SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES • NUMBE R 33

Great Basin Aquatic Systems History

Robert Her shier, DavidB. Madsen, and Donald R. Currey

EDITORS

fSS'JIH)

DEC 112002

SMRHSONIAN INSTITUTION

Smithsonian Institution Press

Washington, D.C.

2002
ABSTRAC T

Hershler, Robert, David B. Madsen, and Donald R. Currey, editors. Great Basin Aquatic Systems History. Smithsonian Contributions to the Earth Sciences, number 33,405 pages, 190 figures, 21 tables, 2002.—The 14 papers collected herein treat diverse aspects of the aquatic

history of the Great Basin of the western United States and collectively attempt to summarize

and integrate portions of the vast body of new information on this subject that has been

acquired since the last such compilation was published in 1948. In the first section, four papers

(Lowenstein, Negrini, Reheis et al., Sack) focus on physical aspects of Great Basin paleolake

histories, whereas a fifth paper (Oviatt) summarizes the contributions to the study of Bonneville Basin lacustrine history made by two early giants of the field, Grove Karl Gilbert and

Ernst Antevs. In the second section, four papers synthesize perspectives on Great Basin aquatic

history provided by diatoms and ostracods (Bradbury and Forester), fishes (Smith et al.),

aquatic insects (Polhemus and Polhemus), and aquatic snails (Hershler and Sada), whereas a

fifth (Sada and Vinyard) summarizes the conservation status of the diverse aquatic biota that is

endemic to the region. In the final section, three papers integrate terrestrial biotic evidence pertaining to Great Basin aquatic history derived from pollen from cores (Davis), floristics

(Wigand and Rhode), and the mammal record (Grayson), whereas a fourth (Madsen) examines

the relationship between Great Basin lakes and human inhabitants of the region. Although

diverse in scope and topic, the papers in this volume are nonetheless linked by an appreciation

that integration of geological, biological, and anthropological evidence is a necessary and fundamental key to a mature understanding of Great Basin aquatic systems history.

OFFICIAL PUBLICATION DATE is handstamped in a limited number of initial copies and is

recorded in the Institution's annual report, Annals of the Smithsonian Institution. SERIES COVER

DESIGN: Volcanic eruption at the island of Krakatau in 1883.

Library of Congress Cataloging-in-Publication Data

Great Basin aquatic systems history / Robert Hershler, David B. Madsen, and Donald R. Curry, editors.

p. cm. — (Smithsonian contributions to the earth sciences ; no. 33)

Includes bibliographical references.

1. Limnology—Great Basin. 2. Paleolimnology—Great Basin. I. Hershler, Robert. II.

Madsen, David B. III. Currey, Donald R. IV. Series.

QE1 .S227 no. 33

[QH104.5.G68]

550 s—dc21

[551.48'0979]

2002026685

© The paper used in this publication meets the minimum requirements of the American

National Standard for Permanence of Paper for Printed Library Materials Z39.48—1984.
Contents

Page

Introduction, by David B. Madsen, Robert Hershler, and Donald R. Currey 1

LAKE HISTORIES

Pluvial Lake Sizes in the Northwestern Great Basin throughout the Quaternary

Period, by Robert M. Negrini 11

Pliocene to Middle Pleistocene Lakes in the Western Great Basin: Ages and Connections, by Marith C. Reheis, Andrei M. Sarna-Wojcicki, Richard L. Reynolds,

Charles A. Repenning, and Martin D. Mifflin 53

Pleistocene Lakes and Paleoclimates (0 to 200 Ka) in Death Valley, California, by

Tim K. Lowenstein 109

Bonneville Basin Lacustrine History: The Contributions of G.K. Gilbert and Ernst

Antevs, by Charles G. Oviatt 121

Fluvial Linkages in Lake Bonneville Subbasin Integration, by Dorothy Sack 129

AQUATIC BIOTIC PERSPECTIVES

Environment and Paleolimnology of Owens Lake, California: A Record of Climate

and Hydrology for the Last 50,000 Years, by J. Platt Bradbury and R.M.

Forester 145

Biogeography and Timing of Evolutionary Events among Great Basin Fishes, by

G.R. Smith, T.E. Dowling, K.W. Gobalet, T. Lugaski, D.K. Shiozawa, and

R.P. Evans 175

Basins and Ranges: The Biogeography of Aquatic True Bugs (Insecta: Heteroptera)

in the Great Basin, by Dan A. Polhemus and John T. Polhemus 235

Biogeography of Great Basin Aquatic Snails of the Genus Pyrgulopsis, by Robert

Hershler and Donald W. Sada 255

Anthropogenic Changes in Biogeography of Great Basin Aquatic Biota, by Donald

W. Sada and Gary L. Vinyard 277

NON-AQUATIC BIOTIC AND HYDROCLIMATIC PERSPECTIVES

Late Neogene Environmental History of the Northern Bonneville Basin: A Review

of Palynological Studies, by Owen K. Davis 295

Great Basin Vegetation History and Aquatic Systems: The Last 150,000 Years, by

Peter E. Wigand and David Rhode 309

Great Basin Mammals and Late Quaternary Climate History, by Donald K. Grayson 369

Great Basin Peoples and Late Quaternary Aquatic History, by David B. Madsen .. . 387

m
Introduction

David B. Madsen, Robert Her shier, andDonaldR. Currey

It has long been known that the huge, arid region of internal

drainage in western North America known as the Great Basin

contained a series of large, intermontane lakes during wetter, or

pluvial, periods of the late Cenozoic. During the last 100 years

numerous geologists and biologists, including many preeminent scientists beginning with Grove Karl Gilbert (1843-1918)

and Israel Cook Russell (1852-1906), have studied the extent,

integration, and contemporaneity of these lakes, and the relation between regional hydrographic history and biogeography.

The first attempt to synthesize this information was in June

1942, when the Western Division of the American Society of

Ichthyologists and Herpetologists met in Salt Lake City, Utah.

The highlight of the meeting was a symposium on the glacial

and postglacial history of the Great Basin, which was jointly

arranged with the Pacific Division of the American Association

for the Advancement of Science (Croker, 1942). Papers presented at the meeting included summaries of the geological development of the Great Basin, pluvial lake distribution and pertinent ichthyological evidence, and paleoclimates, which were

later collected in The Great Basin, with Emphasis on Glacial

and Postglacial Times (Antevs, 1948; Blackwelder, 1948;

Hubbs and Miller, 1948). This modest volume has stood as a

landmark in the study of what Grayson (1993:xvi) referred to

as the "natural prehistory" of the Great Basin.

Immense strides have been made in the study of Great Basin

aquatic history during the last 50 years. On the physical side,

our understanding of geological evolution of the Great Basin

has been revitalized in the wake of modern concepts of mountain building, tectonics, and volcanology. Geochronology has

provided many new dating methods to aid interpretation of key

geologic events. New methodologies also have enabled much

more precise delineation and dating of ancient lake beds and

better discernment as to whether such data represent records of

long-lived lakes or ephemeral water bodies (playas). Climatic

David B. Madsen, Environmental Sciences, Utah Geological Survey,

Salt Lake City, Utah 84114, USA. Robert Hershler, Department of Systematic Biology, National Museum of Natural History, Smithsonian

Institution, Washington, D.C. 20560-0118, USA. DonaldR. Currey,

Department of Geography, University of Utah, Salt Lake City, Utah

84112, USA.

modeling has developed into an important field that further

aids elucidation of pattern and sequence of aquatic-system development. On the biological side, evidence derived from

fishes (both living and fossil) has been expanded and refined,

and other aquatic biota now has been similarly studied. The

coupling of biogeographic analysis with phylogenetics has provided explicit, testable methods of inferring historical relationships among geographic areas (drainages). The blossoming

field of phylogeography (Bermingham and Moritz, 1998) offers additional tools for fruitful analysis at the population level,

although this has been little applied to aquatic biota of the

Great Basin (but see Duvernell and Turner, 1998).

The purpose of this volume is to assemble and integrate this

large body of relevant data from the geological and biological

schools as it pertains to the history of aquatic systems in the

Great Basin. This is hardly a new concept, but instead it reiterates the spirit of Hubbs and Miller (1948:120):

Even greater advances should ensue, when the biological and geological approaches are more definitely integrated. We eagerly look forward to the time

when we may join with the glacial geologist to journey, helping hand in hand,

across the desert mountains and flats of the Great Basin, together attempting to

unlock some of the doors that are yet closed to us.

This volume is a product of the Great Basin Aquatic System

History (GBASH) Symposium, which was convened in Salt

Lake City at the University of Utah from 17 September to 21

September 1997 to celebrate the 50th anniversary of the publication of papers from the original 1942 symposium. More than

75 individuals attended the GBASH conference, including invited speakers, poster presenters, representatives of land management agencies, and the general public. Participants enjoyed

a highly structured program designed to summarize recent advances in Great Basin natural history in an integrated, interdisciplinary fashion. Presenters included an array of geologists,

climatologists, botanists, zoologists, and anthropologists under

the general direction of conference chair Donald R. Currey.

The presentation format for the 25 invited papers followed the

same tripartite structure we employ herein. Fourteen of those

papers were revised subsequent to the symposium and are collected in this volume. Together these papers complement the

more generalized treatments of Great Basin aquatic history that

are currently available.
SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 1.—The limits of the Great Basin, as defined by areas of internal drainage (after King, 1986).

Defining the Great Basin

The Great Basin is a vast complex of internal drainage systems lying in interior western North America (Figure 1). These

systems are composed primarily of high, north-to-south trending mountains and long, narrow valleys into which mountain

streams and rivers drain. Depending upon how it is defined

(and it can be defined in a number of ways), the Great Basin

extends as far north as 44° north latitude, as far south as 33°

north latitude, as far east as 110° west longitude, and as far

west as 121° west longitude. Although the many definitions of

the Great Basin are appropriate for specific purposes, none exceeds that of John C. Fremont's (1845:175) original description

in terms of simple utility:

The Great Basin—a term I apply to the intermediate region between the Rocky

mountains and the next range [the Sierra Nevada and the Cascade Range], containing many lakes, with their own system of rivers and creeks, (of which the

Great Salt is the principal,) and which have no connexion with the ocean, or the

great rivers which flow into it.

A number of general accounts reviewing the natural history

of the Great Basin are available (e.g., Houghton, 1976;

McPhee, 1981; Trimble, 1989; and particularly, Grayson,

1993), and there is also a variety of extensive treatments of

specific topics (Lanner, 1983; Ryser, 1985; Fiero, 1986; Mozingo, 1987; and Sigler and Sigler, 1987). As a result, we have

not attempted to produce yet another generalized description of

the Great Basin herein. Furthermore, because a variety of biological, geomorphological, and hydrological topics are covered

in the papers that follow, it is important to recognize that the

physiographic, hydrographic, and floristic definitions of the

Great Basin employed in these papers are somewhat different.

Physiographically, the Great Basin is part of the Basin and

Range Province (Hunt, 1967) that, although coterminous with

the hydrographic Great Basin in the north, extends into southern Arizona and New Mexico and covers much of northern

Mexico (Figure 2). The fault-block mountains that characterize

the province began forming during the middle Tertiary, approximately 40 million years (My) before present (B.P.) (King,

1977). This system of mountains and valleys was formed as

part of an ongoing extensional process related to plate tectonics

(Zoback et al., 1981), and the Great Basin continues to expand

as the Pacific Plate shears off the western margin of the North

American plate (Stewart, 1971; Fiero, 1986). This east-west

expansion has created a series of north-to-south trending faultblock mountains separated by long, narrow graben and/or halfgraben valleys filled with Quaternary alluvium. The larger valleys exceed 100 miles (161 km) in length and 30 miles (48 km)

in width. The Great Basin is bounded on the west and east by

the higher ranges of the Sierra Nevada and the western Rocky

FIGURE 2.—The limits of the Basin and Range Province (after Stewart, 1971;

Fiero, 1986).
NUMBER 33

FIGURE 3.—The limits of the floristic Great Basin (after Cronquist et al., 1972).

Mountains, respectively, but many of the smaller interior

ranges reach almost as high because the Great Basin is domeshaped in cross section. Many ranges reach 12,000-13,000 ft

(3660-3960 m) and extend 5000-6000 ft (1524-1829 m)

above valley floors.

The biotic Great Basin is defined primarily by the distribution of plant communities rather than by the animals that are

dependent upon them (Gleason and Cronquist, 1964). The most

widely employed floristic definition is that of Cronquist et al.

(1972) (Figure 3). In this interpretation, the floristic Great Basin extends from the Sierra Nevada on the west to the Wasatch

Front ranges of Utah on the east (Cronquist et al., 1972; Osmond et al., 1990). The eastern boundary is not as sharp as that

on the west, however, and many early treatments of Great Basin flora (e.g., Shreve, 1942) included much of the northern

Colorado Plateau in the floristic Great Basin. Plant communities are dominated by sagebrush (Artemisia tridentata), shadscale (Atriplex confertifolia), and saltbush (Atriplex canescens)

on valley floors, juniper (Juniperous osteosperma) and singleleaf pinon (Pinus monophyla) on lower mountain slopes in the

central and southern Great Basin, and white fir (Abies concolor), Engelmann spruce (Picea emglemannii), blue spruce

(Picea pungens), Douglas fir (Pseudotsuga menziesii), and

quaking aspen (Populus tremuloides) at higher elevations.

These communities extend north into the Snake River Plain,

and the floristic Great Basin, as a result, does not conform well

with the Great Basin as defined either physiographically or hydrographically. There is similar terminological confusion regarding the southern margin of the floristic Great Basin because this boundary is defined mostly by the appearance of

creosote bush (Larrea tridentata), yucca {Yucca brevifolia),

and other plants of the Mojave Desert south of about 37° north

latitude. When either a hydrographic or physiographic definition of the Great Basin is employed, the Great Basin actually

contains three of the four biotic North American deserts (Figure 4).

The Great Basin can be described most definitively in terms

of a series of contiguous interior drainage systems. Although

subject to some debate over whether or not a few individual

drainage basins do indeed have internal drainage (e.g., Mifflin

and Wheat, 1979; Smith and Street-Perrott, 1983; King, 1986),

this hydrographic definition is the most detailed of those available because drainage basin boundaries can be identified with

precision. Several hydrographic definitions have been produced, which differ because of the varying number of drainage

NM

FIGURE 4.—The three biotically defined North American deserts with the

hydrographically defined Great Basin (after Shreve, 1942; Spaulding et al.,

1983).
SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 5.—Hydrographic basins within the Great Basin (after G.Q. King, unpublished data).

basins included. A hydrographic definition of the Great Basin

is most useful herein because our interest is in Great Basin

aquatic systems, and we employ that of King (1986), who identified 187 separate drainage basins within the Great Basin as a

whole (Figure 5).

Many of these individual drainages coalesced to form larger

drainage units during cooler and wetter periods when lake levels rose and overflowed into adjoining basins. The largest of

these, by far, are the Lahontan Basin on the west and the

Bonneville Basin on the east, where the relatively more massive Wasatch Mountains and Sierra Nevada, respectively, capture substantial amounts of precipitation. During warm and dry

intervals, the rivers of the Lahontan Basin, such as the

Truckee, the Humboldt, the Carson, and the Walker Rivers,

flowed into separate basins and form individual lakes, such as

Pyramid and Walker Lakes. Under higher precipitation and

lower evaporation regimes, however, these basins filled differentially, forming variable combinations of basin systems as

lake waters rose (Davis, 1982). At their maximum, these waters formed a single lake, covering nearly 8670 square miles

(22,440 km2), during the last glacial cycle. The situation is

similar in the eastern Great Basin where the Sevier and Great
NUMBER 33

V * i

200 km

FIGURE 6.—Large lakes within the Great Basin during the height of the last pluvial period (18-16 Ka) (after Williams and Bedinger, 1984).

Salt Lake subbasins at times have been either completely separate, connected by an overflow channel, or coalesced into a

single lake. At its height, Lake Bonneville extended more than

500 miles (805 km) from north to south, covered more than

19,900 square miles (51,640 km2), and overflowed into the

Snake River and the Columbia River drainage system. At such

times the Bonneville Basin was not, hydrographically speaking, part of the Great Basin at all.

A number of other basins within the Great Basin also overflowed during wet periods, but they formed a series of interconnected lakes rather than a single, large lake. The most

extensive chain of lakes and basins were formed in the southwestern Great Basin, where Mono, Owens, China, Searles, and

Panamint Lakes (and other smaller lake basins) were connected

at the peak of pluvial periods by a series of overflow channels

that eventually extended into Death Valley (Smith and StreetPerrott, 1983). A number of shorter, interconnected lake systems, such as the Malheur Lake-Harney Lake chain in Oregon,

were found in other parts of the Great Basin. Most of the basins

in the central and southern Great Basin contained only isolated

lakes during moist intervals because the mountains that form

their margins are limited both in extent and elevation; however,

several of these isolated lakes, such as Pleistocene Lake Franklin in central Nevada, were relatively large because of the high

elevation of both the basin floor and the surrounding mountain

crests in the central Great Basin. More than 80 percent of the

187 Great Basin drainages contain playas, and most of these

basins likely supported lakes at least seasonally during the peak

of the last pluvial interval (e.g., King, 1986; Williams and Bedinger, 1984) (Figure 6).
SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 7.—Major subregions of the Great Basin (after Houghton, 1976).

Major subdivisions within the Great Basin have been defined

in a number of ways, much like the basin as a whole. These

subdivisions, also like the basin as a whole, differ markedly depending upon the criteria that are employed in making the divisions. Cronquist et al. (1972) divided the Great Basin floristic

province into 15 separate sections. This number can be reduced

considerably because parts of seven of these sections lie well

outside the Great Basin, as defined either hydrographically or

physiographically, on the Snake River Plain and the Colorado

Plateau. On the other hand, they include none of the plant communities of the Mojave or Sonoran Deserts in the southern hydrographic Great Basin. Many of these floristic subdivisions

cross drainage system boundaries. Both Hunt (1974) and

Houghton (1976) divided the Great Basin into five major subregions based upon a combination of hydrographic and physiographic factors (Figure 7). These subdivisions are in relatively

close agreement, differing primarily in the labels that are applied to them, and they provide a far simpler and more coherent

division of the Great Basin than that of Cronquist et al. (1972).

These include the Bonneville Basin to the east of the central

basin area, the Lahontan Basin to the west of the central area, a

Northwest Lakes (or Lava and Lakes) area to the north of the

Lahontan Basin, and a Southern or Death Valley system to the

south of the central area.

The confusion surrounding various biotic, physiographic,

and hydrographic definitions of the Great Basin is symptomatic

of the difficulties in understanding the history of the Great Basin aquatic systems. The Great Basin is related in many different ways to the areas around it, and it is difficult to tease out

how changes in those relationships through time have differentially affected Great Basin biomes. For example, at times the

Bonneville Basin has been hydrographically part of the Great

Basin, and at other times it has been part of the Columbia River

drainage system. As a result, the aquatic biota of this basin has

a history that is both richer and more complex than that of

many other Great Basin drainages. These different definitions

are also illustrative of the difficulties in making comparisons

across drainages within the Great Basin. Lakes in the south, for

example, are surrounded by vegetation that is so markedly different from that surrounding lakes in the north that floristically

they are not even in the Great Basin. Yet it is these differences

that lie at the heart of the Great Basin and that, by extension, lie

at the heart of the papers in this volume. The Great Basin is at

once both obvious and enigmatic, making attempts to explore

and interpret its natural history both irritating and rewarding.

Chronological Aspects of Great Basin Aquatic Systems

A Great Basin aquatic systems history must include an understanding of the changing climatic conditions that have

largely structured fluctuations in the size of Great Basin lakes

and the development of biotic communities in the region.

These long-term climatic changes are related most directly to

alterations in the relative distance between the earth and the

sun and, hence, vary with perturbations in the earth's orbit and

axis. These climatic changes operate on a number of different

scales, ranging from about 20,000 to 100,000 or more years,

and, depending upon where the earth is in each of these Milankovitch cycles, they can reinforce or counteract each other.

For example, the wobble in the earth's axis alternately moderates and exacerbates the change in the amount of energy received from the sun as the earth's orbit changes on a longer

scale. For Late Quaternary climates, the 19,000- and 23,000-

year precession cycles and the 41,000-year obliquity cycles are

particularly important (e.g., Grootes and Stuiver, 1997). Climatic change on a millennial scale of 1000-2000 years also has

been recognized in proxy records from ice cores and from

cores taken from the ocean and large continental lakes. As yet,

however, it is not clear how short-term Dansgaard-Oeschger

cyclical variations may relate to the celestial mechanics that

drive the longer cycles. All of these cycles appear to produce

globally linked climatic changes, although the nature of these

changes varies spatially.

The longer-term cycles defined in the oxygen isotope record

of deep-sea cores are also readily recognized in the fluctuation

histories of many Great Basin lakes (e.g., Smith and Bischoff,

1997; Benson et al., 1998). Several of the papers in this volume

explore the effects of these longer-term climatic cycles on

Great Basin lakes, and there is no need to discuss the issue here.

Less well known, however, is the relationship between millennial-scale climatic changes and the fluctuation histories of
NUMBER 33

Great Basin lakes. Most dramatically, it is becoming increasingly clear that the transitions between the steady-state conditions that characterize these millennial-scale cycles are relatively abrupt, often on the order of a decade or less, and

certainly within the lifetime of a human being. Evidence from

Greenland ice cores and from cores taken from the North Atlantic Ocean indicates that these cycles assumed a characteristic form during the glacial period. They were initiated by a

rapid rise in temperature of 5°-8° C in a matter of decades,

gradually returned to moderate conditions over the course of

about 1000 years, and ended with a rapid return to very cold

temperatures prior to the start of a warming event that initiated

a new cycle. The amplitude of the cycles appears to have been

much smaller during the Holocene (on the order of 1°—3° C),

but the pattern seems to have been relatively similar. Twentyfour cycles have been identified in the last glacial period, and

nine have been recognized in these detailed ice core records

during the 12,000 years of recorded human occupation in the

Great Basin (e.g., Bond et al., 1997). These millennial-scale cycles extend back at least 100,000 years (e.g., Brooks et al.,

1996) and appear to be part of the entire Pleistocene record.

Although it is becoming evident that change in the water

budget of many Great Basin lakes is correlated with millennialscale cycles evident in the ice core record (e.g., Benson et al.,

1997; Oviatt, 1997), all of the late glacial and Holocene cycles

have yet to be recognized locally. This is probably due to a

combination of factors, such as the relatively coarse nature of

local environmental records and the presence of other, longer

cycles with periodicities of 6100 and 11,100 years that may obscure local manifestation of millennial-scale fluctuations (e.g.,

Mayewski et al., 1997). Once detailed and sensitive records,

such as those from tree rings and lake varves, are available,

many, but perhaps not all, of these cycles may become evident.

Regardless, it is as important to incorporate a notion of time

into an understanding of Great Basin aquatic systems as it is to

understand the spatial dimensions that define them. At times

Great Basin valleys were filled with water, and at other times

they became completely desiccated; lakes came and went; hydrological systems connected and disconnected. These cyclical

changes, together with the basin and range topography, comprise the basic structure that underlies Great Basin aquatic systems.

Organization of the Volume

The first section of this volume includes papers treating the

physical history of Great Basin paleolakes. Negrini's comprehensive summary of pluvial lake histories in the northwestern

Great Basin (and evaluation of Antevs' model for Quaternary

climate change) will prove useful not only to geologists but

also to those seeking information relative to aquatic biogeography. Millennial-scale oscillations are evident in this sequence,

but it is apparently slightly out of phase with those of the eastern Great Basin lakes. Similarly, the paper by Reheis et al.,

which carefully documents new evidence supporting an enlarged Lake Lahontan drainage system during the late Neogene, also fits well the cross-disciplinary focus of this symposium. They suggest that lake levels were as much as 70 m

higher during the early to middle Pleistocene than during the

late Pleistocene highstand—a sequence that is also quite different from that found in the eastern Great Basin. The highly dynamic nature of Quaternary paleoclimates and associated hydrological cycles in the Great Basin is emphasized by

Lowenstein, who reviews pertinent high-resolution data from

lake beds of the Death Valley hydrographic system. Lowenstein makes it clear that rapid climate-change events evident in

the Greenland ice core and in North Atlantic core records also

are present in Great Basin lake histories. Oviatt summarizes the

lasting contributions of Gilbert and Antevs, two of the contributors to the 1948 Great Basin volume, to the study of aquatic

history of the Bonneville Basin. Sack marshals geomorphic and

hydrologic evidence to unravel changes in subbasin relationships within a component of the Bonneville Basin, again indicating that complexity is a hallmark of Great Basin aquatic systems history.

The section on aquatic biology focuses on the latest contributions that biotic data have made to our understanding of Great

Basin aquatic systems history, and it is intended as a supplement to the earlier papers collected by Harper and Reveal

(1978). Regional aquatic biota includes various taxa that disperse readily, speciate slowly, and whose distribution and occurrence more reflects ecological and climatic conditions than

history of drainage interconnections. The fossil record of such

organisms thus can provide a detailed picture of environmental

history. In the paper by Bradbury and Forester, high-resolution

paleontologic data for two such groups from lake bed cores (diatoms and ostracods) are integrated with other biotic and physical evidence to infer the late Pleistocene history of Owens

Lake within the context of Sierra Nevada glaciation and regional climatic history. On the other end of the spectrum, speciose groups, whose members are often locally endemic, can provide important clues of drainage interconnections, although

this utility is strongly dependent upon the availability of robust

phylogenetic hypotheses as the basis for analysis. Fishes have

long paved the way in this arena, and the paper by Smith et al.

represents a significant advance from the classical treatment of

Hubbs and Miller (1948). In this paper phylogenies of several

groups, based on mitochondrial DNA sequences, together with

a comprehensive review of fossil evidence, are used to refine

previous interpretations of historic drainage relationships and

rates of fish evolution. Fish evidence suggests the importance

of old drainage relationships and vicariant events that preceded

the late Pleistocene pluvial period, as presaged by Minckley et

al. (1986). Papers on aquatic snails (Hershler and Sada) and insects (Polhemus and Polhemus) suggest additional ancient

drainage relationships that predate modern topography, although these hypotheses await testing within the context of

phylogenetic analysis. Great Basin biogeography has changed
SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

(extirpation of biota, introduction of exotic taxa, etc.) as a regrettable consequence of anthropogenic activities relating to

water development in this arid region. It is appropriate to ask

whether, using the phraseology of Kornfield and Echelle

(1984:251), attention to "tending of the flock" is currently sufficient to ensure long-term persistence of the unique aquatic ecosystems in the Great Basin. The chapter by Sada and Vinyard

summarizes the conservation status of aquatic biota endemic to

the Great Basin. One cannot but conclude that conflicting development and conservation needs can be better balanced.

The final section on nonaquatic biology and hydroclimatic

perspectives is focused on the climatic mechanisms that drive

changes in Great Basin lake levels and on the biological communities that surround the Great Basin lakes. Because the history of these biotic systems is, in turn, mostly determined by

fluctuations in the size of the lakes, these changes are necessarily an integral part of Great Basin aquatic systems history. The

papers in this section vary between generalized accounts applicable to the Great Basin as a whole and specific accounts related to a single lake-basin history, and between consideration

of very long-term changes and of relatively short-term records.

As such, these papers reflect the breadth of studies involving

Great Basin ecosystems that are currently underway. Davis focuses on the long-term vegetational history of the Bonneville

Basin, as delineated from analysis of the pollen in deep cores

from the Great Salt Lake. He suggests that there was a gradual

evolution of desert flora during the last five million years that

was punctuated by a number of noteworthy events. Pluvial-interpluvial cycles began after about 750,000 years ago, and

Davis suggests that an increase in pollen concentration indicates the Bear River was diverted into the Bonneville Basin

shortly before about 300,000 years ago. Wigand and Rhode

provide a detailed compilation of Great Basin floristic changes

during the last 150,000 years, focusing primarily on the last

15,000-20,000 years. Using an extensive array of data derived

from pollen, midden, and tree-ring records from the northwestern, southern, and northeastern Great Basin, they suggest that

Great Basin ecosystems have not evolved in a holistic fashion.

Rather, Great Basin floristic communities are a continually

changing mosaic of individual organisms, and Wigand and

Rhode suggest that modern and prehistoric communities are

not appropriate analogues for one another. Grayson uses a detailed, small-mammal record derived from the collecting activity of owls to assess the nature of climatic change during the

Pleistocene-Holocene transition and the early Holocene in the

Great Salt Lake basin. He suggests that the early Holocene was

both cooler and wetter than at present, in contrast to climate

models that indicate otherwise. He too notes that faunal communities are composed of species that react differently to

changing climatic conditions and finds support for speciesrichness response models that predict increasing diversity with

increasing precipitation. Finally, Madsen reviews the relationship between Great Basin lakes and Great Basin peoples. He

notes that this relationship is mostly structured by the dichotomy between the relatively rich and productive riverine and

lacustrine ecosystems and the relatively dry and less productive

landscapes that surround them. As a result, changes in the size

and distribution of lakes have been critical components in the

development of prehistoric human society in the Great Basin.

Acknowledgments

We thank the authors for their timely submissions and for the

patience they displayed with delays in the editorial process. We

also thank the many colleagues who served as reviewers of

these contributions. The Smithsonian Institution provided

funds to support the publication of this volume. This institution, together with the University of Utah and the Utah Geological Survey, also provided support for the GBASH conference.

Linda Williams and Peter Hovingh assisted in many ways with

the organization of the conference. We thank Guy King for permission to use his unpublished map of Great Basin drainage

units.

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434.
Pluvial Lake Sizes in the Northwestern Great Basin

throughout the Quaternary Period

Robert M. Negrini

ABSTRACT

Sediments deposited by pluvial lakes of the northwestern Great

Basin are good repositories of paleoclimate data, which have been

used to test models of global climate change whose scale ranges

from multidecade to megayear. The principal driving models

include (1) Milankovitch-scale (106-104 yr) jet stream migration

in reponse to changes in the sizes of continental glaciers, (2) millennial-scale (104

-102 yr) climate change as a hemispheric

response to large-scale climate changes in the North Atlantic

Ocean (i.e., Dansgaard-Oeschger cycles, Heinrich Events, and

Bond Cycles), and (3) Antevs' (1948) phenomenological model of

climate change in the Holocene, which primarily predicts, on the

average, a relatively warm and dry interval in the middle part of

the Holocene. Changes in the Earth's orbital geometry are the ultimate causes for Milankovitch-scale climate changes. Changes in

the solar constant might prove to be the ultimate cause for climate

change with periods long enough to overlap the part of the spectrum occupied by the Holocene changes and by the millennialscale climate changes; however, the magnitude of change expected

from solar processes would be much smaller than those associated

with millennial-scale climate changes, so if there is a causal connection, it would have to be strongly nonlinear.

Climate records from the northwestern Great Basin, particularly

those from pluvial Lakes Modoc, Lahontan, and Chewaucan, support models related to Milankovitch-scale climate changes by

exhibiting the appropriate periodicities and/or phases of predicted

climate change and by exhibiting the appropriate dynamic spectral

content of climate change throughout time (e.g., the change from a

dominance of periods lasting 400 thousand years (Ky) and 41 Ky

to a dominance of 100 Ky starting at -900 thousand years ago

Robert M. Negrini, Department of Physics and Geology, California

State University, Bakersfield, California 93311, USA.

Reviewers: Andrew S. Cohen, Department of Geosciences, University

of Arizona, Tucson, Arizona 85761, USA; Timothy K. Lowenstein,

Department of Geological Sciences, State University of New York at

Binghamton, Binghamton, New York 13902, USA; James F. Luhr,

Department of Mineral Sciences, National Museum of Natural History, Smithsonian Institution, Washington, D.C. 20560-0129, USA;

and one anonymous reviewer.

(Ka)). Records of millennial-scale change from the northwestern

Great Basin are beginning to appear in the literature, but at the

time of this review, no published records have been dated precisely

enough for comparison with the archetypical records from North

Atlantic marine and ice cores. A collective record associated with

pluvial lakes throughout the northwestern Great Basin indicates a

weak trend toward overall lower lake levels and warmer, drier climate during the middle Holocene, thereby supporting Antevs'

(1948) model of Holocene climate change for the Great Basin.

Introduction

Approximately 50 years ago, Ernst Antevs (1948) proposed

a model of Quaternary climate change for the Great Basin. The

inductive reasoning that led to this model was based in part

upon observations made by Allison (1945) and Russell (1895)

of changes in pluvial lake levels through time in the northwestern Great Basin. The pluvial lakes of the internally drained

Great Basin hydrological province have continued to be a valuable source of nonmarine paleoclimate data primarily because

the sizes of these lakes are especially sensitive to changes in

precipitation and evaporation (e.g., Morrison and Frye, 1965;

Mifflin and Wheat, 1979; Smith and Street-Perrott, 1983; Benson and Thompson, 1987a; Benson et al., 1990; Morrison,

1991a; Spaulding, 1991; Oviatt et al., 1992; Grayson, 1993;

Benson et al., 1995). Furthermore, these size changes are recorded by the presence of a wide range of observable features

in the lake system, including tufa deposits, strandlines, and

biota, and by a wide range of measurable features, including

the geochemistry, physical lithology, and magnetism of lake

sediments (Currey, 1994b). Finally, because most of the basins

have been actively subsiding along marginal faults for much of

the late Cenozoic era, their deposits potentially carry paleoclimate records throughout the Quaternary and earlier into the latest Tertiary period.

Records from lakes in the northwestern part of the Great Basin are set apart from those of the rest of the Great Basin because

11
12 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

this region is located downwind from the volcanoes of the Cascade Range. Consequently, volcanic ashes are ubiquitous in

lake-bottom sediments and are commonly found in context with

other geomorphic features associated with these lacustrine systems. For example, a 17 m section of lake-bottom sediments exposed near Summer Lake, Oregon, contains more than 50 tephra

layers, and the overlying sand dunes contain fragments of the

Mazama tephra (Allison, 1982; Davis, 1985). The geochemical,

petrographic, and, to a lesser extent, the paleomagnetic signatures of such ashes allow excellent intrabasinal correlations

among outcrops and cores as well as extrabasinal correlations

with other well-dated sequences of lake sediments or volcanic

deposits. The absolute ages of the ashes often can be determined

directly by using a variety of radiometric and luminescence

methods, thus extending the age control of these sediments beyond the range of radiocarbon dating (Berger, 1991; SarnaWojcicki and Davis, 1991).

This paper is a review of research on northwestern Great Basin pluvial lake levels published since Antevs' 1948 paper. Ante vs' original hypotheses are summarized first, followed by a

review of improvements made on these models during the last

50 years. Next is a brief review of other climate-change models

that potentially impact the northwestern Great Basin. Finally,

advances in the associated observations (i.e., the prehistory of

northwestern Great Basin lakes) made during the last several

decades are summarized, focusing on studies done after previously published, related reviews (e.g., Davis, 1982; Smith and

Street-Perrot, 1983; Benson and Thompson, 1987a; Morrison,

1991a, 1991b; Grayson, 1993). The spatial coverage includes

pluvial Lake Lahontan and all of the Great Basin pluvial lakes

to the north and west of Lake Lahontan for which published research is available (Figure 1). The temporal scope of this paper

is the Quaternary period, during which the late Tertiary Great

Basin was influenced by the advance and retreat of continental

glaciers. The latest Quaternary receives the most emphasis because of the prevalence of data from that time interval. Unless

otherwise noted, this paper follows Russell (1895), Hubbs and

Miller (1948), and Morrison and Davis (1984a) in the use of

the same proper name for all successive pluvial lakes that occupied each major basin.

Models of Great Basin Climate Change

ANTEVS' JET STREAM MIGRATION MODEL FOR PLEISTOCENE

CLIMATE CHANGE

Near the end of the nineteenth century, Russell (1895) surmised that the rise and fall of pluvial Lake Lahontan was synchronous with the advance and retreat of continental glaciers in

North America. Antevs (1925, 1938, 1948, 1955) agreed with

this premise and advanced the idea into a more complete model

whereby pluvial episodes in the Great Basin resulted from the

southward deflection of the northern jet stream storm track

(and associated weather regimes) by North American continental ice sheets. Some of the details in Antevs' model have since

been proven to be wrong. For example, his absolute chronologies of climate change were in error principally because his

dating methods were limited to long distance correlations of

discontinuous varve sequences and to salt balance calculations.

In addition, he was overly attached to the assumption of precisely synchronous climate change in Europe and North America (Antevs, 1955:324; 1962; Frye et al., 1965:57). Nevertheless, Antevs' model linking ice-sheet extent to pluvial lake

sizes has, to a first order, stood the test of time and, as a result,

has become the prevailing model for research on high-amplitude Quaternary climate change in the Great Basin (e.g., Benson and Thompson, 1987a; Benson et al., 1990; Morrison,

1991a; Spaulding, 1991; Benson etal., 1995).

IMPROVEMENTS TO ANTEVS' PLEISTOCENE MODEL

Estimating the Size of the Ice Sheets through Time

DIRECT EVIDENCE.—The timing of lake-level change predicted by Antevs' model is, of course, dependent upon the size

of the continental glaciers through time. With the development

of additional absolute dating techniques and the inclusion of

additional data, constraints on the extent of North American

continental glaciers through time have improved considerably

since Antevs' 1948 paper (e.g., Crandell, 1965; Frye et al.,

1965; Goldthwait et al., 1965; Lemke et al., 1965; Muller,

1965; Pewe et al., 1965; Schafer and Hartshorn, 1965; Wayne

and Zumberge, 1965; Wright and Ruhe, 1965; Hamilton and

Thorson, 1983; Mickelson et al., 1983; Waitt and Thorson,

1983; Andrews, 1987; Booth, 1987). This improved knowledge

base has led to more robust testing of Antevs' jet stream migration model. Unfortunately, even these advances cannot make

up for the obvious fact that most of the direct evidence for the

extent of the North American continental glaciers during the

Quaternary period has been erased by the last glacial advance.

As a result, abundant direct evidence of glacial size is only

available for the last maximum and subsequent retreat positions.

INDIRECT EVIDENCE.—One of most important advances in

Quaternary climate models during the last 50 years was the discovery that the relative concentration of the oxygen isotopes in

the shells of marine microfossils provides a good first-order

proxy for global ice volume for the entire Quaternary period

(Shackleton, 1967; Imbrie and Kipp, 1971; Imbrie and Imbrie,

1979). This concentration is conventionally expressed as 818O,

the difference between a ratio of

 18O and 16O in a given sample

and that same ratio observed in a standard sample. Of particular

importance to Antevs' model and to the Great Basin is the usefulness of this proxy to represent the size of the North American ice sheets through time. Indeed, despite low-amplitude,

high-frequency discrepancies and an approximately 1000-year

time lag, the decrease of 518O in marine microfossils has been

shown to occur more or less synchronously with the 14-6 Ka
NUMBER 33 13

Lake

Fort Rock

Lake

Malheur

Lake

Modoc Lake

Buck Lake

Round Lake

Malheur

Lake

Laki

Chewauc

Oregon_

Nevada

N

Lake

Lahontan

Walker

Lake

FIGURE 1.—Pluvial lakes of the northwestern Great Basin. Lake sizes during pluvial maxima are shown in gray.

Modern remnant lakes are shown in black. The names of pluvial lakes discussed in this paper are shown in italicized print with large font size; the names of relevant modern remnants are indicated with smaller font.

retreat of the North American ice sheets (Mix, 1987; Ruddiman,

1987). Considering that many of the radiocarbon ages used to

date both the marine records and the terrestrial limits of the ice

sheets were from entirely different materials exposed to radically different geochemical environments, the timing of the two

records agrees quite well. Furthermore, there is no reason to believe that this result is not representative of previous glaciations.

Another advantage in using marine isotope records as a

proxy for ice-sheet size is that their ages can be determined

with an accuracy, precision, and continuity previously unknown for middle- to late-Pleistocene sedimentary records.

The dating method used assumes that a large component of climate change is driven by variations in solar insolation incident

on the earth's northern hemisphere, which in turn are driven by

variations in the earth's orbital geometry, the so-called Milankovitch cycles (Hays et al., 1976; Imbrie et al., 1984; Martinson

et al., 1987; Berger et al., 1992). These variations consist of the

precession of the earth's axis of rotation about the ecliptic normal (an ~21 Ky period), the oscillation of the axial obliquity

angle (an ~41 Ky period), and the oscillation of the eccentricity

of the orbit (an ~100 Ky period). Marine oxygen isotope

records are dated by tuning their phase and amplitude spectra
14 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

to those of the Milankovitch cycles. This analysis includes the

expected lag in the melting of the ice sheets and the associated

lowering of marine 518O. Because the timing of Milankovitch

cycles can be accurately and precisely extrapolated backward

in time for hundreds of thousands of years from modern and

historical astronomical observations, the age control for the oxygen isotope global ice volume proxy is arguably precise to

within a few thousand years to at least as far back as 300 Ka

(Martinson et al., 1987). There is strong support for the accuracy of the marine oxygen isotope chronology well back into

the early Quaternary (Johnson, 1982; Baksi et al., 1992; Izett

and Obradovich, 1994; Edwards et al., 1997; Kerr, 1997). It

should be noted that terrestrial temperature proxies from ice

cores and vein calcites, which should respond more quickly to

insolation variations than the marine oxygen isotope records, at

times agree very precisely with the marine records but at other

times are quite discordant (e.g., Winograd et al., 1992; Winograd et al., 1997). This inconsistency calls into question the

constancy of the lag times used in the orbital tuning of the marine oxygen isotope chronology and, thus, the accuracy of this

chronology.

An abrupt increase in mean 518O, a corresponding decrease

in the mean percentage of CaCO3, and a coeval increase in

variability of both of these indices in marine sediments point to

the onset of ice sheets in the northern hemisphere at about 2.5

Ma (Ruddiman and Wright, 1987, and references therein).

These early ice sheets apparently fluctuated in size at obliquitylike periods of 41 Ky from -2.5 Ma until -900 Ka (Ruddiman

et al., 1986; Ruddiman and Wright, 1987; Ruddiman and

Raymo, 1988). From 900 Ka to the present, the 23 Ky precession-like period became as important as the 41 Ky period, and

both became subordinate to the 100 Ky eccentricity-like period

(Imbrie, 1985; Ruddiman and Wright, 1987). The above-described character of the marine-sediment proxies for ice-sheet

extent can be used in conjunction with Antevs' model to predict similar features in records of pluvial lake-level sizes

through time. Furthermore, assuming that the lake-level data

have the requisite amplitude resolution and age control, finerscale features in the marine proxies, such as the oxygen isotope

stage (OIS) and the substage boundaries of Hays et al. (1976),

also can conceivably be employed as predictive tools.

Quantifying the Jet Stream Model

ATMOSPHERIC CIRCULATION MODELS.—Spurred by advances in computer technology during the last 25 years, Antevs' model has been expressed quantitatively as part of a more

general effort to model global atmospheric circulation in response to a variety of factors (Kutzbach, 1987; COHMAP,

1988; Kutzbach and Ruddiman, 1993). From such models, jetstream position versus time has been predicted in response to

changing global climatic conditions for the last 18 Ky. The

models are based upon the fundamental laws of physics and are

constrained by a myriad of boundary conditions, including the

surface area and elevation of continental ice sheets, latitudeand time-dependent Milankovitch-driven changes in solar insolation, atmospheric chemistry (e.g., the concentration of CO2),

sea-surface temperatures, albedo of the earth's surface, etc.

Such efforts have shown that, to a first order, significant

changes in precipitation, temperature, and weather distribution

patterns should, indeed, occur in response to the advance of the

continental ice sheets as proposed in Antevs' original model

for the Great Basin (Kutzbach and Wright, 1985; Manabe and

Broccoli, 1985; Kutzbach and Guetter, 1986; Kutzbach, 1987;

COHMAP, 1988).

Although the results of the above-described models generally support Antevs' jet stream migration model, the spatial and

temporal grid spacings in the models are relatively large compared with the spatial and temporal resolution and the accuracy

of the observational database. That is, the general atmospheric

circulation models do not generate specific-enough predictions

regarding the effect of the jet stream on the magnitude and timing of pluvial lake size in a region as small as the northwestern

Great Basin. For example, such models show a maximum

southward mean position of a strong winter jet stream at

~25°-35° N from before 18 Ka to as late as 15-12 Ka (Kutzbach, 1987, fig. 11; Thompson et al., 1993). In contrast, northwestern Great Basin lakes are spaced only tens to hundreds of

kilometers apart, and the lake-level prehistory of at least one of

them (Lake Lahontan) is known throughout this time interval

with a precision as small as a few hundred years (see "Latest

Pleistocene," below). As knowledge of the lake-level prehistories for the other lakes approaches that for Lake Lahontan,

higher-resolution models will be required.

EFFECT OF JET STREAM MIGRATION ON LAKES.—More-localized modeling has been conducted to determine if predicted

climate conditions would result in lake-size changes that agree

with observations (Mifflin and Wheat, 1979; Benson, 1986;

Benson and Paillet, 1989; Hostetler and Bartlein, 1990;

Hostetler and Benson, 1990; Hostetler, 1991; Freidel, 1993).

Input for these models includes the general climate conditions

dictated by the output of the larger-scale models, independent

observations of pluvial climate conditions (e.g., temperature

and precipitation estimates from fossil pollen analyses), or extreme values from modern measurements (e.g., river discharge

values from the 1983 wet year). Such efforts have demonstrated that pluvial lakes can indeed reach their maximum sizes

under the conditions corresponding to a mean annual position

of the jet stream storm track near or south of the latitude of the

lake in question in response to decreased evaporation from

lower temperatures and increased cloud cover and in response

to enhanced precipitation in the drainage basins. The amount of

required increase in precipitation is reduced significantly by

greatly reduced evaporation if the temperature decreases

enough to freeze the lakes during the winter.
NUMBER 33 15

DANSGAARD-OESCHGER CYCLES, HEINRICH EVENTS, AND

BOND CYCLES AS MODELS FOR HIGH-AMPLITUDE

PLEISTOCENE CLIMATE CHANGE

In the last two decades, high-frequency climate events and

cycles not explainable by Milankovitch cycles have been observed in several different types of climate records, especially

high-resolution ice cores and marine sediment cores (Broecker,

1994). In particular, Dansgaard-Oeschger (D-O) cycles are

variations in several climate parameters and were first observed in Greenland ice cores (Dansgaard et al., 1982; Dansgaard et al., 1993). They have a distinctive square-wave morphology and periods of a few thousand years. These cycles

usually oscillate about a progressively cooler temperature

mean until a relatively instantaneous Heinrich event occurs.

Heinrich events are marked by distinct marine sedimentary deposits that indicate extensive ice rafting from North America

into the North Atlantic Ocean (Heinrich, 1988). These lithologic deposits are coeval with the coldest of the cold parts of

the D-0 cycles since the last Heinrich event. A rapid warming

usually follows, marking the beginning of a new sequence of

D-0 cycles that, in turn, end in the next Heinrich event (Bond

et al., 1993). Each set of D-0 cycles and its associated terminal

Heinrich event is collectively referred to as a Bond cycle (Broecker, 1994). Within Bond cycles, each cold part of the higherfrequency D-0 cycles also are correlated with high percentages

of lithic detritus presumably rafted on icebergs (Bond and

Lotti, 1995).

The balance of evidence suggests the above phenomena are

global in nature. Heinrich events, in fact, appear to have occurred near major global climate boundaries (e.g., at the transition from OIS 6 to 5, from 5 to 4, and from 2 to 1 (Broecker,

1994). The most-favored mechanisms for connecting Heinrich

events (and now the cool parts of the D-0 cycles) with global

climate change are (1) the impact of fresh water into the North

Atlantic Ocean on the marine thermohaline circulation and related atmospheric/oceanic transfer of heat and water vapor,

and (2) the impact on the position of prevailing weather patterns caused by a rapid retreat of the Laurentide ice sheet (Broecker, 1994; Bond and Lotti, 1995). Although the causes of DO cycles, Heinrich events, and Bond cycles have not been identified unequivocally, their widespread nature and distinct timing have led to their use as potential phenomenological models

for high-frequency climate change in the Great Basin (e.g.,

Oviatt, 1997; Benson et al., 1998).

ANTEVS' NEOTHERMAL MODEL FOR HOLOCENE

CLIMATE CHANGE

The understanding of Holocene climate change is important

for several reasons, including its bearing on the distribution and

nature of archeological sites (Baumhoff and Heizer, 1965; Aikens, 1983; Mehringer, 1986; Madsen, 2002) and its importance

in establishing a baseline for anthropogenic climate change

(Scuderi, 1993). Unfortunately, for the most part, models of

Holocene climate change are still in the inductive stage. They

are either entirely descriptive or consist of time-varying global

phenomena that have only speculative, generalized links to climate. Part of the problem for the northwestern Great Basin lies

in the unremarkable nature of the observations relative to those

in the latest Pleistocene. Holocene pluvial lake-level changes in

this region either are very low in magnitude or, if high-magnitude changes do exist, are of too high a frequency (< 100-year

periods) to be easily observed in the geological record. Despite

these problems, the existing models of Holocene climate

change are worth reviewing as points of departure.

Antevs (1948, 1955) based his model for Holocene (or, in his

terms, "Neothermal") climate change in the Great Basin on observational evidence from North America and Sweden and on

the assumption of synchronous climate change for the entire

Northern Hemisphere (Grayson, 1993). Loosely interpreted,

Antevs divided the Holocene into three intervals of roughly

equal duration, as shown in Figure 2a. The early Holocene

Anathermal age (10-7.5 calendar thousand years ago (cal Ka);

8.4-6.6 radiocarbon thousand years before present (14C Ky

B.P.)) was characterized by modern-like temperatures that gradually increased throughout the interval and by aridity levels

that were slightly moister than today. The middle Holocene

Altithermal age (7.5-4.5 cal Ka; 6.6-4.0

 14C Ky B.P.) was distinctly warmer than present, and it was characterized by higher

aridity. In the late Holocene Medithermal age (4.5 cal Ka to

present), conditions returned to cooler temperatures and less

aridity, although they were slightly more arid than the Anathermal. Quantitative modeling has not yet been attempted to determine the extent of lake-level rise and fall in response to Holocene climate change; however, assuming Antevs' model is

correct, it is reasonable to extrapolate from this model that

northwestern Great Basin pluvial lakes would have been at late

Holocene levels or slightly higher during the early Holocene

and at their lowest levels during the middle Holocene.

As with Antevs' jet stream migration model, the particulars

of his Neothermal model have fallen prey to additional data

that have been analyzed with more modern techniques. For example, his attribution of moister conditions for the Anathermal

age is based in part upon several meters of lake sediments

found above the Mazama tephra in an outcrop that is 25 m

above the present-day lake level of Summer Lake, Oregon (Allison, 1945; Antevs, 1948). After the advent of geochemical

fingerprinting of tephra layers and better absolute dating techniques, it became clear that Allison's tephra was, instead, the

considerably older (~45-50 Ky old) Mount St. Helens Cy

tephra (Allison, 1966a; Davis, 1985; Berger and Davis, 1992).

Generally speaking, however, when data are averaged temporally over hundreds of years and spatially over the entire northwestern Great Basin, Antevs' original hunch has proven to be

more or less correct, although a strict adherence to this model

is commonly advised against, mostly because of its limited applicability to very specific localities and times (Bryan and
16 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Medithermal Altithermal Anathermal

800-

jQ

Q.

Q.

CO

•JO 400-

o

0

J

-34-

early Holocene

cooling event

luminosity changes

and higher overall

solar luminosity

i i i

10 11 12

cal Kyr B.P.

FIGURE 2.—a, Approximate age range of Antevs' Neothermal ages, b, Frequency and severity of Holocene eruptions as indicated by residual sulfate anomalies from the GISP2 ice core (after Zielinski et al., 1994, fig. 4). c,

Holocene temperature as indicated by oxygen isotope data from the GISP2 ice core (after Stuiver et al., 1995, fig.

5). d, Solar luminosity throughout the middle and late Holocene as inferred from

 14C concentration anomalies

corrected for variations in magnetic field intensity (after Damon et al., 1989, fig. 4; Magny, 1993, fig. 3).
NUMBER 33 17

Gruhn, 1964; Mehringer, 1986; Grayson, 1993; Wigand and

Rhode, 2002).

Aside from the issue of its applicability, Antevs' model is

less than satisfying because it is entirely descriptive in nature.

That is, there is no cause attributed to the transitions between,

and the durations of, Antevs' three Neothermal ages. Toward

this end, Antevs' model appears to be consistent, at least in a

qualitative sense, with his jet stream migration model until the

end of the middle Holocene. That is, the moist, not-quite-hot

Anathermal could be considered to be related to slightly more

frequent storms in the northern Great Basin if the storm track

had not quite retreated to its modern position associated with

ice-free conditions. The Altithermal, which reached its peak

hot, dry conditions 5.5-6.0 cal Ka, corresponds quite well with

the final disappearance of the North American ice sheets. The

return of moderately warm, arid to semiarid conditions in the

Medithermal age after 4.5 cal Ka is not explained by this model

because the North American ice sheets have not returned.

Results from quantitative modeling, however, indicate that

the northern jet stream storm track would have reached its

modern position and intensity (or lack thereof) by 9 Ka or earlier, which is well before the peak of the Altithermal age (Kutzbach, 1983, 1987). Thus, subsequent reductions in the size of

an already insignificant ice sheet should not have affected

Great Basin climate. On the other hand, although atmospheric

circulation models also take into account the more subtle shift

in weather patterns caused solely by Milankovitch-driven

changes in insolation in the absence of ice sheets, the low-amplitude changes in precipitation and temperature that result directly from such insolation changes are usually below the sensitivity level of these models (Kutzbach, 1987). On a more

localized scale, Benson (1986) has shown that changes in the

evaporation rate that were induced solely by insolation changes

were an order of magnitude lower than those needed to fill pluvial Lake Lahontan in conjunction with increased discharge.

Thus, if insolation variations were nonetheless responsible for

the subtle changes in lake level observed in the northwestern

Great Basin during the Holocene, then they must have acted in

the absence of the other factors that Benson found to be much

more important (e.g., the difference between air and water-surface temperatures, the type of clouds, and the degree of cloudiness). In any case, the peak value of summer insolation at the

latitude of the northwestern Great Basin occurred at ~11 Ka,

well before the onset of the middle Holocene Alithermal age.

Again, timing is a problem with regard to nondescriptive modeling of Holocene climate in the northwestern Great Basin.

OTHER MODELS FOR HOLOCENE CLIMATE CHANGE

Volcanic Eruptions

Large volcanic eruptions significantly increase the concentration of atmospheric aerosols and, as a result, decrease global

temperatures slightly (<1.5° C) for a few years until the aerosols settle out (Stuiver et al., 1995). The 1991 eruption of

Mount Pinatubo lowered the earth's mean temperature by as

much as ~0.5° C for a year or two, as determined both by direct

observations and by models that postulated the effects on the

atmosphere caused by the observed increase in aerosol concentration (Hansen et al., 1992; Houghton et al., 1996, fig. 14).

The effects of larger eruptions on climate (e.g., Tambora in

1815), as inferred from increased levels of acidity in Greenland

ice cores, do not seem to last much longer (Hammer et al.,

1980, fig. 2).

Despite the short-term nature of the effects of single eruptions on climate, some time intervals containing frequent, large

eruptions may coincide with intervals characterized by lower

temperatures over much of the earth. For example, Hammer et

al. (1980, fig. 5) demonstrated longer-term (decade to century)

correlations between periods of lowered Northern Hemisphere

temperature (by 0.5°-1.0° C) and intensified and/or more frequent volcanism. On the millennial scale, Stuiver et al. (1995)

used 818O-derived temperature estimates from the GISP2 ice

core to argue that volcanism caused no more than a 0.1° C average decrease in temperature during the last 1000 years.

The last 1000 years, however, may not be representative of

the entire Holocene. Zielinski et al. (1994) presented an intriguing record of volcanic eruptions for the past 9000 years,

based upon their analysis of sulfate concentrations in the

GISP2 ice core (Figure 2b). They found that extremely large

eruptions occurred more frequently during the early Holocene

(-9.0-7.0 cal Ka) as opposed to the remainder of the Holocene.

These authors tentatively concluded that this increased volcanism contributed to observed climatic cooling in the Northern

Hemisphere during a time interval that otherwise would have

been warmer because of higher summer insolation values in the

Northern Hemisphere. Thus, Holocene climate change could

conceivably be explained by the combined effects of volcanism

and insolation variations. That is, the highest insolation values

in the early Holocene could have been counteracted by the effects of anomalous volcanism. The middle Holocene (Antevs'

Altithermal age) would have been a time of higher temperatures driven by still-high insolation values, but the cooling effect of the anomalous early Holocene volcanism would have

ended. As Northern Hemisphere insolation values decreased

steadily to present values, cooler temperatures would have prevailed in the late Holocene. This combined model is appealing,

but it remains to be shown that the larger, more frequent eruptions of the early Holocene would result in a significantly

larger temperature anomaly than the mere 0.1° C effect determined by Stuiver et al. (1995) for the last 1000 years. It also

must be shown that the increased level of sulfate in the GISP2

ice core during the early Holocene was caused by globally significant eruptions rather than by local events in the vicinity of

Greenland (Zielinski et al., 1994).
18 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Solar Variability

Low-amplitude temperature change during the Holocene

also has been attributed to variations in solar insolation caused,

in turn, by inherent variability in the sun's luminosity on the order of 0.1% (Stuiver, 1965, 1980; Denton and Karlen, 1973;

Reid, 1987; Stuiver et al., 1991; Stuiver et al., 1995). This

causal relationship is most directly based upon correlations of

the timing of various global climate estimates during the last

century with both the number of sunspots (Eddy, 1977; Reid,

1987) and the period of the sunspot cycle (Friis-Christensen

and Lassen, 1991). Such variations in solar luminosity can account for an increase of as much as 0.25° C, which is approximately 50% of the long-term temperature increase observed

since the middle of the nineteenth century. These values are

based upon recent studies that modeled the effect on global

temperature caused by the relative contributions of heat input

from changes in solar luminosity and from changes in the concentrations of greenhouse gasses and aerosols (Kelly and Wigley, 1992; Lacis and Carlson, 1992; Schlesinger and Ramankutty, 1992).

Proxy indices have been generated to extend estimates of

changes in solar activity back through the last several tens of

thousands of years. These indices are based upon observed correlations of lower solar luminosity with higher concentrations

of cosmogenic radioisotopes (Stuiver, 1965; Stuiver and Quay,

1980; Damon et al., 1989; Stuiver et al, 1991; Stuiver et al.,

1997). One such proxy index (Figure Id) is based upon A14C,

which is a ratio expressing the difference between measured radiocarbon activity and the expected activity of a sample of a

particular age (Stuiver and Pollach, 1977; Sonett et al., 1990;

Stuiver et al., 1991). The data shown in Figure Id are residual

values of A14C after the removal of variations caused by welldocumented changes in the intensity of the earth's magnetic

field (Damon et al., 1989).

Such proxies for solar luminosity have been compared with

various estimates of climate change throughout the Holocene

(e.g., glacier extent around the world and lake-level fluctuations in Europe), and correlations have been found corresponding to periods of duration of-90, 200, and 2200-2300

years (Damon and Jirikowic, 1992; Magny, 1993; Stuiver and

Braziunas, 1993; O'Brien et al., 1995; Stuiver et al., 1995).

The largest magnitude of temperature change at these periods, as inferred from Holocene variations of 518O in the

GISP2 ice core (0.4° C; Stuiver et al., 1995), is reasonably

close to the previously mentioned modeled results for solarinduced temperature change during the last century or so (see

above).

Assuming that changes in the solar constant during the Holocene really do contribute to the A14C variations shown in Figure Id, one could conceivably use this data to predict the timing and duration of the relatively subtle Holocene climate

changes observed in the Great Basin. For example, the overall

low values of A14C from 7.0 to 3.5 cal Ka would indicate an

extended period of higher solar luminosity during a time period

that, for the most part, corresponds with Antevs' Altithermal

age. The same time period also was characterized by higherfrequency variations in luminosity, suggesting that one might

expect to find high-frequency climate changes in the middle

Holocene superimposed on an overall warmer climate. Finally,

relatively high values of A14C shown in Figure 2t/at time intervals of 6.0-5.2, 3.4-1.7, and 0.6-0.2 cal Ka predict low values

of solar luminosity at those times. Magny (1993) noted that

cooler, moister climate in the European Alps indeed occurred

at approximately those times, as evidenced by three dominant

intervals of lake-level transgressions during 6.5-4.5, 3.5-2.0,

and 0.60-0 cal Ka. Furthermore, the solar-luminosity proxy

and an earlier period (8.7-8.0 cal Ka) of transgressions noted

by Magny (1993) correlate reasonably well with the low-amplitude, century- to millennial-scale, global cooling events

(8.8-7.8, 6.1-5.0, 3.1-2.4, and 0.6-0 cal Ka) recognized both

in glaciochemical time series from the GISP2 ice core and in

previously published, coeval paleoclimate indicators from

around the globe (O'Brien et al., 1995). This set of observations suggests that solar variability is worthy of further investigation as a potential cause of low-amplitude climate change in

the Holocene.

A Short-Term, High-Amplitude Cooling Event

in the Early Holocene

A spike-like, early Holocene cooling event centered at

-8.4-8.0 cal Ka (e.g., Figure 2c) is recognized in several climate records from around the world (Alley et al., 1997) and

may be potentially observable in pluvial lake records from the

northwestern Great Basin. The geographic distribution of the

type of climate change observed at each locality is similar to

that of the terminal Pleistocene, Younger Dryas event (Alley et

al., 1997, and references therein). Furthermore, the amplitudes

of the anomalies in several climate proxies for the early Holocene cooling event are comparable (approximately one-half)

to those of the same proxies for the Younger Dryas event. For

example, a temperature decrease in Greenland of about 6° C

was implied for the early Holocene event by a 2%o decrease in

5

18O in the GISP2 ice core (Alley et al., 1997). The Younger

Dryas event has often been attributed to diminished thermohaline circulation induced by a sudden influx of fresh water into

the North Atlantic Ocean (Broecker et al., 1990; Alley et al.,

1997), suggesting that a similar influx caused the early Holocene event; however, Alley et al. (1997) noted that no such

influx of fresh water is evident in the geologic record during

this time interval. Alternatively, this cooling event is coincident

with the time interval containing four closely spaced, very

large volcanic eruptions, as inferred by the residual sulfate record from the GISP2 ice core (Zielinski et al., 1994). It is

tempting to draw a causal relationship between the two phenomena, but, again, it has yet to be shown that large eruptions

disrupt climate for periods significantly greater than a couple

of years (see "Volcanic Eruptions," above).
NUMBER 33 19

Pluvial Lake Sizes through Time

in the Northwestern Great Basin

METHODS

During the last 50 years, pluvial lake studies in the northwestern Great Basin have benefited from an increasingly diverse array of new or improved methods with which to determine the timing and magnitude of lake-size changes. These

methods include radiometric and luminescence dating

(Rosholt et al., 1991; Berger, 1988), petrographic and

geochemical fingerprinting of tephra layers (Sarna-Wojcicki

and Davis, 1991), paleoecology of lacustral biota (Forester,

1987; Bradbury, 1991, 1992, 1997), trace element and isotope

geochemistry of lake sediments (Stuiver, 1970; De Dekker and

Forester, 1988; Benson and Peterman, 1995; Benson et al.,

1996), particle-size analysis of sediments (McCave and

Syvitski, 1992), paleomagnetic-polarity stratigraphy and secular-variation dating as applied to lacustrine sediments and volcanic tephra (Reynolds, 1977, 1979; Verosub, 1988, Rosholt et

al., 1991; Negrini and Davis, 1992), environmental magnetism

(Thompson and Oldfield, 1986; Verosub and Roberts, 1995),

improvements in sedimentological and geomorphological

models of lacustrine systems in arid environments (Currey,

1994a, 1994b), and the empirical and theoretical analyses of

post-depositional deformation of basins in this region (Pezzopane, 1993; Bills, unpublished).

The age estimates of several key northwestern Great Basin

tephra layers have been improved since the last review paper

was written on northwestern Great Basin lakes, and previous

reviews (e.g., Davis, 1982; Smith and Street-Perrot, 1983;

Benson and Thompson, 1987a; Morrison, 1991a, 1991b; Grayson, 1993) have not covered the use of paleomagnetic secular

variation as a dating tool in the northwestern Great Basin.

These two topics will be addressed below.

Recent Work on the Ages of Key Tephra Beds

in the Northwestern Great Basin

EARLY PLEISTOCENE TEPHRA.—The ages of a few early

Pleistocene tephra layers have been revised recently to slightly

older ages, in part as a result of improved technology of the

laser-fusion

 40Ar/39Ar method (Table 1). For example, the

ages of the Bishop and Lava Creek B tephra layers (and, by association, the Rye Patch Dam) have recently been revised

downward by an average of a few percent to ~760 ± 2 Ky

(Sarna-Wojcicki and Pringle, 1992; Izett and Obradovich,

1994) and 665 ± 10 Ky (Izett et al., 1992), respectively. The

same technique has been used to revise downward the age of

the Brunhes/Matuyama geomagnetic polarity reversal to agree

better with that predicted by marine 818O stratigraphy (e.g.,

Johnson, 1982; Baksi et al., 1992; Izett and Obradovich, 1994).

MIDDLE PLEISTOCENE TEPHRA.—Several middle Pleistocene tephra layers have ages that are poorly constrained because they are either too old for the easy acquisition of precise

luminescence or radiocarbon ages, too young, or of the wrong

chemical composition, mineralogy, and/or grain size for the

easy acquisition of precise fission-track or potassium-argon

ages on distal volcanic ashes (Naeser and Naeser, 1987;

Rosholt et al., 1991; Sarna-Wojcicki and Davis, 1991). As a

result, many ashes in this age range have age estimates with

TABLE 1.—Tephra layers, from youngest to oldest, found in the pluvial lakes of the northwestern Great Basin.

Tephra

Tarupah Flat

Mazama

Tsoyawata

Mount St. Helens Mp

Trego Hot Springs

Wono

Mount St. Helens Cy

Olema

Pumice Castle Set

Summer Lake 2

Summer Lake V

Wadsworth

Summer Lake GG

Summer Lake KK

Rockland

Dibekulewe

Lava Creek B

Rye Patch Dam

Glass Mt. D

Glass Mt. G

Rio Dell

Bear Gulch

Pluvial lakes

Lahontan

Lahontan, Chewaucan

Lahontan, Modoc

Lahontan, Chewaucan

Lahontan, Chewaucan, Modoc

Lahontan, Chewaucan

Lahontan, Chewaucan

Chewaucan, Modoc

Chewaucan, Modoc, Malheur

Chewaucan

Chewaucan, Modoc

Lahontan, Modoc

Chewaucan

Chewaucan, Modoc

Lahontan, Modoc

Lahontan, Modoc

Lahontan, Modoc

Lahontan, Modoc

Lahontan

Lahontan

Modoc

Modoc

Age

600-1500 calyrB.P.

6.845 ±0.05

 14CKyB.P.

7.015 ±0.045

 14CKyB.P.

20.5 ± -0.5

 14CKyB.P.

23.2±0.3

 14CKyB.P.

27.3 ±0.3

 14CKyB.P.

45-50 Ky

50-55 Ky

72±6Ky

67.3 ± 7.2 Ky

155-200 Ky

155-200 Ky

~190±~30Ky

~200±~30Ky

410 Ky

-510 Ky

665±10Ky

-675 Ky

-0.9-1.0 My

-1.0-1.1 My

1.45 My

1.94 My

References

Davis (1978)

Davis (1978), Bacon (1983); Davis (1985)

Davis (1978), Bacon (1983); Reick et al. (1992)

Davis (1978), Davis (1985); Negrini et al. (1988); Negrini and Davis (1992)

Davis (1978), Davis (1985); Reick et al. (1992); Benson et al. (1997)

Davis (1978), Davis (1985); Benson et al. (1997)

Davis (1978), Davis (1985); Berger and Busacca (1995)

Reick et al. (1992); this paper

Bacon (1983); Davis (1985); Reick et al. (1992); Botkin and Carambelas

(1992a, 1992b); this paper

Davis (1985); Berger (1991)

Davis (1985); Negrini et al. (1994)

Davis (1978), Reick et al. (1991)

Davis (1985); Herrero-Bervera et al. (1994); Negrini et al. (1994)

Davis (1985); Berger (1991); Herrero-Bervera et al. (1994)

Sarna-Wojcicki et al. (1985); Sarna-Wojcicki et al. (1991)

Davis (1978); Negrini, Verosub et al. (1987); Sarna-Wojcicki et al. (1997)

Davis (1978); Reick et al. (1991); Izett et al. (1992)

Davis (1978); Reick et al. (1991); this paper

Sarna-Wojcicki et al. (1991); Parker (1993)

Morrison and Davis (1984a); Sarna-Wojcicki et al. (1991)

Izett (1981); Sarna-Wojcicki et al. (1987); Sarna-Wojcicki et al. (1991)

Sarna-Wojcicki et al. (1991)
20 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

0

5 -

Q.

(D

Q

10-

15-

• I

Mt St Helens Mp(C-14)

Trego Hot Springs (C-14, tl_)

-Wono(C-14)

MtSt Helens Cy(TL)

Pumice Castle (K-Ar)

N(TL)

Prominent Unconformity

GG ("excursion" age) GG (Ar-Ar)

0 100 200

Age (Ky)

FIGURE 3.—Chronology of Lake Chewaucan sediments exposed in the Ana River canyon north of Summer

Lake, Oregon. Age control is based upon a variety of methods that are summarized in Negrini et al. (1994) and in

this paper. Tephra names are after Davis (1985). Note the pronounced decrease in precision for dates older than

150 Ky. Shaded region includes all age estimates as allowed by standard deviations of these ages.
NUMBER 33 21

uncertainties of 5%-20%. This problem is exemplified by the

tephra beds from the pluvial Lake Chewaucan sediments exposed in the Ana River canyon near the town of Summer Lake,

Oregon (Figure 1). As shown in Figure 3, age uncertainties of

tephra from lower in the section are much greater than those

from the upper part of the section (see Negrini et al., 1994, for

a review of the age control at this section). The large scatter in

tephra ages is reflected in the age-range (-180-230 Ky) assigned to the Pringle Falls/Biwa I geomagnetic excursion.

This is a geomagnetic phenomenon recorded in several sedimentary records, including two that contain Summer Lake

tephra layer GG at the Ana River locality (Negrini et al., 1994)

and two that contain the correlative tephra layer D at the Pringle Falls, Oregon, locality 170 km to the northwest (HerreroBervera et al., 1994). McWilliams (1995) has suggested that

the true age of the excursion is toward the older part of this

range, based upon the similarity of its transitional virtual geomagnetic pole (VGP1

) path with that of an excursion found in

223 ± 4 Ky old volcanic rocks from New Zealand. Conversely,

a correlation of the Pringle Falls event with an excursion found

in a marine sediment record from the Blake/Bahama Outer

Ridge in the northwestern Atlantic Ocean (Henyey et al.,

1995) suggests that the Pringle Falls excursion correlates with

the 190 ± 10 Ky old Jamaica event found throughout the world

in marine sediments (e.g., Tauxe and Shackleton, 1994;

Yamazaki and Ioka, 1994; Henyey et al., 1995; Weeks et al.,

1

 VGPs are magnetic pole positions pointed to by each paleomagnetic vector

recorded at a particular site. Because the earth's magnetic field is not a perfect

dipole, coeval VGPs recorded at different sites will not necessarily coincide.

1995; Guyodo and Valet, 1996; Lehman et al., 1996). The correlation with the New Zealand excursion is problematical because the VGP path of the Pringle Falls excursion has previously been shown to have a common morphology with the

VGP paths of several different polarity transitions (Trie et al.,

1991). The correlation with the Jamaica event is more convincing because it is based upon distinct paleomagnetic directional and intensity features found in both the excursion itself

and in the subsequent secular variation (Negrini et al., 1994;

Henyey et al., 1995).

PUMICE CASTLE TEPHRA SET AND THE OLEMA AND MOUNT

ST. HELENS CY TEPHRA LAYERS.—The three tephra layers

comprising the Pumice Castle set were first identified by

Davis (1985) in lake sediments from a sequence of 54 waterlain tephra beds in the Ana River canyon near Summer Lake,

Oregon (Figure 4). Based upon their major element compositions, Davis correlated Summer Lake tephra layers 4, 6, and 8

with the Pumice Castle-like 2, the Pumice Castle, and the

Pumice Castle-like 1 tephra layers, respectively, from Crater

Lake, Oregon (Bacon, 1983; Davis, 1985). Negrini et al.

(1988) added support to this geochemical correlation by comparing the paleomagnetic direction of Summer Lake tephra 6

with an identical direction for the Pumice Castle tephra measured near the Crater Lake volcano by D. Champion of the

United States Geological Survey (USGS) at Menlo Park. The

absolute ages of the two older tephra are constrained by bracketing lavas that are dated by K-Ar at 117 ± 6 Ka and 72 ± 6 Ka;

the youngest tephra lies above the 72 ± 6 Ky old lava and below a 52 ± 4 Ky old andesite flow, which also was dated with

Lake Chewaucan

sediments

Crater Lake

volcanics

Tephra 2 (67.3 ± 7.5 Ky)

poorly developed

soil on tills and

glaciated surfaces

-50 cm

— lava (52 ± 8.0 Ky)

— Pumice Castle-like 1

— lava (72 ± 6.0 Ky)

— Pumice Castle

— Pumice Castle-like 2

— lava (117 ±6.0 Ky)

FIGURE 4.—Stratigraphic relationships supporting ~70 Ky old age of the Pumice Castle tephra set (after Bacon,

1983; Davis, 1985). These three tephra layers are nearly the same age because they are found within 10 cm of

each other in fine-grained lacustrine sediments at several different localities separated by several kilometers in

the Summer Lake subbasin. Thus, they are approximately as old as the 72 + 6 Ky old lava flow that separates two

of them at Crater Lake, their proximal location. This age is supported by the thermoluminescence date determined for tephra 2 in the Lake Chewaucan sediments (Berger and Davis, 1992).
22 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

the K-Ar method (Bacon, 1983; C.R. Bacon and M.A. Lanphere of the USGS, in litt. to J.O. Davis, 1984; Davis, 1985).

Reick et al. (1992) reported finding the Pumice Castle-like 2

tephra, or perhaps the Pumice Castle tephra, in a core taken

from the sediments of pluvial Lake Modoc. (The core was

named Tulelake for the nearby town of Tulelake, California,

rather than nearby Tule Lake, a remnant of Lake Modoc.) They

determined this ash was deposited -120 Ka, in part because of

its position below two samples showing negative paleomagnetic inclinations that were provisionally correlated to the 100

-130 Ka Blake Reversed-Polarity Subchron (Reick et al.,

1992:419, 422). This age was considered to be reasonably

close to the above-mentioned 117 ± 6 Ka K-Ar date on the lava

flow below these tephra.

Ongoing work on the bottom sediments of pluvial Lake

Chewaucan indicates that an age of ~70 Ky, near the middle of

OIS 4, is a more reasonable estimate for the Pumice Castle set

of tephra beds. The three ash layers in this set are observed to

be separated by only a few centimeters of lacustrine silty clays

in several exposures 1-2 km apart along the Ana River canyon

and in a core taken several kilometers away at an Ana River

outcrop (Davis, 1985; Negrini et al., 1988; Erbes, 1996). Because this relationship argues that the three ashes were deposited within no more than a few hundred years of each other, and

because a 72 ± 6 Ky old lava flow is found between the correlatives of the upper two tephra found at Crater Lake (Figure 4),

all three tephra layers in the Pumice Castle set must be approximately the same age as the 72 ± 6 Ky old lava flow. This conclusion is supported strongly by a thermoluminescence date of

67.3 ± 7.2 Ky on Summer Lake tephra 2 located 35 cm below

the Pumice Castle set (Berger and Davis, 1992).

The ages of the Mount St. Helens Cy tephra and its correlatives (e.g., the Marble Bluff bed) also have been the subject of

controversy. The ages of these tephra layers have most often

been quoted in the range of 35-30

 14C Ky B.P. (e.g., Davis,

1978, 1985, and references therein) on the basis of radiocarbon

ages of materials found in close proximity to the tephra. In contrast, radiocarbon dating of some of the near-vent tephra deposits infers an older age for these tephra layers of perhaps greater

than 40

 14C Ky B.P., which in turn, infers a calendar date of at

least 45-40 Ka (Mullineaux, 1986; Crandell, 1987; McDonald

and Busacca, 1992). Thermoluminescence dates on the Cy

tephra (46.3 ±-4.8 Ky) in lacustrine sediments at Summer Lake,

Oregon, and on the slightly older Cw tephra (-55 ± 5 Ky) in eastern Washington loess sediments support the older ages (Berger,

1991; Berger and Davis, 1992; Berger and Busacca, 1995).

The Olema tephra, originally found in cores from Clear Lake

and Tule Lake, California (Sarna-Wojcicki et al., 1988), also

was found in the Lake Chewaucan sediments of the WL core

(N. Foit, in litt., 1993; Erbes, 1996). Given its position relative

to the Pumice Castle set and Mount St. Helens Cy tephra layers

in the WL core and given the above-described revisions of the

ages of the latter tephra layers, the estimated age of the Olema

bed is probably closer to 55-50 Ky than to the previous estimate

of 75-55 Ky (Sarna-Wojcicki et al., 1988; Reick et al., 1992).

WONO AND TREGO HOT SPRINGS TEPHRA.—New ages for

the Wono tephra (27.3+0.3

 14C Ky B.P.) and the Trego Hot

Springs bed (23.2±0.3

 14C Ky B.P.) have been published by

Benson et al. (1997). These new ages are based upon 11 precise

accelerator mass spectrometer (AMS) radiocarbon dates from

adjacent organic samples in a core from Pyramid Lake.

Paleomagnetic Secular Variations for Correlating

Fine-Grained, Lacustrine Sediments

Paleomagnetic secular variation (PSV) records from finegrained sediments must satisfy strict criteria in order to establish that they record the ambient geomagnetic field vector (declination, inclination, and paleointensity) at or near the time of

deposition (Verosub, 1988). This is especially true of the paleointensity component (Tauxe, 1993). If these criteria are satisfied, PSV records can be used as a method for high-resolution

(century- to millennial-scale) correlation among fine-grained

sediments of Quaternary age over a spatial range of continental

scale. Anchored by a solid foundation of PSV reference curves

for the last 30 Ky (Lund et al., 1988; Lund, 1996, and references therein), this methodology has been used on many sediments of the Great Basin (Negrini and Davis, 1992; Ewing,

1996; Liddicoat and Coe, 1997; Benson et al., 1998; Benson et

al., unpublished). The potential value of this method is illustrated in Figure 5a in which the PSV signal from a North Atlantic Ocean core is compared with that from the sediments of

Lake Chewaucan. This particular interval of time immediately

follows the 190 Ky Pringle Falls/Jamaica/Biwa I geomagnetic

excursion (Herrero-Bervera et al., 1994; Negrini et al., 1994;

Henyey et al., 1995) discussed in the previous section. Note

that this example demonstrates the utility of the PSV method

for direct correlations between marine and terrestrial sediments. Clearly, there is an advantage to such an independent

correlation of marine and nonmarine climate records without

relying on either circular reasoning (i.e., the correlation of climate events to prove that the events occurred simultaneously)

or a comparison of radiocarbon dates from entirely different

geochemical environments. Another advantage of this method

is that, under ideal conditions, it allows for continuous age control throughout the sedimentary section.

Obviously, as with all relative age-dating methods, this technique is most valuable when used in conjunction with an independent method, such as tephrochronology (Verosub, 1988;

Negrini, 1993; Liddicoat and Coe, 1997). For example, the accuracy of the

 14C chronology in the sediments of pluvial Lake

Russell is confirmed using such an approach. Figure 5b is a plot

of the inclination component of the PSV records from pluvial

Lakes Chewaucan and Russell. The Lake Chewaucan record is

from the B&B core taken from the middle of the Summer Lake

play a (Erbes, 1996). The Lake Russell record is after Lund et

al. (1988). The recently redated Wono tephra layer (Benson et
NUMBER 33 23

Inclination Inclination

40 80 40 80

170

180

Declination

Relative

Declination

Inclination

0 30 60 0 30 60 90

20T

projection of Wono

tephra age onto Lake

Russell inclination record

using Lake Chewaucan

inclination record

30

Normalized

Paleointensity

0 2

Normalized

Paleointensity

0 2

1 i i

Lake

Chewaucan

Lake Russell

170

180

Lake

Chewaucan

Northwestern

Atlantic Ocean

FIGURE 5.—a, Correlation of paleomagnetic vector components recorded in the sediments of Lake Chewaucan

(Negrini et al., 1994) with those recorded in marine sediments from the northwestern Atlantic Ocean (S.P. Lund,

unpublished data). The bottom of the correlated intervals begins at the end of the -190 Ky old Pringle Falls/

Jamaica/Biwa I geomagnetic excursion. Inclination and declination are in degrees. Declination of the marine

sediments is relative rather than absolute because the core was not azimuthally oriented. The paleointensity data

in both records are normalized to the mean as per Tauxe (1993:340). The dashed correlation lines of all three

components were fixed by the two prominent inclination troughs shaded in black, b, Correlation of inclination

records from pluvial Lakes Russell (Lund et al., 1988) and Chewaucan (Negrini et al., 1993). The correlation

model is supported by the projection of the new age (27.3 + 0.3

 14C Ky B.P.) for the Wono tephra layer (Benson

et al., 1997) onto the previously dated PSV record from Lake Russell.

al., 1997) is not found in the Lake Russell record but appears in

the Lake Chewaucan section not too far above the interval of

sediments that contains a record of the Mono Lake excursion

(Negrini, 1994). Using the PSV records, the new age of this

tephra layer (27.3 ±0.3

 14C Ky B.P.) can be precisely projected

onto the Lake Russell record (Figure 5b), thereby confirming

the accuracy of this portion of the Lake Russell chronology determined previously by radiocarbon dating of carbonates (e.g.,

Benson et al., 1990; Benson et al., unpublished).

PLUVIAL LAKE RECORDS

Late Pliocene to Middle Pleistocene (3 Ma-30 Kd)

LAKE LAHONTAN.—Our knowledge of the pluvial lacustrine history of the northwestern Great Basin is bimodal in nature. On the one hand, no other pluvial lake in the Great Basin, with the exception of Lake Bonneville, has been studied

as extensively as Lake Lahontan (Figures 1, 6). On the other

hand, although significant advances have been made during
24 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

118°

__OREGON

CALIFORNIA[" NEVADA

J BLACK ROCKPLAYA

BOUNDARY OF

LAKE LAHONTAN

M

EXPLANATION

PRIMARY SILLS

SECONDARY SILLS

PYRAMID LAKE

HUMBOLDT-/'/[ )

PRESENT-DAY LAKES

OR PLAYAS

PRIMARY SILLS

Pronto

Chocolate

Adrian Valley

Darwin Pass

Mud Lake Slough

Astor Pass

Emerson Pass

MAJOR SUBBASINS

Smoke Creek/

Black Rock Desert

Carson Desert

Buena Vista

Walker Lake

Pyramid Lake

Winnemucca Dry Lake

Honey Lake

FIGURE 6.—Detailed map of Lake Lahontan pluvial system (from Benson et al., 1990, fig. 2).

the last 50 years regarding the prehistory of the other pluvial

lakes in the northwestern Great Basin, we still know little

about these other lakes relative to what is known about Lake

Lahontan.

The emphasis on Lake Lahontan is understandable. At highstand, this pluvial system covered more than 22,000 square kilometers, approximately 50% more than all of the other pluvial

lakes in the northwestern Great Basin combined (Grayson,

1993). Its sheer size leads to the probability of finding key exposures of critical geomorphic features and lake sediments.

Furthermore, the presence of large remnant lakes, particularly

Pyramid Lake and Walker Lake, provide for modern analogs

and, at times, for sites of continuously deposited sediments, enabling the potential retrieval of long cores containing nearly

continuous climate records.

Despite the complexity of the Lake Lahontan system (six

major streams feeding seven major subbasins that are separated

at different elevations by seven sills), the overall lake-level history has converged toward a coherent story for the latest Pleistocene (see "Latest Pleistocene," below). The prehistory of this

pluvial system prior to 30 Ka is less well developed for the obvious reason that most of the evidence either has been superposed by the sediments of the last highstand or has been eroded

or degraded through time. Nevertheless, great exposures of
NUMBER 33 25

sediments as old as late Pliocene in age can be found in canyons cut by the Humboldt, Walker, Carson, and Truckee Rivers

(Russell, 1895; Morrison and Davis, 1984a, 1984b; Morrison,

1991b). These exposures and their associated geomorphic features (e.g., strandlines) are the foundation for the Quaternary

stratigraphy of the Lake Lahontan area, which was first developed by Russell (1895) and later refined by Morrison and others (Morrison, 1964, 1991b; Morrison and Frye, 1965; Morrison and Davis, 1984a, 1984b). The latest stratigraphic

framework for this region consists of a series of alloformations, as shown in Figure 7. According to Morrison and Davis

(1984a: 255), an alloformation is defined as "a mappable stratiform body of sedimentary rock that is defined and identified on

the basis of its bounding discontinuities." For example, lacustral alloformations include all deposits of a single lacustrine episode, such as bars, deep-water sediments, deltas, tufas, etc. Interlacustral episodes could even include lake sediments in the

larger remnants of a great lake, e.g., Pyramid Lake (Morrison,

1991b). This usage follows the Stratigraphic Code of the North

American Commission on Stratigraphic Nomenclature (1983).

Restrictions on the use of such terminology, such as the need to

define alloformations as mappable units, limit the ability to directly correlate the contacts between allounits with climatechange boundaries (e.g., see later discussion of Mount St.

Helens Cy tephra as a marker for the contact of the Wyemaha

and Sehoo Alloformations).

Given adequate spatial sampling of the Quaternary sediments

of the Lake Lahontan system, perhaps with the help of an extensive coring program, it is this author's opinion that allounits

corresponding to each and every marine OIS cycle will be

found somewhere in the system. Only after such data is collected will Quaternary geologists be able to make final decisions on which groups of cycles best fit into collected alloformations or, indeed, whether a separate alloformation should be

assigned to each cycle. With this end in mind, the present state

of the older Lahontan stratigraphy and its paleoclimatic implications are reviewed below.

The oldest sediments in the Lake Lahontan area are the

"deep-lake/deltaic sediments" (Figure 7) that lie below the interlacustral Lovelock Alloformation in at least three locations:

(1) 700 m south of Rye Patch Dam on the west side of the

Humboldt River (Morrison and Davis, 1984a:256); (2) possibly in the Truckee River valley, 6.5 km south of Nixon, Nevada

(Morrison, 1991b); and (3) at various locations in the badlands

near Weber Reservoir (Morrison and Davis, 1984a; Morrison,

1991b). The absolute age of these sediments is constrained to

be at least 800 Ky, based upon preliminary magnetostratigraphic results and on the identification of the ~1.0-1.1 My

old Glass Mountain G tephra layer in an upper unit of these

sediments near the Weber Reservoir (Morrison and Davis,

1984a; Morrison, 1991b, and references therein). A lower preLovelock lacustrine unit also appears near Weber Reservoir. Its

relative antiquity is inferred by the fact that it is extensively

faulted and folded and that these structures are truncated by an

TIME

years

x io3

10 -

20 - ?

1OO -

200 -

CO

flC

> 300

Ik

O

CO

I

4 0 0

o

2 500 •

UJ

2

600 -

700 -

800 -

900 -

J

ALLO3TRATIQRAPHIC AND

PEDOSTRATIQRAPHIC UNITS

FALLON AF

(•hallow-la

TOYEH QEOSOL _ _

(aubaerlal)

. Upper member.

^moderate lalceaL

Middle member (deep lake

Thinollte unit (shallow lake!

Lower member (deep lake!

CHURCHILL QEOSOL AND

WYEMAHA ALLOFORMATION

(subaerial/shallow-lake)

EETZA ALLOFORMATION

(sediments of three deeplake cycles)

PAIUTE ALLOFORMATION AND

COON QEOSOL COMPLEX

(alluvium and eolian sand

with many paleosols)

RYE PATCH ALLOFORMATION

(deep lake sediments)

?

LOVELOCK ALLOFORMATION

AND PEDOCOMPLEX

alluvium with many paleosols)

DEEP-LAKE/DELTAIC

8EDIMENTS

JLAKE CYCLES

(aolld)

ISOIL FORMING

IEPI800E8

I (pattern)

Ro

FIGURE 7.—Stratigraphic units of the Lake Lahontan pluvial system (from

Morrison, 1991b, fig. 6).

angular unconformity that separates it from the unit containing

the Glass Mountain G tephra layer.

Although these older lacustrine units are presumed to predate

the Lovelock Formation, this formation may itself be quite old

at some localities. For example, the ~0.9-1.0 My old Glass

Mountain D tephra has been found in the upper part of the

Lovelock Alloformation approximately 10 m below the Rye

Patch Alloformation at a locality in the Humboldt River canyon (Parker, 1993, and references therein). In fact, Parker

(1993) used magnetostratigraphy to show that the 25 m of sediments found below this tephra were at least ~2.0 My old. No
26 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

lacustrine sediments were observed in this section below the

Rye Patch Alloformation, prompting Parker (1993) to presume

that these 25 m of sediments are within the Lovelock Alloformation. If one interprets the stratigraphy depicted in Figure 7 in

a strict sense, then one must conclude either that the pre-Lovelock lacustrine sediments were deposited in an areally restricted lake or that an unconformity exists in Parker's section

(i.e., the pre-Lovelock lacustral units in this part of the Humboldt River canyon were eroded, and the lower part of Parker's

section belongs to an older interlacustral alloformation). Additional tephrochronological and magnetostratigraphical studies

in the Humboldt River canyon and Weber Reservoir badlands

are required to test the continuous nature of older alloformations in the Lahontan Basin.

The two allolacustral members of the Rye Patch Alloformation contain two tephra layers in the Humboldt River canyon,

namely the Rye Patch Dam bed and the Lava Creek B ash

(Morrison, 1991b; Davis, 1978). Morrison (1991b) quoted ages

of 630 Ky and 620 Ky for these two ashes, respectively. As discussed above, the Lava Creek B has since been redated at

665 ± 5 Ka by Izett et al. (1992), which puts the Rye Patch

Dam bed at a slightly older age of ~675 Ky. These tephra layers imply a correlation of this lacustral episode with OIS 16.

The Dibekulewe tephra of Davis (1978) is found above the

Lava Creek B tephra in the Humboldt River canyon (Morrison

and Davis, 1984a; Negrini, Verosub, et al., 1987). Morrison

(1991b) quoted an age of 610 Ky for the Dibekulewe tephra

and placed it at the top of the Rye Patch Alloformation. This

age estimate was probably derived from the work of Reick et

al. (1992), who found this tephra bed in close proximity to the

Lava Creek B ash in the Tulelake core. Although this was their

preferred age, these authors acknowledged that the age could

be much closer to that of the overlying Rockland ash (410 Ky)

because of the likelihood of disconformities in the interval between the Lava Creek B and Rockland ashes. A more recent

study on a long core from Owens Lake placed the age of the

Dibekulewe tephra at approximately 510 Ky based upon constant-mass accumulation rates in this core (Sarna-Wojcicki et

al., 1997). This age is more in line with an earlier estimate by

Negrini, Verosub, et al. (1987:10,625) that was based upon the

relative position of these three tephra in a sedimentary section

near Blairsden, California. If the Dibekulewe is ~500 Ky old,

then either the Rye Patch Alloformation is younger or, alternatively, the Dibekulewe ash is within the overlying Paiute Alloformation. Indeed, the Rockland ash lies within the Paiute Alloformation in the Humboldt River canyon (Parker, 1993);

thus, the upper age limit of the base of this alloformation is 410

Ky.

The Eetza Alloformation corresponds roughly to Russell's

(1895) lower lacustral clay. This alloformation contains at least

three major lacustral allomembers, which consist primarily of

silts and clays separated by thick lenses of alluvium or colluvium. All told there are possibly as many as six to eight lake

cycles recorded in exposures along the Truckee River between

Nixon and Wadsworth, Nevada (Morrison and Davis, 1984a;

Morrison, 1991b). The Wadsworth tephra of Davis (1978) is

found toward the top of this alloformation near Pyramid Lake.

The age of this tephra was estimated to be in the range of 155

-200 Ky (Morrison, 1991b; Reick et al., 1992, and references

therein). Because of this age and the observation that the Rockland tephra resides below the Eetza in the Paiute Alloformation

in the Humboldt River canyon, Morrison (1991b) correlated

the Eetza lacustral episodes with OIS stages 10, 8, and 6. This

correlation is supported by

 230Th ages of 290 ± 90 Ky and 128

± 10 Ky for samples from near the bottom and top of the Eetza,

respectively (Kaufman and Broecker, 1965).

The Wyemaha Alloformation represents a long interlacustral

interval from ~130 Ka to ~35 Ka and is characterized by eolian

and alluvial coarse-grain deposits and well-developed paleosols at higher elevations and by finer-grained sediments deposited in shallow lakes in the depocenters of the major subbasins

(Morrison, 1991a). Morrison proposed that the boundary between the Wyemaha Alloformation and the overlying lacustral

Sehoo Alloformation should be put at the Mount St. Helens Cy

tephra, now thought to have formed 45-50 Ka (see above).

This is a reasonable suggestion as it would make the Wyemaha/Sehoo transition relatively easy to map. This tephra layer

is thick, is widespread throughout much of the Lahontan Basin,

is distinctive both petrographically and geochemically, and is

commonly found at the base of lacustrine sequences associated

with the Sehoo Alloformation (Davis, 1978:45). There is a

trade off, however, between the mappability of this contact and

its correlation with global climate transitions. The Sehoo Alloformation is commonly considered to be roughly coeval with

OIS 2 and perhaps with the early Holocene (Davis, 1978;

Morrison, 1991b). If the Mount St. Helens Cy tephra layer is

indeed as old as it appears to be based upon recent chronometric studies (see above), then the base of the Sehoo Alloformation is pushed back to early OIS 3 time. Perhaps the 27.3

 14C

Ky B.P. Wono tephra would be a better choice for the base of

the Sehoo Alloformation. It is as widespread as the Mount St.

Helens Cy tephra layer in the Lahontan Basin (Davis, 1978)

and has a more appropriate age. Furthermore, it was deposited

in a lake of moderate depth preceding the last significant recession of Lake Lahontan, which, in turn, preceded the prominent

transgressive phase correlated to the OIS 2 ice sheet advance

(Benson et al., 1995, 1997). The 23.2

 14C Ky B.P. Trego Hot

Springs tephra layer is, in some sense, still a better choice as it

was probably deposited in the shallow-water lakes of the recession immediately prior to the OIS 2-related transgression. The

Trego Hot Springs tephra, however, is not as widespread as the

Wono bed (Davis, 1978), probably because it was deposited

under shallower lake conditions.

In addition to its limited application for exact correlations to

global or regional climate change, the Lake Lahontan stratigraphy places only very loose constraints on the size of this pluvial lake versus time. That is, one can determine whether or not

the lake existed during a given time interval but not the exact
NUMBER 33 27

elevation of the shoreline. To most effectively use the geologic

record to determine the effects of climate change on the lake,

one must determine the surface area of the lake versus time

(Smith and Street-Perrot, 1983; Benson and Thompson, 1987a;

Benson and Paillet, 1989). To do this, one must, of course, determine the precise elevation of the lake surface. Although this

has been done exceedingly well for the time period after 30 Ka

(see next section), very little has been done to determine absolute lake levels for earlier time periods. Morrison (1991b) has

done this in a general way by documenting the maximum elevation occupied by lacustral alloformations. Reheis et al.

(2002) also have obtained estimates of the lake size during pluvial maxima in the early and middle Pleistocene by mapping

highly eroded but still discernable strandlines and near-shore

deposits around the Lahontan Basin and nearby basins. In doing so, they have reconstructed an enormous lake corresponding to OIS 16 that would have covered Reno and Carson City,

Nevada, and would have backed the Humboldt River at least to

the town of Battle Mountain, Nevada. Lao and Benson (1988,

and references therein) and Szabo et al. (1996) determined

lake-level minima by dating tufa deposits with the uraniumseries method. The results of the earlier study indicated that the

surface of Lake Lahontan in the Walker subbasin (the first to

fill up if it is fed by the Walker River) would have reached a

level more or less equal to its late Pleistocene maximum of

1330 m at 290 ±90 Ka, -200 Ka, 128 ± 10 Ka, and 49 ±5 Ka.

According to the model of Benson and Thompson (1987b),

Pyramid Lake, Winnemucca Dry Lake, and Smoke Creek/

Black Rock Desert subbasins would have coalesced and risen

to their common elevation of 1207 m at Emerson Pass. It is

conceivable that all of these subbasins could have joined the

Walker subbasin at its 1330 m elevation if they received sufficient spillover from the Walker subbasin through the Carson

River subbasin. Szabo et al. (1996) combined dates from several studies in the Pyramid Lake subbasin near the elevation of

the 1207 spillpoint into the Smoke Creek/Black Rock Desert

subbasin. They found that a lake filling at least the local subbasins would have been at or above the Emerson Pass sill for

much of the middle Pleistocene, especially in the time interval

from 250 Ky to 170 Ky. Also, these subbasins would have

filled at least twice during the time period from 65 Ka to 30

Ka.

LAKE MODOC AND ENVIRONS.—The longest, most continuous pluvial lake record in the northwestern Great Basin comes

from the sediments of pluvial Lake Modoc (Figure 1) and

nearby Buck Lake and Round Lake in south-central Oregon

(Klamath County) and northernmost California (Modoc and

Siskiyou Counties), respectively. Upper and Lower Klamath

Lakes and Tule Lake are the remnants of pluvial Lake Modoc,

which once filled the subbasins that these lakes occupy. At pluvial maximum, the surface of Lake Modoc stood at an elevation of 1292 m, approximately 63 m above the surface of modern Tule Lake (Dicken, 1980). The Lake Modoc system is not

considered to be part of the Great Basin hydrologic province as

defined by Grayson (1993) because most of it presently drains

into the Pacific Ocean via surface flow through the Klamath

River and via groundwater flow through permeable volcanic

rocks into the Klamath River and Pit River systems. Nevertheless, it is often included as a source of Great Basin paleoclimate data because it lies within the botanical Great Basin and

its size has responded dramatically to climate changes in the

past regardless of its connection to the Pacific Ocean (Dicken,

1980; Bradbury, 1991; Grayson, 1993). Also, as with most pluvial systems in the hydrographic Great Basin, Lake Modoc has

been a site of lacustrine sedimentation for millions of years as a

consequence of its presence within the Basin and Range structural province (Dicken, 1980).

Sediment cores were taken from seven sites in this system by

the USGS (Adam et al., 1989; Adam, 1993; Klamath Core

Study Team, 1995). At two of the sites (Tulelake, 334 m; and

Butte Valley, 102 m) coring was completed into sediments

older than 3 My. At three of the other sites (Wocus Marsh, 52

m; Buck Lake, 41m; and Round Lake, 50 m) the oldest cored

sediments were from 1.4 to ~1.0 Ma. The Grass Lake core (29

m) penetrated sediments no older than ~400 Ky, and the Caledonia Marsh cores (15.3 m) bottomed out in sediments

younger than 100 Ky. The ages of all of the cores were constrained using tephrochronology (Adam et al., 1989; Reick et

al., 1992). Several well-known tephra were identified, including the 1.94 My old Bear Gulch ash, the 1.45 My old Rio Dell

ash, the 665 Ky old Lava Creek B ash, the 410 Ky old Rockland ash (Sarna-Wojcicki et al., 1985; Meyer et al., 1991), the

50-55 Ky old Olema ash (Sarna-Wojcicki et al., 1988), a precursor ash (the Tsoyawata bed) to the Mount Mazama eruption

(Davis, 1978; Bacon, 1983), and several ashes that correlate

with the collection of tephra found nearby at Summer Lake,

Oregon, such as one of the Pumice Castle tephra set (Bacon,

1983; Davis, 1985; Reick et al., 1992). The ages of the Tulelake, Butte Valley, and Buck Lake cores were also constrained

by magnetostratigraphy (Reick et al., 1992; Roberts et al.,

1996; Rosenbaum et al., 1996). Radiocarbon dating was conducted on samples from the top of the Grass Lake, Caledonia

Marsh, and Wocus Marsh cores with limited success because

of inverted ages, low concentrations of carbon, and a preponderance of anomalously young ages (Bradbury, 1991; Klamath

Core Study Team, 1995). Despite similar difficulties encountered with the Tulelake core, Bradbury (1991, fig. 6) (Figure 8)

was able to assemble a chronology for the top of this core by

using selected radiocarbon dates and tephra.

In addition to age control, several other studies have begun

on the Klamath Basin cores that have generated data from

which interpretations of pluvial lake conditions can be made.

These include lithologic description, palynology, diatom and

ostracode analyses, environmental magnetism, and geochemistry. An initial study on the Tulelake core found that two major shifts in the character of pollen type versus depth curves

occurred at -2.5 Ma and -1.65 Ma (Adam et al., 1989). The

2.5 My shift is best expressed by a slight overall increase in
28 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

a

a.o

0 75 0

percent

75 0 5 0 0 3 0 0 75 0 500

diatoms/mm

FIGURE 8.—a, Diatom biostratigraphy for the entire Tulelake core from

Bradbury (1992, fig. 6). For detailed

descriptions of all genera, groups,

and species the reader is referred to

Bradbury (1991, 1992). b, Fragilaria and Aulacoseira diatom profiles for the last 180 Ky, after Bradbury (1997, fig. 9). Note positions of

key tephra layers.

Fragilaria Aulacoseira

50

age (Ky)

100

150

Tephra T2023

percent

Artemisia count and by the transition toward higher-frequency

variations in both Artemisia and TCT (Taxodiaceae +

Cupressaceae + Taxaceae, which includes Western Juniper).

This older shift was correlated with the onset of continental

glaciers in North America and the beginning of the Praetiglian

cold period in Europe. Some researchers believe that the Plio/

Pleistocene boundary should be moved back to this point in

time, specifically to the Gauss/Matuyama polarity chronozone

boundary, rather than the currently accepted time, the top of

the Olduvai normal-polarity subchronozone (see Morrison,

1991a, and references therein). The latter candidate for the

Plio/Pleistocene boundary is also expressed in the Tulelake

core. After 1.65 Ma there are common interruptions in pollen

preservation, a drop in TCT amplitude, increases in the peak

percentages of Artemisia, Cheno-ams, and Poaceae (grasses),

and high-amplitude oscillations in total algae, all of which

were interpreted to indicate a pattern of alternating lacustrine

and nonlacustrine phases (Adam et al., 1989). Two diagnostic

species of diatoms, Anomoeoneis costata (Kutzing) Husted

(saline water) and Cocconeis placentula Ehrenberg (shallow

water), were most abundant between 90 and 50 m of depth

(800 to <400 Ka), indicating an overall drying of the lake and

a hydrologically closed lake that was rich in solutes. These observations are consistent with well-preserved ostracodes and

with high values for "factor 3," an association of geochemical

entities (e.g., (carbonate), Mg, and Sr) indicative of dry lake

conditions (Adam et al., 1989).

Bradbury (1991, 1992, 1997) later used a more detailed and

comprehensive diatom stratigraphy to reconstruct lake conditions in the Tule Lake subbasin throughout the entire three million years represented by that core. In these reports he made

several intriguing interpretations that bear on global climatechange models. First, he noted an ~40 Ky periodicity in total

diatom concentration in the two densely sampled time intervals

(3.0-2.5 Ma and 2.05-1.85 Ma) prior to 1.0 My. This observation is consistent with the dominance of the obliquity period in

the late Pliocene and early Pleistocene observed in marine oxygen isotope records (Ruddiman et al., 1986; Ruddiman and

Raymo, 1988). Second, based upon the gradual disappearance

of Aulacoseira solida (Eulenstein) Krammer and the subse-
NUMBER 33 29

quent takeover by a Fragilaria-Stephanodiscus—Cyclotella assemblage, he noted a transition from "more equable and probably warmer Pliocene climates to more variable, more

seasonal, drier, and probably colder Pleistocene climates"

(Bradbury, 1992:284). Third, three broad peaks in Aulacoseira

solida alternating with broad peaks in Fragilaria species oscillate with a period approximately equal to the 413 Ky eccentricity-driven insolation cycle (Ruddiman and Raymo, 1988).

Fourth, from 900 to ~300 Ka, the diatom stratigraphy in the

Tulelake core is characterized by several peaks in Fragilaria

sp. concentration that are more or less in tune with glacial

stages recorded by marine oxygen isotope curves (Bradbury,

1992, fig. 7). Furthermore, these peaks are terminated by increases in diatoms that prefer more saline or alkaline waters

(e.g., Anomoeoneis costata, Cocconeis placentula). Bradbury

interpreted these data to imply that, during glacial periods,

Tule Lake was probably an open, freshwater marsh formed

during cold and somewhat dry climates. During interglacials,

effective moisture decreased but winter precipitation was probably significant as the presence of Stephanodiscus and Aulacoseira species in these intervals suggests at least seasonally

high lake levels and dilute waters. Fifth, Bradbury (1992)

noted that the more or less uniform response to glacial cycles

during the 900-300 Ka time period breaks down in the latest

Pleistocene. The interval from 300 to ~180 Ka is represented

by Anomoeoneis costata, a diatom that prefers "exceptionally

shallow and alkaline conditions." Thus, the low effective moisture interval that might correspond to OIS 7 appears to begin

80 Ky too soon in the Tulelake core. The interval from ~ 170 to

~130 Ka contains abundant Fragilaria, which would be expected for a glacial interval like OIS 6 based upon its occurrence patterns in this core from 900 to 300 Ka; however, as

Fragilaria abundance declines, the diatom concentration becomes characterized by deeper-water diatoms (e.g., Aulacoseira ambigua (Grunow) Simonson, Cyclotella meneghiniana Kutzing, Cyclotella bodanica Grunow) until A. ambigua

decreases at ~50 Ka. Thus, if the 900-300 Ka diatom assemblage is a good analog for the latest Pleistocene, then it appears

as if the entire interval from 170 to 50 Ka is characterized by a

glacial interval; that is, the OIS 5 interglacial is not represented

in the Tulelake core. Bradbury (1991:228) noted that diatoms

such as Fragilaria, which characterized pluvial intervals in the

middle Pleistocene, might also do well during a warm-dry interpluvial period like OIS 5; however, the relatively low abundances of Fragilaria during previous interglacials is left open

for question.

Two cores from the Klamath Basin have proven to be fertile

ground for the nascent field of environmental magnetism. Roberts et al. (1996) conducted sediment magnetic measurements

on bulk samples and reflected light microscopy and x-ray defraction (XRD) analysis on magnetic separates from the Butte

Valley core. They found that most of the magnetism in the 3.0

My of core was carried by titanomagnetite, which was most

likely derived from basalt detritus in the catchment area.

Greigite (Fe3S4), an authigenic magnetic mineral, was found in

several horizons in the age interval from 3.0 to ~1.0 Ma. Because the formation of greigite depends upon the availability

of dissolved sulfate, Roberts et al. (1996) tentatively concluded that greater residence time of lake water may have

caused the slightly anoxic conditions under which the availability of dissolved sulfate would have been enhanced. Thus,

lake conditions were significantly different, at least in intervals, for the periods before and after ~1.0 Ma. Notably, a ninefold increase in sedimentation rate also occurred at ~ 1.0 Ma,

supporting a major change in the environment of deposition at

this time.

Climate change during the middle Pleistocene (~400 Ka to

-300-200 Ka) also was interpreted with the help of an environmental magnetism record from Buck Lake, 15 km west of Klamath Basin (Rosenbaum et al., 1996). Variations in magnetic

properties were found to correlate strongly with changes in climate, as indicated by pollen type. In particular, zones of high

magnetic susceptibility, hence, high concentrations of magnetite, coincide with cold and dry climate zones, and zones characterized by low susceptibilities were identified with warm climate zones. The magnetic variations preceded the changes in

pollen, an observation that prompted Rosenbaum et al. (1996)

to propose that Buck Lake magnetic properties responded more

quickly to climate change than did vegetation. High hematite

concentrations, inferred from two ratios (HIRM and the S parameter) calculated from measurements of isothermal remnant

magnetization (Thompson and Oldfield, 1986), were found to

be in phase with high magnetite concentrations. The overall

content of heavy minerals, as indicated by the concentrations of

Ti and Zr (immobile elements mainly held in heavy minerals),

was also found to be in phase with increases in magnetic-mineral content; however, because the magnetic-mineral concentrations varied by two orders of magnitude between cold and

warm climates and, in contrast, the heavy-mineral concentration varied only by a factor of three, Rosenbaum et al. (1996)

concluded that the low amount of magnetic minerals during

warm climates relative to other heavy minerals was caused by

sourcing from soil and highly weathered rock in the catchment.

In contrast, during pluvials, greater runoff would have brought

in a greater concentration of relatively fresh detritus derived

from basaltic bedrock.

LAKE CHEWAUCAN.—Four subbasins (Summer Lake, Upper

and Lower Chewaucan Marshes, and Lake Abert) combined

during pluvial maxima to become pluvial Lake Chewaucan in

south-central Oregon (Figure 1). At its maximum, the lake was

113 m deep, and its surface stood at an elevation of 1328 m.

The climate prehistory of this pluvial lake (Allison, 1945) was

made well known when Antevs (1948) used it as a constraint

for his Neothermal climate model. Although this prehistory

proved to be wrong in light of the application of more modern

chronological techniques (see earlier discussion under "Other

Models for Holocene Climate Change"), pluvial Lake Chewaucan has continued to be the focus of climate-change research
30 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

CO

o

0

50

Mill

lower

—

i i i ii i

higher

i

i 111 n i

500

, i ij

more

saline

0

J fresher

J

Li

20

I 1 1

• coarser

f~ i *

0

finer

—

\i i i i i i i i

^

200

outcrop magnetic

susceptibility

(SI units)

250

lower higher

WL core magnetic

susceptibility

(SI units)

i i i i i II i i I I

1

outcrop

salinity index

(dimensionless)

saZ

WLcore

salinity index

(dimensionless)

WL core silt/clay ratio

(dimensionless)

-

y,

marine 0-18

(norm

I I I

alized)

I I I

interpluvial

(Stage 7)

interpluvial

(Stage 3)

pluvial

(Stage 4)

interpluvial

(Stage 5)

pluvial

(Stage 6)

0.001 0.001 500 1.0 -1.0

FIGURE 9.—Lake-size proxies for Summer Lake subbasin of pluvial Lake Chewaucan compared with a marine

oxygen isotope proxy for ice-sheet extent (Martinson et al., 1987, fig. 18). Magnetic susceptibility has been

shown to correlate with other lake-level proxies by Erbes (1996). The salinity index is a weighted ratio of salinophile ostracode faunal counts over counts of ostracodes that prefer fresh water (Palacios-Fest et al., 1993). The

outcrop samples are from the Ana River canyon near the northern margin of the subbasin. The WL core samples

are from a locality closer to the depocenter, near the northern edge of the modern playa lake.

owing to the combination of excellent exposures of pluvial lake

sediments, abundant tephra layers, climate-controlled geomorphology, and well-preserved records of fossil biota and magnetism (e.g., Allison, 1982; Grayson, 1993). Furthermore, in the

last 50 years many studies on archeology, climate modeling,

geochemistry, geomorphology, fossil magnetism, hydrology,

mineralogy, paleontology, sedimentology, structural geology,

and tephrochronology have set the stage for continuing paleoclimate and related research in this basin (Conrad, 1953;

Brown, 1957; Phillips and Van Denburgh, 1971; Van Denburgh, 1975; Allison, 1982; Negrini et al., 1984; Davis, 1985;

Negrini et al., 1988; Simpson, 1990; Banfield et al., 1991a,

1991b; Berger and Davis, 1992; Gobalet and Negrini, 1992;

Negrini and Davis, 1992; Freidel, 1993; Palacios-Fest et al.,

1993; Pezzopanne, 1993; Negrini et al., 1994; Oetting, 1994;

Roberts et al., 1994; Wigand et al., 1995; Erbes, 1996; Wigand

and Rhode, 2002).

The lake-level history for the Chewaucan system during the

last 200-300 Ky has been estimated from several proxy indicators derived from the analysis of bottom sediments exposed in

outcrops and sampled from cores (Figure 9). The correlation of

cores with outcrops and the age control of the resulting composite section (Figure 3) are based upon a variety of methods,

including lithostratigraphy, tephrochronology, sediment magnetism, paleomagnetic secular variation, radiometric methods,

and thermoluminescence (Davis, 1985; Berger and Davis,

1992; Negrini et al. 1994; Erbes, 1996). Notably, this chronology was constructed completely independent from a priori assumptions regarding correlations to climate-change events.

Variations in lithology type, sediment grain size, and the concentration of magnetite grains, as indicated by magnetic susceptibility, all indicate that the environment of deposition

changed systematically through time more or less in tune with

the marine OIS signal (Figure 9). Complementary variations
NUMBER 33 31

through time in the paleosalinity of the lake, as estimated by

the faunal distribution and geochemistry of fossil ostracodes,

and in the shallowness of the lake, as estimated by the noisiness of the trace-element concentration of the same ostracodes,

strongly suggest that the changes in the depositional environment were caused by increases in lake size as the ice sheets advanced and vice-versa (Figure 9; Palacios-Fest et al., 1993; Erbes, 1996). Thus, both the nature of the variations of climate

proxies in the Chewaucan sediment and their timing indicate

that, to a first order, the lake-level history of pluvial Lake

Chewaucan supports Antevs' jet stream migration model.

Marine OIS 4 is well resolved in the Summer Lake record

(Figure 9). In fact, the freshest water, hence the deepest lake,

appears to have occurred in OIS 4 rather than in OIS 6 or 2.

There are two explanations for this observation. First, because

the signatures and durations of OIS 4 are either subdued, shortened, or nonexistent in lake-level proxies from southern Great

Basin lakes (e.g., Bradbury, 1997; Lowenstein, 2002), it may

be that the southernmost position of the jet stream occupied a

more northerly latitude (i.e., over Summer Lake) than it did

during the OIS 2 glacial maximum (Lowenstein, pers. comm.,

1997). More specifically, if the jet stream remained for a while

at its southernmost point over southern Oregon during OIS 4,

this lesser glacial stage would have had a very profound effect

on Lake Chewaucan. In contrast, if the jet stream moved

quickly through Oregon on its way south and back during the

OIS 2 event, then the pluvial episode seen at Summer Lake

during OIS 2 may have been relatively minor. A second and

equally plausible explanation is the following. Lake Chewaucan could have been deeper and fresher during OIS 6 and 2

than it was during OIS 4, but the records of the freshest lakes

were erased by deflation during the subsequent interpluvial

maxima. The latter explanation is supported by the gap in sedimentation shown in Figure 9 from -160 to 115 Ka and also by

the fact that the sediments at the surface of the modern Summer

Lake playa are no younger than 23

 14C Ky B.P. (Negrini et al.,

1993). Note that without good independent age control one

would never realize that cold/wet and hot/dry extrema corresponding to both sides of glacial terminations had been erased

by deflation. Thus, the Summer Lake example serves as a

warning to those drawing conclusions regarding climate extrema from poorly dated paleoclimate records associated with

deflation-prone desert basins.

In addition to climate variations, drainage diversions also

could have affected the surface level of Summer Lake. In fact,

the Chewaucan River, the main stream entering the Chewaucan

system, is currently diverted from the Summer Lake subbasin

by its own fan-delta complex (Allison, 1982; Davis, 1985). It is

unlikely, however, that such diversions would have resulted in

a lake-level history that matches the OIS signal so well (Figure

9). Thus, climate variation is probably the major influence on

lake level in this subbasin. A similar study of the Lake Abert

subbasin could provide a test for this hypothesis.

In an early study of the paleomagnetism at this locality,

Milankovitch-like periodicities were reported in spectra of the

magnetic vector time series (Negrini and Verosub, 1987; Negrini, Darke, et al., 1987; Negrini et al., 1988). This was certainly a provocative result but has since proven to be incorrect

by improvements in the chronology (e.g., Negrini et al., 1994).

Even though the PSV time series are no longer considered to be

related to climate change, they still have potential as tools for

high-resolution correlation of other climate records with the

Chewaucan record (see above).

Comparison of Lake Chewaucan and Lake Modoc Records: The Lake Modoc climate record, as described in a preceding section, contrasts greatly with the Chewaucan record.

Specifically, OIS 4 is a major feature in the Chewaucan record

but is barely noticed in the Tulelake record. Furthermore, the

OIS 5 interglacial episode at Lake Modoc is characterized by

continuous deposition in an environment similar to that of glacial episodes earlier in the Pleistocene. Most of the discrepancies

between these records can be explained by differing interpretation of chronologies rather than by radically different climates in

regions that are in close proximity. Figure 10 presents a comparison of the two records after the Lake Modoc chronology has

been reinterpreted by aligning the records using four tephra layers common to both records. The age scale assumes that the

chronology for the Lake Chewaucan record is accurate, but because the comparison is based upon the relative position of the

four tephra layers, the comparison would still hold up if the

Chewaucan chronology changes with improved age control.

With the reinterpreted chronology, the two records now have

much in common with each other and with the marine OIS signal (Figure 10). In particular, the interval of time from ~190 to

-160 Ka is characterized in both records by more pluvial conditions, and a strong OIS 4 signal is now observed in both

records. Note also that the reinterpretation forces a major OIS 5

unconformity on the Lake Modoc record. This is not entirely

unreasonable considering that such an unconformity occurs in

the Chewaucan record.

PLUVIAL LAKE MALHEUR.—A large region (2400 km2) of

very low relief (< 10 m) in eastern Oregon presently contains

Malheur, Mud, Harney, and Silver Lakes (Figure 1). Presently,

all except Malheur are ephemeral lakes. In 1986, after a series

of abnormally wet years, Malheur overflowed through a sill

called The Narrows into Mud Lake and then into Harney Lake

(Hostetler and Bartlein, 1990). At its peak, this combined lake

reached a depth of only 4.4 m, and its surface stood at an elevation of 1250.5 m. Had the effective moisture level increased so

that the lake rose another one meter or so, then the combined

lake also would have overflowed into the Silver Lake basin. If

the lake deepened yet another three meters to a surface elevation of-1254 m, it would have overflowed into the Columbia

River system.

One of the tephra layers from the -70 Ky old Pumice Castle set

was identified in lacustrine sediments at an elevation of 1247

m near the base of two trenches associated with archeological
32 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

50

100

15

To

E

T5

HI

150

200 -

Lake Chewaucan (Ana River Outcrop)

magnetic susceptibility

0.001 j s l units ) 0.01

Lake Modoc (Tulelake Core) Marine 0-18

0 40 0 40 „ 0

Olema Tephra

Tulelake T2382

Pumice Castle Set

OIS 4 expressed in Tule Lake

core as high percentages of

Fragilaria or Aulacoseira

gap in record corresponding to

unconformity observed in

Chewaucan sediments

gap in record corresponding to

unconformity predicted for Tule

Lake sediments between Pumice

Castle and "V" tephra layers

Tulelake T1193

•••••••••••••••••••••••••• I

Summer Lake Tephra V

Tulelake T2023

Summer Lake Tephra

OIS 6 expressed as high

percentage of Fragilaria

50

100

150

200

500 0 0 40 0 40

ostracode salinity index % Fragilaria % Aulacoseira

FIGURE 10.—Comparison of Lake Chewaucan and Lake Modoc/Tulelake core (from Figure 8) paleolake environments. Pluvial conditions increase to the right in all diagrams. Relative age-control is anchored by four common ash layers, as per Reick et al. (1992). The absolute chronology of the Lake Modoc record is reinterpreted in

terms of preferred ages for the tephra layers, as discussed in the text. The positions of the these tephra layers in

the original Tulelake chronology are shown in Figure 86. The new chronology for the Lake Modoc record

resolves the anomalous occurrence of Fragilaria sp. in the OIS 5 interpluvial, which was noted by Bradbury

(1991, 1992), by placing this occurrence in OIS 6 and OIS 4. This chronology also indicates a major gap in the

Tulelake record between the Pumice Castle tephra and the Summer Lake V tephra layers.

investigations near the southern margins of modern Malheur

Lake (Elston, 1992; Botkin and Carembelas, 1992a, 1992b). In

one of the trenches, the ash is a continuous layer found near the

base of at least one meter of stratified lacustrine sandy clays.

Thus, for approximately 70 Ky, during the middle of OIS 4,

pluvial Lake Malheur had enough water in it to deposit more

than one meter of sediments on a lake bottom at 1248 m, which

is two meters above the present-day lake surface. If the OIS 4

lake had a depth of at least 2 m, then pluvial Lake Malheur

would have been at least as large as it was in 1986.

Pluvial Lake Malheur also appears to have included all of the

four major subbasins at -32

 14C Ky B.P., as evidenced by a radiocarbon date on mollusk shells collected on the "lakeside

face of a gravel beach ridge" (Gehr, 1980:167). The elevation

of this ridge is 1251 m.

Latest Pleistocene (30 to -10 Ka)

LAKE LAHONTAN.—The late-Pleistocene pluvial history of

Lake Lahontan has been the subject of several reviews published
NUMBER 33 33

in the last 50 years (e.g., Morrison, 1965; Mifflin and Wheat,

1979; Davis, 1982; Smith and Street-Perrot, 1983; Benson and

Thompson, 1987a, 1987b; Dansie et al., 1988; Benson et al.,

1990; Morrison, 1991b; Grayson, 1993). This current review

draws heavily on those earlier reviews and adds supplemental

material from subsequent research.

Extensive radiocarbon dating associated with tufas, organic

materials from packrat middens and other terrestrial animals,

tephra, wood, shells, bulk sediments, fishing cordage, etc.,

have allowed a detailed and coherent picture to emerge for the

past 30,000 years (especially the last 25,000 years) of lakelevel prehistory for the Lahontan Basin. The pioneering radiometric studies in the Lake Lahontan area were done on carbonates by Broecker and Orr (1958) and Broecker and Kaufman

(1965). Many of these dates have been contested by Benson

(1978), particularly those indicating an unexpectedly young

age (11.5-9.5

 14C Ky B.P.) for the last 1330 m Lahontan highstand, because they were found to be inconsistent with the

stratigraphic framework as reviewed in Morrison and Frye

(1965). Since the work of Broecker's group, more than 100 radiocarbon dates have been done on Lahontan Basin materials,

most of them by L. Benson and colleagues (e.g., Benson, 1978,

1994; Benson et al., 1995). This group has demonstrated that

dense, lithoid tufas and aragonitic gastropods yield consistent

dates, whereas massive forms of tufa (e.g., dendritic tufa) yield

significantly younger ages. Through careful petrographic analysis, Benson (1978) demonstrated that the latter type of tufa

contains abundant evidence for the introduction of secondary

carbon (e.g., shell fragments in pores and precipitated acicular

carbonate) well after the initial formation of the tufa. Thus,

massive tufa is usually not an appropriate material for radiocarbon dating. After careful selection of dateable materials from

his petrographic analysis and from previous radiocarbon analyses on deltaic wood from Born (1972), Benson (1978) published a new prehistory of the Lake Lahontan surface level

through time and, on its basis, pushed the highstand date back

to 13.6-11.1

 14CKyB.P.

The next major advance came with the addition to the database of several radiocarbon dates on organic material from primarily packrat middens, which in contrast to carbonates deposited under water, constrained the maximum depth of the water.

When combined with the previous analyses and the addition of

new tufa dates, these complementary data led to an even clearer

prehistory (Thompson et al., 1986; Benson and Thompson,

1987b; Benson et al., 1990). An exhaustive review on the formation history of the several types of tufas in the Lake Lahontan area, additional tufa dates, and new dates and lake-level

context for two critical chronostratigraphic horizons, namely

the Wono and Trego Hot Springs tephra beds, refined this prehistory even further (Benson, 1994; Benson et al., 1995; Benson etal., 1997).

The current state of the late Pleistocene Lake Lahontan prehistory is represented by the surface level of Lake Lahontan in

the Pyramid subbasin, as shown in Figure 11. Although the

lake level of the Pyramid Lake subbasin is not a precise proxy

for the surface area (the parameter most directly affected by

climate) of Lake Lahontan as a whole, modeling by Benson

and Paillet (1989, fig. 8) showed that the overall shapes of both

quantities over time are quite similar.

According to radiocarbon dates on tufas, tufa-coated wood,

and organic remains of a camel (see below), low to moderate

lake levels were present in this subbasin from ~35 to 23-22

 14C

Ky B.P., although Lake Lahontan was high enough (1172 m in

elevation) for Pyramid Lake to spill over into Winnemuca Lake

for a few thousand years -30

 14C Ky B.P. (Figure 11). The lake

was low enough for a camel to become stuck in the mud near

the modern (post-irrigation) shoreline during the "Wizard's

Beach Recession" (Dansie et al., 1988), which lasted perhaps

as long as 4 Ky from -26 to -22

 14C Ky B.P. Further support

for this lowstand is provided by coarse-grained alluvial deposits underlying the Trego Hot Springs tephra in the Black Rock

Desert (Ewing, 1996; F. Nials, pers. comm., 1996) and by high

values of 818O and 813C measured in tufa of that approximate

age (Benson et al., 1996).

After the Wizard's Beach recession, abundant data summarrized in Benson et al. (1990) indicate that the lake rose very

quickly at -23-22

 14C Ky B.P. to a level high enough to connect all of the major subbasins except for Walker Lake (Figure

11). The lake remained stable near this elevation until -16.0

14C Ky B.P. when it underwent a series of high-amplitude oscillations ending with the terminal recession to below the Emerson Pass sill (1207 m) at -9.5

 14C Ky B.P. The high-amplitude

oscillations included a spike-like, major transgression to the

maximum highstand centered somewhere between 14.0 and

13.5

 14C Ky B.P. and a return to levels high enough for Pyramid

Lake to spill into the Smoke Creek and Black Rock Desert basins at just before 10

 14C Ky B.P. This last transgression is supported by dates on shells, tufa, and marl from the Carson

Desert subbasin at similar elevations (Elston et al., 1988; Currey, 1990; Benson et al., 1992).

The overall changes in the size of Lake Lahontan, as represented in Figure 11, also are recorded in the stable isotope signatures of tufas from the Pyramid Lake subbasin (Benson et al.,

1996). Benson et al. (1996) found that when Pyramid Lake is a

closed lake the values of 818O are dependent upon the balance

between input through river discharge, which decreases 818O,

and evaporation, which increases 818O. When Pyramid Lake is

open 818O is dependent mostly upon the fraction of water input

lost to spillover into the next basin; 813C was found to depend

upon lake volume indirectly through its affect on the photosynthesis-respiration balance. Regarding the lake-level prehistory

shown in Figure 11, the major lake-level minima at 26, 15.5,

and 12

 14C Ky B.P. were found to be associated with relatively

heavy S18O and 813C values, and the opposite was found to be

true for the major maxima at 14 and 10.5

 14C Ky B.P. (Benson

et al., 1996). Buoyed by these results, Benson et al. (unpublished) derived an even higher-resolution record of change in

the level of Pyramid Lake with 818O measurements of the total
34 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

1350

1300

1250

Lake Surface

Elevation (m)

1200

1150

1100

1050

Younger Dryasaged transgression

Mud Lake

Slough Sill

o

middle Holocene

regression?

(see Figure 12a)

i i i r i i i i

*Jet stream returns to

the Lahontan

Basin on its way

north. The already

large lake increases size to

maximum.

Darwin Pass Sill

Jet stream

south of

Lahontan

Basin.

Reduced

evaporation

from colder

temperatures

maintains lake

size.

Emerson Pass Sill

Jet stream enters

the Lahontan

Basin on its way

p south. Increased

precipitation causes

the lake to increase

size ~ to level of

Darwin Pass sill.

t i i i I i i i t I i i i i I i i ( i I i i il i I i i i i I i i i i

0 10 20

14CAge(KyB.P.)

30

FIGURE 11.—High-resolution lake-level prehistory of the Pyramid Lake subbasin for the latest Pleistocene and

Holocene after Benson et al. (1995, fig. 11). The various symbols denote the type of subaqueous materials

dated. See Benson et al. (1995) for detailed explanation. Abundant, unplotted terrestrial dates, mostly from

packrat middens, constrain the maximum lake level from 13

 I4C Ky B.P. to present. Interpretation of data in

terms of supporting Antevs' jet stream model is after Benson and Thompson (1987a, 1987b) and Benson et al.

(1995).

inorganic carbon (TIC) fraction from a sediment core sampled

at about 200-year intervals. These data, in conjunction with

measurements of total organic carbon (TOC), were found to

vary through time in high-frequency oscillations with squarewave morphologies that can be correlated in a general way to

D-0 cycles and Heinrich events (Benson et al., unpublished).

Timing of the Last Lake Lahontan Highstand: The only

major point of contention during the last 20 years with the

22-9.5

 14C Ky B.P. lake-level record for Lake Lahontan has

been the timing of the maximum highstand (Bradbury et al.,

1989; Benson, 1991; Grayson, 1993:96). Bradbury et al. (1989)

argued that a Lake Lahontan that was high enough to incorporate the Walker Lake subbasin could not have occurred after 23

14C Ky B.P. because a well-dated sequence of sediments from

Walker Lake shows this lake to have been a saline lake or a

playa for the entire interval from 23 to 5 14C Ky B.P. Further-
NUMBER 33 35

more, evidence for a deep lake during this highstand interval is

missing from the lake-bottom sediments at a coring location in

the Black Rock Desert (Ewing, 1996), although this latter record does indicate a spike-like interval of freshwater conditions

at the slightly older age of 14.5

 I4C Ky B.P.

An attempt to resolve this controversy with a core from the

Carson Sink proved to be inconclusive because of inconsistent

radiocarbon dates (Thompson et al., 1990). Benson (1991), in

an article that focused on replying to Bradbury et al. (1989),

made a strong case for deflation as a means to remove the one

meter or less thickness of lacustrine sediment he estimated to

have been deposited in the Walker Lake subbasin during the

approximately 200-year duration of the Lake Lahontan highstand in this location. Although the Black Rock Desert would

have had highstand water in it for a few hundred more years,

deflation also could have removed the record of the highstand

from the sediments studied by Ewing (1996).

The lack of evidence from lake-bottom sediments from only

two locations can be explained by deflation or even, perhaps,

by erosion from underwater currents or slumping; however, if a

highstand lake did indeed exist at this time, then there must be

a lake-bottom sediment record preserved somewhere in the

Lahontan subbasins. Recent studies in the Carson Desert subbasin by graduate students from the University of Nevada,

Reno (UNR), appear to have found exactly this type of evidence. One of these students (Cupp, 1998) found evidence for a

surface elevation of the lake at -1280 m and dated it at 12.8

 14C

Ky B.P. The dated materials were gastropods sampled from

well-bedded lacustrine sands interpreted to be a near-shore deposit. When the Carson Desert subbasin is filled to 1280 m the

effective wetness of the entire Lahontan system is approximately 80 percent of maximum (Benson and Paillet, 1989). Although this is not high enough for the lake to reach the Adrian

Pass spill point (1302 m) into Walker Lake, the lake only

reached this elevation during the highstand interval. The work

of K. Adams, the other UNR student, provided even more direct evidence for the highstand during the time indicated by

Benson and others. Working in the Jessup embayment at the

north margin of the Carson Desert subbasin, Adams (1998) and

Adams and Wesnousky (1998) dated three shorelines, two with

gastropod shells and the third with a camel bone preserved in

these lakeshore deposits. The older dates, 13.28 ± 0.11

 14C Ky

B.P. and 13.11 ± 0.11

 14C Ky B.P., were on the shells found in

shoreline deposits at elevations of 1327 m and 1331 m, respectively. The youngest date, 13.07 ± 0.06

 14C Ky B.P., was on the

camel bone found in shoreline deposits at an elevation of

1338.5 m. These dates and elevations provide strong, independent support for the 14-12.8

 14C Ky B.P. highstand of Benson

et al. (1995). Incidentally, further evidence for this highstand is

provided by the low values of 518O found by Benson et al.

(1996; unpublished) in tufas and lake-bottom sediments with

ages of~1414CKy B.P.

Testing Paleoclimate Records with the Late Pleistocene Lake

Lahontan Record: The high-resolution Lahontan lake-level

record from the Pyramid Lake subbasin has been used to test

models of late Pleistocene climate change. Benson et al. (1995:

25-26) demonstrated that, in response to the deflection of the

jet stream during the last glacial advance, "Lake Lahontan

should have experienced two lake-level maxima corresponding

to the pre- and post-maximum glacial passages of the jet

stream core over the Lahontan basin." The timing of these

lake-level maxima are indicated by the dashed vertical lines in

Figure 11. The corresponding glacial maximum was at ~20—18

14C Ky B.P., at which time the jet stream would have been deflected to its southernmost position. In this scenario, the lake

would have maintained a high level while the jet stream was

south of the Lahontan area because of reduced evaporation associated with lower temperatures and the probable occurrence

of ice cover during the winter. This is consistent with the modeling results of Benson (1986), Hostetler and Benson (1990),

and Hostetler (1991). The larger pluvial maximum occurred as

the jet stream returned north after the glacial maximum because the initial size of the lake was larger than it was when the

jet stream passed through the Lahontan area on its way south

(Benson et al., 1995). Thus, to a first order, the size of Lake

Lahontan through time supports Antevs' jet stream migration

model.

The Lake Lahontan record is sufficiently detailed that it

also has been used to test higher-resolution models of climate

change. For example, Benson et al. (1992) used the abrupt

transgression at -10

 14C Ky B.P. as evidence in support of the

Younger Dryas climatic interval as a global climate event.

Furthermore, Benson et al. (unpublished) used the higher-resolution 618O record from the Pyramid Lake core to show that

relatively dry periods coincided with the HI, H2, and possibly H3 Heinrich events. This observation supports the descriptive model that Heinrich events represent global climate

change.

LAKE MODOC.—The latest Pleistocene age control in the

Tulelake core is provided by the 23.2 ± 0.3

 14C Ky B.P. Trego

Hot Springs tephra (Bradbury, 1991; Reick et al., 1992; Benson et al., 1997) and a complementary date of 25.06 ± 0.32

 14C

Ky B.P. from slightly lower in the section. Above the Trego

Hot Springs tephra is a several meter gap and then sediments

containing a series of three precise but inverted radiocarbon

dates in the age range from 14.9 to 9.4

 14C Ky B.P. (Bradbury,

1991).

From -40 Ka to a few meters above the Trego Hot Springs

bed, the Tulelake core is characterized by diatoms that are indicative of "somewhat shallower and more alkaline conditions"

(Bradbury, 1991:231). Because the Trego Hot Springs bed is

exposed in littoral sediments in an outcrop 15m higher than the

position of that tephra in the Tulelake core, the lake must have

been -15 m deep at that time, 5 m deeper than the historical

maximum (Bradbury, 1991). After that time, presumably during a time interval corresponding to OIS 2, the climate in the

Lake Modoc region was dry overall but was punctuated with

rapid and large fluctuations in moisture.
36 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

1400

o

I 1350

<D

<D

O

03

Fort Rock

3

CO

highest shoreline

basin bottom

0

O

a>

I

Co

1300

1250

1400

1350 -

1300 -

1250

B

-•-•-( 1

Freidel(1993)>

Various (summarized

in Freidel, 1994)

10 15 20

Chewaucan

25 30

" highest shoreline

J. Licciardi

(unpublished)

X" ^ im

•

 X »

• basin bottom

... . i ... . i . .

Allison (1982)

" \ ' \

t& Negrini and

Davis (1992)

/ ;

•

• . 1 • . . . 1 . . . . 1 . . . . "

10 15 20 25 30

Q .

<D

TJ

E

E

"s

E

o

c cti

o

LL

1

0.8

0.6

0.4

0.2

0

Composite

10

14

15 20

CAge(KyB.R)

25 30

FIGURE 12.—Lake-level prehistories of pluvial Lakes Fort

Rock and Chewaucan for the latest Pleistocene (after

Negrini and Davis, 1992; Freidel, 1993, 1994). Solid circles

denote ages from archeological sites and from other terrestrial materials formed above lake level. Open squares represent materials formed below lake level. In the Chewaucan

record from -30 to 18

 14C Ky B.P. at an elevation of 1276 m,

the bold line alternating between black and grey indicates

lake levels above and below, respectively, the Ana River

outcrop sampled by Negrini and Davis (1992). The ages of

these transitions have been changed slightly to conform to

the new ages for the Wono and Trego Hot Springs tephra

layers (Benson et al., 1997). Unpublished radiocarbon shell

dates from near-shore sediments were provided by J. Licciardi. In the composite record, the question mark (?) at ~24

I4C Ky B.P. indicates a lack of data constraining the maximum lake depth. A question mark (?) also is placed at ~21

14C Ky B.P. because the gap in the bottom sediment record at

this time interval is represented by a slight angular unconformity. This could be caused by either a lowering of the

lake or a post-depositional deformation.

PLUVIAL LAKES CHEWAUCAN, FORT ROCK, AND ALKALI.—

The latest Pleistocene/early Holocene lake-level prehistory of

pluvial Lake Chewaucan and nearby pluvial Lake Fort Rock

and Lake Alkali (Figure 1) have been summarized by Allison

(1966b, 1979, 1982) and Freidel (1993, 1994). Lake levels

through time are constrained in these basins by the age of bottom sediments (Allison, 1982; Davis, 1985; Negrini and Davis,

1992), fossils from ancient shorelines (Allison, 1982; Freidel,

1993), and dates associated with archeological sites (Ferguson

and Libby, 1962; Bedwell, 1973; Allison, 1979; McDowell and

Benjamin, 1991; Freidel, 1994). The individual data for the

Lake Fort Rock and Lake Chewaucan basins and a composite

lake-level history are presented in Figure 12.

The oldest radiocarbon date shown is from gastropod shells

collected in beach deposits exposed in Fandango Canyon at the

southern margin of Lake Fort Rock (Freidel, 1993). X-ray diffraction analysis demonstrated that the shells were made of

100% aragonite, i.e., no secondary calcite was detected. More
NUMBER 33 37

details of the predating treatment of the shells were given in

Freidel (1993). The shells were collected from two exposures

of beach deposits. The oldest date of-34

 14C Ky B.P. corresponds to samples collected at an elevation of 1361 m; the

youngest date of ~30±0.6

 14C Ky B.P. was from 1353 m. These

dates and elevations imply that Lake Fort Rock was at -65%

maximum depth twice between -34 and 30

 14C Ky B.P.

Paleomagnetic secular variation dating of Lake Chewaucan

bottom sediments showed that the lake had water at least to the

level of the Ana River section (-13% of maximum) for the

time interval containing the Mono Lake geomagnetic excursion. This excursion is dated -28

 14C Ky B.P. at Mono Lake,

California (e.g., Lund et al., 1988). Approximately 4 Ky of deposits are missing above the excursion level, probably because

the lake level was below the level of the Ana River canyon outcrop (Figure 12). The lake dropped below the level of the Ana

River section sometime during this time interval, as evidenced

by the incorporation of the 27.3 ±0.3

 14C Ky B.P. Wono tephra

layer (Negrini and Davis, 1992; Benson et al., 1997) in a

beach-lag deposit. The Summer Lake subbasin of Lake

Chewaucan held at least some water during this entire time interval because the PSV record from a basin-bottom core is

complete for several thousands of years after the Mono Lake

excursion (Figure 5 b). Lake Chewaucan rose to approximately

50% of its maximum level at -23-22 ±-0.7

 14C Ky B.P. This

age is based upon two pieces of evidence. First, Allison (1982)

collected and dated gastropod shells (22.1 ±0.7

 14C Ky B.P.) in

a baymouth bar deposit at an elevation of 1312 m. This date

and elevation is supported by the presence of the Trego Hot

Springs tephra (23.2 ±0.3

 14C Ky B.P.) in the lacustrine sediments of the Ana River canyon (Negrini and Davis, 1992; Benson et al., 1997). A 2 Ky hiatus in the PSV record from the Ana

River section and an associated cross-bedded sand deposit are

consistent with the lake again dropping below 13% of its maximum depth sometime after the deposition of the Trego Hot

Springs tephra and before the deposition of the 20.5 ±-0.5

 14C

Ky B.P. Mount St. Helens Mp tephra bed (Negrini and Davis,

1992). After that, the lacustrine sediments at Ana River were

deposited more or less continually until at least 16.7 ±-0.5

 14C

Ky B.P. This latter date marks the top of the lake sediments at

an unconformity over which lie eolian sands containing the

Mount Mazama tephra (Davis, 1985). The extent of deflation

or other post-depositional erosion of overlying lacustrine sediments is unknown. Another shell date of 17.5 ±0.3

 14C Ky B.P.

from a basalt pebble conglomerate collected at 1349 m by Allison (1982) indicates that the long-lived lake implied by the interpretations of Negrini and Davis (1992) rose to at least 75%

of its maximum elevation during this time. This long-lived lake

probably represents the pluvial maximum at Lake Chewaucan.

Lake levels between the highstand and its terminal Pleistocene

recession (Figure 12) are constrained by unpublished radiocarbon dates on shells from near-shore sediments (J. Licciardi,

pers. comm., 1995).

Evidence for the timing of the termination of the pluvial

maximum in these Oregon lakes also is available from the Lake

Fort Rock basin (Bedwell, 1973; Freidel, 1993, 1994). Subaqueous dates on gastropod and ostracode shells (Bedwell,

1973; McDowell and Benjamin, 1991) constrain the lake level

to no lower than 1335 m and 1312 m at 12.9 ±0.23

 14C Ky B.P.

and 11.5 ±0.09

 14C Ky B.P., respectively. Thus, pluvial Lake

Fort Rock probably dropped through elevations corresponding

to 36% and ~2%-3% of its maximum elevation in this -1.5 Ky

interval. This timing is well supported by several dates on archeological materials that must have been above lake level, including charcoal, camel bone, and a sandal (Figure 12; Bedwell, 1973; Freidel, 1993; McDowell and Dugas, 1993).

Further support is lent by similar evidence for extremely shallow lakes in the nearby Alkali Lake basin by -11

 14C Ky B.P.

(Freidel, 1993, and references therein; McDowell and Dugas,

1993).

LATE PLEISTOCENE PALEOCLIMATE MODELS AND RECORDS

FROM OREGON AND CALIFORNIA LAKES.—Without better age

control it is difficult to use the Tulelake record as a test for late

Pleistocene climate models. One can, however, compare the

overall character of the latest Pleistocene climate data from the

Tulelake core with the well-dated record from Lake Lahontan

during the same time interval. For example, the hydroclimate

data implied by the Tulelake core for the time of and before the

Trego Hot Springs tephra layer (relatively shallow and alkaline) are consistent with the low to moderate levels of Lake

Lahontan during late OIS 3 times (Bradbury, 1991). Also, the

rapid and large fluctuations in Tulelake-area hydroclimate after

the Trego Hot Springs tephra and before the onset of the Holocene (Bradbury, 1991) are in character with many of the rapid

fluctuations seen at Lake Lahontan.

Lack of data is the main problem with the latest Pleistocene

record from the Oregon lakes. Again, the record compares with

the coeval Lake Lahontan record in a general sense. The predominance of shallow lakes from -27 to 23

 14C Ky B.P. following a moderately deep lake is quite similar to Lake Lahontan

prehistory in that same time interval (Figures 11, 12). After

that, both systems were characterized by long time intervals

with very large lakes until the Holocene, perhaps interrupted

only by short-term recessions. The paucity of data in the

records for Oregon lakes, especially in the important time interval between 17 and 12

 14C Ky B.P., makes a more detailed

comparison futile at this time.

Holocene

Several previous reviews focussed heavily on Holocene paleoenvironments, principally because of their importance to

the archeological sciences (Baumhoff and Heitzer, 1965; Mehringer, 1977, 1986; Davis, 1982; Aikens, 1983; Dansie et al.,

1988; Grayson, 1993; Hattori and Tuohy, 1993; McDowell

and Dugas, 1993; Aikens and Jenkins, 1994; Madsen, 2002).
38 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

2 calKyB.P. 6

j I

10

1350

1300

c

1 1250

Qj

I

2

1200

1150

1100

6 14C Ky B.P. 8 10

level of Pleistocene highstand

Pyramid Lake subbasin

KDD

O pack rat middens O tufa

D deltaic wood # human burial sites

KM

0 O

K>H»-Oarcheological index of

prevalent lake level

relative to sill

weighted sum of dates

on archeological sites

in Fort Rock basin

dates on high shorelines

small

very small

standing water in

northern Alkali basin

'C Ky B.P.

FIGURE 13.—a, Holocene lake-level prehistory for the Pyramid Lake subbasin

of the Lahontan pluvial system. Published data are from Born (1972), Benson

and Thompson (1987b), Benson et al. (1990), Hattori and Tuohy (1993), Benson et al. (1995), and Tuohy and Dansie (1997). Evidence for the middle

Holocene 1153 m lowstand is provided by a recent radiocarbon date (5.91 ±

0.125

 14C Ky B.P.) on a nearly complete human skeleton with a partial cranium

coated in tufa (A. Dansie and D. Tuohy, in litt, 1998). The archeological index

corresponds to a qualitative estimate of lake level by Hattori and Tuohy (1993),

which was based upon the frequency of occupation in the Winnemucca Caves.

These caves would have been abandoned except when lake levels were above

the mud lake sill and, thus, Winnemuca Lake held water. A = lake levels above

the sill, B = below, and V = variable, b, Holocene lake-level prehistory for Oregon pluvial lakes. C = the date on a shoreline corresponding to a relatively high

early Holocene Lake Chewaucan (S. Robinson, pers. comm. to Gehr, 1980);

M = dates of a relatively high Lake Malheur (Gehr, 1980). Relevant data for

early Holocene standing water in the northern Alkali basin is from Willig

(1988) and Pinson (MS.). An index of relative availability of water on the surface of Lake Fort Rock basin is indicated by the weighted sum of radiocarbon

dates published by Mehringer and Cannon (1994). Diamond Pond interpretation is from Wigand (1987).
NUMBER 33 39

Selected data for Holocene lake levels in the northwestern

Great Basin are summarized in Figure 13.

LAKE LAHONTAN.—Because Holocene lake-level changes

were too small in magnitude to reach most of the sills between

major subbasins, the case for each basin is presented separately. Holocene lake-level minima in the Pyramid Lake subbasin are constrained by radiocarbon dates on deltaic wood and

tufas; maxima are constrained by organic materials from packrat middens and archeological sites (Figure 13a). The lakelevel curve shown in Figure 1 la is considered to be smoothed

because it reflects general trends in lake levels as indicated by,

for example, the occupation of archeological sites. The reader

should bear in mind that there are several excursions within

these general trends to higher or lower lakes that probably represent higher-frequency lake-level changes. For a related discussion, see Hattori and Tuohy (1993) and Mehringer and Cannon (1994).

The Holocene record in the Pyramid Lake subbasin begins

with the recession that terminated the relative highstand associated with the Younger Dryas stade (Benson et al., 1992; Benson et al., 1995). The lowest lake level during this recession

(-1153 m) is indicated by two radiocarbon dates. One of these

(9.66 ± 0.13

 14C Ky B.P.) was on a piece of fishing line made

from sagebrush bark found at an archeological site on the

northwestern shoreline of Pyramid Lake (Tuohy, 1988). The

other (9.5-9.1

 14C Ky B.P.) was on a partial human skeleton

found at approximately the same elevation at the north end of

Pyramid Lake (Tuohy and Dansie, 1997). Thereafter, the lake

probably rose to a level above 1168 m, as indicated by an age

of 8.80 ± 0.09

 14C Ky B.P. on a piece of wood from sediments

interpreted to have been deposited on a delta slope (Born,

1972). The occupation of Winnemuca Caves from -8.4 to 7.8

14C Ky B.P. indicates that water levels high enough for Pyramid

Lake to spill into Winnemuca Lake were probably sustained, at

least intermittently, until ~8

 14C Ky B.P. (Hattori, 1982; Hattori

and Tuohy, 1993).

Except for a few radiocarbon dates from the Winnemuca

Caves (Hattori and Tuohy, 1993), no evidence has been found

for a long-lived lake above historical levels for the time interval between -8 and 5 14C Ky B.P. Davis (1982) and Benson

and Thompson (1987b) argued that such lack of radiocarbon

evidence does not indicate a desiccation of Pyramid Lake.

They noted that elevations of the lake far below the historical

(before modern agricultural water diversion) lowstand level of

-1177 m would have killed two species of endemic fish, the

cui-ui (Chasmistes cujus Cope) and the Lahontan cutthroat

trout (Oncorhynchus clarki henshawi Richarson). This argument is supported by the failure of these fish to survive during

the present century without help from hatcheries after the lake

was lowered artificially to below 1160 m by irrigation-related

diversion of the Truckee River. The lowest possible level for

the survival of these fish is, of course, constrained by the 1153

m regression at 9.66

 14C Ky B.P., as discussed in the previous

paragraph. The lake reached this low level at least one other

occasion, in the middle Holocene. Evidence for this 1153 m

lowstand is provided by a recent radiocarbon date (5.91 ±

0.125

 14C Ky B.P.) on a nearly complete human skeleton with a

partial cranium coated in tufa found at Wizard's Beach at Pyramid Lake (A. Dansie and D. Tuohy, in litt., 1998). A rise to

levels as high as 1185 m during the late Holocene is indicated

by abundant dates for inorganic carbonates and wood deposited near lake-surface level in a fluvio-deltaic environment

(Born, 1972; Benson et al., 1995).

The only direct information on Holocene lake levels with

quantitative age control in the Carson Sink area is provided by

the tephrochronology of Davis (1978). A Mazama-age lake

level was inferred by the identification of the Mazama tephra

(6.845 ± 0.05

 14C Ky B.P.) and its precursor, the Tsoyawata bed

(7.015 ± 0.045

 14C Ky B.P.), at two localities in this subbasin.

The two tephra were found in the alluvium in the West Humboldt Range at an elevation of 1204 m. They were also identified in the shallow lake or marsh sediments described by

Morrison as Section 22a (Morrison, 1964:128) east of Fallon,

Nevada, near the Stillwater Reservoir at an elevation of —1193

m, which is only one or two meters above the modern low

point in the entire Carson Sink subbasin (Davis, 1978; Elston et

al., 1988). Thus, in the few hundred years of time spanned by

the volcanic eruptions associated with these two tephra, the

lake in the Carson Desert subbasin was less than 10 m deep

(Davis, 1982). In contrast, sometime after the eruption that created the Tarupah Flat bed (1500-600 years old), the lake had

risen to a level of 1207 m, as evidenced by the wave-cut platforms crosscutting this ash layer at two locations near Salt

Wells, Nevada (Davis, 1978).

Walker Lake was interpreted to have been an ephemeral

playa lake during the early Holocene (Bradbury et al., 1989;

Benson et al., 1991). This interpretation was based upon the assemblage of microfossils (diatoms, ostracodes, aquatic pollen),

lithology, and an abrupt change in sedimentation rates. After

-5.0-4.5

 14C Ky B.P. the lake quickly filled to a depth as great

as 90 m. This rapid transgression has been attributed to the diversion of the Walker River into the Walker Lake subbasin

from its previous destination, the Carson Desert subbasin

(King, 1978, 1993; Davis, 1982; Morrison and Davis, 1984a,

1984b; Bradbury et al., 1989; Benson et al., 1991). Based upon

similar evidence to that mentioned above and also on the stable

isotope analyses of Benson et al. (1991), a coherent lake-level

prehistory of this subbasin has been determined for the latest

Holocene. The coherence of this prehistory with that of nearby

Mono Lake (Stine, 1990) gives confidence that late Holocene

lake levels in the Walker Lake subbasin accurately reflect climate change (Bradbury et al., 1989; Benson et al., 1991).

There is some controversy as to whether an extreme lowstand of the lake from -2.5 to 2.0

 14C Ky B.P. was caused by

climate change or by another diversion of the Walker River.

Bradbury et al. (1989) contended that climate change is the

more likely cause because the very existence of even a shallow

lake would have required some recharge from the Walker River
40 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

into the basin, where evaporation greatly exceeded precipitation, and because climate records from nearby localities in the

Great Basin also indicate drier climates during this time interval. They further noted that Walker Lake filled more slowly after 2.0

 14C Ky B.P., as evidenced by step-like increases in key

ostracode and diatom taxa, than it did after the previous desiccation. Such a slow transgression is more consistent with climate change than with the sudden diversion of a major river,

like the Walker River, back into this subbasin.

Benson et al. (1991), on the other hand, preferred river diversion over climate change as a cause for this near-desiccation

event because (1) the usually coherent discharge of the Truckee

and Walker Rivers would not have allowed flow in the Walker

River to almost cease while the Truckee was flowing enough to

keep Pyramid Lake above the level required for the spawning

of cui-ui and emerald trout, (2) the Walker River must have

continued to flow somewhere to have allowed the survival of

the cutthroat trout while the lake-dwelling cui-ui population

was wiped out as Walker Lake nearly dried out, and (3) currently, discharge from local streams is sufficient to maintain

Walker Lake at very shallow levels (< 1 m) even in the absence

of the Walker River.

LAKE MODOC.—Despite the poor age control in the Holocene part of the Tulelake core, Bradbury (1991:233) asserted

convincingly that "the strong fluctuations between planktonic

and benthic diatoms reflect real lake level changes that are important for resolving paleoclimatic and archaeological questions." Clearly, this record will become a valuable one with

improved age control. Even as it stands, it provides important

information surrounding the Tsoyawata tephra (7.015 ± 0.045

14C Ky B.P.), which was identified in the Tulelake core (Reick

et al., 1992). Two complementary

 14C dates were obtained

within ~1 m below this tephra in the correct stratigraphic order, thereby confirming the ash correlation. The dominance of

Aulacoseira ambigua in the vicinity of the Tsoyawata tephra

bed suggests the presence of a relatively deep lake at this time,

perhaps the 20 m lake suggested by an archeological study at

Nightfire Island (Sampson, 1985; Bradbury, 1991). Above the

Tsoyawata tephra, A. ambigua is replaced by Fragilaria sp.

This indicates a lower lake in the middle Holocene. The return

of A. ambigua at the top of the core marks a deepening lake at

a poorly constrained time, perhaps by ~3 Ka (Bradbury,

1991).

OTHER OREGON LAKES.—Most of the evidence for Holocene lake-level changes in Oregon lakes has been reviewed

by Freidel (1993, 1994), McDowell (1992), Grayson (1993),

McDowell and Dugas (1993), and Aikens and Jenkins (1994).

A summary of these reviews with a minor amount of supplemental material follows.

The early Holocene appears to have been characterized by

pervasive shallow lakes throughout the Oregon portion of the

Great Basin (Figure 136). Four very shallow lakes were reported to have come and gone during the early Holocene

within the confines of pluvial Lake Alkali (Figure 1). The first

of these lakes would have been ~0.5 m deep in the Dietz subbasin, located in the northern part of the Alkali Lake basin.

The shore of this lake, named Lake Koko, was occupied by a

Clovis-age culture. This conclusion was based upon flutedpoint assemblages that were found distributed along a linear

trend, which was interpreted to be a shoreline (Fagan, 1988;

Willig, 1988; Willig and Aikens, 1988). Another assemblage

of artifacts, which was characterized by large, stemmed, shouldered, and lanceolate points, was found distributed around a

slightly higher shoreline and has been attributed (by Willig,

1988) to the Western Stemmed Point culture. Willig (1988) interpreted this association as a later culture that occupied the

shores of the younger, slightly deeper (~2 m) Sand Ridge

Lake. Thus, she concluded that Lake Koko existed sometime

during the time interval attributed to the Clovis-age culture

(11.5-11.0

 14C Ky B.P.) and that Sand Ridge Lake existed during the time interval attributed to Western Stemmed Point tradition (10.8-7.0

 14C Ky B.P.). Although the overlap in age of

these two cultures may be larger than implied herein (e.g.,

Beck and Jones, 1997:196-197), the observation of Lake

Koko shorelines covered by Sand Ridge Lake sediments

strongly supports an older age for Lake Koko. Charcoal fragments associated with Sand Ridge Lake were radiocarbondated (Willig, 1988) at 9.61 ± 0.1

 14C Ky B.P., providing further support for the occupation of Sand Ridge Lake by a Western Stemmed Point culture. Willig (1988) postulated the existence of two younger lakes, an intermediate-sized Lake

Delainie and a deeper (~4 m) Big Cut Lake, based upon the superposition of shorelines and lake sediments. The ages of these

two younger lakes are not constrained.

The Dietz site lake-level history has since been reinterpreted

by Pinson (MS.). In this later study, the stratigraphy was interpreted to consist of deep-lake sediments covered by an eolian

deposit, which in turn was covered by a clay-silt layer that was

interpreted to have been deposited in a marsh, based upon its

internal distribution of gastropods and organic material. Over

this last unit is another eolian deposit from which Willig's charcoal date was obtained. A second charcoal date of 9.43 ±0.08

14C Ky B.P. from this horizon confirmed Willig's date (Pinson

(MS.)). This eolian unit is also the one from which most of the

buried, early Holocene archeological materials were derived.

Notably, the top of this unit appears to have a nascent soil horizon directly over which lies the Mazama pumice. Pinson (MS.)

argued convincingly that this stratigraphy can be interpreted as

the drying up of the terminal, deep Pleistocene lake at -10

 14C

Ky B.P. and that thereafter only a shallow marsh existed. This

marsh, in turn, dried completely by ~9

 14C Ky B.P., and there

has been no standing water in the Dietz subbasin since that

time.

Fort Rock Basin has been the location of several important

late Pleistocene and early Holocene archeological sites (Bedwell, 1973; Grayson, 1993; Aikens and Jenkins, 1994; Beck and
NUMBER 33 41

Jones, 1997), some of which reveal a great deal about paleolake levels (e.g., Figure 136). Early interpretations, based upon

evidence from the Connley Caves excavation, pointed to continuous human occupation for the time from -11 to 3 14C Ky

B.P., with the notable exception of the interval from 7.2 to 4.4

14C Ky B.P. (Bedwell, 1973). The apparent disappearance of

human occupation was initially interpreted, at least in part, to

have been the result of a catastrophic impact on the population

caused by the eruption of Mount Mazama (Bedwell, 1973);

however, it was later attributed to the shrinkage of large,

nearby bodies of water, as evidenced by the near disappearance

of waterfowl remains in the archeological middens of these

caves (Grayson, 1979, 1993).

Since the work at Connley Caves, Aikens and Jenkins

(1994) conducted a new, basin-wide project. They concluded

that when more sites are considered the hypothesis for the middle Holocene abandonment of the Fort Rock Basin begins to

fall apart. For example, Mehringer and Cannon's (1994) investigation of "Kelly's Site" in the Fort Rock Basin indicated that

people not only occupied the basin on occasion during that

time interval, but they were eating waterfowl. Analyses of radiocarbon dates from several additional studies done as part of

this basin-wide project, however, revealed shorter-term intervals of relatively lower population density at the bottom of Fort

Rock Basin that were presumably related to shorter intervals of

lower lake levels and dried-up marshes (Figure 136). These periods are roughly 7-5

 I4C Ky B.P. (Jenkins, 1994; Mehringer

and Cannon, 1994) and 3-2

 14C Ky B.P. (Jenkins, 1994). Although much more work has to be done to precisely define

these dry/wet intervals, it is interesting to note that the onset of

wetter conditions at ~5

 14C Ky B.P. implied by the above chronology coincides almost exactly with the transition from

ephemeral marshes to open water at Diamond Pond/Malheur

Maar in eastern Oregon south of pluvial Lake Malheur (Wigand, 1987).

In addition to dispelling the notion of a 3000-year long middle Holocene abandonment in the Fort Rock Basin (Bedwell,

1973), new work by P. McDowell and J. Benjamin suggests

that the Neopluvial (post-altithermal) lake postulated by Allison (1979) also did not exist in the Fort Rock basin. Their conclusions were based upon observations of "extensive dunes

with elevations low enough and dates early enough that they

would have been destroyed or badly eroded had they been inundated by a basin-wide Neopluvial lake" (Greenspan, 1994:

488; P. McDowell, pers. comm. with Greenspan, 1994).

The subbasin remnants of Lake Chewaucan also appear to

have been significantly higher during the early Holocene than

during modern times. The evidence for this includes a personal

communication cited in Gehr (1980) from S. Robinson of the

USGS in which Robinson reported a radiocarbon age of 9.39 ±

0.045

 14C Ky B.P. on a tufa-coated beach gravel found 20-22 m

above the modern level of Lake Abert. Summer Lake rose in

the late Holocene, as evidenced by a shoreline 12 m above the

bottom of the Summer Lake basin. This shoreline cuts across

sand dunes consisting of pumice from the Mount Mazama

eruption (Allison, 1982). There is no age control constraining

the minimum age of this feature. There is also evidence that

Lake Abert rose again, probably in the late Holocene. This evidence consists of a higher shoreline (18 m above the modern

lake) that truncates presumably young colluvium (Allison,

1982). This feature has not been dated.

Pluvial Lake Malheur rose to levels high enough to join all of

the subbasins into one lake and perhaps to overflow into the

Columbia River system at least three times during the early

Holocene (Figure 136). Two of these episodes are dated at

9.62 + 0.05

 14C Ky B.P. and 8.68 ± 0.55 14C Ky B.P. (Gehr,

1980). No record for the surface levels of this lake exists for

the remainder of the Holocene.

TESTING HOLOCENE PALEOCLIMATE MODELS WITH NORTHWESTERN GREAT BASIN PLUVIAL RECORDS.—The balance of

evidence from Figure 13 indicates that pluvial lake levels were

slightly higher in the northwestern Great Basin during the early

and late Holocene than they were in the middle Holocene. This

set of observations, at first glance, appears to support Antevs'

Neothermal climate model (Figure 2a), although the observations call for a slightly older Altithermal age than was anticipated by Antevs (Grayson, 1993). As more evidence has accumulated, however, it has become increasingly apparent that

exceptions to the rule are abundant and that data must be spatially and temporally averaged to conform to the Neothermal

model (Grayson, 1993; Mehringer and Cannon, 1994). In particular, the Holocene appears to be characterized by short-period fluctuations in climate of significant magnitude superimposed on the long-term averages (e.g., Benson et al., 1991;

Mehringer and Cannon, 1994). Such variability is consistent

with the high-frequency variations in solar luminosity inferred

by cosmogenic isotope concentrations (Figure 2); however,

there is no obvious correlation between the observed climate

change presented in Figure 13 and those predicted by the luminosity proxies shown in Figure Id. In addition, there is no evidence in northwestern Great Basin pluvial records, as of yet,

for the early Holocene "cooling event" at 8.4-8.0 cal Ky B.P.

(Figure 2c).

The lack of correlation between northwestern Great Basin

pluvial records and the predictions of Holocene climate models

probably results from deficiencies in the collective data set and

the lack of specific climate changes inferred from the models.

The sampling of Holocene paleoclimate data from individual

pluvial lake basins in the northwestern Great Basin is usually

too sparse for the detection of high-frequency climate change.

Furthermore, little modeling has been done to predict the effects of low-amplitude changes in Holocene climate on pluvial

lake levels in this region. For example, one recent study on the

geochemistry of Great Barrier Reef corals (Gagan et al., 1998)

has demonstrated that tropical oceans in the Pacific were ~1° C

warmer -5.35 cal Ky B.P. than they are today and that they
42 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

were enriched in

 18O, implying increased levels of evapotranspiration. This intriguing result is consistent with intensified El

Nino events during the middle Holocene, which in turn could

explain the apparent increased variability in lake levels during

this time (e.g., Grayson, 1993; Mehringer and Cannon, 1994).

Before such a hypothesis can be anything more than speculative, atmospheric circulation models with the ability to predict

the resulting low-amplitude changes in lake levels need to be

constructed, and extremely high-resolution pluvial lake records

need to be available to test the applicability of this idea to the

northwestern Great Basin.

Summary and Future Trends

SUMMARY OF MAJOR RESULTS

Since the time of Antevs, many contributions have been

made toward the understanding of climate change from studies

of pluvial lakes in the northwestern Great Basin. The following

list is a sample of these contributions.

1. Both of the global climate events proposed for the Plio/

Pleistocene boundary at ~2.5 Ma and -1.65 Ma have been observed in several paleoclimate indicators from the Tulelake

core (Adam et al., 1989).

2. Variations in the diatom stratigraphy of the Tulelake core,

which have been interpreted to represent cycles between glacial and interglacial climates, change frequency in accordance

with the evolution through time of the spectral character of marine oxygen isotope curves and other marine paleoclimate

proxies (Bradbury, 1991, 1992). Specifically, periods of 400

Ky and 41 Ky appear to dominate the climate variations prior

to ~900 Ka; thereafter, 100 Ky variations dominate.

3. Evidence for an extremely large lake in the Lahontan and

surrounding basins during the largest excursion toward glacial

oxygen isotope values in the Quaternary (OIS 16) supports a

connection between the sizes of ice sheets and the sizes of pluvial lakes in the northwestern Great Basin (Reheis, 2002).

4. Milankovitch-like periodicities were reported in the spectrum of a middle to late Pleistocene PSV record for Lake

Chewaucan (Negrini and Verosub, 1987; Negrini et al., 1988).

Subsequent improvements on the age control of the Chewaucan sediments have disproved Milankovitch-like periodicities

as the origin of these PSVs (Negrini et al., 1994).

5. Several lake-level proxies in a 250-20 Ka paleoclimate record from Lake Chewaucan support an in-phase relationship

between increases/decreases in lake levels and advances/retreats of the North American ice sheet as inferred from marine

OIS 7-3 (Davis, 1985; Berger and Davis, 1992; Negrini et al.,

1994; Erbes, 1996). This represents a significant test of Antevs' jet stream migration model because the age control of the

Lake Chewaucan record is entirely independent of a priori assumptions of correlations with climate change.

6. Bradbury (1991, 1992) explained the unusual occurrence

of a pluvial diatom assemblage during OIS 5 as being the result

of a tectonic or geomorphologic change that affected the local

Tule Lake subbasin. In this review paper, late Pleistocene Tulelake stratigraphy has been reinterpreted, resulting in a significantly younger age for the Pumice Castle tephra (Figure 10).

Thus, the diatom assemblage is determined to be a likely expression of OIS 4.

7. OIS 4 is expressed strongly in the northwestern Great Basin by the presence of Pumice Castle set tephra layers in pluvial-lake sediments from three lake basins (Lake Modoc, Lake

Chewaucan, Lake Malheur).

8. An exceptionally precise and accurate lake-level prehistory for Lake Lahontan during the latest Pleistocene is consistent with increases in lake size both when the jet stream passes

by the Lake Lahontan area on its way south during OIS 2 ice

sheet advance and also when it passes by on its way north during ice sheet retreat (Benson and Thompson, 1987a, 1987b;

Benson etal., 1995).

9. Higher-frequency climate-change events inferred by stable

isotope and total organic carbon analyses of Pyramid Lake bottom sediments have the same square-wave type morphology

and duration as the D-0 cycles and Heinrich events observed in

paleoclimate records from marine sediments and ice cores

(Benson et al., unpublished).

10. The observation by Allison (1945) of several meters of

Lake Chewaucan sediments above the Mount Mazama ash was

a key piece of data that inspired Antevs' theory of a moist

Anathermal age. Improvements in tephrochronology and absolute-age dating demonstrated that this ash was, instead, the

much older Mount St. Helens Cy tephra (Allison, 1966a;

Davis, 1985).

