IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Joan Lichtman

, : Appellant :

:

v. : No. 1563 C.D. 2017

: Submitt ed : July 20, 2018 Kelley Hodge : John Delaney : R. Seth Williams : Kathleen Martin : in their personal and professional : capacities :

OPINION NOT REPORTED

MEMORANDUM OPINION
PER CURIAM FILED: September 13, 2018

Joan Lichtman (Lichtman), pro se, appeals from an Order of the Court of

Common Pleas of Philadelphia County (common pleas), dated October 4, 2017,

which dismissed Lichtman’s Complaint without prejudice 1 pursuant to Rule

240(j)(1) of the Pennsylvania Rules of Civil Procedure, Pa.R.C.P. No. 240(j)(1)

. 2

1 Although common pleas did not dismiss Lichtman’s Complaint with prejudice, common pleas did not grant Lichtman leave to amend and, therefore, we conclude that the October 4 , 2017
Order is a final order. Fizz v. Kurtz, D owd & Nuss, Inc. , 519 A.2d 1037, 1038 n.1 (Pa. Super. 1987); see Lichtman v. Williams (Pa. Cmwlth., No. 1435 C.D. 2017, filed Ma y 8 , 2018 ), slip op.

at 1 n.1 (concluding that the order dismissing Lichtman’s prior complaint without prejudice was a

final ord er).

2 Rule 240(j)(1) states:

If, simultaneous with the commencement of an action or proceeding or the taking of an appeal, a party has filed a petition for leave to proceed in forma pauperis , the court prior to acting upon the petition may dismiss the a ction, proceeding or appeal2

Upon review, we hold that common pleas correctly concluded that the Complaint

was frivolous within the meaning of Rule 240(j)(1) of the Pennsylvania Rules of

Civil Procedure

, and, therefore, we affirm.

Previously, on June 20, 2017, Lichtman filed a complaint in the nature of

mandamus against former District Attorney for the City of Philadelphia, R. Seth

Williams, and former First Assistant District Attorney for the City of Philadelphia,

Kathleen Martin, seeking to compel them to investigate and bring criminal charges

against c ertain members of the Pennsylvania Bar, both public officials and private

attorneys, who allegedly illegally seized her personal and real property, and then

sold that property at a sheriff’s sale or diverted it to themselves. Lichtman v.

Williams (Pa. Cmw lth., No. 1435 C.D. 2017, filed Ma y 8 , 2018) ( Lichtman I ).

Common plea s dismissed the complaint in Lichtman I as frivolous under Rule

240(j)(1) of the Pennsylvania Rules of Civil Procedure without prejudice, and we

affirmed, although we cited different re asons than common pleas for concluding the

complaint was frivolous.

Shortly before filing the notice of appeal in Lichtman I , Lichtman filed the

instant C omplaint, again in the nature of mandamus, against Williams and Martin,

and adding, as named defendan ts, former I nterim District Attorney Kelley Hodge

and First Assistant District Attorney John Delaney. 3 The Complaint contains 261

if the allegation of poverty is untrue or if it is satisfied that the action, proceeding or appeal is frivolous.

Pa.R.C.P. No. 240(j)(1). “ A frivolous action or proceeding has been defined as one that ‘ lacks an arguable basis either in law or in fact. ’ ” Id

., Note ( quoting Neitzke v. Williams , 490 U.S. 319 , 325 (1989)).

3 We take judicial notice of the fact that Hodge is no longer the District Attorney for the City of Philadelphia. It also appears , based on the busines s address Lichtman listed on Lichtman’s brief, that D e laney is also no longer employed by the Philadelphia District Attorney’s Office. As3

paragraphs spanning 58 pages

, attached to which are two memoranda of law. 4 While

the Complaint is nearly 100 more paragraphs than her complaint in Lichtman I , the

thrust of Lichtman’s action, as even she acknowledges, remains the same.

(Complaint ¶ 5 ( “This Mandamus Complaint and its predecessor Complaint are

essentially identical, save for references in the new Complaint nece ssary for the

addition of . . . Hodge and . . . Delaney.”) .) She seeks to c ompel Williams, Martin,

and now Hodge and Delaney (collectively, Defendants)

, to investigate and prosecute

certain members of the Pennsylvania Bar on the same basis as alleged in her prior

complaint in Lichtman I. Lichtman claims that a district attorney has a “mandatory,

ministerial obligation[] .

. . to file criminal complaints, accept evidence, investigate

crime, to apply the [l]aw, universally and uniformly, and to exercise discretion.”

