**SUPPORTING STATEMENT ENVIRONMENTAL PROTECTION AGENCY**  **NSPS for Stationary Source**  **Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal)**  **1. Identification of the Information Collection**  **1(a) Title of the Information Collection** NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal), EPA I CR Number 2196.04, OMB Control Number 2060

- 0590 **1(b) Short Characterization/Abstract** The New Source Performance Standards (NSPS ) for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) were proposed on July 11, 2005 , promulgated on July 11, 2006 , and amended on June, 8, 2011 . These regulations appl y to stationary compression ignition (CI) internal combustion engines (I CE). The standards apply to stationary sources whose construction, reconstruction, or modification begins after a standard for tho se sources is proposed. This information is being collected to assure compliance with 40 CFR part 60, subpart III

. In general, all NSPS standards require initial notifications, performance tests, and periodic reports by

the owners/operators of the affec ted facilities. They are also required to maintain records of the occurrence and duration of an y startup, shutdown, or malfunction in the operation of an affected facility , or any period during which the monitoring sy stem is inoperative. These notificati ons, reports, and records are essential in determining compliance, and are required of all affected facilities subject to NSPS

. Any owner/operator subject to the provisions of this part shall maintain a file of these measurements, and retain the file for at least two years following the date of such measurements, maintenance reports, and records. All reports are sent to the delegated state or local authority . In the event that there is no such delegated authorit y, the reports are sent directly to the United States Environmental Protection Agency (EPA) regional office. Based on our consultations with industry representatives, th ere is an average of one affected facilities at each plant site and that each plant site has only one respondent (i.e., the owner/operator of the plant site). Over the next three ye ars, an average of 206, 370 respondents per ye ar will be subject to the standard , and 40 additional respondents per ye ar will become subject to the standard. The Office of Management and Budget (OMB) approved the currentl y active Information Collection Request (I CR) with the following “Terms of Clearance (TOC)”:2 Prior to res ubmission of this information collection for renewal , the Agency should reassess estimates of burden taking into account recent e xperience with the full y implemented program. To address these terms of clearance, EPA consulted with industry experts on the burden estimates presented in the current ICR and incorporated any comments received. All of the CII CE units in the United States are owned and operated by the CII CE industry (the “Affected Public”). These facilities in the United States are owned by either industry , state, local, tribal government. The burden to the “Affected Public” i s listed below in Table 1: Annual Respondent Burden and Cost

– NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal). The burden to the “Federal Government” is attributed entirel y to work performed b y either F ederal employ ees or government contractors; this burden may be found below in Table 2: Average Annual EPA Burden and Cost

– NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal).
**2. Need for and Use of the Collection 2(a) Need/Authority for the Collection**  The EPA is charged under Section 111 of the Clean Air Act (CAA), as amended, to establish standards of performance for new stationary sources that reflect:

**. . .**  application of the best technological sy stem of continuous emissions reduction which (taking into consideration the cost of achieving such emissions reduction, or an y non - air quality health and environmental impact and energy requirements) the Administrator determines has been adequatel y demonstrated. Section 111(a)(l). The Agency

refers to this charge as selecting the best demonstrated technology (BDT). Section 111 also requires that the Administrator review and, if appropriate, revise such standards every four years. In the Administrator's judgment, emissions from CII CE engines cause or contribute to air pollution that may

reasonably

be anticipated to endanger public health or welfare. Therefore, the NSPS were promulgated for this source category at 40 CFR part 60, subpart III I

. **2(b) Practical Utility/Users of the Data** The recordkeeping and reporting requirements in the standard ensure compliance with the applicable regulations which where promulgated in accordance with the Clean Air Act. The collected information is also used for targeting inspections and as evidence in legal proceedings. Performance tests are required in order to determine an affected facility ’ s initial3

capability to comply

with the emission standard. Continuous emission moni tors are used to ensure compliance with the standard at all times. During the performance test a record of the operating parameters under which compliance was achieved may be recorded and used to determine compliance in place of a continuous emission monit or. The notifications required in the standard are used to inform the Agency or delegated authority when a source becomes subject to the requirements of the regulations. The reviewing authority may then inspect the source to check if the pollution contr ol devices are properl y installed and operated , and leaks are being detected and repaired and the standard is being met. The performance test may also be observed. The required annual reports are used to determine periods of excess emissions, identify problems at the facility , verify operation/maintenance procedures and for compliance determinations. **3. Non**
**- duplication, Consultations, and Other Collection Criteria**  The requested recordkeeping and reporting are required under 40 CFR part 60, subpart III I