11. Bedwell (1973) noted the lack of middle Holocene archeological remains in the Connley Caves of the Lake Fort Rock

basin. An analysis of the associated archeofauna revealed the

near disappearance of waterfowl remains in the area, prompting Grayson (1979, 1993) to hypothesize a middle Holocene

human abandonment of this basin because of lowered water

levels in a nearby lake/marsh complex. Subsequent work on

dune sites in the area demonstrated that Lake Fort Rock basin

was indeed occupied during the middle Holocene and that the

presence offish and waterfowl remains ... challenge notions

of a long uninterrupted mid-Holocene drought" (Mehringer

and Cannon, 1994:321).

12. As more records of Holocene lake-level changes have accumulated, it is becoming more and more apparent that highfrequency change characterized this entire period of time, as

suggested by Mehringer and Cannon (1994). Against this background, some long-term trends have emerged (e.g., lower lake

levels during the middle Holocene) that loosely fit Antevs'

Neothermal age divisions. Neither the long-term changes nor

the high-frequency changes appear to correlate unambiguously

with newer models of Holocene climate change, such as variability in solar luminosity.
NUMBER 33 43

REMAINING PROBLEMS

Despite the progress that has been made during the last 50

years, the potential for understanding climate change from

northwestern Great Basin pluvial lake records has hardly been

tapped. For example, long-term records from pluvial lakes

other than Lake Modoc need to be obtained to determine if the

climate record from the Tulelake core is representative of the

rest of the northwestern Great Basin, considering its proximity

to the Pacific Ocean and the fact that Lake Modoc drained into

the Pacific after reaching only modest depths.

The source vents and correlative proximal volcanic rocks

have yet to be identified for many of the water-lain tephra beds

in the northwestern Great Basin. Further work of this nature

will improve the overall chronology of the region because it is

inevitably easier to apply radiometric- and radiogenic-age

methods to proximal volcanic rocks than to water-lain ashes. In

addition, promising dating techniques, such as luminescence

methods, should be used more frequently on the water-lain

ashes.

The only well-constrained pluvial lake-size record in the

northwestern Great Basin is that of the Pyramid Lake subbasin

of Lake Lahontan for the time interval from -30 to 9 14C Ky

B.P.; the Walker Lake subbasin may be well-constrained for the

late Holocene. The provocative results from these prehistories

need to be tested with records of similar resolution and accuracy from other basins.

The present state of the composite Holocene record does not

allow accurate testing of models for global climate change during the Holocene. This problem can only be alleviated with

well-dated, high-resolution, continuous Holocene records from

several basins within the northwestern Great Basin.

THE NEED FOR COMPREHENSIVE CORING PROGRAMS

Most of the problems mentioned above could be solved with

a comprehensive program of coring bottom sediments

throughout the northwestern Great Basin. Although core studies can never completely replace field-based surface studies, at

this stage in the study of the northwestern Great Basin an extensive coring program would most efficiently provide a

wealth of hypotheses. These hypotheses could be tested later

by well-focused studies on the extensive exposures of lake deposits in this region, which represent much of the Quaternary

period.

There are several indicators that point to the success of such

an extensive coring program, many of which are discussed in

this review. The work of Benson and others (see "Latest Pleistocene," above) has demonstrated that geochemical climate

proxies in cores provide estimates of lake sizes through time

that are consistent with independently derived lake-size prehistories from surface materials and that these proxies can be acquired relatively rapidly with high resolution. The consistency

of paleoclimate results from geochemical measurements with

other bottom-sediment proxies, such as the distribution of faunal and floral taxa, lithostratigraphy, granulometry, and environmental magnetism, points to a variety of useful techniques

that may be applicable for each core.

Unprecedented age control for terrestrial records can be provided by an already rich, tephrochronological database, which

will only improve through iteration as results from additional

cores are added to a composite data set. Under ideal conditions, the promising and complementary application of paleomagnetic secular variation often can provide nearly continuous relative age control, which conceivably can be tied

directly to marine paleoclimate records. This method, too, will

grow in usefulness as a reference PSV record continues to develop. Advances in luminescence and radiocarbon methods

have contributed greatly to our understanding of northwestern

Great Basin pluvial lakes and will continue to do so in the future.

Coring programs should be preceded by careful consideration of coring sites optimally selected on the basis of sound

sedimentological models and geophysical studies. Several localities around most basins should be cored in order to sample

and compare the many varieties of depositional environments

observed within each basin. At least two cores should be taken

at each coring site to guard against localized synsedimentary

deformations, loss of core samples during withdrawal, etc.

Cores should be oriented azimuthally whenever possible to enable the accurate measurement of magnetic declination for use

in PSV studies. Finally, and perhaps most important, a full array of lithological, paleontological, geochemical, tephrochronological, and magnetic studies should be done on these cores

in a timely fashion and with careful management of data and

archival of core splits.

Acknowledgments

Athough the content and interpretations expressed herein are

ultimately the responsibility of the author, this work benefited

greatly from conversations or written correspondences with D.

Adam, K. Adams, L. Benson, P. Bradbury, A. Cohen, A. Dansie, J.O. Davis, R. Elston, D. Erbes, F. Foit, R. Forester, D. Freidel, K. Gobalet, T. Jones, T. Lowenstein, S. Lund, F. Nials, M.

Palacios-Fest, A. Sarna-Wojcicki, R. Thompson, and P.

Wigand. Also, K. Edgett, P. Wigand, and M. Sutton provided

copies of key pieces of literature cited in this paper. I am grateful for the use of unpublished data provided by J. Licciardi and

S. Lund. M. Quilliam assisted with library research and proofreading. The final version of this paper benefited greatly from

careful review by A. Cohen, T. Lowenstein, J. Luhr, and an

anonymous reviewer.
44 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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Pliocene to Middle Pleistocene Lakes

in the Western Great Basin:

Ages and Connections

Marith C. Reheis, Andrei M. Sarna-Wojcicki, RichardL. Reynolds,

Charles A. Repenning, and Martin D. Mifflin

ABSTRACT

During the Pliocene to middle Pleistocene, pluvial lakes in the

western Great Basin repeatedly rose to levels much higher than

those well-documented levels of the late Pleistocene. Sedimentologic, geomorphic, and chronologic evidence indicates that Lakes

Lahontan and Columbus-Rennie were as much as 70 m higher at

about 650 thousand years ago (Ka) than during their late Pleistocene highstands. At its former altitude of 1400 m, Lake Lahontan submerged present-day Reno, Carson City, and Battle

Mountain in Nevada and flooded other now-dry basins. To the

east, Lakes Jonathan (new name), Diamond, Newark, and Hubbs

reached highstands during the early-middle(?) Pleistocene that

were 25—40 m above their late Pleistocene shorelines; at these very

high levels, the lakes became temporary or permanent tributaries

to the Humboldt River and, hence, to Lake Lahontan. This scenario presents a startling vision of a western Great Basin in which

climatic and tectonic effects conspired to integrate presently isolated basins into one enormous drainage system during at least one

brief period during the Quaternary. Such a temporary connection

could have permitted fish to migrate from the Humboldt River

southward into the presently isolated Newark Valley and from

Lake Lahontan into Fairview Valley. The timing of drainage integration provides suggested maximum ages for fish to populate the

basins of Lake Diamond and Lake Jonathan.

Marith C. Reheis and Richard L. Reynolds, United States Geological

Survey, MS-980, Federal Center, P.O. Box 25046, Denver, Colorado

80225, USA. Andrei M. Sarna-Wojcicki, United States Geological Survey, MS-975, 345 Middlefield Road, Menlo Park, California 94025,

USA. Charles A. Repenning, 9010 West 5th Place, Lakewood, Colorado 80226, USA. Martin D. Mifflin, Mifflin and Associates, HCR38,

Box 126, Las Vegas, Nevada 89124, USA.

Reviewers: Kenneth L. Adams, Desert Research Institute, 7010 Dandini Boulevard, Reno, Nevada 89512, USA; M.A. Chan, Department

of Geology and Geophysics, University of Utah, Salt Lake City, Utah

84112, USA; Robert Hershler, Division ofMollusks, National Museum

of Natural History, Smithsonian Institution, Washington, D.C. 20560-

0118, USA; D.E. Wilkins, University of Utah, Salt Lake City, Utah

84112, USA.

The Walker Lake subbasin of Lake Lahontan held deep lakes at

least four times during the early Pleistocene; these were at least

15-25 m above the Sehoo highstand. One site on the Humboldt

River in the northeastern Lahontan Basin displays exposed, faulted

lake sediments of early Pleistocene age that are now 40-55 m

above the Sehoo limit. These sediments suggest that the northern

and Walker Lake subbasins were contiguous parts of Lake Lahontan by about one million years ago (Ma), but fish fossils indicate

that drainage connections existed before 1 Ma. For example, high

beach deposits suggest that Lake Russell, now a tributary to the

Owens River, previously overflowed to the Walker River, potentially providing a migration route for fish southward along the east

side of the Sierra Nevada into the Owens River system. Deposits

of Pliocene lakes suggest connections existed among proto-Lakes

Lahontan, Columbus-Rennie, Clayton, and possibly Tonopah.

Tephrochronologic ages of these Pliocene lakes provide constraints on the availability of aquatic migration routes at different

times.

Reconstructing and dating these lake levels also has important

implications for paleoclimate, tectonics, and drainage evolution in

the western Great Basin. For example, shorelines in several basins

form a stair-step sequence downward with time from the highest

levels, thought to have formed at about 650 Ka, to the lowest,

formed during the late Pleistocene. This descending sequence indicates progressive drying of pluvial periods, possibly caused by

uplift of the Sierra Nevada and other western ranges relative to the

western Great Basin. These effects, however, cannot account for

the extremely high lake levels during the early-middle Pleistocene;

rather, these high levels were probably caused by a combination of

increased effective moisture and changes in the size of the Lake

Lahontan drainage basin.

Introduction

Pluvial lakes in the western Great Basin have been the focus

of many classic studies on paleoclimate and on biogeographic

distributions of aquatic species, such as fish and snails. Until

recently, these studies have focused on sedimentary records of

the late Pleistocene and on the distributions of modern species

(especially fish), because few pre-late Pleistocene deposits of

53
54 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

pluvial lakes were known and because fossil localities were

scarce and commonly not well dated. In their seminal work,

Hubbs and Miller (1948) argued for relatively rapid evolution

of fish in now-isolated drainage basins on the assumption that,

in most cases, the last aquatic connections between the fishbearing basins were during the last pluvial period, now known

to have ended about 12 thousand years ago (Ka). They recognized that in some cases modern sills between basins were far

too high to have been exceeded by late Pleistocene lake levels;

they called upon transfers by interdivide stream diversions or

"pre-pluvial" connections to explain these fish distributions. As

more fossil localities were identified and dated, research in the

last 20 years has shown that many modern species of fish and

springsnails are very similar to ancestral species that were

widely distributed in the western Great Basin and areas to the

north and south during the Pliocene (Miller and Smith, 1981;

Taylor and Smith, 1981; Taylor, 1985; Minckley et al., 1986;

Gobalet and Negrini, 1992; papers in this volume). As a result,

less credence has been placed in rapid evolution, and modern

aquatic-species distributions are more commonly attributed to

inheritance from widespread Tertiary populations followed by

extinctions and intermittent population-mixing caused by

wet-dry climatic cycles and tectonic disruptions during the

Pleistocene.

The possibility that modern species-distributions could be

produced in part by aquatic migration routes older than late

Pleistocene in age but younger than Tertiary in age has been

given little consideration in biogeographic studies for the very

good reason that such intermediate-age migration routes were

largely unknown. This paper documents connections among

several large lakes in the western Great Basin during part of the

early or middle Pleistocene but that probably have been severed

for the past one-half million years or more. Arguments for the

evolution of modern species from widely distributed ancestral

ones that suggested rapid evolutionary changes took place during the last few thousand years (e.g., Hubbs and Miller, 1948)

have been challenged recently (Smith et al., 2002) as being not

representative of the much slower rates observed in the fossil

record during the past several million years. We suggest that if

the observed divergence between some species can be averaged

over a half a million years rather than over a few thousand, the

apparent discrepancy in evolutionary rates may be greatly reduced. This new information at least provides alternative hypotheses about rates of evolution from independent evidence,

as urged by Smith et al. (2002). In some cases, these older

Pleistocene lakes may require revision of previous interpretations about ages and relations among fossil fish (e.g., Miller

and Smith, 1981) that were based on incorrect age assignments.

In addition to far-reaching implications for biogeographic

studies, the new lacustrine records hold significance for studies

of paleoclimate, tectonics, and drainage evolution in the western oreat Basin. The existance of enormously expanded lakes

at about 650 Ka and earlier imply that much wetter conditions

prevailed at that time than are indicated in global climate

records, such as oxygen-isotope data from marine cores; however, sudden and dramatic integrations of previously disconnected basins with the Lahontan Basin may help to account for

the large size of Lake Lahontan in the early-middle Pleistocene. Progressively shrinking lake highstands from the middle to late Pleistocene indicate different regional climatic conditions. Some Pliocene and younger basins were probably

isolated by tectonic processes, such as compressional folding

and extensional faulting along the Walker Lane tectonic belt

(Stewart, 1988).

This paper focuses on pluvial lakes in the Lahontan Basin

and the basins of Columbus Salt Marsh and Fish Lake Valley,

where most of the field work in the western Great Basin has

been concentrated. Detailed descriptions of the stratigraphy,

chronology, geomorphology, and geology of pre-late Pleistocene lacustrine deposits in the Lahontan Basin are presented

first, followed by a correlation of the deposits from sampled localities. Next, data from reconnaissance field work for this

study and from previously published studies are discussed

briefly for Lake Russell (Mono Basin) in western Nevada and

for lakes in central Nevada, including those in the basins of

Kobeh (Lake Jonathan)-Diamond, Long (Lake Hubbs), Newark, and Pine Valleys. These lakes are described in chronologic

order, beginning with Pliocene localities. A discussion of the

ages of the pre-late Pleistocene lakes in the study area is followed by an examination of the possible causes of these very

large lakes. The paper concludes by discussing the implications

of very high lake stands and prior connections among drainage

basins on the migration of aquatic species.

PREVIOUS WORK

During its well-studied late-middle (Eetza) and late Pleistocene (Sehoo) highstands, Lake Lahontan reached a maximum

altitude of about 1330 m and extended more than 350 km, from

the Nevada-Oregon border to beyond the southern end of

Walker Lake (Figure 1; Russell, 1885; Benson et al., 1990;

Morrison, 1991). Many smaller, isolated lakes also occupied

other basins in the western Great Basin (Mifflin and Wheat,

1979), but their late Pleistocene highstands are generally not

well dated, and little information has been available on older

pluvial lakes and their high shorelines.

Previous workers have observed that the Eetza (~180-130

Ka, but possibly in part as old as 300 Ka; Morrison, 1991) and

Sehoo (~35—12 Ka; Benson et al., 1990) shorelines in unFIGURE 1 (opposite).—Regional map showing pluvial lakes of northern

Nevada and vicinity, late Pleistocene shorelines, and areas of maximum middle

Pleistocene (where known) and late Pleistocene lakes. See Table 1 for shoreline

altitudes. Triangles show study sites (data for selected sites is in Table 1);

arrows on drainages show possible links between basins during highest lake

stands. Localities: CD = Carson Desert, CLV = Clayton Valley,

CV = Campbell Valley, FLV = Fish Lake Valley, HL = Honey Lake,'

LCR = Lake Columbus-Rennie, LM = Lone Mountain, LT = Lone Tree Hill,'

MW = McGee Wash, PV = Pine Valley, RM = Rhodes Salt Marsh, RP = Rye

Patch Dam, SA = Sunshine Amphitheater, SC = Smoke Creek Desert,

TB = Thorne Bar, WL = Walker Lake. Towns: B = Battle Mountain,'

C = Carson City, E = Elko, R = Reno, W = Wei Is, WI = Winnemucca.
NUMBER 33

121°

55

117°

42

Area of late Pleistocene lakes

(not all are shown)

Maximum known area of middle Pleistocene lakes

f Possible additional area of middle Pleistocene lakes

Early and middle Pleistocene lake deposit locality

& Pliocene lake deposit locality

Late Pleistocene overflow

Inferred earlier overflow and modern sill

height (m) above late Pleistocene shoreline

Late Pleistocene boundary of Lahontan basin

Possible additional area of basin in

middle Pleistocene

Major drainages
56 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

faulted positions throughout the Lahontan Basin lie at about

1330 ± 12 m (Mifflin and Wheat, 1979; Benson, 1978). Isostatic rebound has caused shoreline altitudes to range from

about 1318 m at the northeastern margin of the lake to as much

as 1341 m in the Carson Desert (Adams, 1996, 1997). The

highest vertical faulting rates of late Pleistocene shorelines are

along the Wassuk fault, which bounds the west side of the

Walker Lake subbasin (Figures 1, 2). Demsey (1987) estimated

a Holocene slip rate of 0.4-0.5 mm/yr and total offset of 6-7 m

of the Sehoo shoreline along this fault.

Morrison (1991) summarized the previously known ages and

altitudes of early-middle and early Pleistocene nearshore and

deltaic deposits of Lake Lahontan. Four sites were in outcrops

below the Sehoo shoreline where incision exposed older deposits buried by Sehoo- and Eetza-aged sediment. The fifth site,

Thorne Bar, is described below. The pre-Eetza lake cycles

identified by Morrison (1991) are the Rye Patch Alloformation,

from about 700 to 600 Ka, and two sets of unnamed deposits

containing and underlying the Glass Mountain tephra, which

were erupted about one million years ago (Ma) (only found in

the Walker Lake subbasin). He believed that the 0.76 My old

Bishop ash bed was deposited during a long period of alluvial

119°15' 119°00' 118°45' 118°30'

- Adrian

-4T Valley

EXPLANATION

Area of late Pleistocene

lake with 1330-m shoreline

j 1 Area of middle Pleistocene

lake with 1400-m shoreline

Probable additional area of

middle Pleistocene lake

accounting for sedimentation

• Locality of pre-late Pleistocene

MW lacustrine sediment or shoreline

FIGURE 2.—Map of Walker Lake basin and southernmost Carson Desert (Rawhide Flats) showing study sites and lake areas. Area of lake at 1400 m is drawn

using modern topography, acknowledging that this is only an approximation of

the topography in the middle Pleistocene because of subsequent isostatic

rebound, faulting, erosion, and sedimentation. From north to south, letters indicate the following: SA = Sunshine Amphitheater, CV = Campbell Valley,

WR = Weber Reservoir, MW = McGee Wash, TW = Twentymile Beach, TB =

Thorne Bar, SSV = Soda Springs Valley.

and eolian sedimentation (the Lovelock Alloformation) during

which no deep lakes existed in the Lahontan Basin; however,

the Bishop ash bed is contained within lacustrine deposits in

basins to the south, including pluvial Lakes Rennie (Fish Lake

Valley; Reheis et al., 1993), Owens (Smith et al., 1997), Tecopa

(Sarna-Wojcicki et al., 1987), and Manley (Death Valley; Knott

et al., 1996). Also, an ash bed with Bishop-like chemical composition was identified in beach gravel exposed in a fault scarp

below the Sehoo shoreline south of Schurz, Nevada (Davis,

1978).

Only in the Walker Lake subbasin of Lake Lahontan are

there previously known outcrops of beach gravel at altitudes

higher than the Sehoo and Eetza shorelines. W.J. McGee observed that the eastern end of the "crest of the gravel embankment separating Walker Lake Valley from the... Walker River

... is now fully 200 feet above its original position" (that is, the

Sehoo shoreline) (Russell, 1885:142, pi. 28). This locality,

which apparently had not been revisited until the time of the

present study, is southeast of Weber Reservoir (Figure 2) and

is informally named McGee Wash (Morrison and Davis,

1984). The Thorne Bar site, at the southeast edge of Walker

Lake (Figures 2, 3) was first reported by King (1978) and Mifflin and Wheat (1979) to have pre-Eetza "shore gravel with

layers of lake-deposited carbonate, preserved in a mucheroded V-bar complex...up to 1443 m altitude" (Morrison,

1991:296). At the McGee Wash site, Russell (1885) thought

the gravels had been folded into an anticline; mapping for this

study (see Figure 7) and that of Morrison and Davis (1984)

confirms the presence of numerous faults and tilted strata. The

beach ridge at Thome Bar has been attributed either to faulting

(King, 1978:67-68) or to northward tilting of the entire

Lahontan Basin (Mifflin and Wheat, 1979; Mifflin, 1984;

Morrison, 1991). Detailed leveling surveys by Demsey (1987),

however, revealed no evidence of Quaternary faults or deformation either at Thorne Bar or northward along the Gillis

Range, in contrast to several localities of superelevated beach

gravel along the footwall block of the Wassuk Range fault

(King, 1978; R. Bucknam, U.S. Geological Survey, in litt. to

M.C.R., 1996).

Little work has been done on other pluvial lakes in western

Nevada (Figure 1). Mifflin and Wheat (1979) mapped late

Pleistocene shorelines for all of the pluvial lake basins of Nevada. These authors also briefly noted higher, older shoreline

features of Lakes Diamond, Newark, and Hubbs; Mifflin

(1984) thought that these features supported his hypothesis of

the northward tilting of northwestern Nevada. Tackman (1993)

obtained ages on the late Pleistocene shorelines of Lake Diamond. He also located many pre-late Pleistocene shorelines

and discussed Lake Diamond's history as controlled by overflow from Kobeh Valley (Lake Jonathan) and the incision of

sills. Davis (1981) investigated Tertiary lacustrine deposits in

Clayton Valley. Gilbert et al. (1968) mapped Pliocene lacustrine deposits interbedded with basalt and rhyolite flows on the
NUMBER 33 57

118° 40' 118° 39' 118 118° 37'

Qfh

Qfy

Qly

-Qfm23 m omitted

North of Thome Bar

Section 1

Pebbles lagged on bedrock slope

up to altitude 1398 m (4585 feet)

i— 5

1—0

Variable

amounts

of tufa

cement

Fish

y bones

EL21-WL

(Bishop ash?)

Bwk--20 cm

!] Bw?--15cm

Btk-30 cm

Matrix-poor

Btk-50 cm

Btk-90 cm

Btk--30 cm

EXPLANATION

Sandstone and silty

sandstone, locally

conglomerate beds

Sandy pebble conglomerate, well

rounded clasts (nearshore deposits)

Sandy cobble

conglomerate, well

rounded clasts

(beach deposits)

Boulder conglomerate,

poorly bedded

(shore-face deposit)

o o"<

0 0 0

O 0 <

0 0 0

A -4 ''A

X X X

EL21-WL

Sandstone and conglomerate, poorly to

moderately sorted

Volcanic rocks

Steep dips

(backset beds)

Calcareous cement,

locally tufa

Tephra layer and

sample number

Buried soil and

diagnostic horizon

thickness

2 KILOMETERS

1 MILE

CONTOUR INTERVAL: 40 FEET;

200 FEET IN MOUNTAINS

MAP EXPLANATION

Fan deposits (Holocene); includes

some Holocene lake deposits

Fan deposits (late Pleistocene)

Deposits of late Pleistocene

(Sehoo) lake (unit QI7T)

Fan deposits (middle Pleistocene)

Fan deposits (middle

and early? Pleistocene)

Qlo

\/ A A '

/TVS. 7

Nearshore deposits and beach gravel of middle

to early Pleistocene lakes (units QI1T to QI6T)

Volcanic and sedimentary rocks

(Pliocene and Miocene)

Late Pleistocene shoreline

Middle Pleistocene shorelines;

dashed where inferred

Tephra locality and measured section

Soil pit (Adams and Wesnousky, 1999)

FIGURE 3.—Geologic map of area around Thorne Bar (Figure 2, Table 1) and measured section north of Thome

Bar (triangle in northern map area).
58 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 1.—Information for representative sites (see Figure 1; within each basin, sites are in order beginning in

the south and proceeding clockwise or northward).

Site General location Latitude (N) Longitude (W)

Altitude range of

nearshore features (m) Type of deposit or shoreline feature

Lake Lahontan (late Pleistocene shoreline, 1330 ± 12 m)

US-95 roadcut

Thorne Bar area

20-Mile Beach

McGee Wash

Campbell Valley

Sunshine Amphitheater

Clifton site

1-80 roadcut (?)

Secret Valley cutoff

Burro Mountain

Freds Field

Iron Point

Treaty Hill area

Lone Tree Hill

Drumm Summit

Rhodes Salt Marsh

Southeastern Walker

Lake valley

West-central Walker

Lake valley

Northern Walker Lake

valley

Northern Walker Lake

valley

Northern Walker Lake

valley

Carson River canyon

Truckee River canyon

North of Honey Lake

valley

Smoke Creek Desert

Smoke Creek Desert

Humboldt River

Humboldt River

Humboldt River

Fairview Valley

38°14.7'

38°39'-44'

38°46.6'

38°45.1'

39°01'-03.5'

39°04-O7'

39°08.6'-09.4'

39° 18.1-18.4'

39°30.8'

40°25.0'

40°32.5'

40°44.7'-45'

40°56.6'-59.5'

40°50.3'-58.0'

40°49.4'-50.5'

39° 18-18.5'

118°03.3'

118°37.3'-39'

118°45.4'

118°46.5'

118°47.5'-50.7'

118o59'-119°01.2'

118°59.5'-119°00.7'

119°27.4'-28.0'

119°38.7'

120°16.9'

119°50.6'-51.4'

119°31.4-32.2'

117°17.2-19.5'

117°04'-12'

117°12.0'-12.7'

118°07.9'

1402-1423

1360-1400, 1350-1365

1330-1350

Depends on footwall

location; <1475

1420-1433, 1393-1402

1347-1365

1378-1390,1356-1378

1341-1426

1333-1380

1360

1370-1372

1396-1402, 1373

1378-1400, 1350-1370

1353-1368

1344-1362, 1390-1414

1326-1414

1355-1384

Sinter mound

Borrow pit

Rock Hill

Coaldale Junction

Fish Lake Valley

Southern Columbus

Salt Marsh

Northern Columbus

Salt Marsh

Lake Columbus-Rennie (late Pleistocene shoreline, 1402 m)

37°51.1' 1442-1460

38°00'-00.9'

38°08.4'-09'

118°00'

118°01.2'-02.2'

118°56.9-57.8'

Southeastern Columbus 38°00.7'-01.5' 117°52.6'-53.8'

Salt Marsh

1442-1452,

1426-1433, 1417

1390-1417

1422-1430

Lake Russell (Mono Basin) (late Pleistocene shoreline, 2155 m)

Southern outlet area

Rancheria Gulch

Kirkwood Spring

Andesite sill

US-50 site

Slough Creek

Borrow pit on

county road

Eastern Mono Basin

Northern Mono Basin

Northern Mono Basin

Northeastern Mono

Basin

Eastern Kobeh Valley

Southwestern side Lone

Mountain

Northeastern Kobeh

Valley

38°00'-04'

38°05.5'-06'

38°08.7'-09'

38°18.5'

H8°44'_47.5'

119°05'-06'

118°58'-59'

118°46.7'

2207-2277

<2268,2195-2225

2205-2252

2237

Lake Jonathan (Kobeh Valley) (no late Pleistocene lak

39°34.1'-35.3'

39°33.5'-34'

39°42.0'

116° 16.6-17.4'

1871-1920

1856-1890

1914-1925

Nearshore and sublacustrine deltaic deposits

Tufa-cemented beach gravel and sand; 3

shoreline levels, 6 ages of deposits

Tufa-cemented beach gravel and sand; 2

shoreline levels, 2-4 ages of deposits

Lake mud, silt, sand, and gravel; 3 shoreline

levels, 5 ages of deposits

Lake mud, silt, sand, and gravel; shoreline

angle; 2 shoreline levels, 3 ages of deposits

Lake mud, silt, sand, and gravel; 3 shoreline

levels, 5 ages of deposits

Beach or fluvial gravel lag on bedrock

Deltaic(?) and fluvial deposits

Large botryoidal tufa heads, locally attached

to well-rounded clasts; scattered patches

of well-rounded pebbles and cobbles

Beach gravel lag and tufa; 2 different levels

Rounded, water-polished gravel; 2 different

levels

Beach or fluvial gravel lag

Sand and gravel in extensive delta plain to

north; upper level is berm on Treaty Hill

Lake mud, silt, sand, and gravel; 1 shoreline

level, 3 or 4 ages of deposits

Lake mud and silt (Pliocene?) overlain by

beach(?) gravel of uncertain age

Sinter-cemented silt and sand; Bishop ash

(Reheis et al., 1993)

Lake silt, sand, and gravel; shoreline angle; 3

shoreline levels, 4 ages of deposits

Beach sand and gravel in moderately preserved berm; pit exposes buried lacustrine

deposits containing Bishop ash

Beach sand and gravel in eroded berms

Lake silt, sand, gravel, and beach rock; at

least 2 ages of deposits, oldest is late

Pliocene; upper limit defined by beach

gravel lagged on bedrock

Beach gravel; 2 shoreline levels, lower

marked by berm

Scattered beach cobbles lagged on bedrock

Bedrock sill bearing scattered rounded clasts

Lake silt, sand, and gravel; 2 ages of deposits

Lake clay, silt, sand, and gravel; 3 ages of deposits

Lake sand and gravel; 3 ages of deposits separated by paleosols; well-preserved berms

in vicinity
NUMBER 33 59

TABLE 1.—Continued.

Site General location Latitude (N) Longitude (W)

Altitude range of

nearshore features (m) Type of deposit or shoreline feature

Lake Newark (late Pleistocene shoreline, 1847 m)

Pancake Summit 39°27'-27.4' 115°39.6'-40.6' 1856-1859, 1850-1855 Beach sand and gravel; 2 shoreline levels,

West of Beck Pass

Stage Road

Maple Syrup well

Long Valley Canyon

Elko-White Pine

County line

Independence

interchange

Wells

Angel Island

Emigrant Pass

section

The Gap

Redlich Summit

Southern Newark

Valley

Eastern Newark Valley 39°36'

Northern Newark

Valley

115°39.0'

39°52.7'-53.5' 115°39.2'-40.4'

more eroded upward

1850-1855 Beach sand and gravel in moderately preserved berm

1887-1890, 1868-1875, Beach gravel in berms and as lag on bedrock;

1856-1859, 1850-1855 3 or 4 shoreline levels (possibly one repeated by fault), more eroded upward

Lake Hubbs (Long Valley) (late Pleistocene shoreline, 1920 m)

Southern Long Valley 39°32.2'-34' 115°25'-28' 1935-1940, 1920-1927, Beach sand and gravel; 3 different shoreline

Eastern Long Valley 39°35.3' 115°20.8'

1907-1912

1930-1940?,

1920-1927

levels, more eroded upward

Beach gravel in moderately preserved berm;

lag gravel above

Lake Gale (late Pleistocene shoreline, 1915 m—revised from 1905 m as stated by Mifflin and Wheat, 1979)

Northeastern Butte

Valley

Independence Valley

40°03.5'-07.5' 115°01'-04' 1917-1922

Lake Clover (late Pleistocene shoreline, 1730 m)

41°05.5'-06.3' 114°42.2'-43' 1754-1763

Humboldt River head- 41°06.4'-07.4' 114°58.5'-59.1'

waters

1737-1750

Eastern Clayton Valley 37°40M4'

Pliocene localities

117°32'-35' 1340-1440

Northeastern Fish

Lake Valley

Columbus-Fish

Lake sill

Rhodes-Columbus

divide area

117°55' 37°53.4'

37°54.5'-57' 117°57'-59'

1475-1560

1432-1463

38°12.5'-14.5' 117o59'-118°01.5' 1450-1585

Beach sand and gravel in subdued berms

above well-defined late Pleistocene shoreline features

Beach (?) gravel exposed in 1-80 borrow pits

North-dipping delta foreset beds of gravel,

sand, and silt; locally tufa-cemented; locally overlain by marl beds

Indurated lake clay, silt, sand, and gravel; at

least 2 ages of deposits, many tephra layers; Pliocene (Davis, 1981)

Indurated lake clay, silt, and sand; at least 2

ages of deposits, many tephra layers;

Pliocene (Reheis et al., 1993)

Indurated lake clay, silt, and sand; at least 2

ages of deposits, many tephra layers;

Pliocene

Indurated lake clay, silt, sand, and gravel; at

least 2 ages of deposits, many tephra layers; Miocene to late Pliocene

east side of Mono Lake. Reheis et al. (1993) documented several Pliocene to middle Pleistocene cycles of pluvial Lake Rennie in Fish Lake Valley (Figure 1) and proposed that Lake Rennie merged with Lake Columbus to the north about 760 Ka at a

shoreline altitude of about 1460 m.

METHODS

The vastness of the Lahontan Basin and the large number of

other pluvial lakes in Nevada precluded a systematic search for

shorelines older and higher than those of late Pleistocene age.

This search relied heavily upon (1) extrapolation from known

localities in the Walker Lake subbasin and in Newark, Long,

and Diamond Valleys (Figure 1), (2) Mifflin's recollections of

possible shoreline localities from field work in the 1970s, and

(3) observation from roads. Geologic maps were searched for

outcrops of late Tertiary or Quaternary fine-grained deposits;

several sites in the northern Walker Lake subbasin, for example, had been mapped as Miocene to Pliocene sedimentary

rocks (Greene et al., 1991) but in fact are Quaternary lacustrine

deposits. Potential sites were examined on l:24,000-scale topographic maps and (or) aerial photographs for relatively flat

benches above late Pleistocene shorelines. Dozens of potential

sites were checked in the field, but only those with evidence of

lacustrine deposition are listed in Table 1.

The altitudes and ages of shorelines (Table 1) were estimated

from shoreline features and from sedimentologic evidence.

Classic shoreline morphologies, such as wave-cut cliffs and
60 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

beach berms, become increasingly difficult to discern with age

and are rarely preserved after half a million years or more of

erosion. Thus, the highest altitude of beach-gravel beds or lag

on bedrock slopes was taken as a minimum shoreline altitude.

Where beach morphology was discernible, the preservation of

berm features and the degree of development of relict soils permitted assignment of relative ages. Fine-grained beds and even

some gravels locally contained tephra layers; these were identified by chemical correlation with tephra of known age by the

United States Geological Survey (USGS) Tephrochronology

Laboratory. Ages of some units also were constrained by magnetostratigraphy and by vertebrate biostratigraphy.

Glass shards from tephra layers found within lacustrine sequences during mapping were analyzed by electron microprobe

for major-oxide composition (Table 2) using methods described by Sarna-Wojcicki et al. (1984) and Sarna-Wojcicki

(2000). Sample compositions were compared with compositions in a data base of previously analyzed tephra layers using

statistical programs (Table 3). Correlations were based on similarity in chemical composition, petrographic characteristics

(such as shard morphology, phenocryst mineralogy), and stratigraphic data. Values for glass compositions in Tables 2 and 3

were normalized to 100 percent to correct for the variable

amounts of hydration of the volcanic glass, as reflected by the

original totals. In addition to hydration, some postdepositional

alkali exchange had occurred in many of the samples. Variability in sodium and potassium contents was particularly apparent

for the older tephra layers.

Samples used for paleomagnetic directions were collected as

large (typically 500-1000 cm3) blocks of sediment that were

oriented in the outcrop using a magnetic compass and a level to

mark the horizontal plane. Many samples were sufficiently indurated to carve from the outcrop; some friable samples were

hardened using sodium silicate before extraction. In the laboratory, smaller samples were shaped from block samples to fit

into plastic cubes (3.2 cm3 volume). We estimate that the final

orientation of each sample was within ±10° of the magnetic

field declination and within 10° of the original horizontal attitude. Such orientation is adequate for polarity determinations at

these sites. We corrected for tectonic tilting when bedding dips

exceeded 5°. The natural remanent magnetization of the oriented samples was measured using a 90 Hz spinner magnetometer having a sensitivity better than 10~5

 amperes per meter

(A/m). Samples were demagnetized by alternating-field (AF)

demagnetization with peak fields of 5, 10, 20, 40, 60, and 80

milliteslas (mT). We evaluated the paleomagnetic reliability of

each sample from an examination of orthogonal demagnetization diagrams that show the change in remanent direction and

magnitude in response to each demagnetization step (Zijderveld, 1967). Samples that showed unstable behavior (lack of

systematic decay in magnitude and direction toward the origin

of the diagram over most of the demagnetization range) were

not considered further and are represented by a question mark

on the diagrams of stratigraphic sections. Polarity was determined for stably magnetized samples: normal, when the remanent vector was northward (clockwise between 60° and 300°)

with a moderate to steep, positive inclination (between 20° and

80°); reversed, when the remanent vector was southward

(clockwise between 120° and 240°) with a moderate to steep,

negative inclination. The expected inclination for the latitude

of 39°N through the study region is about 58°. Several samples

exhibited magnetic behavior that reflected the removal of a

normal polarity overprint in response to low AF inductions to

isolate a reversed component of magnetization. Although inclinations in these samples may not stabilize in moderately steep

angles, the magnetization clearly is reversed. Such samples are

listed as having a reversed component (R comp; see Figure li e

for sample P10). Samples that showed stable magnetization are

listed as questionably normal ("N?") or questionably reversed

("R?") if they had moderate to steep positive or negative inclination, respectively, with a declination beyond ranges for a

clearly defined polarity.

ACKNOWLEDGMENTS

This project was initially funded as a Gilbert Fellowship by

the USGS; Martin D. Mifflin was the coproposer with Reheis

and was the behind-the-scenes advisor, freely sharing his inspiration and vast store of Lahontan Basin knowledge. Roger B.

Morrison reviewed early versions of the proposal and kindly

led us to several areas with "old" Lake Lahontan deposits. Kenneth D. Adams (University of Nevada, Reno) made observations at the Campbell Valley and Sunshine Amphitheater sites

and subsequently made the sites available to us for study. Scott

Stine (California State University at Hayward) participated in

the initial, startling finds of very high beach gravels in the

Mono Basin. Bruce Braginton (Newmont Gold Corporation)

graciously arranged and shepherded our field work in the Lone

Tree Mine and gave us access to one of the long cores. James

Honey (University of Colorado) and Robert R. Miller (University of Michigan) kindly identified some of the vertebrate fossils. Richard M. Forester and J. Platt Bradbury (USGS) identified and interpreted ostracode and diatom samples,

respectively. Charles E. Meyer (USGS) performed much of the

tephrochronologic analyses. Joseph G. Rosenbaum and William C. Rivers (USGS) instructed Reheis on the initial analyses

of paleomagnetic samples and advised her on their interpretation. Jonathan Rademaekers and Michael O'Donnell (USGS)

produced the color figure using Geographic Information Systems (GIS) techniques; George Garcia (USGS) provided some

of the computer drafting. Finally, Reheis thanks her field assistants, who worked very hard in bad weather and rough camping

conditions: Andrea Lonner, Nadine Calis, Cassandra Fenton,

Rebecca Gagliardi, Kathleen Johnson, Marketta McGuire, and

Joanna Redwine.
NUMBER 33 61

Evidence for Old Pluvial Lakes

in the Western Great Basin

We have adopted several conventions for ordering the information presented and for naming the lacustrine units so as to

accomodate the complex geographic, stratigraphic, and chronologic relationships among the many sites discussed in this

paper. Because most of the work to date has focused upon the

Lahontan Basin and upon the Walker Lake subbasin in particular, we begin by describing these primary study sites from

south to north, followed by evidence from supporting localities, also from south to north. Other pluvial-lake records in

western and central Nevada are described in chronological order by lake basin, working roughly from southwest to northeast. At each study site, the lacustrine units were numbered in

order from oldest to youngest, followed by a subscript letter

designating the site: for example, the youngest lake unit at

Thome Bar is Q17T. As a result of differential deposition and

preservation, this convention can produce same-numbered

units of different ages at different study sites; however, it

avoids bias in the nomenclature and in the correlation of some

lake units that are undated or whose ages are only relative.

Based upon current evidence and best judgment, we then correlate the units from site to site and assign names to deposits of

similar age; names were chosen for localities where a unit is

well exposed. For example, deposits associated with the 1400

m highstand of Lake Lahontan were named "lake deposits of

McGee," for the well-preserved arcuate beach ridge above McGee Wash that was deposited during this highstand.

THE LAHONTAN BASIN

The Lahontan Basin consists of a sprawling complex of subbasins (Figure 1), many of which have independent hydrographic histories (Davis, 1982; Reheis and Morrison, 1997)

controlled not only by climate but also by interbasin river diversions and changes in threshold altitudes. Of the four principal rivers—the Truckee, Carson, and Walker, draining the Sierra Nevada, and the Humboldt, draining northern and eastern

Nevada—all but the Carson River have been diverted among

different subbasins, some more than once. Thus, lake levels recorded in some subbasins may not apply to other subbasins, especially at moderate to low water levels.

EVIDENCE FROM THE WALKER LAKE SUBBASIN.—The

Walker Lake subbasin (Figures 1, 2) contains much of the

stratigraphic evidence of early and middle Pleistocene lakes

with high shorelines in the Lahontan Basin. This evidence must

be interpreted with caution because the area is tectonically active. The Walker Lake subbasin is bounded on the west by the

Wassuk Range and the active Wassuk normal fault and is

bounded on the east by the Gillis Range. At the north end of the

Gillis Range, faults of the strike-slip Walker Lane belt (Stewart, 1988) intersect the basin. The Thorne Bar area lies in a tectonically quiescent area of the basin (Demsey, 1987), but other

sites discussed below have been affected by faulting. The

Walker River, the only major source of water, arises in the Sierra Nevada and presently feeds Walker Lake. At times in the

past, however, the Walker River flowed north into the Carson

Desert via Adrian Valley (Morrison and Davis, 1984; Bradbury

etal., 1989; King, 1993).

Thorne Bar Area: The beach ridge, or bar, at Thorne Bar is

a large, V-shaped barrier complex of shore gravel built at the

mouth of a large canyon that drains the Gillis Range (Figures 2,

3). The part of this complex above the Sehoo shoreline was

previously described as pre-Sehoo lacustrine gravel that was

elevated by northward tilting of the Lahontan Basin (King,

1978; Mifflin and Wheat, 1979; Morrison, 1991). Detailed leveling studies by Demsey (1987) and interpretation (this study)

of aerial photographs revealed no evidence of Quaternary deformation on this side of the Walker Lake subbasin. We interpret the altitudes of the bar and its morphologic subdivisions to

represent essentially undeformed shorelines.

The bar consists mainly of pebble- to cobble-sized gravel

that is locally tufa-cemented; the bedding ranges from horizontal to angled at 25° or more. The bar can be divided into four

morphologic units (Figures 3, 4A). The lowest and youngest

unit is the group of historic shorelines below 1250 m in altitude, formed during the last 100 years; this unit is not separately numbered. The next higher group of shorelines is distinguished by sharp, well-preserved barriers (unit Q17T) that are

marked at the top by the Sehoo highstand shoreline at an altitude of about 1330 m (~4360 ft; Figure 3). A small loop bar

bears a soil profile with a thin vesicular A horizon and a

slightly oxidized Bw horizon with a few thin clay films and little pedogenic CaCO3 (Table 3, profile WL-5c of Adams and

Wesnousky, 1999). This degree of development is typical of

Sehoo-aged or younger soils (Chadwick and Davis, 1990).

Between 1330 m and about 1370 m (4360-4500 ft), the bar

complex consists of two nested, eroded V-shaped barriers; the

lower (unit Q16T, marked by vehicles in Figure 4A) is better

preserved than the upper (unit Q15T). Soil pits on the eroded

surfaces of these barriers show increasing thicknesses of Av

and Bw horizons and increasing cementation by pedogenic

CaCO3 and silica of subsurface horizons relative to barrier altitude and to the Sehoo-aged soil, although clay and silt content

remain low (Adams and Wesnousky, 1999). These soil features

indicate that the barriers increase in age upward and are older

than the Sehoo highstand (Chadwick and Davis, 1990), but the

soils are not adequately preserved for a more accurate age assessment. Between 1370 m and 1402 m (4500-4600 ft) the

complex has no preserved morphology, but deep arroyos have

exposed well-bedded, cemented shore gravel of unit Q14T, and

beach pebbles locally occur as lag on basalt outcrops.

In summary, the degree of morphologic preservation and the

degree of soil development in three reconnaissance soil pits (Adams and Wesnousky, 1999) indicate the presence of at least four

lacustrine units above the historic limit at 1250 m: the Sehooaged bar, unit Q17T, extending upward from the historic limit to
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E E E
64 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 3.—List of tephra layers analyzed in this study and their compositionally closest matches, based on electronmicroprobe analysis of volcanic glass shards. All samples were from lacustrine deposits unless otherwise noted; localities are given in Table 2. Analyses and methods are given in Table 2. Closest matches are based on calculations

of similarity coefficients using oxides of the elements Si, Al, Fe, Ca, Na, and K, except as noted below, and data not

used in the calculations are shaded in gray. Closely matched samples that did not provide age constraints or stratigraphic context were omitted from the table.

Output

no. Field sample no. SiO2 A12O3 Fe2O3 MgO MnO CaO TiO2 Na2O K2O Total (R)

Similarity

coefficient

Tephra layer in roadcut south of Rhodes Salt Marsh (1). Closest matches are with the Teels Lake tephra sequence

(2-4, 11), the tephra layers in lake sediments of the Mono Basin (7, 9; 2.3 Ma; R. Fleck, in litt. to A.S.-W., 1997),

and the tephra layer at Willow Wash, Nevada (8; <2.57 Ma, >2.22 Ma; Sarna-Wojcicki et al., In review).

1

2

3

4

7

8

9

11

1

2

3

4

5

6

8

9

10

1

4

5

6

9

EL-2-RM

TLN-1

TLN-3

TLN-4

EL-54A-ML

FLV-36-WW

EL-54B-ML

TLN-2

77.54

77.28

77.20

77.26

77.38

77.47

77.53

77.06

12.72

12.76

12.87

12.83

12.76

12.83

12.64

12.96

0.55

0.56

0.54

0.58

0.55

0.58

0.53

0.58

0.03

0.04

0,04

0.04

0.04

0.05

0.03

0.05

0.06

0.08

0.09

0.08

0.07

0.09

0.07

0.09

0.44

0.44

0.43

0.45

0.40

0.43

0.41

0.42

0,06

0.08

0.09

0.08

0.08

0.11

0.07

0.09

3.94

4.09

4.03

3.95

3.83

3.66

3.82

4.22

4.65

4.69

4.70

4.74

4.91

4.76

4.91

4.54

99.99

100.02

99.99

100.01

100.02

99.98

100.01

100.01

Tephra layer at The Gap (1). Closest matches are with the tuff of Taylor Canyon tephra layers and related units (2-6,

8-10; Sarna-Wojcicki et al.,

EL-3-FL

FLV-150-CS

PC-C

WAC-6

CH88004

FLV-151-CS

TTC-6

TTC-19(2)

DG-4

76.66

77.26

76.76

77.20

76.67

77.34

77.20

77.54

76.96

In review).

12.88

12.71

13.14

12.74

13.20

12.70

12.93

12.57

13.03

0.62

0.61

0.60

0.60

0.64

0.60

0.58

0.59

0.56

0.04

0.03

0.03

0.04

0.05

0.04

0.05

0.05

0.04

0.08

0.09

0.08

0.06

0.09

0.09

0.09

0.07

0.09

0.33

0.34

0.32

0.34

0.34

0.34

0.33

0.33

0.33

0.07

0.05

0.07

0.09

0.08

0.05

0.09

0.06

0.08

4.13

3.96

3.90

3.98

3.80

4.09

4.08

3.91

4.00

5.19

4.96

5.10

4.94

5.13

4.74

4.64

4.89

4.92

100.00

100.01

100.00

99.99

100.00

99.99

99.99

100.01

100.01

Tephra layer at The Gap (1). Closest matches are with the tuff near Mount Jackson (5), the tuff (surface) in Clayton

Valley (4), and the tephra layers in Mud Spring Canyon north of Mono Basin (this study;

EL-4-FL

D77-27B

MJ-1A

EL-37-MS

EL-35B-MS

76.21

77.05

76.95

76.17

76.90

13.14

13.00

13.05

13.64

12.93

0.56

0.58

0.56

0.60

0.58

0.04

0.04

0.04

0.05

0.04

0.07

0.04

0.07

0.05

0.04

0.59

0.53

0.50

0.52

0.48

0.06

0.09

0.08

0.10

0.06

6,9).

3.50

3.45

3.26

3.47

3.34

5.83

5.22

5.49

5.40

5.61

100.00

100.00

100.00

100.00

99.98

1.0000

0.9884

0.9850

0.9821

0.9705

0.9703

0.9676

0.9647

1.0000

0.9747

0.9739

0.9727

0.9706

0.9699

0.9678

0.9675

0.9674

1.0000

0.9539

0.9507

0.9492

0.9451

Tephra layer in alluvial deposits at McGee Wash (1). The only reasonably close match is to the tephra layer at Weber

Reservoir, in Lovelock Formation(?) (2; J.O. Davis, unpublished data); possibly the same sample locality. Note: 8-

element comparison, excludes Mn.

1 EL-5-WD 71.98 14.97 2.31 0.25 0.04 1.49 0.20 5.29 3.47 100.00

2 DR-96 72.64 14.93 2.33 0.24 0.05 1.46 0.24 4.71 3.41 100.01

Tephra layer at Campbell Valley (1). Closest matches are with the Bishop ash bed in Owens Lake core OL-92 (3, 5,

9, 10), at Lake Tecopa, California (7), and in Adobe Valley (6); and with the ~1 Ma Glass Mountain tephra at McGee Wash (8).

12.83 0.76 0.03 0.05 0.44 0.06

12.91 0.74 0.04 0.03 0.44 0.07

13.05 0.73 0.03 0.04 0.44 0.02

13.23 0.76 0.03 0.05 0.44 0.07

12.89 0.75 0.04 0.03 0.43 0.06

12.88 0.78 0.03 0.04 0.44 0.06

12.95 0.74 0.03 0.03 0.45 0.07

12.97 0.73 0.04 0.04 0.45 0.06

Tephra layer in alluvial deposits at McGee Wash (1). Closest matches are with the upper Miocene tephra layers

(3-5; 11.81 ±0.03 Ma correlated age; A.M. Sarna-Wojcicki, unpublished correlated age to date in Perkins et al.,

1995). Note: 7-element comparison, includes Ti.

1 EL-19-WD 75.88 12.23 2.02 0.09 0.03 0.70 0.25

3 DSDP173-21-4 (27-28 cm) 76.40 12.16 2.14 0,06 0.03 0.69 0.26

4 ALVES-1 76.33 12.12 2.08 0.05 0.03 0.65 0.23

5 DSDP173-21-4 (32-35 cm) 76.47 12.08 2.08 0.06 0.05 0.69 0.23

1

3

5

6

7

8

9

10

EL-15-CA

OL92-1030

OL-92-2 (97)

EL-38-AV

TECO-28B

EL-20-WD

OL92-1022

OL92-1028 (major)

76.55

76.94

76.88

76.69

77.00

76.78

76.95

76.89

1.0000

0.9532

4.14

3.90

4.12

3.81

3.80

4.31

3.99

3.97

5.14

4.93

4.70

4.93

5.00

4.68

4.79

4.85

100.00

100.00

100.01

100.01

100.00

100.00

100.00

100.00

1.0000

0.9773

0.9748

0.9746

0.9740

0.9731

0.9721

0.9709

3.36

3.12

3.24

2.99

5.42

5.14

5.28

5.36

99.98

100.00

100.01

100.01

1.0000

0.9651

0.9633

0.9622
NUMBER 33 65

TABLE 3.—Continued.

Output

no. Field sample no.

1

7

9

10

11

SiO2 A12O3 Fe2O3 MgO MnO CaO TiO2 Na2O K2O Total (R)

Similarity

coefficient

Tephra layer at McGee Wash (1). Closest matches are with the Bishop ash bed (11, 12, 14), with the younger tephra

layers of Glass Mountain (7; 1.2-0.8 Ma), and with the tephra layers near the Thorne Bar (9) and in Campbell Valley (10).

76.78 12.88 0.78 0.03 0.04 0.44 0.06 4.31 4.68 100.00

77.29 12.83 0.79 0.03 0.04 0.45 0.06 4.03 4.48 100.00

76.52 13.08 0.73 0.03 0.03 0.42 0.06 4.44 4.69 100.00

76.55 12.83 0.76 0.03 0.05 0.44 0.06 4.14 5.14 100.00

77.20 12.83 0.76 0.04 0.08 0.42 0.06 4.20 4.42 100.01

76.52 12.90 0.80 0.04 0.05 0.44 0.06 4.10 5.11 100.02

77.40 12.81 0.74 0.03 0.04 0.44 0.06 4.20 4.27 99.99

EL-20-WD

PICO-73

EL-21-WL

EL-15-CA

OL92-1019

12 OL92-1027 (minor)

14 JC-239

Tephra layer at site north of Thorne Bar (1). Closest matches are with the Bishop ash bed (2, 6, 10, 14), with the

younger tephra layers of Glass Mountain (5; 1.2-0.8 Ma), and with the tephra layer at McGee Wash (3).

1 EL-21-WL 76.52 13.08 0.73 0,03 0.03 0.42 0,06 4.44 4.69 100.00

2 OL-92-2(97) 76.88 13.05 0.73 0.O3 0.04 0.44 0.02 4.12 4.70 100.01

3 EL-20-WD 76.78 12.88 0.78 0.03 0.04 0.44 0,06 4.31 4.68 100.00

5 PICO-78 (2) (100-200 cm) 76.33 12.93 0.73 0.03 0.04 0.41 0.06 4.24 4.24 99.01

6 OL92-1019 77.20 12.83 0.76 0.04 0.08 0.42 0.06 4.20 4.42 100.01

10 OL92-1029 76.92 13.06 0.71 0.03 0.04 0.42 0.05 3.92 4.85 100.00

14 OL92-1028 (minor) 76.73 13.16 0.71 0.04 0.01 0.45 0.07 4.08 4.75 100.00

Tephra layer east of Mina (1). No good specific matches. Generally similar to upper Miocene and lower Pliocene

tephra layers of the Snake River Plain eruptive source areas, Idaho (2), and with the tephra layers at Drumm Summit

(3,4).

1.0000

0.9745

0.9734

0.9731

0.9731

0.9729

0.9704

1.0000

0.9789

0.9734

0.9702

0.9702

0.9693

0.9672

1

2

3

4

1

3

5

9

10

11

12

13

14

1

3

11

1

2

3

4

6

1

6

8

12

13

EL-24-M

F8-90-G21 (39-41 cm)

(high Fe, low Na)

EL-66-FV

EL-59-FV (2)

75.58

76.32

76.28

76.52

12.56

12.37

12.22

11.99

1.77

1.67

1.86

1.88

0.06

0,07

0.04

0.04

0.03

0.04

0,02

0.03

0.59

0.59

0.60

0.58

0.17

0,17

0.18

0,17

3.17

2.71

2.94

2.73

6.09

6.06

5.87

6.06

100.02

100.00

100.01

100.00

Tephra layer in roadcut south of Rhodes Salt Marsh (overlies EL-2-RM) (1). Closest matches are with the tuff of the

Taylor Canyon tephra layers (3, 5, 9-14; 2.22-2.14 Ma; Sarna-Wojcicki et al., In review).

EL-26-RM

DG-4

FLV-SP-11

DG-3A

TTC-6

FLV-43-WW

P-169Q

PC-C

TTC-19 (2)

Tephra layer at

76.29

76.96

77.07

76.88

77.20

78.00

77.59

76.76

77.54

12.98

13.03

13.07

12.92

12.93

12.32

12.55

13.14

12.57

0.56

0.56

0.56

0.63

0.58

0.56

0.58

0.60

0.59

0.03

0.04

0.03

0.02

0.05

0.03

0.04

0.03

0,05

: Redlich Summit (1). Closest matches are

-1.95-1.79 Ma; Sarna-Wojcicki et al., In review).

EL-29-RM

CH88014

TTC-23

76.61

76.84

77.58

12.81

12.91

12.62

Tephra layer at Redlich Summit, dated 5

the tephra at Willow Wash, California (6;

EL-34-RM

FLV-83-HT

FLV-80-HT

EL-65-RM

FLV-105-WW

73.84

74.11

74.55

73.50

74.57

13.52

13.89

13.45

14.26

13.81

0.76

0.76

0.71

.9Ma(l).

0,05

0.02

0,03

o.n

0.09

0.09

0.09

0.09

0,08

0.10

0.08

0.07

with the

0.08

0.07

0.03

0.32

0.33

0.33

0.31

0.33

0.32

0.33

0.32

0.33

0.06

0.08

0.07

0.05

0.09

0,06

0.06

0.07

0.06

older Glass Mountain

0.33

0.32

0.32

0,09

0.06

0.03

4.82

4.00

3.89

4.45

4.08

3.79

3.87

3.90

3.91

tephra

3.68

3.71

3.58

4.84

4.92

4.89

4.63

4.64

4.84

4.87

5.10

4.89

layers (3,

5.60

5.31

5.10

Closest matches are with the tuffs in Horsethief Canyon (2

100.01

100.01

100.00

99.98

99.99

100.00

99.99

100.00

100.01

11;

100.01

100.00

100.00

,3),

Reheis et al., 1991), and the overlying tephra layer at Redlich Summit (4).

1.24

1.19

1.17

1.11

1.21

0.09

0.10

0.07

0.09

0,09

Tephra layer in alluvial deposits at Mud Spring Canyon (V

Wash (6, 8, 12,

EL-35A-MS

FLV-34-WW

FLV-121-WW

FLV-33-WW

FLV-25-WW

13; <2.83, >2.57 Ma; Sarna-Wojcicki et al.,

77.37

76.85

76.61

76.87

77.60

12.59

12.93

12.95

12.95

12.45

0.63

0.62

0.65

0.64

0.61

0.05

0.08

0.04

0.07

0.07

0.10

0.09

0.10

0.10

0.10

0.39

0.37

0.37

0.38

0.38

0.15

0.19

0.19

0.19

0.20

3.87

3.84

3.58

3.71

4.35

6.80

6.21

6.52

6.66

5.28

100.00

99.99

100.00

100.00

99.99

). Closest matches are with the tephra layers at Willow

In review)

0.05

0.06

0.06

0.07

0.07

0.53

0.62

0.57

0.62

0.56

0.06

o.to

0.07

0.12

0.10

2.25

2.52

2.85

2.69

2.89

6.37

6.22

6.20

5.96

5.66

99.90

100.00

100.00

99.99

100.01

1.0000

0.9669

0.9621

0.9604

1.0000

0.9618

0.9583

0.9542

0.9541

0.9523

0.9470

0.9455

0.9454

1.0000

0.9832

0.9600

1.0000

0.9639

0.9602

0.9585

0.9309

1.0000

0.9459

0.9374

0.9295

0.9279
66 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 3.—Continued.

Output

no. Field sample no. SiO2 A12O3 Fe2O3 MgO MnO CaO TiO2 Na2O K2O Total (R)

Similarity

coefficient

Tephra layer in alluvial deposits at Mud Spring Canyon (1). Closest matches are with the tuffs near Mount Jackson

(2, 5; 2.9 ± 0.16 Ma, S. Weiss, in litt. to M.C.R., 1993), an overlying tephra layer (3), and the tuff (surface) in Clayton Valley, Nevada (7).

EL-35B-MS 76.90 12.93 0.58 0.04 0.04 0.48 0.06 3.34 5.61 99.98

MJ-1A 76.95 13.05 0.56 0.04 0.07 0.50 0.0S 3.26 5.49 100.00

EL-36-MS 77.31 12.71 0.59 0.05 0.06 0.48 0.07 3.53 5.20 100.00

MJ-1B 76.90 13.00 0.59 0.04 0.08 0.49 0.07 3.62 5.20 99.99

D77-27B 77.05 13.00 0.58 0.04 0.04 0.53 0.09 3.45 5.22 100.00

Tephra layer in alluvial deposits at Mud Spring Canyon (1). Closest matches are with the

(2; see reference above), an underlying tephra layer (3), in southeastern Mono Basin (6);

Valley, Nevada (4), a similar tuff at Willow Wash (5; 11.3 Ma; Reheis and Sawyer, 1997),

at Willow Wash (10), -2.57 Ma (Sarna-Wojcicki et al., In review).

tuff near Mount Jackson

with the tuff in Clayton

and with the tephra layer

Tephra layer at Clayton Valley (1). Closest matches are with the ash flow at Mount Adams, Washington (2, 3; ~510

Ka, W. Hildreth, unpub. data), with the tuff above Huckleberry Ridge ash bed at Confidence Hills, Death Valley,

California (4, 5; -2.04 Ma, Sarna-Wojcicki et al., In review), and with the tuff in Burmeister core, Great Salt Lake,

Utah (6, 10; -3 Ma., Williams, 1993).

1

2

4

5

6

7

8

EL-42-CV #1 (major)

SSP-2

C-83-6A

ASW-613 84-27

ASW-61286-14

BUR-915

FLV-WW-52

72.20

72.25

72.50

72.98

73.51

72.02

72.48

5.65

5.68

5.39

5.40

5.53

5.66

6.10

3.22

3.30

3.36

3.17

3.24

3.63

3.19

100.01

99.99

100.01

100.01

100.00

100.01

100.00

1.0000

0.9912

0.9788

0.9765

0.9758

0.9743

0.9697

Tephra layer at Clayton Valley (1). Closest matches are with the La Salida tuff (2, 4, 5, 6), the tephra layer from the

Burmeister core in the Great Salt Lake, Utah (7; 3.06 Ma; Williams, 1993), and the tephra layer in Willow Wash,

California (8).

14.67 2.67 0.27 0.13 0.89 0.31

14.56 2.66 0.24 0.08 0.90 0.32

14.47 2.73 0.27 0.11 0.89 0.29

14.17 2.66 0.26 0.12 0.92 0.33

13.59 2.60 0.27 0.08 0.89 0.29

14.46 2.67 026 0.11 0.87 0.33

13.92 2.70 0,27 0.10 0.92 0,32

Tephra layer at Clayton Valley (1). Closest matches are with the Spearhead Member of Stonewall Flat tuff (2;

7.61 ± 0.03 Ma; and 3; 4.02 ± 0.08 Ma) as well as with similar tuffs in southern Fish Lake Valley (4, 5; Reheis and

Sawwyer, 1997), but Fe and K are slightly different. Also similar to the tephra in Willow Wash (6; <2.81, >2.57

Ma).

0.01 0.06 0.31 0.14

0.01 0.07 0.31 0,12

0.00 0.07 0.32 0.11

0.00 0.08 0.31 0.09

0.00 0.07 0.31 0.10

0.02 0.05 0.35 0.15

Tephra layer at The Gap (1); underlies EL-3-FL. Closest matches are with the tuff of Taylor Canyon, 2.22-2.14 Ma

(Sarna-Wojcicki et al., In review), from Emigrant Pass area, Nevada (3, 8), from Waucoba lake beds (11), and from

Cowan Pumice Mine, California (9, 13).

1

2

3

4

5

6

EL-43-CV

61990-1

B85-195-A

FLV-50-CM

FLV-5-CC

FLV-31-WW

76.61

76.42

76.07

76.86

76.56

77.47

12.17

12.05

12.35

11.75

11.89

12.02

1.97

1.85

1.86

1.87

1.91

2.01

1

3

8

9

11

13

EL-44-FL

FLV-183-EP

FLV-180-EP

TTC-20

W2A

TTC-21

1.0000

0.9784

0.9723

0.9678

0.9662

1

2

3

4

5

6

10

EL-36-MS

MJ-1B

EL-53-ML

D77-27B

FL-KA-3

EL-35B-MS

FLV-35-WW

77.31

76.90

77.27

77.05

77.54

76.90

77.58

12.71

13.00

12.69

13.00

12.27

12.93

12.69

0.59

0.59

0.57

0.58

0.62

0.58

0.60

0.05

0.04

0.04

0.04

0.07

0.04

0.06

0.06

0.08

0.06

0.04

0.04

0,04

0.07

0.48

0.49

0.45

0.53

0.47

0.48

0.49

0.07

0.07

0.08

0.09

0.09

0.06

0.10

3.53

3.62

3.63

3.45

3.47

3.34

3.76

5.20

5.20

5.22

5.22

5.43

5.61

4.65

100.00

99.99

100.01

100.00

100.00

99.98

100.00

1.0000

0.9879

0.9784

0.9728

0.9723

0.9723

0.9652

1

2

3

4

5

6

EL-42-CV #2 (high K)

MA-360 (A)

MA-360 (B)

CH88008

TL88001

BUR-915 (high Fe)

71.48

71.49

71.62

70.92

70.94

73.05

14.53

14.44

14.48

15.64

15.62

14.13

2.73

2.72

2.86

2.71

2.67

2.75

0,26

0.19

0.20

0.2S

0.27

0.25

0.09

0.07

0.08

0.09

0.09

0J0

0.92

0.87

0.91

0.96

0.96

0.86

0.36

0.33

032

0.29

0.30

0.32

5.06

5.12

4.80

5.06

5.01

4.52

4.57

4.77

4.73

4.06

4.15

4.01

100.00

100.00

100.00

100.01

100.01

99.99

1.0000

0.9803

0.9755

0.9601

0.9595

0.9415

4.24

4.24

4.24

3.95

3.91

3.42

4.49

4.94

4.98

5.10

5.25

4.51

100.00

100.01

100.00

100.01

100.00

100.00

1.0000

0.9726

0.9655

0.9539

0.9539

0.9408

76.63

77.20

77.14

77.70

77.35

77.68

13.04

12.70

12.89

12.58

12.48

12.57

0.58

0.56

0.59

0.58

0.60

0.60

0.03

0.05

0.04

0.05

0.03

0.05

0.12

O.U

0.11

0.06

0.08

0.07

0.32

0.31

0.32

0.31

0.34

0.32

0.07

0.07

0.10

0.05

0.08

0.06

3.43

3.23

2.99

3.38

3.30

3.33

5.77

5.78

5.82

5.29

5.74

5.32

99.99

100.01

100.00

100.00

100.00

100.00

1.0000

0.9735

0.9713

0.9703

0.9687

0.9683
NUMBER 33 67

TABLE 3.—Continued.

Output

no. Field sample no. SiO, Al9 Fe-, MgO MnO CaO TiO2 Na2O K2O Total (R)

Similarity

coefficient

Tephra layer at Redlich Summit (1). Closest matches are the Wono ash bed of Davis (1978) (27.2 Ka) (Benson et al.,

1997), from a core off the Oregon coast (6), and from Nixon, Nevada (9, 12, 17, 18).

1

6

9

12

17

18

EL-50-RM

F8-90-G21 (37-39 cm)

LD-30

LD-30

NIXON-1 (minor)

NIXON-2 (major)

74.03

73.98

74.08

74.10

74.60

74.54

13.93

14.26

14.03

14.03

13.77

13.81

2.05

2.03

2.11

2.11

2.06

2.10

0.32

0.27

0.30

0.30

0.31

0.30

0.05

0.05

0.06

0,06

0.05

0.06

1.43

1.41

1.38

1.38

1.33

1.34

0.28

0.31

0.32

0.32

0.32

0.30

4.30

4.53

4.51

4.53

4.46

4.46

3.61

3.17

3.21

3.17

3.11

3.10

100.00

100.01

100.00

100.00

100.01

100.01

1.0000

0.9633

0.9619

0.9593

0.9553

0.9534

Tephra layer in southeastern Mono Basin (1). Closest matches are with the tephra layers in Willow Wash section (3,

11; 5.9-5.4 Ma; and 5; <2.57, >2.22 Ma) and various tephra layers (7, 8, 12, 14) of indeterminate age, probably late

Miocene and early Pliocene age.

0.58 0,04 0.07 0.43 0.09

0.56 0.04 0.09 0.42 0.09

0.55 0.06 0.08 0.41 0.06

0.57 0.04 0.08 0.56 0.07

0.58 0.05 0.08 0.39 0.08

0.53 0.06 0.08 0.39 0.09

0.54 0.O5 0.07 0.43 0.08

0.58 0.05 0.06 0.40 0.11

Tephra layer in southeastern Mono Basin (1). Closest matches are with a tephra layer in northeastern Fish Lake Valley (2; <2.57, >2.22 Ma by correlation), a tephra layer at Mud Spring Canyon (3), the tuff near Mount Jackson (5),

and the tephra layer in Yellowjacket Canyon, California (7; <2.57, >2.22 Ma, Sarna-Wojcicki et al., In review).

1

3

5

7

8

11

12

14

EL-53-ML (high K)

FLV-138-WW

FLV-29-WW

86LP39

OT-2

FLV-28-WW

D3SW-1

BE-62

76.86

76.77

76.85

76.57

78.22

77.46

77.93

77.36

12.60

12.96

12.65

12.90

12.23

12.55

11.76

12.59

2.47

2.65

2.20

2.47

2.33

2.17

2.80

1.81

6.85

6.42

7.13

6.75

6.05

6.67

6.33

7.04

99.99

100.00

99.99

100.01

100.01

100.00

99.99

100.00

1.0000

0.9638

0.9582

0.9515

0.9478

0.9436

0.9428

0.9381

1

2

3

5

7

EL-53-ML#l

FLV-63-CS

EL-36-MS

MJ-1B

YJC-4-87

77.27

76.87

77.31

76.90

77.17

12.69

12.94

12.71

13.00

12.92

0.57

0.58

0.59

0.59

0.56

0.04

0.04

0.05

0,04

0.04

0.06

0.09

0.06

0.08

0.10

0.45

0.43

0.48

0.49

0.42

0,08

0.06

0.07

0,07

0.07

3.63

3.77

3.53

3.62

3.45

5.22

5.23

5.20

5.20

5.28

100.01

100.01

100.00

99.99

100.01

1.0000

0.9791

0.9784

0.9749

0.9726

Tephra layer in southeastern Mono Basin (1). Closest matches are with the adjacent tephra layer (2; 2.3 Ma, R.

Fleck, in litt. to A.S.-W., 1997), with the tephra layer at Teels Lake, Nevada (5), and with the tephra layer south of

Rhodes Salt Marsh (7).

1 EL-54B-ML 77.53 12.64 0.53 0.03 0.07 0.41 0.07 3.82 4.91 100.01 1.0000

2 EL-54A-ML 77.38 12.76 0.55 0.04 0.07 0.40 0.08 3.83 4.91 100.02 0.9875

5 TLN-3 77.20 12.87 0.54 0.04 0.09 0.43 0.09 4.03 4.70 99.99 0.9697

7 EL-2-RM 77.54 12.72 0.55 0.03 0.06 0.44 0,06 3.94 4.65 99.99 0.9676

Tephra layer in southeastern Mono Basin (1), dated 2.3 Ma (R. Fleck, in litt. to A.S.-W., 1997). Closest matches are

with the adjacent tephra layer (2) and with the tephra layers south of Rhodes Salt Marsh (6) and at Teels Lake (9).

1 EL-54A-ML 77.38 12.76 0.55 0.04 0,07 0.40 0.08 3.83 4.91 100.02 1.0000

2 EL-54B-ML 77.53 12.64 0.53 0.03 0.07 0.41 0.07 3.82 4.91 100.01 0.9875

6 EL-2-RM 77.54 12.72 0.55 0.03 0.06 0.44 0.06 3.94 4.65 99.99 0.9705

9 TLN-3 77.20 12.87 0.54 0.04 0.09 0.43 0,09 4.03 4.70 99.99 0.9681

Tephra layer in alluvial deposits at McGee Wash (1). Closest matches are with the ash flows in the Silver Peak

Range (5, 8, 20) in the McAfee Creek area (tuff of Cottonwood Springs, 6.1 Ma; R. Fleck, in litt. to A.S.-W., 1997)

and in the Volcanic Hills (22), and with a tephra layer in the Cave Springs Wash area (14; 1.2-0.8 Ma, upper tuffs of

Glass Mountain), all in the Fish Lake Valley area of California and Nevada.

1

5

8

14

20

22

1

4

6

10

16

EL-57-WD

FLV-SP-1

FLV-SP-2

FLV-55-CS

FLV-SP-3

FLV-VH-5B

76.73

76.87

76.79

77.07

77.18

77.29

12.97

12.99

13.07

12.89

12.76

12.69

0.69

0.71

0.71

0.73

0.73

0.70

0.05

0.04

0.05

0.03

0.07

0.05

0.07

0.08

0.07

0.07

0.07

0.07

0.43

0.41

0.44

0.41

0.44

0.43

0.09

0-10

0.10

0.07

0.09

0.10

3.65

3.67

3.73

3.66

3.71

3.85

5.33

5.13

5.02

5.07

4.95

4.82

Tephra layer at McGee Wash (1). Closest matches are with the younger tephra layers of Glass Mountain (4, 6;

0.8 Ma) and similar tephra layers in Fish Lake Valley, Nevada (16), and with the Bishop ash bed (10; 0.76 Ma)

EL-58-WD(l)

BT-14

BT-IC

63CJ-26 (2)

FLV-162-CS

77.65

77.41

77.84

77.93

77.36

12.76

12.77

12.73

12.45

12.89

0.78

0.77

0.77

0.72

0.77

0.04

0.04

0.03

0.03

0.03

0.05

0.04

0.05

0.05

0.07

0.45

0.45

0.42

0.45

0.46

0.07

0.07

0.06

0.06

0.07

3.52

3.53

3.52

3.53

3.40

4.68

4.92

4.57

4.77

4.95

100.01

100.00

99.98

100.00

100.00

100.00

1.2-

100.00

100.00

99.99

99.99

100.00

1.0000

0.9798

0.9768

0.9728

0.9688

0.9682

1.0000

0.9886

0.9820

0.9789

0.9772
68 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 3.—Continued.

Output

no. Field sample no. SiO2 A12O3 Fe2O3 MgO MnO CaO TiO2 Na2O K2O Total (R)

Similarity

coefficient

Tephra layer at McGee Wash (1). Closest matches are with the younger tephra layers of Glass Mountain (3; 1.2-0.8

Ma) and with the Bishop ash bed (4, 6, 7, 11, 12; 0.76 Ma).

1

3

4

6

7

11

12

EL-58-WD (2)

BT-2

FLV-69-PA

FLV-4-WP

FLV-S2 (also FLV-148A-CS)

FRIANT 5A

BT-8 (2) (bulk)

77.99

77.64

78.04

77.93

77.81

77.73

77.75

12.31

12.67

12.31

12.49

12.55

12.41

12.48

0.74

0.74

0.74

0.74

0.72

0.75

0.73

0.03

0.03

0.02

0.05

0.03

0,05

0.03

0.03

0.03

0.06

0.04

0.03

0.04

0.0S

0.44

0.43

0.44

0.44

0.43

0.46

0.44

0.07

0.07

0.05

0.06

0.07

0.09

0.05

3.65

3.66

3.77

3.73

3.66

3.66

3.82

4.73

4.73

4.55

4.53

4.70

4.81

4.65

99.99

100.00

99.98

100.01

100.00

100.00

100.00

1.0000

0.9903

0.9882

0.9868

0.9866

0.9854

0.9847

Tephra layer at Drumm Summit in Fairview Valley (1). Closest matches are with the upper Miocene to lower

Pliocene tephra layers (2, 4, 6) and with the Lava Creek B ash bed, except for a high-iron mode found in the Burmeister core (5; Williams, 1993; correlated age, 0.65 Ma). Note: 7-element comparison, includes Ti.

1

2

4

5

6

EL-59-FV (2)

VW-CIMA (2)

EL-59-FV

BUR-281.9 (high Fe)

VW-CIMA-1

76.52

76.59

76.47

76.59

76.79

11.99

11.91

12.25

12.10

11.87

1.88

1.88

1.92

1.98

1.84

0.04

0.0(5

0.04

0.02

0.06

0.03

0.04

0.02

0.05

0.04

0.58

0.54

0.58

0.59

0.55

0.17

0.17

0.19

0.16

0.19

2.73

2.70

2.63

2.79

2.69

6.06

6.12

5.91

5.72

5.98

100.00

100.01

100.01

100.00

100.01

1.0000

0.9861

0.9701

0.9694

0.9686

Tephra layer at Drumm Summit, Fairview Valley (1). Replicate of EL-59-FV, above; same comments apply. Note:

7-element comparison, includes Ti.

1 EL-59-FV 76.47

2 VW-CIMA-1 76.79

5 EL-59-FV (2) 76.52

6 EL-66-FV 76.28

7 083089-A 76.95

8 08309-A (2) 77.05

Tephra layers in Truckee River canyon (1,2). Samples 1 and 2 are indistinguishable at analytical precision levels.

Similar to Ishi tuff (4, 10; ~2.5 Ma) and to the tephra layer at 1-80 at 320 mile marker (14; J.D. Davis, unpub. data);

age unknown. Note: 8-element comparison, excludes Mn.

12.25

11.87

11.99

12.22

12.15

12.20

.92

1.84

.88

.86

.84

.84

0.04

0.06

0.04

0.04

0.05

0.05

0.02

0.04

0.03

0.02

0.03

0.03

0.58

0.55

0.58

0.60

0.59

0.62

0.19

0.19

0.17

0.18

0.21

0.19

2.63

2.69

2.73

2.94

2.60

2.46

5.91

5.98

6.06

5.87

5.58

5.55

100.01

100.01

100.00

100.01

100.00

99.99

1.0000

0.9768

0.9701

0.9665

0.9664

0.9652

1

2

4

10

14

EL-60-TC

EL-61-TC

RS-2 (3)

RS-2 (2)

GS-85

77.35

77.34

77.97

77.51

77.68

13.29

13.34

12.48

12.82

12.63

0.83

0.81

0.85

0.81

0.83

0.15

0.14

0.14

0.16

0.15

0.08

0.07

0.05

0.02

0.04

0.69

0.69

0.78

0.74

0.69

0.13

0.11

0.13

0.15

0.16

2.47

2.49

2.81

3.39

3.71

5.02

5.01

4.78

4.40

4.11

100.01

100.00

99.99

100.00

100.00

1.0000

0.9677

0.9446

0.9100

0.9054

Tephra layer at Drumm Summit (1). Matches samples 2, 4, and 5 (this study); generally similar to upper Miocene

and lower Pliocene tephra from Snake River Plain sources, Idaho (8, 9), and with the tephra layer from gravels in

Las Vegas Wash in pre-Chemehuevi Formation (14). Note: 7-element comparison, includes Ti.

1

2

4

5

8

9

14

EL-66-FV

EL-59-FV (2)

EL-59-FV

EL-24-M

VW-CIMA-1

2-8-16J

083089-A (2)

76.28

76.52

76.47

75.58

76.79

76.32

77.05

12.22

11.99

12.25

12.56

11.87

12.28

12.20

.86

.88

.92

.77

.84

.82

.84

0.04

0.04

0.04

0.06

0.06

0.06

0.05

0.02

0.03

0.02

0.03

0.04

0.03

0.03

0.60

0.58

0.58

0.59

0.55

0.62

0.62

0.18

0.17

0.19

0.17

0.19

0.21

0.19

2.94

2.73

2.63

3.17

2.69

2.71

2.46

5.87

6.06

5.91

6.09

5.98

5.94

5.55

100.01

100.00

100.01

100.02

100.01

99.99

99.99

1.0000

0.9680

0.9665

0.9621

0.9592

0.9583

0.9536

Tephra layer at Lone Mountain, Kobeh Valley (1). Matches with the Rye Patch Dam ash bed at Tulelake, California

(3), with other samples of this ash bed at Kobeh Valley (4, 10), and with samples at the type locality of this ash bed

at Rye Patch Dam, Nevada (12, 14). Similar to Desert Springs tuff (ash-flow) in the Bend, Oregon, area (15), which

is probably a near-source site of the Rye Patch Dam ash bed. Note: 6-element comparison, excludes alkalies and

Mn.

0.37 0.06

0.37 0.08

0.36 0.07

0.36 0.09

0.34 0.06

0.39 0.09

0.39 0.09

1

3

4

10

12

14

15

EL-69-KV

TULELAKE-321

EL-70B-KV

AA-04-JOD

JOD-18-7-78B(l)

JOD-18-7-78A (1,2)

DST-3

71.76

70.85

71.81

71.37

71.25

71.34

71.31

14.86

14.80

14.79

14.34

14.82

14.37

14.58

3.32

3.35

3.33

3.35

3.22

3.37

3.19

1.41

1.46

1.39

1.44

1.39

1.45

1.48

0.43

0.43

0.44

0.42

0.43

0.44

0.44

4,35

5.16

4.34

5.01

5.00

5.08

4.40

3.44

3.51

3.46

3.60

3.49

3.47

4.12

100.00

100.01

99.99

99.98

100.00

100.00

100.00

1.0000

0.9900

0.9879

0.9799

0.9775

0.9741

0.9691
NUMBER 33 69

TABLE 3.—Continued.

Output

no. Field sample no. SiO, Al,2^03 Fe9 MgO MnO CaO TiO2 Na2O K2O Total (R)

Similarity

coefficient

Tephra layer at Lone Mountain, Kobeh Valley (1); low-Fe fraction. Similar to the tephra layers at Pringle Falls, Oregon, about -180-220 Ka (Herrero-Berver et al., 1994) (2, 3, 6, 7, 8), to the Summer Lake bed NN, Oregon (4)

(Davis, 1985), and to the Columbia Canal ash-flow tuff near Bend, Oregon (10). Note: 8-element comparison, excludes Mn.

1

2

3

4

6

7

8

10

EL-72-KV#l (lowFe)

PF-88-0 (mafic)

PF-88-0 (silicic-ct)

DR-70

PF-88-P

PF-88-Q (silicic)

PF-88-0 (silicic-b)

BPT-CC

69.86

69.21

68.64

69.70

69.95

68.38

69.36

69.34

15.46

15.37

15.68

15.07

15.17

15.51

15.27

15.31

3.68

3.81

3.85

3.79

3.87

3.85

3.91

3.70

0.79

0.73

0.80

0.67

0.69

0.79

0.74

0.72

0.10

0.12

0.12

0.09

0.11

0.12

0.14

0.13

2.14

2.14

2.27

2.16

2.12

2.23

2.11

2.12

0.70

0.69

0.71

0.68

0.61

0.73

0.65

0.67

4.71

5.40

5.56

5.12

5.00

5.94

5.44

5.70

2.55

2.53

2.38

2.71

2.47

2.37

2.38

2.30

99.99

100.00

100.01

99.99

99.99

99.92

100.00

99.99

1.0000

0.9656

0.9526

0.9518

0.9471

0.9465

0.9465

0.9456

Tephra layer at Lone Mountain, Kobeh Valley (1); high-Fe fraction. Similar to the tephra layer from Honey Lake,

California, stratigraphically close above Huckleberry Ridge ash bed at Honey Lake, California (2); other similar

samples are the upper Miocene tephra from Balcolm Canyon, southern California (3), and the upper Pleistocene

tephra layer from the Tulelake area, California (4). Note: 8-element comparison, excludes Mn.

1 EL-72-KV #2 (high Fe) 61.09 16.78 6.84 2.28 0.14 5.04 1.28 5.02

2 CDGD-1 60.70 16.14 7.71 2.27 0.15 4.92 1.36 5.08

3 MOD-13 61.37 16.03 6.81 2.47 0.15 5.29 1.21 4.85

4 AS W-61085-14 (mafic) 63.69 14.75 7.13 1.84 0.10 4.86 1.26 4.87

Tephra layer in roadcut section, Lone Tree Mine (1). Most similar to the younger Glass Mountain tephra layers, including Bailey ash bed, Ventura, California (4), and tephra layer beneath Bishop ash bed, northern Fish Lake Valley,

Nevada (5). Also similar to the Bishop ash bed at Friant, California (6-8).

1.53

1.68

1.82

1.50

100.00

100.01

100.00

100.00

1.0000

0.9568

0.9468

0.9380

1

4

5

6

7

8

EL-76A-LT

PICO-5 (2)

FLV-160-CS

FRIANT 4A

FRIANT-1

FRIANT-2

77.18

77.24

77.40

77.23

77.54

77.53

12.97

12.73

12.82

12.90

12.73

12.86

0.69

0.71

0.73

0.71

0.73

0.68

0,03

0.03

0.01

0.03

0.03

0.03

0.05

0.03

0.06

0,03

0.03

0.03

0.49

0.49

0.50

0.51

0.48

0.47

0.07

0.06

0.07

0.05

0.06

0.06

3.59

3.56

3.50

3.70

3.56

3.40

4.92

5.15

4.91

4.83

4.83

4.94

99.99

100.00

100.00

99.99

99.99

100.00

1.0000

0.9833

0.9806

0.9798

0.9792

0.9791

Tephra layer in roadcut section, Lone Tree Mine (1). Most similar to the younger Glass Mountain tephra layer at

Lake Tecopa, California (3), and to the Bishop ash bed at the southern end of volcanic tableland north of Bishop,

California (11).

1 EL-78-LT 77.29 12.90 0.71 0.03 0.05 0.48 0.05 3.82 4.66 99.99

3 TECO-26 77.61 12.73 0.72 0.03 0,03 0.48 0.06 3.70 4.63 99.99

11 BT-8(2) 77.48 12.68 0.71 0.03 0.02 0.45 0,06 3.85 4.72 100.00

Tephra layer at Lone Mountain, Kobeh Valley (1). Most similar to the Huckleberry Ridge ash bed near Ventura, California (2, 4), and in Meade County, Kansas (5, 6); somewhat less similar to the Lava Creek B ash bed from Butte

Valley, California (7), Lake Tecopa, California (8), and Onion Creek, Utah (9). Note: 7-element comparison, includes Ti.

0.02 0.04 0.60

0.03 0.03 0.60

0.Q2 0.05 0.60

0.02 0.03 0.58

0.02 0.04 0.58

0.03 0.03 0.55

0.02 0,05 0.53

0.02 0.03 0.54

Tephra layer on southwest side of Lone Mountain, Kobeh Valley (1). Closest matches are with the tephra layers of

Cowan Pumice Mine, Blind Springs Valley, California (4, 8), from northeastern Fish Lake Valley, Nevada (3, 6), and

from stratigraphically beneath the Huckleberry Ridge ash bed at Ventura, California (7).

1

2

4

5

6

7

8

9

EL-80-KV

PICO 158

ASW-3-23-75-1

68W98

68W98

#4078

RM880904

67W104

76.73

76.71

76.62

76.65

76.99

76.64

76.63

77.00

12.32

12.25

12.13

12.53

12.30

12.22

12.19

12.23

1.67

1.71

1.83

1.69

1.66

1.65

1.65

1.51

1.0000

0.9885

0.9829

0.10

0.10

0.10

0.10

0.10

0.10

0.10

0.10

3.54

3.62

3.63

3.32

3.22

3.51

3.55

3.58

4.98

4.95

5.02

5.08

5.09

5.27

5.28

4.99

100.00

100.00

100.00

100.00

100.00

100.00

100.00

100.00

1.0000

0.9918

0.9804

0.9793

0.9777

0.9760

0.9714

0.9686

1

3

4

6

7

8

EL-81-KV

FLV-13-CS

TTC-19 (2)

FLV-151-CS

P-169Q

TTC-9A

77.63

77.48

77.54

77.34

77.59

77.51

12.59

12.82

12.57

12.70

12.55

12.83

0.60

0.60

0.59

0.60

0.58

0.59

0.04

0.04

0.05

0.04

0.04

0.05

0.08

0.08

0.07

0.09

0.10

0.10

0.33

0.33

0.33

0.34

0.33

0.34

o.oa

0.04

0.06

0.05

0,06

0.07

3.95

3.85

3.91

4.09

3.87

3.87

4.69

4.75

4.89

4.74

4.87

4.65

99.99

99.99

100.01

99.99

99.99

100.01

1.0000

0.9904

0.9883

0.9856

0.9843

0.9841
70 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 3.—Continued.

Output

no.

1

7

9

11

15

Field sample no. SiO, A12O3 Fe2O3 MgO MnO CaO TiO2 Na2O K2O Total (R)

Similarity

coefficient

Tephra layer in core at Lone Tree Mine (1). Closest matches are with the Lava Creek B ash bed near Oreana, Nevada

(2; J.O. Davis, Desert Research Institute, Nevada), the Huckleberry Ridge ash bed in Meade County, Kansas (3, 5,

7; Izett and Wilcox, 1983), and with the Lava Creek B ash bed, Lake Tecopa, California (4), and Ventura, California

(8).

0.02 0.03 0.56

0.03 0.03 0.56

0.02 0.04 0.58

0.03 0.04 0.56

0.02 0.03 0.58

0.02 0.05 0.58

0.02 0,00 0.56

Tephra layer near U.S. Highway 50 in Kobeh Valley, Nevada (1). Closest matches are with the Rye Patch Dam ash

bed at Rye Patch Dam, Nevada (4, 7), at a nearby site in Kobeh Valley (15), and in a core from Tulelake, California

(5); and with Desert Springs tuff, Bend, Oregon (13). Note: 8-element comparison, excludes Mn.

1

2

3

4

5

7

8

EL-92-LT

LM-24

68W98

T89-5/6/9 #1

68W98

68W98

PICO-133C

76.89

76.70

76.99

76.88

76.65

76.67

75.71

12.31

12.62

12.30

12.16

12.53

12.28

12.37

1.66

1.67

1.66

1.67

1.69

1.71

1.59

0.12

0.08

0.10

0.13

0.10

0.12

0.11

3.30

3.30

3.22

3.49

3.32

3.35

3.40

5.12

5.01

5.09

5.05

5.08

5.22

5.25

100.01

100.00

100.00

100.01

100.00

100.00

99.01

1.0000

0.9909

0.9889

0.9856

0.9855

0.9828

0.9806

1

4

5

7

13

15

AA-04 JOD

LD-61

TULELAKE-321

JOD-18-7-78A (1,2)

DST-1

EL-69-KV

71.37

71.07

70.85

71.34

72.69

71.76

14.34

14.70

14.80

14.37

13.39

14.86

3.35

3.32

3.35

3.37

3.21

3.32

0.36

0.37

0.37

0.39

0.38

0.37

0.09

0.09

0.08

0.09

0.07

0.06

1.44

1.45

.46

1.45

1.47

1.41

0.42

0.45

0.43

0.44

0.43

0.43

5.01

4.99

5.16

5.08

4.75

4.35

3.60

3.56

3.51

3.47

3.61

3.44

99.98

100.00

100.01

100.00

100.00

100.00

1.0000

0.9808

0.9804

0.9765

0.9654

0.9629

1

3

7

12

16

D77-2D

63CJ-26(1)

YJC-1-87

PICO-141

BT-8 (2)

77.39

77.37

77.28

77.29

77.48

3.72

3.60

3.74

3.68

3.85

4.89

4.99

4.75

4.91

4.72

99.99

100.00

100.01

99.99

100.00

1.0000

0.9908

0.9872

0.9839

0.9836

Tephra layer at depth of ~175 m in a core from Clayton Valley, Nevada (1). Best matches are with the reworked

Bishop ash at Friant, California (3), the airfall Bishop ash bed at Yellowjacket Canyon near Benton, California (7),

the Bishop ash bed in the Ventura basin, California (12), and the airfall Bishop ash bed at Insulating Aggregates

Quarry north of Bishop, California (16).

12.66 0.73 0.03 0.05 0.45 0.07

12.69 0.73 0.04 0.05 0.45 0.08

12.91 0.73 0.04 0.05 0.44 0.07

12.84 0.73 0.03 0.02 0.42 0.07

12.68 0.71 0.03 0,02 0.45 0.06

Tephra layer in large pit 9.5 m below surface at Columbus Marsh, Nevada (1). Best matches are with the airfall

Bishop ash bed near Westgard Pass, California (7), the Glass Mountain D tephra at Chalk Bluffs north of Bishop,

California, -0.9 Ma (9), the airfall Bishop ash bed at Friant, California (11), and the airfall Bishop ash bed at Insulating Aggregates Quarry north of Bishop, California (15).

29068501 78.06 12.27 0.76 0.04 0,04 0.44 0.07

FLV-4-WP 77.93 12.49 0.74 0.05 0.04 0.44 0.06

BT-2 77.64 12.67 0.74 0.03 0.03 0.43 0.07

FRIANT 5A 77.73 12.41 0.75 0.05 0.04 0.46 0.09

BT-8 (2) bulk 77.75 12.48 0.73 0.03 0.05 0.44 0.05

3.64

3.73

3.66

3.66

3.82

4.67

4.53

4.73

4.81

4.65

99.99

100.01

100.00

100.00

100.00

1.0000

0.9834

0.9826

0.9822

0.9814

about 1330 m; two higher, older barriers, units Q16T and Q15T,

representing different lake cycles that reached altitudes between about 1330-1350 m and 1350-1370 m, respectively;

and at least one old bar, unit Q14T, that reached a minimum altitude of about 1402 m.

An excellent small outcrop about 4 km north of Thome Bar

(Figures 2, 3) exposes four sequences of lacustrine gravel and

sand that overlie bedrock (Figures 3, 4B), all lying well above

the Sehoo shoreline. The four sequences are separated by paleosols and alluvium. The second youngest lacustrine unit here,

Q13T, contains a tephra (EL-21-WL, Table 2) that is chemically

correlative with the Bishop-Glass Mountain family of tephra

erupted from Long Valley, California. Paleomagnetic measurements on the silty sand layers containing the tephra are not definitive in their polarity; thus, the tephra may be either the

Bishop ash bed dated from 0.76 Ma (normal polarity) or one of

the tuffs of Glass Mountain dated from 1.2 to 0.8 Ma (reversed

polarity; Saraa-Wojcicki et al., 1991). Small fragments offish

bones were found in the ashy layers (G.R. Smith, University of

Michigan, in litt. to M.C.R., 1998). The youngest unit at this

site, Q14T, consists of about 38 m of tufa-cemented, well-bedded pebble and cobble shore gravel that is commonly steeply

bedded (backset beds) and that rises to an altitude of about

1393 m. Beach pebbles continue upward as lag on bedrock to

an altitude of about 1398 m. Because these outcrops and the

outcrops of the oldest morphologic unit at the Thorne Bar site

are similar in cementation and preservation and because they

rise to about the same altitude, we infer that they are equivalent.

The Bishop ash bed, identified by chemical analyses conducted by Davis (1978) and by paleomagnetic data from the
NUMBER 33 71

vehicles

FIGURE 4.—Photographs of Thome Bar area, A, View south toward Thorne Bar (Figure 3); bedrock of the Gillis

Range is on left. Small white dots are vehicles parked on pre-late Pleistocene berm at about 1353 m, 20 m above the

Sehoo shoreline. B, View of outcrop 4 km north of Thorne Bar (Figure 3); people are for scale. East-dipping gravels

in upper part are tufa-cemented backset beds of unit Q14T. Line of coarse boulders at top of trench are shoreface

clasts at base of unit Q12T. Trench exposes paleosols, fan deposits, and lake unit Ql 1T just above basalt outcrop.

present study (data not shown), is present in beach gravel beneath Sehoo-aged deposits about 4 km south of Schurz, Nevada (Figure 2). This outcrop indicates that a lake of uncertain

size existed in the Walker Lake subbasin at about 0.76 Ma.

We tentatively assign the tephra-bearing lake deposits of unit

Q13T north of Thorne Bar to this period, but we recognize that

they may be as old as 1 My. Four of the six paleosols formed

in units Q11T and Q12T and the intervening fan deposits (Figures 3, 4B) have moderately developed to well-developed

argillic horizons that are 20-90 cm thick. This degree of development indicates lengthy (>50 thousand years (Ky)) periods of nondeposition (Reheis et al., 1995) and thus a relatively long stratigraphic record prior to deposition of unit

Q13T.
72 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

The stratigraphy in the Thorne Bar area is shown schematically in Figure 5. The oldest and highest shoreline in this area,

as revealed by the outcrop north of Thorne Bar, is underlain by

deposits of four different lakes: two lakes (units Q11T and Q12T)

predated deposition of the tephra layer; one lake (QBT) existed

during deposition of the tephra layer; and one lake (Q14T) was

younger than the tephra layer. Units Q11T, Q12T, and Q13T

reached minimum altitudes of about 1355 m, whereas Q14T rose

to a minimum altitude of about 1400 m. In addition, barriers

with preserved morphology at the Thorne Bar site indicate that

three younger lakes (units Q15j, Q16j, and Q17j) successively

reached altitudes of about 1365 m, 1350 m, and 1330 m (the

Sehoo highstand).

20-Mile Beach: At least two localities preserve beach gravels along the Wassuk Range front (Figure 2). These localities

are at much higher altitudes than most other sites in the Walker

Lake subbasin. The first site is north of 20-Mile Beach and has

two levels of tufa-cemented beach gravel. The lower level is a

moderately preserved wave-cut bench overlain by 1-2 m of

tufa-cemented beach rock; it extends up to an altitude of about

1400 m (Figure 6A). The upper level is an eroded remnant of

beach rock with foreset beds overlying sheared granitic rocks;

the highest outcrop of beach rock is at 1452 m. The second site

is about 3 km to the south of the first. It has four exposed beds

of beach gravel interbedded with fan gravel above the Sehoo

shoreline; the highest bed caps a ridge at 1475 m (Figure 6B).

The super-elevated beach gravels at these two sites are interpreted to reflect absolute uplift of the footwall block of the Wassuk fault. Demsey (1987) showed that this active normal fault

had about 7 m of displacement during the Holocene, of which

about 20%-25% was the result of uplift of the Wassuk Range.

McGee Wash: The study site at McGee Wash (Figure 2) extends from the Walker River just below Weber Reservoir eastward to U.S. Highway 95 (Figure 7). Exposures indicate that

sediments there are faulted and tilted (Morrison and Davis,

1984); only the larger faults are shown in Figure 7. Dips are

generally greatest on the eastern side near the highway and decrease toward the west. Younger units are progressively less de22

O 1

s QLone Tree Hill Thorne Bar area McGee Wash area Campbell Valley Sunshine Amphitheater

QI3L

(beach gravel

as high as -1415 m)

(inset beach gravel

as high as -1350 m)

"\_/-\_/-\_ ^

QI5T

(inset beach gravel

as high as -1365 m)

~\- /

QI4T

(beach gravel

as high as -1402 m)

(inset beach gravel

as high as -1365 m)

(beach gravel

as high as -1402 m)

Bishop

ash

N?

XXXXX

Bishop QI3 T

ash?

"5T R XXXX X

5 R Glass Mtn. Q|-|

o U. --•-

 L

o R

ash

Huckleberry „_ .

Ridgeash(?)

 u "

Tg

XXXXX QTI

XXXXX Tt

QI3C

(inset beach gravel

as high as -1356 m,

possibly to 1378 m)

'\_/-\_/-\_^ '

QI2C

(beach gravel

as high as -1378 m,

probably to 1390 m)

R

R XXXXX

R Glass Mtn. QI1 C

ash

QI4S

(inset beach gravel

as high as -1378 m)

QI3S

(beach gravel

as high as -1414 m)

(beach gravel

QI2S crops out

to-1396 m)

cm

QTI

R (<2.6 Ma)

Lake-unit

names

Younger lake

deposits of Thorne

Older lake

deposits of Thorne

Lake deposits

of McGee

Lake deposits

of Lone Tree

Lake deposits

of Campbell

Lake deposits

of Sunshine

1111

/\x\

X X X

NorR

EXPLANATION

Buried soil

Unconformity

Tephra layer and

correlation

Paleomagnetic

polarity

Correlation

between units

FIGURE 5.—Schematic strati graphic correlations in the Walker Lake subbasin. Units and symbols are the same as in Figures 3, 6, 8, and 11. Deposits of Sehoo-aged lake not shown (Q17T in Thorne Bar area, grouped with fan deposits as unit

Qlfy in other site maps). Wavy lines represent unconformities; attached vertical lines are paleosols. N and R indicate

normal and reversed polarities, respectively, of sampled horizons, not shown to scale.
NUMBER 33 73

"Jnr

B

beach ^ —/-- —

beach

f a \J_.

——^C — "•»»•"••

Tan

 besfch

Sehoo berm

FIGURE 6.—Photographs of very high beach gravels on the footwall block of the Wassuk fault (see Figure 2 and

Table 1). A, View south from gravel- and tufa-covered bench at 1399 m to sloping, eroded remnants of tufacemented beach rock on skyline as high as 1452 m. Bush on right is about 1 m high. B, View west of beach gravel

interbedded with fan gravel above Sehoo shoreline at about 1330 m. Beach gravels crop out as high as 1475 m at

top of hill.

formed. The overall structure appears to be that of a block or

horst tilted progressively westward with time. This block was

periodically partly or entirely covered by lakes that prograded

eastward and by alluvial and eolian deposits that prograded

westward. The stratigraphic units at this site are shown schematically in Figure 5.

The oldest units are exposed near the highway and consist of

a conformable sequence (Figures 7, 8) of alluvial deposits (unit

Tt) overlain by about 50 m of well-bedded lacustrine mudstone,

siltstone, and sandstone capped by beach gravel (unit QT1),

which in turn is overlain by a very thick (unmeasured, but more

than 50 m) sequence of alluvium and eolian deposits (unit QTt)

containing numerous carbonate-enriched paleosols. All three of

these units contain tephra layers, but only one, EL-19-WD in

alluvial unit Tt, has been identified; it is tentatively correlated

with an upper Miocene to lower Pliocene tephra erupted from
74

118°51r 118°50'

SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

118°49' 118°48'

0

0 1 MILE

CONTOUR INTERVAL: 40 FEET

EXPLANATION

Qes Eolian sand (Holocene)

Qfy

Qlfy

Qce

Qfo

QI3»

Fan deposits (Holocene and late Pleistocene)

Lacustrine and fan deposits, undifferentiated (Holocene and late Pleistocene)

Colluvial and eolian deposits

(Holocene and late Pleistocene)

Deposits of early late(?) Pleistocene lake

Fan deposits (middle Pleistocene)

Deposits of middle Pleistocene lake;

pattern shows beach gravel

Colluvial deposits (middle Pleistocene)

Deposits of middle? and early Pleistocene lakes;

pattern shows possibly correlative beach gravel

Qlo

QTt

EQTE

Tvs,"

58-WD

Lacustrine deposits, undifferentiated

(middle and early Pleistocene)

Alluvial, eolian, and colluvial deposits

(early Pleistocene and Pliocene)

Deposits of early Pleistocene? or Pliocene lake

Alluvial deposits (Pliocene and Miocene)

Volcanic and sedimentary rocks

(Pliocene and Miocene)

Fault; bar and ball on downthrown side; dashed

where inferred, dotted where concealed

Shoreline scarp

Tephra locality and sample number of sites

not within measured sections (Fig. 8)

Line of measured section (see Fig. 8)

Strike and dip of beds

FIGURE 7.—Geologic map of area around McGee Wash (see Figure 2, Table 1), east of Weber Reservoir.
NUMBER 3

3

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76

the Snake River Plain (Table 3). In the south-central part of the

map area (Figure 7), erosion between the time of deposition of

alluvial units Tt and QTt has removed lacustrine unit QT1. Unit

QTt apparently extends westward to underlie younger lacustrine units around McGee Wash. Three tephra layers crop out in

unit QTt in McGee Wash. Sample EL-57-WD may be of

Pliocene age (Table 3); two paleomagnetic samples (P3, Figure

8) indicate that EL-5-WD has normal polarity. Sample EL-6-

WD has not been correlated with tephra of known age.

Four pre-Sehoo lacustrine units separated by unconformities

overlie unit QTt in McGee Wash. The oldest, Q11M, is a thin

(1-2 m) bed of pebble gravel overlain by silty sand (Figure 8);

this unit is preserved in only a few small outcrops. Unit Q12M is

locally much thicker and crops out around the head of McGee

Wash (Figure 7) to a maximum altitude of about 1390 m (4560

ft). This unit consists of a basal bed of sand and pebble gravel

that grades up into well-bedded silt and sand containing at least

one tephra layer. Two samples (EL-20-WD, EL-58-WD; Tables

2, 3) have been identified as Bishop- or Glass Mountain-like

tephra layers. Paleomagnetic data show a sequence of stable reversed magnetization in sediments below the tephra bed, stable

normal magnetization in silt overlying the tephra bed, and stable reversed magnetization in overlying mudstone (Figures 8,

9). A couple of normal-magnetization samples near the tephra

bed lie in between samples of reversed magnetization. We have

not assessed magnetic mineralogy to determine whether these

normal directions represent some type of remagnetization during a later normal-polarity interval. Nevertheless, the pattern of

reversed-normal-reversed magnetizations and ash chemistry indicate that the ash is a Glass Mountain tephra that erupted at

about 1 Ma, just before the Jaramillo Normal Subchron (SarnaWojcicki et al., 1991). If a beach-pebble facies of unit Q12M had

been deposited, it has mostly been removed by erosion, but

remnants of beach gravel that are probably older than that of

unit Q13M are locally preserved capping units QT1 and QTt near

the highway at an altitude of about 1430 m (4700 ft; Figure 7).

Unit Q13M unconformably overlies silt and sand of unit Q12M

around the head of McGee Wash, and it consists mainly of

loose sand and gravel (Figures 7, 8). A buried soil and colluvium is locally preserved at the unconformity. Unit Q13M is

poorly exposed, but in aerial photographs it has arcuate morphology resembling that of a shoreline berm. The berm rises to

an altitude of 1402 m (4600 ft), the same altitude as the highest

beach gravel at Thorne Bar (Figure 3).

The youngest of the four pre-Sehoo lacustrine sequences,

unit Q14M, is inset into all older units (Figure 7). It consists

mostly of pebbly sand; in McGee Wash the pebbly sand overlies a gray clay layer that Morrison and Davis (1984) assigned

to the Eetza Alloformation. The isolated remnants of this unit

lie at altitudes of 1350-1365 m and may represent faulted deposits of one lake cycle or deposits of more than one lake cycle.

Sunshine Amphitheater: Sunshine Amphitheater is a very

large exposure of lacustrine deposits of five different ages

(Figures 2, 10; stratigraphic summary in Figure 5). It is remarkable for the abundance of vertebrate fossils and the quality

SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

A

 N (U

P)

W (Hor)

S (down)

B N (Up)

0.1 A/m

W(Hor)-}——i— E

q80

P45

S (down)

N(Up)

5mT

NRM

W (Hor)

20 NRM

H I hE

0.001 A/m

P42

S (down)

FIGURE 9.—Orthogonal demagnetization diagrams (method of Zijderveld,

1967) shown in stratigraphic order for specimens from unit Q12M, section 8b,

McGee Wash. The closed symbols represent projections of the magnetic vector

onto the vertical plane, whereas the open symbols represent projections of the

magnetic vector onto the horizontal plane. Remanent magnetizations are given

in amperes/meter (A/m). Demagnetization steps are in milliTesla (mT). A,

Reversed magnetization in sample P49; B, normal magnetization in sample

P45; c, reversed magnetization in sample P42, from 26 cm above tephra bed

EL-20-WD.
NUMBER 33 77

119"01'W 119°00'30" 119°00' 118°59'30"

Qaf

Qlfy

Qfu

EXPLANATION

Alluvium of the Walker River and fan

deposits, undifferentiated (Holocene)

Lacustrine and fan deposits, undifferentiated

(Holocene and late Pleistocene)

Fan deposits, undiff. (Holocene and Pleistocene)

|o ooj Beach gravel of late middle(?)

l° o s i Pleistocene lake

Qfo Old fan deposits (middle Pleistocene)

'Qfo+/

•rrv

1 Contour interval

1.0 miles 40 feet

Section 14

Qf3

Unit QI3S

12 m omitted

Section 15

^ P34-R

Pale marke

/// ^ P33-R?

Unit QI2S

/P19-R /

Common silt beds

5 m omitted ,

Fossil bones

P17-R?

/Pale; marker silt bed

Pale; locally

interbedded with sand

and pebbly sand

-P16-N

Abundant bones

~-3 Papery; fossil bones

Intermixed old fan deposits and beach gravel

of early middle(?) Pleistocene lake

Deposits of two early Pleistocene lakes separated by unconformity (dotted line); pattern

shows transgressive basaltic beach gravel

Alluvial eolian, and colluvial deposits

(early Pleistocene)

Deposits of Pliocene or early Pleistocene lake

Volcanic and sedimentary rocks, mostly

basalt (Pliocene)

Late Pleistocene shoreline

Upper limit of beach gravel

Fault; bar and ball on downthrown side

Line of measured section

Strike and dip of beds

Fossil sample locality

P11-N

Abundant fossil

bones lagged

on surface

Unconformity;

slight dip change

P10-Rcomp.

UnitQI1s

Green

-P13-R

• Section

steps north

Basaltic gravel,

Section 12

Top of bench at -4520 feet

break in slope

Unit QI4S

P31-R?

Unit QTI

e— P30-R

i— P29-R

E— P8-?

Pale, massive

=— P7-R

W

B

— 0

Tan grading up to

brown paper shale

1—P6-R

Brown paper shale

1— P5-R

EXPLANATION

Wi Mudstone

~3 Interbedded mudstone

=3 and sandstone

=3 Siltstone and sandy

^ siltstone

Sandstone and silty sandstone,

locally conglomerate beds

Sandy pebble conglomerate,

well rounded clasts

(nearshore deposits)

Sandstone and conglomerate,

poorly to moderately sorted

Fanglomerate, poorly

sorted and bedded

Steep dips (foreset beds)

Buried soil

Unconformity

P9-R Paleomagnetic sample

and polarity (N, normal;

R, reversed)

Unit QTt

FIGURE 10.—Geologic map of Sunshine Amphitheater (Figure 2, Table 1) and selected measured sections. The

portion of section 14 above the closely spaced contours (top of unit Q12S) was not measured and is schematic.

Question mark (?) in place of N or R indicates polarity uncertain.
78 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

of their preservation; thus far, identified remains include those

of giant sloth, bird, horse, camel, mammoth, and fish. The

abundance of fossil remains at Sunshine Amphitheater may be

the result of its location adjacent to the Walker River near the

point where the river bends in a U-turn (Figure 2). Floods

coming down the north-flowing reach of the river would have

been forced to slow and drop part of their loads; the natural

deposition site would have been on the outside of the bend.

Small faults are exposed, but the units do not appear to be

greatly offset, in contrast to the McGee Wash and Campbell

Valley sites.

The oldest non-bedrock unit, QT1, consists mainly of brown,

finely laminated mudstone capped by pebbly sandstone; the

mudstone has reversed magnetization (Figures 10, 11D). It is

overlain by unit QTt, which has alluvial and eolian deposits

containing carbonate-enriched paleosols. Unit QTt is conformably overlain by well-bedded pebbly sandstone, siltstone, and

mudstone of unit Qlls, which also has reversed magnetization

(Figure lie). A distinctive horse bone (Equus excelsus(!)

Leidy, 1858) from unit QUS appears to constrain the age to less

than 1.4 Ma. The jaw of a Lahontan cutthroat trout (Oncorhynchus clarki (Richardson, 1836)) and a vertebra of a sucker

N(Up)

0.1 A/m--

W (Hor)

P34

S (down)

5 mT

NRM

B (Up)

W (Hor)

0.1 A/m--

S (down)

N (Up) so

W (Hor)

0.001 A/m 20

P10

0.02 A/m -

5 mT w (Hor)

NRM

S (down) S (down)

FIGURE 11.—Orthogonal demagnetization diagrams (method of Zijderveld, 1967) shown in stratigraphic order

for specimens from Sunshine Amphitheater sections. Symbols are the same as in Figure 9. A, Reversed magnetization in sample P34 in unit Q12S, section 15; B, normal magnetization in sample PI 1, lower part of unit Q12S,

section 15; c, reversed magnetization component in sample P10 in unit Qlls, section 15 is indicated by the isolation of southward, negative-inclination (up) vector after the removal of a northward, positive-inclination (down)

vector following demagnetization at and above 40 mT; D, reversed magnetization in sample P30 in unit QT1, section 12.
NUMBER 33 79

{Catostomidae sp.; G.R. Smith, University of Michigan, in litt.

to M.C.R., 1996) also were collected from this unit. This age

range is consistent with the assignment of the reversely magnetized sediments to the Matuyama Reversed Chron (2.6-0.8

Ma; magnetic-polarity ages of Cande and Kent, 1995). An unconformity, locally marked by thin colluvium and a paleosol,

separates units Qlls and Q12S (Figures 10, 12A). Many of the

fossils are associated with this stratigraphic interval, including

mammoth bones (Mammuthus sp., also less than 1.4 Ma) and

the astragalus of a sloth identified as post-Blancan in age (<2.6

Ma; J. Honey, University of Colorado, pers. comm. to M.C.R.,

1995). Unit Q12S extends to an altitude of 1396 m and consists

of poorly indurated siltstone and sandstone that coarsen upward into beach gravel. These deposits also contain fossilized

horse and bird bones. Paleomagnetic measurements indicate

that this unit has reversed magnetization except for an interval

near the base, which has normal magnetization (Figures 10,

11A,B). These data and the presence of a horse bone beneath

the unconformity indicate that the normal polarity interval

probably correlates with the Jaramillo Normal Subchron from

about 1 Ma. Thus, the three oldest lacustrine units at Sunshine

Amphitheater lie within the Matuyama Reversed Chron; unit

Qlls was deposited between 1.4 and 1.0 Ma, and unit Q12S was

deposited beginning at about 1 Ma (Figure 5).

Unit Q12S at the top of the bluff (section 14, Figures 10, 12A)

bears a well-developed argillic paleosol (Figure 12B) overlain

by fan gravel that forms a sloping bench. Exploratory soil pits

on this bench indicate that the fan gravel is capped by a paleosol and is buried in turn by beach sand and gravel of unit Q13S,

another paleosol, and a younger fan gravel; unit Q13S rises to an

altitude of about 1414 m. Unit Q14S consists of sandy beach

gravel inset into all of the older units; it rises to an altitude of

about 1378 m.

Campbell Valley and Vicinity: The interpretation of outcrops in Campbell Valley (Figures 2, 13) is complicated by a

network of northwest-striking strike-slip faults of the Walker

Lane. Displacement along these faults has juxtaposed lake sediments of different ages, making it difficult to correlate deposits of beach gravel that mark shorelines with the finer-grained

sediment that contains age-related information. Three lacustrine units are locally exposed (Figures 13, 14). The oldest,

Qll c , consists mainly of mudstone that grades up into beach

sand and gravel; four samples from the mudstone have reversed magnetization. Deposits in another outcrop, herein assigned to the same unit as the mudstone but possibly belonging

to a younger lake cycle, consist of shoreface gravel that rapidly

grades laterally into fine-grained beds lapping onto subjacent

basalt. A tephra layer, sample EL-15-CA, drapes this facies

change from shoreface into deep-water deposits (Table 2; Figure 14A). The tephra, a sample from which has normal magnetization, is correlated with the Bishop—Glass Mountain family

of tephra (Table 3). The reversed magnetization of sediment

just above and below the tephra layer, however, indicates that

the tephra cannot be Bishop ash on the basis of enveloping reversed magnetizations; thus, the tephra is probably a Glass

Mountain tephra from about 1 Ma. Unit Qll c is unconformably

overlain by beach gravel of unit Q12C; a paleosol and colluvium

are locally preserved at the contact. Unit Q12C rises to at least

1378 m, and beach pebbles that probably represent this unit are

present as lag on basalt up to an altitude of 1390 m. The pebbles are found up to an abrupt change in slope that resembles a

preserved shoreline angle cut on a small island, or stack (Figure

14B). Beach gravel of unit Q13C is apparently inset into the

older units and forms a berm at an altitude of 1356 m.

Another site in Campbell Valley, between Sunshine Amphitheater and Weber Reservoir on the east side of the Walker

River (Figure 2), records shorelines cut into two basalt hills.

Subdued breaks in slope occur on the west sides of these hills,

with the most prominent slope break occurring at an altitude of

1365 m. From a distance these slope breaks resemble flow contacts, but they are actually degraded shoreline angles. Rounded

beach pebbles locally lie below the most prominent slope

break, and they are identical to pebbles that abundantly mark

the Sehoo shoreline-cut on the same hills at 1330 m. Additional

small remnants of slope breaks may also record shoreline angles at altitudes of 1353 m and 1396 m. A high shoreline is further supported by an outcrop on the east side of one of the hills.

There, rounded clasts of rhyolite and basalt overlie a rhyolite

flow weathering into angular clasts; the rounded clasts, interpreted as beach gravel, crop out as high as 1390 m.

EVIDENCE FROM THE NORTHEASTERN LAHONTAN BASIN

(HUMBOLDT RIVER).—During the Sehoo highstand, the northern subbasins of Lake Lahontan were filled to an altitude of

-1330 m. According to Davis (1982), Lake Lahontan could

have been connected to the Walker Lake subbasin only by the

narrow Adrian Valley (Figures 1, 2). King (1993), however,

thought that Adrian Valley did not exist during the early-middle(?) Pleistocene. If his theory is correct, high lakes in the

Walker Lake subbasin would have been isolated from Lake

Lahontan during this time. Yet in the foregoing discussion, we

have documented a lake in the Walker Lake subbasin that rose

to an altitude of about 1400 m. This lake could have spilled

over a pair of sills at 1370 m into the northern subbasins of

Lake Lahontan through Rawhide Flats (Figure 2), if the sills

leading into Rawhide Flats were not much higher then than

they are now. If such a connection existed, evidence of high

shorelines north of the Desert Mountains would be required to

establish that the very high shorelines found in the Walker

Lake subbasin were coextensive with Lake Lahontan as a

whole. No such evidence had been previously reported. Roberts (1965), however, suggested that the region around Lone

Tree Hill contained evidence of a lake, but because the sites he

described were above the Sehoo highstand, he inferred that this

lake was separate from Lake Lahontan and must have been impounded by a dam in the Humboldt River canyon east of

Winnemucca. Most of Roberts' sites, except that at Treaty Hill,

consist of fluvial terrace deposits of the Humboldt River.
80 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Figure Section

12B 14 Top of section 15

FIGURE 12.—Photographs of central part of Sunshine Amphitheater. A, View north showing area of sections 14

and 15 (see Figure 10); fence posts show scale. B, Paleosols and fan deposits separating units Q12S and Q13S at

the top of section 14, exposed at top of bluff in A. Trowel indicates top of unit Q12S.
NUMBER 33 81

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82 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

B

FIGURE 14.—Photographs of Campbell Valley area; person is for scale, A, View west of outcrop of tephra EL-15-

CA, showing drape of tephra from shoreface position atop basalt into deeper-water sediments. See Figure 13 for

location. B, View north of shoreline angle cut on outcrop marking shoreline (-1390 m) reached by lake during

deposition of unit Q12C. Hill is just behind highest point visible in A.

Work began in 1997 at a new site on the Humboldt River between Winnemucca and Battle Mountain (Figure 1), within the

area studied by Roberts (1965). This site has both spectacular

exposures and geomorphic evidence of pre-late Pleistocene

lakes. The outcrops are within large open pits of the Lone Tree

gold mine, currently operated by Newmont Gold Corporation;

as a result of mining operations, the exposures are excellent

but change constantly. Our work has focused on a less frequently remodeled roadcut within the mine on the south flank

of Lone Tree Hill (Table 1) and on samples from a core drilled

southeast of the hill (Figure 15). The data from these sites are

supported by observations and tephra samples from other,

now-destroyed pit walls.

Premining topographic maps show a prominent berm as high

as 1410 m extending south from Lone Tree Hill. The roadcut

sequence (Figures 15, 16) is within this berm. Well-rounded

cobbles are lagged on slopes above the berm as high as about

1415 m. Outcrops of lacustrine deposits form the upper 5-50 m

of the walls of all of the open pits south and west of the hill,

providing a three-dimensional view of kilometers of outcrop.

The lacustrine deposits and older units are cut by three normal

faults that bound the hill on the east, south, and west; thus,

Lone Tree Hill is a horst. From outcrops and core data, the base

of the lake deposits appears to be offset at least 40 m by the

eastern fault, 8 m by the southern fault, and 50 m by the western fault. The amount of absolute uplift of the horst is unknown, but it could be considerable in such an active tectonic

setting. A younger, lower berm at about 1370 m in altitude was

present on the northwest side of the hill, but the berm is now

obscured by construction.

Outcrops in Lone Tree Mine and core samples are tentatively

interpreted to represent four lake units separated by unconformities and paleosols. In the roadcut exposure, unit Q11L is reversely magnetized where the sediments are fine-grained; these

sediments interfinger with coarser sand and gravel with steep

foreset beds (Figures 15, 16) containing a tephra layer (sample
NUMBER 33 83

Roadcut sequence, northeast mine area

(highest elevation 1410 m)

QI3L

.o.o. o o

Mn-cemented beds

-Diatomite;S11-LT

. EL78-LT; Bishop (?)

ash, 0.76 Ma

QI2L

S13-LT (projected; approx.

stratigraphic location)

S9-LT

EL76-LT; Glass

Mtn. ash (?), ~1 Ma

Core GT-2

(collar altitude 1366 m) EXPLANATION

Beach gravel?

Greenish-white;

floating pebbles

^ GT2-28.2-LT

<— GT2-54.5-LT

Poor recovery;

mixed with

overlying

mudstone

QI1 L

5 £

Thin, pebbly

transgressivesand

- 0

White;

diatomaceous

P89--N?

S8-LT

S7-LT; P88--?

Dropstones

S6-LT

Oolitic marl

'••— P86--?

P84--R cornp.

QTI

QTf

•XX-X-XLittle recovery

Poor recovery

Greenish-white;

spring deposits?

^ EL94-LT-80.6

i— GT2-89.8-LT

Floating pebbles;

dropstones?

Beach gravel

o o c

o o

o o c

o o

Slickensided clay

F—GT2-100.8-LT

«—GT2-105-LT

, GT2-109-LT

Mudcracks

5—GT2-114.8-LT

EL92-LT-117.5;

5 Huckleberry Ridge

ash bed?, 2.1 Ma

Floating pebbles;

dropstones?

'—GT2-125.5-LT

Lost core

Mudstone

Interbedded mudstone

and sandstone

Siltstone and sandy

siltstone

Sandstone and silty

sandstone, locally

conglomerate beds

Sandy pebble

conglomerate, well

rounded clasts

(nearshore deposits)

Sandy cobble

conglomerate, well

rounded clasts

(beach deposits)

Sandstone and conglomerate, poorly to

moderately sorted

Fanglomerate, poorly

sorted and bedded

Steep dips

(foreset beds)

Calcareous cement,

locally tufa; in finegrained beds, indicates

marly strata

Buried soil

x x x | Tephra layer and

EL76-LT

 sam P| e numDe r

P86--R

S11-LT,

GT2-28.2-LT

Paleomagnetic sample

and polarity

Ostracode sample;

number after GT-2

is core depth in feet

-GT2-131.5-LT

^-GT2-142.5-LT

Greenish-white;

mudcracks

— GT2-151.7-LT

Total depth 152 m

- 1 0

- 2 0

- 3 0

£

c5

FIGURE 15.—Measured section and core description of lacustrine deposits in Lone Tree mine on the flanks of

Lone Tree Hill (see Figure 1, Table 1 for location). Question mark (?) in place of N or R indicates polarity uncertain. Correlation lines between measured section and core are only tentative. Note scale difference between roadcut sequence and core GT-2.
84 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

/•>•

unconformity

FIGURE 16.—Photographs of central portion of roadcut sequence in Lone Tree Mine. A, East-dipping foreset

gravel beds and diatomite in unit Q12L overlie a horizontal unconformity and paleosol that formed on west-dipping foreset beds and tephra EL-76A-LT (Table 3) in unit Q11L. B, Close-up of fossiliferous sand layer above

tephra (pencil for scale); sand contains abundant fish bones {Catostomus sp.; G.R. Smith, University of Michigan, in litt. to M.C.R., 1998) and ostracode shells.

EL-76A-LT, Tables 2, 3) with Bishop-Glass Mountain-type

chemistry. A sandy layer above the tephra layer (sample S9-LT,

Figures 15, 16B) contains abundant ostracodes and small bones

of Catostomus sp. (sucker; G.R. Smith, University of Michigan, in litt. to M.C.R., 1998). Unit Q12L in the roadcut consists

entirely of sandy gravel, which is commonly steeply bedded,

and ai m thick diatomite bed (Figure 16A); the unit overlies an

unconformity and a paleosol. In two places, gravel clasts of

unit Q12L are embedded in a matrix of tephra (sample EL-78-

LT), which also has Bishop-Glass Mountain-type chemistry.

These characteristics indicate that units Q11L and Q12L are from

about 1 Ma and 0.76 Ma, respectively. It is possible that the
NUMBER 33 85

lower tephra could be the Bishop ash because the sediment enclosing the tephra was too coarse-grained for paleomagnetic

determination, but this is unlikely because this coarse sediment

interfingers laterally with fine sediment that is reversely magnetized, as noted above. Also, the presence of a paleosol separating the units indicates that the upper tephra was probably not

reworked from the lower tephra. The youngest and highest lake

unit in the roadcut is undated.

Correlation of the roadcut exposures to the core samples is

problematic because of differences in grain size, fault displacement between the core and the roadcut, and alteration in the

core sediments that prevented analysis of most of the tephra

samples. However, the core should contain a more complete record of lacustrine deposition because of its location on a subsiding fault-block. A tephra layer (sample EL-92-LT) from the

lowest lake unit in the core contains shards that are chemically

similar to the Lava Creek B ash bed and to the Huckleberry

Ridge ash bed, both of which erupted from the Yellowstone

area (Izett, 1981) 0.66 Ma and 2.1 Ma, respectively (Pluhar et

al., 1992; Sarna-Wojcicki et al., In review). Ostracodes that became extinct by about 0.6 Ma (Elkocythereis bramletti (Dickinson and Swain, 1967); R. Forester, USGS, in litt. to M.C.R.,

1998) are present throughout the core, indicating the older age

is likely correct. The older lake unit (from 2.1 Ma) in the core

is not present in the roadcut (Figure 15).

Environmental conditions interpreted from ostracodes

throughout most of the core and from unit Q11L in the roadcut

indicate this area had shallow to moderate water levels, relatively saline alkaline water, and cool-season runoff as well as

warm summers (R. Forester, USGS, in litt. to M.C.R., 1998).

An unusual suite of ostracodes in sample S-13-LT from unit

Q12L (Figure 15) includes several highly ornate, endemic species that are thought to have evolved in a long-lived, stable lake

(discussed in Forester, 1991) and a species that can live in a relatively deep-water lake (Candona aff. C. caudata Kaufmann,

1900). We speculate that the endemic species, which clearly

did not evolve locally because they are not present in any other

samples, could have arrived during a sudden influx of water

from a previously undrained lake basin upstream. The Candona shells suggest deeper water prevailed during the time of

deposition of unit Q12L than during that of Q11L. A few samples

from the core and the roadcut exposures contained ostracodes

and diatoms (J. Bradbury, USGS, in litt. to M.C.R., 1998) that

live in springs. This is consistent with sediments in the core

and outcrops that are interpreted as spring deposits and with the

presence of modern springs at Lone Tree Hill.

Other localities near Lone Tree Hill provide additional evidence of pre-late Pleistocene highstands. On the north side of

the Humboldt River, a saddle between the two summits of

Treaty Hill (Figure 1, Table 1) has the form of a beach berm

and consists of very well-rounded pebble to cobble gravel of

diverse lithologies. The saddle is at an altitude of 1402 m; pebble lag extends up the south hillslope to as high as 1414 m.

This gravel is unlikely to be a terrace deposit of the Humboldt

River because the shape and orientation of the berm seem to

preclude deposition by the river, and because the river does not

flow in an antecedent course across a rising block at this location. However, some tectonic uplift of Treaty Hill, like that inferred at Lone Tree Hill, is certainly possible. A lower erosional bench on the east side of Treaty Hill also may represent a

shoreline at about 1360 m, as noted by Roberts (1965). West of

Lone Tree Hill, at Iron Point on the Humboldt River, scattered,

very well-rounded pebbles lie on gently sloping basalt surfaces

at altitudes from 1350 m to 1370 m (Table 1).

Northeast of Treaty Hill is a broad, very flat surface that

slopes gently westward for several kilometers from an altitude

of 1362 m to 1344 m (Table 1) and is underlain by wellrounded gravel and sand. This surface is interrupted by a subdued break in slope at 1356 m. A drainage ditch exposes a

well-developed argillic soil that formed on these gravel deposits and that is buried beneath nearly 2 m of loess. Although exposures are few and poor, the evidence suggests that this surface and the underlying deposits may represent pre-late

Pleistocene deltaic deposits of the Humboldt River graded to a

lake level that reached as high as about 1356 m.

EVIDENCE FROM OTHER SUBBASINS OF LAKE LAHONTAN.—

Soda Springs Valley (Figures 1, 2) extends southeast of Walker

Lake. Modern elevations of the valley floor are below 1400 m;

small basins in the valley are as low as 1330-1352 m, and sills

are between 1377 m and 1396 m. It is likely that valley-floor

altitudes are higher at present than in the past because of alluvial-fan sedimentation. These sediments accumulate because

rates of vertical displacement along the active strike-slip faults

in this part of the Walker Lane belt are low (Yount et al., 1993).

Thus, the 1400 m high lake-level recorded at several sites in

the Walker Lake subbasin indicates that the pre-late Pleistocene

lake should have flooded Soda Springs Valley. Lacustrine deposits of Miocene to late Pliocene age are preserved along the

range fronts on both sides of Soda Springs Valley and south of

Rhodes Salt Marsh (discussed below); however, younger lacustrine deposits have not been found.

Several sites along the Truckee and Carson Rivers in canyons below Reno and Carson City, respectively (Figure 1, Table 1), consist mainly of rounded, exotic clasts overlying bedrock. The clasts may represent times when rivers were graded

to lake levels far above the Sehoo shoreline, or they may represent terraces stranded by uplift of the mountain blocks through

which the rivers flow. Arcuate geomorphic features with

rounded cobbles occur in the Truckee River canyon at an altitude of about 1400 m, and one roadcut exposes sediment that

may be lacustrine or deltaic at about 1355 m. At one locality on

the Carson River, the rounded clasts are found on slopes protected from river erosion and above a bedrock sill where the

Sehoo-aged lake spilled northward out of the canyon. The

clasts at this site are more likely to reflect high lake-stands

rather than fluvial gravels.

Good evidence of high, old shorelines exists at three sites in

the Smoke Creek Desert (Figure 1, Table 1). These old shore-
86 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

lines were first observed by Mifflin while conducting field

work during the 1970s. The southern site is near Burro Mountain in the Smoke Creek Desert and lies 1-2 km west of an active Quaternary fault that bounds the western edge of the basin

(Weick, 1990). Two subtle benches and risers are underlain by

basalt and rhyolite flows (Figure 17A). The upper bench terminates upward at a slope break at an altitude of about 1400 m,

and well-rounded small pebbles, many flattened and discoidal

in shape, are scattered over the bench at altitudes between 1395

and 1400 m. The lower bench, further east and closer to the

fault, is at about 1375 m and is blanketed with abundant wellrounded pebbles and a few fragments of lacustrine tufa (Figure

17B). A few kilometers to the north, another site also has abundant well-rounded pebbles of similar shape at about 1390 m.

Alluvial interbeds that could have weathered to provide

rounded gravel were not observed within the volcanic flows at

these sites. It is possible that the well-rounded pebbles at these

sites could represent deposition by an ancient stream prior to

uplift along the Bonham Ranch fault zone (Weick, 1990); three

other nearby sites that were field-checked by M.C.R. were so

interpreted on the basis of their lithologic composition and

broad range of clast sizes, which were similar to those of the

upper bench

K^.v^EJ-.-^

FIGURE 17.—Beach-gravel sites in the Smoke Creek Desert (see Figure 1, Table 1). A, East flank of Burro Mountain. View is to the west from the lower shoreline bench at 1375 m to the upper bench at 1400 m. B Typical scatter of beach pebbles at Burro Mountain site; remnants of lacustrine tufa also present on lower bench. Lens cap is

for scale. C, View northwest to Freds Field site. Subtle benches are cut on basalt flows above the Sehoo shoreline

on photo right. D, Well-rounded and polished basalt clasts make up the majority of block streams on the shoreline

benches of the Freds Field site. Rock hammer is for scale.
NUMBER 33 87

local modern streams, namely, Smoke Creek and Buffalo

Creek.

The eastern site in the Smoke Creek Desert (Figure 1; Table

1, Freds Field) consists of two benches and risers underlain by

basalt flows (Figure 17c), forming subdued topography above

a steep cliff on which the Sehoo shorelines are cut. The

benches are laterally continuous and are covered with basalt

clasts closely fitted together in pavements interspersed with

rougher surfaces. The risers are also covered with basalt clasts

that form matrix-poor stone stripes. More than 50 percent of

the clasts on the benches and risers are polished and rounded

(Figure 1 7D) rather than angular or subangular, as is typical of

clasts in colluvial block fields. This polishing and rounding requires vigorous transport in water. The upper bench at this site

rises gradually from an altitude of about 1370 m to a subtle

slope break at about 1400 m; the lower bench rises from a flat

surface at 1360 m to a distinct slope break at about 1365 m.

The Freds Field site appears to be unaffected by faulting, and it

is located well away from possible locations of ancestral

streams that might have carried rounded gravel. The Sehoo

shoreline at Freds Field bears clasts of more varied lithologies

than do the upper benches. This difference possibly results

from the topographic setting; east-flowing longshore currents

in the inferred higher lakes might have been channeled along

the cliff bearing the Sehoo shoreline but below the higher

benches (Figure 17c).

Summary: Very High Shorelines of Lake Lahontan

Several outcrops in the Walker Lake subbasin, one locality in

the northeastern Lahontan Basin, and two localities in the

Smoke Creek Desert subbasin document highstands of a lake

during the early and middle Pleistocene that rose far above the

Sehoo and Eetza(?) shorelines. A conservative correlation

among all the sites in the Walker Lake subbasin yields a total of

six or seven lacustrine units whose shorelines exceeded that of

the Sehoo lake. Three of the units date from about 1 Ma to less

than 2.6 Ma; one tentatively contains the Bishop ash bed; and

three are probably younger than the Bishop ash bed, but they

definitely date from less than 1 Ma. At Lone Tree Hill, the oldest lake unit is from about 2 Ma, two middle units are probably

from about 1 Ma and 0.76 Ma, and the highest unit was deposited less than 0.76 Ma. Other lake units may be present in the

core. In the area north of Lone Tree Hill, erosional features and

possible deltaic deposits are interpreted to indicate an even

younger and lower highstand.

Based upon these correlations, we assign informal names to

the deposits that comprise a lake unit—that is, the fine- and

coarse-grained lacustrine sediments deposited during the rise

and fall of lakes during a pluvial climatic phase. Naming the

lake units permits easy revision should a new pluvial phase be

identified, and it allows changes in the correlation of lake units

at a site if new age information is obtained. This is particularly

likely where correlations are made chiefly on the basis of altitude. Variations in altitudes of such old landforms and deposits,

especially as they represent minimum altitudes of lacustrine

highstands, are expectable in the tectonically dynamic landscape of the Basin and Range. Without independent dating of

beach gravels at different sites, we cannot be confident that

they represent the same highstand.

Stratigraphic relations among four sites (Figure 5) permit a

conservative correlation of the two youngest pre-Sehoo units;

these units always crop out as beach gravel inset into all older

units. The maximum altitude of the youngest pre-Sehoo unit

(Q16T) at Thorne Bar is about 1350 m; it is characterized by a

relatively well-preserved barrier and is henceforth referred to

as "younger lake deposits of Thorne." The delta plain between

1360 m and 1345 m in altitude, north of the Humboldt River

near Treaty Hill, is provisionally correlated with this lake unit.

Maximum altitudes of the next older lake units range from

1356 m to 1378 m at the three tectonically deformed sites

(units Q14M, Q13C, and Q14S). Unit Q15T at the Thorne Bar site

has not been deformed, and its maximum altitude is about 1370

m, which corresponds with the shoreline angle cut on basalt

hills north of Weber Reservoir (Figure 2). We infer that these

units represent a highstand at about 1370 m and are herein

termed "older lake deposits of Thorne." The lower of the two

shoreline benches at two sites in the Smoke Creek Desert subbasin is correlated with these deposits.

The beach-gravel units overlying older units containing

tephra at the sections north of Thorne Bar and at McGee Wash,

Campbell Valley, and Lone Tree Hill are also those that rise to

the highest altitudes at each site: about 1400 m at Thorne Bar

and McGee Wash (units Q14T and Q13M); 1390 m at Campbell

Valley (unit Q12C); and 1414 m at Lone Tree Hill. These data

suggest, but do not prove, that these units represent the same

highstand at about 1400 m altitude. We also tentatively assign

unit Q13S (altitude 1414 m) at Sunshine Amphitheater to this

period, as well as the higher of the two shoreline benches at

sites in the Smoke Creek Desert subbasin. This unit is named

"lake deposits of McGee" for the arcuate berm composed of

beach deposits at that locality.

The tephra layer within unit Q13T north of Thorne Bar is tentatively correlated with the Bishop ash bed. The correlation is

based upon the chemical composition (Table 3) and stratigraphic position of the tephra layer (Figure 3). The tephra-matrix bed in unit Q12L at Lone Tree Hill (Figures 15, 16) has the

chemical composition of the Bishop ash and overlies unit Q11L

containing probable Glass Mountain tephra from 1 Ma. This

stratigraphic relation strengthens the interpretations that (1)

the tephra layers near Thorne Bar and Schurz (discussed

above) are the Bishop ash, and (2) this unit represents a separate lake cycle, herein termed "lake deposits of Lone Tree"

(Figure 5).

Unit Qll c at Campbell Valley, unit Q12M at McGee Wash,

and unit Q11L at Lone Tree Hill contain a Glass Mountain

tephra that erupted at about the time of the Jaramillo Subchron,

which occurred about 1 Ma. That would correlate this unit with
SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Morrison's (1991) younger pre-Eetza unit west of Weber Reservoir (Figure 2). Unit Q12S at Sunshine Amphitheater also was

deposited during and after the Jaramillo Subchron. We name

this unit "lake deposits of Campbell" for the tephra in lacustrine sediments at this locality.

Paleomagnetic data from Sunshine Amphitheater show that

the two oldest lacustrine units there lie within the Matuyama

Reversed Chron. These units may be correlative to older units

at Thorne Bar, McGee Wash, and Lone Tree Hill, and to Morrison's (1991) older pre-Eetza unit west of Weber Reservoir.

Unit Qlls is from between 1 and 1.4 Ma, based on paleomagnetic data and fossil ages, and is herein named "lake deposits of

Sunshine." Unit QT1 is from more than 1.4 Ma but less than 2.6

Ma (timescale of Cande and Kent, 1995). The lowest lake unit

in the core from Lone Tree Mine (Figure 15) may be equivalent

to unit QT1 in the Walker Lake subbasin. Because unit QT1

seems to represent different environmental conditions than the

younger lakes (paper shale at Sunshine Amphitheater, gypsiferous mudstone at McGee Wash) and may include deposits of

different ages, we do not assign it a pluvial-lake name.

The combined shoreline sites can be used to infer a partial

history of connections among the Lahontan subbasins (Figure

1). Shoreline evidence from Freds Field in the Smoke Creek

subbasin and from Thorne Bar in the Walker Lake subbasin, as

well as deltaic deposits of the Humboldt River northeast of

Treaty Hill, indicate the presence of highstands at altitudes of

about 1400 m, 1370 m, and 1350 m (Figure 18), implying that

the northern and southern subbasins have periodically merged

into a single lake since the early-middle Pleistocene. In the

Lone Tree area, faulted deposits of the highest shoreline, assigned to the lake deposits of McGee, are as high as 1414 m in

altitude on the footwall block. The lake deposits of Lone Tree

and Campbell represent minimum highstands at about 1355 m

in the Walker Lake subbasin and at 1405 m and 1390 m, respectively, on the footwall block of Lone Tree Hill. Total displacement in the last one million years is at least 40 m on two

of the faults at Lone Tree Hill, and the orientation of the faults

suggests that uplift of Lone Tree Hill could account for a significant portion of the displacement. Thus, the discordance in

altitudes still permits the possibility of a contiguous Lake

Lahontan from the middle Humboldt River to Walker Lake as

early as 1 Ma.

The presence of bones of the Lahontan cutthroat trout (R.R.

Miller, University of Michigan, in litt. to M.C.R., 1996) in unit

Qlls at Sunshine Amphitheater (Figure 10) requires a drainage

connection (but not necessarily a continuous lake) between the

Walker Lake subbasin and the northern subbasins at some time

prior to 1 Ma. A continuous lake at 0.76 Ma is supported by the

appearance of Candona caudata, which can live in colder and

thus deeper water than the ostracodes that were preserved in

older deposits at Lone Tree Mine (R. Forester, USGS, in litt. to

M.C.R., 1998). Possibly these older deposits (>0.76 Ma) reflect

damming of the Humboldt River above its canyon east of Winnemucca, as suggested by Roberts (1965). These data do not

refute King's (1993) interpretation that the Walker River

flowed into an isolated Walker Lake subbasin in the early

Pleistocene, but they may push back the timing of integration

to before 1 Ma.

The general correspondence of shoreline altitudes of the lake

deposits of McGee and the older and younger lake deposits of

Thorne in the Walker Lake subbasin and in the northern subbasins argues for little or no regional northward tilting during the

middle Pleistocene, although a few meters of tilt during the late

Pleistocene (Mifflin, 1984) are possible. The shorelines, however, have been significantly affected by local faulting, tilting,

and isostatic rebound. For example, the proposed correlations

among Lahontan sites (Figure 5) imply that the -1400 m

shoreline altitude recorded near Thorne Bar has been raised

about 14 m at Sunshine Amphitheater, Lone Tree Hill, and

Treaty Hill and lowered about 10 m in Campbell Valley; the

sense of these displacements corresponds with those of

mapped faults at the four localities (Reheis and Morrison,

1997). Very high beach gravels are preserved at two sites on

the west side of Walker Lake (Table 1, Figures 2, 6) on the

footwall block of the Wassuk normal fault. If the highest remnant of these gravels corresponds to the 1400 m shoreline, it

records 50-75 m of absolute uplift of the Wassuk Range since

the early-middle Pleistocene.

OTHER BASINS IN WESTERN AND CENTRAL NEVADA

Previous workers inferred the existence of ancient drainage

connections or contiguous lakes extending southeastward from

the Walker Lake subbasin to Fish Lake Valley (Figure 1). Such

"early pluvial" connections were first suggested by Hubbs and

Miller (1948) on the basis of remnant populations of Lahontan

fish, including Siphateles bicolor obesus (Girard, 1856) (tui

chub) in Fish Lake Valley and S. b. obesus and Rhinichthys osculus (Girard, 1856) (speckled dace) in the basin of Lake Toiyabe in northern Big Smoky Valley. The lowest outlet to Lake

Toiyabe at present is south toward Lake Tonopah through an alluvium-filled valley about 60 m above the late Pleistocene

shoreline of Lake Toiyabe. Mifflin and Wheat (1979) speculated that Rhodes and Columbus Salt Marshes and Clayton Valley once acted as overflow basins for drainage spilling south

from the Lahontan Basin because they contain anomalous concentrations of various salts relative to their drainage basins.

Pre-Pleistocene Lakes

LAKES SOUTH OF WALKER LAKE SUBBASIN.—We infer that

the 1400 m level of Lake Lahontan extended 60 km southeast

from Walker Lake through Soda Springs Valley to the south

end of Rhodes Salt Marsh (Figure 1). No definite deposits of

middle Pleistocene age have been identified in these valleys.

Older lacustrine deposits crop out along the range fronts both

east and west of Mina, Nevada, and at one site these deposits

contain a probable late Miocene tephra layer (EL-24-M, Table
NUMBE

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90 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

3) and late Tertiary diatoms (J. Bradbury, in litt. to M.C.R.,

1996). Younger deposits, probably dated at about 2.5-2.2 Ma

based upon tephra correlations (layers EL-2-RM and EL-26-

RM, Table 3) and diatoms, crop out along the highway south of

Rhodes Salt Marsh up to an altitude of about 1423 m (Figures

1, 19A). These deformed, latest Pliocene lake deposits may either lap onto or underlie old fan gravel that blankets the hills to

the south (Figures 1 9B, 20) that, in turn, lie above a thick sequence of lacustrine sediment beneath Redlich Summit, the

present-day divide between Rhodes and Columbus Salt

Marshes (Reheis and Morrison, 1997). Lacustrine deposits investigated by J. Liddicoat (Columbia University) at the south

end of Teels Marsh, west of Rhodes Salt Marsh, contain a

tephra layer identical to tephra EL-2-RM in the roadcut at the

south end of Rhodes Salt Marsh (Table 3).

Lacustrine deposits occupy a wide area north of Redlich

Summit (Figures 19B, 20). They had been previously mapped

(Stewart et al., 1994) but had not been studied in detail. Reconnaissance mapping and several measured sections for this study

indicate the presence of two or more lacustrine units separated

by unconformities or periods of desiccation. Outcrops northeast of the highway expose an upward sequence of deltaic

sandstone, diatomaceous siltstone, green massive mudstone,

and nearshore sandstone with oscillatory ripple marks. Chemical analyses of many tephra layers indicate correlations with

tephra ranging in age from late Miocene to late Pliocene (e.g.,

EL-29-RM, EL-34-RM, and EL-50-RM, Table 2). Tephra layers near the top of one section where lacustrine deposits are interbedded with fan deposits exhibit inverse grading of pumice

clasts, reflecting a beaching line (shoreline; Sarna-Wojcicki

FIGURE 19.—Photographs of lacustrine deposits south of Rhodes Salt Marsh (see Figure 1, Table 1). A, Roadcut

exposes two sets of late Pliocene lacustrine sediments containing tephra layers (Tables 2, 3) separated by fluvial

or deltaic deposits. B, View northeast near Redlich Summit of late Miocene to late Pliocene lacustrine deposits

filling divide between Rhodes and Columbus Salt Marshes (power poles included for scale).
NUMBER 33 91

118° orw 118° OO1 117°

Section 5 Section 7 Section 6

15 m omitted

15 m omitted

Unit Qfo

Reddish; crossbedded, some

debris flows

Unit Tim

Common thin,

40 m omitted altered tephra

layers

Unit Tim

Dip change;

— minimum thicknesses below /

EL32-RM /

Green; massive,

saline^'many small

folds' and faults

Reddish; crossbedded, some

debris flows

EL31-RM

Gray; thin-bedded,

common oscillatory

ripple marks

Unit TIs

Coarsens upward

Probably same as

tephra EL47-RM

Green

Probably same as

tephra EL46-RM

Green

EL51-RM

Reddish;

mudcracks

Green; ripple

marks

EL33-RM

EL50-RM

Unit Tim

EL49-RM

EL48-RM

Green, Unit Tld

diatomaceous

***.'EL45-RM

EXPLANATION

p~-^| Mudstone

Igidgij Interbedded mudstone

N=^=H and sandstone

Siltstone and sandy

siltstone

Sandstone and silty

sandstone, locally

conglomerate beds

Sandstone and conglomerate, poorly to

moderately sorted

Fanglomerate, poorly

sorted and bedded

| xxx| Tephra layer and

EL31-RM sample number

&

— 5

Qfy

38°14'N

Qfm

Tu

Ta

TIs

38° 13'

EXPLANATION

Fan deposits (Holocene)

Fan deposits (late and

middle Pleistocene)

Fan deposits (middle and

early Pleistocene)

Tertiary sediments, undifferentiated (late Pliocene)

Tertiary alluvial deposits

(late Pliocene)

Tertiary lacustrine deposits (late

Miocene? and Pliocene).

Locally divided into:

Nearshore sandstone and

conglomerate

Diatomaceous sandstone

and siltstone

Mudstone

Deltaic sandstone and

conglomerate

Stratigraphic relation of

surface and underlying unit

Tephra locality

Line of measured section

Fault; bar and ball on

downthrown side

Strike and dip of beds

1 2 KM

J

0 1 MILE

CONTOUR INTERVAL: 80 FEET

FIGURE 20.—Preliminary geologic map and measured sections of area northwest of Redlich Summit

between Rhodes and Columbus Salt Marshes (see

Figure 1, Table 1).
92 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

and Davis, 1991; Reheis et al., 1993). These deposits indicate

that a lake intermittently occupied the present divide between

Rhodes and Columbus Salt Marshes up until about 2 Ma.

Fish Lake Valley is located south of Columbus Salt Marsh

and presently is part of its drainage area (Figure 1). Pluvial

Lake Rennie existed in Fish Lake Valley during at least four intervals from the late Pliocene to the middle Pleistocene (Reheis

et al., 1993). Lacustrine deposits in the valley include mudstone, siltstone, sandstone, and conglomerate. Numerous

tephra layers (e.g., EL-3-FL, EL-4-FL, and EL-44-FL, Table 3)

within the lacustrine deposits document lake episodes from

about 3.4 to 2.8 Ma and from about 2.2 to 2.0 Ma. Deposits of

similar age do not crop out in Columbus Salt Marsh.

Davis (1981) and Kunasz (1970) used data obtained during

field work and data from well records from a lithium-extraction

operation to show that Clayton Valley (east of Fish Lake Valley, Figure 1) was periodically filled with fresh to brackish

lakes. Exposures on the east side of the valley indicate at least

two such intervals occurred (Davis, 1981). A recent analysis of

tephra layers (samples EL-42-CV and EL-43-CV, Table 3)

from the lower interval suggests the interval occurred between

3 and 2 Ma. Thus, the record of Pliocene lakes in Clayton Valley is in accord with those in Rhodes Salt Marsh and Fish Lake

Valley (Figure 18).

The parallel histories of Pliocene lakes south of Rhodes Salt

Marsh and in Clayton Valley and Fish Lake Valley, combined

with the lack of sills or the presence of very low sills between

Columbus Salt Marsh and Fish Lake, Clayton, and Big Smoky

Valleys (Figure 18), permits the interpretation that the lakes in

these basins were interconnected during the Pliocene. In addition, we infer that a Miocene to Pliocene lake basin that at least

included Rhodes and Columbus Salt Marshes was disrupted by

faulting and (or) compression along the northeast-striking

Huntoon Valley fault system (Stewart, 1988; dePolo et al.,

1993) that lifted the area of Redlich Summit, which is presently

about 35 m above the highest known shoreline altitude in Columbus Salt Marsh (discussed below) and about 95 m above

the 1400 m high shoreline of Lake Lahontan.

Early to Middle Pleistocene Lakes

PLUVIAL LAKE COLUMBUS-RENNIE.—Reheis et al. (1993)

showed that a large lake, informally named Lake Rennie, periodically existed in Fish Lake Valley during the Pliocene (discussed above) to middle Pleistocene. They noted that thick,

shallow-water deposits of Bishop ash indicate the existence of

a large lake at about 760 Ka with a highstand of about 1460 m

in elevation; a lake of uncertain size probably also existed at

about 1 Ma. These outcrops of lacustrine sediment are supported by data recorded in drilling logs for privately owned water wells. The logs, copies of which are stored at Carson City,

Nevada, by the Water Resources Division of the U.S. Geological Survey, record the occurrence of numerous thick beds of

clay and sandy clay that are inferred to be deep-water lacustrine deposits. Reheis et al. (1993) speculated that Lake Rennie

and Lake Columbus at times were contiguous through The

Gap, the present-day drainage connection between Fish Lake

Valley and Columbus Salt Marsh.

New discoveries in Columbus Salt Marsh (Figure 1) indicate

the presence of at least four lacustrine units that are higher and

older than the late Pleistocene shoreline (altitude 1400 m; Mifflin and Wheat, 1979; Reheis et al., 1993) of Lake Columbus.

No Quaternary faults have been mapped in this subbasin

(Dohrenwend, 1982a; Stewart et al., 1994). Outcrops in a small

hill on the south side of the subbasin expose three units composed of beach gravel, lacustrine sand, and silt; each unit is

separated by paleosols that formed in alluvial or eolian deposits

(Figures 21, 22). Paleomagnetic measurements yielded mainly

indeterminate polarity as a result of diagenetic and pedogenic

alteration, but one sample from unit Q12CM has reversed magnetization. The uppermost unit in this section, Q13CM, consists

of tufa-cemented gravelly foreset beds that underlie a prominent berm, which protrudes from the south side of the hill at an

altitude of about 1435 m (Table 1). This altitude and the wellpreserved morphology are similar to those of beach berms initially identified by J.O. Davis (Desert Research Institute, in litt.

to M.C.R., 1989) on the southeast side of the subbasin at

Coaldale Junction (Reheis and Morrison, 1997). Very wellrounded gravel clasts (in part reworked from a nearby Tertiary

conglomerate) and tufa are present as lag on the slope above

the berm to the top of the hill at an altitude of 1452 m. The

clasts and tufa suggest a yet higher lake stand that could be

equivalent to unit Q13CM or to one of the buried lacustrine units.

A similar gravel-covered bench on the west side of Columbus

Salt Marsh extends to an altitude of 1457 m. These altitudes are

very similar to the shoreline altitude of pluvial Lake Rennie

(1460 m), and we infer that they record the highest shoreline of

the combined lakes at about 760 Ka. Evidence of the youngest

pre-late Pleistocene lacustrine unit here has been destroyed by

gravel operations, but in 1991, excavations exposed gravelly

foreset beds in a berm at an altitude of about 1417 m. This altitude corresponds to those of small berms on the north side of

the subbasin (Figure 1, Table 1); surface soils on these berms

are moderately developed with argillic horizons that are not

present on the late Pleistocene deposits of Lake Columbus.

A deep pit on the north side of the subbasin exposes lacustrine sand and marl containing probable Bishop ash (sample

29068501, Tables 2, 3; collected by J. Whitney and P. Glancey,

USGS) that are stratigraphically beneath late Pleistocene beach

deposits of Lake Columbus (Figure 21A). The tephra layer is

impure, and no unconformities or buried soils lie between it

and the overlying late Pleistocene deposits. Thus, the tephra

may have been reworked into much younger deposits and may

not truly represent the age of the older lake unit.

In summary, deposits and berms at several locations around

Columbus Salt Marsh indicate there had been at least four

lake cycles that were older and higher than the late Pleistocene shoreline: the two oldest lakes rose in altitude to at

least 1420 m, and one of these two rose to 1457 m; an intermediate-aged lake rose to about 1435 m; and a younger lake
NUMBER 33 93

LakePletelocene

^JE ^ deposits

e

FIGURE 21.—Pre-late Pleistocene lacustrine features in Columbus Salt Marsh (see Figure 1). A, View of west

side of deep pit on north side of valley; small dog and 1 m pick below tephra are for scale. Late Pleistocene lake

gravel at top of pit overlies a sequence of debris-flow deposits that, in turn, overlie middle Pleistocene lake

gravel containing probable Bishop ash (Tables 2, 3, no. 29068501) at bottom of pit. B, View north from borrow

pit on southwest side of valley (see Figure 1) to shorelines (arrows) cut on basalt outcrops.

rose to 1417 m. One of the two oldest lakes probably occurred

about 760 Ka.

PLUVIAL LAKE CLAYTON.—The floor of Clayton Valley has

been cored numerous times by the USGS (Pantea et al, 1981)

and by mining companies (reported in Kunasz, 1970; Davis,

1981). No exposures of lacustrine deposits of Pleistocene age

have been found. Most of the wells bottomed in the so-called

"ash aquifer," a thick (as much as 10 m), coarse-grained tephra

layer that lies at depths between about 100 and 300 m below the

playa surface. This tephra layer contains dissolved lithium salts

in a large brine pool, and it is these salts that are exploited by

the mining companies. Sediments in the cores consist of alternating beds of sand, mud, gypsum, and halite, and include several coarse tephra layers and glass-rich intervals. The mud is interpreted to reflect deeper, freshwater conditions in the lake,

whereas the gypsum and halite beds are interpreted to reflect

periods of brackish water and desiccation (Davis, 1981). In one

core, Kunasz (1970) interpreted the absence of gyspum and halite below about 70 m to indicate freshwater conditions. In this

core, this depth approximately corresponds to the interval including and below the ash aquifer. A sample of the ash aquifer

obtained by Davis (1981) from a depth of 175 m in another core

hole is tentatively identified as the Bishop ash (sample D77-2D,

Table 3). In summary, sediment beneath Clayton Valley records

a long history of intermittent lacustrine deposition, including

one relatively freshwater lake at about 760 Ka.

PLUVIAL LAKE RUSSELL (MONO BASIN).—The Mono Basin

is a structural depression that probably began forming about

4-3 Ma (Gilbert et al., 1968). Freshwater lacustrine sediments

interbedded with volcanic flows deposited during this time
94 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Columbus Salt Marsh

Section 3

EXPLANATION

Unit

Q'3CM

Colluvium

Top of bench at 1435

m; beach pebbles

and tufa to 1452 m

Moderate soil;

gypsum in matrix

P39-?

P38-?

P37--R

Strong argillic

soil

P35-?

P36--?

— 0

P37--R

Siltstone and sandy

siltstone

Sandstone and silty

sandstone, locally

conglomerate beds

Sandy pebble

conglomerate, well

rounded clasts

(nearshore deposits)

Sandy cobble

conglomerate, well

rounded clasts

(beach deposits)

Sandstone and conglomerate, poorly to

moderately sorted

Steep primary dips

(foreset beds)

Calcareous cement,

locally tufa

Buried soil

Unconformity

Paleomagnetic

sample and polarity

(?, polarity

uncertain)

FIGURE 22.—Measured section above borrow pit on southwest side of Columbus Salt Marsh (see Figure 1, Table 1), above late Pleistocene shoreline.

crop out on the east side of the basin. These deposits are composed of diatomaceous sand and silt that contain abundant fossils, including molluscs and fish. Lake Russell has a wellknown late Pleistocene history, as established by studies performed by Russell (1889), Putnam (1949), and Lajoie (1968).

The highstand shoreline during the late Wisconsin was at an altitude of 2155 m; however, the last overflow of Lake Russell

southward into Adobe and Owens Valleys (Figure 1) occurred

at a highstand of about 2188 m. This lake cycle is thought to be

equivalent to the Tahoe glaciation. Reheis et al. (2002) discussed the shoreline altitudes and changing drainage direction

of Lake Russell since the late Pliocene.

Miller and Smith (1981) and Hubbs and Miller (1948) used

fossils from the Mono Basin and modern fish populations in

other areas (no fish presently live in Mono Lake) to show that

fish had migrated southward into the Mono Basin from the

Lahontan Basin, probably during the Pliocene. Fish later migrated southward from the Mono Basin into Owens Valley and

Death Valley, probably using the overflow route through

Adobe Valley (Figure 1). Russell (1889) hinted, and Hubbs and

Miller (1948) proposed, that the earlier connection between the

Lahontan and Mono Basins had been via the East Walker River

and Aurora Valley over a sill at the northeast corner of Lake

Russell that is presently at an altitude of 2237 m.

Recent discoveries around the north and east sides of the

Mono Basin (Figure 1, Table 1) include (1) lacustrine deposits

near the former southern outlet of Lake Russell, representing at

least one lake cycle that greatly exceeded the 2188 m high

shoreline, (2) beach gravels on the north side at altitudes as

high as 2268 m at one site and 2252 m at another site, and (3)

an abandoned valley, now partially filled by a basalt flow, that

lies north of the putative northern sill.

The lacustrine deposits near the southern outlet lie at an altitude of about 2205-2220 m and include two tephra layers

within a coarsening-upward sequence of silt, sand, and beach

gravel. Chemical analysis indicated that these tephra (samples

EL-53-ML and EL-54-ML) are latest Pliocene in age (2.5-2.0

Ma; Table 3). A lake that at one time stood much higher than

these deposits, however, is documented by beautifully rounded

beach pebbles, large chunks of tufa-cemented beach rock, and

snail coquina that are found on slopes as high as 2243 m in altitude directly above the tephra-bearing deposits. Several northeast-striking faults displace these beach-gravel remnants; locally the maximum altitude of the beach pebbles is 2277 m.

Beach pebbles within a similar range of altitudes in areas with

little evidence of Quaternary faulting (Dohrenwend, 1982b) on

the north side of the Mono Basin (Figure 1, Table 1) corroborate the prior occurrence of very high levels of Lake Russell. In

addition, the similarity of the beach pebbles and their outcrop

appearance (including a preserved berm at one locality) to

those of the last two highstands indicates that these deposits are

Pleistocene in age. The landscape must have been very different when Lake Russell reached these altitudes because there is

no present-day topographic barrier high enough to enclose a

lake for several kilometers east and west of the outcrops near

the southern outlet. Gilbert et al. (1968) reported numerous,

closely spaced faults that have cut basalt flows from 3 Ma, and

examination (this study) of aerial photographs has revealed evidence of recent faulting activity. It is likely that faulting acted

to lower the terrain in this area, which eventually permitted

Lake Russell to drain southward.

These old lacustrine deposits around the Mono Basin represent a lake that was high enough to have overflowed northward

across the sill in the northeastern corner at its present altitude of

2237 m. It is difficult if not impossible to reconstruct prefaulting altitudes in this tectonically active part of the basin (Dohrenwend, 1982b); however, the andesite-cored sill locally bears

patches of subrounded pebble to cobble gravel, suggesting a

former drainage way. A sample of this andesite (EL-KA-2) was

dated by conventional K-Ar techniques at 1.44 ± 0.06 Ma (E.

McKee, USGS, in litt. to M.C.R., 1995) (Reheis et al., 2002).

North of the sill, the drainage is northward into the westdraining Mud Spring Canyon, which is a tributary to the East

Walker River (Figure 1). Mud Spring Canyon appears to be an

abandoned, underfit drainage; it carries water only intermittently, but its floor is as much as 300 m wide and is incised as

much as 50 m below old alluvial surfaces. The alluvial deposits exposed in Mud Spring Canyon contain several thick, coarse

tephra beds. Chemical analyses of glass in these beds (samples

EL-35A-MS, EL-35B-MS, and EL-36-MS) indicate ages of

2.9-2.5 My (Tables 2, 3). The upper part of the canyon, near
NUMBER 33 95

the intersection of the northward drainage from the andesite

sill, has been filled twice by basaltic eruptions and subsequently reincised by discharge from ancient Lake Russell during the early Pleistocene (Reheis et al., 2002).

The high beach gravels, drainage relations, and ages of lake

sediments and volcanic flows on the east side of Mono Basin

support the following scenario: an ancestral Lake Russell

reached higher altitudes than its last overflow level (2188 m)

during the late Pliocene and early Pleistocene. At least once

during this time, the lake reached an altitude between 2237 m

(the elevation of the sill) and 2277 m (the highest preserved

beach gravel) and overflowed to the north and thence west

down a precursor of Mud Spring Canyon into the East Walker

River. Fish fossils (Miller and Smith, 1981) imply that a connection to the Lahontan Basin existed during the late Pliocene.

The age of the andesite underlying the sill suggests that northward overflow also occurred after about 1.5 Ma. Thus, the

Mono Basin periodically may have been a tributary to the

Walker Lake basin in the late Pliocene and early to middle(?)

Pleistocene (Reheis et al., 2002).

PLUVIAL LAKE JONATHAN (KOBEH VALLEY).—The large

modern drainage basin of Lake Diamond includes several valleys to the southwest (Figure 1). When Lake Diamond fills and

overflows, this drainage basin becomes a tributary to the Humboldt River and thus to Lake Lahontan (Tackman, 1993). Most

of the drainage basin feeds first into Kobeh Valley, which lies

just upstream of Diamond Valley and is separated from it by a

very narrow, steep bedrock canyon called Devils Gate (Figure

23A). Lake sediments in Kobeh Valley (Figures 23B, 24) represent an internally drained lake that breached its sill at Devils

Gate and became a tributary to Lake Diamond sometime after

670 Ka (Davis, 1987). We propose to name this former lake

"Lake Jonathan" for Jonathan O. Davis, who discovered it two

years before his untimely death. Lacustrine deposits in Kobeh

Valley are extensively exposed in the eastern part of the valley

near Lone Mountain, which formed an island in Lake Jonathan

(Figures 1, 23B). Reconnaissance field work combined with

data from Davis (1987) indicates a long and complex lacustrine

history, which is worthy of a far more detailed investigation.

Two measured sections expose deposits of at least three lake

units. In section 16, normally magnetized sediments of two of

these lake units are separated by an unconformity and colluvium (Figures 24, 25). The upper lake unit contains the Rye

Patch Dam ash bed (dated at 670 Ka) (AA-04, Tables 2, 3),

which crops out in several other localities near Lone Mountain

(samples EL-69-KV, shown in Figure 23c, and EL-70-KV, not

in tables). Ostracodes in the ash bed are indicative of alkaline,

moderately deep to deep lakes (R. Forester, USGS, in litt. to

M.C.R., 1998). This lake unit was the last deposited before the

sill was breached, and it is represented by several relatively

well-preserved, carbonate-cemented berms (e.g., Figure 23B)

in eastern Kobeh Valley. The lower lake unit contains an altered tephra layer that we believe is the same as that identified

as a Bishop-like ash by Davis (1987); correlation to the Bishop

ash is supported by the paleomagnetic data.

In section 18, three lake units are separated by unconformities. The two oldest units contain ostracodes that are indicative

of alkaline, shallow to moderately deep lakes (R. Forester,

USGS, in litt. to M.R.C., 1998). Of these two, the oldest unit

is reversely magnetized, whereas the next younger, or middle,

unit contains reversely magnetized samples near the base and

normally magnetized samples above (Figure 25), suggesting

that the unit spans the Matuyama-Brunhes boundary. Sample

EL-81-KV taken from a tephra layer in the middle unit, however, is best correlated, on the basis of glass chemistry (Table

3), with one of the several tuffs of Taylor Canyon layers that

erupted from Long Valley caldera 2.2-2.1 Ma (SarnaWojcicki et al., In review). This age assignment is supported

by deposits that are unconformably beneath the youngest lake

unit (dated at 0.67 Ma; see section 16, Figure 24) on the east

side of Lone Mountain. This lake unit contains a tephra (sample EL-80-KV, Tables 2, 3) that correlates with the Huckleberry Ridge ash bed (dated at 2.1 Ma). If this correlation is accepted, then (1) the ~14 m of normal-magnetization sediment

in the middle lake unit may have been deposited during the

Reunion Normal Subchrons within the Matuyama Chron; (2)

the lower lake unit in section 16 also may represent this time

period, so the correlation to the Bishop ash bed is incorrect;

and (3) the unconformity between these deposits and the

youngest lake unit represents about 1.5 million years (My)

rather than 100 Ky.

A third outcrop north of Lone Mountain (Figure 1, Table 1)

exposes three deposits of beach gravel separated by unconformities and paleosols; the uppermost gravel belongs to the lake

unit dated at 670 Ka. The development of paleosols on the

lower two beach gravels is moderate (weak argillic horizons

and stage II—III carbonate), and together they probably can account for no more than 200 Ky of subaerial exposure. These relationships suggest that these two lake units are no older than

early Pleistocene, and that two or more lake units may be missing from section 18.

OTHER BASINS IN CENTRAL NEVADA.—Two independent

basins in east-central Nevada held Lake Hubbs and Lake Newark during the latest Pleistocene at shoreline altitudes of about

1902 and 1848 m, respectively (Figure 1, Table 1). Mifflin and

Wheat (1979) observed higher shorelines at the south ends of

both lakes and attributed them to regional northward tilting;

however, berms at similar altitudes on the north and east sides

of both basins were located during field reconnaissance for this

study in 1997, so northward tilting can be ruled out. Three levels of beach gravels that are increasingly indistinct, hence

older, with altitude are preserved above the late Pleistocene

shorelines of both lakes (Table 1). The highest levels are represented only by rounded beach gravel lagged on bedrock slopes.