( Id. ¶ 8 (emphasis in original).) Contemporaneous with the filing of the Complaint,

Lichtman petitioned to proceed in forma pauperis (IFP)

. By Order dated October 4, 2017, common pleas, upon considering Lichtm an’s

IFP Petition and her Complaint, dismissed , pursuant to Rule 240(j)(1) of the

Pennsylvania Rules of Civil Procedure, the Complaint for failure to state a claim

upon which relief could be granted. 5 Following the filing of the notice of appeal,

common p leas issued its opinion pursuant to Rule 1925(a) of the Pennsylvania Rules

of Appellate Procedure, Pa.R.A.P. 1925(a), explaining that Lic htman’s C omplaint

was frivolous because she did not have a clear legal right to the relief requested and

in Lichtman I , we question whether the proper parties have been named in this action. Lichtman I

, slip op. at 2 n.4.

4 Rules 1019(a) and 1022 of t he Pennsylvania Rules of Civil Procedure require that “[t]he material facts on which a cause of action . . . is based shall be stated in a concise and summary form” and “[e]ach paragraph [in a pleading] shall contain as far as p racticable only one material allegation.” Pa.R.C.P. Nos. 1019(a), 1022.

5 Lichtman subsequently moved for reconsideration of common pleas ’ October 4, 2017 Order, which common pleas denied.4

Defendants did not have a corresponding duty to act on Lichtman’s behalf. (1925(a)

Opinion at 2.) Further, common pleas noted, the Complaint was “the same

complaint” as Lichtman had previously filed, with the exception of her having

“added two additional Defendants.” ( Id. )

On appeal, 6 a s best we can discern, Lichtman argues that the Complaint should

not have been dismissed for the following reasons

. Lichtman claims she alleged

facts showing that she satisfied the three

- prong test warranting the issuance of a writ

of mandamus because Defendants have a mandatory, non

- discretionary duty to

investigate and to accept and file criminal complaints, which they failed to do despite

her having presented them with evidence of the crimes underlying the Complaint

.
Lichtman furt her asserts that common pleas incorrectly interpreted and applied Rule

240(j)(1) and the law governing mandamus and failed to read the Complaint and

consider the evidence Lichtman submitted. Lichtman appears to argue that common

pleas could not dismiss th e Complaint un der Rule 240(j)(1) because she previously

has been permitted in other lawsuits to proceed IFP

. 7 Lichtman also raises many of

the same arguments that she raised in Lichtman I , such as that this civil case should

not have been transferred to a judge in the criminal division, and that common pleas

should have applied relevant provisions of the Philadelphia Code 8 to this matter and

6 In reviewing a decision of common pleas to dismiss a complaint p ursuant to Rule 240(j)(1), this Court is limited to determining whether the appellant’s constitutional rights were violated, whether common pleas abused its discretion, and whether common pleas committed an

error of law. Jones v. Doe , 126 A.3d 406, 408 n.3 (Pa. Cmwlth. 2015).

7 By order dated July 13, 2018, we precluded Defendants from filing a brief based on their failure to file a brief in accordance with our order of June 4, 2018. Lichtman v. Hodge (Pa. Cmwlth., No. 1563 C.D. 2017, filed July 13, 201 8).

8 Lichtman cites to Chapter 9

- 1600 of the Philadelphia Code, which prohibits unlawful

e viction practices. Phila. , Pa., Code §§ 9

- 1600

- 1608 (2016).5

reported the conduct alleged in the Complaint to attorney disciplinary and

prosecutorial authorities. 9

Pursuant to Rule 240(j)(1):

[I]f, simultaneous with the commencement of an action or proceeding or the taking of an appeal, a party has filed a petition for leave to proceed [IFP] , the court prior to acting upon the petition may dismiss the action, proceeding or appeal if the allegation of poverty is untrue or if it is satisfied that the action, proceeding or appeal is frivolous.

Pa.R.C.P. No. 240(j)(1). “ A frivolous action or proceeding has been de fined as one

that ‘ lacks an arguable basis either in law or in fact ,’ ” i d

., Note ( quoting Neitzke v.

Williams , 490 U.S. 319 , 325 (1989)), or, stated differently, fails to “ set forth a valid

cause of action ” on its face

, McGriff v. V i dovich , 699 A.2d 797, 7 99 (Pa. Cmwlth.

1997).

“ A writ of mandamus is an extraordinary remedy that compels an official’s

performance of a ministerial act or mandatory duty. ” Sturgis v. Doe , 26 A.3d 1221,

1223 (Pa. Cmwlth. 2011). The issuance of a writ of mandamus is warranted “where

there exists a clear legal right in the plaintiff and a corresponding duty in the

defendant and a lack of another appropriate and adequate remedy.” Lutz v.

C o mmonwealth , 505 A.2d 1356, 1357 (Pa. Cmwlth. 19 8 6) (quotation omitted)

.

9 In addition, Lichtman’s brief contains accusations that the common pleas judge, by her

dismissal of th e Complaint, done at the behest of the supervising judge of the civil trial division, became “a willing participant in the underlying crimes” alleged in the Complaint, thereby “exposing herself to potential prosecution and disciplinary action,” and is atte mpting to “silenc[e]” Lichtman. (Lichtman’s Brief at 17, 19, 38.) These accusations, and others like them in Lichtman’s brief, are “immaterial and inappropriate to the proof of the cause of action,” that is, they are scandalous and impertinent and, there fore, we will not consider them. See Dep’t of Envtl. Res. v. Peggs Run Coal Co. , 423 A.2d 765, 769 (Pa. Cmwlth. 1980).6

Mandamus will not lie “to revise a public official’s decision that results from the

exercise of discretion.” Seeton v. Adams , 50 A.3d 268, 273 (Pa. Cmwlth. 2012).

