# C_2022141EN.01014901.xml

| 29.3.2022 | EN | Official Journal of the European Union | C 141/149 |
| --- | --- | --- | --- |

29.3.2022

EN

Official Journal of the European Union

C 141/149

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Statement of revenue and expenditure of the European Securities and Markets Authority (ESMA) for the financial year 2022

(2022/C 141/27)

REVENUE

| Title
  Chapter | Heading | Financial year 2022 | Financial year 2021 | Financial year 2020 |
| --- | --- | --- | --- | --- |
| 1 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES |
| 1 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES | 27 293 765 | 23 936 648 | 21 603 906 ,— |
| | Title 1 — Total | 27 293 765 | 23 936 648 | 21 603 906 ,— |
| 2 | CONTRIBUTION FROM THE EUROPEAN UNION |
| 2 0 | CONTRIBUTION FROM THE EUROPEAN UNION | 17 301 544 | 18 071 139 | 16 765 425 ,— |
| | Title 2 — Total | 17 301 544 | 18 071 139 | 16 765 425 ,— |
| 3 | FEES PAID TO THE AUTHORITY |
| 3 0 | FEES PAID TO THE AUTHORITY | 21 541 604 | 15 953 988 | 15 561 159 ,— |
| | Title 3 — Total | 21 541 604 | 15 953 988 | 15 561 159 ,— |
| 4 | CONTRIBUTION FROM OBSERVERS |
| 4 0 | CONTRIBUTION FROM OBSERVERS | 845 008 | 741 073 | 618 617 ,— |
| | Title 4 — Total | 845 008 | 741 073 | 618 617 ,— |
| 6 | ADMINISTRATIVE OPERATIONS |
| 6 0 | ADMINISTRATIVE OPERATIONS | 0 | 0 | 0 ,— |
| | Title 6 — Total | 0 | 0 | 0 ,— |
| 7 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS |
| 7 0 | CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS | 334 000 | 1 897 974 | 1 748 539 ,— |
| | Title 7 — Total | 334 000 | 1 897 974 | 1 748 539 ,— |
| | GRAND TOTAL | 67 315 921 | 60 600 822 | 56 297 646 ,— |

