Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

General Copy 

Requirement

Any Filing Not Specifically Identified Below that is 

Submitted on Paper (Check Filing Guide and 

Qualified Documents List for documents eligible for 

eFiling, eForms, or EQR submission) 

§ 385.2004 Original Only

Rulemakings

Comments on Notices of Proposed Rulemaking 

(RM), Notices of Inquiry (RM, AD) , General Policy 

Statements (PL), and Admin. (AD) proceedings 

Original Only (Note: there is 

no service obligation for 

these comments)

Electric, Gas, or 

Oil Petitions for Declaratory Order §385.207 Orig. + 2 Filing Fees

Hydro Petitions for Declaratory Order §385.207 Orig. + 2 No fee

Petitions for Review in U.S. Circuit Courts of 

Appeal

Court Orders

Court Opinions, Mandates, and Rulings

Various Request for Interpretation by General Counsel §385.1901

§388.104 Orig. + 2 Filing Fees

AI Requests for Interpretation from the Chief 

Accountant §375.303 Orig. + 2

CP Application for Blanket Certificate Filed by Hinshaw 

Pipeline or Local Distribution Company §284.224 Orig. + 2 Filing Fees

Various §385.2012

1 copy, with Court Filing 

Date Stamp and Case 

Number

PART 1: Number of Paper Copies Required for Documents that are NOT Submitted via efiling
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

General Conditions Applicable to Certificates:

a)Acceptance of Certificate §157.20(a) Orig. + 2

b)Notice that End User/Shipper is Unable to Meet 

Imposed Timetable to Commence Service §157.20(b) Orig. + 2

c)Notice of Commencement of Construction

d)Notice of Completion of Construction or 

Placement of Facilities in Service

e)Statement of Costs of Construction

Semi-Annual Storage Reports §157.214 Orig. + 2

EC

Application for Sales, Lease, or Disposition, 

Merger, or Consolidation of Facilities or for 

Purchase or Acquisition of Securities of a Public 

Utility

33.2 Orig. + 3

EF Electric Rates for Federal Power Marketing 

Administrations Part 300 eTariff is Mandatory

EG Self-Certifying Notice of Exempt Wholesale 

Generator Status §366.7 Orig. + 2

Electric Rate Filings, including

a)Amendments

b) Compliance Filings

c) Blanket Authorization Requests

ER Compliance Electric Refund Reports eTariff is Mandatory

Orig. + 2

CP

§157.20(c) and (d)

ER §35.1 through §35.29 eTariff is Mandatory
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

Application for Issuance of Securities

a)Commercial Paper

b)Common & Preferred Stock

c)First Mortgage Bonds

d)Employee Option Plans

Applications to Hold Interlocking Positions, 

including

a)Informational Reports

b)Supplemental Applications

c)Notices of Change due to

Retirement, Death, Termination, or Resignation

Oil Pipeline Tariffs including

a)Fourth Section Applications

b)Special Permission Applications

c)Amendments to Tariffs

d)Supplements to Tariffs

P Applications for Exemption of Annual Charges §11.6 Orig. + 2

P Safety Inspections Reports §12.37 Orig. + 3

P Aperture Cards §4.39 Orig. + 1

PF Pre-Filing Documents §157.38 Orig. + 2

PR Petitions for Rate Approval for Gas Transmission 

Service §284.123 Orig. + 3 Filing Fees

ES Part 34 Orig. + 3

IS Part 341 eTariff is Mandatory

ID Part 45 Orig. + 2
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

QF

Application for Commission Certification or 

Recertification of Qualifying Small Power 

Production Facility (Not Self-Certifying)

§292.207(b) Orig. + 2 Filing Fees

QF

Application for Commission Certification or 

Recertification of Qualifying Cogeneration Facilities 

(Not Self-Certifying

§292.207(b) Orig. + 2 Filing Fees

Natural Gas Pipeline Tariff Filings

Natural Gas Pipeline Compliance Filings

Natural Gas Pipeline Refund Reports

RP Motions under NGA Section 4(e) §154.206 Orig. + 3

Various Request for Waiver of Filing Fee §381.106 Orig. + 2

18 C.F.R Cite

2.55(b)(3) 30-day Advance Notification 2.55(b)(3) 2 complete (OEP Rm 62-46)

4.41 Application for License for Major (>5MW) 

Unconstructed Project or Major Modified Project 4.41 2 (OEP Rm 61-02; OGC-EP Rm 101-56

