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EPA ICR No. 1365.09; OMB Control No. 2070-0091

Attachment C

Asbestos-Containing Materials in Schools Rule

40 CFR 763, Subpart E
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TITLE 40--PROTECTION OF ENVIRONMENT

CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY

PART 763--ASBESTOS--Table of Contents

Subpart E--Asbestos-Containing Materials in Schools

 Source: 52 FR 41846, Oct. 30, 1987, unless otherwise noted.

Sec. 763.80 Scope and purpose.

 (a) This rule requires local education agencies to identify friable and nonfriable asbestoscontaining material (ACM) in public and private elementary and secondary schools by visually 

inspecting school buildings for such materials, sampling such materials if they are not assumed 

to be ACM, and having samples analyzed by appropriate techniques referred to in this rule. The 

rule requires local education agencies to submit management plans to the Governor of their State 

by October 12, 1988, begin to implement the plans by July 9, 1989, and complete 

implementation of the plans in a timely fashion. In addition, local education agencies are 

required to use persons who have been accredited to conduct inspections, reinspections, develop 

management plans, or perform response actions. The rule also includes recordkeeping 

requirements. Local education agencies may contractually delegate their duties under this rule, 

but they remain responsible for the proper performance of those duties. Local education agencies 

are encouraged to consult with EPA Regional Asbestos Coordinators, or if applicable, a State's 

lead agency designated by the State Governor, for assistance in complying with this rule.

 (b) Local education agencies must provide for the transportation and disposal of asbestos in 

accordance with EPA's ''Asbestos Waste Management Guidance.'' For convenience, applicable 

sections of this guidance are reprinted as Appendix D of this subpart. There are regulations in 

place, however, that affect transportation and disposal of asbestos waste generated by this rule. 

The transportation of asbestos waste is covered by the Department of Transportation (49 CFR 

part 173, subpart J) and disposal is covered by the National Emissions Standards for Hazardous 

Air Pollutants (NESHAP) (40 CFR part 61, subpart M).

Sec. 763.83 Definitions.

 For purposes of this subpart:

 Act means the Toxic Substances Control Act (TSCA), 15 U.S.C. 2601, et seq.

 Accessible when referring to ACM means that the material is subject to disturbance by school 

building occupants or custodial or maintenance personnel in the course of their normal activities.

 Accredited or accreditation when referring to a person or laboratory means that such person or 

laboratory is accredited in accordance with section 206 of Title II of the Act.

 Air erosion means the passage of air over friable ACBM which may result in the release of 

asbestos fibers.

 Asbestos means the asbestiform varieties of: Chrysotile (serpentine); crocidolite (riebeckite); 

amosite (cum- mingtonitegrunerite); anthophyllite; tremolite; and actinolite.

 Asbestos-containing material (ACM) when referring to school buildings means any material 

or product which contains more than 1 percent asbestos.
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 Asbestos-containing building material (ACBM) means surfacing ACM, thermal system 

insulation ACM, or miscellaneous ACM that is found in or on interior structural members or 

other parts of a school building.

 Asbestos debris means pieces of ACBM that can be identified by color, texture, or 

composition, or means dust, if the dust is determined by an accredited inspector to be ACM.

 Damaged friable miscellaneous ACM means friable miscellaneous ACM which has 

deteriorated or sustained physical injury such that the internal structure (cohesion) of the material 

is inadequate or, if applicable, which has delaminated such that its bond to the substrate 

(adhesion) is inadequate or which for any other reason lacks fiber cohesion or adhesion qualities. 

Such damage or deterioration may be illustrated by the separation of ACM into layers; separation 

of ACM from the substrate; flaking, blistering, or crumbling of the ACM surface; 

water damage; significant or repeated water stains, scrapes, gouges, mars or other signs of 

physical injury on the ACM. Asbestos debris originating from the ACBM in question may also 

indicate damage.

 Damaged friable surfacing ACM means friable surfacing ACM which has deteriorated or 

sustained physical injury such that the internal structure (cohesion) of the material is inadequate 

or which has delaminated such that its bond to the substrate (adhesion) is inadequate, or which, 

for any other reason, lacks fiber cohesion or adhesion qualities. Such damage or deterioration 

may be illustrated by the separation of ACM into layers; separation of ACM from the substrate; 

flaking, blistering, or crumbling of the ACM surface; water damage; significant or repeated 

water stains, scrapes, gouges, mars or other signs of physical injury on the ACM. Asbestos 

debris originating from the ACBM in question may also indicate damage.

 Damaged or significantly damaged thermal system insulation ACM means thermal system 

insulation ACM on pipes, boilers, tanks, ducts, and other thermal system insulation equipment 

where the insulation has lost its structural integrity, or its covering, in whole or in part, is 

crushed, water-stained, gouged, punctured, missing, or not intact such that it is not able to 

contain fibers. Damage may be further illustrated by occasional punctures, gouges or other signs 

of physical injury to ACM; occasional water damage on the protective coverings/jackets; or 

exposed ACM ends or joints. Asbestos debris originating from the ACBM in question may also 

indicate damage.

 Encapsulation means the treatment of ACBM with a material that surrounds or embeds 

asbestos fibers in an adhesive matrix to prevent the release of fibers, as the encapsulant creates a 

membrane over the surface (bridging encapsulant) or penetrates the material and binds its 

components together (penetrating encapsulant).

 Enclosure means an airtight, impermeable, permanent barrier around ACBM to prevent the 

release of asbestos fibers into the air.

 Fiber release episode means any uncontrolled or unintentional disturbance of ACBM resulting 

in visible emission.

 Friable when referring to material in a school building means that the material, when dry, may

be crumbled, pulverized, or reduced to powder by hand pressure, and includes previously 

nonfriable material after such previously nonfriable material becomes damaged to the extent 

that when dry it may be crumbled, pulverized, or reduced to powder by hand pressure.

 Functional space means a room, group of rooms, or homogeneous area (including crawl 

spaces or the space between a dropped ceiling and the floor or roof deck above), such as 

classroom(s), a cafeteria, gymnasium, hallway(s), designated by a person accredited to prepare 

management plans, design abatement projects, or conduct response actions.
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 High-efficiency particulate air (HEPA) refers to a filtering system capable of trapping and 

retaining at least 99.97 percent of all monodispersed particles 0.3 μm in diameter or larger.

 Homogeneous area means an area of surfacing material, thermal system insulation material, or 

miscellaneous material that is uniform in color and texture.

 Local education agency means:

 (1) Any local educational agency as defined in section 198 of the Elementary and Secondary

Education Act of 1965 (20 U.S.C. 3381).

 (2) The owner of any nonpublic, nonprofit elementary, or secondary school building.

 (3) The governing authority of any school operated under the defense dependent's education 

system provided for under the Defense Dependents' Education Act of 1978 (20 U.S.C. 921, et 

seq.).

 Miscellaneous ACM means miscellaneous material that is ACM in a school building.

 Miscellaneous material means interior building material on structural components, structural 

members or fixtures, such as floor and ceiling tiles, and does not include surfacing material or 

thermal system insulation.

 Nonfriable means material in a school building which when dry may not be crumbled, 

pulverized, or reduced to powder by hand pressure.

 Operations and maintenance program means a program of work practices to maintain friable 

ACBM in good condition, ensure clean up of asbestos fibers previously released, and prevent 

further release by minimizing and controlling friable ACBM disturbance or damage.

 Potential damage means circumstances in which:

 (1) Friable ACBM is in an area regularly used by building occupants, including maintenance 

personnel, in the course of their normal activities.

 (2) There are indications that there is a reasonable likelihood that the material or its covering 

will become damaged, deteriorated, or delaminated due to factors such as changes in building 

use, changes in operations and maintenance practices, changes in occupancy, or recurrent 

damage.

 Potential significant damage means circumstances in which:

 (1) Friable ACBM is in an area regularly used by building occupants, including maintenance 

personnel, in the course of their normal activities.

 (2) There are indications that there is a reasonable likelihood that the material or its covering 

will become significantly damaged, deteriorated, or delaminated due to factors such as changes 

in building use, changes in operations and maintenance practices, changes in occupancy, or 

recurrent damage.

 (3) The material is subject to major or continuing disturbance, due to factors including, but not 

limited to, accessibility or, under certain circumstances, vibration or air erosion.