Relative preservation of berm morphology and properties of

relict soils (Figure 26) indicate significant age differences

among the lowest three shorelines (including that of the late

Pleistocene) with preserved berm crests on the southeast side

of Lake Newark. Soil properties, including solum thickness

and pedogenic CaCO3 content, suggest that the penultimate
96 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Devils Gate

Lone Mountain

Location of

photo C

FIGURE 23.—Photographs of lacustrine deposits of Lake Jonathan in Kobeh Valley, A, View

southeast from top of bench in B on Lone

Mountain showing Devils Gate, the bedrock

channel that formed when Lake Davis overtopped the divide between it and Lake Diamond. B, View northwest showing apron of

pale-colored lake sediment capped by beach

gravel as high as 1920 m flanking the "island"

of Lone Mountain. C, Close-up of these sediments showing thick tephra layer with soft-sediment deformation (shovel is about 40 cm

long); this layer (EL-69-KV) is identical in

appearance to one in another outcrop identified

as 670 Ka Rye Patch Dam ash (Tables 2, 3, no.

AA-04 JOD) by Davis (1987).

shoreline probably occurred at least 100-50 Ka and the next

older likely occurred at least 200 Ka by comparison to soils of

known age in the Basin and Range area (e.g., Reheis et al.,

1995). The soil chronosequence that formed on shorelines of

different ages in the Newark Basin has been studied in detail by

Redwine (In prep.).

Several levels of well-preserved, nested shoreline features in

Diamond Valley indicate highstands of pluvial Lake Diamond
NUMBER 33 97

Section 16

(U.S. Hwy 50)

Section 18

(SW Lone Mtn.

EXPLANATION

=:^=*— P77--N

AA04-JOD;

Rye Patch/dam

ash bed/~670 ka

- N , S5-KV

-KV

P65B--N?

P63A,B~N, S3-KV

P60A.B--N, S2-KV

P61A--N

(Bishop ash?

Davis, 1987)

S1-KV

P79--N

P78--N, S10-KV

EL-81-KV;tuffof

Taylor Canyon,

ca. 2.2 Ma

P76--R, S9-KV

P75--R

P74--R, S8-KV

Yellowish-gray; shallow lacustrine

EL72-KV

P73--R

P72--R

S7-KV; P-71-?

Yellowish-gray; cut-and-fill, fluvial

S6-KV

Mudstone

Interbedded mudstone

and sandstone

Siltstone and sandy

siltstone

Sandstone and silty

sandstone, locally

conglomerate beds

Sandy pebble

conglomerate, well

rounded clasts

(nearshore deposits)

Sandstone and conglomerate, poorly to

moderately sorted

-•- _,_ I Calcareous cement,

^ 1 locally tufa

Buried soil and

unconformity

x x x IEL81-KV Tephra layer and

' sample number

- 5

-L 0

FIGURE 24.—Measured sections of lacustrine deposits of Lake Jonathan in Kobeh Valley (see Figure 1, Table 1).

Symbols are the same as in Figure 9. Question mark (?) after N indicates polarity uncertain.

as much as 25 m above its late Pleistocene shoreline (Figure 1;

Tackman, 1993). Relict soils indicate that the highest of these

is likely several hundred thousand years old (Mifflin and

Wheat, 1979); however, the decrease with time in the levels of

pluvial Lake Diamond is likely the result of progressive erosion of the sill between Diamond Valley and Huntington Creek,

a tributary to the Humboldt River.

Pine Valley, northwest of Diamond Valley, was an internally

drained, fault-controlled basin with a long record of lacustrine

sedimentation (Smith and Ketner, 1976; Gordon, 1990). During much of its history, probably spanning the late Pliocene and

early Pleistocene, the lake was alternately alkaline and relatively fresh. Sometime after the deposition of the Lava Creek B

ash bed (660 Ka), which lies near the top of the lake beds, the

northern sill was breached and the valley began draining into

the Humboldt River via Pine Valley Creek. Gordon (1990) inferred that Lake Pine was never a deep freshwater lake. His

opinion was based upon the alkaline character of the sediments

and the reported absence of beach gravels. In field reconnaissance for the present paper, however, an approximately 10 m

thick bed of well-rounded beach gravel, locally steeply bedded,

was found at the top of the lacustrine sequence in the northeastern corner of the valley. We suggest that Pine Valley, like

Kobeh Valley, was breached and integrated with the Humboldt

River drainage when an exceptionally large lake spilled over a

sill composed of easily eroded Tertiary tuff and sedimentary

rocks at, or shortly after, 660 Ka.

Discussion

AGES OF MIDDLE PLEISTOCENE SHORELINES

IN THE WESTERN GREAT BASIN

The ages of deposits that mark the very high shorelines throughout the Lahontan Basin and in the basins of Lakes Columbus,

Hubbs, and Newark can only be estimated because the units everywhere consist of gravel and sand that have not been directly dated.
98 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

C

 N (UP)

W (Hor)

W (Hor)

S (down)

B N (Up)

S (down)

NRM

5mT

W (Hor)

NRM

W (Hor)

0.002 A/m - -

0.01 A/m

P76

S (down)

S (down)

NRM

FIGURE 25.—A-D, Orthogonal demagnetization diagrams (method of Zijderveld, 1967) shown in stratigraphic

order for specimens from section 18 in Kobeh Valley. A, reversed magnetization in sample P73 from the oldest

exposed lake unit; B, reversed magnetization in sample P76 from the lower part of the middle lake unit; C, normal

magnetization in sample P77 from the middle lake unit; D, normal magnetization in sample P78 from the upper

part of the middle lake unit. This sample is from just above tephra EL-81-KV, correlated with -2.2 Ma tephra of

the tuff of Taylor Canyon (Table 3).

The lake deposits of McGee overlie the lake deposits of

Campbell deposited about 1 Ma at three sites in the Walker

Lake subbasin, and they overlie the lake deposits of Lone Tree

deposited about 0.76 Ma (Figure 5). At Sunshine Amphitheater, two layers of fan gravel and three argillic paleosols intervene between the lake deposits of Campbell and the highest

beach gravel, an interval likely representing at least 200 Ky.

These relationships and the very high lake level represented by

the lake deposits of McGee suggest a correlation to marine oxygen-isotope stage (OIS) 16, one of the largest deviations toward glacial (and hence pluvial) conditions (Figure 18). We interpret the unit to be equivalent to the Rye Patch Alloformation
NUMBER 33 99

FIGURE 26.—Photographs of soils formed on beach gravels on southeast side of Lake Newark (see Figure 1, Table 1). A, Late Pleistocene

berm at 1845 m (trowel is 28 cm long). B, Berm at 1853 m (divisions

on tape = 10 cm intervals). C, Highest berm at 1858 m. Soils are significantly more developed with age: late Pleistocene soil contains little pedogenic carbonate; soil formed on next higher berm has stage

III carbonate horizon below 55 cm; soil formed on highest berm has

strongly cemented Bkm horizon below 60 cm.
100 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

deposited about 0.7-0.6 Ma (Reheis and Morrison, 1997)

along the Humboldt River. At this site, sublacustrine deltaic deposits containing the Rye Patch Dam (-0.67 Ma; A. SarnaWojcicki, in litt. to M.C.R., 1997) and Lava Creek B (0.66 Ma;

Izett et al., 1992) ash beds crop out at an altitude of about 1285

m (Morrison, 1991). If the lake deposits of McGee (at an altitude of 1400 m) correlate with the Rye Patch Alloformation,

the deltaic deposits at Rye Patch Dam must represent low-level

phases of the lake cycle. The correlation to OIS 16 is bolstered

by lake sediments in Kobeh and Pine Valleys (Figure 1). The

youngest lake sediments and highest beach gravels of Lake

Jonathan in Kobeh Valley are dated at 0.67 Ma by the Rye

Patch Dam ash (Figures 23c, 24; Davis, 1987). The youngest

lake sediments and highest beach gravels in Pine Valley are

dated at 0.66 Ma by the Lava Creek ash bed (Smith and Ketner,

1976; Gordon, 1980; and this study).

We infer, based upon the rare occurrence and poor preservation of lag beach gravel on bedrock, that the highest shoreline

deposits of Lakes Columbus, Hubbs, and Newark also represent OIS 16 (Figure 18). From its degree of soil development,

the highest shoreline of Lake Diamond (Mifflin and Wheat,

1979) also may have formed at this time, possibly as a result of

overflow from Lake Jonathan (Tackman, 1993).

Beach deposits of the -1370 m and -1350 m high shorelines

of Lake Lahontan (the upper and lower lake deposits of Thome,

respectively; Figure 5) and of the two intermediate shorelines

of Lakes Columbus, Hubbs, and Newark, locally retain the

forms of berms and wave-cut benches. In the Walker Lake subbasin, these beach deposits are inset into older lake units. The

relationships of these beach deposits and their morphologic

preservation cause us to conclude that the upper and lower lake

deposits of Thorne represent units that are younger than those

correlated to the Rye Patch Alloformation but are as old or

older than the last highstand represented by the upper part of

the Eetza Alloformation, which is thought to be equivalent to

OIS 6 (Morrison, 1991). Thus, these two sets of shorelines

probably represent pluvial episodes corresponding to OIS 14 to

perhaps as young as OIS 6 (-530-130 Ka). The upper lake deposits of Thorne and the higher of the two intermediate shorelines of the other lakes may be equivalent to OIS 12 (-430 Ka),

a relatively large glacial episode in the marine record (Figure

18). This age assignment is consistent with the morphology of

relict soils formed on these shorelines at the Thorne Bar site

(Adams and Wesnousky, 1999) and at the south end of Lake

Newark (Figure 26c).

The -1350 m high shoreline is only represented in the

Lahontan Basin by the lower lake deposits of Thorne (Figures

5, 18) at Thorne Bar and possibly along the Humboldt River,

but other lake basins contain numerous remnants of a lower intermediate shoreline 7—17 m above the late Pleistocene highstand (Figure 1, Table 1). Properties of relict soils at Thorne

Bar (Adams and Wesnousky, 1999) and in the basins of Lakes

Columbus and Newark (Figure 26B) indicate ages from 100 to

50 Ka or earlier. Thus, these shorelines may represent pluvial

lakes associated with OIS 6 (an intense glacial episode at about

150-130 Ka) or possibly OIS 8 (a less intense glacial episode at

about 250 Ka), but they are not likely to be as old as OIS 10

(-340 Ka; Figure 18). If the lower lake deposits of Thorne are

as young as OIS 6, it seems that more remnants of this shoreline should have been found in the Lahontan Basin. Assignment of the 1350 m high shoreline of Lake Lahontan to OIS 6

also conflicts with Morrison's (1964, 1991) evidence that the

highest Eetza shoreline is at about the same altitude as the 1330

m Sehoo shoreline; however, soil data of Adams and Wesnousky (1999) suggests that Lake Lahontan shorelines around

the 1330 m level may all be Sehoo in age. Recently published

uranium-series ages of tufa from the Pyramid Lake area of

Lake Lahontan show that the lake achieved at least an intermediate level (-1207 m in altitude) almost continuously from

about 400 to 170 Ka (Szabo and Bush, 1996) and may have intermittently stood much higher, but the timing and altitude of

the highstands are unknown.

CAUSES OF VERY HIGH SHORELINES

DURING THE EARLY AND MIDDLE PLEISTOCENE

The records of lakes in Nevada described herein stand in

contrast to records presently available for lakes in the southwestern Great Basin and for Lake Bonneville in the eastern

Great Basin; however, the records in the different regions are

based upon different types of evidence. For example, interpretations of the records of Lakes Owens, Searles, and Bonneville

depend largely upon stratigraphic evidence from cores and to a

lesser extent from outcrops, whereas those of the present study

depend upon shoreline deposits. The records of Lakes Owens

and Searles show that these were fresh, overflowing lakes during periods that correspond with OIS 16, 12, 10, and 6 (Jannik

et al., 1991; Smith et al., 1997). Flow-through lakes, however,

do not leave adequately detailed evidence of changes in lake

size because lake size is controlled by sill height. Oviatt et al.

(1999) reinterpreted the middle Pleistocene record of the Bonneville Basin (east of the present study) using data from cores and

concluded that four freshwater lakes were present during the

Brunhes Chron. The oldest of these lakes just preceded the

Lava Creek ash (660 Ka), and the younger three were inferred

to have occurred during OIS 12, 6, and 2 (Oviatt et al., 1999).

In contrast to Pleistocene lakes in northern Nevada, the largest

of the Bonneville lakes formed during OIS 2. The large size of

this late Pleistocene lake is not directly related to climate; it

was probably caused by an increase in water volume from the

capture of the Bear River drainage (Bouchard et al., 1998).

The descending bathtub-ring character of several Nevada

shoreline sequences of this study suggests that pluvial periods

became increasingly drier from the early-middle to the late

Pleistocene. Climate, tectonics, drainage changes, and changes

in moisture sources have probably interacted to produce the observed changes in pluvial lake levels in the western Great Basin, as discussed below, but their relative importance is difficult

to determine and probably has changed with time.
NUMBER 33 101

Changes in the position of the jet stream induced by changing configurations of the Laurentide ice sheet could affect both

precipitation and temperature in the western United States.

Global circulation models show that the ice sheet induces splitting of the jet stream, and the movement of the two branches

and their associated storm tracks appears to account for pluviallake fluctuations in the Basin and Range during the late Pleistocene (e.g., Thompson et al., 1993). Previous configurations

(especially altitudes) of pre-late Pleistocene ice sheets are too

poorly known to estimate their effects, and they may have differed little from that of the late Wisconsin (except in the area

west of the Mississippi River; summarized in Hallberg, 1986).

Geologists have long believed that uplift of the Sierra Nevada since the late Pliocene, estimated to be about 1 km since 3

Ma and 300 m since 0.8 Ma (Huber, 1981; Winograd et al.,

1985), has produced an increasing rain shadow to the east

through time. In contrast, recent studies have suggested that the

range was elevated before the middle Miocene and has since

been decreasing in average elevation (Small and Anderson,

1995; Weraicke et al., 1996). Nevertheless, several lines of evidence indicate progressive warming and drying of at least the

southern Great Basin during the last two million years. These

include the depletion in deuterium content and the increase in

8

18O content of ground water (Winograd et al., 1985, 1997), the

decline in the water table (Winograd and Szabo, 1988), and the

decrease in pluvial-lake size (this study). In addition, Whitney

and Harrington (1993) used relict colluvial deposits in southern

Nevada to infer that winter temperatures in the southern Great

Basin were at least 1-3° C colder in the early and middle Pleistocene than in the late Pleistocene. The apparent discrepancy

between the two views of Sierran uplift may be resolved by

Small and Anderson's (1995) model. Their model suggests that

geomorphic, rather than tectonic, uplift of the Sierra Nevada

permitted 30-200 m of uplift per one million years during the

Quaternary and that the uplift was in the maximum (as opposed

to the average) altitude of slowly eroding parts of the Sierran

crest. In addition, there is strong evidence that the Transverse

and Cascade Ranges, to the south and north of the Sierra Nevada, respectively, also have increased in altitude during this

period (Priest, 1990; Hildreth and Lanphere, 1994; Page et al.,

1998; Spotila et al., 1998). Nevertheless, relative uplift of the

western Cordillera does not account for the extremely high lake

levels that we correlate with OIS 16, but it may help to explain

the progressive decrease in lake levels since then.

Regional-scale lithospheric subsidence may have decreased

the average altitudes in the northern Great Basin following uplift associated with emplacement of the plume head of the Yellowstone hot spot centered in northern Nevada (Parsons et al.,

1994). This possible effect seems contradicted by recent interpretations of fossil flora that suggest elevations in Nevada were

much higher at about 15 Ma but had decreased to about the

same as the present by about 12 Ma (Wolfe et al., 1997).

More moisture may have crossed the Sierra Nevada in the

early and early-middle Pleistocene because of the presence of

Lake Clyde, a tectonically dammed lake that filled the Great

Valley of California (Sarna-Wojcicki, 1995). Pacific air masses

that gave up moisture while passing over the Coast Ranges

could have been recharged by water that evaporated from this

large lake (30,000-50,000 km2). The added moisture could

have increased the snow pack on the Sierra Nevada and on

ranges in the Great Basin farther east. Lake Clyde overtopped

its sill, rapidly incised its outlet, and drained shortly after 660

Ka (Sarna-Wojcicki, 1995). This moisture effect helps explain

the high lake levels of OIS 16, but it does not account for the

intermediate shoreline altitudes of pluvial Lakes Lahontan, Columbus, Newark, Hubbs, and possibly Gale that formed between OIS 16 and 2.

Drainage changes have altered the size of the Lahontan

drainage basin through time. For example, Lake Russell probably discharged into the Walker River in the late Pliocene and

early Pleistocene (Figure 1; Reheis and Morrison, 1997; Reheis

et al., 2002). The addition of water from Lake Russell could

help to account for high lake levels during the early Pleistocene

in the Walker Lake subbasin, if it were not integrated with the

Lahontan Basin to the north during part of this period.

Other lake basins that are now tributaries to Lake Lahontan

were previously isolated. Smith and Ketner (1976) showed that

Pine Valley (PV, Figure 1), presently a tributary to the Humboldt River, was internally drained until sometime after about

660 Ka (following deposition of the Lava Creek B ash bed).

Davis (1987) suggested that the lake in Kobeh Valley (Lake

Jonathan) was internally drained until sometime after about

670 Ka (following deposition of the Rye Patch Dam ash bed).

Recent field work (this study) confirms this proposal and suggests that Lakes Jonathan and Diamond (Figure 1) became integrated with each other and with the Humboldt River when Lake

Jonathan spilled over its eastern sill shortly after 670 Ka. The

sudden appearance of endemic ostracodes (sample S13-LT,

Figure 15) in lake deposits of Lone Tree at Lone Tree Mine

could represent a rapid influx of water from a long-lived, stable

lake not previously part of the drainage basin (R. Forester,

USGS, in litt. to M.C.R., 1998). The newly discovered highest

shorelines of Lakes Hubbs and Newark (Table 1) are very close

to modern sill levels between these two basins and between the

Newark and Lahontan Basins (Figure 18); thus, it is possible

that these lakes were temporarily tributaries to Lake Lahontan

during this old (OIS 16?) lake cycle. Beach gravel at elevations

3-7 m higher than the late Pleistocene shoreline of Lake Gale,

and at the same altitude as its present northern sill (Figure 1,

Table 1), indicate that this lake once discharged northward into

the Lake Franklin basin, as previously suggested by Hubbs et

al. (1974). In addition, other pluvial lakes in east-central Nevada that were isolated during the late Pleistocene, such as

Lakes Gilbert, Franklin, and Clover (Figure 1; Mifflin and

Wheat, 1979), could have potentially discharged into the

Lahontan Basin if their water levels were about 10—40 m above

their late Pleistocene levels (estimated from modern topography and not accounting for changes caused by faulting and sedimentation). These three basins as well as the Lake Gale basin

presently contain relict fish populations that indicate former
102 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

drainage connections with the Lahontan Basin via the Humboldt River, as discussed below (Hubbs and Miller, 1948).

Gravel pits north of the northeastern corner of Lake Clover expose thick deposits of probable beach gravel that indicate the

lake level was as much as 32 m above the late Pleistocene highstand (Table 1). In addition, gravel pits on the west side of

Wells, Nevada, expose a 5-10 m thick sequence of deltaic

gravel and sand beds, including steeply dipping foreset beds.

These beds lie directly north of the lowest sill around the Lake

Clover basin and are interpreted to indicate overflow of the

Lake Gale-Lake Franklin-Lake Clover chain of lakes into a

small basin around Wells that is now the headwaters of the

Humboldt River (Reheis, 1999). Other overflows and basin

connections are also possible (Figure 1).

IMPLICATIONS FOR MIGRATION OF AQUATIC SPECIES

IN THE WESTERN GREAT BASIN

The evidence presented in this paper for connections between presently disjunct lake basins permits geological and

chronological constraints to be placed on the Pliocene and Quaternary dispersion of fish and molluscs in the western Great Basin. The pioneering work of Hubbs and Miller (1948) and subsequent refinements by Hubbs et al. (1974), Miller and Smith

(1981), and Smith et al. (2002) established that many of these

isolated basins contain (or once contained) species of relict fish

that are related to each other, to species in the modern Lahontan

Basin, and to species in the Columbia River basin to the north

and the Owens Lake-Death Valley area to the south. Similar

studies of springsnails (Hershler and Sada, 2002) and leeches

(Hovingh, 1997) have suggested similar connections, although

many of the migrations are probably much older than the period of time discussed in this paper. Research conducted in the

last 20 years on material from fossil localities has shown that

many modern species of fish and springsnails are very similar

to ancestral species that were widely distributed in western

North America during the Pliocene. As a result, speciation previously attributed to rapid evolution since about 12 Ka (Hubbs

and Miller, 1948) is now more commonly attributed to inheritance from widespread Tertiary populations followed by extinctions and intermittent population-mixing caused by wet-dry

climatic cycles and tectonic disruptions during the Pleistocene

(e.g., Miller and Smith, 1981; Taylor and Smith, 1981; Taylor,

1985; Minckley et al., 1986; Hershler and Sada, 2002; Smith et

al., 2002).

This paper documents large, previously unknown lakes in the

western Great Basin that were intermittently connected during

the early and middle Pleistocene. This long lacustrine history

may allow the observed divergence between some species to be

averaged over half a million years rather than over several

thousand years, thereby greatly reducing the apparent discrepancy in evolutionary rates. At the least, this new information

provides alternative hypotheses about rates of evolution from

independent evidence, as urged by Smith et al. (2002). In some

cases, these older Pleistocene lakes may require revision of previous conclusions that were based upon incorrect age assignments. For example, Taylor and Smith (1981) reported on fossil

snails and fish from an outcrop in the Mopung Hills in the

Lahontan Basin. They noted that the fish were probably ancestral to Lahontan forms but were unlike known Pliocene fossils

from the Honey Lake area; therefore, they postulated that a barrier had existed between the two subbasins. These lacustrine

deposits in the Mopung Hills had been assigned a Pliocene age

by Willden and Speed (1974); lacking chronologic dating,

these authors assumed incorrectly that indurated lacustrine deposits older than the late Pleistocene Lake Lahontan sediments

must be Pliocene in age! Similar deposits previously mapped as

Pliocene at McGee Wash and Sunshine Amphitheater (Greene

et al., 1991) are now known to represent early to middle Pleistocene deposits of Lake Lahontan.

PLIOCENE AND EARLY PLEISTOCENE CONNECTIONS.—Late

Miocene to latest Pliocene lacustrine deposits that fill the

present divide between Rhodes and Columbus Salt Marshes

(Figures 1, 20) reflect the presence of a former waterway. This

connection could have allowed fish to migrate from the Lahontan Basin into Fish Lake Valley, where a relict population of a

Lahontan tui chub, Siphateles bicolor obesus, survived until

historic settlement of the valley (Hubbs and Miller, 1948).

Thus, this fish could have migrated into Fish Lake Valley no

later than about 2 Ma, after which movement along the

Huntoon Valley fault system disrupted the ancient lake basin.

Siphateles b. obesus and Rhinichthys osculus lariversi Lugaski,

1972 (a speckled dace related to the Lahontan dace; Smith et

al., 2002), are found in the basin of Lake Toiyabe, in northern

Big Smoky Valley, and may have arrived by the same route. Alternatively, Hubbs and Miller (1948) postulated that these fish

could have migrated southward into Big Smoky Valley from

Grass Valley (pluvial Lake Gilbert, Figure 1) by diversion of

tributary streams in the divide area between these two valleys.

The modern distribution of a springsnail (Pyrgulopsis gibba

Hershler, 1995) in the Lahontan Basin, Grass Valley, and Big

Smoky Valley supports the latter route (Hershler and Sada,

2002).

The combination of high remnants of lacustrine deposits containing Lake Lahontan-related fish fossils (Miller and Smith,

1981), drainage relationships, and ages of sediments and flows

on the east side of the Mono Basin support the interpretation

that the basin was a tributary northward to the Walker Lake basin (Figure 1) in the late Pliocene and early to middle(?) Pleistocene (Reheis et al., 2002). Sometime after 1.3 Ma (the age of

basalt filling a channel that carried lake discharge northward),

this outlet was abandoned and highstands of Lake Russell began to overflow to the south, permitting fish to move into the

Owens River drainage. The creation of the new outlet probably

was caused by intense faulting in the area of the southern outlet, as evidenced by mapping studies conducted during this

study. The relatively youthful appearance of many of the fault

scarps suggests that this faulting may have followed the eruption of the Bishop ash (760 Ka) (Sarna-Wojcicki et al., 1991)

from Long Valley caldera (Bailey et al., 1976); several studies
NUMBER 33 103

have concluded that the rates of vertical slip along fault zones

in the area increased markedly after this eruption (dePolo,

1989; Gillespie, 1991; Reheis and Sawyer, 1997). A deep core

taken on the floor of Owens (dry) Lake indicates that Siphateles bicolor, Prosopium sp. (whitefish), and Oncorhynchus cf.

clarki (trout) were present in Owens Lake by 730 Ka (Firby et

al., 1997); however, fossils identified as Chasmistes (lake

sucker), similar to C. batrachops Cope, 1883, from localities in

Oregon and the Snake River Plain, were reported in sediments

of early Pleistocene age near China Lake, south of Owens Lake

(Miller and Smith, 1981). These fossils suggest that some fish

were spread widely along the east slope of the Sierra Nevada

by the late Pliocene (Reheis et al., 2002). Three species of

springsnails in Owens Valley are most closely related to a

Lahontan species (Hershler and Sada, 2002); they may have arrived by migration via the Mono Basin, as discussed above.

Another species {Pyrgulopsis wongi Hershler, 1995) lives in

several isolated basins along the eastern side of the Sierra Nevada south of the Carson River (Figure 1), suggesting the occurrence of a widespread pre-Quaternary population that was

subsequently isolated by tectonic disruptions.

MIDDLE PLEISTOCENE CONNECTIONS.—The implications of

Lake Lahontan having a shoreline at an altitude of 1400 m,

herein estimated to have occurred about 650 Ka (within OIS

16), are staggering (Figure 1). For example, such a lake would

have (1) inundated Granite Springs and Kumiva Valleys, (2)

backed up the Truckee and Carson Rivers to submerge all or

part of present-day Reno and Carson City, Nevada, (3) backed

up the Humboldt River at least to present-day Battle Mountain,

and (4) extended 60 km southeast from Walker Lake to Rhodes

Salt Marsh. If allowances are made for local tectonics and for

sedimentation in the last half million years, the lake also would

have flooded into Dixie and Fairview Valleys and would have

inundated many other flat-lying valleys whose floors are now

only 5-30 m above the 1400 m level.

Such projections allow specific hypotheses to be proposed

and tested. For example, Hubbs and Miller (1948) postulated

an "early pluvial" connection between Lake Dixie and Lake

Lahontan (Figure 1) on the basis of a subspecies of S. b. obesus

that inhabits a present-day spring in Pleasant Valley, between

Dixie Valley and Grass Valley (an arm of Lake Lahontan). The

modern distribution of the springsnail P. gibba also supports

this connection (Hershler and Sada, 2002). As shown in Figure

1, the 1400 m level of Lake Lahontan probably would have

flooded Dixie, Fairview, and Pleasant Valleys (the present lowest sill height is only 8 m above this lake level; Reheis and

Morrison, 1997), providing easy access for migrating fish. An

enigmatic outcrop in eastern Fairview Valley provides supporting evidence for such a connection. At this site, possible beach

gravel extends up to an altitude of 1384 m; this gravel rests unconformably on fine-grained lacustrine deposits containing

tephra of probable early Pliocene age (samples EL-59-FV and

EL-66-FV, Tables 2, 3). Further searches should be made in

Dixie and Fairview Valleys for better sites to confirm their postulated connection to Lake Lahontan.

It is also likely that Lake Lahontan, while at its 1400 m highstand about 650 Ka, flooded Granite Springs and Kumiva Valleys. These valleys are located within a large "island" in the

center of the Lahontan Basin, and each held a small, isolated

pluvial lake during the Sehoo highstand of Lake Lahontan (Figure 1; Mifflin and Wheat, 1979). No search for deposits of the

1400 m highstand has been done in this internally drained area;

however, pre-late Pleistocene inundation is supported by the

existence of leeches (Erpobdella sp.) in present-day springs

within the "island" that are identical to species in springs of Eagle Lake, Madeline Plains, and Winnemucca Lake (P. Hovingh,

Utah Museum of Natural History, in litt. to M.C.R., 1997)

within the Lahontan Basin. The springsnail Pyrgulopsis gibba

also lives in both the Lahontan and Granite Springs Basins

(Hershler and Sada, 2002).

Several basins in central Nevada show evidence of much

higher lake levels in the past. Results of the present study combined with previous research show that two of these basins,

Kobeh Valley (Davis, 1987; Tackman, 1993) and Pine Valley

(Smith and Ketner, 1976), were internally drained basins containing pluvial lakes until at least about 670 and 660 Ka, respectively, and that they subsequently integrated with the

Lahontan Basin. It is likely that shortly after 660 Ka, very high

stands of Lake Jonathan (Kobeh Valley), and perhaps of Lake

Pine (Pine Valley), triggered overflows that caused the integration of these drainage basins with the Lahontan Basin. If so,

fish presently living in these valleys, including populations of

S. b. obesus and R. osculus (Hubbs et al., 1974), may not have

arrived until after 660 Ka.

Hubbs et al. (1974) proposed that Lakes Hubbs and Newark

may have once been connected to the Humboldt River (Figure

1) by overflow from Lake Hubbs to Lake Newark through Beck

Pass and thence from Lake Newark northward to Huntington

Creek. Their best evidence for overflow of Lake Newark came

from the presence of two subspecies of S. bicolor in modern

springs of Newark Valley; no fish were found in Long Valley

(Lake Hubbs). They observed what they considered to be wavecut terraces nearly up to the height of the sill (1891 m in altitude) at the north end of Newark Valley. Although Mifflin and

Wheat (1979) reported no shorelines this high, field work for

the present study found definite beach gravel as high as

1887-1890 m in altitude at the north end of Newark Valley,

only 1-4 m below the modern divide (Table 1); there is also a

large drainage channel leading north into Huntington Creek that

begins just below the summit. Beach gravel is preserved at least

as high as about 1927 m in Long Valley, which is 25 m above

the late Pleistocene shoreline of Lake Hubbs, and possibly as

high as 1940 m, which is about 6 m below the modern sill at

Beck Pass. The highest shorelines of Lake Hubbs and Lake

Newark may have formed at the same time as those of the 1400

m highstand of Lake Lahontan (Figure 1) and of Lake Jonathan

and Lake Pine, i.e., at about 650 Ka (Figure 18). The highest

shoreline of Lake Newark is so close to the present northern divide that it is very likely that the lake overflowed northward

into Huntington Creek at this time, providing a migration route
104 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

for the fish presently in Newark Valley. We speculate that Lake

Hubbs may have overflowed into Lake Newark at the same

time. These hypotheses can be tested by more detailed field

work and mapping.

We further speculate that other isolated fish-bearing basins in

central and eastern Nevada could have been populated by fish

and springsnails during pre-late Pleistocene overflows (Figure

1). These basins held Lakes Gilbert (Grass Valley: R. osculus,

P. gibba), Gale (Butte Valley: Relictus solitarius Hubbs and

Miller, 1972), Franklin (Ruby Valley: R. solitarius, Pyrgulopsis

leporina Hershler, 1998), and Clover {R. osculus and S. bicolor) (Hubbs et al., 1974; Hershler and Sada, 2002; Smith et

al., 2002). We acknowledge, however, that some of the fish

species—especially R. solitarius—are so different from their

nearest relatives in the Lahontan Basin that they could have resulted from divergence from fish that were widely distributed

across Nevada in the Pliocene, when conditions were much

wetter and drainage basins were configured differently (Forester, 1991). The modern divide between Grass Valley and

Crescent Valley (part of the Lahontan drainage basin) is 36 m

above the late Pleistocene shoreline of Lake Gilbert (Figure 1;

Mifflin and Wheat, 1979). As noted by Hubbs et al. (1974), the

altitude of this divide has probably been affected by faulting.

Lakes Gale, Franklin, and Clover form a chain of lakes with

very low divides that are less than 15m above their late Pleistocene shorelines (Figure 1). Both Hubbs et al. (1974) and Mifflin and Wheat (1979) noted the presence of a channel leading

north from the present divide between Butte and Ruby Valleys;

reconnaissance for the present study found beach gravels at altitudes at and below the altitude of the lip of this channel in

northern Butte Valley (Figure 1, Table 1). These authors explained that overflow from Lake Gale to Lake Franklin in prelate Pleistocene time enabled the same fish to inhabit these two

lakes. The divide between Ruby and Clover Valleys is even

lower, and it seems very likely that Lake Franklin also overflowed into Lake Clover, although Hubbs et al. (1974) found no

evidence of a connecting channel and thought that such an

overflow had not occurred because of the disparity in fish species between Ruby and Clover Valleys. Nevertheless, R. solitarius, which apparently evolved from a Lake Lahontan-type

dace (Hubbs et al., 1974), had to have reached Ruby and Butte

Valleys by some means, and the obvious route was by discharge

from Lake Franklin to Lake Clover and thence northward into

the Humboldt River. Recent discovery of probable beach gravel

that lies 32 m above the late Pleistocene shoreline of Lake Clover as well as deltaic deposits at Wells, just north of the present

lowest sill of Lake Clover (Table 1), suggests that a discharge

had occurred. Such a connection is also supported by the occurrence of the springsnail P. leporina in both Ruby Valley and the

upper Humboldt River drainage (Hershler and Sada, 2002).

Summary

The large study area and the amount of detail presented in

this paper is dauntingly complex. In the following summary of

results, we present a speculative but coherent framework of hypotheses that provides context for the results and a springboard

for future integrative studies to test the hypotheses. We encourage other researchers to pursue these tests.

During the Pliocene to middle Pleistocene, pluvial lakes in

the western Great Basin repeatedly rose to levels much higher

than those of the well-documented later Pleistocene. Early migrations of aquatic species were facilitated by connections

among Pliocene lakes, which were subsequently disrupted by

tectonic movements. The geologic evidence for these Pliocene

connections supports recent work summarized by Smith et al.

(2002) and by Hershler and Sada (2002), indicating that many

of the modern distributions of aquatic species result from preQuaternary dispersions.

The parallel histories of Pliocene lakes in Rhodes Salt Marsh,

Clayton Valley, and Fish Lake Valley, combined with the lack

of sills or very low sills between Columbus Salt Marsh and

Clayton, Fish Lake, and Big Smoky Valleys, support the interpretation that these lakes were interconnected during the

Pliocene. In addition, we infer that a Miocene to Pliocene lake

basin that at least included Rhodes and Columbus Salt Marshes

was disrupted by faulting and (or) compression. The timing of

these connections indicates that fish and possibly springsnails

must have migrated into Fish Lake Valley from the north before

about 2 Ma. The populations of fish and springsnails in northern Big Smoky Valley may have arrived by the same route or

across a higher divide from Grass Valley (Lake Gilbert) to the

north (Hubbs and Miller, 1948), or they may be relict from

older, more widespread ancestral populations (e.g., Taylor,

1985;Minckleyetal., 1986).

The combination of high remnants of lacustrine deposits containing Lake Lahontan-related fish fossils (Miller and Smith,

1981), drainage relationships, and ages of sediments and flows

on the east side of the Mono Basin indicate that the Mono Basin

periodically was a tributary to the Walker River in the late

Pliocene and early Pleistocene, permitting Lake Lahontan fish

to enter the Mono Basin. Some of these fish then migrated

southward into the Owens River drainage when a new, lower

outlet opened sometime after 1.3 Ma and possibly as recently as

after 760 Ka. Some fish, however, may have already reached

the area south of Owens Lake before the early Pleistocene

(Miller and Smith, 1981).

Several outcrops in the Lahontan Basin document highstands

of a lake that rose far above the Sehoo and Eetza(?) shorelines

during the early and middle Pleistocene. A conservative correlation among all the known sites yields a total of seven lacustrine units whose shorelines exceeded that of the Sehoo lake;

three of the units postdate the lake unit containing a tephra provisionally correlated to the Bishop ash bed dated from 0.76 Ma,

and three predate the tephra-containing unit but are younger

than 2.6 Ma. The Walker Lake subbasin became integrated with

the northern Lahontan subbasins probably by 1 Ma (lake deposits of Campbell) but possibly as recently as about 650 Ka (lake

deposits of McGee). The youngest three units represent middle

Pleistocene shorelines stepped progressively downward with

time. The lake deposits of McGee, representing the highest

Lake Lahontan shoreline preserved at an altitude of 1400 m, is

correlated with the Rye Patch Dam Alloformation from 670 to

630? Ka (Morrison, 1991) and with marine OIS 16. The

younger two shorelines, at altitudes of about 1370 and 1350 m,

are tentatively correlated with OIS 12 (-430 Ka) and OIS 10

(-340 Ka) or younger glacial stages, respectively.
NUMBER 33 105

Similar records of undated shorelines descending from an

early-middle Pleistocene highstand are preserved in the basins

of Lakes Columbus-Rennie, Hubbs, and Newark. Very high

stands also were achieved shortly after about 660 Ka by Lake

Jonathan and Lake Pine. The geographic distribution of these

lakes indicate that the causes of the very high stands were not

limited in their effects to western Nevada; how far east the

higher lake levels of middle Pleistocene age can be found is unknown, but they have not been reported in the Bonneville Basin

of Utah (Oviatt et al., 1999). Complex interactions among climate, tectonics, drainage changes, and moisture sources are responsible for the observed differences in pluvial lake levels in

the western Great Basin. These interactions could be tested by

global circulation models.

At about 650 Ka, pluvial lakes in Nevada reached such high

levels that numerous interbasin thresholds were likely overtopped. In the cases of Lake Jonathan and Lake Pine, these

overflows caused the basins to become permanently or periodically part of the Lahontan drainage basin. In other cases, such

as Granite Springs and Dixie Valleys, Lakes Hubbs and Newark, and perhaps simultaneously Lakes Gilbert, Gale, Franklin,

and Clover, the overflows were temporary. These connections

provided potential migration routes for relict populations of

Lake Lahontan-type fishes and springsnails that presently reside in internally drained basins, especially those species and

subspecies that apparently have diverged little from their modern relatives in the Lahontan Basin. This scenario presents a

startling vision of a western Great Basin in which climatic and

tectonic effects conspired to integrate presently isolated basins

into one enormous drainage system during at least one brief period during the Quaternary. Much work remains to be done to

test this hypothetical vision.

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Amsterdam: Elsevier.
Pleistocene Lakes and Paleoclimates (0 to 200 Ka)

in Death Valley, California

Tim K. Lowenstein

ABSTRACT

The existence of an ancient lake in Death Valley, California,

named Lake Manly by geologists in the early part of the twentieth

century, was suggested on the basis of shoreline features (gravel

deposits, erosional terraces, and carbonate tufas) and basin-center

muds and evaporites. Radiocarbon dating of black lacustrine muds

and uranium-series dates on shoreline tufas later established that

permanent lakes occurred in Death Valley during at least two different periods: marine oxygen isotope stage 2 (26 thousand to

about 10 thousand years ago (Ka)) and marine oxygen isotope

stage 5e/6 (>200 to -120 Ka).

The sources of inflow water to Death Valley during wet pluvial

periods were the Amargosa River, the Owens River system, and

the Mojave River. The timing of spillover from the Owens River

system via Panamint Basin into Death Valley is still uncertain;

inflow from the Mojave River is interpreted to have occurred during the last 18 Ky, but more precise timing and the significance of

the Mojave River inflow is unknown.

A borehole core (DV93-1) taken from Badwater Basin, Death

Valley, in 1993, is composed of interbedded salts and muds. Core

DV93-1 contains a 186 m long, 200 thousand years (Ky) record of

closed-basin paleoenvironments and paleoclimates, which is interpreted on the basis of sedimentology, ostracode assemblages,

homogenization temperatures of fluid inclusions in halite. The

lacustrine sediments in core DV93-1 correlate with dated shoreline

tufa. The 200 Ky paleoclimate record is dominated by two cycles

of dry and/or warm conditions followed by wet and cold conditions that occurred on a 100 Ky time scale. Of significance are the

major lacustrine phases of 35—10 Ka and 186-120 Ka (marine

oxygen isotope stages 2 and 5e/6, respectively), which represent

dramatically colder and wetter conditions than those of modern

Death Valley. Of the two major lake periods, the penultimate glacial lakes were deeper and lasted far longer than those of the last

glacial.

Tim K. Lowenstein, Department of Geological Sciences, State University of New York at Binghamton, Binghamton, New York 13902, USA;

e-mail: lowenst@binghamton. edu.

Reviewers: D.E. Anderson, Center for Environmental Sciences and

Education, Northern Arizona University, Flagstaff, Arizona 86011,

USA; David B. Madsen, Environmental Sciences, Utah Geological

Survey, Salt Lake City, Utah 84114, USA.

Previous Work on the Ancient Lakes of Death Valley

The first published evidence of an ancient lake in Death Valley, California, is from Noble (1926), who briefly described

strandlines along a basalt hill in southern Death Valley (Shoreline Butte) and in gravel deposits at Mormon Point (Figure 1).

These former shorelines were, according to Noble (1926), 122

to 153 m, respectively, above the low point of Death Valley.

The ancient lake in Death Valley was named Lake Manly by

Means (1932) for William Manly, who traveled through Death

Valley in 1849—and survived. Blackwelder (1933) described

further evidence of former Lake Manly, including the mud deposits underlying the modern surface salt crust in the center of

Death Valley, and at least 12 erosional terraces on Shoreline

Butte that were up to 95 m above sea level and contained

rounded gravels and carbonate coatings. Less pronounced terraces from several locations on the southwest and eastern margins of Death Valley (Park Village and Mormon Point, respectively) also were described by Blackwelder (1933), as well as

two localities where small tufas were interpreted as possible

shoreline deposits of a former lake.

Blackwelder (1933, 1954) speculated that Lake Manly existed during a glacial period. The poor preservation of shoreline

features compared with the well-documented features from

Lake Bonneville and Mono Lake led him to conclude that Lake

Manly existed during the Tahoe glaciation (early Wisconsin,

now dated at ~74 to -49 thousand years ago (Ka)) and that a

shallower lake also may have existed during the late Wisconsin

Tioga glacial (dated at -30 to -12 Ka (Phillips et al., 1990;

Phillips et al., 1996)). Blackwelder (1933) suggested that Lake

Manly was a relatively short-lived lake because of the relative

paucity of tufa and the poor development of erosional shoreline

features in Death Valley.

Hunt and Mabey (1966) followed previous workers when

they concluded that Lake Manly had been synchronous with

Wisconsin (Tahoe and Tioga) glaciation in the Sierra Nevada,

and they added several more observations to the growing list

of shoreline features. The lacustrine shoreline and near-shore

109
110 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 1.—Map of Death Valley, California, and location of

core DV93-1 (indicated by the white star).

35°37'

117°30' W

Saline pan f.£"££;:'-/--N Mud flat

Elevation <305 m, predominantly

alluvial fan and delta sediments

features described by Hunt and Mabey (1966) included shingled gravels along the north and east sides of Death Valley that

were up to 116m above sea level; a large gravel bar composed

of well-sorted and crossbedded gravels, near Beatty Junction at

46 m above sea level; terraces near Park Village at elevations

between sea level and 46 m above sea level; calcite-cemented

gravels along the Black Mountains between Badwater and

Mormon Point, most commonly between sea level and 61 m

above sea level; and numerous horizontal shoreline features of

Shoreline Butte.

Hooke (1972) found important new information on the ancient lakes in Death Valley from borehole cores taken in the

center of Badwater Basin and from shoreline carbonate tufas

plastered on the Black Mountains. Hooke (1972) was the first

to publish quantitative information on the timing of the ancient

lakes in Death Valley, which he derived from radiocarbon dating of organic carbon from the Badwater Basin cores. The

Badwater Basin cores contained brown mud, 3-15 m thick,

overlying 1-2 m of olive green mud, which graded into black

mud below. The black muds were interpreted as lake deposits

that were never subaerially exposed (Hooke, 1972). Radiocarbon dates from two samples near the top of the black mud interval were 11,900 yr and 12,980 yr. A date of 21,500 yr was

obtained from lower in the black mud interval. Hooke (1972),

therefore, proposed that a perennial lake existed in Death Valley from about 26 to 10.5 Ka. Radiocarbon dates from the basin-center lacustrine muds led Hooke (1972) to interpret the

shorelines 90 m above sea level as latest Wisconsin in age,

11-10 Ka, and he named the youngest shoreline features the

Blackwelder stand of Lake Manly. Hooke (1972) also studied

carbonate tufas from various locations in the Black Mountains.

He tentatively inferred the presence of three generations of tufas on the basis of their coloration and weathering characteristics: latest Wisconsin (Blackwelder stand), early Wisconsin,

and pre-Wisconsin.

Later work on dating the Black Mountain tufas by Hooke

and Lively (1979) and by Hooke and Dorn (1992) has led to

new interpretations of the Blackwelder stand. Hooke and

Lively (1979) dated 34 tufas by uranium-series (U-series)

methods. Although there were problems with the possible loss
NUMBER 33 111

of uranium from samples, and also possible

 230Th contamination, a majority of the dates fell between 225 and 135 Ka,

which led Hooke and Lively (1979) and Hooke and Dorn

(1992) to conclude that the Blackwelder stand was much older

than previously thought and likely coincided with Illinoian glaciations and marine oxygen isotope stage 6. In addition, two tufas from the high shorelines of neighboring Panamint Valley

(Figure 2) were dated by Hooke and Lively (1979). They, too,

were apparently Illinoian in age, 138±7 Ka and 137±4 Ka, although loss of uranium and

 230Th contamination may have affected the samples. Finally, Dora (1989) and Dora et al. (1989)

performed cation-ratio dating of desert varnish and concluded

that the high Blackwelder stand receded 130-120 Ka.

Dora et al. (1990) used radiocarbon dating of rock varnish to

estimate the beginning of the recession of the latest Pleistocene

lake in Death Valley. They obtained dates of 12,970 yr from

Mormon Point (3 m above sea level) and 12,630 yr from Park

Service Housing, Park Village (5 m below sea level) (Dorn et

al., 1990). These dates were consistent with the radiocarbon

dates obtained by Hooke (1972) for the existence of a perennial

lake in Death Valley between 26 and 10 Ka.

Most recently, Meek (1997) carefully measured the shoreline

elevations at Shoreline Butte and Mormon Point. The prominent 94.7 m bench at Shoreline Butte was interpreted as an Illinoian-age (marine oxygen isotope stage 6) shoreline, marking a

lake 1606 km2 in area and having a volume of 176 km3. Meek

(1997) interpreted the shorelines around 5 m above sea level as

late Wisconsin in age (marine oxygen isotope stage 2). The

highest shoreline in Death Valley, 135.4 m above sea level at

Shoreline Butte, was interpreted by Meek (1997) as being older

than marine oxygen isotope stage 6. Meek (1997) discussed the

difficulties involved in correlating shorelines from different localities because the timing and magnitude of faulting are unknown. For example, the highest shoreline features at Mormon

Point (104-113 m) and the uppermost shoreline at Shoreline

Butte (135.4 m) may represent different lake phases or they

may represent the same lake phase with faulting of approximately 26 m between locations (Meek, 1997).

D.E. Anderson and Wells (1997) and Anderson (1998) investigated late Wisconsin-age lake sediments from 10 shallow

cores taken in southern Death Valley. On the basis of sedimentary textures and accelerator mass spectrometry (AMS) radiocarbon ages, Anderson (1998) identified three late Pleistocene

highstands at -26, -18, and -12 Ka, which are in complete

agreement with the work of Hooke (1972).

Lake Manly was fed by inflow from the Amargosa River.

This river currently drains areas to the east of Death Valley in

southwestern Nevada and is a source of inflow water into the

southern end of Death Valley. In the Pliocene and Pleistocene,

Lake Tecopa, with an estimated area of 235 km2, may have

been the terminal lake of the Amargosa River drainage (Figure

2) (Morrison, 1991). Correlation of tephra layers indicates the

breaching of Lake Tecopa may have occurred between 170 and

150 Ka (Morrison, 1991). After that time, the Amargosa River

flowed directly into Death Valley.

Additional inflow sources that may have supplied water to

Death Valley during wet pluvial periods were (1) the Owens

River system to the west of Death Valley, which receives water

from the Sierra Nevada, and (2) the Mojave River from the

south, which receives the drainage from the San Bernardino

Mountains (Figure 2) (see for example, Blackwelder, 1933,

1954; Smith, 1979, 1984; Smith and Pratt, 1957; Jannik et al.,

1991; Brown and Rosen, 1995). The Owens River system derived waters from the Sierra Nevada and eventually reached

Death Valley via a system of lakes and spillways, namely

Owens Lake, China Lake, Searles Lake, Panamint Lake (Lake

Gale), and finally Death Valley (Lake Manly) via Wingate Pass

in southwestern Death Valley (Gale, 1914; Blackwelder, 1954;

Smith and Pratt, 1957; Smith, 1979, 1984; Jannik et al., 1991).

The inferred connection between Panamint Lake and Lake

Manly at Wingate Pass is controversial because evidence of

erosion by spillover flow from Panamint Lake into Death Valley is equivocal. Hooke (1972) interpreted four hills composed

of gravels as delta deposits, implying they were formed by water spillover from Panamint Lake. Tufa deposits, along with

erosional benches and shallow-water gravel deposits, have

been described by R.S.U. Smith (1978) from various locations

in Panamint Valley between elevations of 502 and 627 m above

sea level. Some of these shoreline features are at or above the

elevation of Wingate Pass (605 m), which is strong evidence

for spillover into Death Valley, ignoring the effects of faulting.

Fitzpatrick and Bischoff (1993) obtained U-series dates on

samples from the high shorelines of Panamint Lake but argued

that the dates may be unreliable because of post-depositional

mobilization of uranium. They concluded that the shoreline

features are between 300 and 30 Ka in age but probably do not

represent late Pleistocene marine oxygen isotope stage 2 (Fitzpatrick and Bischoff, 1993). Their isochron plots suggest ages

between 95 and 55 Ka; therefore, although water clearly entered Death Valley via spillover from Panamint Lake, the timing of that spillover is still uncertain.

Inflow of water from the Mojave River into the south end of

Death Valley was discussed by Brown and Rosen (1995), who

concluded that Lake Manly may have received inflow from the

Mojave drainage area only in the latest Pleistocene. This conclusion was based on the age of Pleistocene Lake Mojave (now

Silver Lake playa near Baker, California) to the south of Death

Valley (younger than 22 Ka) and on the supposition that for

water to overflow into Death Valley from the Mohave River

drainage area, Lake Mojave itself must have been at or above a

spillover level (Figure 2). This interpretation is supported by

work on the Manix Basin by Meek (1989; pers. comm., 1996).

From the study of the sediments at Afton Canyon, near Lake

Manix, Meek (1989; pers. comm., 1996) concluded that Lake

Manix was the terminal lake in the Mojave River system for

most of the Pleistocene until Afton Canyon was eroded sometime after 18 Ka. At that point, waters from the Mojave River
112 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Present-day river

Kilometers

119° 118° 117° 116° 115°

FIGURE 2.—Map of pluvial lakes, modern lakes and playas,

Pleistocene drainage patterns, and modern drainages of the

Owens River, Amargosa River, and Mojave River systems.

Modified from Blackwelder (1954), Smith (1984), Jannik et al.

(1991), and Brown and Rosen (1995).

reached the Silver Lake and Soda Lake playas. During exceptionally high levels of Silver Lake (Lake Mojave), water may

have overflowed into the southern end of Death Valley. There

are no features reported from Death Valley indicating inflow

of large amounts of water at approximately 18 Ka, but this period does coincide with a wet period in Death Valley when the

basin contained a perennial lake (see "Sedimentology," below).

Additional information on the timing of inflow waters from

the Mojave River into the southern end of Death Valley comes

from studies of Lake Dumont conducted by K.C. Anderson and

Wells (1996, 1997). The Dumont Basin (10 km2) is a small

playa located between Silver Lake playa and the southern arm

of the Amargosa River (Figure 2). K.C. Anderson and Wells

(1996, 1997) found lacustrine sediments in two 13 m long

cores taken in Dumont Basin. They identified Lake Dumont I

(25.3-30 Ka) and Lake Dumont II (18-19.8 Ka) on the basis of

radiocarbon dates obtained from ostracode-bearing lacustrine

muds. K.C. Anderson and Wells (1996) concluded that Lake

Dumont II broke through its sill sometime after 18 Ka, which

established a direct connection between the Mojave River, the

Amargosa River, and Death Valley. That date coincides with

the timing of the erosion of Afton Canyon upstream in the Mojave River system (Meek, 1989; pers. comm., 1996). It is not

known whether Lake Dumont I overflowed into Death Valley

between 30 and 25 Ka.

Analysis and Interpretation of Data

from Core DV93-1 from Death Valley

A 6.4 cm diameter core, DV93-1, was drilled to a depth of

185.5 m through Badwater Basin, Death Valley, during April

and May of 1993 (Figure 1). The drill site was near the center

of the saline pan, 3.2 km northwest of Badwater Springs. The

core is composed of interbedded salt and mud. Virtually all salt

layers were completely recovered, but retrieval of the mud intervals was about 60 percent successful. The core records the

200 Ky record of closed-basin paleoenvironments and paleoclimates in Death Valley, as interpreted on the basis of sedimentology, ostracode species, fluid-inclusion homogenization temperatures in halite, saline mineralogy, and correlation with

shoreline tufa.
NUMBER 33 113

U-series

dating

(ka) Environment

Salt pan and

saline mud flat

Perennial

saline

lake

Salt pan

with

ephemeral

lakes

Salt pan

with

ephemeral

lakes

Shallow

saline lake

97.1 ±6.8

 ar|d salt pan

U-series

dating

(ka) Environment

Primary halite

Cavity-filling halite

Core not recovered

119.6 ±2.6

Mud flat

Perennial

saline

lake

150

160

170

180

Perennial

lake

Perennial

146 + 6 saline _

lake

Perennial

lake

.3 ±8.5 Perennial

saline i

lake

Salt pan

and

shallow

saline lake

Mud flad

TpT Vertical dissolution pipes in halite

Mud

Mud with mudcracks

FIGURE 3.—Stratigraphic column, Core DV93-1, with uranium-series ages, sediment types, and interpreted depositional environments.

DATING CORE DV93-1.—The core was dated using the

23OTh/234U method, which determines the time uranium was incorporated into a sample (Luo and Ku, 1991; Ku et al, 1998).

The total dissolution isochron technique was used to account

for initial detrital

 230Th in the samples (Luo and Ku, 1991).

Samples from 12 stratigraphic intervals were dated (Figure 3).

The samples contained preserved primary halite as well as incorporated clay, carbonate (predominantly calcite), and sulfate

minerals (mainly gypsum or glauberite, CaSO4-Na2SO4). Authigenic

 23OTh/234U and 234U/238U ratios used in calculating the

age of a halite sample were determined from linear plots (isochrons) of

 23OTh/232Th versus 234U/232Th and of 234U/232Th versus
114 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

238U/232Th of a series of subsamples taken from each of the 12

stratigraphic intervals. These activity ratios were counted using

alpha particle spectrometry (Ku et al., 1998). The given age errors are one standard deviation, which were derived from

counting statistics and the fitting of isochrons. The age errors

are less than 11 percent, except for the uppermost sample from

7.7 m, where the large error results from the relatively large

amount of detrital

 230Th initially in this relatively young sample. The reliability of the dating technique can be seen from the

general increase in age down the core. Two samples from

around 60 m (Figure 3) with very close ages, but with very different amounts of detrital material, and hence different

 230Th/

232Th ratios, supports the validity of the isochron approach. All

dates discussed that were not obtained directly from the U-series isochron method were calculated by interpolation, assuming constant accumulation rates for each sediment interval.

Sedimentation rates averaged over the entire 186 m of core

DV93-1 are lm/lKy (thousand years). Salts, predominantly

halite, were deposited rapidly, 1.7-3.8 m/lKy, whereas muds

accumulated more slowly, at rates of 0.4-1.0 m/1 Ky.

Carbonate shoreline tufas from the east side of Death Valley,

between Badwater Springs and Mormon Point were carefully

chosen to avoid samples with impurities, weathering rinds, extensive cements, or recrystallization textures (see "Shoreline

Carbonate Tufas," below). Samples were cleaned and dissolved, and

 238U, 234U, 232Th, and 230Th were counted by alpha

particle spectrometry (Ku et al., 1998). The ages of tufas, along

with one standard deviation errors derived from counting statistics, are shown in Figure 4c. For most samples, the high activity ratios of

 23OTh/232Th, greater than 15, suggest that the

ages of samples should be close to the time of tufa formation

(Kuetal., 1998).

SEDIMENTOLOGY.—Paleoenvironments present in Death

Valley over the past 200 Ky were interpreted by comparing

sedimentary structures and petrographic features described

from modern closed-basin sediments with those observed in

core DV93-1 (Figures 3, 4A) (Hardie et al., 1978; Lowenstein

and Hardie, 1985; Smoot and Lowenstein, 1991; Roberts et al.,

1994; Li et al., 1996). The cored sediments contain a record of

closed-basin paleoenvironments ranging from hot, dry mudflats, similar to the modern floor of Death Valley, to temperate

climate, deep perennial lakes.

Disrupted brown muds overlain by a 0.25 m thick surface halite crust (0-7.7 m) indicate Death Valley has been a mudflat

and saline pan during the last 10 Ky (Figures 3, 4A). Further

details are lacking because most sedimentary structures from

this interval were destroyed during coring.

A perennial saline lake existed in Death Valley for an -25 Ky

period, from 10 to 35 Ka (core depths of 7.7-18 m) (Li et al.,

1996). Interbedded mud and halite cycles accumulated during

the early perennial lake stage, followed by interlayered thenardite (Na2SO4) and mud. A cap of chevron halite formed

during the latest lake stage. These deposits record a generally

wet climate, with fluctuating lake levels and salinities. The lack

of synsedimentary dissolution features in evaporite layers indicates that accumulated salts were permanently protected from

dilute flood waters by the saline lake, which suggests that lakes

existed more or less continually, without drying out, for 25 Ky.

The mud layers are structureless, contain rare ostracodes, and

are black in color but change to gray green after exposure to

air. Halite textures include cumulate settle-out layers and bottom-grown crusts, which are interlayered with black muds (Li

et al., 1996). Thenardite layers from 10 to 13 m are apparently

diagenetic in origin but may have first formed as mirabilite

(Na2SO4-10H2O), as observed in the winter in Great Salt Lake

and Owens Lake (Spencer et al., 1984; Spencer et al., 1985a;

Spencer et al., 1985b; Smith et al., 1987). The age of the thenardite is ~22 to ~16 Ka in core DV93-1. This age coincides

with the last glacial maximum and suggests that Na2SO4 crystallized as mirabilite during winter cold water conditions, probably at temperatures below -10° C (Smith et al., 1987). Halite

from the uppermost saline lake interval (7.7-10 m) contains

chevrons, raft textures, and pisoids. These are interpreted to

have accumulated in a shallow, perennial lake that ultimately

dried out about 10 Ka (Li et al., 1996).

Saline-pan evaporites present from 18 to 60 m indicate that

Death Valley was commonly desiccated between ~35 to -60

Ka, but it did receive enough inflow water to maintain shallow

saline lakes at times and to supply the solutes required to accumulate salts rapidly, at rates of 1.7 m/1 Ky (Figures 3, 4A) (Li

et al., 1996). Saline-pan halites consist of poorly bedded halite,

with little preservation of primary depositional textures. A distinctive feature of halite layers is a vertical pipework fabric cemented with halite, which signifies multiple episodes of subaerial exposure, dissolution of surficial halite by dilute

floodwaters, and later cementation of cavities by shallow

groundwater brines. Five thin halite intervals between 43 and

52 m (Figure 4A) (~50-54 Ka), which carry primary features

such as chevrons and rafts, indicate that shallow saline lakes

existed in Death Valley during this time.

Clayey silts, some massive and some with mudcracks and

sand-patch textures, which are diagnostic of deposition on dry

mudflats, are the dominant sediment type from 60.5 to 109 m

(Figures 3, 4A) (60-120 Ka) (Smoot and Lowenstein, 1991;

Roberts et al., 1994; Smoot and Castens-Seidell, 1994; Li et al.,

1996). Sand patches are wind-blown or water-deposited sediments, which filled depressions in efflorescent crusts on the

mudflat surface (Smoot and Castens-Seidell, 1994). Later

flooding dissolved the efflorescent salt crusts, which caused

collapse of the overlying sediments and produced internal fractures, faulting, and rotation of sand patches. Saline minerals

consist of crystals of halite, glauberite (CaSO4Na2SO4), and

gypsum (CaSO4-2H2O) that formed during early diagenetic

displacive growth from groundwater brines. Interbedded remnants of saline-pan halite and a total lack of lacustrine fossils,

such as diatoms and ostracodes, reinforce the interpretation that

these muds were from mudflats, not perennial-lake deposits.

One halite interval, interpreted to have been deposited in shal-
NUMBER 33 115

AGE (ka)

0 20 40 50 60 80 100 110 120 130 150 170 190

TTiii r 1 I I

DEPTH(m)

1 n i n r

CO

0 10 20 40 60 80 100 120 j ,

Deep Lake

Perennial

Saline Lake

Saline Pan

Mudflat

120 140 0 180

(A)

"g L. Sappaensis

o L. Staplini

2 L. Ceriotuberosa

to C. Caudata

I I II Illl—II II INI II 1 I III I

I I I III Illl II Mil l H-H h-

- H 1 H-H 1

(B):

-166 ±6-

High Shoreline

Tufa Ages

(ka)

^i^178±15 1^,7*

 1£

162.5 ±2.5* . 185±15 i- 216 *

1 5

-

15

Gypsum

Glauberite

Thenardite

50

co 40

10

iiiiiiiiiiiiini mi i iiiiiiiiiiiiiiiniii

in iiiiiiini niiii iiiniiiniiiiiiniiii

(E)-

(F)

DEPTH (m)

,9 M CO (D

' O

20 40 60

0 20 40 50

80 100. 120_ 140 160^ 180 (Q)

60 80 100 110 120 130 150 170

-7—

190

AGE (ka)

FIGURE 4.—Paleoclimate record, core DV93-1, during the last 200 Ky. A, Lake levels and paleoenvironments,

based on relative ranking, from driest to wettest: mudflat, saline pan, perennial saline lake, and deep lake. The

deepest lakes are interpreted from the occurrence of ostracode species Candona caudata and Limnocythere ceriotuberosa (R.M. Forester, pers. comm., 1995). B, Ostracodes. C, Uranium-series ages of high-shoreline (about 90

m above sea level) carbonate tufas, Black Mountains, Death Valley. D, Maximum homogenization temperatures

of fluid inclusions in halite (Ty^ x )• E, Sulfate minerals, determined by x-ray diffraction analysis of bulk samples. F, Weight percent calcite, determined by x-ray diffraction analysis of the >1 \\rs\ size insoluble fraction of

the core. G, Uranium-series ages, interpolated ages, and marine oxygen isotope stages.

low saline lake and saline-pan settings, occurs from 78 to 87 m

(Figure 3). Uranium-series dates from the top and bottom of

the interval are 98.6 Ka and 97.1 Ka, respectively, which suggests rapid evaporite accumulation.

Perennial-lake sediments were deposited during a 66 Ky period, between 186 and 120 Ka (Figures 3, 4A). Dark lacustrine

muds (core depth of 127-161 m) were overlain by saline-lake

halites (core depth of 109-127 m), which were interlayered

with muds (Roberts et al., 1994, 1997). The perennial-lake

muds were massive to vaguely layered and dark gray when first

exposed to air, but they changed color to gray green over time.

Halite layers at 152 m (166 Ka) and at 137.5 to 139.5 m (146

Ka) indicate high salinities and probable shallower lake waters

occurred during these intervals. Perennial-lake halites are generally clear and lack dense, fluid-inclusion banding; they have

sorted cumulate textures produced by crystallization at the airbrine interface as rafts, skeletal crystals, and cubes (Roberts et

al., 1994; Roberts and Spencer, 1995). It is likely that lake levels and water salinities commonly fluctuated over the entire 66

Ky lacustrine phase (Roberts et al., 1997). The upper 18 m of

the perennial-lake succession (109-127 m) consist of interlayered subaqueous halite (settle-out cumulates or vertical crystal
116 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

fabrics formed by slow crystallization at the brine bottom) and

mud that record two major shallowing events between 120 and

128 Ka, and final desiccation at 120 Ka.

The bottom 25 m of the core, 186 to 192 Ka (core depth of

161-186 m) is predominantly layered halite and mud that

formed in saline pan and shallow saline lake environments. The

halite layers contain primary fluid-inclusion banded-chevron

textures and cumulate settle-out layers that crystallized at the

bottom and top of a shallow saline lake (Roberts and Spencer,

1995). Vertical pipework fabrics, cemented with halite, indicate

exposure of salt layers to dilute floodwaters above the water table, which produced the diagnostic vertical pipes (Roberts et

al., 1994). The lowest one meter of the core is composed of

mudcracked silty mud and is interpreted as a mudflat deposit.

OSTRACODES.—Ostracodes from core DV93-1 provide information on the lower limits of water salinities of the two

long-lived perennial lakes in Death Valley during the last glacial, 35-10 Ka, and the penultimate glacial, 186-120 Ka (marine oxygen isotope stages 2 and 5e/6, respectively) (Figure

4B). Perennial-lake muds contain ostracode species Candona

caudata Kaufman, 1900, Limnocythere ceriotuberosa Delorme, 1967, L. sappaensis Staplin, 1963, and L. staplini

Gutentag and Benson, 1962, which, although not abundant, indicate that the salinity of the Death Valley lakes in which the

ostracodes lived was typically below 10,000 parts per million

and at times was less than 3000 parts per million for the salinity

sensitive species C. caudata (Forester, 1983, 1987). Such

lower-salinity lake phases are inferred from ostracode occurrences at 10, 14, and 18 m (approximately 16, 25, and 34 Ka,

respectively) for the last glacial lake and 113-116, 125-126,

138-143, 157, and 162 m (approximately 121-123, 127-129,

146-154, 179, and 186 Ka, respectively) for the long-lived

penultimate glacial lake. Unfortunately, information on the last

glacial lake is incomplete because muds from depths of 9-14 m

(~ 12-25 Ka) were partially lost during coring.

FLUID-INCLUSION PALEOTEMPERATURES.—The paleotemperature component of the Death Valley climate record was obtained from homogenization temperatures of fluid inclusions in

subaqueously formed halites from core DV93-1, which record

brine temperatures during salt precipitation (Goldstein and

Reynolds, 1994; Roberts and Spencer, 1995; Roberts et al.,

1997; Lowenstein et al., 1998) (Figure 4D). Shallow saline lake

temperatures, in turn, correlate closely with air temperatures in

modern settings (Carpelan, 1958; Hammer, 1986; Roberts and

Spencer, 1995; Roberts et al., 1997; Lowenstein et al., 1998).

Crystals of halite with textures diagnostic of crystallization in a

lacustrine environment (cumulates, chevrons, bottom-grown

crusts) and with initially one-phase liquid inclusions were

chilled in a freezer at temperatures of-5° C to -20° C to nucleate vapor bubbles without freezing the inclusions (Roberts and

Spencer, 1995). These crystals, now with abundant two-phase

liquid-vapor inclusions, were slowly heated to the temperature

at which the vapor phase disappeared and the fluid inclusions

"homogenized" back to one liquid phase. The temperatures of

homogenization record the original brine temperatures at

which the crystal grew in the Death Valley saline lakes. Maximum homogenization temperatures of fluid inclusions in halite

(ThMAx) were used as a record of maximum brine temperature

and maximum air temperature during halite crystallization.

This method was used by Roberts and Spencer (1995) and Lowenstein et al. (1998) for the precipitation of halite from Death

Valley in 1993. Halites in 66 stratigraphic intervals of core

DV93-1, from depths of 0 to 183.5 m (0-192 Ka) have fluid-inclusion homogenization temperatures commonly below the

modern rhMAX of 34° C (maximum brine and air temperature

during halite precipitation, late April and early May, 1993)

(Roberts et al., 1997; Lowenstein et al., 1998). Lacustrine halites deposited during the last glacial period, 35-10 Ka, have

low fluid-inclusion maximum homogenization temperatures

(ThMAX

 = 19-30° C), which suggests brine temperatures were

~4°-15° C below modern late April and May values. Ephemeral saline lake halites precipitated from 60 to 35 Ka have

rhMAX between 23° C and 28° C, which are 6°-ll ° C below

the modern T^MAX values. A relatively low temperature interval, 10° C below the modern, existed ~50 to -47 Ka. Limited

data from fluid inclusions in two halite intervals, -92 and -80

Ka in age, suggest generally cool conditions, 6°-7° C below

modern late April to May temperatures. Relatively higher

rhMAX values, to 34° C and 35° C in halite dated as -100 Ka

and to 32° C in halite dated as 120 Ka, may record climate regimes more similar to the modern. These temperature, however, are still below modern mid-summer temperatures in

Death Valley (average air temperatures in Death Valley are

39° C in July and 37° C in August; average maximum air temperatures are 46° C in July and 45° C in August).

Generally colder conditions are recorded in most fluid inclusions in halite for the 186-120 Ka perennial-lake sequence,

where rhMAX values range from 25° C to 32° C, but only 3 of

22 stratigraphic intervals have T^MAX greater than 30° C (Roberts et al., 1997). A combination of homogenization temperatures of fluid inclusions in halite and petrographic evidence of

possible pseudomorphs of hydrohalite (NaCl-2H2O) suggest

that temperatures in the perennial lakes may have dropped below 0° C at times and that temperatures during this period

probably averaged 10°-15° C below the modern (Roberts et

al., 1997). In the bottom 20 m of core DV93-1 (164-184 m,

186-192 Ka), homogenization temperatures are relatively high.

Of 19 stratigraphic intervals analyzed, 14 have ThMAX values

greater than or equal to 30° C, which is similar to those obtained from halite precipitated in modern Death Valley in late

April and early May.

SALINE MINERALOGY.—Chemically precipitated minerals (sulfates and carbonates) in the Death Valley core provide information on Pleistocene water inflow sources and climate (Figure

4E,F) (Li et al., 1997). Abundant glauberite (CaSO4-Na2SO4)

and gypsum (CaSO4-2H2O) and relatively small amounts of

calcite (13%—35% of the >1 |J,m size insoluble fraction) are associated with dry periods (mudflat deposits of 120-60 Ka and
NUMBER 33 117

10-0 Ka and saline-pan sediments of 192-186 Ka). In contrast,

scarce CaSO4-bearing minerals but relatively abundant calcite

(20%-50% of the >1 |j,m size insoluble fraction) are associated

with halite and mud layers from wetter periods (186-120 Ka,

60-10 Ka). Different mixing ratios of inflow waters between

wet and dry periods are interpreted to be responsible for the relationship between mineral assemblages and climate.

Modern Death Valley, which is representative of ancient dry

periods, is characterized by Na-Cl-SO4 brines that are produced by mixing two basic types of inflow waters (Li et al.,

1997): (1) Na-HCO3-rich and Na-Cl-SO4-HCO3-rich meteoric

waters from the Amargosa River, from springs, and from

groundwaters from northern and central Death Valley; and (2)

Na-Ca-Cl-rich springs and groundwaters from southern Death

Valley, possibly related to volcanism, hydrothermal activity,

and a 15 km deep magma body (de Voogd et al., 1986; Serpa et

al., 1988; Li et al., 1997). During dry periods, relatively abundant Ca-rich spring inflow removes HCO3 as calcite during the

early stages of brine evolution (Jones, 1966; Hardie et al.,

1978; Li et al., 1997). Further evaporative concentration produces gypsum and glauberite from the remaining Ca. During

wetter periods, increased discharge of meteoric HCC^-rich

Amargosa River water and basin-margin spring waters removes most Ca from the brine via precipitation of calcite, and,

with low calcium concentrations, CaSO4-minerals are not

abundantly formed during further evaporative concentration.

Such Ca-poor, Na-Cl-SO4-rich brines precipitate thenardite

(Na2SO4) during later stages of brine evolution.

SHORELINE CARBONATE TUFAS.—Shoreline carbonate tufas provide information on the depths of Pleistocene lakes in

Death Valley (Figure 4c). Shoreline tufas, most prominent approximately 90 m above sea level, form horizontal terraces encrusting bedrock and gravel on the eastern side of Death Valley

(Black Mountains, between Badwater Springs and Mormon

Point) (see "Previous Work on the Ancient Lakes in Death Valley"; see also Hooke, 1972). Tufas were collected from locations previously described by Hooke (1972), including, from

north to south, Badwater, Goblet, Westilt, and Mormon Point

(see Figure 1 for locations) (Ku et al., 1998). Relatively fresh

hand-samples of tufas are porous and fine-grained with massive or radiating fabrics. In thin section, tufas commonly form

crusts around tubular molds, which are up to several millimeters in length and range in diameter from tens of microns to

about 1 mm. The tubular molds are surrounded by coatings

composed of dark micrite, and then calcite microspar, which

may have a radial fabric. These textures probably represent carbonate precipitation around plant material, such as green algae

and moss. A second petrographic texture exhibited by tufas

consists of clusters of dark micrite, tens of microns in diameter,

organized into millimeter-scale "bundles of grapes" similar in

appearance to the "arborescent shrubs" of Demicco and Hardie

(1994). Yet a third tufa fabric consists of bladed calcite crystals, up to 1 mm long, grown from thin carbonate crusts. The

calcite crystals have upward-radiating growth fabrics, with the

number of calcite crystals decreasing away from the original

growth substrate. This fabric is interpreted to have formed by

direct chemical precipitation of calcite. Elemental mapping of

samples for Mg and Sr using an electron microprobe indicates

that chemical zonation of these elements coincides with textural and mineralogical (calcite and minor aragonite) zones in

the tufas, which confirms their unrecrystallized primary origin.

The above petrographic and geochemical studies indicate that

the tufas selected for dating have not recrystallized nor have

they undergone major later cementation, both of which could

complicate interpretation of age dates (Benson et al., 1990; Ku

etal., 1998).

Eleven samples of tufa from the 90 m shoreline were dated

by U-series methods. Of the 11 samples, 7 are 185-150 Ka,

which closely agrees with the results (200-120 Ka) obtained by

Hooke and Lively (1979) and Hooke and Dorn (1992) on samples from the same locations and the same general elevations.

The dates also correlate with perennial lake sediments observed in core DV93-1 from 186 to 128 Ka; thus they serve as

an independent check confirming the reliability of the dating

methods. These tufas indicate lake depths of up to 335 m, if

faulting is ignored and if 130-160 m of basinal sediments are

added to reach equivalent-age lacustrine sediments in core

DV93-1. Four high-shoreline tufas, from 73 to 90 m above sea

level, dated between 194 and 216 Ka, are older than any sediments from core DV93-1. These oldest tufas suggest the existence of yet a third perennial lake stage in Death Valley at approximately 200 Ka, which is consistent with earlier age-dating

(Hooke and Lively, 1979; Hooke and Dorn, 1992).

Summary and Conclusions

The 200 Ky paleoclimate record of Death Valley from core

DV93-1 is dominated by two dry and/or warm and wet/cold cycles that occurred on a 100 Ky time scale (Figure 4A,D). These

cycles began with mudflat deposits (192 Ka to bottom of core,

and 120—60 Ka). Wetter conditions, colder climates, or both,

produced greater effective moisture, with saline-pan and

ephemeral-saline-lake sediments (192-186 Ka, 60-35 Ka)

overlying the mudflat sediments. Eventually, enough water was

supplied to Death Valley to sustain perennial lakes, fluctuating

from fresh to saline (186-120 Ka, 35-10 Ka, respectively). The

perennial-lake phase ended, the lakes desiccated (120 and 10

Ka), and dry conditions led to the accumulation of mudflat deposits, completing the cycle. Of particular importance are the

major lacustrine phases from 35 to 10 Ka and from 186 to 120

Ka (marine oxygen isotope stages 2 and 5e/6, respectively),

which represent markedly colder and wetter conditions than

those in modern Death Valley. Of the two perennial-lake periods, the penultimate glacial lake was deeper and lasted far

longer than the last glacial lake.

In summary, the Death Valley climate record is divided into

six periods (Figure 4). (1) From 192 to 186 Ka, the climate

was dry, dominated by saline pans and shallow ephemeral
118 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

lakes. Inflow and evaporation were sufficient to allow the

rapid accumulation of 25 m of salt in 6 Ky. ThMAX values are

30° C or greater for 14 of 19 stratigraphic intervals, indicating

that temperatures were similar to the modern late April to early

May ThMAX values. (2) The climate from 186 to 120 Ka was

relatively cool to cold, with abundant inflow to continually

maintain a series of fluctuating perennial lakes, at times

greater than 300 m deep and having a salinity less than 3000

parts per million. Temperatures during this period probably averaged 10°-15° C below the modern. If the effects of faulting

are ignored, the ages of high-shoreline tufa indicate that Death

Valley at that time commonly had lakes hundreds of meters

deep. During the latest phase of this 66 Ky lacustrine period,

from 128 to 120 Ka, reduced inflow or more saline inflow produced hypersaline conditions, which ultimately led to basin

desiccation at 120 Ka. Slightly higher fluid-inclusion temperatures (ThMAX = 32° C), comparable to the modern late April

to early May ThMAX? mark the terminal lake stage at 120 Ka.

(3) From 120 to 60 Ka, a dry period dominated by mudflat environments prevailed. Limited data from fluid inclusions in

two halite intervals suggest generally cool conditions, 6°-7° C

below modern late April to May temperatures, ~92 and —80

Ka; however, ThMAX from 10 halite intervals around 100 Ka

are close to the modern late April to early May values, which

suggests a warm climate but still cooler than the modern at 100

Ka. (4) From 60 to 35 Ka, the climate was cold, with moderate

aridity; saline pans dominated, but there was enough inflow to

accumulate thick salts relatively rapidly and to maintain shallow saline lakes approximately 54-50 Ka. Homogenization

temperatures (ThMAX between 23° C and 28° C) are 6°-ll ° C

below the modern late April to May values. A relatively low

temperature interval, 10° C below the modern, existed -50 to

-47 Ka. (5) From 35 to 10 Ka, the climate was cold and wet;

plentiful inflow fed a perennial lake that was commonly saline

but at times became up to 90 m deep (Dorn et al., 1990) with

salinities less than 3000 parts per million. Overall, for this 25

Ky period, fluid inclusion ThMAX data suggest brine temperatures were 4°-15° C below modern late April to May values.

During the latest lake phase, from 15 to 11 Ka, ThMAX values

of halites were only 4° C below modern values, whereas

ThMAX values decreased to 7° C below the modern late April to

May temperatures in halites from ~11 to ~10 Ka, signifying

cooler temperatures during this period. (6) From 10 to 0 Ka,

dry arid conditions featured mudflat and/or saline-pan environments, minor inflow of meteoric waters, and a water table normally below the surface.

Acknowledgments

The study of core DV93-1 was a collaborative project funded

by the National Science Foundation Global Change Research

Program, grant EAR-9218717. Jianren Li and Chris Brown

(State University of New York at Binghamton) and Sheila Roberts and Wenbo Yang (University of Calgary, under the direction of Ronald Spencer) studied the core as part of their graduate research. Teh-Lung Ku and Shangde Luo (University of

Southern California) dated core DV93-1 and shoreline tufas.

Several members of the United States Geological Survey were

involved in various phases of the project: Art Clark, drilling;

Rick Forester, analysis of ostracodes and modern waters, and

interpretation of the paleoclimate record; Platt Bradbury, analysis of diatoms; and Zell Peterman, strontium isotope analyses

of sulfates and carbonates. To all these colleagues, many

thanks!

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Roberts, S.M., R.J. Spencer, W. Yang, and H.R. Krouse

1997. Deciphering Some Unique Paleotemperature Indicators in HaliteBearing Saline Lake Deposits from Death Valley, California, USA.

Journal of Paleolimnology, 17:101-130.

Serpa, L., B. de Voogd, L. Wright, J. Willemin, J. Oliver, E. Hauser, and B.

Troxel

1988. Structure of the Central Death Valley Pull-Apart Basin and Vicinity

from COCORP Profiles in the Southern Great Basin. Bulletin of the

Geological Society of America, 100:1437-1450.

Smith, G.I.

1979. Subsurface Stratigraphy and Geochemistry of Late Quaternary

Evaporites, Searles Lake, California. United States Geological Survey Professional Paper, 1043:1-130.

1984. Paleohydrologic Regimes in the Southwestern Great Basin, 0-3.2

my Ago Compared to Other Long Records of "Global" Climate.

Quaternary Research, 22:1-17.

Smith, G.I., V.J. Barczak, G.F. Moulton, and J.C. Liddicoat

1983. Core KM-3, a Surface-to-Bedrock Record of Late Cenozoic Sedimentation in Searles Valley, California. United States Geological

Survey Professional Paper, 1256:1-24.

Smith, G.I., I. Friedman, R.J. McLaughlin

1987. Studies of Quaternary Saline Lakes, HI: Mineral, Chemical, and Isotopic Evidence of Salt Solution and Crystallization Processes in

Owens Lake, California, 1969-1971. Geochimica et Cosmochimica

Ada, 51:811-827.

Smith, G.I., and W.P. Pratt

1957. Core Logs from Owens, China, Searles, and Panamint Basins California. Bulletin of the United States Geological Survey, 1045-A: 1-62.

Smith, R.S.U.

1978. Pluvial History of Panamint Valley, California; A Guidebook for

Friends of the Pleistocene, Pacific Cell. 36 pages. Houston: University of Houston.

Smoot, J.P., and B. Castens-Seidell

1994. Sedimentary Features Produced by Efflorescent Salt Crusts, Saline

Valley and Death Valley, California. In R.W. Renaut and W.M. Last,

editors, Sedimentology and Geochemistry of Modern and Ancient

Saline Lakes. Society of Economic Mineralogists and Paleontologists, Special Publications, 50:73-90.

Smoot, J.P., and T.K. Lowenstein

1991. Depositional Environments of Non-Marine Evaporites. In J.L.

Melvin, editor, Evaporites, Petroleum, and Mineral Resources.

Elsevier Developments in Sedimentology, 50:189—347. Amsterdam:

Elsevier.

Spencer, R.J., M.J. Baedecker, H.R Eugster, R.M. Forester, M.B. Goldhaber,

B.F. Jones, K. Kelts, J. Mckenzie, D.B. Madsen, S.L. Rettig, M. Rubin, and

C.J. Bowser

1984. Great Salt Lake, and Precursors, Utah: The Last 30,000 Years. Contributions to Mineralogy and Petrology, 86:321-334.

Spencer, R.J., H.P. Eugster, and B.F. Jones

1985a. Geochemistry of Great Salt Lake, Utah II: Pleistocene-Holocene

Evolution. Geochimica et Cosmochimica Acta, 49:739-747.

Spencer, R.J., H.P. Eugster, B.F. Jones, and S.L. Rettig

1985b. Geochemistry of Great Salt Lake, Utah I: Hydrochemistry since

1850. Geochimica et Cosmochimica Acta, 49:727-737.
Bonneville Basin Lacustrine History:

The Contributions of G.K. Gilbert and Ernst Antevs

Charles G. Oviatt

ABSTRACT

The careful observations and eloquent writings of Grove Karl

Gilbert in the late 1800s laid the framework for most subsequent

studies of lacustrine history in the Bonneville Basin. By the time

of the 1942 symposium on the glacial and postglacial history of

the Great Basin, his work had been largely unchallenged by the

scientific community. Ernst Antevs, who participated in that symposium, reinterpreted some of Gilbert's observations and contributed both a global perspective and a hypothesis involving

atmospheric circulation to studies of Lake Bonneville and other

Great Basin Quaternary lakes. Fifty years after the 1942 symposium, the contributions of Gilbert and Antevs are still at the core of

state-of-the-art research on Great Basin Quaternary lakes.

Introduction

Systematic studies of ancient lakes in the Bonneville Basin

began with the work of Grove Karl Gilbert, who published his

monograph on Lake Bonneville in 1890. By the time of the

1942 symposium on the glacial and postglacial history of the

Great Basin, Gilbert's reconstruction of the lake's history had

been reinterpreted by only a few people (Sack, 1989). Ernst

Antevs, who contributed to the 1942 symposium, was one of

those few. In subsequent decades, many new chronologies and

hypotheses about the lake have been proposed. This paper is a

brief review of the knowledge of the Lake Bonneville basin as

of 1942, with emphasis on the contributions of G.K. Gilbert and

Ernst Antevs, and a critique of those contributions from the perspective of the late 1990s.

ACKNOWLEDGMENTS.—Ellis Yochelson and an anonymous

reviewer provided useful suggestions for improving the manuscript. I am grateful to all my friends, colleagues, professors,

Charles G. Oviatt, Department of Geology, Thompson Hall, Kansas

State University, Manhattan, Kansas 66506-3201, USA.

Reviewers: Ellis Yochelson, Department of Paleobiology, National

Museum of Natural History, Smithsonian Institution, Washington,

D.C. 20560-0137, USA; and one anonymous reviewer.

and students, from whom I have learned about Lake Bonneville

and the Great Basin. I dedicate this paper, however, to the one

person who has taught me more than all the others and who

continues to inspire me with his intelligence, curiosity, knowledge, and good humor—Don Currey.

G.K. Gilbert

Lakes began forming in the Bonneville Basin during the

Miocene with the initiation of tectonic extension in the region

(Miller, 1997). Gilbert (1890) noted a few exposures of Tertiary

lake deposits in the Bonneville Basin, but very little was known

about them at the time. Based on the meager evidence he had

available, Gilbert made an insightful comment concerning the

Tertiary history of the basin. He thought it was "possible that

the Bonneville Basin continuously held a lake which, as the

land rose and fell unequally, was expanded and contracted, now

in one direction, now in another" (Gilbert, 1890:101). Later

studies have confirmed this general statement, but a detailed

history of Tertiary (primarily Neogene) lakes is just beginning

to emerge (Miller, 1997; Thompson et al., 1997; Davis, 2002).

Gilbert's great contributions were the careful study of sedimentary deposits and shorelines of Lake Bonneville and the

proposal of hypotheses to explain its history. Gilbert (1890) reported geomorphic and stratigraphic evidence that suggested

Lake Bonneville had risen twice to high levels in the late Pleistocene after a long period of low lakes and alluvial-fan deposition on piedmont slopes. His conclusions were based on his interpretation of sediments deposited on the bottom of Lake

Bonneville (the Bonneville beds). Two of his study sites were

along the Old River Bed, and one was near the town of Leamington, in west-central Utah (Figure 1). Gilbert defined the

stratigraphic units at these sites by measuring the sediment layers, which he then traced or correlated from outcrop to outcrop

throughout the basin. Gilbert argued that the shorelines of the

ancient lake and the stratigraphy of the offshore deposits together tell the story of rising and falling lake levels.

OLD RIVER BED.—The Old River Bed is an abandoned river

valley cut into the Bonneville beds. Gilbert demonstrated that it

121
122

SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 1.—Map of Lake Bonneville at its highest stage, the Bonneville shoreline. SLC = Salt Lake City. Arrows point to the areas at Old River Bed and

Leamington illustrated in Figures 2 and 4, respectively. A heavy line marks the

Old River Bed strait, which is a narrow constriction between Keg Mountain

(KM) to the west and the Simpson Mountains (SM) to the east.

was formed during the regressive (falling) phase of the lake by

a river that flowed from the Sevier Basin in the south to the

Great Salt Lake basin in the north (Figures 1, 2). The exposures

of the Bonneville beds and the shorelines along the Old River

Bed are some of the finest in the basin, and Gilbert took advantage of this by studying them for a total of about two weeks

during several different trips in 1879 and 1880 (Hunt, 1982;

Oviatt and McCoy, 1988).

Gilbert measured and described stratigraphic sections of the

Bonneville beds at two sites at the Old River Bed. The Lower

FIGURE 2.—Map of the Old River Bed in the vicinity of Gilbert's Lower and

Upper River Bed sections.

River Bed section was located approximately where the Overland Stage, or Pony Express, Road crossed the Old River Bed

(Figure 2). At this section, Gilbert defined two stratigraphic

units, the Yellow Clay and the White Marl. Because both of these

units are fine grained, he interpreted them as deep-water deposits. The Yellow Clay was the thicker of the two and occurred below the White Marl, so he concluded that it was deposited during

a relatively long period of deep-lake conditions, called the Yellow Clay Epoch, prior to the White Marl Epoch (Figure 3).

The White Marl was deposited during the most recent deepwater period and included the time of formation of the prominent Bonneville, Provo, and Stansbury shorelines. A thin sand

unit containing gastropod shells separates the Yellow Clay from

the White Marl. Gilbert interpreted the base of this sand as

marking an unconformity, or period of time when the lake was

below the level of the section and was not depositing sediments

there. In his interpretation, the sand and gastropods were deposited as the lake rose during the White Marl Epoch. Gilbert referred to the Lower River Bed section as a typical section of the

Bonneville beds, which therefore recorded the major events in

the history of the lake (Figure 3).

Gilbert's Upper River Bed section displayed the Yellow Clay,

the White Marl, and several other stratigraphic units. The Yellow Clay and the White Marl are overlain at this section by an
NUMBER 33 123

FEET

1000

850

400

330

YELLOW CLAY\ ALLUVIUM

YELLOW CLAY

YELLOW CLAY

WHITE CLAY ALLUVIUM

EROSION AND

FIRST GRAVEL

UNCONFORM.

WHITE MARL & UROSION AND '

LOWER SAND 1 SECOND GRAVEL/ UPPER SAND

THIRD GRAVEL,

EROSION OF OLD RIVER BED,

AND LATER ALLUVIUM

WHITE MARL EROSION & ALLUVIUM

A B C

BONNEVILLE SHORE

LINE

LEAMINGTON

UPPER RIVER BED

LOWER RIVER BED

WATER OF GREAT

SALTLAKE

FIGURE 3.—Modification of "Diagram of Lake Oscillations inferred from Deposits and Erosions" from Gilbert

(1890, fig. 30). The horizontal axis can be read as time, with a variable scale, or as vertical distance (also with

variable scale) in each of the three stratigraphic sections (Lower River Bed, Upper River Bed, and Leamington).

The White Clay at Leamington is equivalent to the White Marl. Letters A, B, and C represent the three lake highstands interpreted by Gilbert (A = Yellow Clay Epoch; B = White Marl Epoch; C = minor regressive-phase fluctuation).

additional sand unit, termed the Upper Sand, which Gilbert considered as representing a short-lived, minor rise in lake level

(Figure 3).

Of primary importance in Gilbert's interpretation of the Upper River Bed section was a gravel unit, which he referred to as

the First Gravel. The First Gravel is more than 15 m thick along

the east side of the exposures at the Upper River Bed section

(Figure 4), but it thins abruptly to the west to less than 1 m, thus

leading Gilbert to refer to the gravel as a "wedge" in his field

notes (Hunt, 1982:128).

Gilbert called the First Gravel a "bar" in his field notes and

described large quantities of tufa cementing the gravel (Hunt,

1982:128), thus indicating that he regarded the gravel as having

been deposited in a lake environment. In United States Geographical Survey (USGS) Monograph 1, Gilbert (1890:195)

wrote that "the form of the [gravel mass] described, the associated tufa, and the preponderance of boulders of local derivation,

indicate shore action, but it is possible that an interlacustrine

[that is, between the Yellow Clay and White Marl Epochs] river

was the agent of transportation." References in other places in

his monograph to thick alluvial deposits at this horizon suggest

that by the time Monograph 1 was published Gilbert had decided that the First Gravel at the Upper River Bed section was

alluvial rather that lacustrine gravel, despite the field evidence

he had observed that the gravel had a lacustrine origin.

Regardless of whether the First Gravel was interpreted as alluvial or lacustrine, it indicated to Gilbert that the lake fell to a

low level relative to the deep-lake intervals of the Yellow Clay

and White Marl Epochs (Figure 3). The tops of both River Bed

sections represented the final regression of the lake and local

deposition of alluvium.

LEAMINGTON.—The section at Leamington, Utah, is approximately 140 m higher in altitude than the Old River Bed sections, and it is close to the Bonneville shoreline (Figure 1). At

Leamington, Gilbert noted stratigraphic units that he correlated

with the Yellow Clay and White Marl. They were thicker and

sandier than at the Old River Bed. Because Leamington is located at the mouth of the Sevier River where it enters the

Sevier Desert, the river delivered large volumes of fine-grained

sediment (silt, sand) to the lake margin in this area (Figure 5).

Gilbert interpreted gravel between the Yellow Clay and the

White Marl (e.g., White Clay in Figure 3) as alluvium, and he

correlated this gravel with the unconformity at the Lower River

Bed section and with the First Gravel at the Upper River Bed

section. Leamington is too high in altitude to record events after the lake fell from the Bonneville shoreline (Figure 3).

GILBERT'S CONCLUSIONS.—By combininsg the stratigraphic

evidence from the Old River Bed and Leamington sections with

information from the shorelines and other geologic evidence in

the basin, Gilbert deduced a lake history illustrated in Figure 6.
124 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 4.—Aerial photograph of Gilbert's Upper River Bed section and surrounding area. A = Yellow Clay and

White Marl exposed in the section described by Gilbert (1890); B = lacustrine gravel spit composed of Gilbert's

First Gravel (note the eastward-recurved distal end of the spit; longshore current direction was from the north);

C = eolian sand dunes composed of Gilbert's Upper Sand.

FIGURE 5.—Gilbert's (1890) fig. 28, about which he stated, "Section showing succession of Lacustrine and Alluvial Deposits at Leamington, Utah. 1. Paleozoic sandstone. 2. The Yellow Clay (Lower Bonneville). 3. Wedge of

alluvial gravel. 4. The White Marl [White Clay of Figure 3] (Upper Bonneville). 5. Recent alluvial gravel. 6.

Bonneville shore notch, with recent talus."
NUMBER 33 125

FIGURE 6.—Modified from Gilbert's (1890) fig. 34, about which he stated, "The upper and lower horizontal lines

represent the horizons of the Bonneville shore and the surface of Great Salt Lake. Horizontal distances represent

time, counted from left to right. The curve represents the height of the oscillating water surface, and the shaded

area indicates ignorance." Gilbert's curve shows the Yellow Clay Epoch (YC), the White Marl Epoch (WM), the

Provo shoreline (PS), and the regressive-phase fluctuation he deduced from the Upper Sand at the Upper River

Bed section (US).

The Yellow Clay Epoch occurred after a long period of shallow

lakes and alluvial-fan deposition in the basin. By Gilbert's estimate, the Yellow Clay lake did not overflow, and it persisted

much longer than the White Marl lake. Gilbert's interpretation

of the First Gravel at the Upper River Bed section and the

gravel at Leamington as alluvium led him to conclude there had

been a profound lake-level lowering between the Yellow Clay

and the White Marl Epochs (Figure 6). This idea strongly influenced Antevs and most later workers.

According to Gilbert, the White Marl Epoch included the rise

to overflow at Red Rock Pass, Idaho (Figure 1), and the formation of the Bonneville shoreline. Catastrophic failure of the alluvial-fan dam at Red Rock Pass resulted in the Bonneville

Flood and the subsequent formation of the Provo shoreline. A

minor rise in lake level during the regression from the Provo

shoreline at about the altitude of the Upper River Bed section

deposited the Upper Sand; the lake subsequently dropped to

levels near that of the modern Great Salt Lake. Gilbert apparently thought the Stansbury shoreline formed during the regressive phase of Lake Bonneville, that is, later than the formation

of the Provo shoreline, although he did not explicitly state this

in his monograph. This reconstructed history was the starting

point for the work of Ernst Antevs.

Ernst Antevs

During the first half of the twentieth century, Ernst Antevs

published a number of papers concerning Lake Bonneville and

Great Basin Quaternary history. He also contributed to the 1942

symposium. Antevs was convinced that lake fluctuations in the

Bonneville Basin were correlated with growth and decay of

Northern Hemisphere ice sheets and mountain glaciers. Despite

the lack of direct evidence for the ages of either the glacial or

lacustrine deposits, he presented careful arguments for ways in

which they simultaneously varied in size during the late Pleistocene (Figure 7). Evidence from the mouths of Little Cottonwood and Bells Canyons in the Wasatch Mountains near Salt

Lake City indicated that Lake Bonneville reached its highest

level, the Bonneville shoreline, shortly after the glaciers in

those canyons reached their maximum down-valley extent (Antevs, 1948), so that correlation with mountain glaciers in the Sierra Nevada and ice sheets in Canada was likely.

Antevs spent less time in the field examining the stratigraphic

sections at the Old River Bed and Leamington than did Gilbert,

but he reinterpreted Gilbert's descriptions at the three primary

sections, focusing especially on those at the Old River Bed. Antevs thought the Yellow Clay Epoch was correlated with an old

period of glaciation in the Rocky Mountains and Sierra Nevada

(Bull Lake and Tahoe glaciations, respectively), and he did not

include it in his discussion of Lake Bonneville history in his

symposium paper (Figure 7) (Antevs, 1948). His interpretation

of the depositional environment of the Yellow Clay as having

been a deep lake was essentially the same as Gilbert's.

Western Ice

(Cordilleran,

Keewatin)

Eastern Ice

(Labrador,

Patricia) o —

Q. CD

FIGURE 7.—Fluctuations of Lake Bonneville (L.B.), Lake Lahontan (L.L.) in

western Nevada, and Northern Hemisphere ice sheets (modified from Antevs,

1948:171). D.L. = Dendritic Lake; L.P. = Lake Provo; L.S. = Lake Stansbury;

T.L. = Thinolite Lake. Letters B and C represent lake highstands and correlations with Gilbert's interpretations of Lake Bonneville history (see Figure 3).
126 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Antevs regarded the regressive-phase lake rise, which Gilbert

had deduced from the Upper Sand at the Upper River Bed section, as a major event in the history of the lake. He suggested

that during this event the lake reoccupied the Provo shoreline

and overflowed for a second time at Red Rock Pass, Idaho. In

addition, Antevs thought the Stansbury shoreline formed during

the interval between the two Provo occupations. He then correlated fluctuations of Lake Bonneville with fluctuations of Lake

Lahontan in western Nevada, and with the Cordilleran and Laurentide ice sheets (Figure 7).

Antevs (1948) argued that during the late Pleistocene the

large North American ice sheets, particularly the Cordilleran

ice sheet, attained a size large enough to deflect the polar front

far to the south of its mean position in historic time. As a consequence, frequent storms carried moisture from the Pacific

Ocean across the Sierra Nevada to the Great Basin to create the

large pluvial lakes. Thus, the filling and emptying of the lake

basins were correlated with the expansion and contraction of

the Northern Hemisphere ice sheets. He also thought that the

astronomical hypothesis of climate change formulated by Milutin Milankovitch was probably valid (Antevs, 1938). Added to

this was his fundamental belief that major climatic events had

to be global in extent (e.g., Antevs, 1955). Accordingly, he was

eager to find correlative climatic events across North America

and in northern Europe.

Late Twentieth Century Views

Machette and Scott (1988) and Sack (1989) have reviewed

how interpretations of Lake Bonneville have changed during the

second half of the twentieth century. In this paper, I focus only

on current interpretations of the work of Gilbert and Antevs.

With a few possible exceptions, all the lake sediments observed by Gilbert, including the Yellow Clay and the White

Marl, are now recognized to have been deposited during a single major lake cycle between about 30 thousand years (Ky) before present (B.P.) and 10 Ky B.p. (Scott et al., 1983; Oviatt,

1987; Oviatt et al., 1994). This is the Bonneville lake cycle, or

Lake Bonneville. Some Pleistocene lake cycles older than 30

Ky B.P. have been given separate names (e.g., Cutler Dam, Little Valley, Pokes Point; Figure 8).

Massive shoreline deposits, erosional shorelines, deltas, and

offshore sediments are prominent in the Bonneville Basin.

Most of these were almost certainly produced during the

Bonneville lake cycle. In a refinement of Gilbert's initial work,

prominent shorelines named and mapped by him have been

dated and linked to the offshore deposits, and an accurate radiocarbon chronology has been established that can now be used in

many ways as a predictive model (Figure 9) (Oviatt et al., 1992;

Oviatt, 1997). The major shorelines have been mapped with

precision (Currey, 1982), and Currey (1990) has shown how the

extensive knowledge about the Bonneville Basin serves as a

prime example of the landforms and processes typical of semidesert basins.

In addition to the accumulation of abundant numerical-age

data and numerous other advances in understanding the Bonneville lake cycle, Gilbert's sections at the Old River Bed and

Leamington have been reinterpreted. The Yellow Clay is now

recognized to be a shallow lacustrine deposit; it consists essentially of fine-grained deltaic sediment deposited early in the rise

of Lake Bonneville (Oviatt, 1987). During deposition of the

Yellow Clay the Sevier River flowed across the flat floor of the

Sevier Desert, through the Old River Bed strait, and transported

sand, silt, and clay to the margin of the rising lake in the Great

Salt Lake basin ("Main Body" in Figure 1). In light of this interpretation, Gilbert's dilemma with explaining why the Yellow

Clay is so much thicker and contains so much more silt and

sand than the White Marl (Gilbert, 1890:200-209), is resolved—the Yellow Clay and the White Marl were deposited in

different depositional environments and should not be expected

to look similar. Although deposits similar to the Yellow Clay

are present at many localities in the basin, they represent disconnected shallow-water depositional environments near the

mouths of large rivers rather than a single, widespread, deepwater lake deposit. In contrast, the White Marl is the basinwide stratigraphic unit that records the deep-water, or offshore,

history of Lake Bonneville (Oviatt, 1997).

60

to

8 40 8

ro 0

A

CO

§ 8

as

A

100 200 300 400

age (ka)

500 600 700

FIGURE 8.—Schematic diagram of middle and late Pleistocene lake cycles in the Bonneville Basin. Modified

from Machette and Scott (1988, fig. 3) and Oviatt and Miller (1997, fig. 2).
NUMBER 33

1600

.§ 1500

c

g

CO

®. 1400

CD

TJ

0

# 1300

CO

127

1200

lake level

o carbonate

• wood

• organics

A basaltic ash

Stansbury

Pilot Valley

U2

U3 ri Bonneville

c

Gunnison

Gilbert

35 30 25 20 15

age (ka)

10

FIGURE 9.—Chronology of Lake Bonneville fluctuations, modified from Oviatt et al. (1992), Oviatt (1997), and Oviatt and

Miller (1997). Elevations have been adjusted for isostatic

rebound. Ul, U2, and U3 are transgressive-phase fluctuations

(Oviatt, 1997). Radiocarbon ages were obtained for disseminated organic carbon, wood or charcoal, carbonate (shell or

tufa), and basaltic ashes.

Figure 4 is an aerial photograph of the area around Gilbert's

Upper River Bed section. It shows the prominent recurved

lacustrine spit composed of Gilbert's First Gravel, which he had

decided might be alluvium. The spit was deposited by longshore currents in Lake Bonneville after deposition of the Yellow Clay as the lake began to rise, following formation of the

Stansbury shoreline (Figure 9); it does not represent river deposition during a lowstand between two high lake stands, as Gilbert suggested in his monograph. At the Lower River Bed section the unconformity between the Yellow Clay and the White

Marl, which Gilbert and Antevs interpreted as representing a

long period of erosion and alluvial deposition, represents a

short period (possibly less than 500 years) when the lake level

fell about 45 m and the Stansbury shoreline formed (Oviatt,

1987; Oviatt et al., 1990). The gravel wedge between the Yellow Clay and the White Marl at Leamington, which Gilbert interpreted as alluvium, is now interpreted as lacustrine gravel

deposited during a fluctuation in lake level during the transgressive phase of the lake (U2 in Figure 9; Oviatt et al., 1994).

Figure 4 also shows well-developed eolian sand dunes composed of Gilbert's Upper Sand. Although Gilbert recognized

that the surface of this sand "may have gained or lost [thickness] by the action of the wind, which throws its surface into

waves, and has caused it to bury at the north the exposure of the

lower formations" (Gilbert, 1890:196), he thought that the

lower part of the sand was lacustrine. Because no features of

lacustrine origin have been found in the sand, his interpretation

of a minor lake rise, and Antevs' suggestion of a second transgression to the Provo shoreline, are unlikely.

Despite these changes in interpretation of Gilbert's stratigraphic sections, which are the results of building on his work

and the work of others and the availability of superior technology for field and laboratory investigations, Gilbert laid the

groundwork for all subsequent research on Lake Bonneville.

Most of his observations from his horseback trips into the

desert were highly accurate, even if some of his interpretations

have been replaced by alternative hypotheses. It is clear that he

thoroughly understood the lake beyond the context of his own

century, and many of his conclusions have not been improved

upon even after 100 years of subsequent research. One of Gilbert's many long-lasting contributions to science was to demonstrate that paleoclimatic information can be obtained from

studies of ancient lake deposits.

Antevs also made his mark on Great Basin paleoclimate research. Modern research has demonstrated empirically the general validity of Antevs' conviction that the major climate

changes that resulted in large pluvial lakes were global in

scope. Although the details of his correlations with Lake

Lahontan and with glacial events have not survived scientific

tests, the urge to find global connections persists today. With

refinements in glacial chronologies and modeling, including the

realization that the Laurentide ice sheet was even more influential than he thought, Antevs' general hypothesis that ice sheets

diverted storm tracks into the Great Basin to feed the large pluvial lakes is well supported by computer simulations and field

data (COHMAP members, 1988; Kutzbach et al., 1993;

Thompson et al., 1993).

Future Work

Since the days of Gilbert and Antevs, scientific advancements have resulted in major changes in interpretations, but the

solid foundation laid by Gilbert and the refinements made by

Antevs half a century later are still at the heart of our knowledge of Lake Bonneville and late Pleistocene climate change in

the Great Basin (e.g., Oviatt, 1997; Benson, 1997). Despite

many advances in understanding the history of Lake Bonneville

and Great Salt Lake, a number of important questions remain

only partially answered. These include questions about the timing and duration of regression from the Provo shoreline and the
128

SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

age of the Provo shoreline itself; the timing and character of the

initial rise of Lake Bonneville between about 30 and 20 Ky

B.P.; the chronology of fluctuations of Great Salt Lake during

the last 10 Ky; the precise relationships between Lake Bonneville and Great Salt Lake and climate, including the relative importance of temperature and precipitation or other variables in

determining lake size; and the details of pre-Bonneville lake

cycles and their connections to global climate. These questions

and others are being pursued in the Bonneville Basin, and,

thanks in part to the powerful early contributions of Gilbert and

Antevs, reliable answers are likely to be forthcoming in the

near future.

Literature Cited

Antevs, E.

1938. Climatic Variations during the Last Glaciation in North America.

Bulletin of the American Meteorological Society, 19:12-16.

1948. Climatic Changes and Pre-White Man. In The Great Basin, with Emphasis on Glacial and Postglacial Times. Bulletin of the University of

Utah, 38(20): 167-191.

1955. Geologic-Climatic Dating in the West. American Antiquity, 20:317-

335.

Benson, L.V.

1997. Keynote Address: Global Change Modulation of Great Basin

Aquatic History. [Paper presented at "GBASH 97: Great Basin

Aquatic System History: Fifty Years of Geologic, Biologic, and Hydroclimatic Progress in Late Cenozoic Aquatic System History,"

September 17-20, 1997, University Park Hotel, Salt Lake City,

Utah.] [Unpublished.]

COHMAP members

1998. Climatic Changes of the Last 18,000 Years: Observations and Model

Simulations. Science, 241:1043-1052.

Currey, D.R.

1982. Lake Bonneville: Selected Features of Relevance to Neotectonic

Analysis. United States Geological Survey Open-File Report, 82-

1070: 30 pages.

1990. Quaternary Paleolakes in the Evolution of Semidesert Basins, with

Special Emphasis on Lake Bonneville and the Great Basin, U.S.A.

Palaeogeography, Palaeoclimatology, Palaeoecology, 76:189-

214.

Davis, O.K.

2002. Late Neogene Environmental History of the Northern Bonneville

Basin: A Review of Palynological Studies. In R. Hershler, D.B.

Madsen, and D.R. Currey, editors, Great Basin Aquatic Systems

History. Smithsonian Contributions to the Earth Sciences, 33:295—

307.

Gilbert, G.K.

1890. Lake Bonneville. Monographs of the United States Geological Survey, 1: 438 pages, figures 28, 30, 34.

Hunt, C.B.

1982. Pleistocene Lake Bonneville, Ancestral Great Salt Lake, as Described in the Notebooks of G.K. Gilbert. Brigham Young University

Geology Studies, 29(1): 225 pages.

Kutzbach, J.E., P.J. Guetter, P.J. Behling, and R. Selin

1993. Simulated Climatic Changes: Results of the COHMAP ClimateModel Experiments. In H.E. Wright, Jr., J.E. Kutzbach, T. Webb III,

W.F. Ruddiman, F.A. Street-Perrott, and P.J. Bartlein, editors, Global

Climates since the Last Glacial Maximum, pages 24-93. Minneapolis: University of Minnesota Press.

Machette, M.N., and W.E. Scott

1988. Field Trip Introduction: A Brief Review of Research on Lake Cycles

and Neotectonics of the Basin and Range Province. Miscellaneous

Publications of the Utah Geological and Mineral Survey, 88-1:

7-14.

Miller, D.M.

1997. Cretaceous to Quaternary Geologic Evolution of the Great Basin.

[Paper presented at "GBASH 97: Great Basin Aquatic System History: Fifty Years of Geologic, Biologic, and Hydroclimatic Progress

in Late Cenozoic Aquatic System History," September 17-20, 1997,

University Park Hotel, Salt Lake City, Utah.] [Unpublished.]

Oviatt, C.G.

1987. Lake Bonneville Stratigraphy at the Old River Bed. American Journal of Science, 287:383-398.

1997. Lake Bonneville Fluctuations and Global Climate Change. Geology,

25:155-158.

Oviatt, C.G., D.R. Currey, and D.M. Miller

1990. Age and Paleoclimatic Significance of the Stansbury Shoreline of

Lake Bonneville, Northeastern Great Basin. Quaternary Research,

33:291-305.

Oviatt, C.G., D.R. Currey, and D. Sack

1992. Radiocarbon Chronology of Lake Bonneville, Eastern Great Basin.

Palaeogeography, Palaeoclimatology, Palaeoecology, 99:225—241.

Oviatt, C.G., and W.D. McCoy

1988. The Old River Bed. Miscellaneous Publications of the Utah Geological and Mineral Survey, 88-1:60-65.

Oviatt, C.G., W.D. McCoy, and W.P. Nash

1994. Sequence Stratigraphy of Lacustrine Deposits: A Quaternary Example from the Bonneville Basin, Utah. Bulletin of the Geological Society of America, 106:133-144.

Oviatt, C.G., and D.M. Miller

1997. New Explorations along the Northern Shores of Lake Bonneville. In

P.K. Link and B.J. Kowallis, editors, Mesozoic to Recent Geology of

Utah. Brigham Young University Geology Studies, 42(2): 345-371,

figure 2.

Sack, D.

1989. Reconstructing the Chronology of Lake Bonneville: An Historical

Overview. In K.J. Tinkler, editor, History of Geomorphology, pages

223-256. London: Unwin Hyman.

Scott, W.E., W.D. McCoy, R.R. Shroba, and M. Rubin

1983. Reinterpretation of the Exposed Record of the Last Two Cycles of

Lake Bonneville, Western United States. Quaternary Research, 20:

261-285.

Thompson, R.S., C.G. Oviatt, and K.H. Anderson

1997. Paleoclimates and Great Basin Aquatic History. [Paper presented at

"GBASH 97: Great Basin Aquatic System History: Fifty Years of

Geologic, Biologic, and Hydroclimatic Progress in Late Cenozoic

Aquatic System History," September 17-20, 1997, University Park

Hotel, Salt Lake City, Utah.] [Unpublished.]

Thompson, R.S., C. Whitlock, P.J. Bartlein, S.P. Harrison, and W.G. Spaulding

1993. Climatic Changes in the Western United States since 18,000 yr B.P.

In H.E. Wright, Jr., J.E. Kutzbach, T. Webb III, W.F. Ruddiman, F.A.

Street-Perrott, and P.J. Bartlein, editors, Global Climates since the

Last Glacial Maximum, pages 18-153. Minneapolis: University of

Minnesota Press.
Fluvial Linkages in Lake Bonneville Subbasin Integration

Dorothy Sack

"... and so lakes developed in nearly all the basins. Of these lakes the great majority overflowed into adjacent basins ..."

E.Blackwelder (1948:12)

ABSTRACT

Several late Pleistocene lakes in the Great Basin, including Lake

Bonneville, consisted of component subbasins that were united

into a single large lake only when water levels were high enough

to breach the subbasins' thresholds. During the last deep-lake

cycle, but before and after their period of integration with the

major water body, isolated closed-basin lakes existed in many of

those subbasins. This study focuses on two of Lake Bonneville's

seven major subbasins, Puddle Valley and Tule Valley, because

they display distinctive geomorphic and sedimentologic evidence

of the subbasin integration process. In both cases, Lake Bonneville

burst through material at the dividing threshold, and water poured

into the adjoining subbasin as a fluvial current of high discharge.

Where the jet spread out onto the subbasin's piedmont, it deposited

a gravel expansion bar over which gravel was transported in

large-scale subaqueous bedforms. Fluvial braid bars in their initial

stage of development provide a good analogue for the general

form of the inflow bars and help identify the fluvial processes of

inflow-bar formation. Details of the geomorphology and sedimentology of the inflow bars reflect the site-specific conditions under

which they formed. The ability to recognize inflow bars in the geomorphic and stratigraphic record will help researchers identify

subbasin integration events and will, therefore, contribute to

improved accuracy in reconstructing the geomorphic and paleoclimatic history of other paleolake basins.

Introduction

For more than a century, scientists have periodically published comprehensive inventories of late Pleistocene lakes in

western North America (e.g., Russell, 1885, 1896; Meinzer,

Dorothy Sack, Department of Geography, 122 Clippinger Labs, Ohio

University, Athens, Ohio 45701, USA.

Reviewers: B.G. Bills, National Aeronautics and Space Administration, Goddard Space Flight Center, Greenbelt, Maryland 20771, USA;

R.M. McCoy, University of Utah, Salt Lake City, Utah 84112, USA.

1922; Hubbs and Miller, 1948; Snyder et al, 1964; Mifflin and

Wheat, 1979; Williams and Bedinger, 1984). Although these inventories have been compiled for various specific physiographic or political boundaries, each included all or a large part

of the Great Basin. Information provided about Great Basin

paleolakes in that literature ranged from their approximate locations and relative extent, as delineated on small-scale maps; to

measurements of various lake attributes, such as depth and area;

to observations regarding possible overflow episodes for the

predominantly closed-basin lakes. Not surprisingly, those contributions emphasized the maximum extent of the paleolakes

and any associated overflow that made the lakes tributary to

lower closed-basin lakes, or to the sea, via long, connecting

stream courses. The emphasis on maximum lake size, however,

obscured the fact that, like most large modern lakes (Sly, 1978),

several late Pleistocene lakes in the Great Basin were assemblages of subbasins united into a single lake only during periods

of relatively high water levels (Table 1). Many of the lacustrine

TABLE 1.—Examples of Great Basin paleolakes that consisted of component

subbasins.

Paleolake

Lake Bonneville

Lake Lahontan

Lake Chewaucan

Fort Rock Lake

Lake Alkali

Lake Warner

Lake Malheur

Lake Alvord

Lake Surprise

Lake Searles

Lake Panamint

Little Mojave Lake

Lake Mojave

Location

UT, NV, ID

NV

OR

OR

OR

OR

OR

OR

CA,NV

CA

CA

CA

CA

Open-basin

interval

Yes

No

No

?

No

?

No

?

No

No*

No*

No

No

Reference

Gilbert, 1890

Russell, 1885

Waring, 1908; Allison, 1945

Waring, 1908; Allison, 1979

Waring, 1908

Waring, 1908, 1909; Weide, 1974

Russell, 1903; Waring, 1909

Waring, 1909

Russell, 1884

Gale, 1915

Smith, 1976

Thompson, 1929

Thompson, 1929

"Overflowed to another closed-basin lake by means of a long fluvial connection.

129
130 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

subbasins that constituted arms or embayments of a major lake

at its higher levels contained independent closed-basin lakes

before and after their interval of integration.

In order to reconstruct accurate paleohydrologic and paleoclimatic models for such a region of closed-basin lakes, it is

important to distinguish those water-level fluctuations controlled primarily by geomorphic factors from those induced

more directly by climatic variables. A shoreline that is well

represented in the geomorphic or stratigraphic record, for example, is not necessarily the result of static climatic conditions; nor does a change in lake level always indicate a climatically induced shift in effective moisture (Sack, 1994c). In

addition to climatic factors that affect lake hydrology, geomorphic factors influencing lake hydrography are also reflected in

the lake's shoreline record. Variations in lake size that create

multiple shorelines may be the result of changes in drainage

basin area caused by such factors as tectonism, volcanism,

mass movement, stream diversion, or overflow of upstream

lake basins. If the geomorphically induced water-level change

is rapid, a vertical zone mostly devoid of shoreline evidence,

i.e., a null zone, may result (Sack, 1990, 1995). It is also possible that a well-developed shoreline in a closed-basin lake

marks the elevation of an intrabasin threshold rather than an interval of climatic equilibrium (Eardley et al., 1957; Benson,

1978; Currey and Oviatt, 1985; Benson and Paillet, 1989). For

example, when, under conditions of increasing effective moisture, the water level in one subbasin reaches the elevation of an

intra-basin sill, it may remain essentially at that elevation until

overflow fills the adjoining closed basin to the threshold level

and a single integrated closed-basin lake is formed. The coalescing of subbasin lakes into a single water body by successive overflows from one subbasin to another can create in the

confluent lake basin a complex set of shoreline evidence and

can result in the amalgamated lake basin having not just a single lake-level chronology but, rather, a complicated assemblage of subbasin chronologies (Davis, 1982). Properly allocating the contributions to paleolake-level changes influenced

primarily by geomorphic factors versus those responding directly to climatic variables leads to a more accurate reconstruction of a paleolake basin's climatic and geomorphic history.

At its maximum extent, Lake Bonneville was the largest of

the standing water bodies that accumulated in the Great Basin

during the late Pleistocene (Figure 1). The Bonneville lacustral

cycle lasted from about 30 thousand years ago (Ka) to 12 Ka

(Figure 2) (Oviatt et al., 1992), but considerable shoreline and

sediment evidence of it remains visible in the landscape (Sack,

1992). The white marl, for example, is a distinctive Lake

Bonneville marker bed that was deposited widely around the

basin during the deeper phases of Lake Bonneville spanning an

interval of at least 8 thousand years (Ky) (Gilbert, 1890; Oviatt,

1987). The most prominent of the relict Lake Bonneville shorelines are the Stansbury, Bonneville, and Provo. The Stansbury

shoreline was formed between about 22 and 20 Ka, during the

transgressive phase of Lake Bonneville (Currey et al., 1983;

-45°N

-40 >^

-35° /

— Great Basin

• Lake Bonneville

D Great Salt Lake

0 300 km

120°

i

M

115° 110° W

I l

FIGURE 1.—Map showing Lake Bonneville at its greatest extent relative to the

Great Basin.

1550

1450

1350

1250

PS

- BS

BF

SS

-

^——-r

Provo shoreline

Bonneville shoreline

Bonneville flood

Stansbury shoreline ,

SS /

J

B5

/

RF

PS

K

\

30 25 20

Age (Ka)

15 10

FIGURE 2.—Generalized hydrograph of Lake Bonneville (after Burr and Currey, 1988; Oviatt etal., 1992).

Oviatt et al., 1990). After Stansbury shoreline time, the lake

continued rising until it reached the lowest point on its drainage

divide, perhaps as late as 15 Ka (Oviatt et al., 1992). With its

upper limit constrained by this external threshold, the lake constructed the Bonneville shoreline (Gilbert, 1890). Bonneville

shoreline time ended about 14.5 Ka when failure of material at

the threshold triggered the Bonneville Flood (Gilbert, 1890;

Malde, 1968; Oviatt et al., 1992; O'Connor, 1993). The lake re-
NUMBER 33 131

stabilized at the level of a bedrock sill about 110 m below the

Bonneville shoreline, and the conspicuous Provo shoreline was

created during a period of a few hundred years while the lake

was controlled by this lower external threshold (Gilbert, 1890;

Burr and Currey, 1988; Oviatt et al., 1992). Closed-basin conditions finally resumed when Lake Bonneville regressed from

the Provo shoreline because of climatic reasons, with the lake

cycle ending roughly 2 Ky later (Oviatt et al., 1992).

The Bonneville lake basin consists of seven major closed

subbasins each of which was integrated into the megalake for a

different period of time (Figure 3; Table 2). Lake Bonneville

originated in the lowest subbasin, that of Great Salt Lake. Rush

Valley was part of the Great Salt Lake basin at the start of the

Bonneville lacustral cycle but was isolated from it after Bonneville shoreline time because of the barricading effect of the

Stockton Bar complex, which Lake Bonneville had built across

their connecting strait (Gilbert, 1890). Integration of the Great

TABLE 2.—The major Lake Bonneville subbasins and selected characteristics.

Subbasin

Great Salt Lake

Great Salt Lake Desert

Puddle Valley

Sevier Desert

Tule Valley

Cedar Valley

Rush Valley

Approximate

modern threshold

elevation (m)

Lowest basin

1285

1362

1399

1446

1507

1585

Mode of integration

Origination basin

Spillover from Lake Bonneville

Spillover from Lake Bonneville

Overflow to Lake Bonneville

Spillover from Lake Bonneville

Overflow to Lake Bonneville (?)

Origination basin, isolated later

Salt Lake Desert, Puddle Valley, and Tule Valley occurred

when transgressing Lake Bonneville spilled over successively

higher thresholds into those adjacent subbasins (Currey, 1980;

Currey and Oviatt, 1985; Sack, 1990). Although Currey and

Oviatt (1985) maintained that Cedar Valley was also integrated

by spillover from Lake Bonneville, overflow may actually have

113°W 112°W

-42°N

Idaho

to Utah

Puddle

Valley Great Salt

\p Lake

_Wyqming

Salt Lake City

Great Salt

Lake Desert

• : /

•-Rush • / .•

Valley / ',

Cedar

Valley

Sevier

Desert

Maximum Extent of

Lake Bonneville

60 km

40 mi

Tule

Valley

38°NFlGURE 3.—Map showing the seven major subbasins of Lake Bonneville.
132 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

been from the high Cedar Valley lake basin, which has a relatively small capacity, into Lake Bonneville. On the other hand,

it seems clear that the Sevier Desert basin initially drained

northward over the lowest point on its divide into Lake Bonneville by means of a river channel tens of kilometers long (Currey et al., 1983; Oviatt and McCoy, 1988). Lake Bonneville

eventually transgressed well above that threshold, converting

the connecting river bed into a strait and the Sevier Desert tributary basin into its Sevier Desert arm.

Regardless of the direction of overflow, spillover from one

subbasin to an adjacent one is essentially a fluvial process.

Even if both basins initially contain independent closed lakes,

differences in such variables as elevation, relief, hypsometry,

precipitation, surface runoff, and ground-water budgets will

cause the water bodies to rise at different rates (Benson, 1978;

Benson and Mifflin, 1986). The first one to overtop their connecting sill will discharge a current of water flowing downslope by the force of gravity toward the base level of the receiving basin. Depending upon specific geomorphic and

hydrologic circumstances, this fluvial current may occupy a

long or short channel, flow on a continuous or intermittent basis, and have a total existence of brief or extensive duration.

In both the Puddle Valley and Tule Valley subbasins of Lake

Bonneville, a well-exposed example of a distinctive depositional landform created during integrating inflow is found adjacent to the subbasin threshold (Currey, 1980; Currey and

Oviatt, 1985; Sack, 1990). Combined with the results of valleywide investigations, a comprehensive analysis of the geomorphology, sedimentology, and morphostratigraphy of these features, referred to in this paper as inflow bars, provides insights

into the nature of the subbasin integration process and the timing of Lake Bonneville's integration of the two valleys. Results

of this investigation, moreover, are useful beyond the Bonneville Basin. Recognizing similar evidence in the geomorphic

and stratigraphic record of other Quaternary and perhaps even

pre-Quaternary lake basins will help researchers to identify

subbasin integration events and, thereby, to reconstruct more

accurately the geomorphology, chronology, and paleoclimate

of other paleolake basins.

Previous Work

The fact that climate is not the only variable affecting the

size of closed-basin lakes has been recognized in several previous paleolake studies. More than a century ago Gilbert

(1890:262) emphasized the significance of "topographic configuration" as well as "meteorologic conditions" with regard to

changing lake levels. Stream diversion is probably the most

frequently mentioned nonclimatic influence on closed-basin

lake levels (e.g., Gilbert, 1890; Bright, 1963; King, 1978;

Davis, 1982; Benson and Paillet, 1989). In their report on late

Pleistocene lakes in Nevada, however, Mifflin and Wheat

(1979) stressed the importance of recognizing episodes of external drainage in a lake's history because pluvial hydrologic

indexes calculated for shorelines controlled by external thresholds are only minimum estimates, which limits their usefulness

in making interbasin hydrologic comparisons. Smith and

Street-Perrott (1983:192) noted that the size, shape, and hydrologic regime of a lake basin, and therefore the position of its

water plane, may change as the result of various nonclimatic

processes, including tectonism, volcanism, landsliding, sediment infilling, stream capture, and the cutting of an external

outlet. Such alterations can make interpreting the paleoclimatic

signal from closed-basin lakes especially challenging

(Street-Perrott and Harrison, 1985).

The Great Basin paleolake literature contains some discussion of the nature of constituent subbasins and intrabasin sills

and their role in lake history. The second largest late Pleistocene lake in the Great Basin, Lake Lahontan, has thus far

been studied more intensively from the subbasin perspective

than any other Great Basin paleolake, probably because even

when portrayed at its largest extent it maintains the strong appearance of discrete water bodies separated by narrow straits.

The importance of the subbasin nature of Lake Lahontan was

first identified by Russell (1885), who recognized that various

component basins would have been united or isolated at different lake levels. In another early work, Jones (1925:37) observed that the Lake Lahontan intrabasin sills consist of alluvium, and he examined precipitation differences among the

"subsidiary basins." Later, those subbasin lakes that would expand mainly by direct inflow from perennial tributary streams

were distinguished from those without perennial streams,

which would rise instead by spillover from adjoining subbasins

(Benson, 1978). More recently, Benson and Paillet (1989) used

seven major Lake Lahontan subbasins to demonstrate the influence of topography on lake level. They concluded that total

lake-surface area is a better indicator of climate change than

lake level or volume. Since the late 1970s, subbasin events and

sill elevations have figured prominently in efforts to reconstruct the chronology of Lake Lahontan (Benson, 1978, 1991;

King, 1978; Davis, 1982, 1983; Thompson et al., 1986; Benson

and Thompson, 1987; Benson et al., 1992). It was in this period

that Davis (1982:54) summarized so well the importance of

component basins to reconstructing the chronology of a paleolake: "there is no 'Lahontan chronology'; there is a complex

family of chronologies, which are fewer when the water is

high, and more numerous when it is low."

Gilbert (1890) briefly mentioned constituent subbasins and

intrabasin sills in his extensive monograph on Lake Bonneville.

Gilbert (1890:20) observed that, because of coalescence of expanding lakes, the number of independent endoreic drainage

basins in the entire Great Basin decreased during the late Pleistocene lake epoch, with Lake Bonneville becoming the largest

of the "confluent lakes." Desiccation at the end of the lake cycle left the Lake Bonneville basin redivided into numerous, independent closed basins (Gilbert, 1890). According to Gilbert

(1890:186), the strongly developed geomorphic characteristics

of one of the lake's most conspicuous closed-basin-phase
NUMBER 33 133

shorelines, the Stansbury, suggest that it was controlled "by an

outflow or its equivalent" rather than by climatic equilibrium.

He considered the possibility that sill-controlled inflow to a

component subbasin "might have served as a regulator, causing

the oscillating lake to linger at a particular level each time it

rose" (Gilbert, 1890:186-187).

In a 1957 paper, Eardley et al. (pages 1155-1164) presented

some hypotheses regarding Lake Bonneville subbasins and

shorelines. Those authors emphasized the notion that the expansion of Lake Bonneville into a subbasin increased the lake's

surface area, resulting in greater evaporation from the lake. If

precipitation surplus over evaporation was modest during the

lake's transgressive phase, which they believed was generally

the case, expansion in surface area by subbasin integration

would create a temporary balance between precipitation and

evaporation, and a water-level stillstand would result. The

longest stillstand, and hence the best shoreline evidence, would

be associated with the largest and most arid receiving basins.

During the regressive phase, with precipitation slightly less

than evaporation, abandonment of a subbasin would cause a

sudden decrease in evaporation from the lake surface. The resulting temporary balance between precipitation and evaporation would again cause a stillstand in lake level. Eardley et al.

(1957) used sill and shoreline elevation data to reject Gilbert's

(1890) suggestion that the Stansbury shoreline of Lake Bonneville was controlled by an intrabasin sill. On the other hand,

they hypothesized that the stillstand that created the Gilbert

shoreline of Great Salt Lake was caused by Great Salt Lake

spilling over its threshold into the Great Salt Lake Desert.

More recent publications that mention Lake Bonneville subbasins and interior sills identify the landforms created by inflow. In a study of the coastal geomorphology near Great Salt

Lake, Currey (1980) suggested that during the regressive phase

of the last deep-lake cycle inflow from the desiccating Lake

Bonneville briefly maintained a lake in the Puddle Valley subbasin. According to Currey (1980:76), a low-level shoreline

marks the small Lake Puddle, and a "lobate, steep-fronted

delta" indicates the point of high-velocity inflow. A subsequent

analysis of shoreline evidence, however, describes rapid filling

of Puddle Valley by Lake Bonneville inflow during the transgressive phase of the lake cycle and concludes that the

low-level Puddle Valley shoreline was formed by an independent Lake Puddle that existed during the regressive phase of

the lake cycle after the subbasin lost its surface connection with

Lake Bonneville (Sack, 1995). Shoreline evidence supporting

the existence of an isolated Lake Puddle during the transgressive phase of the last lake cycle, before Lake Bonneville integration, has not been reported.

In their outline of the fluctuations of Lake Bonneville, Currey and Oviatt (1985) included probable transgressive-phase

stillstands caused by the lake spilling into the Cedar Valley and

Tule Valley subbasins. Those authors attributed a scoured zone

close to the Cedar Valley threshold to high-velocity inflow, but

they were unable to identify a shoreline in Lake Bonneville that

resulted from that inflow event. Currey and Oviatt (1985:11)

found inflow into Tule Valley to be "clearly marked by a

bed-load delta," and they tentatively assigned a particular, unnamed Lake Bonneville shoreline to the associated stillstand.

Sack (1990, 1994a, 1994b) later suggested that the Tule Valley

inflow "delta" may be a compound feature, and she attributed

the 29 m high Tule Valley null zone, a basinwide sector of the

piedmont that lacks substantial shoreline evidence, to rapid inflow from Lake Bonneville. She also reported on the existence

during the last lake cycle of an isolated Lake Tule both before

and after the subbasin's interval of integration with Lake

Bonneville.

Data and Interpretation

PUDDLE VALLEY

GENERAL SETTING.—Puddle Valley is located about 100 km

west of Salt Lake City, Utah (Figure 3). It is bordered by the

Lakeside Mountains to the east, Cedar Mountains to the south,

Grassy Mountains to the west, and by smaller ridges and knolls

to the north (Figure 4). The 400 km2 closed drainage basin is

entirely surrounded by (inset into) the Bonneville Basin. Specifically, it adjoins the Great Salt Lake subbasin, which lies to

threshold

and

inflow area

subbasin

divide

FIGURE 4.—Regional map of Puddle Valley.
134 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

the north, east, and southeast, and the Great Salt Lake Desert

subbasin, which lies to the west and southwest. Elevations in

the subbasin range from 1316 m on the valley floor to 2019 m

at the highest peak in the Lakeside Mountains. There is no naturally occurring perennial or intermittent surface water in Puddle Valley today.

The lowest point on the Puddle Valley drainage divide, i.e.,

its threshold, lies in an unnamed pass in the northeastern part of

the valley (Figure 4). A paved highway to Lakeside, Utah, extends through the pass. The pass has an approximate elevation

of 1362 m, which is below the modern local elevations of the

Bonneville (1625 m), Provo (1501 m), and Stansbury (1380 m)

shorelines and above the post-Bonneville Lake Puddle level

(1338 m) (Currey, 1982; Sack, 1995). On the Puddle Valley

(south) side of the threshold, the pass area consists of a northsouth-trending, trough-shaped valley, which is about 1.2 km

long and 0.5 km wide (Figure 5). The sides of the trough conca\vy ^nave\>een Teworkeo. into alluvial fans; eolian, fluvial, and

FIGURE 5.—Aerial photograph of the Puddle Valley threshold area, including

the unnamed pass (P), Lake Bonneville shoreline deposits (S), the trough-like

depression (T), and the inflow bar (IB).

alluvial-fan sediments dominate the floor of the trough. The

floor of the confined trough slopes about 0.7° toward Puddle

Valley, but the modern topography is locally irregular primarily

because of eolian action.

INTEGRATION INTERVAL.—The approximate duration of

Puddle Valley's integration into the Bonneville lacustrine system can be estimated by plotting the rebound-corrected elevation of the Puddle Valley threshold on a detailed hydrograph of

Lake Bonneville. The following formula is used to convert

modern Bonneville Basin elevations to their values prior to hydro-isostatic rebound (Currey and Oviatt, 1985):

Za = Zr-{Zr~

l200\zb-\552),

(Zfc-1200)

(Equation 1)

where Za is the adjusted rebound-free (estimated original) elevation, Zr is a given rebounded (present) elevation, Zb is the

local modern elevation of the Bonneville shoreline, 1552 is

1200 is an empirical constant (all elevations are in meters).

For the Puddle Valley threshold, 1362 m and 1625 m are used

m Equation 1 for Zr and Zb, respectively. Plotting the resulting Za (1334 m) on the Lake Bonneville hydrograph of Oviatt

et al. (1992) yielded an estimate of 25.8 to 12.2 Ka for the interval of Puddle Valley integration (Figure 6). The latter value

is a minimum-limiting age estimate because some hydro-isostatic rebound had already occurred by this stage of Lake

Bonneville (Currey and Burr, 1988); the elevation of the pass

at the time of re-isolation would have been somewhat higher

than 1334 m.

GEOMORPHOLOGY AND SEDIMENTOLOGY OF THE INFLOW

BAR.—The depositional landform that marks the inflow of

Lake Bonneville into Puddle Valley (Currey, 1980) lies immediately south of the Puddle Valley threshold area, just beyond

the southern end of the trough-shaped valley (Figures 4, 5, 7).

Field work and the interpretation of aerial photographs reveal

that the inflow landform is a large-scale, tongue-shaped bar on

1550

1450

••g 135 0

UJ

PS Provo shoreline

BS Bonneville shoreline

BF Bonneville flood

SS Stansbury shoreline

30 10

FIGURE 6.-

Bonneville.

-Estimated interval of Puddle Valley's integration with Lake
NUMBER 33 135

which are found linguiod, flow-transverse bedforms, i.e.,

three-dimensional subaqueous dunes (Figure 8) (Ashley,

1990). Both the bar and the subaqueous dunes are composed of

gravel. The feature ranges in elevation from 1341 m at the distal (southern) base of the bar to 1357 m at the crest of the highest bedform. The bar, which is about 1.5 km long and up to 1.2

km wide, consists of a stoss-side pan bordered by a continuous

lateral and lee-side rim. Along the lee side the rim has a maximum lakeward slope of 15°. The bar complex is mantled with

Lake Bonneville marl, clastic lacustrine fine-grained sediments, and postlacustrine eolian sandy silt. The maximum

measured thickness of this post-inflow sequence is 1.9 m. Over

the ridges of the linguoid bedforms, where the post-inflow sequence is thinner, the surface is gravelly. Postlacustrine eolian

fines thicken dramatically toward the northeastern portion of

the feature; yellowish gray eolian sandy silt found along the

northern end of the left lateral rim is at least 1.0 m thick.

A measured cross section (Figure 9) shows that the threedimensional dunes are moderately asymmetrical and comA-A' location of cross section

I I bedforms

swales

bedform crest

0 200 400 600 m

FIGURE 7.—Map-view diagram of the Puddle Valley inflow bar, showing line

of measured section, A-A'.

FIGURE 8.—Large-scale subaqueous gravel dunes overlain by light-colored

lacustrine and eolian fines exposed in a road cut along the measured section in

Puddle Valley.

pound, with medium-scale dunes superposed on large-scale

dunes, which, in turn, are superposed on very large dunes (Ashley, 1990). Measured lengths (L) range from 6.1 to 143.3 m,

heights (H) from 0.2 to 3.2 m, and the vertical-form index {LI

H) from 17.8 to 62.2. The equation that expresses the height

versus length relationship of the Puddle Valley subaqueous

dunes,

H = 0.0445 L0.90

(Equation 2)

B

1353 m n

1351 m1349 m-

[ | Post-inflow fines

[ • :'."l Inflow gravel

B'

V.E.=10x

20 40 60 80 100 120 m

FIGURE 9.—Measured cross section through gravel dunes on the Puddle Valley

inflow bar. Location of measured section is shown on Figure 7. (V.E. = vertical

exaggeration.)
136 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 3.—Metric height (H) vs

dunes.

Equation

H = 0.074L0-

77

H = 0.0052L1 5

H = 0.0677L0 898

H = 0.0445L090

H = 0.0409L113

. length (L) relationships for subaqueous

Source

Allen (1968)

Baker(1973)

Ashley (1990)

Puddle Valley (this paper)

Tule Valley (this paper)

is similar to those derived from "giant current ripples" by Allen

(1968) and Baker (1973:50) and is close to the equation determined from almost 1500 bedforms, reported in Ashley (1990)

(Table 3).

The subaqueous dunes on the Puddle Valley inflow bar consist of cross beds that, at the measured section, dip 9° to 24° to

the east-southeast. Orientation data collected from the 10 largest clasts at 14 different sediment-sample sites along A-A' also

show a current direction to the east-southeast (Figure 10). This

direction of dip for beds and clasts reflects the position of the

line of section to the east of the main axis of flow (Figure 7).

East-southeast is perpendicular to the crestal trend of the subaqueous dunes along A-A'.

Sampled clasts were predominantly rounded or subrounded,

and the 10 largest had an average longest axis (A-axis) of 19

cm. The overall 10 largest clasts observed anywhere along the

length of the cross section had a mean A-axis of 35 cm. In addition to the local Paleozoic limestones, dolomites, cherts, and

sandstones, gravel-size clasts of tufa-cemented conglomeratic

beachrock, tufa, and laminated marl were noted in the sample

pits and elsewhere along the cross section. A gravel-size rip-up

clast of marl that was collected from one of the sediment-sample pits contained an ostracode assemblage that appears to be

of pre-Bonneville age (R.M. Forester, pers. coram., 1992).

FIGURE 10.—Representative sediment-sample pit dug in the Puddle Valley

gravel dunes. Note size of clasts and dip of beds. Shovel handle is approximately 0.5 m long.

INFLOW DISCHARGE.—In order to reconstruct the paleodischarge during inflow from Lake Bonneville to Puddle Valley

several variables have to be determined. Depth of the inflow

current can be estimated from the following regression equation derived for particle diameters between 5 and 330 cm

(Knox, 1987):

d = 0.0001DL215 °'57

(Equation 3)

where d is the competent flow depth (in meters), D is the intermediate axis (B-axis) of the coarsest particles moved (in mm),

and S is the dimensionless energy slope. For the Puddle Valley

data, D = 133.0 mm, which is the mean of the B-axes of the 10

largest clasts sampled from the A-A' cross section. S, the hydraulic slope, is estimated with 0.0000747, the value derived

from field measurement of the topographic slope just upflow

from the gravel dunes. When substituted into Equation 3 these

values yield a flow depth, d, of 8.36 m. From flow depth and

from the representative particle diameter, a roughness value, n,

is calculated with Limerinos' (1970) equation,

0.113d

1/6

(Equation 4)

with D now expressed in meters. ¥or relatively wide and shallow channels it is generally considered acceptable to substitute

flow depth for hydraulic radius in the Manning equation (Leopold etal., 1964),

,2/3cl/2

a S (Equation 5)

where v is flow velocity. Using the depth and slope values from

above and using n = 0.034, as calculated from Equation 4, velocity of flow during dune formation would have been 1.05 m/s.

Paleodischarge, Q, is calculated as

Q = vwd, (Equation 6)

where w is the channel width. Setting approximate channel

width to 1200 m, which is the width of the bar at its proximal

end, and using the values of d and v calculated above, discharge becomes 10,500 m3

/s (=370,000 ft3/s). If the maximum

height of the subaqueous dunes, 3.2 m, is substituted for depth

in Equations 4 through 6, a discharge of 2000 m3/s (~73,000

ft3/s) results. This latter value is considered a minimum estimate of discharge during inflow.

TIMING AND NATURE OF THE INFLOW EVENT.—The white

marl is a prominent Lake Bonneville marker bed that was deposited during the deeper levels of Lake Bonneville (Gilbert,

1890; Oviatt, 1987). Its location on top of the inflow bar indicates the bar was not created during the regressive phase of

Lake Bonneville, as was previously implied by Currey (1980).

There is no evidence of subaerial alteration of the dunes, and

the contact between the inflow gravel and marl appears conformable (Figure 9); therefore, it is concluded that the inflow

bar was created when the transgressing Lake Bonneville spilled
NUMBER 33 137

into Puddle Valley about 25.8 Ka, rather than during a previous

lake cycle.

The dimensions of the bedforms, the size of constituent

clasts, and the presence of rip-up fragments of marl, tufa, and

beachrock, together with the discharge estimate, indicate that

spillover was a powerful event. It seems likely that most of the

material transported in the inflowing current was eroded from

the threshold area. From the rounded to subrounded shape of

the gravels and the present lack of bedrock outcrop at the

threshold it is inferred that just prior to inflow the pass consisted mostly of unconsolidated or semiconsolidated deposits

rather than coherent bedrock. This unconsolidated material

may have had alluvial and colluvial as well as lacustrine components.

No geomorphic or stratigraphic evidence has yet been found

to indicate the presence of an isolated water body in Puddle

Valley just before inflow from Lake Bonneville. If there was

one it must have been quite small, occupying only the lowest

part of the subbasin. In the absence of pre-integration Lake

Puddle shorelines near the inflow landform, there is no reason

to conclude that the landform was created by anything other

than the strictly fluvial processes of the inflow current per se,

shortly before being submerged under the rising Puddle Valley

arm of Lake Bonneville. If inflow discharge was indeed within

the 2000 to 10,500 m3/s estimated range, the volume of Puddle

Valley below the sill (=4 km3) would have filled in roughly

four to 23 days.

TULE VALLEY

GENERAL SETTING.—Tule Valley lies between the House

and Confusion Ranges in the southwestern part of the Bonneville Basin, approximately 210 km southwest of Salt Lake City

(Figures 3, 11). Like Puddle Valley, it is currently an independent desert basin of interior drainage with only ephemeral

streamflow. Several springs, however, are found on the Tule

Valley floor and along its piedmont junction. Tule Valley has

greater relief (1340-2950 m) and a larger area (1425 km2) than

Puddle Valley. Climatic conditions are essentially the same on

the two subbasin floors, but because of elevation differences,

somewhat cooler and wetter conditions exist in the ranges adjacent to Tule Valley compared with those bordering Puddle Valley (Stevens and Brough, 1987; Sack, 1990).

The lowest point on the drainage divide between Tule Valley

and the main body of Lake Bonneville is located at Sand Pass

in northeastern Tule Valley (Figures 11, 12). Sand Pass has an

elevation of 1446 m, which is approximately 21m below the

local elevation of the Provo shoreline. A channel-like depression slopes about 1.2° from the threshold to the Tule Valley inflow bar. The Sand Pass threshold area consists of a complicated assemblage of primarily coastal sediments deposited near

the elevation of the Provo shoreline. In addition to Provo

shoreline deposits, white marl, coastal gravel from the transgression of Lake Bonneville, and indurated remnants of a par-

\ 113.5 W/ \

\ p . I )

Great Salt YU \ V

Lake Desert J V I )

VVNVK

Snake | /

Valley I Tule

) Valley /

( Confusio n J /

/ Rang e / J P

' inflow

subbasin

divide

0 5 mi

0 10 km

( ^\ ^

Sand

Pass

/

\ Juab Co.

S MillardCo.

1Hous \e ^-v

Range ^ i

1

/ ^ Sevier

V. Desert

\ 1 39°N-

\

FIGURE 11.—Regional map of Tule Valley.

tially eroded sand and gravel coastal landform, interpreted as

an oxygen isotope stage (OIS) 6 barrier complex, are found in

the threshold area. Remnants of the barrier complex consist of

in-place as well as large, partially collapsed blocks of cemented, cross-bedded sandstone and conglomerate beachrock

exposed on both the east and west sides of the channel-like depression. The central portion of the barrier, representing most

of its original length, has been completely eroded away. Lacustrine tufa deposited after the barrier was breached fills tension

cracks between semicollapsed blocks of the cross-bedded sandstone and conglomerate (Figure 13). Interpretation of the barrier complex as an OIS 6 feature is supported by amino-acid

analyses (conducted by the Amino Acid Geochronology Laboratory (AGL), University of Massachusetts) of gastropod shells

(AGL2083, AGL2084, AGL2085) collected from indurated

coastal deposits inferred to be topsets of the barrier. In addition,

along the west side of the channel the beachrock lies beneath
138 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Tufa

FIGURE 12.—Aerial photograph of the Sand Pass area showing Sand Pass (SP),

the channel-like depression extending from the pass (C), remnants of cemented, cross-bedded sandstone and conglomerate beachrock interpreted as

pre-Bonneville coastal deposits (B), and the Tule Valley inflow bar (IB).

Cross-bedded sandstone and conglomerate beachrock also crop out along the

west side of the channel-like depression.

Fkil'Kr 13.—Lacustrine tufa deposited in a tension crack separating a collapsed block of the cross-bedded conglomeratic beachrock from an intact portion of the beachrock.

26795,

 13C adjusted; 17,300 ± 320 yr B.P., unadjusted), determined on gastropod shells collected from the top of a Lake

Bonneville gravel spit located 45 km south-southwest of Sand

Pass, shows that Tule Valley was integrated with Lake Bonneville at least by 17.7 Ka (Sack, 1990). The 13.5 Ka estimated

age of reisolation of Tule Valley from Lake Bonneville is supported by a radiocarbon age of 13,430 ± 130 yr B.P.

(Beta-47754,

 13C adjusted; 13,020 ± 130 yr B.P., unadjusted)

determined from gastropod shells found in fine-grained calcareous sediments overlying the Tule Valley inflow bar. The approximately 10 cm thick fine-grained unit containing those

gastropod shells and the overlying 60 cm thick gravel are interpreted as sediments of independent Lake Tule deposited after

Tule Valley's reisolation from Lake Bonneville.

GEOMORPHOLOGY AND SEDIMENTOLOGY OF THE INFLOW

BAR.—Like the Puddle Valley example, the inflow landform in

Tule Valley consists of a large-scale linguoid bar that displays

large transverse bedforms, a stoss-side pan, and a lateral and

lee-side rim (Figures 12, 15). The Tule Valley inflow bar is apthe transgressive Lake Bonneville sequence of coastal gravel

and white marl.

INTEGRATION INTERVAL.—As with Puddle Valley, the interval of Tule Valley's integration with Lake Bonneville can be

estimated by plotting the rebound-corrected elevation of the

threshold on the Lake Bonneville hydrograph. Using the modern elevation of Sand Pass, 1446 m, as an approximation of the

pre-integration threshold elevation (Zr) and 1583 m for the local elevation of the Bonneville shoreline (Zb), Equation 1

yields a rebound-corrected elevation (Za) of 1426 m. According to the hydrograph of Oviatt et al. (1992), the Bonneville

Basin landscape at 1426 m was submerged by Lake Bonneville

from about 19.4 to 13.5 Ka (Figure 14). These estimates are

consistent with stratigraphic observations and numeric ages obtained in association with Tule Valley lake sediments. A radiocarbon age of 17,710 ± 320 yr before present (B.P.) (Beta1550

1450

•| 1350

LU

1250

PS Provo shoreline

BS Bonneville shoreline

BF Bonneville flood

SS Stansbury shoreline

BS

30

BF

PS

Tule Valley

integration

interval

25 20

Age (Ka)

10

FIGURE 14.—Estimated interval of Tule Valley's integration with Lake Bonneville (a.s.l. = above sea level).
NUMBER 33 139

proximately 2 km long and 1.5 km wide, with elevations ranging from 1391 m at the foot of the distal edge to at least 1426 m

on the right lateral rim. The lakeward slope off the lee-side rim

is about 4.5°. In contrast to the arcuate distal end of the Puddle

Valley feature (Figure 7), the Tule Valley inflow bar displays in

planimetric view a much straighter lee-side rim. The Tule Valley bar is overlain by Bonneville white marl, by coastal sediments of the post-Bonneville independent Lake Tule (Sack,

1990), and in some places by significant accumulations of postlacustrine subaerial deposits. Compared with the Puddle Valley

bar, morphologic details of the Tule Valley bar are more obscured by postlacustrine fluvial, eolian, and mass-wasting processes. Nevertheless, the gravel dunes in Tule Valley also appear to be three-dimensional.

A cross section was measured along the right lateral margin

of the bar where a gravel pit south of Sand Pass Road and a

stream cut north of the road provided good exposures (Figures

15, 16). The representative portion of the measured cross section presented in Figure 16 shows subaqueous dunes overlain

by marl and capped by coastal deposits of regressive Lake

Tule. The lower portion of the marl sequence is Lake Bonneville white marl, but the upper part of the unit is interpreted as

Bonneville marl reworked by Lake Tule after Tule Valley's reisolation from Lake Bonneville.

Dunes from the entire measured section are large (Ashley,

1990), ranging in length (L) from 15.9 to 61.6 m, in height (H)

from 0.9 to 4.8 m, and in vertical-form index (L/H) from 10.0

to 30.2. The relationship between length and height is described by the equation

A-C location of cross section

— bedform & rim crests

[-.. j eolian deposits

I | pan

400 m

2000 ft

H = 0.0409L

1.13

(Equation 7)

FIGURE 15.—Map-view diagram of the Tule Valley inflow bar, including the

location of the measured cross section (A-C).

Although the exponent in this equation is somewhat larger than

that reported by Ashley (1990) for a very large data set, it is

smaller than the exponent that Baker (1973:50) found for "giant

current ripples" created by the Lake Missoula Flood (Table 3).

The subaqueous gravel dunes studied in detail along the right

margin of the inflow bar (Figure 15) consist of cross beds that

dip 12° to 31° to the southwest. An exposure at the southeast

corner of the bar, however, exhibits gravel bedform cross beds

that dip 15° to 20° to the southeast.

The 10 largest clasts were investigated from eight sedimentsample sites along the entire right-lateral exposure. Measured

clasts had an average A-axis of 18 cm and showed dips to the

1415 —

c 1410H

"CD

LLJ

1405 -

B

Regressive Lake Tule deposits

White and reworked marl

Inflow gravel V.E. = 7x

50

I

100

I

150 200

Distance (m)

FIGURE 16.—Cross-sectional diagram of large-scale subaqueous dunes exposed along the southwest edge of the

Tule Valley inflow bar. See Figure 15 for location of B-C. (V.E. = vertical exaggeration.)
140 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

southwest or west. Most of the sampled gravels were subrounded or subangular. Numerous boulders were noted in dune

gravel along the distal edge of the bar (Figure 17). A-axis measurements of the 10 largest clasts observed along the entire

length of the lee-side rim ranged from 100 to 200 cm, with a

mean length of 120 cm. Dune and bar gravels consist primarily

of limestones, dolomites, and quartzites derived from the adjacent mountain ranges, but clasts of conglomerate and sandstone

beachrock identical to the indurated remnants of the breached

barrier found adjacent to Sand Pass are common. The 10 largest clasts of sandstone and conglomerate beachrock found in

the inflow bar, up to 2.5 km downflow from the breached barrier, had an average A-axis of 100 cm.

INFLOW DISCHARGE.—The large subaqueous dunes and

large size of constituent gravel reveal that inflow from Lake

Bonneville was a high-velocity event. Paleodischarge can be

reconstructed using the same technique as was employed with

the Puddle Valley data (Equations 3-6). With a representative

clast diameter, D, of 115 mm, which is the average B-axis of

the 10 largest sampled clasts from the Tule Valley gravel dune

sediment pits, and an approximate slope near the pan of

FIGURE 17.—Boulder-size clast of conglomerate beachrock like that found in

outcrop near Sand Pass (Figure 12) but located at the distal edge of the Tule

Valley inflow bar. Lens cap has a 50 mm diameter.

0.0036, depth is estimated to be 0.77 m. These values yield a

roughness coefficient of 0.038 and a velocity of 1.33 m/s. Using the 1450 m maximum width of the bar for channel width

results in an estimated discharge of 1500 m3/s (* 52,000 ft3/s).

The depth of 0.77 m calculated from Knox's (1987) empirical

equation, however, is much smaller than the maximum bedform height, 4.8 m. Substituting 4.8 m for flow depth yields a

velocity estimate of 5.17 m/s and a discharge estimate of

36,000 m3/s («1,271,000 ft3/s).

TIMING AND NATURE OF THE INFLOW EVENT.—The conformable sequence of white marl overlying preserved subaqueous dunes verifies that the Tule Valley inflow bar is of transgressive Lake Bonneville age and not from a previous lake

cycle. According to the above estimates of the Tule Valley interval of integration into Lake Bonneville, the inflow bar was

deposited before 17.7 Ka and probably about 19.4 Ka.

The common occurrence within the subaqueous dunes of

conglomerate and sandstone beachrock clasts derived from the

breached barrier located near the divide helps support the notion that the barrier was created during a pre-Bonneville lake

cycle and eroded during the spillover of Lake Bonneville into

Tule Valley. Apparently, the relict pre-Bonneville barrier that

crossed the Sand Pass threshold area failed suddenly either

when the hydraulic load from Lake Bonneville exceeded the

barrier's strength, thereby initiating inflow, or shortly after the

lake began to spill over the barrier into Tule Valley.

Tule Valley definitely contained an independent, transgressing lake, called Lake Tule, when Lake Bonneville spilled over

Sand Pass (Sack, 1990). Shorelines created by Lake Tule are

well exposed around the valley. Their pre-integration relative

age is determined from the conformable relationship between

the shoreline gravel and the Bonneville white marl. The highest

Lake Tule shoreline lies at an approximate elevation of 1416

m. Above that level, shoreline evidence is lacking in a vertical

null zone stretching to about 1446 m, the elevation of the Sand

Pass threshold. A continuous series of Lake Bonneville shorelines extends from about 1446 m to the Bonneville shoreline at

approximately 1583 m. When Lake Bonneville stood at the

brink of spilling into Tule Valley, it occupied the highest elevation it had yet achieved in the lake cycle. At that same time,

Lake Tule was probably also at its highest level; therefore, the

1416 m Lake Tule shoreline should mark the position of the independent water body when Lake Bonneville began flowing

over Sand Pass (Sack, 1990). Exposures of this highest Lake

Tule shoreline are found adjacent to the lee-side rim on both

the east and west sides of the Tule Valley inflow bar. The distal

end of the Tule Valley inflow bar was apparently deposited at

the margin of the water body in Tule Valley. At the estimated

inflow discharge of 1500 to 36,000 m3/s, the water level in

Tule Valley would have risen the 30 m from the Tule Valley

shoreline to Sand Pass (<22.5 km3) in roughly seven to 174

days.
NUMBER 33 141

Discussion

The linguoid bars created by inflow of Lake Bonneville into

Puddle and Tule Valleys appear very similar to the bars that

Rundle (1985a, 1985b) observed in the first stage of fluvial

braid-bar formation (Figure 18). According to Rundle, that initial tongue-shaped braided stream deposit, referred to in this

paper as the "Rundle tongue," is an ephemeral, constructional

form deposited downstream from a comparatively deep, confined channel reach. It is created under conditions of radiating

flow where water discharging from the confinement mixes

with calmer water beyond the orifice. Turbulent mixing along

the contact between the stream and quiet water "saps the momentum of the stream and reduces its velocity progressively

toward the core" (Rundle, 1985a:9-10). Flow is retarded along

the edges of the spreading jet relative to its axis, causing the

flow to turn and spread away from the axis. As flow velocity

decreases, the load is deposited downstream from the orifice

of the confined channel. The resulting deposit, a kind of expansion bar, is linguoid, consists of an upstream pan and a lateral and downstream rim, and displays a steep lee-side slope.

In addition, Rundle (1985b) observed that some bars have

multiple concentric rims, formed by successive sheets of

gravel being transported over the pre-existing pan surface. The

complete Rundle tongue is a transient feature in braided

streams because it is soon dissected by chutes at falling- and

low-water stages. This dissection of the tongue is, according to

Rundle, the mechanism of braiding. Remnants of the Rundle

tongue preserved between the chutes constitute longitudinal

braid bars.

In many respects the Puddle Valley and Tule Valley inflow

bars are analogous to the initial stage of the braid bar. Like the

Rundle tongue, the inflow bars extend downcurrent from the

orifice of a confined channel, which is the sloping, trough-like

depression leading from each of the thresholds. The Rundle

x

X

11

i

\ \

\<

^—-—-—

rim

I

\

rim

pan

^**^ orifice

__

orifice

X'

1

X

1

FIGURE 18.—Plan and profile views of the ideal tongue-shaped bar that forms

where water flowing as a fast jet leaves an orifice and spreads out into a region

of quieter water (after Rundle, 1985b). The Puddle Valley and Tule Valley

inflow bars closely resemble this model.

tongue and the inflow bars consist of a pan and a well-developed rim. The subaqueous dunes of the inflow bars are similar

to Rundle's (1985b) multiple concentric rims, and both show

that bedload was being transported across the top of the linguoid bars. A major chute, like those that dissect the initial

braided-stream tongue structure, has breached the Puddle Valley inflow bar on its western side (Figure 7).

Although the Lake Bonneville inflow bars and the Rundle

tongue are similar, they do have some differences. The pan on

the Puddle Valley example appears smaller than that on the

ideal Rundle tongue because of the presence of numerous subaqueous dunes on the bar (Figures 7, 18). Unlike the Rundle

tongue, which forms where a jet spreads out into quieter water,

Lake Bonneville's inflow bars are deposits of the rapid and expanding inflow current alone. Deposition of the Lake Bonneville inflow bars occurred where the inflow current spread out

on the piedmont and was not caused by the presence of lake

water in the receiving basins. Deposition of the Tule Valley inflow bar, in fact, ended bluntly where the inflowing current

struck the rising Tule Valley water body. The water level in

Tule Valley rose so rapidly that inflow current expansion

ceased virtually at the moment of contact.

The presence of a large receiving lake in Tule Valley and the

absence of one in Puddle Valley is regarded as responsible for

the difference in planimetric shape of the distal end of the bars

(Figures 7, 15). The flattened distal end of the Tule Valley bar

reflects a sudden decrease in velocity that occurred where the

inflowing jet hit Lake Tule. In Puddle Valley there is no evidence to indicate that the inflow current interacted with a

pre-existing water body. The Puddle Valley inflow bar was deposited by the jet of water spreading out onto the piedmont of

an initially dry subbasin, or, perhaps more likely, onto the

slope well above a very small Puddle Valley lake or marsh. By

not meeting rising lake waters until after the bar was completely formed, the Puddle Valley current expanded symmetrically outward from the axis of flow, giving the resulting deposit a more arcuate shape at its distal end. As a result,

compared with the Tule Valley example, the Puddle Valley bar

is regarded as having the more ideal inflow-bar shape.

In contrast to the Rundle tongue of braided fluvial environments, which is dissected after its formation by falling water

levels (Rundle, 1985a, 1985b), both Lake Bonneville inflow

bars are mostly preserved because their formation was followed by rising instead of falling water levels. As the expanding water bodies in the subbasins rose rapidly to equilibrate

with the main body of Lake Bonneville, no major reworking of

the features occurred; however, for 13.6 and 5.9 Ky after their

respective formation, the Puddle Valley and Tule Valley inflow

bars existed at the bottom of a water column that was as much

as 275 m and 183 m deep, respectively. During the sublacustrine period the inflow bars were blanketed with pelagic white

marl.
142 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Conclusions

The Rundle tongue reported from a braided stream system

(Rundle, 1985a, 1985b) provides a good analogue for the general form of the studied Lake Bonneville inflow bars; however,

details of the geomorphology and sedimentology of the Lake

Bonneville inflow bars reflect the site-specific physical conditions under which they formed. The large size of transported

clasts, the presence of three-dimensional subaqueous dunes, and

the paleohydraulic reconstructions support the notion that in

both studied subbasins Lake Bonneville spillover was a highdischarge event, probably resulting from an outburst through

material at the threshold. Field evidence in Tule Valley indicates

that Lake Bonneville inflow burst through a relict OIS 6 barrier

complex at Sand Pass. Because such relict "divide barriers" (including tombolos) created during the Bonneville lake cycle are

common in the landscape today in passes throughout the lake

basin, and considering the nature of the dune gravel, it is probable that before integration the unnamed pass separating Puddle

Valley from the main body of Lake Bonneville was also crossed

by some kind of divide barrier. Both of the studied inflow bars

date from the transgressive phase of Lake Bonneville and are

relatively well preserved because the subbasin water level rose

rapidly over them on the transgression and fell relatively

quickly past them during the regressive phase of the lake cycle.

Their original surface form was subdued under a mantle of

lacustrine fine-grained sediments, regressive coastal deposits,

and later subaerial sediments.

The geomorphic and hydrologic circumstances within Puddle

Valley and Tule Valley at the time of Lake Bonneville spillover

were such that the integrating fluvial current was a very

short-lived but continuous flow, although some initial minor

spillover may have occurred. Water flowed through a fairly

confined region adjacent to the threshold as a fast jet. Very

coarse sediment provided by threshold failure and spillway erosion was transported by that current. Where the jet emerged

from the orifice of the confined zone, it spread out. Flow divergence just outside of the orifice formed the pan. Beyond the

pan, bedload was transported in the form of large-scale subaqueous dunes. The spreading current caused a comparative decrease in flow velocity especially near the margins of the flow,

resulting in deposition of a fluvial bar. The tongue shape of the

bar reflects this velocity decrease along the edges of the spreading jet relative to its axis, which effected a rotational motion in

the flow (Bates, 1953).

Considering the fluvial processes by which they formed, the

inflow landforms in Puddle and Tule Valleys are most appropriately referred to as bars. The ideal, linguoid bar form was more

effectively developed in Puddle Valley than in Tule Valley because in the latter subbasin expansion of the fluvial current

ceased abruptly where it struck the Tule Valley lake waters.

Rather than being responsible for formation of the inflow landform, interaction of the inflow current with the Tule Valley lake

actually terminated the process of bar formation. For this reason, and because no evidence has been found to indicate the existence of a transgressive-phase Lake Puddle anywhere near the

Puddle Valley inflow landform at the time of its deposition, the

term delta, although originally applied to these landforms (Currey, 1980; Currey and Oviatt, 1985; Sack, 1990), is no longer

considered the most appropriate term.

Studying Lake Bonneville as a complex system of component subbasins focuses attention on aspects of its geomorphology, sedimentology, and chronology that have been generally

overlooked by studying the lake as one simple, coherent unit.

This subsystem approach may be, and to some extent already

has been (e.g., Benson, 1978), profitably applied to other large

paleolake basins, which typically consist of several subbasins.

Because lakes and lacustrine deposits are sensitive indicators of

climate change, paleolake investigations can make important

contributions to reconstructing paleoclimates. The accurate

modelling of paleoclimates, moreover, is essential for the refinement of general climate models. Lake-level changes, however, are influenced by tectonism, drainage-basin changes, and

subbasin integration as well as by climate change. Because

lacustrine inflow bars are evidence of subbasin integration, recognizing them will help paleoenvironmental researchers to accurately reconstruct the hydrographic history of a paleolake,

thereby contributing to an improved understanding of the true

paleoclimatic signal.

Acknowledgments

Acknowledgment is made to the Donors of The Petroleum

Research Fund, administered by the American Chemical Society, for the partial support of this research. The research that led

to this paper was also partly funded by the National Geographic

Society and the Graduate School of the University of Wisconsin-Madison. I am grateful to D.R. Currey, G.C. Nadon, B.G.

Bills, R.M. McCoy, and C.G. Oviatt for suggestions, helpful

discussions, and comments on earlier drafts of this manuscript. I

appreciate the many hours of field assistance provided by T.

Burr, S. Kaplan, J. Killian, G. Nadon, A. Reid, and T. Sabin.

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Environment and Paleolimnology of Owens Lake,

California: A Record of Climate and Hydrology

for the Last 50,000 Years

J. Platt Bradbury andR.M. Forester

ABSTRACT

Diatoms and ostracodes from lake-sediment cores beneath

Owens Lake playa in southeastern California document an almost

continuous paleolimnological record of limnological, hydrological, and climatological changes for the last 50 thousand years

(Ky), based upon an extrapolated radiocarbon chronology. Closeinterval sampling enabled chronological resolution at a centuryscale or less. Modern ecologic studies of diatoms and ostracodes,

as well as climatic and hydrologic processes affecting the Owens

Lake basin, were used to track environmental changes. The middle

Wisconsin to Holocene record indicates that climates wetter than

those of modern times existed 80 percent of the time, but that

changes between wet and dry climates occurred rapidly—within

300 years to a century or less in some instances. The ostracode

record indicates that polar air masses permanently resided at the

latitude of Owens Lake during parts of the full-glacial period,

whereas the diatom record and heavy-mineral analyses imply that

extensive alpine glaciers (on the scale of the full-glacial period)

did not exist in the Owens Lake drainage before 22 thousand years

ago (Ka) and that the effects of glaciation on sedimentation in this

area ended by 13 Ka.

During oxygen-isotope stage 3 (-50-25 Ka) at Owens Lake,

summer-season freshwater planktonic diatoms correlate with

geochemical evidence related to increased winter precipitation in

marine cores at similar latitudes on the California margin. These

data document southward shifts and increased strength of the

Aleutian low-pressure system (Aleutian Low) in the northeast

Pacific Ocean and its role in determining the hydrologic balance of

J. Platt Bradbury, 5784 Horseradish Gulch, Golden, Colorado 80403,

USA. R.M. Forester, United States Geological Survey, P.O. Box 25046,

Federal Center, Denver, Colorado 80225, USA.

Reviewers: Larry V. Benson, United States Geological Survey, P.O.

Box 25046, Federal Center, Denver, Colorado 80225, USA; S. Fritz,

Lehigh University, Bethlehem, Pennsylvania 18015; Robert Her shier,

Division of Mollusks, National Museum of Natural History, Smithsonian Institution, Washington, D.C. 20560-0118, USA; G.I. Smith,

United States Geological Survey, MenloPark, California 94025, USA.

western North America as well as its effect on the California Current. Such correlations indicate that the Owens Lake paleolimnological record responded to the major dynamics of climate

variation in the northern hemisphere.

Introduction

Thick, fossiliferous lacustrine deposits underlying Owens

Lake (Smith and Pratt, 1957) in southeastern California have

been cored and analyzed to extract millennium-scale paleolimnologic and paleoclimatic information for the Owens

Lake basin and surrounding region spanning the last 800 thousand years (Ky) (Bradbury, 1997a; Smith and Bischoff, 1997).

