|                                          |
|------------------------------------------|
|                                          |  |  |
| Delaware                                 | 37-1105865 |
| (State of incorporation)                 | (IRS Employer I.D. No.) |
|                                     |   |
| 2120 West End Ave.Nashville, Tennessee   | 37203-0001 |
| (Address of principal executive offices) | (Zip Code) |

----

----

|                                                                  |
|------------------------------------------------------------------|
|                                                                  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|                                                             | Three Months EndedSeptember 30, |   | Nine Months EndedSeptember 30, |
|                                                             | 2013 |  | 2012 |   | 2013 |   | 2012 |
|                                                             |   |   |   |   |   |   |   |
| Revenues:                                                        |   |   |   |   |   |   |   |
| Retail finance                                                   | $ | 343 |  |   | $ | 341 |  |   | $ | 1,042 |  |   | $ | 995 |  |
| Operating lease                                                  | 238 |  |   | 218 |  |   | 687 |  |   | 648 |  |
| Wholesale finance                                                | 72 |  |   | 82 |  |   | 229 |  |   | 252 |  |
| Other, net                                                       | 45 |  |   | 37 |  |   | 114 |  |   | 119 |  |
| Total revenues                                                   | 698 |  |   | 678 |  |   | 2,072 |  |   | 2,014 |  |
|                                                             |   |   |   |   |   |   |   |
| Expenses:                                                        |   |  |   |   |  |   |   |  |   |   |  |
| Interest                                                         | 179 |  |   | 201 |  |   | 557 |  |   | 603 |  |
| Depreciation on equipment leased to others                       | 198 |  |   | 174 |  |   | 556 |  |   | 515 |  |
| General, operating and administrative                            | 106 |  |   | 104 |  |   | 317 |  |   | 308 |  |
| Provision for credit losses                                      | 39 |  |   | 39 |  |   | 86 |  |   | 92 |  |
| Other                                                            | 6 |  |   | 7 |  |   | 16 |  |   | 20 |  |
| Total expenses                                                   | 528 |  |   | 525 |  |   | 1,532 |  |   | 1,538 |  |
|                                                             |   |   |   |   |   |   |   |
| Other income (expense)                                           | (5 | ) |   | — |  |   | (30 | ) |   | (9 | ) |
|                                                             |   |   |   |   |   |   |   |
| Profit before income taxes                                       | 165 |  |   | 153 |  |   | 510 |  |   | 467 |  |
|                                                             |   |   |   |   |   |   |   |
| Provision for income taxes                                       | 44 |  |   | 41 |  |   | 131 |  |   | 126 |  |
|                                                             |   |   |   |   |   |   |   |
| Profit of consolidated companies                                 | 121 |  |   | 112 |  |   | 379 |  |   | 341 |  |
|                                                             |   |   |   |   |   |   |   |
| Less:  Profit attributable to noncontrolling interests | 3 |  |   | 3 |  |   | 9 |  |   | 8 |  |
|                                                             |   |   |   |   |   |   |   |
| Profit 1                                                         | $ | 118 |  |   | $ | 109 |  |   | $ | 370 |  |   | $ | 333 |  |
|                                                             |   |   |   |   |   |   |   |

