alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
<PAGE>

                                                                    EXHIBIT 4.39

                             [Form of Certificate]

                                  WAM!NET INC.

                             A Minnesota Corporation



No. __                                               ______ Shares of Class F
                                                     Convertible Preferred Stock


     This certifies that ______________________ is the registered holder of
_________ Shares of Class F Convertible Preferred Stock, par value $0.01 per
share (see reverse side), transferable only on the books of the Corporation by
the holder hereof in person or by Attorney upon surrender of this Certificate
properly endorsed.

     IN WITNESS WHEREOF, the said Corporation has caused this Certificate to be
signed by its duly authorized officers this ___ day of February, 2000.


                                       -----------------------------------------
                                       Gary L. Hokkanen, President



                                       -----------------------------------------
                                       Edward J. Driscoll, Jr., Secretary
<PAGE>

     The Class F Convertible Preferred Stock has the rights and preferences as
set forth in the Certificate of Designation of Class F Preferred Stock as filed
of record with the Minnesota Secretary of State on February 3, 2000.

     The securities evidenced hereby are subject to the terms of that certain
stockholders agreement, dated as of March 4, 1999 as amended on March 14, 2000;
by and among the Company, Silicon Graphics, Inc., MCI Worldcom, Inc., Winstar
Communications, Inc., Winstar Credit Corp. and Cerberus Partners, L.P. A copy of
the Stockholder's Agreement has been filed with the Secretary of the Corporation
and is available upon request. The securities evidenced hereby have not been
registered under the Securities Act of 1933, as amended (the "Act") and may not
be resold, transferred or otherwise disposed of other than in a transaction
exempt from, or not subject to, the registration requirements of the Act or
pursuant to an effective registration statement thereunder.




     For value received, ______________________________ does hereby sell, assign
and transfer unto _____________________________________________________ Shares
represented by the within Certificate and does hereby irrevocably constitute and
appoint ___________________________________ Attorney to transfer the said Shares
on the books of the within named Corporation with full power of substitution in
the premises.

Dated: ______________________


                                       -----------------------------------------

Note: The signature on this assignment must correspond with the name as written
upon the face of the Certificate, in every particular, without alteration or
enlargement or any change whatever.


                                      -2-
Federal Reserve Board of Governors

Course Description for Wholesale

Credit Risk Seminar

Last Revised: January 16, 2019
2 P a g e

Course Overview

This two day course is for examiners and quantitative analysts who may have to provide 

qualitative assessment of BHC’s stress testing approaches. This seminar supplements CCAR 

wholesale training. Upon completion, examiners will have intermediate knowledge of 

quantification concepts for wholesale activities. Additional training objectives include knowledge 

of key components of model structure (e.g., credit risk, probability of default, loss given default, 

exposure at default, estimated loss, correlation, unanticipated losses, and validation 

techniques).

Overview of Curriculum

Day 1

• Basel and CCAR: Use of Basel Fundamentals in CCAR

• Wholesale Credit Landscape: C&I, CRE, HFS-FVO Loans

• Wholesale Portfolio: Supervisory Issues and Activities

• Rating Systems

Day 2

• PD Quantification

• LGD Quantification

• EAD Quantification

• CRE Loss Drivers and Estimation

• FVO Loss Drivers and Estimation

• Regulatory Capital

Course Objectives

By the end of Wholesale Credit Risk Seminar, participants will be able to:

• Understand the evolution of capital requirement framework.

• Explain the concepts behind borrower and facility rating.

• Apply quantification principles to borrow and facility ratings.

• Describe common methods used in validation of internal risk ratings and its quantification 

such as PD and LGD.

Type of Participant Targeted

This course is designed as a supplementary course for Safety and Soundness examiners and 

certain other supervision staff, such as quantitative analysts who have an interest in or 

anticipate assignments that require a good understanding of BHC’s internal risk rating systems 

and wholesale risk parameters as a foundation for its wholesale credit stress testing processes 

and capabilities.
3 P a g e

Prerequisites

Prior to attending the course, participants are expected to complete the pre-course online study 

modules developed on FSI Connect. Access can be provided by contacting the learner’s 

training department to obtain an FSI Connect account number.