. **3(a) Non**
**- duplication**  If the subject standards have not been delegated, the information is sent directl y to the appropriate EPA regional office. Otherwise, the information is sent directl y to the delegated state or local agency . If a state or local agency has adopted its own similar standards to implement the Federal standards, a cop y of the report submitted to the state or local agency can be sent to the Administrator in lieu of the report required by the Federal standards. Therefore, duplication does not exists. **3(b) Public Notice Required Prior to ICR Submission to OMB** An announcement of a public comment period for the renewal of this I CR was published in the Federal Re gister ( 76 FR 26900 ) on May 9, 2011

. No comments were received on the burden published in the Federal Register

. **3(c) Consultations** The Agency

has consulted i ndustry

experts and internal data sources to project the number of affected facilities and industry growth over the next three y ears. The primary source of information as reported by industry , in compliance with the recordkeeping and reporting provisions in the standard, is the Online Tracking Information Sy stem (OTIS ) which is operated and mai ntained b y EPA's Office of Compliance. OTI S is EPA ’ s database for the collection, maintenance, and retrieval of all compliance data. The growth rate for the industry is based on our consultations with the Agency ’s internal industry experts. Approximately 206,410 respondents will be subject to the standard over the three ye ar period covered by this ICR.4

Industry trade associations and other interested parties were provided an opportunity to comment on the burden associated with the standard as it was bein g developed and the standard has been previously

reviewed to determine the minimum information needed for compliance purposes. During the development of the current ICR, we contacted : 1) the Engine Manufacturers Association (EMA) , at (312) 929

- 1970 ; and 2) Cummins Incorporated, at ( 800 ) 343

- 7357

. It is our policy

to respond after a thorough review of comments received since the last ICR renewal as well as those submitted in response to the f irst Federal Register n otice. **3(d) Effects of Less Frequent Collection**  Less frequent information collection would decrease the margin of assurance that facilities are continuing to meet the standards. Requirements for information gathering and recordkeeping are useful techniques to ensure that good operation and maintenance practices are applied and emission limitations are met. If the information required by these standards was collected less frequentl y, the proper operation and maintenance of control equipment and the possibility

of detecting violations would b e less likely

. **3(e) General Guidelines**
T hese reporting or recordkeeping requirements do not violate any of the regulations promulgated b y OMB under 5 CFR part 1320, section 1320.5. **3(f) Confidentiality** Any information submitted to the Agency for which a claim of confidentiality is made will be safeguarded according to the Agency policies set forth in Title 40, chapter 1, part 2, subpart B

- Confidentiality of Business Information (CBI) (see 40 CFR 2; 41 FR 36902, September 1, 1976; amended by 43 FR 40000, September 8, 1978; 43 FR 42251, September 20, 1978; 44 FR 17674, March 23, 1979). **3(g) Sensitive Questions**
T he reporting or recordkeeping requirements in the standard do not include sensitive questions. **4. The Respondents and the Information Requested 4(a) Respondents/SIC Codes**  The respondents to the recordkeeping and reporting requirements are stationary source compression ignition internal combustion engines

. The Standard Industrial Classification (SI C) codes for the respondents affected b y the standard and the corr e sponding North American5