----

|                                                                                                                                                                                       |
|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
|                                                                                                                                                                                       |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
|                                                                                                                                                                                  | Three Months EndedSeptember 30, |   | Nine Months EndedSeptember 30, |
|                                                                                                                                                                                  | 2013 |  | 2012 |   | 2013 |   | 2012 |
|                                                                                                                                                                                  |   |   |   |   |   |   |   |
| Profit of consolidated companies                                                                                                                                                      | $ | 121 |  |   | $ | 112 |  |   | $ | 379 |  |   | $ | 341 |  |
|                                                                                                                                                                                  |   |   |   |   |   |   |   |
| Other comprehensive income (loss), net of tax:                                                                                                                                        |   |   |   |   |   |   |   |
| Foreign currency translation, net of tax (expense)/benefit of:    2013 $33 three months, $24 nine months;   2012 $18 three months, $(1) nine months               | 118 |  |   | 89 |  |   | (47 | ) |   | 28 |  |
| Derivative financial instruments:                                                                                                                                                     |   |   |   |   |   |   |   |
| Gains (losses) deferred, net of tax (expense)/benefit of:    2013 $1 three months, $0 nine months;   2012 $1 three months, $2 nine months                         | (2 | ) |   | (3 | ) |   | — |  |   | (4 | ) |
| (Gains) losses reclassified to earnings, net of tax (expense)/benefit of:        2013 $0 three months, $(1) nine months;   2012 $0 three months, $(1) nine months | 1 |  |   | 1 |  |   | 3 |  |   | 2 |  |
| Total Other comprehensive income (loss), net of tax                                                                                                                                   | 117 |  |   | 87 |  |   | (44 | ) |   | 26 |  |
|                                                                                                                                                                                  |  |  |   |   |   |   |   |   |
| Comprehensive income (loss)                                                                                                                                                           | 238 |  |   | 199 |  |   | 335 |  |   | 367 |  |
|                                                                                                                                                                                  |   |   |   |   |   |   |   |
| Less:  Comprehensive income attributable to the noncontrolling interests                                                                                                              | 4 |  |   | 2 |  |   | 12 |  |   | 7 |  |
|                                                                                                                                                                                  |   |   |   |   |   |   |   |
| Comprehensive income (loss) attributable to Caterpillar Financial Services Corporation                                                                                                | $ | 234 |  |   | $ | 197 |  |   | $ | 323 |  |   | $ | 360 |  |
|                                                                                                                                                                                  |   |   |   |   |   |   |   |

----

|                                                           |
|-----------------------------------------------------------|
|                                                           |  |  |  |  |  |  |  |
|                                                      | September 30, 2013 |   | December 31, 2012 |
| Assets:                                                   |   |   |   |
| Cash and cash equivalents                                 | $ | 2,044 |  |   | $ | 2,080 |  |
| Finance receivables                                       |   |  |   |   |  |
| Retail notes receivable                                   | 11,105 |  |   | 11,111 |  |
| Wholesale notes receivable                                | 3,695 |  |   | 4,238 |  |
| Finance leases and installment sale contracts - Retail    | 14,408 |  |   | 13,589 |  |
| Finance leases and installment sale contracts - Wholesale | 637 |  |   | 643 |  |
|                                                      | 29,845 |  |   | 29,581 |  |
| Less: Unearned income                                     | (971 | ) |   | (998 | ) |
| Less: Allowance for credit losses                         | (404 | ) |   | (426 | ) |
| Total net finance receivables                             | 28,470 |  |   | 28,157 |  |
|                                                      |   |   |   |
| Notes receivable from Caterpillar                         | 330 |  |   | 360 |  |
| Equipment on operating leases,                            |   |  |   |   |  |
| less accumulated depreciation                             | 3,279 |  |   | 2,959 |  |
| Deferred and refundable income taxes                      | 161 |  |   | 115 |  |
| Other assets                                              | 1,024 |  |   | 1,071 |  |
| Total assets                                              | $ | 35,308 |  |   | $ | 34,742 |  |
|                                                      |   |   |   |
| Liabilities and stockholder’s equity:               |   |  |   |   |  |
| Payable to dealers and others                             | $ | 117 |  |   | $ | 109 |  |
| Payable to Caterpillar – other                      | 73 |  |   | 85 |  |
| Accrued expenses                                          | 200 |  |   | 267 |  |
| Income taxes payable                                      | 67 |  |   | 70 |  |
| Payable to Caterpillar - borrowings                       | 186 |  |   | 208 |  |
| Short-term borrowings                                     | 5,557 |  |   | 4,651 |  |
| Current maturities of long-term debt                      | 6,565 |  |   | 5,991 |  |
| Long-term debt                                            | 18,064 |  |   | 19,086 |  |
| Deferred income taxes and other liabilities               | 521 |  |   | 552 |  |
| Total liabilities                                         | 31,350 |  |   | 31,019 |  |
|                                                      |   |   |   |
| Commitments and contingent liabilities (Notes 7 and 9)    |  |  |   |  |  |
|                                                      |   |   |   |
| Common stock - $1 par value                               |   |   |   |  |
| Authorized:  2,000 shares; Issued and           |   |  |   |   |  |
| outstanding: one share (at paid-in amount)                | 745 |  |   | 745 |  |
| Additional paid-in capital                                | 2 |  |   | 2 |  |
| Retained earnings                                         | 2,964 |  |   | 2,694 |  |
| Accumulated other comprehensive income/(loss)             | 129 |  |   | 176 |  |
| Noncontrolling interests                                  | 118 |  |   | 106 |  |
| Total stockholder’s equity                          | 3,958 |  |   | 3,723 |  |
|                                                      |   |   |   |
| Total liabilities and stockholder’s equity          | $ | 35,308 |  |   | $ | 34,742 |  |
|                                                      |   |   |   |