4.51 Application for License for Major (>5MW) Project - 

Existing Dam 4.51 2 (OEP Rm 61-02; OGC-EP Rm 101-56

4.61

Application for License for Minor Water Power 

Projects and Major Water Power Projects 5 MW or 

Less

4.61 2 (OEP Rm 61-02; OGC-EP 

Rm 101-56

4.71 Application for License for Transmission Line Only 4.71 2 (OEP Rm 61-02; OGC-EP 

Rm 101-56

4.92 Application for Exemption of Small Conduit 

Hydroelectric Facilities 4.92 2 (OEP Rm 61-02; OGC-EP Rm 101-56

4.95 Surrender of Exemption for Small Conduit 

Hydroelectric Facility 4.95 2 (OEP Rm 61-02; OGC-EP Rm 101-56

4.107 Application for Exemption of Small Hydroelectric 

Project From Licensing 4.107 2 (OEP Rm 61-02; OGC-EP Rm 101-56

Part 2: Courtesy Paper Copies Required for FERC Staff when the following documents ARE submitted via eFiling

(forms of address for the office/room designations follow this table):

RP Part 154, Subparts A, 

B, C, E, F and G eTariff is Mandatory
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

5.5

Notification of Intent (and Request to Use 

Traditional or Alternative Licensing Procedures) - if 

filed by Existing Licensee without a Pre-Application 

Document

5.5 2 (OEP Rm 61-02; OGC-EP 

Rm 101-56

5.6

Pre-Application Document / Notice of Intent: Filed 

by a) the Existing Licensee for an Existing Project 

or b) by a Preliminary Permit Holder

5.6 2 (OEP Rm 61-02; OGC-EP 

Rm 101-56

5.6

Pre-Application Document / Notice of Intent: Filed 

by a) a New Applicant for an Existing Project or b) 

Any Applicant for a New Project

5.6 2 (OEP Rm 61-02; OGC-EP 

Rm 101-56

5.17 - 5.18 Application for New or Subsequent License 5.17-5.18 2 (OEP Rm 61-02; OGC-EP 

Rm 101-56

5.27 Amendment of Application 5.27 2 (OEP Rm 61-02; OGC-EP 

Rm 101-56

12.11 Report of Modifications to Project or Project Works 12.11 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Annual Certification 12.20 - 12.25 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Annual Report and/or 

Update 12.20 - 12.25 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Dambreak Study 12.20 - 12.25 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Emergency Action Plan 12.20 - 12.25 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Exemption 12.20 - 12.25 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Functional Exercise 

Report 12.20 - 12.25 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Activation Report 12.20 - 12.25 2 to Regional Office

12.20 - 12.25 Emergency Action Plan - Annual Exemption 

Certification 12.20 - 12.25 2 to Regional Office

12.37 Report of the Independent Consultant 12.37 2 to Regional Office

12.39(a) Plan for Corrective Measures 12.39(a) one to RO

12.44 Annual Spillway Gate Test Report 12.44 one to RO

33.2

Application for Sales, Lease, or Disposition, 

Merger, or Consolidation of Facilities or for 

Purchase or Acquisition of Securities of a Public 

Utility - no tariff records

33.2

3 complete to OEMR Rm 91-

13 (public and non-public as 

applicable)
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

33.2

Application for Sales, Lease, or Disposition, 

Merger, or Consolidation of Facilities or for 

Purchase or Acquisition of Securities of a Public 

Utility - tariff records

33.2

3 complete to OEMR Rm 91-

13 (public and non-public as 

applicable)

33.8

Application for Sales, Lease, or Disposition, 

Merger, or Consolidation of Facilities or for 

Purchase or Acquisition of Securities of a Public 

Utility - competitive analysis under §§ 33.3 and 

33.4

33.8

3 complete to OEMR Rm 91-

13 (public and non-public as 

applicable)

50.5(c) Pre-Filing for Permit to Site New Electric 

Transmission Facilities or Modify Existing Facilities 50.5(c) 1; OGC-EP Rm 101-56

50.6; 50.7

Application and Exhibits for Permit to Site New 

Electric Transmission Facilities or Modify Existing 

Facilities

50.6; 50.7 1; OGC-EP Rm 101-56

152.1

Applications for Exemption From the Provisions of 

Natural Gas Act Section 1(c) and Issuance of 

Blanket Certificates Authorizing Certain Sales for 

Resale 

152.1 3; two to OEP Rm 62-46; 

one to OGC-EP Rm 101-56

153.7

Applications for Authorization to Construct, Operate 

or Modify Facilities Used for Export or Import of 

Natural Gas

153.7

3; two to OEP Rm 62-46; 

one to OGC-EP Rm 101-56. 