In this paper, we interpret climate-controlled paleolimnological changes, documented in diatom and ostracode records at

relatively high chronological resolution, between the middle

Wisconsin (-50 thousand years ago (Ka)) and the late Holocene (0.27 Ka). Sample resolution averages about 250 years

for diatoms and about 75 years for ostracodes. In addition, we

synthesize ecological, hydrological, limnological, and climatological data for the lake and its drainage to provide a background for interpreting the fossil record. We compare the

Owens Lake paleolimnological history to local packrat midden records of past vegetation and to the glacial records in the

Sierra Nevada. Our data provide an independent chronology

for the timing and magnitude of Sierra Nevada glaciation that

augments conclusions of Bischoff et al. (1997b). Finally, we

evaluate the middle Wisconsin paleolimnology of Owens

Lake in terms of paleoceanographic and paleoclimatic changes

registered in marine cores off the California coast spanning

the same time interval as at Owens Lake. This detailed, multiproxy record of past climate and hydrology from Owens Lake

provides important insights to the timing, magnitude, and

character of expected future climate changes at Yucca Mountain, a proposed nuclear waste repository site 140 km east of

Owens Lake.

145
146 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Modern Owens Lake Basin

SETTING

Owens Lake (playa floor elevation, 1080 m; area, 182 km2)

occupies a graben immediately east of the highest part of the

Sierra Nevada (Mt. Whitney, 4418 m), near the intersection of

coordinates 36.5°N and 118.0°W (Figure 1). Drainage from the

eastern flank of the Sierra Nevada contributes the major volume of water to the Owens River. Although streams from the

White and Inyo Mountains east of Owens Lake also recharge

groundwater to the basin, the streams rarely reach the Owens

River (Hollett et al., 1991). Today, most of the water in the

Owens River is diverted to Los Angeles, and the lake basin is

almost dry.

The Owens Lake playa is surrounded by desert saltbush

(A triplex) and shadscale (Sarcobatus) plant communities. Salt

grass (Distichlis) grows on alkaline soils near the playa,

whereas grasses (Poaceae), sedges (Scirpus), and reeds (Phragmites), along with riparian communities of cottonwoods (Populus) and willows (Salix), characterize the valley floor vegetation close to the Owens River (Hollermann, 1973). Shrub

communities of creosote bush (Larrea) grow south of the playa

lake, whereas sagebrush (Artemisia) and blackbrush (Coleogyne) dominate upstream and to the north of the basin. Scattered

stands of Utah juniper (Juniperus osteosperma) and single-leaf

pinyon (Pinus monophylla), as well as sagebrush, occupy surrounding mountain slopes as low as 1600 m elevation (Litwin

et al., 1997). Along the Owens Valley, these conifers can form

open pygmy conifer forests above 2100 m elevation (Koehler

and Anderson, 1994). Montane and subalpine forests of pine

(Pinus) and fir (Abies) occupy elevations between 2500 m and

the tree line at 3600 m (Hollermann, 1973).

38>o

37C

Owens

Lake

36U -

present playas

and lakes

Pleistocene lakes

• Pleistocene drainage

packrat middens

coresOL-90/1+2

& OL 84/B

marine records

119

FIGURE 1 —Index map showing Owens Lake and Owens River drainage system in southeastern California and

locations of marine cores along the California margin. B = Bishop, C = Crowley Reservoir, HC - Hot Creek, I -

Independence, LP = Lone Pine, LV = Long Valley, T = Tinemaha.
NUMBER 33 147

CLIMATE

Owens Lake has a wet-winter climate regime. Moisture is

delivered to the west coast of California by the southward migration of the Polar Front (and the associated Aleutian Low) as

Arctic high-pressure systems expand and coalesce in the winter. As the Subtropical (Hawaiian) High weakens and moves

southwestward, westerly air flow drives storms toward the Sierra Nevada where heavy snowfall accumulates; however, because Owens Lake lies to the east of the Sierra Nevada, a pronounced rain shadow affects the basin. Mean annual precipitation is only about 14 cm; about 80 percent of which falls

in the winter (Smith and Bischoff, 1997). Annual temperatures

average 15.6° C. Lake evaporation rates are high (1.5 m/yr),

and arid conditions prevail, especially during the summer when

temperatures are high (Figure 2). West of Owens Lake, up to

the crest of the Sierra Nevada, precipitation, mostly as snow,

accumulates rapidly to local annual amounts greater than 150

cm. Today, annual precipitation increases at a rate of about 23

cm per 1000 m elevation in this area (Smith and Bischoff,

1997).

Eighty percent of the variation in California precipitation relates to the direction and speed of the Polar Front jet stream

over the California coast (Bell and Basist, 1994). Interannual

variation of precipitation near Owens Lake occurs as irregular,

circa-decadal cycles (Figure 3). These cycles may reflect unstable air-sea interactions in the North Pacific that ultimately

govern the speed and direction of the jet stream (Latif and Barnett, 1994). Heavy precipitation years may or may not coincide with the El Nino-Southern Oscillation pattern. Substantial summer precipitation at Owens Lake occurs mostly when

tropical cyclones bring moisture from the Gulf of California

max. temperature

min. temperature

IV V VI VII VIII IX X XI XII

MONTH

precipitation

FIGURE 2.—Thirty-year (1961-1990), monthly normals (mean values) of precipitation, and maximum and minimum temperatures at Independence, California. Data are from the National Weather Service as contained on the World

Weather Disk, 1994 edition, version 1.4.

and the adjacent Pacific Ocean. Such storms often characterize

those years when the previous winter precipitation in the area

was low.

HYDROLOGY

SURFACE WATER.—In today's climate, precipitation at

Owens Lake is limited and has minor relevance to hydrology

1980

1970

1960

1950

1940

1930

1920

1910

1900

1890

i " " i " " i " " i

10 20 30 40

precipitation (cm)

50

FIGURE 3.—Variation of annual precipitation at Independence, California

(water years 1899-1980). A water year begins on 1 October and ends on 30

September of the following year. Silhouette with horizontal lines represents

summer (May to October) precipitation. Data are from the State of California,

Department of Water Resources.
148 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

and limnology. Nevertheless, wet winters in the Owens Valley

are positively correlated with heavy snowfall in the Sierra Nevada (Figure 4), and snowmelt runoff dominates flow in the

Owens River. Consequently, there is a positive relationship between winter precipitation and upper Owens River discharge

40

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d

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CM

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35

30

25

20

15

10

':

;

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:

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:

Ml

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i

•

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 •

•

•

•

31-1969

0 10 20 30 40 50 60 70 80 90

precipitation (cm) in snow

maximum yearly value (1926-80)

Rock Creek, Bishop, Calif.

FIGURE 4.—Relationship between annual maximum water content of snow

averaged for three Rock Creek snow course stations (elevations of 3049 m,

2759 m, and 2652 m) 30 km WNW of Bishop, California (37°27.0'N,

118°44.5'W), and winter precipitation [December (XII) to March (III)] at Independence, California (elevation 1195 m). Snow data are from the State of California Department of Water Resources, California Cooperative Snow Surveys.

Precipitation data sets span 1926-1980. The 1969 data point identifies data for

that year.

(Figure 5). Before diversion of water from the Owens River to

Los Angeles, the level of Owens Lake was related to Sierra Nevada winter precipitation and the resulting discharge of snowmelt down the Owens River. For example, the abundant local

precipitation and snowfall during the winter of 1968-1969

(Figures 3-5) so greatly exceeded the capacity of the Los Angeles Aqueduct that the excess runoff was delivered to Owens

Lake, raising the level of the almost dry playa to a depth of 2.4

m (Friedman et al., 1976). Two years later, Owens Lake had almost desiccated again, and dissolved salts reprecipitated over

the playa floor.

The unusually abundant precipitation that occurred during

the winter of 1968-1969 provided a perspective for evaluating

the capability of surface water to fill and maintain Owens Lake

by indicating how sensitive this basin is to increases in effective moisture. Runoff from snowmelt and precipitation at the

town of Lone Pine (19 km upstream from Owens Lake)

reached 26.8 cm (more than twice the normal) that season and

added 390 hm3 to Owens Lake (Friedman et al., 1976). At that

time, the water diverted to Los Angeles equaled 350 hm3; if

this water had not been diverted, it would have provided a potential total discharge to Owens Lake of 740 hm3

 (Smith and

Street-Perrot, 1983). This potential total discharge was 87 percent of that required to maintain a full and overflowing Owens

Lake at present temperatures and evaporation rates. Smith and

Street-Perrot (1983) also calculated that the annual discharge

of Owens River would have to be 210 percent of historic values

(410 hm3) to fill the basin to overflowing. The relative discharge of the Owens River and its tributaries during water year

1969 (October 1968 through September 1969) was 180 percent

of the historic discharge. After the wet winter (January and

February) and spring of 1969, evaporative loss exceeded surface-water input, and Owens Lake desiccated by 1971. Neverre

O

8c

0)

•o

c

2. Q)

75

C

,/yr

E

c

o

cL

'o

2Q.

50

40

30

£ 20

10

-

•

• • •

•

• •

• •

•

m ,

•

•

• •

100

-1969

150 200 250 300 350 400 450

Upper Owens River discharge (hm /yr)

FIGURE 5.—Relationship between annual precipitation at Independence, California, and full natural flow discharge on the upper Owens River (Long Valley to Tinemaha) (see Figure 1). Data span 1962-1992. Discharge

data are from the State of California Department of Water Resources, Division of Flood Management. The 1969

data point identifies all data for that year.
NUMBER 33 149

theless, the magnitude of the anomalous precipitation during

the winter of 1968-1969 was almost the amount needed to fill

the lake, especially if mean annual temperatures had been several degrees lower (Smith and Street-Perrot, 1983, tbl. 10.2).

The major dissolved ions in high-elevation water from the

Sierra Nevada and White Mountains along the Owens River

drainage are Ca and HCO3 (Table 1). The ratio of total alkalinity (mostly HCO3, in meq/L) to Ca is usually <2 (see Table 1).

Sodium (Na), Mg, and Cl are present in low concentrations

compared with the other major ions, except in White Mountain

drainages that have somewhat higher Mg concentrations derived from dolomite dissolution. Concentration of total dissolved solids (TDS) in high-elevation water is low, mostly less

than 200 mg/L. As high-elevation surface water flows down

the Owens Valley, it becomes enriched in Na and total alkalinity (HCO3) that the river gains from groundwater input, which

is modified by interaction with volcanic rock. Locally, water

from highly alkaline, thermal springs (Table 1) enters tributaries to the Owens River, making water in the river more alkaline.

GROUNDWATER.—The input of groundwater via springs and

seeps to the immediate Owens Lake groundwater basin (39 km

in length) was estimated to be 28.6 hm3 (Lopes, 1987). Hollett

et al. (1991) estimated spring and seep discharge along the

Owens Valley aquifer north of Owens Lake (108 km in length)

to be 40.7 hm3. If these figures are approximately correct, they

indicate that proportionally more spring discharge occurs in the

immediate Owens Lake groundwater basin than along the

Owens Valley. The combined discharge, about 69 hm3, is about.

20 percent of the average natural discharge of the Owens River

(370 hm3) at Lone Pine (Gale, 1914). Accordingly, groundwater input could have an important effect in determining the volume of Owens Lake were it not for withdrawal of water to the

Los Angeles Aqueduct.

Springwater and groundwater chemistries along the Owens

Valley have two distinct categories: low-salinity water dominated by Ca and HCO3 and alkalinity-enriched water of modest

to high salinity (Hollett et al., 1991). Groundwater from relatively shallow, permeable, hydrogeologic units that is chiefly

recharged through alluvial fans by Sierra Nevada runoff characterizes the low-salinity water. This type of groundwater is

typical of the west side of Owens Lake and of the aquifer associated with the Owens River delta at Owens Lake. Deep and

presumably old groundwater associated with active volcanic

processes or with ancient deposits from Owens Lake is saline

and high in Na, HCO3, and Cl. This alkalinity-enriched

groundwater characterizes the east side of Owens Lake where

it rises along permeable fracture zones and mixes to variable

degrees with fresher, shallow groundwater sources associated

with alluvial fans (Font, 1995).

Large, active springs, such as Casa Diablo Hot Springs and

others along Hot Creek, discharge into the Owens River system

in the Long Valley caldera area (Figure 1) and can supply large

amounts of dissolved solids to surface water that ultimately

flows to Owens Lake (Smith, 1976a; Menking et al., 1997).

Crowley Reservoir, on the Owens River, receives a mixture of

alkaline-enriched springwater and relatively low-salinity, calcium bicarbonate water from high-elevation Sierra Nevada

sources. We estimate that about 10 percent of Crowley Reservoir water input comes from springs and seeps in the Long Valley caldera region. This estimate was based upon the percent of

Cl in the Hot Creek thermal springs (Smith, 1976b) and in the

high-elevation Sierra Nevada water sources (Table 1).

The input of alkaline-enriched groundwater via springs and

seeps is important in the hydrochemistry of Owens Lake, especially during times of low surface-water discharge. Low-elevation water derived from spring discharge is dominated by Na,

HCO3, and Cl. Sulfate is variable, and Ca and Mg are at low

concentrations. The alkalinity to Ca ratio (alk/Ca) is large,

generally »2 , and the TDS are high, often greater than 500

mg/L (Table 1). During evaporation, the low-elevation, alkaline-enriched springwater and seep water becomes increasingly

more concentrated with solutions of Na and HCO3. This hydrochemistry characterized Owens Lake in the late nineteenth century (Gale, 1914), because surface-water input was low and alkaline-enriched springwater input was proportionally high

during arid climate conditions. Owens Lake hydrochemistry is

predisposed toward Na, HCO3, and Cl enrichment from the

chemical character of its groundwater input, and dissolved solids in the lake water can undergo considerable concentration

before saline minerals begin to precipitate and change the basic

hydrochemistry. In such a system, Ca entering the lake via the

Owens River would soon precipitate as CaCO3.

LIMNOLOGY

The earliest limnological observations concerning Owens

Lake are from the 1861 Nevada-California border survey

(Woodward, 1961). The cited description (on 27 March 1861)

indicated an approximately oval or pear-shaped lake about 26

km long and 15 km wide, with an extensive, shallow littoral

area. A white alkali efflorescence bordered the lake margin;

this was replaced farther upslope by a belt of salt grass (Distichlisl) and rushes (probably Scirpus). High winds made the

water turbulent and turbid. In the middle to late nineteenth century, Owens Lake was a closed basin about 15m deep and alkaline. Between 1872 and 1905, the lake received only about 25

percent of its natural input because of water divergence for irrigation in the Owens Valley (Gale, 1914). Nevertheless, the inflow was sufficient to maintain a perennial, if saline, lake about

6 m deep. The construction of the Los Angeles Aqueduct in

1913 removed the principal source of water to the lake, and by

1923 it desiccated (Smith, 1976b; Tyler et al., 1997). If filled to

its spill point today (1145 m), Owens Lake would be about 65

m deep with an area of 622 km2 and a volume of 22,100 hm3

(BischoffetaL, 1997a).

In its low-stage, Holocene phase, Owens Lake would have

had a seasonal (early summer) input of freshwater that would
150 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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have soon mixed throughout the water column because of the

lake's large fetch and comparatively shallow depth. As a consequence of snowmelt and runoff, levels in Owens Lake would

have fluctuated seasonally, as has been documented at Mono

Lake (Mason, 1967). The presence of abundant oolites in the

predesiccation sediments of Owens Lake implies that conditions of calcite supersaturation and shallow depths sufficient

for wind-generated currents to agitate sediment grains prevailed at that time (Smith, 1997).

The salinity of historic Owens Lake varied between 60 and

>200 g/L TDS as a result of short-term climate variation and

increasing use of water for irrigation. The lake water was a sodium bicarbonate plus carbonate brine that supported abundant

brine flies (Ephydra), brine shrimp (Artemia), and assorted

microorganisms (infusoria) (Lee, 1906). Fishes, such as the

Owens sucker (Catostomus fumeiventris Miller), now living in

the Owens River might have survived in the lake during periods of freshwater inflow and stratified lake conditions until

high salinities eliminated the populations, as documented by

Smith etal. (1987).

The lake could have stratified thermally, at least for short periods of calm, warm weather (Friedman et al., 1976), but at its

shallow-depth stages, the water column usually would have

mixed completely, as reported in 1861. Most of the time, therefore, bottom-water temperature would have been close to the

mean monthly air temperature (Smith et al., 1987). Possibly,

short-lived periods of chemical stratification also existed during the runoff season when less dense, freshwater could float

on top of dense, saline water. Owens Lake was almost certainly

a warm, polymictic system—a lake mixing throughout the year

without ice cover (Lewis, 1983). Pyramid and Walker Lakes in

Nevada, 250 and 400 km north of Owens Lake, respectively, do

not freeze today, although they are fresher and deeper than the

historic Owens Lake. At high stages (e.g., 30+ m in depth),

Owens Lake probably would have resembled the warm monomictic Pyramid and Walker Lakes, which circulate in the

winter and thermally stratify in the summer.

DIATOM ECOLOGY

Diatoms certainly lived in Owens Lake in the late nineteenth

and early twentieth centuries, even when lake salinity was almost 100 g/L, but apparently no information exists from those

times. The modern diatom flora of Mono Lake may be representative of the diatom communities of the historic Owens

Lake, at least in part. Historically, Mono and Owens Lakes had

similar chemistries and high alk/Ca ratios (Lee, 1906). The

present Mono Lake salinity of about 100 g/L (Table 1) is of the

same order of magnitude as the salinity for historic Owens

Lake before the diversion of water from the Owens River, although considerable variation in salinity characterized both

lakes in the early twentieth century (Lee, 1906; Gale, 1914). In

littoral samples between 0.15 and 10 m depths, Kociolek and

Herbst (1992) listed Anomoeoneis sphaerophora (Ehrenberg)
152 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Pfitzer, Navicula crucialis (O. Miiller) Frenguelli, Nitzschia

frustulum (Kutzing) Grunow, Nitzschia latens Hustedt, and a

new species, Nitzschia monoensis Kociolek and Herbst, as the

numerically important diatoms in Mono Lake. The same, or

closely related, species occur in the Holocene sediments of

Owens Lake.

Diatoms in the Owens Lake sediments may be grouped into

taxa having ecological associations with freshwater (<1 g/L

TDS) and saline water (> 1 g/L TDS). Many species found in

the cores overlap in their salinity tolerances, so these associations need to be used carefully. For example, although most of

the taxa considered to live in freshwater have optima well below 1 g/L TDS, they may inhabit waters two to three times

more saline. Furthermore, saline taxa, which often tolerate (or

even prosper in) a broad range of salinities above 5 g/L TDS,

may be present in waters with less than 1 g/L TDS.

Diatoms occupy different physical habitats in the photic zone

of lakes: planktonic diatoms remain in open water and are suspended by turbulence; benthic semiattached diatoms are loosely

attached to substrates, such as submerged vascular plants;

benthic motile diatoms are capable of moving over and through

the mud in illuminated areas of the lake bottom; and benthic adnate diatoms are firmly attached by stalks or pads of mucilage

to substrates in the shallowest parts of lakes and can withstand

strong currents. In modern lakes, these habitats are more or less

distributed along a water depth gradient (deeper to shallower)

controlled by the photic zone and the effect of currents.

As with salinity, diatoms overlap in habitat, especially seasonally. Semiattached species may become planktonic when

there is sufficient turbulence, as do some benthic motile species

of Campylodiscus, Nitzschia, and Surirella. Planktonic species

often settle to the lake bottom until favorable conditions return

to support them in the open-water photic zone. These criteria

and habitat options characterize three principal ecological

groups that have more or less coherent ecological distributions

(Figures 6-8).

1. Saline diatoms (Figure 6). Benthic species: Amphora

coffaeiformis (Agardh) Kiitzing, Anomoeoneis sphaerophora,

Campylodiscus clypeus Ehrenberg, Navicula crucialis, Navicula pygmaea Kiitzing, Nitzschia frustulum, Nitzschia monoensis, Nitzschia pus ilia Grunow, Rhopalodia acuminata Krammer, Surirella hoefleri Hustedt, Surirella ovalis Brebisson,

Surirella striatula Turpin. Planktonic species: Chaetoceros

muelleri Lemmermann, Cyclostephanos sp., Cyclotella meneghiniana Kiitzing, Cyclotella quillensis Bailey.

2. Freshwater benthic diatoms (Figure 7). Attached species: Achnanthes lanceolata (Brebisson) Grunow, Amphora

ovalis (Kutzing) Kutzing, Amphoraperpusilla Grunow, Cocconeis placentula Ehrenberg, Cymbella muelleri Hustedt, Epithemia adnata (Kutzing) Brebisson, Epithemia turgida (Ehrenberg) Kiitzing, Fragilaria capucina Desmazieres,

Rhoicosphenia curvata (Kutzing) Grunow, Rhopalodia gibba

(Ehrenberg) O. Muller. Semiattached species: Fragilaria

vaucheriae (Kutzing) Peterson, Pseudostaumsira brevistriata

(Grunow) Williams & Round, Staurosira construens (Ehrenberg) Williams & Round, Staurosirella pinnata (Ehrenberg)

Williams & Round, Synedra rumpens Kutzing, Synedra ulna

(Nitzsch) Ehrenberg.

3. Freshwater planktonic diatoms (Figure 8). All species of

Aulacoseira and Stephanodiscus; Asterionella formosa Hassall, Cyclotella bodanica Grunow, Cyclotella ocellata Pantocsek, some Cyclostephanos spp., Fragilaria crotonensis Kitton,

Tabellaria flocculosa (Roth) Kutzing.

Because of the great variety and abundance of freshwater

planktonic diatoms in the Owens Lake cores, the ecological dynamics and limnoclimatic relationships of these species are important in the interpretations of past environments in Owens

Lake.

Stephanodiscus species generally characterize phytoplankton

blooms in the spring or fall (Kilham et al., 1986; Bradbury,

1988). In the Owens Lake drainage, Stephanodiscus oregonicus (Ehrenberg) Hakansson and the small Stephanodiscus species (S. minutulus (Kutzing) Round and S. parvus Stoermer and

Hakansson) are indicators of major hydrologic input in the

spring, probably associated with melting of the Sierra Nevada

snowpack and discharge into the Owens River. In March 1996,

S. oregonicus was numerically dominant within the phytoplankton communities in Klamath Lake, Oregon (Figure 8).

Stephanodiscus niagarae Ehrenberg is probably a fall species

because it was numerically dominant in the September 1994

bloom at Crowley Reservoir, upstream from Owens Lake

(J.P.B., unpublished data).

Except for Stephanodiscus niagarae, the Stephanodiscus

species common in the Owens Lake cores cannot be perfectly

related to existing taxa in the Western United States. In general,

the fossil Owens Lake species are more robust and more

heavily silicified than modern relatives, perhaps as a result of

distinctive nutrient conditions that existed in ancient Owens

Lake (Theriot and Stoermer, 1981). Descriptions of some Quaternary fossil Stephanodiscus taxa, however, fit the morphological characteristics of the fossil Owens Lake diatoms fairly

well, although much variation exists in the assemblages. For

example, the fossil taxa Stephanodiscus subtransylvanicus

Gasse and S. asteroides Gasse (Gasse, 1980) are morphologically close to S. oregonicus (and to each other), but they tend to

be larger, heavier, and more coarsely structured than modern

representatives of S. oregonicus in the western United States.

Because S. asteroides compares favorably with the Owens

Lake fossil Stephanodiscus taxa, this epithet is used for this

species complex in the core studies. Because of its general similarities to S. oregonicus, S. asteroides was assumed to occupy

a similar ecological niche as S. oregonicus, i.e., blooming in

the spring shortly after ice breakup when circulation and river

inflow provide abundant nutrients.

Asterionella formosa blooms in low-conductivity lakes when

phosphorus to silicon ratios are low, usually in the early summer or early fall (Kilham and Kilham, 1978). Its presence in

Owens Lake would indicate conditions of comparatively dilute

freshwater and seasonal nutrient supplies governed by phytoplankton succession and lake stratification. Asterionella for-
NUMBER 33 153

Site

TDS (mg/L)

,55- *&

f y </ y / / / • /• ^ ^

BENTHIC DIATOMS

 96 '4 4 2 10 '6 5 0 9 '1 5 4 7 '9 8 5 5 '1 1 0 1>11 8 63 2 24 7 13 3 12 8

Nitzschia monoensis

Navicula crucial is

Nitzschia pusilla

Nitzschia frustulum

Amphora coffaeiformis

Anomoeoneis sphaerophora

Surirella spp. aff. S. ovalis

Surirella striatula

Campylodiscus clypeus

Rhopalodia acuminata

PLANKTONIC DIATOMS

Chaetoceros muelleri

Cyclotella quillensis

Cyclostephanos sp.

Cyclotella meneghiniana

FIGURE 6.—Estimated abundance of saline-habitat diatoms from modern aquatic environments in the western

Great Basin. Sites along the abscissa are arranged in order of decreasing salinity (see Table 1).

mosa was common in phytoplankton collections taken in June

1996 from Sierra Nevada lakes and reservoirs above an elevation of 2000 m (J.P.B., unpublished data).

Little is known about the ecology and nutrient requirements

of the Cyclostephanos species, although some prosper in highly

eutrophic and often turbid freshwater systems (Hakansson and

Kling, 1990). The species found in the sediments of Owens

Lake presently lives in Utah Lake (500-1300 mg/L TDS) during the winter (under ice) and early spring (Squires and Rushforth, 1986; they initially identified this diatom as Stephanodiscus dubius). In the Owens Lake system, this taxon also

probably represented winter or very early spring diatom production. A similar diatom lives in hypereutrophic Upper Cow

Lake in Malheur County, Oregon, and in Diaz Lake, about 4 km

northwest of the Owens Lake playa (J.P.B., unpublished data).

Aulacoseira granulata (Ehrenberg) Simonsen and A. ambigua (Grunow) Simonsen bloom when wind-driven mixing of

the water and a deepening of the thermocline supply nutrients,

generally phosphorus and silica, from the hypolimnion and

when turbulence maintains the diatoms in the photic zone.
154 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Site

TDS

(mg/L)

<<r

10,650 5,110 632 247 223 133 128 122 104 41 38 32 22

Rhoicosphenia curvata

Amphora ovalis

Cocconeis placentula

Amphora perpusilla

Fragilaria capucina*

Epithemia adnata

Epithemia turgida

Pseudostaurosira

brevistriata*

Achnanthes lanceolata

Rhopalodia gibba

Staurosira construens*

Cymbella muelleri

Staurosirella pinnata*

Fragilaria vaucheriae*

Synedra ulna*

Synedra spp. aff.

S. rumpens*

scale

FIGURE 7.—Estimated abundance of benthic diatoms from modern freshwater aquatic environments in the western Great Basin. Sites along the abscissa are arranged in order of decreasing salinity (see Table 1). Taxa with

asterisks are semiattached species.

These diatoms are indicators of warm, open-water (or at least

high light) conditions and abundant nutrients. Aulacoseira

granulata often lives in shallow lakes where nutrients are

readily available during windy periods (Brugam, 1983). In

Owens Lake, these species represented favorable limnological

environments in the summer, perhaps because summer precipitation maintained the lake against excessive salinities from

evaporation or, more likely, because substantial discharge from

the Owens River persisted through the summer and into the

fall. The modern limnology of Crowley Reservoir and Lower

Twin Lake may serve as reasonable analogs for Aulacoseirarich intervals of the Owens Lake core. These lakes are 1000 m

or more above Owens Lake and are in moister, cooler climatic

zones that have abundant hydrologic input from the Owens
NUMBER 33 155

Site

elevation

(m)

Stephanodiscus

oregonicus

Aulacoseira granulata

Stephanodiscus

niagarae

Stephanodiscus

pan/us

Stephanodiscus

minutulus

Aulacoseira ambigua

Fragilaria crotonensis

1,262 1,518 2,067 2,158 2,162 2,174 2,317 2,323 2,323 2,378 2,731

scale

Asterionella formosa

Tabellaria flocculosa

Cyclotella bodanica

Aulacoseira subarctica

Cyclotella ocellata

FIGURE 8.—Estimated abundance of planktonic freshwater diatoms from modern aquatic environments in the

western Great Basin. Sites along the abscissa are arranged in order of increasing elevation (see Table 1).

River. Both lakes have low summer turbidity that promotes

high-light-dependent diatoms.

Freshwater diatoms disperse to and proliferate in new habitats rapidly and easily. In addition to water transport, diatoms

may be carried by birds and wind because many species have

resistant resting spores or accumulate oils to retard desiccation.

The ability of diatom communities to rapidly respond to habitat

changes makes them excellent paleolimnologic indicators.

OSTRACODE ECOLOGY

Our interpretation of the fossil ostracode data is based on the

chemical preferences and biogeographic distribution of these

species, which we derived from mostly unpublished United

States Geological Survey (USGS) ostracode habitat and chemical data sets. The data were collected by USGS staff, Donald F.

Palmer and Alison J. Smith (Kent State University), and by B.

Brandon Curry (Illinois State Geological Survey) from springs,

wetlands, lakes, and a few streams, totaling about 800 localities

throughout the United States. Additional information on ostracode distribution and ecology came from more than 3500 Canadian sites (Delorme, 1989).

Candona caudata Kaufmann, Cytherissa lacustris Sars, Limnocythere ceriotuberosa Delorme, and L. sappaensis Staplin,

the most common ostracodes in the Owens Lake cores, now

live in lakes that have varied chemical, thermal, and hydrocli-
156 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

matic characteristics (Forester, 1986, 1987, 1991; Delorme,

1989; Forester et al., 1994; Smith and Forester, 1994; R.M.F.,

unpublished data). Candona caudata also commonly inhabits

streams, whereas L. sappaensis lives in some spring pools and

wetlands. Limnocythere ceriotuberosa and L. sappaensis commonly live in slightly to very saline water, respectively, that has

high alk/Ca ratios, whereas Cytherissa lacustris and Candona

caudata more typically live in freshwater habitats (Forester,

1983, 1986; Bradbury et al., 1989; Forester et al., 1994).

In the Owens Lake drainage, Candona caudata lives in the

Owens River and also in a number of lakes at higher elevation

(>2000 m) in the Sierra Nevada. Limnocythere sappaensis

lives in saline springs around Owens Lake, such as Dirty Socks

Spring and the Keeler springs on the eastern margin of Owens

Lake, and in wetlands and shallow lakes having high alk/Ca ratios (>7) along the Owens River (e.g., Big Alkali Lake and Little Lake). Limnocythere ceriotuberosa lives in Diaz Lake,

which varies seasonally in water volume and amount of TDS

(as a result of controlled input from the Los Angeles Aqueduct)

and has a moderately elevated alk/Ca ratio of just more than 3.

This species has not been collected elsewhere in the Owens

River drainage.

Cytherissa lacustris does not live in the Owens River drainage nor in any lake south of Canada that was sampled during

this study, except for rare populations in the Great Lakes and in

Yellowstone Lake. In Canada and Alaska, C. lacustris lives in

dilute, oligotrophic, cold-water lakes of the boreal forest. Delorme (1989) reported the upper TDS tolerance of C. lacustris

at 300 mg/L. The level of TDS alone, however, does not account for the distribution of C. lacustris. This species also requires lakes that have interseasonal chemical stability and low,

or at least predictable, thermal variation.

The biogeographic distribution, temperature, and chemical

preferences of these four ostracode species provide a means of

understanding the probable climate and limnological history of

Owens Lake. The presence of Cytherissa lacustris in core sediments implies there once was an almost continuous residence

of polar air in the Owens Lake region. Today, this air mass remains in the boreal regions of Canada and southern Alaska.

The presence of polar air in the Owens Lake drainage during

past climates reflects the continental glaciation that existed in

northern North America, which maintained polar air south of

the ice-sheet margin. The subsequent disappearance of C.

lacustris from the fossil record implies the retreat of polar air

northward and the start of deglaciation. From a limnological

standpoint, the presence of C. lacustris implies, by analogy,

that a dimictic lake with a long ice-cover season existed in the

Owens Lake basin.

Candona caudata may be present with Cytherissa lacustris,

but Candona caudata has a wider distribution in lakes and

streams well south of Canada and Alaska. The southernmost

modern record of Candona caudata is in southern Nevada, and

its upper TDS limit is about 3 g/L (Bradbury et al., 1989). At

Owens Lake, the presence in the fossil record of Candona caudata without Cytherissa lacustris implies the generally freshwater conditions and temperature regimes that are characteristic of the Great Basin today also occurred in the past. To

maintain freshwater habitats in the shallow lake basin, flow in

the Owens River needed to have been sufficient on a seasonal

basis to offset potentially high valley-bottom evaporation rates;

therefore, the presence of Candona caudata in the fossil record

indicates a positive hydrological balance that, at least, partly

reflects greater precipitation at that time.

Limnocythere ceriotuberosa usually lives in lakes that have

strong seasonality in volume and associated chemistry. It has

been collected alive in lakes that have a TDS level as low as

400 mg/L and as high as 12 g/L. Lakes such as Pyramid and

Walker Lakes, which seasonally freshen and increase in size

from surface flow but then shrink and become more saline once

surface flow decreases, are common settings for this ostracode.

Often these limnological changes in such lakes represent a seasonal riverine hydrological shift from surface flow derived

from snowmelt to base flow derived from shallow aquifers.

Generally, such lakes and rivers are in semiarid, temperate settings. Increased abundance of L. ceriotuberosa in Owens Lake

deposits suggests surface-water discharge into the Owens

River and then to Owens Lake varied seasonally. Limnocythere

ceriotuberosa often appeared in the Owens Lake fossil record

during transitions between glacial and interglacial climates.

Limnocythere sappaensis commonly lives in wetlands and

lakes that are saline or that maintain a saline, alkaline-enriched

solute composition during the year (Forester, 1983, 1986). The

species lives in wetlands and lakes that have salinities as low as

650 mg/L and as high as 110 g/L. The solute and salinity characteristics of its habitat indicate that L. sappaensis would have

lived in Owens Lake during arid interglacial periods when alkaline base flow predominated in the Owens River, which resulted in a generally low-volume lake with alkaline, saline hydrochemistry. Present-day Owens River water, if combined

with alkaline spring discharge and allowed to enter Owens

Lake, could support L. sappaensis.

Like diatoms, ostracodes disperse rapidly and easily, and

they proliferate quickly. Because of their larger size, most adult

and juvenile ostracode transport is by birds. Ostracode eggs,

some of which are sticky and require desiccation to hatch, may

be transported by fish, birds, insects, and other terrestrial animals, or perhaps by wind. Ostracode eggs apparently survive

transport through the digestive tracts of most transport animals.

Fossil Record from Owens Lake Basin

METHODS

The paleolimnological history of Owens Lake is based upon

three continuous sediment cores. Core OL-84-B was raised in

1984 from near the center of the Owens Lake playa (Figure 1)

(36°23.91'N, 117°56.142'W) using a modified Livingstone

piston corer (Lund et al., 1996; Benson et al., 1997). It bottomed at a depth of 11.6 m. Cores OL-90-1 and OL-90-2 were
NUMBER 33 157

obtained about 3 km southwest of core OL-84-B using a truckmounted, hydraulic, split-spoon sampler (Benson et al, 1996).

Cores OL-90-1 and OL-90-2 bottomed at depths of 32.8 and

28.2 m, respectively. For diatom and ostracode analyses, a 34

m composite section (OL-90-1+2) containing the upper 28.16

m of core OL-90-2 and the basal 5.91 m of core OL-90-1 was

constructed from a magnetic susceptibility correlation at 3 cm

intervals (Benson et al., 1996).

One-half cubic centimeter splits of magnetic susceptibility

samples from core OL-84-B and from the upper 16 m of core

OL-90-2 provided material for diatom studies. The remaining

samples from cores OL-90-2 and OL-90-1 were excised with a

spatula and placed in labeled, air-tight plastic bags. Approximately 0.5 cm3

 subsamples were processed for diatoms by using concentrated HNO3 in a water bath at 100° C. After the residue was washed free of acid and dissolved solids, it was

settled onto coverslips and mounted in naphrax (Bradbury,

1997a). Diatom data were presented as relative abundance. In

samples that had diatom valve counts less than 100, an artificial count of 100 was used to calculate percentages, thereby underweighting relative diatom abundances in samples of low diatom concentration. Silt-sized heavy-mineral grains of

magnetite, zircon, and monazite were tallied from the diatom

microslides on the basis of color, transparency, and crystal

form. Heavy-mineral grain concentration is presented as the

number of grains per millimeter of microscope transect at

xlOOO magnification. Heavy-mineral grain identifications were

verified by petrography.

Estimated abundance of diatoms in modern samples are denoted as follows: dominant = more than 10 specimens of a

taxon in every field of view examined; abundant = taxon occurred in every field of view; common = taxon present in every

fourth field of view; few = taxon present in one of 10 fields of

view; rare = taxon present in one of 20 fields of view; and

absent = not seen.

Sections of about 3 cm thickness were cut from core OL-84-

B between 1.63 m and 9.11 m to obtain ostracode samples.

Sections of about 2 cm thickness were cut from cores OL-90-

1+2. The sediment was weighed, disaggregated, and washed

through sieves to concentrate the ostracodes, which were reported as number of adult valves per gram of sediment.

CHRONOLOGY

Polynomial-age models were based upon 40 radiocarbon

dates from the total organic fraction using accelerator mass

spectroscopy (AMS) (Benson et al., 1996; Benson et al., 1997).

These provided the chronologies for cores OL-84-B and OL90-1+2. The radiocarbon dates indicate hiatuses or periods of

very slow deposition at 2.25 m and 9.13 m in core OL-84-B. A

hiatus at 9.13 m in core OL-84-B correlates with one at 6.0 m

in core OL-90-2. In both cores, this hiatus separates lithostratigraphic units C and D of Lund et al. (1996) and represents

about 2000 years of missing time (and sediment?) between

about 15.5 and 13.5

 14C Ka in core OL-90-2 (Benson et al.,

1996). In core OL-84-B, the C-D transition occurs 30 cm

above a radiocarbon date of 15.02 ±0.1 Ka, indicating that, in

this core, the hiatus may span only from 14.7 to ~13.5 Ka. Uncalibrated radiocarbon dates used in this paper are reported as

thousands of years ago (Ka). According to these chronologies,

samples from cores OL-90-1+2 date from 52.5 to 12.7 Ka.

Samples from core OL-84-B date between 17.3 and 0.27 Ka.

CORES OL-90-1+2

DIATOMS.—Freshwater planktonic diatoms numerically

dominate most of the OL-90-1+2 record. Saline diatoms only

appear near the base of the core at an extrapolated age of about

52.5 Ka (Figure 9). The saline diatom assemblage is an indicator of environmental conditions, including low lake levels, important hydrologic contributions from alkaline, mildly saline

springs along the Owens River, and seasonal but reduced input

of surface water from the Owens River and tributaries marginal

to Owens Lake.

Cy do Stephanos spp., Stephanodiscus asteroides, S. niagarae, and Aulacoseira ambigua rapidly replaced the saline diatom assemblage by 52.0 Ka and continued to characterize

Owens Lake until about 41 Ka when Stephanodiscus sp. cf. S.

carconensis Grunow became the predominant diatom in the

lake. Benthic freshwater diatoms (Figure 10) also formed an

important part of the assemblage. Pseudostaurosira, Staurosira, and Staurosirella species, hereafter referred to as

"Fragilaria" species because they once resided in that genus,

fluctuated but increased in abundance from 52 Ka until 41 Ka.

This trend indicates a progressively greater representation of

shallow-water habitats through time and may imply either a

gradual shallowing of the lake caused by sedimentation or the

establishment of marsh and shallow, freshwater habitats around

Owens Lake and upstream along the Owens River. Other

benthic diatom ecological groups had less regular fluctuations.

These fluctuations in benthic freshwater diatoms, as well as the

fluctuations of the planktonic freshwater diatoms, partly reflect

percentage control when one or another species, usually a

planktonic diatom, became especially abundant, causing the

other taxa to decrease to proportionally lower percentages.

Nevertheless, high percentages of both groups document limnological changes, which were possibly climate mediated, at

comparatively short intervals. Aulacoseira spp. and Stephanodiscus niagarae assemblages alternated with minor, but approximately regular, increases in S. asteroides (Figure 9), perhaps indicating alternations of greater and lesser Sierra Nevada

precipitation, respectively. In particular, the five regular pulses

of S. asteroides between 50 and 43 Ka (Figure 9) indicate a cyclicity of 1.4 Ky, a millennial-scale rhythm (within the limits of

chronological control) that has also been observed in marine

cores that reflect discharge of cold, ice-bearing water into the

North Atlantic Ocean (Bond et al., 1997).

Aulacoseira ambigua, A. granulata, and Stephanodiscus niagarae bloom today in the summer or early fall in intermediate-
158 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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NUMBER 33 159

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50 0 10

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FIGURE 10.—Percentage of minor planktonic and benthic freshwater diatoms versus age in cores OL-90-1 and

OL-90-2 from Owens Lake. Planktonic araphid spp. represent Fragilaria crotonensis, F. vaucheriae, F.

capucina, Synedra acus, and S. rumpens. "FragilaricT spp. include members of Staurosira, Pseudostaurosira,

and Staurosirella. Attached diatoms mostly represent Cymbella, Epithemia, Cocconeis, Achnanthes, Gomphonema, and Rhoicosphenia. Motile diatoms mostly represent Navicula and Nitzschia.

elevation lakes (1000 to 1300 m above Owens Lake) in the Sierra Nevada (Figure 8). These diatoms require freshwater conditions (generally < 1000 mg TDS/L) during the summer; thus,

their presence implies the existence of temperate to warm-temperate environments and water bodies that have sufficient hydrologic input to offset evaporative losses. Consequently, these

analogs indicate periods of temperate, but moist, climate at

Owens Lake between 52 and 24 Ka (Figure 9.). Although the

episodes characterized by Aulacoseira spp. do not form a particularly coherent signal, their waxing and waning indicates

multi-millennial scales of climate variability that also has been

documented in the North Atlantic Ocean (Heinrich, 1988).

After 40 Ka, Stephanodiscus sp. cf. S. carconensis Grunow,

hereafter referred to as S. "carconensis," dominates the diatom

record of Owens Lake. Its coherent stratigraphy defies an obvious interpretation; however, the persistence of associated

minor diatom taxa before, throughout, and after the S. "carconensis" zone indicates there was no major change in lake

ecology. As with other large species of Stephanodiscus, the

morphology of S. "carconensis" indicates a planktonic habitat,
160 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

but it provides no evidence about seasonal dynamics. This

taxon is now apparently extinct; rare records of S. carconensis

Grunow from modern diatom collections probably represent

contamination or misidentification (Bradbury, 1991).

Other paleolimnological and paleoecological data provide

insights into the limnology of Owens Lake when S. "carconensis" predominated (43-25 Ka). High organic-carbon values

(2%-4%) in this interval (Benson et al., 1996) as well as the

great abundance of diatoms in the sediment (Bradbury, 1997a)

indicate lake productivity had been moderate to high and may

have resulted in periodic bottom-water anoxia. The absence of

ostracodes in samples from the S. "carconensis'" zone also

could reflect seasonal anoxia in Owens Lake at that time. Lowenstein et al. (1997) reported halite crystallization air temperatures at 34-25 Ka (obtained from core samples from Death

Valley) that were 8°-15° C below modern air temperatures in

Death Valley. These lower crystallization air temperatures

likely reflect the cool temperatures during springs and summers when halite generally crystallizes from this system. The

modest heavy-mineral content between 43 and 27 Ka in cores

OL-90-1+2 (Figure 11) indicates decreased alpine glacial activity compared with later in the record. Consequently, the volume of Owens River discharge may have been low during this

period. Pollen evidence (Woolfenden, 1996) also indicates

cool, but relatively dry, summer climates prevailed, whereas

the presence of Yucca brevifolia Engelman (Joshua tree) in association with Juniperus osteosperma (Torrey) Little in the Alabama Hills packrat midden at 31 and 26 Ka (Koehler and

Anderson, 1994) indicates warmer winters than today, at least

at those times. Together, these data indicate that from 43 to 25

55

OL-90/1+2

magnetite

OL-84/B

monazite + zircon magnetite monazite + zircon

5 0

grains / mm traverse

12 0

grains / mm traverse

FIGURE 11.—Concentration of heavy-mineral grains versus age in cores OL-90-1+2 and OL-84-B.
NUMBER 33 161

Ka Owens Lake probably stratified during the summer after

productive fall and spring seasons when lake circulation would

have provided abundant nutrients to support large diatom

blooms. Perhaps S. "carconensis" predominated during the fall

circulation phase in monomictic Owens Lake just as the similar-sized S. niagarae does in Crowley Reservoir today.

By 24 Ka, Stephanodiscus asteroides and CycloStephanos sp.

returned to predominance, whereas S. "carconensis" decreased

to low numbers and Aulacoseira species disappeared (Figure

9). Melosira variansl Agardh became common throughout the

remainder of the record (Figure 10). The peak in abundance of

Stephanodiscus asteroides and the presence of large numbers

of heavy-mineral grains in the sediments at about 20 Ka mark

the existence of full-glacial conditions (Figure 11). At that

time, Owens Lake probably had sufficient winter ice cover to

behave as a dimictic lake, with the water circulating after ice

breakup and again before freezing, as do many temperate lakes

today. The diatom assemblages in Owens Lake during the fullglacial period are typical of species that have late winter (during and after ice breakup) and spring production. Presumably,

glacier meltwater entering the basin during the summer and fall

rendered the lake too turbid to support diatom photosynthesis

during those seasons (Bradbury et al., 1994). The diatom identified as Melosira sp. cf. M. varians may represent a thickwalled form, perhaps a resting spore, of extant M. varians. This

form apparently has not been found in modern aquatic systems,

although a similar diatom has been found in late Pleistocene

deposits at Kenai, Alaska (McLaughlin and Stone, 1986, pi. 7:

fig. 114). Melosira sp. cf. M. varians probably occupied the

same habitat as M. varians, which today lives in shallow, littoral regions of lakes and low-gradient reaches of streams and

rivers. The variant's presence in the Owens Lake stratigraphy

during the full- and late-glacial periods probably relates to increased input from shallow-water riverine and lake-margin water sources.

Late-glacial limnologic changes at Owens Lake (18-15.5

Ka) were marked by an increase in Asterionella formosa. This

increase in abundance implies a favorable open-water environment (less turbid) existed during the summer and early fall, according to the distribution of this species in Sierra Nevada

lakes today. For example, A. formosa numerically dominated

plankton net hauls in Mary, Lundy, and Grant Lakes during

June 1996, whereas it was numerically subdominant (38%) in

the September 1994 collection in Upper Twin Lake (J.P.B., unpublished data).

A hiatus interrupts the OL-90-1+2 sediment record at 15.5

Ka. Sedimentation resumed shortly before 13 Ka with abundant Cyclotella ocellata and Stephanodiscus niagarae (Figures

9, 10), indicating a correlation to the post-hiatus interval of

core OL-84-B.

OSTRACODES.—The OL-90-1+2 ostracode record begins at

about 52.5 Ka with large numbers of Limnocythere ceriotuberosa and!, sappaensis (Figure 12). These species are indicators of alkaline, saline, shallow water, and their presence suggests that the climate of Owens Lake and its immediate

drainage was arid to semiarid at that time. Under such climates,

strong, basin-floor evaporation rates, and decreased snowpack

in the Sierra Nevada, the Owens River would have been unable

to maintain a deep and overflowing lake system. Like today, alkaline-rich springs along the Owens River and around the lake

would have contributed substantially to the hydrochemistry of

the lacustrine environment. Closed-basin conditions at this

time also were documented by geochemical data in another

Owens Lake core (Bischoff et al., 1997a).

Limnocythere bradburyi Forester, a warm-climate, hydrochemical and ecological equivalent of L. ceriotuberosa, became common during one short interval after the predominance

of L. sappaensis. Its abundance documents a brief period (~300

yrs) when the lake became deeper as a result of increased discharge from the Owens River. Because this ostracode is cold

sensitive (Forester, 1985; Smith and Forester, 1994), it indicates that increased discharge began when climates were still

warm (winter temperatures above 0° C).

At 52 Ka, Limnocythere ceriotuberosa and Candona caudata

characterize the ostracode record. Their abundance documents

an abrupt increase in Owens River discharge into the basin

(Figure 12). As lake levels rose and salinity decreased, the variable lacustrine environments preferred by L. ceriotuberosa disappeared, and C. caudata and small numbers of Limnocythere

sp. aff. L. itasca Cole remained. The change in abundance from

L. ceriotuberosa to C. caudata identifies a change from highly

seasonal discharge to a more continual discharge. The more

consistent discharge probably, in part, reflected low summer air

temperatures, which caused slower snow melt and decreased

evaporative loss, and resulted in a spilling lake that had a stable

volume. Candona caudata and Limnocythere sp. aff. L. itasca

make pulse-like reappearances in the record for the next 10 Ky,

approximately matching the minor fluctuations of Stephanodiscus asteroides described above. Although not perfectly cyclic,

the average recurrence times for these pulses is 1.4 Ky, matching the millennial-scale climate oscillations recorded in highresolution marine cores from the North Atlantic Ocean (Bond

et al., 1997). In this case, the pulses of C. caudata and, to a

lesser extent, of Limnocythere sp. aff. L. itasca apparently mark

brief episodes of cooler temperatures and increased river input

to Owens Lake.

Between 40 and 24 Ka, the Owens Lake record lacks ostracodes (Figure 12), perhaps because unfavorable (anoxic) lakebottom conditions precluded ostracodes or dissolved their calcareous carapaces in the sediments. At 24 Ka, however, Candona caudata reappears in the core with large numbers of

Cytherissa lacustris. This assemblage persisted until about 21

Ka and reappeared briefly in small numbers at about 19 Ka.

These ostracodes, particularly C. lacustris, indicate the limnoclimatic conditions were very cold but reasonably stable. According to the modern distribution of C. lacustris, its presence

in Owens Lake during the full-glacial period implies that polar

air masses were present year-round at the latitude of Owens
162 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

10-,

15

20

25

30

35

40-

45-

5 0 -

55

0 100 200 0 60 0 100 0 50 0 20 0 5

valves / gram

FIGURE 12.—Concentration of ostracode valves versus age in cores OL-90-1+2 from Owens Lake.

Lake. The residence of such cold air masses would have maintained seasonally stable climatic and limnologic environments.

CORE OL-84-B

DIATOMS.—Freshwater planktonic diatoms are predominant

in core OL-84-B from the base of the core (extrapolated age of

17.3 Ka) until the break in sedimentation at 14.7 Ka (Figures

13—15). Stephanodiscus asteroides, Astehonella formosa, and

Cyclostephanos sp. characterize this assemblage (Figure 13)

and indicate that fresh, open-water limnological conditions prevailed in the spring (S. asteroides), summer (A. formosa), and

winter to early spring (Cyclostephanos). The large Stephanodiscus species, S. "carconensis," also is present in this late-glacial assemblage, but it may have been reworked from sediments surrounding Owens Lake that predated the full-glacial

period (Figure 9).

Freshwater benthic diatoms also are conspicuous in the lateglacial part of core OL-84-B and imply there was substantial

water input from littoral, marginal areas of the ancient lake

(Figure 13). Collectively, benthic diatoms make up 46 percent

of the late-glacial assemblage. The relationship between lake

depth and benthic diatom percentages among lakes in the eastern Sierra Nevada has considerable scatter (Figure 16) because

of the variable efficiency of the lakes' currents to redeposit

benthic diatoms. Nevertheless, shallow lakes generally contain

greater numbers of benthic diatoms because illuminated, shallow-water habitats characterize these systems. The high percentages of benthic diatoms in the post-glacial period of core

OL-84-B imply lake depths generally were shallower than

30 m; these freshwater benthic diatoms also indicate that

Owens Lake must have spilled at this time. The shallow lake

depths probably resulted from high, full-glacial sedimentation
NUMBER 33 163

-(

20 0 20 0 10 0 10 0

percent

20

FIGURE 13.—Percentages of diatom ecologic groups and selected benthic diatoms versus age in core OL-84-B.

See Figure 10 for explanation of silhouette headers.

rates, which decreased the basin's water capacity after the

Tioga glaciation. An erosional hiatus between 14.7 and 13.5

Ka, as reflected in the sediments from cores from this part of

the Owens Lake basin, may have resulted from increased resuspension of sediments from the bottom of the shallow lake. Benson et al. (1996) suggested lake desiccation and subsequent deflation as the cause of this erosional hiatus. Although diatom

stratigraphy indicates modest lake depths, it does not document

the increased salinity that would have preceded desiccation;

however, deflation may have removed all traces of that episode. Alternatively, a flood of fresh, sediment-laden water

could have scoured previously deposited sediments from the

Owens Lake basin (J.P. Smoot, pers. comm. to J.P.B., 1997). A

sediment unit called the Parting Mud in Searles Lake, which is

down-river from Owens Lake, documents the continuous deposition of dolomite, aragonite, and calcite laminae between 17.1

and 10.5 Ka (Smith, 1979; Benson et al., 1990), which would

have required at least some overflow from Owens Lake. The

origin and importance of the hiatus needs further study. The

widespread hiatus in Owens Lake records may reflect a combination of morphometric, climatic, hydrologic, and possibly tectonic events.

After the erosional hiatus (13.4 Ka), the Owens Lake basin

received silty sediment containing the same freshwater planktonic diatom species present before the hiatus. Oscillating peaks

of Stephanodiscus asteroides characterize this assemblage.

Stephanodiscus niagarae initially became abundant, and Cyclotella ocellata increased shortly thereafter (Figure 14). These diatoms currently bloom in the summer or early fall in Sierra Nevada lakes (Figure 8) and indicate that Owens Lake was less
164 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 14.—Percentages of selected planktonic freshwater diatoms versus age in core OL-84-B. See Figure 10

for explanation of silhouette headers.

turbid and received more continuous Owens River discharge

during the summer and fall than it did before 13.4 Ka. Melting

alpine glaciers during the summer may have contributed substantially to the Owens River discharge. This lacustrine phase

lasted until shortly after 11.0 Ka and may document the final

disappearance of large alpine glaciers in the Sierra Nevada.

Two benthic freshwater diatoms, Nitzschia radicula Hustedt

and Cymbella formosa Hustedt, characterize the sediments initially deposited in Owens Lake after 13.4 Ka (Figure 13). Cymbella formosa is morphologically and ecologically similar to

Cymbella muelleri, which is widely distributed in shallow-water habitats of lakes and in streams east of the Sierra Nevada

(Figure 7). This species usually lives firmly attached to the

submerged stems of aquatic vegetation or to other suitable substrates (wood, stones) in mucous mats or coatings as an adaptation to resist dislodgment by currents (Peterson, 1996). Nitzschia radicula lives among submerged plant stems on the

bottom of shallow, macrophyte-rich ponds, marshes, and small

lakes (Cumming et al., 1995).

The presence of these benthic diatom taxa in core OL-84-B

after 13.4 Ka implies there was substantial hydrologic input to

Owens Lake from the Owens River and marginal habitats (possibly marsh environments at the head of Owens Lake or upstream in the Owens Valley), because these diatom species

would not have lived in large numbers in the deep, open-water

habitats of the lake itself. Perhaps these redeposited riverine

and marsh diatoms recorded the diminishing effects of a flood

that eroded the bottom of Owens Lake and initiated the hiatus.

After 12.5 Ka, planktonic freshwater diatom assemblages

predominated until 10.9 Ka when saline, shallow-water diatom
NUMBER 33 165

30 0

percent

FIGURE 15.—Percentages of selected saline diatoms versus age in core OL-84-B. Saline benthic species include

Amphora coffaeiformis, Anomoeoneis sphaerophora, Navicula crucialis, N. halophila (Grunow) Cleve, Nitzschia fmstulum, Rhopalodia gibberula (Ehrenberg) O. Miiller, R. acuminata, and Surirella hoefleri.

to:

Ar\ '

IK '

20 -i

0-

I

1

 •

•

•

• ^

•

•

—•—

0 10 20 30 40 50 60 70 80 90 100

benthic diatoms in surface sediment (%)

FIGURE 16.—Percentage of benthic diatoms in surface sediment versus water

depth in selected Sierra Nevada freshwater lakes.

assemblages suddenly appeared (Figure 15). Campylodiscus

clypeus, a benthic species of alkaline and moderately saline

habitats, predominated; the assemblage also included small

percentages of benthic Surirella ovalis and S. striatula and

planktonic Cyclotella meneghiniana and C. quillensis. Collectively, this assemblage indicates lake salinities were 3-10 g/L

and alk/Ca ratios were >4. This short-term (500 year) saline

event ended by 10.4 Ka when freshwater planktonic diatoms

returned to predominance for about 800 years (Figures 14, 15).

This freshwater phase in Owens Lake may correlate with sedimentological evidence for an early Holocene lake at Silver

Lake playa, about 200 km southeast of Owens Lake, that existed just before 9.3 Ka (Enzel et al., 1989).

After 9.6 Ka, the record of saline diatoms in Owens Lake becomes more continuous (Figure 15). A short interval (9.4-8.5

Ka) of mixed freshwater and saline diatom assemblages, including large numbers of Chaetoceros sp., documents a transition to
166 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

higher lake salinity and indicates arid climate. Today, Chaetoceros is an open-water planktonic diatom that is common in Pyramid and Walker Lakes (Figure 6). Its wide salinity tolerance

(Fritz et al., 1993) may indicate that Owens Lake remained

fairly deep during this short interval. The freshwater planktonic

diatom {Stephano discus spp.) component of this assemblage

(Figure 14) could have prospered in the lake seasonally when

spring runoff sufficiently diluted salinities or during short periods when the lake spilled and became fresh.

After 8.5 Ka, benthic saline species, such as Campylodiscus

clypeus, persisted in the extensive shallow-water habitats created by low lake levels. By 8 Ka, saline Nitzschia species (Nitzschia latens, N. pusilla, N. monoensis), which presently inhabit

very saline, shallow-water habitats in Mono Lake and similar

environments (Kociolek and Herbst, 1992; Blinn, 1993), became prominent in response to a substantial decrease in Owens

River flow, a proportional increase in alkaline spring discharge,

and high evaporation rates. Owens Lake remained saline and

shallow until about 6.5 Ka when, according to the radiocarbon

chronology, the lake desiccated and clastic sedimentation

ended (Benson et al., 1997). Sedimentation of oolitic sand resumed after 4.3 Ka, and freshwater and saline diatoms are

sparsely represented in core OL-84-B by fragments of corroded

valves (Figures 13-15). The presence of freshwater planktonic

and benthic diatoms in samples from after about 8 Ka may

have resulted from the reworking of diatomaceous highstand

deposits left behind as Owens Lake shrank. These reworked diatoms do, however, indicate episodic fluxes of water into the

basin that may reflect flooding during very wet years (Smith et

al., 1987). Saline benthic diatoms, including the Nitzschia species of very saline habitats, returned between 4 and 3 Ka.

In-situ diatom productivity certainly occurred throughout the

late Holocene in Owens Lake, but, generally, high lake alkalinities and salinities combined with episodic desiccation likely

destroyed sedimented diatoms by dissolution and breakage.

OSTRACODES.—Except for isolated, presumably reworked

valves of Cytherissa lacustris from highstand, full-glacial deposits (Figure 17), core OL-84-B has no substantial late-glacial

(15—12.5 Ka) ostracode record. Decreased inflow from the

Owens River and a climate regime of increased summer insolation would have promoted lake stratification, and seasonal anoxia may have eliminated ostracode habitats in the central regions of the Owens Lake basin. The presence of ostracodes,

however, would have indicated that shallow and saline lake

conditions existed between 15.5 and 13.5 Ka, but those deposits could have been removed by erosion.

At 11.5 Ka, Limnocythere ceriotuberosa appeared (Figure

17); its presence indicates this was a time of variable lacustrine

conditions associated with seasonal filling and freshening of

Owens Lake that was followed by lake evaporation, concentration, and shrinkage. Larger pulses of L. ceriotuberosa, accompanied by Candona caudata, occurred from 11.0 to 10.5 Ka

and from 9.9 to 9.5 Ka. These ostracode pulses approximately

coincided with the shallow-water, moderately saline lake environments evidenced by the diatoms, particularly "Fragilaria,"

Campylodiscus clypeus, Surirella spp., and Cyclotella spp.

(Figures 13-15). The maximum salinity tolerance of Candona

caudata (3 g/L) and the low (or absent) representation of Limnocythere sappaensis also indicate Owens Lake had only modest salinity at those times, although the diatoms and L. ceriotubrosa can tolerate considerably higher salinities. These pulses

in the fossil record probably record episodes when the Owens

River flooded the basin to produce short-lived, reasonably

fresh, shallow lake systems. Near the mouth of the Owens

River, at an elevation of 1097 m, coarse deltaic sands that have

a freshwater molluscan fauna, including the river clam Anodonta californiensis Lea (dated at 11.4 Ka), also indicate riverine environments occurred at the north end of Owens Lake

(Koehler, 1995).

The large number of Limnocythere sappaensis by 9.4 Ka indicates increased salinity and a high alk/Ca ratio. The lake may

have become shallower, although this ostracode can live in

deep lakes as well. The absence or low abundance of ostracodes between 9.4 and 8.8 Ka in the section of core having

abundant Chaetoceros may indicate a deeper lake was present

at that time, perhaps with seasonally anoxic bottom water.

Progressively larger pulses of Limnocythere ceriotuberosa

characterized the millennium between 8.8 and 7.8 Ka (Figure

17), documenting a return to lacustrine environments that had

variable depths and salinities. Large quantities of Heterocypris

appeared near the end of this episode. Today, this species resides in springs and seep-fed marsh environments. Its presence

between 8.8 and 7.8 Ka implies that Owens Lake had shrunk

considerably and was surrounded, at least near the mouth of the

Owens River, by marsh communities. The marshes probably

were dominated by Scirpus, which presently grows abundantly

along the Owens River, within the valley, and along the margins of playa springs (Hollermann, 1973).

Limnocythere sappaensis dominated the ostracode assemblage from 7.7 to 6.5 Ka. Occasional Cytherissa lacustris in

this interval resulted from the reworking of highstand lake sediments deposited during the last glacial maximum (Carter,

1997). During this time, saline, alkaline springwater issuing

along the Owens River and around Owens Lake probably had a

major effect on the hydrochemistry of the lake, although surface water from Sierra Nevada snowmelt continued seasonally

to enter the basin. Nitzschia pusilla and N. monoensis (Figure

15), which tolerate highly saline environments, such as at

Mono Lake today, coexisted with L. sappaensis.

Limnocythere sappaensis remained prominent after the hiatus in sedimentation (6.1-4.3 Ka) (Figure 17), as did benthic

saline diatoms and Nitzschia spp. (Figure 15). These saline lake

assemblages persisted until about 3 Ka, when diatoms occurred

only as rare, reworked fragments and ostracodes disappeared

from the Owens Lake record; however, in core OL-92-3, oolitic

sediment, radiocarbon dated between 5.3 and 5.0 Ka (Bischoff

et al., 1997c), had abundant L. sappaensis, which indicates
NUMBER 33 167

Y*»

hiatus

50 0 200 0 10 0 10 0 1 0

valves / gram

FIGURE 17.—Concentration of ostracode valves versus age in core OL-84-B.

300

some sedimentation occurred in Owens Lake during the middle

Holocene drawdown, at least at the site of core OL-92-3.

Discussion

The diatom and ostracode records from the middle Wisconsin to the late Holocene at Owens Lake provide the most continuous paleontological evidence for changing limnological

and climatic environments in the southern Great Basin. Because this important record relates to the glacial and vegetational history in this region, it can provide a chronological

framework for local glaciation and for isolated vegetation assemblages found in packrat middens. Conversely, the nonlacustrine evidence of climate change from packrat middens and

glacial records can refine climate interpretations from lacustrine microfossils.

RECORD OF GLACIATION.—Owens Lake cores OL-90-1+2

and OL-84-B record the timing and intensity of Sierra Nevada

alpine glaciation in the Owens River basin. The substantial

quantity of heavy-mineral fragments (magnetite and zircon +

monazite) in diatom slides (Figure 11) indicates that glacial

erosion of the Sierra Nevada granitic plutons occurred. These

minerals were incorporated into the base load of the Owens

River. The middle Wisconsin period (~54 to -25 Ka), or oxygen isotope stage (OIS) 3, for the most part, had small, isolated

heavy-mineral peaks that may represent minor high-elevation

glaciation at 52-51, 44, 40, 35, and 26 Ka. The absence of the

boreal ostracode Cytherissa lacustris during these periods,

however, indicates that severe glacial climates did not affect

Owens Lake. In fact, the presence of the warm-season diatoms

Aulacoseira spp. during most of these periods seems inconsistent with extensive glaciation. These minor peaks in heavy-
168 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

mineral concentration may simply have recorded years or decades of exceptional runoff down the Sierra Nevada drainages.

Nevertheless, geochemical evidence of glacial-rock flour from

Owens Lake core OL-92-1 (Bischoff et al., 1997b), taken in the

same area of the basin, approximately correlates with most of

the heavy-mineral peaks shown in Figure 11 and supports the

interpretation that these peaks represent minor Sierra Nevada

glaciations.

The heavy-mineral peaks (Figure 11) approximately correlate with the magnetic-susceptibility and organic-carbon evidence of glaciation recorded by Benson et al. (1996). The magnetic-susceptibility and organic-carbon records, however,

contained more peaks, which were interpreted by Benson et al.

(1996) as glacial advances, than are present in the heavy-mineral record. Uncertain equivalencies between radiocarbon and

calendar years make correlations to

 36Cl-dated moraines (Phillips et al., 1996) problematic; however, the potential glacial advance at about 51 Ka, which perhaps correlates to the younger

Tahoe moraines, also may correlate with the double peak in

heavy minerals between 52 and 51 Ka (Figure 11). The Tioga 1

stage moraines, which were dated to 32-30 calendar Ka (Phillips et al., 1996), may correspond to heavy-mineral peaks at

27-25 Ka in core OL-90-1+2, assuming an approximate 4 Ky

correction to equate the radiocarbon and calendar chronologies.

The episodes defined by high concentrations of heavy minerals

generally correspond to perennial lake stages in Searles Lake.

The mineralogical evidence of a 5° C cooling in Searles Lake

at 26-25 Ka (Smith, 1979:89) might corroborate the occurrence of a glacial period at that time.

According to the heavy-mineral record from cores OL-90-

1+2 (Figure 11), glaciation during OIS 2 (the last major glacial

period) began by 23 Ka. The heavy minerals continued to increase, but with sharp fluctuations, until about 18 Ka when

their values decreased, again with strong fluctuations between

greater and lesser quantities. In contrast to the Tioga 1 moraines, the Tioga 2 and 3 (glacial maximum) moraine dates

(Phillips et al., 1996) correspond closely to the heavy-mineral

record of glaciation. The large and persistent peak in magnetite

grains centered on 22 Ka probably corresponds to the extensive

Tioga 2 moraines identified and dated by Phillips et al. (1996).

The several sharp fluctuations in heavy-mineral concentrations

afterward may provide much more detail than the Tioga 3 moraine sequences, but transportation of heavy minerals may have

occurred during episodes of glacial advance and retreat. The

sharp fluctuations in heavy-mineral concentrations correlative

to the Tioga 3 glacial deposits generally resemble and partly

correlate with the sharp fluctuations in the magnetic-susceptibility record reported by Benson et al. (1996). The Tioga 4 glacial advance at about 15 Ka does not stand out as an especially

distinctive peak of large concentrations of heavy minerals in

cores OL-90-1+2, although such a peak exists at this time in

core OL-84-B (Figure 11).

CLIMATE AND LIMNOLOGICAL EVIDENCE FROM PACKRAT

MIDDENS.—Radiocarbon-dated packrat middens near Owens

Lake document paleoclimate records from fossil vegetation assemblages. The closest midden to Owens Lake is from the

northeast side of the lake (Figure 1), about 10 m above the

highstand elevation (1145 m). Juniperus osteosperma dominates the full-glacial levels of this midden (23.0-14.5 Ka), but

J. scopulorum (Rocky Mountain juniper) and Pinus monophylla Torrey and Fremont form large components of the assemblage at midden levels corresponding to 17 Ka (Koehler

and Anderson, 1994).

Juniperus scopulorum Sargent now lives 2100-2900 m

above Owens Lake (Koehler and Anderson, 1994), but it lived

at least 900 m lower during the full-glacial period. The presence oiP. monophylla and J. osteosperma at lower elevations

indicates that 17 Ka precipitation was greater by a factor of two

to three and temperature was about 7° C lower than today, according to modern lapse rates (Smith and Bischoff, 1997). Today in the Great Basin, pinyon-juniper woodland vegetation

does not characterize regions where mean January temperatures fall below -1° C (Thompson, 1990). Modern mean January temperature at Independence, California, 100 m above

Owens Lake, is about 5° C (Figure 2), so a 7° C decrease would

be somewhat below the tolerance of pinyon-juniper woodland.

A full and overflowing Lake Owens, however, could have

served as a local thermal buffer against very low (and high)

temperatures and thereby may have created suitable conditions

for the establishment and growth of P. monophylla and J.

osteosperma during the full-glacial period.

Packrat midden sites in the Alabama Hills, at elevations of

1264-1460 m and about 17 km northwest of Owens Lake (Figure 1), extend the fossil vegetation record of the Owens Valley

to 31.4 Ka (Koehler and Anderson, 1995). Full-glacial middens

in the Alabama Hills do not contain P. monophylla, perhaps because of the elevation of this locality. Nevertheless, the presence of Yucca brevifolia (Joshua tree) and abundant J. osteosperma at 31.4, 25.7, and 21.1-17.8 Ka indicates winter

temperatures generally were above freezing. This association

now grows on the east side of Walker Pass, about 90 km southwest of Owens Lake, at an elevation of about 1500 m. As suggested above, perhaps the large body of water in the Owens

Lake basin during this episode helped mitigate severe winter

temperatures in the Alabama Hills. The cold temperature episode from 24 to 21 Ka, implied by the presence of the boreal

ostracode Cytherissa lacustris (Figure 12), fell between episodes of mild winter temperatures, as evidenced by Y. brevifolia in the Alabama Hills packrat middens.

The principal climate change documented by macrofossils

from packrat middens in the Alabama Hills occurred at 13.3 Ka

when most elements of the modern Sarcobatus scrub plant

community appeared (Koehler and Anderson, 1995). Juniperus

osteosperma, however, persisted in the midden sequence, indicating cooler and wetter conditions, compared with modern environments, prevailed until 9.5 Ka. Diatoms and ostracodes in

the late-glacial and early Holocene Owens Lake indicate that

freshwater and presumed overflowing lake conditions existed
NUMBER 33 169

until 11 Ka. Afterward, lake levels and salinity fluctuated, reflecting variable, but decreasing, input from the Owens River.

The first major appearance of Limnocythere sappaensis, an indicator of shallow and saline aquatic habitats, coincided with

the disappearance of J. osteosperma and with the complete

dominance of desert shrubs and herbs in the middens in Alabama Hills at 9.5 Ka.

MIDDLE WISCONSIN LINKAGES TO MARINE RECORDS ON

THE CALIFORNIA MARGIN.—Isotopic, magnetic, and geochemical records from Owens Lake have been tentatively correlated

with climate changes recorded in North Atlantic Ocean marine

sediments (Benson et al., 1996) and Greenland ice cores (Benson et al., 1997). These correlations could imply that hemispheric-scale climate changes affected far-separated regions,

but the interactive climatic and oceanographic mechanisms that

might link changes in Owens Lake to changes in the North Atlantic Ocean and in Greenland were unspecified.

Gardner et al. (1988) proposed a marine-terrestrial paleoclimate linkage for the past 20 Ky between the lacustrine record

at Clear Lake in California (latitude 39°N) and an adjacent marine record (core V1-80-P3) on the continental slope off northern California (latitude 38.43°N) (Figure 1). Benthic coastal

and reworked freshwater diatoms in the marine core from the

full-glacial period document lower sea levels and greatly decreased deep-water upwelling than today. These marine conditions correlate with cooler climates in coastal California where

Pinus was the dominate vegetation. An episodic, fluctuating

transition to marine planktonic diatoms indicates that upwelling off the California coast characterized the establishment

of Holocene conditions. On land, warming temperatures favored abundant growth of Quercus (oak) and the local presence

of Sequoia (redwood). Coastal fogs produced by upwelling

may have been responsible for providing suitable conditions

for Sequoia.

Upwelling of nutrient-rich marine water on the California

margin relates to the strength and persistence of the Hawaiian or

Subtropical High, whereas increased winter and spring precipitation that causes runoff to California coastal regions reflects

the predominance of the Aleutian Low. These two pressure systems affect present-day terrestrial climates and ocean dynamics,

although their effects vary from north to south (Gardner et al.,

1997). Their important role in glacial, Holocene, and modern

marine and terrestrial climate records in western North America

implies that similar variations in the strength of the Aleutian

Low and the Hawaiian High may also account for earlier paleoceanographical and paleolimnological changes.

The middle Wisconsin, or OIS 3, is represented by the marine core ODP-893 (latitude 34.29°N) from the Santa Barbara

Basin (Kennett and Venz, 1995) and by core F2-92-P34 (latitude 35.03°N) from the California margin off Point Conception

(Gardner et al., 1997) (Figure 1). Both cores have sufficient

chronological control for comparison to the Owens Lake paleolimnological record between 55 and 20 Ka. Perhaps the most

distinctive paleolimnological evidence for climate change during this interval in the Owens Lake core is the distribution of

the summer-season planktonic diatoms Aulacoseira granulata

and A. ambigua. The most logical explanation for the presence

of these species relates to past episodes of exceptional snowfall

in the Sierra Nevada. During these episodes, high-volume runoff down the Owens River would have persisted into late summer or fall; this would have provided suitable freshwater limnetic conditions for Aulacoseira blooms. Intervals in which

these diatoms were uncommon or absent represent, by this reasoning, episodes in which precipitation was less but still sufficient to maintain freshwater in Owens Lake, at least during

spring and early summer.

Using extrapolations from uncorrected radiocarbon chronologies for marine core F2-92-P34 (Gardner et al., 1997) and for

Owens Lake, a correlation between small fluctuations in the

percent of aluminum present and the abundance of summer

Aulacoseira species is evident (Figure 18). Increased concentrations of aluminum and other geochemical evidence of detrital input within the coastal marine cores indicate greater runoff

from the Coast Ranges and the Sierra Nevada (Dean et al.,

1997), and the same process may explain the approximately coeval proliferation of Aulacoseira in Owens Lake.

Gardner et al. (1997) suggested that increased fluxes of detrital material to the coastal sediments during the full-glacial period were caused by the same moisture source that supplied the

glaciers in the Sierra Nevada and the lakes in the Great Basin.

An intensification and southerly displacement of the Aleutian

Low and the storms associated with the Polar Front jet stream,

probably forced by a southward expansion of polar air masses,

are the most probable reasons for this moisture source. The

same climatic mechanisms can be used to explain similar, but

less intense, variations during OIS 3.

In core F2-92-P34, intervals that are not characterized by increased percentages of aluminum instead contain evidence of

increased anoxia, such as high values of molybdenum and organic matter (Dean et al., 1997). In other presumably correlative marine cores, anoxic conditions excluded burrowing marine organisms, and zones of laminated sediments resulted.

Increased productivity (upwelling) of the California Current

apparently provided sufficient marine productivity and organic

material that, once deposited, promoted the formation and

maintenance of anoxic environments.

The history of upwelling intensity of the California Current

also can be deduced by the fluctuating presence of the planktonic foraminifera Globigerina bulloides D'Orbigny in a core

from ODP-893 in the Santa Barbara Basin (Kennett and Venz,

1995). According to the oxygen-isotope chronology developed

from this core, fluctuations of G. bulloides (Figure 18) were

antithetical to the aforementioned evidence of increased precipitation {Aulacoseira and Al), suggesting that the same climatic conditions that increased upwelling also decreased winter precipitation along the California coast. In this case, the

strength and persistence of the Hawaiian High was the likely

candidate because clockwise winds generated around this high-
170 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

20-

Aulacoseira (summer) % Globigerina bulloides

20

55 55

Point Conception

F2-92-P34

Owens Lake

OL-90/1+2

0 50

Santa Barbara Basin

ODP #893

FIGURE 18.—Chronological comparison of middle Wisconsin episodes of abundant Aulacoseira species from

Owens Lake cores OL-90-1+2, percentage fluctuations of Al from core F2-92-P34 on the California margin west

of Point Conception, and percentage of Globigerina bulloides from ODP site #893 in the Santa Barbara basin

(Figure 1). Aluminum data are from W.E. Dean (USGS). Foraminifera data are from Kennett and Venz (1995).

pressure center would have driven the California Current to the

south, which is what happens today. Because this atmospheric

circulation pattern would have blocked moisture from the tropical Pacific Ocean, it also would have reduced the annual precipitation reaching the Sierra Nevada and, consequently,

Owens Lake.

Admittedly, correlations of the paleoceanographic and lacustrine evidence for past climate change in cores from coastal

California and from Owens Lake are not perfect, and they rely

on chronologies of uncertain accuracy. Nevertheless, this interpretation is based upon operationally consistent climatic, terrestrial, and oceanographic systems and processes that logically force large changes between glacial and interglacial

environments.

Conclusions

High-resolution diatom and ostracode records from cores

from Owens Lake have revealed a sensitive and comparatively

simple record of Sierra Nevada precipitation for the last 55 Ky.

At one extreme, high precipitation, combined with cold temperatures associated with the southward expansion of polar air

masses, produced glaciation in the Sierra Nevada (Hostetler

and Clark, 1997). The Owens Lake basin filled with detrital

sediment containing the remains of freshwater diatoms and boreal ostracodes. At the other extreme, scant winter precipitation

failed to offset high evaporation rates, and the Owens Lake basin desiccated to playa or near playa conditions. Intermediate

limnological and climatic conditions existed at other times.

These conditions included episodes of saline lakes of shallow

to moderate depths and regimes of greater than modern precipitation under temperatures warm enough to preclude extensive

glaciation. During the last 50 Ky, the predominant paleoclimatic scenario at Owens Lake included greater precipitation

than at present and probably cooler than modern temperatures.

During this time, overflow conditions existed for about 40 Ky

(50-10 Ka), and only during the last 10 Ky of the Holocene did

Owens Lake remain below its spill level for long periods of
NUMBER 33 171

time. The paleolimnological record of the last 50 Ky is consistent with the longer record of Owens Lake reported by Bradbury (1997a, 1997b), which documents overflow conditions for

about 80 percent of the last 800 Ky.

The high-resolution study of limnological and climatic variations at Owens Lake also indicates rapid changes between

positive and negative hydrologic balance. For example, the

change from closed- to open-basin conditions about 52 Ka occurred in less than 300 years. Changes in diatom and ostracode

assemblages document the step-like progression of this shift.

Holocene changes from fresh to saline diatom floras about 10

Ka indicate that a shift in the hydrologic balance occurred

within a century or less. Assuming a reasonable chronological

accuracy, this rate of change in salinity was faster than what

Bischoff et al. (1997a, fig. 5) predicted for simple evaporative

concentration of Owens River water during current climates;

thus, saline springwater discharge entering Owens Lake must

have had an important hydrochemical effect during arid climate periods. The apparent correlation of the Owens Lake record with the paleoceanographic records indicates that climatic

conditions at Owens Lake were not just local, but were part of

a global system that involved major reorganizations of atmospheric and oceanic circulation. The Owens Lake fossil record

supports the contention that climate change can be rapid and

that future climate in the Owens Lake area could be wetter

rather than drier.

Acknowledgments

S.P. Lund (University of Southern California) is particularly

thanked for providing access to the cores used in this study.

L.V. Benson (United States Geological Survey (USGS)) provided much of the core chronology, and he and S.P. Lund offered important insights into the history of limnologic and climatic changes in the Owens Lake basin. R.S. Thompson, J.L.

Bischoff, W.E. Dean, G.I. Smith, J.P. Smoot, R.L. Reynolds

(all USGS), and Vera Markgraf (University of Colorado) provided helpful discussion of points raised in this paper. M.G.

Paquette and K.L. Conrad (both USGS) prepared the samples

for study, and Claire Carter (USGS) identified and counted the

ostracodes. This study is part of the USGS Yucca Mountain Future Climates Project and the USGS Climate History Program.

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Biogeography and Timing of Evolutionary Events

among Great Basin Fishes

G.R. Smith, T.E. Bowling, K. W. Gobalet, T. Lugaski,

D.K. Shiozawa, andR.P. Evans

ABSTRACT

Hubbs and Miller's Great Basin works are model studies of the

evolution of isolated endemic aquatic organisms and of hydrographic history. They investigated spatial and temporal barriers

that permitted evolutionary divergence of fishes. They also used

fish evidence to identify the locations and possible timings of past

aquatic connections among basins. Hubbs and Miller focused on

morphological differences among fish populations in related

basins and hypothesized that their evolutionary divergence

occurred over only hundreds to thousands of years. Their conclusions depended upon the assumption that divergence began after

the most recent time of homogeneous ancestral populations, which

was assumed to be the time of closure of the most recent hydrographic connection. This approach and its key assumptions are

standard in studies of evolutionary rates, but they require reexamination.

Our data suggest that rates of morphological change in oligogenic and ecophenotypic traits of Great Basin fishes may be rapid

in the short term (thousands of years), but Miocene to Pleistocene

fossils of western North American fishes indicate slow changes

over millions of years. Tests of hypotheses about evolutionary

rates require independent estimates of both time and degree of

divergence. Our evolutionary-rate estimates are based upon

regression of percent sequence divergence (of mitochondrial

DNA) between pairs of lineages against millions of years of diverG.R. Smith, Museum of Zoology, University of Michigan, Ann Arbor,

Michigan 48109, USA. T.E. Dowling, Department of Zoology, Arizona

State University, Tempe, Arizona 85287, USA. K. W. Gobalet, Department of Biology, California State University, Bakersfield, California

93311, USA. T. Lugaski, deceased, formerly of the Mackay School of

Mines, University of Nevada, Reno, Nevada 89557, USA. D.K.

Shiozawa, Department of Zoology, Brigham Young University, Provo,

Utah 84602, USA. R.P. Evans, Department of Zoology, Brigham Young

University, Provo, Utah 84602, USA.

Reviewers: Robert Hershler, Division of Mollusks, National Museum

of Natural History, Smithsonian Institution, Washington, D.C., 20560-

0118, USA; Edward O. Wiley III, Department of Ecology and Evolutionary Biology, Division of Biological Sciences, University of Kansas, Lawrence, Kansas 66045, USA; and one anonymous reviewer.

gence of sister clades, estimated from dates of first appearances in

the fossil record. The results indicate rates of molecular evolution

in the range of approximately one-half percent (salmonids) to one

percent (cyprinids and cyprinodonts) sequence divergence per one

million years. The ages of some forms thought to represent ten

thousand years of postpluvial evolution are more likely to be hundreds of thousands of years old, according to molecular/fossil estimates. Estimated divergence times of fishes, based upon DNA,

provide unique data on the nature and timing of barriers and

aquatic connections among basins.

Great Basin fish faunas exhibit high endemism, but they have

lower diversity than predicted by pluvial cycles of isolation and by

rapid evolution in allopatry. We hypothesize that uplift causes high

stream gradients and, therefore, decreased local habitat diversity

because of rapid stream runoff. Small and isolated populations on

the basin floors are prone to allopatric differentiation, but they also

are prone to high extinction rates; therefore, isolation and stabilizing selection in desert basins rarely produced new species that survived extinction events.

Dedication

This paper is dedicated to Carl L. Hubbs, Robert R. Miller,

and Dwight W. Taylor, whose studies of aquatic organisms in

western North American desert basins set the twentieth century

standard for aquatic biogeography and conservation.

Introduction to Great Basin Ichthyology

Carl L. Hubbs began his studies of fishes in the Great Basin

in 1915 while on an expedition to the Bonneville Basin as a

field assistant to J.O. Snyder (Miller and Shor, 1997). Prior to

the Bonneville trip, Snyder had surveyed fishes in the Lahontan

Basin and in the Oregon Lakes, Owens River, and Mohave

River basins (Snyder, 1908, 1912, 1914, 1917a, 1917b, 1918,

1919, 1924). Hubbs continued to conduct exhaustive explorations of the Great Basin in 1934, 1938, and 1942; with his wife,

Laura, and their children, Earl, Frances, and Clark, he collected

and identified more than 118,000 specimens. Hubbs was joined

by his student, Robert Miller, in 1938, and between them they

175
176 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

produced about three dozen papers on Great Basin fishes.

Miller's efforts resulted in numerous papers on fishes of the

Death Valley system (e.g., 1946a, 1946b, 1950, 1972) and on

broader issues relating to evolution and conservation of Great

Basin fishes (1959, 1961a, 1961b, 1965, 1981). Miller continued conducting this field work with his wife, Frances Hubbs

Miller, and their five children, and he extended the project to

include a survey of the fishes of Mexico.

The landmark synthesis of the systematics and biogeography

of fishes of the Great Basin was published by Carl Hubbs and

Robert Miller in 1948(b), which was expanded from a symposium paper read in 1942. The monograph described the geographical limits of more than 100 hydrographic units, the elevations of ancient lake levels, and the biogeographic relationships

of fishes in each basin. The authors' goal was to show how

convincingly physiographic deductions are supported by

knowledge of the distribution of fishes in the Great Basin.

The Hubbs-Miller team and Elliot Blackwelder (1933) both

used fish distributions to infer past aquatic connections, which

were based upon the principles of Jordan (1905, chapters 16,

17). The interaction of time and barriers framed the questions

in the Hubbs-Miller inventory of Great Basin fish evolution.

Their descriptions and classification of those fishes were intended to answer questions about hydrographic connections

among basins, barriers between basins, and rapidity of evolution. Although they chose not to speculate about evolutionary

mechanisms (1908b: 119), they offered frequent hypotheses

about amounts and rates of evolution. They later expanded

upon their ideas about fish speciation (Hubbs, 1940, 1941a,

1941b; Miller, 1946a, 1950).

Hubbs and Miller's most exciting idea was declared in the

introduction to their 1948 monograph (Hubbs and Miller,

1948b:24):

Some of the isolation and speciation that is dated from Pleistocene time may be

much more recent. Now disconnected waters within many of the basins of

western North America may have been connected and their fish fauna made

uniform not many centuries ago. From a consideration of the evidences on climatic changes ... it seems likely that such connections may have been established several times during the last three millennia. We believe, however, that

most of the local differentiation and endemism among the fishes of the isolated

desert waters dates from the end of the Glacial period. Hutchinson (1939) concluded that the similar differentiation of now isolated fish populations in Kashmir and Indian Tibet dates from the period of maximum glaciation. ...

In correlation with Post-pluvial isolation, a limited degree of speciation has occurred here and there, but data are too meager to warrant any attempt to use the

rate of species evolution in dating the Pluvial waters. ... A considerable body

of observations and mathematical data indicates that small, closely inbreeding

populations may speciate at a much more rapid rate than was previously

thought possible (Wright, 1940a, 1940b, 1942; Huxley, 1943).

The authors treated their geological and ichthyological data

in two ways: they used geological data to infer rates offish differentiation, and they used degree of morphological divergence

to infer the times of geological barriers. The usual assumption

was that fish populations were uniform at the end of the most

recent connection between aquatic habitats. This led to the deduction that rapid speciation occurred in the postpluvial interval of isolation, about 11,000 years.

Carl Hubbs, Robert Miller, and Laura C. Hubbs (1974) expanded upon their previous work and the work of others in

their subsequent monograph on hydrographic history and relict

fishes of the North-Central Great Basin. Laura Hubbs measured hundreds of fish specimens from different basins and calculated the mean and standard deviation for the populations in

each basin, providing replicated comparisons of times and

amounts of divergence. Hubbs and Miller (1948a, 1972) described many additional localized cyprinid species and subspecies, which provided further evidence for postpluvial divergence in geographic isolation (see Appendix).

Hubbs and Miller sought to answer a question that still motivates biogeographers (e.g., Ricklefs and Schluter, 1993); that

is, What are the appropriate scales of the spatial and temporal

interactions that bring about species production? Hubbs and

Miller (1948b) emphasized differences among and within basins, namely, different taxonomic levels, numbers of endemic

forms, and local diversity in relation to regional diversity as indicators of evolutionary history: "The Lahontan fauna ... comprises, we estimate, about 30 forms, as compared with perhaps

28 in the Bonneville and about 24 in the Death Valley system.

The relatively high number of total forms is correlated with the

isolation of local populations, for the Lahontan system has become greatly disrupted since Pluvial times" (Hubbs and Miller,

1948b:32).

Hubbs and Miller (1948b:41) also recognized an important

role for hybridization in evolution: "Since the waters have

dwindled, and the lake and creek types have been forced into

cohabitation, the two have hybridized very extensively. We

have referred to this specific breakdown in connection with our

analysis of a similar case of hybridization in the Mohave

Desert (Hubbs and Miller, 1943)." The effects of hybridization

in reducing diversity and erasing evidence of evolutionary history are peculiarly prominent among fishes in the western

United States (Smith, 1992a; Dowling and Secor, 1997).

Our goal is to continue the comparison of fish and hydrographic information so as to answer questions about timing and

origins of fish diversity. Evidence presented herein for timing

of fish divergence comes from the fossil record (G.R. Smith,

1981a, 1981b; Smith et al., 1982) and from molecular studies

(Dowling et al., 2002; Shiozawa and Evans, unpublished). In

this paper, we summarize gene sequence divergence data in the

context of the fossil record of Great Basin fishes. We seek to

shed light on the rates of evolutionary changes in Great Basin

drainages in the spirit of the other Great Basin naturalists of 50

years ago (Hall, 1946:59-67; Durrant, 1952:490-518; LaRivers, 1962; and the vast body of literature published by Hubbs

and Miller).

Our understanding of freshwater fish distributions benefits

from the fact that freshwater fish are more geographically constrained than most other organisms (Cope, 1868; Jordan, 1905).

The principles thought to influence distribution and evolution
NUMBER 33 177

of fishes have remained rather constant during the last 130

years, but estimates of timing of geological and evolutionary

events vary by five orders of magnitude (compare Cope, 1868,

with Hubbs et al., 1974). The Great Basin offers a unique opportunity to study the time scales of evolutionary processes because of its numerous, isolated basins that have replicated fish

habitats and histories. In addition, well-documented evidence

exists for environmental gradients, pluvial cycles, and ages of

sediments that preserve fossil ancestors of Holocene fishes

(e.g., Morrison, 1965, 1991; Benson and Thompson, 1987;

Benson et al., 1990; Oviatt et al., 1992; Reheis and Morrison,

1997; Smith and Bischoff, 1997). These factors provide the basis for Cope's (1883) and Hubbs and Miller's (1948b) assumption that fish evidence can contribute much to the study of hydrographic history. Our attempts to fulfill this promise have

been guided further by Dwight Taylor's methods and his principle (1960) that hydrologic, topographic, and climatic features

change more rapidly than do lineages of organisms.

The Late Cenozoic fossil record in the Great Basin reflects

the climatic and faunal revolution between the Paleogene and

the Neogene. For example, the temperate Miocene to Holocene

fish faunas of the Great Basin (as now known) share only one

family (Catostomidae) with the subtropical faunas of the western North American Eocene in Wyoming, Utah, and Colorado

(Grande, 1984). Transitional Great Basin fish records are

Cope's (1872) Amyzon mentalis and Trichophanes hians from

the Osino, Nevada, Oligocene coal beds and Early Tertiary fossils similar to Diplomystus in Elko County, Nevada. Our discussion herein, however, will be limited to the late Cenozoic

record. Publications on fossil Empetrichthys, fundulids, and

cyprinodontids by Miller (1945b) and Uyeno and Miller (1962)

included reviews of many pre-Pleistocene records of modern

lineages in the southwestern Great Basin. LaRivers (1962)

compiled the first account of endemic and introduced fishes in

Nevada, including what was known at that time about ecology

and fossil fishes.

Newberry (1871, and references therein) was the first to

study Great Basin fishes from a geological context, but he was

soon followed by Jordan (1878a, 1878b, 1891), Cope (1883),

Jordan and Evermann (1896), and Tanner (1936). J.O. Snyder

and Hubbs and Miller, in works cited above, were the next to

dominate the field. Uyeno and Miller (1962), Miller (1981),

M.L. Smith (1981), and G.R. Smith (1966, 1978, 1981a,

1981b) discussed fossils and described patterns of differentiation, species density, and zoogeography of western North

American fishes among basins. Minckley et al. (1986) discussed this history in detail, then compiled current geological

literature on the Cenozoic tectonics of western North America

and hypothesized broad aspects of zoogeographic history of

western fishes. They looked for congruence between area cladograms and fish cladograms then available and concluded that

the modern fauna occupied western tectonic units in the Oligocene before they were separated from Atlantic Ocean tributaries by the Miocene cycle of tectonic uplift. Minckley and

Deacon (1991) described critical conservation issues and extinction threats to the modern fauna. Behnke (1992) provided

original analysis and summarized the available information on

recent trouts. Sigler and Sigler (1987, 1996) summarized the

modern fauna, including introduced fishes.

The fishes discussed in the present paper inhabit or inhabited

the hydrographic Great Basin, as defined, for example, by

Hubbs and Miller (1948b) as being the region of Holocene internal drainage bounded by barriers shared with the present

drainages of the Colorado, Sacramento, Klamath, and Columbia Rivers (Figure 1). The Great Basin is not static; rather, it is

a mosaic whose boundaries and external connections have

shifted with tectonic, volcanic, and climatic changes across

time scales ranging from 10 thousand years (Ky) to 10 million

years (My) during the last 17 My (Minckley et al., 1986; and

citations below). Many hydrographic connections have been

hypothesized. For example, in the middle Miocene, there were

large lakes in northern Nevada and Utah that drained through

the Snake River Plain southwest across the Sierra Nevada to

the Pacific coast drainage (Stokes, 1979). Later, the Lahontan

Basin (which still drained to the Pacific Ocean) was connected

to the Snake River Plain. At different times, the White River

(Hubbs and Miller, 1948b), Las Vegas Creek (Haynes, 1967),

Death Valley-Owens River systems (Miller, 1946a, 1948), and

perhaps even the Bonneville Basin (Ives, 1948) and upper

Snake River were variously connected to the Bouse Embayment of the lower Colorado River. As the Sierra Nevada was

uplifted, it is possible that a north-to-south drainage system included basins in Oregon and possibly Washington (Smith et al.,

2000). There is good evidence that 2.5 million years ago (Ma)

the Snake River's course changed with its capture by the Columbia River through Hell's Canyon (Wheeler and Cook,

1954). At undetermined times in the late Cenozoic, there were

connections from the Mono Lake basin to the Lahontan Basin,

from Owens River west to the Pacific coast drainage, and later,

south to Mexico. In addition, Death Valley was connected to

the lower Colorado River as well as to the Basin and Range

Province in Mexico (Minckley et al., 1986; Hale, 1985). Fifteen to 20 thousand years ago (Ka) the basins of internal drainage were probably restricted mainly to northern and eastern

Nevada and sometimes to the Death Valley system. At about

that time, the Bonneville Basin and the basins of Catlow and

Fort Rock Valleys and of Harney and Malheur Lakes (hereafter, Harney-Malheur) were sometimes tributaries to the Snake

River (Taylor and Bright, 1987; Bisson and Bond, 1971;

Minckley et al., 1986), whereas the White River was occasionally connected to the lower Colorado River (Taylor, 1983). The

sizes and connections of basins fluctuated with climatic moisture through the late Pliocene (Smith et al., 1982) and the Pleistocene (Morrison, 1991; DiGuiseppi and Bartley, 1991).

The hypotheses presented in this paper do not assume the

above hydrographic outline, but they suggest that connections

and disconnections, such as outlined above, were more frequent

than commonly assumed. Our approach is to use fish fossils,
178 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

37'

121* 119' 117* 115

• Miocene

A. Pliocene

# Pleistocene

1

 ' i

-35"

FIGURE 1.—Fossil fish localities in the Great Basin and adjacent drainages. Ages of fossil fish are indicated by

symbols defined on the figure. Fossils are listed in the Appendix, where they are indicated by a cross. Heavy

lines demarcate major drainage divides.

phylogenetic analysis, biogeography, and genetic distances as

primary evidence for the times and locations of hydrographic

change.

Material and Methods

Our hypothesized drainage connections are based upon distribution ranges of fish clades, species, or genetically similar

populations, especially species and subspecies that span drainage divides that are no longer passable. We assume that ancient

fishes dispersed only through their habitats, because this

method is supported by testable generalizations, in contrast to

ad hoc hypotheses for dispersal offish eggs, such as on birds'

feet (e.g., Brown and Rosen, 1995; Spencer and Patchett,

1997). Likely geological mechanisms for transfer include lake

spillover (Hubbs and Miller, 1948b), river capture, erosional

beheading of streams, diversion of channels by erosion, and diversion of drainage by uplift or volcanic eruptions (Bishop,

1995). The degree of isolation of basins constrains dispersal,

which leads to predictions that are testable by geographic, geo-
NUMBER 33 179

logic, genetic, and cladistic analyses. The large number of adjacent basins with similar habitats permits analysis of replicated

histories of similar local faunas in addition to isolated case histories. It is important that we attempt to use fish data that are

independent of geological assumptions, in the spirit of Hubbs

and Miller (1948b) and Taylor (1960), so as to contribute noncircular conclusions useful to geology.

Records of Holocene fishes from the Great Basin were compiled primarily from the records of Hubbs (and his students and

successors), which have been deposited in the Division of

Fishes, Museum of Zoology, University of Michigan, and from

the literature. Late Cenozoic fossil fish data (Figure 1; Table 1)

were compiled from collections in the Museum of Paleontology and the Museum of Zoology, University of Michigan; the

W.M. Keck Museum, Mackay School of Mines, University of

Nevada, Reno; the Museum of Vertebrate Paleontology, University of California at Berkeley; the Department of Biology,

California State University at Bakersfield; and the paleontological literature. (Lists of comparative material are available from

authors G.R.S. and K.W.G.) Records of new distributions are

noted in the species accounts in the Appendix. These accounts

include information on specimen characteristics, collecting localities, and names of the collectors when the specimens were

not deposited at the above-listed institutions (Appendix; Table

5). Ancestral-descendent pairs are recognized by shared apomorphies that are not shared with the next closest sister group.

The probability of discovering ancestral-descendant pairs is

thought to be low in marine and terrestrial systems (Foote,

1996), but in the Great Basin it is greatly enhanced by short

geological time frame, highly constrained geography, the small

number of taxa, and the salient osteological characteristics

among fish taxa.

Cladistic methods used to estimate branching sequences for

cyprinid fishes are from Dowling et al. (2002), Simons and

Mayden (1997, 1998), and Cavender and Coburn (1992); for

Catostomidae, Smith (1992b); for Prosopium, Smith and Todd

(1993); for trout, Shiozawa and Evans (unpublished); and for

Cyprinodontidae, Echelle and Dowling (1992). Molecular

methods follow those used by Echelle and Dowling (1992),

Shiozawa and Evans (1995), and Dowling and Naylor (1997).

Cladograms were calculated from mitochondrial DNA

(mtDNA) sequence data, using the parsimony algorithm "Phylogenetic Analysis Using Parsimony" (PAUP*; Swofford,

1990), version 4.0 d64 by D. Swofford. Informative characters

among the species of Cyprinidae are the shared base pairs of

the mitochondrial cytochrome b gene, relative to outgroups.

North American and Eurasian cyprinids were used as outgroups for the analysis of western North American Cyprinidae.

Informative cladistic characters among Oncorhynchus clarki

and among Cyprinodon are shared restriction-site differences

in mtDNA, relative to outgroups. Oncorhynchus mykiss (rainbow trout) is the outgroup for the cladistic analysis of subspecies of Oncorhynchus clarki (cutthroat trout). Cyprinodon macularius and several species of southwestern Cyprinodon from

outside the Great Basin served as outgroups for the cladistic

analysis of Cyprinodon species of the Death Valley system.

DATA USED TO ESTIMATE THE RATE OF EVOLUTIONARY

CHANGE PER UNIT TIME.—The relative homogeneity of molecular distances (Tables 2-4) among species with a common ancestor suggested a source of independent evidence to break the

logical circularity inherent in using geological events to date

evolution and in using evolutionary differentiation to date geological events. Previous workers carefully contrasted geological and ichthyological data, but it has been difficult to find independent data to constrain the time of geographic isolation.

The traditional method (Hutchinson, 1939) defines a relevant

interval of evolutionary time as beginning with the last possible

period of hydrographic connection. This method assumes that

one panmictic and homogeneous form at the time of connection evolved into two isolated and differentiated forms in the

present. For example, it is assumed that a uniform Pliocene

population before the Panamanian land bridge evolved into Pacific Ocean and Atlantic Ocean populations isolated by the

Panamanian isthmus during the last 3.5 My (Bermingham et

al., 1997). This method is limited to investigation of only one

possible time for the origin of divergence, with bias toward the

most recent.

It has been deemed parsimonious to choose the time of most

recent connection as the beginning of the divergence because

to choose an earlier time seemed to add an unnecessary ad hoc

hypothesis, i.e., more time than is minimally necessary. Discovery of the amount of time required for the observed divergence is, however, the original question, and to assume the

shortest of several possible times does not test the hypothesis.

It is important to test the alternative possibility, namely, that

multiple populations were present prior to the time of last connection and that the forms observed in the Holocene have been

accumulating genetic differences for a time period longer than

since the last connection. This alternative is important for studies such as the Panamanian separation of Atlantic and Pacific

marine faunas, as well as for freshwater fishes in the Great Basin. Divergence times of clades must ultimately be based upon

ages determined from the stratigraphic context of fossils—usually some combination of mammalian biostratigraphy (Woodburne, 1987), potassium-argon,

 40argon-39argon, or other radiogenic dates (e.g., Baksi et al.,1992), magnetostratigraphy

(Negrini et al., 1987), fission-track ages (Kimmel, 1982), and

field studies of geomorphology and geochemistry (e.g., Allison, 1940, 1982; Hubbs and Miller, 1948b; Bright, 1966, 1967;

Benson and Thompson, 1987; Benson et al., 1990; Curry,

1990; Morrison, 1991; Reheis and Morrison, 1997).

We compared data on divergence of mtDNA molecules

among fishes (Kocher and Carleton, 1997) with dates of relevant fossils to calculate rates of molecular evolution (Collins et

al., 1996). Molecular differences among homologous mitochondrial genes in these taxa are expressed as pairwise percent

sequence divergence (Gillespie, 1991). The difference values

are proportions of the specified part of the genome that differ in
180 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 1.—Late Cenozoic fossil fish localities in the Great Basin. Numbers refer to indexed taxa mentioned in the

Appendix; a question mark (?) = uncertain identification or age.

Locality, by state

Nevada

Bullfrog Mine near Beatty, Nye County, 23 Ma?

Esmeralda, Esmeralda County

Siebert Tuff, Nye County, 17 Ma

Buffalo Canyon, Churchill County, 15 Ma

Middlegate Formation, Churchill County

Stewart Valley, Mineral County, 12 Ma

Virgin Valley, Humboldt County

Truckee Formation, Churchill County

Red Rock locality, Churchill County

Rabbit Hole, Pershing County

Sahwave Mountains, Pershing County

Humboldt Formation, Elko County, 9.5 Ma

Coal Valley, Mineral County

Alum Mine, Nye County

Jersey Valley, Pershing County

Brady Pocket, Churchill County, Hemphillian?

Carson Valley, Douglas County

Oregon

Trout Creek, Harney County

Utah

Cache Valley Formation, Salt Lake group

California

Secret Valley, Lassen County

Madeline Plains, Lassen County

White Hills, Airport Lake, Inyo County

Mono Basin

Honey Lake

Idaho

Salt Lake group at Georgetown

Nevada

Carson Valley, Douglas County, early Blancan

Carson Valley, Douglas County, late Blancan

Pine Nut Ridge, Douglas County

Duck Valley, Washoe County

Carson Sink, Churchill County

Mopung Hills, Churchill County

Fish Cave, Churchill County

Oregon

Fort Rock Lake, Lake County, Blancan

Utah

Junction Hills, Salt Lake group, Hemphillian

Park Valley, Box Elder County, Hemphillian?

California

Manix Lake, San Bernardino County

Searles Lake, San Bernardino County

China Lake, San Bernardino County

Lake Mohave or Soda Lake, San Bernardino County

Owens Lake Core, Inyo County

Nevada

Humboldt River Canyon, Pershing County

near Fallon, Churchill County

Carson Valley, Irvingtonian

Sunshine Amphitheater, northwestern Walker Lake,

pre-Lahontan

Lahontan Cave deposits

Smith Creek Cave

Indexed taxa

MIOCENE

117

5,27,28,58,88, 120

122

6,88

88

27,88

6,58, 124

8,29,80,89, 128

87

88

116, 128

123,130

6,88

88

8

56

15,30,88

129

3

PLIOCENE

1,30,69,91, 124

1,25,267,30,91

12,62

1,13, 14,30,63,74

9,25,60,65,68,70,91

3,59

2, 15,30,64,75

2, 15,64,92

6

10,62

92

9,72,93, 124

124

7, 59, 62, 90

3,23,26,30,57,61,69,81

125

PLEISTOCENE

12,129

12

12,62

12

13,73,82,92

10,92

60,72

15,30,64

72,92

124

23,99

Source1

Lugaski, UNRM

LaRivers, 1962, UNRM

Lugaski, 1978, UNRM

T. Lugaski, UNRM

D.I. Axelrod, UCD

Lugaski, UNRM

Bell, UMMP

J.R. Alcorn, UMMP

LaRivers, UNRM

Lugaski, UNRM

T. Kelly, MVP

LaRivers, UNRM

Lugaski, UNRM

Charles Dailey, MVP, UMMP

C. Arnold, UMMP

J.S. Williams, USU

UMMZ, Wagner et al., 1997, MVP

Wagner etal., 1993, MVP

Gobalet; UMMP

Miller and Smith, 1981; Gobalet; UMMP

Taylor and Smith, 1981, UMMP

S.A. Bilby, ISU

T. Kelly, Gobalet, MVP

T. Kelly, Gobalet, MVP

T.Kelly, 1994, MVP

Taylor and Smith, 1981, UMMP

R. Miller, UMMP

Allison and Bond, 1983, OSU

P. McClellan, MVP

T. Cavender, UMMP

Buwalda, 1914; Reynolds, 1991, 1994

UMMP

Leatham, UMMP

G.I. Smith, UMMP

Gobalet, MVP

J.R. Alcorn, UMMP

T. Kelly, Gobalet, MVP

M. Reheis, USGS

Jordan, 1924, MVP

Mead etal., 1982
NUMBER 33 181

TABLE 1.—Continued.

Locality, by state

Oregon

Chewaucan, Lake County

Utah

Hot Springs, Salt Lake County

Black Rock, Salt Lake County

Black Rock, Tooele County

Homestead Cave

Thatcher Basin

Old River Bed

Nevada

Nevada AEC Test Site, Nye County, Miocene?

California

Indexed taxa

11

23, 66, 84, 85, 125, 126

23,84,85,98, 125, 126

23

23, 66, 84, 85, 87?, 98, 126

61

62, 82, 98

STRATIGRAPHY UNCERTAIN

119

Titus Canyon, Pliocene? (stratigraphy uncertain) 111, 117

Titus Canyon Formation, Oligocene?

Furnace Creek, Death Valley, Pliocene?

117

118

Source'

Gobalet and Negrini, 1992

Smith etal., 1968, UMMP

Smith etal., 1968, UMMP

J.H. Madsen, Jr., UMMP

Broughton, UU

Bright, UMMP

Oviatt, UU

Richard Wyman, UMMP

Miller, 1945b

Lugaski, UNRM

Miller, 1945b

'Published source and/or collector and location of specimens. Abbreviations: ISU = Idaho State University

Museum, Pocatello; MVP = Museum of Vertebrate Paleontology, University of California, Berkeley; OSU =

Oregon State University, Corvallis; UCD = University of California, Davis; UMMP = University of Michigan

Museum of Paleontology, Ann Arbor; UMMZ = University of Michigan Museum of Zoology; UNRM =

Mackay School of Mines, University of Nevada, Reno; USGS = United States Geological Survey; USU =

Department of Geology, Utah State University; UU = University of Utah.

accumulated mutations, corrected for back mutation (Tamura

and Nei, 1993). We were encouraged to pursue this method by

the homogeneity of values of pairwise comparisons of sets of

lineages, each derived from a common ancestor (Tables 2-4).

This homogeneity suggested that the rate of molecular evolution was roughly constant for a given gene system in a given

clade. The relative-rate test of Sarich and Wilson (1967) was

used to evaluate the precision of the time estimate. It is based

upon the assumption that all taxa derived from one node

(branch point) on a cladogram have evolved while accumulating mostly neutral mutations for the same amount of time (e.g.,

Figure 2; Table 2), regardless of the number of intervening

branch points; therefore, all the distances (in a homologous

molecule) from the sister clade to all the members of the clade

in question should be identical. This degree of similarity is a

measure of the constancy of the rate of molecular change and,

therefore, an estimate of the precision of a molecular estimation of geological time. In other words, the homogeneity of the

measured distances between sister branches within a clade is an

indication of how constant the rate of molecular change has

been. It is important to stress that these distance values were

tested in conjunction with ages of fossil fish that we interpret as

ancestors; distance values were not converted to rates of molecular change based upon molecular clock assumptions from

mammals or other organisms.

If we accept the accumulated differences (genetic distance)

as numerators in a rate estimate for these fishes, we then need

an independent denominator measured in millions of years to

yield the amount of molecular change per one million years

(Collins et al., 1996). The denominator, evolutionary time, is

estimated herein as millions of years since the time from first

appearance of a fish lineage to the present. Relative times of

lineage origins, recognized by possession (in fossils) of evolutionarily derived states that diagnose appropriate groups

(Lundberg, 1993), are underestimated because occurrences of

fossils are usually minimum estimates of the age of their lineage (Minckley et al., 1986). This problem exists because the

first members of a lineage are not only rare, they are also not

easily recognized (assuming that apomorphies accumulate

gradually at many points along branches between nodes).

Where fossils are limited to infrequently preserved depositional environments, the sample sizes are not adequate to evaluate statistical error around the estimated age of the first occurrence of a lineage. The denominator error from underestimated

times of first appearance results in overestimated rates of

change (rate = percent divergence/time). Errors in the numerators, e.g., from back mutations, yield underestimated rates, unless genetic distances are adequately corrected (Tamura and

Nei, 1993). The potential consequences of these errors are

readily apparent from inspection of Figure 14, in which numerator error is corrected, but denominator error is not; therefore,

our rates of molecular change (0.5%-1%/My) are likely to be

overestimates, approximating upper bounds. If the oldest of

these lineages are as old as the Oligocene, as suggested by

Minckley et al. (1986), correct rate estimates could be 0.3%-

0.7%/1 My.

The pairwise difference values for lineages in a clade, such

as the Cyprinodontidae, Salmonidae, or Cyprinidae, are regressed against geological divergence-time estimates (Figure

14). The regression coefficient then gives the percent sequence
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NUMBER 33 183

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35 30 25 20 15 10 5

% sequence divergence

Phoxinus neogaeus, Eastern N.A.

Mylopharodon, Sacramento Dr.

Lavinia, Sacramento Dr.

Hesperoleucus, Sacramento Dr.

Siphateles obesus, Lahontan Dr.

Siphateles o. pectinifer, Pyramid L.

Gila (Moapa) coriacea, White Dr.

Gila robusta, Colorado Dr.

Gila elegans, Colorado Dr.

Gila seminuda, Virgin Dr.

Gila purpurea, RioYaqui

Gila atraria, Bonneville-Snake Dr.

Gila cypha, Colorado Dr.

Gilajordani, White Dr.

Gila orcutti, Coastal S California

Gila nigrescens, Guzman Basin

Gila pandora, Rio Grande

Acrocheilus, Columbia Dr. -

Klamathella coerulea, Klamath Dr.

Ptychocheilus lucius, Colorado Dr.

Ptychocheilus grandis, Sacramento Dr.

Eremichthys, Lahontan Dr.

Relictus, L Franklin-L Waring, NV

Ptych. oregonensis, Columbia Dr. -

Orthodon, Sacramento Dr.

Snyderichth. S Bonneville Dr.

Snyderichth. Snake-Bear R.

Lepidomeda molispinus, Virgin Dr.

Lepidomeda vittatus, Little Colorado Dr.

Rhinichthys osculus, western U.S.

Mylocheilus, Columbia Dr. -

Pogonichthys, Sacramento Dr.

lotichthys, Bonneville

Richardsonius balteatus, BonnevilleColumbia Dr.

FIGURE 2.—Mitochondrial DNA phylogeny of western Cyprinidae, based upon parsimony cladistic analysis of the cytochrome b gene. This tree is extracted from a larger analysis of

88 cyprinid taxa (Dowling, unpublished). The relative rates test

(see "Methods") is based on the expectation that all of the sister

species to any outgroup should have the same percent sequence

divergence. The variation in those distances (Tables 2-4) is a

measure of the variation in relative rates of change and the lack

of precision in any inference. The depth to each node is scaled

to age in millions of years, assuming that 1 My corresponds to

1% average distance between clades (Table 2). Rank order of

cladistic nodes and distances is preserved within 1%, except

that the Relictus-Eremichthys distance is 15%.

divergence per one million years for that gene and that clade

(Figure 14), with an indication of the reliability of that estimate

(Table 2). Once we have estimated the rate of change for a gene

in a taxon, we can return to the cladogram and can estimate the

amount of absolute time elapsed between sister clades in different basins, as estimated by genetic differences. Cladograms

(without time) can then be recast as phylogenies (with estimates

of time), as in Figures 2, 10, and 11. The estimated rate depends

upon the correction factor for back mutations at all base pair

sites. For example, the Tamura-Nei correction, used herein,

gives 50 percent higher sequence-divergence values and older

branch times (for the older cyprinids) than p distances or the

Kimura two-parameter correction (Tamura and Nei, 1993).

In the analyses below, both morphological and molecular

cladistic estimates of rates of change are presented for the Cyprinidae (Figures 2, 3), but the molecular cladistic estimate is

used to frame the relative-rate test. Correlations between the

node sequences of the molecular trees and percent sequence divergence are positive and significant; correlations between

node sequences of the morphological trees and percent sequence divergence are not significant.

Different kinds of hydrographic connections between basins

affect molecular-rate estimates differently. For example, lacustrine spillovers of lakes into rivers that transferred low-elevation suckers, minnows, pupfishes, lacustrine trouts, and whitefishes occurred in sometimes datable pluvial times during

glacial cycles (e.g., Lake Bonneville's spillover, McCoy,

1987), but headwater stream captures that transferred cold-water, high-gradient mountain suckers, salmonids, and sculpins

occurred more frequently (e.g., between the Bear, Snake, and

Green Rivers). Therefore, large, lowland fishes will generally

contribute to older time estimates, whereas headwater fishes

contribute to younger estimates. This is independent of the

question of whether headwater fishes evolve more rapidly

(Smith, 1992b).

There are two alternative general hypotheses for times of divergence of Great Basin fishes. The first alternative is that a

population was devoid of genetic structure prior to the most recent connection. Alternatively, differentiation may date not

from the most recent connection and disconnection, but from a

previous period of high water in the Pleistocene or Pliocene

(see discussions of Whitehorse and Bonneville cutthroat trout

and Death Valley pupfishes, below). Consideration of a broader

range of possible isolation phenomena, along with dated fossils

and molecular data, enable us to test alternative hypotheses

about timing of divergence.

Several additional problems may detract from the generality

of these methods. In particular, fish fossils are limited, and

some possess few apomorphic characters. More complete molecular cladograms for more taxa are also needed. In addition,

mtDNA data may have suffered introgressive loss of evolutionary information in basins that frequently changed connections
184 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Richardsonius

Phoxinus, etc.

Hesperoleucus

Lavinia

Orthodon

Mylocheilus

Acrocheilus

Pogonichthys

Mylopharodon

Ptychocheilus

Gila atraria

lotichthys

Siphateles

Relictus

Eremichthys

Gila

Plagopterins

Gila (Moapa)

Rhinichthys

FIGURE 3.—Morphological phylogeny of western Cyprinidae after Coburn

and Cavender (1992). This tree was extracted from a consensus tree, which was

based upon 100 equally parsimonious trees representing a larger sample of

cyprinid fishes.

among allopatric populations (Smith, 1992a; Echelle and

Dowling, 1992; Dowling and Secor, 1997).

Cladistic patterns and estimated amounts of molecular divergence are presented in the "Results." Distinct population units

are listed and indexed in the Appendix, with their diagnostic

characters, location, fossil ages, and brief history. Statements

about the kinds of characters and the qualitative degree of differentiation seen between sister units are included to enable

comparisons with our molecular- and fossil-based hypotheses

about rates of evolution.

Authors of recent species and subspecies names are given in

the Appendix, following Robins et al. (1991). Citations and authors of species names of fossils are given in the Appendix. Institutional abbreviatons are defined in Table 1.

Acknowledgments

Robert Miller and his family and students collected thousands of fossil fish bones. Dwight W. Taylor was important in

field and theoretical development of this project, but our indebtedness to him does not imply his agreement with all of our

methods or conclusions. The late Carl L. Hubbs and Ira LaRivers collected fossils and compiled information. Ray Alcorn,

Clyde Barbour, Robert Behnke, Sue Ann Bilby, Beverly Black,

Anthony Boudreau, Bob Bright, Jack Broughton, Lee Carlson,

David Catania, Charles Dailey, Jonathan Davis, R.L. Elder,

John Fortuna, Kallie Hardin, Geoff Hoetker, Pat Holroyd, Thomas J. Kelly, Britt Leatham, Susan Lindstrom, David Madsen,

James Madsen, Rose Malamma, Carl Mann, Todd Martin,

Kelly McGuire, Carrie Muerer, Robert Negrini, Doug Nelson,

Kevin Padian, Phil Pister, Marith Reheis, Bill Robin, Mark

Roeder, Gary Scoppettone, Keith Smith, Ray Smith, Ralph

Stearley, Scott Stine, Steve Stone, Joanna Strain and family,

Dwight Taylor, Paul Wagner, David Whistler, David White,

Russ Wickwire, Richard N. Williams, Todd Yeoman, and many

other family members, students, and friends collected specimens or provided comparative material and information. Shane

Webb provided goodeid mtDNA data, examined fundulid fossils for goodeid characters, and helped with computations.

Donald Buth provided fish DNA for molecular studies. We are

especially grateful to Robert Miller for granting us permission

to mention fossils that he collected and for directing us to useful literature. The California Academy of Science and the Museum of Paleontology, University of California at Berkeley,

loaned fossils for study. Research was supported by grants

from the National Science Foundation (NSF) and the U.S. Bureau of Reclamation to Dowling. The U.S. Fish and Wildlife

Service, Utah Division of Wildlife Resources, Nevada Department of Wildlife, U.S. Forest Service, and the Wyoming Department of Game and Fish supported research by Shiozawa.

California State University, Bakersfield University Research

Council, and the Far Western Anthropological Research Group,

Inc., Davis, California, supported research by Gobalet. Bonnie

Miljour created the figures. Robert Miller, Catherine Badgley,

Robert Hershler, Ed Wiley, and anonymous reviewers read and

improved the manuscript.

Results

Fifty-two recent species—19 Cyprinidae, 12 Catostomidae,

eight Salmonidae, five Cyprinodontidae, four Goodeidae, and

four Cottidae—comprise the Holocene Great Basin fish fauna.

Twenty-seven of these species are endemic. Four species

among the cyprinids, goodeids, and cottids have been driven to

extinction, and two species or subspecies of salmonids have

been extirpated from the Great Basin as a result of habitat destruction caused by human activities (Minckley and Deacon,

1991). Among the 52 species (especially cyprinids, salmonids,

and cyprinodonts), more than 50 additional isolated populations have been recognized as separate subspecies. Sixty-four

fossil forms, from the late Miocene to the present, represent

many recent lineages and several clades that are now locally

extinct (for example, Gasterosteidae and Centrarchidae). Fossil
NUMBER 33 185

fishes are now known from 55 Great Basin localities (Figure 1;

Table 1); several hundred additional fossil localities occur at

the northern edge of the Great Basin, on the Snake River Plain.

Extensive analyses of mtDNA divergence have been carried

out on recent representatives of these fossil forms: Dowling et

al. (2002) on Cyprinidae (minnows), Echelle and Dowling

(1992) on Cyprinodontidae (pupfishes), and Shiozawa and

Evans (1995) on Salmonidae (trouts).

CYPRINIDAE.—Minnows, family Cyprinidae, are the most

diverse and widespread fishes in the Great Basin; the 19 Holocene lineages include 10 endemic species and more than 20

endemic subspecies. Three species of minnows, Gila atraria,

Siphateles bicolor, and Rhinichthys osculus, have been especially persistent and have differentiated into many distinct subspecies and local populations. Unfortunately, small minnows

are under-represented in the Great Basin fossil record, so they

contribute little to our estimates of rates of molecular evolution. At least five lineages, Ptychocheilus, Mylocheilus inflexus, M. robustus, Mylopharodon, and Lavinia (exclusive of

Hesperoleucus), lived in the Great Basin in the Pliocene and

Miocene but are absent there today. Siphateles is the best represented genus in the fossil record, occurring in the Miocene to

Pleistocene of the Lahontan Basin and Mohave River drainages.

Fossil and living Cyprinidae in the Great Basin are herein assigned to three ancient clades, which are based on our molecular analyses (Figure 2; see also Simons and Mayden, 1997,

1998). These three clades are older than the Great Basin, and

molecular evidence indicates that they probably date back to

the Oligocene (Table 2; Appendix). The first of the three clades

(Figure 2) in the Great Basin (including fossils) is the large

western North American chub group that includes Mylopharodon, Lavinia, Hesperoleucus, Siphateles, Gila, Acrocheilus,

Klamathella, Ptychocheilus, Eremichthys, and Relictus (Appendix, numbers 1-32). These are related to Orthodon in the

Sacramento drainage system and to Phoxinus in eastern North

America. This "Western Chub clade" has four subgroups in the

Great Basin: (1) the Mylopharodon-Lavinia-Hesperoleucus

and Siphateles clade (Appendix, numbers 1-22); (2) the

Gila-Acrocheilus-Klamathella clade, with Ptychocheilus lucius as its sister group (Appendix, numbers 23-29); (3) the

Relictus-Eremichthys clade, including Ptychocheilus grandis

(Appendix, numbers 31-32); and (4) the Ptychocheilus oregonensis clade (Figure 2; Appendix, number 30). Whether or not

Ptychocheilus is actually paraphyletic, as indicated by Figure

2, is problematical. Ptychocheilus cf. oregonensis is one of the

oldest cyprinids in the region (Smith et al., 2000).

The second major cyprinid group in the Great Basin is the

Snyderichthys-Lepidomeda (spinedace) clade (Appendix,

numbers 33-35). It is related to the other spinedaces, which inhabit tributaries of the Bouse Embayment (see below). Sister

groups of this clade include Margariscus and Couesius of

northern and eastern North America.

The third major minnow clade includes western American

outliers of the huge eastern North American shiner clade. Western forms include Iotichthys (Appendix, number 36), Richardsonius (Appendix, numbers 37-39), Rhinichthys (Appendix,

numbers 40-55), and Mylocheilus (Figure 2; Appendix, numbers 56-58). This group also includes Pogonichthys of the Sacramento drainage system. An alternate cladistic hypothesis

(Figure 3), based upon morphological analysis, shows different

interpretations of relationship (Coburn and Cavender, 1992).

Great Basin cyprinids are listed (Tables 1, 2), numbered, and

reviewed in the Appendix in approximately the sequence given

in Figure 2. Typical distribution patterns of minnows (illustrated by Gila and Siphateles) are shown in Figure 4.

Fossil minnows in the Great Basin date back to the middle

Miocene or earlier (Cavender, 1986; Reynolds, 1994). Many

cyprinid genera are early members of the Great Basin fauna

(Appendix, numbers 5, 14, 15, 26-28, 30, 56-58). The Gila

group is widespread and especially diverse in all of the Great

Basin as well as in the Colorado River drainage, the Rio

Grande, and northern Mexico. Siphateles is centered in the

Lahontan Basin and Sacramento River drainages, and Gila is in

the drainages surrounding the Lahontan Basin. The Great Basin

part (White River) of the lower Colorado River (Bouse Embayment) drainage is inhabited by Lepidomeda, Moapa, and Gila,

as well as by Catostomus clarki and the empetrichthyine goodeids. Snyderichthys copei of the Bonneville Basin and upper

Snake River drainages is cladistically part of the Plagopterin

group and provides evidence of Pliocene and Pleistocene drainage connections (Dowling et al., 2002). The southern California coastal form, Gila orcutti, is the sister group to Gila atraria

of the Great Basin and to G. jordani and G. cypha of the Colorado River drainage.

Electrophoretic variation in Gila atraria of the Bonneville

Basin was studied by Rosenfeld (1991), who concluded that accumulated differences were influenced more by natural selection in local springs, lakes, and streams than by vicariance and

time. He estimated that 14,500 years was too short an interval

for the accrual of qualitative differences between hierarchical

groups of vicariant populations. Populations of Gila atraria

from northern and southern Bonneville basins and from the

Bear River have diverged extensively in their mtDNA; they

have not remained uniform during the last 2 My (sequence

divergence = 0.009-0.024) despite recent and probably frequent sympatry. The northern Bonneville form of G. atraria

shares an unexpectedly high proportion of its mtDNA with G.

cypha and G. jordani of the Colorado River (percent sequence

divergence = 1.1% and 0.7%, respectively; Table 2), supporting the hypothesis that a connection existed from Lake Bonneville through Meadow Valley Wash, Nevada, to the Colorado

River drainage (Ives, 1948).

A separate biogeographic pattern encompasses the northern

Great Basin and the Columbia River and Snake River drainages. This pattern is marked by the distributions of Klamathella, Siphateles, Acrocheilus, Lavinia, Mylopharodon, and
186 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

121° •119- 117* 115

Miocene

Pliocene

Pleistocene

-35 s

FIGURE 4.—Distribution of Holocene and fossil Siphateles, Gila, and certain relatives in the Great Basin. Map

shading indicates different species or subspecies ranges. Ages of fossil fish are indicated by symbols defined on

the figure. Numbers refer to species or subspecies listed in the Appendix.

Mylocheilus in a Columbia-northern Great Basin-Pit River

track. At a lower cladistic hierarchical level, this biogeographic

pattern broadens to include the Sacramento River drainage,

with Ptychocheilus grandis, Hesperoleucus, and Orthodon

(Figures 2, 3), and the Colorado River drainage, with Ptychocheilus lucius. The several Great Basin records of Mylocheilus and Mylopharodon are evidence of a late Miocene

connection between west-central and northwestern Nevada and

the Snake River Plain. Mylocheilus caurinus (Table 2, number

58) is the closest living relative to Mylocheilus robustus of the

Mio-Pliocene Snake River Plain (Appendix, number 58) and to

Mylocheilus heterodon from the Ringold Formation of Washington (Smith et al., 2000).

Pairwise distances among clades that are based upon a parsimony cladistic analysis enable evaluation of relative rates of

molecular change (Table 2). The homogeneity of these rates

among minnows can be evaluated by comparing the standard

deviation (s.d.) around the mean distances. The 26 species estimated to share a common ancestor with Phoxinus have a mean

distance between each of them and Phoxinus of 0.22 (s.d. =

0.022). The 66 combinations of sister species to Mylopharodon, Lavinia, and Hesperoleucus have a mean distance of 0.15
NUMBER 33 187

(s.d. = 0.02); the 38 combinations of Siphateles sister species

have a mean distance of 0.12 (s.d. = 0.02); the 30 species of the

Gila orcutti-G. atraria group have a mean distance of 0.08

(s.d. = 0.02); the 26 sister species to Acrocheilus and Klamathella have a mean distance of 0.08 (s.d. = 0.02); the 216

combinations of the spinedaces have a mean distance of 0.34

(s.d. = 0.03); and the 210 combinations of the western representatives of the shiner clade have a mean distance of 0.35

(s.d. = 0.05). With the rate of divergence estimated at about 1%

per one million years, the standard deviations of group or barrier ages is usually on the order of 10%, but rarely more than

25%, of the estimated age (Table 2). The distances and inferred

timing of cyprinid patterns span the time from Miocene to the

last postpluvial period.

CATOSTOMIDAE.—Catostomids are the most ancient of the

fish groups present in the Great Basin (Cope, 1872; Smith,

1966, 1992b; Minckley et al., 1986). They are also among the

largest and hardiest aquatic survivors of the Great Basin's historically variable climate and ecology. Catostomidae are the

second most diverse and abundant family in the Great Basin,

with 12 species, but the maximum number of sympatric forms

is three or four. Great Basin suckers are part of a primarily

western American monophyletic group (Figure 5), the Catostomini, whose sister group (and outgroup in the analysis) is the

78 Catostomus clarki, Virgin-White

77 C. discobolus, Colorado-Snake-Bear

C. santaanae, Los Angeles

79 C. platyrhynchus, Great Basin-Columbia

C. plebeius, Rio Grande

C. leopoldi, Yaqui

C. wigginsi, Sonora

C. microps, Pit

C. rimiculus, Rogue, Klamath

76 C. columbianus, Columbia

C. catostomus, Missouri-Columbia

72 C. tahoensis, Lahontan

73 C. fumeiventris, Owens

C. snyderi, Klamath

66 C. ardens, Bonneville-U Snake

67 C. macrocheilus, Columbia-L Snake

C. latipinnis, Colorado

C. occidentalis, Great Valley

C. bernardini, Yaqui

C. insignis, Lower Colorado

C. commersoni, Mississippi

Xyrauchen texanus, Colorado

59 Deltistes luxatus, Klamath

Chasmistes brevirostris, Klamath

60 Chasmistes cujus, Lahontan

61 Chasmistes liorus, Bonneville

FIGURE 5.—Estimate of the phylogenetic tree for Chasmistes, Deltistes, and Catostomus in the Great Basin and

their relatives in the Catostomini (from Smith, 1992b). Not all species of Chasmistes were included in the cladistic analysis. Numbers refer to the species accounts in the Appendix.
188 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Moxostomatini of the eastern United States and Mexico (Smith,

1992b).

The Catostomini range from medium-sized, benthic, headwater species in the subgenus Pantosteus (genus Catostomus)

(Figure 7), to large-sized benthic predators in low-gradient

streams (other Catostomus, Figure 6), to large-sized planktivores in large lakes (Chasmistes, Figure 7). The fossil record of

catostomids is diverse; it includes plesiomorphic forms as well

as forms that were morphologically more specialized than

present-day species. Fossil Catostomini are known from the

Miocene (10 Ma) to the Holocene, with Great Basin diversity

reaching a peak of four species in the northern Bonneville Basin (and upper Snake River and upper Colorado River basins)

in the late Pleistocene (see Appendix, numbers 59-79). Catostomids are tetraploid fishes that show abundant hybridization and extreme variation, but no indication of rapid speciation

(Smith, 1992b).

There are two clades of Catostomini in the Great Basin

(Smith, 1992b). The first is the genus Chasmistes, the lake suckers. Four Holocene species of Chasmistes are localized in Utah

^37'

miles

113'

• Miocene

A Pliocene

# Pleistocene

' ' i

in*

-35 '

FIGURE 6.—Native distribution of Catostomus ardens (Utah, 66), C. macrocheilus (Idaho, 67), C. fumeiventris

(southern California, 73) and C. tahoensis (Nevada, 72) in the Great Basin and some of their relatives outside the

Great Basin. Shading indicates drainage basins occupied by species (as numbered in the Appendix). Fossil

records and Holocene occurrences are indexed to the numbered species accounts in the Appendix. Ages of fossil

fish are indicated by symbols defined on the figure. These are low-gradient fishes that required a major river or

lake connection to cross a drainage divide.
NUMBER 33 189

76 columbianus

77 discobolus

78 clarki gg§|

79 platyrhyncus | |

-351

121"

FIGURE 7.—Distribution of the mountain suckers: Catostomus platyrhynchus (Utah, Idaho, Wyoming, Nevada,

79), C. columbianus (Idaho, Oregon, 76), C. clarki (southern Nevada, 78), and C. discobolus (Utah, Wyoming,

Idaho, Colorado, 77) in the Great Basin and of their relatives (C. rimiculus, Oregon; C. santaanae, California)

outside the Great Basin. Ages of fossil Chasmistes and Deltistes in the Great Basin are indicated by symbols

defined on the figure. Numbers refer to the species accounts in the Appendix.

and Pyramid Lakes, in Klamath River (Figure 7), and in the

headwaters of the Snake River. There are also numerous Miocene to Holocene fossil Chasmistes specimens in the Great Basin (Miller and Smith, 1981; Figure 7). Silicified gill-raker

plates with fimbriate distal ends have been found in the Mono

Lake basin. Fimbriate distal ends are an apomorphy for Chasmistes. Their presence in Mono Lake deposits indicates this adaptation to planktivory occurred 4-3 Ma (Gobalet, unpublished

data). The sister genera to Chasmistes are Xyrauchen and Deltistes (Appendix, number 59) of the Colorado River and the Klamath system, respectively. The modern lake sucker in Utah

Lake, Chasmistes liorus mictus Miller and Smith (1981), shows

intense introgression from Catostomus ardens. The introgressive event is remarkable because Chasmistes and Catostomus

diverged 10-4 Ma (both genera are morphologically distinct in

Pliocene sediments of the Snake River Plain; Smith et al., 1982).

The second clade is the genus Catostomus, which includes

two ecological groups that were formerly classified as subgenera
190 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

(Smith, 1966; Smith and Koehn, 1971). As now understood,

the subgenus Pantosteus (mountain suckers) (Appendix, numbers 76-79) is monophyletic, but recognition of Pantosteus

makes the subgenus Catostomus paraphyletic (Smith, 1992b).

The more plesiomorphic species of catostomids are usually restricted to lowlands in basins (Figure 6), where they inhabit

low-gradient rivers or lakes in a vicariant pattern. These species are C. ardens in the Bonneville Basin, C. macrocheilus in

the Harney-Malheur Basin (and Columbia River basin), C.

warnerensis in the Warner Lakes basin, C. tahoensis in the

Lahontan Basin, C. fumeiventris in the Owens River basin,

and C. shoshonensis in Wall Canyon of Surprise Valley (Appendix, numbers 66-75; Figures 5, 6). Fossil Catostomus (10

Ma to Holocene) are known from the north edge of the Great

Basin, which is along the southern margin of the Snake River

Plain.

The mountain suckers (C. columbianus, C. platyrhynchus, C.

discobolus, C. clarki) are morphologically derived (Smith,

1992b). They inhabit high-gradient streams and stream headwaters, and they have been broadly dispersed by many headwater transfers (Figure 7; Smith, 1966). Catostomus platyrhynchus has been transferred from the Bonneville Basin to the

Lahontan Basin and to the drainages of the Snake/Columbia,

Colorado, and Missouri Rivers. Catostomus discobolus is native to the upper Colorado River, including the Grand Canyon,

and has been transferred among the Colorado River and Snake

River drainages to the Bear and Weber Rivers in the northern

Bonneville Basin. Catostomus clarki is found in the drainages

of the Gila, Virgin, and White Rivers, but not the Colorado

River in and above the Grand Canyon, and it helps define the

Pliocene drainage of the Bouse Embayment of the Gulf of California during the time when it might have been blocked from

its connection with the upper Colorado River drainage (Taylor,

1983). Catostomus santaanae, in the Los Angeles area (Figure

7), is the sister species to the Colorado River species, C. discobolus and C. clarki. Catostomus santaanae represents the population that lived in the lowest Colorado Paleoriver when it

flowed to its Los Angeles delta, prior to 9 Ma. Catostomus columbianus inhabits both the Harney-Malheur Basin and the

Columbia River drainage and helps to define the overflow

through the South Fork of the Malheur River to the Snake

River across the Voltage lava flow (Piper et al., 1939), which

occurred as recently as about 9000 years B.P. (Gehr and Newman, 1978).

ICTALURIDAE.—North American catfishes of the genus

Ameiurus were rare in the Great Basin. Two Miocene forms are

known (Appendix, numbers 80, 81), one from the Truckee Formation in Nevada and one from formations in the Salt Lake

group in northern Utah. Their relatives include fossils in the

Pliocene Columbia River, Miocene and Pliocene Snake River,

and Miocene to Holocene rivers in eastern North America

(Lundberg, 1992; Smith et al., 2000). These occurrences provide additional evidence for former Great Basin connections to

the Snake River Plain and to south-central Washington before

the formation of the modern Columbia drainage. The Miocene

form from northern Utah is most similar to bullheads of the

Snake River Plain, supporting a Hemphillian or older connection between the Salt Lake group and Lake Idaho (Taylor,

1966; Stokes, 1979). No Ameiurus are known from the southwestern United States or Mexico, despite the diversity of other

genera of catfishes in Mexico (Lundberg, 1992).

SALMONIDAE.—Eight native species of salmonids apparently

inhabited the Great Basin in recent times: rainbow trout (Oncorhynchus mykiss), cutthroat trout {Oncorhynchus clarki, with

many subspecies), bull trout (Salvelinus confluentus), four

whitefishes (Prosopium spp.), and possibly the Arctic grayling

(Thymallus arcticus). Additional trouts and char are represented

in the fossil record. Salmonids are cool-water fishes that inhabit

mountain streams and deep lakes. Their distribution patterns indicate that they dispersed among basins via headwater-stream

captures as well as by discharge from pluvial lakes. During interglacial times (such as the present), desiccation and warming

of aquatic habitats restricts these fishes to small populations in

a few cool lakes, rivers, and headwaters. During pluvial stages

of the last 3 My, however, there were numerous, large populations (see Appendix) in large, deep lakes and large rivers.

Salmonids from the Miocene, Pliocene, and Pleistocene are

known to have occurred in lake basins, such as the Salt Lake

group, Fort Rock Lake basin, Lahontan Basin, Honey Lake basin, Bonneville Basin, and Owens Basin. Holocene salmonids

are found in drainages west, north, and east of the Great Basin,

and in a few drainages at high elevations in Mexico.

COREGONINAE: There are six recent species of whitefishes

in the genus Prosopium of the subfamily Coregoninae. Four

live in the Great Basin; three of these are endemic to Bear

Lake in Utah and Idaho (Appendix, numbers 82-85). The other

two, P. cylindraceum and P. coulteri, inhabit eastern to northwestern North America and Siberia (Smith and Todd, 1993).

At least one fossil species, P. prolixus Smith (1975), is common in Pliocene sediments of the Snake River Plain. The morphologically based, cladistic estimate of relationships of the

species in the group is shown on a distribution map (Figure 8).

Unpublished molecular data (Shiozawa) indicates a more complicated pattern than that depicted in Figure 8. Prosopium illustrates intralacustrine as well as allopatric speciation in Bear

Lake and in subbasins of the Bonneville-Bear system. As predicted by the intralacustrine speciation hypothesis, the differentiated characters among the species of Prosopium are mostly

associated with feeding: the shape of the mouth and jaw and

the numbers of teeth, gill-rakers, and pyloric caeca (Smith and

Todd, 1993). The phylogenetic pattern indicates that the mostderived forms in the genus evolved in the Bonneville Basin

and Bear Lake.

THYMALLINAE: Grayling {Thymallus) have not been regarded as part of the Great Basin fauna. There are no fossil or

Holocene specimens documenting their presence. Inclusion in

the present list is based upon the apparently knowledgeable

identifications in the journal of John Townsend (1978), who

recorded collecting grayling in the Bear River in 1834 (Appendix, number 86).
NUMBER 33 191

123° 121*

-43

prolixum, Pliocene, Idaho

coulteri, North, L. Superior

cylindraceum, North

williamsoni, West

spilonotum, Bear Lake

abyssicola, Bear Lake

gemmifer, Bear Lake

-35

109° 107'

FIGURE 8.—Native distribution of Prosopium (shown with shading) in the Great Basin and nearby drainages,

with estimate of the phylogenetic tree (from Smith and Todd, 1993). Shading indicates drainage basins occupied

by species (as numbered in the Appendix). Symbols representing fossil ages are defined in Figure 1.

SALMONINAE: Settlers in the nineteenth century found

abundant trout in many northern Great Basin lakes and

streams (map, Figure 9), but these were quickly overexploited

(Behnke, 1992). By the 1930s, introduced hatchery fish began

to cloud the possibilities for interpreting salmonid and hydrographic history (Behnke, 1981, 1992), and unfortunately museum specimens that predate these introductions are sparse.

Modern protein and mtDNA studies are, however, discriminating native from introduced stocks and are adding considerable historic information (Leary et al., 1984, 1987). Trouts are

adapted to cold lakes and streams and to high gradients.

Stream forms survived arid times at high elevations and glacial times in large lakes. There are indications that, in addition

to trouts (Oncorhynchus), at least two char (Salvelinus) were

native to the northern Great Basin; this evidence is reviewed

in the Appendix (number 87). The fossil record of Salvelinus

is older than the fossil record of Oncorhynchus. Salvelinus

was in the Great Basin (central Nevada) and northern Idaho in

the middle Miocene and in the Snake River Plain in the late

Miocene.

The late Miocene Oncorhynchus of the Truckee Formation

differs in many characters from modern species of Oncorhynchus. It possesses synapomorphies that are shared by O. clarki,

indicating it is more advanced than the basal Mexican golden
192 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

123° 12T 119* 117"

121° •119* 117* 115

Miocene

Pliocene

Pleistocene

' i

-35 '

FIGURE 9.—Distribution of Holocene and fossil species and subspecies of rainbow trout {Oncorhynchus

mykiss, stipple pattern) and cutthroat trout (O. clarki, shaded patterns) in the Great Basin and adjacent drainages. Shading indicates drainage basins occupied by species and subspecies (as numbered in the Appendix).

Squares = Miocene; triangles = Pliocene; bullets = Pleistocene.

trout, O. chrysogaster. The characteristics of the Truckee trout

indicate that it existed before the differentiation of rainbow

trout and cutthroat trout (Stearley and Smith, 1993), while its

habitat was connected to the Pacific Ocean. As early as late

Miocene and throughout the Pliocene, the trout, ^Oncorhynchus ("Rhabdofario") lacustris (Cope), of the lower Snake

River drainage and northwestern Nevada, shows a composite

of O. clarki (cutthroat trout) and O. mykiss (rainbow trout)

characters, e.g., O. clarki dentaries, intermediate maxillae, and

O. mykiss premaxiilae. These characters diagnose either the

ancestor prior to the clarki-mykiss divergence or the ancestral

redband trout {Oncorhynchus mykiss gairdneri). The distinction cannot be made at this time because intermediates between O. clarki and O. mykiss still exist, especially in the Columbia Basin. Characters of these trout subsequently sorted

into O. mykiss and O. clarki elsewhere, but they continue to be

introgressed or unsorted in redband trout throughout their

range in the lower Columbia River, Klamath River, and Sacramento River drainages (Leary et al., 1984, 1987; Berg, 1987;

Allendorf and Leary, 1988), possibly throughout much of the

last 3 My. A sample of hatchery-produced O. mykiss differs

from O. clarki by 3.7% mtDNA (Table 3).
NUMBER 33 193

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Oncorhynchus clarki, the cutthroat trout, has been in the

Great Basin longer than proposed by Behnke (1981, 1992), according to the Miocene fossil record. Molecular data indicate

that interbasin differentiation of O. clarki subspecies goes back

nearly 5 My, into the Pliocene (Table 3).

The Great Basin trouts form three clades. The Bonneville

Basin clade is cladistically basal, being the sister group to the

remainder of the species (Figure 10). The Snake River clade is

the next-most basal group, and it includes the Bear River form.

Although the Bear River is now a tributary to the northern

Bonneville Basin, it was part of the Snake River drainage prior

to 20-15 Ka (McCoy, 1987; Curry, 1990; Bouchard et al.,

1998). The Lahontan Basin and southern Oregon subspecies

are a sister group to the westslope trout subspecies, O. c. lewisi.

Coastal cutthroat trouts, O. c. clarki, are an intermediate clade

between the Colorado River plus Snake River groups and the

Westslope plus Oregon-Lahontan groups (Figures 9, 10).

Fort Rock Valley, west of the Harney-Malheur Basin in Lake

County, Oregon, was the site of Fort Rock Lake, also called

Fossil Lake, which was a tributary to the Deschutes and Columbia Rivers prior to blockage of the outlet by postpluvial

lava flows (Allison, 1940, 1982). Pliocene and Pleistocene sediments in the Fort Rock Valley contain trouts, minnows, and

suckers. A Pliocene salmon from diatomaceous sediments of

the Fort Rock Formation, Oncorhynchus sp. (either nerka, keta,

or gorbuscha), was reported by Cavender and Miller (1972).

The trout specimens in this basin (Oncorhynchus sp.; Appendix, number 90) are osteologically similar to redband trout and

were considered to date from the late Pleistocene by Allison

and Bond (1983). They based their conclusion upon shared

characters of the palatine, maxilla, hyomandibular, and orbitosphenoid. More than 50 dentaries from Fossil Lake were examined for the present study. Forty-seven maxillae have a mixture

of modern O. clarki (from Pyramid Lake before introductions)

features and features of Pliocene O. lacustris (pre-clarki and

pre-mykiss) of the Snake River Plain, whereas seven maxillae

resemble O. m. gairdneri (redband trout). One premaxilla resembles that of O. clarki and seven resemble that of O. mykiss,

but it is not clear whether the differences represent variability

in one species. Palatines from Fossil Lake are deep, like that of

O. lacustris, and the hyomandibular is angled posteroventrally,

also like that of O. lacustris.

The Pliocene fish fauna of Secret Valley, Modoc County,

California (Oncorhynchus (Appendix, number 91), Klamathella, Ptychocheilus, Lavinia, Chasmistes, and possibly Acrocheilus and Cottus), and the Pliocene fish fauna of the Snake

River Plain are very similar; this suggests the two drainages

were connected prior to the Pliocene (Wheeler and Cook, 1954;

Miller and Smith, 1981; Wagner et al., 1997). A similar fauna

from the nearby Alturas Basin, Modoc County, California, contains Klamathella, Ptychocheilus, Chasmistes, and Catostomus

(Wagner et al., 1997). These similarities suggest former hydrographic connections (not necessarily contemporaneous) among

the Pit River, the Snake River, and the Klamath Basin.
194 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

mykiss

c. subsp. (99)

c. subsp. (99)

c. Utah (98)

c. subsp. (100)

c. bouvieri

c. bouvieri

c. bouvieri

c. pleuriticus

c. pleuriticus

c. clarki

c. clarki

c. lewisi

c. lewisi

c. lewisi

c. henshawi (93)

c. subsp. (95)

c. seliniris (94)

c. subsp. (96)

c. subsp. (97)

Trout Cr

Deaf Smith

Sevier Dr.

Bear R

Yellowstone

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Sedge Cr

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Flynn

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Washburn

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w

s

T

04 03 02 01 0

% sequence divergence

FIGURE 10.—Estimate of the phylogenetic tree of Oncorhynchus clarki (cutthroat trout) and its outgroup,

Oncorhynchus mykiss, based on restriction fragment analysis of mtDNA. Branch lengths may be read as estimated time if divided by the calculated rate of 0.5% sequence divergence per 1 My. Abbreviations: BONNEV -

Bonneville Basin, SNAKE = Snake River drainage, COLO = Colorado River drainage, COAST = Coastal

drainages, WEST = west slope drainages, LAH = Lahontan Basin, OR - Oregon Lakes drainages, southeast

Oregon.

CYPRINODONTIDAE.—The Great Basin pupfishes are the

showpiece of Great Basin ichthyology. They were the focus of

R.R. Miller's doctoral research, the results of which were published in his 1948 monograph. This monumental systematic

and experimental work illustrated the relationship between

isolation and differentiation in relict waters. Pupfishes of the

Great Basin's Death Valley system (Miller, 1946a) have been

the subject of extensive ecological and physiological studies

(Brown and Feldmeth, 1971; Soltz and Naiman, 1978; Feldmeth, 1981), behavioral observations (Liu in Turner, 1974),

biochemical comparisons (Turner, 1984; Echelle and Echelle,

1993), and molecular analyses (Echelle and Dowling, 1992;

Parker and Kornfield, 1995). Relationships of these species

are now understood to be more complex than formerly

thought. Cyprinodon radiosus (Appendix, number 101) of the

Owens River is the sister species to C. macularius of the lower

Colorado River, and these two species are the sister group to

the clade that includes C. salinus, C. nevadensis, C. diabolis,

and relatives, in the Salt River, the Amargosa River, Devil's

Hole, and Ash Meadows (Figure 11; Appendix, numbers

102-110). This Death Valley and Ash Meadows clade possibly

includes Cyprinodon fontinalis of northern Chihuahua, Mexico (Figure 11), but this is not consistent with geography or

scale morphology (Miller and Smith, 1986; Minckley et al.,

1986). Hydrographic connections among basins and with

drainages in Mexico are indicated by Cyprinodon mtDNA

analysis (Figure 11; Table 4; Echelle and Dowling, 1992; Echelle and Echelle, 1993) and molluscan data (Hershler and

Pratt, 1990). Study of the data usually regarded as indicative

of the relationship between isolation and divergence reveals

interesting conflicts—molecular, biochemical, and morphological divergence and reproductive isolation are incongruent
NUMBER 33 195

C. eximius

C. variegatus

C. meeki

Whitefin west

Whitefin east

Palomas

C. m. eremus

C. m. macularius

C. radiosus

C. fontinalis

C. salinus

C. diabolis

C. n. mionectes

C. n. shoshone

C. n. amargosae

C. nevadensis sbsp

Rio Grande

Gulf Coast, Miss.

RMezquital,Mex.

RYaqui,Mex

Guzman Dr. Mex.

Palomas, Chih.,Mex.

Organ Pipe N.M., Ariz.

Colorado R., Calif.

Owens R., Calif.

Chihuahua, Mex.

Salt R., Death V.

Devils Hole, Death V.

Ash Meadows, Death V.

Shoshone Spr., Death V.

Amargosa R., Death V.

Ash Meadows, Death V.

08 07 06 05 04 03 02

% sequence divergence

01

FIGURE 11.—Phylogenetic relationships (strict consensus tree) of certain western North American Cyprinodon,

based upon parsimony analysis of mtDNA restriction site data (Data and trees from Echelle and Dowling, 1992).

The Death Valley species are C. C. nevadensis, C. salinus, and C. diabolis; C. milleri has C. salinus mtDNA.

Cyprinodon radiosus is the Owens River species, and C. macularius is in the lower Colorado River and vicinity.

The other species are primarily from Mexico (Echelle and Dowling, 1992). The depth to each node may be

scaled to age in millions of years, assuming that 1 My corresponds to 1% of the average percent sequence divergence between clades.

with each other and with evidence for timing of divergence

(Turner, 1974; Echelle and Dowling, 1992; Echelle and Echelle, 1993). Cladistically analysed molecular data indicate that

Cyprinodon has been in the Death Valley system for about 3

My. Biogeographic relationships of Cyprinodon (and goodeids) of the Great Basin are to the south, in Mexico, especially

if C. fontinalis, from Chihuahua, is related to the Death Valley

clade (Figure 11). The diversity of Cyprinodon species within

the Great Basin, taken with its sister species, C. macularius

Baird and Girard, displays a geographic pattern that extends

from Death Valley and the Owens River to across the Gila

River and the lower Colorado River drainages (Minckley et

al, 1986).

Pliocene connections from the lower Colorado River to the

Owens, Mohave, and Amargosa Rivers occurred about 3 Ma,

according to molecular data (Figure 11; Table 4). The connections possibly involved China Lake, Searles Lake, Panamint

Valley, and Wingate Pass to Lake Manly, now Death Valley,

according to fish and other evidence (Miller, 1946a; Hubbs and

Miller, 1948a; Benson et al., 1990). The Pliocene Owens-Mohave drainage connected to the lower Colorado River drainage

(Blackwelder, 1933, 1954; Hale, 1985) near the region of Ludlow Pass (at 594 m), Bristol Lake, and Cadiz Lake. Brown and

Rosen (1995) found no evidence of a through-flowing connection across the present topography, and they suggested alternative dispersal processes, routes, or times; however, rounded

boulders in a large paleochannel, which are evidence of a

through-flowing stream, are present near Ludlow (Hale, 1985;

G.I. Smith, pers. comm. to G.R.S., 1999). Encroachment of the

Gulf of California toward Death Valley (Durham and Allison,

1960) and the presence of foraminifera correlated with the

Bouse Formation in cores taken from the dry lakes of Danby

and Cadiz in southeastern San Bernardino County, California

(P.B. Smith, 1960, 1970), suggest a connection existed to the

estuary of the lower Colorado River. The most compelling fish

evidence for a connection between the Mohave and Colorado

Rivers is the distribution of Cyprinodon macularius of the

lower Colorado drainage and C. radiosus of the Owens River.

Mitochondrial DNA of these two species indicates they had a

common ancestry between 2 and 3 Ma (Table 4).
196 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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G00DEIDAE.—The poolfishes and springfishes, Empetrichthys and Crenichthys, respectively (Appendix, numbers

112-115), are Great Basin endemics in the subfamily Empetrichthyinae (Webb, 1998) of the family Goodeidae (Parenti,

1981; Grant and Riddle, 1995). Empetrichthys and Crenichthys

are oviparous and were formerly classified as cyprinodontids,

but Parenti's (1981) phylogenetic evidence demonstrated their

relationship to the live-bearing goodeids of the Mexican Plateau. Empetrichthyines resemble fundulids in osteology, numbers of fin rays, and tooth form, which distinguish them from

the cyprinodontids, but unlike fundulids, they lack pelvic fins.

Fossil Empetrichthys were discovered from the Pliocene near

Los Angeles, California, and from the Pleistocene in southern

Nevada (see Appendix, number 112). Paleontological studies

by M.L. Smith (in Miller and Smith, 1986) and molecular studies by Webb (1998) indicate middle to late Miocene goodeid

vicariance between the White River and the lower Colorado

River drainages and the Mexican Plateau, probably involving

tributaries of the Bouse Embayment and the Gulf of California.

The distribution of fossil and Holocene Empetrichthys, Fundulus, and Gasterosteus, along with species of Pyrgu I ops is (hydrobiid snails), provide evidence that late Miocene lowland Pacific coast tributaries flowed westward from west-central

Nevada and Death Valley across a lower, proto-Sierra Nevada

(Bell, 1979; Hershler and Pratt, 1990) about 6 Ma, perhaps

through the (reversed) Mohave River valley (Weldon, 1982).

FUNDULIDAE.—Most species of killifish in the family Fundulidae live in eastern North America, but there are representatives in Mexico and California. Several fossil forms were described (Miller, 1945b) before it was recognized (Parenti,

1981) that the Goodeidae of the Mexican Plateau, relatives of

Fundulidae, are represented in the Great Basin. The Nevada

fossils (Appendix, numbers 116-123) have some observable

characters that suggest they could be related to the Empetrichthyinae or the Goodeidae (Miller, 1948:100), except that none

of the Nevada fossils lack pelvic fins, as do the empetrichthyines.

The ancient diversity of fundulids in the southwestern Great

Basin is remarkable, considering the paucity of other genera

(except Siphateles and Gasterosteus) in the fossil record from

there (M.L. Smith, 1981) and the absence of Fundulus in the

Great Basin today. The presence of fundulids from northeast

(Humboldt Formation) and west-central (Truckee Formation)

Nevada and Death Valley through most of the Miocene and

Pliocene establishes a benchmark of antiquity that is important,

given that the ages of origin of Great Basin fish groups are underestimated (see "Material and Methods" and the Appendix).

COTTIDAE.—The Cottidae, like the Salmonidae, are lowtemperature, usually high-gradient fishes. They occupy mountain streams and cold lakes. Their fossil record in the Great Basin goes back to the Pliocene and Pleistocene in the Lahontan

Basin (C. beldingi) and to the late Pleistocene in the Bonneville

Basin (C. bairdi, C. extensus). Their phylogenetic relationships

are to the north and west. More species of northwestern
NUMBER 33 197

sculpins occur in the northern Bonneville Basin and Bear River

drainages than are currently acknowledged in the literature, according to new discoveries by Shiozawa and others (unpublished). Sculpins are not found with cyprinodontoids in western

North America, unlike their occasional sympatry in the eastern

United States, reflecting the more extreme habitat gradients

(temperature and stream profiles) in the west.

GASTEROSTEIDAE.—The Miocene three-spined stickleback

{Gasterosteus doryssus; Appendix, number 128) occurs in the

Great Basin from the Truckee Formation in west-central Nevada from Hazen (Bell, 1974) to the Sahwave Mountains

(LaRivers, 1964). It represents a fauna that colonized the basin

prior to final elimination of the drainage outlet to the Pacific

coast by the Sierra Nevada uplift (Bell et al., 1985). The Nevada Gasterosteus is the most significant fossil fish lineage in

the Great Basin, if not in Cenozoic ichthyology in general, because of the abundant, beautifully preserved samples in annual

laminae of diatomite and the detailed studies of these samples

by Bell and his students (Bell and Haglund, 1982; Bell, 1994,

and references therein). In brief, the study of more than 8000

specimens from a 110,000-year time sequence has shown rapidly fluctuating but gradual change, with no stasis (Figure 12).

Bell (1994) concluded that much of the change can be attributed to selection, but some seems uncorrelated with environmental change.

Gasterosteus aculeatus aculeatus (Appendix, number 129),

the modern, anadromous, fully plated, three-spined relative,

was reported from the late Miocene Monterey Formation at

Lompoc, California, by Bell (1977), strengthening the hypothesis that inland freshwater populations of sticklebacks were independently derived from a widespread anadromous form

(Bell, 1979). Comparison of these sticklebacks demonstrates

that new species can arise repeatedly, as restricted peripatric

and paraphyletic derivative populations, without effects on the

ecology, morphology, or long-term history of the widespread,

ancestral species. Bell's point demonstrates the logical difficulties attending Hennig's rule (1966), which requires changing a

0 10 20 30 40 50 60 70 80 90 100 110

Time ( x 1000 years)

FIGURE 12.—Variation in mean number of dorsal spines in Gasterosteus

dorysus. Variation shows rapid short-term changes and slow long-term trend

(after Bell et al., 1985).

species name with each branching event in a clade's history, if

the parent species did not change while daughter lineages were

produced (Bell, 1979).

CENTRARCHIDAE.—Sunfish occupied lakes and streams in

western North America from Idaho, Washington, and Oregon to

Nevada and northern Utah (Salt Lake group) during the Miocene

and Pliocene. The Nevada specimens suggest that the climate

during the middle to late Miocene was warm and that the basin

floor was at low elevations, but floristic data indicate the floor

was at higher elevations (Wolfe et al., 1997). The combination

suggests local topographic extremes. There was more diversity

during the Miocene than is recognized in the currently defined

genera Archoplites and Plioplarchus. An undescribed form existed in the Miocene of Oregon (Appendix, number 130). Modern centrarchids are restricted to Archoplites of the Great Valley,

California, and to a radiation of nine genera and more than 30

species in the Atlantic coastal drainages of North America.

Discussion

FISH BIOGEOGRAPHY AND GEOLOGICAL TIME

RELATIONSHIP BETWEEN PHYSIOGRAPHIC AND BIOLOGICAL

EVIDENCE.—Hubbs and Miller's search for congruence between physiographic and ichthyological histories is evident

throughout their 1948b monograph. They noted, for example,

the local morphological distinctiveness of Siphateles, Rhinichthys, and Cyprinodon as evidence of postpluvial separation of

previously uniform gene pools (Hubbs and Miller, 1948b:66,

83, 91). The seemingly parsimonious assumption that faunas

were uniform at the time of the last habitat connection has

rarely been questioned (Kocher and Stepien, 1997), but even in

1948, it was in conflict with the fossil record of modern fishes,

which, when known, extended back beyond Pleistocene events

to the Pliocene or Miocene (Hubbs and Miller, 1948b:25-27).

Taylor (1960) noted the antiquity of many modern lineages

of mollusks and fishes and suggested that they are much older

than modern physiography, ice ages, and pluvials. The corollary of this suggestion is that the tectonic, volcanic, and glacial

changes in the landscape occur more rapidly than the evolving

changes in lineages on that landscape. Taylor's principle suggests that we cannot assume that the observed amount of species and subspecies evolution automatically occurred in the interval since the most recent possible geological changes and

vicariance events. Multiple possible vicariant times should be

among the tested alternatives. For example, the assumption that

cladogenesis of Holocene birds originated in the Pleistocene

was refuted by Klicka and Zink (1997), who demonstrated that

numerous supposedly Pleistocene species date back to the

Pliocene. Our interpretations of fossil fish specimens combined

with DN A analyses and phylogenetic analyses of Holocene

species indicate that the ages of clades and vicariance barriers

have usually been underestimated, thereby challenging the frequent assumption that the most recent possible connection was

the operative one.
198 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Phylogenetic estimates for the Cyprinidae (Figures 2, 3), Catostomidae (Figure 5), Coregoninae (Figure 8), Oncorhynchus

(Figure 10), and Cyprinodontidae (Figure 11) are presented in

the figures with key words for taxon geography to provide

background for examining the relative timing of historic hydrographic connections among basins. Traditional studies

(Hubbs and Miller, 1948b; Smith, 1966, 1978; Hubbs et al.,

1974; Minckley et al., 1986) and the new phylogenies enable

the formulation of hypotheses concerning the relative ages of

barriers.

According to the phylogenies, moderately old and prominent

barriers separated the Great Basin from its neighboring drainages to the east and the Sacramento Basin to the west. Phylogenetic indicators of the barrier between the Great Basin and the

Colorado Basin, for example, are the relative antiquity of the

nodes between the Gila atraria group and the G. robusta group

(Figures 2, 3), between Xyrauchen and Chasmistes, between

Catostomus ardens and C. latipinnis, between C. platyrhynchus and C. discobolus (Figure 5), and between Oncorhynchus

clarki Utah and O. c. pleuriticus (Figures 9, 10). The importance of the Sierra Nevada as a barrier is indicated by the separation of Catostomus occidentalis and C. microps from C.

tahoensis (Figure 5), and by Oncorhynchus mykiss from O.

clarki (Figures 9, 10). A strong barrier separated the Bonneville and Lahontan Basins along the original line of separation

in the Great Basin, as illustrated by the relative distance between nodes, for example, between nodes for Gila and Siphateles (Figures 2, 3), C. ardens and C. tahoensis (Figure 5), and O.

c. Utah and O. c. henshawi (Figures 9, 10). The moderately

strong separation of the Lahontan Basin and Colorado Basin

drainages is illustrated by the nodal distances between Gila and

Siphateles (Figures 2, 3), C. tahoensis and C. latipinnis (Figure

5), and O. c. henshawi and O. c. pleuriticus (Figures 9, 10).

The weakest, most recent barriers separated the Lahontan Basin and Death Valley systems, and the subdrainages within the

Bonneville, Lahontan, White River, and Death Valley systems

(most examples are similar species or subspecies not shown on

the phylogenies), but all of these barriers have been breached

by headwater-stream captures, indicated by some of the examples below and in Figures 2, 3, 5, and especially Figure 10.

Fish distributions suggest that much of the drainage from the

area of the Great Basin flowed to the Pacific Ocean at times

during the Miocene, Pliocene, and Pleistocene, even though the

Basin and Range topography began forming more than 15 Ma.

The fish data presented herein indicate that these hydrologic

confluences probably had an episodic history that began much

earlier than the most recent known connection.

MIOCENE.—Geological and paleontological studies indicate

that at times during the Miocene, the Death Valley, Lahontan,

and Bonneville systems drained westward to the Pacific Ocean

(Bell, 1974, 1994; Stokes, 1979; Taylor, 1985; Minckley et al.,

1986; G.I. Smith, pers. comm. to G.R.S., 1999). Some Miocene biogeographic patterns, however, were dominated by

north-south systems (Taylor, 1985) that were congruent with

the north-south structures that resulted from convergence of

the west coast of North America with the Pacific Plate (Figure

13). Early hydrographic connections occurred between the

Humboldt lacustrine system and the western Snake River Plain

and southeastern Oregon, according to Stokes (1979) and evidence from the distribution of Centrarchidae. Later in the

Hemphillian, the Salt Lake group, with a relatively rich fish

fauna in the northern Bonneville Basin, was probably connected to the eastern Snake River Plain (McClellan, 1977). The

fish fauna was related to, but specifically different from, that of

the western Snake River Plain (McClellan and G.R. Smith, In

press). The presence of Lavinia in the lower Salt Lake group

indicates there were earlier connections to the western Snake

River Plain and the Pacific coastal drainages. Lavinia is now

restricted to the Sacramento drainage. The mixture of lowland

fish faunas and upland floras in Nevada during the Miocene

(Wolfe et al., 1997) suggests that evolution of regional topographic relief took place subsequently (Orr, 1982; Pierce and

Morgan, 1992).

LATE MIOCENE TO PLIOCENE.—The southern Lahontan Basin fossils from the late Miocene and Pliocene are indicative of

low elevations, but the northern Lahontan Basin fossils are indicative of higher elevations. Elevations of the Snake River

Plain were low in the late Miocene, but uplift of the eastern

Snake River Plain at this time occurred in the path of the Yellowstone hot spot (Pierce and Morgan, 1992).

A connection from the Mono Lake area of the Great Basin to

the San Joaquin River ended when basalt dammed the Vshaped channel near Deadman Pass in the Devil's Postpile

quadrangle (Huber and Rinehart, 1965, 1967), causing cessation of river flow 3.2 Ma (Dalrymple, 1964; Huber, 1981). The

channel is now at about 8400 ft (2580 m) elevation, having

been raised 3120 ft (950 m) by uplift of the Sierra Nevada

(Dalrymple, 1964; Huber, 1981), so the estimated elevation of

the active channel was 5280 ft (1620 m; G.I. Smith et al., 1983;

G.I. Smith, pers. comm. to G.R.S., 1999). The outlet possibly

continued from the Great Valley across the Diablo Uplift to deposit the Monterey Fan (Cole and Armentrout, 1979). Cyprinid

and gasterosteid fish connections require lower elevations during the late Miocene, based upon their present elevational restrictions.

PLIOCENE.—Our phylogenetic data suggest the occurrence

of some ancient drainage connections that had not been previously noted (Figure 13). For example, the similarity of morphology and DNA (see below) of Lepidomeda from the Virgin

River drainage and Snyderichthys from the upper Snake River

and the Bear River drainages suggests there were connections

from the upper Snake River to the Virgin River-White River

drainage (Dowling et al., 2002). Keyes (1917), in a discussion

of the origins of Lake Bonneville, proposed that the headwaters

of the Snake River were formerly a tributary to the Virgin

River. Ives (1948) presented evidence that Lake Bonneville

drained from its Escalante arm to Meadow Valley Wash (a tributary to the Virgin River) prior to its drainage through Red
NUMBER 33 199

35

>£• • • • Miocene

'.•• ' Pliocene

-35'

121* •119*

• Pleistocene

in*

FIGURE 13.—Paleogeographic map showing major Miocene, Pliocene, and Pleistocene hydrographic connections, based upon our current interpretations of age and location and supplemented by the conclusions of

Cole and Armentrout (1979), Taylor (1985), Taylor and Bright (1987), Ives (1948), and G.I. Smith (pers.

comm. to G.R.S., 1999). Heavy dashed lines and arrows represent captures, overflows, or rivers. See "Discussion" and Appendix for the estimated timing of some of the barriers represented by lightweight lines.

Rock Pass to the upper Snake River. Hubbs and Miller (1948b)

rejected these hypotheses as unsupported by fish evidence.