Title

Chapter

Heading

Financial year 2022

Financial year 2021

Financial year 2020

1

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

1 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES

27 293 765

23 936 648

21 603 906 ,—

Title 1 — Total

27 293 765

23 936 648

21 603 906 ,—

2

CONTRIBUTION FROM THE EUROPEAN UNION

2 0

CONTRIBUTION FROM THE EUROPEAN UNION

17 301 544

18 071 139

16 765 425 ,—

Title 2 — Total

17 301 544

18 071 139

16 765 425 ,—

3

FEES PAID TO THE AUTHORITY

3 0

FEES PAID TO THE AUTHORITY

21 541 604

15 953 988

15 561 159 ,—

Title 3 — Total

21 541 604

15 953 988

15 561 159 ,—

4

CONTRIBUTION FROM OBSERVERS

4 0

CONTRIBUTION FROM OBSERVERS

845 008

741 073

618 617 ,—

Title 4 — Total

845 008

741 073

618 617 ,—

6

ADMINISTRATIVE OPERATIONS

6 0

ADMINISTRATIVE OPERATIONS

0

0

0 ,—

Title 6 — Total

0

0

0 ,—

7

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

7 0

CONTRIBUTION FROM NATIONAL SUPERVISORY AUTHORITIES FOR DELEGATED TASKS

334 000

1 897 974

1 748 539 ,—

Title 7 — Total

334 000

1 897 974

1 748 539 ,—

GRAND TOTAL

67 315 921

60 600 822

56 297 646 ,—

EXPENDITURE

| Title
  Chapter | Heading | Financial year 2022 | Financial year 2021 | Financial year 2020 |
| --- | --- | --- | --- | --- |
| 1 | STAFF EXPENDITURE |
| 1 1 | STAFF IN ACTIVE EMPLOYMENT | 43 090 152 | 36 236 057 | 29 669 439 ,— |
| 1 2 | EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT | 300 000 | 510 000 | 470 000 ,— |
| 1 4 | SOCIAL-MEDICAL INFRASTRUCTURE | 985 000 | 588 416 | 565 000 ,— |
| 1 6 | TRAINING | 400 000 | 271 000 | 260 000 ,— |
| | Title 1 — Total | 44 775 152 | 37 605 473 | 30 964 439 ,— |
| 2 | INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE |
| 2 0 | RENTAL OF BUILDING AND ASSOCIATED COSTS | 6 520 000 | 6 398 000 | 6 352 000 ,— |
| 2 1 | INFORMATION AND COMMUNICATION TECHNOLOGY | 450 000 | 582 632 | 450 000 ,— |
| 2 3 | CURRENT ADMINISTRATIVE EXPENDITURE | 1 007 000 | 949 998 | 1 110 115 ,— |
| 2 7 | REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS | 6 000 | 3 000 | 6 000 ,— |
| | Title 2 — Total | 7 983 000 | 7 933 630 | 7 918 115 ,— |
| 3 | OPERATING EXPENDITURES |
| 3 1 | TRAINING FOR A COMMON SUPERVISORY CULTURE | 70 000 | 0 ,— | |
| 3 2 | COLLECTION OF INFORMATION: IT PROJECTS | 12 250 000 | 10 545 900 | 10 916 251 ,— |
| 3 4 | LEGAL ADVICE | 130 000 | 59 000 | 65 000 ,— |
| 3 5 | ACCESS TO DATA FOR ECONOMIC RESEARCH | 625 000 | 623 000 | 600 000 ,— |
| 3 6 | MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES | 320 000 | 6 404 | 70 811 ,— |
| 3 7 | COMMUNICATION | 288 678 | 789 250 | 793 200 ,— |
| 3 8 | MEETING EXPENSES | 420 001 | 119 907 | 108 529 ,— |
| 3 9 | SERVICES ON OPERATIONAL MATTERS | 54 090 | 252 733 | 2 077 ,— |
| | Title 3 — Total | 14 157 769 | 12 396 194 ,— | 12 555 868 ,— |
| 4 | DELEGATED TASKS |
| 4 0 | SINGLE INTERFACE TO TRADE REPOSITORIES | 400 000 | 875 525 | 450 924 ,— |
| 4 1 | INSTRUMENTS REFERENCE DATA | | 1 790 000 | 2 050 000 ,— |
| | Title 4 — Total | 400 000 | 2 665 525 | 2 500 924 ,— |
| 9 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES |
| 9 0 | ITEMS OUTSIDE THE FORESEEN BUDGET LINES | | | 2 358 300 ,— |
| | Title 9 — Total | | | 2 358 300 ,— |
| | GRAND TOTAL | 67 315 921 | 60 600 822 ,— | 56 297 646 ,— |