 Preventive measures means actions taken to reduce disturbance of ACBM or otherwise 

eliminate the reasonable likelihood of the material's becoming damaged or significantly 

damaged.

 Removal means the taking out or the stripping of substantially all ACBM from a damaged 

area, a functional space, or a homogeneous area in a school building.

 Repair means returning damaged ACBM to an undamaged condition or to an intact state so as 

to prevent fiber release.

 Response action means a method, including removal, encapsulation, enclosure, repair, 

operations and maintenance that protects human health and the environment from friable ACBM.
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 Routine maintenance area means an area, such as a boiler room or mechanical room, that is 

not normally frequented by students and in which maintenance employees or contract workers 

regularly conduct maintenance activities.

 School means any elementary or secondary school as defined in section 198 of the Elementary

and Secondary Education Act of 1965 (20 U.S.C. 2854).

 School building means:

 (1) Any structure suitable for use as a classroom, including a school facility such as a 

laboratory, library, school eating facility, or facility used for the preparation of food.

 (2) Any gymnasium or other facility which is specially designed for athletic or recreational 

activities for an academic course in physical education.

 (3) Any other facility used for the instruction or housing of students or for the administration 

of educational or research programs.

 (4) Any maintenance, storage, or utility facility, including any hallway, essential to the 

operation of any facility described in this definition of ''school building'' under paragraphs (1), 

(2), or (3).

 (5) Any portico or covered exterior hallway or walkway.

 (6) Any exterior portion of a mechanical system used to condition interior space.

 Significantly damaged friable miscellaneous ACM means damaged friable miscellaneous 

ACM where the damage is extensive and severe. 

 Significantly damaged friable surfacing ACM means damaged friable surfacing ACM in a 

functional space where the damage is extensive and severe.

 State means a State, the District of Columbia, the Commonwealth of Puerto Rico, Guam, 

American Samoa, the Northern Marianas, the Trust Territory of the Pacific Islands, and the 

Virgin Islands.

 Surfacing ACM means surfacing material that is ACM.

 Surfacing material means material in a school building that is sprayed-on, troweled-on, or 

otherwise applied to surfaces, such as acoustical plaster on ceilings and fireproofing materials on 

structural members, or other materials on surfaces for acoustical, fireproofing, or other purposes.

 Thermal system insulation means material in a school building applied to pipes, fittings, 

boilers, breeching, tanks, ducts, or other interior structural components to prevent heat loss or 

gain, or water condensation, or for other purposes.

 Thermal system insulation ACM means thermal system insulation that is ACM.

 Vibration means the periodic motion of friable ACBM which may result in the release of 

asbestos fibers.

Sec. 763.84 General local education agency responsibilities.

 Each local education agency shall:

 (a) Ensure that the activities of any persons who perform inspections, reinspections, and 

periodic surveillance, develop and update management plans, and develop and implement 

response actions, including operations and maintenance, are carried out in accordance with 

subpart E of this part.

 (b) Ensure that all custodial and maintenance employees are properly trained as required by 

this subpart E and other applicable Federal and/or State regulations (e.g., the Occupational Safety 

and Health Administration asbestos standard for construction, the EPA worker protection rule, or 

applicable State regulations).
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 (c) Ensure that workers and building occupants, or their legal guardians, are informed at least 

once each school year about inspections, response actions, and post-response action activities, 

including periodic reinspection and surveillance activities that are planned or in progress.

 (d) Ensure that short-term workers (e.g., telephone repair workers, utility workers, or 

exterminators) who may come in contact with asbestos in a school are provided information 

regarding the locations of ACBM and suspected ACBM assumed to be ACM.

 (e) Ensure that warning labels are posted in accordance with Sec. 763.95.

 (f) Ensure that management plans are available for inspection and notification of such 

availability has been provided as specified in the management plan under Sec. 763.93(g).

 (g)(1) Designate a person to ensure that requirements under this section are properly 

implemented.

 (2) Ensure that the designated person receives adequate training to perform duties assigned 

under this section. Such training shall provide, as necessary, basic knowledge of:

 (i) Health effects of asbestos.

 (ii) Detection, identification, and assessment of ACM.

 (iii) Options for controlling ACBM.

 (iv) Asbestos management programs.

 (v) Relevant Federal and State regulations concerning asbestos, including those in this subpart 

E and those of the Occupational Safety and Health Administration, U.S. Department of Labor, 

the U.S. Department of Transportation and the U.S. Environmental Protection Agency.

 (h) Consider whether any conflict of interest may arise from the interrelationship among 

accredited personnel and whether that should influence the selection of accredited personnel to 

perform activities under this subpart.

Sec. 763.85 Inspection and reinspections.

 (a) Inspection. (1) Except as provided in paragraph (a)(2) of this section, before October 12, 

1988, local education agencies shall inspect each school building that they lease, own, or 

otherwise use as a school building to identify all locations of friable and nonfriable ACBM.

 (2) Any building leased or acquired on or after October 12, 1988, that is to be used as a school 

building shall be inspected as described under paragraphs (a) (3) and (4) of this section prior to 

use as a school building. In the event that emergency use of an uninspected building as a school 

building is necessitated, such buildings shall be inspected within 30 days after commencement of 

such use.

 (3) Each inspection shall be made by an accredited inspector.

 (4) For each area of a school building, except as excluded under Sec. 763.99, each person 

performing an inspection shall:

 (i) Visually inspect the area to identify the locations of all suspected ACBM.

 (ii) Touch all suspected ACBM to determine whether they are friable.

 (iii) Identify all homogeneous areas of friable suspected ACBM and all homogeneous areas of 

nonfriable suspected ACBM.

 (iv) Assume that some or all of the homogeneous areas are ACM, and, for each homogeneous 

area that is not assumed to be ACM, collect and submit for analysis bulk samples under Secs. 

763.86 and 763.87.
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 (v) Assess, under Sec. 763.88, friable material in areas where samples are collected, friable 

material in areas that are assumed to be ACBM, and friable ACBM identified during a previous 

inspection.

 (vi) Record the following and submit to the person designated under Sec. 763.84 a copy of 

such record for inclusion in the management plan within 30 days of the inspection:

 (A) An inspection report with the date of the inspection signed by each accredited person 

making the inspection, State of accreditation, and if applicable, his or her accreditation number.

 (B) An inventory of the locations of the homogeneous areas where samples are collected, 

exact location where each bulk sample is collected, dates that samples are collected, 

homogeneous areas where friable suspected ACBM is assumed to be ACM, and homogeneous 

areas where nonfriable suspected ACBM is assumed to be ACM.

 (C) A description of the manner used to determine sampling locations, the name and signature 

of each accredited inspector who collected the samples, State of accreditation, and, if applicable, 

his or her accreditation number.

 (D) A list of whether the homogeneous areas identified under paragraph (a)(4)(vi)(B) of this 

section, are surfacing material, thermal system insulation, or miscellaneous material.

 (E) Assessments made of friable material, the name and signature of each accredited inspector 

making the assessment, State of accreditation, and if applicable, his or her accreditation number.

 (b) Reinspection. (1) At least once every 3 years after a management plan is in effect, each 

local education agency shall conduct a reinspection of all friable and nonfriable known or 

assumed ACBM in each school building that they lease, own, or otherwise use as a school 

building.

 (2) Each inspection shall be made by an accredited inspector.

 (3) For each area of a school building, each person performing a reinspection shall:

 (i) Visually reinspect, and reassess, under Sec. 763.88, the condition of all friable known or 

assumed ACBM.

 (ii) Visually inspect material that was previously considered nonfriable ACBM and touch the 

material to determine whether it has become friable since the last inspection or reinspection.

 (iii) Identify any homogeneous areas with material that has become friable since the last 

inspection or reinspection.

 (iv) For each homogeneous area of newly friable material that is already assumed to be 

ACBM, bulk samples may be collected and submitted for analysis in accordance with Secs. 

763.86 and 763.87.

 (v) Assess, under Sec. 763.88, the condition of the newly friable material in areas where 

samples are collected, and newly friable materials in areas that are assumed to be ACBM.

 (vi) Reassess, under Sec. 763.88, the condition of friable known or assumed ACBM 

previously identified.