Possible connections require serious consideration now because of new cyprinid and molluscan evidence. Miocene and

Pliocene distributions of freshwater snails, namely, Valvata

idahoensis Taylor, Lutralimnea dineana (Taylor), L. gentilis

Taylor, and Tryoniaprotea (Gould), led Taylor (1985:285, 296,

317) to propose late Miocene and possibly Pliocene connections (not necessarily contemporaneous) from the upper Snake

River, through the Bonneville area, to the lower Colorado

River drainage.

The White River canyon in southern Nevada is surrounded

by possible drainage connections, as indicated generally by

Taylor (1985, figs. 15, 25), leading to the Bouse Embayment of

the Gulf of California in the late Miocene or early Pliocene

(Shaffiqullah et al., 1980; Buising, 1990) and in the Pleistocene (DiGuiseppi and Bartley, 1991). The Colorado Paleoriver was diverted from its delta in the Los Angeles Basin to
200 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

the Salton trough about 9 Ma (Howard, 1996). The depositional elevation of the Bouse Formation (near the Arizona-Nevada border) is usually cited as at sea level, constraining the

time of uplift of the Colorado Plateau, but this is currently in

dispute. Bouse Formation sediments and shells show ratios of

strontium isotopes intermediate between values expected for

marine and freshwater, indicating this area had a mixture of

water sources with different strontium isotopes, according to

Spencer and Patchett (1997). These authors' contention that

the formation was deposited in a lake, possibly at an elevation

of 400-700 m, is rejected on the basis of fossil and biogeographic data; the Bouse Formation contained a fauna of foraminifera, barnacles, brackish-water fishes, and marine mollusks (Metzger, 1968; Smith, 1970) that could not have been

supported for 3 My by dispersal on birds' feet, as suggested by

Spencer and Patchett (1997). The hypothesis that the Bouse

Formation was lacustrine (Spencer and Patchett, 1997) has

been tested and, by inference, rejected by the absence of any

such marine faunas in saline lakes today (Kidwell in Spencer

and Patchett, 1997).

Pliocene fluvial connections between the northern preLahontan Basin and the Alvord Basin of Oregon are indicated

by geological data (Reheis and Morrison, 1997) and fish distributions (Appendix, numbers 9, 22, 91, 96, 97). DNA divergence data (below; Table 3) suggest that reconnections 0.2

Ma allowed trout populations in these basins to once again

mix.

PLIO-PLEISTOCENE.—Connections among the Mono Lake,

Owens River, Death Valley, Mohave River, and lower Colorado River drainages are indicated by cyprinodontid fish distributions (Miller, 1948) and geological data (Gale, 1915; Morrison, 1965; G.I. Smith, 1978; Benson et al., 1990). The

connection between the Mohave River and the Colorado River

basins through Bristol, Cadiz, and Danby Basins lacks support

from geomorphology, according to Brown and Rosen (1995),

but the connection suggested by present Cyprinodon distribution is supported by sedimentary data (Hale, 1985) and by marine or saline-lake foraminifera from cores in Danby and Cadiz

dry lakes (Smith, 1960). The foraminifera occur in green clays

that are currently within a few hundred feet above or below sea

level.

PLEISTOCENE.—Pleistocene connections occurred on a landscape more like that of the present (Figure 13). Additional evidence for exchange between the Lake Bonneville and Virgin

River drainages, possibly in the Pleistocene, is seen in Catostomus clarki from the headwaters of the Virgin River. These fish

have unique predorsal scale and gill-raker counts that increase

clinally toward their relatives across the divide in the Bonneville Basin (Smith, 1966). Numerous possible stream captures

are associated with the major north-to-south valley west of

Hurricane Fault (Averitt, 1964; Anderson and Mehnert, 1979)

in southern Utah (along Highway 91). The drainage connection

between the Bonneville Basin and the Colorado River drainage

is also suggested by intergrades between Catostomus platyrhynchus and C. clarki in Shoal Creek (Smith and Koehn,

1971), which is in the southernmost part of the Bonneville Basin near the outlet proposed by Ives (1948).

Small headwater-stream captures are required to explain the

broad northern distributions of headwater inhabitants, such as

Catostomus platyrhynchus, C. discobolus (Figure 7), Oncorhynchus clarki subspecies (Figure 9), and Coitus spp. (Appendix, numbers 124, 125). Numerous examples of northern connections can be recognized on topographic maps and in the

field. For example, in Wyoming, two such possible connections

may be related to the distribution of Catostomus platyrhynchus,

C. discobolus, and Coitus bairdi in the Green, Bear, and Snake

Rivers. Willow Creek, formerly tributary to Muddy Creek of

the Green River (T.I3 N., R.I 19 W., Ogden sheet, United

States Geological Survey (USGS) 1:250,000 series), was captured by the headwaters of the Bear River 11 mi (17 km) southeast of Evanston, Wyoming. Twin Creek, of the Bear River between Fossil Butte and Kemmerer, Wyoming (T.21 N., R.I 17

W., Ogden sheet), apparently captured the head of Hams Fork

of the Green River. We hypothesize that these captures could

have carried Catostomus discobolus from the Green River

drainage to the Bear River, from whence they could have transferred to the Snake River at Soda Springs (Bright, 1967) and to

the Weber River in upper Chalk Creek (Hansen, 1969, 1985).

MLTOCHONDRIAL DN A EVIDENCE FOR THE TIMING

OF PHYLOGENETIC AND HYDROGRAPHIC EVENTS

Analysis of DNA divergence data from fishes offers a means

of constraining ages of barriers and uplift in the Great Basin.

Estimated rates of evolution of mtDNA genes in Cyprinidae,

Salmonidae, and Cyprinodontidae (Figure 14) vary from about

0.5% sequence divergence per one million years in salmonids

to about 1 % per one million years in cyprinids and cyprinodontids. These values are similar to those reported for snails of the

marine gastropod genus Nucella (see Collins et al., 1996) and

for goodeid fishes (Webb, 1998) but differ from the estimate of

Martin and Palumbi (1993). The relative-rate tests (e.g., Table

2) show standard deviations of 10%—25% of the mean values of

percent sequence divergence, or roughly 2-5 My for mean ages

of 7-38 My (Table 2) for basal branches in the cyprinid data.

Standard deviations are 15%—30% in the salmonid data, allowing a rough idea of the imprecision of the estimates. These are

overestimates of rates of molecular change because the fossil

ages in the denominators of the rate calculations are underestimates. If the rates are underestimated by 10%—30%, elapsed

times inferred from rates of molecular change are expected to

be underestimates (by as much as 0.5-1.2 My in 4 My for

spinedaces, for example). This means that the connection indicated by the Snake River Snyderichthys relationship to the Virgin River Lepidomeda (percent sequence divergence = 4%)

probably occurred within the range of 4-5 Ma.

In general, divergence times based upon the rates calculated

herein are old, as predicted by Minckley et al. (1986). Great

Basin cyprinids in the sister clade to Phoxinus of eastern

North America differ from Phoxinus by an average of 22%
NUMBER 33 201

.50 -I

8 .40

c

CD

.30-

CD

.20-

CD

CD

CO

y = 0.011x + 0.05

R

2

 = 0.28

• •

Cyprinidae

10 15

Million years before present

CD y = 0.0047X + 0.007

R

2

 = 0.65

4 6 8 10

Million years before present

12 14

CD

O

c

CD

> .15 i

CD -if

CD

CT

CD

CO

.05-

y = 0.097x + .036

R

2

 = 0.69

Cyprinodontidae

5 10 15

Million years before present

20

FIGURE 14.—Rates of molecular change in Great Basin and Snake River plain Cyprinidae, Salmonidae, and

Cyprinodontoidei. Estimated ages of fossils are given in the Appendix and Table 5. DNA sequence divergences

are from Tables 2-5; R2 is an estimate of the percent of the variance explained by the regression.

sequence divergence (Table 2), implying that separation occurred 22 Ma, or in the early Miocene. Rhinichthys osculus

from the Virgin River and R. atratulus of eastern North America differ by 22%. Snyderichthys and the Lepidomeda group

differ from Semotilus of eastern North America by 20%.

Closer relatives across the continental divide generally differ

by less. For example, Clinostomus and Richardsonius differ

by 12% sequence divergence, and eastern and northern North
202 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 5.—Fossil cyprinid, salmonid, and cyprinodontoid taxa and ages of samples of first appearances used

in the estimations for the rates of molecular change in Figure 14. Fossil taxon numbers correspond to numbers in the Appendix; unnumbered taxa are from outside of the Great Basin. Ages in parentheses are additional fossil records for that taxon. (Fm. = formation.)

Fossil taxon

CYPRINIDAE

1. Lavinia

2. Lavinia

3. Lavinia

5. Mylopharodon

5. Mylopharodon

5. Mylopharodon?

6. Siphateles

6. Siphateles?

7'. Siphateles

8. Siphateles

9. Siphateles

10. Siphateles bicolor obesa

14. Siphateles sp.

15. Siphateles sp.

23. Gila a. atraria

25. Klamathella

26. Acrocheilus

26. Acrocheilus

27. Gila

28. Gila

29. Gila

Gila spp.

30. Ptychocheilus

37. Richardsonius

56. Mylocheilus

57. Mylocheilus

58. Mylocheilus

SALMONINAE

87. Salvelinus

88. Oncorhynchus

89. O. clarki (Truckee Fm.)

90. 0. clarki (Ft. Rock Basin)

91.0. clarki (Honey Lake)

92. O. clarki (Carson Sink)

92. O. clarki (Mopung Hills)

92. O. clarki (Humboldt River Canyon)

97. O. clarki (Whitehorse Basin)

97. O. clarki (Sunshine Amphitheater)

98. O. clarki (Sevier Basin)

98. O. clarki (Trout Creek)

O. nerka1

O. keta1

O. rastrosus^

O. keta[

CYPRINODONTOIDEI

Chapalichthys encaustus2

Ameca splendens2

Alloophorus robustus1

Goodea atripinnis2

Girardinichthys multirad2

Tapatia2

111. Cyprinodon breviradius

113. Empetrichthys erdisi

122. Fundulus lariversi

Sister taxon

Mylopharodon

Mylopharodon

Mylopharodon

Siphateles

Lavinia

Eastern minnows

Gila

Eastern minnows

Gila

Gila

Gila

Mylopharodon

Gila

Gila atraria subsp.

Gila

Klamathella

Klamathella

Siphateles

Siphateles

Siphateles

Ptychocheilus

Gila

Clinostomus

Richardsonius

Richardsonius

Richardsonius

Hucho

O. clarki + O. mykiss

O. mykiss

O. mykiss

O. mykiss

O. clarki

O. clarki

O. clarki

(Snake River)

(Sevier River)

O. gorbuscha

O. gorbuscha

O. nerka

O. nerka

Chapalichthys pardalis

Xiphophorus variatus

Ameca, etc.

Ataeniobus. toweri

G. viviparus

other Girardinichthyini

C. spp.

Crenichthys

Goodeidae

Age (My)

6(3.5,3)

5(3)

6

12

4.5

12

6(6)

15

3

6(6)

3(3)

2 (0.6)

8

5(3,1)

0.01

6

6

7

12

12

12

6

15(6,6,8)

3.5

7

6

12

14

14

6

3.5

3.5

3.5

3

0.7

0.15

1

0.01

0.01

6

6

12

6

0.25

0.25

0.25

0.25

5.0

6.0

5.5

4.0

17

% seq. div.

8.1

8.1

8.1

15.0

8.1

42

11.5

36

11.5

11.5

11.5

3.1

15.0

11.5

0.9

6.2

6.4

6.4

11.5

11.5

11.5

10.3

10.4

12.0

21

21

21

4.8

10

4

4

4

1

1

0.1

0.1

0.1

1.3

1.0

5

3

5

6

0.6

4.7

6.2

9.1

7.1

12.2

2.9

7.0

22

'Data from G.R. Smith (1992a).

2Data from M.L. Smith (1980) and Webb (1998).
NUMBER 33 203

American Couesius differ from Lepidomeda by 16% (Dowling et al., 2002), implying that separations occurred in the

early to middle Miocene. Great Basin Gila differ from Colorado River and Rio Grande Gila by 4%-9% (except for northern Gila atraria, G. jordani, and G. cypha, which differ by

0.4%—1.1% sequence divergence, implying there have been

relatively recent introgressive transfers of mtDNA; Table 2).

Similarly, Great Basin Gila and their relatives in the Colorado

River, Rio Grande, Rio Yaqui, and in waterways in nearby

valleys in the Basin and Range Province of northern Mexico

differ among themselves by 5%—9%, implying lower elevations and more connections existed to the south 5-9 Ma (Table 2; Dowling, unpublished data). Great Basin Gila differ

from Columbia-Snake Acrocheilus and Klamathella by 6%

sequence divergence, but Great Basin Siphateles differ from

the same taxa by 10%-ll%, implying separation occurred

well back in the Miocene. Differences between conspecific

populations of Gila and Snyderichthys within the Bonneville

Basin range up to 2.4%, indicating subspecific divergence began in the late Pliocene.

Populations of Oncorhynchus clarki (cutthroat trout, Table 3)

differ from O. mykiss (rainbow trout and redband trout) by

about 4% sequence divergence, implying separation occurred

about 8 Ma (assuming rates of molecular evolution of about

0.5% sequence divergence per 1 My). Populations of Oncorhynchus clarki in the Great Basin (except for Deaf Smith

Creek and Bear River) differ from populations of the west

slope (Columbia River) and the Snake-Yellowstone-Bear Rivers by l%-2% sequence divergence, implying separation occurred about 4-2 Ma. Bonneville Basin populations are heterogeneous. The Deaf Smith Creek (northern Bonneville)

population differs from all other trouts by about 2% more than

do other Bonneville trout populations (indicating rapid change

occurred in the Deaf Smith Creek population because it is not

cladistically basal, Figure 10). The Bear River (most northern

Bonneville) population differs from the upper Snake River

population by only 0.3%-0.4% sequence divergence, which

implies separation took place about 0.7 Ma, which is roughly

consistent with part of the Bear River chronology of Bouchard

et al. (1998). Populations of the Bonneville and Lahontan Basins differ from each other by an average of 2% sequence divergence, implying they have been separated for about 4 My.

Outside the Bonneville Basin, variation within basins is usually

less than 0.1%. Lahontan Basin populations differ from those

from the Oregon Lakes by only 0.1% sequence divergence, implying they have been separated for about 200 Ky.

Great Basin pupfish populations are related to Cyprinodon

macularius and its relatives of the Colorado River and Mexico

(Echelle and Dowling, 1992; Echelle and Echelle, 1993; Figure

11, Table 4). The Owens pupfish, C. radiosus, is a member of

the C. macularius clade but not the Death Valley clade; C. radiosus differs from C. macularius by 2.7%-2.8% sequence divergence. Death Valley pup fishes differ from C. macularius

and C. radiosus by about 3% sequence divergence, implying

separation occurred about 3 Ma. Cyprinodon fontinalis of Mexico may be a member of the Death Valley clade. These relationships require multiple connections between the Death Valley

system and drainages in Mexico, through the Colorado River

drainage in the Plio-Pleistocene. Cyprinodon salinus of the

Salt River in Death Valley differs from other Death Valley

pupfishes by 1.3% sequence divergence, implying separation

took place a little more than 1 Ma. Cyprinodon diabolis and

several subspecies of C. nevadensis form a clade whose populations differ from each other by about 0.2%-0.6% sequence

divergence, implying separations occurred 0.2-0.6 Ma. Miller

(1948:85-86) concluded that the divergences of C. salinus, C.

diabolis, and C. nevadensis date from about the middle Pleistocene, which is consistent with the molecular differences

given above (Table 4). For divergence of some Death Valley

populations to have been as rapid as hypothesized by Hubbs

and Miller (1948b:82)—as short as 10 Ky—would require unrealistically high rates of sequence divergence.

SPECIES DIVERSITY

Fishes of the Great Basin are not diverse, except in endemic

species and subspecies (Hubbs and Miller, 1948b). Most of

these taxa are explainable as relicts of repeated cycles of extinction or introgression during dry periods between Pleistocene pluvials. The subspecies are the product of rapid change

in morphology in isolated, small populations in rapidly changing environments (Hubbs and Miller, 1948b). But low diversity

in a landscape so divided by barriers (permitting divergence

and recolonization following divergence) is not consistent with

most hypotheses about geographic and climatic control of speciation processes (Hubbs and Miller, 1948b; Mayr, 1963; Vrba,

1993). Great Basin fossil and Holocene fish data indicate, however, that periods of aridity and insularity, coupled with high

barriers that prevent recolonization after local extinctions, have

eliminated more species than were produced by the numerous

stages of isolation; therefore, the processes that cause species

divergence have not matched extinction at the spatial and temporal scales of isolation that have occurred in the Great Basin.

High extinction rates have been predicted for small, isolated

populations (MacArthur and Wilson, 1967; Jablonski, 1980).

To determine whether speciation has been influenced by these

factors, we considered the processes that have operated in Great

Basin fish populations in relation to isolation by pluvial cycles.

Two unusual kinds of data lend themselves to empirical analyses of these two problems. First, the Basin and Range Physiographic Province is divided into dozens of pseudo-replicated

fish habitats isolated by mountain ranges, making a highly constrained physiographic region. This permitted us to trace lineages with rather well-controlled histories. Second, the region

has a more detailed fossil fish record (Figure 1) than is available for most modern fish faunas, and this record is supported
204 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

by a reasonably well-known stratigraphic context (e.g., Benson

et al., 1990; Morrison, 1991; Oviatt et al., 1992) and by mammalian stratigraphy (e.g., Stirton, 1936; Lindsey et al., 1984;

Lundelius et al., 1987; Repenning, 1987; Tedford et al., 1987;

Woodburne, 1987). These circumstances enabled us to begin to

address some of the most difficult problems in evolutionary

biogeography: Over what time scales do speciation processes

occur? How long does it take for differentiation of races, subspecies, and species to occur in isolation? Are the rates of differentiation interval-dependent (Gingerich, 1986), i.e., is the

concept of a general rate inappropriate (Bookstein et al., 1978;

Bookstein, 1986; Bell, 1994)? Consideration of questions

about species and their origins requires a species concept that is

open to testable hypotheses concerning processes of origination.

SPECIES CONCEPTS AND SPECIATION HYPOTHESES.—Three

species concepts stand out as most relevant to models of freshwater fish speciation in the Great Basin: phylogenetic, biological, and evolutionary. The phylogenetic species concept (Cracraft, 1983) focuses on diagnosable, monophyletic, and

irreducible units that maximize the recognition of biotic diversity. Many more phylogenetic species could be recognized than

are currently acknowledged in the Great Basin. The phylogenetic species concept is often rejected because its lower limits

are not well constrained (Mishler and Donoghue, 1982) and because many species are not monophyletic. Local demes, such

as the subspecies and races of Cyprinodon nevadensis, Siphateles bicolor, and Rhinichthys osculus, could be recognized as

species under this model. Moritz et al. (1995) argued for use of

mutually and reciprocally unique differences as species criteria.

This concept requires no information about time, monophyly,

or reproductive isolation, so it is independent of evolution of

reproductive isolation. The addition of reproductive and historical tests to proposed species enables more complete evaluation

of speciation models.

The biological species concept (Mayr, 1963) recognizes

groups of populations that are reproductively isolated from

other such groups. The focus on reproductive isolation makes

this concept central to most speciation process models. Species

so defined often contain geographically variant populations, so

that in the Great Basin the concept is realistic and objective but

is operational only by inference. This definition is sometimes

applied too restrictively to accommodate some Cyprinidae, Catostomidae, and Salmonidae, for which there is evidence of

gene flow between historically well-differentiated lineages that

diverged several million years ago (Smith, 1992a). The biological species concept is improved for our purposes by integration with the ecological species concept of Van Valen (1976,

1988), that is, accommodation of limited gene exchange between long-term, ecologically independent lineages.

The evolutionary species concept (Simpson, 1951; Wiley,

1981; Mayden and Wood, 1995) requires evidence that lineages have separate evolutionary histories, usually diagnosed

in a cladistic context. This concept does not require (or rule

out) evidence for reproductive isolation as evidence for lineage

independence. The evolutionary species concept is applicable

to Great Basin fish lineages to the extent that introgressed but

still-separate lineages are not excluded because of non-monophyly or temporary lapses in independence.

The time required for acquisition of genetically based ecological or reproductive isolation as a guarantor of lineage independence is a matter of special concern in the study of speciation

in the Great Basin because of the large number of diagnosable,

but possibly ephemeral, allopatric populations. Western North

American fishes show a high degree of allopatry, but they also

provide unusually frequent examples of gene exchange between species of long-standing independence (Hubbs, 1955).

Great Basin species of minnows, suckers, trouts, pupfishes, and

sculpins are especially consistent with species concepts and

origination models that require reproductive independence, but

not necessarily isolation. Modest introgressive influence does

not contradict this definition, if the morphologically and ecologically different lineages are not amalgamated through hybrids with high fitness. Reproductive independence and reproductive isolation are often assumed to be synonymous and

mutually required for species recognition, but in many species,

it is worth making a distinction. Evidence for introgression is

usually taken to be evidence against independence (by zoologists, not botanists; Wagner, 1983; Rieseberg and Wendel,

1993), but if forms are ecologically different enough to be disruptively selected, introgression does not necessarily reduce

two lineages to one.

For example, the ecologically distinct pairs Catostomus

ardens and Chasmistes liorus of Utah Lake belong to clades

that diverged 3-6 Ma. Introgression occurred in the Provo

River at the time of the drought in the early 1930s (Miller and

Smith, 1981), but morphological stability of C. ardens and ecological persistence of (modified) C. liorus indicate sufficient

reproductive separateness between these forms to warrant species rank. In contrast, some pairs of populations of Siphateles

bicolor obesus and S. b. pectinifer in the Lahontan Basin failed

to stay separate through recent times (Hubbs and Miller,

1948b). These different outcomes are ecology dependent (Van

Valen, 1976, 1988) in that the reproductive isolation is maintained only by spawning-site selection based upon ecological

characteristics—depth, current, light, temperature, and substrate. Evolution of lineage independence, therefore, is partly a

function of ecological context (Smith, 1992a; Smith et al.,

1995). The introgression hypotheses of Hubbs and Miller

(1948b) and Smith (1992a) suggest a Pleistocene history of alternation between habitat-rich pluvials and habitat-poor, arid

interpluvials, which could have resulted in cyclic adaptation to

special habitats in wet times, followed by selection of morphologically generalized phenotypes during times of reduced habitat diversity. The result is introgressive destruction of some

(but not all) independent lineages.

We therefore define species as lineages whose separate history can be reasonably inferred from diagnostic morphological,
NUMBER 33 205

ecological, genetic, or behavioral apomorphies. This definition

recognizes that species are individuals (Ghiselin, 1974, 1997),

and it is meant to be consistent with Ghiselin's general definition (1997:99): "Biological species are populations within

which there is, but between which there is not, sufficient cohesive capacity to preclude indefinite divergence." Our wording

acknowledges extrinsic properties and emphasizes history. It

might also be peculiarly ichthyological—D.S. Jordan (quoted

by Joseph Grinnell, 1924:225) said that "a species is not

merely a group of individuals distinguished from other groups

by definable features;" it is "a kind of animal or plant which

has run the gauntlet of the ages and has persisted." The intrinsic bases for maintaining historical lineage separateness may

be ecological (different habitats), reproductive (different times

or places of spawning), or developmental (different genes for

growth), but they are ultimately genetic and controlled by longterm selection (Fisher and Ford, 1947; Wright, 1948). The

traits that we focus upon herein are associated with reduced hybrid fitness because of high mortality or low fertility (Dowling

et al., In prep.). Tests of intrinsic reproductive separation are

usually inferred from (1) the presence or absence of traits

unique to sympatric relatives, (2) apomorphic courtship displays, (3) assortative mating, (4) failure to produce fertile or viable offspring, or (5) reduced fitness of hybrid products. Tests

of long-term persistence require paleontological or molecular

biogeographic data that provide a time context in which to

evaluate persistence or stability for a period longer than a postglacial fragment of a glacial cycle. We suggest that molecular

divergence measures can contribute to this test, although a

sharp, defining demarcation in time or sequence divergence is

not suggested. The criteria presented above provide appropriate

evidence for accepting or rejecting species assignment under

both the evolutionary and the biological species concepts.

These considerations provide a context for analyzing the temporal scale of morphological and genetic differentiation in relation to speciation.

The above definition and the patterns of Great Basin fishes

through geologic time suggest avoidance of the chronospecies

concept, which is popular in paleontology but incompatible

with cladistic, evolutionary, or biological views of species

(Krishtalka and Stucky, 1985; Ghiselin, 1997). Great Basin

species are interpretable as individuals that may change

through time, sometimes anagenetically, and sometimes

through recombination of genes from related populations. In either case, the individuality of ancestral-descendant lineages

through time is paramount (Ghiselin, 1974, 1997), and it seems

unhelpful to the study of speciation to change lineage names to

indicate anagenetic changes. To name chronological species

recognizes only stratigraphic diversity, not species diversity.

Similarly, it seems unhelpful to change the name of a sister

taxon that has given rise to a peripatric daughter taxon without

any change in the morphology of the original population (Bell,

1979).

SPECIES FORMATION IN THE GREAT BASIN.—The Great Basin fishes are a product of cycles of expanded and contracted

habitats, resulting in cycles of differentiation of local populations but only modest persistence of lineages through time.

Here the speciation process involves three steps (Smith et al.,

1995): (1) separation of populations by hydrographic or habitat

barriers (or microhabitat difference in lakes); (2) accumulation

of genetic differences in growth, development, physiology,

ecology, or behavior; and (3) accumulation of some minimum

combination of genetically based differences sufficient to cause

hybrids to suffer reduced fitness. Operationally, the products of

these process are recognized when lineage independence seems

reasonably supported by reciprocally nonoverlapping molecular, morphological, or ecological apomorphies that indicate an

intrinsic basis for lineage separateness. Confidence in and predictions from these hypotheses are subject to tests by paleontological or biogeographic circumstances that indicate persistence through more than one environmental cycle.

The Cenozoic tectonic and Pleistocene hydrographic history

of the Great Basin created hundreds of allopatric isolates with

the potential to become species, as demonstrated by Hubbs and

Miller (1948b) and Hubbs et al. (1974). We conclude, however,

that the same conditions (small isolates) and processes (long

isolation and short cycles of habitat fluctuation) that caused the

initial differentiation also caused extinction of the majority of

potential species. Evidence of this extinction is seen in the declining late Cenozoic fish diversity, depauperate local faunas,

and absence of the vast species numbers expected from scores

of so-called "species-pump" cycles.

Examples of surviving vicariant pairs in the Great Basin are

nevertheless notable. They include Lepidomeda albivallis and

L. altivelis in the White River Valley and in Pahranagat Valley,

Nevada; Richardsonius egregius and R. balteatus in the Lahontan and the Bonneville-Columbia Basins; Catostomus tahoensis and C. fumeiventris in the Lahontan and Owens Basins;

Cyprinodon salinus, C. milleri, C. nevadensis, and C. diabolis

in the Death Valley system; Crenichthys baileyi and C. nevadae

in the White River valley and in Railroad Valley; Empetrichthys latos and E. merriami in Pahrump Valley and Ash Meadows; and Cottus extensus and C. echinatus in Bear Lake and

Utah Lake. Most of the other species in the Great Basin have

sister taxa outside the basin or have complex distribution patterns requiring dispersal. Examples of stages of differentiation

similar to the above are found among the subspecies and races

of Siphateles bicolor, Rhinichthys osculus, Gila atraria, and

Oncorhynchus clarki. These forms are early and perhaps temporary examples of vicariant speciation, as described above.

Our DNA divergence data and the hypothesis that speciation

usually involves the long-term accumulation of multiple genetic differences suggest that, on average, species-level differentiation (beyond the subspecies and races of Hubbs and

Miller) requires a longer time than the duration of the Pleistocene.
206 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Lacustrine speciation requires special explanation. Examples

include the species of Prosopium in Bear Lake and the Bonneville Basin, and Siphateles bicolor pectinifer in the Lahontan

Basin. The trophic and lacustrine adaptations of these sympatric forms indicate that they might have differentiated in intralacustrine micro-allopatry (Smith and Todd, 1984) involving

evolution of different habitats and spawning times. Independent evidence suggests that intralacustrine speciation is much

more rapid than speciation in most other circumstances (Mayr,

1984; McCune et al., 1984; Smith et al., 1995), possibly because it is driven by competitive selection (Rosenzweig, 1978).

Variability also might be enhanced by relaxed selection during

lake transgression and population expansion (McCune, 1990).

There is a widely cited hypothesis that lacustrine speciation

is driven by cyclic allopatry, with low stages that separate allopatric populations, which diverge, and high stages, which foster dispersal and widespread sympatry (e.g., Mayr, 1963; McCune et al., 1984). The history of the Great Basin includes

numerous pluvial cycles (dozens, if pluvial cycles tracked glacial cycles) during the last 3 My (Imbrie and Imbrie, 1979;

Benson et al., unpublished data; G.I. Smith et al., unpublished

data). The pattern of species abundance and distribution in

Great Basin fishes does not conform to the lacustrine fluctuation model of lacustrine speciation (Mayr, 1984; Smith and

Todd, 1984) because extinction, not speciation, has dominated

Great Basin history (Smith, 1978), perhaps because the arid

parts of the cycle have been so extreme.

The fossil and molecular evidence for an ancient presence (a

criterion suggested by Ricklefs and Schluter, 1993) of most of

the species in the Great Basin also suggests that extinction has

been more frequent than species production. The abundance of

races and subspecies in the Great Basin suggests that frequent

origin and extinction jointly act on populations with limited

ranges. Species with stable habitats or large geographic ranges,

by contrast, tend to be long-term survivors (Jablonski, 1980).

The pattern of morphological change through time, if viewed

on the million-year time scale, would appear to be consistent

with the hypothesis that most morphological changes in species

occurred at the time of initial divergence (Stanley, 1975; Gould

and Eldredge, 1977). Viewed on the thousand-year time scale,

we see early morphological response to changing environments, but slow accumulation of characters that may be capable of sustaining long-term individuality.

TEMPORAL SCALE OF SPECIES DIFFERENTIATION IN THE

GREAT BASIN.—These cases suggest a model in which Great

Basin fish differentiation was distributed broadly across pluvial

cycles of the last 3 My. Through time, some fraction of the new

forms went extinct, and some species and subspecies introgressed into relatives during extinction episodes. Some of these

diverged again during pluvial and early postpluvial episodes.

The net result is abundant geographic variation cycling through

time, as seen in the fossil record, combined with low species

diversity, as seen in Great Basin fishes today (Miller, 1959).

The fossil record indicates that throughout the million-year

time scale, net changes have been slow. Geographic variation

shows that during the thousand-year time scale, some morphological changes in oligogenic and ecophenotypic traits have

been rapid (Hubbs and Miller, 1948b; Bell, 1994). It is possible

that bony characters seen in the fossil record are multigenic and

evolve more slowly than oligogenic meristic, color, and shape

characters that differentiate subspecies. It is also likely that

body shape, scale, and fin characters fluctuate, perhaps ecophenotypically, which is consistent with the random-walk hypothesis (Bookstein et al., 1978). Fluctuating variations observed

during a time scale of hundreds of years (Bell and Haglund,

1982; Bell et al., 1985; Bell, 1994) and decades support this

hypothesis (Figure 12). Small, rapid changes are expected in

short-term studies, in contrast to slow changes expected in

long-term studies (Gingerich, 1986), in part because genetic

variation is consumed by selection (Lewontin, 1974).

These differences in amounts of change as a function of time

are observed in empirical studies in the laboratory as well as in

comparisons of paleontological rates (Gingerich, 1986). Random fluctuation was not one of the hypotheses considered by

early students of Great Basin fishes: Hubbs (1940:211) saw

"orderly adjustment under the control of environment" not

"aimless wandering of genes through the organic world." Studies of morphological fluctuations in the fossil record (Figure

12; Bookstein et al., 1978; Chernoff, 1981; Bookstein, 1986;

Bell, 1994) and complex biogeographic patterns in the Great

Basin suggest a model of rapid adaptive response to changing

environments but minimal long-term trends because of the high

amplitude and periodicity of the fluctuations.

Conclusions

The Great Basin fish fauna is the most depauperate ichthyofauna in North America, despite being situated on a landscape

ideal for allopatric speciation. Comparison of morphological

subspecies differences (Hubbs and Miller, 1948b; Hubbs et al.,

1974) with paleontological studies of populations through time

indicates that abundant, newly differentiated forms usually fail

to become long-term members of Great Basin biodiversity.

This fauna has not significantly diversified despite repeated

Pleistocene fluctuations in lake levels. The absence of the diversity predicted by repeated environmental change leads to

two conclusions: (1) extinction of small populations is a more

potent long-term force than speciation in fluctuating environments, such as occurred in the Pleistocene Great Basin; and (2)

speciation processes are favored in small populations (Wright,

1940a; Mayr, 1963; Gould and Eldredge, 1977), but during a

time scale of thousands of years, most of this diversity becomes extinct if individuals in small populations cannot disperse among drainages.

A related aspect of these fishes is that western salmonids, catostomids, cyprinids, and cyprinodontids are unexpectedly

lacking in intrinsic reproductive isolation among morphologi-
NUMBER 33 207

cally and ecologically differentiated lineages, some of which

have separate evolutionary histories going back several millions of years (Smith, 1992a). Fluctuations in abundance have

caused frequent hybridization (Hubbs and Miller, 1943; Hubbs,

1955). The frequent exchange of genes through introgression

appears to have maintained some genetic compatibility, even as

it provided variation for adaptations to environmental change.

The extreme isolated allopatry and resulting divergence of

Great Basin fishes permit some calibration of the chronology of

hydrologic history of basins, as sought by Hubbs and Miller.

Molecular divergence estimates, in conjunction with ages of

fossil ancestors, enable the calculation of DNA divergence-rate

estimates in salmonids (0.5% per 1 My) and in cyprinids and

cyprinodontids (1% per 1 My). These results permit percent sequence divergence to be used to calculate a rough chronology

of hydrologic barriers between individual basins, groups of basins, and drainages neighboring the Great Basin. The Rocky

Mountain barrier between Great Basin and eastern North American fishes was crossed at low elevations multiple times between 22 and 12 Ma, according to cyprinid sequence divergences. Major connections among Great Basin, Colorado River,

Rio Grande, Rio Yaqui, and adjacent drainages in the Basin and

Range Province of northern Mexico date from 9 to 5 Ma, based

upon cyprinid divergences. Great Basin and Columbia-Snake

divergences of cyprinids imply that separations occurred early,

11-6 Ma, but that many reconnections occurred during the interim. Two levels of differences between lowland and upland

taxa of the Lahontan and Bonneville Basins imply that major

confluences existed prior to 12-6 Ma and minor headwater connections occurred 4-0.2 Ma. Estimates based upon trout DNA

sequence divergences imply that the Lahontan Basin headwaters were connected to the Columbia River drainage about 0.2

Ma, but Lahontan Basin populations were connected to each

other more recently than 0.2 Ma. The Bear River populations

were connected to the Snake River populations 0.3 Ma, but the

trouts of the Bonneville and Lahontan Basins were connected

4-2 Ma. Cyprinodontoids of the Death Valley system were connected to the lower Colorado River basin and to Mexico several

times in the last 2-3 My and were among basins in the Death

Valley system during the last 0.1-1.3 My. In summary, paleontological and molecular evidence indicates that most Great Basin fish lineages are older than previously thought.

Appendix

The fish species and subspecies of the hydrographic Great

Basin, both fossil and Holocene, are listed below in approximate phylogenetic sequence and are numbered to correspond to

references to them in the text, tables, and figures. Forty-one

forms known only from fossils are indicated by a dagger (|).

An asterisk (*) indicates that the account of the Holocene lineage contains a pertinent fossil record.

CYPRINIDAE

Western Chub Group

Mylopharodon-Lavinia-Hesperoleucus Subgroup

1. ^Lavinia sp. (Secret Valley hitch). This small species is

diagnosed by pharyngeal teeth with corrugated grinding surfaces and by dentaries with flared lateral edges (Smith, 1975,

fig. 19B). Idadon of the Snake River Plain is herein interpreted

as a synonym of Lavinia of the Great Valley ("1" in Table 2).

Idadon and Lavinia share the unique features of corrugated

pharyngeal teeth and flared dentaries, although these features

are more extremely developed in Idadon. Flared dentaries collected from elsewhere on the Madeline Plains, northeastern

California, have been identified as Lavinia and Acrocheilus by

Wagner et al. (1997). The Secret Valley dentaries are more

flared than those from the Snake River Plain. Although highly

variable, the Secret Valley dentaries are more similar to Acrocheilus than to Lavinia (Wagner et al., 1997), but they lack the

abrupt angles of Acrocheilus. {Acrocheilus teeth are not present

among UMMZ specimens from Secret Valley.) The Secret Valley fossils are assigned an age of ~3.5 Ma; this assignment was

based on their correlation with specimens from the Snake River

Plain.

Lavinia + Hesperoleucus is the sister group to Mylopharodon

in the cladogram (Figure 2). Lavinia and Mylopharodon are

known from apparent first appearances on the Snake River Plain

about 6 Ma and 4 Ma, respectively; these ages correlate with the

sequence divergence value of 8.1% (Tables 2, 5) in Figure 14.

Molecular evidence (Table 2) indicates a sequence divergence of 15% between Siphateles bicolor and Lavinia. (See

number 14, below.)

2. ^Lavinia sp. (Carson Valley hitch). A partial left dentary from late Blancan sediments (~3 Ma) and three caudal vertebrae from early Blancan sediments (~5 Ma) were collected in

Carson Valley by T. Kelly. The dentary is 10.5 mm long and

represents a fish about 18 cm in standard length (SL). The

specimen is diagnosed as Lavinia by the flared gnathal ramus,

coronoid process at midpoint of the bone, mesially curved anterior end, and position of eight lateralis pores. The caudal vertebrae are dorsoventrally compressed, with a thick, single longitudinal ridge on the lateral surface of the centrum.

3. ^Lavinia sp. (Cache Valley hitch). Specimens collected

from Cache Valley near Logan, Utah, by J. Stewart Williams of

Utah State University, appear to be large Lavinia. This conclusion is based upon the slightly corrugated grinding surfaces on
208 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

the pharyngeal teeth, the flared dentaries, and the high fin-ray

counts. The distinct morphology and the absence of Pliocene

indicators with these fossils suggest a pre-Blancan, late Miocene age (~6 Ma). McClellan (1977) reported Idadon (herein

treated as a synonym of Lavinia) from the Junction Hills fauna

of the Salt Lake group, near Fielding, Box Elder County, Utah.

The fossils appear to be Hemphillian in age by correlation with

adjacent faunas. Cyprinids similar to Lavinia or Mylopharodon, but not to Gila, have been collected from the Bear River

valley near Georgetown, Idaho, by Sue Ann Bilby and have

been deposited in the collections of the Idaho State Museum of

Natural History. This record supports the age estimate of 6 Ma

assigned to the sequence divergence value of 8.1% in Figure

14.

4. Hesperoleucus symmetricus (Baird and Girard) (California roach). This species lives in the Great Basin only in the

Warner Lakes system, near Adel, Lake County, Oregon. It is

most similar to Hesperoleucus sp. in Goose Lake and the Pit

River drainage (from where it might have been introduced

(Miller, 1959)). Although sometimes placed in Lavinia because

of protein and molecular similarities, the morphological differences and fossil record suggest that Lavinia and Hesperoleucus

are long-different lineages that share molecular similarity (they

differ by only 1.3% sequence divergence) probably because of

introgression.

5. *Mylopharodon Ayres (western chubs). Chubs with

molariform teeth occurred in the Great Basin and in the Snake

River Plain from the middle Miocene through the Pliocene, and

they remain in the Great Valley of California. Fossils of this genus are rare in the Great Basin. |Mylopharodon{l) doliolus

Smith and Kimmel was a large chub with widely spaced,

rounded molariform teeth (Smith et al., 1982, fig. 4E). It was

placed in Mylopharodon because of its molariform teeth, elongate posterodorsal process of the pharyngeal arch, and general

shape of the pharyngeal arch. This form is from the Esmeralda

Formation in Silver Peak Quadrangle, Nevada, and may be as

old as 12 + 2 My. It lacks the derived characters of all Mylocheilus and Mylopharodon (of the Snake River Plain, Great

Basin, Sacramento Basin, northeastern California, and southeastern Oregon) and, therefore, could represent the stem group

leading to Mylopharodon and Siphateles. Mylopharodon lived

in the Honey Lake basin (collected by Todd Yeoman of Sierra

College) and the Snake River Plain during the Pliocene. ^Mylopharodon hagermanensis Uyeno first appeared at Hagerman,

Idaho, on the Snake River Plain about 4.5 Ma. Mylopharodon

conocephalus (Baird and Girard) of the Great Valley (number 5

in Table 2) and Siphateles (of the Lahontan Basin) differ by

10.2% sequence divergence (Figure 2; Table 2). The Miocene

fossil could also be the earliest western relative of eastern cyprinids, from which Mylopharodon conocephalus differs by

42% sequence divergence (Table 2; Dowling, unpublished

data).

Siphateles Subgroup

6. ^Siphateles sp. (chub). Chubs with a single row of pharyngeal teeth on each arch are widespread in the late Miocene

to Holocene fossil record of Nevada. Whole fossils and numerous separate bones similar to Siphateles were discovered in

Barstovian (middle Miocene, -15 Ma) beds of Buffalo Canyon,

Churchill County, Nevada, by Ron and Zachary Jones. These

are the oldest known cyprinid bones in the Great Basin, so they

provide an estimate (underestimate) of the time of vicariance

with the eastern clade of North American shiners, from which

Siphateles differs by more than 30% sequence divergence (Table 2; Dowling, unpublished data). A complete but undescribed

specimen similar to Siphateles is known from the Nevada Test

Site in southern Nye County, Nevada. It is believed to be Miocene in age. Several complete specimens and numerous bones

are known from the late Miocene beds of the Virgin Valley Formation, Humboldt County, Nevada. Unidentified cyprinid fossils are known from Pine Nut Ridge (Douglas County, late

Hemphillian to Blancan) and from the Coal Valley Formation.

The late Hemphillian fossils are estimated to be 6 My old and

may indicate the branch point with Gila, which differs from

Siphateles by an average of 11.5% (s.d. = 2.2%) sequence divergence (Figure 14; Table 2).

7. f Siphateles breviarchus (Cope) (Fort Rock chub). This

is the common cyprinid in the Pliocene sediments of Fossil

Lake, Lake County, Oregon. It has robust pharyngeals that are

similar to those of Mylopharodon. It represents a stage of evolution prior to diversification of the Siphateles bicolor complex. The date of its divergence from Mylopharodon is probably about 10 Ma based on sequence divergence (Figure 14;

Table 2).

8. tSiphateles traini (Lugaski) (chub). This fossil form,

from the late Miocene lacustrine beds in Jersey Valley, Pershing County, Nevada (Lugaski, 1979), is morphologically

somewhat similar to S. bicolor. The zeolite beds in which S.

traini occurs suggest that the fish lived in a shallow, saline, alkaline lake of pH 9, much like Pyramid Lake, Washoe

County, Nevada, in which S. b. obesus currently lives

(Lugaski, 1979). Michael Bell and others have collected a

large cyprinid from the late Miocene part of the Truckee Formation, near Hazen, Nevada (see number 29, below), with robust proportions and fin-ray counts that suggest a relationship

to this group. These late Miocene sites are estimated to be 6

My old (Figure 14).

9. ^Siphateles bicolor (Girard) (tui chub). This polytypic

species is widespread in the Lahontan Basin drainage as S. bicolor obesus, and it also extends into Oregon's lake basins as S.

b. bicolor, and into the Harney Lake and lower Columbia River

basins, where it has been referred to S. b. columbianus. Siphateles bicolor is diagnosed by a single row of pharyngeal teeth.

Cyprinid bones found in indurated sediments of Pyramid and

Winnemucca Lakes and other areas of the Lahontan Basin are

probably Gila bicolor obesus. Fossils related to this species are
NUMBER 33 209

known from the Pliocene of Honey Lake, Lassen County, California, and Mopung Hills, Churchill County, Nevada, and from

numerous Holocene Indian middens reported in the archaeological literature. The Blancan fossils occurred before Pleistocene tectonism began at the Honey Lake site, possibly 3 Ma.

Samples from the Lahontan Basin, from the Owens River,

Mono Lake, Mohave River, and Oregon Lakes basins, and

from the Columbia River, analyzed by Dowling, differ from

each other by 3.1% of the cytochrome b sequence (Table 2).

Siphateles bicolor obesus is widespread throughout the

streams and springs in the Lahontan Basin system, where it

typically has 10-19 short gill rakers, a 5-4 pharyngeal tooth

formula (Hubbs et al., 1974), and distinctive scales. Many unnamed, geographically distinct forms, in addition to the named

taxa summarized below, vary in gill raker number or morphology, scale counts, size, proportions, nuptial characters, and

color patterns. For example, Sulfur Spring, in Diamond Valley,

Eureka County, Nevada, contains a dwarf form with long gill

rakers, complete lateral line, long pectoral fins, and distinctive

colors; it is included with S. b. obesus because a downstream

population has features that are intermediate between it and the

Humboldt drainage forms (Hubbs et al., 1974).

Hubbs and Miller (1948b) reported distinct subspecies in the

valleys of Lake Dixie and Lake Toiyabe, in Big Smokey Valley, and in Railroad Valley in central Nevada, south of the

Lahontan Basin drainage (Figure 4). Another distinct form

lived on the east side of the valley of pluvial Lake Toiyabe in

Lander and Nye Counties, Nevada, along with Rhinichthys osculus lariversi (Lugaski, 1972). (Forms on the west side of the

valley were apparently transplanted into the springs around the

turn of the century; both populations of S. bicolor obesus are

now extinct.)

Just about every isolated population of S. bicolor in the Oregon Lakes has a distinctive combination of characters involving size, body shape, fin shape, gill raker length and number,

and color (Hubbs and Miller, 1948b; Hubbs et al., 1974).

Siphateles bicolor eurysoma (Williams and Bond, 1981) was

named from the Guano Basin, Nevada. The Catlow Valley

chub in Malheur County and the Guano Valley chub in southeastern Lake County, Oregon, are recognized as Siphateles bicolor eurysoma Williams and Bond (1981) (Hubbs and Miller,

1948b). Siphateles bicolor in the Oregon basins vary from

forms with more than 16 gill rakers (Catlow Valley, Guano

Lake, and Warner Lakes basins) to forms with fewer than 16

gill rakers (basins of the lower Columbia River, of Harney,

Klamath, Fort Rock (Fossil), Alkali, and Summer Lakes, and

of Lakes Abert and Chewaucan) (Minckley et al., 1986).

10. ^Siphateles sp. (chub). Pliocene(?) fossil Siphateles

from Duck Valley, Washoe County, Nevada, is estimated herein

to date from 2 Ma. Specimens like the modern Siphateles of the

Lahontan Basin occur in Humboldt Canyon below the Lava

Creek tephra, which was deposited 665 ± 10 Ka (Izet, 1981;

Izet et al., 1992) and the Brunhes-Matuyama geomagnetic reversal, 780 Ka (Baksi et al., 1992). Oregon and Nevada specimens differ by 3.1% sequence divergence (Table 2). G.I. Smith

and colleagues of the United States Geological Survey (USGS)

recovered a specimen from the Searles Lake core (R.R. Miller,

pers. comm. to G.R.S., 1999).

11. jSiphateles bicolor subsp. (chub). Gobalet and Negrini

(1992) reported a distinct but undescribed fossil form of S. bicolor from the Chewaucan Basin of southern Oregon; the form

was stated to be more than 10 Ky old. Modern specimens of

Siphateles from Oregon and Nevada differ from each other by

3.1% sequence divergence (Table 2). Modern representatives in

the Chewaucan, Alkali, and Fort Rock Basins (Figure 4) are

similar to each other (Hubbs and Miller, 1948b).

12. * Siphateles mohavensis Snyder (Mohave tui

chub). This distinct chub was originally described as a species from the Mohave River in the valley of pluvial Lake Mohave. It has eight anal-fin rays, uniserial teeth, and 18-29 gill

rakers. Its numerous gill rakers characterize a plesiomorphic

condition retained from its lacustrine ancestor (Hubbs and

Miller, 1948b). Otherwise, it is similar to tui chubs (Miller,

1973). Fossils related to this form were reported from sediments of China, Manix, and Searles Lakes by Buwalda (1914),

Blackwelder and Ellsworth (1936), and Flint and Gale (1958).

Numerous isolated bones collected by D.F. Hewett and D.W.

Taylor from Lake Manix beds represent this species and have

osteological characters like the Siphateles figured by Miller

(1973). Teeth and vertebrae recovered by B. Leatham from

"Lake Mohave" (also called Soda Lake) north of Baker, California, dated at 20 Ky B.P., are most likely from this species.

Late Pliocene tui chub bones associated with Catostomus and

Chasmistes from the White Hills near Airport Lake, Inyo

County, California, may be the same as the Soda Lake form.

13. *Siphateles bicolor snyderi (Miller) (Owens tui chub).

This chub inhabits springs and creeks of the Owens River

drainage, Inyo and Mono Counties, California. Small lateral

line scales, distinctive lateral radii on the scales, few dorsaland anal-fin rays, a distinctively shaped pharyngeal arch, and

usually 10-14 gill rakers diagnose this form. It is most similar

to Siphateles bicolor obesus in the East Walker River, from

which Miller (1973) presumed it was derived. Fragments assumed to represent the Owens River Siphateles were recovered

throughout the Pleistocene Owens Lake core (Firby et al.,

1997). Holocene Indian middens along the nearby Alabama

Hills in Inyo County, California, contain abundant remains of

this tui chub and Catostomus fumeiventris, but no other fishes.

14. ^Siphateles sp., (Mono Basin chub). Pliocene fossil

bones from Mono Lake basin and Miocene to Pleistocene sediments of Carson Valley are clearly plesiomorphic Siphateles.

The dentaries from both sites are similar to each other and are

sufficiently distinct from other Siphateles to be regarded as a

single, different species (see number 15, below; to be described

by K. Gobalet). The Mono Basin sample of Siphateles now includes hundreds of identifiable specimens. They are similar to

Gila crassicauda but are different from other Gila and other

Siphateles in the distinct robustness of the anterior ramus of the
210 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

dentary and in the anterior position of the dorsal mental foramen; the anterior edge of the coronoid process is angled more

posteriorly in Gila. The masticatory platform of the basioccipital is similar to Mylopharodon in the obtuse angle of the posterolateral processes at the origin of the caudal process; this part

of the bone matches Siphateles rather than Mylopharodon. The

pharyngeal arches bear a single row of teeth, which are robust,

somewhat rounded, and reach large size (to 9 mm). These teeth

indicate the fossil species had a larger maximum size than the

modern record of 42 cm in total length for this species (Sigler

and Sigler, 1987). We estimate the age of these fossils to be

about 8 My old (based upon the morphological differences described here), which places them closer to the branch point

with Mylopharodon than with Gila. A large, straight dentary

and molariform pharyngeal teeth attributed to Mylopharodon

by Miller and Smith (1981) might be large Siphateles with long

jaws and rounded teeth.

15. ^Siphateles sp. (Carson Valley tui chub). Abundant

Carson Valley materials are known from the early Blancan

Buckeye Creek local fauna, the late Blancan Fish Spring Flat

local fauna, and the early Irvingtonian Topaz Lake local fauna,

Douglas County, Nevada. They are distinctive in their robust

and posteriorly angular pharyngeals, somewhat like the Mono

Basin forms. The dentary shows a more anterior position of the

dorsolateral mental foramen than other forms, except those

from Mono Basin. The masticatory plates of the basioccipitals

are rounded ventroposteriorly, like fossil Siphateles from the

Mono Basin and Humboldt River canyon and from Holocene

forms from some Lahontan Basin localities and the Sacramento

River drainage. The Carson Valley forms are estimated to have

lived 5, 3, and 1 Ma.

16. ^Siphateles bicolor pectinifer (Snyder) (lake minnow). This lacustrine tui chub was described by Snyder

(1917a) and placed in the distinct genus Leucidius. It can be distinguished by its long, numerous gill rakers (29-36) and by its

usually 5-5 pharyngeal-teeth pattern. It is sympatric with S.

obesus (Snyder, 1917a; Hubbs et al., 1974:143-150). Extensive

introgression has eliminated recognizable individuals of this

form in Eagle Lake and has reduced its distinctiveness in Lake

Tahoe, Walker Lake, and Pyramid Lake. The presence of hybrid

pharyngeals in ancient Indian middens (Hubbs, 1961; Smith,

1985) is evidence that the parental forms hybridized but maintained their differences for thousands of years (Hubbs, 1961).

Remnant populations of S. b. pectinifer in different, unconnected habitats suggests that the ecologically significant differences are genetically based (Hubbs, 1961; Hubbs et al., 1974).

17. Siphateles bicolor vaccaceps (Bills and Bond) (Cowhead

Lake tui chub). This unique population was discovered by

Hubbs and Miller (1948b) in Cowhead Lake, Modoc County,

California. It is characterized by its small size (less than 12 cm

SL), numerous, short gill rakers (19-25), and small scales. It is

most similar to the unnamed chub in Warner Valley (to which

Cowhead Lake was tributary in pluvial times), but that form

has longer gill rakers (Bills and Bond, 1980).

18. Siphateles bicolor newarkensis (Hubbs and Miller)

(Newark tui chub). This chub is the only native fish in the

springs of the main basin of pluvial Lake Newark, in White

Pine County, Nevada. It is characterized by having few, short,

thick gill rakers, a usually complete supratemporal canal, long

pectoral fins, and small size (less than 10 cm SL) (Hubbs and

Miller, 1972; Hubbs etal., 1974).

19. Siphateles bicolor euchilus (Hubbs and Miller) (bigmouth tui chub). This is the sister form to S. b. newarkensis,

with which it shares many features. It is found in springs of

Fish Creek (Little Smokey) valley in the southwestern part of

the valley of pluvial Lake Newark (southeast corner of Eureka

County, Nevada). It is characterized by relatively large size

(10-15 cm SL), especially anteriorly; large fins, especially the

pectorals; and large scales (Hubbs and Miller, 1972; Hubbs et

al., 1974).

20. Siphateles bicolor isolatus (Hubbs and Miller) (Clover tui

chub). This represents one of two species found in Independence Valley, Elko County, Nevada, in the valley of pluvial

Lake Clover. Siphateles b. isolata is small, with intermediatelength gill rakers reduced to about 11. It shares characteristics

with S. b. newarkensis and S. obesus of nearby Bishop Creek of

the Lahontan Basin drainage (Hubbs and Miller, 1972; Hubbs

etal., 1974).

21. Siphateles alvordensis (Hubbs and Miller) (Alvord

chub). This species inhabits creeks in the Alvord Basin of

Malheur County, Oregon, and adjacent Humboldt County, Nevada. It is characterized by uniserial teeth, small, embedded

scales with radii in all fields, usually seven dorsal and anal fin

rays, and numerous, short gill rakers (16-22) (Hubbs and

Miller, 1972).

22. Siphateles boraxobius (Williams and Bond) (Borax Lake

chub). This small fish occurs in Borax Lake, Alvord Basin,

Malheur County, Oregon. The diagnosis includes a large head,

large eyes, small caudal peduncle, and a reduced lateral line.

The species shares general characters with S. alvordensis, but it

has fewer gill rakers, fewer lateral line scales, and fewer pectoral-fin rays, like many dwarf populations of Siphateles (Williams and Bond, 1980).

Gila-Acrocheilus-Klamathella Subgroup

23. *Gila atraria (Girard) (Utah chub). This variable,

abundant species is widespread in the Bonneville Basin and upper Snake River above Shoshone Falls. It is distinctive in its

2,5-4,2 pharyngeal teeth with grinding surfaces, 9 dorsal-fin

rays, 8 anal-fin rays, and 8-16 gill rakers. It is locally divergent

and polymorphic in its mtDNA. The Bear River population diverged from the Bonneville Basin populations more than 2 Ma,

well before the complex Late Quaternary interactions between

the Bear River and Lake Bonneville (Bouchard et al., 1998).

The fossil record of Gila atraria is known back only to the late

Pleistocene Black Rock Canyon, Smith Canyon, and Homestead Cave faunas in the Lake Bonneville drainage basin, Utah
NUMBER 33 211

and Nevada (Smith et al., 1968; Mead et al., 1982; Broughton,

2000a, 2000b).

24. Gila jordani Tanner (Pahranagat roundtail chub). This

species lives in Ash Springs, Crystal Lake, and (formerly) Hiko

Springs, all in Pahranagat Valley, pluvial White River system,

Lincoln County, Nevada (Tanner, 1950). It has the unique combination of Gila robusta morphology and G. cypha and G.

atraria mtDNA (Table 2); this unique combination is diagnostic for the species. Gila jordani is sympatric with Lepidomeda

altivelis, Rhinichthys osculus, Catostomus clarki, and Crenichthys baileyi grandis (LaRivers, 1962). It has been regarded as a

subspecies of Gila robusta, with which it was presumably connected via the pluvial White River during the last 10 Ky

(Hubbs and Miller, 1948b). The principle of individuality of

distinct forms of hybrid origin, as applied to Gila seminuda

(DeMarais et al., 1992), suggests that although Gila jordani has

been separated for only 35 Ky, it should be recognized as a species with a unique history because of its unique combination of

apomorphies.

Gila (or Moapa) coriacea, the Moapa dace, is a localized relative of Gila robusta (Figure 2) and G. intermedia that inhabits

warm springs in the Moapa River, which is the former lower

course of the pluvial White River channel in northern Clark

County, Nevada. It is not a current member of the Great Basin

fauna, but it is geographically peripheral and is a relative of

Gila jordani. Moapa was named by Hubbs and Miller (1948b)

who considered it to be related to Agosia, Rhinichthys, and Gila.

According to the molecular cladogram (Figure 2), it is a member of the Gila clade. A Pliocene or Pleistocene fossil opercle of

the Gila group was collected by G.R. Smith from sediments exposed in a roadcut near the town of Moapa, Nevada.

25. *Klamathella sp. (chub). Klamathella fossils are found

in Pliocene sediments at Honey Lake, Madeline Plains, and Alturus, California. The fossils are diagnosed by their Gz7a-like

pharyngeal bones with two rows of pharyngeal teeth. Fossils

from the Salt Lake group (~6 Ma) at Junction Hills, Box Elder

County, Utah, were reported by McClellan (1977); they are

similar to fossil Klamathella from the Snake River Plain. Klamathella was formerly a subgenus of Gila, which was erected

for G. coerulea. We hereby raise it to generic rank on the basis

of molecular evidence that Klamathella and Acrocheilus are

sister groups (Figure 2). Separation of Klamathella from Gila

makes Gila monophyletic.

26. *Acrocheilus alutaceus Agassiz and Pickering

(chiselmouth). This is a Snake River and Columbia River

species that also lives in the Harney-Malheur Basin. The basin

was cut off from the Malheur River, a tributary to the Snake, by

rather young volcanics (less than 1 Ma, Luedke and Smith,

1982). McClellan (1977) found Acrocheilus teeth in sediments

of the Salt Lake group in the Junction Hills, Box Elder County,

Utah. Fossils reported as Acrocheilus from the Madeline Plains

in northeastern California (Wagner et al., 1997) may be highly

variable Lavinia.

In the molecular phylogeny (Figure 2), Acrocheilus is the

sister of Klamathella coerulea, and together they are sister to

the Gila clade. Acrocheilus and Klamathella differ by 6.4% in

their cytochrome b sequence (Table 2); fossils show that the

apomorphic jaw-shape of Acrocheilus was well established on

the Snake River Plain 7 Ma (Smith et al., 1982), indicating divergence from Klamathella (plesiomorphic) occurred prior to

that date.

27. "fGila turneri (Eastman) (chub). This fossil form is

known from the Miocene Esmeralda Formation of south-central Nevada. Specimens are also known from slightly older

(-12 Ma) lacustrine beds of Stewart Valley, Mineral County,

Nevada. It is characterized by a slender caudal peduncle and 10

anal-fin rays. Gila turneri was assigned to Richardsonius by

LaRivers (1962), but, based upon the large anal fin, it could be

related to Colorado River Gila, which differ from other Gila by

an average of about 6% sequence divergence.

28. f Gilail) esmeralda LaRivers (chub). This species from

the Miocene (-12 Ma) Esmeralda Formation may be related to

Siphateles. It has 8 anal-fin rays, the dorsal fin in advance of

the pelvics, and a deep caudal peduncle (Lugaski, 1977, 1979;

Smith and Miller, 1985). Gila and Siphateles differ by an average of about 11% sequence divergence (Table 2).

29. f Gila{l) sp. (chub). A large chub, greater than 40 cm

long, with 8 anal-fin rays, 9 pelvic-fin rays, long dentaries, and

blunt, slightly hooked pharyngeal teeth with no grinding surface was collected by Michael Bell from the Truckee Formation southeast of Ferndale, Nevada, in the Hemphillian Quarry

(N81) along with numerous sticklebacks (~6 Ma). A similar

fish was collected nearby by J. Platt Bradbury from the EaglePicher Mine in the Clarendonian section (~12 Ma) of the

Truckee Formation (Axelrod, 1956). The Bell specimen has

dentaries like those of Gila or Siphateles, but it has extremely

short articular angulars, like those of Ptychocheilus or Mylopharodon. These forms could be related to Siphateles from

Mono Lake and could be near the stem group for Gila, Ptychocheilus, Siphateles, and Mylopharodon, judging from the

shape of the angulars and the dentaries. Siphateles, Mylopharodon, Ptychocheilus, and most Gila differ from each other by an

average of about 10%—12% sequence divergence.

Ptychocheilus—Relictus—Eremichthys Subgroup

This group is not monophyletic in the analysis from which

Figure 2 was drawn, because Ptychocheilus is polyphyletic in

that tree. The possibility that Ptychocheilus is paraphyletic is

supported by the existence of fossils from 15 Ma bearing Ptychocheilus apomorphies (Smith et al., 2000), but the issue is in

need of further study.

30. * Ptychocheilus oregonensis (Richardson) (northern pikeminnow). This Snake River-Columbia River species also

lives in the Harney-Malheur Basin. Ptychocheilus occurred in

the Pliocene Mono Basin, Alturus Basin, Madeline Plains, and

Secret Valley, California (Wagner et al., 1997). It is known from

Miocene (15 to ~6 Ma) and Pliocene (5.5 to 3 Ma) deposits in
212 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

the Columbia River and Snake River basins (Smith et al., 1982;

Smith et al., 2000). Numerous Miocene to Pliocene sites in Carson Valley, Douglas County, Nevada (Kelly, 1994), have

yielded Ptychocheilus dentaries, quadrates, vertebrae, a tooth,

and a neurocranium. During this study a single vertebra was

identified from Miocene deposits in Brady Park, Churchill

County, Nevada. McClellan (1977) identified long, slender, caniniform pharyngeal teeth from the Miocene Salt Lake group in

the Junction Hills, Box Elder County, Utah, as Ptychocheilus.

Living Ptychocheilus oregonensis differ from their cladistic relatives by an average of 11.2% (s.d. = 2.1%) sequence divergence (Figure 14; Table 2). The oldest known fossil Ptychocheilus bears a well-constrained date of 15 Ma from the

Columbia Basin (Smith et al., 2000).

31. Relictus solitarius Hubbs and Miller (relict dace). This

small fish is endemic to Ruby and Butte Valleys (pluvial lakes

Franklin and Gale) and to Goshute and Steptoe Valleys (pluvial

lakes Waring and Steptoe); each of the four valleys compose

parts of both Elko and White Pine Counties, Nevada (Hubbs

and Miller, 1972). Relictus displays the western spring morphotype: small size (usually less than 10 cm SL), small

rounded fins, no barbels, reduced lateral line, and scales not in

orderly rows. It also has distinctive, cone-like nuptial tubercles

on the head and pectoral fins (Hubbs and Miller, 1972). According to mtDNA evidence, it may be cladistically, but distantly related to Eremichthys (sequence divergence = ~15%),

but its sequence is phenetically more similar to Gila robusta

(sequence divergence = -11%) (Table 2). The data indicate that

it is an ancient relict (Figure 2), as concluded by Hubbs and

Miller (1972).

32. Eremichthys acros Hubbs and Miller (desert dace). This

is a highly localized endemic of Soldier Meadows, in the northwestern part of the Lahontan Basin. It is diagnosed by its small

size (usually less than 6 cm SL), laterally broad pharyngeal

arches, uniserial teeth, and specialized sheaths on the jaws

(Hubbs and Miller, 1948b). According to parsimony cladistic

analysis of mtDNA data, its closest relatives are Relictus (sequence divergence = 15%) and Ptychocheilus (sequence

divergence = 14%), but it also shares 13% similarity with several species of Gila. These data indicate that it is an ancient

relict, as suggested by Hubbs and Miller (1948b).

Snyderichthys-Lepidomeda Group

33. Lepidomeda albivallis Miller and Hubbs (White River

spinedace). This species was found in springs and their effluents in the upper White River valley of White Pine and Nye

Counties, Nevada (Hubbs and Miller, 1960), but it is now extinct. It differs from its sister species, Lepidomeda altivelis and

L. mollispinis, from elsewhere in the Virgin-White drainage,

by 0.5 % sequence divergence (Table 2). It lived with Rhinichthys osculus, Catostomus clarki, and Crenichthys baileyi.

34. Lepidomeda altivelis Miller and Hubbs (Pahranagat

spinedace). This localized species, now extinct, lived in the

Ash Spring and Pahranagat Lake area of the White River valley, in Lincoln County, Nevada (Hubbs and Miller, 1960). It

differed from its sister species, Lepidomeda albivallis, by having (on average) a more oblique mouth, a sharp snout, less dark

pigment, and a larger and more pointed dorsal fin with a stronger spine.

35. Snyderichthys copei (Jordan and Gilbert) (leatherside

chub). This apparently paraphyletic species is endemic to the

Bonneville Basin, upper Snake River, and Little Wood River

drainages in Utah, Wyoming, and Idaho. Its generic affinities

have been ambiguous (Miller, 1945a), but Hubbs and Miller

(1960) suggested a relationship to Lepidomeda. Snyderichthys

shares mtDNA similarity at the level of 5% sequence divergence with the Virgin River Lepidomeda, which provides an

important clue to its relationships and to western biogeography.

Snyderichthys and the Virgin River and White River Lepidomeda spp. differ from Lepidomeda vittata of the Little Colorado River and from more plesiomorphic members of the plagopterin clade (Simons and Mayden, 1997; Dowling et al.,

2002) by 8%-9% sequence divergence (Figure 2; Table 2).

This pattern of relative similarity in mtDNA indicates the relationships among the northern and southern members of this

species are complex (Dowling et al., 2002). The Bear River and

Snake River populations are more similar to Virgin River

drainage Lepidomeda (5% sequence divergence) than to Sevier

River and other Bonneville Basin Snyderichthys (11%-12% sequence divergence; Table 2), suggesting there has been independent loss of spines or introgressive transfer of mtDNA in

Snyderichthys. This pattern of mtDNA similarity supports

other evidence for a former drainage connection between the

upper Snake River and the Virgin-White drainage of the

Mio-Pliocene Bouse Embayment (see "Discussion"). Additional evidence of this connection is the presence of the Muddy

Creek Formation from the Lake Mead area to the southwestern

Escalante Desert of the Bonneville Basin, prior to 4 Ma (Spencer Reber, pers. comm. to G.R.S., 1999).

lotichthys-Richardsonius—Rhinichthys—Mylocheilus Group

36. Iotichthys phlegethontis (Cope) (least chub). This small

species is endemic to the Bonneville Basin. It was formerly

known from eastern tributaries to the Great Salt Lake south to

Snake Valley and Juab County, Utah. It shares a unique morphological character, namely retarded closure of the posterior

cranial fontanel by the parietal, with Gila atraria (Coburn and

Cavender, 1992:346), but it shares its mtDNA haplotype with

Richardsonius (sequence divergence 9% with R. balteatus;

18% with G. atraria) (Figure 2; Table 2). Incongruent morphological and molecular characters suggest there has been introgressive transfer of either morphology or mtDNA from either

Gila atraria or Richardsonius (respectively) to Iotichthys (Figure 2 versus Figure 3).

37. *Richardsonius balteatus balteatus (Richardson) (Columbia redside shiner). This subspecies is characterized by its

long anal fin. It lives in the Columbia River drainage and in the

Great Basin. In the latter, it inhabits the Silvies River of the
NUMBER 33 213

Harney-Malheur Basin (Bisson and Bond, 1971). We infer that

it dispersed north from the Columbia Basin postglacially because it is not in northern refugia. Although Richardsonius is a

solely western North American genus, it is closest to eastern

North American Clinostomus (sequence divergence = 12%;

Dowling, unpublished data). There is a fossil record of the R.

balteatus lineage from the Pliocene (~3.5 Ma) of the Snake

River Plain (Smith et al., 1982).

38. * Richardsonius balteatus hydrophlox (Cope) (Bonneville

redside shiner). This subspecies differs from R. b. balteatus

in having fewer anal-fin rays. It is found in the Bonneville Basin, in isolated creeks of the Harney-Malheur Basin, and above

barrier falls in the Snake River drainage and in the South Fork

of the John Day River in Oregon (Bisson and Bond, 1971). The

presence of relicts of this subspecies above various barrier falls

in the Columbia River drainage suggests that the plesiomorphic

morphology of this subspecies represents an earlier form than

its sister subspecies, R. b. balteatus. It presumably dispersed

after connection of the Snake River to the Columbia River

about 2 Ma, but before formation of the falls and other causes

of isolation in the late Pleistocene. A fossil right pharyngeal

arch of R. balteatus, presumably R. b. hydrophlox, was recovered by G.R.S. from Wisconsinan deposits in Homestead Cave,

northern Bonneville Basin (Broughton, 2000a).

39. Richardsonius egregius (Girard) (Lahontan redside). This small shiner and its cohabitant in the Lahontan

Basin, Catostomus tahoensis, are the only widespread endemic

species of the Great Basin. Their absence from surrounding basins is (weak) evidence against low-elevation drainage connections between the Lahontan Basin and other basins in the last

several million years. Richardsonius egregius is abundant in diverse habitats, but it has not differentiated as much as Siphateles or Rhinichthys. It differs from its sister species, R. balteatus, primarily in its smaller body size and smaller fins.

40. Rhinichthys cataractae (Valenciennes) (longnose

dace). This one of the most widely distributed fishes in North

America, especially in the eastern and northern parts of the

continent. Within the Great Basin, it is found in the northeastern Bonneville Basin, specifically the Provo River, and northward into Utah, Idaho, Wyoming, and the Harney-Malheur Basin of Oregon.

Rhinichthys {Apocope) osculus (Girard) (speckled

dace). This is a ubiquitous, polytypic species in the Great Basin and surrounding waters; its subspecies are summarized in

the entries to follow. Geographic and ecophenotypic variation

is extreme in Great Basin representatives of this species

(Hubbs et al., 1974). The general pattern of variation usually

trends toward one of two ecological morphotypes. The lotic

morphotype has a well-developed frenum and barbels, 2,4-4,2

pharyngeal teeth, small scales, medium-sized fins, and a fusiform body shape that is adapted to rheophilic life. The lentic

morphotype is a reductively evolved form; it has a reduced frenum, barbels, and lateral line; 1,4-4,1 teeth; small, rounded

fins; small body size; and inhabits quiet, isolated waters

(Hubbs et al., 1974; Miller, 1984:15). The following subspecies

represent only part of the variation in the group.

41. Rhinichthys osculus carringtoni (Cope) (Bonneville

speckled dace). This subspecies name applies not only to

Bonneville Basin, upper Snake River, and most Harney-Malheur Basin populations, but also to the lower Snake River and

some Columbia Basin populations. This morphotype is probably an early form of the genus. The features of the lotic morphotype, listed above, characterize R. o. carringtoni; however,

the Harney-Malheur Basin fish are smaller and have reduced

barbels, especially in Warm Springs (Bisson and Bond, 1971).

Hubbs and Miller (1948b) suggested that the Warner Basin

contains three subspecies ofR. osculus.

42. Rhinichthys osculus adobe (Jordan and Evermann)

(Sevier speckled dace). This dace of the southern Bonneville

Basin is distinctive in its large head, large, horizontal mouth,

flat snout, and many pigment differences (Hubbs et al., 1974).

43. Rhinichthys osculus velifer Gilbert (Pahranagat terete

dace). This dace inhabits the swift water outflow of Ash

Springs, in Pahranagat Valley, Lincoln County, Nevada. The

fish is slender, with barbels, a frenum, and large, falcate fins

(Miller, 1984:15,17-18).

44. Rhinichthys osculus robustus Rutter (western speckled

dace). This name was applied to the form of Rhinichthys osculus of the Sacramento River, Lahontan Basin, and some associated drainages by Snyder (1917a) and Hubbs et al. (1974). It

is characterized by possession of barbels and usually 1,4-4,1

pharyngeal teeth. Prior to 3.2 Ma, the Sacramento and Lahontan drainages were connected by a pass at the head of San

Joaquin Canyon in Mono and Madera Counties, California

(G.I. Smith, pers. comm. to G.R.S.). The form in Soldier

Meadows, Humboldt County, Nevada, shows possible evidence of introgression—it usually has the normal tooth formula

of 1,4-4,1, but a unique specimen has 0,5-4,0, like sympatric

Eremichthys acros (Hubbs and Miller, 1948a: 17).

45. Rhinichthys osculus nevadensis (Gilbert) (Amargosa

speckled dace). This fish lives in Ash Meadows, Nye County,

Nevada. It is small, with barbels, large scales, an incomplete

lateral line, 1,4-4,1 teeth, and no frenum. Its closest relative

was Rhinichthys osculus deaconi (Las Vegas dace), which was

endemic to Las Vegas Creek and Las Vegas Springs, which

were tributary to the Colorado River (Hubbs and Miller, 1948a;

Miller, 1984). The Amargosa and Las Vegas drainages are connected by the Indian Springs Basin, a large section of which

was captured by, and is now a tributary to, the Amargosa River

(Gilluly, 1929:682; Miller, 1946a). The similarity of the subspecies R. o. deaconi and R. o. nevadensis indicates a confluence of fish habitat and gene flow occurred between the Las

Vegas and Indian Springs Valleys, probably in the pass occupied by the old railroad bed and Highway 95 east of Indian

Springs.

46. Rhinichthys osculus deaconi Miller (Las Vegas speckled

dace). This subspecies (now extinct) was endemic to Las Vegas Creek and Las Vegas Springs, which were tributary to the
214 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Colorado River in pluvial times. It was characterized by a

uniquely rounded anal fin, large scales, small pectoral fins,

1,4-4,1 teeth, no barbel or frenum, and an incomplete lateral

line (Miller, 1984).

47. Rhinichthys osculus reliquus Hubbs and Miller (Grass

Valley speckled dace). This form lived in the valley of pluvial

Lake Gilbert, Lander County, Nevada, and is probably extinct.

It lacked barbels and had a much-reduced lateral line (Miller,

1984).

48. Rhinichthys osculus oligoporus Hubbs and Miller (Clover

Valley speckled dace). Clover Valley is in the valley of pluvial Lake Clover, Elko County, Nevada. Rhinichthys osculus

oligoporus lacks barbels and has a reduced lateral line (Miller,

1984).

49. Rhinichthys osculus lethoporus Hubbs and Miller (Independence Valley speckled dace). This subspecies lives in Independence Valley, a tributary to the valley of pluvial Lake

Clover, Elko County, Nevada. It was apparently derived from

R. o. robustus of the Lahontan Basin drainage (Hubbs et al.,

1974). It is small and compressed, lacks a frenum and barbels,

and has a reduced lateral line.

50. Rhinichthys osculus lariversi Lugaski (Big Smokey

speckled dace). Described as a new species by Lugaski

(1972), this form was regarded as a subspecies by Hubbs et al.

(1974) and Miller (1984). It lives in the valley of pluvial Lake

Toiyabe in Lander and Nye Counties, Nevada. This fish has

62-70 lateral scale rows, 1,4-4,1 pharyngeal teeth, 8 dorsal-fin

rays, 7 anal-fin rays, no frenum, and variable development of

barbels and lateral line. The Lahontan form ofR. o. robustus is

its closest relative; Hubbs and Miller (1948b) hypothesized that

R. o. lariversi gained access to the valley of Lake Toiyabe

through a stream connection with the valley of Lake Gilbert, on

its northern border. The taxon is unusual in that it coinhabits

the springs on the east side of the valley with a local form of

Siphateles bicolor obesus. In most areas of the western Great

Basin only a single form of Rhinichthys or Siphateles exists in

a given spring, or Siphateles lives in the spring and Rhinichthys

lives below the spring outflow.

51. Rhinichthys osculus moapae (Williams) (Moapa

dace). This subspecies was described from the Moapa River,

Clark Covmty, Nevada. It is a rheophile aivd has barbels, a frenum, falcate fins, and silver coloration (Williams, 1978).

52. Rhinichthys osculus subsp. (Meadow Valley Wash

dace). This inhabitant of springs in Lincoln County, Nevada,

is a large dace with small scales, a complete lateral line, a frenum, barbels, 1,4-4,1 pharyngeal teeth, and 37-39 vertebrae

(Miller, 1984).

53. Rhinichthys osculus subsp. (Pahranagat speckled

dace). The subspecies occurs in Lincoln and Clark Counties,

Nevada. It has rather large scales, small fins, an incomplete lateral line, and reduced number and size of barbels, but it has

2,4-4,2 pharyngeal teeth (Miller, 1984).

54. Rhinichthys osculus subsp. (White River shortfin

dace). The dace that lives in quiet waters of the White River

valley in White Pine County, Nevada, is an undescribed subspecies with robust body, small rounded fins, no barbels, no

frenum, and 2,4-4,2 pharyngeal teeth (Miller, 1984).

55. Rhinichthys sp. (Deep Creek dace). This endemic species has been collected in the western Bonneville Basin, from

Fish Springs to Snake Valley. It differs from other robust Rhinichthys osculus in color, body shape, meristics, and 2,4-4,2

pharyngeal teeth (R.R. Miller and G.R. Smith, unpublished

data).

56. ^Mylocheilus inflexus (Cope) (Chalk Hills chub). This

fossil form of Mylocheilus from Idaho and Nevada is similar to

Mylopharodon (Appendix, number 5) in the possession of molariform teeth. The two lineages may have hybridized in the

past, according to molecular and fossil evidence (Dowling and

Smith, unpublished data). Mitochondrial DNA data indicate

that Mylocheilus caurinus (number 58 in Table 2) belongs in

the shiner clade with Richardsonius (sequence

divergence = 33%, Table 2). Miocene(?) chub pharyngeals

from Brady Pocket (Churchill County, Nevada, collected by

Charles Dailey) are similar to specimens of M. inflexus from

the late Miocene (~7 Ma) Snake River Plain (Smith et al.,

1982, fig. 4A). This suggests a Miocene connection existed between central Nevada and the Snake River Plain.

57. jMylocheilus sp. (chub). A pharyngeal arch and teeth

of a Mylocheilus, intermediate between M. inflexus and M. robustus, were collected from the Salt Lake group at Junction

Hills, Box Elder County, Utah (McClellan, 1977). Correlation

with other Mylocheilus suggests that the Junction Hills fauna is

Hemphillian in age. The presence of this form and fossil

Ameiurus in the fauna agrees with molluscan evidence for a

Miocene connection and subsequent isolation between waters

in northern Utah and the western Snake River Plain (Taylor,

1966).

58. ^Mylocheilus robustus (Cope) (baby-jaw chub). This

species was described from late Miocene and Pliocene pharyngeal arches from the Snake River Plain; the arches are large

and have molar teeth. Similar arches with molariform teeth are

in beds dated from the late Clarendonian to Hemphillian in the

Virgin Valley Formation, Nevada. A single tooth fragment

from the Barstovian to Hemphillian age in Esmeralda Formation equivalent beds of Stewart Valley, Nevada, may represent

this species (but see Mylopharodon from the Esmeralda Formation). Mylocheilus robustus is replaced in the modern Snake

River and Columbia River drainages by Mylocheilus caurinus.

CATOSTOMIDAE

59. fDeltistes sp. (Fort Rock Lake sucker). Rare maxillae

and dentaries from Pliocene localities at Fossil Lake, Fort Rock

Basin, Oregon, have characters that separate these fish from the

abundant Chasmistes in the basin. The maxilla has a posteriorly

directed premaxillary process and a general shape similar to

Deltistes luxatus of Klamath Lakes basin. The ventral keel of

the maxilla is prominent anteriorly; the dorsal keel is weak,
NUMBER 33 215

with a long convex slope anteriorly. The dentaries are shorter

and more robust than those of the Chasmistes clade, with the

gnathal ramus deflected mesially and lacking a ventral concavity. An almost complete Weberian apparatus, similar to that of

the Deltistes clade of the Snake River Plain, was collected by

Sue Ann Bilby from sediments of the Salt Lake group, near

Georgetown, Idaho.

60. * Chasmistes cujus Cope (cui-ui). This is a large planktivore in Pyramid Lake that formerly occupied Lake Lahontan

and its postpluvial remnants. It has the most specialized morphology among the Holocene species in the genus. Fossil dentaries, vomer, pterotic, and vertebrae from sediments of the

Humboldt River canyon confirm the presence of Chasmistes in

the pre-Lahontan system in the middle Pleistocene. Pleistocene

fossils were collected from near Fallon, Nevada, by J.R. Alcorn. A similar form is found in Pliocene sediments at Secret

Valley and Honey Lake, California (see below; Taylor and

Smith, 1981). Chasmistes cujus is known from widespread

Lahontan Basin Indian middens, such as those in Humboldt

Cave, Lovelock Cave, Fishbone Cave, and Hidden Cave, Nevada, and in Karlo, California (Hubbs and Miller, 1948b:41;

Follett, 1963, 1967, 1980; Miller and Smith, 1981; Smith,

1985). These specimens were probably transported by American Indians from Pyramid and Walker Lakes.

61. ^Chasmistes liorus Jordan (June sucker). This species

is now endemic to Utah Lake, but it was probably a Pleistocene

inhabitant of Lake Bonneville. It is apparently not closely related to Chasmistes muriei, the form that survived in the upper

Snake River (Miller and Smith, 1981). Chasmistes that were

not diagnostic to species were collected from the Thatcher Basin near Preston in southeastern Idaho by R.C. Bright (1967).

Chasmistes fossils were collected by McClellan (1977) from

sediments of the Salt Lake group at Junction Hills, Box Elder

County, Utah.

Chasmistes muriei of Jackson Hole, Wyoming, was native to

the upper Snake River drainage, where one specimen was collected in the 1930s, but it is now apparently extinct. The morphology of C. muriei is similar to that of C. batrachops (extinct, Fossil Lake) or C. brevirostris (Klamath drainage).

Pliocene fossils from the Teewinot Formation, upper Snake

River drainage in Teton County, Wyoming, are similar to C.

muriei in the Snake River and to C. brevirostris in the Klamath

Basin (Miller and Smith, 1981).

62. ^Chasmistes batrachops Cope (Fossil Lake sucker). This sucker was described from Pliocene or Pleistocene

sediments of Fossil Lake, Fort Rock Basin, Oregon. Its dentary

and maxillary osteology is generalized. The name may be applicable to similarly generalized bones from the Pliocene

Glenns Ferry Formation of Owyhee County, Idaho (not Chasmistes spatulifer); Mono Basin, Mono County, California;

China Lake and White Hills, Inyo County, California; and

Duck Valley, Washoe County, Nevada (Miller and Smith,

1981). Chasmistes bones are variable in Fossil Lake, perhaps

because Pliocene and Pleistocene remains might be mixed as

lag clasts on deflation surfaces in the basin.

63. ^Chasmistes sp. indeterminant (Mono Basin lake

sucker). This lake sucker is found in Pliocene sediments of

the Mono Basin, California, with Ptychocheilus, Siphateles,

Catostomus, and Pliocene mollusks (Taylor, 1966). Skulls from

Mono Basin resemble skull bones of C. batrachops from Fossil

Lake, Oregon. Dentaries and maxillae from Mono Basin are

similar to those from Secret Valley, California. Dentaries are

similar to those of C. batrachops from Fossil Lake (UMMP

74488) in the medially flattened ridge, in the depth of the

groove between the gnathal ridges, and in the anterior recess

caudal to the symphysis and gnathal ridges. The position of the

median mental foramen and the end of the Meckelian groove

are similar to those of C batrachops from the Snake River

Plain (UMMP 72458). Maxillae are similar to those from Fossil Lake (UMMP 774490) in the narrow, pointed dorsal keel.

64. ^Chasmistes sp. (Carson Valley lake sucker). An early

Blancan form from Carson Valley, Douglas County, Nevada, is

known from dentaries and a maxilla; late Blancan fossils include an opercle, dentaries, and a vomer; an Irvingtonian dentary extends the record into the Pleistocene. The axial ridge of

the vomer is broad and flat, as in Chasmistes and Xyrauchen,

but lacks the postrostral constriction of Catostomus. The dentaries are more slender than those of Catostomus but are similar

to those of Chasmistes. The medial ridge posterior to the symphysis resembles that of C. batrachops, but it is less pronounced than those of the Mono and Lahontan Basins and

those of C. spatulifer of the Snake River Plain.

65. ^Chasmistes sp. (Honey Lake sucker). This species was

collected from Pliocene sediments of "The Island" of Honey

Lake by Taylor and Smith (1981) and Charles Dailey. The

Honey Lake sucker is intermediate between C. cujus of the

Lahontan Basin system and C. spatulifer of the Snake River

Plain (Miller and Smith, 1981). It is found with Oncorhynchus

cf. "flacustris, Gila, Siphateles, and Catostomus. Similar bones

are known from Duck Valley, Washoe County, Nevada, and

from the Alturus Basin, the Madeline Plains, and Secret Valley

of northeastern California.

66. * Catostomus ardens Jordan and Gilbert (Utah sucker). This species is native to the Bonneville Basin drainage in

Utah and to the upper Snake River drainage in Utah, Idaho, and

Wyoming. It is an old lineage that is related to Catostomus

macrocheilus of the lower Columbia drainage and to Catostomus latipinnis of the Colorado River drainage (Smith, 1992b;

Figure 5). During the drought in the early 1930s, Catostomus

ardens hybridized with Chasmistes liorus on spawning grounds

in the Provo River, Utah, resulting in introgression that is still

seen in Chasmistes liorus specimens (Miller and Smith, 1981).

Late Pleistocene fossils were reported from the Hot Springs locality, Salt Lake County, Utah (Smith et al., 1968); from

Homestead Cave, Tooele County, Utah (Broughton, 2000a),

and from the Old River Bed between northern Bonneville and

Sevier Basins, Millard County, Utah (Oviatt, 1984). A small,
216 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

nearly complete Weberian apparatus, similar to that of Catostomus ardens, was collected from sediments of the Salt Lake

group near Georgetown, Idaho, by Sue Ann Bilby and has been

deposited in the Idaho State Museum of Natural History.

67. *Catostomus macrocheilus Girard (largescale sucker). This Holocene species was a lower Columbia River (Ringold Formation) sucker in the Pliocene; fossil evidence indicates that it spread to the Snake River basin in the late Pliocene

(~2.8 Ma), after capture of the Snake River at Hell's Canyon

(Smith et al., 2000). It spread north of the Columbia as the glaciers receded. It persists in the Harney-Malheur Basin as a

relict of the former Snake River outlet through Crane Gap or

Malheur Gap. Fossil ages indicate that the colonization of the

Harney-Malheur Basin could have occurred after the species

immigrated south through Hell's Canyon and prior to (or even

after, until about 9 Ka) occlusion of the outlet to the South Fork

of the Malheur River by the Voltage lava flow (Piper et al.,

1939), 0.04-1 Ma (Gehr and Newman, 1978; Luedke and

Smith, 1982).

68. ^Catostomus cristatus Cope (sucker). This fossil species is best known from the Pliocene of the Snake River Plain.

A complete maxilla was collected by Charles Dailey in deformed Pliocene sediments on "The Island" of Honey Lake.

The species is diagnosed by the slender anterior neck of the

maxilla in the vicinity of the ventral maxillary muscle, anterior

to the dorsal and ventral crests (Taylor and Smith, 1981, pi. 19:

fig. 3) and the long, gently curved gnathal ramus of the dentary

(Taylor and Smith, 1981, pi. 19: figs. 5, 6).

69. ^Catostomus sp. (Secret Valley sucker). This form displays characters of C. cristatus (Pliocene) and C. macrocheilus

(Holocene) of the Snake and Columbia Basins, respectively. As

in C. macrocheilus, the dentaries are short, relatively straight,

and wide anteriorly, with strong ridges for the labial cartilage

(Smith, 1975, fig. 121). The maxillae have medium-high dorsal

and ventral ridges and a general shape like those of the Wall

Canyon Catostomus; however, the ridge for insertion of the palatine ligament (the anterior edge of the bone), although mostly

vertical, has a small, horizontal, J-shaped curve that resembles

the condition in C. shoshonensis (Smith, 1975, fig. 12A and

points xpy on fig. 12G). McClellan (1977) collected similar

sucker bones from the Salt Lake group at the Junction Hills,

Box Elder County, Utah. Suckers from the Alturus Formation

may be correlated with the Secret Valley form (Wagner et al.,

1997). Age of the Alturus beds is correlated with the Pliocene

Glenns Ferry Formation by a tephra at Crowder Flat Road near

Alturus, California, which bears the chemical signature of a

Pliocene ash of the Glenns Ferry Formation (Swirydczuk et al.,

1982).

70. f*Catostomus shoshonensis Cope (Shoshone sucker). This species (including its synonym, C. ellipticus) is

from the Miocene and Pliocene Snake River Plain (Smith et al.,

1982) and from Pliocene sediments at Honey Lake, California

(Taylor and Smith, 1981). Catostomus shoshonensis is diagnosed by an elliptical maxilla with the attachment of the palatine ligament high on the neck of the anterodorsal process

(Smith, 1975, fig. 12A). This form is represented by the relict

sucker of Wall Canyon, Surprise Valley, Nevada; this conclusion is based upon the shape of the maxilla.

71. Catostomus warnerensis Snyder (Warner sucker). This

species lives in the Warner Valley in eastern Lake County, Oregon, and is similar to Catostomus shoshonensis of the Snake

River Plain. It is also osteologically similar to the form in Wall

Canyon, Surprise Valley, Nevada.

72. *Catostomus tahoensis Gill and Jordan (Tahoe sucker). This Holocene sucker lives only in the Lahontan Basin.

Fossils have been found in Pliocene sediments at Mopung

Hills, Churchill County, Nevada (Taylor and Smith, 1981), in

middle Pleistocene, pre-Lahontan sediments of the Humboldt

River canyon, and in Holocene Indian midden material in the

western part of the Lahontan Basin (Thomas, 1985:172, and

references therein). The maxilla has a thick anterior segment in

the vicinity of the ventral maxillary muscle attachment, with

low dorsal and ventral keels that are similar to maxillae oiPantosteus (mountain suckers). The dentary has a mesially inflected gnathal ramus suggestive of the plesiomorphic mountain suckers. Catostomus tahoensis was a basal member of the

Pantosteus clade in the cladogram of Smith and Koehn (1971).

This is supported by the maxillary shape of Holocene and fossil

maxillae, which are Pantosteus-like (Taylor and Smith, 1981,

pi. 19: 1, 2). Additional material representing C. tahoensis was

collected by Marith Reheis (USGS) from sediments deposited

~1 Ma at Sunshine Amphitheater (northwest of Walker Lake)

and Lone Tree Mine, Nevada, and by J.R. Alcorn from near

Fallon, Nevada.

73. * Catostomus fumeiventris Miller (Owens sucker). This

species is osteologically similar to C. tahoensis, except in details described by Miller (1973). It is less derived than the

Mopung Hills form of C. tahoensis. Fragments of Catostomus

fumeiventris{l) were recovered from the Pleistocene Owens

Lake core (Firby et al., 1997). Holocene Indian midden materials from along the Owens River near the Alabama Hills in Inyo

County, California, are rich in remains of the Owens sucker

and Siphateles bicolor snyderi.

74. ^Catostomus sp. (Mono Basin sucker). This Pliocene

fish lived with Chasmistes sp., Ptychocheilus sp., and Siphateles sp. Its dentary has an abrupt anterior edge of the coronoid

process, which is similar to that of Catostomus fumeiventris of

Owens Valley (Miller, 1973) and to C. tahoensis (see Reheis et

al., 2002). The maxilla is similar to that of Catostomus cristatus of the Miocene and Pliocene Snake River Plain, Idaho

(Smith, 1975, fig. 12G), and Secret Valley, California.

75. ^Catostomus sp. (Carson Valley sucker). Pliocene sediments in Carson Valley contain remains of a Catostomus associated with Siphateles, Ptychocheilus, Lavinia, Chasmistes,

and Oncorhynchus. The dentary of this form is more similar to

C. occidentalis than to C. tahoensis or C. fumeiventris in the

weak peripheral labial ridge and the modest scalloping of the

lateral surface of the precoronoid ramus. These characters sug-
NUMBER 33 217

gest a pre-Lahontan connection existed that allowed populations of C. occidentalis of the Sacramento River drainage to

mix with the Carson Valley sucker of the pre-Lahontan drainage. According to G.I. Smith (pers. comm. to G.R.S., 1999),

such a connection existed at the head of the San Joaquin Canyon prior to being blocked by volcanics 3.2 Ma.

76. *Catostomus columbianus (Eigenmann and Eigenmann)

(bridgelip sucker). This species of mountain sucker (subgenus Pantosteus) is native to the Columbia Basin and further

north, but within the Great Basin it is restricted to the Harney-Malheur Basin. It normally has small scales, but in the

Harney-Malheur Basin it has large scales and similarities to

isolated headwater populations found in the Columbia-Snake

Basin (Smith, 1966; Bisson and Bond, 1971). Catostomus columbianus is represented in the Pliocene of the Snake River

Plain. Miller and Smith (1981) described the Pliocene specimens as a new species, C. arenatus, but, because no evidence

of lineage splitting has been found, there is no need for the fossil name.

77. Catostomus discobolus Cope (bluehead sucker). This

species of mountain sucker (subgenus Pantosteus) arose in the

upper Colorado River drainage, but it is also native to the Weber River, Bear River, and upper Snake River drainages (Figure

7; Smith, 1966). It is the sister species to C. clarki of the lower

Colorado River drainage; the two species are the most morphologically apomorphic in the genus. Catostomus discobolus is

the most widespread mountain sucker in the upper Colorado

River drainage, indicating this was the area of its origination

and subsequent dispersion. Populations spread from the headwaters of the Green River to the headwaters of the Bear River

via stream capture at the east end of the Uinta Mountains, perhaps before the upper Bear River was diverted from the Snake

River to Lake Bonneville (Bright, 1967; Bouchard et al, 1998).

It is reported from Pleistocene deposits in Homestead Cave

near Great Salt Lake by Broughton (2000a). Stream capture in

the headwaters of Chalk Creek, Summit County, Utah (Hansen,

1969) could have transferred C. discobolus from the Bear River

to the Weber River.

78. Catostomus clarki (Baird and Girard) (desert sucker). This sister species to C. discobolus occupies headwaters

of the lower Colorado River drainage below the Grand Canyon.

It inhabits Great Basin streams that were formerly connected to

the Colorado River in the Pahranagat Valley-White River

drainages in eastern Nevada and co-occurs with species of

clades Lepidomeda, Rhinichthys, and Crenichthys. It is clinally

variable in the Virgin River drainage. Northern populations

possess high scale counts similar to those of C. platyrhynchus

in the adjacent southern Bonneville Basin (see "Discussion").

79. * Catostomus platyrhynchus (Cope) (mountain sucker). This species of the subgenus Pantosteus lives in the

Bonneville and Lahontan drainages, but probably early in the

Pleistocene it spread north to the Snake and Columbia drainages, then east to the Colorado and Missouri drainages (Smith,

1966). Pleistocene fossils are unknown from the Great Basin,

but specimens have been collected by J.D. Stewart from the

Pleistocene of northwestern Nebraska. It is the sister to the

clade of three species, C. santaanae (of the Los Angeles Basin), C. clarki (lower Colorado River drainage), and C. discobolus (upper Colorado River drainage). Differences between

the Bonneville Basin and Lahontan Basin forms are slight. The

population of C. platyrhynchus in Shoal Creek, Washington

County, Utah, shows introgressed characters from C. clarki of

the Virgin River drainage, possibly as a result of genetic contact at the time of the outlet of Lake Bonneville to Meadow

Valley Wash in the middle Pleistocene (Ives, 1948).

ICTALURIDAE

80. ^Ameiurus hazenensis Baumgartner (Truckee bullhead). This is one of only two Late Cenozoic catfishes of the

Great Basin. It is known only from late Miocene sediments of

the Truckee Formation, near Hazen, Nevada (Baumgartner,

1982). Ameiurus hazenensis is related to A. peregrinus of the

Chalk Hills Formation, Oregon, to A. vespertinus of the Glenns

Ferry Formation, Idaho (Lundberg, 1992), to Ameiurus sp.

from the Junction Hills, Box Elder County, Utah (see number

81, below), and to Ameiurus reticulatus from the Ringold Formation of Washington (Smith et al., 2000).

81. ^Ameiurus sp. (Junction Hills bullhead). McClellan

(1977) collected spines of a small bullhead, possibly of Hemphillian age, from the Junction Hills, Box Elder County, Utah.

SALMON ID AE

COREGONINAE

82. *Prosopium williamsoni (Girard) (mountain whitefish). This widespread western North American mountain

species lives in the Bonneville, Harney, Lahontan, and surrounding basins (Figure 8). Fossil scales of Prosopium (not

necessarily williamsoni) were taken from the Old River Bed

units of Lake Bonneville (Oviatt, 1984) and the Pleistocene

part of the Owens Lake core (Firby et al., 1997). The earliest

known form of Prosopium, i.e., P. prolixus, occupied Lake

Idaho on the Snake River Plain throughout much of the

Pliocene (Smith, 1975). Cold adaptations, cladistic relationships, and paleogeography indicate that the genus Prosopium is

northern in origin.

83. Prosopium abyssicola (Snyder) (Bear Lake whitefish). This whitefish is now endemic to Bear Lake, a part of

the Bear River drainage, which is a tributary to Lake Bonneville. It is not represented among the abundant Lake Bonneville

fish bones examined by Smith et al. (1968) or Broughton

(2000a, 2000b).

84. *Prosopium spilonotus (Snyder) (Bonneville whitefish). This species is now a Bear Lake endemic. Prosopium

spilonotus existed in late Lake Bonneville (Smith et al., 1968;

Broughton, 2000a, 2000b).
218 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

85. *Prosopium gemmifer (Snyder) (Bonneville cisco). Prosopium gemmifer is a specialized planktivore that is

now endemic to Bear Lake, but a similar form also occurred in

Lake Bonneville (Smith et al., 1968; Broughton, 2000a,

2000b). The two forms of P. gemmifer differ significantly in

bones that reflect the shape of the head and jaws. The Bear

River was a tributary to the Snake River prior to the late Pleistocene diversion of the Bear River into the Bonneville Basin at

Soda Springs (Bright, 1967; Bouchard et al., 1998).

THYMALLINAE

86. Thymallus arcticus (Pallas) (Arctic grayling). Grayling

have not been previously acknowledged as native to the Great

Basin fauna, but they were recognized among fishes collected

in 1834 from the Bear River near Georgetown, Idaho, by John

Kirk Townsend (1978:89). Townsend was a physician and zoologist working with Thomas Nuttall, a British botanist from

Harvard University who was en route to the Columbia River.

Nuttall was familiar with Great Lakes fauna, which includes

grayling and char. Townsend was the first trained zoologist to

cross the American continent, collecting specimens and recording observations of natural history. Townsend recorded grayling with trout and whitefish in the headwaters of the Green

River (1978:84 (June 30)) and contrasted them in a way that

implies that he and Nuttall knew the difference between grayling and whitefish: "The river, here, contains a great number of

large trout, some grayling, and a small, narrow-mouthed whitefish, resembling a herring. They are all frequently taken with

the hook." On the Bear River, about 12 miles south (upstream)

of Soda Springs, Idaho, on 6 July 1834, Townsend (1978:89)

wrote: "Trout, grayling, and a kind of char are very abundant

here—the first very large." On the previous day, he recorded:

"This is a fine stream of about 150 feet in width, with a moveable sandy bottom." (This was prior to the overgrazing, erosion, and destruction of these aquatic habitats that commenced

three to four decades later.) Grayling are now native, nearby, to

the upper Missouri River in Montana, in streams that were tributaries to the Hudson Bay during preglacial and early glacial

times (Menely et al., 1957; Howard, 1960; Lemke et al.,

1965:15). Grayling had access from the upper Missouri River

to the North Platte River, the upper Green River basin (Sears,

1924; Bradley, 1936), the upper Snake River, the Bear River,

and the Bonneville Basin through headwater-stream captures

northeast of the Uinta Mountains (Hansen, 1969; see "Discussion"). There are no Holocene or fossil specimens from the

Great Basin in the collections we examined.

SALMONINAE

87. *Salvelinus confluentus (Suckley) (bull trout). Townsend (1978), in the account of his (1834) westward journeys,

reported "charr" from the Bear River, as pointed out by Rostlund (1951). That the upper Bear River was sufficiently cold

and stable in 1834 to support grayling, char, and large trout

(Townsend, 1978:88; see Thymallus arcticus, above) has rarely

been considered. In 1934, Steven D. Durrant, of the University

of Utah, discovered a population of S. confluentus in the Jarbidge drainage, a tributary to the Snake River drainage, north

of the edge of the Great Basin (Miller and Morton, 1952; Cavender, 1978). Hubbs and Miller (1948b) captured specimens in

the Lost River system on the eastern Snake River Plain, an area

that shares most of the Bonneville Basin fauna. Bull trout could

have colonized the Bonneville Basin from the Snake River

while Lake Bonneville was a tributary to the Snake River

(Bright, 1967). Salvelinus confluentus might have gained access to the Snake River via headwater transfer from the Salmon

River (Behnke in Cavender, 1978) and then to the Bear River

when it was a tributary to the Snake River. Char also could

have occupied the Great Basin throughout the late Cenozoic.

One premaxilla with diagnostic characteristics of S. confluentus was identified by Jack Broughton from abundant fossils in

Homestead Cave (Broughton, 2000a, 2000b). We (GRS and

KWG) have examined the maxilla and concur in the identification; we are searching for additional bones to confirm the record. In the middle Miocene, about 14 Ma, Salvelinus was in

central Nevada (Churchill County, collected by J.R. Alcorn and

Ted Cavender; UMMP57107) and in the Columbia River

drainage of Idaho (Smiley and Rember, 1985) as Hucho sp.

(Smith and Miller, 1985). It lived in the Snake River Plain in

the late Miocene (referred to as "\Hucho larsoni) (Kimmel,

1975; Smith et al., 1982). Native Salvelinus are now extinct in

the Great Basin.

88. ^Oncorhynchus cynoclope (LaRivers) (Rabbit Hole

trout). This trout was named for Rabbit Hole, Pershing

County, Nevada, by LaRivers in 1964. "Salmo esmeralda" was

named by LaRivers in 1966; the description was based upon

fragmentary material from the late Miocene Alum Mine, Nye

County, Nevada, in the upper portion of the Esmeralda Formation. It is not clear how these trouts are related to each other or

to a trout from the Miocene Truckee Formation of western Nevada. The oldest name is used until more material enables more

detailed comparisons. Salmonid bones from Stewart Valley,

Mineral County, Nevada, are slightly older than the specimens

from the Esmeralda Formation (15-12 Ma, radiometric date);

they were found with plants, insects, mammals, and other

fishes. A late Hemphillian salmonid dentary was collected by

Tom Kelley with mammals from the Coal Valley Formation,

Mineral County, Nevada. A trout from Carson Valley, Nevada,

is known from vertebrae of individuals about 45 and 54 cm in

standard length. The perforated pattern on the centra of the vertebrae and the smooth connections of the arches to the centra

indicate the vertebrae are different from recent salmon and

trout. A dentary of a similar salmonid was collected by Lily

Lugaski with cyprinid bones and fossil plants from the Buffalo

Canyon Formation (-15 Ma), Churchill County, Nevada.

89. ^Oncorhynchus sp. (Truckee trout). The Truckee Formation produced a small, nearly complete trout collected by
NUMBER 33 219

Michael Bell from a diatomite mine near Hazen, Nevada. The

late Miocene diatomite deposit also produced Fundulus, Gila,

Ameiurus (Baumgartner, 1982), and a rich record of Gasterosteus evolution described by Bell (1994) (see number 128, below).

90. *Oncorhynchus mykiss gairdneri Richardson (redband

trout of the inland Columbia River and Oregon Lakes

basins). The redband trout of the Columbia Basin between

the Cascade Range and upstream barrier falls are closely related to the redband trout of the Oregon Lakes division of the

Great Basin and those of Goose Lake in Oregon and California

(Figure 9; Behnke, 1992, map). Unusual variation exists within

and among the many populations of the redband subspecies O.

m. gairdneri. The fish typically have 130-170 large scales in

the lateral line (mean = 135-160), 63-66 vertebrae, zero to

many basibranchial teeth, 18-24 (mean = 20) gill rakers, 30-50

pyloric caeca, 58 chromosomes, intermediate-sized spots and

parr marks, variable cutthroat marks, and light-colored tips on

the dorsal, anal, and pelvic fins (Behnke, 1992). Some of this

variation (especially in basibranchial teeth and cutthroat

marks) is shared with cutthroat trout, O. clarki. Many populations of redbands were originally regarded as O. clarki (Cope,

1889; Snyder, 1908; Hubbs and Miller, 1948b). In particular,

the trout of the Fort Rock Basin frequently have a high basibranchial tooth count (Behnke, 1992) and are more like O.

clarki than O. mykiss, as were their Pliocene and Pleistocene

ancestors in the basin (see below). The general trend of redband characters is, however, less like O. clarki and more like

O. mykiss. Cope (1879) and Behnke (1992) identified redband

trout populations as O. mykiss.

All authors have agreed that the populations in question

show composites of cutthroat troat and rainbow trout characters, but each has offered different ideas about whether the

mixture was plesiomorphic or the product of ancient or post-introduction introgression. Gilbert and Evermann (1894) and

Needham and Behnke (1962) regarded redband trout to be the

product of introgression. Redband trout have been reported

(Behnke, 1992) from the McCloud drainage (northern California home of hatchery rainbows), from the Goose Lake drainage

of the Sacramento system, and from five desert basins of the

"Oregon Lakes system" (Snyder, 1908; Allison, 1940; Hubbs

and Miller, 1948:67), namely, the Harney-Malheur, Fort Rock

Valley, Catlow Valley, Lake Chewaucan, and Warner Lakes.

These are west and north of the basins containing O. clarki,

namely, Alvord and Whitehorse Basins (Legendre et al., 1972;

Legendre, 1976; Smith, 1978; Behnke, 1992). Hubbs and

Miller (1948b) described the close relationships of trouts, minnows, and suckers to the pluvial lakes in these basins.

The Harney-Malheur and Catlow Valley basins (central Harney County, Oregon) were occupied by Malheur and Catlow

Lakes, respectively, in the late Pleistocene and possibly many

times earlier. The Harney-Malheur Basin fishes are derived

from two different colonizations, as documented by Bisson and

Bond (1971): (1) the John Day River connection with the Columbia River to the north; and (2) the Malheur River connection east to the Snake River, dated to have occurred less than 1

Ma (Luedke and Smith, 1982). The Harney-Malheur Basin

possibly received drainage from Catlow Valley in pluvial

times, but this neighbor to the south is now isolated (Allison,

1982) and nearly fishless. Catlow Valley lost the heads of its

eastern tributaries to capture by Donner and Blitzen Creeks of

the Malheur Lake basin on the west side of Steens Mountain in

southeast Harney County. The trouts in these two drainage basins are similar, but those from Catlow Valley have larger

scales, as expected for the more southern fish in a cline.

Behnke (1992) regarded the native inhabitants of these basins

to be redband trouts. This conclusion is supported by testimony

from older inhabitants of Steens Mountain, indicating that native redband trout were in Home, Three-Mile, and Skull Creeks

in the Catlow Basin (west of Steens Mountain) as early as

1917. By contrast, these residents noted, cutthroat trout were

native on the east side of Steens Mountain (letter from Stanley

Jewett to Carl Hubbs, 13 Jan 1937). The Catlow Valley redband trout in the UMMZ (collected by S. Jewett in 1936-1937)

have 20-22 gill rakers, large, posteriorly concentrated spots,

and no basibranchial teeth.

Holocene redband trout examined by Behnke from the Fort

Rock drainage were variable, with an intermediate frequency

of basibranchial teeth that is expected in products of introgression or plesiomorphic character retention. As a consequence of

this mixture of characters, we conclude that the Fort Rock trout

(ancient and modern) are not cladistically diagnosable as O.

clarki or O. mykiss. They possess a mixture of the characters of

O. mykiss and O. clarki from the various Oregon lakes. Apparently, as O. clarki and O. mykiss were diverging elsewhere in

the Pliocene and Pleistocene, a mixture of ancestral characters

were only partially sorted out in the Oregon Lakes system, possibly under the influence of gene flow from the north and

south. The population remained mixed in the Fort Rock Basin.

A relative of f O. lacustris also apparently inhabited the Fort

Rock Basin in the Pliocene. The reports of Pacific salmon in

the Fort Rock Basin (Hubbs and Miller, 1948b) are based upon

bones of redband trout (Allison and Bond, 1983).

The redband trouts of the Warner Lakes (pluvial Lake Coleman; Allison, 1982) and nearby Chewaucan Basin in southern

Lake County, Oregon, tend to have slightly fewer vertebrae and

more gill rakers, indicating closer relationships to the Goose

Lake (Sacramento drainage) redband trout (Behnke, 1992).

91. Oncorhynchus mykiss aquilarum Snyder (Eagle Lake

trout). These fish were recognized by Snyder (1917a) and

Behnke (1972, 1992) as a population of rainbow trout, Oncorhynchus mykiss, that possibly transferred from the Pit River

drainage to Eagle Lake by a stream capture in Lasson County,

California. Hubbs and Miller (1948b) identified O. m. aquilarum as a hybrid between native O. clarki and introduced O.

mykiss gairdneri, redband trout.

Fossils resembling Pliocene Oncorhynchus lacustris of the

Snake River Plain were collected by Taylor and Smith (1981)
220 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

and by Charles Dailey of Sierra College in deformed Pliocene

sediments at "The Island" of Honey Lake, south of Eagle Lake

in the northwestern part of what is now the Lahontan drainage.

Although the Honey Lake fossils are not necessarily directly

related to the Eagle Lake trout, both O. m. aquilarum and O.

lacustris have mixtures of O. clarki and O. mykiss characters.

The morphological and geographical circumstances are important because the diagnostic fossil maxillae (round in cross section) indicate the Pliocene presence of O. lacustris or O.

mykiss characters in the area. The Honey Lake sediments also

contain two species of Catostomus and one species each of

Chasmistes, Mylopharodon, Klamathella (with two rows of

pharyngeal teeth), and Siphateles (with a single row of teeth).

The exact hydrographic relationship of the highest stages of

Eagle Lake to the Lahontan Basin is hidden in several possible

shorelines above and below the rim of Eagle Lake basin,

which have been summarized by Hubbs and Miller

(1948b:37-38). Observations on recent shorelines and connections are not necessarily relevant to the history of these fishes,

however. It is possible that the rainbow trouts called O. m.

aquilarum are relicts of the ancient redband trout of the Snake

River-Sacramento River drainage of the early Pliocene and

are part of the series of redband trouts of the Oregon Lakes

System, described above. Two Oncorhynchus maxillae from

Secret Valley (Madeline Plains, Modoc County, California)

sediments (Wagner et al., 1997) establish the presence of a

trout similar to the O. clarki-O. mykiss series north of Eagle

and Honey Lakes in the Pliocene. A left dentary from Savage

Canyon in the Mineral Mountains, Mineral County, Nevada

(MVP 58685), most closely resembles O. lacustris.

92. *Oncorhynchus clarki (Richardson) (cutthroat

trout). These are inland trout of the Rocky Mountains (Figure 9). They are the only native trout of the Bonneville and

Lahontan Basins, as well as of the Alvord and Whitehorse Basins located east of Steens Mountain, Oregon (Figure 9). But

as noted above, redband populations west of Steens Mountain

and in parts of the lower Columbia River basin possess O.

clarki characters in varying amounts. Cutthroat trouts possess

more primitive character states than other Oncorhynchus, and

their morphological characters are predominant in the older

(ancestral) fossil record. This assessment was based upon a

cladistic analysis (Stearley and Smith, 1993), which included a

trout specimen collected by Michael Bell from the late Miocene-Pliocene Truckee Formation (see number 89, above) and

other trouts from this portion of western Nevada (LaRivers,

1964, 1966). Oncorhynchus clarki fossils occur in Pliocene

strata in the Carson Sink, Churchill County, Nevada, portion of

the Lake Lahontan area. Fossil bones of O. clarki were found

in Pliocene sediments in the Mopung Hills, in the central part

of the Lahontan Basin drainage (associated with Pliocene mollusks, Taylor and Smith, 1981); in Savage Canyon, Cedar

Mountains, Mineral County, Nevada (UCMP 58685); and in

pre-Lahontan sediments in Sunshine Amphitheater northwest

of Walker Lake, Nevada, by Marith Reheis (USGS). A large

sample of cutthroat trout bones from the Humboldt River canyon, in sediments below the Lava Creek tephra (665 Ka), is

herein diagnosed as O. clarki by the following characters: the

anterodorsal strut of the posttemporal is tapered, not spatulate;

the median shelf of the anterior portion of the dentary approaches horizontal; and the ascending wing of the premaxilla

is high anteriorly. Trout scales were recovered from the Owens

Lake core at levels dated at 730 and 695 Ka (Firby et al.,

1997). Molecular relationships of O. clarki are discussed below (numbers 93-99) and are shown in Figures 10 and 14; interpopulation genetic distances are shown in Tables 2 and 3.

93. ^Oncorhynchus clarki henshawi Gill and Jordan (Lahontan cutthroat trout). The Lahontan cutthroat trout inhabits

Pyramid Lake and its tributaries, except the Humboldt River

(inhabited by an unnamed subspecies) and Silver King Creek

of the East Fork of the Carson River (O. c. seliniris, Paiute

trout) (Behnke, 1992:111). These several populations form a

group of three subspecies that are related to the (unnamed) Alvord Basin and Whitehorse Basin subspecies (see numbers 96,

97, below), according to Behnke (1992) and our molecular

data (Figure 10; Table 3).

Oncorhynchus clarki henshawi differs from its closest relatives in the Lahontan Basin in having large spots over most of

the body compared with the Paiute trout, O. c. seleniris, which

lacks spots, and it has more gill rakers and smaller scales than

the Humboldt River subspecies. The other characters of this

trio are similar to those of the Whitehorse Basin and Alvord

Basin trouts (Figure 10; Behnke, 1992). The five forms differ

among themselves by only 0.1% sequence divergence, according to our analysis of their mtDNA restriction sites (Table 3).

Originally, different spawning runs separated stocks in Pyramid Lake (Snyder, 1917a); an additional name, O. c. tahoensis

(Jordan and Evermann (1896)), was applied to the "great

trout" or "silver trout" from deep waters of Pyramid Lake, but

Behnke (1981, 1992) found no morphological differences.

Different size and color, if genetic and if characteristic of different spawning runs, would be evidence of significant (probably intralacustrine) differentiation.

Oncorhynchus clarki henshawi is among Holocene fossils

from shore-face sediments around Pyramid and Winnemucca

Lakes and from various Indian midden sites reported in the archaeological literature. These records provide documentary

evidence and osteological material of the Holocene form for

study; otherwise, museums lack adequate specimens from the

period before the nineteenth century introductions, hybridization, and destruction.

94. Oncorhynchus clarki seleniris (Snyder) (Paiute cutthroat

trout). This trout is limited to a few headwaters in Silver

King Creek of the East Carson drainage in Alpine County, California. It differs from O. c. henshawi only in the absence of

spots. There is no evidence pertaining to the time of its isolation, except for the 0.1% sequence divergence (Table 3) from

the other Lahontan Basin trouts. We assume that cutthroat

trout inhabited the stable environments of the East Carson
NUMBER 33 221

drainage and other mountain streams in the Lahontan Basin

throughout the Miocene to Pleistocene because of the fossil record of 0. clarki and its ancestors in the basin, extending back

to the Miocene.

95. Oncorhynchus clarki subsp. (Humboldt cutthroat

trout). Behnke (1992) pointed out the distinctiveness of cutthroat trout of the Humboldt River, relative to those of the

Walker Lake, Truckee River, and Carson Valley drainages.

The Humboldt cutthroat trout tends to have larger scales and

fewer gill rakers, as expected for fish inhabiting warm, fluvial

waters. It also has distinctive mtDNA (Williams, 1990, cited in

Behnke, 1992), except in the Quinn River, where trout with

Humboldt morphology have mtDNA characteristic of trout of

the Lahontan Basin drainage. Behnke (1992:119) analyzed

possible isolation dates in the context of the main dates of

drainage separations, 13-10 Ka (Benson and Thompson,

1987), and he concluded that the divergence of the Humboldt

form from O. c. henshawi dates from an earlier time, which is

consistent with the 0.1% sequence divergence. The type specimen of the Pliocene O. cynoclope (LaRivers) is from the range

of this subspecies, indicating an ancient local ancestry for the

clade, but it lacks sufficient characters to clarify the ancestry

of this subspecies.

96. Oncorhynchus clarki subsp. (Alvord cutthroat

trout). These trout were collected by Hubbs from Virgin

Creek in 1933 and Trout Creek in 1934, in southeastern Harney County, Oregon. Hubbs' field notes indicate that hatcheryraised rainbow trout were introduced into Virgin Creek as

early as fall, 1933. Behnke (1992) indicated that Alvord cutthroat trout were similar to Lahontan cutthroat trout (0. c. henshawi) but had fewer spots, rosier sides and opercles, larger

scales, fewer pyloric caecae, and fewer basibranchial teeth

(Behnke, 1981, 1992). The rosy color is reminiscent of redband trout (0. m. gairdneri) (Tol and French, 1988). Mitochondrial DNA restriction sites indicate that the Alvord trout

is the sister subspecies to the Whitehorse trout (0. clarki

subsp.) (Figure 10). Protein allele frequencies of Alvord trout

(Tol and French, 1988) did not differ from frequencies of 0. c.

henshawi at five diagnostic loci, but all of the specimens

showed introgressive influence from Oncorhynchus mykiss.

Tol and French (1988) suggested that Alvord trout were derived from the Lahontan (Quinn) drainage to the south, via

Summit Lake, or were introduced. Behnke (1992:123) concluded that the Alvord trout was derived from Lahontan cutthroat trout in the late Pleistocene, assuming that a Wisconsinan connection was the first to provide access. This is

consistent with mtDNA divergence of 0.1% (Table 3). The

other fish lineage in the Alvord Basin, Siphateles alvordensis,

may have been derived from the Lahontan Siphateles in the

Pliocene. It is probable that both species would have used an

existing connection; if one colonized earlier, it would probably

have been the trout. Older Alvord "Trout Creek" sediments

(now elevated) contain Miocene sunfish (Smith and Miller,

1985), but these were deposited in an earlier basin and are unrelated to the trout problem.

97. Oncorhynchus clarki subsp. (Whitehorse cutthroat

trout). This form lives in the Coyote Lake drainage in southern Harney County, Oregon. It bears polymorphic mtDNA

haplotypes, namely the Lahontan and Quinn (not Humboldt)

haplotype and a unique haplotype (Williams, 1990, in Behnke,

1992). Its mtDNA is similar to that of Alvord trout. Whitehorse trout share most morphological characters (except fewer

pyloric caeca) with Humboldt cutthroat trout and (except for

fewer gill rakers) Lahontan trout (Behnke, 1992). Behnke

(1992) contrasted the Whitehorse trout with the morphologically dissimilar Alvord trout and determined that the Whitehorse trout has fewer gill rakers, smaller scales, more pyloric

caeca, more basibranchial teeth, and more spots than the Alvord trout. The two are similar in their mtDNA, however. The

distribution of morphological characters, as well as the isolated position of the Whitehorse Basin, suggests that the

Whitehorse trout could represent the most plesiomorphic form

in the Lahontan—Humboldt—Alvord series.

The Whitehorse trout and Alvord trout characters require a

connection to 0. clarki of the Humboldt River drainage. According to sedimentary data (see Minckley et al., 1986:562;

Reheis and Morrison, 1997), the lake beds of Alvord and

Whitehorse Lakes (1231 m; 4040 ft) would have been inundated by one of two middle Pleistocene Eetza highstands of

Lake Lahontan (with shoreline altitudes more than 1400 m

(4600 ft)). The mtDNA molecules of the five subspecies of 0.

clarki from the Lahontan Basin and Whitehorse/Willow Creek

drainages are similar to each other at the 0.1% level. The estimated rate of divergence (0.5% per 1 My; Figure 14) suggests

that these populations were connected 200 Ka. (The most recent Eetza highstand is dated as just prior to the 150 Ka Wadsworth tephra (Reheis and Morrison, 1997).) Subsequent character sorting is responsible for the similarities and differences

between Alvord trout and Whitehorse trout. Headwater capture

has been important to the distribution of this form (Behnke,

1979). Lower Whitehorse Creek and its tributary, Willow

Creek, flow north out of the Trout Creek Mountains to the dry

lake floor 12 miles east of the Alvord desert. The drainage pattern (USGS 1:250,000 series, Adel Sheet, 1955) indicates two

captures: (1) the headwaters of Whitehorse Creek were captured by McDermitt Creek (T. 40 S., R. 39. E.), a tributary to

the Quinn River (Humboldt River drainage); and (2) the headwaters of Trout Creek (T. 39 E., R. 37 W.) were apparently

headwaters of Willow Creek (T. 39 S., R. 37 E.) prior to their

capture at Flagstaff Butte by Trout Creek, a tributary to Alvord

Lake.

The Lahontan-Alvord-Whitehorse clade (Figures 9, 10) is

the sister group to the Westslope cutthroat trout, Salmo clarki

lewisi, from the Columbia Basin (e.g., Fish Lake, Wing

Creek, and Cougar Creek, Idaho), from which they differ by

0.7%-0.9% sequence divergence (implying they were hydrographically connected 1.6 Ma). Oncorhynchus c. lewisi is
222 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

represented by relict populations throughout the Columbia

River drainage, including as far south as the Boise River

drainage near Atlanta, Idaho (UMMZ 234336 with cutthroat

trout marks and O. clarki osteology). The distribution and

mtDNA of Lahontan Basin and Columbia Basin trouts support an early Pleistocene connection between the Lahontan

Basin and Columbia River drainages, as hypothesized by Reheis and Morrison (1997), but the other species in the two

faunas are too different to support a direct spillover from

Lake Lahontan to the Snake River drainage. Together, O. c.

lewisi and O. c. henshawi and their relatives are the sister

group to Oncorhynchus clarki clarki, from which they differ

by 1.3%-1.8% sequence divergence, implying separation occurred about 3 Ma (Figure 10; Table 3).

98. * Oncorhynchus clarki Utah Suckley (Bonneville cutthroat trout). The Bonneville Basin contains 41 populations

of cutthroat trout (Duff, 1988) differentiated into three kinds:

Bonneville, Snake Valley, and Bear River (Loudenslager and

Gall, 1980; Martin et al., 1985; Behnke, 1992). They were

characterized by Behnke (1992) as subdued in coloration,

133-183 (160) lateral scale rows, 33^ 6 (38) scales above the

lateral line, 16-24 (19) gill rakers, 25-54 (35) pyloric caeca,

and 1-50 basibranchial teeth in at least half the population

(Hickman, 1978; Duff, 1988). The counts are basically those

of the Yellowstone cutthroat trout, O. c. bouvieri. Mitochondrial DNA restriction-site analysis indicates that the Bonneville trouts, exclusive of the Bear River forms, are the plesiomorphic sister group to all other O. clarki (Figure 10),

differing from them by 1 %-4% sequence divergence (Table

3). The Deaf Smith Creek (Salt Lake County, Utah) population

differs from other Bonneville cutthroat trouts in its mtDNA

(sequence divergence >2% from other Bonneville cutthroat

trouts and 3%-4% from all other cutthroat trouts; Table 3).

The Bonneville cutthroat form shares a protein allele with the

Colorado River subspecies (Martin et al., 1985; Shiozawa and

Evans, unpublished data) and has representatives in Santa

Clara River headwaters in Pine Valley in southwestern Utah

(see "Discussion"). Fossil cutthroat trout are known from the

late Pleistocene Black Rock Canyon locality (shoreline dated

at 11,000-13,000 years B.P.) in northeastern Bonneville Basin

(Smith et al., 1968); from Homestead Cave, 10,160-11,170

years B.P. (Broughton, 2000a, 2000b); and from the late Pleistocene Old River Bed between the northern Bonneville and

Sevier Basins (Oviatt, 1984).

99. * Oncorhynchus clarki subsp. (Snake Valley cutthroat

trout). The Snake Valley cutthroat trout forms tend to have

more spots than other Bonneville cutthroat trouts. Behnke

(1992) suggested that trouts were possibly absent from the

Bonneville Basin until the late Pleistocene, and Duff (1988)

postulated they had an insufficient time of isolation to become

a distinct species. We interpret the cladistic primitiveness of

the diversity in the Bonneville Basin and the level of divergence of the Bonneville cutthroat trout forms to indicate an ancient, possibly Miocene, presence of cutthroat trout in what

became the Bonneville Basin. Fossils from 12 Ka or older

have been reported from Smith Creek Canyon in Snake Valley

(Meadetal., 1982).

100. Oncorhynchus clarki subsp. (Bear River cutthroat

trout). The Bear River form shares proteins and mtDNA

with the Yellowstone cutthroat trout, which is consistent with

its former connections to the Snake River, between 140 Ka and

80 Ka (Bouchard et al., 1998). The Bear River and Thatcher

Basin were most recently diverted to the Bonneville Basin system about 20 Ka (Bright, 1966, 1967; Bouchard et al., 1998).

The Bear Lake relative of the Bear River form has more pyloric caecae, an azure blue color that is dense on the snout but

diminishes posteriorly, and yellowish fins (Nielson and

Lentsch, 1988). The Bear Lake form is distinct in its life history, reproductive separation, and coloration (Nielson and

Lentsch, 1988; Behnke, 1992). The Bear River form is the sister group to the Yellowstone River and Snake River populations (Figure 10), differing from them at the 0.3%-0.4% level

in its mtDNA restriction sites (Table 3). These populations differ from O. clarki Utah of the main Bonneville Basin system at

the 1.4%—3.5% level, indicating their separate evolution

through most of the Pleistocene.

CYPRINODONTIDAE

101. Cyprinodon radiosus Miller (Owens pupfish). This

species inhabits the Owens River valley, which is a tributary to

Owens Lake, Mono County, California. It is the sister species

to C. macularius of the lower Colorado River drainage (Echelle and Dowling, 1992; Echelle and Echelle, 1993; Figure

11); it differs from that species by 2.8% sequence divergence

of mtDNA (Table 4). Cyprinodon macularius and C. radiosus

are related to various species of pupfishes from the Death Valley system (Miller, 1946a, 1948) and northern Mexico (Figure

11). Cyprinodon radiosus is similar to C. macularius in having

seven pelvic-fin rays, dorsal origin at the midbody, and disrupted vertical bars in females, but it shares an apomorphic

scale structure with the Death Valley species (Miller, 1943b,

1948). It is additionally characterized by having large scales

and a large, deep body, like C. nevadensis; its long dorsal and

anal fins and long prehumeral length resemble those of C. diabolis. Male coloration is unique, with amber-colored margins

on the dorsal and anal fins and a pale or amber-colored (not

black) terminal band on the caudal fin.

Cyprinodon nevadensis Eigenmann and Eigenmann

(Amargosa pupfish). This is a geographically variable and

widespread pupfish in the Death Valley system. It is found in

numerous springs from Ash Meadows in Nye County, Nevada,

to Shoshone, Tecopa, and Saratoga Springs and other localities

along the Amargosa River near the boundary of Inyo and San

Bernardino Counties, California (Miller, 1948). The species is

large and deep, with large scales, preorbital scales; broad,

rounded, incised outer tooth-cusps; six pelvic-fin rays; and the

dorsal-fin origin usually behind the midbody. Males are deep
NUMBER 33 223

blue with a dark terminal border on the pale caudal fin; females have continuous vertical bars. Protein and mtDNA evidence shows the C. nevadensis group (Figure 11) to be related

to C. salinus, C. diabolis, and C. milleri, with evidence of possible introgressive homoplasy (Echelle and Dowling, 1992;

Echelle and Echelle, 1993).

102. Cyprinodon nevadensis nevadensis Eigenmann and Eigenmann (pupfish). This subspecies, from Saratoga Springs in

southern Death Valley, California, is characterized by its robust body shape; high, narrow scales; numerous radii; and

dense reticulations (Miller, 1948).

103. Cyprinodon nevadensis amargosae Miller (pupfish). This subspecies is from the Amargosa River in San

Bernardino County, California, including Death Valley. Small

scales with few radii characterize it. Miller (1948) recognized

several isolated populations as different races.

104. Cyprinodon nevadensis callidae Miller (pupfish). This

subspecies, from Tecopa Hot Springs along the Amargosa

River in Inyo County, California, is diagnosed by large scales,

narrow interorbital distance, and a short caudal peduncle

(Miller, 1948).

105. Cyprinodon nevadensis shoshone Miller

(pupfish). This subspecies is from Shoshone Springs, Inyo

County, California. It is characterized by a narrow, slender

body and relatively straight ventral profile (Miller, 1948).

106. Cyprinodon nevadensis mionectes Miller (pupfish). This subspecies is from Big Spring, Ash Meadows,

Nye County, Nevada. Miller (1948) diagnosed it by its small

size, few scales and fin rays, narrow body, posterior dorsal fin,

long head, and arched predorsal profile. There are several distinct races.

107. Cyprinodon nevadensis pectoralis Miller (pupfish). This subspecies is from near Lovell's Spring, Ash

Meadows, Nye County, Nevada. Small scales, large number of

pectoral-fin rays, and robust body shape characterize it (Miller,

1948).

108. Cyprinodon salinus Miller (Salt Creek pupfish). This

isolated species inhabits Salt Creek canyon, northern Death

Valley, Inyo County, California (Miller, 1943a). A median

ridge on the teeth, slender body, small scales, and scaleless

preorbital region characterize it. It is similar to C. nevadensis

and C. milleri, with which it shares small fins, especially the

pelvics, posterior position of the dorsal fin, small head and

eyes, and dark blue color. Miller (1946a) outlined geological

evidence that the divergence of C. salinus and C. nevadensis

occurred in the interval since isolation of the Salt River by the

desiccation of Lake Manly, which was estimated at that time to

be about 20 Ky (but see C. milleri, below). It is related to C.

nevadensis and is the sister group to C. milleri, according to

protein evidence (Echelle and Echelle, 1993). Molecular data

indicate that C. salinus is the sister group to the other Death

Valley and Ash Meadows species (Echelle and Dowling, 1992;

Figure 11). Cyprinodon salinus does not differ from C. milleri

in its mtDNA, but these two differ from diabolis + nevadensis

by 0.13% sequence divergence, indicating more than 10 Ky of

divergence.

109. Cyprinodon milleri LaBounty and Deacon (Cottonball

Marsh pupfish). This distinctive species was discovered living under most severe conditions in a marsh near Salt Creek,

several miles southeast of the type locality of C. salinus in

Death Valley, Inyo County, California (LaBounty and Deacon,

1972). The population lives below sea level in waters that experience a temperature range of 0°-40° C. The fish can survive a salinity range of 0-78 g/L. Large teeth, reduced or absent pelvic fins, reduced lacrimal pores, short, slender caudal

peduncle, small fins, and small scales diagnose the species.

The large, tricuspid teeth have a broad, spatulate central cusp

with no ridge on the outer face and a slim central shaft, like

that of C. macularius Baird and Girard but with deeper incisions separating the outer cusps. It shares the absence of preorbital scales with C. salinus and C. diabolis; it shares small

scales and a slender body with C. salinus. Cyprinodon milleri

and C. salinus differ at 4 of 31 protein loci (Rogers genetic distance <0.06) according to Echelle and Echelle (1993), but the

mtDNA of C. salinus and C. milleri do not differ. The documentation of morphological differences by LaBounty and

Deacon (1972) showed C. milleri to be the most phylogenetically derived species in Death Valley. LaBounty and Deacon

(1972) and Minckley et al. (1986) hypothesized an isolation

interval of only a few hundred years, assuming no heterogeneity at the time of the most recent hydrological connections

documented by the geological studies of Hunt and Mabey

(1966) and Hunt et al. (1966). This is consistent with the 0%

sequence divergence and with geography, but it is in conflict

with protein and morphological differences. Introgressive homoplasy of mtDNA is possible, in light of this inconsistency.

The time of divergence is therefore ambiguous, but this is a

possible example of rapid evolution.

110. Cyprinodon diabolis Wales (Devils Hole pupfish). Devils Hole is a small cave fault that opens at an

elevation of 2488 ft, in Ash Meadows, Nye County, Nevada. Its pool is the sole range of the 200-400 individuals

of Cyprinodon diabolis. This small species has no pelvic

fins, long dorsal and anal fins, a posterior dorsal fin, a

convex caudal fin, and no preorbital scales. Mature males

have a black terminal band on the caudal fin; mature females lack vertical cross bars and show reversal of some

sexually dimorphic characters (Miller, 1948). The population has lost individual territorial behavior (Liu in Turner,

1974). Mitochondrial DNA data (Figure 11) indicate that

Cyprinodon diabolis is related to the C. nevadensis clade,

and it shares most of its characters (e.g., large scales) with

C. nevadensis; however, it shares two strikingly nonreductive characters, increased dorsal- and anal-fin rays, with

C. radiosus. Turner (1974) electrophoretically analyzed

31 presumptive loci and found C. diabolis to be similar to

C. nevadensis and C. radiosus at the 0.968 and 0.936 levels of similarity, respectively. Morphological and mtDNA
224 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

homoplasies in combination suggest reticulate evolution

in the history of C. diabolis (Echelle and Dowling, 1992).

111. ^Cyprinodon breviradius Miller (pupfish). This fossil

form was found with Fundulus curryi in Titus Canyon on the

east side of Death Valley, Inyo County, California (Miller,

1945b). The age was estimated by McAllister to be Miocene

(Miller, 1981), but it could be Pliocene (see number 117, below). It is similar to C. macularius, but it has a slender body,

like C. salinus, and 20 caudal vertebrae, which is several more

than normal for the Death Valley group. On the basis of these

apomorphies, the fossil is assumed to be ancestral to the ancestor of the C. fontinalis—salinus—diabolis—nevadensis clade in

Figure 11. This clade differs from its sister species by an average of 2.9% sequence divergence.

GOODEIDAE

112. *Empetrichthys merriami Gilbert (Ash Meadows poolfish). This species, now extinct, was taken in five separated

springs in Ash Meadows, Nevada. It was a small, robust fish

with a deep body, large head, narrow mouth, and molariform

pharyngeal teeth (Miller, 1948; Uyeno and Miller, 1962). Apparently always rare, it was possibly eliminated by scientific

collecting (Miller, 1948:101).

113. *Empetrichthys latos Miller (Pahrump poolfish). This

species lived in three springs in Pahrump Valley, Nye County,

Nevada. Each spring had a distinct subspecies. Miller (1948)

and Uyeno and Miller (1962) distinguished it from C. merriami by its slender body, broad and weak mouth, pointed teeth,

and smaller scales. Springs that were inhabited by the three

subspecies are geographically close to each other, and the taxa

are morphologically similar. They differ from each other in

body and fin shapes. A fossil relative, ^Empetrichthys erdisi

(Jordan), from Pliocene sediments in the Ridge Basin, Los Angeles County, California, had conical teeth, smaller scales, and

more vertebrae (Uyeno and Miller, 1962). Empetrichthys pharyngeals were identified by W.L. Minckley from the Glendale

Formation (locality in Van Devender and Tessman, 1975) in

southern Nevada (Minckley et al., 1986:582).

114. Crenichthys baileyi (Gilbert) (White River springfish). This species inhabits springs in the Pahranagat Valley

and tributaries to the White River, in Clark, White Pine, Nye,

and Lincoln Counties, Nevada. Geographic variation was recognized, and four subspecies were named by Williams and

Wilde (1981).

115. Crenichthys nevadae Hubbs (Railroad Valley springfish). This species differs from C. baileyi primarily in coloration. It lives in Hot Springs in Railroad Valley and tributary

Duckwater Valley, Nye County, Nevada. This drainage was

probably connected to the Pahranagat Valley and the White

River system through the Penoyer and Desert Valleys (Hubbs

and Miller, 1948b).

FUNDULIDAE

116. f Fundulus nevadensis (Eastman) (killifish). This is a

late Miocene species (from at least 6 Ma) from the Truckee

Formation in the Lahontan Basin near Hazen, Nevada. It is a

long, slender fish with 11 or 12 dorsal-fin rays, the dorsal fin

well in advance of the anal fin, 10-13 anal-fin rays, and small,

circular scales in more than 65 lateral rows (Eastman, 1917;

Miller, 1945b). LaRivers (1964) reported it in correlated beds

in the Sahwave Mountains, Pershing County, Nevada.

117. ^Fundulus curryi Miller (killifish). This species, from

the east side of Death Valley, was similar in some ways to Empetrichthys (Miller, 1948:100). It is a short (44-66 mm SL),

deep fish with 14 or 15 dorsal-fin rays, the dorsal fin much

closer to the anal fin than to the pelvic fins, 15 or 16 anal-fin

rays, a broadly rounded anal fin, and scales like those of F. eulepis (Miller, 1945b). Numerous specimens of Fundulus have

been collected from Titus Canyon, Death Valley, California.

Their ages are uncertain. The lower part of the Titus Canyon

Formation has been dated as early Oligocene; the date was

based upon the presence of Mesohippus, titanotheres, hydracodont rhinoceros, artiodactyls, and rodents, as well as on radiogenic dates (Saylor, 1994). But if F. curryi was collected

near Cyprinodon breviradius Miller, it could be Miocene or

Pliocene (Miller, 1945b). An old specimen of Fundulus was

recently collected at the Bullfrog Mine, southeast of Beatty,

Nevada. It was found in a dark gray to black shale beneath a

late Oligocene to early Miocene volcanic unit dated at 23 Ma.

118. ^Fundulus eulepis Miller (killifish). This species isfrom beds of Pliocene age in Death Valley near Furnace Creek.

The specimens are relatively long (~9 cm SL), with 13 or 14

dorsal- and anal-fin rays, the dorsal fin in advance of the anal

fin by about one-third of the distance from the anal fin to the

pelvic-fin origins, and about 45-50 lateral scale rows (Miller,

1945b).

119. ^Fundulus spp. (killifishes). Undescribed samples of

Fundulus have been collected from three localities on the Nevada Test Site by Richard V. Wyman (of the University of Nevada, Las Vegas) and others. Specimens studied so far are

large (up to 9 cm SL), with conical teeth, 13 rays in the dorsal

and anal fins, the dorsal fin slightly in advance of the anal fin,

6 pelvic-fin rays, moderately small scales on the body, scaled

cheeks, and 20 caudal vertebrae. The caudal peduncle is moderately long, like that of F. eulepis. They lack evidence for

modification of the anal fin, as seen in Goodeidae. Cyprinodon

and Fundulus in the Miocene and Pliocene of the Great Basin

are similar in morphology and diversity to modern cyprinodontoids (Empetrichthyines, Cyprinodon, Fundulus) in the

southwestern United States. The fossil Fundulus add to the evidence of widespread, warm, low-gradient habitats during the

Miocene.

120. ^Fundulus spp. (killifishes). Fundulus have been collected from two localities in the Esmeralda Formation, or beds

reported to be Esmeralda Formation northwest of Death Val^
NUMBER 33

225

ley. These locations are in different and younger rocks than the

Siebert tuff in which Fundulus lariversi was found.

121. ^Fundulus davidae Miller (killifish). A single specimen

(Cal. Tech. 10276) of this species was obtained through Lore

David from an oil driller. The specimen is from the Mohave

Desert in northwestern San Bernardino County, California, but

the formation of origin was not known. Miller (1945b) judged

that the fossil was of Pliocene or early Pleistocene age. The

specimen is short and moderately deep, with 11 or 12 dorsaland anal-fin rays, 6 pelvic-fin rays, a large head, 40-45 lateral

scale rows, and scale features like those of F. eulepis. Some of

the characters are similar to those of Empetrichthys erdisi

(Miller, 1945a). Specimens figured by Pierce (1959) from the

Miocene Barstow Formation near Yermo in the Mohave

Desert, might be Fundulus (Uyeno and Miller, 1962); the supposed fossil fish eggs reported from this locality were shown to

be ostracods (Hubbs and Miller, 1962).

122. fFundulus lariversi Lugaski (killifish). This species

was described from the Siebert tuff (which formed 17 Ma),

from Tonopah, Nye County, Nevada. It is characterized by a

slender body, conical teeth, dorsal fin over anal fin and half

way between snout and caudal tip, 11 dorsal-fin rays, 13 analfin rays, 12 pectoral-fin rays, pelvic fin reduced to seven rays,

17 caudal-fin rays, and 31 vertebrae. This species is similar to

Empetrichthys (Lugaski, 1978), but it possesses a pelvic fin.

123. ^Fundulus sp. (killifish). Fundulus was collected from

the middle Miocene Humboldt Formation north of Wells, Nevada. The specimen is deposited at the Mackay School of

Mines, Unversity of Nevada, Reno.

COTTIDAE

124. *Cottus beldingi Eigenmann and Eigenmann (Paiute

sculpin). This sculpin occupies the Lahontan, northern

Bonneville, and Columbia-Snake drainages. Jordan (1924) reported fossils from Pleistocene cave deposits in the Lahontan

Basin. Taylor and Smith (1981) reported the species from

Pliocene rocks at Mopung Hills. A basioccipital diagnosed only

as Cottus has been identified (by K.W.G.) from Pliocene sediments in Secret Valley, California, and a cottid parasphenoid

was collected by Julian Humphries from Virgin Valley, Nevada.

An angular-articular from middle Pleistocene sediments of the

Humboldt River gorge unquestionably represents Cottus beldingi. R.R. Miller collected specimens from Pliocene diatomites

at Fish Cave, Churchill County, Nevada. This has apparently

been a Lahontan Basin cool-water species since a time when

the Snake River Plain had a strikingly different sculpin fauna

(Smith, 1987) and the central Columbia Basin had a warm,

lowland fauna lacking sculpins (G.R. Smith et al., 2000).

125. *Cottus bairdi Girard (mottled sculpin). This is the

abundant, widespread sculpin of the Snake-Columbia and

Bonneville drainages (as well as of eastern North America).

Two different forms are found in the Harney-Malheur drainage

(Bisson and Bond, 1971). The two morphs possibly colonized

from the Columbia River drainage (by stream capture from the

John Day River) and from the upper Snake River drainage

(prior to separation of the Harney-Malheur drainage from the

Snake River drainage). Pleistocene fossils were reported from

the Black Rock and Hot Springs localities of Lake Bonneville

(Smith et al., 1968). A Pliocene or Pleistocene Cottus was collected from Park Valley, Box Elder County, Utah (Felix, 1956),

by Ted Cavender.

126. * Cottus extensus Bailey and Bond (Bear Lake sculpin). The Bear Lake sculpin is now endemic to that lake,

which is on the Utah-Idaho border, but it was common in Lake

Bonneville in the late Pleistocene (Smith et al., 1968; Broughton, 2000a, 2000b).

127. Cottus echinatus Bailey and Bond (Utah Lake sculpin). This extinct species is known only from Utah Lake,

Utah. It has not been found among Lake Bonneville fossils, but

it probably shared a common ancestor with Cottus extensus

(Bailey and Bond, 1963).

GASTEROSTEIDAE

128. ^Gasterosteus doryssus (Jordan) (Truckee stickleback). The fossil three-spined stickleback (Gasterosteus doryssus) occurs in the Great Basin in the Miocene Truckee Formation in west-central Nevada from Hazen (Bell, 1974) to the

Sahwave Mountains (LaRivers, 1964). It represents a lowland

fauna from the late Miocene (Bell et al., 1985) of Nevada when

the drainage was west to the Pacific Ocean. Thousands of specimens have been collected and analyzed as a premier example

of rates of evolution; this data has been summarized by Bell

(1994, and references therein; Figure 12).

129. * Gasterosteus aculeatus Linnaeus (threespine stickleback). Threespine sticklebacks are recorded from late Pleistocene sediments in the Mohave Basin in association with ancient Lakes Manix and Thomson and Mohave River sediments

(Roeder, 1985; Jefferson, 1991; Reynolds and Reynolds, 1991;

Bell, 1994). Recently collected, living specimens of Gasterosteus aculeatus williamsoni from high elevation in the Mohave

Basin have some males with a unique melanistic nuptial pattern, suggesting that they are native (Bell, 1982). But trout

(with stray sticklebacks) were transplanted by fisheries biologists in that region in the 1930s or earlier, raising the possibility

that the modern population is introduced (Leo Shapovilov, California Department of Fish and Game, in litt. to R.R. Miller,

University of Michigan, Museum of Zoology; Miller and

Hubbs, 1969).

CENTRARCHIDAE

130. ifArchoplites sp. (perch). Late Miocene sunfish occur in

or near the Great Basin at several localities. These include Park

Valley, Box Elder County, Utah (Felix, 1956); the Salt Lake

group, (MVP 117073, collected by Patrick McClellan); Windermere Hills near Elko, Nevada; the Snake River Plain in Idaho
226 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

and Oregon; and Trout Creek, Harney County, Oregon (Smith

and Miller, 1985). Trout Creek specimens have been referred to

the genus Plioplarchus Cope. Two partial dentaries of large

sunfish were collected by J.A. Shotwell from the Juntura Formation, outside the edge of the Great Basin in Malheur County,

Oregon. Other specimens are from Miocene sediments in Klamath Lake, Harney and Malheur Counties. These centrarchids

are diverse and under study.

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Basins and Ranges: The Biogeography of Aquatic

True Bugs (Insecta: Heteroptera) in the Great Basin

Dan A. Polhemus and John T. Polhemus

ABSTRACT

The endorheic drainage catchments of the Great Basin form an

obvious, topographically defined biogeographic region for the

aquatic true bugs (Heteroptera) of North America. The Great

Basin, however, does not have a homogenous regional fauna,

because of its broad north-to-south extent and the consequent variation of both present day climate zones and past limnological

regimes. An east-west drainage divide, apparently linked to a

transverse geological accommodation zone, separates the northern

basins, including the Bonneville and Lahontan Basins and those of

southeastern Oregon, from the southern basins lying in southeastern California and southern Nevada. The northern basins have

depauperate water bug faunas characterized by a widespread suite

of north temperate generalist species, and by the absence or nearabsence of many families found at similar latitudes outside the

Great Basin. We hypothesize that this pattern resulted from the

presence of cold-water lakes in these northern basins at various

times during the Pliocene and Pleistocene, which represented hostile habitats for many aquatic Heteroptera and which did not permit southerly escape along river corridors in response to periods of

increased climatic stress. The southern basins have had a much

different faunal history. One of the most remarkable concentrations of disjunct and endemic aquatic Heteroptera in North America occurs in three of these isolated, endorheic drainages: Railroad

Valley and the White River, in southern Nevada, and the Amargosa River drainage, straddling the adjacent California-Nevada

border. As with other isolated aquatic elements, including spring

Dan A. Polhemus, Department of Systematic Biology, MRC 105, National Museum of Natural History, Smithsonian Institution, Washington, D.C. 20560-0105, USA. John T. Polhemus, Colorado

Entomological Institute, 3115 South York Street, Englewood, Colorado 80110, USA.

Reviewers: Richard W. Baumann, Department of Zoology, Brigham

Young University, Provo, Utah, 84602-5255, USA; Thomas Henry,

Systematic Entomology Lab, MRC 168, National Museum of Natural

History, Smithsonian Institution, Washington, D.C. 20560-0168, USA;

Robert Her shier, Division of Mollusks, National Museum of Natural

History, Smithsonian Institution, Washington, D.C. 20560-0118, USA;

W.L. Minckley, Arizona State University, Tempe, Arizona 85287, USA;

Gerald R. Noonan, Invertebrate Zoology Section, Milwaukee Public

Museum, 800 West Wells Street, Milwaukee, Wisconsin, 53233, USA.

fishes, the nearest conspecific or congeneric populations of many

of these isolates occur in northern Mexico or central Texas rather

than in the more geographically proximal Colorado River basin.

This indicates that these southern basins may have had an historical connection to the Rio Grande system before the formation of

the Colorado River in its current configuration. In addition, the

southern basins also contain highly isolated populations of species

adapted to cold-water regimes. Unlike the isolates associated with

thermal waters, these cold-water species have their nearest associated populations in sections of the upper Virgin and Colorado

River systems immediately to the south. We suggest that this coldwater pattern is of more recent origin, and it has resulted from dispersal through post-Pliocene cold-water drainages that once

existed in the region.

Introduction

The endorheic drainage catchments of the Great Basin, as

defined in the broad sense, form a topographically delimited

biogeographic subregion for the aquatic true bugs (Heteroptera) of North America. The basin as a whole, however,

does not have a homogenous regional fauna, because of its

broad north-to-south extent and the consequent variation of

both current-day climate zones and past limnological regimes.

Despite the obvious north-to-south expression of the surface

topography, the Great Basin also contains a marked west-toeast drainage divide, cutting roughly across the middle of Nevada, then jogging southeastward along the Utah border (Figure 1). This drainage divide is roughly correspondent to the

Caliente-Enterprise accommodation zone, an east-west band

of structural discontinuity and magmatic intrusion that has

persisted transverse to regional extensional structures for

nearly 30 My, from the Early Oligocene to the Holocene

(Axen, 1998). This zone also appears to correspond to the

Blue Ribbon-Warm Springs lineament, noted by various authors as a zone of volcanism and caldera formation from 30 to

20 million years ago (Ma) (Rowley et al., 1978; Mutschler et

al., 1998; Rowley et al., 1998). As pointed out by Rowley et

al. (1998), such transverse structures are analogous to the

transform faults seen in oceanic basins running perpendicular

235
236 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

( Columbia

( River

— 30

FIGURE 1.—The Great Basin within the context of western North America. The cold, northern basins, as

defined herein, lie within the dark hatched area, and the warm, southern basins lie within the area indicated by

lighter hatch markings.

to plate boundary spreading centers. In each case, they allow

the crust to accommodate different amounts of spreading on

either side of the structure, be this spreading because of magmatism (as at mid-oceanic ridges) or extensional faulting (as

in the Great Basin).

Many of the basins north of the divide formed by the Caliente-Enterprise accommodation zone, which we term the

northern basins, contained large cold-water lakes during the

Pliocene and Pleistocene and had periodic drainage connections to the Snake and Columbia Rivers. The basins south of

the divide, which we term the southern basins, contained

fewer and smaller lakes, had warmer Pliocene and Pleistocene

climates, and had previous drainage connections that led

southward toward the modern day Colorado River (Hubbs and

Miller, 1948). Along the transverse divide itself are several

basins of ambiguous affinity that appear to have been strictly

endorheic throughout their histories; these include Dixie,

Toiyabe, and Steptoe, plus the series of endorheic catchments

devoid of native fishes that Hubbs and Miller (1948) referred

to as the "area of sterile basins" (see Figure 2). For the purposes of the current report the first three basins have been

grouped with the northern basins, whereas the latter group has

been included in the southern basins (although it is treated as

a separate faunal unit in Table 1).
NUMBER 33 237

Flowing stream channel

-'- Intermittent stream channel

® Dry lake

(@) Major thermal spring

• • State boundary

FIGURE 2.—Map of the southern Great Basin, showing locations of thermal springs (hatch-filled spots) within

the principal drainage basins discussed in the text. Localities: 1 = Duckwater, 2 = Lockes Ranch, 3 = upper

White River, 4 = Pahranagat Valley, 5 = Moapa Warm Springs, 6 = Ash Meadows, 7 = middle Amargosa

River basin, 8 = Saratoga Spring, 9 = Furnace Creek, 10 = Grapevine Springs.

The divide separating the northern and southern basins has

been a distinctive biological barrier as well as a topographic

one, and this is reflected in the distributions of aquatic Heteroptera and other aquatic insects. The northern basins, including the Bonneville Basin, the Lahontan Basin, and those of

southeastern Oregon, have depauperate water bug faunas characterized by the absence or near-absence of many groups, such

as Hebridae, Hydrometridae, most Nepidae and Veliidae, and

the genus Buenoa in the Notonectidae, which are found at similar latitudes outside the northern Great Basin (Table 1). We hypothesize that this pattern resulted from the former presence of

cold-water lakes in these northern basins at various times during the Pleistocene, which represented hostile habitats for

many aquatic Heteroptera, precluding the possibility of escape

along southward-leading river corridors in response to periods

of increased climatic stress. Even among cold-tolerant families
238 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 1.—Geographic distribution of aquatic heteroptera within the Great Basin, by drainage basin: BV, Bonneville Basin; LH, Lahontan Basin; SO, southeastern Oregon closed basins; SB, area of sterile basins; RR, Railroad

Valley and tributaries; WR, White River basin; AR, Amargosa River basin. X, species found in basin; -, species

not found.

Species, by family

Belostomatidae

Belostoma bakeri Montandon

Belostoma flumineum (Say)

Lethocerus americanus (Leidy)

Lethocerus angustipes (Mayr)

Corixidae

Callicorixa audeni Hungerford

Callicorixa scudderi Jansson

Callicorixa vulnerata (Uhler)

Cenocorixa bifida bifida Hungerford

Cenocorixa utahensis (Hungerford)

Cenocorixa wileyae (Hungerford)

Corisella decolor (Uhler)

Corisella edulis (Champion)

Corisella inscripta (Uhler)

Corisella tarsalis (Fieber)

Graptocorixa abdominalis (Say)

Graptocorixa serrulata (Uhler)

Hesperocorixa laevigata (Uhler)

Hesperocorixa vulgaris (Hungerford)

Sigara alternata (Say)

Sigara grossolineata Hungerford

Sigara mckinstryi Hungerford

Sigara nevadensis Walley

Sigara omani (Hungerford)

Sigara washingtonensis Hungerford

Trichocorixa calva (Say)

Trichocorixa reticulata (Guerin-Meneville)

Trichocorixa uhleri Sailer

Trichocorixa verticalis interiores Sailer

Trichocorixa verticalis saltoni Sailer

Gelastocoridae

Gelastocoris oculatus oculatus (Fabricius)

Nerthra martini Todd

Gerridae

Aquarius remigis (Say)

Gerris buenoi Kirkaldy

Gerris gillettei Lethierry & Severin

Gerris incognitus Drake & Hottes

Gerris incurvatus Drake & Hottes

Limnoporus notabilis (Drake & Hottes)

Hebridae

Hebrus hubbardi Porter

Merragata hebroides White

Hydrometridae

Hydrometra australis Say

Mesoveliidae

Mesovelia amoena Uhler

Mesovelia mulsanti White

Naucoridae

Ambrysus amargosus La Rivers

Ambrysus funebris La Rivers

Ambrysus mormon Montandon

Ambrysus relictus J. & D. Polhemus

Ambrysus woodburyi Usinger

Limnocoris moapensis (La Rivers)

Pelocoris biimpressus biimpressus Montandon

Pelocoris biimpressus shoshone La Rivers

Northern basins

BV

X

-

X

-

X

-

X

X

X

-

X

X

X

X

-

-

X

-

-

X

-

X

-

X

-

-

-

X

-

X

_

X

X

X

-

-

X

-

-

-

-

-

-

-

X

-

X

-

-

-

LH

X

-

X

-

X

-

-

-

-

X

X

X

-

-

X

-

X

-

X

-

X

X

X

X

-

-

-

-

-

X

-

X

-

X

-

X

-

-

-

-

-

X

-

-

X

-

-

-

-

-

so

-

-

X

-

X

X

-

-

-

X

X

-

X

X

-

X

X

X

-

X

-

-

X

X

-

-

-

-

-

X

-

X

X

X

X

X

-

-

-

-

-

-

-

-

-

-

-

-

-

-

SB

X

-

-

-

-

-

-

-

-

X

-

-

-

-

-

X

-

X

-

-

-

X

-

-

X

-

-

-

-

-

-

-

X

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

Southern basins

RR

X

-

-

-

-

-

-

-

-

X

X

-

-

-

-

-

X

-

-

-

-

-

X

-

-

-

-

-

X

-

X

X

-

X

-

-

-

X

X

-

-

-

-

-

-

-

X

-

-

X

WR

X

X

-

-

-

-

-

-

-

X

X

X

X

-

-

X

X

-

-

-

-

-

-

-

X

-

X

-

X

-

X

X

-

-

-

-

-

X

X

X

-

X

-

-

X

-

X

X

-

X

AR

X

-

-

X

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

X

-

-

-

-

-

-

-

X

X

X

X

X

X

X

X

-

-

X

X

Colorado

River

X

X

-

-

-

X

-

-

-

X

-

X

X

X

X

X

X

-

-

-

-

X

-

X

X

X

X

X

-

X

X

X

X

X

-

-

X

X

X

X

X

X

-

-

X

-

X

-

-

-

Snake

River

X

-

X

-

-

X

-

X

X

X

X

-

X

X

-

-

X

X

-

X

-

-

X

X

-

X

-

-

-

X

-

X

X

X

X

X

X

-

-

-

-

-

-

-

X

-

-

-

-

-

Mexico

X

X

-

X

-

-

-

-

-

-

-

X

X

X

X

X

X

-

-

-

-

-

-

-

-

X

-

-

-

X

X

X

-

-

-

-

-

-

X

X

X

X

-

-

X

-

-

-

X

-
NUMBER 33 239

TABLE 1.—Continued.

Species, by family

Nepidae

Ranatrafusca Palisot Beauvior

Notonectidae

Buenoa margaritacea Bueno

Buenoa omani Truxal

Buenoa scimitra Bare

Notonecta kirbyi Hungerford

Notonecta spinosa Hungerford

Notonecta undulata Say

Notonecta unifasciata Guerin-Meneville

Ochteridae

Ochterus barberi Schell

Veliidae

Microvelia beameri McKinstry

Microvelia buenoi Drake

Microvelia cerifera McKinstry

Microvelia gerhardi Hussey

Microvelia hinei Drake

Microvelia signata Uhler

Microvelia torquata Champion

Rhagovelia becki Drake & Harris

Rhagovelia distincta Champion

Northern basins

BV

X

-

-

-

X

X

X

X

-

-

X

-

-

-

X

-

-

X

LH

-

-

-

-

X

X

X

X

-

-

X

X

-

X

X

-

-

-

so

X

-

-

-

X

-

-

X

-

-

X

-

-

-

-

-

-

-

SB

-

X

-

-

X

-

-

X

-

X

-

-

-

-

-

-

-

-

Southern basins

RR

-

-

-

-

X

-

-

X

-

X

-

-

-

X

-

-

-

-

WR

-

-

X

-

X

-

X

X

X

X

-

X

X

X

-

X

X

X

AR

-

-

-

X

-

-

X

X

-

X

-

-

-

X

-

-

-

X

Colorado

River

-

X

-

X

X

-

X

X

X

X

-

-

X

X

-

X

-

X

Snake

River

X

-

-

-

X

-

X

X

-

-

-

-

-

-

-

-

-

X

Mexico

-

X

X

X

-

-

X

X

X

X

-

-

X

X

X

X

X

X

such as the Gerridae and Corixidae, the present-day fauna of

these basins is composed primarily of widespread generalist

species also seen in the Snake and Columbia River systems

(Table 1). The absence of interbasin or intrabasin endemism

also indicates that the former lake systems of the northern basins presented relatively homogenous habitats to those species

capable of inhabiting them, and these systems were sufficiently

interconnected to preclude allopatric speciation.

The southern basins, particularly those lying in southern Nevada and the adjacent southeastern California-Nevada border

area, have had a much different faunal history. One of the most

remarkable concentrations of disjunct and endemic aquatic

Heteroptera species in North America is found in the thermal

springs of three of these catchments: Railroad Valley, White

River, and Amargosa River (see Figure 2). The nearest conspecific or congeneric populations of many of these Heteroptera

isolates are frequently found in central Texas or northern Mexico, rather than in the more geographically proximal drainages

of the modern Colorado River basin and the Sierra Madre Occidental of western Mexico, a pattern also seen in other similarly relictual aquatic elements, such as spring fishes. We hypothesize that these drainages were continuous and probably

integrated in the Miocene, connecting to a drainage network

that flowed southeast toward the modern Rio Grande and the

Gulf of Mexico, as suggested by McKee et al. (1967). After the

late Miocene to early Pliocene extension in the southern Great

Basin (Stewart, 1998), these drainages then became endorheic

and underwent desiccation, becoming reduced to sets of discontinuous spring-fed oases.

In addition to these thermal isolates, the southern basins also

contain highly disjunct populations of certain species, such as

creeping water bugs, adapted to cold-water regimes. These

cold-water isolates have their nearest associated populations in

sections of the upper Virgin and Colorado River systems lying

immediately to the east. It is suggested that this pattern is of

much more recent origin and has resulted from dispersal

through Pleistocene or post-Pleistocene cold-water drainages

that formed in the region, followed once again by subsequent

desiccation and fragmentation.

We review herein the evidence for the above patterns supplied by various families of aquatic Heteroptera. We detail the

distributions of selected genera and species, address taxonomic

problems relating to these, and discuss the biogeographic significance of the thermally associated fauna in the White River,

Railroad Valley, and the Amargosa River basins.

Distribution of Aquatic Heteroptera Species

in the Great Basin

The Great Basin distributions of aquatic Heteroptera species

in the infraorders Gerromorpha and Nepomorpha are detailed

in Table 1. The data for this table were obtained both from examination of major museum collections and from existing taxonomic literature (Drake and Harris, 1934; Hungerford, 1934,

1948; Harris and Shull, 1944; Truxal, 1953, 1979; Knowlton,

1956; Lauck, 1979; Menke, 1979a, 1979b, 1979c; Polhemus,

J.T., 1979; Polhemus and Chapman, 1979a, 1979b, 1979c,

1979d, 1979e; Smith, 1980; Stonedahl andLattin, 1982, 1986;

Henry and Froeschner, 1988; Sites and Polhemus, 1994).

Three sets of collection data were of particular importance in

regard to this analysis: (1) general collections from throughout

the Great Basin by the authors from 1964 to the present; (2)
240 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

collections in southern Nevada and Death Valley, California,

from 1992 to 1997, by the authors specifically in support of

this study; and (3) results from a year-long entomological survey (1996—1997) by Richard W. Baumann and colleagues in

the Muddy River basin of the lower White River system,

southern Nevada.

In the following discussion, we use the terms "thermal endemic" and "thermal disjunct" in reference to species confined

to thermal spring waters and incapable of tolerating the ambient water temperatures currently prevailing in the Great Basin.

In cases where such taxa are endemic to single springs, we refer to them as thermal endemics. Alternately, when such taxa

are distributed among several thermal springs in different

drainage basins (Figure 3) or when they represent isolated populations having broader distributions independent of thermal

springs in areas further to the south (Figures 4, 5), we refer to

them as thermal disjuncts.

Taxonomic Considerations

Taxonomic interpretations given in Table 1 are valid under

existing nomenclature and, for the most part, are stable. In a

few groups, however, the taxonomy is undergoing renewed

scrutiny, and species concepts are likely to be revised in the

next several years. This section reviews several biogeographically informative genera, in three families, that are under study

by specialists. The problems involved are illustrative of the difficulties encountered when dealing with the taxonomy of incipiently speciating populations fragmented by recent tectonic and

climatological events.

FIGURE 3.—Distribution of the subspecies of Pelocoris biimpressus in the

southwestern United States and northern Mexico. Hatch-filled spots = Pelocoris biimpressus biimpressus. Solid black spots = Pelocoris biimpressus shoshone. In addition to the localities shown here, P. biimpressus biimpressus is

also recorded from eastern Texas, the Mexican states of Veracruz and Jalisco,

and Guatemala; P. biimpressus shoshone is endemic to the southern Great

Basin. Pelocoris is absent in the Colorado River basin—the locality shown in

southern Arizona lies on a tributary of the Rio Conception flowing southward

into Mexico.

BELOSTOMATIDAE

Belostoma saratogae was described by Menke (1958), who

examined a series of specimens from Saratoga Spring, in southern Death Valley. Subsequent workers considered this a valid

species endemic to the type locality. Data obtained from our recent collections of Belostoma from across the American Southwest, however, reveal that the characters used to separate B. saratogae from the more widespread and closely related B.

bakeri (Figure 6) exhibit variation and that the two species in

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FIGURE 4.—Distribution of Rhagovelia becki (hatched areas). This species is

an example of a thermal disjunct, as discussed in the text. Its primary distribution is in southern Texas and northeastern Mexico, but a single, highly isolated

population exists at Moapa Warm Springs in the White River basin of southern

Nevada.
NUMBER 33 241

FIGURE 5.—Distribution of Lethocerus angustipes (hatched areas). This species is another example of a thermal disjunct (discussed in the text), having its

primary distribution in central Mexico with a single, highly isolated population

in the Amargosa River basin of southern Nevada and California.

FIGURE 6.—Belostoma bakeri Montandon. This giant water bug occurs

throughout the Great Basin. In the southern basins it intergrades with Belostoma saratogae Menke, a species found in the thermal springs of the Railroad

Valley, White River, and Amargosa River basins.

fact appear to intergrade. Character sets examined provide conflicting diagnoses; these include male phallic features, airstrap

measurements, and head structure.

Two species, however, still may be involved, and they may

segregate on the basis of thermal-spring versus cold-spring

habitats. For instance, at Moorman Hot Spring (along the upper

White River) we can distinguish a single male taken in the cold

marsh from a long series of males taken in the warm waters of

the outflow creek. If one bases the diagnosis solely on the ventral diverticulum of the phallus and ignores all other characters,

then the "warm" specimens from Moorman Hot Spring are B.

bakeri, and the "cold" specimen is B. saratogae.

The situation at other spring-fed habitats around the region

is less clear and provides no obvious geographic or ecological

pattern. Populations inhabiting thermal springs at Duckwater

and Lockes Ranch in Railroad Valley (see Figure 2) are B.

bakeri, whereas specimens from thermal waters at Hot Creek

along the upper White River are B. saratogae. Most of the

specimens from thermal springs in Ash Meadows conform to

a broad interpretation of B. saratogae except for a few indeterminate specimens from a cool-water marsh. The population at

the type locality conforms to the original description, but the

airstrap measurements are variable even within this population, and this character is not as definitive as stated by Menke

(1958).

Given the above observations, it is reasonable to propose that

B. saratogae is simply a synonym of B. bakeri. At the same

time, the Belostoma populations in the Railroad Valley, White

River, and Amargosa River drainages clearly represent a variable but related complex, which can in turn be separated consistently from populations of B. bakeri inhabiting surrounding

regions. It may be necessary, therefore, to redefine the entire

insular complex as B. saratogae and to interpret this species as

more widespread and variable than was previously believed.

All related populations outside the three basins noted above

then would be considered B. bakeri. The only specimens failing to conform to this arrangement are a series from San Diego,

California, that falls within the new "broad" concept of B. saratogae. This record is of interest biogeographically in light of

hypotheses that the Mojave River once had a connection to the

Pacific Ocean via the Los Angeles Basin (Hershler and Pratt,

1990). Because of this uncertainty, all records for this species

complex are given as B. bakeri in Table 1.