Class Size and Instructors

The course may be run with as few as 10 participants with a maximum of 30. There are usually 4-5 

instructors for this course.
* Pursuant to 5TH CIR. R. 47.5, the court has determined

that this opinion should not be published and is not precedent

except under the limited circumstances set forth in 5TH CIR.

R. 47.5.4.

United States Court of Appeals

Fifth Circuit

FILED

July 13, 2006

Charles R. Fulbruge III

Clerk

IN THE UNITED STATES COURT OF APPEALS

FOR THE FIFTH CIRCUIT

No. 05-51447

Conference Calendar

UNITED STATES OF AMERICA,

Plaintiff-Appellee,

versus

JAIRO DARLENY MINERO-MENDEZ,

Defendant-Appellant.

--------------------

Appeal from the United States District Court

for the Western District of Texas

USDC No. 2:03-CR-562-ALL

--------------------

Before DAVIS, BARKSDALE, and DeMOSS, Circuit Judges.

PER CURIAM:*

Appealing the Judgment in a Criminal Case, Jairo Darleny

Minero-Mendez raises arguments that are foreclosed by AlmendarezTorres v. United States, 523 U.S. 224, 235 (1998), which held

that a prior conviction is a sentencing factor under 8 U.S.C. 

§ 1326(b)(2) and not a separate criminal offense. The

Government’s motion for summary affirmance is GRANTED, and the

judgment of the district court is AFFIRMED.
# Official Journal C 6/2023

| | ISSN 1977-091X |
| --- | --- |
| Official Journal
  of the European Union | C 6 |
| | |
| English edition | Information and Notices | Volume 669 January 2023 |

ISSN 1977-091X

Official Journal

of the European Union

C 6

English edition

Information and Notices

Volume 669 January 2023

---

| Contents | page |
| --- | --- |
| | II   Information |
| | INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2023/C 6/01 | Non-opposition to a notified concentration (Case M.10957 – CURA / GENERALI / T-C PEP PROPERTY) (
  1
  ) | 1 |
| 2023/C 6/02 | Non-opposition to a notified concentration (Case M.10837 – ASTARA WESTERN EUROPE / MITSUBISHI CORPORATION / ISUZU MOTORS LIMITED / ISUZU SALES DEUTSCHLAND) (
  1
  ) | 2 |
| 2023/C 6/03 | Non-opposition to a notified concentration (Case M.10884 – JTCP / EPCG / EROSKI S.COOP / SUPRATUC2020) (
  1
  ) | 3 |

Contents

page

II   Information

INFORMATION FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2023/C 6/01

Non-opposition to a notified concentration (Case M.10957 – CURA / GENERALI / T-C PEP PROPERTY) (
  1
  )

1

1

2023/C 6/02

Non-opposition to a notified concentration (Case M.10837 – ASTARA WESTERN EUROPE / MITSUBISHI CORPORATION / ISUZU MOTORS LIMITED / ISUZU SALES DEUTSCHLAND) (
  1
  )

1

2

2023/C 6/03

Non-opposition to a notified concentration (Case M.10884 – JTCP / EPCG / EROSKI S.COOP / SUPRATUC2020) (
  1
  )

1

3

---

| | IV   Notices |
| --- | --- |
| | NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES |
| | European Commission |
| 2023/C 6/04 | Euro exchange rates – 6 January 2023 | 4 |

IV   Notices

NOTICES FROM EUROPEAN UNION INSTITUTIONS, BODIES, OFFICES AND AGENCIES

European Commission

2023/C 6/04

Euro exchange rates – 6 January 2023

4

---

| | V   Announcements |
| --- | --- |
| | OTHER ACTS |
| | European Commission |
| 2023/C 6/05 | Publication of a communication of approval of a standard amendment to the product specification for a name in the wine sector as referred to in Article 17(2) and (3) of Commission Delegated Regulation (EU) 2019/33 | 5 |

V   Announcements

OTHER ACTS

European Commission

2023/C 6/05

Publication of a communication of approval of a standard amendment to the product specification for a name in the wine sector as referred to in Article 17(2) and (3) of Commission Delegated Regulation (EU) 2019/33

5

---

| | |
| --- | --- |
| | (1)   Text with EEA relevance. |

---

(1)   Text with EEA relevance.