Industry Classification Sy stem (NAICS) codes are listed below for stationary source compression ignition internal combustio n engines. **Standard (40 CFR, Part 60, Subpart IIII) SIC Codes**  **NAICS Codes** Electric Power Generation, Transmission, or Distribution 4911, 4931, 4939 2211 Medical and Surgical Hospitals 8062, 8069 622110 Motor and Generator Manufacturing 3621, 7694 335312 Pump and Compressor Manufacturing 3561, 3743 33391 Welding and Soldering Equipment Manufacturing 3548, 3699 333992 **4(b) Information Requested (i) Data Items** 
In this ICR , all the data that is recorded or reported is required b y NSPS for Stationary Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII). A source must make the following reports:
**Notifications** Initial notification requirements for owners/operators of non

emergency

stationary

CI ICE greater than 3,000 HP; non

emergency

stationary

CI ICE with a displacement of greater than 10 liters per cylinder; and non

- emergency pre 2007 model y ear stationary CI I CE greater than 175 HP that are not certified 60.7(a)(1), 60.4214(a)(1)

A source must keep the following records: **Recordkeeping** Maintain records of notifications and maintenance conducted on the engine for owners/operators of non

- emergency stationary

CI ICE greater than 3,000 HP; non

- emergency stationary

CI ICE with a displacement of greater than 10 liters per cylinder; and non

emergency

pre - 2007 model y ear stationary CI ICE greater than 175 HP that are not certified. 60.4214(a)(2)

Maintain records of the hours of operation spent for emergency stationary CI I CE and the reason the engine was in op eration during that time. 60.4214(b)6 **Recordkeeping** Maintain records of an y corrective action taken after the backpressure monitor has notified the owner operator that the high backpressure limit of the engine is approached for stationary CI ICE equipped with DPF (no burden is estimated for this requirement since DPF is not required until the ye ar 2011). 60.4214(c)

Electronic Reporting Some of the r espondents are using monitoring equipment that automatically records parameter data. Although personnel at the affected facility must still evaluate the data, internal automation has significantly reduced the burden associated with monitoring and recordke eping at a plant site. Also, regulatory

agencies in cooperation with the respondents continue to create reporting sy stems to transmit data electronically . However, electronic reporting s ys tems are still not widely used. At this time, it is estimated th at approximately 10 percent of the respondents use electronic reporting.

**(ii) Respondent Activities**

**Respondent Activities** Read instructions. Perform initial performance test, Reference Methods, 1, 1A, 3, 3A, 3B, 4, 5, 7E tests, and repeat performance tests if necessary

. Write the notifications and reports listed above. Enter information required to be recorded above. Submit the required reports developing, acquiring, installing, and utilizing technology and sy stems for the purpose of collecting, validating, and verifying information. Develop, acquire, install, and utilize technology and sy stems for the purpose of processing and maintaining information. Develop, acquire, install, and utilize technology and sy stems for the purpose of disclosing an d providing information. Adjust the existing way s to comply with an y previously applicable instructions and requirements. Train personnel to be able to respond to a collection of information. Transmit, or otherwise disclose the information. Currently sources are using monitoring and reporting equipment that provide parameter data in an automated way e.g., continuous parameter monitoring s ys tem. Although personnel at the source still need to evaluate the data, this type of monitoring equipment has significantly7

reduced the burden associated with monitoring and recordkeeping. **5. The Information Collected: Agency Activities, Collection Methodology, and Information Management**  **5(a) Agency Activities** EPA conducts the following activities in connection with the acquisition, analysis, storage, and distribution of the required information.
**Agency Activities** Review notifications and reports, including performance test reports, and excess emissions reports, required to be submitted by industry

. Audit facility

records. Input, anal yz e, and maintain data in the Online Tracking Information Sy stem (OTI S). **5(b) Collection Methodology and Management** Following notification of startup, the reviewing authority could inspect the source to determine whether the pollution control devices are properl y installed and operated. Performance test reports are used b y the Agency to discern a source ’ s initial capability to compl y with the emission standard , and note the operating conditions under which compliance was achieved. Data and records maintained by the respondents are tabulated and published for use in compliance and enforcement programs. The annual reports are used for problem identification, as a che ck on source operation and maintenance, and for compliance determinations.
In formation contained in the reports is entered into OTI S which is operated and maintained by

EPA's Office of Compliance. OT IS is EPA ’ s database for the collection, maintenance, and retrieval of compliance data for approximately 125,000 industrial and government