 (vii) Record the following and submit to the person designated under Sec. 763.84 a copy of 

such record for inclusion in the management plan within 30 days of the reinspection:

 (A) The date of the reinspection, the name and signature of the person making the 

reinspection, State of accreditation, and if applicable, his or her accreditation number, and any 

changes in the condition of known or assumed ACBM.

 (B) The exact locations where samples are collected during the reinspection, a description of 

the manner used to determine sampling locations, the name and signature of each accredited 

inspector who collected the samples, State of accreditation, and, if applicable, his or her 

accreditation number.
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 (C) Any assessments or reassessments made of friable material, the name and signature of the 

accredited inspector making the assessments, State of accreditation, and if applicable, his or her 

accreditation number.

 (c) General. Thermal system insulation that has retained its structural integrity and that has an 

undamaged protective jacket or wrap that prevents fiber release shall be treated as nonfriable and 

therefore is subject only to periodic surveillance and preventive measures as necessary.

Sec. 763.86 Sampling.

 (a) Surfacing material. An accredited inspector shall collect, in a statistically random manner 

that is representative of the homogeneous area, bulk samples from each homogeneous area of 

friable surfacing material that is not assumed to be ACM, and shall collect the samples as 

follows:

 (1) At least three bulk samples shall be collected from each homogeneous area that is 1,000 ft2

or less, except as provided in Sec. 763.87(c)(2).

 (2) At least five bulk samples shall be collected from each homogeneous area that is greater 

than 1,000 ft2but less than or equal to 5,000 ft2, except as provided in Sec. 763.87(c)(2).

 (3) At least seven bulk samples shall be collected from each homogeneous area that is greater 

than 5,000 ft2, except as provided in Sec. 763.87(c)(2).

 (b) Thermal system insulation.

 (1) Except as provided in paragraphs (b) (2) through (4) of this section and Sec. 763.87(c), an 

accredited inspector shall collect, in a randomly distributed manner, at least three bulk samples 

from each homogeneous area of thermal system insulation that is not assumed to be ACM.

 (2) Collect at least one bulk sample from each homogeneous area of patched thermal system 

insulation that is not assumed to be ACM if the patched section is less than 6 linear or square 

feet.

 (3) In a manner sufficient to determine whether the material is ACM or not ACM, collect bulk 

samples from each insulated mechanical system that is not assumed to be ACM where cement or 

plaster is used on fittings such as tees, elbows, or valves, except as provided under Sec. 

763.87(c)(2).

 (4) Bulk samples are not required to be collected from any homogeneous area where the 

accredited inspector has determined that the thermal system insulation is fiberglass, foam glass, 

rubber, or other non-ACBM.

 (c) Miscellaneous material. In a manner sufficient to determine whether material is ACM or 

not ACM, an accredited inspector shall collect bulk samples from each homogeneous area of 

friable miscellaneous material that is not assumed to be ACM.

 (d) Nonfriable suspected ACBM. If any homogeneous area of nonfriable suspected ACBM is 

not assumed to be ACM, then an accredited inspector shall collect, in a manner sufficient to 

determine whether the material is ACM or not ACM, bulk samples from the homogeneous area 

of nonfriable suspected ACBM that is not assumed to be ACM.

Sec. 763.87 Analysis.

 (a) Local education agencies shall have bulk samples, collected under Sec. 763.86 and 

submitted for analysis, analyzed for asbestos using laboratories accredited by the National 

Bureau of Standards (NBS). Local education agencies shall use laboratories which have received 
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interim accreditation for polarized light microscopy (PLM) analysis under the EPA Interim 

Asbestos Bulk Sample Analysis Quality Assurance Program until the NBS PLM laboratory

accreditation program for PLM is operational.

 (b) Bulk samples shall not be composited for analysis and shall be analyzed for asbestos 

content by PLM, using the ''Interim Method for the Determination of Asbestos in Bulk Insulation 

Samples'' found at appendix E to subpart E of this part.

 (c)(1) A homogeneous area is considered not to contain ACM only if the results of all samples 

required to be collected from the area show asbestos in amounts of 1 percent or less.

 (2) A homogeneous area shall be determined to contain ACM based on a finding that the 

results of at least one sample collected from that area shows that asbestos is present in an amount 

greater than 1 percent.

 (d) The name and address of each laboratory performing an analysis, the date of analysis, and 

the name and signature of the person performing the analysis shall be submitted to the person 

designated under Sec. 763.84 for inclusion into the management plan within 30 days of the 

analysis.

[52 FR 41846, Oct. 30, 1987, as amended at 60 FR 31922, June 19, 1995]

Sec. 763.88 Assessment.

 (a)(1) For each inspection and reinspection conducted under Sec. 763.85 (a) and (c) and 

previous inspections specified under Sec. 763.99, the local education agency shall have an 

accredited inspector provide a written assessment of all friable known or assumed ACBM in the 

school building.

 (2) Each accredited inspector providing a written assessment shall sign and date the 

assessment, provide his or her State of accreditation, and if applicable, accreditation number, and 

submit a copy of the assessment to the person designated under Sec. 763.84 for inclusion in the 

management plan within 30 days of the assessment.

 (b) The inspector shall classify and give reasons in the written assessment for classifying the 

ACBM and suspected ACBM assumed to be ACM in the school building into one of the 

following categories:

 (1) Damaged or significantly damaged thermal system insulation ACM.

 (2) Damaged friable surfacing ACM.

 (3) Significantly damaged friable surfacing ACM.

 (4) Damaged or significantly damaged friable miscellaneous ACM.

 (5) ACBM with potential for damage.

 (6) ACBM with potential for significant damage.

 (7) Any remaining friable ACBM or friable suspected ACBM.

 (c) Assessment may include the following considerations:

 (1) Location and the amount of the material, both in total quantity and as a percentage of the 

functional space.

 (2) Condition of the material, specifying:

 (i) Type of damage or significant damage (e.g., flaking, blistering, water damage, or other 

signs of physical damage).

 (ii) Severity of damage (e.g., major flaking, severely torn jackets, as opposed to occasional 

flaking, minor tears to jackets).
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 (iii) Extent or spread of damage over large areas or large percentages of the homogeneous 

area.

 (3) Whether the material is accessible.

 (4) The material's potential for disturbance.

 (5) Known or suspected causes of damage or significant damage (e.g., air erosion, vandalism, 

vibration, water).

 (6) Preventive measures which might eliminate the reasonable likelihood of undamaged ACM 

from becoming significantly damaged.

 (d) The local education agency shall select a person accredited to develop management plans 

to review the results of each inspection, reinspection, and assessment for the school building and 

to conduct any other necessary activities in order to recommend in writing to the local education 

agency appropriate response actions. The accredited person shall sign and date the 

recommendation, provide his or her State of accreditation, and, if applicable, provide his or her 

accreditation number, and submit a copy of the recommendation to the person designated under 

Sec. 763.84 for inclusion in the management plan.

Sec. 763.90 Response actions.

 (a) The local education agency shall select and implement in a timely manner the appropriate 

response actions in this section consistent with the assessment conducted in Sec. 763.88. The 

response actions selected shall be sufficient to protect human health and the environment. The 

local education agency may then select, from the response actions which protect human health 

and the environment, that action which is the least burdensome method. Nothing in this section 

shall be construed to prohibit removal of ACBM from a school building at any time, should 

removal be the preferred response action of the local education agency.

 (b) If damaged or significantly damaged thermal system insulation ACM is present in a 

building, the local education agency shall:

 (1) At least repair the damaged area.

 (2) Remove the damaged material if it is not feasible, due to technological factors, to repair the 

damage.

 (3) Maintain all thermal system insulation ACM and its covering in an intact state and 

undamaged condition.

 (c)(1) If damaged friable surfacing ACM or damaged friable miscellaneous ACM is present in 

a building, the local education agency shall select from among the following response actions: 

encapsulation, enclosure, removal, or repair of the damaged material.

 (2) In selecting the response action from among those which meet the definitional standards in 

Sec. 763.83, the local education agency shall determine which of these response actions protects 

human health and the environment. For purposes of determining which of these response actions 

are the least burdensome, the local education agency may then consider local circumstances, 

including occupancy and use patterns within the school building, and its economic concerns, 

including short- and long-term costs.