1

| EN | |
| --- | --- |

EN
106TH CONGRESS

2D SESSION H. CON. RES. 89

CONCURRENT RESOLUTION

Recognizing the Hermann Monument and Hermann

Heights Park in New Ulm, Minnesota, as a national symbol of the contributions of Americansof German heritage.

106TH CONGRESS

2D SESSION H. CON. RES. 89

CONCURRENT RESOLUTION

Whereas there are currently more than 57,900,000 individuals of German heritage residing in the United States,

who comprise nearly 25 percent of the population of the

United States and are therefore the largest ethnic group

in the United States;
2

•HCON 89 EH

Whereas those of German heritage are not merely descendants of one political entity, but of all German speaking

areas;

Whereas numerous Americans of German heritage have made

countless contributions to American culture, arts, and industry, the American military, and American government;

Whereas there is no recognized tangible, national symbol

dedicated to German Americans and their positive contributions to the United States;

Whereas the story of Hermann the Cheruscan parallels that

of the American Founding Fathers, because he was a

freedom fighter who united ancient German tribes in

order to shed the yoke of Roman tyranny and preserve

freedom for the territory of present-day Germany;

Whereas the Hermann Monument located in Hermann

Heights Park in New Ulm, Minnesota, was dedicated in

1897 in honor of the spirit of freedom and later dedicated to all German immigrants who settled in New Ulm

and elsewhere in the United States; and

Whereas the Hermann Monument has been recognized as a

site of special historical significance by the United States

Government, by placement on the National Register of

Historic Places: Now, therefore, be it

1 Resolved by the House of Representatives (the Senate

2 concurring), That the Hermann Monument and Hermann

3 Heights Park in New Ulm, Minnesota, are recognized by
3

•HCON 89 EH

1 the Congress to be a national symbol for the contributions

2 of Americans of German heritage.

Passed the House of Representatives May 8, 2000.

Attest:

Clerk.
No. 56214.

protest 173475-K (New York).

#### Shun Ying Chong & Co. *v.*United States,

Opinion by

Cole, J.

The protest was dismissed.
# Official Journal C 16/21 J

| | ISSN 1725-2423 |
| --- | --- |
| Official Journal
  of the European Union | C 16 |
| | |
| English edition | Information and Notices | Volume 4921 January 2006 |

ISSN 1725-2423

Official Journal

of the European Union

C 16

English edition

Information and Notices

Volume 4921 January 2006

---

| Notice No | Contents | page |
| --- | --- | --- |
| | I   Information |
| | Commission |
| 2006/C 016/1 | Euro exchange rates | 1 |
| 2006/C 016/2 | Explanatory notes concerning the pan-Euro-Mediterranean protocols on rules of origin | 2 |
| 2006/C 016/3 | Authorisation for State aid pursuant to Articles 87 and 88 of the EC Treaty — Cases where the Commission raises no objections (1) | 20 |
| 2006/C 016/4 | Summary information communicated by Member States regarding State aid granted under Commission Regulation (EC) No 1/2004 of 23 December 2003 on the application of Articles 87 and 88 of the EC Treaty to State aid to small and medium-sized enterprises active in the production, processing and marketing of agricultural products | 22 |
| 2006/C 016/5 | Non-opposition to a notified concentration (Case COMP/M.4003 — Ericsson/Marconi) (1) | 23 |

Notice No

Contents

page

I   Information

Commission

2006/C 016/1

Euro exchange rates

1

2006/C 016/2

Explanatory notes concerning the pan-Euro-Mediterranean protocols on rules of origin

2

2006/C 016/3

Authorisation for State aid pursuant to Articles 87 and 88 of the EC Treaty — Cases where the Commission raises no objections (1)

20

2006/C 016/4

Summary information communicated by Member States regarding State aid granted under Commission Regulation (EC) No 1/2004 of 23 December 2003 on the application of Articles 87 and 88 of the EC Treaty to State aid to small and medium-sized enterprises active in the production, processing and marketing of agricultural products