One additional Belostoma species, B. Jlumineum, is found

at Ash Warm Springs on the middle White River and at

Moapa Warm Springs and Meadow Valley Wash on the lower

White River (Figure 2). This species, however, is a transcontinental taxon widespread throughout the Colorado River system and the interior valleys of California and is quite distinct

morphologically from the saratogae/ bakeri complex (Lauck,

1964); thus, its distribution has little bearing on the above

analysis.
242 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 7.—Limnocoris moapensis (La Rivers). This creeping water bug is

endemic to Moapa Warm Springs in the lower White River basin. This genus is

absent in the Colorado River system, with the closest congeners occurring in

Texas.

NAUCORIDAE

Limnocoris moapensis (Figure 7) was described by La Rivers (1950b) from material taken at Moapa Warm Springs, to

which the species is endemic. It is one of only two taxa in the

subfamily Limnocorinae found in the United States, the other

being Limnocoris lutzi La Rivers from Texas. The primary

character used by La Rivers (1950b) to separate Limnocoris

from Usingerina was the unusual, hooked shape of the hemelytral embolium in Usingerina. The suitability of this character as

a basis for generic-level separation was subsequently questioned by several authors (De Carlo, 1951; Sites and Willig,

1994), who synonymized Usingerina under Limnocoris. The

presence of L. moapensis in southern Nevada provides evidence of former connections between the southern Great Basin

and a previously more extensive Rio Grande system. It is also

noteworthy that this species has not spread into the Colorado

River system, despite the presence of a flowing water connection via the Muddy River.

La Rivers (1948) described Pelocoris shoshone (Figure 8)

from material taken at Ash Warm Springs along the middle

White River, and he subsequently reported additional specimens from Moapa Warm Springs along the lower White River

(La Rivers, 1950a). Several years later an additional population

of this species was found at Saratoga Spring in Death Valley,

which La Rivers (1956) interpreted as a separate subspecies, P.

shoshone amargosus. These discoveries were remarkable at the

time because Pelocoris was considered to be a Neotropical genus extending northward only to the southern and eastern

United States. Further collecting during the past thirty years,

FIGURE 8.—Pelocoris biimpressus shoshone La Rivers. This creeping water

bug occurs in the Railroad Valley and White River basins of southern Nevada

and in Grapevine Springs in northern Death Valley. Populations of the nominate subspecies, P. biimpressus biimpressus, occur throughout the remainder of

Death Valley and the lower Amargosa River basin. The species is absent from

the Colorado River drainage but widespread in northern Mexico and southern

Texas.

however, revealed that Pelocoris is widespread as a series of

disjunct populations throughout the southern Great Basin. By

1994, P. shoshone was known not only from the Ash Warm

Springs, Moapa Warm Springs, and Saratoga Spring localities

that La Rivers reported, but also from Sheep Creek and Grapevine Springs (in Grapevine Canyon) in Death Valley, warm

springs in the towns of Tecopa and Shoshone along the middle

Amargosa River, many springs at Ash Meadows, and the warm

springs at Duckwater in the northern Railroad Valley (see P. biimpressus shoshone in Table 1).

La Rivers (1956) suggested that Pelocoris shoshone shoshone was confined to the White River drainage, whereas the

subspecies P. shoshone amargosus occurred in the Amargosa

River basin. Although intuitively appealing, this hypothesis of

distribution has been disproven by this study of subsequent collections, which demonstrated that the characters used to separate the two subspecies—size and color—intergrade between

the many populations now known. If La Rivers' (1956) diagnosis for P. shoshone amargosus is strictly applied, the only populations in the southern Great Basin that truly conform to his

concept are those from Saratoga Spring, Tecopa Hot Springs,

and Shoshone Spring, all lying in the Amargosa basin. This

subspecies also occurs in the Atascosa Mountains of far southern Arizona (along southward flowing tributaries to the Rio

Concepcion) and along the western foothills of the Sierra Madre Occidental in Sonora, Mexico (see P. biimpressus biimpressus in Figure 3). All of the remaining Pelocoris populations in
NUMBER 33 243

the southern Great Basin, including those in northern Death

Valley, Ash Meadows, Railroad Valley, and the White River

drainage, conform to La Rivers' (1948) concept of P. shoshone

shoshone, a subspecies that does not have a wider distribution

(see P. biimpressus shoshone in Figure 3).

The taxonomic situation is further complicated by the recent

determination that La Rivers' P. shoshone is a synonym of P.

biimpressus, a poorly known species described by Montandon

(1898) from Texas (Polhemus and Sites, 1995). As a result of

this synonymy and a reanalysis of existing material, we treat

the Pelocoris populations from the Amargosa River basin, with

the exception of those at Grapevine Springs in northern Death

Valley, as P. biimpressus biimpressus, whereas the populations

occurring in the Railroad Valley and White River basins and at

Grapevine Springs are considered P. biimpressus shoshone

(Figure 3). The distribution of the latter taxon suggests that the

northern and southern segments of Death Valley had differing

biogeographic histories and that the Grapevine Canyon area

may have had historical relationships with drainages east of the

modern Amargosa River before the creation of the Death Valley trough.

Montandon (1909) described Ambrysus mormon (Figure 9)

on the basis of a type series collected at St. George, Utah, presumably from the Virgin River or a nearby tributary. This species is widespread throughout the West, exhibiting extensive

morphological variation. In particular, populations inhabiting

thermal waters tend to be consistently dwarfed and display distinctive morphological features. Two subspecies have been described from such habitats: A. mormon heidemanni, from the

Firehole River in the Yellowstone caldera (Montandon, 1910),

and A. mormon minor, from warm springs along the Owyhee

River near Bruneau, Idaho (La Rivers, 1963). Similar trends toward morphological differentiation in thermal springs are also

evident in the southern Great Basin, particularly with regard to

the populations from Ash Warm Spring and Hot Creek in the

White River basin. Decisions as to whether these populations

merit recognition as distinct subspecies must await detailed

analysis of morphological and molecular variation in ,4. mormon across its entire range.

NOTONECTIDAE

Notonecta unifasciata (Figure 10) was described by GuerinMeneville (1857) from specimens taken in central Mexico.

Hungerford (1934) listed the range as South America to British

Columbia and recognized several subspecies. Notonecta unifasciata has been recorded in both hot springs and saline pools

(including Francis Lake near Tecopa; Saline Valley in Inyo

County) as well as in cool-water habitats. Usinger (1956)

treated all populations in mainland California as the subspecies

N. unifasciata andersoni, but this interpretation does not apply

for the populations found in the southern Great Basin. Although N. unifasciata andersoni occurs in thermal waters at

Hot Creek along the upper White River, other specimens taken

in the cool marsh below Moorman Hot Spring, less than 30 km

away, represent N. unifasciata unifasciata. Analysis of the

available collection data indicates that N. unifasciata andersoni

FIGURE 9.—Ambrysus mormon mormon Montandon. This is the most widespread creeping water bug in the western United States. Some populations in

thermal springs of the Great Basin show morphological divergence indicative

of incipient speciation.

FIGURE 10.—Notonecta unifasciata andersoni Hungerford. This backswimmer

is widely distributed in the Great Basin and occurs in thermal or saline waters.
244 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

inhabits thermal or saline waters in the southern Great Basin,

whereas N. unifasciata unifasciata lives in cooler waters, such

as marshes downstream from thermal springs. These subspecies may be clinal, however, and any firm conclusions regarding habitat partitioning must await resolution of the taxonomic

problems involved.

Throughout the southern Great Basin, N. unifasciata occurs

primarily in thermal springs. It is found at Lockes Ranch and

Twin Springs in southern Railroad Valley; Moorman Hot

Spring and Hot Creek along the upper White River; Hiko

Spring along the middle White River; and several springs in

Ash Meadows on the middle Amargosa River. By contrast,

cold springs of the upper White River at the towns of Lund and

Emigrant (which are in close geographic proximity to the thermal outflows at Moorman Hot Spring and Hot Creek) harbor

Notonecta kirbyi, a species with a distinct preference for cold

waters. Also interesting is the presence of a third species, N.

undulata, in thermal Saratoga Spring in southern Death Valley,

a habitat where one might otherwise expect to find N. unifasciata.

The recent discovery of another backswimmer, Buenoa

omani, near Moapa in the lower White River basin is also of interest. This species is otherwise known only from the southern

Coast Range and Los Angeles Basin of California southward

into Mexico, where it is widespread—and not from the Colorado River system in the United States.

Biogeography of the Northern Basins

As noted previously, the aquatic Heteroptera biota of the

northern basins consists of widespread generalist species and

exhibits no local endemism. Instead, the species assemblage of

the Bonneville Basin, Lahontan Basin, and southeastern Oregon basins is composed of north temperate taxa that are

broadly distributed across much of the northwestern United

States. Although thermal springs are widespread across the region, none contain thermally disjunct or endemic species, possibly because many of these waters were submerged beneath

large pluvial lakes in the Pleistocene.

A comparative assessment of distribution patterns in the

northern basins also can be made by examining the distributions of Ephmeroptera, or mayflies. Because of their short adult

life spans, mayflies are poor dispersers and, given their tolerance for cold waters, might be expected to develop localized

endemism in the northern basins. Although 40 genera of mayflies are recorded from Utah, only 23 of these (i.e., 57%) occur

in the Bonneville Basin, and only a single species is considered

endemic to this basin (G.F. Edmunds, Jr., pers. comm. to DAP,

1998). In most cases, these genera have lower species diversities than they exhibit in areas immediately to the south or east.

Similarly, the mountain ranges within the Bonneville and

Lahontan Basins contain a depauperate assemblage of genera

and species compared with the Sierra Nevada and Wasatch

ranges that form the basin borders. Thus, as in Heteroptera, the

mayflies of the northern basins comprise a limited subset of a

predominantly widespread north temperate biota.

One aquatic Heteroptera record in the northern basins is worthy of note: the presence of the creeping water bug Ambrysus

woodburyi in the Sevier River at Junction, Utah, in the far

southern Bonneville Basin. This is the only known occurrence

of A. woodburyi in the northern basins; all other populations

occur in the Colorado River system or at isolated localities in

several of the southern basins (i.e., Railroad Valley, White

River). Given the otherwise southern distribution of this species, its presence in the Sevier drainage is anomalous and suggests that the Sevier River may have captured the headwaters

of streams that previously drained southward to the basin of the

modern Colorado River.

Another notable aspect of the original aquatic Heteroptera

fauna of the northern basins is the general paucity of Veliidae,

particularly Microvelia and Rhagovelia (see Table 1), which

are otherwise very widespread and ubiquitous throughout the

northern United States. Rhagovelia distincta was recently introduced into the eastern Bonneville Basin via water diversions

from the Uinta Basin associated with the Central Utah Project

(Polhemus, D.A., 1997). This inadvertent introduction illustrates that aquatic insects are often quick to utilize newly established hydrologic dispersal routes between basins, whether

these corridors be natural or human-made.

Biogeography of the Southern Basins

Three of the southern basins lying in California and Nevada

contain significant concentrations of thermally endemic or disjunct aquatic Heteroptera: Railroad Valley, the White River basin, and the Amargosa River basin. On the basis of extralimital

faunal relationships, we hypothesize that these basins had previous connections either to the Rio Grande system via a drainage network similar to that proposed by McKee et al. (1967) or

to other now disrupted drainages that once flowed southward

toward Mexico. In some cases (i.e., lower White River) these

basins also exhibit apparently recent connections to the modern

Colorado River system. Railroad Valley and the White River

basins lie in close proximity, being separated by a common

drainage divide. The Amargosa River basin, by contrast, is

more isolated, being separated from the previous two by the

area of sterile basins (Hubbs and Miller, 1948), a region of

nearly waterless endorheic basins devoid of native fishes, and

by the Las Vegas Wash catchment, which drains to the present

Colorado River system (Figure 2).

RAILROAD VALLEY

Railroad Valley is an extensive endorheic drainage basin

covering approximately 15,540 km2 (~6000 square miles) in

central Nevada. On the basis of biological and geomorphological evidence, Hubbs and Miller (1948) hypothesized that the

valley had an historical connection from its southern end to the
NUMBER 33 245

Pahranagat Valley (of the middle White River system) via Penoyer and Desert Valleys. This interpretation is supported by

the distributions of aquatic Heteroptera. The former stream systems that fed pluvial Lake Railroad are now almost entirely

desiccated, as is the lake itself, which exists only in the form of

a remnant playa. The two largest thermal springs in the valley

are at Duckwater, in the far north, and at Lockes Ranch, along

the western edge of the Lake Railroad playa below Black Rock

Summit. Other thermal outflows along Hot Creek (not to be

confused with a locality of the same name along the upper

White River) and at Chimney Hot Springs, in the western and

southern sections of Railroad Valley, respectively, have water

temperatures too high to naturally support fish or aquatic Heteroptera (although a fish refugium has been constructed below

the outflow of the latter). However, complexes of cold springs,

some with outflow creeks, occur near Currant along the eastern

edge of the Lake Railroad playa and in Hot Creek Canyon

above the major thermal outflow. A synopsis of the spring-fed

habitats in Railroad Valley and their fish faunas was provided

by Williams etal. (1985).

The thermal springs at Duckwater are large and support disjunct populations of a Belostoma species in the bakeril saratogae complex (Figure 6) and of Pelocoris biimpressus shoshone

(Figure 8). Duckwater represents the most northern locality for

the latter taxon. The thermal outflow at North Spring in the

Lockes Ranch area supports a population of Nerthra martini

(Figure 11); this locality also represents the most northern record for N. martini in North America. Surveys of the cold

springs east of the Lake Railroad playa have revealed no unusual aquatic Heteroptera, but the cold spring outflows at misleadingly named Hot Creek contain a disjunct population of the

FIGURE 11 .—Nerthra martini Todd. This littoral toad bug has a patchy distribution from Mexico into the southern Great Basin. Highly isolated populations

occur in thermal springs in the Railroad Valley, White River, and Amargosa

River basins.

FIGURE 12.—Rhagovelia distincta Champion. This small riffle bug is widespread in western North America but rare in the Great Basin. In the northern

Great Basin it is known from only a few populations along the Provo and

Weber Rivers in Utah, probably the result of recent trans-basin water diversions from the Green River catchment. In the southern Great Basin, by contrast, this species occurs as naturally disjunct populations in thermal springs

along the White and Amargosa Rivers.

creeping water bug Ambrysus woodburyi, which is typical of

the Colorado River drainage but is also known from coldspring habitats in the White and Sevier River drainages. Ambrysus mormon (Figure 9), Rhagovelia distincta (Figure 12),

and other species represented by disjunct populations in the

thermal springs of the adjacent upper White River basin have

not been collected in Railroad Valley, although additional surveys are needed, particularly of the Lockes Ranch area and of

the cold springs near Currant.

WHITE RIVER

The White River is now a desiccated drainage that retains permanent flow only in three separate spring zones. These occur

along the upper segment of the drainage in the vicinity of Lund

and Sunnyside, along the middle segment of the drainage in Pahranagat Valley, and along the lower reach of the river at Moapa

Warm Springs. Each of these spring zones is separated from the

others by long, dry sections of ancient river channel, and they

contain individually distinctive assemblages of endemic or disjunct aquatic Heteroptera species. In addition, the major eastern

tributary of the White River, Meadow Valley Wash, contains

several isolated reaches with cold, permanent, spring-fed flow,

also separated by long stretches of dry channel.

The upper White River valley contains a large concentration

of both cold and thermal springs. The thermal springs emerge

on the valley floor to the west of the dry river channel (Figure

2), and the cold springs lie along the base of the Egan Range.

An overview of these habitats and their fish faunas was provided by Williams et al. (1985).
246 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

The three major thermal outflows occur at Moorman Hot

Spring, Hot Creek (not to be confused with the other Hot Creek

in Railroad Valley), and Moon River (which lies on private

land and has not been accessible for surveys). The spring at

Hot Creek, now protected as a fish refuge, is very large and discharges into a deep creek and adjacent cool-water marsh. The

outflow supports a disjunct population of Rhagovelia distincta

(Figure 12), representing the most northern record of this species in Nevada, and a thermally dwarfed population of Ambrysus mormon. Moorman Hot Spring is smaller than the Hot

Creek outflow but is also in relatively natural condition. A

deep pool at the spring head drains into a small, formerly channelized outflow creek that runs for a considerable distance before entering a cool-water marsh. The most notable disjunct

faunal element at this site is a Belostoma species in the bakeril

saratogae complex (Figure 6), which is abundant in the outflow channel.

The cold springs of the upper White River drainage support

an aquatic Heteroptera assemblage distinct from that seen in

the thermal waters, including populations of certain species

adapted to cold waters. Most notable among these is Ambrysus

woodburyi, which is found at Sunnyside and Flagg Springs;

this species also occurs along Meadow Valley Wash in the

lower White River basin and, as previously noted, in the cold

springs at Hot Creek Canyon in western Railroad Valley. These

Nevada records aside, the next closest populations are far to

the east, along the lower Virgin River in the Colorado River

basin and along the Sevier River at Junction in the Bonneville

Basin, suggesting some form of historic linkage between these

areas.

The next major spring complex, along the middle course of

the White River, consists of three large thermal springs which

emerge in Pahranagat Valley, near Hiko (Figure 2): Hiko

Spring, Crystal Spring, and Ash Warm Springs. They contain

a diverse array of thermally endemic or disjunct aquatic insect, snail, and fish taxa (Williams et al., 1985). Hiko Spring

is on a private ranch and is the most disturbed and least entomologically interesting of the three springs in the valley. Because of the highly altered nature of this habitat and the presence of many introduced fish and aquatic plants, few aquatic

insects now occur in the spring except for common generalist

species.

Crystal Spring lies in a grove of large cottonwoods and willows just south of the junction of Nevada Highways 375 and

318. Two large spring pools discharge into a complex network

of sloughs and flowing channels that finally coalesce into a single outflow, which exits to the east where there is a headgate.

The area is in relatively natural condition, although the margins

of the outflow channels are heavily overgrown with exotic

aquatic plants, and the waters contain numerous introduced

fishes, especially the convict cichlid Cichlasoma nigrofasciatum (Gunther). The large spring pools support Belostoma of the

bakerilsaratogae complex, and the outflow channels contain

disjunct populations of Rhagovelia distincta (Figure 12) and

Hydrometra australis (Figure 13), the latter being found elsewhere in Nevada only in the Muddy River Valley at the lower

end of the White River drainage.

Ash Warm Springs is the largest of the Pahranagat Valley

springs. It has been the victim of numerous development attempts over the years, all of which have failed. Several spring

outflows emerge from the base of a hill to the east of U.S.

Highway 93 and flow into an extensive series of deep, treelined ponds. Species present here are Pelocoris biimpressus

shoshone, which inhabits submerged vegetation along the

margins of a small bayou at the northern end of the spring

complex, and the thermally disjunct water beetle Stenelmis

callida moapa La Rivers, found in the clear, flowing water of

the spring heads in areas where a substrate of clean sand exists. At the southern end of the ponds the combined waters

from all the spring heads drain through a culvert under the

highway and form a swift, shaded stream flowing down to the

White River. This outflow stream harbors an extremely dense

FIGURE 13.—Hydrometra australis Say. Although widespread in the southern

half of the United States, this delicate, surface-dwelling insect is known from

only three areas in the southern Great Basin: Saratoga Spring in southern Death

Valley (Amargosa River basin); Crystal Spring along the middle course of the

White River; and the Moapa Warm Springs valley along the Muddy River (a

part of the lower White River system).
NUMBER 33 247

population of Ambrysus mormon, the individuals of which are

morphologically divergent from typical populations of this

species (La Rivers, 1953) and which may deserve subspecies

status.

The terminal reach of the White River, known as the Muddy

River, still connects to the Virgin River and thus to the Colorado River basin. As a result, the lower section of the White

River system has had more potential for faunal interchange

with the Colorado basin in recent times than any of the other

areas under discussion. Nevertheless, Moapa Warm Springs

(Figure 2) along this terminal reach retains perhaps the most

distinctive aquatic fauna of any spring complex in the region.

Many thermal endemics and disjuncts occur at this locality, notably the limnocorine naucorid Limnocoris moapensis (Figure

7), the riffle bug Rhagovelia becki (Polhemus, J.T., 1973) (Figure 4), and the dytiscid beetle Neoclypeodytes discretus

(Sharp), all of which are unknown elsewhere in the Virgin or

Colorado River basins and which have their closest relatives or

conspecific populations in eastern Mexico and central Texas.

Other Heteroptera disjuncts found here are the backswimmer

Buenoa omani, known elsewhere only from southwestern California and Mexico, and the toad bug Nerthra martini (Figure

11). In addition, several thermally endemic or disjunct water

beetle taxa also occur at Moapa Warm Springs, including Microcylloepus moapus moapus La Rivers (1949c) and Stenelmis

callida moapa (La Rivers, 1949b), the latter of which is also

found at Ash Warm Springs. Despite occasional collections by

numerous specialists over the years and a recently completed

year-long study conducted by R. Baumann (R. Baumann, pers.

comm. to JTP, 1999), a comprehensive entomological inventory of this spring zone has not yet been published. In addition

to the taxa listed above, the thermal outflows in this area also

support mosquitoes in the Uranotaenia anhydor Dyar complex,

the dragonfly Brechmorhoga mendax (Hagen), and the mayflies Isonychia intermedia (Eaton), Leptohyphes zalope Traver,

and Camelobaetidus musseri (Traver and Edmunds), all of

which can also be considered thermal disjuncts. The general

setting of this spring oasis was described by Williams et al.

(1985), and the habitat partitioning exhibited by its naucorid

fauna was discussed by La Rivers (1950a).

Near the town of Moapa, the White River is joined by

Meadow Valley Wash, a drainage that occupies an extensive

catchment along the Utah-Nevada border. Like the White

River, this drainage makes a transition from low desert to upland character as one progresses upstream; but unlike the

White River, Meadow Valley Wash contains no thermal

springs. Instead, several stretches of permanent flow are

present from the headwaters to the lower reaches, all fed by

cold-water springs. Surveys up the wash from Moapa to Caliente found that these permanent reaches support disjunct populations of Ambrysus woodburyi and Belostoma Jlumineum, species typical of the Colorado River system.

AMARGOSA RIVER

The Amargosa River originates in the Bullfrog Hills of Nevada, flows southward for more than 150 km (crossing into

California along the way), and hooks abruptly back to the

north, terminating in Death Valley (Figure 2). Like the White

River, the Amargosa is a desiccated drainage that retains permanent flow in only a few sections. The major thermal springs

in the Amargosa system occur along the upper middle section

in a former tributary valley at Ash Meadows; on the lower

middle section of the river in Tecopa and Shoshone and on a

ranch at Resting Spring; and near the southern end of the

drainage at Saratoga Spring in Death Valley. In addition, concentrations of thermal springs occur at and near Furnace Creek

in the middle section of Death Valley and at Grapevine Springs

near the valley's northern end. Cool springs are also present

along the upper course of the river near Beatty, but most of

these have been extensively disturbed, and surveys have revealed no endemic aquatic Heteroptera in their waters.

The Amargosa River basin is the most isolated of the three

drainages under discussion, and it contains the richest concentration of endemic aquatic Heteroptera species. Situated in the

lowest and hottest section of the North American continent,

the basin undoubtedly retained a warm climate even during the

Pleistocene, which, combined with the presence of constanttemperature thermal springs, allowed for the survival of a

relict warm-water entomofauna.

The largest concentration of thermal springs in the Amargosa system is found at Ash Meadows, where a complex of

more than thirty seeps and springs supports a distinctive assemblage of endemic plants, fish, and insects (Williams et al.,

1985). The springs of Ash Meadows form three discrete

groups defined by elevation and biota. The highest is Devils

Hole Spring, which contains the endemic Devils Hole pupfish

Cyprinodon diabolis Wales and the endemic riffle beetle

Stenelmis callida callida Chandler (1949) but no aquatic Heteroptera. At a slightly lower elevation, the second group comprises several thermal springs—including North Scruggs,

South Scruggs, North Indian, South Indian, Marsh, and School

Springs—which support an endemic naucorid, Ambrysus relictus (Polhemus and Polhemus, 1994). Many of these springs

also harbor thermally disjunct populations of a Belostoma species in the bakerilsaratogae complex and Pelocoris biimpressus biimpressus. The group at the lowest elevation consists of

numerous springs with large thermal outflows, including Point

of Rock Springs—the sole habitat for the endemic naucorid

Ambrysus amargosus, whose habitat preferences were described in detail by La Rivers (1953). Many of the larger

springs in Ash Meadows, including Point of Rock, were extensively modified in past decades to support planned agricultural

and residential developments. As a result, Ambrysus amargosus was driven nearly to the point of extinction (Polhemus,

D.A., 1993) and is now classified as a Federally threatened

species; the disjunct populations of Rhagovelia distincta and
248 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Pelocoris biimpressus biimpressus that formerly occurred at

Point of Rock Springs were extirpated.

The thermal springs of the middle Amargosa River are concentrated in the towns of Shoshone and Tecopa and at the

nearby ranch at Resting Spring. All have suffered from municipal, recreational, or agricultural development. Access to Resting Spring, which lies on private land, has been restricted by

the ranch owner. The only aquatic Heteroptera species recorded

from the site is the riffle bug Rhagovelia distincta, collected in

1956. Although widespread in the western United States, this

species is found only as extremely localized populations in isolated thermal waters within the Great Basin (see previous discussion concerning this species in the White River system). Because all known localities for R. distincta in the southern Great

Basin support additional thermal disjuncts or endemics, its

presence at Resting Spring implies that this site may harbor additional Heteroptera of interest.

The springs at Tecopa, a few miles west of Resting Spring,

are the hottest in the Amargosa system, having an emergent

temperature of 43° C; they previously supported an endemic

pupfish subspecies that is now extinct. Pools near the spring

sources also supported extremely large concentrations of Pelocoris biimpressus biimpressus in the past, but its habitat there

was completely eliminated in the course of development of recreational spas. Other less disturbed thermal outflows lie to the

north of the Tecopa Hot Springs resort along the paved highway between Shoshone and Tecopa, and these support species

of both Pelocoris and Belostoma, although the occurrence of

the latter appears to be seasonal (D. Threloff, pers. comm. to

DAPandJTP, 1999).

The thermal spring at Shoshone was similarly modified for

municipal use: the spring head was boxed and the outflow

creek is mostly piped to supply a local swimming pool. A small

section of less disturbed habitat, consisting of a deep pond and

a short stretch of flowing channel, remains between the spring

head and the pipe collector system. The pond supports a population of Pelocoris biimpressus biimpressus, and the flowing

channel contains Ambrysus mormon.

Along the lower Amargosa River, the most notable thermal

site is Saratoga Spring, which emerges at the base of the Ibex

Hills; this spring habitat was described in detail by Belkin and

McDonald (1956). The aquatic Heteroptera fauna of the spring

is unique and distinctive, including a highly disjunct population

of the giant water bug Lethocerus angustipes (Figures 5, 14),

which is otherwise not known outside of central Mexico

(Menke, 1963). Other disjunct species here are Pelocoris biimpressus biimpressus, Belostoma saratogae (for which this is the

type locality), Nerthra martini, and Hydrometra australis (see

Table 1), plus a population of metallic-colored mosquitoes in the

Uranotaenia anhydor complex (Belkin and McDonald, 1956).

A second focus of endemism in the lower Amargosa River

basin is found along the course of Furnace Creek. The thermal

outflows concentrated in this area—most notably Travertine,

Cow Creek, and Limestone springs—harbor the endemic nauFlGURE 14.—Lethocerus amehcanus (Leidy). This giant water bug ranges

across temperate North America, including the northern portion of the Great

Basin. It is absent in the southern Great Basin, where the genus is represented

by only a single highly disjunct population of L. angustipes (Mayr) in the

Amargosa River basin; the closest known populations of this latter species are

found in central Mexico.

corid Ambrysus funebris and a disjunct population of Nerthra

martini (Figure 11). The spring habitat at Cow Creek was described in detail by La Rivers (1949a, 1951).

The most significant thermal springs in northern Death Valley are found at Grapevine Springs, which consist of many

small thermal outflows perched on a bench above the valley

floor northeast of Stovepipe Wells. The overall habitat here is

in good condition, although many of the spring heads are covered by introduced palms and other encroaching vegetation

and, thus, do not present an original aspect. Similar outflows

once occurred along the bed of Grapevine Creek in Grapevine

Canyon to the east, but these were extensively altered and diverted during the last hundred years to supply the small settlement at Scotty's Castle; as a result, they are not known to retain

any of their former thermally dependant aquatic Heteroptera

species. The remaining outflow channels in the Grapevine area

are, for the most part, heavily overgrown and thus are difficult

to sample. At a few spots the waters have pooled to form small

ponds that support populations of Pelocoris biimpressus shoshone. This is the most northerly occurrence of the genus in California and the only place in the Amargosa River basin where

P. biimpressus shoshone occurs. All other thermal outflows in

this basin instead support P. biimpressus biimpressus (Figure

3), suggesting that the Amargosa basin may be a composite

drainage, with its northwestern limb having had a separate history more closely linked to the Railroad Valley and White

River drainages.
NUMBER 33 249

Biogeographic Implications

The various internal drainages of the Basin and Range Province grouped under the term "Great Basin" form a definable

unit in a topographic sense, but not biologically. As we have

shown, the aquatic Heteroptera that are the subject of this paper

exhibit an obvious faunal dichotomy between the cold basins to

the north of the Caliente-Enterprise accommodation zone,

many of which formerly drained to the Snake or Columbia Rivers, and the warm basins to the south, some of which have had

ancient drainage relationships with the Colorado or Mojave

Rivers, or even the Rio Grande (McKee et al., 1967; Lucchitta,

1990). The northern basins contain a broadly distributed coldwater biota devoid of notable endemic or disjunct species,

whereas the thermal refugia of the southern basins harbor many

such taxa. As a result, the northern basins provide little in the

way of a compelling biogeographic story, whereas the southern

basins contain intriguing faunal evidence of drainage basin development and capture during the Tertiary.

Two competing hypotheses may be advanced to explain the

current distribution of disjunct faunal elements in the southern

basins: long-distance dispersal and vicariance. The first postulates intermittent chance colonizations of drainage systems over

time by faunal passage across existing barriers, such as deserts

or drainage divides. The latter implies an initial widespread distribution of biotas, followed by subsequent fragmentation due to

the imposition of barriers produced by tectonic or climatic

events. A corollary axiom is that, in general, individual species

will tend to disperse, at widely separate times, whereas entire

communities will vicariate, more or less simultaneously.

We favor the vicariance hypothesis to explain the distributions of thermal relicts in the southern Great Basin, because this

fauna represents entire disjunct communities of aquatic organisms with common geographic affinities—not the result one

would expect from multiple episodes of chance long-distance

dispersal. In addition to the evidence from aquatic Heteroptera

presented in this paper, analyses of mitochondrial DNA variation in Death Valley pupfishes also support the hypothesis of an

eastern ancestor for some of these pupfish species, with the sister group of the Amargosa River basin component of this radiation apparently occurring in the Laguna de Guzman area, east of

the present continental divide in northern Mexico, rather than in

the Colorado River basin (Echelle and Dowling, 1992). Similarly, Parenti (1981) presented a morphologically based phylogenetic analysis showing that the cyprinodontiform fish genera

Empetrichthys and Crenichthys, endemic to the southern Great

Basin, had their sister group relationships with the Goodeidae of

the Mexican Plateau. On the basis of morphological evidence,

Hershler and Pratt (1990) also hypothesized an eastern derivation for the ancestors of spring snail species now found at

Moapa and Ash Meadows, via southeastward drainage connections across Arizona in the Miocene.

A vicariance scenario accommodating these relationships requires initial dispersal from the southeast, followed by subsequent isolation. The geological evidence is quite clear that in the

late Oligocene to early Miocene, before the onset of crustal extension in the Great Basin, the terrain west of the Colorado Plateau was higher than the plateau itself, and sedimentation occurred in an easterly direction—a pattern that continued at least

until the emplacement of the Peach Springs Tuff at 18 Ma

(Young, 1970; Lucchitta, 1990). Certain authors have proposed

that what is now the upper basin of the Colorado River drained

eastward during that period, possibly to the Rio Grande via the

Little Colorado River (McKee et al., 1967; Nilsen and McKee,

1979) (Figure 15), and that Oligocene drainage networks in

southern Nevada could have been integrated with it. Such a scenario is consistent with the current distributions of Pelocoris

and Limnocoris, which are absent in the warm streams of central Arizona (Figure 3), indicating that they dispersed from

southeast to northwest along drainages lying north of the current

Gila River.

Any southeast-flowing connection to the Rio Grande, if it existed, was probably severed in the late Oligocene to early Miocene by a region-wide episode of rifting, orogeny, and volcanism associated with the extension of the Basin and Range

Province (Mutschler et al., 1998), in particular the eruption of

the Mogollon-Datil volcanic field, which emplaced lava 3-5

km thick over southwestern New Mexico between 36 and 24

Ma (Schneider and Keller, 1994) (Figure 15). Subsequent tertiary volcanism in this region underwent a progressive northward migration out of the Arizona section of the Basin and

Range Province and onto the southern margin of the Colorado

Plateau from 15 to 2 Ma, further altering the course of the Little

Colorado River (Moyer and Nealey, 1989; Mutschler et al.,

1998). During this period, and before the establishment of a

westward-flowing Colorado River, there is evidence that a formerly eastward-flowing drainage may have pooled in the Hopi

Buttes area from 12 to 4 Ma, forming the lacustrine facies of the

Bidahochi Formation in northeastern Arizona and northwestern

New Mexico (Hunt, 1969; Miller, 1981; Love, 1989). The postulated Lake Bidahochi, depicted in Figure 15, thus could have

continued to provide potential aquatic stepping stones for fauna

moving northwestward from the Rio Grande Rift until 4 Ma, by

which time the formation of the Grand Canyon and the gradual

westward reorganization of regional drainage was well underway (Lucchitta, 1990).

After crustal extension, we hypothesize that vicariance occurred as Railroad Valley and the White River both became isolated endorheic basins, probably by the end of the Miocene,

with the latter finally reestablishing an outlet to a reorganized,

westward-flowing Colorado system via headwater extension of

the Virgin River sometime in the Pliocene. The stratigraphic

character of the Muddy Creek Formation in the Grand Wash

Trough indicates interior drainage at the lower end of the White

River basin throughout the Miocene, with through drainage to

the Colorado River occurring no earlier than 5-6 Ma (Lucchitta, 1972, 1990; Bohannon et al., 1993). The absence of any

of the signature Railroad Valley and White River thermal endemics or disjuncts in the current Colorado system (Figures 3,
250 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 15.—Late Miocene to Late Pliocene topographic features in southwestern North America. The present

Great Basin is also depicted, with division into northern basins (area marked by right-leaning slashes) and southern basins (left-leaning slashes) as discussed in text. Black shading indicates Late Cenozoic basalt flows,

emplaced 25-4 Ma (after Mutschler et al., 1998). Numbered features are as follows: 1 = course of Little Colorado River (gray line with arrowhead indicates hypothesized direction of southeasterly drainage toward the Rio

Grande system (after McKee et al., 1967); 2 = hypothesized location of Lake Bidahochi (horizontal lines), 12-4

My (after Hunt, 1969; Love, 1989); 3 = location of Mogollon-Datil volcanic field (square dots), emplaced 36-24

Ma (after Schneider and Keller, 1994; Mutschler et al., 1998).

4), despite the modern-day presence of a flowing-water link via

the Muddy River, argues that the reconnection of the lower

White River may have come very late; the current outlet lies

along the highly active Lake Mead fault zone, where crustal

blocks such as Frenchman Mountain have been transported up

to 80 km from their former location east northeast of their

present position in the last 14 My (Duebendorfer et al., 1998),

resulting in extensive rearrangement of local drainage networks.

The Amargosa River basin may have had a more isolated position, as indicated by its faunal endemism, but it nevertheless

exhibits faunal ties to the White River catchment and Railroad

Valley. The distribution of Pelocoris subspecies (Figure 3) suggests that the current basin is a composite and that the northern

section of Death Valley near Grapevine Canyon was previously

linked in some fashion to the Railroad Valley and White River

drainage system. Additional surveys of warm springs in the basins northeast of the Amargosa drainage would prove useful in

determining if Pelocoris populations are present in those areas,

which might indicate a corridor that linked the Grapevine

Springs populations to those of Railroad Valley and the White

River.

The presence of strikingly disjunct populations of otherwise

Mexican taxa in the southern end of the Amargosa system (Figure 5), coupled with the absence of strong relationships to the

modern Colorado River basin, again indicates the relative
NUMBER 33 251

youth of the Colorado River in its current, westward-flowing

configuration and suggests a former Amargosa River outlet to

the south or southeast. One clue regarding the location is provided by the presence of another set of Mexican disjuncts along

the upper Verde River system in central Arizona. This area contains populations of the backswimmer Martarega mexicana

Truxal and the riffle bug Rhagovelia choreutes Hussey, both of

which are typically Mexican taxa that do not occur elsewhere

in Arizona or the Colorado River system (Menke and Truxal,

1966; Polhemus, J.T., 1966; Polhemus, D.A., 1997). Although

neither of these species occurs in the Amargosa River basin,

their presence as another cluster of disjunct Mexican taxa nevertheless suggests that a warm-water corridor to northern Mexico once ran through that region.

Superimposed upon these presumably Oligocene to Pliocene

warm-water vicariance patterns is another, apparently more recent pattern involving the isolation of cold-water taxa at various widely separated localities in the southern Great Basin, as

exemplified by the distribution of Ambrysus woodburyi discussed previously. This newer pattern may have resulted from

the existence of cold-water drainage networks that formed during wet periods in the Pleistocene or late Pliocene. We infer

that these conjectured drainages were not extensive or persistent enough to permit invasion into the southern basins by most

of the aquatic insect biota of the modern Colorado River, and

they were evidently too cold for utilization by species associated with thermal waters. Our entomological evidence implies

this second round of vicariance events occurred in the White

River and Railroad Valley basins at some point after the fragmentation of the warm-water biota. This hypothesis also implies that the Railroad Valley and White River drainage systems were hydrologically integrated in post-Miocene times,

and perhaps as late as the Pleistocene.

Biological evidence for the sequence of events that eventually isolated the southern basins from each other and from the

previous river systems to the south may be difficult to deduce

from phylogenetic analyses of the aquatic Heteroptera species

involved. The thermal disjuncts do not form monophyletic

clades, but instead they are either endemic isolates within genera with many other widespread species or locally disjunct

populations which, though profoundly isolated, have not undergone extensive morphological differentiation. In some taxa,

such as the Belostoma species, there is evidence of incipient

speciation that has not developed into any geographic pattern.

Molecular approaches offer the promise of additional resolution of relationships between such potentially confusing and

yet apparently conspecific populations. Until such data are

available, however, our current biogeographic analysis of these

basins, at least in terms of the evidence from aquatic Heteroptera, must rest primarily on faunal similarity and sister

group distributions, an approach which, though less rigorous

than strict cladistic biogeography, can still discern the largescale patterns of historical relationship within these systems.

Many of the discoveries upon which the foregoing zoogeographic hypotheses are based were made only during the last

decade. Given the size and complexity of the Great Basin and

the number of springs remaining to be sampled for aquatic insects, it is likely that important information will come to light

in the future. As with all such hypotheses, our zoogeographic

interpretations are open to further testing as additional collections and analyses are made. We have little doubt that new evidence of the faunal signatures left by ancient lake and river systems will continue to be uncovered amid the basins and ranges

of this most remote segment of the American West.

Biogeographic Summary

In sum, the following biogeographic patterns are suggested

by the distributions of aquatic Heteroptera in the Great Basin:

1. The northern Great Basin, consisting of the Bonneville

Basin, Lahontan Basin, and the basins of southeastern Oregon,

contains a widespread assemblage of typical north-temperate

species and lacks significant regional endemism.

2. The Sevier River, draining into the Bonneville Basin,

contains species shared with the southern Great Basin and the

Colorado River system and absent elsewhere in the northern

Great Basin, indicating that this river may have had an historical relationship with the upper Virgin River drainage.

3. Railroad Valley and the White River basin contain a

unique set of disjunct taxa allied to species occurring in Texas

and northern Mexico but absent in the Colorado River basin,

indicating that these units had an historical relationship with

the Rio Grande drainage and that modern integration of the

White River and the Colorado River via the Virgin River is of

very recent origin.

4. The Amargosa River basin contains a distinctive assemblage of endemic and disjunct taxa absent in the Colorado

River basin but in some cases found in northern and western

Mexico, thus indicating that this basin was isolated before formation of the modern Colorado River and also that it had an

historic outlet to the south or southeast.

5. Northern Death Valley contains taxa also found in Railroad Valley and the White River basin but absent in the remainder of the Amargosa River system, suggesting that modern

Death Valley is a composite of previously distinct drainage basins that had disparate histories.

Acknowledgments

The information upon which this report is based was collected by the authors during a period of thirty years. These surveys would not have been possible without the generous assistance of many persons, including Doug Threloff, National Park

Service, Death Valley; Dave Ledig, U.S. Fish and Wildlife Service (USFWS), Ash Meadows; Ken Voget, USFWS, Las Vegas; and George F. Edmunds, Jr., University of Utah. We are
252 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

also indebted to R.W. Baumann, Brigham Young University,

for sharing the results of a recent study of the insect fauna of

the Muddy River basin, and to Warren Steiner, Smithsonian Institution, Washington, D.C., for providing us with additional recently collected material from this same region. We also acknowledge the contribution of the Smithsonian Institution's

C.J. Drake fund, which funded certain later phases of our Great

Basin survey work.

Finally, we thank Robert Hershler of the Smithsonian Institution for organizing the Great Basin Aquatic System History

(GBASH) symposium in late 1997, at which the results of this

analysis were initially presented.

Literature Cited

Axen, G.J.

1998. The Caliente-Enterprise Zone, Southeastern Nevada and Southwestern Utah. In J.E. Faulds and J.H. Stewart, editors, Accommodation Zones and Transfer Zones: The Regional Segmentation of the

Basin and Range Province. Special Papers of the Geological Society

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Biogeography of Great Basin Aquatic Snails

of the Genus Pyrgulopsis

Robert Her shier and Donald W. Sada

ABSTRACT

Snails of the genus Pyrgulopsis (Caenogastropoda: Hydrobiidae) are among the richest elements of aquatic biodiversity in the

Great Basin (80 Holocene species), with most species endemic to

single springs, spring systems, or drainage basins. Pyrgulopsis is

an old Great Basin group, with a fossil record extending into the

late Miocene (Truckee Formation). These tiny, gill-breathing gastropods (commonly known as springsnails) are obligately aquatic

throughout their life cycle which, together with the above features,

suggests that their biogeographic patterns are highly informative

with respect to late Cenozoic hydrographic history.

Distributions of Pyrgulopsis species define seven regions of

endemism within the Great Basin. Five of these correspond to

drainages harboring concentrations of other endemic aquatic biota

(Death Valley system, Lahontan Basin, Bonneville Basin, Railroad

Valley, upper White River basin), whereas snail endemism in

Dixie and Steptoe basins appears to be unique. Each of the three

largest regions (Death Valley system, Lahontan Basin, Bonneville

Basin) contains two or three subregions of Pyrgulopsis endemism,

most of which are not paralleled by other aquatic biota.

Pyrgulopsis biogeography in part conforms to currently

accepted interpretations of pluvial drainage in the Great Basin, but

locally suggests different, presumably older relationships. Various

historical relationships with adjacent external drainages are

implied, although snail biogeography provides surprisingly little

evidence of prior linkage with the Sacramento and upper Colorado

River basins. In contrast to the fish-hook track, which is attributed

to various mollusks and fishes and links the Snake River basin

with the eastern Bonneville and western Lahontan Basins, Pyrgulopsis provides evidence of more continuous prior drainage integration across the northern boundary of the Great Basin.

Robert Hershler, Department of Systematic Biology, National Museum

of Natural History, Smithsonian Institution, Washington, D.C. 20560-

0163, USA; e-mail: hershler.robert@nmnh.si.edu. Donald W. Sada,

Division ofHydrologic Sciences, Desert Research Institute, 2215 Raggio Parkway, Reno, Nevada 89512-1095, USA.

Reviewers: Marith C. Reheis, United States Geological Survey, MS980, Federal Center, Box 25046, Denver, Colorado 80225, USA; Richard P. Vari, Department of Systematic Biology, National Museum of

Natural History, Smithsonian Institution, Washington, D.C, 20560-

0159, USA; and two anonymous reviewers.

Introduction

Gastropods of the family Hydrobiidae (commonly known as

springsnails) are a highly suitable group for biogeographic

evaluation of historical relationships among drainages of the

Great Basin. These gill-breathing snails are obligate to permanent waters and disperse only through their habitat (Taylor and

Bright, 1987).1 Because of the antiquity (late Miocene) of these

snails and their tight linkage with aquatic habitats, their patterns of phylogenetic relationships and distributions likely reflect late Cenozoic regional hydrographic history. Native distributions of these snails in the Great Basin appear to have been

little affected by introduced species in contrast to fishes (particularly salmonids; Behnke, 1992). The diverse hydrobiid fauna

of the Great Basin includes many locally endemic forms, suggesting a complex evolutionary history that can provide a rich

source of biogeographic information.

For this contribution we focus on the hydrobiid Pyrgulopsis,

the most speciose genus of aquatic snails in North America.

Our purposes are to describe the regions of endemism defined

by Holocene Pyrgulopsis species in the Great Basin and to review the distributions and the inferred phylogenetic relationships of these snails as they relate to current interpretations of

drainage history.

Pyrgulopsis is a North American group of 131 described species that are considered valid, 61% of which live in the Great

Basin. Members of the genus are found throughout much of

western North America from the Rio Grande basin west to the

California coast and from the Snake River-Columbia River basin south to the Bolson de Mapimi depression in Chihuahua

and Coahuila states, northern Mexico (Figure I).2 The scope of

Pyrgulopsis remains incompletely known because many species are undescribed, including sizable faunas in northern Mexico and the northwestern United States. The Great Basin contains the greatest diversity of Pyrgulopsis (80 species),

followed by a far smaller fauna in the Colorado River drainage

(20 species). Allopatry of congeners is typical, although two or

three species occasionally are sympatric, usually in large

springs.

255
256

SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 1.—The general distribution of Pyrgulopsis (shaded area) throughout the western United States and

northern Mexico. The southern limit of the genus in Mexico is uncertain.

Pyrgulopsis is composed of small snails (1-8 mm in maximum shell dimension) having a smooth or weakly sculptured

shell that ranges from low trochiform to narrow-conic in shape

(Figure 2). Throughout the West Pyrgulopsis is a locally abundant member of benthic communities, living on rock or aquatic

vegetation and grazing on periphyton (Mladenka, 1992). Females are oviparous and deposit egg capsules on hard substrates. Larval development is direct, with "crawl-away" young

emerging from the egg capsules. Pyrgulopsis typically lives in

springs ranging from tiny seeps to large rheocrenes and limnocrenes. Snails generally are concentrated near spring sources,

with their density declining downflow (e.g., Noel, 1954)—a

pattern that surely contributes to their tendency for local differentiation. A few species live in lakes, rivers, and larger

streams. Although some species live only in basin floor habitats, many others live in middle- and high-elevation springs

and streams along montane slopes, suggesting that faunal

FIGURE 2 (opposite).—Scanning electron micrographs of shells of selected

Pyrgulopsis species. Top row (left to right): P. breviloba (USNM 873174, shell

height 1.8 mm), P. bryantwalkeri (USNM 874305, 2.3 mm), P. dixensis

(USNM 874391, 2.0 mm); second row: P. erythropoma (USNM 857864, 2.2

mm), P. hendersoni (USNM 874386, 5.1 mm), P. merriami (USNM 873395,

2.5 mm); third row: P. nevadensis (USNM 590364, 4.6 mm), P. notidicola

(USNM 873215, 1.8 mm), P. orbiculata (USNM 873196, 1.4 mm); bottom

row: P. owensensis (USNM 857955, 2.3 mm), P. papillata (USNM 873185, 2.0

mm), P. turbatrix (USNM 883978, 2.9 mm).
NUMBER 33

257
258 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 3.—Pyrgulopsis truckeensis, from the Truckee Formation (late Miocene), Churchill County, Nevada (holotype, USNM 560438). Shell height 2.2

movement has been achieved by upland headwater transfers

(e.g., stream capture) as well as by basinal integration.

Whereas extant species typically live in small springs, fossil

shells referable to the genus routinely are found in late Cenozoic lacustrine deposits (Taylor, 1966a). Paleoecological studies that delineate habitat use by these snails are lacking. The

known ecology of extant congeners allows us to conjecture that

Pyrgulopsis was not widely dispersed in paleolakes but instead

was restricted to well-oxygenated littoral zones or lived in

springs or wetlands closely associated with these lakes. The

fossil record of Pyrgulopsis is limited in utility because of the

weak phylogenetic signal provided by the simple shells of

these snails (Taylor, 1987:5). Nevertheless, the occurrence of P.

truckeensis (Figure 3) in the Truckee Formation (stratigraphy

discussed by Firby, 1993) in the northwest Great Basin suggests that the genus dates at least to the late Miocene (Yen,

1950; see Gregg and Taylor, 1965, for assignment of this species to Fontelicella (=Pyrgulopsis)).3

 It has been suggested that

Holocene (presumably cold-water) species in the genus generally may be Pliocene in origin and that western hydrobiids living in thermal springs (which include many Pyrgulopsis species) are generally ancient, perhaps middle Tertiary in age

(Taylor, 1987:5, as Fontelicella). The antiquity of this group

suggests that, as in the case of Great Basin fishes (e.g., Smith,

1978; Minckley et al., 1986), ancestral biotic ranges were affected not only by extensive integration and subsequent fragmentation of Late Quaternary pluvial drainage, but also by the

spectrum of tectonic and volcanic events that shaped the modern regional landscape during the past 17-18 My.

Methods

A rigorous biogeographical analysis (e.g., Wiley, 1988) of

Great Basin Pyrgulopsis is precluded by the paucity of phylogenetic information concerning these snails, and although we

discuss morphological groupings of species (as summarized in

Appendix), biogeographic conclusions derived from distributions of these snails must be refined in the future. Most of the

Great Basin Pyrgulopsis fauna was described during the past

decade (Hershler and Sada, 1987; Hershler, 1989, 1995, 1998;

Hershler and Pratt, 1990), and the study of these snails lags

well behind that of regional aquatic vertebrates. Taxonomic reanalysis of relatively widespread and/or morphologically variable forms will be necessary, as evidenced by a recent allozymic study of P. wongi from the southwestern Great Basin; this

study revealed fixed-allele differences among populations from

different drainages (Hamlin, 1996), suggesting the presence of

cryptic species. The only published phylogenetic analysis of

Pyrgulopsis species provided little resolution (Hershler, 1994,

fig. 31) and did not establish monophyly of the genus within the

subfamily Nymphophilinae.4 Morphological diversity among

species assigned to Pyrgulopsis is pronounced, particularly

with respect to glandular penial ornament (Figure 4). Species

groupings in use are based on very few characters (mostly from

penial form and ornament) that often are noncongruent, and

many snail species are strongly differentiated by autapomorphies.

We thus rely heavily on the technique of inferring past drainage relationships on the basis of biotic distributions, although

we acknowledge the inherent limitations of this method (Platnick and Nelson, 1978). A biotic distribution encompassing

several now-isolated drainages may suggest previous integration or connection of these waters (and/or relatively vagile organisms), but this assumes that biotic components automatically expand or contract their ranges in concert with potential

habitat. The extent to which this assumption is realistic depends greatly on ecological characteristics of species in question. Biotic distributions do not reveal relative timing of historical relationships among inhabited areas, whereas fossils and/

or a well-resolved cladogram might provide this information.

Relatively broadly distributed taxa are useful within this context, but locally endemic forms provide no information in the

absence of phylogenetic resolution. (In contrast, broadly distributed taxa have little utility for vicariance biogeography.)

Despite these drawbacks, earlier efforts using this methodology

often have been insightful for Great Basin aquatic biogeography, as exemplified by seminal works on fishes (Hubbs and

Miller, 1948; Hubbs et al., 1974).

We follow King's (1982) definition of the Great Basin

(which, in turn, was based on that of Fremont, 1845) as all contiguous areas of currently internal drainage between the Sierra

Nevada and Rocky Mountains. Thus, areas that may have had

recent external drainage but now are endorheic, such as the Salton Trough and disrupted drainage of the Colorado River in

southeast Nevada, are treated as Great Basin. Drainage maps
NUMBER 33 259

FIGURE 4.—Representative variation in penial glandular ornament among Pyrgulopsis species groups (see Appendix for names of species exhibiting each

form): a, simple penis lacking glands (group 1); b, ornament of a superficial

ventral gland (group 2); c, ornament of a terminal gland (group 3); d, ornament

of a terminal gland and elongate Dgl abutting filament (group 4); e, ornament

of a terminal gland and small, basal penial gland (group 5);/ ornament of a terminal gland and weak, dot-like Dgl (group 6); g, ornament of a raised Dgl

(group 8); h, ornament of a full complement of glands (group 9). The schematic

drawings are not to scale.

were constructed by using United States Geological Survey

(USGS) 1:2,000,000 line graph data as base. Drainage basins

and their boundaries were digitized from USGS 1:500,000

(state) hydrologic unit maps. The fit of hydrographic boundaries onto the drainage base is not exact because these two sets

of data were originally of different scales and map projections.

Final maps were prepared using Adobe Illustrator (version

7.0). Regions of endemism refer to drainages having two or

more endemic species and should not be confused with "areas

of endemism," which imply congruence of distributional and

phylogenetic pattern among taxa (Harold and Mooi, 1994).

Acknowledgments

We thank many colleagues (listed in Hershler, 1998) for provision of specimens and data and for assistance with fieldwork.

Mapping and geographic analyses were done by Dan Cole (National Museum of Natural History (NMNH), Smithsonian Institution). Molly Ryan (NMNH) prepared final maps. Kary Darrow (NMNH) inked anatomical drawings and assisted with

preparation of plates. Fiscal support was provided by two

awards from the Smithsonian Institution Scholarly Studies Program. This paper benefited from detailed and very useful criticisms from Marith Reheis, Richard Vari, and two anonymous

reviewers. We also acknowledge an intellectual debt to Dwight

W. Taylor, whose pioneering studies of western American

freshwater molluscan biogeography (notably Taylor, 1960,

1966a, 1985; Taylor and Smith, 1981; Taylor and Bright, 1987)

paved the way for the present work.

Biogeography

Pyrgulopsis is widespread in the Great Basin (Figure 5) and

even occurs in some poorly watered, fishless regions such as

the "area of sterile basins" of southern Nevada (Hubbs and

Miller, 1948:45). We know of no major sampling gaps, although distributions of many species may be imprecisely

known because of nonexhaustive local fieldwork and probable

undocumented extinctions in historic time.

Distributions of Great Basin species are given in Table 1.

Most of the fauna is endemic to single springs, spring complexes, or drainage basins. Only 16 of the 80 species range

across major drainage divides and, as mentioned above, a reevaluation of the purported conspecificity of populations is

necessary in these cases. Pyrgulopsis species describe seven

major regions of endemism within the Great Basin (Figure 6),

five of which correspond to drainages harboring other endemic

biota (e.g., fishes; Smith, 1978; Minckley et al., 1986). On the

other hand, snail endemism in Dixie and Steptoe Basins is not

matched by any other aquatic organism. Species of Pyrgulopsis

also define subregions of endemism within the largest of these

drainages (Bonneville Basin, Lahontan Basin, Death Valley

system); most of these subregions have no parallel among other

aquatic biota.

DEATH VALLEY SYSTEM.—Treatment of this fauna partly

reiterates that of Hershler and Pratt (1990). The three components (Owens Valley, Armagosa River basin, and Mohave

Desert) of the Death Valley hydrographic system contain a total

of 14 species of Pyrgulopsis, all but four of which are endemic.

Endemic species are concentrated in two subregions, upper

Owens Valley and the Amargosa River basin (Figure 7), both

of which harbor other endemic biota (Sada et al., 1995).

The upper Owens Valley subregion contains an endemic

flock of three species—P. aardahli, P. owensensis, P. perturbata—that are most similar to the widespread Lahontan species

P. gibba. The distribution of another species from this subregion, P. wongi (Figure 8a), suggests prior integration among

upper Owens Valley—the southeastern Lahontan region (Carson and East Walker River basins); Mono Valley, which comprised the uppermost segment of the pluvial Owens River

drainage (Putnam, 1949); and several valleys to the east (Deep

Springs Valley, Huntoon Valley, Fish Lake Valley, Teels Salt

Marsh). Reheis et al. (2002) present shoreline evidence that
260 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

0 40 80 120 160 200

I I I I I I km

FIGURE 5.—Distribution of Pyrgulopsis in the Great Basin of the western United States. Dots often represent

more than one locality. The heavy line shows the boundary of the Great Basin hydrographic system.
NUMBER 33 261

FIGURE 6.—Regions of endemism represented by Pyrgulopsis in the Great Basin. 1, Death Valley system; 2,

Lahontan Basin; 3, Dixie Basin; 4, Railroad Valley; 5, upper White River basin; 6, Steptoe Basin; 7, Bonneville

Basin.
262 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE l.—Pyrgulopsis species recorded (X) from the Great Basin, by drainage: DV, Death Valley system; LA,

Lahontan Basin; RB, Railroad Basin; ST, Steptoe Basin; DX, Dixie Basin; WR, upper White River basin; IB, other

isolated basins within the Great Basin; BO, Bonneville Basin; and OL, "Oregon Lakes" region. Extralimital drainages report the distributions of these species outside the Great Basin: SA, Sacramento River basin; CA, California

coastal drainage; SN, Snake River basin; and CO, Colorado River basin. Y = species extinct.

Species

Drainage

Great Basin Extralimital

DV LA RB ST DX WR IB BO OL SA CA SN CO

aardahli

aloba

amargosae

anatina

anguina

augustae

aurata

basiglans

bifurcata

breviloba

bryantwalkeri

carinata

chamberlini

cruciglans

crystalis

deaconi

dixensis

eremica

erythropoma

fairbanksensis

fusca

gibba

giulianii

gracilis

hamlinensis

hendersoni

hovinghi

hubbsi

humboldtensis

imperialis

inopinata

intermedia

isolata

kolobensis

landyei

lata

lentiglans

leporina

limaria

lockensis

longae

longiglans

longinqua

marcida

merriami

micrococcus

militaris

millenaria

montana

nanus

neritella

nevadensis

nonaria

notidicola

orbiculata

owensensis

X

1

-

X

-

-

-

-

-

-

-

-

-

-

-

X

-

-

-

X

X

-

-

X

-

-

-

-

-

-

-

-

-

X

1

-

-

-

-

-

-

-

-

-

-

-

-

X

-

-

-

X

-

-

-

-

-

X

X

1

X

Y

1

X X X

X

1

X X

X

1

X

X

X X

X

X
NUMBER 33 263

Species

papillata

peculiaris

pellita

perturbata

pictilis

pilsbryana

pisteri

planulata

plicata

ruinosa

sadai

sathos

saxatilis

serrata

sterilis

sublata

sulcata

transversa

turbatrix

umbilicata

variegata

villacampae

vinyardi

wongi

DV

-

-

-

X

-

-

X

-

-

-

-

-

-

-

-

-

-

-

X

-

-

-

-

X

LA RB

X

-

X

1

-

X

1

 -

-

-

-

-

-

X

-

-

-

-

-

-

-

-

X

-

X

X

X

TABLE 1.—Continued.

Drainage

Great Basin

ST DX

-

-

-

-

-

-

-

X

1

-

-

X

-

-

X

-

-

X

-

-

-

-

-

-

-

WR IB

-

-

-

-

-

-

_

-

-

Y

1

-

Y"

-

-

X

X

1

-

-

X

-

-

-

-

X

Extralimital

BO OL SA CA SN CO

_ _

Y

- - -

_ _

- - -

X - -

_ _

- - -

X

1

 - - -

_ _

- - - - X -

_ _

X

1

 - - - - -

_ _

_ _

_ _

_ _

Y

Y

_ _ _

X - - - X -

_ _

- - -

- - -

'Species is endemic to a single spring.

M

0 40 80 120 160

1 I I I I km

v,

Mono Valley's pluvial Lake Russell may have had an interval

of northern drainage to the East Walker River basin, and Russell (1889:299-301) implied earlier integration of Mono Valley

and the Lahontan Basin prior to disruption by Quaternary volcanics. Perhaps early integration between Mono and Huntoon

Valleys also occurred, because their divide is only slightly

above the highest shoreline (~2257 m; Reheis et al., 2002) documented for Lake Russell. Distribution of/! wongi in isolated

valleys to the east of the Owens Valley trough correlates, in

part, with an emerging concept that Lake Lahontan may have

extended sufficiently south of Walker Lake to integrate with

Fish Lake Valley (Mifflin and Wheat, 1979; Reheis and Morrison, 1997; Reheis et al., 2002). However, integration of this

conjectured drainage with Deep Springs Valley would have

been unlikely, because pluvial Deep Spring Lake was isolated

by very high divides during the late Pleistocene (Miller, 1928).

A fossil Pyrgulopsis (Fontelicella sp.; Taylor, 1966a:67) was

recorded from the Waucoba Lake beds (fide Walcott, 1897),

which contain tephra layers from 2.22-2.17 Ma (A. SarnaWojcicki, in litt., August, 1998) that are now uplifted above

FIGURE 7 (left).—Regions of endemism by Pyrgulopsis within the Death Valley system. A, upper Owens Valley (north of Tinemaha Reservoir); B, Amargosa River basin (including its terminus, the Death Valley trough). The heavy

line shows the boundary of the Death Valley pluvial drainage system.
SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

V

\J • wongi

• giulianii

* turbatrix

0 40 80 120 160

I I I km

\

FIGURE 8.—Distributions of selected Pyrgulopsis species of the Death Valley System: a, P. giulianii, P. turbatrix,

P. wongi; b, P. micrococcus. Shading indicates the regions of endemism (from Figure 7).

eastern Owens Valley. This record suggests that P. wongi may

have dwelled early in the proto-Sierra Nevada/White Mountain block and attained current distribution as a result of later

tectonic events that created Owens, Deep Springs, and Fish

Lake Valleys during the past 2.3 My (Bachman, 1978; Reheis

and Sawyer, 1997; also see Lueddecke et al., 1998). This hypothesis is supported by allozyme evidence that P. wongi populations of Deep Springs Valley are more similar to snails of

Owens Valley than to samples from upper segments of the pluvial Owens River drainage (Hamlin, 1996).

Pyrgulopsis giulianii (Figure 8a), which is morphologically

very similar to the upper Owens Valley species flock described

above, lives in Sierra Nevada streams that drain to Indian Wells

Valley, into which pluvial Lake Owens spilled. Records of this

species along the south fork of the Kern River west of the Sierra Nevada suggest prior transmontane drainage across the Sierra Nevada divide (also indicated by Dibblee, 1967, figs. 79,

80), which presumably was disrupted by uplift and westward

tilting of the southern portion of this range since the late Neogene (Loomis and Burbank, 1988; Unruh, 1991; Christiansen

and Yeats, 1992).5

Of the seven species endemic to the Amargosa River basin,

six are restricted to the Ash Meadows spring oasis, several of

which (P. crystalis, P. erythropoma, P. pisteri) form a putative

clade closely similar to P. avernalis from Moapa Valley in

southeast Nevada (Colorado River basin).6 The seventh species

endemic to the Amargosa River basin, P. amargosae, lives in

springs along the lower Amargosa River and most closely resembles a species from the Snake River basin (P. bruneauensis). This putative relationship is suggestive of the fish-hook

distributional pattern described for various freshwater mollusks

and fishes (Taylor 1960, 1966a), although this possibility

would be bolstered by presence of linking populations or species in the large intervening area.7

The distribution of another snail, P. turbatrix (Figure 8a),

also implies that the Amargosa River basin had a previous

drainage relationship with the Colorado River basin as well as

with several isolated valleys to the east. Pyrgulopsis turbatrix

lives along slopes of the Spring Mountains in Amargosa Flat

(which drains to Ash Meadows), isolated Indian Springs and

Pahrump Valleys, and Las Vegas Valley (Colorado River basin). (Note that another congener, P. deaconi, also lives along

the western and eastern flanks of the Spring Mountains in Pahrump and Las Vegas Valleys, respectively.) Pyrgulopsis turbatrix also lives in a single spring in Frenchman Flat, a small, isolated basin west of Indian Springs Valley. Many have

speculated that the Death Valley system had a past connection

with the Colorado River basin (see Miller, 1946); although an
NUMBER 33 265

oft-postulated connection via spilling of the integrated pluvial

lake system to the south (through Bristol, Cadiz, and Danby

Lake basins) is unlikely (Brown and Rosen, 1995; Hooke,

1998), other forms of integration may have occurred. Distribution of P. turbatrix conforms in part to previous integration of

the Amargosa River basin and Las Vegas Valley around the

north flank of the Spring Mountains, as proposed by Hubbs and

Miller (1948:101-102; also see Nolan in Gilluly, 1929:682).

This integrated system presumably was disrupted as a result of

stream captures across the low, largely alluvial divides in the

region. Hubbs and Miller (1948:85) argued that "Lake Pahrump" spilled to the Amargosa River basin, but Mifflin and

Wheat (1979) denied existence of a late Pleistocene pluvial

lake in this valley. Integration of the drainage postulated above

with that of Frenchman Flat may have occurred via the low divides separating the Amargosa River basin from Rock and

Mercury Valleys to the west (which in turn are weakly separated from Indian Springs Valley). Alternatively, drainage integration may have been disrupted by the several kilometers of

movement along local, northeast-trending strike-slip faults, at

least some of which occurred after the Miocene (Carr, 1984;

Stewart, 1988). Distribution of P. turbatrix along flanks of the

Spring Mountains also could have arisen via transmontane

stream capture, perhaps associated with late Cenozoic tilting of

this range (Burchfiel et al., 1983).

Pyrgulopsis micrococcus (Figure 86) lives in all three components of the Death Valley hydrographic system, although it is

found in only a lower segment of the pluvial Owens River

drainage, Panamint Valley. The distribution of this snail provides a possible exception to the assertion by Taylor (1985:

317-318) that "spillover from Lake Panamint into Death Valley, and into Lake Manly in Death Valley, had no recognizable

effect on mollusc distribution." However, this species lives in

high-elevation springs in the Panamint Mountains, and its distribution across this divide may reflect headwater transfer as

opposed to pluvial dispersal. Distribution of this snail also implies early (before the late Pleistocene) drainage integration of

the Death Valley system with both Saline Valley (northwest of

Panamint Valley) and the California coastal drainage south of

the Transverse Ranges. Saline Valley, a small, profoundly

closed basin that lacked a pluvial lake, perhaps integrated with

Panamint Valley before the faulting that was responsible for

basinal development during the past 3.0 My (Burchfiel et al.,

1987). The distribution of P. micrococcus is paralleled by another prosobranch snail, Assiminea infima, which lives in Saline (Hershler, unpublished) and Panamint Valleys (as Holocene fossil; Taylor, 1966b:208), as well as in the Amargosa

River basin (Hershler, 1987). The transmontane distribution of

P. micrococcus in the San Bernardino Mountains implies early

presence in the region—before the late Miocene to early

Pliocene uplift, which truncated and reversed the southward

Mojave drainage (Meisling and Weldon, 1989).8

Pyrgulopsis biogeography (1) implies various prior drainage

connections between the Death Valley system and other,

mostly adjacent, areas and (2) suggests that the upper Owens

Valley and Amargosa River basin subregions of endemism do

not share a close historical relationship. Interestingly, early

drainage integration between the northwest portion of the

Death Valley system and the Sacramento Valley before the late

Cenozoic Sierra Nevada uplift (e.g., Huber, 1981) is not well

reflected in Pyrgulopsis biogeography. The complete absence

of species overlap and the entirely different sets of historical

drainage relationships implied by the Pyrgulopsis faunas of

Owens Valley and the Amargosa River basin are striking, given

the pluvial integration of these drainages, yet they agree with

the distribution patterns of other mollusks (Taylor, 1985) and

of fishes (Minckley et al., 1986; also see Echelle and Dowling,

1992). Taylor (1985:317) suggested that the disparity of freshwater mollusks from west and east of Death Valley may reflect

a dispersal barrier provided by extension of the Miocene protoGulf of California into the area. Although fossils may imply

presence of a late Cenozoic estuary in portions of the Mojave

Desert (Durham and Allison, 1960; Smith, 1970; disputed by

Spencer and Patchett, 1997), no physical record of such conditions has been found in the Death Valley region (Buising, 1990,

fig. 1), and the local fossil record is equivocal in this regard.9

Physical evidence of middle Pleistocene integration of the

Owens and Amargosa River basins is clear (Smith, 1976; Jannik et al., 1991; Fitzpatrick and Bischoff, 1993), yet hydrographic conditions nonetheless may have provided a barrier to

aquatic dispersal (Miller, 1981) that perhaps was positioned between Indian Wells and Panamint Valleys.

LAHONTAN BASIN.—This large region harbors 22 species of

Pyrgulopsis. Four endemic species of fishes also live in this basin (Hubbs et al., 1974; Deacon and Williams, 1984). The 16 endemic species of Pyrgulopsis are concentrated in four subregions

(Figure 9), only one of which, the Black Rock Desert, harbors

other endemic aquatic biota. Pyrgulopsis biogeography implies

considerable prior drainage integration within the Lahontan Basin and between this and several adjacent drainages.

A southwest extension of Reese River Valley (Antelope Valley) contains two endemic species (P. augustae, P. pictilis) that

are morphologically very similar to other Lahontan snails. Basin floor springs in the Carico Lake basin (part of the middle

segment of the Humboldt River basin) harbor two endemic species (P. basiglans, P. bifurcata) that form a putative clade similar to the group of snails from the Amargosa and White River

basins discussed above. Two snails (P. bryantwalkeri, P. humboldtensis) belonging to large groups of similar species are endemic to the upper Humboldt River basin. The distribution of

another snail, P. leporina (Figure 10a), implies that drainage of

the upper Humboldt River basin (Lamoille Valley) was previously integrated (before the late Pleistocene) with that of northern Ruby Valley, perhaps reflecting spill of pluvial Lake Franklin into Lake Lahontan via Lake Clover as suggested by Snyder

et al. (1964; but disputed by Mifflin and Wheat, 1979:57). Soldier Meadows, a prominent zone of thermal springs that drains

south to the floor of Black Rock Desert via Mud Meadows
266 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 9 (left).—Regions of endemism by Pyrgulopsis within the Lahontan

system. A, Black Rock Desert; B, Reese River basin; C, middle Humbolt

<(_ River basin (includes the section of river from Palisade to Golconda Summit;

f& i also Carico Lake, Crescent, and Pumpernickel Valleys); D, upper Humboldt

River basin (includes Marys River drainage). The heavy line shows the

boundary of the Lahontan pluvial drainage system.

n j -| \ FIGURE 10 (below).—Distributions of selected Pyrgulopsis species of the

Lahontan system: a, P. eremica, P. leporina, P. longiglans, P. militaris, P.

sadai; b, P. gibba. Shading indicates the regions of endemism (from Figure 9).

0 40 80 120 160

* I I I I I km

• sadai

longivlans "

eremica

CALIFORNIA, CALIFORNIA; 7

0 40 80 120 160

I I I I i km

(

0 40 80 120 160

I I I I I km J
NUMBER 33 267

Creek, contains a presumed flock of three endemic species (P.

limaria, P. notidicola, P. umbilicata), which closely resemble an

eastern Lahontan (Squaw Valley) species. Soldier Meadows

also contains an endemic species of desert dace (Nyquist,

1963). Distribution of a fourth snail (P. militaris) belonging to

this local group implies earlier drainage integration between

Soldier Meadows and Alvord Basin to the north (Figure 10a),

which in turn had (at least temporarily) a pluvial connection

with the Snake River basin during the late Pleistocene (Lindberg and Hemphill-Haley, 1988). Snail transfer also could have

been mediated through intervening Summit Lake basin, which

Mifflin and Wheat (1979:27, 30) suggested had a complex Quaternary history that included intervals of drainage to Soldier

Meadows and Alvord Basin. Note that Soldier Meadows

springs are associated with a lineament extending through the

Alvord Basin, which Garside and Schilling (1979:38-39, fig.

28) interpreted as a fault trace.

In addition to the endemic faunas described above, the

Lahontan Basin harbors scattered locally endemic species. Of

particular note is P. nevadensis, which lived in several western

Lahontan lakes but is now probably extinct (Hershler, 1994).

This snail is closely similar to P. archimedis from Klamath Lake

basin, and the implied historical drainage relationship between

these areas is part of the fish-hook track described by Taylor

(1960, fig. 1; 1985, fig. 17) for these and other species having

similar shell sculpture. We are not confident, however, that

other components of this track, consisting of fossil taxa from

the Snake River region and southern California, are closely related to these living species because development of carinate

shell sculpture has been subject to homoplasy in this group

(Hershler, 1994, 1998).

Several widespread snails also reflect considerable past connectivity of drainage in the Lahontan region. Pyrgulopsis

wongi, discussed above, lives in both the Carson River and East

Walker River basins (Figure 8a). Pyrgulopsis longiglans (Figure 10a) is distributed in a north-south manner in the western

portion of the Lahontan Basin (overlapping the Black Rock

Desert) whereas P. sadai (Figure 10a) is distributed in a similar

fashion in the central Lahontan area (overlapping the Reese

River and the middle Humboldt subregions). Distribution of

this species also implies prior drainage integration between the

Lahontan Basin and the Snake River basin in northeast Nevada,

although the single locality in the Snake River drainage (at the

base of the Santa Rosa Range) is suggestive of a headwater

transfer. The distribution of P. eremica (Figure 10a) in the western Lahontan Basin conforms to interpretations that Eagle Lake

and Horse Lake basins (north of Honey Lake Valley), both of

which contained pluvial lakes, overflowed to Lake Lahontan

(Gester, 1962; Snyder et al., 1964; Morrison, 1991). In the Eagle Lake basin, this snail lives along Willow Creek, which may

have drained pluvial Lake Acaps'kati to the south before the

damming caused by Quaternary basalt flows (Gester, 1962).

Pyrgulopsis gibba lives throughout much of the western Lahontan Basin, including all of the subregions of endemism (Figure

106). Distribution of this snail implies past connections beJ?

 MY \

FIGURE 11.—Regions of endemism by Pyrgulopsis within the Bonneville

Basin. A, Thousand Springs basin (includes Pilot Creek, Tecoma, and Thousand Springs Valleys); B, Snake Valley (includes Hamlin and Snake Valleys);

C, upper Sevier River basin (extending to Sevier Bridge Reservoir above Gunnison; exclusive of the West Fork Sevier River below Piute Reservoir). The

heavy line shows the boundary of the Bonneville pluvial drainage system.

tween the Lahontan Basin, several closely proximate Nevadan

valleys (Big Smokey, Dixie, Granite Springs, and Grass Valleys), and the "Oregon Lakes" region, although the northern

component of this distribution also may be attributed to drainage disruption caused by tens of kilometers of right-lateral slip

(Miocene to Holocene) along the Eugene-Denio fault zone

(Lawrence, 1976).

BONNEVILLE BASIN.—Taylor and Bright (1987) previously

discussed the aquatic molluscan biogeography of this region

(although not focusing on Pyrgulopsis), which constitutes the

largest drainage unit in the Great Basin. The Bonneville Basin

harbors 17 species of Pyrgulopsis, 14 of which are endemic.

This basin also contains eight endemic species of fishes (Smith,

1978). The Pyrgulopsis fauna is very distinct from that of the

Lahontan Basin (paralleling that of fishes), and only a single

species ranges across both regions. Endemic species are concentrated in three subregions (Figure 11), of which only the

Snake Valley (along the Nevada-Utah border, east of the Snake
268 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Y ir1 IN

• peculiaris

A transversa

* variegata [, ^ , , •

FIGURE 12.—Distributions of selected Pyrgulopsis species of the Bonneville Basin: a, P. peculiaris, P. transversa, P. variegata; b, P. kolobensis, P. pilsbryana. Shading indicates regions of endemism (from Figure 11).

Range; not to be confused with the Snake River basin to the

north) contains other endemic biota.

The Thousand Springs subregion harbors five species, including three endemics (P. hovinghi, P. lentiglans, P. millenaria) distributed along segments of the Thousand Springs Creek

drainage. Although relationships of these endemic snails are

uncertain, the distribution of another snail, P. variegata (Figure

12o), suggests a prior drainage relationship existed with an adjacent portion of the northwest Bonneville Basin and Goose

Creek, which is in the Snake River basin to the north. Physical

evidence also suggests that Goose Creek was part of the

Bonneville drainage basin before the late Miocene drainage reversal that was associated with passage of the Yellowstone Hot

Spot (Hildebrand and Newman, 1985; Rodgers et al., 1991).

Three species are locally endemic in the Snake Valley subregion (see Figure 11). One of these, P. hamlinensis, is closely

similar to P. montana, which lives in the uppermost portion of

Meadow Valley Wash (a disrupted segment of Colorado River

drainage) just over the White Rock Mountain divide to the

west. Distributions of these species may reflect past historic

upland stream capture between these drainages. Pyrgulopsis

saxatilis is most similar to a species from the White River valley to the west (P. lata), whereas the third endemic, P. anguina,

is most similar to P. chamberlini from the Sevier River basin to

the east. Prior drainage integration with areas to the west and

east is also implied by the distribution of P. peculiaris (Figure

12a), which lives in the Snake Valley as well as in the lower

segment of the Sevier River basin and the isolated Spring Valley in eastern Nevada. Five species are endemic in the upper

segment of the Sevier River basin in southern Utah, confirming

the distinctiveness of this fauna as noted by Taylor and Bright

(1987). Affinities of these species imply prior historical relationships with other segments of the Bonneville Basin, as does

the distribution of P. transversa (Figure \2a).

The distribution of P. kolobensis suggests extensive prior

connectiveness of Bonneville Basin drainage (this snail overlaps all three subregions of endemism) as well as integration

with the eastern Lahontan Basin, isolated valleys situated between these two regions, and the Colorado River basin (Figure

126). (This snail exhibits considerable morphological differentiation across its broad range and almost certainly represents a

species complex.) Past integration with the Colorado River ba-
NUMBER 33 269

0 40 80 120 160

I I I I km

0 40 80 120 160

1 I I I I km

FIGURE 13.—Distributions of selected Pyrgulopsis species in Steptoe Basin (a, P. cruciglans) and in the upper

White River basin (b, P. marcida, P. breviloba). The heavy lines show the boundaries of these drainage basins.

sin (in southern Utah) probably represents headwater transfers,

for which there is also ichthyological evidence (Hubbs and

Miller, 1948:29-30) as well as physical evidence (Averitt,

1962; Anderson and Mehnert, 1979). Undescribed material

(USNM collection) from the Snake River basin of southeast

Idaho is closely similar to or possibly conspecific with this

snail, conforming with the physical record of early southerly

drainage of southeast Idaho basins (Ore, 1982; Bobo, 1991;

Osier, 1995).10 The distribution of P. pilsbryana reflects integration of the Bear Lake and Bear River basins (Figure 126)

and is noteworthy in that this snail does not range below the

Oneida Narrows, which comprised the divide between pluvial

Lake Thatcher and the Bonneville Basin (Bright, 1963).

STEPTOE BASIN.—This large Nevadan basin (which includes

Antelope, Goshute, Spring, and Steptoe Valleys) contains eight

species, six of which are endemic. Endemic species are concentrated in the northern and southern segments of this drainage, and only the widespread P. kolobensis lives in both areas.

Five of the endemic species are localized in a large basin floor

spring province along the east flank of the Egan Range north of

Ely. These snails are united by several unique features and

probably represent a species flock, the affinities of which are

not clear. The distribution of P. cruciglans in the northern segment of Steptoe Basin (Figure 13a) and in the adjacent western

Bonneville Basin is enigmatic because shorelines indicate that

although pluvial Lake Waring was relatively deep, its high

stand was well below basinal sills, and it did not integrate with

Lake Bonneville during the late Pleistocene (Hubbs et al.,

1974; Currey et al., 1984). Note that the sole native fish living

in the Steptoe Basin, Relictis solitarius, does not cross the

Bonneville divide but instead ranges to the west and south

(Butte and Ruby Valleys; Hubbs et al., 1974; Deacon and Williams, 1984).

UPPER WHITE RIVER BASIN.—This large area includes Pahranagat and White River Valleys (above Pahranagat Wash) but

excludes Moapa Valley (the lowermost segment of the White

River basin), which maintains external drainage to the Colorado River basin. DiGuiseppi and Bartley (1991) suggested that

the White River drainage was internally drained before capture

by the Colorado River during the Quaternary. This region contains eight species (five endemic); this fauna neither overlaps

nor shows affinities with the two species living in Moapa Valley, which instead have affinities with snails in the Amargosa

River basin (P. avernalis) and Colorado River basin of northern

Arizona (P. carinifera). The upper White River basin also contains an endemic species of cyprinid fish (Miller and Hubbs,

1960). Of the endemic snails for which affinities are clear, P.

merriami is most similar to fauna of the Rio Grande and upper
270 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Gila River basins, whereas P. lata is most similar to P. saxatilis

from the Bonneville Basin.

Distributions of two nonendemic species (Figure 136) suggest prior relationships between the White River region and

two fishless valleys to the east (Cave and Dry Lake Valleys)

despite physical evidence that the pluvial lakes of these small

valleys did not overflow during the late Pleistocene (Mifflin

and Wheat, 1979). The distribution of/! marcida supports the

contention of Hubbs et al. (1974:65) that, although Cave Valley

appears to be part of a structural trough including Steptoe Valley to the north, Cave Valley instead probably drained early

(i.e., prior to the late Quaternary pluvial period) to the White

River valley. We were unable to confirm the assertion of Hubbs

and Miller (1948:98) that there may be a low, alluvial saddle

separating the southern portion of Cave Valley from the White

River valley; maps indicate that these valleys instead are separated in this area by middle Tertiary andesite flows. The distribution of P. breviloba (Figure 136) conforms to an interpretation (Hubbs and Miller, 1948:98) that Dry Lake valley (therein

referred to as Bristol Valley) may have drained early, south to

the White River valley via Delamar Valley. Drainage integration between these valleys may have been disrupted by significant late Cenozoic lateral slip along the northeast-trending Pahranagat Fault Zone (Rowan and Wetlaufer, 1981; Jayko, 1990).

RAILROAD BASIN.—Railroad Valley in south-central Nevada is closed to the east, north, and west principally by the

Grant, White Pine, and Pancake Ranges, respectively, but it

opens to the southwest into a large basin comprising Reveille,

Hot Creek, and Little Fish Lake valleys (Figure 6). Mifflin and

Wheat (1979:30) suggested that Big Sand Springs Valley also

may have opened southeast to Railroad Valley before the Late

Quaternary emplacement of the Lunar Crater Volcanic Field

(see Scott and Trask, 1971; Luedke and Smith, 1991). The

northern segment of Railroad Valley harbors six endemic species of Pyrgulopsis, and widespread P. kolobensis also occurs

locally, both in Railroad and Reveille Valleys. Four of the local

endemics—P. aloba, P. carinata, P. lockensis, P. papillata—belong to a group represented in western California and the

Lahontan Basin, northern Bonneville Basin, Snake River basin,

and Colorado River basin. Three of these snails compose a morphologically distinct subgroup confined to thermal limnocrenes.

DIXIE BASIN.—This large, Nevada basin includes Buffalo,

Buena Vista, Dixie, Edwards Creek, Fairview, and Pleasant

Valleys. It contains two dissimilar endemic species—P. aurata,

P. dixensis—that closely resemble other Lahontan forms. The

only endemic fish in this drainage is an undescribed subspecies

of Gila bicolor, which Hubbs and Miller (1948) suggested was

closely related to Lahontan taxa. In support of these connections, Reheis et al. (2002) infer that a high stand of Lake

Lahontan flooded into Dixie Basin during the middle Pleistocene.

OREGON LAKES.—Pyrgulopsis is poorly represented in this

large region, which consists of a series of valleys and pluvial

lakes in northeast California and southeast Oregon. Only four

intermedia

hendersoni

7

 I

j ; 0 40 80 120 160

^ I I I I I km

FIGURE 14.—Distributions of Pyrgulopsis intermedia and P. hendersoni of the

"Oregon Lakes" region. The heavy line shows the northwest boundary of the

Great Basin.

species are present, none of which are endemic, and relatively

large areas (e.g., Goose Lake and Fort Rock basins) apparently

lack Pyrgulopsis. Biogeographic patterns of these snails, nevertheless, are informative, suggesting past integration of component valleys as well as relationships with both the Lahontan

Basin (as discussed above) and the Snake River basin. The distribution of P. gibba (Figure 106) suggests prior integration of

Long and Surprise Basins, whose pluvial lakes apparently did

not overflow during the late Pleistocene (Mifflin and Wheat,

1979; Allison, 1982, respectively). The snail also lives in Coleman Valley, a small endorheic basin that Hubbs and Miller

(1948:65) suggested was flooded by an arm of pluvial Lake

Warner. However, Weide's (1974, fig. 19) map of the lake indicates that this did not occur in the late Pleistocene. The distribution of P. hendersoni (Figure 14) suggests prior integration

of the widely separated Lake Abert and Malheur Lake basins,

which is also suggested by the distribution of the fish Gila bicolor (Minckley et al., 1986). This snail also lives in springs

along the Malheur River, conforming to the oft-postulated prior

drainage relationship between the Oregon Lakes region and the

Snake River basin (e.g., Wheeler and Cook, 1954; Taylor and

Smith, 1981; disputed by Repenning et al., 1995). Shoreline
NUMBER 33 271

evidence suggests that pluvial Lake Malheur probably spilled

east to the Malheur River (Gehr and Newman, 1978), and a

similar eastward drainage through Malheur or Crane Gaps may

have occurred earlier, before late-Pleistocene emplacement of

lava flows (Piper et al., 1939; Bisson and Bond, 1971; Baldwin, 1976). The distribution of P. intermedia also suggests a

prior relationship between regional drainage and the Snake

River basin. This snail lives in Crooked Creek, a tributary to

the Owyhee River (Snake River basin), as well as in Barren

Valley, a small basin often depicted on maps as draining to the

Snake River basin (e.g., Snyder et al., 1964; Williams and Bedinger, 1984) but which, in fact, is endorheic and seemingly a

northern extension of the Alvord Basin trough. Snail populations from the Pit River and Klamath Lake basins are similar to

P. intermedia—although probably not conspecific, as suggested by Taylor (1985:309).

Conclusions

Pyrgulopsis biogeography within the Great Basin conforms

in part to current interpretations of pluvial drainage configurations, but in many cases it defines additional or more complicated patterns that presumably reflect older relationships. Various drainage relationships between the Great Basin and

adjacent regions also are implied by these data, although there

is surprisingly little evidence of past integration between the

Great Basin and the Sacramento River basin to the west and the

upper Colorado River basin to the northeast. This may partly

reflect inadequate sampling of these extra-limital areas. In contrast to previous suggestions that the Great Basin had prior connections along its northeast and northwest boundaries with the

Snake River basin (Taylor, 1966a, 1985; Minckley et al., 1986;

Taylor and Bright, 1987), Pyrgulopsis biogeography suggests a

more continuous pattern of northern integration.

As mentioned above, a more rigorous biogeographic analysis

of Pyrgulopsis must await preparation of a well-corroborated

phylogeny for its species, which will prove difficult using morphological criteria alone and thus will probably require the use

of DNA sequence data. Determination of cladistic structure

among Holocene species of this group can provide a hierarchical depiction of historical relationships among drainages, but

the fossil record also must be better utilized to constrain the

chronology more tightly. Given that hydrobiids are difficult to

identify at the species and, often, generic ranks based on traditional shell characters, new methods will be needed to extract a

phylogenetic signal from fossils, perhaps from details of shell

structure or composition of preserved organic shell components. Ecological characteristics of fossil Pyrgulopsis also must

be better understood if we are to determine, for instance,

whether interbasinal patterns reflect vicariance of pluvial lake

biota or transmontane headwater transfers. This information

may perhaps be obtained from a combination of environmentally sensitive isotopes preserved in shell fabric and more detailed study of sedimentary facies.

Appendix

Species Groups of Pyrgulopsis

The informal groups described below are defined mostly by

characters of penial form and ornament. We follow the terminology of Hershler, 1994.

1. A small number of species, mostly from the Great Basin,

share a simple penis bereft of distal lobe and glands (Figure

4a). These snails otherwise closely resemble typical Pyrgulopsis, and a close relationship is inferred, although separate

generic status for some or all of these may be suggested

upon cladistic analysis. Subgroups are discernable on the

basis of shape of shell and penial filament. Species included

are aloba, augustae, carinata, coloradensis (Virgin River

basin), dixensis, eremica, greggi (Kern River basin), lockensis, millenaria, and papillata.

2. Snails of this group have a glandular ornament of a single, superficial ventral unit (Figure 4b). This gland differs in

appearance from the narrow, raised ventral gland typical of

Pyrgulopsis and resembles that of eastern American Birgella (Thompson, 1984, figs. 81, 82) and Rhapinema

(Thompson, 1970, fig. 3D,E). With the exception of P. arizonae, the snails of this group also lack a penial lobe, perhaps indicating a close relationship with the group described

above. Subgroups are recognizable on the basis of shell

shape and gland position and size. Species included are arizonae (Gila River basin), avernalis (Colorado River basin),

basiglans, bernardina (Rio Yaqui basin), bifurcata, crystalis, erythropoma, and pisteri.

3. A large number of species share a relatively narrow, distally bifurcate penis ornamented with a terminal gland along

the distal edge of the rather small lobe (Figure 4c). Other

dorsal glands are absent in these snails, although some species have a single ventral gland. The terminal gland is often

oriented longitudinally rather than transversely, as in groups

described below. In some species the terminal gland is

weakly developed (e.g., stearnsiana) or often absent {bryantwalkeri). This group conforms in large part to the "Fontelicella stearnsiana series" described by Taylor (1987:10).

Subgroups are recognizable on the basis of shell shape,

shape of penial lobe and filament, and development of the

terminal gland. Species included are amargosae, aurata,

bacchus (Colorado River basin), brandi (Rio Casas Grandes

basin), breviloba, bruneauensis (Snake River basin), bryantwalkeri, carinifera (Colorado River basin), conica (Colo-
272 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

rado River basin), fairbanksensis, hamlinensis, hubbsi,

imperialis, isolata, lentiglans, manantiali (Cuatro Cienegas

basin), micrococcus, montana, morrisoni (Verde River

basin), nanus, nonaria, sathos, simplex (Verde River basin),

sola (Verde River basin), stearnsiana (California coastal

drainage), thompsoni (Gila River basin), and transversa.

4. A medium-sized group comprises species in which the

outer edge of the dorsal penis has an elongate gland (Dgl)

abutting or slightly overlapping the filament (Figure Ad).

Penial ornament in this group is otherwise variable,

although most species have a terminal gland, ventral gland,

and sometimes additional dorsal glands. The penial lobe of

these snails often is enlarged relative to the filament. This

group includes the large snails allocated to the subgenus

Natricola Gregg and Taylor, 1965, except for intermedia.

Species included are glandulosa (Verde River basin), hendersoni, hovinghi, idahoensis (Snake River basin), inopinata,

montezumensis (Verde River basin), pecosensis (Rio Grande

basin), pellita, robusta (Snake River basin), and sublata.

5. Another large group consists of snails in which the penis

has a short penial gland at the base of the filament and generally no other dorsal glands other than a terminal gland and

occasionally a ventral gland (Figure 4e). Subgroups are recognizable on the basis of shell sculpture, shape of penial

lobe and filament, development of terminal gland, presence

of additional dorsal glands, and position of ventral gland.

Species included are anatina, archimedis (Klamath Lake

basin), diablensis (Sacramento River basin), fusca, humboldtensis, kolobensis, lata, leporina, limaria, longae, marcida, militaris, nevadensis, notidicola, pictilis, pilsbryana,

saxatilis, serrata, sterilis, taylori (California coastal drainage), trivialis (Gila River basin), turbatrix, umbilicata, variegata, and vinyardi.

6. Six species have a penis with a well-developed terminal

gland, a ventral gland, and a weakly developed additional

dorsal gland corresponding to Dgl (Figure Af). Species

included are aardahli, gibba, giulianii, owensensis, perturbata, and ruinosa.

1. The five species locally endemic in southwestern Steptoe

Valley are united by strong protoconch microsculpture, a

broadly conical or subglobose shell, and unique features of

the central radular teeth (fused lateral cusps, basal cusps

absent or very weakly developed, elongate basal tongue).

Although penial form and ornament varies considerably

among these species, we nevertheless interpret the group as

a strongly differentiated clade based on the synapomorphic

radular features. Species included are landyei, neritella,

orbiculata, planulata, and sulcata.

8. Two Great Basin species share a distinctive pattern of

penial ornament consisting of a large, raised, proximal dorsal

unit (Figure 4g). These species are cruciglans and pi'icata.

9. A large number of species share a massive penis having a

long gland on the dorsal surface of the penial filament (Pg);

typically they also share a terminal gland (typically transverse, and often U-shaped), one or two ventral glands, and

one or more additional dorsal glands (Figure Ah). Members

of this group usually have an enlarged, pyriform bursa copulatrix and a narrow bursal duct. The seminal receptacle is

often very small relative to the bursa copulatrix and usually

is well posterior in position, broadly overlapping the bursa

copulatrix. This group corresponds, at least in part, to the

" californiensis series," as defined by Taylor (1987). Subgroups are recognizable from the presence of secondary dorsal glands and from the shape and multiplication of penial

glands. Species included are anguina, californiensis (California coastal drainage), chamberlini, chihuahua (Rio Carmen basin), chupaderae (Rio Grande basin), davisi (Rio

Grande basin), deaconi, deserta (Virgin River basin), fausta

(Colorado River basin), gracilis, intermedia, longiglans,

longinqua, metcalfi (Rio Grande basin), neomexicana (Rio

Grande basin), peculiaris, roswellensis (Rio Grande basin),

sadai, thermalis (Gila River basin), ventricosa (Sacramento

River basin), villacampae, and wongi.

Notes

1. Ponder et al. (1994) suggested that passive dispersal on birds may be a significant factor in biogeography of some Australian hydrobiids.

2. Twelve eastern American species currently are allocated to the genus

(Hershlerand Thompson, 1987; Hershler, 1994; Thompson, 1995); recent morphological studies indicate that this fauna is a distinct clade that is not closely

related to Pyrgulopsis (Thompson and Hershler, In press).

3. Tall-spired western Paleogene hydrobiids, usually allocated to Hydrobia or

Micropyrgus (e.g., from Flagstaff Formation; La Rocque, 1960), approach the

range of shell variation of modern Pyrgulopsis, but they probably represent

other clades (Taylor, 1975).

4. Other genera in the subfamily are Birgella, Cincinnatia, Notogillia, Nymphophilus, Rhapinema, Spilochlamys, and Stiobia (Thompson, 1979).

5. These and other early concepts of extent and timing of late Cenozoic uplift

of the Sierra Nevada (e.g., Axelrod, 1962; Huber, 1981) have recently been disputed (Small and Anderson, 1995; Wernicke et al., 1996; Wolfe et al., 1997).

6. An earlier conjecture (Hershler and Pratt, 1990:292) that all of the endemic

Pyrgulopsis in Ash Meadows were derived from taxa in the White River Valley

(whose lowermost segment is Moapa Valley) to the east was premature.

7. This refers to a distributional track encompassing the Bonneville Basin,

the middle Snake River drainage, the Lahontan Basin, and the Death Valley

system.

8. Nagy and Murray (1996) suggested that this drainage reversal may not

have occurred before 0.5 Ma.

9. Late Cenozoic fossil Foraminifera from Panamint Valley may have lived

in a saline lake instead of in an estuary (Smith, 1960).

10. Whether or not the late Pleistocene Bonneville Flood (Malde, 1968;

O'Connor, 1993) also contributed to snail exchange with the Snake River basin

is conjectural.
NUMBER 33 273

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Anthropogenic Changes in Biogeography

of Great Basin Aquatic Biota

Donald W. Sada and Gary L. Vinyard

ABSTRACT

The Great Basin, the most arid region in North America, has

small, widely spaced wetlands compared with those in more mesic

regions. These wetland habitats generally support aquatic taxa that

are widespread throughout North America. Recent work has complemented the studies of endemic fishes by Carl Hubbs and Robert

Miller and has served to identify a diverse fauna of insects and

mollusks endemic to the Great Basin. The presence of this fauna in

comparatively small wetlands shows that habitat size is not a good

indicator of the importance of these wetlands to unique biological

communities.

Historical and current records show that anthropogenic activities during the last 120 years have modified the structure of Great

Basin aquatic communities by altering habitats and by the translocation of species. Fifty nonnative fish taxa and several invertebrate

taxa have been introduced into the region by the public and/or by

fishery management agencies. Twenty-four fish taxa endemic to

the Great Basin also have been translocated into habitats both

within and outside of their native range. Most of these translocations were undertaken to create refuge populations and, thus, to

reduce the possibility of extinction.

Within the Great Basin, introductions of nonnative species and

habitat modification have caused the extinction of 16 endemic species, subspecies, or other distinctive populations (12 fishes, three

mollusks, and one aquatic insect) since the late 1800s. Declines in

abundance or distribution were attributable (in order of decreasing

importance) to water flow diversions, competitive or predatory

interactions with nonnative species, livestock grazing, introductions for sport fisheries management, groundwater pumping, species hybridization, timber harvest, pollution, recreation, and

habitat urbanization. Most affected taxa were influenced by more

than one of these factors.

Donald W. Sada, Division of Hydrologic Sciences, Desert Research

Institute, 2215 Raggio Parkway, Reno, Nevada 89512-1095, USA.

Gary L. Vinyard (deceased), formerly at the Department of Biology,

University of Nevada, Reno, Nevada 89557, USA.

Reviewers: Robert Hershler, Division of Mollusks, National Museum

of Natural History, Smithsonian Institution, Washington, D.C. 20560-

0118, USA; W. Ronald Heyer, Division of Herpetology, National

Museum of Natural History, Smithsonian Institution, Washington,

D.C. 20560-0162, USA; and two anonymous reviewers.

The temporal pattern of decline in endemic taxa was examined

by determining the calendar decades of first population loss, of

major decline (loss of one-half of either a taxon's distribution or

abundance), and of extinction for 199 endemic taxa (102 fishes, 85

mollusks, nine aquatic insects, two amphibians, and one fairy

shrimp). Population loss has affected approximately 50 percent of

taxa for which information was available (135 distinct taxa: 99

fishes, 24 mollusks, and all taxa in the three other aquatic animal

groups), and 58 percent of these taxa have suffered major declines.

Differences among rates of population loss, major decline, and

extinction were not significant (ANCOVA,/? > 0.05). Declines and

extinctions were first recorded in the late 1800s. Rates peaked first

after World War I and again in the 1970s after a long increase that

began after World War II. Status was comparatively static during

both World Wars. This pattern indicates that declines can be attributed to regional economic conditions and increased immigration.

Declines slowed in the 1980s and 1990s because most taxa had

previously declined, not because threats had diminished.

Declines during the last 120 years have been greatest in the most

narrowly distributed and vulnerable populations. All extinct taxa

and most taxa suffering major declines (68 percent) had fewer than

five populations. If past trends continue into the future, additional

extinctions will occur (primarily in narrowly distributed taxa), and

extinctions also may begin to affect widespread taxa. These

changes will accompany environmental change that characterizes

consumption patterns of increasing human populations. Avoiding

future changes in Great Basin biogeography that result from

declines in taxon status will require new, innovative programs that

protect wetland habitats from environmental degradation and the

deleterious effects of nonnative species while allowing appropriate

human uses of wetland resources.

Introduction

The Great Basin, the driest physiographic province in North

America, contains fewer small rivers, lakes, streams, springs,

and marshes than do more mesic regions, and all of these

waterbodies are more widely dispersed in the Great Basin than

elsewhere. Aquatic communities in the region include species

common to other North American wetlands as well as a diverse

fauna of endemic fishes, mollusks, and aquatic insects predominantly associated with springs. Although these unique characteristic have long been recognized (Gilbert, 1893; Brues,

277
278 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

1932), recent surveys have revealed a surprisingly high diversity of additional endemic macroinvertebrates (e.g., Hershler

and Sada 1987; Shepard, 1990; Hershler, 1998). We examine

herein the major causes of historical change in biodiversity in

an effort to understand the predominant ways in which anthropogenic uses of wetlands have affected Great Basin biogeography.

Humans have used Great Basin wetlands since the early Holocene (Janetski and Madsen, 1990). Intermittent settlement

near wetlands and daily activities of hunting and gathering naturally tended to focus upon the biotic resources concentrated at

these habitats. For a short period before the region was settled

by European immigrants, a few indigenous tribes also diverted

water to irrigate land and increase production of commonly

eaten native plants. The Fremont Tribe diverted water from

large rivers near the Wasatch Range (Madsen, 1989), and the

Owens River basin Paiutes diverted streams from the east flank

of the Sierra Nevada (Steward, 1933). Great Basin wetlands

also produced food organisms, such as Cyprinodon radiosus

(Owens pupfish), Catostomus tahoensis (Tahoe sucker), Chasmistes cujus (cui-ui), Oncorhynchus clarki henshawi (Lahontan

cutthroat trout), Gila bicolor (tui chub), and Ephydra hians

(brine fly), which were eaten by Paiutes along the eastern Sierra Nevada (Steward, 1933; Knack and Stewart, 1984). Excavation of sites known to have been inhabited by Fremont Tribe

members revealed that their diet included Catostomus ardens

(Utah sucker), Gila atraria (Utah chub), and Oncorhynchus

clarki utah (a cutthroat trout subspecies) (Janetski, 1990).

Greenspan (1990) also documented fish remains from archaeological sites in the Great Basin of Oregon, and Drews (1990)

reviewed the dietary role of Great Basin shellfishes.

Although Native Americans used and altered Great Basin

wetlands, the major anthropogenically induced changes to

aquatic biogeography accompanied habitat alterations and introductions of nonnative taxa during the last 120 years. Since

the beginning of the twentieth century, most rivers in the region

have been dammed and diverted for irrigation, flood control, or

power generation (La Rivers, 1962; Sigler and Sigler, 1987).

Many springs and streams have been modified by livestock

grazing, water flow diversion, and groundwater use (see Miller,

1961; Dudley and Larson, 1976; Fleischner, 1994). Native

aquatic biota also have been affected by the introduction of 50

nonnative fish species for sport, pest management (Sigler and

Sigler, 1987), and unspecified recreational or commercial interests (Moyle, 1984). Fisheries management agencies have enhanced nonnative sport fish populations by poisoning thousands of miles of streams, causing the consequent reduction or

elimination of native fish and macro invertebrate populations

(Moyle et al., 1986; Rinne and Turner, 1991; Andersen and

Deacon, 1996). These habitat modifications and introductions

have caused the decline of many populations of native taxa and

have driven some species to extinction (Minckley and Deacon,

1968; Williams et al., 1985; Miller et al., 1989; Minckley and

Douglas, 1991).

The changing status of fishes and their habitats have been reported as discrete events affecting localized habitats or individual taxa (e.g., Williams et al., 1985; Williams et al., 1989;

Moyle et al., 1995). The status of endemic invertebrates and the

effects of human activities on smaller aquatic habitats (e.g.,

springs not occupied by native fishes) have not been examined

in detail. We assess herein how habitat modifications and species translocations have affected Great Basin aquatic biogeography by altering the historical distribution of endemic species.

This information was then used to examine the temporal pattern of past changes as a means of providing insight into potential future changes in the biogeography of aquatic animals endemic to the Great Basin.

Habitat and Biotic Diversity

Taxonomic studies during the last 140 years have consistently increased recognition of endemic plants and animals in

Great Basin wetlands (see Hubbs and Miller, 1948a; Hershler,

1998). Although many taxa have been described, a number of

additional populations may qualify for recognition as either endemic species or endemic subspecies (see Hubbs et al., 1974;

Deacon and Williams, 1984; Sada et al., 1995; Hamlin, 1996).

Recent descriptions of mollusks and insects (e.g., Hershler and

Sada, 1987; Shepard, 1990; Hershler, 1998) indicate that additional undiscovered aquatic macroinvertebrates in Great Basin

springs may exist. Currently, 118 species (two amphibians, 23

fishes, 84 mollusks, eight insects, and one fairy shrimp) and 45

subspecies (one aquatic insect and 44 fishes) are endemic to the

Great Basin. We also studied 36 additional endemic forms that

have been identified in published and unpublished reports as

morphologically or genetically distinct. All of these described

and undescribed forms will be collectively referred to herein as

"distinctive taxa."

Distinctive taxa occupy a wide diversity of habitats including

rivers, lakes, and streams, as well as cold and thermal springs

(La Rivers, 1962; Sigler and Sigler, 1987; Hershler, 1998).

Most of these taxa occupy habitats below 2200 m in elevation,

where wetlands are most common and the historical use of water by humans has been greatest. Most distinctive taxa occupy

specific habitats. Several taxa are primarily lentic but require

lotic habitats for spawning (e.g., Catostomus warnerensis,

Chasmistes cujus, Chasmistes liorus), and some continuously

inhabit both lentic and lotic habitats (e.g., Catostomus ardens,

Richardsonius egregius). Others only inhabit thermal springs

(e.g., Cyprinodon diabolis, Eremichthys acros, Gila boraxobius, Pyrgulopsis militaris) or cold springs (e.g., P. ruinosa, P.

wongi). Cyprinodon radiosus and Iotichthys phlegethontis occupy both lentic and spring habitats. Most endemic macroinvertebrates are restricted to springs, but several are lentic (e.g.,

P. nevadensis, Capnia lucustra, Artemia monicd). The primary

habitats of most distinctive taxa are springs (153 taxa), followed by lotic (18 taxa) and lentic (10 taxa) habitats; 10 taxa

are lentic species that require lotic spawning habitat; and eight
NUMBER 33 279

taxa are equally abundant in both springs and streams (see Appendix). Many habitats are occupied by a single endemic, and

many habitats support several endemics. Communities with the

highest diversity of endemics are concentrated in thermal

springs of southern Nevada (e.g., Ash Meadows, Pahranagat

Valley), which support endemic fishes, mollusks, and aquatic

insects (Hershler and Sada, 1987; U.S. Fish and Wildlife Service, 1990; Polhemus and Polhemus, 1994; Hershler, 1998).

The unique aspects of these wetland communities are not

limited to the aquatic animals inhabiting them. Great Basin

wetlands of Nevada and southeastern Oregon also support 19

endemic plant species and five endemic plant varieties (Nevada

Heritage Program Data Base, unpublished; Oregon Heritage

Program Data Base, unpublished); four endemic vole subspecies—namely, Microtus californicus vallicola (Owens vole),

M. c. scirpensis (Amargosa vole), M. montanus fucosus (Pahranagat vole), and M. m. nevadensis (Ash Meadows vole)—inhabit southern Nevada and southern California wetlands

(Bailey, 1898; Hall, 1946). No endemic plants or mammals,

however, are known from wetlands in the Utah portion of the

Great Basin.

Introductions and Translocations

Many nonnative species have been introduced into North

American waters, and these introductions have changed the

structure of native vertebrate and invertebrate communities

and caused extinctions of native biota through predation, hybridization, and competition (see Courtenay and Stauffer,

1984; Mooney and Drake, 1986; Moyle et al., 1986; Johnson

and Padilla, 1996). Nonnative aquatic species in the Great Basin were introduced from other parts of North America and

from Europe, Asia, Africa, and South America (Deacon and

Williams, 1984; Sigler and Sigler, 1987). Many of these introduced species are now widespread, and most Great Basin fish

assemblages are dominated by nonnative taxa. Deacon and

Williams (1984) and Sigler and Sigler (1987) identified 50

nonnative fish taxa in the region, which exceeds the number of

native Great Basin fish taxa (43 species). Most intentional introductions were made to accommodate the recreational sportfishing industry, but some fishes were introduced as biological

control agents. Some fish species were released from home

aquaria, and others escaped from commercial aquaculture facilities (Courtenay et al., 1985; U.S. Fish and Wildlife Service,

1997a).

Little is known about nonnative invertebrate introductions;

several introduced species, however, have become widespread

in the region, including Procambarus sp. and Pacifastacus lenusculus (crayfishes), Corbicula manilensis (Asian clam), and

Thiara (=Melanoides) tuberculata (red-rimmed thiara, a snail).

Crayfish introductions may have reduced refuge populations of

Cyprinodon radiosus (U.S. Fish and Wildlife Service, 1998a);

T. tuberculata may have contributed to declines in springsnail

populations in southern Nevada (Hershler and Sada, 1987); and

the disappearance of Anodonta californica (California floater, a

bivalve mollusk) from the Owens River basin may have been

caused by Corbicula manilensis. Disappearance of Daphnia sp.

(ostracode) from Lake Tahoe is attributed to the introduction of

Mysis relicta (oppossum shrimp) (Richards et al., 1975; Morgan et al., 1978).

No private or state programs exist to translocate endemic

Great Basin macroinvertebrates or amphibians, and no records

indicate that these species have been translocated. However,

several state and Federal programs have actively translocated

24 endemic Great Basin fishes into refuges both within and

outside of their native ranges (Appendix). Most fishes were

translocated to expand their distributions and minimize threats,

thus reducing the possibility of extinction. Other translocations

were conducted to enhance sportfishing opportunities (e.g.,

Oncorhynchus clarki henshawi). Some species were established in single refuges whereas others have been broadly introduced (e.g., O. c. henshawi into 33 refuges). Some of these

translocations probably prevented imminent extinction (e.g.,

Cyprinodon radiosus, Empetrichthys latos latos (Pahrump

poolfish), and Crenichthys baileyi grandis (Hiko White River

springfish).

Refuge populations may influence biogeography in several

ways. They may expand distributions and confound future biogeographic interpretations. Also, many refuges have been established with very few individuals, which presumably represents a comparatively small portion of the genome of the

species. These factors suggest that caution should be used

when interpreting biogeographic information accumulated

from refuge populations. In addition, refuge construction may

adversely affect other native taxa. Hershler (1989) reported that

Pyrgulopsis perturbata (Fish Slough springsnail) disappeared

from a spring that had been impounded to create a refuge for

Cyprinodon radiosus. Effects of refuge development probably

have been greatest when construction modified a previously

unaltered habitat (e.g., channelized or impounded spring

brooks), thus causing functional changes in the aquatic ecosystem's community structure.

Status Changes

We sought to determine the extent of decline for all aquatic

taxa endemic to the Great Basin. Status information was gathered from personal communications and from approximately

100 published and unpublished survey reports (undertaken

within the private sector and by federal and state agencies) written during the last 120 years. Early records were first prepared

before widespread settlement of the region (Fremont, 1845;

Beckwith, 1855; Merriam, 1893; Davidson, 1976), and they

frequently have been used to compare historical and current

distributions of most taxa. Distributional information was also

gathered from early taxonomic surveys (e.g., Gilbert, 1893;

Hubbs and Miller, 1948a). Most information provided by early

records is less comprehensive than that from contemporary
280 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

records, which frequently describe demography and distribution of extant populations. Early records, however, usually provide baseline distributional information that can be effectively

contrasted with current distributions.

For each distinctive taxon, we identified the year in which

taxonomic distinction was initially recognized. We then sought

to determine the calendar decade(s) in which three possible

levels of decline had occurred (if any): the first population loss

(loss of first population, i.e., reduced distribution and absolute

abundance), a decrease in historical distribution or absolute

abundance by at least one-half (a "major decline"), and extinction. Factors that affected the status of each taxon (i.e., threats,

when known) were also identified.

All known distinctive aquatic taxa in the Great Basin were

considered: 102 fishes, 85 mollusks, nine aquatic insects, two

amphibians, and one fairy shrimp. Status surveys, however,

had not been conducted for all distinctive taxa (surveys have

assessed the status of few recently described taxa), thus status

could be reviewed for only 135 taxa—99 fishes, 24 mollusks,

and all taxa in the three other aquatic animal groups. By determining the year that each distinctive taxon was identified, we

could assess the relationships between changes in status and

taxonomic recognition. These dates often predated formal taxonomic descriptions, and they were selected for analysis because Federal and state agencies frequently have initiated status surveys soon after distinctive populations were identified.

Relationships between status changes and recognition of distinction may facilitate our understanding of temporal trends in

status change. Positive correlation between these factors may

indicate that status changes occur quickly after recognition of

distinctive taxa. Either a negative correlation or the absence of

correlation may suggest that decline rates occur sporadically,

regardless of when distinctivenes is recognized. Data for each

distinctive taxon are summarized in the Appendix.

The information provided by these records has limitations.

Surveys usually have been qualitative, and status changes are

rarely quantified. It is also difficult to precisely identify when

populations disappeared or declined because surveys have

been sporadic as a result of budget limitations and changing

agency priorities. Taxonomic studies have also revealed many

endemic taxa (approximately 90 mollusks and aquatic insects

since 1990) that were uncollected and undescribed until recently (e.g., Shepherd, 1992; Hamlin, 1996; Hershler, 1998).

Many of these populations occupy springs that are in poor condition, and traditional human uses of these wetlands have

caused several taxon extinctions and population losses in the

last five years (Sada and Nachlinger, 1996; Hershler, 1998).

Although it is not possible to determine how many extinctions

of uncollected taxa have occurred, recent extinctions and population losses suggest that current status information may underestimate the total number of historical Great Basin extinctions.

Despite of these limitations, adequate status information was

obtained for a sufficient number of taxa such that a meaningful

analysis could be conducted.

The status reports identified 10 factors (threats) that influenced abundance and distribution of distinctive endemic

aquatic taxa: water flow diversions (affected 90 taxa), nonnative species (78 taxa, which include introductions for fisheries

management purposes as well as other other nonnative taxa;

e.g., Asian clam and crayfishes, mentioned above in "Introductions and Translocations"), livestock grazing in riparian zones

(54 taxa), introductions for sportfisheries management (33

taxa), groundwater pumping (17 taxa), hybridization of species

(eight taxa), timber harvest (four taxa), pollution and recreation (three taxa each), and urbanization of habitat (two taxa).

Most affected taxa were influenced by more than one factor:

two affected 37 taxa, three affected 26 taxa, four affected 12

taxa, and five affected five taxa, whereas 67 taxa were affected

by only one factor. This suggests synergistic effects may affect

status changes—e.g., the combined effects of degraded habitats and nonnative species on endemic taxa may be greater than

the summed effect of individual threats (Moyle and Light,

1996). Nonnative species, water flow diversions, and groundwater use caused most extinctions, whereas livestock grazing

and pollution each caused a single extinction. All extinct taxa

and most (68%) of the taxa experiencing major decline were

narrowly distributed within the Great Basin (<5 populations

each); this indicates that taxa with limited distribution are

acutely vulnerable to catastrophic changes in status.

Sixty-eight distinct taxa (50% of those reviewed) lost at least

one population during the last 140 years, 78 experienced a major decline (58%), and 16 became extinct. Only 28 taxa maintained what is believed to be their approximate historical abundance and distribution. Incidences of first population loss,

major decline, and extinction occurred irregularly throughout

the period of record (Figure 1). Rates of decline increased and

decreased three times since the late 1800s; however, differences among the rates of population loss, major decline, and

extinction from the late 1800s through the late 1990s were not

significant (analysis of covariance (ANCOVA): slopes, p>

0.05; regression, p < 0.05), indicating that changes in these

rates followed similar temporal trends. The first rate increase

began before the turn of the twentieth century, another began

during the early decades after the turn of the century, and the

third began during the 1950s. Decline rates peaked sharply and

then leveled off somewhat for several decades. Both the frequencies of increasing decline rates and amplitudes of the three

rates increased with time, indicating that periods of rapid declines have become more frequent.

Several factors may explain general trends in the changes of

status. Increases in the rates of decline appear to coincide with

periods of human population expansion and economic growth.

Status declines were most rapid during the 1890s, 1930s, and

1970s—periods that are associated (respectively) with the

greatest revenues from mining and completion of the transcontinental railroad in the late 1800s (Hulse, 1991), the population

expansion before the Great Depression, and the growing economy prior to the 1970s recession. Conversely, rates of decline
NUMBER 33 281

| | MAJOR DECLINE

FIRST POPULATION LOSS

DISTINCTIONS

O

- 100

1850 1870 1890 1910 1930 1950 1970

DECADES

1990

FIGURE I.—Cumulative percent decline (by calendar decade) of aquatic animals endemic to the Great Basin

since the 1850s, as shown by percent of taxa affected by first population loss, major decline (a decrease in historical distribution or abundace by at least one-half), and extinction. Differences among rates of first population loss

(y = 0.516.x - 967.0, r2 = 0.88), major decline (y = 0.587.x - 1101.8, r2 = 0.87), and extinction (y = 0.143* -

268.4, r2 = 0.84) are not significant. "Cumulative distinctions" illustrate the cumulative increases (by decade) in

the identifications of 199 endemic taxa determined in published and unpublished taxonomic studies to be distinct

within the Great Basin. See "Status Changes" in the text for a description of distinctive taxa.

- 200

- 150 -^

m

o

o

were slowest during the period before the region was actively

settled (pre-1850), during the second decade of the twentieth

century (during World War I), and in the 1940s (during World

War II). During the last century, status was most stable during

both World Wars, when the national economy focused on armament production and when immigration was constrained by

fuel shortages and rationing. After World War II, status declines increased through the 1970s to an unprecedented level,

and most taxa known in 1980 had either lost one population

(68 taxa) or suffered major decline (78 taxa). Rates of decline

slowed again during the 1980s and 1990s. This decrease in the

decline of taxa coincides with enactment of environmental legislation (i.e., Endangered Species Act, Clean Water Act, National Environmental Policy Act, and many similar state statutes) and with initiation of many state, Federal, and private

conservation programs, which seems to suggest these programs are successful. It is problematic, however, to attribute

these decreases solely to conservation programs because most

distinctive taxa had already declined before these decades,

leaving a comparatively smaller portion of endemic taxa to

suffer their first population loss and/or major decline. In the

future, major declines and the first population loss of a taxon

will be recorded mostly for newly discovered taxa. Nonetheless, the high number of extant taxa (199 distinct forms) compared with the numbers of distinct taxa having lost a population (68) and having undergone major decline (78) suggests

that these conservation programs may have lowered the extinction rate.

Discussion

Composition and distribution of Great Basin aquatic communities, and the patterns of human resource use, both reflect the

influence of regional aridity. Although Great Basin wetlands

are small and isolated, they provide most of the water in a dry

region and they contain a more diverse flora and fauna than

other habitats (Thomas et al., 1979; Brode and Bury, 1984). Riparian vegetation provides nesting, roosting, and migratory

habitat for resident and migratory birds and provides food and

cover for mammals. Importance of these wetlands to terrestrial

wildlife and to the endemic aquatic fauna shows that even

small aquatic habitats are important to Great Basin biodiversity. Water has also been a focus for human activities in the

Great Basin. Hunter-gatherers frequently placed their settlements near rivers, marshes, and springs (Fowler and Fowler,

1990), and all of the largest contemporary cities are proximal to

large water resources (e.g., the Humboldt, Carson, and Truckee

Rivers, Utah Lake, etc.).
282 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Anthropogenic use has affected terrestrial and aquatic ecosystems in many ways. Hypotheses relating the extinction of

mammals and birds to the arrival of humans approximately

10,000 years ago suggest that some declines were attributed to

human predation or climate change (Martin, 1990; Gray son,

1991). A thorough assessment of these impacts is beyond the

scope of this paper, and additional evidence is needed to better understand how humans effected Holocene biotic changes

in the Great Basin. However, information compiled during the

last 120 years shows that historical status declines and extinctions began soon after the region was first settled by European

immigrants. Evidence that the impacts of recent human activities on biogeography greatly exceeded those of hunter-gatherers is indicated by archaeological and fossil records and by

taxonomic studies.

Wetlands have continuously provided important resources

for humans in the Great Basin. Hunter-gatherers did not live

in permanent settlements because food resources were frequently scarce and movement was necessary to maximize foraging opportunities that changed seasonally. In wet years,

they utilized higher elevations to harvest pinon (Pinus monophylla and P. edulis) nuts. When food was scarce (e.g., during

droughts) they temporarily settled near wetlands (Yellen,

1977; Fowler and Fowler, 1990). Springs and marshes bordering pluvial lakes supported small animals, tubers, and seeds

that were foods unavailable in other places (Janetski and

Madsen, 1990). Halford (1998) identified a number of edible

plant species (e.g., currant, Ribes sp.; elderberry, Sambucus

sp.; and wild rose, Rosa woodsii) from pack-rat middens that

were located near small springs and an ephemeral lake in the

west central Great Basin.

Hunter-gatherers affected endemic aquatic taxa by manipulating habitats and by harvesting fish and shellfish. It is difficult to assess the effects that these activities had on Great Basin biogeography because little information exists that

indicates the response of aquatic taxa to human activities.

Mehringer and Warren (1976) found that fire was used periodically to clear mesquite (Prosopis spp.) bosques and to increase food availability in Ash Meadows, a spring province in

southern Nevada. Although fire may dramatically affect riparian vegetation, and fish populations have been extirpated by

fire in the southwest (Rinne, 1996), little information suggests

that it has been a major cause of extinction. Scoppettone et al.

(1998) observed declines in native fish abundances after a fire

along spring brooks in southern Nevada, but no extinctions

were documented and populations soon recovered to preburn

levels. The minimal impact of fire on Great Basin macroinvertebrates was also indicated by the presence of large populations of the springsnail Pyrgulopsis gibba in a small, recently burned spring in northern Nevada (Sada, field notes,

1996). Owens Basin Paiutes and the Fremont Tribe manipulated aquatic habitats by diverting streams for irrigation to increase the abundance of edible native vegetation (Steward,

1933; Madsen, 1989). These activities may have affected

aquatic taxa by drying streams and by creating barriers that

interrupted spawning migrations. The amount of habitat affected by these activities and the abundance and wide distribution of taxa affected by these diversions during early taxonomic surveys indicate that these activities did not cause

extinction.

A number of Native American tribes also harvested shellfishes and endemic fishes (Steward, 1933; Knack and Stewart, 1984; Drews, 1990; Greenspan, 1990; Janetski, 1990).

The abundance of shellfishes and endemic fishes among midden fossils (Dansie, 1990; Greenspan, 1990; Janetski, 1990;

Schmitt and Sharp, 1990) suggests that hunter-gatherers actively harvested aquatic taxa. Harvesting did not cause extinction because the midden fossils are all extant taxa that also

were collected during initial taxonomic surveys. The occurrence of extinct taxa in middens would suggest that harvesting

or other Holocene events caused extinction. There can be little

doubt that harvest and habitat manipulation by hunter-gatherers affected the abundance of aquatic taxa and that similar manipulations since the beginning of the twentieth century have

extirpated many populations of aquatic taxa within the Great

Basin (Minckley and Deacon, 1968; Williams et al., 1985;

Miller et al., 1989; Hershler, 1998); however, no evidence

documents extirpations that may have been caused by huntergatherer harvesting and habitat manipulations. Early Holocene extinctions of aquatic species are not likely attributable

to hunter-gatherers because of their transitory settlement behavior, their limited ability to manipulate large amounts of

aquatic habitat, and the large size of habitats that supported

harvested populations. Although hunter-gatherers affected the

abundance of some endemic aquatic species, it is unlikely that

their activities extensively affected aquatic biogeography.

Biogeography could have been affected by hunter-gatherers

who transported aquatic species outside of their native range,

thus establishing new populations. Translocations may have

been inadvertent (e.g., accidental captures in water containers

when settlements were moved) or intentional. Effects of these

translocations on biogeography are also difficult to determine,

but their possible influence is indicated by several factors. If

movement was accidental, a wide diversity of taxa (e.g.,

fishes, mollusks, and aquatic insects) would have been involved because endemic aquatic species occupy many aquatic

habitats that would have been encountered because of the

transitory lifestyle of hunter-gatherers. These taxa could have

been accidentally captured in water jugs or carried in moist

clothing and moved to new locations. Intentional translocations would have served a purpose such as broadening the distribution of food fishes, which suggests that a small number of

taxa would have been selected. If intentional translocations

were common, it is doubtful that they were limited to intrabasin movements. Interbasin translocations from the diverse fish

assemblages in surrounding basins (e.g., Colorado River, Klamath River, Sacramento River, and Columbia River basins)

would have been likely, and representatives of these faunas
NUMBER 33 283

would have been recorded in the Great Basin during the early

biological surveys.

Evidence that hunter-gatherers translocated aquatic taxa is

equivocal. Unintentional capture and movement was highly

probable for some taxa, but establishment of viable populations would have been less likely because of differences

among aquatic habitats (e.g., water chemistry, water temperature, current velocity, etc.) and competitive interactions that

discourage colonization. Translocation of springsnails would

have been unlikely; they can persist for several hours in moist,

cool conditions but do not appear to survive by rapidly acclimating to waters with chemistries different from their founder

habitat (Sada, unpublished data). Unintentional fish translocations likely would have been infrequent because of fish requirements for adequate water and tolerable temperatures and

dissolved oxygen concentrations. Water quality differences

also may have limited aquatic insect translocation. If unintentional translocation had been common, interbasin genetic differences between populations could not be easily detected and

there would be little pattern that could be described by pluvial-period interbasin connectivity.

Evidence for intentional translocations is also weak. Most

aquatic taxa of the Great Basin were either too small or too

scarce to be used by hunter-gatherers; this suggests that

movement of larger fish and invertebrates (e.g., California

floater Anodonta californica) was more likely. The paucity of

large Great Basin taxa also indicates that the efficacy of translocation would have been enhanced if species had been

brought in from surrounding basins. There is little evidence,

however, that intentional movement was common; the distribution of endemic taxa within the Great Basin can usually be

explained by models describing the fluvial connectivity of basins during the Pleistocene (Echelle and Dowling, 1992;

Smith, 1992; Hamlin, 1996), and the Great Basin fish fauna

has few taxa in common with surrounding basins. Many

aquatic species in the Great Basin instead are derived from

ancestral taxa occupying surrounding basins (Smith, 1978;

Minckley et al., 1991).

Unassisted entrance of aquatic taxa into the Great Basin is

shown by the fossil record. Pliocene and Miocene fish and

mollusk fossils indicate past connectivity between the Great

Basin and its surrounding basins (e.g., Miller and Smith,

1981; Smith, 1981; Taylor and Smith, 1981; Taylor, 1985).

Firby et al. (1997) recorded bones of Oncorhynchus (trout)

and Catostomus (subgenus Pantosteus) (sucker) from

695,000-725,000 year-old sediments in Owens Lake, California. Neither of these taxa inhabit the Owens Basin today, but

closely related taxa are found in the Lahontan Basin to the

north and in coastal drainages of southern California (Smith,

1966). Past occurrence and extirpation of these fishes before

the arrival of humans indicates that these fish moved into the

Great Basin during pluvial periods and became extinct without the influences of hunter-gatherer activity.

European immigrants had an immediate effect on Great Basin aquatic biogeography when they first settled the region

during the nineteenth century. Expansion of the livestock industry, which began in the middle 1800s, resulted in some of

the first disturbances of many aquatic habitats and riparian

communities (Davis, 1977; Mack, 1981). Introductions of

nonnative fishes also began in this period, when interest in

sportfishing accompanied the expanding population that pursued the silver and gold mining bonanzas then underway

(Hulse, 1991; Dill and Cordone, 1997). The resulting effects

on biogeography were greater than those caused by huntergatherers, because the settlers used technologies that caused

large-scale habitat modifications (e.g., pipes, dredging, dams,

impoundments) and they introduced species from throughout

the world. As a result, many existing wetlands probably bear

little resemblance to their condition prior to settlement by the

European Americans and immigrants. Water flow diversion

and introduced species have degraded most large wetlands,

whereas smaller habitats—streams and springs—have been

perturbed by water diversion and riparian zone trampling that

accompanies pastoral activities. These changes have reduced

the distribution and abundance of most endemic aquatic taxa

and the aquatic biodiversity within the Great Basin.

Historical declines in Great Basin endemic aquatic taxa can

be attributed to a comparatively small number of factors (e.g.,

water diversion, livestock use, and introduction of nonnative

species). The scarcity of proposals for ecologically beneficial

changes in future land use, the increasing demands for water,

and the changes in abundance and distribution of most endemic species during the last 100 years all indicate that these

factors can be expected to cause additional extinctions (primarily in narrowly distributed taxa) and changes in biogeography. Continued declines in abundance and distribution may

begin to affect widespread taxa as well, which will limit our

ability to interpret pluvial climates and interbasin connectivity; and a natural laboratory will be eliminated wherein the

ecology, diversity, and speciation of the aquatic fauna within

the Great Basin—almost 20 percent of the area of the United

States—can be examined.

The small size of most Great Basin wetlands and the small

number of activities causing status declines indicate that stopping the losses of aquatic taxa does not require substantial

funding or a large commitment of natural resources. Conserving these habitats requires innovative programs to allow reasonable human uses of wetland areas while protecting Great

Basin aquatic ecosystems from further degradation. To meet

this challenge, land and resource management strategies must

be developed that will allow use of resources while conserving

Great Basin biota. This can be accomplished only by increasing

ecological knowledge of endemic species and by using this information to create innovative techniques that allow wetland

use by humans while providing for conservation of fauna and

flora unique to the Great Basin. Experimental work that examines interactions between native and exotic macroinvertebrates
284 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

is also needed to determine mechanistic causes for interactions

between native aquatics and normative invertebrates so that effective conservation strategies can be developed.

Acknowledgments

J.E. Williams and P. Holden generously assisted in determining status and causes for decline of southeastern Oregon

and Utah fishes, respectively. J. Stein, R. Haskins, and G.

Scoppettone assisted in accumulating information about Nevada fishes, and S. Vrilakas and J. Moorefield identified

plants that are endemic to Great Basin wetlands. The manuscript was greatly improved by comments from R. Hershler, J.

Deacon, R. Heyer, K. Halford, P. Pister, and two anonymous

reviewers.

Appendix

Primary Habitat and Status of Known Distinctive

Aquatic Biota in Great Basin Wetlands

Distinct biota are either described taxa or potential, undescribed taxa whose

morphological or genetic distinctiveness has been recognized in published or

unpublished reports. Potential taxa are identified by their geographic location

in quotes after the taxon name. In parentheses are numbers of translocated

populations (if known). The year distinctiveness was first recognized (Distinct); the calendar year or decades of first population loss (First Loss), major

decline, and extinction; and the anthropogenic activities causing status change

(Threats) are shown for each form. A dash (-) indicates no population loss,

major decline, extinction, or threats are known. Threats: 1 = livestock grazing,

2 = nonnative species introduction, 3 = sport fisheries management, 4 = water

diversion, 5 = groundwater pumping, 6 = urbanization, 7 = hybridization, 8 =

timber harvest, 9 = pollution, 10 = recreation. A question mark (?) denotes instances in which population translocation, status change, or threats are probable but existing information is insufficent for an accurate assessment.

Distinct biota

Amphibians

Bufo exsul

Bufo nelsoni

Fishes

Catostomus ardens

Catostomus clarki intermedius

Catostomus clarki 'Meadow Valley'

Catostomus fumeiventris (4)

Catostomus occidentalis

lacusanserinus

Catostomus platyrhynchus

lahontan (?)

Catostomus platyrhynchus

platyrhynchus

Catostomus tahoensis (?)

Catostomus warnerensis (1)

Catostomus 'Wall Canyon'

Chasmistes cujus

Chasmistes liorus liorus

Chasmistes liorus mictus (3)

Cottus bairdi 'Mahleur'

Cottus echinatus

Cottus extensus (1)

Cottus pitensis

Crenichthys baileyi albivallis

Crenichthys baileyi baileyi (1)

Crenichthys baileyi grandis (1)

Crenichthys baileyi moapae

Crenichthys baileyi thermophilus

Crenichthys nevadae (4)

Cyprinodon diabolis (2)

Cyprinodon nevadensis

amargosae (3)

Cyprinodon nevadensis calidae

Cyprinodon nevadensis

mionectes (2)

Cyprinodon nevadensis nevadensis

Habitat

Spring

Spring

Lotic/Lentic

Lotic

Lotic

Lotic

Lotic/Lentic

Lotic

Lotic

Lotic/Lentic

Lotic/Lentic

Lotic

Lotic/Lentic

Lotic/Lentic

Lotic/Lentic

Lotic

Lentic

Lentic

Lotic

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Distinct

1942

1893

1881

1942

1948

1948

1948

1903

1874

1878

1908

1948

1883

1981

1981

1948

1963

1963

1963

1981

1981

1981

1981

1981

1932

1930

1948

1948

1948

1948

First

loss

-

1980

1930

1960

1950

?

1940

-

1900

1900

1940

?

-

1900

-

1960

1890

-

1940

1970

-

1960

1960

1960

-

1970

-

1950

1960

-

Major

decline Extinct

-

1980

-

1960

-

1940

1940

-

-

-

1940

? _

1930

1930 1930

1950

1940

1900 1930

-

1890

-

1960

1960

-

-

1980

1970

-

1950 1970

1970

-

Threats

1

1,2,4

4

2,3,4

2,4

1,2,3,4

1,2,4,8

2,3,4

3,4

1,2,3,4

1,2,3,4,8

2

2,3,4,6

2,3,4

2,3,4

1,2,4,8

2,4

-

1,2,8

1,2,3

1,2,4

1,2,3

2,4,5

2,3,4

2,3,4

5

2,4

4,7

2,4,5

-

References

Szewczak, 1997

Altig, 1981; Maciolek, 1983; Hoff, 1993; Heinrich, 1996

Kershner, 1995

Courtenay et al., 1985

Hubbs and Miller, 1960; Stein, 1997

Moyle et al., 1995; USFWS, 1998a

J.E. Williams, pers. comm., 1996

Decker, 1989

Kershner, 1995

La Rivers, 1962

Andraesen, 1975; Kittredge, 1987; Williams et al., 1990

Hubbs and Miller, 1948a; Heinrich, 1993

Scoppettone and Vinyard, 1991; USFWS, 1992

Sharp, 1905; Miller and Smith, 1981

Sharp, 1905; Miller and Smith, 1981; Kershner, 1995

Bond, 1974; C.E. Bond, pers. comm. with J.E. Williams, 1996

Heckman et al., 1981; Miller et al., 1989

Sharp, 1905; Holden et al., 1996

Oregon Department of Wildlife files, 1992

Williams and Wilde, 1981; Courtenay et al., 1985

Williams and Wilde, 1981; Courtenay et al., 1985; USFWS 1998b

Williams and Wilde, 1981; Courtenay et al., 1985; USFWS 1998b

Williams and Wilde, 1981; Courtenay et al., 1985

Williams and Wilde, 1981; Courtenay et al., 1985; Heinrich, 1993

Williams and Williams, 1981; USFWS, 1997a

Deacon, 1979; Heinrich, 1993

Moyle et al., 1989; Sada et al., 1997

Miller et al., 1989; Moyle et al., 1995

Williams and Sada, 1985; Scoppettone et al., 1995

Deacon and Deacon, 1979; Sada et al., 1997
NUMBER 33 285

APPENDIX.—Continued.

Distinct biota

Fishes (continued)

Cyprinodon nevadensis pectoralis

Cyprinodon nevadensis shoshone

Cyprinodon radiosus (4)

Cyprinodon salinus milleri

Cyprinodon salinus salinus

Empetrichthys latos concavus

Empetrichthys latos latos (3)

Empetrichthys latos pahrump

Empetrichthys merriami

Eremichthys acros

Gila alvordensis

Gila bicolor euchila

Gila bicolor eurysoma

Gila bicolor isolata

Gila bicolor mohavensis

Gila bicolor newarkensis

Gila bicolor obesa

Gila bicolor oregonensis

Gila bicolor pectinifer

Gila bicolor snyderi (3)

Gila bicolor vaccaceps

Gila bicolor 'Big Smokey Valley'

Gila bicolor 'Blue Eagle Spring'

Gila bicolor 'Bull Creek'

Gila bicolor 'Butterfield Spring'

Gila bicolor 'Catlow Valley'

Gila bicolor 'Diamond Valley'

Gila bicolor 'Dixie Valley' (2)

Gila bicolor 'Eagle Lake'

Gila bicolor 'Fish Lake Valley'

Gila bicolor 'Green Springs'

Gila bicolor 'High Rock'

Gila bicolor 'Hot Creek Valley'

Gila bicolor 'Hutton Spring'

Gila bicolor 'Kate Springs'

Gila bicolor 'Little Fish Lake

Valley'

Gila bicolor 'Pleasant Valley'

Gila bicolor 'Railroad Valley'

Gila bicolor 'Summer Valley'

Gila boraxobius (1)

Gila robusta jordani (1)

lotichthys phlegethontis (1)

Lampetra tridentata 'Goose Lake'

Lepidomeda albivallis

Lepidomeda altivelis

Lepidomeda mollispinis

pratensis (1)

Oncorhynchus clarki henshawi (33)

Oncorhynchus clarki seleniris (4)

Oncorhynchus clarki Utah (23)

Oncorhynchus clarki 'Alvord'

Oncorhynchus clarki 'Humboldt' (?)

Prosopium abyss icola

Prosopium gemmifer (1)

Prosopium spilonotus

Relictus solitarius (4)

Rhinichthys osculus lariversi

Rhinichthys osculus lethoporus

Rhinichthys osculus nevadensis

Habitat

Spring

Spring

Spring/Lotic

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring/Lotic

Spring

Spring

Spring

Lotic

Spring

Lotic

Spring/Lotic

Lentic

Lotic

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring/Lotic

Lentic

Spring/Lotic

Spring

Spring/Lotic

Lotic

Lotic

Lotic/Lentic

Lotic

Lotic/Lentic

Lentic

Lentic

Lentic

Spring

Spring

Spring

Spring/Lotic

Distinct

1948

1948

1948

1972

1943

1948

1948

1948

1893

1948

1972

1948

1948

1948

1938

1948

1856

1977

1917

1948

1948

1948

1948

1948

1948

1948

1948

1948

1943

1948

1948

1948

1948

1948

1948

1948

1948

1948

1948

1980

1950

1874

1948

1960

1960

1960

1845

1933

1874

1934

1978

1919

1919

1919

1948

1972

1948

1893

First

loss

1970

1940

1930

-

-

1940

1970

1940

1930

-

1960

-

-

-

1930

1950

1890

-

-

1940

-

1960

1970

-

-

-

9

-

-

1960

-

1980

1970

-

-

-

1970

-

1930

-

1960

1900

-

1960

1930

1950

1890

1920

1870

1890

1890

-

-

-

1930

-

-

1971

Major

decline Extinct

-

1960

1940

-

-

1950

1970

1950

1930

-

-

1970

1890

1970

1940

-

1940

1890

-

1940

-

1980

1970

-

-

1890

-

1910

1980

-

1980

-

-

-

-

1980

-

1960

-

1940

1900

1940

1970

1930

1950

1930

1920

1910

1890

1930

-

-

-

1930

-

1970

1970

-

1960

-

-

-

1950

-

1950

1950

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

-

1980

-

-

-

-

-

-

-

-

-

-

-

-

1940

-

-

-

-

1940

-

-

-

-

-

-

-

-

Threats

2

2,4

2,4

-

-

5

2,5

5

2,5

1,4

1,2,4

1,2,3,4

1

1,2,4

2,4,7

1

1,2,3,4

1,4

3,4

2,3,4,7

1,4

1,2,5

4

-

-

1,4

?

2

2,3

2,3

-

2

1

-

-

-

2,3

1,2,3

1,2,3,4,7

5

2,4

2,3,4,6

2,4

2,4,9

2,3,4

2,4

1,2,3,4,7

1,2,7

1,2,3,4

1,2,3,4,7

1,2,3,4,7

-

-

-

2,3

1

2,4

2,4,5

References

USFWS, 1976; Soltz and Naiman, 1978; Scoppettone et al., 1995

Taylor et al., 1988; Moyle et al., 1995

Miller, 1948; 1961; Miller and Pister, 1971; USFWS, 1998a

LaBounty and Deacon, 1972; Sada and Deacon, 1995

Miller, 1943; Sada and Deacon, 1995

Miller, 1948; Sokol, 1954; Miller, 1961

Miller, 1948; Minckley and Deacon, 1968

Miller, 1948; Sokol, 1954; Miller, 1961

Miller, 1948; Sokol, 1954; Miller, 1961; Miller, 1969

Hubbs and Miller, 1948b; Vinyard, 1996; USFWS, 1997b

Williams and Bond, 1983

Hubbs et al., 1974; Baugh et al., 1986

Williams et al., 1980; Williams and Bond, 1981

Hubbs et al., 1974; Vinyard, 1984; Heinrich, 1993

Hubbs and Miller, 1943; USFWS, 1984

Hubbs etal., 1974; Hardy, 1980; Haskins, 1996

La Rivers, 1962; Snyder, 1917a

Bills, 1977; J.E. Williams, pers. comm., 1997

La Rivers, 1962

Snyder, 1917b; Miller, 1973; USFWS, 1998a

Bills and Bond, 1980; Moyle et al., 1995

Deacon and Pedretti, 1984; Pedretti et al., 1987

J.R. Stein, pers. comm., 1997

D.W. Sada, field notes, 1995; J.R. Stein, pers. comm., 1997

J.R. Stein, pers. comm., 1997

Bills, 1977; J.E. Williams, pers. comm., 1997

Hubbs etal., 1974

Rissler et al., 1991; Vinyard, 1994

Kimsey, 1954; Moyle et al., 1991

D.W. Sada, field notes, 1993

D.W. Sada, field notes, 1995; J.R. Stein, pers. comm., 1997

Moyle, 1993

J.R. Stein, pers. comm., 1997

Bills, 1977; J.E. Williams, pers. comm., 1997

J.R. Stein, pers. comm., 1997

J.R. Stein, pers. comm., 1997

Nevada Division of Wildlife files, 1995

Williams and Williams, 1981

Bills, 1977; J.E. Williams, pers. comm., 1997

Williams and Bond, 1980; 1983; USFWS, 1987

Courtenay et al., 1985; USFWS, 1986, 1998b

Kershner, 1995; USFWS, 1995a

J.E. Williams, pers. comm., 1997

Courtenay et al., 1985; Scoppettone et al., 1992; USFWS, 1994

Hubbs and Miller, 1960; Miller et al., 1989

Hubbs and Miller, 1960; USFWS, 1993

Sumner, 1940; Behnke, 1992; USFWS, 1995b

USFWS, 1985; Behnke, 1992

Kershner, 1995; Duff, 1996; Holden et al., 1996

Williams and Bond, 1983; Miller et al., 1989; Behnke, 1992

Behnke, 1992; USFWS, 1995b

Sigler and Sigler, 1987

Sigler and Sigler, 1987

Sigler and Sigler, 1987

Hubbs et al., 1974; Stein and Salisbury, 1994; Haskins, 1995

Pedretti et al., 1987

Hubbs etal., 1974; Vinyard, 1984

Williams and Sada, 1985; USFWS, 1990; Scoppettone et al., 1995
286 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

APPENDIX.—Continued.

Distinct biota

Fishes (continued)

Rhinichthys osculus oligoporus

Rhinichthys osculus reliquus

Rhinichthys osculus robustus (?)

Rhinichthys osculus velifer

Rhinichthys osculus 'Amargosa'

Rhinichthys osculus 'Benton Valley'

Rhinichthys osculus 'Diamond

Valley'

Rhinichthys osculus 'Foskett

Spring' (1)

Rhinichthys osculus 'Little Lake'

Rhinichthys osculus 'Long Valley'

Rhinichthys osculus 'Meadow

Valley'

Rhinichthys osculus 'Monitor

Valley'

Rhinichthys osculus 'Oasis Valley'

Rhinichthys osculus 'Pahranagat

Valley'

Rhinichthys osculus 'Upper White

River'

Richardsonius egregius (?)

Mollusks

Assiminea infima

Fluminicola dalli

Fluminicola modoci

Fluminicola turbiniformis

Pyrgulopsis aardahli

Pyrgulopsis aloba

Pyrgulopsis amargosae

Pyrgulopsis anatina

Pyrgulopsis anguina

Pyrgulopsis augustae

Pyrgulopsis aurata

Pyrgulopsis basiglans

Pyrgulopsis bifurcata

Pyrgulopsis breviloba

Pyrgulopsis bryantwalkeri

Pyrgulopsis cariniata

Pyrgulopsis chamberlini

Pyrgulopsis cruciglans

Pyrgulopsis crystalis

Pyrgulopsis dixiensis

Pyrgulopsis eremica

Pyrgulopsis erythropoma

Pyrgulopsis fairbanksensis

Pyrgulopsis fusca

Pyrgulopsis gibba

Pyrgulopsis gracilis

Pyrgulopsis hamlinensis

Pyrgulopsis hendersoni

Pyrgulopsis hovinghi

Pyrgulopsis hubbsi

Pyrgulopsis humboldtensis

Pyrgulopsis imperalis

Pyrgulopsis inopinata

Pyrgulopsis isolata

Pyrgulopsis landeyi

Pyrgulopsis lata

Pyrgulopsis lentiglans

Habitat

Spring

Spring

Lotic

Spring

Lotic

Spring

Spring/Lotic

Spring

Spring

Spring

Lotic

Spring

Spring

Spring

Spring

Lotic/Lentic

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Distinct

1948

1948

1903

1893

1995

1995

1948

1948

1995

1995

1948

1948

1995

1984

1948

1859

1947

1884

1912

1865

1989

1998

1987

1998

1998

1998

1998

1998

1998

1998

1916

1998

1998

1998

1987

1998

1995

1893

1987

1998

1995

1998

1998

1933

1998

1998

1998

1998

1998

1987

1998

1998

1998

First

loss

1970

1940

1900

1969

-

1940

?

-

1940

1960

-

-

-

-

1970

1900

1930

-

-

-

?

?

-

?

?

?

7

?

?

?

?

?

?

7

-

?

9

-

-

?

?

7

9

?

7

?

?

?

7

-

7

?

?

Major

decline Extinct

1970

1950 1969

-

1969

-

1940

?

-

1940 1940

1960

-

-

1980

1960

1970

-

-

-

-

-

7 _

?

-

? _

7

7

7 _

7 _

?

7

7 _

?

7 _

7 _

1970

?

-

1970

1970

7 _

?

7 _

?

?

7 _

? _

?

?

7 _

-

?

7 _

?

Threats

1,2,5

2

1,3,4

2,3,4

2

2,4

7

1

2

2

-

1

2,4

1,2

2,3,4,9

1,2,3,4

10

-

-

-

4

7

-

?

1

4

1

1

1

4

?

4

10

?

2,4

1

1

2,4

2,4

7

1,4

?

1

7

7

4

?

7

4

-

?

4

7

References

Vinyard, 1984

Hubbs et al., 1974; Miller et al., 1989

La Rivers, 1962

Miller, 1984; Tuttle et al., 1990

Williams et al., 1982; Moyle et al., 1995; Sada et al., 1995

Sada, 1989; Sada etal., 1995; USFWS 1998a

Hubbs etal., 1974

Andreasen, 1975; Williams et al., 1990

Sada, 1989; Sada etal., 1995

Sada, 1989; Sada et al., 1995; USFWS 1998a

Hubbs and Miller, 1960; Stein, 1997

Heinrich, 1991; D.W. Sada, field notes, 1996

Heinrich, 1993; Sada etal., 1995

Tuttle etal., 1990

Courtenay et al., 1985; Scoppettone et al., 1992

La Rivers, 1962

Pistrang and Kunkel, 1958; Hershler 1987; Sada, 2001

Hershler and Frest, 1996

Hershler and Frest, 1996

Hershler and Frest, 1996

Hershler, 1989

Hershler, 1998

Hershler, 1989

Hershler, 1998

Hershler, 1998

Hershler, 1998

D.W. Sada, field notes, 1996; Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler, 1998

D.W. Sada, field notes, 1991; Hershler, 1994

Hershler, 1998

Hershler, 1998

Hershler, 1998

Sada, 1985; Hershler and Sada, 1987; D.W. Sada, field notes, 1997

D.W. Sada, field notes, 1991; Hershler, 1998

Hershler, 1995

Sada, 1985; Hershler and Sada, 1987

Hershler and Sada, 1987

Hershler, 1998

Hershler, 1995; Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler, 1994; Hershler, 1998

Hershler, 1998

Courtenay et al., 1985; Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler, 1998

Sada, 1985; Hershler and Sada, 1987

Hershler, 1998

Hershler, 1998

Hershler, 1998
NUMBER 33 287

APPENDIX.—Continued.

Distinct biota

Mollusks (continued)

Pyrgulopsis leporina

Pyrgulopsis limaria

Pyrgulopsis lockensis

Pyrgulopsis longae

Pyrgulopsis longiglans

Pyrgulopsis marcida

Pyrgulopsis merriami

Pyrgulopsis micrococcus

Pyrgulopsis militaris

Pyrgulopsis millenaria

Pyrgulopsis montana

Pyrgulopsis nanus

Pyrgulopsis neritella

Pyrgulopsis nevadensis

Pyrgulopsis nonaria

Pyrgulopsis notidicola

Pyrgulopsis orbiculata

Pyrgulopsis owensensis

Pyrgulopsis papillata

Pyrgulopsis peculiaris

Pyrgulopsis pellita

Pyrgulopsis perturbata

Pyrgulopsis pictillis

Pyrgulopsis pilcata

Pyrgulopsis pilsbryana

Pyrgulopsis pisteri

Pyrgulopsis planulata

Pyrgulopsis ruinosa

Pyrgulopsis sathos

Pyrgulopsis saxatalis

Pyrgulopsis serrata

Pyrgulopsis steralis

Pyrgulopsis sulcata

Pyrgulopsis transversa

Pyrgulopsis umbilicata

Pyrgulopsis variegata

Pyrgulopsis villacampae

Pyrgulopsis vinyardi

Pyrgulopsis wongi

Pyrgulopsis 'Longstreet Spring'

Tryonia angulata

Tryonia elata

Tryonia ericae

Tryonia margae

Tryonia robusta

Tryonia rowlandsi

Tryonia salina

Tryonia variegata

Aquatic insects

Ambrysus amargosus

Ambrysus funebris

Ambrysus relictus

Belostoma saratogae

Capnia lucustra

Microcylloepus formicoideus

Microcylloepus moapus fraxinus

Stenelmis calida

Stenelmis lariversi

Fairy shrimp

Artemia monica

Habitat

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Lentic

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Spring

Lentic

Spring

Spring

Spring

Spring

Lentic

Distinct

1998

1998

1998

1995

1998

1998

1998

1893

1998

1998

1998

1987

1998

1883

1998

1998

1998

1989

1998

1998

1998

1989

1998

1998

1998

1987

1998

1998

1998

1998

1998

1998

1998

1998

1998

1998

1998

1998

1989

1981

1987

1987

1987

1989

1989

1989

1989

1987

1953

1948

1994

1958

1965

1990

1949

1949

1992

1964

First

loss

?

9

?

?

9

?

7

-

9

?

?

-

?

1890

?

9

9

9

?

?

?

-

9

?

?

?

9

1990

9

?

?

?

?

?

9

?

9

9

9

1970

?

7

7

7

1930

9

-

9

1970

1930

-

-

1960

1930

9

-

-

-

Major

decline Extinct

9

? _

?

9

9 _

?

?

-

?

?

9 _

-

9 _

1890 1890

?

?

?

-

?

?

? _

? _

7 _

? _

7 _

?

?

1990 1990

7 ._

?

?

? -

? _

? _

7 _

?

7 _

?

-

1970 1970

1970

1970

1970

7 _

-

7 _

-

1970

1970

1930

1970

-

1960 1960

1930

1960

1970

?

-

Threats

1

1

4

4

1

1

?

5

1

?

9

2,4

?

4

7

1

9

4

4

10

?

4

4

?

7

2,4,5

7

4

4

7

?

1

7

4

1

1

4

?

5

5

2,4

2,4

2,4

9

4

7

-

2,4

4,5

4

4

-

2,9

4

2,4

5

?

4

References

Hershler, 1998

D.W. Sada, field notes, 1996; Hershler, 1998

Hershler, 1998

Hershler, 1995

D.W. Sada, field notes, 1996; Hershler, 1998

Hershler, 1998

Hershler, 1998

Sada, 1985; Hershler and Sada, 1987; Hershler, 1989

D.W. Sada, field notes, 1996; Hershler, 1998

Hershler, 1998

Hershler, 1998

Sada, 1985; Hershler and Sada, 1987

Hershler, 1998

Galatetal., 1981; Hershler, 1994

Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler, 1989; Hershler and Pratt, 1990

Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler, 1989

Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler and Sada, 1987

Hershler, 1998

D.W. Sada, field notes 1991; Hershler, 1998

Courtenay et al., 1985; Hershler, 1998

Hershler, 1998

Hershler, 1998

D.W. Sada, field notes, 1992; Hershler, 1998

Hershler, 1998

Hershler, 1998

D.W. Sada, field notes, 1996; Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler, 1998

Hershler, 1989; Hershler and Pratt, 1990

Taylor, 1980; Sada, 1985

Sada, 1985; Hershler and Sada, 1987

Sada, 1985; Hershler and Sada, 1987

Hershler and Sada, 1987

Hershler, 1989; Pratt and Hoff, 1992

Hershler, 1989; Pistrang and Kunkel, 1958

Hershler, 1989

Hershler, 1989; Sada and Deacon, 1995

Sada, 1985; Hershler and Sada, 1987; Hershler, 1989

La Rivers, 1953; Scoppettone et al., 1995

La Rivers, 1948; Pratt and Hoff, 1992; Polhemus and Polhemus, 1995

Polhemus and Polhumus, 1994

Pratt and Hoff, 1992; Polhemus and Polhemus, 1995

California Natural History Database (1996 unpublished data)

Shepard, 1990; Pratt and Hoff, 1992

La Rivers, 1949

Chandler, 1949; Deacon and Deacon, 1979; Schmude, 1992

Schmude, 1992

Jellison et al., 1993; R.S. Jellison, pers. comm., 1997
288 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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1985. Endangered Aquatic Ecosystems of North American Deserts with a
NUMBER 33 293

List ofVanishing Fishes of the Region. Arizona-Nevada Academy

of Science, 20:1-62.

Williams, J.E., J.E. Johnson, D.A. Hendrickson, S. Contreras-Balderas, J.D.

Williams, M. Navarro-Mendoza, D.E. McAllister, and J.E. Deacon

1989. Fishes of North America Endangered, Threatened, or of Special

Concern: 1989. Fisheries, 14(6):2-20.

Williams, J.E., and D.W. Sada

1985. Status of Two Endangered Fishes, Cyprinodon nevadensis mionectes and Rhinichthys osculus nevadensis, from Two Springs in Ash

Meadows, Nevada. The Southwestern Naturalist, 30:475-484.

Williams, J.E., M.A. Stern, A.V. Munhall, and G.A. Anderson

1990. Conservation Status of the Threatened Fishes in Warner Basin, Oregon. Great Basin Naturalist, 50:243-248.

Williams, J.E., and G.R. Wilde

1981. Taxonomic Status and Morphology of Isolated Populations of the

White River Springfish, Crenichthys baileyi (Cyprinodontidae). The

Southwestern Naturalist, 25:485-503.

Williams, J.E., CD. Williams, and C.E. Bond

1980. Fishes of the Sheldon National Wildlife Refuge. In R. A. Tubb, principle investigator, Survey of Fishes, Amphibians and Reptiles on the

Sheldon National Wildlife Refuge, Nevada, 58 pages. Unpublished

report to Sheldon National Wildlife Refuge, United States Fish and

Wildlife Service, Lakeview, Oregon.

Yellen, J.E.

1977. Long Term Hunter Gather Adaptation to Desert Environments: A

Biogeographical Perspective. World Archaeology, 8:262-274.
Late Neogene Environmental History

of the Northern Bonneville Basin:

A Review of Palynological Studies

Owen K. Davis

ABSTRACT

Pollen analysis of sediments from Great Salt Lake in the northern Bonneville Basin indicate six vegetational and pluvial stages

since the deposition of Bishop volcanic ash 0.76 Ma (million years

ago) and Lava Creek B volcanic ash 0.6 Ma. These analyses and

other pollen diagrams from the region generally record elevated

percentages of forest conifers (pine, spruce, fir, and Douglas fir)

during the last two pluvials: 24-14.5

 14C Ky B.P. (radiocarbondated, thousand years before present) and -150-130 Ka (thousand

years ago). The regional vegetation was a mosaic of cold-dry pine

woodland and sagebrush steppe. This mosaic was replaced by

steppe vegetation 10.8

 14C Ky B.P., with xeric indicators reaching

maximum percentages 7-5

 14C Ky B.P. Similarly, pluvial Lake

Bonneville was at about the Gilbert Lake level from 87 to 24 Ka,

except for a dry interval -70 Ka, and it was above the Gilbert level

from 24 to 14.5

 14C Ky B.P. It then fell below the Gilbert level (i.e.,

it did not occupy the Wendover Basin) except for brief periods

after 11,300 ± 300

 14C years B.P.

Pollen analysis of sediments provided by the Amoco Production

Company indicated that the upland vegetation (nonriparian, nonlittoral) has been desert from the late Miocene to the present. Estimated temperature was highest and moisture least during the

Pliocene, with temperatures cooling and moisture increasing thereafter. The late Miocene (<5 Ma) was dominated by pollen of xerophytic Sarcobatus and Ephedra, which was replaced by

Chenopodiaceae-Amaranthus and Artemisia pollen during the

Pliocene and early Pleistocene (5-0.75 Ma). After 0.75 Ma, percentages of Artemisia and Pinus abruptly increase.

Owen K. Davis, Department of Geosciences, University of Arizona,

Tucson, Arizona 85721-0077, USA.

Reviewers: W.A. Dimichele, Department of Paleobiology, National

Museum of Natural History, Smithsonian Institution, Washington,

D.C. 20560-0121, USA; David B. Madsen, Environmental Sciences,

Utah Geologial Survey, Salt Lake City, Utah 84114, USA; Cathy Whitlock, Department of Geological Sciences, University of Oregon,

Eugene, Oregon 97403, USA; Peter E. Wigand, Quaternary Sciences

Center, Desert Research Institute, 2215 Raggio Parkway, Reno,

Nevada 89512,USA.

Three noteworthy events punctuate the gradual evolution of the

desert flora: a warm-cold oscillation 3.7 Ma, a cold interval 2.6

Ma, and abrupt cooling after 0.75 Ma. Pluvial-interpluvial cycles

begin after the 0.75 Ma event, each with an average length of 0.1

million years. Diversion of the Bear River into the Great Salt

Lake basin is indicated by increased pollen concentration after

0.31 Ma, near the oxygen isotope stage 8-9 transition.

Introduction

The Great Salt Lake region within the northern Bonneville

Basin has been the subject of various geological and biological

studies, including many vegetation histories. Early investigations (e.g., Gilbert, 1885) shaped our understanding of Cenozoic climate as much as did studies of the glacial deposits of

the midwestern United States. However, understanding of continental glaciation has steadily developed through investigation

of ocean sediments, whereas the pluvial record has relied on

scattered outcrops woven together by radiocarbon (and other)

dates. My goals in this paper are to synthesize previously published palynological studies of the northern Bonneville Basin

region, to publish for the first time pollen analyses by Harry

Yokum and Paul S. Martin (University of Arizona), and to

compare the shorter records of Yokum and Martin with pollen

diagrams created with data from the Amoco Production Company's wells, which rival ocean cores in the data they provide.

The Great Salt Lake contains an uninterrupted accumulation

of pollen and other sediments spanning millions of years. The

shorter, more detailed records of Yokum and Martin confirm

trends shown in the uppermost layers of the Great Salt Lake

wells; and the Amoco wells unite and extend the findings of

these briefer investigations.

The interpretation of pollen diagrams is based on the relationship between vegetation and pollen. For the Great Salt

Lake region, the modern vegetation and pollen rain is discussed

in detail by Bright (1967) and Davis (1995). Briefly, valley bottoms are covered by halophytic, shadscale, and greasewood

295
296 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

steppes dominated by Chenopodiaceae-Amaranthus (hereafter

Cheno-^ms) and Sarcobatus pollen. Further upslope is sagebrush steppe dominated by Artemisia (sagebrush) pollen. After

that is woodland characterized by Pinus (pine), Juniperus (juniper), and Quercus pollen; pine forest with Pinus and

Pseudotsuga pollen; and subalpine forest with Pinus, Abies

(fir), and Picea (spruce) pollen.

The palynological study of Great Salt Lake environmental

history began with Bright's (1967) study of Swan Lake, in Red

Rock Pass (elevation, 1453 m), the overflow for pluvial Lake

Bonneville. The lowermost date, 12,090 ± 300

 14C years B.P.

(radiocarbon-dated years before present; United States Geological Survey, National Center Laboratory number W-1338,

-795-805 cm), on the 955 cm core provides a limiting age for

the spillover, now dated at -14.5 Ka (thousand years ago)

(O'Connor, 1993). Bright subsequently obtained additional radiocarbon dates for the Swan Lake core and for additional

cores from a nearby spillover basin that he named the "Downey

Core," but these analyses were never published.

The basal pollen zones (12,090 ± 300 to 10,190 ± 250

 14C

years B.P.) of the Swan Lake pollen diagram are dominated by

55%—75% Pinus pollen, with moderate percentages (l%-5%)

of Picea and Abies. From ~7.5 to ~2.8

 14C Ky (thousand years)

B.P. the diagram is dominated by Gramineae (grass), Artemisia,

and Cheno-^m5 pollen. From -2.8 to -1.7

 14C Ky B.P., Pinus

increased to 30%, and thereafter Artemisia pollen dominates

the Swan Lake diagram. The sequence in Bright's unpublished

Downey Core record is very similar (Robert C. Bright, pers.

comm., 1975). A third "Bonneville spillover" core, collected

and analyzed by Stephen T. Jackson (pers. comm., 1985) near

McCammon, Idaho, has a similar pollen stratigraphy, but its

sediments also contain the Mount Mazama volcanic ash,

whereas Bright's cores do not.

In many respects, David B. Madsen's pollen diagram (Figure 1)

of Great Salt Lake sediments near Carrington Island (Core C;

GREAT SALT LAKE

Core "C"

29,000 yr B.P. -

20 40 60 80 20 20 40 60 20 40 20 2000

FIGURE 1.—Percentage pollen diagram for Core C, from the southern (Tooele) basin of the Great Salt Lake,

selected types. Pollen of wetland trees and herbs (curves at right) are outside the pollen sum. Age estimates are

based on linear interpolation between the dated horizons. (Pollen analysis by D.B. Madsen in Spencer et al., 1984.)
NUMBER 33 297

Spencer et ah, 1984, fig. 1) is similar to Bright's Swan Lake diagram (not shown). Conifer (Pinus, Abies, Picea) pollen is

abundant from 550 to 450 cm (-24-10.8

 14C Ky B.P.). During

the middle Holocene (near the position of Mt. Mazama volcanic ash, 6.7

 14C Ky B.P.), the abundances of Artemisia, Ambrosia (ragweed), and Cheno-^ms pollen reach maxima, and Juniperus pollen increases after 7.5

 14C Ky B.P. (Figure 1).

Two pollen diagrams from the Great Salt Lake were published by Peter J. Mehringer, Jr. (1985). A 1.7 m (~7 Ky) core

taken near Bird Island (see Figure 2) records steady percentages of Pinus (<15%), Artemisia (30%), and Gramineae (5%).

As in Bright's and Madsen's (Figure 1) pollen diagrams, Ambrosia, Sarcobatus, and Cheno-Ams pollen are most abundant

during the middle Holocene ~7-5

 14C Ky B.P. Juniperus pollen

increases to a maximum of ~25% near the top of the diagram

(Mehringer, 1985).

Mehringer (1985) also analyzed pollen from 4.26 to 2.66 m

deep in a core from Crescent Springs, west of Great Salt Lake.

Just above 3.65 m (i.e., after 26,700 ± 900

 14C years B.P.), the

pollen of Picea, Abies, and Pinus increase, as they do in Madsen's Core C diagram (Figure 1). Pollen of wetground plants—

Cyperaceae (sedge) + Triglochin (pondweed)—reach 18% below 3.65 m, indicating an extensive marsh near Crescent

Springs. Decreased percentages of these wetground types

above 3.65 m probably indicate that the Crescent Springs site

(elevation, 1300 m) was flooded by Lake Bonneville, with the

result that no marsh vegetation existed near the core site.

Three pollen diagrams from the Wendover Basin, west of the

Great Salt Lake basin, are published herein for the first time in

their entirety. The pollen analyses were completed by Yokum

and Martin in the early 1960s. Pinus curves for the Wendover

and Knolls cores were published in Martin and Mehringer

(1965). The "Carrozi Pit" pollen diagram (Figure 3) is based on

samples collected by Paul Martin from a borrow pit near the

railroad crossing of Carrozi, near Knolls, Utah. The samples

were taken beneath a tufa layer dated at 11,300 ± 300

 14C years

B.P. by Meyer Rubin (Eardley et al., 1957:1171). In Figure 3,

the sedimentation rate is assumed to be constant, and is estimated from the radiocarbon date and an age of 24 Ky at 110 cm

for the Artemisia decveasQ-Pinus increase, based on the age of

this event at Crescent Springs.

The Wendover and Knolls diagrams are from "Eardley

Cores" (Williams, 1993) taken in 1960. The Knolls core is

from the eastern Wendover Basin (elevation, 1289 m;

113°20'W, 40°45'N) and is 152 m in length. The Wendover

core is from the western Wendover Basin (elevation, 1285 m;

115°5'W, 40°45'N) and is 171 m in length. Sediments of the

upper 29 m were analyzed for the Knolls core (Figure 4), and

those from the upper 30 m were analyzed for the Wendover

core (Figure 5).

The chronologies for the Wendover and Knolls diagrams

(Figures 4, 5) are based on the sedimentation rates derived

from dated volcanic ashes by Williams (1993), including the

Pahoa Ash from 160 Ka in the Wendover core (Figure 5). Approximate ages of events discussed in the text are indicated as

"est." on the left in Figures 4 and 5. For example, the beginning

of the last interglacial, -130 Ka (oxygen isotope stage (OIS) 5,

Martinson et al., 1987), occurs near 2200-2400 cm in the

Knolls core (Figure 4) and at about 2000 cm in the Wendover

core (Figure 5).

The pollen preservation of the Wendover Basin cores (Figures 3-5) is poor in many samples, probably because of intermittent desiccation of the sediments and subsequent pollen destruction. However, similarities among these three diagrams

and to the other pollen diagrams of this region permit some

general statements of Late Quaternary vegetation change. The

increase in Pinus pollen and the decrease in Artemisia pollen

that are seen near the top of each diagram (Figures 3-5), in the

Crescent Springs diagram of Mehringer (1985), and in the Core

C diagram (Figure 1; Spencer et al., 1984) occurred ca. 24 Ka.

The higher Cheno-^ms percentages below 110 cm (estimated

at 24 Ka) in the Carrozi Pit pollen diagram (Figure 3) are consistent with growth of A triplex and other halophytes of the

Chenopodiaceae family near the core site. This suggests exposure of the basin margin and relatively low lake depth, near the

Gilbert Lake level (elevation, -1300 m) during OIS 3. The increase of Botryococcus (a colonial green algae) above 110 cm

in the core may indicate lower water salinity and increased water depth during OIS 2; however, the expansion of Botryococcus does not occur in the Knolls core during OIS 2 (above 300

cm).