 (d) If significantly damaged friable surfacing ACM or significantly damaged friable 

miscellaneous ACM is present in a building the local education agency shall:

 (1) Immediately isolate the functional space and restrict access, unless isolation is not 

necessary to protect human health and the environment.
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 (2) Remove the material in the functional space or, depending upon whether enclosure or 

encapsulation would be sufficient to protect human health and the environment, enclose or 

encapsulate.

 (e) If any friable surfacing ACM, thermal system insulation ACM, or friable miscellaneous 

ACM that has potential for damage is present in a building, the local education agency shall at 

least implement an operations and maintenance (O&M) program, as described under Sec. 

763.91.

 (f) If any friable surfacing ACM, thermal system insulation ACM, or friable miscellaneous 

ACM that has potential for significant damage is present in a building, the local education 

agency shall:

 (1) Implement an O&M program, as described under Sec. 763.91.

 (2) Institute preventive measures appropriate to eliminate the reasonable likelihood that the 

ACM or its covering will become significantly damaged, deteriorated, or delaminated.

 (3) Remove the material as soon as possible if appropriate preventive measures cannot be 

effectively implemented, or unless other response actions are determined to protect human health 

and the environment. Immediately isolate the area and restrict access if necessary to avoid an 

imminent and substantial endangerment to human health or the environment.

 (g) Response actions including removal, encapsulation, enclosure, or repair, other than smallscale, short-duration repairs, shall be designed and conducted by persons accredited to design 

and conduct response actions.

 (h) The requirements of this subpart E in no way supersede the worker protection and work 

practice requirements under 29 CFR 1926.58 (Occupational Safety and Health Administration 

(OSHA) asbestos worker protection standards for construction), 40 CFR part 763, subpart G 

(EPA asbestos worker protection standards for public employees), and 40 CFR part 61, subpart 

M (National Emission Standards for Hazardous Air Pollutants--Asbestos).

 (i) Completion of response actions. (1) At the conclusion of any action to remove, encapsulate, 

or enclose ACBM or material assumed to be ACBM, a person designated by the local education 

agency shall visually inspect each functional space where such action was conducted to 

determine whether the action has been properly completed.

 (2)(i) A person designated by the local education agency shall collect air samples using 

aggressive sampling as described in appendix A to this subpart E to monitor air for clearance 

after each removal, encapsulation, and enclosure project involving ACBM, except for projects 

that are of small-scale, short-duration.

 (ii) Local education agencies shall have air samples collected under this section analyzed for 

asbestos using laboratories accredited by the National Bureau of Standards to conduct such 

analysis using transmission electron microscopy (TEM) or, under circumstances permitted in this 

section, laboratories enrolled in the American Industrial Hygiene Association Proficiency

Analytical Testing Program for phase contrast microscopy (PCM).

 (iii) Until the National Bureau of Standards TEM laboratory accreditation program is 

operational, local educational agencies shall use laboratories that use the protocol described in 

appendix A to subpart E of this part.

 (3) Except as provided in paragraphs (i)(4), and (i)(5), of this section, an action to remove, 

encapsulate, or enclose ACBM shall be considered complete when the average concentration of 

asbestos of five air samples collected within the affected functional space and analyzed by the 

TEM method in appendix A of this subpart E, is not statistically significantly different, as 
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determined by the Z-test calculation found in appendix A of this subpart E, from the average 

asbestos concentration of five air samples collected at the same time outside the affected 

functional space and analyzed in the same manner, and the average asbestos concentration of the 

three field blanks described in appendix A of this subpart E is below the filter background level, 

as defined in appendix A of this subpart E, of 70 structures per square millimeter (70 s/mm2).

 (4) An action may also be considered complete if the volume of air drawn for each of the five 

samples collected within the affected functional space is equal to or greater than 1,199 L of air 

for a 25 mm filter or equal to or greater than 2,799 L of air for a 37 mm filter, and the average 

concentration of asbestos as analyzed by the TEM method in appendix A of this subpart E, for 

the five air samples does not exceed the filter background level, as defined in appendix A, of 70 

structures per square millimeter (70 s/mm2). If the average concentration of asbestos of the five 

air samples within the affected functional space exceeds 70 s/mm2, or if the volume of air in each 

of the samples is less than 1,199 L of air for a 25 mm filter or less than 2,799 L of air for a 37 

mm filter, the action shall be considered complete only when the requirements of paragraph 

(i)(3) or (i)(5), of this section are met.

 (5) At any time, a local education agency may analyze air monitoring samples collected for 

clearance purposes by phase contrast microscopy (PCM) to confirm completion of removal, 

encapsulation, or enclosure of ACBM that is greater than small-scale, short-duration and less 

than or equal to 160 square feet or 260 linear feet. The action shall be considered complete when 

the results of samples collected in the affected functional space and analyzed by phase contrast 

microscopy using the National Institute for Occupational Safety and Health (NIOSH) Method 

7400 entitled ''Fibers'' published in the NIOSH Manual of Analytical Methods, 3rd Edition, 

Second Supplement, August 1987, show that the concentration of fibers for each of the five 

samples is less than or equal to a limit of quantitation for PCM (0.01 fibers per cubic centimeter 

(0.01 f/cm3) of air). The method is available for public inspection at the Office of the Federal 

Register, 800 North Capitol Street, NW, Suite 700, Washington, DC, 20408, and the NonConfidential Information Center (NCIC) (7407), Office of Pollution Prevention and Toxics, U.S. 

Environmental Protection Agency, Room B-607 NEM, 401 M Street, SW., Washington, DC, 

20460, between the hours of 12 p.m. and 4 p.m. weekdays excluding legal holidays. This 

incorporation by reference was approved by the Director of the Federal Register in accordance 

with 5 U.S.C. 552(a) and 1 CFR part 51. The method is incorporated as it exists on the effective 

date of this rule, and a notice of any change to the method will be published in the Federal 

Register.

 (6) To determine the amount of ACBM affected under paragraph (i)(5) of this section, the 

local education agency shall add the total square or linear footage of ACBM within the 

containment barriers used to isolate the functional space for the action to remove, encapsulate, or 

enclose the ACBM. Contiguous portions of material subject to such action conducted 

concurrently or at approximately the same time within the same school building shall not be 

separated to qualify under paragraph (i)(5), of this section.

[52 FR 41846, Oct. 30, 1987, as amended at 53 FR 12525, Apr. 15, 1988; 60 FR 31922, June 19, 

1995; 60 FR 34465, July 3, 1995]

Sec. 763.91 Operations and maintenance.
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 (a) Applicability. The local education agency shall implement an operations, maintenance, and 

repair (O&M) program under this section whenever any friable ACBM is present or assumed to 

be present in a building that it leases, owns, or otherwise uses as a school building. Any material 

identified as nonfriable ACBM or nonfriable assumed ACBM must be treated as friable ACBM 

for purposes of this section when the material is about to become friable as a result of activities 

performed in the school building.

 (b) Worker protection. The protection provided by EPA at 40 CFR 763.121 for worker 

protection during asbestos abatement projects is extended to employees of local education 

agencies who perform operations, maintenance, and repair (O&M) activities involving ACM and 

who are not covered by the OSHA asbestos construction standard at 29 CFR 1926.58 or an 

asbestos worker approved by OSHA under section 19 of the Occupational Safety and Health Act. 

Local education agencies may consult appendix B of this subpart if their employees are 

performing operations, maintenance, and repair activities that are of small-scale, short-duration.

 (c) Cleaning--(1) Initial cleaning. Unless the building has been cleaned using equivalent 

methods within the previous 6 months, all areas of a school building where friable ACBM, 

damaged or significantly damaged thermal system insulation ACM, or friable suspected ACBM 

assumed to be ACM are present shall be cleaned at least once after the completion of the 

inspection required by Sec. 763.85(a) and before the initiation of any response action, other than 

O&M activities or repair, according to the following procedures:

 (i) HEPA-vacuum or steam-clean all carpets.

 (ii) HEPA-vacuum or wet-clean all other floors and all other horizontal surfaces.

 (iii) Dispose of all debris, filters, mopheads, and cloths in sealed, leak-tight containers.