Title

Chapter

Heading

Financial year 2022

Financial year 2021

Financial year 2020

1

STAFF EXPENDITURE

1 1

STAFF IN ACTIVE EMPLOYMENT

43 090 152

36 236 057

29 669 439 ,—

1 2

EXPENDITURE RELATING TO STAFF MANAGEMENT AND RECRUITMENT

300 000

510 000

470 000 ,—

1 4

SOCIAL-MEDICAL INFRASTRUCTURE

985 000

588 416

565 000 ,—

1 6

TRAINING

400 000

271 000

260 000 ,—

Title 1 — Total

44 775 152

37 605 473

30 964 439 ,—

2

INFRASTRUCTURE AND ADMINISTRATIVE EXPENDITURE

2 0

RENTAL OF BUILDING AND ASSOCIATED COSTS

6 520 000

6 398 000

6 352 000 ,—

2 1

INFORMATION AND COMMUNICATION TECHNOLOGY

450 000

582 632

450 000 ,—

2 3

CURRENT ADMINISTRATIVE EXPENDITURE

1 007 000

949 998

1 110 115 ,—

2 7

REPRESENTATION EXPENSES, RECEPTIONS AND EVENTS

6 000

3 000

6 000 ,—

Title 2 — Total

7 983 000

7 933 630

7 918 115 ,—

3

OPERATING EXPENDITURES

3 1

TRAINING FOR A COMMON SUPERVISORY CULTURE

70 000

0 ,—

3 2

COLLECTION OF INFORMATION: IT PROJECTS

12 250 000

10 545 900

10 916 251 ,—

3 4

LEGAL ADVICE

130 000

59 000

65 000 ,—

3 5

ACCESS TO DATA FOR ECONOMIC RESEARCH

625 000

623 000

600 000 ,—

3 6

MISSIONS EXPENSES, TRAVEL AND INCIDENTAL EXPENSES

320 000

6 404

70 811 ,—

3 7

COMMUNICATION

288 678

789 250

793 200 ,—

3 8

MEETING EXPENSES

420 001

119 907

108 529 ,—

3 9

SERVICES ON OPERATIONAL MATTERS

54 090

252 733

2 077 ,—

Title 3 — Total

14 157 769

12 396 194 ,—

12 555 868 ,—

4

DELEGATED TASKS

4 0

SINGLE INTERFACE TO TRADE REPOSITORIES

400 000

875 525

450 924 ,—

4 1

INSTRUMENTS REFERENCE DATA

1 790 000

2 050 000 ,—

Title 4 — Total

400 000

2 665 525

2 500 924 ,—

9

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

9 0

ITEMS OUTSIDE THE FORESEEN BUDGET LINES

2 358 300 ,—

Title 9 — Total

2 358 300 ,—

GRAND TOTAL

67 315 921

60 600 822 ,—

56 297 646 ,—

Establishment plan

| Function group and grade | |
| --- | --- |
| 2022 | 2021 |
| Authorized under the Union budget | Authorized under the Union budget |
| Permanent posts | Temporary posts | Permanent posts | Temporary posts |
| AD 16 | — | 1 | — | 1  (1) |
| AD 15 | — | 3 | — | 3 |
| AD 14 | — | 1 | — | 1 |
| AD 13 | — | 1 | — | 3 |
| AD 12 | — | 5 | — | 10 |
| AD 11 | — | 7 | — | 15 |
| AD 10 | — | 17 | — | 24 |
| AD 9 | — | 36 | — | 42 |
| AD 8 | — | 29 | — | 40 |
| AD 7 | — | 42 | — | 45 |
| AD 6 | — | 42 | — | 17 |
| AD 5 | — | 49 | — | 37 |
| Subtotal AD | — | 233 | — | 238 |
| AST 11 | — | — | — | — |
| AST 10 | — | — | — | — |
| AST 9 | — | — | — | — |
| AST 8 | — | — | — | 2 |
| AST 7 | — | — | — | 3 |
| AST 6 | — | 2 | — | 3 |
| AST 5 | — | 5 | — | 3 |
| AST 4 | — | 1 | — | 1 |
| AST 3 | — | — | — | — |
| AST 2 | — | — | — | — |
| AST 1 | — | 2 | — | — |
| Subtotal AST | — | 10 | — | 12 |
| AST/SC 6 | — | — | — | — |
| AST/SC 5 | — | — | — | — |
| AST/SC 4 | — | — | — | — |
| AST/SC 3 | — | — | — | — |
| AST/SC 2 | — | — | — | — |
| AST/SC 1 | — | — | — | — |
| Subtotal AST/SC | — | — | — | — |
| Total | — | 243 | — | 250 |
| Grand Total | 243 | 250 |
| (1) |

Function group and grade

2022

2021

Authorized under the Union budget

Authorized under the Union budget

Permanent posts

Temporary posts

Permanent posts

Temporary posts

AD 16

—

1

—

1  (1)

AD 15

—

3

—

3

AD 14

—

1

—

1

AD 13

—

1

—

3

AD 12

—

5

—

10

AD 11

—

7

—

15

AD 10

—

17

—

24

AD 9

—

36

—

42

AD 8

—

29

—

40

AD 7

—

42

—

45

AD 6

—

42

—

17

AD 5

—

49

—

37

Subtotal AD

—

233

—

238

AST 11

—

—

—

—

AST 10

—

—

—

—

AST 9

—

—

—

—

AST 8

—

—

—

2

AST 7

—

—

—

3

AST 6

—

2

—

3

AST 5

—

5

—

3

AST 4

—

1

—

1

AST 3

—

—

—

—

AST 2

—

—

—

—

AST 1

—

2

—

—

Subtotal AST

—

10

—

12

AST/SC 6

—

—

—

—

AST/SC 5

—

—

—

—

AST/SC 4

—

—

—

—

AST/SC 3

—

—

—

—

AST/SC 2

—

—

—

—

AST/SC 1

—

—

—

—

Subtotal AST/SC

—

—

—

—

Total

—

243

—

250

Grand Total

243

250

(1)

Estimate of number of contract staff (expressed in full-time equivalents) and seconded national experts

| Contract staff posts | 2022 | 2021 |
| --- | --- | --- |
| FG IV | 66 | 66 |
| FG III | 28 | 35 |
| FG II | 3 | |
| FG I | | |
| Total FG | 97 | 101 |
| Seconded national experts posts | 15 | 15 |
| Total | 112 | 116 |

Contract staff posts

2022

2021

FG IV

66

66

FG III

28

35

FG II

3

FG I

Total FG

97

101

Seconded national experts posts

15

15

Total

112

116

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(1)  1 AD 16 post for the Chair of the CCP Supervisory Committee and 1 ad personam AD 16 post from 1 January to 31 December.

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