22

2006/C 016/5

Non-opposition to a notified concentration (Case COMP/M.4003 — Ericsson/Marconi) (1)

23

---

| | III   Notices |
| --- | --- |
| | Commission |
| 2006/C 016/6 | Pilot Project 2005-2006 European Programme for Critical Infrastructure Protection (EPCIP) | 24 |

III   Notices

Commission

2006/C 016/6

Pilot Project 2005-2006 European Programme for Critical Infrastructure Protection (EPCIP)

24

---

| | |
| --- | --- |
| | (1)   Text with EEA relevance |

---

(1)   Text with EEA relevance

1

| EN | |
| --- | --- |

EN
EXHIBIT 32.2

                            CERTIFICATION PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2003

     In  connection  with the  Quarterly  Report on Form 10-Q of WNC Housing Tax
Credit Fund III, L.P. (the  "Partnership")  for the quarter ended   December 31,
2006 as filed with the  Securities  and Exchange  Commission  on the date hereof
(the "Report"),  and pursuant to 18 U.S.C., section 1350, as adopted pursuant to
section  906 of the  Sarbanes-Oxley  Act of  2003,  I,  Thomas  J.  Riha,  Chief
Financial Officer of WNC & Associates, Inc., general partner of the Partnership,
hereby certify that:

     1.   The Report fully  complies with the  requirements  of section 13(a) or
          15(d) of the  Securities  Exchange  Act of 1934, and;

     2.   The  information  contained  in the  Report  fairly  presents,  in all
          material respects, the financial condition and result of operations of
          the Partnership.




/s/THOMAS J. RIHA
-----------------
Thomas J. Riha
Chief Financial Officer of WNC & Associates, Inc.
March 6, 2007
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM
THE AUDITED COMBINED FINANCIAL STATEMENTS OF GORACING.COM, INC. FOR THE YEAR
ENDED SEPTEMBER 30, 1998 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH
FINANCIAL STATEMENTS. THIS EXHIBIT SHALL NOT BE DEEMED FILED FOR THE PURPOSE OF
SECTION 11 OF THE SECURITIES ACT OF 1933 AND SECTION 18 OF THE SECURITIES
EXCHANGE ACT OF 1934, OR OTHERWISE SUBJECT TO THE LIABILITY OF SUCH SECTIONS,
NOR SHALL IT BE DEEMED A PART OF ANY OTHER FILING WHICH INCORPORATES THIS
REGISTRATION STATEMENT BY REFERENCE, UNLESS SUCH OTHER FILING EXPRESSLY
INCORPORATES THIS EXHIBIT BY REFERENCE.
</LEGEND>
<MULTIPLIER> 1,000

<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          SEP-30-1998
<PERIOD-START>                             OCT-01-1997
<PERIOD-END>                               SEP-30-1998
<CASH>                                               1
<SECURITIES>                                         0
<RECEIVABLES>                                      153
<ALLOWANCES>                                        76
<INVENTORY>                                      8,954
<CURRENT-ASSETS>                                 9,109
<PP&E>                                             720
<DEPRECIATION>                                     374
<TOTAL-ASSETS>                                   9,829
<CURRENT-LIABILITIES>                           10,746
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                             0
<OTHER-SE>                                           2
<TOTAL-LIABILITY-AND-EQUITY>                     9,829
<SALES>                                         37,277
<TOTAL-REVENUES>                                38,666
<CGS>                                           18,548
<TOTAL-COSTS>                                   18,548
<OTHER-EXPENSES>                                13,581
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                                  6,537
<INCOME-TAX>                                     2,800
<INCOME-CONTINUING>                              3,737
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     3,737
<EPS-BASIC>                                       0.11
<EPS-DILUTED>                                     0.11