 (2) Additional cleaning. The accredited management planner shall make a written 

recommendation to the local education agency whether additional cleaning is needed, and if so, 

the methods and frequency of such cleaning.

 (d) Operations and maintenance activities. The local education agency shall ensure that the 

procedures described below to protect building occupants shall be followed for any operations 

and maintenance activities disturbing friable ACBM:

 (1) Restrict entry into the area by persons other than those necessary to perform the 

maintenance project, either by physically isolating the area or by scheduling.

 (2) Post signs to prevent entry by unauthorized persons.

 (3) Shut off or temporarily modify the air-handling system and restrict other sources of air 

movement.

 (4) Use work practices or other controls, such as, wet methods, protective clothing, HEPAvacuums, mini-enclosures, glove bags, as necessary to inhibit the spread of any released fibers.

 (5) Clean all fixtures or other components in the immediate work area.

 (6) Place the asbestos debris and other cleaning materials in a sealed, leak-tight container.

 (e) Maintenance activities other than small-scale, short-duration. The response action for any 

maintenance activities disturbing friable ACBM, other than small-scale, short-duration 

maintenance activities, shall be designed by persons accredited to design response actions and 

conducted by persons accredited to conduct response actions.

 (f) Fiber release episodes--(1) Minor fiber release episode. The local education agency shall 

ensure that the procedures described below are followed in the event of a minor fiber release 

episode (i.e., the falling or dislodging of 3 square or linear feet or less of friable ACBM): 5

 (i) Thoroughly saturate the debris using wet methods.

 (ii) Clean the area, as described in paragraph (e) of this section.
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 (iii) Place the asbestos debris in a sealed, leak-tight container.

 (iv) Repair the area of damaged ACM with materials such as asbestos-free spackling, plaster, 

cement, or insulation, or seal with latex paint or an encapsulant, or immediately have the 

appropriate response action implemented as required by Sec. 763.90.

 (2) Major fiber release episode. The local education agency shall ensure that the procedures 

described below are followed in the event of a major fiber release episode (i.e., the falling or 

dislodging of more than 3 square or linear feet of friable ACBM):

 (i) Restrict entry into the area and post signs to prevent entry into the area by persons other 

than those necessary to perform the response action.

 (ii) Shut off or temporarily modify the air-handling system to prevent the distribution of fibers 

to other areas in the building.

 (iii) The response action for any major fiber release episode must be designed by persons 

accredited to design response actions and conducted by persons accredited to conduct response 

actions.

Sec. 763.92 Training and periodic surveillance.

 (a) Training. (1) The local education agency shall ensure, prior to the implementation of the 

O&M provisions of the management plan, that all members of its maintenance and custodial 

staff (custodians, electricians, heating/air conditioning engineers, plumbers, etc.) who may work 

in a building that contains ACBM receive awareness training of at least 2 hours, whether or not 

they are required to work with ACBM. New custodial and maintenance employees shall be 

trained 

within 60 days after commencement of employment. Training shall include, but not be limited 

to:

 (i) Information regarding asbestos and its various uses and forms.

 (ii) Information on the health effects associated with asbestos exposure.

 (iii) Locations of ACBM identified throughout each school building in which they work.

 (iv) Recognition of damage, deterioration, and delamination of ACBM.

 (v) Name and telephone number of the person designated to carry out general local education 

agency responsibilities under Sec. 763.84 and the availability and location of the management 

plan.

 (2) The local education agency shall ensure that all members of its maintenance and custodial 

staff who conduct any activities that will result in the disturbance of ACBM shall receive 

training described in paragraph (a)(1) of this section and 14 hours of additional training. 

Additional training shall include, but not be limited to:

 (i) Descriptions of the proper methods of handling ACBM.

 (ii) Information on the use of respiratory protection as contained in the EPA/NIOSH Guide to 

Respiratory Protection for the Asbestos Abatement Industry, September 1986 (EPA 560/OPPTS86-001), available from the Director, Environmental Assistance Division (7408), Office of 

Pollution Prevention and Toxics, U.S. Environmental Protection Agency, Room E-543B, 401 M 

St., SW., Washington, DC, 20460, Telephone: (202) 554-1404, TDD: (202) 544-0551 and other 

personal protection measures.

 (iii) The provisions of this section and Sec. 763.91, Appendices A, B, C, D of this subpart E of 

this part, EPA regulations contained in 40 
B-15

CFR part 763, subpart G, and in 40 CFR part 61, subpart M, and OSHA regulations contained in 

29 CFR 1926.58.

 (iv) Hands-on training in the use of respiratory protection, other personal protection measures, 

and good work practices.

 (3) Local education agency maintenance and custodial staff who have attended EPA-approved 

asbestos training or received equivalent training for O&M and periodic surveillance activities 

involving asbestos shall be considered trained for the purposes of this section.

 (b) Periodic surveillance. (1) At least once every 6 months after a management plan is in 

effect, each local education agency shall conduct periodic surveillance in each building that it 

leases, owns, or otherwise uses as a school building that contains ACBM or is assumed to 

contain ACBM.

 (2) Each person performing periodic surveillance shall:

 (i) Visually inspect all areas that are identified in the management plan as ACBM or assumed 

ACBM.

 (ii) Record the date of the surveillance, his or her name, and any changes in the condition of 

the materials.

 (iii) Submit to the person designated to carry out general local education agency

responsibilities under Sec. 763.84 a copy of such record for inclusion in the management plan.

[52 FR 41846, Oct. 30, 1987, as amended at 60 FR 34465, July 3, 1995]

Sec. 763.93 Management plans.

 (a)(1) On or before October 12, 1988, each local education agency shall develop an asbestos 

management plan for each school, including all buildings that they lease, own, or otherwise use 

as school buildings, and submit the plan to an Agency designated by the Governor of the State in 

which the local education agency is located. The plan may be submitted in stages that cover a 

portion of the school buildings under the authority of the local education agency.

 (2) If a building to be used as part of a school is leased or otherwise acquired after October 12, 

1988, the local education agency shall include the new building in the management plan for the 

school prior to its use as a school building. The revised portions of the management plan shall be 

submitted to the Agency designated by the Governor.

 (3) If a local education agency begins to use a building as a school after October 12, 1988, the 

local education agency shall submit a management plan for the school to the Agency designated 

by the Governor prior to its use as a school.

 (b) On or before October 17, 1987, the Governor of each State shall notify local education 

agencies in the State regarding where to submit their management plans. States may establish 

administrative procedures for reviewing management plans. If the Governor does not disapprove 

a management plan within 90 days after receipt of the plan, the local education agency shall 

implement the plan.

 (c) Each local education agency must begin implementation of its management plan on or 

before July 9, 1989, and complete implementation in a timely fashion.

 (d) Each local education agency shall maintain and update its management plan to keep it 

current with ongoing operations and maintenance, periodic surveillance, inspection, reinspection, 
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and response action activities. All provisions required to be included in the management plan 

under this section shall be retained as part of the management plan, as well as any information 

that has been revised to bring the plan up-to-date.

 (e) The management plan shall be developed by an accredited management planner and shall 

include:

 (1) A list of the name and address of each school building and whether the school building 

contains friable ACBM, nonfriable ACBM, and friable and nonfriable suspected ACBM 

assumed to be ACM.

 (2) For each inspection conducted before the December 14, 1987:

 (i) The date of the inspection.

 (ii) A blueprint, diagram, or written description of each school building that identifies clearly

each location and approximate square or linear footage of any homogeneous or sampling area 

where material was sampled for ACM, and, if possible, the exact locations where bulk samples 

were collected, and the dates of collection.

 (iii) A copy of the analyses of any bulk samples, dates of analyses, and a copy of any other 

laboratory reports pertaining to the analyses.

 (iv) A description of any response actions or preventive measures taken to reduce asbestos 

exposure, including if possible, the names and addresses of all contractors involved, start and 

completion dates of the work, and results of any air samples analyzed during and upon 

completion of the work.

 (v) A description of assessments, required to be made under Sec. 763.88, of material that was 

identified before December 14, 1987, as friable ACBM or friable suspected ACBM assumed to 

be ACM, and the name and signature, State of accreditation, and if applicable, accreditation 

number of each accredited person making the assessments.