In the Carrozi Pit and Knolls diagrams (Figures 3, 4), the

percentages of Picea, Abies, and Pseudotsuga (hereafter PAP)

indicate greater abundances of montane conifers (i.e., lower

vegetation zones) during OIS 2. Increases in PAP during OIS 2

do not occur in the Wendover diagram (Figure 5), possibly because of poor pollen preservation; however, both the Knolls

and Wendover diagrams indicate increased PAP percentages

near the estimated depth of OIS 6—the last glacial (Knolls,

2600 cm; Wendover, 2800 cm). The low values (l%-5%) of

montane conifers and high values of Pinus (50%-60%) are

consistent with low values of Picea and Abies (l%-6%) and

moderate values of Pinus (20%—40%) in the Crescent Springs

diagram (Mehringer, 1985). They suggest that glacial (i.e., OIS

2, OIS 6) vegetation on the western and northern margins of

Lake Bonneville was xeric pine woodland and sagebrush

steppe. In general, Juniperus percentages are low during intervals with elevated montane conifer percentages, so a pinon-juniper woodland (such as may be found at low elevation today)

is not indicated.

The Knolls diagram (Figure 4) contains a peak in Cyperaceae (20%-40%) and Typha (cattail) pollen at 1500-1100 cm

(estimated at 87-64 Ka—i.e., OIS 4). The Wendover diagram

(Figure 5) shows modest increases in Cyperaceae and Typha

pollen from 1300 to 600 cm at about the same time as in the

Knolls diagram, based on sediment deposition rates (Williams,

1993). A zone of no pollen preservation from 1100 to 950 cm

(estimated at -70 Ka) in the Wendover diagram suggests an interval of low water depth during which the Wendover core site

was above the lake surface elevation and the Knolls site was
298 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

114

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113 112

Swan Lake V B e a r River

NEVADA • UTAH

Wendover

41

40

39

FIGURE 2.—Map of the Bonneville Basin showing location of Amoco Production Company wells and other sites

of pollen analysis (bullets). The blackened area is approximately the current extent of Great Salt Lake. The

shaded area is the approximate extent of the Gilbert Lake level, the solid line represents the Provo Lake level,

and the dashed line represents the Lake Bonneville level.
NUMBER 33 299

CARROZI PIT, UTAH

11,300 ±200

est. 24,000 yr

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80

90

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120

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140

150

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240:

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290

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100 20 40 20 20 40 60 20 20 40

FIGURE 3.—Percentage pollen diagram for Carrozi Pit, near Knolls, Utah. Pollen of Cyperaceae and Botryococcus (curves at right) are outside the pollen sum, selected types. Picea, Abies, and Pseudotsuga {PAP) were not

recorded individually in the original counts and are shown as a combined curve. Shading for Juniperus and PAP

is a tenfold exaggeration. Black square at left is position of radiocarbon date (stratigraphically above the sediments analyzed). (Pollen analysis by H. Yokum and P. Martin, unpublished.)

below it. These elevations are near the post-pluvial Gilbert

shoreline level. Isostatic depression during the Gilbert stage

was about 10 m in the basin center (e.g., near the Knolls site)

but less than 1 m at the basin margin (near Wendover; Currey,

1990), so the relative elevations of the Wendover and Knolls

sites would have been reversed during the 70 Ka drying event.

In summary, lowering of vegetation zones during OIS 2

(-24-15 Ka) and OIS 6 (-150-130 Ka) is indicated by higher

percentages of Pinus pollen and moderate increases of PAP

pollen (Figures 4, 5). Modern analogs for these assemblages

can be found 500-1500 m higher in elevation (Davis, 1981), so

cooling by 3°-9° C relative to present is indicated. Modern pollen samples from closed-canopy montane forest, however, have

much higher percentages of montane conifer pollen (e.g.,

10%-20% PAP). Therefore, the full-glacial vegetation from

1550 to 1600 m above sea level was a mosaic of cold-dry pine

woodland and sagebrush steppe rather than mesic closed-canopy forest. Steppe vegetation expanded and pine woodland

contracted beginning about 10.8

 14C Ky B.P., with maximum

percentages of xeric indicators from ~7 to 5 14C Ky B.P.

The pluvial lake level in the Wendover Basin was near the

Gilbert Lake level during OIS 4 and OIS 3 (87-24 Ka, estimated) except for an interval of drying ~70 Ka (estimated; Figures 4, 5). Lake depth was well above the Gilbert level during

OIS 2 (24-14 Ka) and presumably during OIS 6. Lake Bonneville did not permanently occupy the Wendover Basin after

11,300 ± 300

 14C years B.P. Pollen of littoral vegetation (e.g.,

Cyperaceae and Typha) is most abundant in the Knolls and

Wendover cores (Figures 4, 5) during low-water (Gilbert level)

phases when the lake shore is near the core sites.

Methods

Pollen analysis of well cuttings, made available by Amoco

Production Company, extend the vegetation and climatic record of the Great Salt Lake Basin into the Miocene.

THE AMOCO WELLS.—From June 1978 through December

1980, Amoco Production Company oversaw the drilling of 15

wells into the sediments of Great Salt Lake from floating platforms. Several of these wells exceeded 3 km in depth, and the

cumulative thickness of sediment drilled exceeded 26 km. Sediment cuttings were collected from the wells at selected intervals of 3 m or 10 m. Several kinds of geophysical and sedimentological data were gathered for each well, and approximately

2700 line-kilometers of seismic reflection data also were collected. These data were provided to the University of Arizona,

Department of Geosciences, as part of a cooperative research

agreement with Amoco Production Company.
300 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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NUMBER 33 301

Wendover Core

1285 m

est. 24,000 yr

est. 70,000 yr

est. 130,000 yr

Pahoa Ash

160,000 yr

FIGURE 5.—Percentage pollen diagram for Wendover core western Wendover Basin, Utah, selected types. Pollen

of Cyperaceae and Botryococcus (curves at right) are outside the pollen sum. Shading is a tenfold exaggeration.

PAP = Picea, Abies, and Pseudotsuga. Ages on the far left are years B.P. (Pollen analysis by H. Yokum and P.

Martin, unpublished.)

Amoco palynology laboratories processed pollen from 13 of

the wells, representing about one-half of the sediment thickness

drilled. Most of the samples (443/650) have been counted, and

results have been published for five wells (Davis, 1996, 1998,

1999; Moutoux, 1995; Moutoux and Davis, 1995; Davis and

Moutoux, 1998; Moutoux et al., in prep.). Coverage was best

for the Bridge, Indian Cove, South Rozel, and Antelope Island

wells. Sediment cuttings (~5 g) were prepared by Amoco personnel at 30 m intervals, with each sample incorporating equal

portions from three adjacent subsamples, each 10 m apart.

Some samples were screened and divided into <20 and >20 pm

fractions before being mounted on separate slides. For counting

purposes, the relative pollen concentration on each slide was

assumed to be equals so equal numbers of rows were counted

on each slide until a full count (300 grains) was reached. This

procedure produced results very similar to undivided samples.

The Amoco samples were supplemented with samples prepared at 3 m intervals from the Indian Cove Well (Figure 2).

The site is about 5 km offshore (west) from Little Valley of the

Promontory Range. Well cuttings were available at 3 m (10 ft)

intervals from 15 to 220 m deep (15-606 Ka) and at 9 m (30 ft)

intervals from 232 to 628 m (643-1484 Ka). Given the sedimentation rate for the Indian Cove well, this sample density

gives 8 Ky resolution to 600 Ka and 23 Ky resolution from 0.6

to 1.5 Ma (million years ago).

POLLEN COUNTING.—Three hundred pollen grains of upland

species (nonriparian, nonlittoral) were counted whenever possible. This sum—used as a divisor for calculating percentages

of all types—did not included algae, fungal spores, or the pollen of wet-ground plants. Samples devoid of pollen were not

included in the pollen diagrams.

Pollen extraction of 1 cm3 samples of Indian Cove cuttings

followed routine methods, including acid digestion of minerals

with HC1 and HF, removal of organic material with acetolysis,

and removal of organic acids with 10% KOH. Lycopodium

spore tablets were added to permit calculation of pollen concentration.

VOLCANIC ASH IDENTIFICATIONS.—Chronological control

for the Amoco wells is based on the identification of volcanic

ashes on known age. The methods and identifications are as

published by Moutoux (1995), Moutoux and Davis (1995),

Davis (1998), Davis and Moutoux (1998), and Moutoux et al.

(in prep.).

CLIMATE RECONSTRUCTIONS.—Quantitative climatic reconstructions were made by comparing fossil pollen samples with

1367 modern pollen samples from the western United States

(Davis, 1995). A PASCAL computer program calculated the
302 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

squared chord distance between each fossil sample and the

1367 modern analogs by using 28 common pollen types. Wetland plants (e.g., Cyperaceae and Typha) were not used. Modern samples were considered analogs if the squared chord distance was 0.15 or less. The climate estimates are the averages

of annual temperature and precipitation for the analogs. Values

were not calculated if modern analogs were not found.

To provide a basinwide climate reconstruction, the climate

estimates for three wells—Gunnison, Indian Cove, and

Bridge—were combined. Values for two other wells—South

Rozell and Carrington Island—were not included because preservation was poor in some intervals. The climate estimates for

the three wells were averaged after climate had been interpolated at 50 Ky intervals. The average curve was then smoothed

by an 11 sample moving average.

The calculations were then made for tectonic subsidence of

the eastern Great Basin during the last 5 My (million years).

During the Sevier orogeny of the Cretaceous, compressional

tectonics resulted in the uplift of the Great Salt Lake region to

approximately 1000-2000 m above the current average elevation (DeCelles, 1994). This uplift relaxed during two intervals

of Cenozoic extension: 50 to 40 Ma and -30 Ma to the present.

Wolfe et al. (1997) estimated equivalent lowering for the western Great Basin—but at a later date, ~ 13 Ma.

Approximately one-half of the sediment in the Great Salt

Lake Basin accumulated during the last 5-10 Ma (Mohapatra,

1996). The thickness of sediment accumulation in the central

Great Salt Lake basin is more than twice the lowering of surface elevation for the region, but I assumed that because both

resulted from Cenozoic extension, their timing is similar; i.e.,

about one-half of the lowering occurred during the last 5-10

Ma. I used temperature rates intermediate to Miocene (2.0° C/

km; Wolfe et al., 1997) and contemporary (6.0° C/km; Davis,

1981) values to estimate ~4° C warming and 225 mm lowering

of precipitation during the last 5 Ma. These values were used to

correct the analog-based climate estimates for tectonic lowering.

Results and Interpretation

Pollen analysis of the Amoco well cuttings provided data

that are readily comparable to those of routine analysis of cores

and contemporary pollen samples. Modern analogs for the fossil samples were abundant from 5.5 Ma onward (Figure 6). Perhaps this was the result of "time averaging" of pollen in routine

pollen samples (each packet of sediment containing pollen

from several seasons of plant growth). Also, "habitat averaging" of the pollen from different vegetation zones in mountainous topography may produce assemblages similar to the

"depth-averaged" cuttings. Furthermore, each cutting sample

integrated sediment from a range of depths, so the procedure

(followed by Amoco personnel) of combining three samples

only widened the mixing range.

The regional vegetation recorded in the Amoco pollen diagrams was desert from the late Miocene onward. The pollen

spectra were dominated by xerophytic Sarcobatus and Ephedra

pollen during the late Miocene (>5 Ma). They were replaced

by Cheno-Ams and Artemisia during the Pliocene and early

Pleistocene (5-0.75 Ma) as the Chenopodiaceae and Compositae (Asteraceae) diversified and spread through the flora (Leopold and Denton, 1987; Cerling et al., 1997). Artemisia and

Pinus percentages abruptly increased in the late Pleistocene

(0.75 Ma). The evident antiquity of desert vegetation in the

eastern Great Basin conflicts with the hypothesis that deserts

expanded during the last few million years in response to uplift

of the Sierra Nevada (Axelrod, 1957; Axelrod and Bailey,

1969). These reconstructions were based on leaves and other

plant macrofossils, but in Great Salt Lake sediment the pollen

of mesic elements—"Tertiary exotics" such as Ulmus (elm),

Carya (hickory), Ostrya-Carpinus (hop-hornbeam)—was

rare, although it persisted into the middle Pleistocene. These

plants probably existed in riparian settings, as do birch, maple,

ash, and other "mesic" trees today.

The differences between environmental reconstructions

based on pollen and those based on macrofossils must result, in

part, from the proximity of these mesic trees to the rivers, deltas, and other sedimentary environments in which the macrofossil floras are preserved (Axelrod, 1957; Axelrod and Bailey,

1969). In contrast, the recruitment area for airborne pollen encompasses a much larger area, including the xeric uplands.

MAJOR VEGETATION EVENTS.—Three noteworthy events at

3.7, 2.6, and 0.75 Ma punctuated the gradual evolution of the

desert flora. The 3.7 Ma event was best represented in the

Bridge and South Rozel wells, and the 2.6 Ma event was best

represented in the East Gunnison and Indian Cove wells. The

3.7 Ma event was characterized in the upland (nonwetland)

pollen by an abrupt increase in Pinus and Artemisia and a decline in Cheno-^W5 (Figure 6); it was similar to the 0.75 Ma

event. In the Bridge well (Figure 6), poor preservation and high

Cheno-^m5 percentages from 3980 to 3682 Ka (1698-1607 m)

were followed by high percentages of Artemisia and Pinus

(also Abies and Cupressaceae) from 3580 to 3320 Ka (1576-

1454 m). In the South Rozel well, the same transition occurred

between 3790 and 3580 Ka (2200-2100 m). This event

matched the marine record for cooling and increased ice volume dated 3.8-3.6 Ma (Tiedmann et al., 1994).

During the 2.6 Ma event, the pollen diagrams from the East

Gunnison and Indian Cove wells show reduced percentages of

Cheno-Ams and increased Pinus, Artemisia, Abies, and Cupressaceae. However, the percentages of upland taxa changed less

during this event than during the 3.7 or 0.75 Ka events. In all

Great Salt Lake wells investigated (Moutoux, 1995; Moutoux

and Davis, 1995; Moutoux et al., in prep.), the 2.6 Ma event coincided with the beginning of high percentages of wetland taxa

(Cyperaceae, Typha, and Azolla) and algae (Pediastrum and

Botryococcus). In the marine record, this event marked the beginning of the Pleistocene, with increasing 5 I8O values and a
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304 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

greater amplitude of glacial-interglacial fluctuations (Tiedmannetal., 1994).

The 0.75 Ma event was the most distinctive transition of the

Great Salt Lake pollen record (Moutoux, 1995; Moutoux and

Davis, 1995; Moutoux et al., in prep.). Before 750 Ka, ChenoAms pollen exceeded 50% of the pollen assemblage; thereafter,

Artemisia and Pinus predominated, Cupressaceae and other

Compositae increased, and Gramineae decreased (Figure 6).

This event appears to be a permanent downward displacement

of vegetation zones by ~500 m in elevation, in which greasewood steppe (with high percentage of Cheno-Ams) was replaced by sagebrush steppe in the intermountain basins. Terrestrial (versus marine) pollen records indicate significant changes

occurred during the late Pleistocene, such as the general increase of steppe vegetation {Artemsia and Gramineae) after

620 Ka in northern California (Adam et al., 1989) and the expansion of Quercus after 900 Ka in Colombia (Hoogheimstra,

1984); however, no other terrestrial record indicated a 750 Ka

event that was of greater magnitude than the 2.6 Ma one. Marine records showed increased amplitude of 100 Ky periodicity

after 750 Ka (Raymo et al., 1987; Ruddiman et al., 1987) but

indicated no change in average conditions.

CLIMATE RECORD.—The climate reconstruction for Great

Salt Lake wells indicated maximum temperature and minimum

moisture during the Pliocene, with cooling and increasing

moisture thereafter. This trend differs from that of earlier Great

Salt Lake publications (Moutoux, 1995; Moutoux and Davis,

1995) because of the incorporation of tectonic subsidence in

the climate estimates. A pronounced temperature peak (5° C

greater than modern values) at 3.8 Ma coincided with the

Cheno-^4m5 maximum preceding the 3.7 Ma event (Figure 7).

The peak itself should be considered tentative because the climate reconstruction for that time included only the Bridge well

data. The peak was followed by oscillations leading to a decline

in temperature ~3.0 Ma that was reflected in a decline of polar

temperatures (Funder et al., 1985; Webb and Harwood, 1991)

and a lowering of eustatic sea levels by 35 m (Krantz, 1991).

The 2.6 Ma event (2° C cooling; Figure 7) appears in the

Bridge well pollen diagram (Figure 6) as decreased Cheno-,4ww

and increased conifer pollen. Thereafter, temperatures gradually declined and precipitation increased until 0.75 Ka, when

the overall (average of glacial + interglacial) temperature

dropped 3° C and annual precipitation increased by 100 mm.

The uppermost samples provided estimates of temperature at

10.8° C and precipitation at 310 mm, which are equivalent to

present-day values (Figure 7).

PLUVIAL CYCLES.—The relationships between glacial indicators, interglacial indicators, wetland types, and algae were

used to produce the water depth reconstruction in Figure 8. Six

pluvial-interpluvial cycles followed the deposition of Lava

Creek B ash, with an average cycle length of-100 Ky (Figure

8). Water depth minima coincided with low values of wetland

plants and high values of glacial indicators; water depth maxima also coincided with low values of wetland plants but high

2.5 n

3.0 -

3.5 -

4.0 -

4.5 -

18 n

16 -

14 -

12 -

"~ 10 -

^600 -i

37 2.6

ODP 846

o

Q.

E

CD

400 H

200 H

Combined Temperature

Combined Precipitation

i ' 1—— • 1

5000 4000 3000 2000

Age (Ky)

1000 0

FIGURE 7.—Comparison of Great Salt Lake climate estimates with global

records of climate change (bold lines). Climate reconstruction for Great Salt

Lake wells was based on modern analogs (squared chord distance <0.14) in a

database of 1367 contemporary samples from western North America. Average

annual temperature (Temp.) and precipitation (Precip.) curves are smoothed

11-point averages of estimates for the Gunnison, Indian Cove, and Bridge

wells. Dashed lines are the temperature and precipitation estimates that have

not been corrected for tectonic subsidence of the region. The 8I8O line is for

Ocean Drilling Program (ODP) site 846 (Pisias et al., 1992).

values of interglacial indicators. The amplitude of the oscillations increased through time, with minima becoming lower and

maxima becoming greater.

Evidence from core samples indicates that before 2.6 Ma

pollen preservation was poor, fungal spores were abundant, and

the pollen of wetland plants was scarce. Apparently, the lakes

and marshes of the Great Salt Lake basin were shallow and intermittent. From 2.6 until 0.75 Ma, pollen preservation was

good, and percentages of wetland plants (Cyperaceae, Typha,

and Myriophyllum) and planktonic algae {Pediastrum and Botryococcus) were generally high (Figure 6). During this interval

(early Pleistocene), shallow lakes and marshes apparently persisted in the northern basin of Great Salt Lake.

Beginning 0.75 Ma, spanning the sedimentary interval containing Bishop (0.76 Ma) and Lava Creek B (0.6 Ma) ashes

(Sarna-Wojcicki et al., 1991), and contemporaneous with the

cooling and moistening recorded by the upland pollen data

(Figure 7), the percentages of wetland plants and algae declined (Figures 1, 4). The event was marked in the aquatic environment by a peak of Botryococcus or Pediastrum soon after

the deposition of Lava Creek B ash. After the transition, the

close-interval samples from the Indian Cove well (Figure 8)

show a regular pattern of montane confers {Abies + Picea +

Pseudotsuga) during glaciations and of basin floor taxa (Cupressaceae + Ambrosia + Sarcobatus) during interglacials

(Davis and Moutoux, 1998). Figure 8 shows that high percentages of the interglacial indicators coincided with the odd stages
NUMBER 33 305

INDIAN COVE WELL

Great Salt Lake

Pollen Percent

500 1000 1500 20 20 40 60 20 20 40 20 20 40 60 100 200 300

FIGURE 8.—Indian Cove pollen diagram showing selected types. The chronology is based on the presence of

Lava Creek B and Bishop volcanic ashes, adjusted by matching the marine oxygen isotope chronology. Curves to

the right of Cupressaceae + Ambrosia + Sarcobatus are not included in the pollen concentration sum. Inferred

water depth is a smoothed curve of pluvial indicators {Abies + Picea + Pseudotsuga, weighted xlO) plus shallow

water indicators (wetland types and Botryococcus + Pediastrum) minus interpluvial indicators (Cupressaceae +

Ambrosia + Sarcobatus) expressed as percent of the pollen sum. The values are smoothed by a 3-point moving

average. Correlation with the marine oxygen isotope chronology is indicated to the right, where the ages of the

even-number stages are marked.

of the marine oxygen isotope chronology, and that high percentages of the glacial indicators matched the even stages.

Algae and the pollen of wetland plants was most abundant at

the beginning of the even-numbered stages, shown in Figure 8;

i.e. rare during interpluvials when the lake was saline and rare

during pluvials when littoral vegetation was far from the core

site, but common when the lake was fresh and shallow. This

pattern implies global climatic control of lake cycles during the

last 0.75 My.

DIVERSION OF BEAR RIVER.—The Indian Cove diagram

(Figure 8) shows a dramatic increase in total pollen concentration (from an average of 6000 to 30,000 grains/cm3

) after 310

Ka (marine OIS 9). The concentration remains high to the surface and represents a fundamental change in the pollen sedimentation of the lake. This transformation may have resulted

from the diversion of the Bear River (the largest tributary) into

the Great Salt Lake basin. Before its diversion, the river had

flowed northward into the Snake River drainage via Lake

Thatcher. Spillover of Lake Thatcher into the Great Salt Lake

may have lead to the catastrophic overflow of Lake Bonneville

into the Snake River plain 14.5 Ky B.P.

Bright (1967) dated the diversion from the Snake River

drainage at 35

 14C Ky B.P., but unpublished K/Ar dates recorded for the damming basalt are highly variable (R.C. Bright,

pers. comm., 1994). Strontium isotope data of Bouchard et al.

(1998) suggest that the history of Lake Thatcher and the Bear

River may involve more than one diversion, with the earliest

evidence for Bear River in the Thatcher Basin dating to marine

OIS 6. Regardless of whether the proposed diversion dates to

OIS 9 or OIS 6, it appears not to have permanently increased
306 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

the lake's depth. Figure 8 suggests that the amplitude of the

pluvial-interpluvial oscillations steadily increased through the

late Pleistocene, culminating in the catastrophic overflow

through Red Rock Pass.

Conclusions

Although the time resolution of the Amoco well pollen samples is comparatively low, they permit, for the first time, the reconstruction of Late Cenozoic vegetation change for the Great

Basin at a single locality. Furthermore, the pollen diagrams

from the Amoco 30 m amalgam samples are comparable to the

higher resolution 10 m unmixed samples (Figure 8), which are

in turn consistent with the data from core sediments (Figure 1).

Long cores from the Great Salt Lake are needed to produce a

detailed reconstruction of Late Cenozoic vegetation and climate, but the Amoco cuttings have produced an unparalleled

record of long-term change of terrestrial vegetation.

The pollen diagrams trace the development of the Great Basin desert during the Late Cenozoic, produce a climatic reconstruction comparable to that obtained from marine sediments,

and afford an indication of Lake Bonneville pluvial cycles of

increasing amplitude, beginning 620 Ka. The cooling and

transformation of the vegetation and pluvial cycles 0.75 Ma are

a unique feature of this study. It is a robust conclusion, recorded in all wells and in both terrestrial and aquatic indicators.

The transformation is different from the increased amplitude of

oscillations of the marine record and should be thoroughly investigated in Great Salt Lake cores and in other long terrestrial

records.

ACKNOWLEDGMENTS.—The sediments used in this study

were provided by Amoco Production Company. Analyses were

supported by National Science Foundation grants EAR9219505 and EAR-9205065. Data for pollen analysis of Core C

near Bird Island were provided by David P. Madsen. Data for

the Carrozi Pit, Knolls, and Wendover cores were provided by

Paul S. Martin. Nicholas Pisias generously provided data for

Ocean Drilling Program (ODP) site 846 (Pisias et al., 1992),

and Ralf Tiedman provided the ODP site 659 data (Tiedmann

et al., 1994). Tom Moutoux counted the pollen for the Bridge

well and identified the volcanic ashes with the generous assistance of Michael Perkins and William P. Nash.

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Great Basin Vegetation History and Aquatic Systems:

The Last 150,000 Years

Peter E. Wigand and David Rhode

ABSTRACT

The Great Basin was seen by early settlers as a terrifying barrier

to be crossed on the way to the golden promise that was California.

Although the region was visited by fur trappers and mountain men

in the 1820s and 1830s, it was not until the 1840s that the European pathfinders and empire builders tarried to explore the woodland-covered mountains and playa-bottomed valleys of the Great

Basin. Mormon farmers and spirited miners settled this wild land,

uprooting the native people who had lived there for millennia. As

the region opened to European settlement, evidence of a long and

complex environmental history was discovered and explored. But

as recently as 50 years ago our knowledge of Late Quaternary lake

histories and climates was minimal, and our knowledge of the

dynamics of Pleistocene and Holocene vegetation was virtually

nonexistent. Our understanding has advanced dramatically in the

last half century, with advances in analyses of pollen, woodrat

middens, and tree rings. A substantial pollen and plant macrofossil

database has been assembled, spanning tens of thousands to hundreds of thousands of years, such that our knowledge of Late Quaternary vegetation history in the Great Basin rivals that of any

other region in the world. These data, coupled with the long-term

lake histories deduced from the basins of the Lahontan, Bonneville, Chewaucan, and Owens-to-Death Valley lake systems, permit detailed examination of late Pleistocene vegetation dynamics

in relation to aquatic system history. By examining proxy records

from the various subregions of the Great Basin and the northern

Mojave Desert, we have compiled a compelling picture of past climate and the vegetation and hydrologic responses during the last

50,000-150,000 years.

Peter E. Wigand, Quaternary Sciences Center, Desert Research Institute, 2215 Raggio Parkway, Reno, Nevada 89512, USA. David Rhode,

Earth and Ecosystem Sciences, Desert Research Institute, 2215 Raggio Parkway, Reno, Nevada 89512, USA.

Reviewers: Owen K. Davis, Department of Geosciences, University of

Arizona, Tucson, Arizona 85721-0077, USA; DavidB. Madsen, Environmental Sciences, Utah Geologial Survey, Salt Lake City, Utah

84114, USA; P. Peterson, Department of Botany, National Museum of

Natural History, Smithsonian Institution, Washington, D.C. 20560-

0166 USA; G. Spaulding, Dames and Moore, 7180 Pollock Drive,

Suite 200, Las Vegas, Nevada 89119, USA.

Introduction

Our understanding of Late Quaternary biological history in

the Great Basin, particularly its vegetation history, has advanced substantially in the half century since the publication of

works by Antevs (1948) and by Hubbs and Miller (1948). By

that time evidence derived from the interpretation of modern

biogeographic indicators such as disjunct taxa and isolated hybrid populations had led to the recognition that Pleistocene glaciopluvial episodes and mid-Holocene warming wrought substantial shifts in vegetation zones, but even the barest outlines

of these shifts remained uncertain. In 1948 the number of Late

Quaternary fossil plant localities studied in the Great Basin was

negligible (Deevey, 1949). Laudermilk and Munz (1934, 1938)

had analyzed late Pleistocene pollen and plant fragments from

dung balls of the Shasta ground sloth {Nothrotheriops shatensis), found in Gypsum and Rampart Caves along the lower Colorado River just outside the southern margins of the Great Basin. Plant remains had been recovered from other cave sites

(e.g., Smith Creek Cave; Thompson, 1984) but these were as

yet unstudied. Only two Late Quaternary pollen sequences

from within the Great Basin—Chewaucan and Warner marshes

in south-central Oregon—had been analyzed by Ernst Antevs'

colleague Henry Hansen (Hansen, 1947). These pollen records,

in combination with knowledge of the northern European climatic sequence (Blytt-Sernander) (Iversen, 1973:13-14), were

instrumental in Antevs' formulation of his tripartite Neothermal climatic scheme (Antevs, 1948). Another early pollen locality, Tsegi Canyon in northeastern Arizona (Sears, 1937), lay

well beyond the Great Basin's southeastern edge. Use of tree

ring analysis to provide clues of the Holocene climates driving

vegetation changes was still in its descriptive stage, and chronologies were still relatively limited in length (Hardman and

Reil, 1936; Antevs, 1938; Schulman, 1956). The revolution in

reconstruction of vegetation and climate history of arid areas,

brought about by the recognition of the potential of packrat

middens as a fossil record (Betancourt et al., 1990), was still

nearly a decade and a half in the future. Indeed, a half century

ago, we had more direct information about Tertiary floras in the

309
310 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Great Basin and adjacent regions than we did about Late Quaternary vegetation history (La Motte, 1936; Axelrod, 1939,

1944, 1948; Brown, 1949).

Today our much-improved understanding of late Pleistocene

terrestrial vegetation history can be usefully compared with the

history of Great Basin aquatic and landscape systems, with detailed human and faunal records, and, most fundamentally, with

global and regional climate reconstructions. The advances in

our understanding of Great Basin vegetation history come from

three main sources: (1) millennia-long tree ring records, (2)

pollen and plant macrofossils recovered from lake, marsh, and

dry cave settings, and (3) plant materials obtained from ancient

woodrat nests (Figure 1). In addition, studies of plant macrofossils and tree ring series provide information regarding plant

physiology through study of anatomical features (e.g., Van de

Water et al., 1994) and stable isotopic signatures (Siegal, 1983;

Feng and Epstein, 1994; Van de Water et al., 1994; Wigand,

1995; Jahren, 1996). The potential of future molecular and genetic studies of these remains (e.g., Hamrick et al., 1994; Poinar et al., 1998) will offer additional information regarding

phylogeography and the response of plant populations to

changes in past climate.

FIGURE 1.—Map of the western United States showing the Great Basin and

localities, as discussed in the text, from which tree ring records, pollen and

plant macrofossils, and plant materials from ancient woodrat nests were

obtained. 1, Wildcat Lake; 2, Craddock Meadow; 3, Summer Lake (Ana River,

Bed and Breakfast); 4, Alkali Lake Valley; 5, Chewaucan marsh; 6, Bicycle

Pond; 7, Diamond Pond; 8, Warner Lake; 9, Steens Mountain (Fish Lake,

Wildhorse Lake); 10, Lava Beds; 11, McCoy Flat; 12, Smoke Creek Desert; 13,

Jackson Range; 14, Pyramid Lake; 15, Painted Hills; 16, Lake Tahoe; 17, Little

Valley; 18, Lovelock Cave; 19, Carson Sink (Lead Lake); 20, Hidden Cave; 21,

Walker Lake; 22, White Mountains (Methusaleh Walk); 23, Alabama Hills; 24,

Owens Lake; 25, Little Lake; 26, Warm Sulphur Springs; 27, Searles Lake; 28,

Eureka Valley; 29, Cofer Spring; 30, Eleana Range; 31, Lower Pahranagat

Lake/Pahranagat Range; 32, Meadow Valley Wash; 33, Specter Range/Spotted

Range/Little Skull Mountain; 34, Pintwater Range (Pintwater Cave); 35,

Sheep Range; 36, Ash Meadows/Owl Canyon; 3-7, Tule Springs; 38, Gypsum

Cave; 39, Sandy Valley; 40, McCullough Range; 41, Owyhee River Valley; 42,

Jarbidge Mountains (Mission Cross Bog); 43, Grouse Creek Range (Swallow

Shelter); 44, Raft River Mountains (Curelom Cirque); 45, Grays Lake; 46,

Swan Lake; 47, Bear River (Cutler Dam formation); 48, Crescent Spring/

Hogup Cave; 49, Lakeside Range (Homestead Cave, Gillespie Hills); 50, Great

Salt Lake; 51, Snowbird Bog; 52, Onaqui Range (Devils Gate); 53, Knolls; 54,

Silver Island Canyon; 55, Wendover (Danger Cave, Leppy Overhang, Triple

Barrel); 56, Pilot Range (Raven Cave); 57, Pequop Range (Icicle Cave); 58,

Potato Canyon Bog; 59, Gatecliff Shelter; 60, Ruby Marsh; 61, Cherry Creek

Range; 62, Goshute/Toano Range (Top of the Terrace, Marblehead Mine); 63,

West Bonneville Basin (Bonneville Estates, Twin Peaks, Pristine Shelter); 64,

Indian Farm Canyon; 65, Granite Canyon; 66, Northern Snake Range (Council

Hall Cave, Smith Creek Cave, Arch Cave, Ladder Cave, Old Man Cave); 67,

Confusion Range; 68, Cricket Mountains; 69, Wah Wah Range; 70, Garrison;

71, Southern Snake Range.
NUMBER 33 311

Our intention in this paper is not to summarize everything

that we currently know about vegetation history in the region,

but rather to highlight major vegetation patterns and changes

that reveal underlying climate trends and variability throughout

the Great Basin.

ENVIRONMENTAL SETTING

The Great Basin of western North America is a region of dramatic topographic relief and striking vegetation transitions

over short distances. Lying between the Sierra Nevada/Cascade mountain chain on the west and the Wasatch Front on the

east, the Great Basin comprises a great mosaic of diverse habitats. Great Basin climate reflects the effects of both the heterogeneous topography and the varying impact of three major air

mass systems that intersect over it (Houghton, 1969; Houghton

etal., 1975).

Pacific: a regime dominated by maritime polar air masses. These

moist cool air masses from the Pacific Ocean produce cool, wet

winters, and their absence in summer makes the growing season hot and dry. Plant species such as Sierran white fir {Abies

concolor van lowiana (Gordon) Lemmon) and whitebark pine

(Pinus albicaulis Engelm.) depend upon the reliable winter

rainfall that this air mass provides. These species extend into

the Great Basin from the west and northwest, dotting mountain

tops that lie in the path of the Pacific storm tracks.

Gulf: a regime dominated by maritime and continental tropical air

masses. These warm, moist air masses entering the southwestern United States from either the Gulf of Mexico or the Gulf of

California produce hot, moist summers with midsummer torrential rainfall (originating during convective storms) and

warm, dry winters. Plants, such as creosote bush (Larrea tridentata (Sesse & Moc. ex DC.) Cov.), and perhaps singleleaf

piiion pine (Pinus monophylla Torn & Fremont), that favor

warmer winter temperatures and summer rainfall extend into

this area from the southern desert, except in places where winter or summer temperatures are too harsh.

Polar: a regime dominated by continental polar and arctic air

masses. These cold, dry continental air masses from the North

American interior extend into the Great Basin from the northeast during the winter. Such air mass system "outbreaks" restrict the plant species able to grow within the area of greatest

influence to those with physiological limits tolerant of cold, dry

winters coupled with periodic drought (e.g., limber pine, Pinus

flexilis James).

Movements of these air systems, and their effects on local

and regional climate, are reflected in changes in hydrology,

erosion/deposition processes, and vegetation. Displacement of

winter and summer storm tracks and the variations in penetration of the summer monsoon are all affected by the realignment

of these pressure systems through time. Because movements of

these three large air masses reflect changes in global circulation and are potentially revealed in the climatic proxy data of

the Great Basin, changes in a large portion of the earth's climate system may be monitored through time.

In addition to the effects of these air masses, Great Basin climates and vegetation are further complicated by topography.

The effect of topographic diversity in the Great Basin on the

distribution of precipitation has resulted in the formation of a

multiplicity of habitats within close proximity, thus fostering

rich biotic diversity (Billings, 1951). Elevational changes in

plant distributions can be dramatic in response to the orographic effect of north-south-trending mountain chains that lie

across the paths of Pacific storms or, conversely, that funnel

summer monsoonal rainstorms northward. Finally, the overriding rain shadow effect of the Sierra Nevada mountains to the

west exerts a massive impact upon rainfall distribution in the

Great Basin. The rising of these mountains that began during

the Pliocene and accelerated during the course of the Pleistocene accentuated this effect (Axelrod and Raven, 1985; Axelrod, 1990; Thompson, 1991).

\^GETATION RESPONSE TO CLIMATE CHANGE

During the Late Quaternary most changes in vegetation communities occurred in response to climate change. Vegetation

changes observed in the Great Basin have included large-scale

latitudinal shifts of plant taxa that typically occurred in the

south and east as well as the primarily altitudinal shifts that

characterized the central and northwestern Great Basin.

Smaller scale shifts in abundance of major taxa within plant associations have characterized the entire region during both

low- and high-magnitude climate changes. Differences in the

response of vegetation to variation in climate result from several factors. Primary among these factors are the magnitude

and duration of the new climatic regime to which individual

plant species are adjusting. Secondary are the variable effects

of topographic relief in the formation of microhabitats, each

with its own microclimate. Third in importance is the distance

to source areas from which plant species would have to expand

during climatic transitions.

The climatic sensitivity of vegetation in the Great Basin lies

in the physiological characteristics of its species. As a result of

millions of years of adaptation to arid and semiarid conditions—even before the Great Basin was formed (Tidwell et al.,

1972)—many of the plants that grow in this region are opportunistic. They have evolved to quickly take advantage of increased precipitation. Many species respond to wetter conditions through increased pollen and seed production and rapid

vegetative growth. Because the annual production of biomass is

linearly related to effective annual precipitation (Walter, 1954),

biomass production in arid and semiarid environments is a sensitive indicator of changing climate. Such changes can be measured directly today through satellite imagery and historically

through repeat photography (Hastings and Turner, 1965). Increased productivity is evidenced in the fossil record by wider

tree and shrub growth rings, greater needle and leaf size, and

copious production of pollen. Therefore, even relatively brief

episodes of greater rainfall that resulted in increased pollen
312 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

production may be evidenced in high-frequency pollen records

as sudden rises in pollen influx.

Plant adaptations favoring rapid migration are aided by Great

Basin topography. Many plants disperse their pollen and seeds

with the wind, favoring rapid dispersal of propagules. Seeds of

some plants are ingested or held in specialized organs by certain animals, then carried great distances to favorable locations

where they may germinate and grow (e.g., Clark's nutcracker

(Nucifraga columbiana) and whitebark pine). Because of the

steep relief of Great Basin mountain ranges, species can move

the equivalent of several degrees of latitude by moving vertically only a few hundred meters. The north-south-aligned

mountain ranges of the Great Basin also serve as corridors (at

various elevations) that facilitate the north-south movement of

plant and animal species in response to the vagaries of climate.

(Intervening valleys may impede east-west movement between

mountain ranges, however.) As a consequence, the potential lag

time between climatic input and plant response to reach a new

equilibrium may be much less in the Great Basin than it is in

areas of reduced topographic relief, where plants must move

hundreds of kilometers latitudinally to reach a new environmental equilibrium.

VEGETATION CHANGE, THE HYDROLOGIC RECORD,

AND CYCLES OF EROSION AND DEPOSITION

In the Great Basin, rates of erosion and deposition are usually closely tied to climate. The low rainfall and high evaporation rates that characterize much of the Great Basin today support a relatively sparse vegetation cover that leaves much of the

ground surface exposed to the erosive effects of rainfall. Areas

with greater rainfall have relatively greater ground cover offering more protection against erosive processes. Great Basin

plant communities respond to increased rainfall through greater

foliage production by extant plants and through establishment

of extra local plant species. Eventually, increased biomass provides a better buffer to increases in rainfall and reduces the

amount of water reaching streams and lakes. Sudden increases

in rainfall (either during a single event or during the course of a

year) can overwhelm the ability of relatively sparse vegetation

cover to assimilate the excess. This is almost immediately reflected in increased runoff and accumulation of water in the

playa lakes, the sinks of Great Basin fluvial systems. If increased effective precipitation continues, the increase in the

biomass of existing plants and the establishment of new plants

providing cover (or protection) for previously exposed ground

will eventually reduce the rate of sediment movement. A return

to sparser vegetation cover will mark the return to lower effective precipitation and greater erosion potential. Thus, monitoring changes in sediment deposition rates in streams and lakes,

directly through historical records and prehistorically through

paleoecological studies, can provide excellent proxy data of

climate-induced vegetation change.

THE NATURE OF THE DATA

The natural distribution of paleobotanical data sets is constrained to a large degree by moisture differences within the

Great Basin. Low amounts of effective precipitation have favored the preservation of certain kinds of proxy data. Plant

macrofossils preserved in dry cave deposits and woodrat middens provide intermittent records of local vegetation spanning

tens of thousands of years. Wood from long-dead trees, preserved by the dry conditions that often characterize upper tree

lines in the Great Basin, provides continuous evidence of climatic variation spanning the Holocene. A few lakes and desert

springs provide long and often complex sedimentary records

that can span thousands to hundreds of thousands of years.

High organic production in some of these areas has resulted in

rapid rates of deposition, and the records are particularly valuable for the examination of high-frequency pollen and the macrofossils of local aquatic plants. These records can be compared with tree ring data to generate longer, more detailed

records of regional climate and vegetation response.

In general, the number of well-preserved palynological

records decreases to the south (reflecting the greater rarity of

lakes and marshes), and the number of woodrat midden localities decreases to the north (reflecting increasingly wetter conditions that favor dissolution of the protective urine coating of

the nests). Tree ring series are taken mainly from near the tree

line in the higher mountains of the margins of the Great Basin,

most commonly in the southern half of the Basin. Fortunately,

recent field studies are alleviating some of these problems of

data scarcity.

Integration of currently available paleobotanical proxy data

reveals Great Basin vegetation dynamics in great detail for the

last 4 Ka (thousand years ago) and more coarsely for the last 35

Ka. Earlier than 40 Ka, only a few pollen or midden records are

available (e.g., from the Summer Lake/Chewaucan Lake basin

in the northwest, Owens Lake in the west, Searles Lake in the

south, and the Bonneville Basin in the east). For the period after 40 Ka, data obtained from pollen records are supplemented

by evidence obtained from ancient radiocarbon-dated woodrat

middens. Several high-resolution pollen records in the northwestern Great Basin and the northern Mojave Desert provide

excellent coverage of both terrestrial and aquatic vegetation

history from 6 Ka to the present. Ostracodes and diatoms from

the northern Mojave Desert record are being used to reconstruct regional groundwater histories as well. In the Lahontan

and Bonneville Basins, vegetation history inferred from middens and pollen records can be correlated with well-dated Late

Quaternary lake histories.

In general, evidence of the relocation of semiarid and subalpine woodlands is most obvious for the late Pleistocene/early

Holocene transition, especially in the woodrat midden record

of the Great Basin and northern Mojave Desert mountain

ranges (Van Devender et al., 1987). These records show that

during the Pleistocene, woodland species often grew as much

as 1000 m (and in a few instances >1000 m) below their
NUMBER 33 313

present-day elevation. Substantial shifts in woodland species,

however, have occurred during the Holocene as well. During

the middle Holocene, some tree species were displaced by perhaps as much as 500 m above where they are found today, especially in the western and northwestern Great Basin. Downward displacement of semiarid woodland by as much as 150 m

appears to have occurred several times late Holocene.

Changes in the distribution of individual shrub species and

changes in the composition of shrub communities have also

been dramatic during the late Holocene. This is most obvious

in the southern Great Basin and the northern Mojave Desert but

also has occurred in the northern Great Basin. Changes are

most obvious in woodrat midden records of lowland and intermediate elevations, but some less obvious changes in shrub

communities are also apparent in the few pollen records of the

Great Basin. Because the plant communities of the northern

and northwestern Great Basin are situated well away from major vegetation formation boundaries, they do not appear to be

as dynamic as do those of southern Nevada that currently lie on

the boundary between the Great Basin and the Mojave Desert.

However, as the paleobotanical evidence described below will

show, this perception is more apparent than real.

These various factors have differentially shaped the vegetation history of three broad regions of the Great Basin: (1) the

northwest (Lahontan Basin and adjacent mountain ranges), (2)

the south (southern Great Basin and northern Mojave Desert),

and (3) the northeast (Bonneville Basin and adjacent mountain

ranges). Late Quaternary vegetation histories of these three regions are discussed separately below. In these discussions,

chronological estimates are based on uncalibrated radiocarbon

years, unless otherwise noted. Chronological divisions (e.g.,

the Wisconsin/Holocene break) follow general vegetation and

geomorphic patterns within each separate region.

Northern and Western Great Basin

LATE PLEISTOCENE (-250 TO 12.5 KA)

Mifflin and Wheat (1979) indicated that the Great Basin rivaled the Minnesota of today as a land of lakes during the

Pleistocene. The Holocene remnants of these Pleistocene lakes

in the northern and western Great Basin were visited by European fur trappers, including Peter Skene Ogden, as early as the

1820s (Davies et al., 1961). Several lakes, including Pyramid

Lake, were described by J.C. Fremont during his explorations

of the West during the 1840s (Fremont, 1845). The first study

of pluvial Lake Lahontan was made by I.C. Russell (1885),

who described two lake phases indicated by lower and upper

lacustral clays. Morrison (1964, 1965, 1991) and Morrison and

Frye (1965) further defined the lake's history using such picturesque formation names as the Eezta (early Wisconsin or earlier), the Sehoo (late Wisconsin), and the Fallon (Holocene).

They correlated these lakes with stades of the Wisconsin glaciation or other Late Quaternary episodes of cooler, wetter climate. Since then, Davis (1978) and Benson et al. (1987, 1990,

1992, 1997) have further narrowed the chronology and details

of lake history. These understandings serve as a backdrop for

reconstruction of the vegetation history of the region.

PRE-LATE WISCONSIN (>35 KA).—A growing body of research in the northern and western Great Basin is clarifying the

relationships among past climate history, lake and marsh history, and vegetation change (Mehringer, 1985, 1986). Two long

pollen records that include more than just the Holocene—Summer and Owens Lakes (respectively: Cohen et al., 2000; Smith

and Bischoff, 1997)—are available from the region, not including a series of pollen cores from the southern Cascades near

Klamath Lake (Adam et al., 1995). Although the proxy record

of past climate is far from complete, the general pattern suggests that high lakes may be more closely linked to the onsets

and declines of glacial episodes in the region than to the glacial

maxima.

The Summer Lake basin of south-central Oregon currently

lies on the transition between the pine woodlands of the eastern

slope of the Cascades and the sagebrush (Artemisia spp.)

steppe of the northern Great Basin. Three pollen localities from

the Summer Lake basin span much of the last 250 Ka (Cohen et

al., 2000). The Summer Lake records include the lower twothirds of oxygen isotope stage (OIS) 6, all of OIS 4 and OIS 3,

and the lower portion of OIS 2 as defined by Pisias et al. (1984)

and Shackleton and Opdyke (1973). There also seem to be a

few samples from the top dating to OIS 1. Shifts in the dominance of mixed montane conifers, cold steppe shrubs, and

desert scrub species record the varying effects of precipitation

and temperature and their changing seasonal influence. Greater

abundance of fir (Abies spp.) and spruce (Picea spp.) pollen in

a sediment column taken from the Ana River Canyon indicates

that climate in the northern Great Basin was more mesic during

the OIS 6 section (-170-220 Ka) than during OIS 4 and OIS 2

(Cohen et al., 2000). Unfortunately, an erosional episode (or

episodes) removed much of the sediment that accumulated during the end of OIS 6 and much of OIS 5. Therefore, we do not

have a good indication of the nature of vegetation and lake history in the Summer Lake basin during the latter portion of OIS

6 or at the beginning of OIS 5. Indices of drought (based upon

a ratio of the pollen of dry- to that of wet-loving plant species)

and temperature (based upon spore abundance) reflect much

greater climatic variability during OIS 6 than in later stages

(Figure 2). After the relatively brief cool, wet episode of OIS 4

(about 70 Ka), OIS 3 climates were relatively cool and dry and

apparently comparably stable. The dominance of sagebrush

and saltbush (Atriplex spp.) shrub communities during this

stage suggests that plant communities on the valley floors were

not much different than they are today. The Summer Lake paleoenvironmental records (Ana River, Wetlands Levee, and Bed

and Breakfast localities; see Negrini et al., 2000; Negrini, 2002

(this volume)) are all truncated at about 22 Ka just as conditions were becoming cooler and wetter (the beginning of OIS 2

conditions). The nature of effectively wetter climatic episodes

differs throughout the record.
314 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

2

Ana River locality (1264 m) J'

0 26 52 78 126.8 0 26 52 78 100 2

240

0 26 52 78 126.8 0 26 52 78 100 2

l< abundance ratios >l l<-

o -1

6

 18O (o/oo)

-2

E2

B2

Bi

FIGURE 2.—Comparison of moisture and temperature indices from the Ana River in Summer Lake basin, southcentral Oregon (elevation, 1264 m), with the oceanic

 18O curve (Martinson et al., 1987). The cool-moist index

(or rather, "drought" index) was generated by setting relative abundances of conifer pollen against those of saltbush and greasewood pollen; values represent a ratio of pollen from the dry-loving species to that of the wet-loving species (moister is to the right on the x-axis). The temperature index is a measurement of the relative abundance of spike moss (Selaginella densa) spores (to the right is colder). A combination of radiocarbon and

paleomagnetic dating techniques was used to obtain ages (Ka = thousands of years ago).

Glacial maxima appear to have been characterized by extremely cold temperatures and relatively little rainfall. The maxima of the interstades seem to have been typified by warmer

temperatures and, in some cases, by substantial drought. The

transitions generally were typified by moister conditions and

varied only in whether they were warmer or cooler. Records for

both Summer Lake and Owens Lake indicate that cool, wet periods resulted in the regional expansion of conifers, but these
NUMBER 33 315

expansions occurred during the initial and terminal (transitional)

stages of glacial stades. Once the glacial stage approached its

climax, temperature (extremely cold conditions) became more

important than moisture as a control for vegetation. Therefore,

the transitional periods between warm, dry climates and cool,

dry climates were the most amenable for the expansion of forests and woodlands. Marsh expansion and algae productivity

also was greatest during these periods. When lake levels were

high, the extent of marsh area in the Summer Lake basin was

restricted by the steep gradients of the mountains on the north,

west, and south margins. Marsh expansion was most extensive

at the shallow north end of the basin during periods of intermediate-depth lakes, when the water table would have been

close to the surface. Today the northern fringing marsh is artificially maintained by levees constructed by the U.S. Fish and

Wildlife Service. The levees result in high water table conditions in the northern part of the Summer Lake basin—conditions that mimic those of the intermediate-depth lakes found locally during the Pleistocene and the moist periods of the

Holocene. Marsh areas during shallow-lake periods would

have been severely restricted to areas immediately surrounding

stream entries at lake edges or around spring seeps.

This climatic pattern also appears to be reflected in the

Owens Lake pollen record (Woolfenden, 1993, 1997). A ratio

of juniper {Juniperus sp.) pollen to Ambrosia-type pollen reflects the effect of Late Quaternary climatic conditions on vegetation; this ration clearly indicates that periods of greater juniper pollen were warmer and periods of Ambrosia-type pollen

were cooler (Woolfenden, 1997, fig. 17). Although wetter than

those of today, Owens Lake climates >35 Ka were relatively

dry. More closely spaced samples at Owens Lake revealed

greater detail in the record, but major transitions to a warmer,

drier climate at 120 Ka, and to a cooler, wetter climate at 70 Ka

are clear in the records from Owens Lake and the Summer

Lake basin. Dugas (1998) recorded a highstand of pluvial Lake

Malheur northeast of Summer Lake between 80 and 70 Ka

based on the occurrence of water-deposited Pumice Castle

tephra. Gehr (1980) dated mollusk shells from a beach ridge indicating a highstand of pluvial Lake Malheur at 32 Ka, and Dugas (1998) presented additional dates that Gehr obtained on

shells that confirm this age from other beach ridge positions. In

addition, the occurrences of indicator species reflect the warm

conditions of the interglacial and even, to some extent, the interstades for the last 150 Ka. At Owens Lake, oak (Quercus

sp.) and walnut (Juglans sp.) pollen were more common during

the last interglacial and the interstades (Woolfenden, 1997, fig.

8). In the record from the Ana River, western hemlock (Tsuga

heterophylla (Raf.) Sarg.) is the indicator.

PRE-FULL GLACIAL (35 TO 26 KA).—Terrestrial conifer

pollen evidence from the Bed and Breakfast and Wetlands

Levee localities at Summer Lake (Figure 3) and from woodrat

midden strata west of Pyramid Lake indicates that cooler, wetter conditions prevailed from 34 to 30 Ka. Haploxylon pines in

this area primarily prefer a cooler and/or wetter climate pines

whereas diploxylon pines generally prefer a warmer and/or

drier climate. This shift was heralded by an expansion of juniper (Figure 2) and sagebrush. Increased regional abundance of

grass together with retreat of saltbush and greasewood (Sarcobatus sp.) are indicated (Figure 3). Slight differences between

the Wetlands Levee and the Bed and Breakfast records may reflect differences in both sample spacing and distance from

shore within the basin. Dramatically reduced productivity of

the eutrophically adapted algae Botryococcus at the Bed and

Breakfast locality, indicates colder water temperatures during

this period (Figure 3). A return to drier conditions at ca. 29.6

Ka is indicated by a decrease in fir and spruce and an increase

in saltbush (Cohen et al., 2000). A major drought from 28 to 26

Ka is flanked by regionally correlatable grass expansions in the

woodrat midden pollen record at Pyramid Lake as well as in

the sediments of Summer Lake (Figures 3, 4). This drought is

evidenced by saltbush expansion and is reflected in lowered

lake levels throughout the northwestern Great Basin (Negrini

and Davis, 1992).

In the north-central Great Basin, subalpine and/or tundra

species of juniper (prostrate or creeping juniper, Juniperus horizontalis Moench, and common juniper, J. communis L.) appear in a woodrat midden from the Owyhee River Valley, dating from about 27 Ka (Wells, 1983). Their appearance in a

woodrat midden dating to this period of drought (Benson et al.,

1990; Negrini and Davis, 1992) suggests that the period may

have been not only dry but cold as well.

The pollen records from Summer Lake and McCoy Flat (a

valley floor site along Pine Creek, west of Eagle Lake on the

eastern fringe of northern California's Modoc Plateau), and the

woodrat midden records from around the pluvial Lake Lahontan basin, indicate that juniper occasionally was locally abundant between 50 and 12 Ka in the northwestern Great Basin

(Figures 5, 6). This occasional juniper pollen, which differs

somewhat in appearance from juniper pollen typically found in

the sediments of Summer Lake and McCoy Flat during most of

the Late Quaternary, might be that of common and/or prostrate

juniper. This might indicate colder, more tundra-like or alpinelike conditions.

Woodlands dominated by Utah juniper (/. osteosperma

(Torr.) Little), as evidenced by the presence of Utah juniper

twiglets dating to ~34 Ka in woodrat middens, were growing at

least as far north as the shores of pluvial Lake Lahontan (Wigand and Nowak, 1992; Nowak et al., 1994a, 1994b). Comparison of juniper with other species in the pollen and macrofossil

records from the region indicates that juniper expansions occurred during cool, moist periods of climate before and after

the glacial maxima.

LAST GLACIAL CYCLE (26 TO 12.5 KA).—Effectively

moister climate after 24.5 Ka, coincident with renewed growth

of pluvial Lake Lahontan, encouraged the spread of Utah juniper woodlands and allowed whitebark pine to intrude into scattered localities as low as 1380 m in elevation (Wigand and Nowak, 1992). Slopes currently dominated by saltbush scrub were
316

Wetlands Levee locality

west-central Summer Lake basin

100

38.7 0 40 80 111.4 0

Relative abundance ratios

20.2

SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Bed and Breakfast locality

southwestern Summer Lake basin

i>

/

S\

<f 0

<Zi <? /<<

0 34 78.70 34 820 4 810 0 8 16

0 34 78.70 34 820 4 810 0 8 16

l< Relative abundance ratios >l

FIGURE 3.—Ratios of the abundances (x-axis) of selected major pollen types from the Wetlands Levee and Bed

and Breakfast localities in the Summer Lake basin, south-central Oregon, by date (years before present, B.P.).

Increases in the ratio of (fir + spruce + haploxylon (Hap) pine)/diploxylon (Dip) pine indicates cooler, moister

conditions. Increases in the ratio of (juniper + sagebrush)/Dip pine herald the expansion of juniper woodland.

Increased regional moisture is indicated with increases in the ratio of grass/(sal tbush + greasewood). Dramatically reduced productivity of the algae Botryococcus is revealed by plotting the inverse of its abundance, 1 IBotryococcus. All ratios indicate moister conditions to the right and drier conditions to the left.

characterized then by sagebrush steppe and by occasional perennial seeps lush with fewflower spikerush (Eleocharis quinqueflora (F.X. Hartmann) Schwarz) (Wigand and Nowak,

1992). Utah juniper macrofossils that were found in a woodrat

midden dating to 20,460 ± 990 years B.P. (before present; laboratory no. Beta-41919), located just above the highest shoreline

of pluvial Lake Lahontan on the western margin of the Carson

Sink, reflect the peak of pre-glacial maximum expansion of juniper well beyond its current limits (Wigand and Nowak, 1992).

This period corresponds to the rapid rise of pluvial Lake Lahontan at the beginning of the last glacial cycle (Benson et al.,

1997, fig. 4). By 20 Ka the onset of much cooler, drier glacial

maximum conditions led to a decline in Utah juniper, disappearance of whitebark pine from the midden record, and expansion of mixed sagebrush and shadscale (Atriplex confertifolia

Torr. & Fremont) desert scrub communities (Nowak et al.,

1994a). Approximately 23 and 12 Ka, during the wetter periods

leading up to and following but not during the glacial maximum, whitebark pine occurred along the western margin of the

Lahontan Basin, more than 1000 m lower than its current eleva-
NUMBER 33 317

Little Skull Mountain Painted Hills Bed and Breakfast Core

6.6 0 5 10 20 23.2

10

20

30

40

50

% of Total Terrestrial Pollen minus Pine

FIGURE 4.—Comparison of Late Quaternary relative abundances (as percentages) of grasses (Poaceae) in lacustrine core sediment from the Bed and Breakfast locality in Summer Lake basin, Oregon, with the relative grass

percentages from the woodrat midden pollen records obtained from Painted Hills west of Pyramid Lake, westcentral Nevada, and from Little Skull Mountain in the northern Mojave Desert, southern Nevada, by date (years

before present, B.P.). The pollen record from Pyramid Lake was obtained from a single stratified woodrat midden, whereas the Little Skull Mountain record was from several adjacent woodrat middens.

tion (Wigand and Nowak, 1992; Nowak et al., 1994a, 1994b).

This provides an indication of just how cold the glacial maximum may have been in northwestern Nevada. Estimates of the

temperature difference for the onset and decline of the glacial

maximum, based upon the current temperature limits of whitebark pine in the area today, indicate that the mean annual temperature (MAT) was at least 7° C colder during the onset and

decline of the glacial maximum. Considering that woodland in

this region disappeared during the glacial maximum because

conditions were so cold, the MAT may have been l°-2° C

colder still.

The harsh (much colder and drier) conditions during the glacial maximum around 18 Ka also may have severely restricted

semiarid woodland. Juniper even may have been locally or regionally extinct in the northwestern Great Basin. Utah juniper

appears to have been present before and after the glacial maximum along the western shore of pluvial Lake Lahontan (Wigand and Nowak, 1992; Nowak et al., 1994a, 1994b). After the

glacial maximum, woodrat midden data indicate that western

juniper (Juniperus occidentalis Hook.) was present in places

along the shores downwind of pluvial Lake Lahontan, where it

may benefitted from "lake effect" (Thompson et al., 1986).

Absence of woodrat midden strata and the scarcity of pollen

records dating to the glacial maximum preclude making definite inferences regarding the distribution of juniper on the

landscape. Greater shrub dominance, however, in both the
318 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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320 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

pollen and macrofossil samples from woodrat midden strata

immediately before and after the glacial maximum suggests

that juniper may have been relatively scarce, probably occupying protected locations. On the other hand, shrub communities

dominated by sagebrush, and at times saltbush, characterized

extensive portions of the northwestern Great Basin (Wigand

and Nowak, 1992). These data suggest that it was either too

dry or too cold (or both) for juniper woodland to survive in the

northern Great Basin during the last glacial maximum.

Relatively warmer, wetter conditions after the glacial maximum led to dramatic increases in sagebrush-dominated communities, and limited reexpansion of whitebark pine as well (Wigand and Nowak, 1992; Nowak et al., 1994a). Findings of Utah

juniper in woodrat middens dated to 12,260 ± 140 years B.P.

(Beta-47203) and 11,980 ±110 years B.P. (Beta-47204) at the

highest strandline on the eastern shore of the Carson Sink reflect

reexpansion of semiarid woodland after the glacial maximum.

By 12.5 Ka (concurrent with the final late-Pleistocene highstands of pluvial Lake Lahontan (Benson et al., 1990, 1992); see

Negrini, 2002) mesic plant communities, reflecting lake effect

and orographic forcing of rainfall along the eastern shore of pluvial Lake Lahontan, contrasted sharply with more xeric plant

communities to the west (Wigand and Nowak, 1992).

The pollen record from a large woodrat midden west of Pyramid Lake that spans the last 34 Ky (thousand years) suggests

substantial differences between climates at the onset (~24 Ka)

and at the end (~12 Ka) of the last glacial cycle (Wigand and

Nowak, 1992; Figure 7). Despite the expansion of whitebark

pine during both periods (evidenced by the presence of macrofossils in the midden), the substantially greater abundance of

sagebrush pollen and the appearance of mountain mahogany

(Cercocarpus sp.) in the macrofossil record of the latter period

suggest cooler temperatures and less precipitation 12.5 Ka than

-24 Ka. In part this could also reflect greater variability in climate, as suggested by the deep-water tufa record from Pyramid

Lake (Pelican Point) (Benson et al., 1995; Benson et al., 1996).

Painted Hills woodrat midden (1380 m)

0 40 89.4 0 40 97.1 0 55.5 4.5 0 32.1 22.9 0 20 65.1 24.4 6.6 0 41.4 8.1

35000

\ I i n i r i i i i

0 40 89.4 0 40 97.1 0

i I

55.5 4.5 0 32.1

i i n

22.9 0 20 65.1 24.4 6.6 0 41.4 8.1

% terrestrial pollen sum

• = or < 2 %

% terrestrial pollen sum minus pine & juniper

FIGURE 7.—Relative percentage diagram of major pollen types from a single stratified woodrat midden near

Pyramid Lake, western Nevada (elevation, 1380 m). Dates are radiocarbon-based. A bullet (•) indicates a value

of<2%.
NUMBER 33 321

LATEST PLEISTOCENE/EARLY HOLOCENE (12.5 TO 8 KA)

This period is characterized by often incredibly diverse plant

communities that contained species typical of the cooler conditions of the glacial period along with pioneering plant species

that heralded the Holocene. Mehringer (1985) noted several

characteristics that tied many of these plant communities together during this time, especially at the higher elevations and

in the more xeric areas of the northern Great Basin. This includes (1) a treeless sagebrush steppe, often with abundant

grass; (2) common occurrence of russet buffaloberry (Shepherdia canadensis (L.) Nutt), occasionally juniper (probably

common juniper), and more rarely spruce and fir; (3) combinations of pollen types such as Rumex-Oxyria, Bistorta, Polemonium, Eriogonum, and Koenegia that indicate subalpine or alpine plant communities; and (4) abundance of the spores of

cold-climate plants such as Selaginella densa, S. selaginoides,

Botrychium, and Lycopodium. For example, the pollen record

from 2250 m at Fish Lake near Steens Mountain, Oregon, reflects the substantially colder conditions of the transition from

the late Pleistocene to the early Holocene. The pollen record is

dominated by sagebrush {Artemisia) and grass (Poaceae),

which are representative of a cool, moist steppe (Mehringer,

1985). It also contains juniper pollen, which may signal the

movement of common juniper from its lower elevation distribution during the Pleistocene to its new Holocene position high

atop the mountain (Mehringer, 1985). By 9.7 Ka the last glacial

ice remnants disappeared from the high, southeast-facing cirque basin near the top of Steens Mountain that became Wildhorse Lake (2560 m). Common juniper was probably established in the surrounding subalpine grassland that had replaced

the snow and ice of the Pleistocene (Mehringer, 1985, 1986).

The departure of ice from this basin and initiation of the lake

may record, in part, the impact of the early Holocene thermal

maximum.

The 9000-year-long pollen record from Bicycle Pond in the

Warner Valley, south-central Oregon, indicates that the current

lower limit of western juniper on the west-facing slope of Hart

Mountain was probably dominated by a grassy, sagebrush

steppe 9 Ka (Figure 8). Juniper, though present then, was less

abundant than today. Although scattered pine trees may have

occurred in nearby canyons, pine woodland probably lay where

it does today: around the tops of the mountains lying west of

the Warner Valley and in the west-facing canyons and on the

east slope of Hart Mountain. The aquatic pollen record suggests that throughout the Pleistocene, Bicycle Pond was fed by

a seasonal stream and springs that flowed from the layered basalts that composed the mountain above it. Bicycle Pond is cradled by a steep-sided, Pleistocene landslide basin that restricts

littoral plant growth to a narrow margin. The well-drained

slopes behind the littoral margin support a grassy, sagebrush

steppe, which extends a couple of hundred meters to the floor

of the Warner Valley. Grass pollen values that were higher in

the early Holocene than today reflect a wetter environment

then; and abundant sedge pollen (Cyperaceae) from that period

indicates that the marsh around Bicycle Pond was much more

extensive then than it is today and reflects substantial early Holocene spring activity.

At lower elevations, the early Holocene expansion of sagebrush steppe vegetation is matched by expansion of saltbushdominated desert scrub vegetation before the fall of Mazama

ash (see Chenopodiineae values in Figure 8). The climax of

saltbush scrub vegetation before and after the fall of Mazama

ash is clearly evident in the pollen records from the Warner and

Chewaucan valleys analyzed by Hansen (1947). Analysis of

pollen from sediments in the Alkali Lake Valley in south-central Oregon, undertaken by one of the authors (Wigand), indicates that marshes (abundant sedge pollen) were present in the

valley floor until ~9.5 Ka but disappeared soon after to be replaced by saltbush-dominated shrub communities. Gehr (1980)

and Dugas (1998) recorded a series of radiocarbon dates between 9.6 and 7.4 Ka on mollusks from beach ridges and charcoal that indicated multiple pluvial highstands of Lake Malheur

including some within five meters of its overflow into the

Snake River drainage at Malheur Gap. The latter of these lakes

may have been considerably lower. Mehringer and Cannon

(1994) recorded a wet episode in the Fort Rock Basin, dating to

around the fall of Mazama ash. In any case, generally drier

conditions resulted in the establishment of saltbush communities by the time that Mazama volcanic ash fell in the region.

The pollen record from Fish Lake indicates that sagebrush

steppe had expanded, becoming denser during the climatic

warming of the early Holocene on Steens Mountain (Mehringer, 1985, 1986). This climaxed shortly before the fall of

Mazama volcanic ash.

Further south in northwestern Nevada, the persistence of

Utah juniper during the early Holocene at lower elevations (below where it occurs today) ended ~9.5 Ka. Radiocarbon (14C)

dates for Utah juniper of 9640 ±110 years B.P. (Beta-46256)

and 9700 ± 90 years B.P. (Beta-46255) record the last time that

it appeared during the early Holocene beyond its current distribution west of the Lahontan Basin. These dates correspond directly with the last dates on lithoid tufa that Benson et al.

(1995) obtained from Pyramid Lake (Pelican Point), suggesting

that retreat of juniper and dramatically lowered lake levels are

contemporaneous and coincide with high northern hemisphere

solar radiation during the early Holocene (Kutzbach and

Guetter, 1986; Kutzbach et al., 1993). In areas more distant

from the current margin of the semiarid woodland, juniper may

have disappeared as much as a thousand years earlier.

Radiocarbon dates for Utah juniper from woodrat middens

on the southwest margin of the Smoke Creek Desert, northwestern Lahontan Basin, suggest that it disappeared from that

area by 10.3 Ka. A cluster of these dates ranging from

10,830 ± 100 years B.P. (Beta-47200) to 10,340 ± 210 years

B.P. (Beta-35814) are the last from that area until a late-Holocene reexpansion of juniper.

As juniper was disappearing from areas it occupied during the

Pleistocene, it was expanding northward into new areas. The
322 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

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NUMBER 33 323

presence of semiarid juniper woodland in the northwestern

Great Basin by ~8.5 Ka is evidenced by juniper pollen values in

pollen records from McCoy Flat in northern California and

from Bicycle Pond on the west slope of Hart Mountain in the

Warner Valley, south-central Oregon (Figures 6, 8). This is further corroborated by directly dated Utah juniper twigs from

woodrat middens in the Jackson Range of northern Nevada with

a date of 8490 ± 90

 14C years B.P. (Beta-64360). Although we

know from the pollen records mentioned above that juniper occurred in south-central Oregon, no macrofossils have been recovered that indicate the species. This is the earliest species

identification for the area.

The pollen record from Hidden Cave in the Carson Sink also

reflects the early Holocene decline of woodland and expansion

of desert shrub vegetation at the expense of sagebrush steppe

(Wigand and Mehringer, 1985). Although the high lakes had

disappeared from the Lahontan Basin by 11.0 Ka, cattail

(Typha) pollen in Hidden Cave sediments indicates that extensive marshes remained until about 9.6 Ka (Wigand and Mehringer, 1985, fig. 36). The pollen record indicates that dramatic

regional decline in pine and sagebrush and equally dramatic increases in greasewood characterized this period. The ongoing

effects of regional drought at low elevations are reflected in the

fourfold increase in Chenopodiineae (primarily saltbush) pollen

in Hidden Cave sediments by ~9.0-8.0 Ka, levels that would

characterize the remainder of the Holocene. Additional evidence of desiccation of the lake basin is indicated in analysis of

the sediments from the cave.

Statistical parameters of grain size analysis of Hidden Cave

sediments conducted by P.J. Mehringer, Jr. (see Wigand and

Mehringer, 1985), in the late 1970s indicate that between 7.5

and 5.5 Ka the energy of colluvial processes was declining as the

energy of early Holocene storms was waning (Figure 9). However, eolian processes (indicated by more-positive skewness of

sediments) were increasingly more active during this period of

transition in the Lahontan Basin (Figure 9). Although the colluvial contribution to transportable sediment was declining during

this transitional period, the regional reduction in plant cover

Hidden Cave locality (1244 m)

-i—i—i—i—'—i—i—i—i—i—i—i—i—i—|—i—i—i—i—i—i—i—i—i—|—i—i—i—i—i—i—i—i—i—:—i—i—i—i i i i r

4000 6000 8000 10000 2000

Radiocarbon age (yr B.P.)

FIGURE 9.—Wet-to-dry index, (sagebrush + grass pollen)/(saltbush + greasewood pollen), generated with sediment pollen data from Hidden Cave in the Carson Sink, Nevada, compared with the skewness and sorting of Hidden Cave sediments; the latter two are statistical parameters derived from grain-size analysis and can be related

to understandings of erosional and depositional processes. Skewness is used as a measure of eolian activity, and

sorting is used as a measure of the amount of energy in the medium that moved sediment. "Up" on the drought

index indicates wetter climate, up on the skewness index indicates greater eolian activity, and up on the sorting

index indicates greater energy in the medium that was moving sediment. Sample dates were based on deposition

rates extrapolated from radiocarbon dates (Davis, 1985).
324 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

density in response to drought was exposing large areas to eolian

erosion (Figure 9). The pollen record from Lovelock Cave (Byrne et al., 1979) corroborates these trends. The general correspondence between the Hidden Cave and Lovelock Cave pollen

records is close.

Preliminary pollen analyses of human fecal material, removed from the 9400-year-old Spirit Cave burial site in the

Carson Sink of west-central Nevada, corroborate the environmental reconstruction (Wigand, 1997a). (The cave contained

the partially mummified body of a man, the Spirit Cave Man,

5'2" tall and about 40-50 years old.) The fecal material was

composed almost entirely of the remains of small fish (Eiselt,

1997). However, a very low pollen background in the samples

may have mirrored the regional pollen rain. The pollen may

have found its way into the fecal material through residues

present on plants eaten by the early Nevadan or may have entered through the stomachs of the fingerlings that were ingested. Fish may have eaten the pollen as it floated on the water surface of the marsh during flowering time (suggested by

PJ. Mehringer, Jr.). This pollen record is statistically identical

to pollen of the same age recovered from nearby Hidden Cave

(Wigand, 1997a). It reflects a saltbush-dominated environment

with evidence for persistent marshes and eolian habitats. Comparison of the drought index from Hidden Cave with one produced from the Hogup Cave pollen record analyzed by Kelso

(1970) indicates that this was a regional pattern at low elevations across the northern Great Basin (Figure 10).

Today the McCoy Flat area comprises a mosaic of mixed-conifer-forested, Late-Tertiary/early Pleistocene volcanic cones

that rise above a lattice of wide, low-grade stream valleys dominated by sagebrush steppe. The pollen record from McCoy

Flat indicates that by the early Holocene a regional decline in

pine and juniper woodland corresponded to an increase in

steppe dominated by sagebrush and rabbitbrush (Chrysothamnus-type pollen) (Figure 6). An increase in grass values at this

time, corresponding to the increase seen at Bicycle Pond and in

- 6

- 4

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I I I I I I | I I I I I I I I I | I I I I I I

2000 4000

i i I i i i i i i i i

6000 8000

Radiocarbon age (yr B.R)

i i

10000

FIGURE 10.—A comparison of two drought indices generated from pollen analyses of sediments obtained from

Hidden Cave in the Lahontan Basin, Nevada (Wigand and Mehringer, 1985), and Hogup Cave in the Bonneville

Basin, Utah (Kelso, 1970). Up indicates wetter climate. Differences between the two records primarily reflect

sample spacing and error introduced through extrapolation of sample ages from radiocarbon-based dates.
NUMBER 33 325

the midden pollen record from Pyramid Lake, may reflect a regional response to increased rainfall in late spring or early summer, an increase also hinted at in vegetation records further

south and east in the Great Basin. Increased cattail pollen in the

record may simply reflect decreased competence of the local

stream, which was now filling the deep channel cut that had

characterized Pine Creek during the Pleistocene.

MIDDLE HOLOCENE (8 TO 5.5 KA)

The McCoy Flat and Bicycle Pond records indicate that by

the beginning of the middle Holocene the retreat of juniper

woodland and the expansion of sagebrush steppe had reached a

climax (Figures 6, 8). Both of these records also indicate that

saltbushes (Chenopodiineae pollen) were regionally more important than they had been before. The decline of grass in the

McCoy Flat record reflects the middle-Holocene drought.

At Steens Mountain, the Fish Lake pollen record indicates

that sagebrush steppe became the dominant vegetation at elevations lying above the juniper woodland zone (Mehringer,

1985). Sagebrush pollen to grass pollen ratios from Fish Lake

indicate that the climate that typified the period between 8.8

and 5.6 Ka was the driest to occur there during the Holocene

(Mehringer, 1986). The Wildhorse Lake record evidences the

arrival of sagebrush steppe by ~8 Ka (Mehringer, 1986). It was

to remain dominant at these elevations until about 3.8 Ka. In

southern Oregon, dry pluvial lake basins are indicated by dune

deposits dated to this period, including ones in the Catlow Valley at Skull Creek (Mehringer and Wigand, 1986), Fort Rock

Valley (Mehringer and Cannon, 1994), and the Malheur Valley

(Dugas, 1998).

The all-pervasive drought of the middle Holocene is reflected in the dearth of paleobotanical records throughout the

northern Great Basin at low elevations and especially around

the Lahontan Basin. The almost continuous midden record that

exists in the Painted Hills on the west shore of Pyramid Lake is

interrupted for almost 4000 years, from ~8 to 4 Ka (Wigand

and Nowak, 1992). Juniper macrofossils disappear from woodrat middens lying 200 m above the early and late-Holocene

lower elevational limits of juniper evidenced in the woodrat

midden record. This suggests that juniper retreated upward in

elevation by at least 200 m or more above its current distribution during the middle Holocene.

The Hidden Cave pollen record indicates dominance of saltbush shrub communities in the margins of the Lahontan Basin

(Wigand and Mehringer, 1985). Statistical parameters generated from the grain size analysis of Hidden Cave sediments indicate that transport of sediment through eolian (less positive

skewness) and colluvial (better sorting) processes in the Carson

Sink had declined substantially (Figure 9). The near absence of

evidence of high-energy colluvial transport may have resulted

from the rarity of high-energy storms in the Lahontan Basin.

Reduced colluvial transport despite the reduced vegetation

cover indicates that rainfall was at a minimum, especially during the summer. The dramatic reduction in eolian activity may

be attributable to the depletion of transportable materials in the

basin. Because colluvial and fluvial activity was at a minimum,

there was a reduction in the material that would have been

available for eolian transport. A comparison of the Hidden

Cave drought index with one generated from the pollen record

of Kelso (1970) from Hogup Cave in northwestern Utah suggests that widespread drought characterized much of the northern Great Basin (Figure 10). Pyramid Lake may have reached

its lowest level at this time (Born, 1972).

Woodrat midden evidence from the White Mountains on the

California-Nevada border indicates that middle-Holocene

drought displaced semiarid woodlands upward in elevation by

as much as 300-500 m (Jennings and Elliot-Fisk, 1993). Taken

together with the evidence from the Lahontan Basin, it appears

that this displacement may have characterized large portions of

the western Great Basin (Wigand and Nowak, 1992).

Upward woodland displacement in this area coincides with

the age of drowned trees found 10-15 m below the modern surface of Lake Tahoe. These trees became established in the

Tahoe Basin during periods of intense, long-duration drought

-6.5 Ka (Lindstrom, 1990). Throughout the northern Great Basin lakes and marshes desiccated and pollen of drought-tolerant

salt desert species increased substantially (Wigand, 1987; Mehringer and Wigand, 1990). At Diamond Pond south of Lake

Malheur in south-central Oregon, greasewood pollen reached

levels of 80% of the terrestrial pollen, whereas currently it

makes up less than ~20% of the modern pollen record. These

changes coincided with dramatically reduced evidence of the

activities of Native American populations (Grayson, 1993).

This is consistent with a decline in foraging resources and corroborates the severity of this drought (Aikens, 1986).

EARLY LATE HOLOCENE (5.5 TO 2 KA)

Beginning ~5.4 Ka, the extreme drought of the middle Holocene came to an end. Temperatures remained warm, but pollen and macrofossil data indicate gradually increasing annual

precipitation punctuated by periodic increases in rainfall abundance (Davis, 1982; Mehringer, 1986; Wigand, 1987). A brief,

extremely dramatic climatic event that can be correlated from

the Columbia Plateau of eastern Washington to the spring deposits of Ash Meadows in the northern Mojave Desert effectively signals the end of the middle Holocene in the intermountain West.

Evidence for this panregional event begins in the north at

Wildcat Lake in eastern Washington. At 5.4 Ka, the deposition

of reworked Mazama ash in the lake sediments suddenly ended

(Peter J. Mehringer, Jr., pers. comm. to Wigand, 1978). This indicates that vegetation density on the landscape became great

enough to prevent the resuspension of the volcanic ash either

by wind or water. This increase in vegetation density probably

directly reflects a dramatic shift toward greater rainfall.
326 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

At Diamond Pond in south-central Oregon there was a shift

from dry-climate pollen assemblages to much more mesic assemblages (Wigand, 1987). Just after 5.4 Ka, pollen spectra

that previously had been dominated by as much as 80% greasewood pollen were instead characterized within a few decades

by as much as 40% sagebrush pollen. Although a shift back toward drier climate occurred during the next 1400 years, the

conditions that characterized the period before 5.4 Ka never reoccur.

This event is also noted in the Tahoe Basin on the west-central margin of the Great Basin, where montane forests were so

rapidly submerged beneath the cold waters of Lake Tahoe at

5.5 Ka that they had no opportunity to decay (Martin Rose,

pers. comm. to Wigand, 1995). An 8000-year-long tree ring record of a bristlecone pine (Pinus longaeva D.K. Bailey) from

Methuselah Walk in the White Mountains reveals this same

rapid shift in climate that ended a period of drought that may

have lasted as long as 1500 years (Graybill et al., 1994). The

paleolimnological record from Walker Lake, the southernmost

subbasin of ancient pluvial Lake Lahontan, indicates that the

Walker Lake basin, which had been a dry playa, was refilled by

-4.7 Ka (Bradbury et al., 1989). This probably resulted from

wetter conditions at this time, but it also may have been caused

by a shift in the course of the Walker River from the Carson

Basin to the Walker Basin. This shift, however, also may have

resulted from changes in the Walker River alluvial process precipitated by a change in climate.

The shift to wetter conditions at ~5.5 Ka had other ramifications as well. It initiated the reexpansion of woodlands and

montane forests. The earliest evidence of western juniper reported in its historic range of northeastern California and eastern Oregon are twigs from ancient woodrat middens at Lava

Beds, California (5.4 Ka), and Diamond Craters, Oregon (4

Ka) (Mehringer and Wigand, 1987, 1990).

Just east of the Tahoe Basin, a 3.5 meter core (unpublished)

recovered from a bog north of Little Valley, Nevada, revealed

responses of both local montane forest and regional semiarid

woodland and sagebrush steppe to climate change since ~6.3

Ka, when the pond formed (Figure 11). Little Valley is on the

east slope of the Sierra Nevada near the lower edge of the montane forest. Across the valley to the east lie the pinon- and juniper-dominated ranges of the Great Basin. Cluster analysis of

the Little Valley core pollen reflects the shift from dry middleHolocene conditions to more mesic late-Holocene conditions.

Local sagebrush predominance between 6.3 and 5.6 Ka (Zone

I) indicates relatively more xeric conditions than any of the

succeeding periods. A retreat of sagebrush and an increase in

pine and juniper initiated a period of more mesic climate between 5.6 and 4 Ka (Zone II) (Figure 11). Sedges probably

dominated the margins of the pond during both periods. Two

more mesic periods occurred between 5.6 and 4 Ka, when fir

may have first expanded into the valley from above. This period corresponds with the drowning of low-lying trees in the

Tahoe Basin by rising lake levels. Between 4 and 1.9 Ka (Zone

III), major downward expansions of fir (both red fir, Abies

magnified A. Murr., and white fir, A. concolor (Gordon &

Glend.) Lindl. ex Hildebr.) into Little Valley occurred (Figure

11). Abundant sedge pollen at this time records filling of the

pond and generation of sedge peat. In addition, alder (Alnus),

birch (Betula), and willow (Salix) pollen evidences the establishment of these taxa in mesic communities in Little Valley.

This period was clearly cooler and more mesic than those that

preceded or followed it. Local fire severity seems to have increased substantially between 5.6 and 4 Ka, perhaps in response to the greater availability of fuel. After 3 Ka, fire severity appears to have declined substantially.

Expansions of juniper woodland into areas at elevations

lower than where it is currently found in the northern Great Basin are recorded in the Diamond Pond juniper pollen record and

by western juniper macrofossils from woodrat middens in Diamond Craters east of Diamond Pond (Wigand, 1987; Mehringer and Wigand, 1990). Expansion of western juniper woodland into the lower elevation sagebrush steppe began about 4.5

Ka (Wigand, 1987). The rate of juniper woodland expansion

increased dramatically -3.7 Ka and again 2.7 and 2.3 Ka. Except for two lapses, western juniper woodland remained near

this lower elevational limit (~150 m below its current extent)

until about 1.9 Ka (Wigand, 1987; Mehringer and Wigand,

1990). Broad Neopluvial expansion of pine in the woodlands

on the northernmost boundary of the Great Basin is recorded in

the Craddock Meadow, Oregon, pollen record (Wigand, 1989).

Further south a pollen record from Potato Canyon Bog in Grass

Valley, central Nevada, also shows evidence of expansion of

semiarid woodland during this period (Madsen, 1985). Three

episodes (~3.7, 2.7, and ~2.3 Ka) of fir expansion at Little Valley (Figure 11) mirror the episodes of moister climate revealed

at Diamond Pond as well. Together these data reflect a pattern

of forest and woodland expansion that occurred throughout the

entire northern and western Great Basin.

These episodes are characterized not only by the expansion

of both forests and woodlands, but also by a regional rise in the

water table and a reexpansion of lakes and marshes (Wigand,

1987; Grayson, 1993). Even the record from Walker Lake indicates deep lake levels between 4 and 2.9 Ka (Bradbury et al.,

1989, fig. 11). Although lake levels had fallen by 2.2 Ka, the

absence of dated samples between 2.9 and 2.2 Ka leaves lake

level elevation during that period in question. In general, climates in the northern Great Basin during the Neoglacial or

Neopluvial from 4 to 2 Ka were cooler and substantially wetter,

with winter precipitation dramatically increased relative to

summer precipitation (Davis, 1982; Wigand, 1987).

Although macrofossils indicate the presence of western juniper at lower elevations than its current distribution, juniper pollen values from Diamond Pond indicate that juniper woodlands

at the lower elevations during this Neopluvial expansion were

less dense than those currently found in the area (Wigand,

1987). Recent analyses of 813C in western juniper twigs and

Utah juniper twigs from ancient woodrat middens indicated that

water stress—either as a result of drought or frequent freezing
NUMBER 33 327

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328 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

during the growing season—typically affected the condition of

juniper during the Neopluvial (Wigand, 1995).

Intermediate-elevation juniper woodland was at least as thick

or thicker than it is today (Davis, 1981). Based upon modern

studies, the more mesic conditions of the Neopluvial brought

on by a combination of increased rainfall and lowered summer

temperatures probably resulted in closer spacing of trees and

more foliage near the middle elevational distribution of juniper

(Fritts and Xiangdig, 1986; Miller and Wigand, 1994).

Juniper pollen values at Fish Lake on Steens Mountain indicate that although a late middle-Holocene upward elevational

shift in juniper occurred when conditions were still warm but

increasingly wet, lower juniper pollen values during the succeeding Neopluvial period suggest that the upper tree line of

juniper dropped in elevation (Mehringer, 1985, 1987; Mehringer and Wigand, 1987). The colder temperatures that seem

to have characterized this period probably limited juniper expansion at higher elevations.

Periodic increased abundance of grasses relative to sagebrush and saltbushes during this period indicate that the broad

areas lying around Diamond Craters, which today are dominated by desert scrub vegetation, may have been characterized

by a grassy, sagebrush steppe. A dramatic reduction in desert

shrub vegetation was also caused by marshland expansion into

areas previously dominated by greasewood and saltbushes

(Wigand, 1987; Mehringer and Wigand, 1990). This pattern

probably characterized much of the northern and western Great

Basin.

Increased abundance of grass pollen coincident with woodland expansion also mirrors the presence of a vigorous herbaceous understory and of occasional fire episodes. Three very

pronounced grass pollen increases at Diamond Pond are

closely tied to preceding charcoal events between 4 and 2 Ka

and are evidence of dramatic local grass expansion after fire

(Miller and Wigand, 1994). Although climatic conditions favored juniper growth at middle elevations and expansion at

lower elevations during this period, the charcoal recovered

from Diamond Pond cores evidences frequent drought-driven

local and regional fires. The fuels that accumulated from the

abundant herbaceous understory promoted fire and probably

helped maintain the low density of the lower elevational juniper woodlands—the point in its distribution where juniper

would be stressed the most when droughts occurred (Wigand,

1987; Miller and Wigand, 1994). Periodic, regional megadroughts resulted in extensive fires that characterized both the

lower and middle elevational distribution of juniper woodland

in the Great Basin during the Neopluvial (Wigand, 1987).

MIDDLE LATE HOLOCENE (2 TO ~1 KA)

After the Neoglacial ~ 1.9 Ka, the Great Basin climate generally became warmer and drier (Davis, 1982; Wigand, 1987;

Wigand and Rose, 1990; Wigand and Nowak, 1992). Juniper

pollen values in the northwestern Great Basin declined dramatically relative to shrubs and grasses (Wigand, 1987). In addition, the shift in the ratio of coarse to fine charcoal when compared with the changes in the dominant vegetation type at

Diamond Pond clearly reflect the change from juniper woodland to shrub steppe fuels (Wigand, 1987).

At Fish Lake an increase in big sagebrush pollen relative to

grass pollen reflects decreased grass in response to drier conditions and was probably characteristic of the upper sagebrush

zones of the northern Great Basin (Mehringer, 1987). An increase in desert scrub vegetation, indicated by increasing saltbush and greasewood pollen at Diamond Pond, provides additional evidence for increasing local and regional aridity,

particularly between 1.9 and 1 Ka (Wigand, 1987). Pollen and

macrofossils of aquatic plant species at Diamond Pond, Oregon, indicate that water levels had dropped substantially since

the Neoglacial (Wigand, 1987).

At Little Valley, the pollen record from 1.9 Ka to the present

(Zone IV) exhibits local retreat of fir, alder, birch, and willow

indicating more xeric conditions (Figure 11). Increased grass

and retreat of juniper during this period may reflect the shift to

increased summer rainfall seen elsewhere in the northern Great

Basin and also in the southern Great Basin and northern Mojave Desert (see below). Pine increases may relate to the regional expansion of pinon pine evidenced in woodrat middens

between 1.5 and 1.1 Ka (and again after 0.4 Ka) (Wigand,

1997b; and see below).

An unpublished pollen record from Lead Lake in the Carson

Sink records terrestrial and aquatic vegetation dynamics for the

central Great Basin during the last 2200 years. The major trend

for the last two millennia has been the decline in greasewood

while marsh species became more dominant. The decline of

greasewood is matched by increases in pine, sagebrush, and

grass (Figure 12). Higher values of broadleaf cattail (Typha latifolia L.) and narrowleaf cattail {Typha angustifolia L.), indicating shallow marsh conditions, occurred between ~2.2 and

1.5 Ka. The abundance of cattail (primarily broadleaf cattail)

relative to sedge between 2.2 and 1.9 Ka probably reflects influxes of fresher water than before into the marshes. These episodes correspond to wetter events indicated in the Diamond

Pond record as well (Wigand, 1987). Increasing pondweed

(Potamogeton sp.) pollen values beginning ~1.9 Ka and decreasing dramatically after -0.8 Ka reflect slightly deeper water conditions. Renewed abundance of narrowleaf cattail after

0.8 Ka indicates renewed expansion of marsh in the Carson

Sink. Ratios of the more abundant pollen types reflect these

trends more clearly (Figure 13). The decline of juniper relative

to sagebrush probably reflects warmer, drier conditions following the end of the Neopluvial. Increasing sagebrush relative to

saltbush is the result of marsh expansion into areas previously

occupied by saltbush communities. The predominance of emergent aquatic plants relative to littoral plant species indicates

slightly deeper water conditions in the marsh between 1.9 and
NUMBER 33 329
330 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Lead Lake locality (1181 m) ^

0 5 10.8 0 5 10 15.5 0

*

5.4 0 10 25.4 0 3.5

2400

0 5 10.8 0 5 10 15.5 0 5.4 0

l< Relative abundance ratios

10 25.4 0 3.5

FIGURE 13.—Abundance ratios of major pollen types from Lead Lake, Carson Sink, Nevada. Samples were

dated based on a deposition rate curve generated from a polynomial fit on three radiocarbon-based dates.

0.8 Ka (Figure 13). Deeper water at this time does not mean

that climate was wetter. Other evidence (see below) suggests

that, although annual precipitation remained relatively unchanged, a shift toward more rainfall in summer resulted in the

persistence of deeper water conditions into the warm season,

when high evaporation rates would normally have shrunken the

marsh or dried it out. Increased abundance of pine relative to

juniper between 1.4 and 0.9 Ka indicate that pifion pine became

an important part of the semiarid woodland in the northwestern

Great Basin at this time. Although pifion pine may have entered the area earlier, the woodrat midden evidence indicates

that it became much more abundant upon the landscape. Macrofossils of pifion pine from woodrat middens throughout the

Lahontan Basin indicate that it expanded both northward in latitude and downward in elevation (Wigand et al., 1995) (Figure

14).

This rapid change in pifion pine distribution was primarily

triggered by increased rainfall throughout the summer, which

FIGURE 14.—Ratios of pine to juniper pollen (tree symbols) from Lead Lake

plotted against (top) the latitudinal distribution and (bottom) the elevational

distribution of directly dated juniper twigs (solid lines) from woodrat middens

in the Reno, Nevada, area of the Lahontan Basin. Northward expansion of

pifion pine during the last 1500 years is evident; and lower elevational distribution of juniper during the last 1500 years also is indicated. Samples were dated

based on a deposition rate curve generated from a polynomial fit on three

radiocarbon-based dates.

40.0 q

1000

500 1000 1500 2000

Radiocarbon age (yr B.P.)

2500
NUMBER 33 331

encouraged seedling establishment. However, this expansion

probably would not have been possible without the milder

winters that followed the end of the Neopluvial after 1.9 Ka.

The pollen record from Lead Lake indicates that a contraction

in semiarid woodland occurred in the area after ~ 1 Ka (Figure

13). This is borne out by the reduced numbers of woodrat

middens in the area containing pinon pine and juniper (Figure

14).

At Diamond Pond in the Harney Basin of south-central Oregon, an early post-Neoglacial expansion of grass between 1.9

and 1.0 Ka overlaps with the pinon pine expansions seen at

Lead Lake (Wigand, 1987; Wigand, 1997b). Western juniper,

which during most of the record from Diamond Pond had varied in concert with grass, did not increase in abundance with

grass during this period, indicating the occurrence of summershifted rainfall as well. That this expansion of grass was regional in nature is demonstrated by the dramatic increase of bison (Bison spp.) remains in archaeological sites of the northern

intermountain West. Radiocarbon dates plotted with standard

deviations on bison remains from archaeological sites in the

northern Great Basin (Marwitt, 1973) and the plateau of eastern

Washington (Schroedl, 1973) show remarkable coincidence

with this period of grass expansion (Wigand, 1997b, fig. 10).

A substantial increase in juniper pollen values ~ 1 Ka in the

northern Great Basin at Diamond Pond, coincident with local

increased abundance of woodrat middens containing western

juniper macrofossils, evidences a renewed expansion of woodland in the north and the end of grass abundance (Wigand,

1987; Mehringer and Wigand, 1990). This corresponds to increased large versus small charcoal values, indicating both a

change in fuel type as well as more frequent fires as fuels accumulated in response to wetter climate (Wigand, 1987; Wigand

et al., 1995). Dugas (1998) indicated that higher lake stands

may have occurred in the Malheur Basin ~1 and ~0.8 Ka.

THE LAST MILLENNIUM IN THE NORTHERN

AND WESTERN GREAT BASIN (< 1 KA)

Evidence of severe drought and resultant fire in the northern,

central, and southern Great Basin between -0.9 and 0.5 Ka,

confirmed by Sierran and Great Basin tree ring studies, coincide with a decline of the woodland (Holmes et al., 1986;

Wigand, 1987; Wigand and Rose, 1990). The drought of the

middle of the millennium is recorded in the expansion of saltbushes in the northern Great Basin and in evidence that Diamond Pond reached some of its lowest levels since the middle

Holocene (Wigand, 1987). Reexpansion of marsh at Lead Lake

evidences regional drying of the western Great Basin after 0.8

Ka (Figures 12, 13). Charcoal evidence from the cores at Little

Valley indicates that fire frequency increased considerably after about 0.6 Ka (Figure 11). Destruction of the lower margin

of the woodland appears as a sudden gap in the woodrat midden evidence of northern Nevada for this period (Wigand and

Nowak, 1992; Figure 14). Stine (1990) reported that extended

droughts were terminated about 0.9, 0.6, and 0.35 Ka by brief

wet events.

The "Little Ice Age," a pattern of stronger winter precipitation and cooler temperatures beginning 300 to 400 years ago,

terminated the droughts of the middle portion of the millennium and initiated a gradual reexpansion of juniper woodland

in the northern Great Basin (Mehringer and Wigand, 1990).

Further south in the central and southern Great Basin, increasing pine pollen values relative to juniper pollen values indicated that pinon pine benefited more from the shift toward

mesic climate conditions (Wigand and Nowak, 1992; Wigand,

1997b). By the time Europeans first entered the area, climateinitiated reexpansion of Great Basin woodlands was well underway. In the northern Great Basin, increased occurrence of

pine in the pollen record at Lead Lake during the last 0.15 Ka

corresponds to the 2.5-fold increase in areal coverage of pinon

pine after the Little Ice Age, as recorded in stand establishment

records (Tausch et al., 1981).

The pollen record at Diamond Pond indicates increasing

aridity since the end of the Little Ice Age. Juniper woodland retreated and sagebrush steppe advanced (Wigand, 1987).

Grasses seem to have become less abundant throughout the region. A decrease in water depth in Diamond Pond reflects a regional drop in the water table in the Harney Basin (Wigand,

1987; Mehringer and Wigand, 1990). Lower frequency fluctuation of juniper pollen values in the early 1800s contrasts with

the recent sharp increases since the middle 1900s (Mehringer,

1987; Mehringer and Wigand, 1990). Increased variability, in

part, reflects a real expansion in woodland, but also it may reflect reduced sediment compaction. Fewer years are represented in each of the one-centimeter-high samples at the top of

the core than in samples from lower down in the cores. As a result, interannual variability of pollen production in response to

weather variation from year to year is not being averaged as

much as it was lower in the record. This gives the impression

of greater climatic variability when compared with earlier periods.

The post-Little Ice Age trend toward lower effective precipitation brought on by warmer mean annual temperatures combined with the spread of woodlands should have increased the

potential for fire in the Great Basin. Despite increased drought

stress on the trees in this semiarid region, the occurrence of fire

decreased. This contradicts the prehistoric pattern of massive

fires that typified periods when Great Basin woodlands were

subjected to drought conditions—i.e., the end of the Neoglacial

(Wigand, 1987).

Decreased fire frequency may have occurred, in part, because conditions were dry enough to keep the production of

light fuels (i.e., grasses and forbs and even shrubs) low. On the

other hand, Peter Skene Ogden noted abundant evidence of

fires set by Native Americans in the Harney and Malheur lakes

region during the middle 1820s (Davies et al., 1961). A decline

in fire frequency as Native American populations declined and

were displaced may have enabled the expansion of semiarid
332 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

woodlands at the time of European settlement. Livestock grazing may also have played a role in decreased fire frequency

through the reduction of fine fuels (see discussion in Miller and

Wigand, 1994). Grazing may also have played a role in juniper

expansion through seed dissemination and encouragement of

shrubs that provided nursery areas for juniper seedling establishment.

Prehistorically, climate change was the primary factor affecting the expansion of semiarid woodlands. Droughts and resultant disturbance phenomena such as insect infestations, disease,

and fire all contributed to periodic retreat of these woodlands.

Since the arrival of Europeans, both climate change and human

action have substantially affected woodland distribution. Drier

climates during this century have resulted in increased physiological stress on plant communities. Fire suppression practices

and the use of insecticides have disrupted normal cycles of disturbance phenomena such as fire, insect infestation, and disease. The resulting fuel build-up has increased the potential for

intense, widespread fires.

Periods of wetter climate around 1910, the early 1940s, the

late 1960s to early 1970s, and the early 1980s have served to

briefly revitalize juniper woodlands in the northern Great Basin

(Mehringer and Wigand, 1990). However, if droughts similar

to those of the early 1990s are near the climatic norm for the

last millennium, as Graumlich (1993) suggested from Sierran

tree ring records, we can expect continued retrenchment of

semiarid woodlands to higher elevations, with a reduction in

perennial grasses and expansion of sagebrush and annual

grasses.

Southern Great Basin and Northern Mojave Desert

Paleobotanical records from the southern Great Basin and

the northern Mojave Desert consist primarily of data obtained

from plant macrofossils collected from ancient woodrat middens. The Tule Springs pollen record (Mehringer, 1967), however, and a record from Death Valley (undergoing analysis)

promise to extend length to our record of vegetation history

and to cover gaps in the Late Quaternary record not covered by

woodrat midden evidence. Other sources of climatic evidence,

such as the stable isotope records from Devils Hole (Winograd

et al., 1988, 1992, 1997) and Death Valley (Li et al., 1996; Ku

et al., 1998), provide evidence of past climates but tell us nothing of Late Quaternary vegetation dynamics. Thus far, only the

record from Browns Room at Devils Hole (Szabo et al., 1994)

can successfully be compared with vegetation dynamics in the

northern Mojave Desert.

If pollen preservation is adequate in the Death Valley core,

that record promises to extend our paleobotanical history of the

northern Mojave Desert by at least 190 Ky (Li et al., 1996; Ku

et al., 1998). Currently, however, a few woodrat middens and

perhaps some pollen samples from Tule Springs provide our

only indication of vegetation in the area from before about 35

Ka.

PRE-LATE WISCONSIN (>35 KA)

Profile I at Tule Springs apparently contains pollen spectra

dating to before 35 Ka (Mehringer, 1967, fig. 31). The profile

documents a cool, wet event dating to more than 37 Ka. This

may actually be one of the two periods of wetter climate indicated in the Browns Room record dating to either ~40 or ~45

Ka, or it may be an earlier event (Szabo et al., 1994, fig. 4). The

episode is characterized by both pine and fir expansion. Neither

the age nor the duration of this event can be determined, but it

seems to document the same kind of vegetation pattern that is

seen in later pluvial episodes. The pollen record indicates that

desert shrub communities dominated by saltbushes characterized low elevations. Juniper and sagebrush pollen suggests that

juniper woodland, possibly mixed with pine, was also common. As cooling progressed, the contribution of pine pollen to

the record became overwhelming. This resulted, in part, from

the increased area that was available for pine to expand into as

its habitat was displaced down the mountainsides (see Mehringer's (1967) discussion of the impact upon pollen abundance by the displacement of species along the area elevation

curve). Fir pollen became more abundant than that of juniper.

This may have resulted from poor preservation of juniper pollen, but values of about seven percent suggest a substantial increase in fir regionally. Pollen from juniper and sagebrush indicates that juniper woodland was still widespread. The decrease

in pine and fir values and the disappearance of juniper near the

top of the profile seem to signal a return to a drier climate. This

pattern is repeated throughout the late Pleistocene in the northern Mojave Desert.

Unfortunately, most woodrat middens dated to before 35 Ka

have multiple dates and reflect substantial mixing of materials

of many ages. Typical of this problem are middens from the

Eleana Range (Spaulding, 1985). This mixing may be an indication that climatic conditions since the initial formation of

these woodrat middens have been wet enough to cause re-solution of the crystallized urine cementing them.

LATE PLEISTOCENE (-35 TO 12.5 KA)

Woodrat midden studies during the last 30 years have enabled identification to the species level of the likely contributors of both pine and fir pollen from the Tule Springs pollen record. It is clear that in the southern Great Basin and the

northern Mojave Desert, expansions and contractions of limber

pine and white fir (possibly Rocky Mountain white fir, Abies

concolor var. concolor) record periods of wetter climate during

the cooler, drier spans of the late Pleistocene (Figures 15, 16).

Originally recorded in the pollen record obtained from Tule

Springs (Mehringer, 1967), they have been corroborated and

refined by the substantial woodrat midden record that has been

accumulated (Mehringer and Ferguson, 1969; Spaulding, 1977,

1981, 1985, 1994; Forester et al., 1996).

The woodrat midden record indicates that during much of the

last glacial cycle between 33 and 11 Ka, limber pine formed a
NUMBER 33 333

2800 q

2500-

2200-

1900-

1600-

1300

800^

w o

5

0

800

8

P

= Dated middens containing limber pine

New data

Data from previous projects

35 30 25 20 15 10

Radiocarbon age (ky B.P.)

FIGURE 15.—Elevational distribution of limber pine, as ascertained with macrofossils from ancient woodrat middens in the northern Mohave Desert, by radiocarbon age. (Top) Our own and previously published data from

middens containing limber pine (tree symbols) in a 200 km radius around Yucca Mountain; the dashed line is the

approximate lower elevational distribution limit of limber pine in the Sheep Range today. (Middle, Bottom)

Radiocarbon dates on limber pine for this study (middle) and for other studies (bottom) plotted as a normal distribution at three standard deviations around the mean. For these kurtosis plots, the normal distributions are a measure of radiocarbon date precision—i.e., the more pointed the distribution curve, the more precise the date is; and

the flatter the curve, the less precise the date is.

subalpine woodland that occasionally extended down to at least

1600 m in elevation, ~1000 m below where it grows today in

the Sheep and Spring Ranges of southern Nevada (Table 1;

Figure 15). This is roughly equivalent to the period of highest

water table in Browns Room at Devils Hole (Szabo et al.,

1994). Limber pine macrofossils appear in the midden record

of-33-30 Ka, 26.5-23 Ka, 21-14 Ka, and 13-11 Ka. White fir

occasionally appeared in this woodland also. At those times it

certainly grew along the bases of cliffs and in canyons (where

woodrat middens are preserved), but whether conditions were

moist enough for it to grow on exposed slopes is uncertain. Periods of downward translocation of white fir are centered at

-35-32 Ka, 26.5-21 Ka, 16-14 Ka, and 13-12 Ka (Table 2;

Figure 16). Limber pine disappears from the midden record between 35 and 33 Ka and between 23 and 21 Ka, leaving white

fir as the only tree species present.

Late Pleistocene climates can be extrapolated by using modern analogue temperature and precipitation requirements for

limber pine and white fir. Limber pine favors cool, dry continental conditions with rainfall distributed relatively evenly during the year; it is drought tolerant. White fir favors cool, moist

conditions with a winter peak in rainfall, but it often survives in

canyons where shallow groundwater is available to it. In either

case, white fir expansion indicates moister conditions. Rocky

Mountain white fir appears to survive under cooler and drier

conditions than does Sierran white fir. The seasonal distribution of rainfall appears to vary considerably as well where

Rocky Mountain white fir grows. The modern analogue climates of these two species suggest the following climatic scenario for the late Pleistocene.

The wettest periods were those when limber pine disappeared from the woodland record. These appear to coincide
334 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

2800

— 2500

c

£ 2200

1600H

1300

800

= Dated middens containing white fir

•jLJt

•£2 8

go New data

800

s8

(O O

So

Data from previous projects

\ i | i i i i | i i r

35 30

I ' ' ' ' l

25 20

n i i r ~

1 5

I ' ' ' ' I

1 0 5

" I

Radiocarbon age (ky B.P.)

FIGURE 16.—Elevational distribution of white fir, as ascertained with macrofossils from ancient woodrat middens in the northern Mohave Desert, by radiocarbon age. (Top) Our own and previously published data from

middens containing white fir (tree symbols) in a 200 km radius around Yucca Mountain; the dashed line is the

approximate lower elevational distribution limit of white fir in the Sheep Range today. (Middle, Bottom) Radiocarbon dates on white fir for this study (middle) and for other studies (bottom) plotted as a normal distribution at

three standard deviations around the mean. See Figure 15 caption for explanation of these kurtosis plots.

with the onset (23-21 Ka) and demise (16-14 Ka and 13-12

Ka), but not the climax, of the late glacial maximum. An earlier

cold/wet period centered between -35 and 33 Ka apparently

corresponds to one noted in the pollen records from the Summer Lake basin and from the Pyramid Lake midden (see middle Holocene above in "Northern and Western Great Basin").

The pollen record from Profile II at Tule Springs records increased pine and fir corresponding with the pre-glacial maximum episodes (Mehringer, 1967, fig. 32). Such episodes suggest that Pacific air masses played a greater role in the climates

of southern Nevada at that time. Conversely, periods of cold,

dry continental climates (continental polar and Arctic air mass

predominance) occurred from 16 to 21 Ka and from 29 to 32

Ka based on the absence of white fir in communities with

abundant limber pine.

Our knowledge of the modern mean annual precipitation

(MAP) requirements of key plant species together with

changes in their distribution during the Pleistocene—as revealed in the plant macrofossil data from woodrat middens in

southern Nevada (and northern Nevada)—indicate rapid shifts

toward wetter winter precipitation patterns lasting from about

one century to as long as one to two millennia. The MAP

ranges for modern analogue plant species suggest a Pleistocene

MAP range between 380 and 635 mm at elevations between

1500 and 2000 m (Forester et al., 1996). This is roughly an increase of 50%-90% above the current range of 200-250 mm.
NUMBER 33 335

TABLE 1 .—Lower elevational occurrences of limber pine (Pinus flexilis) within a 200 km radius of Yucca Mountain, Nevada, as revealed in the current study (in bold), from lowest to highest elevation. Midden data analyzed

by other investigators are Fortymile Canyon (Spaulding, 1994), Sheep Range (Spaulding, 1981), Eleana Range

(Spaulding, 1985), Potosi Mountain (Mead et al., 1978), and Clark Mountain (Mehringer and Ferguson, 1969).

All sites are in Nevada unless noted otherwise (NTS = Nevada Test Site).

Locality; midden no.

Fortymile Canyon, NTS; FMC-11A (1)

Sheep Range; Penthouse 2(1)

Sheep Range; Willow Wash 4C(1)

Sheep Range; Willow Wash 4C(2)

Sheep Range; Basin Canyon 1

Pahranagat Range; PR23O594ARM1(1)

Pahranagat Range; PR23O594ARM1(1)SSIDE

Pahranagat Range; PR110688PEW3(2)

Pahranagat Range; PR230594ARMl(2)

Pahranagat Range; PR110688PEW3(3)

Double Cave, Pahroc Range; DC18O595JPB1(1)

Double Cave, Pahroc Range; DC18O595JPB1(2)

Sheep Range; Flaherty Mesa 1

Sheep Range; Wagon Canyon 2

Eleana Range, NTS; ER-3(14)

Eleana Range, NTS; ER-2(4)

Eleana Range, NTS; ER-2(4)

Eleana Range, NTS; ER-2(5)

Eleana Range, NTS; ER-2(6)

Eleana Range, NTS; ER-2(10)

Ribbon Cliffs, Nellis Air Force Base; RC250588LCP11

Ribbon Cliffs, Nellis AFB; RC060795PEW41A

Ribbon Cliffs, Nellis AFB; RC060795PEW41B

Ribbon Cliffs, Nellis AFB; RC060795PEW41C

Potosi Mountain, Spring Range; Potosi Mtn 2C2

Sheep Range; Eyrie 3(1)

Sheep Range; Eyrie 1(3)1

Sheep Range; Eyrie 1(3)2

Sheep Range; Eyrie 5(2)

Sheep Range; Eyrie 5(3)

Clark Mountain, California; CM-1

Clark Mountain, California; CM-2

Stockade Wash, NTS; STW220594ARM113

Stockade Wash, NTS; STW220594ARM114

Stockade Wash, NTS; STW220594ARM111

Stockade Wash, NTS; STW220594ARM112U

Stockade Wash, NTS; STW220594ARM112

Sheep Range; Deadman 1(1)

Sheep Range; Deadman 1(2)

Sheep Range; Deadman 1 (4)

Sheep Range; South Crest 1(4)2

Sheep Range; South Crest 1(3)

Sheep Range; Spires 2(1)

Sheep Range; Spires 2(2)

Cliff Springs, Belted Range, NTS; CS0909900GHH11

Clark Mountain, California; CM-2

Sheep Range; Hidden Forest 3A

Sheep Range; Hidden Forest 3B

Sheep Range; Hidden Forest 3C(1)

Sheep Range; Hidden Forest 3C(2)

Sheep Range; Hidden Forest 3C(3)

Sheep Range; Hidden Forest 1

Radiocarbon age

(years)

15,870 ±70

28,960 ± 2,000

24,400 ± 760

19,020 + 750

15,610 ±260

16,010 ±80

18,160 ±80

18,765 ± 180

23,890 ± 160

25,250 ± 140

32,070 ± 230

30,000 ± 240

20,390 ± 340

25,000 ±710

14,200 ±100

14,090 ±320

15,300±130

14,260±110

14,500±110

17,100±90

18,075 ± 180

24,330 ± 110

26,210 ± 130

25,850 ± 140

14,430 ±150

16,490 ±220

23,380 ±490

9,370 ±120

30,470 ± 740

19,750 + 450

23,600 ± 980

28,720 ±1,800

11,400 ± 60

12,040 ± 60

12,290 ± 70

12,340 ±60

12,550 ±70

17,420 ±250

16,800 ±250

18,680 ±280

21,700 ±500

25,140 ±900

18,800 ±130

16,200 ±350

30,270 ±360

19,900 ±1,500

1,600 ±120

820 ±100

10,060 ±130

11,940 ±140

11,860 ±160

11,570 ±120

Laboratory

no.

QL-4223

A-1773

A-1751

UCR-729

WSU-1856

BETA-74775

BETA-86066

BETA-32405

BETA-74772

BETA-86063

BETA-86031

BETA-86105

WSU-1864

A-1656

USGS-1266

A-2927

USGS-875

USGS-874

USGS-885

USGS-1069

BETA-32407

BETA-86080

BETA-86082

BETA-86084

LJ-4005

WSU-1853

WSU-1864

WSU-1863

WK-168

WK-167

1-3557

1-3648

BETA-86123

BETA-86088

BETA-74777

BETA-86121

BETA-74779

LJ-3707

WSU-1860

WSU-1857

LJ-2840

A-1669

USGS-199

A-1875

BETA-64355

GAK-1987

A-1742

WSU-2046

LJ-3729

LJ-3730

LJ-3728

LJ-4046

Material dated

Fecal pellets

Utah juniper

Utah juniper

Utah juniper

Utah juniper

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Utah juniper

Utah juniper

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Utah juniper

Utah juniper

Utah juniper

Utah juniper

Fecal pellets

Twigs

Twigs

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine

Limber pine/bristlecone pine

Utah juniper

Utah juniper

Limber pine/bristlecone pine

Utah juniper

Fecal pellets

Limber pine/bristlecone pine

Limber pine

Limber pine/bristlecone pine

Utah juniper

Rocky Mountain juniper

Limber pine/bristlecone pine

Limber pine/bristlecone pine

Limber pine/bristlecone pine

Limber pine/bristlecone pine

Elevation

(m)

1310

1580

1585

1585

1635

1695

1695

1695

1695

1695

1743

1743

1770

1790

1800

1810

1810

1810

1810

1810

1829

1829

1829

1829

1830

1855

1860

1860

1860

1860

1910

1910

1950

1950

1950

1950

1950

1970

1970

1970

1990

1990

2040

2040

2133

2140

2380

2380

2380

2380

2380

2400
336 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

TABLE 2.—Lower elevational occurrences of white fir (Abies concolor) within a 200 km radius of Yucca Mountain, Nevada, as revealed in the current study (in bold), from lowest to highest elevation. Midden data analyzed

by other investigators are from Fortymile Canyon (Spaulding, 1994), Sheep Range (Spaulding, 1981), Potosi

Mountain (Mead et al., 1978), and Clark Mountain (Mehringer and Ferguson, 1969). All sites are in Nevada unless noted otherwise.

Locality; midden no.

Fortymile Canyon, Nevada Test Site; FMC-11A (1)

Sheep Range; Willow Wash 4A

Sheep Range; Willow Wash 4C(1)

Pahranagat Range; PR23O594ARM1(1)

Pahranagat Range; PR110688PEW3(2)

Pahranagat Range; PR230594ARMl(2)

Pahranagat Range; PR110688PEW3(3)

Double Cave, Pahroc Range; DC18O595JPB1,1

Double Cave, Pahroc Range; DC18O595JPB1(2)

Potosi Mountain, Spring Range; Potosi 2C L

Potosi Mountain, Spring Range; Potosi 2A (2)

Clark Mountain, California; CM-3

Clark Mountain, California; CM-1

Clark Mountain, California; CM-2

Stockade Wash, Nevada Test Site; STW220594ARM111

Sheep Range; South Crest 1(4)2

Sheep Range; South Crest 1(3)

Sheep Range; Hidden Forest 3B

Sheep Range; Hidden Forest 3A

Sheep Range; Hidden Forest 3C(1)

Radiocarbon age

(years)

15,870 ±70

21,3501420

24,400 ± 760

12,280 ± 60

23,150 ±270

23,820 ± 170

25,200 ± 140

32,790 ± 260

34,260 ±410

14,450 ±250

14,900 ±180

12,460 ±190

23,600 ± 980

28,720 ±1,800

11,890 ± 70

21,700 ±500

25,140 ±900

820 ±100

1,600 ±120

10,060 ±130

Laboratory

no.

QL-4223

WSU-1858

A-1751

BETA-74776

BETA-32404

BETA-74773

BETA-86064

BETA-86032

BETA-86106

A-1778

LJ-4004

1-3690

1-3557

1-3648

BETA-74778

LJ-2840

A-1669

WSU-2046

A-1742

LJ-3729

Material

dated

Fecal pellets

Utah juniper

Utah juniper

White fir

White fir

White fir

White fir

White fir

White fir

White fir

Miscellaneous

Piiion pine

Twigs

Twigs

White fir

Limber pine/

bristlecone pine

Utah juniper

Rocky Mountain

juniper

Utah juniper

Limber pine/

bristlecone pine

Elevation

(m)

1310

1585

1585

1695

1695

1695

1695

1743

1743

1830

1880

1910

1910

1910

1950

1990

1990

2380

2380

2380

Shifts from the dominance of xeric climate shrub species to

Utah juniper during the Pleistocene at elevations from ~700 to

1500 m record precipitation increases ranging between 33%

and 66%, a gain of 50-100 mm above current values (Forester

et al., 1996). Whereas today's MAP is only 150 mm, the Pleistocene MAP was at least 200 mm or as high as 255 mm at elevations between ~700 and 1500 m.

Other evidence for these wetter episodes is provided by the

accumulating database of radiocarbon dates on spring deposits

in the northern Mojave Desert. Dates from the Las Vegas Valley, Corn Creek Dunes, Three Lakes Valley, and Indian Springs

Valley indicate several episodes of late Pleistocene and early

Holocene spring activity (Quade et al., 1995, 1998). Quade et

al. (1995) suggest that based upon the radiocarbon dates at

Corn Creek Dunes there may be three distinct phases of discharge: an early set centered around or prior to 31 Ka, a second

set from ca. 25 to 14 Ka, and a third set from 14 to 8 Ka. As

more dates accumulate, these episodes may become more constrained and may match the vegetation data more closely. To

the southeast in the Lake Mojave basin, a series of lakes—

some lasting for as many as 2000 years and others lasting only

a few hundred—span the period between -22 and —11.5 Ka

(Brown et al., 1990, fig. 8). These may, in part, correspond to

the precipitation events seen in the record from southern Nevada; however, these lakes reflect climatic conditions in transverse ranges, which may have experienced a quite different sequence of rainfall history because of their proximity to the

Pacific Ocean.

These occasional wet episodes are set against the major portion of the Pleistocene between 35 and 12 Ka, which was dominated by more continental conditions characterized by colddry climate about 1.33 times wetter than today (Forester et al.,

1996). Based upon a comparison of the temperature requirements of Rocky Mountain and Sierran white firs versus limber

pine, the onset and decline of the late glacial maximum may

have been 2°-6° C warmer than its climax.

Precipitation gradients increased substantially during the

Pleistocene. The MAP was approximately 133% of what it is

today at ~750 m in elevation, based upon the displacement of

Utah juniper (Wells and Jorgensen, 1964; Wells and Berger,

1967; Forester et al., 1996). Limber pine displacement indicates that MAP was approximately 190% of what it is today at

~1500 m (Forester et al., 1996). If the increase in regional

MAP had been regular, the percent of increase should be the

same at all elevations. However, the difference in MAP between these two elevations during the Pleistocene reveals that

precipitation was ~50% greater at 1500 m than it was at 750 m.

Lack of woodrat midden data above 2000 m for the Pleistocene

prevents extrapolation of precipitation values to higher elevations. This reconstructed rainfall gradient indicates a dramatically enhanced orographic precipitation effect during the late

Pleistocene in southern Nevada.
NUMBER 33 337

TABLE 3.—A general sequence of climate and mean annual precipitation

(MAP) for southern Nevada from ca. 35 to 12 Ka.

Radiocarbon date

(Ky B.P.)

-35-33

33-26.5

26.5-23

23-21

21-16

16-14

14-13

13-12

Relative climate

Very wet, cool

Dry, cooler

Wet, cool

Very wet, cool

Dry, cold

Wet, cool

Dry, cooler

Wet, cool

Estimated MAP

(mm)

560-635

406-457

457-560

560-635

406-457

457-560

406-457

457-560

By using the MAPs derived from the vegetation data summarized above, a general sequence of climate is generated for the

period from ~35 to 12 Ka for southern Nevada (Table 3). This

applies only for elevations around 1500 m. At elevations

around 750 m, estimates should be about 50% of those at 1500

m. Above 2000 m, absence of data prevents estimation. Climate designations in Table 3 are only relative.

At lower elevations, desert shrub communities dominated by

saltbushes, rabbitbrush (Chrysothamnus spp.), mormon tea

{Ephedra spp.), and other shrubs appear to have prevailed

through much of the late Pleistocene (Spaulding, 1985, 1990,

1994; Wells and Woodcock, 1985). Investigations in the Pintwater Cave area, north of the Spring Range in southern Nevada, revealed shrub community dominance with intermittent

incursions of Utah juniper for most of the last 34 Ky. A brief

appearance of Rocky Mountain juniper (Juniperus scopulorum

Sarg.) in the area of the cave after ~34 Ka (numerous seeds in

the cave sediments) suggests cooler, wetter climates at that

time than later in the Pleistocene. Similar climatic conditions

seem to have allowed Rocky Mountain juniper to exist on the

east shore of pluvial Owens Lake between 23 and 17.5 Ka

(Koehler and Anderson, 1994). The cool temperatures generated in the Owens Valley by the nearby Tioga glacial advance

may have provided conditions suitable for the survival of

Rocky Mountain juniper far from its current upper-elevation

distributions.

EARLY HOLOCENE (12.5 TO 8 KA)

In southern Nevada, replacement of subalpine woodland

dominated by limber pine with juniper-dominated semiarid

woodland at intermediate elevations preceded the disappearance of low-elevation juniper woodland by desert scrub

(Spaulding, 1977, 1981; Wigand et al., 1995). Although

woodrat midden records indicate that pinon pine appeared in

several areas around southern Nevada including the Pahranagat Range well before 8.5 Ka, it seems to have been a much

less important component of early Holocene semiarid woodlands than was juniper (Spaulding, 1985, 1990; Thompson,

1990; Wigand et al., 1995). However, records from the northcentral and eastern Great Basin (Thompson and Hattori, 1983;

Thompson and Kautz, 1983; Wells, 1983; Madsen and Rhode,

1990; Thompson, 1990) confirm pinon pine's rapid northward

expansion.

Despite evidence of warming climates in the southern Great

Basin, the persistence of juniper woodland outliers after 9.5 Ka

may reflect occasional wetter and/or cooler periods of climate

that aided their persistence. At Little Skull Mountain on the

southern edge of the Nevada Test Site, juniper persisted until

10.5 Ka but disappeared from the record by 10 Ka (Wigand,

unpublished data). By 9.5 Ka, however, it reappeared in the

woodrat midden macrofossil record at Little Skull Mountain.

Organic mats (residues) dating primarily from 10.2 to 8.6 Ka

also reflect these episodes of moister climate (Quade et al.,

1998, especially fig. 5). Based upon the vegetation during this

span of time, the rainfall from two different climatic regimes

may have been responsible for formation of the black mats.

Climates may have been considerably cooler from 11.2 to 10.2

Ka than from 12 to 11.5 Ka, resulting in reduced evaporation

rates and greater effective precipitation. Climates were warmer

from 10.2 to 8.6 Ka, and from 9.5 to 8.6 Ka the summer rainfall

may have increased considerably.

Evidence of a shift to summer seasonal rainfall during the

warm portion of the latter early Holocene between 9.5 and 9

Ka is provided by the appearance of netleaf hackbeiry {Celtis

laevigata var. reticulata (Torn) L. Benson) seeds in the paleobotanical record of southern Nevada. Hackberry seeds (endocarps) have been recovered from woodrat middens located

on the xeric southeast slope of Little Skull Mountain (Wigand

et al., 1994), from middens in the Sheep Range north of Las

Vegas (Spaulding, 1990), and from the Sandy Valley (Spaulding, 1994), and several hundred seeds were recovered from the

sediments of Pintwater Cave (Jahren et al., 2001). Today it occurs in canyons, seeps, and washes at elevations of 500-1700

m. Hackberry ranges from the southern Sierra Nevada foothills and the San Bernardino Mountains in the southwestern

United States and northern Mexico into the southern plains to

Kansas, with outliers in Washington (Benson and Darrow,

1981; Krajicek and Williams, 1990). In southern Nevada it is

found associated with a spring near Pahroc Spring in the Pahroc Range, in one locality in Fortymile Canyon on the Nevada

Test Site, and in canyons at the southern end of the Spring

Range. The appearance of hackberry remains in middens suggests it grew at the bases of cliff faces or in arroyo bottoms,

areas that are currently too dry to support it, and reveals a pattern of greater regional abundance of the tree between 9.5 and

9Ka.

These reconstructed climatic conditions compare well with

evidence of increased spring discharge found by Quade et al.

(1998) that apparently may correspond to incursions of monsoon rains during the thermal maximum (Spaulding, 1985;

Spaulding and Graumlich, 1986). In particular, well-developed

black mats, which Quade et al. (1998) describe from the valleys surrounding the Spring Range, dating to between 9.5 and

8.6 Ka probably reflect the period of increased summer monsoon activity. Additional evidence of episodes of the incursion
338 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

of moisture during this period are the intermittent lakes that appear in the Lake Mojave basin (Silver and Soda Lake playas) at

this time (Brown et al., 1990). The evidence indicates that as

many as six lakes (with intervening drying) occupied the Lake

Mojave basin between 11.5 and ~8.5 Ka (Brown et al., 1990,

fig. 8). Therefore, during a period when other climate proxies

indicate that conditions were much warmer and that mean annual rainfall was decreasing, a shift of rainfall toward the summer season coinciding with the early Holocene thermal maximum would explain the presence of perennial seeps, as

evidenced by the latter period of black mat formation, the majority of which Quade et al. (1998) have dated to between 10.2

and 8.6 Ka.

In the Alabama Hills north of the Owens Lake basin, the termination of Pleistocene woodland occurred 9.5 Ka (Koehler

and Anderson, 1995). This coincides with the disappearance of

juniper woodland from outlier positions in the Lahontan Basin,

as noted above, and also with the termination of lithoid tufa

formation around the Lake Lahontan shoreline. This is also, as

just noted, the beginning of the period of greater penetration of

monsoon rainfall into southern Nevada. Together these data

suggest a major northward displacement of regional climatic

regimes at this time.

MIDDLE HOLOCENE (8 TO 5.5 KA)

As Spaulding (1990) indicated, the early Holocene vegetation

assemblages of the northern Mojave Desert were, in most cases,

unique and did not survive the middle Holocene. Pollen samples from Profile V in the Tule Springs record indicate a dramatic increase in low-spine (Ambrosia-type) pollen shortly after

8.5 Ka (Mehringer, 1967). This probably corresponds to the appearance of white burrobush (Ambrosia dumosa (Gray) Payne),

one of the two codominants of the typical Mojave Desert creosote bush-white burrobush vegetation assemblage (Spaulding,

1990, fig. 9.13). According to the woodrat midden macrofossil

record, creosote bush appears slightly later in the area (but see

Grayson's (1993:200) discussion). Further west the appearance

of these two species is even later (Spaulding, 1980). Unfortunately, pollen can not be used to document the presence or appearance of creosote bush because of its rarity in the pollen record. Both these species arrived as migrants from further south,

but the climatic impetus for their arrival is unclear.

Truncation of the pollen record in Profile IV at Tule Springs

sometime after 7.5 Ka corresponds with the beginning of a general absence of paleobotanic data spanning the next 2 Ka in the

southern Great Basin and northern Mojave Desert (Mehringer,

1967). The dearth of vegetation data is probably a direct reflection of the impact of severe drought in the region. Springs and

marshes dried and woodrats may have retreated into more favorable areas. Severe eolian erosion may have characterized

parts of this period, because late-Holocene spring and marsh

deposits in the northern Mojave Desert generally lie upon erosion surfaces that were formed during the middle Holocene

(Mehringer and Warren, 1976; Mehringer and Sheppard, 1978;

Wigand, 1997b). This suggests that vegetation cover may have

been very sparse.

Only a few middens are dated to this period. One collection of

middens from the McCullough Range southwest of Las Vegas is

dominated by thermophilic (warm-temperature) plant species

(Spaulding, 1991). These reflect the warm, dry conditions of the

middle Holocene. Spaulding also suggested that no evidence

exists for summer seasonality of rainfall between 6.8 and 5 Ka.

LaMarche (1974) suggested that upper tree line temperatures

were considerably warmer during this period and that upper

tree lines extended upward. Graybill et al. (1994) indicated extended periods of drought as well. These data suggest that the

middle Holocene in the Great Basin was characterized by considerable warmer and drier conditions than currently exist in

the Great Basin.

EARLY LATE HOLOCENE (5.5 TO 2 KA)

In the northern Mojave Desert there is a dramatic change in

climate at this time. It is most clearly manifested in the sudden

formation of peats that overlie erosional unconformities. Peats

occurred at the base of the Little Lake record in the Owens

River valley (Mehringer and Sheppard, 1978), in Ash Meadows south of the Nevada Test Site (Mehringer and Warren,

1976), and at the base of the Lower Pahranagat Lake cores in

the White River valley northeast of Las Vegas (Wigand,

1997b). These peats attest to the sudden rejuvenation of springs

in the region. Mesophilic plant abundance in woodrat middens

of the McCullough Range began in strata dating to 5.5 Ka

(Spaulding, 1991). A woodrat midden stratum in the southern

Pahranagat Range dated to 5.6 Ka reveals a brief lowering in

elevation of Utah juniper below its current elevational distribution (Wigand et al., 1995).

In southern Nevada, increased abundance of woodrat middens containing Utah juniper and pifion pine macrofossils evidence a major Neoglacial reexpansion and/or increase in density of pinon-juniper woodland beginning ~3.8 Ka (Wigand et

al., 1995, fig. 4). This early phase of semiarid woodland expansion culminated about 2.3 Ka.

At Lower Pahranagat Lake, a pollen record analyzed back to

3.8 Ka with a resolution of a sample every 14 or so years provides a clear record of drought cycles for the northern Mojave

Desert and the southern Great Basin (Figure 17; Wigand,

1997b). This record is correctable with the White Mountain

tree ring record of Graybill et al. (1994) (Figure 18). It provides

an indication not only of relative increases in precipitation but

also of shifts in seasonal distribution as well.

Wetter climate events of the Neoglacial are reflected in the

record from Lower Pahranagat Lake, but two differences from

the Neoglacial wet events in the Diamond Pond record of the

Great Basin are evident. First, only two of the three major wet
NUMBER 33 339

o

o

w

o

o

o

o

o

o

o

o

CM

o

oIO

CM

O

O

O

CO

o

s

CO

o

o

o

3

e5 3?

60 Si

c 2

O

E I

S B

O to ^<c

« o

Si a .2

••» ^ "S

i

(d'9
340 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

I 1.4-

r 1.2 —

1.0 —

ff 0.8 —

i—i—i—i—r n—i—i—i—i—i i—i—i—r i—i—i—r

2000 1000 0 -1000

Calender years (A.D./B.C.)

-2000

!

CO

I

So

Wetter than currently

500 1000 1500 2000 2500 3000 3500

Radiocarbon age (yr B.P.)

4000 4500 5000 5500

FIGURE 18.—Index of effective precipitation in the southern Great Basin and

northern Mohave Desert for the last 4000 years, based on pollen, tree ring,

and marsh peat proxy climate data. The conifer/saltbush pollen record of

Lower Pahranagat Lake in the southern Great Basin (bottom), by radiocarbon

date, is compared with the bristlecone pine tree ring record from the White

Mountains (top), by calendar date (years A.D./B.C.) (Graybill et al., 1994).

Straight lines between the two graphs indicate correlations in the records.

Growth of peat strata in Ash Meadows, reported by Mehringer and Warren

(1976), is also correlated with pollen ratios by radiocarbon date. The pollen ratio, (juniper + pine)/all Chenopodiineae, reflects regional precipitation. Increases in the ratio indicate wetter periods, primarily winter precipitation; decreases indicate reduced winter precipitation. The tree ring

index also reflects regional precipitation, although temperature may also

play a role. Wider ring widths (in millimeters) (up) correspond with

greater precipitation; narrower widths (down) correspond with reduced

precipitation.

periods (~3.7 and 2.7 Ka) seen in the Diamond Pond record appear in the Lower Pahranagat Lake record (Figure 17). Second,

their magnitudes (Figure 18) are considerably lesser at Lower

Pahranagat Lake than at Diamond Pond (Wigand, 1987). This

may indicate that it was Pacific storm systems that were primarily responsible for these periods of wetter climate and that

their impact was focused primarily upon the northern Great Basin and the Pacific Northwest, not the southern Great Basin or

southwestern United States. Ely et al. (1993) indicated that, between 3.6 and 2.2 Ka, large floods are completely absent from

their record of floods for the Southwest. As mentioned above,

the winter-dominated storm pattern may not have been very

strong in the southwestern United States, and therefore the pattern of winter storms and cyclones currently associated with

heavy flooding may not have been important in the Southwest.

Reduced heavy flooding episodes may also reflect the impact

of a denser vegetation cover that grew in response to heavier,

winter rainfall throughout the West during the Neoglacial from

4 to 2 Ka. On the other hand, the lack of large floods could reflect a southward displacement of monsoonal systems and the

resulting reduction in torrential episodes that would cause

heavy floods.

Enzel et al. (1989, 1992) indicated that a shallow lake stood

for a brief period in the Soda and Silver Lake basins ~3.6 Ka.

This corresponds to the strongest of the wet events proposed

for Diamond Pond in the northern Great Basin (Wigand, 1987).

This event may have initiated late-Holocene vegetation recovery that served to buffer runoff between 4 and 2 Ka in the

southwestern United States.

A terminal Neoglacial increase in pollen of juniper and several shrub species in Lower Pahranagat Lake records a brief,

though unparalleled, episode of more mesic climate (Figure
NUMBER 33 341

17). Because it is juniper and sagebrush that responded most

dramatically, an interval of cooler, wetter climate with winterdominated rainfall pattern seems to have occurred ~2 Ka that

lasted about 150-200 years (Figure 17; Wigand, 1997b).

Reconstructed deposition rates of the Lower Pahranagat

Lake record together with dramatic changes in relative pollen

values indicate that, at times, the transition to wetter, or conversely drier, conditions often took less than a decade or two

(see the event 2 Ka in Figure 17). The local increase in effective precipitation needed to accomplish the observed changes

in juniper abundance, based upon the difference in the minimal

annual rainfall requirements between sagebrush (Mozingo,

1987) and Utah juniper (Leonard et al., 1987), must have been

at least 10-20 millimeters per year at elevations around 1500

m. Reduced evaporation rates caused by reduced mean annual

temperature probably played a substantial role in increasing effective precipitation.

LATE LATE HOLOCENE (2 KA TO PRESENT)

Severe drought marked by the expansion of saltbushes and

greasewood signaled the end of the Neoglacial in southern Nevada (Figure 17). LaMarche (1974) sees a dramatic rise in tree

lines at this time that lasted for the next 300 years. Increased

grass abundance during this period suggests that summershifted rainfall characterized this episode of dry climate (Figure 17).

At Lower Pahranagat Lake, additional increases in juniper

pollen, indicating greater effective precipitation resulting from

increased winter precipitation and/or reduced evaporation rates

from cooler temperatures, occurred ~1.5, 0.9, 0.7, and after 0.5

Ka (Figure 17; Wigand, 1997b). In fact juniper pollen values

had their last climax about 0.3 Ka (during the Little Ice Age)

and have since declined.

These periods roughly coincide to times when trees were

drowned in the lake basins and stream valleys in the Mono

Lake area, as indicated by Stine (1990). These episodes are

mirrored in the marsh pollen records from Cofer Spring north

of Beatty, Nevada (Wigand and Rose, 1990), and at Warm Sulphur Springs in the Panamint Valley (Smiley and Mehringer,

n.d.). They coincide more roughly with the growth of peat layers in the latest dunes from Ash Meadows (Mehringer and

Warren, 1976).

Episodic peat growth in Ash Meadows is probably promoted

in part by increased surface discharge from the spring mounds

that dot the area (Mehringer and Warren, 1976). The movement

of local sand dunes, however, could also effect the growth of

peat. Dunes occasionally divert watercourses that originate at

the various spring mounds and that form ponds, which serve as

the areas of peat formation. Peat formation corresponding with

the wet event 5.5 Ka (which Quade et al., 1998, do not report)

strongly suggests that the peats occurring at Ash Meadows correlate with higher spring discharge. Additional evidence for

late-Holocene spring activity is provided by a few dates that

Quade et al. (1998) reported for the Las Vegas Valley centered

around 2.3, 1.4, and 0.6-0.5 Ka, periods that do not appear in

the peat record at Ash Meadows.

There have been at least three substantial expansions of

pinon pine as reflected in increases in pine pollen values in the

Lower Pahranagat Lake record during the last 2 Ky (Figure 17;

Wigand, 1997b, fig. 3). These pollen increases and the expansions of pinon pine reflect climatic conditions of a slightly different nature than those that occurred when juniper was expanding in southern Nevada. The most revealing of these

expansions occurred between ~ 1.6 and 1.2 Ka (Wigand, 1997b,

fig. 3). This period was characterized by minimal increases in

juniper pollen values and began after a distinct period of increased grass pollen values. Analysis of woodrat midden data

from the Pahranagat Range indicates that pinon pine expansion

was regional. Contrasting the ecologies of juniper, pinon pine,

and grass suggests that this climatic episode may have been a

period of summer-shifted rainfall. Juniper, which favors winter

precipitation, responded little during this period. Sagebrush,

another plant favoring winter precipitation, did not respond

during this period (Figure 17; Wigand, 1997b, fig. 4). The grass

expansion evident just before the beginning of this period, at a

time when saltbush (Chenopodiineae) and greasewood pollen

values signal that a drier climate was prevalent, suggested the

initiation of summer-shifted rainfall (Figure 17; Wigand,

1997b, figs. 4, 5). This pattern continued into the subsequent

period of increased rainfall, which would have favored the establishment of pinon pine seedlings through the more reliable

supply of moisture during hot summer months. LaMarche

(1974) suggested that temperatures may have been slightly

cooler during this period than in the periods after the Neoglacial.

Expansion of pinon pine in the Great Basin was further favored by the reduction in harshness of winter conditions after

the Neoglacial ended about 2 Ka. Pinon pine is readily susceptible to winterkill during episodes of extreme cold. Even today

its distribution in the northern Great Basin is characterized by

stands on lower mountain ranges sheltered behind larger chains

that effectively block the direct impact of winter storms. The regional nature of the climate changes reflected in the Lower Pahranagat Lake record is clearly documented by similar changes

in contemporaneous records elsewhere in the Great Basin (see

"Middle Late Holocene ..." and "The Last Millenium ..." sections, above in "Northern and Western Great Basin").

In southern Nevada, increases in saltbushes and greasewood

in the pollen record of Lower Pahranagat Lake clearly reflect

the strong drought conditions of this period (Wigand, 1997b).

The transition from shallow lake to marsh conditions in Lower

Pahranagat Lake about 1.2 Ka also may be linked in part to increasing drought. Three brief wet episodes ~0.9, 0.6, and 0.35

Ka correspond with those identified by Stine (1990). Pollen

from the Lower Pahranagat record indicates that woodland

may have retreated in some areas (Wigand, 1997b).
342 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

The pollen record from Lower Pahranagat Lake indicates

that juniper woodland reexpanded ~0.35 Ka (corresponding to

the beginning of the European "Little Ice Age") (Figure 17;

Wigand, 1997b). Some marsh expansion occurred, and there

was an increase in the algae Botryococcus, an indicator of

eutrophic conditions (Figure 17). Together these suggest that

southern Nevada climates were increasingly wet. However,

pine values did not increase until near the end of this period after ~0.2 Ka. This may suggest that, although the period was

characterized by wetter climates, winters may have been

harsher, even in southern Nevada, thereby discouraging the establishment of piflon pine until temperatures began warming

near the end of the period. Enzel et al. (1989) and Enzel et al.

(1992) indicated that a shallow lake stood for a brief period in

the Soda and Silver Lake basins ~0.39 Ka. This corresponds to

the record for wetter climate from Lower Pahranagat Lake

(Figure 17; Wigand, 1997b).

After the Little Ice Age, the prominence of pine in the

woodlands of the southern Great Basin and northern Mojave

Desert continued to grow as juniper seems to have declined

(Figure 17; Wigand, 1997b, fig. 2). Saltbushes (Chenopodiineae in Figure 17; Wigand, 1997b, fig. 2) expanded dramatically with respect to sagebrush as well. This was followed by

evidence that the creosote bush/white burrobush community

(represented by Ambrosia-type pollen) expanded as saltbush

communities contracted slightly. Although it appears that no

major changes occurred in the abundance of sedges, a dramatic decline in Botryococcus suggests that the marshes were

not as eutrophic, and instead, increased salinity may have effected marsh productivity. These changes reflected the drier

conditions that developed after the end of the Little Ice Age.

Most recently, wetter conditions have resulted in a regional resurgence of pine and renewed activity in the marsh, signaled

by renewed Botryococcus abundance.

Bonneville Basin and Eastern Great Basin

The emerging picture of Late Quaternary vegetation change

in the Bonneville Basin complements the well-known record

of lake level fluctuations of Pleistocene Lake Bonneville and

precursors (McCoy, 1981; Scott et al., 1983; Currey and

Oviatt, 1985; Oviatt et al., 1987; Currey, 1990; Benson et al.,

1992; Oviatt et al., 1992; Oviatt, 1997), the lesser-known Holocene history of Great Salt Lake (Currey et al., 1984), glacial

records from the Wasatch Front (e.g., Richmond, 1964, 1986;

Madsen and Currey, 1979; Scott, 1988), and nearby pollen localities (e.g., Bright, 1966; Beiswenger, 1991; Thompson,

1992). The Bonneville Basin provides a nearly ideal setting to

examine long-term correlation between terrestrial vegetation

patterns and regional aquatic history and to assess how these

two systems both responded to climatic drivers. As Oviatt et

al. (1992:239) sum up the situation, "by comparing chronologies from different proxy records, which show how different

environmental systems responded to the same climatic factors,

we can learn a great deal about the nature of late Pleistocene

climates." We can also learn much about the strengths and

weaknesses of the different proxy records.

The chronological framework used in this section generally

follows the Lake Bonneville sequence outlined in Oviatt et al.

(1992). The interglacial Holocene is herein assumed to follow

the demise of Lake Gilbert at about 10 Ka (Benson et al.,

1992). Temporal divisions within the Holocene follow the venerable tripartite scheme first outlined by Antevs (1948); these

divisions are made as a matter of organizational convenience

of a constantly fluctuating continuum and not to characterize

distinctive or unified climatic or vegetational modes.

THE ILLINOIAN-SANGAMON GLACIAL-INTERGLACIAL CYCLE

(150 TO 50 KA)

Several cores and pollen samples taken from lake sediments

in the Bonneville Basin provide evidence of regional vegetation change prior to ca. 50 Ka (Eardley and Gvosdetsky, 1960;

Martin and Mehringer, 1965; Eardley et al., 1973; Thompson

et al., 1994; Davis, 2002 (this volume)). This period is beyond

the limits of radiocarbon dating of organic materials, so dating

uncertainties have prevented development of a detailed history

of vegetation change. However, other dating methods (e.g.,

tephrochronology, paleomagnetism) allow general correlation

of paleovegetation patterns with reconstructions of late Pleistocene lake history in the Bonneville Basin.

The last major deep-lake event before Lake Bonneville

formed was the Little Valley lake cycle (Scott et al., 1983).

Known deposits of this lake reach a maximum elevation of

1490 m, —75—120 m below the maximum level of Lake

Bonneville. The Little Valley cycle is broadly dated between

150 and 90 Ka, but it correlates with stage 6 of the marine oxygen isotope record (Shackleton and Opdyke, 1973; Pisias et

al., 1984) as well as with the Illinoian glacial period, and it

probably dates to between ca. 150 and 130 Ka (Scott et al.,

1983). This lake cycle was followed by a long interglacial period during which lake levels were generally quite low. It was

terminated by the Cutler Dam lake cycle, a relatively shallow

lake (~ 1340 m in maximum elevation) that formed sediments

called the Cutler Dam alloformation (Oviatt et al., 1987). Radiocarbon dates constrain the Cutler Dam lake to be older than

36 Ky (Oviatt et al., 1987), whereas luminescence dating

places it at 59 ± 5 Ka (Kaufman et al., 2001), the latter being

correlative with OIS 4.

Against this backdrop, the pollen evidence for this time period (Davis, 2002) suggests that, during the Little Valley lake

cycle, vegetation on the margins of the Bonneville Basin consisted of sagebrush steppe and cold-dry-adapted pine woodland generally lacking junipers. Pine and montane conifers

such as spruce and fir are suggested to have occurred some

500-1500 m lower in elevation in a mosaic of open woodland

and shrub steppe rather than in closed-canopy forest.
NUMBER 33 343

During the subsequent interglacial period, the lake basin was

filled approximately to the Gilbert level, covering the Great

Salt Lake Desert at least to the vicinity of Wendover (Davis,

2002). High amounts of sagebrush and moderate quantities of

chenopods indicate domination of sagebrush-saltbush steppe.

The continued presence of moderate quantities of pine pollen

and small amounts of pollen from other montane conifers suggests that climatic conditions remained fairly cool relative to

today. Littoral marsh vegetation, including sedge and cattail, is

represented in modest quantities, which suggests it occurred in

favorable locations. A period of lake decline is estimated to

have occurred about 70 Ka, based on the absence of pollen

from the Wendover core. A short but distinctive episode corresponding to the Cutler Dam lake episode may be represented

by high amounts of pine, sedge, and cattail pollen and low

abundance of sagebrush and ChenopodiaceaQ-Amaranthus

(Cheno-^ms) pollen at 1100 cm deep in the Knolls core and

~1200 cm deep in the Wendover core, estimated by Davis to

have occurred approximately 80-70 Ka.

PRE-BONNEVILLE CYCLE,

EARLY AND MIDDLE WISCONSIN (-50 TO 28 KA)

During this interval, the Bonneville Basin was characterized

by generally low lake levels, at or below the level of the Gilbert

shoreline (Scott et al, 1983; Oviatt et al., 1992; Davis, 2002).

Paleovegetation records dating to the middle-Wisconsin interstadial period are still relatively sparse, restricted to a handful

of very ancient packrat middens (Wells, 1983; Thompson,

1984), to pollen from a few lake cores and from cave sites

(Martin and Mehringer, 1965; Mehringer, 1977; Spencer et al.,

1984; Thompson, 1984; Davis, 2002), and to occasional isolated montane peat deposits or plant fragments in lacustrine

sediments (e.g., Scott et al., 1983; Oviatt et al., 1987).

Packrat middens from the southern Bonneville Basin that date

between 40 and 28 Ka indicate that montane settings supported

coniferous woodlands dominated by bristlecone pine, with associates including sagebrush, rabbitbrush, snowberry (Symphoricarpos sp.), Utah juniper, and other mesophilic shrubs (Wells,

1983; Thompson, 1984). To the north, packrat middens dating

to this interval are very scarce, but one locality, Top of the Terrace (Goshute Range), yields a series of midden samples that

provide evidence of changing vegetation in upland settings before 28 Ka (Rhode, 2000a; Madsen et al., 2001; see Figure 19).

Samples dating from older than about 50 Ka (infinite radiocarbon dates) show evidence of abundant Utah juniper, which is

gone from the record by ca. 46 Ka and does not reappear until

the late Holocene. By 46 Ka, upland meadow shrubs including

sagebrush, currant (Ribes sp.), and shrubby cinquefoil {Potentilla fruticosa L.) replaced juniper woodland. Limber pine began to appear by ca. 41 Ka, and it became the dominant conifer

through ca. 28 Ka (with one apparent decline ca. 30 Ka). Fernbush (Chamaebatiaria millefolium (Torr.) Maxim.), a montane

woodland shrub of drier habitats, first appeared in large quantiTop of the Terrace Midden

CD

T3

50 40 30 20

Radiocarbon Ky B. P.

1

Limber 1

- Pine | 1

1

Engelmann

Spruce

Common Juniper

I

ii

i

i

1

I I Sagebrush

II II

1

Fernbush

1

Gooseberry

1

1

Shadscale

r

ii

1 1

iii

i

ML

1 • 1

UN

•II

i

III

1

1.

i

i

II

i

i

1

i

1 i

i.i

.ii

1

III

-

hi

-

10

FIGURE 19.—Abundances of major plant constituents from selected radiocarbon-dated strata in the Top of the Terrace packrat midden, Goshute Range,

eastern Nevada (Rhode, 1998). Radiocarbon dates are corrected for

 13C/12C

but are not calibrated. Abundance values follow an ordinal scale ranging from

0 (none) to 5 (abundant), as described by Rhode and Madsen (1995).

ties by 36 Ka, similar to the distribution of limber pine. More

mesophilic shrubs, however, declined in representation: cinquefoil disappeared from the record after 40 Ka, and currant was

gone by about 34 Ka. In broad terms, the dominance of subalpine conifers (bristlecone pine in the south, limber pine in the

north) and abundance of relatively dry upland shrubs at the expense of mesophiles suggests cold but dry conditions from 40 to

30 Ka. The midden record hints at substantial millennial-scale

variation in vegetation content along dimensions of latitude and

elevation, but the existing record and available dating techniques are insufficient to document these with clarity.
344 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Pollen records from localities in and near the Bonneville Basin help to fill out this reconstruction of middle-Wisconsin-age

vegetation. Pollen in Council Hall Cave (northern Snake

Range) dating from ca. 40-30 Ka reflects montane vegetation

dominated by pine and steppe shrubs including sagebrush, with

conifers such as juniper, spruce, and fir represented in very

small quantities. The presence of pollen of xerophytic shrubs

such as chenopods and greasewood {Sarcobatus vermiculatus

(Hook.) Torr.) may indicate that these taxa dominated valley

floors at the time (Thompson, 1984). Pollen from the sediment

cores taken from near Wendover and Knolls contain high proportions of sagebrush, moderately high proportions of ChenoAms, and relatively low values of pine pollen prior to ca. 30 Ka

(Davis, 2002). A basal date of the pollen record from Crescent

Spring (Mehringer, 1977) is not available, but the sediments

probably postdate ca. 28 Ka. Sediments from the Great Salt

Lake Core C of Spencer et al. (1984) also postdate 30 Ka

(Thompson et al., 1990). The basal units, which probably represent playa/playa edge deposits, are dominated by pollen of

sagebrush and halophytic chenopods; pine pollen is lacking, although spruce, fir, and juniper pollen are present at low to moderate levels (Figure 20).

Further afield, the pollen sequence from Ruby Marsh, approximately 100 km west of the Bonneville Basin, indicates the

presence of a shallow saline marsh/playa surrounded by sagebrush steppe (Thompson, 1984, 1992) from 40 to 28 Ka. Samples older than 30 Ka have the highest proportion of pine pollen of any in the 40,000-year record, but pine pollen is not

abundant, indicating that pines were "probably present regionally, though not at the edge of the lake, and perhaps not in the

southern Ruby Mountains" (Thompson, 1992:11). The very

small amount of juniper pollen indicates that these conifers

also were absent or rare.

Sagebrush steppe was the dominant lowland community on

the Snake River Plain during this period, as indeed it was

throughout the period from ca. 70 to 10 Ka (Bright and Davis,

1982; Mehringer, 1985; Davis et al., 1986; Beiswenger, 1991).

Conifers were apparently limited to foothills and rocky terrain.

Conifer pollen (mainly pine and spruce) increased slightly after

30 Ka, suggesting a slight increase in winter-spring moisture in

a cold environment.

Together, these records point to cold but dry conditions before ca. 28 Ka in the eastern Great Basin. The climatic reconstruction based on vegetation data is consistent with the low

lake levels that apparently characterized the Bonneville Basin

prior to 28 Ka (Oviatt et al., 1992).

EARLY BONNEVILLE CYCLE,

PRE-FULL GLACIAL (28 TO 20 KA)

Lake Bonneville began to rise about 30 Ka, slowly at first

and rapidly after ca. 28 Ka; by 26 Ka the lake was roughly 100

m deep. The period from 26 to 20 Ka is marked first by continuing rise in lake level and subsequently by the Stansbury os1OOC Increasing Desert Shrubs 0%

Dates (Yr BP)

-6900 (Mazama Ash)

12,400 ±300

13,300 ± 140

11,970 ± 180

12,100 ± 130 -

17,760 ± 150

19,540 ± 140

21,050 ±320

>24,500

-29,000 est

0% Increasing Conifers 100%

FIGURE 20.—Pollen ratios of xeric desert scrub/conifers for the last 30,000

years from Great Salt Lake Core C samples (Madsen and Kay, 1982; Spencer

et al., 1984), with temporal controls in the right margin provided by Thompson

et al. (1990). The curve shows relative percentages of ChenopodiaceaeAmaranthus+Sarcobatus+Ambrosia-type Asteraceae (scale at top) versus

Abies+Picea+Pinus+Pseudotsuga (scale at bottom) and is smoothed by a

weighted three-level moving average. (Modified from Madsen, 2000, fig. 4.)

dilation and development of the Stansbury Shoreline (Oviatt et

al., 1990). According to Oviatt et al. (1990, 1992), the Stansbury oscillation represented a major change in hydrologic bud-
NUMBER 33 345

get, though the climatic implications are still uncertain. Oviatt

(1997) correlated this event with the termination of an ice-rafting (Heinrich) event in the northern Atlantic Ocean, suggesting

a global-scale climatic cause.

The vegetation record dating to the millennia after 28 Ka

shows continued dominance of bristlecone pine (without

spruce or Utah juniper) in the southern Bonneville Basin, based

on Council Hall Cave pollen (Thompson, 1984) and a couple

of packrat midden samples (Wells, 1983). However, the interval between 28 and 18 Ka is poorly represented in the existing

packrat midden record in the southern Bonneville Basin.

Northward, at Top of the Terrace (Figure 19), several samples

document that spruce increased in abundance while limber pine

declined to low amounts (Rhode, 2000a; Madsen et al., 2001).

Upper montane meadow plants such as currant and cinquefoil

reappeared and expanded in abundance at the expense of fernbush; sagebrush maintained fairly consistent representation

throughout. These vegetation changes suggest increasingly

moist and cool conditions by ca. 22 Ka; however, the midden

record for the period is more gap than record.

Fortunately, pollen and macrofossils in sediments and sediment cores provide more continuous, long-term records of vegetation change in the Bonneville Basin. The record from Crescent Spring (Mehringer, 1977) shows relatively low to

moderate values of pine and spruce prior to ca. 24 Ka and relatively large values for sagebrush and Chenopodiineae, presumably shadscale and greasewood, reflecting widespread sagebrush-shadscale associations in valley bottoms, with pine and

some spruce in uplands. A transition to deep, freshwater lake

conditions occurred at ca. 24 Ka (Mehringer, 1985), with large

increases in pine pollen, the appearance of spruce, and the decline of chenopods. Davis (2002) shows a very similar record

for pollen taken from Wendover and Knolls. Pines may not

have increased much in overall abundance on the landscape,

but their pollen may have been concentrated and overrepresented by large lake effects. Chenopods, on the other hand,

probably lost substantial habitat as rising levels of Lake Bonneville flooded valley bottoms and margins.

The Great Salt Lake Core C (Spencer et al., 1984; Thompson

et al., 1990) indicates a similar transition to a fresh, deepwater

lake by ca. 22.5 Ka, with greatly increased conifer pollen at the

expense of sagebrush and xerophytic chenopods (Figure 20). A

similar increase in lake level after 23 Ka is indicated in the

lacustrine record from Ruby Marsh (Thompson, 1992), though

pollen values suggest that sagebrush steppe continued to dominate the local landscape. Pollen from Grays Lake, in the uplands adjacent to the Snake River Plain (Beiswenger, 1991)

shows that a pine/spruce woodland increased in abundance by

ca. 30 to 26 Ka, intruding into what had been sagebrush steppe,

and suggesting increasing moisture as well as continued cold

temperatures. Finally, scattered occurrences of spruce and fir

wood dating between 26 and 20 Ka are found in lake deposits

on the east side of the Bonneville Basin (Scott et al., 1983),

presumably indicating spruce/fir forests in the Wasatch Front.

Wetter and cold conditions are indicated.

MIDDLE BONNEVILLE CYCLE, FULL GLACIAL (20 TO 14 KA)

During this interval Lake Bonneville rose abruptly from the

Stansbury level—rapidly for the first 2000 years, then more

slowly after 18 Ka—reaching the Bonneville highstand by ca.

15 Ka (Oviatt et al., 1992). Age estimates of glaciation in the

Wasatch Range suggest the maximum extent of glaciation was

between 20 and 18 Ka (Richmond, 1964, 1986; Madsen and

Currey, 1979; Scott, 1988), at about the time Lake Bonneville

was rising rapidly but a couple thousand years before the lake

reached its highstand. The difference in timing between the

age of the maximum extent of glaciation and the highstand of

Lake Bonneville has been accounted for by the southward

movement of the polar jet stream (Antevs, 1948; Benson and

Thompson, 1987; COHMAP Members, 1988; Oviatt et al.,

1990; Thompson et al., 1993). The rise of the lake was interrupted several times by substantial millennial-scale lake level

declines (on the order of 50-100 m in depth). Oviatt

(1997:155) has identified six "falling-lake events" ranging in

age from 21 to 10 Ka that appear to be correlated with terminations of iceberg-rafting events in the northern Atlantic Ocean

(Heinrich, 1988; Bond and Lotti, 1995). These events also appear to be correlated with glacial extent and climate changes in

western North America (Allen and Anderson, 1993; Phillips et

al., 1994; Clark and Bartlein, 1995). Oviatt (1997) suggested

that these events may be related to latitudinal shifts in the polar

jet stream that occurred several times during the late-Wisconsin interval in response to the topography of the continental ice

sheet.

Vegetation records dating from the full glacial are somewhat

more abundant than from the previous period. In the southern

Bonneville Basin, packrat middens reveal that bristlecone pine

continued to dominate, with additional representation of subalpine conifers including spruce, common juniper, Rocky Mountain juniper, and (rarely) limber pine; and shrubs including

snowberry, spiny greasebush (Glossopetalon spinescens Gray),

sagebrush, and (rarely) shadscale (Wells, 1983; Thompson,

1984). Pollen from Council Hall Cave contains large proportions of pine pollen with increasing spruce and decreasing

abundance of juniper-type pollens and relatively stable

amounts of sagebrush pollen. To the north, a midden sample

dating to ca. 17 Ka at Top of the Terrace (Figure 19) shows an

impoverished local flora, suggesting a tundra steppe dominated by sagebrush, some grass, and sparse cinquefoil, with

rare occurrences of limber pine and spruce. This sample also

contains several wetland plants, including bulrush (Scirpus sp.)

and pondweed {Potamogeton sp.), as well as fish bones. It is

highly unlikely that pondweed grew within the foraging radius

of woodrats living at the midden locality. More likely is the

possibility that seeds of aquatic plants were ingested by fish

or waterfowl, which then became part of the diet of raptors,
346 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

regurgitated in the shelter, and subsequently collected by

woodrats. The seeds imply a nearby permanent body of water,

probably Lake Waring in the valley below, but possibly also

Lake Bonneville, east of the Goshute Mountains. Slightly

younger samples from this midden locality document the reappearance of currant and an absence of limber pine.

Pollen from the Great Salt Lake Core C (Spencer et al.,

1984) shows a continued dominance of spruce and pine during

this period; the relative abundance of sagebrush and especially

chenopod shrubs dropped substantially after ca. 22 Ka (Figure

20). In Ruby Valley, the large, freshwater Lake Franklin deepened to ~30 m from ca. 18 Ka until after 15 Ka, drowning what

had been marshland (Thompson, 1992). Pollen from these sediments, however, shows relatively little change in the composition or abundance of sagebrush steppe vegetation surrounding

the lake. It is likely that the lake resulted from reduced evaporation rate in a cold but relatively dry continental climate; increased precipitation likely would have resulted in more mesophilic shrubs and conifers in the region, which is not indicated

in the pollen record.

In all, increasingly cold conditions are indicated after ca. 20

Ka; whether precipitation was substantially greater is less certain. Thompson and Mead (1982) noted that a steep vegetation

gradient existed between the northern and southern Bonneville

Basin (above the tree line in the north, below the tree line to the

south), probably reflecting the distribution of growing-season

temperatures and possibly also growing-season precipitation

(dry in the north, more mesic in the south). The vegetation record is not yet sufficiently detailed or well dated to distinguish

vegetation changes during the several falling-lake events reported by Oviatt (1997). Rapid fluctuations of pollen values in

the Great Salt Lake Core C samples (Spencer et al., 1984) suggest that certain taxa (conifers and sagebrush) varied in abundance or that tree lines may have shifted in elevation in response to global-scale climatic changes during the full glacial

(Figure 20).

LATE BONNEVILLE CYCLE, TERMINAL WISCONSIN

(14 TO IOKA)

Dating evidence summarized by Oviatt et al. (1992) and Benson et al. (1992) suggests that, after Lake Bonneville stabilized

at the Provo level after the Bonneville Flood, the lake receded

precipitously after 14 Ka, falling possibly to below modern levels by ca. 12 Ka, and marking the end of the Bonneville cycle.

Subsequently, a large but much shallower lake rose to the Gilbert shoreline by around 10.9 Ka (possibly as early as 12 Ka),

receding again by ca. 10 Ka. As Oviatt et al. (1992) noted, however, the timing of the recession from the Provo level is one of

the least-known parts of the Bonneville lake cycle; dating of the

Gilbert lake phase is little better (but see Oviatt et al., 2001).

Recent dating efforts (Light, 1996; D.B. Madsen and C.G.

Oviatt, pers. comm. to Rhode, 1996), as well as climate reconstructions from terrestrial vegetation data (Rhode and Madsen,

1995; see below), suggest that details of both the timing and

magnitude of the post-Provo recession may need to be revised.

Timing of the recession of Lake Bonneville also contrasts with

the pluvial Lake Lahontan record, which indicates a deepening

lake between 14.5 and 12.5 Ka (Benson et al., 1992), and with

the evidence from the vegetation records in the northwestern

Great Basin and the northern Mojave Desert, which suggests

that this period was wetter than the glacial maximum (see "Last

Glacial Cycle ..." above in "Northern and Western Great Basin"

and see "Late Pleistocene ..." above in "Southern Great Basin

and Northern Mohave Desert").

In contrast to the poorly dated recessional lake record, the

terminal Wisconsin period is one of the best represented in the

entire paleovegetation record, with many packrat middens and

a couple of pollen sequences available (Madsen and Currey,

1979; Wells, 1983; Thompson, 1984; Rhode and Madsen,

1995). Several substantial vegetation changes occurred after 14

Ka. In the southern Bonneville Basin (Thompson, 1990), mesophilic shrubs tended to decline in abundance, and xerophytes or

thermophilous shrubs took their place. Bristlecone pine remained common until shortly before 10 Ka. Spruce is no

longer found in the record of this period, and several montane

shrubs also drop out at particular localities. Limber pine increased substantially in frequency, especially after 11 Ka. Utah

juniper and douglas fir (Pseudotsuga menziesii (Mirbel)

Franco) also began to appear in the south near the end of this

period.

In the northern Bonneville Basin, numerous middens (Rhode

and Madsen, 1995; Rhode, 2000a) document the presence of

montane meadow vegetation comprising snowberry, currant,

cinquefoil, sagebrush, and grass dating from ca. 14 to 13 Ka

(Figure 21). From 13 to ca. 11 Ka, middens from relatively low

elevations in the Bonneville Basin are dominated by limber

pine, prostrate juniper, and sagebrush, and often contain remains of other montane shrubs. This evidence suggests that an

extensive limber pine woodland (or mosaic of woodland and

sagebrush steppe) dominated upper valley margins, while limber pine forest mixed with small numbers of spruce or fir apparently grew at higher elevations. Pollen data from Swan

Lake, in the old Lake Bonneville overflow channel in southern

Idaho, also show high values of limber pine and probably

lodgepole pine (Pinus contorta Dougl. ex Loud.), along with

spruce and fir, between 12 and 11 Ka (Bright, 1966). Pollen

data from the Great Salt Lake Core C (Spencer et al., 1984;

Thompson et al., 1990) show high relative abundance of pine

and spruce until after 12.4 Ka, when sagebrush, grease wood,

and Chenopodiineae rapidly increase. Pollen from Grays Lake

(Beiswenger, 1991) documents a shift by ca. 12 Ka from a

pine-sagebrush parkland reflecting cold, dry glacial conditions

to a woodland/steppe mosaic, including spruce, pine, and sagebrush, suggesting cool but moister conditions. Subsequent

postglacial warming resulted in the upslope retreat of spruce

and pine and the expansion of sagebrush and xerophytic chenopods in the Grays Lake basin.
NUMBER 33

347

Terminal Wisconsin-Age Packrat

Middens, Northeast Great Basin

a

03

14

I

I

-

I

1

-

-

1

1

1

1

1

1

1

1

1

1

1

ll

ll

1

1 1

1

1

,ll

1

1.1

III

Illl

1

III

1

Illl

ll

Illl

1

1

1

1

1

1

1

1

1

1

1

1

Gooseberry

Snowberry _

Cinquefoil

Sagebrush

Common

Juniper

Limber

Pine

Shadscale

13 1 2 11

Radiocarbon Ky B. P.

10

FIGURE 21.—Abundances of major plant constituents from selected radiocarbon-dated strata in packrat middens dating between 14 and 10 Ky B.P. in the

northern Bonneville Basin (Rhode and Madsen, 1995). Radiocarbon dates are

corrected for

 I3C/12C but are not calibrated. Abundance values follow an ordinal scale ranging from 0 (none) to 5 (abundant), as described by Rhode and

Madsen (1995).

Together these records indicate warmer and possibly moister

conditions ca. 14-12 Ka than during the full glacial, supporting

montane meadows and woodlands in the north and more thermophilic woodland plants in the southern part of the Bonneville Basin. However, the climatic amelioration that occurred

between 14 and 12 Ka was not so great as to prevent presently

subalpine conifers from colonizing large areas at low elevations along the Bonneville highstand shoreline. Rhode and

Madsen (1995) used the evidence that limber pine woodlands

expanded substantially to the margins of the Bonneville Basin

to suggest that growing season temperatures were -6° C cooler

than today. Insect assemblages from some of these middens

also indicate substantially increased effective moisture relative

to today (Scott Elias, pers. comm. to Rhode, 1998). In addition,

the presence offish bones in middens adjacent to the Great Salt

Lake Desert and in Homestead Cave, in the Lakeside Range

near Great Salt Lake, suggests relatively high lake levels perhaps as late as 11.5 Ka. Together, these biological data conflict

with models of the decline of Lake Bonneville to below-modern levels at ca. 13-12 Ka (Benson et al., 1992; Oviatt et al.,

1992).

By 12 Ka, the trend to drier conditions apparently strengthened. Pollen from Swan Lake indicates that spruce/pine woodlands were replaced by sagebrush steppe vegetation sometime

between 11 and 10 Ka (Bright, 1966), possibly signaling cool

but drier conditions during the Younger Dryas. The paleovegetation record from 11 to 10 Ka in the Bonneville Basin, however, is quite sparse at present. Middens dating to this interval

are extremely scarce (Figure 21), and the Great Salt Lake C

core (Spencer et al., 1984) is marked by a substantial temporal

gap dating between ca. 12 and 9.6 Ka (Thompson et al., 1990)

(Figure 20). What little data there are suggest a substantial reduction in pine woodlands and an increase in sagebrush-grass

and shadscale associations, probably by 11 Ka and certainly by

10 Ka, reflecting the general trend of warming and drying.

There is presently not enough evidence in the Bonneville Basin

to show that vegetation changes occurring during the Gilbert

lake cycle reflected enhanced moisture conditions, through either postulated Younger Dryas cooling (Benson et al., 1992) or

increased summer monsoon precipitation (Currey, 1990; Oviatt

etal., 1990).