However, “mandamus can be used to compel a public official to exercise discretion

where the official has a mandatory duty to perform a discretionary act and has

refused to exercise discretion .” Id. at 274.

As we stated in Lich t

man I , “[a] prosecutor has broad discretion in deciding

whether to prosecute an alleged criminal offender.” Lichtman I , slip op. at 5 (citing

Konya v. Dist. Att’y of Northampton Cty. , 669 A.2d 890, 892

- 93 (Pa. 1995)).

Further, other than the “narrow exception” of Rule 506 of the Pennsylvania Rule s of

Criminal Procedure, “a prosecutor’s decision not to enforce a law is beyond judicial

review.” Seeton , 50 A.3d at 2 76 (emphasis in original)

. In other words, the

“discretionary power not to enforce is almost always immune to judicial review,

even for abuse of discretion.” Id. (emphasis omitted) (quoting 2 K ENNETH C. D AVIS
,

A DMINISTRATIVE L AW T REATISE § 9:1, at 218 (2d ed. 1979)). Consequently, a

citizen has “no legal right to compel . . . a District Attorney to prosecute the

individuals named in [a] private criminal complaint.” Konya , 669 A.2d at 893

(emphasis added) ; see Rule 506 of the Pennsylvania Rules of Criminal Procedure,

Pa.R.Crim.P. 506 (setting forth the procedur e for approval of a private criminal

complaint) ; Roman v. Phila. Cty. Dist. Att ’ y (Pa. Cmwlth., No. 207 1 C.D. 2011, filed

June 27, 2012) , slip op. at 2, 4 (where inmate filed private criminal complaint against

his ex

- wife claiming that she perjured herself in connection with his criminal

conviction, but District Attorney’s Office refused to prosecute, we affirmed denial

of inmate’s writ of mandamus as frivolous under Rule 240(j)(i) because mandamus7

is not available to compel a District Attorney “to exercise prosecutorial discretion in

a particular way”). 10

Here, Lichtman has not cured the deficiencies that led to the dismissal of her

prior complaint. A s in Lichtman I , sin ce Lichtman seeks to compel Defendants to

perform a discretionary act in a particular w ay , and an award of damages for what

constitutes an immunized decision, Lichtman’s Complaint “lacks an arguable basis

. . . in law” and, therefore, is frivolous. 11 Pa.R.C.P. No. 240(j)(1), Note (quoting

Neitzke , 490 U.S. at 325). Accordingly, common pleas properly dismissed the

Complaint pursuant to Rule 240(j)(1) of the Pennsylvania Rules of Civil Procedure. 12

10 Roman is cited for its persuasive value in accordance with Section 414(a) of the Commonwealth Court’s Internal Operating Procedures. 210 Pa. Code § 69.414(a).

11 We note that there is no allegation that Lichtman even submitted a private c riminal complaint to an y of Defendants, only that she submitted evidence to them.

12 Lichtman’s remaining contentions do not warrant reversal. There is nothing in Rule 240(j)(1) that prohibits a court from dismissing an action as frivolous merely because in a prior

action the same party was granted permission to procee d IFP

. Cf. Gross o v. Love , 6 6 7 A.2d 43, 44 (Pa. Cmwlth. 1995) (holding that it was improper to dismiss the complaint as frivolous under Rule 240(j) where the trial court, in the same action, granted IFP status “a nd then dismissed the action”). There is nothing in the record to suggest that common pleas did not read the Complaint

, and the documents attached to it, before dismissing it. In fact, to the contrary, the October 4, 2017 Order expressly states that comm on pleas reviewed the Complaint. Nor is there anything in the record to suggest that the common pleas judge who dismissed the Complaint was biased. Adverse rulings, without more, are insufficient to demonstrate bias. Dow v. Workers’ Comp. Appeal Bd. (Ho usehold Fin. Co.) , 768 A.2d 1221, 1225 (Pa. Cmwlth. 2001). Finally, w e find Lichtman’s remaining contentions without merit for the same reasons we articulated in Lichtman I

.IN THE COMMONWEALTH COURT OF PENNSYLVANIA

Joan Lichtman, : Appellant :

:

v. : No. 1563 C.D. 2017

: Kelley Hodge : John Delaney : R. Seth Williams : Kathleen Martin : in their personal and professional : capacities :

PER CURIAM O R D E R

NOW

, September 13, 2018 , the O rder of the Court of Common Pleas of

Philadelphia C ounty, dated October 4, 2017, is hereby AFFIRMED

.