</TABLE>
Exhibit 32.1

CERTIFICATION FURNISHED PURSUANT TO 18 U.S.C. SECTION 1350,

AS ADOPTED
PURSUANT TO SECTION 906

OF THE SARBANES-OXLEY ACT OF 2002

In connection with the report of SWS Group, Inc. (the Company) on Form 10-Q for the period ended December 31, 2010 as filed with the Securities and Exchange Commission on the date hereof
(the Report), I, James H. Ross, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to my knowledge that:



| | 1. | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
| | -- | ---------------------------------------------------------------------------------------------------------------------



| | 2. | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
| | -- | ----------------------------------------------------------------------------------------------------------------------------------------------------

|                       |  |  |  |                                      
|---------------------- |  |  |  | -------------------------------------
|                       |  | 
|Date: February 9, 2011 |  |  |  | /S/ James H. Ross                    
|                       |  |  |  | James H. Ross Chief
Executive Officer

The foregoing certification is being furnished as an exhibit to the Form 10-Q pursuant to
Item 601(b)(32) of Regulation S-K and Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) and, accordingly, is not being filed as part of the
Form 10-Q for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation
language in such filing.
AMENDMENT TO EMPLOYMENT AGREEMENT


Based on the unanimous  vote of the Board of Directors on February 25, 1998, the
term of the  employment  contract  for General  Manager  Eugene N.  Bjornstad is
hereby  extended  to October  24,  1999.  Additionally,  his annual  performance
evaluation will be conducted prior to April 24 of each year rather than the date
presently in the employment agreement and in Board Policies 200, 201, and 202.




Signed:                                              Attested:



/s/ Patricia B. Jasper                         /s/ Christopher J. Birch
Patricia B. Jasper, President                  Christopher J. Birch, Secretary
Board of Directors                             Board of Directors



Accepted:



/s/ Eugene N. Bjornstad
Eugene N. Bjornstad, General Manager


April 8, 1998


<PAGE>
(Reap. Dec. 10877)

#### Naftone International Corp. *v.*United States

Entry No. 744520.

(Decided January 6, 1965)

*Eugene R. Piolcrell*for the plaintiff.

*John W. Douglas,*Assistant Attorney General, for the defendant.

Wilson, Judge:

This appeal for reappraisement bas been submitted for decision upon the following stipulation of counsel for the respective parties:

> IT IS HEREBY STIPULATED AND AGREED, by and between counsel for the Plaintiff and the Assistant Attorney General for the United States, Defendant, subject to the approval of the Court, that:

> 1. The merchandise marked “A” and initialled JJO by Examiner J. J. O’Connor, Jr. on the invoice covered by the appeal for reappraisement herein and designated on the invoice as Copyrapid Fixing Lacquer, was appraised on the basis of cost of production of DM 8.60 per 500 ccm; the weight of this unit being 2 ounces, and classified under Paragraph 28(a) of the Tariff Act of 1980 as a photographic chemical at 6(5 per pound and 38% ad valorem;

> 2. Such or similar merchandise to the merchandise herein is not produced and sold for home consumption in the United States;

> 3. The price at which such or similar imported merchandise is freely offered for sale for domestic consumption, packed ready for delivery, in the principal market of the United States to all purchasers, at the time of exportation of the imported merchandise, in the usual wholesale quantities and in the ordinary course of trade, with allowance made for duty, cost of transportation and insurance, and other necessary expenses from the place of shipment to the place of delivery, profits not to exceed 8 per centum and a reasonable allowance for general expenses, not to exceed 8 per centum on purchased goods, was $1.42 per 500 ccm.

> IT IS FURTHER STIPULATED AND AGREED that this appeal for reap-praisement be submitted on this stipulation.

On the agreed facts, I find and hold United States value, as that value is defined in section 402(e) of the Tariff Act of 1930, as amended, to be the proper basis for the determination of the value of the merchandise here involved, and that such value was $1.42 per 500 ccm.

Judgment will be rendered accordingly.
Before the Third Division,

August 19, 1957

No. 61151.

protests 761746-G, etc. (New York).

#### W. R. Grace & Co. et al. *v.*United States,

Opinion by

Donlon, J.

In accordance with stipulation of counsel that the merchandise consists of bitter orange pulp the same in all material respects as that passed upon in *T. M. Duche & Sons, Inc., et al.*v. *United States*(44 C. C. P. A. 60, C. A. D. 638), the claim of the plaintiffs was sustained.