EARLY HOLOCENE (10 TO 7 KA)

Early Holocene midden records are scarce by comparison

with the terminal Wisconsin. The reason for the relative dearth

of middens dating to the early Holocene remains unknown

(Thompson, 1990), but it is possible that a continued warming

and drying trend restricted Neotoma cinerea (bushy-tailed

woodrat) habitat and population size. Fortunately, several pollen records from lacustrine settings exist for the Bonneville Pasin and vicinity.

Comparison of vegetation patterns with the Holocene aquatic

history of the Bonneville Basin also is hampered by lack of a

well-known Holocene lake record for this Basin (Madsen et al.,

2001). With the waning of Lake Bonneville after recession

from the Provo level, lake level fluctuations became much

smaller in scale. These smaller fluctuations are not as well

dated as the lake events of the late Pleistocene (but see Currey

and Madsen, 1974; Oviatt and McCoy, 1986), and some of the

crucial evidence (for very low lake levels) is now under water

and mostly inaccessible. It is known that lakes substantially

larger than the present Great Salt Lake existed at several times
348 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

during the Holocene (Currey et al., 1984). Evidence for an undated but probably early Holocene lake with a level somewhat

below the Gilbert shoreline suggests a mesic interval (relative

to today) some time between 10 and 7 Ka. Marsh deposits

dated 10-9 Ka were identified recently in the vicinity of Wendover and near the Old River Bed channel (D.B. Madsen, pers.

comm. to Rhode, 1998). Both marshes indicate greater surface

water and a higher regional water table than what prevails today.

Woodrat midden records in the southern Bonneville Basin

suggest that woodlands were dominated by newly immigrant

Utah juniper and Rocky Mountain juniper, at least toward the

end of the early Holocene; bristlecone pine, limber pine, and

common juniper persisted in protected montane settings such

as north-facing slopes (Thompson, 1990). The Council Hall

Cave pollen record suggests that conifers were relatively

scarce, whereas trees such as quaking aspen (Populus tremuloides Michx.), mountain mahogany, and chokecherry (Prunus

virginiana L.) increased in abundance, and sagebrush and grass

were common (Thompson, 1984). Cooler temperatures in the

early Holocene apparently allowed mesophilic plants to grow

at lower elevations than today (Thompson, 1990).

In the northern Bonneville Basin, the Great Salt Lake Core C

pollen record (Spencer et al., 1984) shows that the abundance

of pollen from xerophytic shrub communities relative to conifer woodlands was about the same 9.5 Ka as it was about 12

Ka, bridging the 2500-year-long unconformity in the core (Figure 20). Soon after 9 Ka, however, xeric desert scrub increased

strongly at the expense of conifer woodlands.

Packrat middens (Rhode, 2000b; Madsen et al., 2001) also

indicate that limber pine woodlands were replaced by more xerophytic sagebrush and shadscale scrub in lowlands by at least

9.5 Ka and probably a millennium earlier, as shadscale steppe

continued to expand into the valley bottoms vacated by Lake

Bonneville and Lake Gilbert (Figure 22). At the Leppy Overhang locality, a midden sample dating to 9.3 Ka contains remains of shadscale, horsebrush (Tetradymia sp.), and other arid

desert shrubs, with no conifers represented. A sample dating to

ca. 7.5 Ka at the same site is dominated by shadscale, with

sagebrush, greasebush, rabbitbrush, Stansbury cliffrose (Purshia stansburiana (Torr.) Henrickson), desert snowberry (Symphoricarpos longiflorus Gray), and thornberry (Lycium sp.)

also present. This locality had harbored limber pine woodlands

at approximately 11.8-10.8 Ka (see "Late Bonneville Cycle ..."

section above in "Bonneville Basin and Eastern Great Basin").

At the Twin Peaks locality, a midden sample that dates to 9.3

Ka is dominated by sagebrush, with shadscale as a relatively

minor component. Limber pine, in association with common

juniper, sagebrush, and buffaloberry, had occurred at the same

locality some 3000 years before. The same contrast can be

found in the modern vegetation at the two localities: sagebrush

dominates at the Twin Peak locality, whereas the Leppy Overhang site is dominated by shadscale.

Holocene Packrat Middens, Northeastern Great Basin

Limber Pine

8

CO

o 4

o

•o

Rocky Mt

"Juniper l I I 1 :

Utah Juniper

5

i—

Sagebrush

J II I I I ill ill

I

Shadscalel

i I

10 6 4

Radiocarbon Ky B. P.

i .hil l I i

FIGURE 22.—Major plant constituents from selected radiocarbon-dated strata

in packrat middens dating younger than 10 Ky B.P. in the northern Bonneville

Basin (Rhode and Madsen, 1995; Rhode, 1998, and unpublished data). Radiocarbon dates are corrected for

 13C/12C but are not calibrated. Abundance values follow an ordinal scale ranging from 0 (none) to 5 (abundant), as described

by Rhode and Madsen (1995).

Several records suggest that climatic conditions during the

early Holocene were cooler and/or moister than at present, at

least before ca. 8.5 Ka. Thompson's (1984) midden data indicating a cooler, mesic early Holocene have been noted previously. Further north, a midden from the Cherry Creek Range

dating to ca. 7.7 Ka shows that limber pine survived in sheltered

upland settings below its present altitude. Limber pine nut hulls

in Danger Cave, directly dating between 8 and 7 Ka, also suggest that populations of this now subalpine conifer grew at relatively lower elevations nearby (Rhode and Madsen, 1998). Lim-
NUMBER 33 349

ber pine retreated upslope to its scattered subalpine stations

during the middle Holocene, as climates continued to warm and

as thermophilous competitors migrated into the region. To the

west, woodrat middens from near Gatecliff Shelter in the Toquima Range, central Nevada, are dominated by mesophilic

trees and shrubs such as quaking aspen, serviceberry (Amelanchier utahensis Koehne), willow (Salix spp.), and Woods' rose

(Rosa woodsii Lindl.), with sagebrush and rabbitbrush also

present; conifers are rare or absent (Thompson and Hattori,

1983).

At Homestead Cave and the Lakeside Range in Utah, small

mammal remains also indicate that the early Holocene was relatively cool and moist compared with conditions today (Grayson, 1998). Hackberry apparently was common in the outcrops

around the cave and at lower elevations in the Lakeside Range

from about 10 to 7 Ka (Hunt et al., 2000; Rhode, 2000b; Madsen et al., 2001). The climate today is too dry to support hackberry around Homestead Cave although it still occurs in the

Lakeside Range (Albee et al., 1988) and is commonly found in

the more massive and better-watered Oquirrh and Stansbury

Mountains not far away. Hackberry prefers rocky substrates

where it can absorb water trapped in cracks in outcrops (DeBolt and McCune, 1995). The presence of hackberry in the

Lakeside Range during the early Holocene could have resulted

from the more mesic conditions (perhaps summer precipitation) of the time, but it also could have resulted from a higher

water table and more-saturated rock outcrops remaining from

the Bonneville pluvial episode. The early Holocene hackberry

in the Lakeside Range coincides with a similar increase in regional abundance of hackberry in southern Nevada, as noted

above in the early Holocene section in "Southern Great Basin

and Northern Mojave Desert."

Other regional vegetation records indicate substantial warming during the early Holocene, perhaps to temperatures warmer

than today. The pollen record from Swan Lake (Bright, 1966)

reveals a transition from sagebrush steppe to sagebrush/shadscale steppe ca. 9-8.5 Ka, reflecting increasing xericity through

the early Holocene. A similar sequence occurred at Grays Lake

(Beiswenger, 1991), where the transition is dated to ca. 8.5 Ka,

and Ruby Marsh (Thompson, 1992), where the transition dates

from 8.5 to 8 Ka. A decrease in the ratio of conifer pollen to all

other pollen from Snowbird Bog (Madsen and Currey, 1979)

also indicates an early Holocene warming prior to ca. 8 Ka

(Figure 23). These records are consistent with general circulation models, suggesting increased solar insolation and warming

of continental interiors during the early Holocene (COHMAP

Members, 1988).

It is notable that early Holocene records indicating relatively

cooler, moister conditions than today are typically (1) derived

from packrat middens, (2) montane in distribution, and (3)

more southerly in distribution; whereas those records emphasizing the early Holocene warming trend tend to be (1) pollen

based, (2) from lowland or valley bottom settings, and (3) more

northerly in distribution. The differing interpretations might

have resulted from the different kinds of data sets being inter1870 ±110

5220 ±150

5660 ±190

Radiocarbon

Date(Yr BP)

7920 ±210

12,300 ±330

Cooler Warmer

FIGURE 23.—Estimate of Holocene temperature change in the Wasatch Range,

illustrated by curve showing changes in the relative abundance ratio of conifer

pollen (Abies + Picea + Pinus + Pseudotsuga) to all other pollen in Snowbird

Bog, Little Cottonwood Canyon (Madsen and Currey, 1979), with the average

ratio (dashed line) and selected temporal controls indicated. Cooler temperatures are indicated by relatively greater abundances of conifer pollen. The

curve is smoothed by a weighted three-level moving average. (Modified from

Madsen, 2000, fig. 5.)

preted, or geographical climate gradients, or the differential response of plants to early Holocene climate in lowland versus

montane habitats. Enhanced seasonality resulting from orbital

forcing during the early Holocene (Thompson et al., 1993) may

have affected montane woodlands in a different way than lowland shrub communities. Vegetational inertia (Cole, 1985;

Davis, 1986) may also play a role here. It seems likely that, because of a warmer and drier early Holocene climatic regime,

mesophilic plants had already been eliminated from valley

floors; and although they had not yet disappeared from uplands

they may have been growing there under stress. New techniques for assessing plant physiological stress from macrofossil remains may address this issue.
350 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Beginning in the latest Wisconsin period and continuing

through the early Holocene and into the middle Holocene, a variety of plant taxa underwent substantial range shifts, apart

from simple changes in local abundance or upslope retreat.

These range shifts are best attested by the evidence from packrat middens. One example is Rocky Mountain juniper, a temperate mesophilic conifer. First known in the region during the

terminal Wisconsin, Rocky Mountain juniper became common

in upland settings in the early Holocene and through the middle

Holocene as well.

Singleleaf pifion pine also began to expand northward during

the early Holocene. Its distribution apparently remained south

of Meadow Valley Wash (37°30'N) until at least 8.5 Ka (Madsen, 1973), but by 7 Ka, pinon pine had reached the vicinity of

Danger Cave (41°N). Expansion of pinon pine woodlands is

typically facilitated by corvid birds, which can carry the heavy

pine nuts for distances of up to 22 km (Lanner, 1983). The rapid

initial northward expansion is faster, however, than current estimates allow for pinon pine migration via corvid birds (Lanner,

1983; Wells, 1983). The initial spread of pinon pine northward

may also have been aided by people who brought pine nuts with

them on their journeys (Mehringer, 1986; Madsen and Rhode,

1990; Rhode and Madsen, 1998). The chronology of pinon pine

migration is complicated by the Danger Cave remains, which

are older than all other pifion pine records north of ~37°N in the

central or eastern Great Basin. How it happened to arrive in the

vicinity of Danger Cave by 7 Ka is difficult to trace in the absence of any intervening records of earlier age.

Utah juniper was common in the southern Bonneville Basin

by the beginning of the Holocene, and it reached the Onaqui

and Stansbury Mountains by about 6.6 Ka (Rhode and Madsen,

1995), but it was apparently a rather late arrival elsewhere in

the northern Bonneville Basin. Because Utah juniper and pinon

pine are rather closely associated today, why do they have distinctly different Holocene migration histories? West et al.

(1978) noted that the two taxa have somewhat different climatic requirements and tolerances, and perhaps these climatic

factors account for the differences in timing and range.

MIDDLE HOLOCENE (7 TO 4 KA)

Vegetation records dating from the middle Holocene are relatively sparse but come from a variety of sources, including

woodrat middens, archaeological sites, and pollen cores. These

provide limited, but nevertheless useful, information on the

timing of migration of certain taxa into the region, on the nature of vegetation community composition, and on climatic

conditions during this interval. The general size and level of

Great Salt Lake during the period is not known, but it is likely

to have been low (Currey, 1980).

As the middle Holocene began in the southern Bonneville

Basin, conifers such as limber pine, bristlecone pine, and

Rocky Mountain juniper, as well as mesophilic shrubs, had declined substantially in abundance or were restricted to higher

elevations (Thompson, 1984). Pinon pine, Utah juniper, ponderosa pine (Pinus ponderosa P. Lawson & C. Lawson) and white

fir became increasingly abundant. Thompson (1984, 1990) suggested that increased abundance of some of these taxa may reflect increased amounts of summer precipitation from subtropical sources, as well as warmer growing-season temperatures.

Further west, at Gatecliff Shelter, singleleaf pinon pine appears in the region by about 5.3 Ka (Rhode and Thomas, 1983)

in a conifer woodland containing both Rocky Mountain juniper

and Utah juniper (Thompson and Hattori, 1983). Using sedimentary evidence from Gatecliff Shelter and nearby Triple T

Shelter, and closely following the arguments of Van Devender

and Spaulding (1979), Davis (1983) proposed that the interval

prior to 6300 years B.P. was relatively cool and winter-wet with

relatively abundant snowfall but deficient in summer moisture.

Davis thought that after this time until about 5000 years B.P.,

annual temperatures were somewhat warmer and summer precipitation increased with often intense storms, leading him to

support the "moist Altithermal" of Martin (1963). It is not certain how far northward from central Nevada the enhanced

stormy summer precipitation regime may have occurred. It is

notable that pollen samples from Gatecliff and Triple T Shelters show a marked increase in representation of juniper and

pine between 6 and 5 Ka (Thompson and Kautz, 1983). After

5000 years ago, according to Davis (1983), temperatures apparently cooled slightly and summer rainfall decreased in

amount.

Several middens dating to the middle Holocene are known

from the northern Bonneville Basin and vicinity (Rhode,

2000b; see Figure 22). Upland areas in this region appear to

have contained woodlands dominated by Rocky Mountain juniper, with a secondary component of pinon pine. Rocky

Mountain juniper grew with pinon pine in the Toano Range, in

the northern Pequop Range, and in the Cherry Creek Range; it

is the only conifer known from the Silver Island Range. Sagebrush and rabbitbrush were the most common understory

shrubs. In a few protected settings, such as the north-facing Icicle Cave in the Pequop Range, limber pine and common juniper were also minor components of the vegetation, growing at

relatively low elevations compared with today. Utah juniper

was quite scarce in the northern Bonneville Basin. One record

from the Toano Range contains Utah juniper remains dating

from the middle Holocene, and it is also known from a midden

in the Onaqui Range, east of the Bonneville Basin, dating to

6.6 Ka. The dominance of Rocky Mountain juniper, rather than

the more thermophilic Utah juniper, may indicate that middleHolocene climate in the uplands was not so warm and dry as is

sometimes thought. Alternatively, it may suggest that growingseason precipitation derived from summer convective storms

was more common in the Bonneville Basin than elsewhere in

the Great Basin.

Lowland vegetation patterns are better shown in pollen

records. At Great Salt Lake, high ratios of shadscale and other

chenopod shrubs relative to sagebrush and conifers prevailed
NUMBER 33 351

from 7 Ka until about 5.5 Ka, suggesting that the early part of

the middle Holocene was warmer and drier than today (Mehringer, 1977, 1985). Between 5.5 and 4 Ka, relative pollen ratios approached modern values, suggesting that climatic conditions were generally cooler and/or wetter in the latter part of

the middle Holocene than in the first part. At Snowbird Bog in

the Wasatch Range, Madsen and Currey (1979) found pollen

evidence indicating that the period from 8 to 6 Ka was relatively warm and dry, whereas the following period until 5.2 Ka

was warm but wetter (Figure 23). The Ruby Marsh sediment

record documents lower-than-modern water levels and an expansion of shadscale at the expense of sagebrush steppe vegetation from ca. 7.4 to 5 Ka. Mission Cross Bog, in the Jarbidge

Mountains, shows evidence of an increase in juniper woodland

and shadscale steppe and a decline in subalpine woodlands

from about 8 to 5 Ka (Thompson, 1984).

LATE HOLOCENE (<4 KA)

Great Salt Lake rose in elevation and expanded substantially

in area at least twice during the late Holocene (Currey et al.,

1984). The lake rose to an elevation of 1284 m, then receded,

then advanced again to an elevation of 1287 m, flooding most

of the Great Salt Lake Desert and forming a broad shallow lake

that extended to the Utah-Nevada border.

The midden record representing the late Holocene is more

abundant than that representing the previous several thousand

years (Figure 22), possibly because of better preservation of the

younger middens, but also perhaps because woodrats may have

been more abundant during the late Holocene than earlier. Midden records indicate that the flora of the region was largely

modern by this time and that plant taxa were for the most part

close to their modern distribution. Many of the midden samples

have contents that are quite similar to the vegetation that grows

around them today.

Thompson (1984) found only rather modest vegetation

changes in the Snake Range and southern Bonneville region,

suggesting that late-Holocene climates were relatively stable,

at least on the scale recorded in midden plant records (Thompson, 1984). The midden record from the northern Bonneville

Basin (Rhode, 2000b) indicates that although modern vegetation associations were largely in place by the late Holocene, the

abundance of certain plant taxa within those vegetation associations varied substantially through time (Figure 22). Some taxa

only achieved their present importance in plant communities

within the last 2000 years. The distribution of some taxa

shifted in elevation in response to climatic variation.

A prominent late-Holocene vegetation shift concerns the distribution of Utah juniper and Rocky Mountain juniper. Utah juniper apparently arrived in northeastern Nevada, as noted previously, during the middle to late Holocene. In some areas Utah

juniper was a minor component in woodlands dominated by

Rocky Mountain juniper (e.g., Cherry Creeks, Silver Island

Range); but in other nearby areas, midden contents show it was

the dominant woodland conifer (e.g., Goshute Range). These

differences are probably related to differences in elevation or

topographic position of the midden sites, as well as to other

factors. Utah juniper is the most common juniper today in all of

these areas, and Rocky Mountain juniper has become much

less common in the last 2000 years. A similar pattern is shown

in middens from Gatecliff Shelter, central Nevada, where

Rocky Mountain juniper disappears from the midden record

between 2.3 and 1.7 Ka (Thompson and Hattori, 1983).

Several midden records from Antelope Island and the Promontory Mountains, near Great Salt Lake, indicate that Utah juniper grew 50-100 m lower during the Neoglacial interval between ca. 3.5 and 2.9 Ka than it occurs today (Rhode, 2000b).

Lower-than-modern elevations of Utah juniper are also recorded in middens dating to 2.3 and 1.0 Ka from the Cricket

Mountains in the southernmost Bonneville Basin (Madsen,

1984). It is likely that Utah juniper retreated upslope from

these relatively low elevations toward elevations where we see

it today as the late-Holocene climate warmed and dried after

the Neoglacial. Presumably the lower tree line of Utah juniper

has migrated up- and downslope several times in response to

climatic variation during the past few thousand years.

Another example of late-Holocene range changes may be

green mormon tea {Ephedra viridis Cov.). Green mormon tea is

a common shrub in uplands throughout the region, including

the vegetation surrounding midden localities on the western

slope of the Goshute Range today, and it is found in modern

midden samples in the region; but midden samples dating to

3.8-3.1 Ka lack green mormon tea. Other paleoecological

records also indicate that green mormon tea was a late entry

into the vegetation of the northern and central Great Basin,

within the past 3000 years (e.g., Thompson and Kautz, 1983).

It should be noted, however, that mormon tea is generally uncommon in late-Holocene midden samples, suggesting that the

lack of mormon tea in middens may be partly related to collection habits of woodrats rather than abundance in the landscape.

Additional late-Holocene vegetation changes of importance

are shown in pollen records from the region. A pollen record

from Crescent Spring (Mehringer, 1977, 1985) shows that

sagebrush and conifer pollen became increasingly important

after 4 Ka, suggesting overall greater effective moisture than

during the middle Holocene, albeit with several warmer and/or

drier intervals during the period since then. These warmer/

drier excursions occurred approximately 3.2, 2.5, and 1.8 Ka;

substantial cool/wet episodes centered on 3.6, 2.7, 2.2, and 1.5

Ka (Mehringer, 1985). As noted in previous sections, these periods correspond to drier and wetter periods indicated in the

pollen record of the northern Great Basin (Wigand, 1987) and

the northern Mojave Desert (Wigand, 1997b).

The pollen record at Ruby Marsh indicates that, after ca. 4.5

Ka, "shadscale declined in importance in the valley bottom and

marsh waters deepened, in turn reflecting cooler temperatures

and/or greater precipitation" (Thompson, 1992:13). In addition, an increase in sagebrush pollen and higher water levels at
352 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Ruby Marsh during the last 500 years indicate that "the coolest

and/or moistest conditions since the early Holocene" presumably correlated with the Little Ice Age (Thompson, 1992:13).

The late-Holocene record from Mission Cross Bog in the Jarbidge Mountains shows an increase in pollen from spruce, fir,

and pine after 5.0^4.3 Ka, with a peak around 3.6 Ka, suggesting this was the most mesic episode in the last 8000 years

(Thompson, 1984). At Swan Lake (Bright, 1966), warm, dry

middle-Holocene conditions became cooler by 3.1 Ka, with a

lowering of the forest tree line and a decrease in sagebrush

steppe. Wanner conditions apparently returned by 1.7 Ka, with

increased sagebrush and less limber pine. Cooler late-Holocene

climate from ca. 5.0 Ka onward is also reflected in the pollen

from Snowbird Bog in the Wasatch Range (Figure 23; Madsen

andCurrey, 1979).

At Gatecliff Shelter, central Nevada, packrat midden and

sedimentary evidence (Davis, 1983; Thompson and Hattori,

1983) indicate that a cool, winter-wet interval began rather suddenly about 3400 years ago, during which time mormon tea became established in the region. The period between 3400 and

2800 years B.P. may have been cooler and moister than any

time in the last 6000 years. These records also suggest that

summer-dominant rainfall may have appeared between 1500

and 800 years ago.

Pollen and plant macrofossil evidence from archaeological

sites (Aikens, 1970; Harper and Alder, 1970, 1972; Kelso,

1970; Dalley, 1976) also document late-Holocene vegetation

changes (see Currey and James, 1982). At Swallow Shelter and

Hogup Cave, grass pollen began to increase ca. 1.5 Ka, again

suggesting an increase in effective growing-season moisture.

This increase in summer precipitation may have helped to support the spread and success of the Fremont peoples' maizebased horticultural systems in the Bonneville Basin from ca.

1.5 to 0.9 Ka. Harper and Alder (1970, 1972) used the record of

plant remains from Hogup Cave and Danger Cave to suggest

that the last 1000-600 years have been among the driest and

warmest of the entire Holocene.

DISCUSSION: VEGETATION AND AQUATIC HISTORY

IN THE BONNEVILLE BASIN

In general outline, vegetation history, as represented by

widespread pollen and macrofossil records, and aquatic history,

as represented by the lake chronology and other records, appear

to be mostly but not entirely concordant. Shallow saline lakes

during the middle Wisconsin are matched with cold but dry

limber pine woodlands. As Lake Bonneville began to rise from

28 to 20 Ka, evidence for more mesophilic montane plants became increasingly common. By the time of the Bonneville

highstand ca. 16-15 Ka, very cold conditions are reflected in

now subalpine conifers in the southern Bonneville Basin and in

cold sagebrush steppe tundra in the north. The recession of

Lake Bonneville from the Provo shoreline coincides with considerable evidence of expansion of plants requiring warmer and

drier conditions than prevailed during the full glacial. However, as noted above (see discussion of late Bonneville cycle in

"Bonneville Basin and Eastern Great Basin"), the terrestrial

vegetation record from the northern Bonneville Basin is not

consistent with the timing and magnitude of certain models of

Lake Bonneville recession (e.g., Oviatt et al., 1992). The postulated Younger Dryas rise of Lake Gilbert is also not strongly reflected in the vegetation records, although available vegetation

records are quite rare. Holocene fluctuations in vegetation appear to coincide with lacustrine history of Great Salt Lake, although comparison is limited by the state of knowledge of Holocene lake history and by lags in response of vegetation to

climate change.

A number of reasons may account for discordance between

lake history and vegetation history:

1. Differential sensitivity or rapidity of response of different

systems to the same climatic factors (e.g., inertia of vegetation to climate change).

2. Responses of different systems to different parameters

within "climate space" (e.g., temperature versus precipitation; growing-season precipitation versus winter precipitation).

3. The presence of local or regional factors that affect one system but not the other (e.g., downcutting that lowered Lake

Bonneville in the absence of climatic change; tectonics or

isostatic rebound that altered the configuration of the lake

basin; or altered growth tolerances of certain plants in relation to atmospheric chemistry or competitive relationships

with other plants).

4. Data gaps in one or both proxy records causing difficulties of

correlation.

5. Uncertainties in how one or both proxy records are related to

underlying climatic factors.

Causes for some of the discordance between vegetation and

aquatic history in the Bonneville Basin (e.g., vegetation change

during the post-Provo recession and Gilbert Lake interval) remain to be worked out in detail.

The packrat midden record suggests a substantial north-tosouth gradient in both floristic and vegetation representation

existed through the most of the record. For one example, bristlecone pine was abundant in the south and nearly absent in the

north, replaced by limber pine; for another, during the full glacial the southern area bore conifer forests while a cold sagebrush steppe prevailed in the north. How and why this gradient

might have varied through time, and the location of substantial

biotic discontinuities, are subjects for future biogeographic research.

Summary

The foregoing regional discussions highlight the wealth of

empirical evidence now available to reconstruct the history of

vegetation in the Great Basin. The combined and complementary evidence found in pollen profiles, packrat middens, ar-
NUMBER 33 353

chaeological sites, and other localities present a detailed record

of broad regional trends and local variability of vegetation

through time.

The existing paleoenvironmental record for the last 35 Ka reveals periods when vegetation changes occurred simultaneously and in the same relative direction throughout the Great

Basin. At other times, each of the subregions seems to have responded quite differently. These differences directly reflect the

relative influence of monsoonal versus Pacific storm systems

during the Holocene and earlier interglacials, and the relative

strength of polar air masses during glacials.

Although the vegetation history of the Great Basin is marked

by numerous high-frequency changes in climate, there are easily recognizable crosscutting events that can be tracked in each

subregion by tracing the response of indicator species. These

species are characterized by wide spatial distribution and relatively rapid response to changes in climatic input. In addition,

these species are easily identified and can be tracked in one or

more of the most commonly used paleoenvironmental data sets

mentioned above.

To summarize some of the trends from a basinwide perspective and to get a broader view of Great Basin vegetation history

during the last 40,000 years, we compare what was happening

in the three regions considered above during a dozen separate

snapshot "moments" in the past.

40 KA

The limited empirical record available from this time suggests that vegetation in much of the Great Basin and on the

Snake River Plain was dominated by sagebrush or saltbush

steppe, with a mosaic of sagebrush, montane brush, and

patches of conifers in upland areas. Pollen records from the

northeastern Great Basin suggest that conifers were not very

abundant in the region (Beiswenger, 1991; Thompson, 1992),

although they may have been more common further south

(Thompson, 1984). The conifers consisted of limber pine and

bristlecone pine at relatively low elevations in the eastern basin, with mesophilic shrubs as understory or shrub layer associates. A cold and somewhat mesic interval is indicated. In the

southern Great Basin, woodlands dominated by Utah juniper

and mountain mahogany were present in upland areas, where

present vegetation appears broadly similar, as well as in lower

elevation areas now dominated by desert scrub species (Spaulding, 1985). According to Spaulding, the presence of certain

desert plant species in these middens indicate that "winter

minimum temperatures were within 2° to 3°C of today's values" (Spaulding, 1985:30). The pollen record from the Bed

and Breakfast locality in the Summer Lake basin indicates that

sagebrush steppe was widespread. Juniper woodland was

present as well but not as abundant as it was to be during the

succeeding period. Lower grass pollen values than before 40

Ka and after 34 Ka indicate that conditions were drier during

this period than either before or after. Sedge-dominated

marshes together with abundant eutrophic algae {Botryococcus sp.) indicate that pluvial Summer Lake was low. The same

may have been true of pluvial Lake Lahontan during this period.

32 KA

In the northwestern Great Basin the onset of a series of cool,

moist cycles from ~34 to 30 Ka resulted in the extension of

patches of mixed-conifer woodland—comprising pines (probably whitebark pine, western white pine {Pinus monticola Douglas ex D. Don), and lodgepole pine), fir, and occasional

spruce—into relatively low elevations in mountainous terrain.

More-continuous woodlands dominated by Utah juniper with

an understory of sagebrush grew over much of the area, with a

lower elevational range greater than at present. This expansion

appears to have climaxed around 32-30 Ka and was followed

by a dramatic return to drier conditions. In the southern Great

Basin and northern Mojave Desert, subalpine conifers also

grew at relatively low elevations in the mountains. Whereas

white fir had been a substantial part of this woodland between

34 and 32 Ka, it declined in abundance after 32 Ka, leaving

limber pine alone at these lower elevations, which suggests that

climate was cool but becoming increasingly arid. Utah juniper

was abundant or common from as low as ~ 750 m in elevation,

growing in association with shadscale and rabbitbrush, to elevations as high as 1860 m (Spaulding, 1985). In the northeastern Great Basin, limber pine dominated the patchy mountain

woodlands, accompanied by montane shrubs that indicate drier

conditions than had occurred at 40 Ka. Sagebrush steppe continued to prevail in valley floors and on the Snake River Plain.

In the southern Bonneville Basin, bristlecone pine woodlands

dominated the mountains, while sagebrush and shadscale occupied valley bottoms.

28 KA

In the northwestern Great Basin, this time marks the beginning of a major drought stretching from ~28 to 26 Ka. It is immediately preceded and followed by regionally correlatable

grass expansions in the woodrat midden pollen record at Pyramid Lake as well as in the sediments of Summer Lake. The

drought is characterized by saltbush expansion and is reflected

in lowered lake levels throughout the northwestern Great Basin. In the southern Great Basin, Utah juniper continued to

grow fairly abundantly at lower elevations, below about 1300

m; piiion pine is virtually unreported the region (Spaulding,

1985). Limber pine and white fir disappeared from the record

of the area but may have retreated to widely scattered settings

above about 2000 m in elevation. In the eastern Great Basin,

sagebrush and shadscale steppe continued to dominate valley

settings, but Lake Bonneville was beginning to rise, flooding

portions of the valley habitat in that large basin. In montane

settings, limber pine was declining in abundance and spruce
354 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

increased; montane mesophilic shrubs also increased in abundance. The climate appears to have become wetter and colder

than previously.

22 KA

Increasingly moister conditions beginning ~24 Ka were

reaching a pre-glacial maximum climax by 22 Ka. A transition

toward much colder temperatures, however, was continuing

and affecting vegetation in all parts of the Great Basin and the

northern Mojave Desert. In the northwest Great Basin, the expansion of patchy woodlands, including subalpine whitebark

pine, to elevations below 1380 m reflected moister conditions

with a reliable wet season. Lake Lahontan was apparently rising rapidly and was probably at the level of the Astor Pass sill

(1222 m), but it had not yet reached the Darwin Pass sill (1265

m) to spill into the Carson Basin (Benson et al., 1995). According to Benson et al. (1995), this rapid rise probably coincided

with passage of the jet stream over the Lahontan Basin. In the

southern Great Basin and northern Mojave Desert, cooler, wetter conditions are also indicated for this period, as subalpine

conifer woodlands dominated by limber pine with some bristlecone pine, and also containing white fir, descended to elevations below 1600 m (Spaulding, 1985; Forester et al., 1996). In

the eastern Great Basin, Lake Bonneville had also risen rapidly,

and patchy, subalpine conifer woodlands dominated by spruce

(in the north) and bristlecone pine (in the south) were present in

upland environments. Cold but moister conditions are indicated

in the Bonneville Basin and also in the Snake River Plain during that time (Beiswenger, 1991).

18KA

At the height of the full glacial, vegetation throughout the

Great Basin records cold and fairly dry climatic conditions. In

the northwest Great Basin, these cold, dry glacial conditions

fostered a mixed-shrub steppe comprising primarily sagebrush,

saltbushes, and rabbitbrush with rare clumps of juniper in scattered sheltered areas. Whitebark pine, which had appeared between 24 and 22 Ka, disappeared. To the south, cold and fairly

dry conditions are also indicated by the widespread presence of

limber pine and bristlecone pine, without white fir, in the region's mountains, to elevations as low as 1600 m. Juniper

woodlands retreated upward almost 450 m to elevations around

1200 m. Pinon pine was rare to absent in most of these woodlands. In the northeastern Great Basin, a sagebrush steppe-tundra apparently existed in montane settings, with very limited

patches of conifers including spruce and occasional limber

pine. Southward, bristlecone woodlands prevailed in uplands.

Sagebrush steppe dominated in lowland settings, while deepening lakes existed in many of the valley basins. The vegetation

is consistent with expectations drawn from global circulation

models (COHMAP Members, 1988; Thompson et al., 1993)

that suggest atmospheric circulation in the region at the time

was dominated by cold, dry air moving southwestward from

the continental glacial sheet.

12.5 KA

This period marks the transition from the Pleistocene to the

Holocene in the northwestern Great Basin. Whitebark pine reappeared briefly at elevations around 1380 m on the west

shore of pluvial Lake Lahontan around 12.5 Ka but disappeared shortly thereafter. Although Utah juniper woodland reexpanded after the glacial maximum, it was sagebrush that experienced its most dramatic expansion of the last 35 Ky

during this period. By 11.5 Ka, however, severe drought had

not only driven whitebark pine from the area but also had

brought an end to the sagebrush expansion and encouraged the

regional expansion of saltbushes as well. Pluvial Lake Lahontan dropped dramatically from its late-Pleistocene high at this

time. The so-called "Younger Dryas," centered around 10.6

Ka, is evidenced by a renewed abundance of juniper woodland and by an apparent still-stand of pluvial Lake Lahontan.

The same pattern of change was occurring in the southern

Great Basin and northern Mojave Desert. Limber pine retreated up the mountainsides while juniper retreated from the

valley floors. By 10 Ka, limber pine no longer grew below

about 2300 m in elevation (Spaulding, 1985), and juniper was

approaching its modern elevational distribution. In the northeastern Great Basin, limber pine had expanded widely into

lower montane settings. It also occurred at fairly low elevations around the northwest side of the Bonneville Basin in a

mosaic with sagebrush, prostrate juniper, and mesophilic

shrubs. To the south, woodlands were dominated by bristlecone pine. Thermophilous shrubs such as Atriplex spp. were

just beginning to appear in the region, and these would expand

after ca. 11 Ka as climate grew warmer and drier. It is at this

time that plant communities were undergoing major restructuring as they moved into new areas on the landscape. What

probably had been a mosaic of highly variable plant community patches occupying discrete microhabitats regulated by

slope, aspect, and soils, as well as effective moisture, began

the transformation into the more familiar vegetation zones of

the Holocene.

9KA

In the northwestern Great Basin, the early Holocene thermal

maximum was characterized by major expansion of desert

scrub vegetation around the margins of still-drying pluvial

lake basins. In the Carson Sink, a subbasin of pluvial Lake

Lahontan, extensive marshes were exploited by Native Americans for food and raw materials to make basketry, matting, and

other items. Expansion and density of sagebrush steppe in the

uplands reached its Holocene climax at this time. Low-elevation outliers of Utah juniper woodland that had survived early

Holocene droughts or had reexpanded during the Younger Dryas finally disappeared. Evidence of monsoonal penetration,

which is weak in the northern Great Basin, is strong in the

southern Great Basin and northern Mojave Desert during this

period. The expansion of grasses without a corresponding ex-
NUMBER 33 355

pansion of winter-rainfall-dependent plants suggests that summer rainfall had increased. The appearance of hackberry in locations indicating a proliferation of seeps along cliff-faces

suggests the presence then of year-round water where it is not

found today. Summer monsoons provided the additional rainfall nurturing these springs. Black mat formation, whether it

was related to increased spring discharge or soil formation (or

perhaps to the increase in grasses), certainly reflects greater organic production, which may have been stimulated by increased summer precipitation in combination with warm temperatures. In the eastern Great Basin, the early Holocene was

marked by warmer and drier conditions than the terminal Wisconsin, but the degree of warming is not certain. Some records

indicate substantial warming by ca. 9 Ka to levels as warm or

warmer than today, whereas other records indicate that early

Holocene climate was cooler and wetter than today, though

warmer than the terminal Wisconsin. The limited vegetation

record indicates that shadscale and xerophytic shrub associations were well established in valley bottoms and around the

margins of the Bonneville Basin, alongside sagebrush steppe.

In montane settings, limber pine (in the north) and bristlecone

pine (in the south) declined in abundance, and more-temperate

conifers, such as Rocky Mountain juniper, began to dominate.

Mesophilic mountain shrubs were declining in abundance and

were being replaced by more thermophilous plants.

7 K A

Although the thermal maximum had passed, climatic conditions were still harsh, and severe regional drought characterized the northwestern Great Basin. Desert scrub communities

dominated the slopes surrounding dry playas. Eolian activity

generated extensive, and very active, dune fields downwind of

valley bottom playas (Mehringer and Wigand, 1986). Absence

of vegetation cover prevented stabilization of these dunes for

the next 3 Ka. In the southern Great Basin, little information

exists from this period. However, the few woodrat middens and

pollen records that do exist indicate periodic, severe drought.

True Mojave Desert plant species, such as creosote bush and

white burrobush, became dominant during this period. Their

appearance reflects not only warmer temperatures but also establishment of the current pattern of convective summer

storms. On the western fringe of the Great Basin, pinon-juniper woodland was forced to retreat into areas occupied by limber pine and bristlecone pine near the top of the White Mountains. In the eastern Great Basin, warm and relatively dry

conditions also prevailed, but a possible increase in growingseason precipitation from summer monsoons may have enhanced the northward migration of pinon pine, ponderosa pine,

douglas fir, and other temperate conifers. Rocky Mountain juniper was a major element of woodland forests in the northeastern Great Basin, while limber pine still persisted in protected

localities at relatively low elevations. Utah juniper was common in the southern Bonneville Basin.

5.5 KA

This marks the termination of the long middle-Holocene

drought in the northern Great Basin as a result of a dramatic increase in winter rainfall. Areas that had been dominated by

greasewood just decades earlier were replaced by sagebrush

steppe. Ephemeral ponds began to retain water year-round. Periodic droughts still punctuated the next 1.5 Ka, but there was

never a return to the conditions that had characterized the middle Holocene. In the southern Great Basin and northern Mojave

Desert, renewed growth of peat in the White River Valley, at

Ash Meadows, and at Little Lake indicates a rejuvenation of

springs in response to the sudden increase in rainfall. Juniper

woodland seems also to have begun moving downslope again.

Pollen records indicate that the eastern Great Basin at about

this time underwent a similar change to relatively cooler and

perhaps more winter-wet conditions, as sagebrush and conifers

increased slightly at the expense of shadscale and saltbush. A

number of middens dating to this moment suggest that montane

woodlands in the northeastern Great Basin were dominated by

Rocky Mountain juniper and pinon pine, with a small amount

of newly immigrant Utah juniper present as well. A similar situation apparently prevailed in the southern Bonneville Basin

and into central Nevada, although Utah juniper was more common in these latter areas.

3.5 KA

The climax of the so-called "Neoglacial" or "Neopluvial" in

the northwestern Great Basin occurred at this time. Juniper

woodland expansion in south-central Oregon, which began dramatically 500 years earlier, reached the first of its three greatest

late-Holocene limits. Fostered by major increases in winter

precipitation, regional water tables probably reached their lateHolocene maximum ~3.7 Ka. (Two additional expansions of

woodland ~2.7 and 2.1 Ka occurred during what remained of

the Neoglacial.) In the west-central Great Basin on the east

slope of the Sierra Nevada, fir lowered its elevational distribution and previously grassy meadows became sedge-dominated

bogs that were soon invaded by birch {Betula sp.), and willow.

The increase in winter precipitation was not as marked in the

southern Great Basin or the northern Mojave Desert. Although

each of the three major wet episodes of the Neoglacial are evidenced in the south, they are much less pronounced there than

in the north. This period is marked by the increased abundance

of pinon pine on the landscape. It clearly becomes a codominant in the semiarid woodland of the southern Great Basin and

northern Mojave Desert. In the eastern Great Basin, the Neopluvial episode resulted in increased lake levels; greater abundance of sagebrush, grass, and conifers relative to chenopod

shrubs; and Utah juniper occurring at elevations more than 100

m below its current distribution. Climatic conditions substantially cooler and more winter-wet than today are suggested.

Rocky Mountain juniper still persisted in some montane settings, but Utah juniper and pinon pine were increasingly the

dominant lower-montane conifers represented.
356 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

1.5 KA

This period marks the climax of late-Holocene warm, wet

conditions. Beginning about 1.8 Ka, annual rainfall decreased

substantially. At the same time, however, the peak of its annual

distribution slipped later into the year, into summer. Grass

abundance in sagebrush steppe increased greatly in the northern Great Basin at the same time that juniper woodland contracted. Ponds indicate very shallow eutrophic conditions,

though they do not seem to dry seasonally. Although the climatic variability of this period was great, there was an overall

increase in precipitation that peaked around 1.5 Ka. Bison followed the expansion of grasses into the sagebrush steppe. Further south in the west-central Great Basin, pifion pine expanded

dramatically northward and downward in elevation, finally becoming a major component of the semiarid woodland. In southern Nevada, pifion pine increased in abundance in the woodland as well. Summer-shifted rainfall enabled shallow lakes to

survive year-round despite a general decline in annual rainfall.

In the eastern Great Basin, an increase in growing-season precipitation at this moment is suggested by increases in grass pollen in some records. Modern plant communities are fairly well

established by now, including the presence of mormon tea

through most of the region. The increase in summer precipitation may have also facilitated the success and spread of agricultural societies, known as the Fremont cultures, through much

of the eastern Great Basin.

0.5 KA

Drought beginning around 1 Ka continued with brief interruptions until about 0.35 Ka. Retrenchment of juniper woodland in the northern Great Basin and of pinon-juniper woodland in the west-central Great Basin characterized this period.

Increased fire activity marked the retreat of the forests. Ponds

that had been wet for almost 5000 years occasionally dried during this period. This drought ended about 0.35 Ka with the Little Ice Age. Renewed expansion of juniper woodland in the

northern and western Great Basin marked this period. It was

only after the end of the Little Ice Age that pinon pine began its

reexpansion in the northern and western Great Basin. Drought

also characterized this period in the southern Great Basin and

northern Mojave Desert. Saltbush expansion characterized

many areas. Lakes became marshes until the wetter conditions

of the Little Ice Age led to groundwater recharge and the return

of shallow lakes. Expansion of woodland also characterized the

Little Ice Age in southern Nevada with pifion pine expansion

first occurring at the end of the period. In the eastern Great Basin, the record from 500 years ago is somewhat mixed, possibly

reflecting natural variability and the finer resolution that comes

with recency. In some areas such as Ruby Marsh, this moment

marked the beginning of the coolest and moistest period since

the early Holocene, with increases in marsh level and expansion of sagebrush steppe at the expense of saltbush and shadscale. On the other hand, some researchers (e.g. Harper and Alder, 1972) find the last 1000 years to have been among the

warmest and driest of the Holocene. Clearly, the climatic variability inherent in the late Holocene should not be underestimated.

Retrospective and Future Directions

One of the landmark findings in plant ecology of the last 50

years is the widespread documentation that plants respond in

highly individualistic fashion to both long- and short-term

changes in climate and other ecological forcing mechanisms.

This has led to the understanding that vegetation associations

are rather loosely knit assemblages of plant taxa brought together by historical contingency and individual response to environmental factors, instead of strongly coevolved communities held together in a dynamic equilibrium. In the first part of

the twentieth century, such a position had been favored by plant

ecologists such as Shreve and Hinckley (1937) and Gleason

(1939), but it was countered by the prevailing climax community viewpoint of Clements (1916, 1936) and others (e.g.,

Weaver and Clements, 1938). However, improved understanding of the Late Quaternary paleovegetation record within the

last 50 years has provided strong evidence supporting the individualistic, nonequilibrium model (Davis, 1986; Huntley, 1991).

In response to climatic amelioration since the last glacial period, plant taxa did not respond as communities or vegetation

formations, but singly and uniquely, with different tempos of

migration. The rapid rates and directions of the shifts taken by

various species may be explained in part by the concepts of

thresholds, steady states, and multiple successional pathways

described by Tausch et al. (1993). Some taxa responded by

large-scale range shifts, others by more spatially restricted

shifts in elevation (Thompson, 1988). Such migrations and

range expansions did not commence with the Holocene. In the

northern Bonneville Basin, for example, substantial expansion

of shadscale began about 12 Ka, limber pine began at 13 Ka,

and expansion of montane shrubs such as currant occurred before that. Nor did substantial range shifts end in the early or

middle Holocene, as the examples of western juniper, Utah juniper, and mormon tea demonstrate. In fact, some major range

changes were not completed until the last few hundred years:

e.g., singleleaf pifion pine in northwestern Nevada. An additional finding is that plants that now do not occur together very

frequently were often associated in the past, when climatic conditions were quite different than anything found today. In western North America, the evidence of this was revealed by numerous packrat midden studies conducted in the 1970s and

1980s (e.g., Van Devender and Spaulding, 1979; Spaulding,

1981, 1985; Thompson, 1984; Cole, 1985; Betancourt, 1990;

Van Devender, 1990a, 1990b).

These insights set the modern baseline of understanding for a

variety of approaches that seek to explain why changing plant

distributions took the form that they did. As the above summary indicates, changing climate has played the major role during the Late Quaternary (Whitlock and Bartlein, 1997) but not

the only role. Paleoecologists quickly realized that it was not
NUMBER 33 357

simply different tolerances to climate that affected how rapidly

plant taxa changed their distributions through time. Available

mechanisms for dispersal of disseminules and how well the

plant is able to compete with existing vegetation are also important components that figure into the concept of vegetation

"inertia," or the occasional apparent lag of biogeographic range

response after a climatic change (Cole, 1985; Markgraf, 1986;

Thompson, 1990:232-233). In addition, some plants are relatively tolerant to climatic variation and, therefore, did not exhibit substantial range changes through widely variable conditions, whereas other taxa showed extensive range alterations

(Barnosky, 1987; Thompson, 1988). Furthermore, the biogeographic patterns of different taxa are also related to the high topographic variability in parts of western North America, especially in the Great Basin, which can create a mosaic of

microhabitats that may serve as suitable refugia for dispersed

relict populations throughout a region (Whitlock and Bartlein,

1993). Chance may play an important role here too, for not all

small, relict populations may survive in all the same microhabitats, simply through stochastic processes. Nonclimatic factors

such as atmospheric CO2 concentration and fire frequency

(though these may correlate with climatic parameters) also play

major roles in the fitness of plant taxa and their ability to survive and spread.

The population genetics of certain taxa in these settings may

be critical to understanding biogeographic patterns (Hamrick et

al., 1994). Nowak et al. (1994b) asserted that in the northwestern Great Basin, Utah juniper was present through much of the

late Wisconsin and that it probably remained in the region because its interbreeding populations were sufficiently variable

genetically to enable the species to adapt via genetic heterogeneity. Following example of Barnosky (1987), these researchers called species with this conservative mode of geographic

range movement "orthoselective," and they contrasted Utah juniper with pinon pine, which they considered to be a migratory

species, one that expanded its range when climatic conditions

are right. It should be noted, however, that the interpretation of

Nowak et al. (1994b) regarding the sensitivity of juniper to climate change was based upon a single 35,000-year-long woodrat midden record of juniper from northwestern Nevada. It is

clear even from that record that juniper may have been absent

from the locality during periods of the most extreme climate

conditions, including the glacial maximum and the middle-Holocene drought (Wigand and Nowak, 1992; see discussion of

middle Holocene above in "Northern and Western Great Basin"). The pollen record from this midden also suggests substantial variation in the abundance of juniper during the last

35,000 years. For these reasons we disagree with the interpretation of Nowak et al. (1994b) that Utah juniper was as complacent or unchanging as they suggest. We find the distinction

drawn by Barnosky (1987), however, to be potentially useful in

accounting for differential responses of taxa to climate change

(see also Thompson, 1988).

Recall, however, that Utah juniper had a very different history in the northeastern Great Basin, where it was absent since

before 50,000 years B.P. until approximately 6600 years B.P. In

this region, Utah juniper must be considered migratory rather

than orthoselective. Why should this be? Does it relate to the

severe continentality of climate in the eastern Great Basin during the late Wisconsin? Is it a function of a possible lack of genetic variability in the eastern Great Basin compared with the

western Great Basin (perhaps a lack of introgression with western juniper)? Determining why different plant taxa respond differently to climatic changes is an important challenge for ecology in the twenty-first century, particularly as the global

climate and atmospheric composition are undergoing rapid human-induced change, with dramatic ecophysiological response.

Fortunately, new genetic techniques are rapidly being developed to allow studies of these issues on fossil materials, providing a longer-term perspective of similar changes in the past.

The view that Great Basin plant communities are, in large

measure, products of historical circumstance (a corollary to the

recognition that plant taxa have individualistic histories) is

partly supported by the fossil record but is also tempered by it.

Certain combinations of plants often appear to recur and persist

in dynamic equilibria through long periods of time, as appropriate environmental conditions allow. The composition of

sagebrush steppe, for example, appears largely unchanged

since the terminal Wisconsin and possibly since the middle

Wisconsin. Indeed, some researchers see marked long-term stability in many steppe and woodland communities in the eastern

Great Basin (Thompson, 1988, 1992; Thompson et al., 1994;

Moutoux and Davis, 1995; Davis, 2002). Again, this is not to

say that the sagebrush steppe formation did not respond to past

climate change; it clearly has, primarily through major shifts in

its geographical distribution. In any event, the interplay of individual histories and tolerances that led to long-term associations or recurrence of associated taxa remains to be explored

more fully.

Certain plants may have altered their climatic tolerances during the last 30,000 years, affecting their utility as proxy records

for climatic change. Limber pine may have substantially increased its water use efficiency after the late Wisconsin in response to rising concentrations of atmospheric CO2 (Van de

Water et al., 1994). If so, it suggests that late-Pleistocene populations were more susceptible to water stress from warm, dry

(or cold, dry) growing seasons than are modern populations. If

not taken into account, this factor could result in substantial underestimation of the true rainfall and temperature values for the

southern Great Basin and the northern Mojave Desert during

the late Pleistocene, as projected by Forester et al. (1996). Various species of saltbush also may have altered their tolerances,

as the genus apparently went through substantial genetic reassortment during the latest Pleistocene and Holocene when it recolonized valley bottoms vacated by Lakes Bonneville and

Lahontan (Stutz, 1978). The effects of genetic variability upon
358 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

the climatic tolerances of Atriplex species are currently unknown.

In the last few years, some studies of past environments and

climates have begun to move beyond documentation of the historical sequence of change in vegetation and climate toward the

relationships among climatic input, vegetation response, landscape change, and feedbacks into vegetation change. Indeed, the

requirements of current paleoenvironmental studies are leading

the field in establishing the climatic limits of many plant species

(e.g., Bartlein et al., 1998; Thompson et al., 2000). One recent

model that relates climate and plant distributions (Thompson et

al., 2000; cf. also Bartlein et al., 1998) uses a geographic grid

of current climatic parameters and overlays it onto the current

distribution of some of the more common plant species. The

model then derives the climatic tolerances of individual plant

species through the correspondence of plant species with the

modern analogue climate. Once these parameters have been derived they are used to estimate past climates from dated assemblages of plant macrofossils at specific points on the landscape.

Contemporaneous, spatially distributed assemblages of macrofossils (e.g., dated woodrat midden strata) can then be used to

generate isobars of past rainfall and temperature or other climatic parameters as modeled.

Care should be taken in interpreting the results of such models, however. Bartlein et al. (1998) point out several possible

discrepancies between model predictions and actual plant distributions. One potential problem is that plant distributions may

be constrained not by climatic forces but by competition with

associated or neighboring taxa. For example, Thompson (1990)

suggested that the lower limit of limber pine in the mountains

of the eastern Great Basin often may be constrained more by

competition from pinon pine than by climatic factors. This

would not have been the case before the arrival of pinon pine

toward the end of the early Holocene. Consequently the forces

constraining a plant species' distribution may vary through

time—and, indeed, through the range of the plant—in ways

that may not be related directly to climate.

Another potential problem is the use of modern plant distributions to establish climatic limits: climatic limits of what?

Seedling establishment? Survival of mature individuals? Regenerating plant associations? A modern plant community is

not unlike a medieval manuscript that has been reused numerous times; each successive use of the palimpsest manuscript is

visible. Likewise, modern species distributions combine currently reproducing populations, relict stands established during

previous climatic regimes, and effects of disturbance factors

(e.g., insect infestations, fire, pollutants). For example, the oldgrowth forests of the Sierra Nevada contain large white fir and

red fir that were established during cooler, wetter conditions

200-300 years ago. Beneath this canopy lie ponderosa pine

and/or Jeffrey pine (Pinus Jeffreyi Grev. & Balf.) established

during warmer, drier conditions 100 years ago. Finally, there

are saplings of red fir and white fir that were established during

the wetter conditions of the late 1970s and early 1980s. A similar pattern can be seen in the semiarid woodlands of the northern Great Basin where stands of Utah juniper, established as far

back as 700-800 years ago, now stand side by side with pinon

pines less than 150 years old (Tausch et al., 1981). Testing of

the model by predicting the geographic distribution of a particular species based upon current climates would not reveal the

problem. Because the data used to generate the model include

modern plant distributions affected by both modern and past

climates, the model will predict the current distribution of both

regenerating and relict plant populations on the current landscape. Therefore the model does not predict the distribution of

currently active, regenerating forests.

As noted above, a third problem that may affect use of such

models for reconstruction of Pleistocene and early Holocene

climates is the uniformitarian assumption that plant taxa have

the same response to present-day climate as they did in the

past. Anatomical evidence has shown that plants may not have

had a stable response to climatic factors—e.g., the change in

stomatal density of limber pine from the Pleistocene to Holocene and its relationship to atmospheric CO2 and water use

efficiency (Van de Water et al., 1994). Decreased water use efficiency during the late Wisconsin could have resulted in substantially greater plant sensitivity to climatic conditions of that

time. Therefore, estimates of Pleistocene climates obtained by

using modern analogue climates that were derived from modern limber pine distribution might be in error (cf. Rhode and

Madsen, 1995). In the future, the use of other corroborating

proxy data sets and refinement of our understanding of the

physiology of the more important indicator plant species will

allow us to resolve some of these problems.

Discussion of Late Quaternary vegetation history would not

be complete without reference to the effects of human populations upon the distributions of individual plant species and the

composition and structure of modern and past plant communities. Two areas of potential effect are especially germane: (1)

the role of human land management practices in fire histories,

and (2) humans as agents of substantial range expansion of certain taxa. During the last 50 years, Federal land managers have

continually discussed the influences of grazings by sheep and

cattle and of fire suppression in forming today's rangeland and

woodland plant communities (Miller and Wigand, 1994). Indeed, some recognition has even been made of the role of Native Americans' use of fire in shaping the environment as well

(Barrett and Arno, 1982). The roles played by Native American

populations (if any) in shaping Great Basin vegetation history,

however, remain to be much more fully explored.

With respect to fire history, the paleoenvironmental record

indicates that climate is still a prime mover (perhaps the prime

mover) in effecting the frequency and magnitude of fire (e.g.,

Wigand, 1987; Swetnam, 1990; Swetnam and Betancourt,

1990). A strong deterministic link is clear between climate,

fuel build-up, cycles of drought, and the resulting occurrence

of fire. That human land use practices are important in this dynamic is also obvious, as amply demonstrated by the historic
NUMBER 33 359

record, but the importance of fire in prehistoric Native American "range management" in the Great Basin is, as yet, rather

poorly understood (Stewart, 1954, 1955a, 1955b, 1956, 1963,

1982; Downs, 1966; Mellars, 1976; Lewis, 1977, 1982, 1985;

Barrett and Arno, 1982; Hemphill, 1983; Fowler, 1996). Prehistoric peoples may have substantially affected fire histories

on a local scale. Effects by humans may have been important

under certain threshold conditions of population, fuel buildup,

and drought, but at present we do not know what thresholds (if

any) may have existed or whether the effects were substantial.

Interregional correlation among the histories of climate, vegetation, and fire may serve to show that climate is the driving

force in regional fire histories in the prehistoric and possibly

historic periods and that prehistoric human activities were a

relatively minor element in regional fire histories (e.g., Swetnam and Baisan, 1996). A great deal of additional research is

needed to determine how the dramatic changes in land use

practices (including fire suppression) that occurred during the

last 1000 years may have affected plant community distribution and structure in the context of changing climates.

The role of people as disseminators of plant species during

the historic period is also clear with regard to cheatgrass (Bromus tectorum L.) and other range weeds as well as exotic tree

and shrub species. The role of Native Americans in the spread

of native plants is less clear. The ethnographic record shows

that economically valuable plants were often managed and

pruned, collecting areas were cleared or burned or irrigated,

and in some cases plants may have been artificially transplanted or sown to increase their range (Steward, 1930, 1938;

Downs, 1966; Fowler, 1986, 1996). The magnitude and antiquity of these practices is not known, however (Winter, 1976;

Winter and Hogan, 1986). As noted above, people may have

had a role in the rapid early Holocene expansion of pifion pine

(Mehringer, 1986; Madsen and Rhode, 1990; Rhode and Madsen, 1998). This speculation is based in part upon the rapid rate

of pifion pine expansion as indicated by the paleobotanical record compared with the presumed speed of its expansion based

on an avian dispersal model, which seems too slow to account

for the rate of postglacial reexpansion into the Great Basin. The

available archaeological record indicates that early Holocene

people consumed and transported pifion pine nuts (Rhode and

Madsen, 1998), and mobile human groups could be a much

faster agent of seed dispersal than corvids. But it is not certain

whether the avian dispersal model is accurate, nor is the early

Holocene pifion pine distribution or its rate of expansion

known with enough certainty to completely rule out the avian

model. In addition, for any attempt at dissemination of such

species to be successful, climatic conditions would have to be

favorable. The paleoenvironmental record indicates that pinon

pine expansion can be quite rapid, and it is not necessary for

human intervention to be involved (Tausch et al, 1981; and see

above). The rapid spread of pifion pine during the last 150

years presumably did not have, nor did it need, the benefit of

human intervention. It is likewise probable that pifion pine's

expansion in the northwestern Great Basin 1.6 Ka was a response to natural processes (i.e., climate) because many other

plant species including grasses, juniper, saltbush, and sagebrush responded as well (Wigand, 1997b). The evidence presented in the discussion above suggests that pifion pine has responded as rapidly to stressful climates as it apparently did to

favorable climates. Retreat of pifion pine woodland after 0.9

Ka was as rapid as its expansion around 1.6 Ka in the northern

Great Basin. The historic expansion of western juniper in the

northern Great Basin via animal vectors of seed dispersal has

been as dramatic as any prehistoric expansion of plant species.

These cases confirm the premise that if conditions are favorable, and appropriate agents of dispersal are available, the plant

species will spread. Native Americans may have been appropriate agents of dispersal for some plant species, substantially

affecting their ranges, but the role of native peoples in the distribution of pifion pine or other plants in the Great Basin remains uncertain and, indeed, may have been quite limited.

In any case, and as Whitlock and Bartlein (1997) and Prentice et al. (1991) have previously observed in other areas, most

of the dramatic changes in plant distributions and community

structure observable in the Great Basin during the Late Quaternary were ultimately constrained by climatic causes—although

mediated by a host of more local, proximate factors. As our understanding of plant responses to past climates, landscape

change, and the role of disturbance phenomena (including fire,

plant diseases, insect infestations, and human manipulation) is

refined, the lines between paleoecology, modern plant ecology,

plant physiology, and genetics will become ever more blurred.

These are directions for the next half century of study.

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Doctoral dissertation, Department of Geosciences, University of Arizona, Tucson. [Unpublished.]
Great Basin Mammals

and Late Quaternary Climate History

DonaldK. Gray son

ABSTRACT

Our exacting knowledge of the history of small mammals in the

Great Basin has had a substantial effect on our understanding of

mammalian biogeography in this region but has yet to be adequately incorporated into more general syntheses of Great Basin

climate history, particularly those produced by climate modelers. I

review herein the rich late-Pleistocene and Holocene small-mammal record recently obtained from Homestead Cave in the northern Bonneville Basin, Utah. Together with a diverse variety of

other small-mammal sequences, this record indicates that the early

Holocene (ca. 10,000-7500 years B.P. (before present)) climate of

the northern Great Basin was cool and moist, not warm and moist

as has been argued on the basis of computer modeling. This

sequence also demonstrates the substantial effects of the generally

hot and dry climate of the middle Holocene (ca. 7500-4500 years

B.P.) on small mammals in this area as well as the responses of

those mammals to the end of this period. Perhaps most surprisingly, Homestead Cave data document the local extinction and

recent recolonization of a species that was at one time felt to be

isolated on Great Basin mountains. This discovery joins newly

available neoecological data in showing that the history of "montane" mammals in the Great Basin is far more complex than once

had been thought, and it simplies that low-elevation dispersal corridors must be provided in conjunction with the creation of mountain-based wildlife reserves in the Great Basin.

Introduction

The volume whose legacy we are now celebrating (Blackwelder et al., 1948) was remarkable in many ways. Barely visible to Quaternary scientists who are not archaeologists is the

Donald K. Grayson, Department of Anthropology, University of Washington, Seattle, Washington 98915, USA.

Reviewers: J. Broughton, Department of Anthropology, University of

Utah, Salt Lake City, Utah 84112, USA; R. Hoffman, Division of Mammals, National Museum of Natural History, Smithsonian Institution,

Washington, D.C. 20560-0108, USA; T.E. Lawlor, Department of Biological Sciences, Humboldt State University, Arcata, California

95521-8299, USA; David B. Madsen, Environmental Sciences, Utah

Geological Survey, Salt Lake City, Utah 84114, USA.

fact that Ernst Antevs' contribution to this volume was of fundamental importance in structuring both the chronological assignments of archaeological sites and the interpretation of the

record that was dated accordingly. Antevs' work, together with

that by archaeologist Luther Cressman, played a major role in

ushering in the tradition of conjoint paleoenvironmental and archaeological research in the Great Basin, a tradition that continues to thrive today. Indeed, Antevs (1948) is still cited by Great

Basin prehistorians (e.g., Aikens, 1993), and for good reason:

on a very general level, he appears to have gotten it right in

terms of both his general climatic sequence and the effect of climatic change on human population densities in the Great Basin.

Antevs' Neothermal classification was based essentially on

temperature; he argued that it was temperature and not moisture that supported the long-distance correlations that allowed

him to date his sequence on the basis of Scandinavian varve

chronologies. Because of this, it is interesting to observe that

although Antevs routinely characterized the early Holocene, or

Anathermal, of the arid west as moister than anything that

came later, his view of early Holocene temperatures in this region changed through the years.

In the 1940s and early 1950s, Antevs routinely described the

Anathermal as having temperatures that at first were like those

of today but that grew warmer, eventually culminating in the

famed Altithermal (e.g., Antevs, 1948, 1952). Influenced by

the work of Magnus Fries, however, Antevs soon began to

characterize the Anathermal as not only the wettest but also the

coolest subdivision of his Neothermal sequence (e.g., Antevs,

1953, 1955a, 1955b; see Figure 1).

No longer can there be any question that Antevs was correct

in his characterization of the early Holocene in the Great Basin.

Because it was clearly moist, one of his descriptions must be

right. It remains to be determined, however, whether Antevs I,

with a warm and moist early Holocene, or Antevs II, with a

cool and moist early Holocene, was closer to the truth. A wide

range of empirical data converges to suggest that much of the

Great Basin was cool during the early Holocene. Certain climatic models, however, suggest that this period of time was

quite warm.

369
370 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

0-

- 4 '

- 8-

600-

0 -

DEGLACIAL NEOTHERMAL

ANA- ALTI - MEDI -

BONNEVILLE BASIN WATER LEVELS

\ PLUVIAL

\

\

POSTPLUVIAL

I I I I I i I I I I I I i i i i i I i i r

20,000 15.000 10,000 5,000 0

FIGURE 1.—Antevs' later reconstruction of Late Quaternary temperatures in the arid west and water levels in the

Bonneville Basin (after Antevs, 1955a) (B.P. = before present, i.e., before 1950; temperature scale indicates deviation from modern conditions).

These conflicting views lead to different interpretations of

biotic and moisture history in the Great Basin. I examine herein

small-mammal sequences from the latest Pleistocene and Holocene in the Great Basin that are relevant to this issue. Mammal data have been cited by some climatic modelers when

those data match the predictions of the models but have been

consistently ignored when the data are at odds with model-derived predictions. The greatest mismatch occurs during the

early Holocene, the period of primary focus for this paper.

Vertebrates other than small mammals are also relevant to

these issues. Fishes are discussed elsewhere in this volume; our

paleontological knowledge of reptile and amphibian history

from the latest Pleistocene and Holocene has been reviewed by

Mead and Bell (1994); and the timing and nature of the extinctions of birds and large mammals within the Great Basin toward the end of the Pleistocene also has been explored (Grayson, 1993, 1994). Given these reviews, I restrict my attention

herein to small-mammal history, focusing on the most detailed

history available for latest Pleistocene and early Holocene

mammals of the Great Basin. This history is provided by

Homestead Cave in the northern Bonneville Basin of northcentral Utah. I discuss the paleoclimatic implications of the

Homestead Cave mammal sequence and examine the implications of this fauna for our understanding of modern smallmammal distributions within the Great Basin.

Homestead Cave

Homestead Cave is a few kilometers to the southwest of

Great Salt Lake on a northwestern spur of the Lakeside Mountains (Figures 2, 3). This spur, Homestead Knoll, is a low (maximum elevation, 1615 m), rocky promontory that is devoid of

active springs and permanent streams. The barren playa of

Pleistocene Lake Bonneville is immediately west and northwest of this rocky spur, but the knoll itself supports vegetation

dominated by shrubs and grasses in addition to a few scattered

junipers (Juniperus osteosperma). Shadscale (Atriplex confertifolid) and horsebrushes (Tetradymia spp.) are the most abundant shrubs, but bud sagebrush (Artemisia spinescens), rabbitbrush (Chrysothamnus sp.), and greasewood (Sarcobatus

vermiculatus) are also present, as is big sagebrush {Artemisia

tridentata) along seasonally moist drainages. Greasewood becomes increasingly common as the valley bottom is approached, whereas the invasive Eurasian cheatgrass (Bromus

sp.) is abundant on the flats beneath the knoll.

Homestead Cave sits on the northwestern edge of Homestead

Knoll at an elevation of 1406 m. Initial test excavations con-
NUMBER 33 371

KM

FIGURE 2.—Location of Homestead Cave, northwestern Lakeside Mountains, in the Bonneville Basin, northcentral Utah, USA.

ducted by D.B. Madsen of the Utah Geological Survey revealed that the sediments of Homestead Cave are remarkably

rich in vertebrate remains. This accumulation was primarily

caused by owls using the cave; the deposits contained numerous owl pellets, and many isolated mammal bones and teeth,

regardless of their age, still had remains of those pellets adhering to them.

In 1993 and 1994, a 1 x 1 m column sample was stratigraphically excavated from this site, faunal material in that column

was collected by sieving the deposits through a nested series of

screens with mesh openings that measured 1/4 inch (6.4 mm),

1/8 inch (3.2 mm), and 1/16 inch (1.6 mm). Remains of fishes

from the resultant sample were analyzed by J.M. Broughton

(University of Utah), those of birds by S.D. Livingston (Desert

Research Institute), and the mammals by me. Detailed analyses

of all of this material, including the mammals, are presented by

Madsen (2000).

The details of the depositional history of the sediments in the

cave are not relevant to the arguments developed herein, but I

note that we now have available 21 radiocarbon (14C) dates for

the 18 Homestead Cave strata from the column itself (Table 1).

These dates document that the earliest stratum within the cave

was deposited between about 11,300 and 10,200

 14C yr B.P.

(years before present—i.e., before 1950), thus encompassing

the period of time that includes the Gilbert phase of Lake

Bonneville history. The available radiocarbon chronology indicates that superincumbent stratum II at Homestead Cave accumulated between 8900 and 8500

 14C yr B.P. and, thus, also suggests that there may have been a depositional gap of about

1000

 14C years between the accumulation of Stratum I and

Stratum II. No other similar gaps are suggested by the radiocarbon chronology, but because some parts of the sequence remain

weakly dated, such gaps may exist although they are undetected. The latest radiocarbon date for the sequence is for Stratum

XVII, and it falls at about 1000

 14C yr B.P. The Homestead

Cave faunal sequence thus covers the latest Pleistocene and

nearly all of the Holocene.
372 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

FIGURE 3.—Location of Homestead Cave on Homestead Knoll (white arrow). Prominent terraces were produced

by the waters of Pleistocene Lake Bonneville.

The faunal sample that we excavated from Homestead Cave

is of almost overwhelming size. Some 184,000 mammal bones

and teeth from the 1/4-inch and 1/8-inch sample fractions have

been identified to at least the genus level (Table 2). These specimens represent 40 mammalian taxa from 15 of the 18 strata;

the faunal assemblages from Strata XIII, XIV, and XV have not

been identified, whereas only the kangaroo rats {Dipodomys

spp.) from Stratum X have been analyzed. The Homestead

Cave sample is so large, so well stratified, and so well dated

that it provides an unparalleled view of Late Quaternary smallmammal history in the Great Basin. Although my focus herein

will be the paleoclimatic implications of this fauna, I will also

discuss briefly a series of relevant biogeographic issues that are

related to those paleoclimatic matters.

Selected Faunal Histories

The paleoclimatic implications of the Homestead Cave

mammalian fauna are best understood from analysis of the histories of a group of environmentally sensitive taxa. Discussion

of their broader implications follows the individual histories.

Authorities for the mammal taxa discussed herein are provided

by Wilson and Reeder, 1993.

KANGAROO RATS

The aptly named chisel-toothed kangaroo rat {Dipodomys

microps) is characterized by flattened, or chisel-shaped, anterior faces and tips of the lower incisors. They are distinctly different from the rounded and pointed, or awl-shaped, lower incisors of Ord's kangaroo rat {D. ordii). Kenagy (1972, 1973; see

also Garrison and Best, 1990) demonstrated that D. microps

uses these incisors to shave off the hypersaline external surfaces of Atriplex leaves, then consumes the palatable inner portions of those leaves. In contrast, D. ordii is primarily a granivore and is often found associated with habitats in which

sagebrush is common (Hayssen, 1991). In an analysis of the

spatial relationships within the rodent community of Warm

Springs Valley, west-central Nevada, O'Farrell (1980) found

little spatial overlap between these two species, with D. microps restricted to habitats dominated by shadscale. This is not

to say that D. microps cannot exist in habitats that lack Atriplex
NUMBER 33 373

TABLE 1.—Radiocarbon (14C) dates (years before present, B.P.) from Homestead Cave strata and their calibrated ages, in calendar years, as calculated with

CALIB 3.0.3c (Stuiver and Reimer, 1993).

TABLE 2.—Number of identified specimens (NISP) of mammals by stratum at

Homestead Cave.

Qfri*otiirvi

kjll CHL4111

XVII

XVI

XIV

XIII

XII

X

VII

VI

V

IV

II

I (upper 5 cm)

I (general)

I (lower 5 cm)

14C date

(years B.P.)

1,020 ±40

1,200 ±50

2,850 ±50

3,480 ±40

3,400 ± 60

5,330 ±65

6,160 ±85

6,185 ±105

7,120 ±70

8,230 ± 70

8,195 ±85

8,520 ±80

8,790 ± 90

8,830 ± 240

10,160 ±85

10,350 ±80

10,910 ±60

11,065 ±105

11,180 + 85

11,265 ±85

11,270 ±135

Laboratory

number

Beta 101877

Beta 66940

Beta 103692

Beta 101878

Beta 63179

AA 14822

AA 14824

AA 14825

AA 14826

AA 16810

AA 14823

AA 14821

AA 14820

Beta 63438

AA 14819

AA 14818

Beta 72205

AA 14817

AA 16808

AA 16809

AA 14816

Calendar age

(years)

933

1,078

2,948

3,707

3,632

6,105-6,171

7,017

7,028-7,148

7,912

9,210

9,047-9,193

9,484

9,694-9,852

9,873

11,865

12,228

12,832

12,978

13,087

13,172

13,177

or that D. ordii cannot exist in habitats in which Atriplex is

common. When both taxa are present, however, D. microps

will tend strongly to be found in Atriplex habitats, and D. ordii

will be found in habitats marked by other plant associations, including those dominated by Artemisia.

Kangaroo rats are by far the most abundant mammal in the

Homestead Cave fauna: 59.1% of the identified specimens (exStratum

XVIII

XVII

XVI

XII

XI

X

IX

VIII

VII

VI

V

IV

III

II

I

TOTAL

Mammals (NISP)

1,047

15,548

6,296

22,860

10,096

6,60 l a

22,088

8,289

13,905

24,330

5,109

26,615

2,884

7,855

10,275

183,798

a

 Only the kangaroo rats from this stratum have been identified.

eluding Stratum X, for which only kangaroo rats were identified) pertain to this genus; of these, some 8300 specimens have

been identified to the species level. Figure 4 provides the ratio

of D. microps to both D. microps and D. ordii through time at

Homestead Cave (including Stratum X) and shows that the

late-Pleistocene and early Holocene faunas of this area were

marked by abundances of D. ordii that have not been seen

since. Figure 5 presents the same data in terms of the ratio of D.

microps to D. ordii for each stratum and shows that the middle

Holocene, particularly between about 7000 and 5000

 14C yr

B.P., had elevated proportions of D. microps compared with

1.00

0.90

0.80

0.70

0.60

0.50

0.40

0.30

0.20

0.10

0.00

CO I*"

CO CM m CM

o in i— co

T- CM T - h -

o co

,_ in 2 8

FIGURE 4.—Proportion of the kangaroo rat fauna

contributed by D. microps at Homestead Cave, by

stratum. The total number of Dipodomys specimens

identified as either D. microps or D. ordii is above

the bar for each stratum. Corresponding ages indicated below the strata are in radiocarbon years.

o o

o o

CO CM

* x =

X

 > = E

 X ^ >

STRATUM
374 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

125

100 H

75 H

50 H

25 H

FIGURE 5.—Ratio of D. microps to £>. on/« at Homestead Cave, by stratum. Above the bar for each stratum is the total number of Dipodomys specimens

identified as either D. microps or D. ordii. Corresponding radiocarbon ages are indicated below the

strata.

what came before and after. This history strongly suggests the

progressive replacement of sagebrush by shadscale vegetation

during the early Holocene in the Homestead Knoll area, as well

as a middle-Holocene peak in xericity here.

It is also possible to take a broader view of the history of Dipodomys in the Homestead Knoll area. Although D. ordii and

D. microps may have different environmental implications,

they are both kangaroo rats, which in general are extremely

well adapted to arid habitats (French, 1993). As a result, changing relative abundances of kangaroo rats through time in the

Homestead Cave fauna should provide a clear indication of local desertification. As Figure 6 shows, kangaroo rats provided

a relatively small proportion of the late-Pleistocene fauna at

Homestead Cave. During the early Holocene, kangaroo rats became increasingly abundant. Beginning soon after 8300

 14C yr

B.P. (Stratum IV), more than half of the identified mammalian

fauna comprised these animals. By about 6200

 14C yr B.P.

(Stratum VII), they began to contribute more than two-thirds of

w

o

HI

o

LLJ

CO

fs. 00

T - CO

Ifl 00

r- a>

^>

oCM

CO

CD

CO

Ui

CO CO

00

^—

o

75

52 60 H

45 H

30 H

15 H

FIGURE 6.—Relative abundance of Dipodomys as a

percentage of the total number of identified specimens (NISP) of mammals at Homestead Cave by

stratum, excluding Stratum X. The number of identified Dipodomys specimens is above the bar for each

stratum. Corresponding radiocarbon ages are indicated below the strata.
NUMBER 33 375

Q_

O

DC

O

W

CL

O

DC

O

1.00

0.75 -

0.50 -

0.25

0.00

0.50 0.75 1.00 1.25 1.50

LOG % DIPODOMYS

FIGURE 7.—Relationship between the relative abundance of Dipodomys (expressed as a logarithm of the

percentage of Dipodomys specimens in the mammal

fauna of each stratum) and the proportion of the kangaroo rat fauna contributed by D. microps at Homestead

Cave.

1.75 2.00

the specimens in each stratum and (at least in the analyzed

units) were never less than this fraction in subsequent strata.

Given that the increasing abundance of D. microps appears

to track decreasing abundances of big sagebrush, and that increasing abundances of kangaroo rats in general indicate increasing aridity, I found that the percentage of each stratum's

mammal fauna contributed by kangaroo rats is tightly correlated with the proportion of that stratum's kangaroo rat fauna

that is contributed by D. microps (Figure 7).

PYGMY RABBITS

It might be argued that environmental changes other than a

replacement of sagebrush by shadscale vegetation might have

driven the changing abundances of D. ordii documented by the

Homestead Cave fauna. After all, D. ordii does not require

Atriplex in its diet. However, the history of pygmy rabbits

(Brachylagus idahoensis) at Homestead Cave would seem to

make sense in no other way.

Pygmy rabbits are heavily dependent on dense stands of big

sagebrush, both for food (pygmy rabbit winter diets may be

composed of almost nothing else) and as locations for their burrows (Green and Flinders, 1980; Weiss and Verts, 1984; Dobler

and Dixon, 1990; Katzner and Parker, 1997). Today they are

found, albeit in declining numbers, in the sagebrush valleys of

the northern two-thirds of the Great Basin and in the immediately adjacent Columbia Plateau. There is also an isolated, and

endangered, set of populations in eastern Washington.

The latest Quaternary history of pygmy rabbits is reasonably

well known. In the late Pleistocene, they were found as far

south as central New Mexico (Harris, 1985) as well as outside

their modern distribution in eastern Washington (Lyman,

1991). Within the Great Basin and adjacent Columbia Plateau,

they are known to have undergone two separate declines in

abundance, one at about 10,000

 14C yr B.P., and a second either

at the onset of or during the middle Holocene (Grayson, 1993).

For instance, at Danger Cave (approximately 100 km southwest of Homestead Cave in the Silver Island Range, western

Utah, at an elevation of 1314 m), 35 of 37 pygmy rabbit specimens were deposited between about 10,500 and 10,000

 14C yr

B.P., even though the subsequent sequence spans much of the

Holocene (Grayson, 1988; Madsen and Rhode, 1990). The first

indication that pygmy rabbits had undergone significant prehistoric declines in abundance came from work at the Wasden Site

(Snake River plain, southern Idaho), where Butler (1972)

showed that they declined dramatically in abundance at about

7000

 14C yr B.P. The record from the Connley Caves (Fort

Rock Basin, south-central Oregon, at 1355 m) is in strong accord with this observation. This site contains deposits that span

the intervals from 11,200 to 7200 and from 4400 to 3000

 14C yr

B.P., but whereas pygmy rabbits were common before 7000

 14C

yr B.P., they were rare after that time (Grayson, 1977). Other

sites—for instance, Gatecliff Shelter (Toquima Range, central

Nevada; see Grayson, 1983)—show similar histories. Both the

latest-Pleistocene and middle-Holocene declines in pygmy rabbit abundance appear to be associated with declines in abundance of Artemisia tridentata (see the review in Grayson,

1993).

The record for pygmy rabbits at Homestead Cave is clear

(Figure 8). These animals were common in the Homestead

Knoll area during the late Pleistocene and were clearly

present during the early Holocene, but they declined rapidly

and had become locally extinct, or nearly so, by 8300

 14C yr

B.P. There is no sure evidence to suggest that pygmy rabbits

have been in the Homestead Knoll area during the last 7000

years or so.

Given the tight association between pygmy rabbits and

dense stands of big sagebrush, it again is extremely likely that

A. tridentata began a substantial decline in this area after about
376 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

2.50

FIGURE 8.—Relative abundance of pygmy rabbits as

a percentage of the total number of identified specimens (NISP) of mammals at Homestead Cave by

stratum, excluding Stratum X. The number of identified Brachylagus idahoensis specimens is above the

bar for each stratum. Corresponding radiocarbon

ages are indicated below the strata.

10,000

 14C yr B.P.; and that soon after 8300 14C yr B.P., there

were insufficient stands of big sagebrush to support populations of these animals. The record is fully consistent with other

paleontological pygmy rabbit data, and it also fully consistent

with the local history for Dipodomys ordii provided by Homestead Cave.

VOLES

Most species of Microtus occupy grassy habitats and live in

cool environments. Indeed, these animals show poor ability to

thermoregulate at high temperatures, and no species of Microtus is restricted in distribution to arid areas. Of the species that

currently occur in the Great Basin even Microtus longicaudus,

which is least tied to moist habitats, is more common in cooler,

moister habitats here than in warmer, drier ones (Getz, 1985;

Rose and Birney, 1985; Wunder, 1985).

As Figure 9 shows, Microtus was common in the late-Pleistocene and early Holocene deposits of Homestead Cave. Its

numbers dwindled dramatically after 8300

 14C yr B.P., and it

has clearly been uncommon in this area for the last 7000

 14C

years.

Much the same is true for Lemmiscus curtatus (Figure 10).

Sage voles are, as the name suggests, often associated with

habitats dominated by stands of tall sagebrush (usually A. tri3.00

<

DC

I -

2.50 -

2.00 -

1.50 -

1.00 -

0.50 -

0.00

247

197

53

3 16 1

Q_

m

o

oCO

QL

m

o

oCM

Q_

CO

o

o

CO

> > E =

D.

 > >

m

g STRATUM

o

X

x

FIGURE 9.—Relative abundance of Microtus sp. as a

percentage of the total number of identified specimens (NISP) of mammals at Homestead Cave by

stratum, excluding Stratum X. The number of specimens identified as Microtus sp. is above the bar for

each stratum. Corresponding radiocarbon ages are

indicated below the strata.
NUMBER 33 377

FIGURE 10.—Relative abundance of Lemmiscus curtatus as a percentage of the total number of identified

specimens (NISP) of mammals at Homestead Cave

by stratum, excluding Stratum X. The number of

specimens identified as Lemmiscus curtatus is above

the bar for each stratum. Corresponding radiocarbon

ages are indicated below the strata.

dentata) and grasses, although they can also be found in communities in which the dominant shrub is rabbitbrush as well as

in habitats dominated by grasses alone. Within these habitat parameters, there is also some suggestion that sage vole numbers

are highest in settings marked by relatively warm winters coupled with cool and moist summers (Hall, 1946; Maser, 1974;

Carroll and Genoways, 1980). These animals seem to be able

to meet their moisture requirements through the ingestion of

green vegetation, and surface moisture is clearly less critical

for them than it is for most species of Microtus.

In short, L. curtatus is most abundant today in habitats domininated by A. tridentata and grasses in contexts marked by

relatively cool summers. These modern habitat preferences

likely account for the strong similarity between the histories of

this animal and that of Brachylagus idahoensis at Homestead

Cave (compare Figures 8, 10). Both were most abundant during the latest Pleistocene in the Homestead Knoll area, both

continued to be present during the early Holocene, and both

saw their numbers fall dramatically as the early Holocene came

to an end in this area at about 8300

 14C yr B.P.

POCKET GOPHERS

Several other taxonomic pairs show similar, though by no

means identical, behavior. There are, for example, two species

of pocket gopher in Utah today: the northern pocket gopher,

Thomomys talpoides, and Botta's pocket gopher, T. bottae. The

northern pocket gopher is mostly confined to the mountains

and high valleys of the state (although it is has been reported

from the Promontory Peninsula: see Durrant, 1952), whereas T.

bottae resides in Utah's lower valleys. To my knowledge, only

T. bottae is known from the region immediately west of the

Great Salt Lake.

Pocket gophers are also abundant in the Homestead Cave

fauna. Approximately 15,000 specimens have been identified

from the Homestead sample, of which 969 have been identified

to the species level. Although Stratum I at Homestead provided

only two gopher specimens that could be identified to species,

both of these are T. talpoides. All identified gopher specimens

from later strata represent T. bottae.

POCKET MICE

Figure 11 shows the conjoined histories of two of the three

species of pocket mouse represented in the Homestead Cave

fauna: the little pocket mouse, Perognathus longimembris, and

the Great Basin pocket mouse, P. parvus (the long-tailed

pocket mouse, Chaetodipus formosus, is the third species).

Perognathus longimembris is common in the valleys and on the

lower mountain slopes of the Great Basin and often co-occurs

with P. parvus. This latter, however, ranges into altitudes far

higher than those tolerated by the little pocket mouse. Hall

(1946), for instance, noted that the highest elevation in Nevada

from which P. longimembris had then been found was 6500 ft

(1981 m) but that P. parvus routinely occupied higher elevation

habitats—for instance, at 10,000 ft (3048 m) on Mt. Grant in

central Nevada. Perognathus parvus is also found well into

British Columbia, Canada, but the little pocket mouse exists no

further north than southeastern Oregon (Hall, 1981).

Given what I have reported about the faunal sequence at

Homestead Cave, it is perhaps no surprise that P. parvus was

the abundant pocket mouse in deposits from the late Pleistocene in Homestead Cave and that P. longimembris was not

present in the fauna during that time. The little pocket mouse

first appeared in Stratum II, sometime after 10,000

 14C yr B.P.

In comparison with P. longimembris, P. parvus remains fairly
378 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

121

1.00

o

to

DC

O_

W

CE

Q.

FIGURE 11.—Ratio of Perognathus parvus to P. parvus and P. longimembris at Homestead Cave by stratum, excluding Stratum X. The number of specimens

identified as P. parvus is above the bar for each stratum. Corresponding radiocarbon ages are indicated

below the strata.

m X

o

o

o

common through the early Holocene. It becomes rare, however, during the early centuries of the middle Holocene, appears to have become regionally extinct between about 6000

and 2000

 14C yr B.P., and does not reappear until late prehistoric times.

of the bushy-tailed woodrat specimens in the entire faunal assemblage were deposited between about 10,500 and 7000

 14C

yr B.P. The remaining six specimens found in Danger Cave deposits were scattered across the subsequent 7000 years of history registered in this site.

WOODRATS

Two species of woodrat are widespread in the modern Great

Basin: Neotoma lepida, the desert woodrat, and N. cinerea, the

bushy-tailed woodrat. Neotoma lepida is found in the lower elevations of much of the Great Basin, whereas N. cinerea tends

to occupy the mountains and the more northerly high valleys of

the region. In addition, N. cinerea ranges as far north as the

Northwest Territories, Canada, whereas N. lepida extends no

further north than central Oregon (Hall, 1981). Both species are

found on Homestead Knoll today (Grayson et al., 1996).

Woodrats are abundant in the Homestead Cave deposits:

only Stratum XVIII has fewer than 650 specimens identified to

the species level. As Figure 12 shows, Neotoma cinerea was

the dominant woodrat in the Homestead Knoll area during the

late Pleistocene and remained common through much of the

early Holocene. After about 8300

 14C yr B.P., it underwent a

dramatic decline; Neotoma lepida became, and has remained,

the numerically dominant woodrat in the Homestead Knoll

area. Indeed, bushy-tailed woodrats seem to have become locally extinct around 5000

 14C yr B.P. and may have recolonized

the area shortly before 1000

 14C yr B.P. (see "Recolonization

and Small-Mammal Biogeography," below).

The history of bushy-tailed woodrats at Homestead Cave is

quite similar to that provided by the much smaller sample of

vertebrate remains provided by Danger Cave, where 95% (125)

MARMOTS

Yellow-bellied marmots (Marmota flaviventris), which also

tend strongly to be found only on Great Basin mountains (although descending to much lower elevations to the north), are

likewise present in the deeper strata of Homestead Cave (Figure 13). Because the Homestead Cave fauna owes its accumulation largely to owls, and because adult marmots exceed the

prey size routinely taken by these birds, it is not surprising that

marmots were never abundant in the Homestead Cave deposits.

As a result, precisely when these animals became locally extinct cannot be determined, but they are reasonably common in

late-Pleistocene Stratum I and appear to have been present in

the area until roughly 8000

 14C yr B.P. That 66 specimens were

present in the late-Pleistocene and early Holocene Homestead

Cave samples clearly documents the presence of local populations of these mammals during these periods. Just as clearly,

the complete absence of marmot specimens in these deposits

during the last 5000

 14C years shows that they had been extirpated from the area by the end of the middle Holocene—and

perhaps long before the end of this period.

Only one other well-dated stratified fauna in the northern

Bonneville Basin sheds light on the history of marmots in this

area. Danger Cave contains a small sample of marmot specimens

that were deposited between about 10,500 and 10,000

 14C yr

B.P.; later deposits do not contain the remains of these animals.
NUMBER 33 379

1.00

0.90

0.80

0.70

0.60

0.50

0.40

0.30

0.20

0.10

0.00

242 1 9 0

306

FIGURE 12.—Proportion of the woodrat fauna contributed by Neotoma lepida at Homestead Cave by

stratum, excluding Stratum X. The number of specimens identified as N. cinerea is above the bar for

each stratum. Corresponding radiocarbon ages are

indicated below the strata.

~~ Q.

CQ300

>

flea000

>

VII

/III

STRATUM

CO000X CQ X

o

o

o

HARVEST MICE

The western harvest mouse (Reithrodontomys megalotis) is

found in a wide variety of habitats but is most abundant in settings marked by dense grasses or other herbaceous vegetation

(Webster and Jones, 1982). These animals can be found in arid

contexts, but in Nevada they tend to be most abundant in places

that are both grassy and near water (Hall, 1946), and they may

undergo significant population reductions in response to

drought (Whitford, 1976).

The history of Reithrodontomys at Homestead Cave is summarized in Figure 14 (the numbers plotted in this figure combine specimens identified as Reithrodontomys sp. with those

identified as R. megalotis, the only species demonstrably

present in the fauna). These animals were most abundant here

during the early Holocene, declined dramatically during the

middle Holocene, and rebounded late in prehistoric times.

Paleoclimatic Implications

THE EARLY HOLOCENE

Recent climatic models suggest that the early Holocene in the

Great Basin was both wetter and warmer than today, with increased summer insolation causing increased summer mon0.50

<2 0.40 -

0.30 -

0.20 -

0.10 -

0.00

o o

o o

CO CM

0Q ,300

Q.

CQ,000

STRATUM

Q_

CQ000

FIGURE 13.—Relative abundance of marmots as a

percentage of the total number of identified specimens (NISP) of mammals at Homestead Cave by

stratum, excluding Stratum X. The number of specimens identified as Marmota flaviventris is above the

bar for each stratum. Corresponding radiocarbon

ages are indicated below the strata.
380 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

1.25

w 1.00 -

<

DC

ID

O

CC

LU

0_

0.75 -

0.50 -

0.25 -

0.00

FIGURE 14.—Relative abundance of Reithrodontomys as a percentage of the total number of identified

specimens (NISP) of mammals at Homestead Cave

by stratum, excluding Stratum X. The number of

specimens identified as Reithrodontomys is above

the bar for each stratum. Corresponding radiocarbon

ages are indicated below the strata.

soonal precipitation (e.g., Thompson et al., 1993; Mock and

Bartlein, 1995). This is similar to what Antevs initially argued,

although he would have been quite surprised at reconstructions

suggesting that summer temperatures were higher at 9000 than

at 6000 yr B.P. (Thompson et al., 1993).

Mammalian data relevant to testing these models have long

been available. Curiously, these data most often have been ignored when the models were tested against empirical data, although at times they have been given passing mention (Thompson et al., 1993) or have been selectively cited when they

happen to support implications of the models (e.g., Mock and

Bartlein, 1995). Thus, it is important to stress that the early Holocene reconstructions provided by the models remain in conflict with a wide variety of mammalian paleontological data

from the Great Basin, including data from Homestead Cave.

The Homestead Cave mammal data strongly suggest that between about 11,300 and 8300

 14C yr B.P. the Homestead Knoll

area was not only substantially wetter than today but also substantially cooler, as Antevs argued during the mid-1950s.

As Bartlein et al. (1995) observed, uncalibrated radiocarbon

ages are likely to give very misleading impressions of the relationships between events dated in this fashion and events expressed in calendar years. More to the point, Homestead Cave

Stratum II has three radiocarbon dates whose calibrated ages

fall between about 9900 and 9500 calendar years ago (Table 1),

at about the time that the July Northern Hemisphere insolation

maximum is incorporated into the models. Nonetheless, the

fauna of this stratum is marked by taxa that do not suggest

great warmth.

The early Holocene strata at Homestead Cave are marked by

a wide variety of mammals whose modern habitat requirements

and distributions strongly suggest that the Homestead Knoll

area was relatively cool and moist at that time. The high relative abundances of arvicoline rodents (Microtus sp. and Lemmiscus curtatus), Neotoma cinerea, and Perognathus parvus

and the presence of Marmota flaviventris and Brachylagus idahoensis all imply a cool and moist climatic regime here during

the early Holocene, albeit less so than during the latest Pleistocene. Even the history of kangaroo rats within Homestead

Cave is consistent with this view. These animals compose a relatively small fraction of the Stratum II mammal assemblage;

within the Stratum II kangaroo rat fauna, D. microps is 2.4

times more common than D. ordii, whereas it is 32.0 times

more common in late-Holocene Stratum XVII.

The implications of the early Holocene small-mammal fauna

from Homestead Cave seem clear. During the time that Stratum

II accumulated, the area surrounding this site was marked by

fairly dense concentrations of Artemisia, presumably A tridentata, with a substantial grass understory. Vegetation and mammals alike existed in a climatic context that was both cool and

moist, although not as cool and moist as the period when Stratum I accumulated. This conclusion is in sharp disagreement

with the implications of the climatic models for this time and

this area (Thompson et al., 1993).

Homestead Cave data are not alone in suggesting that the

early Holocene, at least in the more northern parts of the Great

Basin, was cool and moist, not warm (see discussions in Grayson, 1993, 1998). For instance, pikas (Ochotona princeps) are

known from the lower elevations of the Fort Rock Basin of

south-central Oregon between 11,200 and 7200

 14C yr B.P.; it is

difficult to see how these animals, so dependent on cool summer temperatures (e.g., Smith, 1974), could have existed in

such settings during an early Holocene that was warmer, albeit

moister, than anything that has come since. Also, 95% of the

bushy-tailed woodrat specimens from Danger Cave were deposited during the early Holocene, even though the entire Holocene is represented at the site. Our knowledge of mammal
NUMBER 33 381

history for the northern Great Basin is remarkably consistent in

this regard (Grayson, 1993). That history implies a cool and

moist early Holocene in this region as a whole.

The small-mammal faunas of the early Holocene Great Basin

are not necessarily incompatible with warm and moist summers. It is possible that mammals responded to nonanalog environmental conditions in nonanalog ways, although, given the

diversity of mammal species involved, this seems unlikely. The

same kinds of assessments of paleoenvironmental and, in particular, paleovegetational data, however, that have been used to

assess the accuracy of the models (e.g., Mock and Bartlein,

1995) suggest that the mammalian data are strongly at odds

with those models in terms of early Holocene temperature regimes in the Great Basin. We would be far better off in our attempts to understand both the models and the arid western climatic history if these data were addressed rather than ignored.

Indeed, there is a substantial amount of paleovegetational data

also at odds with those models (e.g., Madsen and Currey, 1979;

Wigand and Mehringer, 1985; Thompson, 1990, 1992; Grayson, 1993; Rhode and Madsen, 1995).

MAMMALIAN RESPONSES TO MIDDLE-HOLOCENE CLIMATES

That the early Holocene mammalian fauna at Homestead

Cave implies a climate that was cool and moist will not seem

novel to those attentive to the empirical literature dealing with

this period. Nor would Ernst Antevs or like-minded researchers

of the middle 1950s have been surprised by this conclusion.

The most famous part of Antevs' Neothermal model, however,

involves not the early Holocene, but the middle Holocene, the

period he termed the Altithermal and characterized as distinctly

warm and dry (Figure 1).

Many paleoclimatic indicators have shown that whereas Antevs' monolithic view of the middle Holocene was overstated,

the middle Holocene in the Great Basin was, in general, quite

arid. Consistent with this view, derived mainly from lake level

and paleovegetational histories, is that a wide variety of small

mammals characteristic of cool and moist habitats declined in

abundance, or became locally extinct, in the Great Basin between about 8000 and 7000 years ago (see the review in Grayson, 1993). Until recently, however, no concomitant changes in

small-mammal distributions or abundances had been detected

in Great Basin mammalian faunas as the middle Holocene

ended between about 5000 and 4000 years ago (Grayson,

1993). One implication of this asymmetry is obvious: the end

of the early Holocene was, from at least the standpoint of mammals, far more dramatic than was the end of the middle Holocene.

Nonetheless, the well-accepted view of the middle Holocene

as generally much hotter and drier than what came before and

after suggests that there must been a detectable mammalian response. A few years ago, I argued the following (Grayson,

1993:221):

That we have yet to detect this response in any convincing way probably reflects the fact that the mammal sequences now available for the period from

about 5,500 to 3,500 years ago are not sensitive enough to tell us what the

changes in mammalian distribution and abundance were at this time.

Homestead Cave shows a broad range of responses to the

end of the early Holocene. Arvicoline rodents (Microtus and

Lemmiscus) declined in number dramatically; Marmota flaviventris and Brachylagus idahoensis became locally extinct;

Neotoma lepida became the dominant woodrat; Perognathus

longimembris was the dominant pocket mouse; and Dipodomys

microps was the dominant kangaroo rat. These responses agree

with our knowledge of similar changes elsewhere in the Great

Basin at this time (Grayson, 1993).

What is novel, however, is the evidence that this fauna provides concerning changes in mammal abundances during and

after the middle Holocene. The abundance of Reithrodontomys

megalotis, for instance, declined dramatically during the middle Holocene, then rebounded as this period ended. Dipodomys

microps reached extremely high abundances, compared with

those of D. ordii, between about 7000 and 5000

 14C yr B.P. and

then declined as the middle Holocene ended (Figure 5). Consistent with the arguments made by others concerning the nature

of the middle Holocene, the abundances of D. microps are not

monolithically high during this period, but instead they rise and

fall much as the ratios of grasses to sagebrush rise and fall at

Fish and Wildhorse Lakes on Steens Mountain in southeastern

Oregon (Mehringer, 1985).

As the middle Holocene ended, not only did D. ordii increase

in abundance relative to D. microps and Reithrodontomys megalotis rebound in number, but other mammals returned or increased in abundance as well. Perognathus parvus reappeared

in the record in Stratum XVI as did Lemmiscus curtatus (but

note that Strata XIII, XIV, and XV, dating to between about

3500 and 1500

 14C yr B.P., remain unanalyzed).

Elsewhere, the archaeological record strongly supports the

proposition that Great Basin human populations fell dramatically during the hot and dry middle Holocene (Grayson, 1993),

an argument that also had been made long ago (e.g., Heizer and

Baumhoff, 1965). The Homestead Cave fauna shows just how

complex the biotic response to this climatic event was.

Some mammals that were lost from the record as the middle

Holocene began never returned (e.g., Marmota flaviventris and

Brachylagus idahoensis). Others underwent substantial reductions in number but remained in the area throughout this period

(e.g., Dipodomys ordii and Reithrodontomys megalotis)^ then

increased in number as, from their perspective, climatic conditions ameliorated. Still others (e.g., Perognathus parvus and

Lemmiscus curtatus) became locally extinct and then recolonized when conditions allowed. The late-Holocene recolonization of the Homestead Knoll area included Neotoma cinerea, a

mammal that has been assumed by some to be isolated on

Great Basin mountains today. It is to this issue that I now turn.
382 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Recolonization and Small-Mammal Biogeography

In a series of extremely influential articles, Brown (1971,

1978; see also Brown and Lomolino, 1998) examined the modern distributions of several Great Basin mammals that today

are primarily found on Great Basin mountains and not in the

valleys that separate those mountains. These mammals include

such species as yellow-bellied marmots, pikas, golden-mantled

ground squirrels (Spermophilus lateralis), Nuttall's cottontails

(Sylvilagus nuttallii), white-tailed jackrabbits {Lepus townsendii), and bushy-tailed woodrats. Brown based his arguments on

insightful quantitative analyses, which indicated that, among

other things, the relationship between the number of montane

species on Great Basin mountains and the area of those mountains was marked by a slope characteristic of isolated faunas.

Brown concluded that the montane mammals in his analysis

reached Great Basin mountain islands during the Pleistocene,

that they become fully isolated on those mountains when the

Pleistocene came to an end, and that since then there have been

extinctions of, but no new colonizations by, these species.

As I have observed elsewhere (e.g., Grayson, 1987, 1993),

Brown's model makes several strong predictions about latePleistocene and early Holocene small-mammal history in the

Great Basin. First, his model predicts that montane mammals

currently isolated on Great Basin mountains once must have

occupied the lowlands between these mountains, given that

those lowlands provided the corridors of access to the mountains. Second, montane mammals found on only some of these

ranges must have occurred on other ranges in the past, because

the model maintains that the mountains were occupied by a

common pool of species, which were reduced to their current

numbers by subsequent extinctions. Finally, his model also requires that no Holocene colonizations of these mountains have

occurred, because the process driving the differential presence

of montane species on massive Great Basin mountains has

been extinction, not colonization.

Previous paleontological work has shown that Brown's

model was insufficiently dynamic (Grayson, 1993). In particular, it has appeared likely for some time that different mammals

became isolated on different ranges at different times; thus

specieswise, rather than communitywise, analyses are critical if

we are to understand the processes of colonization and extinction that have formed these faunas.

This same paleontological work has, however, provided substantial support for the first two of the predictions made by the

model. Homestead Cave provides exactly the same kind of support: the short-tailed weasel {Mustela erminea) appears only in

Stratum I and Lepus townsendii only in Strata I and II; Marmota flaviventris is gone by about 8000

 14C yr B.P. Although

Thomomys talpoides is not on the list of montane mammals analyzed by Brown, it is also primarily montane in its Great Basin distribution, and it, too, is present only in the late-Pleistocene deposits of Homestead Cave. Not only has previous

work provided strong support. for the fust two of these predktions, but it also has shown that montane mammals have become extinct across all Great Basin mountain ranges during the

Holocene (Grayson, 1981).

It has become clear that montane mammals are far more

widespread today on Great Basin mountains than was once

thought and that the pattern of this distribution is consistent

with the argument that both extinctions and Holocene colonizations have been critical to forming that distribution (Grayson

and Livingston, 1993; especially Lawlor, 1998). Some of these

conclusions have been echoed by Lomolino and Davis (1997)

on other grounds.

It is particularly important that Homestead Cave has, for the

first time, allowed a detailed assessment of the third of the paleontological predictions I outlined above, demonstrating either

the presence or absence of Holocene colonizations of Great Basin mountains by mammals.

One of the more remarkable discoveries during this project

was that Neotoma cinerea, one of the member species of the

montane mammal assemblage, is present in the Homestead

Knoll area today. As part of an effort to document the nature of

the local small-mammal community in conjunction with analysis of the small-mammal assemblage from Homestead Cave,

we trapped (and filmed and released) a bushy-tailed woodrat

within Homestead Cave itself, and E. Rickart (University of

Utah, Museum of Natural History) discovered several unpublished records for this species in other low-elevation settings in

nearby parts of the northern Bonneville Basin (Grayson et al.,

1996). These discoveries led us to conclude that bushy-tailed

woodrats can colonize low-elevation xeric settings. We also

concluded, as did Lawlor (1998) on very different grounds, that

modern montane mammal distributions in the Great Basin have

been determined by a complex pattern of colonizations and extinctions.

Researchers now have a much clearer view of the history of

this mammal in the Homestead Knoll area than was available

when Grayson et al. addressed this issue in 1996. Neotoma cinerea had become locally extinct here by 5000

 14C yr B.P., and

perhaps well before then, only to reappear in the Homestead

Cave fauna at about 1000

 14C yr B.P. (Figure 12).

It is possible that the nine specimens of this species found in

Stratum XVII were the effects of long-distance transport by a

raptor (note that the sample available for Stratum XVIII is so

small—1047 identified mammalian specimens—that Neotoma

cinerea would not likely have been detected had it been present

at this time). Nonetheless, given that bushy-tailed woodrats exist here today, there can be no question that this species has recolonized the Homestead Cave area during very late-Holocene

times. In addition, the reappearance of Neotoma cinerea in

Stratum XVII was both preceeded and accompanied by increases in abundance of a number of other taxa that were suggestive of cooler and/or moister conditions. These taxa include

Dipodomys ordii (Figure 5), Lemmiscus curtatus (Figure 10),

Perognathus parvus (Figure 11), and Reithrodontomys megalotis figure \4). Given that Neotoma cinerea reappeared at the

same time that these other, consistent changes occurred in the
NUMBER 33 383

nature of the local faunal community, it seems unlikely that this

reappearance is attributable to a low-odds, long-distance dispersal event such as raptor transport.

A wide variety of data are thus joining to suggest precisely

how complex the biogeographic history of Great Basin "montane" mammals has been. Although many of these complexities

continue to elude us, recent studies make it clear that (1) the

degree of isolation of some montane mammals on Great Basin

mountains is far less than has been thought, and (2) the distinctive small-mammalian faunas of Great Basin mountains have

been shaped by both colonization and extinction.

The practical implications of these results are clear. On the

one hand, they show that attempts to predict extinctions under

conditions of global warming that require the assumption of

isolation (McDonald and Brown, 1992) are problematic (see

the discussion in Lawlor, 1998). On the other hand, they suggest that the creation of mountain-based wildlife reserves in the

Great Basin must also include low-elevation dispersal corridors. Not only could such corridors prove critical for dispersal

under climatic regimes different from those that now characterize the Great Basin, but they are also currently in use by at least

some species in at least some places.

Conclusions

Whereas Great Basin fossil mammal assemblages do not, as

yet, shed much light on aquatic history, they reveal the climatic

conditions that help control aquatic histories. The most detailed, stratified, and well-dated small-mammal history currently available for the latest Pleistocene and Holocene in the

Great Basin has been provided by Homestead Cave in the

northern Bonneville Basin. This fauna documents environments that were clearly wetter between about 11,300 and 8300

14C yr B.P. than any that have been seen in this area since. The

Homestead Cave fauna also joins a growing body of data generated by neoecologists to show that the history of "montane"

mammals in the Great Basin has been far more complex than

was once thought.

Whereas the implications that the Homestead Cave fauna has

for late-Pleistocene and Holocene moisture history in this region are in full accord with moisture histories derived from climatic models, they are at odds with the temperature histories

derived from these models. The Homestead Cave fauna is not

alone in suggesting a moist and cool early Holocene in the

northern Great Basin, as opposed to the moist and warm early

Holocene called for by the models. Although at times recognized as a potential problem by at least some of the modelers

(e.g., Thompson et al., 1993), the differences between the climatic conditions called for by the models and those implied by

the mammals are stark. The mammal histories have been replicated in so many places by so many taxa that it is unlikely that

the problem lies with them but rather with the climatic models

instead.

Acknowledgments

This paper was written in January 1999.1 thank K.M. Bovy,

J.L. Kenagy, D.B. Madsen, and R.S. Thompson for helpful

comments on parts or all of this manuscript; J.M. Broughton,

M.D. Cannon, M.A. Etnier, L.A. Nagaoka, and S. Hughes for

laboratory assistance during the Homestead Cave analyses; and

the Burke Museum of Natural History and Culture and the University of Utah Museum of Natural History for access to modern skeletal collections. The analysis of the Homestead Cave

fauna has been supported by grants from the Department of

Defense Legacy Project and from Hill Air Force Base.

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Great Basin Peoples and Late Quaternary Aquatic History

David B. Madsen

ABSTRACT

Great Basin environments are characterized by well-watered

upland areas and relatively dry intermountain valleys. Winter

snows feed river and lakeside marsh systems during the warmer

months but inhibit upland occupation by humans in the winter.

Throughout their history, Great Basin foraging peoples dealt with

this half-wet, half-dry environment in two basic ways. One adaptive pattern focused on a relatively stationary (but not strictly sedentary) lifestyle around the larger marsh systems at the ends of

streams and rivers in Great Basin valleys. The other was characterized by the movement of small groups throughout mountain/valley systems in which the marshes were too small to support a

stable year-round existence. The former strategy was more common, and likely preferred, because of the year-round availability

of storable resources collected primarily by women. Late Quaternary fluctuations of Great Basin lakes, particularly those that

occurred during periods of rapid climate change, had a tremendous

effect on Great Basin foragers because of their focus on lakeside

marsh resources. Early in the prehistoric sequence, when lakes

were relatively high, foraging was focused on lakeside environments. When lakes began to dry up during the middle Holocene,

mobile foraging became more common. By the late Holocene

when lakes rebounded to some extent, increasing population levels

resulted in the widespread use of both adaptive strategies.

Introduction

My focus herein is primarily on the relationship between

Great Basin peoples and Great Basin lakes rather than on a

generalized account of Great Basin prehistory. Detailed summaries of Great Basin archaeology are available in a number of

sources (see in particular Madsen and O'Connell, 1982; Beck

and Jones, 1997; Kelly, 1997; Beck, 1999). There are also a

David B. Madsen, Environmental Sciences, Utah Geologial Survey,

1594 West North Temple, Salt Lake City, Utah 84114, USA.

Reviewers: Charlotte Beck, Department of Anthropology, Hamilton

College, Clinton, New York 13323, USA; R. Kelly, Department of

Anthropology, University of Wyoming, Laramie, Wyoming 82070,

USA; Dennis J. Stanford, Department of Anthropology, National

Museum of Natural History, Smithsonian Institution, Washington,

D.C. 20560-0112, USA.

number of excellent treatments of environmental conditions in

the Great Basin and of the interactions between environmental

and adaptive change (e.g., Grayson, 1993; Rhode, 1999; Wigand and Rhode, 2002). Because these are readily available

and summarize most current information on Great Basin prehistory, I emphasize herein the role that resources in and

around Great Basin lakes have played in structuring adaptive

strategies used by most Great Basin peoples. The southern

Great Basin is given rather short shrift because, at present,

most basin lakes are located to the north, and most of what we

know about lakeside adaptations comes from those areas.

The adaptive strategies employed by Great Basin peoples

were largely tempered by the environmental settings in which

they lived, and their use of basin lakes and associated marsh

systems is best understood in the context of the basinwide geographic distribution of resources as well as the limitation and

variation in the amount of precipitation that drives that distribution. Various aspects of Great Basin environments, including

geomorphology, flora, fauna, and climates, and the Late Quaternary changes in these environments are described in more

detail elsewhere in this volume, but it is important to note several major conditions that structured human behavior. Principal

among these is the mountain-and-valley morphology of the

Great Basin. As a result of extensional tectonics, the Great Basin consists of a series of long, high, fault block mountain

ranges separated by equally long, narrow, relatively flat-bottomed valleys. The mountains typically reach elevations of

3000-4000 m (10,000-13,000 ft.) and, because of orographic

effects on storm systems, trap much of the precipitation that

falls in the Great Basin. The valleys, on the other hand, are relatively dry, even hyperarid in some locations, because of the

rain shadows cast by the sequent mountain ranges. This is true

even for the central Great Basin where, because of the eastwest dome shape of the basin, valley bottoms are 300-600 m

higher than those along the margins.

Fifty years ago, Ernst Antevs, in his landmark 1948 paper on

Great Basin climates and peoples, described the region as primarily arid to semiarid, the latter of which remains the term

most often used to summarize Great Basin climates. Yet, the

basin-and-range topography engenders a climatic regime that

may be better described as "hemiarid" (Currey, 1991), a phrase

387
388 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

that incorporates a basic difference between the wet upland environments of basin mountains and the arid environments of

basin valleys. In terms of human adaptation, however, this difference is tempered somewhat by the closed-basin morphology

of basin hydrologic systems that traps runoff from mountain

precipitation in terminal valley lakes. This capture of mountain

precipitation, much of it falling in the form of winter snow that

gradually releases water as it melts throughout the rest of the

year, creates a situation in which relatively lush riverine and

lacustrine ecosystems, relying on what is essentially outside

water, are found within relatively barren desert valley ecosystems supported only by limited local rainfall. In the western

Great Basin, these river and lake margin environments include

the Donner und Blitzen, Truckee, Carson, Walker, and Owens

Rivers and their associated terminal shallow lakes. In the eastern Basin they include the Bear, Weber, Ogden, Jordan, and

Sevier Rivers. This pattern is repeated within each interior basin-and-range system, with the largest amount of precipitation

falling on upper mountain slopes and running off into small

streams and associated terminal lake/marsh systems on valley

floors.

The contrast in productivity between the mountain-fed

marshes and the surrounding valley floors and foothills, given

the limited amount of rainfall in these lower elevation valleys

(25-40 cm/yr. at best), is extreme in terms of both plants and

the animals they support per unit area. Almost without exception, the amount of available energy passing through the interconnected ecosystems of the Great Basin deserts varies in direct

proportion to the amount of available water, and, given the differential distribution of water, there is a sharp difference between the productivity of ecosystems with water and those

without it. Put in the simplest of human terms, since huntergatherers must rely on the natural distribution of resources, the

seasonal and spatial distribution of hunter-gatherers in the Great

Basin mirrors the seasonal and spatial distribution of water.

A second critical aspect of Great Basin environments is the

seasonality imposed by its middle-latitude setting. At 35°-

45°N latitude in an interior continental position, the Great Basin is characterized by warm summers and cold, sometimes

harsh, winters. Growing seasons are relatively short, and the

amount and variety of available food resources, particularly

plant resources, is extremely limited during the winter months.

As a result of this marked seasonality, people had to either store

resources for winter consumption or situate themselves in localities where resources were available during the winter

months. Such localities were relatively few in number because

the aridity of Great Basin valleys and the deep winter snows

that blanket most of the higher elevations limited the areas

where suitable overwintering sites could be found.

These basic parameters of surface morphology and seasonality are accompanied by two additional, but related, environmental factors that were also important in structuring prehistoric human behavior. First, the number and distribution of

large herbivores found in Great Basin environments was limited compared with many other areas of North America, both

historically and throughout the Late Quaternary. Because of the

basin-and-range morphology of the Great Basin, habitats upon

which many grazing animals depend are small and widely scattered, and large prey animals such as antelope, historically, and

camels, prehistorically, were limited in number in any one locality (e.g., Steward, 1938). Second, the disparity in the distribution of water makes many of the habitats on which Great Basin peoples relied very sensitive to even short-term climatic

changes. Resources away from stream, lake, and spring margin

localities are limited and widely scattered, and when lacustrine

and riverine habitats are reduced or eliminated by variations in

climate, alternative food resources are difficult to acquire.

I outline herein two basic subsistence/settlement strategies

that have been observed in both the archaeological and the ethnographic record. These strategies are only part of a continuum

of adaptive approaches employed by Great Basin peoples and

should not be construed as wholly representative of the Great

Basin foraging spectrum. A comparison of the two, however,

illustrates most of the primary solutions to the environmental

constraints imposed by the basin-and-range morphology of the

Great Basin and its hemiarid landscapes. Analyses with optimal foraging models and ethnoarchaeological research indicate

that these adaptive strategies can be described best by examining women's gathering activities rather than men's hunting activities, because virtually all Great Basin subsistence/settlement systems focused primarily on plants as opposed to

animals. I present ethnographic examples of the two principal

adaptive strategies, examine which of these strategies has been

most successful throughout the prehistoric sequence, and review them in terms of the paleoenvironmental and archaeological records, particularly in terms of plant resources, begining

with the Pleistocene/Holocene transition and continuing until

the Late Prehistoric period.

Adaptive Strategies and Great Basin Lakes

These hemiarid Great Basin environments, characterized by

hot summers and cold winters, high mountains encircling narrow valleys, and abundantly watered habitats located in the

midst of arid ecosystems, created an adaptive challenge for

Great Basin peoples throughout their 12,000-year history. They

dealt with this varied environment in a variety of ways. Primary among these was a focus on the stream-fed, lake margin,

marsh environments common to most valley drainage systems.

Historically, this marsh adaptation has taken the form of a mobility pattern often referred to as a "limnosedentary" strategy

(e.g., Thomas, 1985; Fowler and Fowler, 1990; see also Heizer,

1967; Heizer and Napton, 1970; Madsen, 1982; Janetski, 1986;

Janetski and Madsen, 1990), although I prefer to call it simply

the "lowland" strategy. This lifestyle was most common where

large, stable marshes occurred.

These marshes are situated primarily along the eastern and

western margins of the Great Basin in the Lahontan and
NUMBER 33 389

Bonneville drainages, where extensive snowpack in the high

and massive Sierra Nevada and Wasatch mountains provide

large amounts of water; however, similar marshes, such as the

Ruby, Warner, and Malheur marsh areas, also occur adjacent to

several of the large central and northwestern basin ranges.

Peoples living within these large marsh areas were not sedentary in the strict sense; rather, they moved around within the

marsh, collecting an array of seeds, tubers, and small animals

throughout the year. Virtually all of these resources were relatively expensive to procure (in terms of time spent for the number of calories gained) but had the advantage of being both

abundant and closely spaced.

Raven (1993:8) succinctly summarized this lowland marsh

strategy, describing human groups as living in "a fairly steadystate population within the marshes (but not at individual villages) throughout most of any hypothetical year;"

[G]overned chiefly by the exigencies of women's foraging, small scale adjustments in residence location were made frequently, but the sheer richness, diversity, and predictability of marsh side productivity invited virtually continuous

exploitation. Forays outside the immediate marsh precinct generally were short

term (i.e., day trips) and for the most part were resource-specific. Foodstuffs

were stored as they were collected, usually within shifting habitation sites;

stores were tapped as needed by groups overwintering in the vicinity of the

marshes. Only occasionally did groups leave the valley floor, as when the

marsh simply could not supply a necessary resource (such as toolstone) or

when the uplands offered seasonal resource opportunities more energetically

profitable (such as the nearly annual pinyon harvest). During such episodes,

various upland resources (such as large game) might be taken, and some surplus returned to marshland base camps; life on the valley floor, however, otherwise relied little on mountain resources.

Alternatively, a mobile "upland" strategy was used when valley marsh ecosystems were too small to provide storable surpluses sufficient for overwintering, forcing people to either

move themselves to a series of foraging areas, transport a variety of resources to a central area, or (more likely) both. In this

strategy, mountain resources in both midslope and alpine areas

were important components of the annual round as people

moved through a series of foraging localities. However, unless

one or more upland resources, such as pine nuts (Pinus spp.),

were particularly abundant in any given year, sites in or near

valley marshes most often continued to be the focus of overwintering stays. This was particularly true where large game

animals congregated around the fringes of the marshes during

the winter months. Because the transport of bulk resources was

relatively expensive (e.g., Jones and Madsen, 1989; Rhode,

1990b; Metcalfe and Barlow, 1992), the preferred alternative

(that is, the most economically viable) was usually the sedentary lowland marsh strategy (Kelly, 1995; Zeanah et al., 1995).

These stable lowland and more mobile upland strategies

were not fixed and dichotomous but flexible and varied, with

permutations of both found through space and time in the Great

Basin. Moreover, people could, and did, switch strategies as

circumstances demanded. Changes in circumstances often were

related to a change in size and/or productivity of the marsh

systems.

The degree of sensitivity to climatic change often correlates

with the size of the marsh, with small spring-fed and streamfed marsh systems subject to more variance in terms of both

size and productivity. Large marsh systems at the terminus of

major rivers are most affected by extreme climatic change because of the differential morphology of valley bottoms and

mountain slopes. In response to small-scale climatic change,

these large marsh systems move back and forth across the relatively flat valley floors left by Pleistocene lakes, but they remain essentially intact. Although there is often a short period

of recovery, modest increases or decreases in available water

would not greatly affect the marsh's overall utility for foraging

peoples. A marked change in available water, however, can

dramatically affect the size of many large marsh systems. This

is particularly true when increases in water volume are sufficient to flood the flat valley floors. When this occurs, the configuration of lake-edge marshes changes from broad circumscribed areas at the deltas of major rivers to narrow, linear

habitats, increasingly subject to wave impacts, along the

steeper valley margins. Even where limited amounts of marsh

vegetation occur along these linear patches, the advantage that

large marsh systems give, in terms of reduced transport costs,

is lost.

SHARING, STORAGE, AND COLLECTED RESOURCES

The upland and lowland approaches are examined here with

attention to the adaptive strategies of two ethnographically

well-known Great Basin groups. With experimentally derived

energetic return data for a number of resources commonly collected in the eastern and west-central Great Basin, and by ranking these resources on a seasonal basis, it is possible to evaluate the most economically viable subsistence strategy in any

one time and place and to examine how closely the ethnographically known groups matched these predictions. I focused on

collected rather than hunted resources for two reasons. One

reason is pragmatic in that little or no experimental data were

available for commonly hunted Great Basin resources, and

what information was available consisted primarily of estimated rather than measured return rates. The second reason is

derived from both theory and ethnographic reality.

Evolutionary ecology suggests that among hunter-gatherers

(at the very least), men and women have both different reproductive strategies and different resource procurement strategies

(Dahlberg, 1981; Hayden, 1981; Hill et al., 1985; Hurtado et

al., 1985; Hawkes et al., 1989; Hawkes, 1990, Kaplan and Hill,

1992; Kelly, 1995). This, for a variety of reasons, results in a

typical division of labor in which men hunt and women gather.

As both a cause and a result of this division of labor, men tend

to be more mobile and women more stationary; men come and

go from the camps of women and children. Men move farther,

faster; they leave camp in pursuit of higher risk/higher return

mobile resources and return with more readily transported and

concentrated packets of energy. Women, on the other hand,
390 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

deal primarily with stationary lower return but lower risk resources that are relatively bulky and not easily transported. It

is, in short, often easier to bring the resources of men to the collection location of the women and children than it is to bring

the women and children and their resources to the collection location of the men (Steward, 1938; Lee, 1979; Hawkes et al.,

1982). To put it another way, wherever the women, children,

and old folks are is "home"; it is the place, except in unusual

circumstances, to which men return with whatever they have

bagged. This pattern is clearly shown in the ethnographic and

ethnohistorical literature of the Great Basin. Virtually all descriptions of subsistence/settlement systems are essentially descriptions of women's subsistence/settlement systems; they are

descriptions of "home." Men come and go, but they are ephemeral to a basic pattern defined by the activities of women and

children. Even in the comparatively rare situations wherein

hunting activities dictate the location of home, it is nearly always because women and children are also involved in the

hunting process, as in antelope or rabbit drives. As a result, in

examining the relative mobility patterns of Great Basin huntergatherers, it is most appropriate to focus on the activities of

women, because it is their procurement strategies that determined both the location of and the duration of stay at any one

home settlement.

Optimal foraging and transport models (e.g., Stevens and

Krebs, 1986; Hill et al., 1987; Jones and Madsen, 1989; Bettinger, 1991; Kaplan and Hill, 1992; Metcalfe and Barlow,

1992; Kelly, 1995; Zeanah et al., 1995) suggest that Great Basin foragers obtained as much of any given resource as they

could, which was then either consumed soon after, cached for

later consumption or insurance, or carried elsewhere and consumed or stored. The production and storage of excess is not

only economically viable in terms of both time and energy

maximization, but it also helps to reduce the element of chance

associated with resource availability that is very common in

middle-latitude ecosystems. In the Great Basin, where resources are spatially and temporally dispersed and their availability and abundance is difficult to predict, variation can be

dampened, as Winterhalder (1986:386) notes, in two opposing

but potentially complementary ways, "Foragers can dramatically reduce their food availability variance by pooling and dividing separate catches .... The same functional result is available to one forager able to store and carry over a surplus."

Sharing and storage may be functionally similar in the way

they mitigate spatial and temporal resource variation, but the

two approaches are operationally quite different. Moreover, although they can be used in a complementary fashion when dealing with a series of different resources, they are not compatibly

used for a single resource. That is, it is appropriate to either

share a resource surplus immediately among a group or to store

it on an individual or family unit basis, but it is likely inappropriate to do both (Kaplan, 1983; Kelly, 1995). On the other

hand, it is possible to handle different types of resources in different ways. Within the Great Basin and many other middle-latitude areas, for example, hunted resources can be, and usually

were, shared communally, whereas collected resources most often can be, and usually were, stored on an individual basis.

Most hunting activities involve a high degree of chance, and

a hunter's skill and hard work will not always predict hunting

success in the short run. Moreover, although hunting often is

conducted on a group basis, it does not usually generate large

surpluses suitable for storage. As a result, sharing of hunted resources, particularly larger animals, among a group of hunters

is most appropriate (Kaplan, 1983; Kaplan and Hill, 1992). In

the Great Basin, for example:

Large game was usually taken by men, while women gathered plant foods. A

hunter was obligated, however, to share large game with other members of the

village (Steward, 1938:231).

Large game ... was shared communally with all village members, whether they

were related or not. The hunter was privileged to keep only the skin and some

special portion of the animal (Steward, 1938:74).

Each man kept his quarry (rabbits) but unsuccessful hunters were given a few

(Steward, 1938:98).

Gathering, on the other hand, can nearly always be conducted on an individual basis, and those who work harder and/

or longer are nearly always more productive. Moreover, collected resources are generally quite suitable for storage. As a

result, collecting and storage of gathered resources on an individual or immediate family basis is most appropriate (Kaplan

and Hill, 1992) and was common in the Great Basin:

When gathering these foods, group endeavor might bring the pleasure of companionship, but it did not increase the per capita harvest. In fact ... it usually

decreased the harvest.... A woman harvested exclusively for her family (Steward, 1938:230-231).

Gathered seeds were private property. Women shared them only with their husbands, children, and sometimes parents whom they supported (Steward, 1938:

72).

A family gathered only for itself and cached the nuts secretly if possible (Steward, 1938:128).

Robbery of cached nuts, even by brothers and sisters of the owners, led to

fights... (Steward, 1938:73).

In short, storage and energy maximization models suggest

that in the Great Basin, hunter-gatherers probably collected as

much as they could at any one time and then shared (if hunted)

or stored (if collected) any surplus.

SEASONAL RESOURCE RANKINGS AND PREDICTED BEHAVIOR

Table 1 presents data on collected resources in the northern

Great Basin divided into seasonal availability and ranked by

energy return rate. Clearly evident is the limited and seasonally

biased nature of extant experimental data. Data on a number of

important resources, such as fish, are unavailable (but see Larson and Kelly, 1995), and there is little on the energetic returns

for available spring flora such as roots and greens. I stress that

these return rates should be used with caution, because they

each represent a range of values, and those ranges have yet to
NUMBER 33 391

TABLE 1.—Seasonal rankings of resources collected by hunter-gatherers in the

Great Basin. Resources are seeds unless noted otherwise; N = no. of measurements; a question mark (?) indicates data are not available. Sources: Fowler

and Walter, 1985; Simms, 1987; Madsen and Kirkman, 1988; Jones and Madsen, 1991; Madsen et al., 1997; Rhode, 1997.

Resource

Dec/Jan/Feb

Typha latifolia rhizome

Typha latifolia

Scirpus sp. rhizome

Allenrolfea occidentalis

Other persistent seeds, such as Suaeda sp.

Mar/Apr/May

Lewisia rediviva root

Typha latifolia shoots

Stanleya pinnata greens

Achuathenum hymenoides

Other roots and greens

Jun/Jul/Aug

Melanoplus sanguinipes (adult insects)

Typha latifolia pollen

Anabrus simplex (adults)

Descurainia pinnata

Elymus salinas

Lepidium sp.

Scirpus paludosus

Elymus cinereus

Scirpus cf. microcarpus

Phalaris arundinacea

Sporobolus asperifolius

Hordeum jubatum

Carex sp.

Distichlis stricta

Sep/Oct/Nov

Typha latifolia rhizome

Quercus gambelli

Scirpus acutus

Atriplex nuttalli

Pinus monophyla

Atriplex confertifolia

Helianthus annus

Typha latifolia

Scirpus sp. rhizome

Allenrolfea occidentalis

Average return rate

(Cals/hr.)

3,299

260

200

111

?

1237

575

417

348

?

27,649

5,739

2,959

1,307

1,238

684

470

370

320

291

249

206

202

153

3,299

2,232a

1,699

1,200

l,083b

1,033

504

260

200

111

N

3

24

3

3

?

1

5

8

4

9

5

2

3

1

1

2

1

2

1

2

3

2

1

2

3

2

1

1

3

1

1

24

3

3

a

 Maximum return rate; tanin removal would reduce the average value.

b

 Two widely divergent Cal/kg values are available; this represents an average.

be fully determined (e.g., Simms, 1987; Jones and Madsen,

1991; Bettinger, 1993; Zeanah et al., 1995; Madsen and

Schmitt, 1998; Madsen et al., 1997; Rhode, 1997; Grayson and

Cannon, 1999). Despite the limitations, however, the seasonal

rankings are sufficient to allow some general predictions concerning seasonal gathering behavior of northern Great Basin

hunter-gatherers.

Beginning in the spring, the most appropriate focus of attention would be on available shoots and roots from newly emergent perennials, with the location and the size of the home settlement dependent on the distribution and abundance of these

roots. Toward the end of spring, early seed crops, such as Indian rice grass {Achnatherum hymenoides), become available.

Most roots and early seeds are in valley bottoms or in the foothills adjacent to valley bottoms, and relatively compact settlements may be appropriate.

In the summer, available high-ranked resources are highly

variable in both nature and distribution, ranging from cattail

{Typha spp.) pollen in valley bottom marshes to insects in upland areas. Many of these summer resources are storable items.

Fishing may also be quite worthwhile during this period, but

few data are available (but see Raymond and Sobel, 1990; Larson and Kelly, 1995; Butler, 1996; Lindstrom, 1996; Nauta,

2000). High-altitude resources are probably also highly productive at this time, but no experimental data have been produced. As a result of this diversity of resources, it is probable

that an equal diversity in the distribution of local human populations is most appropriate.

In the fall, highly productive seed crops, such as pine nuts

and bulrush (Scirpus spp.) seeds, are available and constitute

resources that can be stored for winter consumption. Most of

the upland fall seed crops are relatively dispersed, making

small family groups the most appropriate settlement pattern.

When resource concentrations occur, however, larger groups

may be equally appropriate.

In winter, the few collectible resources available—such as

bulrush and cattail rhizomes, bush pickleweed (Atleurolfea occidentalis) and seepweed (Suaeda spp.) seeds, and, in early

winter, saltbush (Atriplex spp.) seeds—are located primarily in

valley marsh settings. Many winter collectibles are low-return

resources; but, with few competing resources in the winter,

they are high-ranking, and thus are an appropriate focus for

collection during the winter months. Rhizomes maintain their

food potential as the winter progresses, and given the scarcity

of competing activities, seeds may actually increase in relative

worth at that time. Pickleweed, saltbush, and cattail seeds often

persist well into the winter but are most profitably collected

from late October through December. They can be processed at

leisure, however, during later months and, if allowed to dry on

the stem, may yield a higher return rate. The costs in time during the winter months for processing resources, such as pickleweed, do not change, but the value of the time does. Because

relatively few options exist for food gathering and processing,

the processing of previously collected items can be done when

the alternate uses for time are limited, thereby increasing the

relative value of the resource.

Given this seasonal distribution of resources, general predictions are possible concerning the nature of subsistence/settlement in typical northern Great Basin valley/mountain settings.

Spring: Settlements would be situated around marsh habitats

for collecting emergent shoots and waterfowl eggs, with logistical trips made to nearby valley margins and foothills to collect roots and greens. Where no marsh resources occurred, settlements would be dispersed in a variety of foothill locations.
392 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Summer: Settlement locations would be variable depending

on the nature of available resources. Where abundant

high-ranked resources such as cattail pollen and fish occurred,

settlements would remain concentrated in or near the valley bottom marsh settings. Away from marsh areas, settlements would

probably continue to be dispersed, possibly to alpine areas.

Fall: Settlements would probably be dispersed and relatively

mobile to take advantage of various highly productive and

highly ranked resources in widely separated areas. Because the

productivity of some of these resources, particularly pinon, was

variable from year to year, the nature of the fall dispersion pattern might also have been variable. In most years, settlement

would be near marsh areas where a number of highly productive resources occurred close together.

Winter: Settlements would be concentrated near stored resources and/or valley bottoms. The amount of stored resources

probably would be a basic determinant of winter settlement.

Given the difficulty in transporting plant resources, noted earlier, these resources probably would be cached close to their

procurement area. Wherever sufficient stored resources were

available to last the winter, either in upland or valley bottom locations, winter settlements would be found relatively close.

When stored resources were insufficient to last the winter, settlements would be concentrated in valley locations near winter

procurement areas.

Two Great Basin Subsistence /Settlement Patterns

Given these economically based predictions, it is possible to

examine two ethnographically and ethnohistorically known

Great Basin groups—the Toedokado, who included a large

valley marsh in their subsistence/settlement system, and the

Kaibab Paiute, who did not—to determine the appropriateness

of energetic efficiency models for understanding both upland

and lowland adaptive strategies. These groups, described by

Fowler (1982, 1992) and several earlier workers (e.g., Kelly,

1934, 1964; Stewart, 1941; Euler, 1966; Wheat, 1967; Fowler

and Fowler, 1971; Thomas, 1985; Fowler, 1989), are sufficiently well known to illustrate the interplay between the type,

availability, and abundance of resources, and the ways in

which those resources were utilized to maximize energetic efficiency.

KAIBAB PAIUTE

Fowler (1982), building primarily upon work by Isabel Kelly

(1964), described a series of interrelated camps (termed "economic clusters") and subsistence strategies used by the Kaibab

group of the Southern Paiute that can be compared with the relative resource rankings compiled in Table 1. One of these economic clusters is depicted in Figure 1, showing the seasonal

movements of the several interrelated camps. Fowler (1982:

127) summarized the subsistence/settlement patterns of this

cluster as follows:

38,

8 29

27^ ' "

ECONOMIC

CLUSTER

Feb

May(J)Nov

Aug

Darkened area=

time in residence

5 10 15km

i i i

N

KAIBAB PLATEAU

FIGURE 1.—Diagram of Southern Paiute groups in spring: economic cluster III

(after Kelly, 1964; and Fowler, 1982). See text for explanation of "camps" and

numbered locations.

Camp 25: 2 people, a man and wife; "stayed there all the time"; hunted deer

with people from #26.

Camp 26: Large and important settlement of "many" camps (households) the

composition of only 3 of which was remembered (16 people—probably 40-50

at site). Winter base, usually also for people from cluster IV (Alton area);

moved to #27 in spring for Peteria (a root); remained until June when returned

to #26 to harvest seeds; occasionally visited Johnson Canyon for Mentzelia

seeds. In fall moved to cliffs above Three Lakes to harvest Artemisia seeds;

also hunted deer in Orderville region. Often joined by those of #34 for fall trip

to Kaibab Plateau for deer. Returned to #26 before snows.

Camp at springs 30-33: 3 camps, 12 people. Wintered at #31; in spring moved

to #30 for tsii (a root); in summer visited Alton (IV) for Balsamorrhiza seeds

and remained to harvest. Occasionally stopped at #28, 29 (not inhabited). In

fall gathered yucca and pinenuts on mesa above Vermilion Cliffs (at #32). Fall

trip to Kaibab for deer.

Camp 34: 4 camps, 13 people. Winter, spring and much of summer at or near

#34. In fall returned to #34 before going to Kaibab for deer; sometimes went

with #26.

The Southern Paiute lived in an environmentally diverse region and had equally diverse subsistence/settlement systems.

Not only did economic clusters, such as the one just described,
NUMBER 33 393

have high intercluster variability, but even within an economically interdependent group, individual camps ranged from almost completely sedentary to highly mobile. As a result, it is

difficult to generalize a subsistence pattern beyond suggesting

that, as one would expect, the energetic efficiency of obtaining

local resources varied with resource availability and distribution. That variation, in turn, appears to have been the driving

force that defined the diverse subsistence/settlement patterns

of the Kaibab Paiute.

Despite this variability, it is clear that the seasonal activities

of this group of Southern Paiute closely followed the predicted

pattern. Spring activities were oriented towards dispersed root

procurement—Peteria in the case of one camp, Tsii in the case

of another. Summer activities were oriented toward the collection of a variety of seeds (such as Balsamorrhiza, Chenopodium, Epichampes, Mentzelia, and Urosepses) in a variety of

contexts. Fall activities revolved around the abundance of

pinon. In good years, trips for collecting pine nuts were made;

in bad years a variety of other resources such as agave or Artemisia seeds were taken. Winter locations were apparently dictated by nonfood factors, possibly because, with few exceptions, all year-round collecting activities occurred within a

10-15 km radius. Stored resources were generally cached near

the point of collection and transported as needed. Variation was

the key, and, as Fowler (1982:127) noted,"... several actualized

settlement patterns [had] obtained in this one small area. Some

people, perhaps older individuals or a single family, maintained

permanent camps; others split winter and summer bases; others

moved three or four times during the year."

TOEDOKADO

Predictions drawn from the seasonal ranking of collected resources do equally well when examined against a marsh-oriented Great Basin group. Fowler (1982, 1992), Thomas (1985),

Larson and Kelly (1995), and Zeanah et al. (1995) have all

summarized earlier work on the Toedokado ("Cattail Eaters")

group of Northern Paiute who lived in and around the Stillwater marsh area in the western Great Basin. Like the Kaibab

Paiute, mobility in this Northern Paiute region was, in part, dictated by the annual variation in pine nut productivity. However,

Thomas (1985:25) suggested that the inherent instability of the

upland pinon crop created a flexible and annually variable approach to overwintering:

During most winters they probably maintained a relatively stable residential

base, in either marshland or upland settings, depending on the local availability

of key fall resources, the quantity of foodstuffs cached during the summer, and

the transport costs involved.

Fowler (1992:212), on the other hand, suggested a much

tighter focus on the Stillwater and Carson marsh areas:

The picture ... appears to be one of considerable security, a tendency to remain

in place in groups of perhaps 20 people or so, and certainly to focus on the richness of the marsh. Toiwaitu, 'cattail-place,' was their home, their tibiwa, and

they seemingly wanted no other. They spent most of the year there, working

out from small to medium-sized villages of cattail houses. If they moved away,

it was only for short periods and then they returned.

In early spring, Toedokado women's subsistence focused on

marsh resources, principally on cattail and bulrush shoots and

spikes and on sego pondweed (Potamogeton sp.) corms. Eggs

from a large variety of waterfowl were a principal source of

protein. A variety of greens, such as prince's plume (Stanleya

pinnata), and bulbs, such as Allium, were also collected from

the lowlands around the periphery of the marsh. In late spring,

the largely concentrated Toedokado broke into smaller family

groups to collect a variety of greens and roots. Some moved to

different upland areas, principally in the Stillwater Range, to

collect Claytonia, Lewisia, Lomatium, and Perideridia. Many

also trekked to the lower Truckee River for fishing during

spring spawning runs. Most of these spring resources were

probably consumed immediately, with a limited surplus of storable resources returned to the principal camps along the Carson

River delta system. In early summer, a variety of seeds, such as

Great Basin wild rye and tansy mustard, were collected and

stored from foothill to upland locations. In years when Achuathenum and Mentzelia seeds were abundant, they too were collected before the summer return to primary base camps. Both

the root- and seed-collecting areas were close enough to the

primary camps in the marshes to allow these resources to be

stored at the point of consumption rather than the point of procurement.

Summer collecting took place principally in the vicinity of

the numerous shallow lakes or sloughs along the lower Carson

River. Resources included fish—both suckers and chubs—

which were available throughout the summer, cattail pollen

available in the early summer, and Scirpus seeds in late summer. Surpluses from these summer resources were cached near

the primary base camps.

In the fall, relatively high-ranking seed resources were found

in both lowland and upland areas but were compatible because

of slight differences of seasonality. Scirpus seeds and other

marsh resources, such as cattail rhizomes, remained abundant

throughout the early fall, with pine nuts becoming available in

midfall. Areas for gathering pine nuts were both adjacent to

and relatively far away from the primary base camp. Pine nuts

from nearby pinon zones were usually transported to the lower

Carson River sites (either immediately or during the course of

the winter), whereas the caching and/or transport status of

more distant pine nut areas was dependent on the size of the

crop. "In exceptional pinon years, base camps were established

in the mountains; in ordinary and poor harvest years, residential bases were transplanted from the woodlands to lakeside villages" (Thomas, 1985:22; see also Fowler, 1992:84). The decision was apparently based on whether or not there were

sufficient quantities of nuts to last the winter. Even in good

years, however, it was apparent that only "some families remained in the hills for the winter, living in 'mountain houses,'

while others returned to the winter base camps at the marshes

with their accumulated stores" (Fowler, 1982:133). During
394 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

winter, the principal resources were items that had been stored

during the summer and fall, but along the lower Carson River,

"the people also gathered Suaeda and Allenmlfea seeds," and

tui chub were taken by the men (Fowler, 1982:133). Cattail and

bulrush roots were also collected throughout the fall and winter

(Fowler, 1992; Madsen et al., 1997).

This subsistence/settlement pattern was probably as diverse

as that described for the Kaibab Paiute, with some families or

small groups staying put for most of the year and others being

more mobile. Despite any diversity, however, it appears that

seasonal changes in subsistence behavior could be accurately

predicted from a diet-breadth, resource-ranking model that focuses on the items collected primarily by women: marsh resources in the early spring, shifting to foothill roots and seeds

in the late spring, lacustrine/marsh resources in the summer,

mountain seeds for a short period in the fall, and stored resources and lower valley resources in the winter. In terms of

actualized settlement patterns, it appears that most of every

year was spent at principal base camp settlements along the

lower Carson River, with movements to other locations for relatively short periods in the spring and again in the fall (Fowler,

1992; Larson and Kelly, 1995). In exceptionally productive

pirion years (probably at best only one out of every four or five

years), some families overwintered in the mountains—again,

as could be predicted from the diet-breadth model and transportation cost data. Given the difficulty in transporting pine

nuts to marsh locations, however, they do not appear to have

been a principal dietary resource there (Larson and Kelly,

1995).

The pattern of the men's resource collection strategy in this

Northern Paiute group also fits the prediction that "home" was

determined primarily by the activities of women, with the men

coming and going from this central home base (Fowler, 1992).

An excellent example of this is DeQuille's (1963:71) observation of a men's "task group returning to the base camp in the

Carson Sink after hunting wood rats in the mountains to the

east: 'They had left the Cold Spring (Clan Alpine) mountains at

sundown, and had been traveling all night across the desert.

They carried small water bottles ..., and were loaded with a

species of mountain rat, smoked and dried, packed in oblong

hampers made of twisted ropes of grass.'"

Clearly this party of men had left the women, children, and

old folks in the principal base camps along the lower Carson

River, had traveled some 50-70 km to hunt, and were returning

with their catch. Their mobility revolved around that of the

women, and in describing the subsistence/settlement pattern of

the Toedokado, it is the women's pattern that was nominally

described. This pattern appears to hold throughout what is

known of the prehistoric sequence. Examination of gender differences in skeletal remains from the Stillwater marsh area, for

example, indicated that males had a much higher incidence of

skeletal pathologies associated with running and walking, suggesting that women were much more sedentary than men (Larson etal., 1995).

The Kaibab Paiute and the Toedokado of the lower Carson

River basin are fair examples of the upland and lowland subsistence strategies utilized by most Great Basin peoples. In both

cases, the nature and distribution of resources largely structured the degree of mobility. Where subsistence resources were

varied, concentrated, available year round, and easily stored

close to the point of consumption, as in the large marsh areas at

the end of major river systems, people tended to be relatively

sedentary and populations tended to be relatively denser than

elsewhere. This lowland pattern seems to have been the dominant strategy for the ethnographically known Great Basin

groups (Figure 2) as well as for those from much of the last

2000-3000 years (e.g., Madsen, 1979, 1982; Janetski, 1986,

1991; Raven and Elston, 1988; Janetski and Madsen, 1990;

Raven, 1990; Rhode, 1990a; Fawcett and Simms, 1993; Aikens

and Jenkins, 1994; Larson and Kelly, 1995; Zeanah et al.,

1995; Simms et al., 1997), and there is growing consensus that

the large marsh systems associated with many terminal lakes

were the optimal places for Great Basin hunter-gatherers to

live. Similar patterns of intensive marsh use are found throughout the world, particularly at the deltas of major river systems

(e.g., Stanley and Warne, 1997).

Exactly how far into the past this dominant lowland adaptive

strategy extends is unknown, however, and remains a matter of

some debate (e.g., Beck and Jones, 1997; Kelly, 1997). A major cause of this debate is, in large measure, the lack of information on the extent and even location of these terminal marsh

systems prior to 3000-5000 years ago (Zeanah et al., 1995;

Grayson and Cannon, 1999). It is not even clear why latePleistocene to middle-Holocene marshes have rarely been

found. Possibly they were buried by later deltaic deposits or

eroded during periods of mid-Holocene desiccation. Nonetheless, although only modest amounts of old marsh deposits

have been found yet, sufficient data exist to suggest the lowland adaptive pattern is one of long standing in the Great Basin; how regionally widespread it was and what percent of

early Great Basin peoples utilized this strategy remain unknown.

Great Basin Climates and Lakeside Adaptations

YOUNGER DRYAS LAKES AND EARLY GREAT BASIN PEOPLES

(12,000-10,000

 14C YEARS B.P.)

Because of the link between adaptive strategies and large

valley marsh systems, major changes in the size of Great Basin

lakes during the last 12,000

 14C years have had a dramatic effect on the course of Great Basin prehistory. The Late Quaternary lake sequence is defined in more detail by others in this

volume, but briefly, there were five prolonged periods in which

the relationship between Great Basin peoples and lakes is most

obvious. The first of these was the Younger Dryas, a period between -11,200 and 10,100

 14C years ago when Great Basin

lakes covered many of the valley floors. This period, commonly known archaeologically as the Paleoindian period, was
NUMBER 33 395

Apr Season of Site Use

FIGURE 2.—Seasonal mobility of hunter-gatherers on the margin of Utah Lake, a situation very similar to that

found in the Stillwater marsh area. Adapted from Janetski (1986).

characterized by large, fluted and stemmed projectile points

most often found around the margins of these late Pleistocene

lakes (Willig et al., 1988; Beck and Jones, 1997).

What little is known about the adaptive strategy that these

people followed is based on inference, because virtually no

buried sites containing substantive subsistence data have been

recovered. Because numerous sites have been found along the

lake margins, these people presumably focused on lake margin

habitats, but what exactly they were doing there is unclear.

With the exception of the tools found in the Fort Rock basin

(Bedwell, 1973) and, perhaps, in Danger Cave (Jennings,

1957), grinding implements found in the Great Basin have been

dated from less than 10,000 years ago (Beck and Jones, 1997),

but it may be that the absence of older implements is a result of

later groups scavenging for ready-made tools (Simms, 1988).

Pleistocene megafauna was present in the Great Basin during

this time period, but most species were extinct before the

known appearance of people in the region, and the few species

that remained were not likely to have been found in large numbers (Grayson, 1993, 1994). Camelops hesternus (yesterday's

camel), Equus spp. (horses), and Mammuthus columbi (Columbia mammoth) were the only large herbivores that might have

been hunted by Great Basin peoples in addition to historically

known large game species. (Nothrotheriops shatensis (Shasta

ground sloth) also may have been available in limited numbers

in the southern Great Basin.) There is, however, no example of

this extinct fauna having actually been taken, and it seems

likely that the array of subsistence resources collected by early

Great Basin peoples was essentially the same as that taken by

later groups.

Undoubtedly the biggest environmental difference between

the Younger Dryas and later periods is the number and size of

marsh systems within the Great Basin (Figure 3). Nearly every

valley that contained a lake under full-pluvial conditions also

contained standing water during the Younger Dryas (e.g., Currey et al., 1984a; Wells et al., 1989; Benson et al., 1990;

Thompson, 1992). In many cases this standing water was relatively shallow, but such conditions may have enhanced the extent of associated marsh habitats. Moreover, there were a number of large spring-supported marsh systems during the

Younger Dryas in areas that are now desiccated (e.g., Quade,

1986; Beck and Jones, 1997; Quade et al., 1998). Marsh systems, together with the lake margin areas, were both ubiquitous

and larger, whereas population densities were apparently much

smaller during the Younger Dryas than during subsequent periods (e.g., Kelly and Todd, 1988; Beck and Jones, 1997). As a

result, lowland adaptive strategies were likely in place—but

with a slightly different emphasis.

The grinding of seeds is relatively expensive in terms of the

number of calories gained for time spent (e.g., Simms, 1987),

and until the ratio of people to marsh area increased sufficiently to reduce the abundance of more easily collected resources, it is unlikely that seed grinding would have been extensively employed. The association of Paleoindian sites with
396 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

Utah

Arizona

FIGURE 3.—Maps of Great Basin lakes (black areas) at the height of the last Pluvial period (a) and historically

(b), which roughly illustrate the differences in size and distribution of marsh habitats between the Younger Dryas

and the present.

lake margins and the absence of significant numbers of grinding implements may simply mean that peoples of the Younger

Dryas era employed a lowland strategy that focused on higher

ranked marsh resources. They operated much like later Archaic

peoples but without the extensive grinding of seeds, and the

term "Paleoarchaic" may not be inappropriate for these people

(see Willig, 1989; Beck and Jones, 1997).

A second major environmental difference between the Paleoindian and later periods may be climatic volatility. If Younger

Dryas climates in the Great Basin were as volatile as those defined elsewhere in the world (e.g., Mayewski et al., 1993), populations were probably maintained at relatively low levels because Paleoindian groups would have been repeatedly subjected to periods of stress (Madsen, 1999). For the millennium

or so of the Younger Dryas, Great Basin Paleoindians were

faced with rapid transitions from one climatic extreme to another. These seem to have been almost light-switch-like, and

they certainly occurred within periods of less than a decade. The

variance of these extremes was considerably greater during the

Younger Dryas than it was during the Holocene (e.g., Stuiver et

al., 1995); indeed, the range of climatic variation from one decade to the next was almost as great as the entire range of variation for the Late Wisconsin as a whole (Figure 4).

A third major characteristic that separated environmental

conditions in the Younger Dryas from those that occurred subsequently was seasonal equability (e.g., Zielinski and Mershon,

1997). During the Younger Dryas, summers were cooler, perhaps as much as 6° C (e.g., Rhode and Madsen, 1995), and winters may have been warmer (e.g., Elias, 1996) than at present.

These features of Younger Dryas climates had important implications for Great Basin hunter-gatherers. The climatic volatility of the period probably meant that many populations of

large herbivores were limited because of their low reproductive

rate and extended length of sexual immaturity. Herds would be

relatively slow to recover after climatically induced periods of

stress and may not have reached optimum numbers before being devastated again by the next climatic change. The availability of ephemeral plants, such as grasses, probably fluctuated in

concert with wildly fluctuating climatic conditions. Mature individuals of less ephemeral plant species, such as limber pine

(Pinus flexilis), probably survived these rapid climatic changes,

but their seed production likely varied substantially, and immature individuals may not have survived. This would have led

eventually to a reduction in the size of these plant communities.

Marsh plants also would have been subjected to this rapid climatic variation, but the effect may have been tempered by their

association with large bodies of water, which tend to react more

slowly to climatic change. This variation in the environmental

proxies of Younger Dryas climates probably tethered Paleoindian groups even more tightly to lake margin habitats.
NUMBER 33 397

400 -n

A 300

Q.

CL

CM

O 200

100-

i i i i

9,000 10,000 11,000 12,000

14C Yrs. BP

FIGURE 4.—Volatility of Younger Dryas climates as suggested by changes in

calcium concentrates present in the GISP2 Greenland ice core (adapted from

Mayewski et al., 1993).

THE EARLY HOLOCENE TRANSITION

(10,000-8000

 14C YEARS B.P.)

After the Younger Dryas, Great Basin lakes regressed to levels approaching, but still higher than, their modern levels. In

many areas, particularly the southern Great Basin, many of the

large, stable marsh systems disappeared. The lowland adaptive

strategy, with seed grinding now definitely a component, was

used almost immediately in some areas, and subsistence techniques focusing on the procurement of seeds and small animals

(including birds and fish) were employed (Beck and Jones,

1997). Mobile strategies were also in use where marsh systems

were of limited size and productivity. Evidence of subsistence

at sites like Danger Cave in the eastern Great Basin (Jennings,

1957), Spirit Cave in the western basin (Napton, 1997; Tuohy

and Dansie, 1997), and the Fort Rock and Connley Caves in the

northwestern basin (Bedwell, 1973; Willig, 1989; Aikens and

Jenkins, 1994) suggests that an array of adaptive behaviors,

much like those found historically, was in place 10,000-9000

14C years ago.

The transition from the near full glacial conditions of the

Younger Dryas to the near modern conditions of the Holocene

apparently took place in a stepwise fashion, with a second

abrupt climatic change occurring ~7500

 14C years B.p. (e.g.,

Stein et al., 1994; Brooks et. al., 1996; Alley et al., 1997;

Stager and Mayewski, 1997). Although this early-to-middleHolocene change has been recognized for more than a half century (e.g., Antevs, 1948), the abruptness of the transition has

been difficult to detect in the Great Basin because of the lack of

chronologically sensitive records. As a result, many archaeological and paleoenvironmental reconstructions have employed

Crater Lake tephra as a chronostratigraphic marker to separate

early and mid-Holocene environments (e.g., Thomas, 1985).

Yet the few available sensitive records suggest that a climate

change occurred somewhat earlier than the Mazama ash fall

~6900 years ago. A variety of records, including tree rings

from the southwestern Great Basin (Feng and Epstein, 1994),

pollen sequences from the northwestern basin (Mehringer,

1985; Wigand and Mehringer, 1985) and eastern basin (Madsen and Currey, 1979; Spencer et al., 1984), lake deposits from

the central basin (Thompson, 1992), and small mammal

records from the northeastern basin (Grayson, 2002 (this volume)), suggests that an abrupt change occurred at or slightly after 8000 radiocarbon years ago. These records, together with a

number of others (Grayson, 1993), suggest conditions in the

Great Basin during the Preboreal period 10,000-8000 years

ago were both cooler and moister than at present. Although no

precise estimates of temperature differences have been made, it

appears likely that they may have been at least 2°-3° C cooler

on average during the early Holocene. Such a temperature difference is midway between current temperatures and the estimates for those of the Younger Dryas, and it is consistent with

both plant (e.g., Wigand and Rhode, 2002) and animal records

(e.g., Grayson, 2002).

There is limited evidence that many Great Basin lakes were

higher during this period than at any other time during the Holocene. In the eastern Great Basin, for example, Lake Franklin

remained high until after ~9000 years ago (Thompson, 1992),

and the Great Salt Lake was probably at elevations of 1289—

1292 m (4230^240 ft.) at about the same time (e.g., Currey et

al., 1984b; Murchison, 1989). If lakes elsewhere were at similar levels (the period is poorly known geomorphologically),

then the size and number of Great Basin marsh systems may

have been substantially larger than at present, perhaps midway

between the historic distribution and that found during the

Younger Dryas. This, in turn, may explain why the modified

lowland adaptive strategy (i.e., without seed grinding) seems to

have extended into the early Holocene in some parts of the

Great Basin (e.g., Elston, 1982; Beck and Jones, 1997).

The greatest effect on Great Basin peoples may have resulted less from change in temperatures and absolute amounts

of moisture during the early Holocene than from a change in

climate variability. Although abrupt climatic changes on the

order of a millennium or longer continued to occur during the

Holocene (e.g., O'Brien et al., 1995; Overpeck, 1996), the annual to decadal volatility characteristic of the Younger Dryas

appears to have been substantially reduced (e.g., Mayewski et

al., 1993; Stuiver et al., 1995). This may have provided some

environmental stability, which would have allowed newly developed adaptive strategies to become widespread. Perhaps
398 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

more importantly, if the advent of increased seasonality in the

distribution of moisture during the period (Zielinski and Mershon, 1997) was accompanied by a similar increase in a differential between winter and summer temperatures, then the number and kinds of mobility strategies may have been markedly

reduced during at least a portion of the year, as storage and accessibility to areas of winter productivity became increasingly

important.

MlDDLE-HOLOCENE LAKE REGRESSIONS

(8000-5000

 14C YEARS B.P.)

During the middle Holocene, Great Basin lakes and their associated marsh systems were substantially reduced—and, at

some times in some places, eliminated—by a combination of

reduced annual precipitation and increased temperatures. This

prolonged period was not, however, uniformly hot and dry, and

there were a number of short-term intervals during which Great

Basin lakes reached or even exceeded their historic average

levels (e.g., Mehringer, 1986; Grayson, 1993). Moreover, even

during the driest of mid-Holocene climatic intervals, when

some of the largest Great Basin lakes may have dried up (e.g.,

Currey, 1980), it is unlikely that major marsh systems were

eliminated completely. For that to happen, major Basin rivers

would have had to cease flowing into their terminal basins. The

larger marsh systems may have, at times, been reduced to the

point where they could not support sedentary populations of

any substantial size; and the more ephemeral marsh areas seem

to have disappeared completely. Unfortunately, there is little

information available on mid-Holocene marsh sites in the

Lahontan and Bonneville Basins, and it is difficult to evaluate

the intensity of marsh use during this period. This may be because smaller terminal marsh habitats were located higher in

the system and are now covered by later deposits.

Aikens and Madsen (1986) suggested that upland sites in the

Bonneville Basin began to appear in large numbers during this

time and that the upland strategy developed as the primary foraging approach used by most eastern Great Basin hunter-gatherers during the middle Holocene. Whether or not this pattern

holds for the rest of the Great Basin is unclear. Grayson (1993)

and Kelly (1997) suggested there was an overall reduction in

the number of sites during this period but based this hypothesis on the number of radiocarbon dates for the period from

cave sites, many of which were adjacent to marsh localities.

Bettinger (1999), however, summarized chronologically sensitive projectile point data from a large number of sites (both

open sites and cave/rock shelters) across the Great Basin and

suggested that, in terms of numbers of points, which he uses as

a proxy for population size, there was a significant increase

during the middle Holocene compared with earlier periods

(Figure 5). Many of these additional mid-Holocene sites are in

upland areas, such as Steens Mountain, in the northeastern

Great Basin.

Overall, population changes throughout the Holocene in the

Great Basin appear to be related to a straightforward arithmetic

growth curve (Figure 6) and not to climatically induced environmental change. Great Basin peoples seem to have merely

shifted their adaptive strategy to cope with changes in the kinds

1.0-1

CD

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82

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0.41

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Date (ka)

1.5-0.7 0.7-0.2

FIGURE 5.—Average time-adjusted frequencies of projectile points from 16 regional surface inventories in the

Great Basin, used as a proxy for human population size through time. See Bettinger (1999) for derivation.
NUMBE

R 33 399

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400 SMITHSONIAN CONTRIBUTIONS TO THE EARTH SCIENCES

and distribution of resources. Even during the middle Holocene, when human populations could be expected to have

been most stressed, there seems merely to have been a shift

from an emphasis on lowland strategies to an emphasis on upland strategies. Lowland strategies are most economically viable when marshes are large enough to sustain substantial

groups of people for long periods. When they are not, people

merely shift away from the marshes to a strategy that consists

of more frequent moves to a variety of resource areas and a reduction in storage. How true this was in the Great Basin remains to be tested more empirically than through the use of

poorly dated projectile points. The difficulty lies in finding a

way to date the large numbers of open sites scattered throughout upland areas.

NEOPLUVIAL LAKES (5000-2500

 14C YEARS B.P.)

Most sites in the marshes of the Bonneville and Lahontan

Basins and the lake/marsh systems in the northwestern Great

Basin date to the Neoglacial and later, when the size and productivity of these marsh systems were greatly enhanced (Raven

and Elston, 1988; Janetski and Madsen, 1990; Aikens and Jenkins, 1994; Larson and Kelly, 1995; Zeanah et al., 1995).

Smaller marsh systems in interior basin valleys (e.g., the Ruby

Marshes) may also have been large enough to serve as the focus of a lowland foraging strategy during this period (e.g.,

Casjens, 1974; Thompson, 1992). The intensity of these occupations varied through time, in keeping with the episodic nature of environmental change (e.g., Wigand and Rhode, 2002;

Oviatt, 2002 (this volume)). Some of these changes were both

marked and abrupt. For example, between ~2000 and 3000

years ago Great Salt Lake rapidly transgressed to a highstand

of 1287 m (4222 ft.) and flooded the Great Salt Lake Desert to

the Utah-Nevada border (McKensie and Eberlie, 1987; Currey,

1990). During these periods of enhanced effective moisture, increased groundwater discharge at many spring-fed marshes,

such as Ash Meadows in the southwestern Great Basin (Mehringer, 1986), fostered marsh habitats sufficient to support

small lowland populations.

Pifion became widespread throughout the Great Basin during

this period (Wigand and Rhode, 2002) but the nuts were probably used only sparingly as a subsistence resource until very

late in the prehistoric sequence, and then only in locations lacking extensive marsh habitats (Madsen, 1986; Kelly, 1997; Bettinger, 1999). This runs counter to Julian Steward's (1938) ethnographic model of Great Basin subsistence/settlement

systems and to extensions of that model to much of the prehistoric sequence (e.g., Jennings, 1957; Thomas, 1985, 1988). The

collection and storage of pine nuts does not appear to have

been the central feature of Great Basin adaptive strategies during the Neoglacial, even though pinon had largely reached its

modern configuration. Rather, limnosedentary strategies were

widely employed, with pifion collection and upland strategies

used in limited ways.

LATE-HOLOCENE ADAPTATIONS (2500-0

 14C YEARS B.P.)

A principal period of occupation around Great Basin lakes

dates to approximately one thousand years ago, when lake levels were again relatively high. In the Bonneville Basin, sites are

so numerous on searches dating to this period that it has been

informally referred to as the "Fremont" beach because of the

predominant cultural materials associated with it. In the Lahontan Basin, this period corresponds to the Underdown Phase,

when human occupation of the Carson/Still water marshes was

at its greatest (Raven and Elston, 1988; Larson and Kelly,

1995; Zeanah et al., 1995). Similarly intensive use has been

found around other Great Basin lake/marsh systems (e.g., Aikens and Jenkins, 1994).

Despite these favorable marsh conditions, however, evidence

also exists of the extensive mobile use of upland areas throughout the late Holocene. This simultaneous pursuit of both foraging strategies by large numbers of Great Basin peoples appears

to have been the result of population growth, with increasing

pressure on marsh ecosystems making the upland approach

more attractive. In the late Holocene there were simply too

many people in the Great Basin, and less economically viable

food sources began to be used. It was during this period that the

use of pinon as a principal resource began, but this appears to

have been related to an overall increase in the use of upland resources rather than to a sudden addition of pine nuts to the diet,

and in areas outside the distribution of pinon there is also a

contemporaneous increase in the use of upland resources. In

the northwestern Great Basin, for example, an adaptive strategy based on upland root procurement developed in much the

same way that central and southwestern basin peoples developed an extensive pinon-based upland strategy (Aikens and

Jenkins, 1994). Bettinger (1999) suggested that storage became

a more critical aspect of virtually all adaptive strategies during

this period, including all the permutations of both the lowland

and upland approaches, and it appears that mobility was reduced even in areas away from lake margin resources.

Great Basin Climatic Change and Human Adaptation

This sequence is very generalized and not greatly different

from that identified 50 years ago by Ernst Antevs (1948). In

many areas of the Great Basin, however, both environmental

and cultural histories can be defined in much greater detail,

and these chronologically more tightly controlled sequences

do not match the rather broad categories he identified. The

hot, dry mid-Holocene "Altithermal" of Antevs, for example,

was not nearly as prolonged as he conjectured and was broken

up by a number of moister intervals. More importantly, the

Altithermal is no longer a blank page in the history of man in

North America, and it is now evident that no regional abandonment of low elevation areas occurred. Rather, during such

intervals as the Altithermal there was merely a subtle shift in

emphasis between two widely used patterns of foraging be-
NUMBER 33 401

havior—patterns that had been in use throughout the human

history of the Great Basin.

An equally important development during the last 50 years

was the recognition of dramatic light-switch-like changes in

climatic regimes during the Pleistocene/Holocene transition

and in many parts of the Holocene. Antevs and his coworkers

defined climatic changes in terms of rather sweeping curves,

suggesting these changes were gradual enough to enable Great

Basin peoples to adapt to different conditions during the passage of many generations. Now it is clear that a number of major environmental changes occurred within years or decades,

certainly within the lifetime of single individuals, and prehistoric adaptive strategies must also have changed in an equally

dramatic fashion.

The most common thread between the work of Antevs and

that of today is the recognition of a clear correlation between

environment change and the behavior of Great Basin huntergatherers. There is, however, a substantial difference in how

this correlation was conceptualized then and how it is conceptualized now. Fifty years ago, Antevs and many of his coworkers believed in a simplified environmental determinism that

had little or no theoretical basis and left no room for multiple

behavioral options. Today, theoretically based models of foraging behavior provide a sound economic basis for understanding

the evident link between Great Basin environments and prehistoric human behavior. These models suggest the archaeological

record in the Great Basin is a product of people having made

optimal choices in changing situations, situations that were

largely influenced by environmental conditions around Great

Basin lakes.

Among Great Basin middle-latitude hunter-gatherers, subsistence and settlement patterns were expressions of adaptive

strategies structured around the procuring and storing of collectible foods that either did not have to be transported or for

which transport costs could be minimized. This strategy focused on riverine and lacustrine marshes on valley floors, particularly where those marshes were large and stable. This resulted from the relatively large concentration of collectible

resources in and near marsh ecosystems, a concentration that,

in the Great Basin, was caused by the differential distribution

of water.

Virtually all major basin ecosystems contain one or more collectible and storable food resources whose energetic return rates

are relatively high (ephemeral grasses on the foothills in the

spring, roots and bulbs in the upper mountain zones during the

summer, pine nuts in the pinon-juniper zone during the fall,

etc.), but only desert marshes contain a variety of relatively

high-ranked resources that are available in nearly every season

of the year. Perhaps even more importantly, the concentration of

these resources in close proximity would make transportation

costs among them virtually nil, and they could be collected and

stored together for winter use at almost no cost above that required by the collecting itself. Unless a single resource was productive enough to provide sufficient food for overwintering, as

pine nuts may be in some locations every four to five years, individual resources from diverse environmental settings would

have to be combined for winter use by transporting them long

distances, hence adding substantially to their procurement costs.

In sum, it is possible to predict that Great Basin hunter-gatherers lived in or near major marsh areas for most of the time in

most years. That does not mean that they lived a sedentary existence in the marshes or remained relatively immobile for long

periods of time. To the contrary, because they maintained the

flexibility and mobility that characterizes most hunter-gatherers, they could, and undoubtedly did, react to opportunities in

other areas and moved when necessary. What the nature and

distribution of the resources associated with many Great Basin

lakes gave them was a stable base from which to operate. They

could come and go from the marshes to collect grass seeds,

roots and bulbs, and pine nuts when such items could be collected more productively than could the local marsh resources.

But, unless such plants were abundant enough to support them

for the rest of the year, they would return to the marshes again

and again throughout the year, particularly in winter. In short,

whenever large marsh habitats were available, Great Basin

peoples were undoubtedly living in or adjacent to them for a

significant part of every year—i.e., eight to nine months in

most years.

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