- owned facilities. EPA uses the OTI S for tracking air pollution compliance and enforcement b y local and state regulatory agencies, EPA regional offices and EPA headquarter s. EPA and its delegated Authorities can edit, store, retrieve and analyze the data. The records required b y this regulation must be retained by the owner/operator for two ye ars. **5(c) Small Entity Flexibility** A majority

of the respondents are large entities (i.e., large businesses). However, the impact on small entities (i.e., small businesses) was taken into consideration during the development of the regulation. Due to technical considerations involving the process operations8

and the ty pes of control equipment employ ed, the recordkeeping and reporting requirements are the same for both small and large entities. The Agency considers these to be the minimum requirements needed to ensure compliance and, theref ore, cannot reduce them further for small entities. To the extent that larger businesses can use economies of scale to reduce their burden, the overall burden will be reduced. **5(d) Collection Schedule** The specific frequency

for each information collect ion activity within this request is shown in below Table 1: Annual Respondent Burden and Cost

- NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal). **6. Estimating the Burden and Cost of th e Collection**  Table 1 below documents the computation of individual burdens for the recordkeeping and reporting requirements applicable to the industry for the subpart included in this I CR. The individual burdens are expressed under standardized headings believed to be consistent with the concept of burden under the Paperwork Reduction Act. Where ver appropriate, specific tasks and major assumptions have been identified. Responses to this information collection are mandatory

. The Agency

may not conduct o r sponsor, and a person is not required to respond to, a collection of information unless it display s a currently valid OMB Control Number. **6(a) Estimating Respondent Burden** The average annual burden to industry over the next three y ears from these record

keeping and reporting requirement s is estimated to be 193,70 7 ( Total Labor Hours from Table 1 below ). T hese hours are based on Agency studies and background documents from the development of the regulation, Agency knowledge and expe rience with the NSPS program, the previously

approved ICR, and any

comments received. **6(b) Estimating Respondent Costs (i) Estimating Labor Costs**  This I CR uses the following labor rates: Managerial $1 21

. 42 ($5 7

. 82 + 110%) Technical $ 99.14 ($4 7

. 21 + 110%) Clerical $4 9

. 81 ($2 3

. 7 2 + 110%) These rates are from the United States Department of Labor, Bureau of Labor Statistics, September 2011 , “ Table 2. Civilian Workers, by occupational and industry group. ” The rates are from column 1, “ Total compensation. ” The rates have been increased b y 110 percent to account for the benefit packages available to those employ ed by private industry

.9 **(ii) Estimating Capital/Startup and Operation and Maintenance Costs** The ty pe of industry

costs associated with the information collection activities in the subject standard are both labor costs which are addressed elsewhere in this ICR and the costs associated with continuous monitoring. The capital/startup costs are one

- time costs when a facility becomes sub

ject to the regulation. The annual operation and maintenance costs are the ongoing costs to maintain the monitors and other costs such as photocopying and postage.

**(iii) Capital/Startup vs. Operation and Maintenance (O&M) Costs Capital/Startup vs. Oper**  **ation and Maintenance (O&M) Costs** (A) Continuous Monitoring Device (B) Capital/ Startup Cost for One Respondent (C)

Number of New Respondents (D)

Total Capital/ Startup Cost (B X C) 1 (E)

Annual O&M Costs for One Respondent 1 (F)

Number of Respondents with O&M (G)

Total O&M, (E X F)

Certification/ Durability Testing $0 0 $0 $28.40 5,880 $166,992 Selective Enforcement Audits $0 0 $0 $375.50 200 $75,100 $0 $242,092 1 Capital costs and additional O&M costs will be incurred as a result of the June 2011 amendment. However, these costs are not expected to be incurred until the amendment is fully implemented in 2018. The total capital/startup costs for this I CR are zero . This is the total o f column D in the above table. The total operation and maintenance (O&M) costs for this I CR are $242,092. This is the total of column G.