 (3) For each inspection and reinspection conducted under Sec. 763.85:

 (i) The date of the inspection or reinspection and the name and signature, State of accreditation 

and, if applicable, the accreditation number of each accredited inspector performing the 

inspection or reinspection.

 (ii) A blueprint, diagram, or written description of each school building that identifies clearly

each location and approximate square or linear footage of homogeneous areas where material 

was sampled for ACM, the exact location where each bulk sample was collected, date of 

collection, homogeneous areas where friable suspected ACBM is assumed to be ACM, and 

where nonfriable suspected ACBM is assumed to be ACM.

 (iii) A description of the manner used to determine sampling locations, and the name and 

signature of each accredited inspector collecting samples, the State of accreditation, and if 

applicable, his or her accreditation number.

 (iv) A copy of the analyses of any bulk samples collected and analyzed, the name and address 

of any laboratory that analyzed bulk samples, a statement that the laboratory meets the applicable 

requirements of Sec. 763.87(a) the date of analysis, and the name and signature of the person 

performing the analysis.

 (v) A description of assessments, required to be made under Sec. 763.88, of all ACBM and 

suspected ACBM assumed to be ACM, and the name, signature, State of accreditation, and if 

applicable, accreditation number of each accredited person making the assessments.

 (4) The name, address, and telephone number of the person designated under Sec. 763.84 to 

ensure that the duties of the local education agency are carried out, and the course name, and 

dates and hours of training taken by that person to carry out the duties.
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 (5) The recommendations made to the local education agency regarding response actions, 

under Sec. 763.88(d), the name, signature, State of accreditation of each person making the 

recommendations, and if applicable, his or her accreditation number.

 (6) A detailed description of preventive measures and response actions to be taken, including 

methods to be used, for any friable ACBM, the locations where such measures and action will be 

taken, reasons for selecting the response action or preventive measure, and a schedule for 

beginning and completing each preventive measure and response action.

 (7) With respect to the person or persons who inspected for ACBM and who will design or 

carry out response actions, except for operations and maintenance, with respect to the ACBM, 

one of the following statements:

 (i) If the State has adopted a contractor accreditation program under section 206(b) of Title II 

of the Act, a statement that the person(s) is accredited under such plan.

 (ii) A statement that the local education agency used (or will use) persons who have been 

accredited by another State which has adopted a contractor accreditation plan under section 

206(b) of Title II of the Act or is accredited by an EPA-approved course under section 206(c) of 

Title II of the Act.

 (8) A detailed description in the form of a blueprint, diagram, or in writing of any ACBM or 

suspected ACBM assumed to be ACM which remains in the school once response actions are 

undertaken pursuant to Sec. 763.90. This description shall be updated as response actions are 

completed.

 (9) A plan for reinspection under Sec. 763.85, a plan for operations and maintenance activities 

under Sec. 763.91, and a plan for periodic surveillance under Sec. 763.92, a description of the 

recommendation made by the management planner regarding additional cleaning under 

Sec. 763.91(c)(2) as part of an operations and maintenance program, and the response of the 

local education agency to that recommendation.

 (10) A description of steps taken to inform workers and building occupants, or their legal 

guardians, about inspections, reinspections, response actions, and post-response action activities, 

including periodic reinspection and surveillance activities that are planned or in progress.

 (11) An evaluation of the resources needed to complete response actions successfully and 

carry out reinspection, operations and maintenance activities, periodic surveillance and training.

 (12) With respect to each consultant who contributed to the management plan, the name of the 

consultant and one of the following statements:

 (i) If the State has adopted a contractor accreditation plan under section 206(b) of Title II of 

the Act, a statement that the consultant is accredited under such plan.

 (ii) A statement that the contractor is accredited by another State which has adopted a 

contractor accreditation plan under section 206(b) of Title II of the Act, or is accredited by an 

EPA-approved course developed under section 206(c) of Title II of the Act.

 (f) A local education agency may require each management plan to contain a statement signed 

by an accredited management plan developer that such person has prepared or assisted in the 

preparation of such plan or has reviewed such plan, and that such plan is in compliance with 

this subpart E. Such statement may not be signed by a person who, in addition to preparing or 

assisting in preparing the management plan, also implements (or will implement) the 

management plan.

 (g)(1) Upon submission of a management plan to the Governor for review, a local education 

agency shall keep a copy of the plan in its administrative office. The management plans shall be 

available, without cost or restriction, for inspection by representatives of EPA and the State, the 
B-18

public, including teachers, other school personnel and their representatives, and parents. The 

local education agency may charge a reasonable cost to make copies of management plans.

 (2) Each local education agency shall maintain in its administrative office a complete, updated 

copy of a management plan for each school under its administrative control or direction. The 

management plans shall be available, during normal business hours, without cost or restriction, 

for inspection by representatives of EPA and the State, the public, including teachers, other 

school personnel and their representatives, and parents. The local education agency may charge a 

reasonable cost to make copies of management plans.

 (3) Each school shall maintain in its administrative office a complete, updated copy of the 

management plan for that school. Management plans shall be available for inspection, without 

cost or restriction, to workers before work begins in any area of a school building. The school 

shall make management plans available for inspection to representatives of EPA and the State, 

the public, including parents, teachers, and other school personnel and their representatives 

within 5 working days after receiving a request for inspection. The school may charge a 

reasonable cost to make copies of the management plan.

 (4) Upon submission of its management plan to the Governor and at least once each school 

year, the local education agency shall notify in writing parent, teacher, and employee 

organizations of the availability of management plans and shall include in the management plan 

a 

description of the steps taken to notify such organizations, and a dated copy of the notification. 

In the absence of any such organizations for parents, teachers, or employees, the local education 

agency shall provide written notice to that relevant group of the availability of management plans 

and shall include in the management plan a description of the steps taken to notify such groups, 

and a dated copy of the notification.

 (h) Records required under Sec. 763.94 shall be made by local education agencies and 

maintained as part of the management plan.

 (i) Each management plan must contain a true and correct statement, signed by the individual 

designated by the local education agency under Sec. 763.84, which certifies that the general, 

local education agency responsibilities, as stipulated by Sec. 763.84, have been met or will be 

met.

Sec. 763.94 Recordkeeping.

 (a) Records required under this section shall be maintained in a centralized location in the 

administrative office of both the school and the local education agency as part of the 

management plan. For each homogeneous area where all ACBM has been removed, the local 

education agency shall ensure that such records are retained for 3 years after the next 

reinspection required under Sec. 763.85(b)(1), or for an equivalent period.

 (b) For each preventive measure and response action taken for friable and nonfriable ACBM 

and friable and nonfriable suspected ACBM assumed to be ACM, the local education agency

shall provide:

 (1) A detailed written description of the measure or action, including methods used, the 

location where the measure or action was taken, reasons for selecting the measure or action, start 

and completion dates of the work, names and addresses of all contractors involved, and if 

applicable, their State of accreditation, and accreditation numbers, and if ACBM is removed, the 

name and location of storage or disposal site of the ACM.
B-19

 (2) The name and signature of any person collecting any air sample required to be collected at 

the completion of certain response actions specified by Sec. 763.90(i), the locations where 

samples were collected, date of collection, the name and address of the laboratory analyzing the 

samples, the date of analysis, the results of the analysis, the method of analysis, the name and

signature of the person performing the analysis, and a statement that the laboratory meets the 

applicable requirements of Sec. 763.90(i)(2)(ii).

 (c) For each person required to be trained under Sec. 763.92(a) (1) and (2), the local education 

agency shall provide the person's name and job title, the date that training was completed by that 

person, the location of the training, and the number of hours completed in such training.

 (d) For each time that periodic surveillance under Sec. 763.92(b) is performed, the local 

education agency shall record the name of each person performing the surveillance, the date of 

the surveillance, and any changes in the conditions of the materials.

 (e) For each time that cleaning under Sec. 763.91(c) is performed, the local education agency

shall record the name of each person performing the cleaning, the date of such cleaning, the 

locations cleaned, and the methods used to perform such cleaning.

 (f) For each time that operations and maintenance activities under Sec. 763.91(d) are 

performed, the local education agency shall record the name of each person performing the 

activity, the start and completion dates of the activity, the locations where such activity

occurred, a description of the activity including preventive measures used, and if ACBM is 

removed, the name and location of storage or disposal site of the ACM. 