----

|                                              |
|----------------------------------------------|
|                                              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| Nine Months EndedSeptember 30, 2012          | Commonstock |   | Additionalpaid-incapital |   | Retainedearnings |   | Accumulatedothercomprehensiveincome/(loss) |   | Noncontrollinginterests |   | Total |
| Balance at December 31, 2011                 | $ | 745 |  |   | $ | 2 |  |   | $ | 2,512 |  |   | $ | 116 |  |   | $ | 95 |  |   | $ | 3,470 |  |
| Profit of consolidated companies             |   |  |   |   |  |   | 333 |  |   |   |  |   | 8 |  |   | 341 |  |
| Dividend paid to Cat Inc.                    |   |  |   |   |  |   | (250 | ) |   |   |  |   |   |  |   | (250 | ) |
| Foreign currency translation, net of tax     |   |  |   |   |  |   |   |  |   | 29 |  |   | (1 | ) |   | 28 |  |
| Derivative financial instruments, net of tax |   |  |   |   |  |   |   |  |   | (2 | ) |   |   |  |   | (2 | ) |
| Balance at September 30, 2012                | $ | 745 |  |   | $ | 2 |  |   | $ | 2,595 |  |   | $ | 143 |  |   | $ | 102 |  |   | $ | 3,587 |  |
|                                         |   |   |   |   |   |   |   |   |   |   |   |
| Nine Months EndedSeptember 30, 2013          |   |  |   |   |  |   |   |  |   |   |  |   |   |  |   |   |  |
| Balance at December 31, 2012                 | $ | 745 |  |   | $ | 2 |  |   | $ | 2,694 |  |   | $ | 176 |  |   | $ | 106 |  |   | $ | 3,723 |  |
| Profit of consolidated companies             |   |  |   |   |  |   | 370 |  |   |   |  |   | 9 |  |   | 379 |  |
| Dividend paid to Cat Inc.                    |   |  |   |   |  |   | (100 | ) |   |   |  |   |   |  |   | (100 | ) |
| Foreign currency translation, net of tax     |   |  |   |   |  |   |   |  |   | (50 | ) |   | 3 |  |   | (47 | ) |
| Derivative financial instruments, net of tax |   |  |   |   |  |   |   |  |   | 3 |  |   |   |  |   | 3 |  |
| Balance at September 30, 2013                | $ | 745 |  |   | $ | 2 |  |   | $ | 2,964 |  |   | $ | 129 |  |   | $ | 118 |  |   | $ | 3,958 |  |
|                                         |   |   |   |   |   |   |   |   |   |   |   |