The average annual cost for capital/startup and operation and maintenance costs to industry over the next three ye ars of the IC R is estimated to be $242,092

. These are recordkeeping costs. **6(c) Estimating Agency Burden and Cost** The only costs to the Agency

are those costs associated with anal ys is of the reported information. EPA's overall compliance and en forcement program includes activities such as the examination of records maintained by the respondents, periodic inspection of sources of emissions, and the publication and distribution of collected information. The average annual Agency cost during the three y ears of the ICR is estimated to be $18,139

. This cost is based on the average hourl y labor rate as follows:10 Managerial $ 6 2.27 (GS

- 13, Step 5, $ 3 8. 92 + 60% ) Technical $ 4 6

. 21 (GS

- 12, Step 1, $ 28. 88 + 60% ) Clerical $2 5.01 (GS

- 6, Step 3, $ 15. 63 + 60% ) These rates are from the Office of Personnel Management (OPM) , 20 1 1 General Schedule , which excludes locality

rates of pay

. The rates have been increased by 60 percent to account for the benefit packages available to government employees
. Deta ils upon which this estimate is based appear below in Table 2: Average Annual EPA Burden and Cost

- NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal). **6(d) Estimating the Respondent Universe and Total Burden and Costs**  Based on our research for this I CR, on average over the next three ye ars, approximately 206,370 existing respondents will be subject to the standard. It is estimated that an additional 40 respondents per ye ar will become subject. The overall average numb er of respondents, as shown in the table below, is 206,410 per year. The number of respondents is calculated using the following table that addresses the three ye ars covered b y this ICR. **Number of Respondents**

Year (A)

Number of New Respondents 1 (B)

Number of Existing Respondents (C)

Number of Existing Respondents That Keep Records But Do Not Submit Reports (D)

Number of Existing Respondents That Are Also New Respondents (E)

Number of Respondents (E=A+B+C

- D)
1 40 235 206,095 0 206,370 2 40 235 206,135 0 206,410 3 40 235 206,175 0 206,450 Average 40 235 206,135 0 206,410 1 New respondents include sources with constructed, reconstructed and modified affected facilities

.

. C olumn D is subtracted to avoid double

- counting respondents

. As shown above, the average Number of Respondents over the three ye ar period of this ICR is 206,410. The total number of annual responses per ye ar is calculated using the following table:

**T otal Annual Responses** 11 (A) Information Collection Activity (B) Number of Respondents (C)

Number of Responses (D)

Number of Existing Respondents That Keep Records But Do Not Submit Reports (E)

Total Annual Responses E=(BxC)+D

Notification for non

- emergency stationary CI ICE >3,000 hp, prime 32 1 0 32 Notification for non

- emergency stationary CI ICE with a displacement >10 l/cyl, prime 8 1 0 8 Non

- emergency operation 206,410 1 0 206,410 Total 206,450 The number of Total Annual Responses is 206,450. The total annual labor costs are $ 18,560,917

. Details regarding these estimates may be found below in Table 1 : Annual Respondent Burden and Cost

– NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal)

. **6(e) Bottom Line Burden Hours and C ost Tables**  The detailed bottom line burden hours and cost calculations for the respondents and the Agency are shown in Tables 1 and 2, respectivel y, and summarized below. **(i) Respondent Tally** The total annual labor hours are 193,707 , at a cost of $18,560,917

. Details regarding these estimates may

be found in Table 1 : Annual Respondent Burden and Cost

- NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal). Furthermore, the annual public reporting and recordkeeping burden for this collection of information is estimated to average one hour per response

. The total annual capital/startup and O&M costs to the regulated entity are $242,092

. The cost calculations are detailed in Section 6 (b)(iii), Capital/Startup vs. Operation and Maintenance (O&M) Costs. **(ii) The Agency Tally** The average annual Agency burden and cost over next three y ears is estimated to be 403 labor hours at a cost of $18,139. See below Table 2: Average Annual EPA Burden and Cost

- NSPS for Stationary Source Compression Ignition Internal Combustion Engines (40 CFR Part 60, Subpart IIII) (Renewal)