 (g) For each time that major asbestos activity under Sec. 763.91(e) 

is performed, the local education agency shall provide the name and signature, State of 

accreditation, and if applicable, the accreditation number of each person performing the activity, 

the start and completion dates of the activity, the locations where such activity occurred, a 

description of the activity including preventive measures used, and if ACBM is removed, the 

name and location of storage or disposal site of the ACM.

 (h) For each fiber release episode under Sec. 763.91(f), the local education agency shall 

provide the date and location of the episode, the method of repair, preventive measures or 

response action taken, the name of each person performing the work, and if ACBM is removed, 

the name and location of storage or disposal site of the ACM.

(Approved by the Office of Management and Budget under control number 2070-0091)

Sec. 763.95 Warning labels.

 (a) The local education agency shall attach a warning label immediately adjacent to any friable 

and nonfriable ACBM and suspected ACBM assumed to be ACM located in routine 

maintenance areas (such as boiler rooms) at each school building. This shall include:

 (1) Friable ACBM that was responded to by a means other than removal.

 (2) ACBM for which no response action was carried out.

 (b) All labels shall be prominently displayed in readily visible locations and shall remain 

posted until the ACBM that is labeled is removed.

 (c) The warning label shall read, in print which is readily visible because of large size or bright 

color, as follows:
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CAUTION: ASBESTOS. HAZARDOUS. DO NOT DISTURB WITHOUT PROPER 

TRAINING AND EQUIPMENT.

Sec. 763.97 Compliance and enforcement.

 (a) Compliance with Title II of the Act. (1) Section 207(a) of Title II of the Act (15 U.S.C. 

2647) makes it unlawful for any local education agency to:

 (i) Fail to conduct inspections pursuant to section 203(b) of Title II of the Act, including 

failure to follow procedures and failure to use accredited personnel and laboratories.

 (ii) Knowingly submit false information to the Governor regarding any inspection pursuant to 

regulations under section 203(i) of Title II of the Act.

 (iii) Fail to develop a management plan pursuant to regulations under section 203(i) of Title II 

of the Act.

 (2) Section 207(a) of Title II of the Act (15 U.S.C. 2647) also provides that any local 

education agency which violates any provision of section 207 shall be liable for a civil penalty of 

not more than $5,000 for each day during which the violation continues. For the purposes of this 

subpart, a ``violation'' means a failure to comply with respect to a single school building.

 (b) Compliance with Title I of the Act. (1) Section 15(1)(D) of Title I of the Act (15 U.S.C. 

2614) makes it unlawful for any person to fail or refuse to comply with any requirement of Title 

II or any rule promulgated or order issued under Title II. Therefore, any person who violates any 

requirement of this subpart is in violation of section 15 of Title I of the Act.

 (2) Section 15(3) of Title I of the Act (15 U.S.C. 2614) makes it unlawful for any person to 

fail or refuse to establish or maintain records, submit reports, notices or other information, or 

permit

access to or copying of records, as required by this Act or a rule thereunder.

 (3) Section 15(4) (15 U.S.C. 2614) of Title I of the Act makes it unlawful for any person to 

fail or refuse to permit entry or inspection as required by section 11 of Title I of the Act.

 (4) Section 16(a) of Title I of the Act (15 U.S.C. 2615) provides that any person who violates 

any provision of section 15 of Title I of the Act shall be liable to the United States for a civil 

penalty in an amount not to exceed $25,000 for each such violation. Each day such a violation 

continues shall, for purposes of this paragraph, constitute a separate violation of section 15. A 

local education agency is not liable for any civil penalty under Title I of the Act for failing or 

refusing to comply with any rule promulgated or order issued under Title II of the Act.

 (c) Criminal penalties. If any violation committed by any person (including a local education 

agency) is knowing or willful, criminal penalties may be assessed under section 16(b) of Title I 

of the Act.

 (d) Injunctive relief. The Agency may obtain injunctive relief under section 208(b) of Title II 

of the Act to respond to a hazard which poses an imminent and substantial endangerment to 

human health or the environment or section 17 (15 U.S.C. 2616) of Title I of the Act to 

restrain any violation of section 15 of Title I of the Act or to compel the taking of any action 

required by or under Title I of the Act.

 (e) Citizen complaints. Any citizen who wishes to file a complaint pursuant to section 207(d) 

of Title II of the Act should direct the complaint to the Governor of the State or the EPA 

Asbestos Ombudsman, 401 M Street, SW., Washington, DC 20460. The citizen complaint 

should be in writing and identified as a citizen complaint pursuant to section 207(d) of Title II of 

TSCA. The EPA Asbestos Ombudsman or the Governor shall investigate and respond to the 
B-21

complaint within a reasonable period of time if the allegations provide a reasonable basis to 

believe that a violation of the Act has occurred.

 (f) Inspections. EPA may conduct inspections and review management plans under section 11 

of Title I of the Act (15 U.S.C. 2610) to ensure compliance.

Sec. 763.98 Waiver; delegation to State.

 (a) General. (1) Upon request from a State Governor and after notice and comment and an 

opportunity for a public hearing in accordance with paragraphs (b) and (c) of this section, EPA 

may waive some or all of the requirements of this subpart E if the State has established and is 

implementing or intends to implement a program of asbestos inspection and management that 

contains requirements that are at least as stringent as the requirements of this subpart E.

 (2) A waiver from any requirement of this subpart E shall apply only to the specific provision 

for which a waiver has been granted under this section. All requirements of this subpart E shall 

apply until a waiver is granted under this section.

 (b) Request. Each request by a Governor to waive any requirement of this subpart E shall be 

sent with three complete copies of the request to the Regional Administrator for the EPA Region 

in which the State is located and shall include:

 (1) A copy of the State provisions or proposed provisions relating to its program of asbestos 

inspection and management in schools for which the request is made.

 (2)(i) The name of the State agency that is or will be responsible for administering and

enforcing the requirements for which a waiver is requested, the names and job titles of 

responsible officials in that agency, and phone numbers where the officials can be contacted.

 (ii) In the event that more than one agency is or will be responsible for administering and 

enforcing the requirements for which a waiver is requested, a description of the functions to be 

performed by each agency, how the program will be coordinated by the lead agency to ensure 

consistency and effective administration in the asbestos inspection and management program 

within the State, the names and job titles of responsible officials in the agencies, and phone 

numbers where the officials can be contacted. The lead agency will serve as the central contact 

point for the EPA.

 (3) Detailed reasons, supporting papers, and the rationale for concluding that the State's 

asbestos inspection and management program provisions for which the request is made are at 

least as stringent as the requirements of this subpart E.

 (4) A discussion of any special situations, problems, and needs pertaining to the waiver 

request accompanied by an explanation of how the State intends to handle them.

 (5) A statement of the resources that the State intends to devote to the administration and 

enforcement of the provisions relating to the waiver request.

 (6) Copies of any specific or enabling State laws (enacted and pending enactment) and 

regulations (promulgated and pending promulgation) relating to the request, including provisions 

for assessing criminal and/or civil penalties.

 (7) Assurance from the Governor, the Attorney General, or the legal counsel of the lead 

agency that the lead agency or other cooperating agencies have the legal authority necessary to 

carry out the requirements relating to the request.

 (c) General notice--hearing. (1) Within 30 days after receipt of a request for a waiver, EPA 

will determine the completeness of the request. If EPA does not request further information 

within the 30-day period, the request will be deemed complete.
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 (2) Within 30 days after EPA determines that a request is complete, EPA will issue for 

publication in the Federal Register a notice that announces receipt of the request, describes the 

information submitted under paragraph (b) of this section, and solicits written comment from 

interested members of the public. Comments must be submitted within 60 days.

 (3) If, during the comment period, EPA receives a written objection to a Governor's request 

and a request for a public hearing detailing specific objections to the granting of a waiver, EPA 

will schedule a public hearing to be held in the affected State after the close of the comment 

period and will announce the public hearing date in the Federal Register before the date of the 

hearing. Each comment shall include the name and address of the person submitting the 

comment.

 (d) Criteria. EPA may waive some or all of the requirements of subpart E of this part if:

 (1) The State's lead agency and other cooperating agencies have the legal authority necessary

to carry out the provisions of asbestos inspection and management in schools relating to the 

waiver request.