For LNG-related filings, one 

additional copy of Resource 

Report 13 for "PF" dockets 

and one additional copy of 

Resource Reports 11 and 13 

for "CP" dockets (including 

the Geotechnical Site 

Investigation and Seismic 

Hazard Assess. for both PF 

and CP to OEP Rm 62-46. 
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

156.3; 250.6 Applications for Orders Under Natural Gas Act 

Section 7(a) 156.3 / 250.6 3; two to OEP Rm 62-46; one to OGC-EP Rm 101-56

157.6; 157.13; 

157.14

Application for Certificates of Public Convenience 

and Necessity

157.6 / 157.13 / 

157.14

3; two to OEP Rm 62-46; 

one to OGC-EP Rm 101-56. 

For LNG-related filings, one 

additional copy of Resource 

Report 13 for "PF" dockets 

and one additional copy of 

Resource Reports 11 and 13 

for "CP" dockets (including 

the Geotechnical Site 

Investigation and Seismic 

Hazard Assessment, for 

both PF and CP to OEP Rm 

62-46. 

157.7 Abbreviated Application 157.7 3; two to OEP Rm 62-46; 

one to OGC-EP Rm 101-56

157.15 - 157.16 Application for Acquisition of Facilities 157.15-16 3; two to OEP Rm 62-46; 

one to OGC-EP Rm 101-56

157.18 Application to Abandon Facilities and Service 157.18 3; two to OEP Rm 62-46; 

one to OGC-EP Rm 101-56

157.21 Request to Conduct Pre-Filing Activity (and 

Material Included in Request) 157.21 2 complete to OEP Rm 62-46

157.21 Pre-Filing Activity: Supplemental Material 157.21 2 complete to OEP Rm 62-

46

157.33

Application for Certificate or Other Authorization for 

a Proposed Alaska Natural Gas Transportation 

System

157.33

3 complete; two to OEP Rm 

62-46; one to OGC-EP Rm 

101-56

157.205-206; 

157.208-218 Prior Notice of Activity Under Blanket Certificate 157.205-206; 157.208-218

2 complete to OEP Rm 62-

46
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

284.11(b) 30-day Advance Notification of Construction of 

Facilities 284.11(b) 2 complete to OEP Rm 62-46

License 

Conditions Construction - Plans and Specs - Maintenance License Requirement 2 to Regional Office

License 

Conditions

Construction - Plans and Specs - Modification or 

New Construction License Requirement 2 to Regional Office

License 

Conditions Dam Break Analysis License Requirement 2 to Regional Office

License 

Conditions Design Report License Requirement 2 to Regional Office

License 

Conditions Hazard Potential Study License Requirement 2 to Regional Office

License 

Conditions Inflow Design Flood Study License Requirement 2 to Regional Office

License 

Conditions Instrumentation Monitoring Plan License Requirement 2 to Regional Office

License 

Conditions Part 12D Consultant Safety Inspection Reports License Requirement 2 to Regional Office

License 

Conditions Part 12D Supplement License Requirement 2 to Regional Office

License 

Conditions Plans & Specifications License Requirement 2 to Regional Office

License 

Conditions Surveillance and Monitoring Report License Requirement 2 to Regional Office

License 

Conditions As-Built Drawings License Requirement 2 to Regional Office

Ref. Washington, DC Office Addresses:

OEP-61-02 Federal Energy Regulatory Commission Federal Energy Regulatory Commission 

Office of Energy Projects Atlanta Regional Office

888 First Street, N.E., RM 61-02 3700 Crestwood Pkwy NW, 9th Flr

Washington, DC 20426

OEP 62-46 Federal Energy Regulatory Commission Federal Energy Regulatory Commission

Office of Energy Projects Chicago Regional Office

Regional Office Addresses

Duluth, GA 30096
Public

Docket Prefix or 

Program Area Type of Filing

Applicable

Regulation [18

CFR]

Number of Paper

Copies Filing Fee

888 First Street, N.E., RM 62-46 230 South Dearborn St, Rm 3130

Washington, DC 20426

OEMR 91-13 Federal Energy Regulatory Commission Federal Energy Regulatory Commission

Office of Energy Markets Regulation New York Regional Office

888 First Street, N.E., RM91-13 19 West 34th St, Ste 400

Washington, DC 20426 New York, NY 10001-3006

OGC-EP 101 -56 Federal Energy Regulatory Commission Federal Energy Regulatory Commission

Office of General Counsel Portland Regional Office

888 First Street, N.E., RM 101-56 805 SW Broadway, Ste 550

Washington, DC 20426

Federal Energy Regulatory Commission

San Francisco Regional Office

100 First Street, Ste 2300

San Francisco, CA 94105

Chicago, IL 60604

Portland, OR 97205