.12

**6(f) Reasons for Change in Burden** There is an adjustment increase in the total estimated burden hours and a decrease in the total estimated cost for the respondents as currently identified in the OMB Inventory of Approved Burdens. Th is is not due to any program changes. The increase in burden hours reflects a growth in the respondent universe since the l ast I CR renewal. The decrease in cost is due to a mathematical error that has been corrected since the last ICR. There is an adjustment increase in the total estimated burden hours and cost s for the Agency as currently

identified in the OMB Inventory of Approved Burdens. The increase reflects a mathematical correc tion in the burden hour calculation and an adjustment in labor rates. This ICR uses updated labor rates in estimat ing the burden costs for all labor categories. **6(g) Burden Statement** The annual public reporting and recordkeeping burden for this collection of information is estimated to average one hour per response. Burden means the total time, effort, or financial resources expended b y persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and s ys tems for the purposes of collecting, validating, and verifying information, processing and maint aining information, and disclosing and providing information; adjust the existing way s to compl y with any previously

applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; comple te and review the collection of information; and transmit or otherwise disclose the information. An agency

may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it display s a valid OMB Control Number. The OMB Control Numbers for EPA regulations are listed at 40 CFR part 9 and 48 CFR chapter 15. To comment on the Agency 's need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden , including the use of automated collection techniques, EPA has established a public docket for this I CR under Docket ID Number EPA

- HQ

- OECA

- 2011

- 0264

. An electronic version of the public docket is available at http://www.regulations.gov/ which may be used to obtain a copy

of the draft collection of information, submit or view public comments, access the index listing of the contents of the docket, and to access those documents in the public docket that are available electronically

. When in the sy stem , select “search,” then key in the docket ID number identified in this document. The documents are also available for public viewing at the Enforcement and Compliance Docket and Information Center in the EPA Docket Center (EPA/DC), EPA West, Room 3334 , 1301 Constitution Ave., NW, Washington, DC. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holiday s. The telephone number for the Reading Room is (202) 566

- 1744, and the te lephone number for the docket center i s (202) 566

- 17 52

. Also, you can send comments to the Office of In formation and Regulatory Affairs, Office of Management and Budget, 725 17th Street, NW,13

Washington, DC 20503, Attention: Desk Officer for EPA. Please i nclude the EPA Docket ID Number EPA

- HQ

- OECA

- 2011

- 0264 and OMB Control Number 2060

- 0590 in any correspondence. **Part B of the Supporting Statement** This part is not applicable because no statistical methods were used in collecting this information.**Table 1: Annual Respondent Burden and Cost**

**– NSPS**  **for Stationary**  **Source Compression Ignition Internal Combustion**  **Engines (40 CFR Part 60, Subpart IIII) (Renewal)** 

**Burden item (A)**  **Person hours per**  **occurrence (B)** 

**No. of occurrences**  **per respondent**  **per year (C)** 

**Person hours per**  **respondent per year**  **(C=AxB) (D)** 

**Respondents per year**  **a (E)** 

**Technical person**  **** **hours per year**  **(E=CxD) (F)** 

**Managem ent**  **person hours per year**  **(Ex0.05) (G)** 

**Clerical person**  **hours per year**  **(Ex0.1) (H)** 

**Total Cost Per year**  **b**

1. Applications N/A A. Certification for stationary use

- Certification application c 44 1 44 35 1,540 77 154 $169,695.68

- Recordkeeping 4.4 1 4.4 154 67 7.6 33.88 67.76 $74,666.10

- Certificate/durability testing d 168 1 168 35 5,880 294 588 $647,928.96

- Selective enforcement audits 115 1 115 1 115 5.75 11.5 $12,672.08

- Defect reporting e 125 1 125 4 500 25 50 $55,096.00 B. Certification for stationary/non

- road use 1 1 1 200 200 10 20 $22,038.40 2. Surveys and studies N/A 3. Reporting requirements A. Read instructions f 1 1 1 40 40 2 4 $4,407.68 B. Required activities See 3D C. Gather existing information See 3D D. Write report Initial notification >3,000 hp, prime g 2 1 2 32 64 3.2 6.4 $7,052.29 >10 l/cyl, prime h 2 1 2 8 16 0.8 1.6 $1,763.07 Pre