 (2) The State's program of asbestos inspection and management in schools relating to the 

waiver request and implementation of the program are or will be at least as stringent as the 

requirements of this subpart E.

 (3) The State has an enforcement mechanism to allow it to implement the program described 

in the waiver request

. (4) The lead agency and any cooperating agencies have or will have qualified personnel to 

carry out the provisions relating to the waiver request.

 (5) The State will devote adequate resources to the administration and enforcement of the 

asbestos inspection and management provisions relating to the waiver request.

 (6) When specified by EPA, the State gives satisfactory assurances that necessary steps, 

including specific actions it proposes to take and a time schedule for their accomplishment, will 

be taken within a reasonable time to conform with applicable criteria under paragraphs (d) (2) 

through (4) of this section.

 (e) Decision. EPA will issue for publication in the Federal Register a notice announcing its 

decision to grant or deny, in whole or in part, a Governor's request for a waiver from some or all 

of the requirements of this subpart E within 30 days after the close of the comment period or 

within 30 days following a public hearing, whichever is applicable. The notice will include the 

Agency's reasons and rationale for granting or denying the Governor's request. The 30-day

period may be extended if mutually agreed upon by EPA and the State.

 (f) Modifications. When any substantial change is made in the administration or enforcement 

of a State program for which a waiver was granted under this section, a responsible official in the 

lead agency shall submit such changes to EPA.

 (g) Reports. The lead agency in each State that has been granted a waiver by EPA from any

requirement of subpart E of this part shall submit a report to the Regional Administrator for the 

Region in which the State is located at least once every 12 months to include the following 

information:

 (1) A summary of the State's implementation and enforcement activities during the last 

reporting period relating to provisions waived under this section, including enforcement actions 

taken.

 (2) Any changes in the administration or enforcement of the State program implemented 

during the last reporting period.
B-23

 (3) Other reports as may be required by EPA to carry out effective oversight of any

requirement of this subpart E that was waived under this section.

 (h) Oversight. EPA may periodically evaluate the adequacy of a State's implementation and 

enforcement of and resources devoted to carrying out requirements relating to the waiver. This 

evaluation may include, but is not limited to, site visits to local education agencies without prior 

notice to the State.

 (i) Informal conference. (1) EPA may request that an informal conference be held between 

appropriate State and EPA officials when EPA has reason to believe that a State has failed to:

 (i) Substantially comply with the terms of any provision that was waived under this section.

 (ii) Meet the criteria under paragraph (d) of this section, including the failure to carry out 

enforcement activities or act on violations of the State program.

 (2) EPA will:

 (i) Specify to the State those aspects of the State's program believed to be inadequate.

 (ii) Specify to the State the facts that underlie the belief of inadequacy.

 (3) If EPA finds, on the basis of information submitted by the State at the conference, that 

deficiencies did not exist or were corrected by the State, no further action is required.

 (4) Where EPA finds that deficiencies in the State program exist, a plan to correct the 

deficiencies shall be negotiated between the State and EPA. The plan shall detail the deficiencies 

found in the State program, specify the steps the State has taken or will take to remedy the 

deficiencies, and establish a schedule for each remedial action to be initiated.

 (j) Rescission. (1) If the State fails to meet with EPA or fails to correct deficiencies raised at 

the informal conference, EPA will deliver to the Governor of the State and a responsible official 

in the lead agency a written notice of its intent to rescind, in whole or part, the waiver.

 (2) EPA will issue for publication in the Federal Register a notice that announces the 

rescission of the waiver, describes those aspects of the State's program determined to be 

inadequate, and specifies the facts that underlie the findings of inadequacy.

Sec. 763.99 Exclusions.

 (a) A local education agency shall not be required to perform an inspection under Sec. 

763.85(a) in any sampling area as defined in 40 CFR 763.103 or homogeneous area of a school 

building where:

 (1) An accredited inspector has determined that, based on sampling records, friable ACBM 

was identified in that homogeneous or sampling area during an inspection conducted before 

December 14, 1987. The inspector shall sign and date a statement to that effect with his or her 

State of accreditation and if applicable, accreditation number and, within 30 days after such 

determination, submit a copy of the statement to the person designated under Sec. 763.84 for 

inclusion in the management plan. However, an accredited inspector shall assess the friable 

ACBM under Sec. 763.88.

 (2) An accredited inspector has determined that, based on sampling records, nonfriable ACBM 

was identified in that homogeneous or sampling area during an inspection conducted before 

December 14, 1987. The inspector shall sign and date a statement to that effect with his or her 

State of accreditation and if applicable, accreditation number and, within 30 days after such 

determination, submit a copy of the statement to the person designated under Sec. 763.84 for 

inclusion in the management plan. However, an accredited inspector shall identify whether 
B-24

material that was nonfriable has become friable since that previous inspection and shall assess 

the newly-friable ACBM under Sec. 763.88.

 (3) Based on sampling records and inspection records, an accredited inspector has determined 

that no ACBM is present in the homogeneous or sampling area and the records show that the 

area was sampled, before December 14, 1987 in substantial compliance with Sec. 763.85(a), 

which 

for purposes of this section means in a random manner and with a sufficient number of samples 

to reasonably ensure that the area is not ACBM.

 (i) The accredited inspector shall sign and date a statement, with his or her State of 

accreditation and if applicable, accreditation number that the homogeneous or sampling area 

determined not to be ACBM was sampled in substantial compliance with Sec. 763.85(a).

 (ii) Within 30 days after the inspector's determination, the local education agency shall submit 

a copy of the inspector's statement to the EPA Regional Office and shall include the statement in 

the management plan for that school.

 (4) The lead agency responsible for asbestos inspection in a State that has been granted a 

waiver from Sec. 763.85(a) has determined that, based on sampling records and inspection 

records, no ACBM is present in the homogeneous or sampling area and the records show that the 

area was sampled before December 14, 1987, in substantial compliance with Sec. 763.85(a). 

Such determination shall be included in the management plan for that school.

 (5) An accredited inspector has determined that, based on records of an inspection conducted 

before December 14, 1987, suspected ACBM identified in that homogeneous or sampling area is 

assumed to be ACM. The inspector shall sign and date a statement to that effect, with his or her 

State of accreditation and if applicable, accreditation number and, within 30 days of such 

determination, submit a copy of the statement to the person designated under Sec. 763.84 for 

inclusion in the management plan. However, an accredited inspector shall identify whether 

material that was nonfriable suspected ACBM assumed to be ACM has become friable since the 

previous inspection and shall assess the newly friable material and previously identified friable 

suspected ACBM assumed to be ACM under Sec. 763.88.

 (6) Based on inspection records and contractor and clearance records, an accredited inspector 

has determined that no ACBM is present in the homogeneous or sampling area where asbestos 

removal operations have been conducted before December 14, 1987, and shall sign and date a 

statement to that effect and include his or her State of accreditation and, if applicable, 

accreditation number. The local education agency shall submit a copy of the statement to the 

EPA Regional Office and shall include the statement in the management plan for that school.

 (7) An architect or project engineer responsible for the construction of a new school building 

built after October 12, 1988, or an accredited inspector signs a statement that no ACBM was 

specified as a building material in any construction document for the building, or, to the best of 

his or her knowledge, no ACBM was used as a building material in the building. The local 

education agency shall submit a copy of the signed statement of the architect, project engineer, 

or 

accredited inspector to the EPA Regional Office and shall include the statement in the 

management plan for that school.

 (b) The exclusion, under paragraphs (a) (1) through (4) of this section, from conducting the 

inspection under Sec. 763.85(a) shall apply only to homogeneous or sampling areas of a school 

building that were inspected and sampled before October 17, 1987. The local education 
B-25

agency shall conduct an inspection under Sec. 763.85(a) of all areas inspected before October 17, 

1987 that were not sampled or were not assumed to be ACM.

 (c) If ACBM is subsequently found in a homogeneous or sampling area of a local education 

agency that had been identified as receiving an exclusion by an accredited inspector under 

paragraphs (a) (3), (4), (5) of this section, or an architect, project engineer or accredited inspector 

under paragraph (a)(7) of this section, the local education agency shall have 180 days following 

the date of identification of ACBM to comply with this subpart E.