----

|                                                                                       |
|---------------------------------------------------------------------------------------|
|                                                                                       |  |  |  |  |  |  |  |
|                                                                                  | Nine Months EndedSeptember 30, |
|                                                                                  | 2013 |   | 2012 |
| Cash flows from operating activities:                                                 |   |   |   |
| Profit of consolidated companies                                                      | $ | 379 |  |   | $ | 341 |  |
| Adjustments for non-cash items:                                                       |   |  |   |   |  |
| Depreciation and amortization                                                         | 570 |  |   | 529 |  |
| Amortization of receivables purchase discount                                         | (175 | ) |   | (181 | ) |
| Provision for credit losses                                                           | 86 |  |   | 92 |  |
| Gain on sales of receivables                                                          | (2 | ) |   | (2 | ) |
| Other, net                                                                            | 57 |  |   | (20 | ) |
| Changes in assets and liabilities:                                                    |   |  |   |   |  |
| Receivables from others                                                               | 10 |  |   | (61 | ) |
| Other receivables/payables with Caterpillar                                           | 2 |  |   | 16 |  |
| Payable to dealers and others                                                         | (76 | ) |   | (12 | ) |
| Accrued interest payable                                                              | (65 | ) |   | (58 | ) |
| Accrued expenses and other liabilities, net                                           | (22 | ) |   | (12 | ) |
| Income taxes payable                                                                  | (49 | ) |   | 24 |  |
| Payments on interest rate swaps                                                       | (2 | ) |   | — |  |
| Net cash provided by operating activities                                             | 713 |  |   | 656 |  |
|                                                                                  |   |   |   |
| Cash flows from investing activities:                                                 |   |  |   |   |  |
| Capital expenditures for equipment on operating leases and other capital expenditures | (1,244 | ) |   | (1,232 | ) |
| Proceeds from disposals of equipment                                                  | 507 |  |   | 688 |  |
| Additions to finance receivables                                                      | (10,400 | ) |   | (14,195 | ) |
| Collections of finance receivables                                                    | 8,806 |  |   | 11,255 |  |
| Net changes in Caterpillar purchased receivables                                      | 600 |  |   | 366 |  |
| Proceeds from sales of receivables                                                    | 111 |  |   | 109 |  |
| Net change in variable lending to Caterpillar                                         | 32 |  |   | (47 | ) |
| Additions to other notes receivable with Caterpillar                                  | (22 | ) |   | (92 | ) |
| Collections on other notes receivable with Caterpillar                                | 20 |  |   | 92 |  |
| Restricted cash and cash equivalents activity, net                                    | 4 |  |   | 47 |  |
| Other, net                                                                            | (1 | ) |   | (1 | ) |
| Net cash provided by (used for) investing activities                                  | (1,587 | ) |   | (3,010 | ) |
|                                                                                  |   |   |   |
| Cash flows from financing activities:                                                 |   |  |   |   |  |
| Net change in variable lending from Caterpillar                                       | — |  |   | 203 |  |
| Proceeds from debt issued (original maturities greater than three months)             | 6,854 |  |   | 9,617 |  |
| Payments on debt issued (original maturities greater than three months)               | (7,636 | ) |   | (6,237 | ) |
| Short-term borrowings, net (original maturities three months or less)                 | 1,735 |  |   | 128 |  |
| Dividend paid to Caterpillar                                                          | (100 | ) |   | (250 | ) |
| Net cash provided by (used for) financing activities                                  | 853 |  |   | 3,461 |  |
|                                                                                  |   |   |   |
| Effect of exchange rate changes on cash and cash equivalents                          | (15 | ) |   | (95 | ) |
|                                                                                  |   |   |   |
| Increase/(decrease) in cash and cash equivalents                                      | (36 | ) |   | 1,012 |  |
| Cash and cash equivalents at beginning of year                                        | 2,080 |  |   | 1,176 |  |
| Cash and cash equivalents at end of period                                            | $ | 2,044 |  |   | $ | 2,188 |  |
|                                                                                  |   |   |   |

----

|    |                       |
|----|-----------------------|
| 1. | Basis of Presentation |