- 2007, not certified, prime, >175 hp N/A **Subtotal for Reporting Requirements 10,387**  4. Recordkeeping requirements A. Read instructions i 1 1 1 56,204 56,204 2,810.2 5,620.4 $6,193,231.17 B. Train personnel N/A C. Recording CDPF corrective action N/A D. Recording hours in non

- emergency operation j 0.5 1 0.5 206,410 103,205 5,160.25 10,320.5 $11,372,365.36 **Subtotal for Recordkeeping Requirements 183,320**  **TOTAL LABOR BURDEN AND COST (rounded)**  **193,70 7**  **$18,560,917**15
**Assu mptions:**  a We have assumed that there are 206,410 sources currently subject to the regulations, and it is estimated that 40 new sources are expected each year over the next three years. b This ICR uses the following labor rates: $121.42 per hour for Executive, Ad ministrative, and Managerial labor; $99.14 per hour for Technical labor, and $49.81 per hour for Clerical labor. These rates are from the United States Department of Labor, Bureau of Labor Statistics, September 2011 “Tabl e 2. Civilian Workers, by Occupati onal and Industry group.” The rates are from column 1, “Total compensation.” The rates have been increased by 110 percent to account for the benefit packages available to those em ploy ed by private industry. c We have assumed that it will take 44 hours f or all affected facilities to complete the certification application. d We have assumed that it will take 168 hours for all affected facilities to complete the certificate/durability testing. e We have assumed that it will take 125 hours for all affected facilities to complete the defect report. f We have assumed that each of the 40 respondents will take one hour to read instructions. g We have assumed that 80 percent of the 40 affected facilities are required to w rite the >3,000 hp, prime report. h We have assumed that 20 percent of the 40 affected facilities will write the 10 l/cyl prime report. i We have assumed that on average 56,204 of the 206,410 respondents will read rule instructions each year

. j We have assumed that respondents are required t o keep the records for the recording hours in non

- emergency operation.16

**Table 2: Average Annual EPA**  **Burden and Cost** 

**– NSPS**  **for Stationary**  **Source Compression Ignition Internal Combustion**  **Engines (40 CFR Part 60, Subpart IIII) (Renewal)** 

**Activity (A)**  **EPA person**  **** **hours per occurrence**  **(B)**

**No. of occurrences**  **per plant per year**  **(C)**

**EPA person**  **** **hours per plant per**  **year (C=AxB)**  **(D)**

**Plants per**  **year** a **(E)**

**Technical person**  **** **hours per year**  **(E=CxD) (F)** 

**Managem ent**  **person -**  **hours per year**  **(Ex0.05) (G)** 

**Clerical person**  **** **hours per year**  **(Ex0.1) (H)** 

**Cost, $ b** 

Report Review 1. Initial notification of compliance c 2 1 2 40 80 4 8 $4,145.96 2. Certification application A. Certification for stationary use d 2 1 2 35 70 3.5 7 $3,627.72 B. Certification for stationary/non

- road use e 1 1 1 200 200 10 20 $10,364.90 **TOTAL ANNUAL BURDEN AND COST (rounded)**  **403 $18,139** 

**Assu mptions:**  a We have assumed that there are 206,410sources currently subject to the regulations, and it is estimated that 40 new sources are expected each year over the next three years. b This cost is based on the following hourly labor rates times a 1.6 benefits m ultiplication factor to account for government overhead expenses: $62.27 for Managerial (GS

- 13, Step 5, $38.92 x 1.6), $46.21 for Technical (GS

- 12, Step 1, $28.88 x 1.6) and $25.01Clerical (GS

- 6, Step 3, $15.63 x 1.6). These rates are from the Office of P ersonnel Management (OPM) “20 11 General Schedule” which excludes locality rates of pay. c We have assumed that each of the 40 affected facilities would have to review the initial notification of compliance report. d We have assumed that it will take 2 ho urs for each respondent to review the certification for stationary use report. e We have assumed that it will take each of the respondent one hour one time per year to review the certification for statio nary/non

- road use.