKER
STREET, SUITE 1
 MARIETTA, GA 30060-2789
	  	 	  	 



	 8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and Zip Code)
  
 CREE, INC.
 4600 SILICON DRIVE
 DURHAM, NC 27703
	 	(X)	 	 9A. AMENDMENT OF SOLICITATION
 N.A.

	 	

	 	 	 	 9B. DATED (SEE ITEM 11)
  

	 	

	 	X	 	 10A. MODIFICATION OF CONTRACT/ORDER
 N00014-02-C-0250

	

	 CODE        
 0C9J8
	  	 FACILITY CODE
	 	 	 	 10B. DATED (SEE ITEM 13)
 03 JUL 2002




	 11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS


	  ̈  The above numbered
solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers     ̈ is extended  ̈   is not extended
 Offers must acknowledge receipt of
this amendment prior to the hour and data specified in the solicitation or as amended, by one of the following methods:
 (a) By completing items 8 and 15,
and returning — copies of the amendment; (b) By acknowledging receipt of this amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF
YOUR ACKNOWLEDGMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATE SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. virtue of this amendment you desire to change an offer already submitted, such change
may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and data specified.
  


	 12.   ACCOUNTING AND APPROPRIATION DATA (If required)
   SEE FINAL ACCOUNTING DATA SHEET(S)


	 13. THIS ITEM APPLIES ONLY TO MODIFICATIONS OF CONTRACTS/ORDERS,
 IT MODIFIES THE CONTRACTOR/ORDER NO. AS DESCRIBED ITEM 14.




	(X)	  	THIS CHANGE ORDER IS ISSUED PURSUANT TO (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A
	

	 	  	 THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES
 (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF FAR
43.103(b).

	

	 	  	 C. SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF: N.A.
 AUTHORITY FOR OTHER THAN FULL AND OPEN COMPETITION:

	

	X	  	 D. OTHER (Specify type of modification and authority)
 FAR 43.103(b) and L IMITATION OF FUNDS CLAUSE




	 E. IMPORTANT: Contractor         x is not,             ̈ is required to sign this
document and return     copies to the issuing office


	 14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where
feasible.)
  
 The purpose of this modification is to provide an increment
of funding under Contract Number N00014-02-C-0250. Accordingly, the funding cited in the attached Financial Accounting Data Sheet is made available.
  
 Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and
effect.




	15A. NAME AND TITLE OF SIGNER (Type or print)	  	 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print)
     SUSAN M. SUTHERLAND
     Contracting Officer

	

				
	 15B. CONTRACTOR/OFFEROR
  
  
 (Signature of person authorized to sign)
	  	15C. DATE SIGNED	  	 16B. UNITED STATES OF AMERICA
  
 /s/ Susan M. Sutherland
 (Signature of person authorized to sign)
	  	 16C. DATE SIGNED
  
 7/8/03



  

	 SN 7540-01-152-8070
 PREVIOUS
EDITION UNUSABLE
 NAVOCNR OVERPRINT (3-88)
	 	30-105	 	 STANDARD FORM 30 (REV. 10-83)
 Prescribed by GSA
 FAR (48 CFR) 53.243









 Effective as of the date of this Modification: 
  

	1.	 	The funds available for performance of this contract are increased by the amount set forth in the attached Financial Accounting Data sheets. 

  

	2.	 	Revise SECTION B – SUPPLIES OR SERVICES AND PRICES/COSTS to read as follows: 

  

	 ITEM
NO.

	  	 SUPPLIES/SERVICES

	  	ESTIMATED
GOVERNMENT
COST SHARE

	 	ESTIMATED
CONTRACTOR
COST SHARE

	 	TOTAL
ESTIMATED
COSTS


	0001	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.	  	[***]	 	[***]	 	[***]
	 	  	000101 ACRN:AA
[***]	  	 	 	 	 	 
	 	  	000102 ACRN: AB
[***]	  	 	 	 	 	 
	 	  	000103 ACRN: AC
[***]	  	 	 	.	 	 
	 	  	000104 ACRN:AD
[***]	  	 	 	 	 	 
	 	  	000105 ACRN: AE
[***]	  	 	 	 	 	 
	 	  	000106 ACRN:AF
[***]	  	 	 	 	 	 
	 	  	 000107 ACRN: AG
 [***]
	  	 	 	 	 	 
	 	  	 000107 ACRN: AH
 [***]
	  	 	 	 	 	 
	 	  	 000107 ACRN: AJ
 [***]
	  	 	 	 	 	 
	0002	  	Deliverables as specified in Attachment Number 2	  	 	 	 	 	NSP
	0003	  	Reports and Data in accordance with Exhibit A (DD Form 1423)	  	 	 	 	 	NSP
	0004	  	The Contractor shall furnish the necessary personnel and facilities to conduct the research effort as described in Section C.1. and C.3.	  	[***]	 	[***]	 	[***]
	 	  	000401 ACRN: AF
[***]	  	 	 	 	 	 
	TOTAL ESTIMATED CONTRACT CONSIDERATION:	  	[***]	 	[***]	 	[***]

  
 [***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted
portions have been filed separately with the Commission. 








	3.	 	Under SECTION G - CONTRACT ADMINISTRATION DATA, paragraph 5, entitled “Allotment of Funds”, is revised to read as follows: 

  
 “5. Allotment of Funds 
  
 It is hereby understood and agreed that the Government’s share of CLIN
0001 will not exceed a total amount of [***]. The total amount presently available for payment and allotted to CLIN 0001 is [***]. It is estimated that the amount allotted of [***] will cover the period from [***]. 
  
 CLLIN is fully funded at [***]. 
  
 This modification makes no change to the Total Estimated Cost of this contract. All other
terms and conditions remain unchanged. 
  


	[***] Confidential treatment requested pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed
separately with the Commission.

  



	CONTRACT NUMBER N00014-02-C-0250/P00008	  	PAGE 2









 FINANCIAL ACCOUNTING DATA SHEET – NON-NAVY DoD ACTIVITIES 
  

	

					
	 1. CONTRACT NUMBER (CRITICAL)
 N0001402C0250
	 	2. SPUN (CRITICAL)	 	 3. MOD (CRITICAL)
                     P00008
	 	 4. PR NUMBER
         03PR08533-03
	 	PAGE 1 OF 1
	

						
	 5.
 CUN/SLIN
	 	6. ACRN
(CRITICAL)	 	7. ACCOUNTING CITATION	 	 8. AMOUNT
 (CRITICAL)
	 	 	 	 NAW INTERNAL
USE ONLY
 REF DOC/ACRN

	

						
	 	 	AJ	 	 5733600 293 47WL 624348 6MPCAA 00700 62102F 503000 F03000
 FRC: Z137 PR#03PR08533-03 DOC#NGWSML00372312 Sub.
 Date : 03 JUL
2003
	 	[***]	 	 	 	 
	

								
	 	 	 	 	 	 	 	 	 PAGE TOTAL
 GRAND TOTAL
	 	 [***]
 [***]
	 	 	 	 
	

			
	 PREPARED/AUTHORIZED BY:
  
 DATE:
	 	 	 	 COMPTROLLER APPROVAL:
 FOR FISCAL DATA AND SIGNATURE
 BY                          for COMPTROLLER, ONR CONTRACT REVIEWED
 DATE:

	


  
 [***] Confidential treatment requested
pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. Omitted portions have been filed separately with the Commission.