----

|    |                                               |
|----|-----------------------------------------------|
| 2. | Accumulated Other Comprehensive Income/(Loss) |

|                                                                         |
|-------------------------------------------------------------------------|
|                                                                         |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                                                   | Foreign currency translation |   | Derivative financial instruments |   | Total |
|                                                                    |   |   |   |   |   |
| Balance at September 30, 2012                                           | $ | 151 |  |   | $ | (8 | ) |   | $ | 143 |  |
|                                                                    |   |   |   |   |   |
| Three Months Ended September 30, 2013                                   |   |   |   |   |   |
| Balance at June 30, 2013                                                | $ | 17 |  |   | $ | (4 | ) |   | $ | 13 |  |
| Other comprehensive income/(loss) before reclassifications              | 117 |  |   | (2 | ) |   | 115 |  |
| Amounts reclassified from accumulated other comprehensive income/(loss) | — |  |   | 1 |  |   | 1 |  |
| Other comprehensive income/(loss)                                       | 117 |  |   | (1 | ) |   | 116 |  |
| Balance at September 30, 2013                                           | $ | 134 |  |   | $ | (5 | ) |   | $ | 129 |  |
|                                                                    |   |   |   |   |   |
| Nine Months Ended September 30, 2013                                    |   |   |   |   |   |
| Balance at December 31, 2012                                            | $ | 184 |  |   | $ | (8 | ) |   | $ | 176 |  |
| Other comprehensive income/(loss) before reclassifications              | (50 | ) |   | — |  |   | (50 | ) |
| Amounts reclassified from accumulated other comprehensive income/(loss) | — |  |   | 3 |  |   | 3 |  |
| Other comprehensive income/(loss)                                       | (50 | ) |   | 3 |  |   | (47 | ) |
| Balance at September 30, 2013                                           | $ | 134 |  |   | $ | (5 | ) |   | $ | 129 |  |
|                                                                    |   |   |   |   |   |

|                                                                            |
|----------------------------------------------------------------------------|
|                                                                            |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                                                      |   |   |   |   |   |
|                                                                       | Classification of income (expense) |   | Three Months EndedSeptember 30, 2013 |   | Nine Months EndedSeptember 30, 2013 |
| Foreign exchange contracts                                                 | Other income (expense) |   | $ | — |  |   | $ | — |  |
| Interest rate contracts                                                    | Interest expense |   | (1 | ) |   | (4 | ) |
| Reclassifications before tax                                               |   |   | (1 | ) |   | (4 | ) |
| Tax (provision) benefit                                                    |   |   | — |  |   | 1 |  |
| Total reclassifications from Accumulated other comprehensive income/(loss) |   | $ | (1 | ) |   | $ | (3 | ) |
|                                                                       |   |   |   |   |   |

----

|    |                               |
|----|-------------------------------|
| 3. | New Accounting Pronouncements |

----

|    |                      |
|----|----------------------|
| 4. | Financing Activities |

|         |                                                           |
|---------|-----------------------------------------------------------|
| • | Customer - Finance receivables with retail customers. |

|         |                                                            |
|---------|------------------------------------------------------------|
| • | Dealer - Finance receivables with Caterpillar dealers. |

|         |                                                                                                |
|---------|------------------------------------------------------------------------------------------------|
| • | Caterpillar Purchased Receivables - Trade receivables purchased from Caterpillar entities. |

|         |                                                                                    |
|---------|------------------------------------------------------------------------------------|
| • | North America - Finance receivables originated in the United States or Canada. |

|         |                                                                                                                        |
|---------|------------------------------------------------------------------------------------------------------------------------|
| • | Europe - Finance receivables originated in Europe, Africa, Middle East and the Commonwealth of Independent States. |

|         |                                                                                                                            |
|---------|----------------------------------------------------------------------------------------------------------------------------|
| • | Asia/Pacific - Finance receivables originated in Australia, New Zealand, China, Japan, South Korea and Southeast Asia. |

|         |                                                                           |
|---------|---------------------------------------------------------------------------|
| • | Mining - Finance receivables related to large mining customers worldwide. |

|         |                                                                                                    |
|---------|----------------------------------------------------------------------------------------------------|
| • | Latin America - Finance receivables originated in Central and South American countries and Mexico. |

|         |                                                                                                                                                                                                                                                                               |
|---------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | Caterpillar Power Finance - Finance receivables related to marine vessels with Caterpillar engines worldwide and Caterpillar electrical power generation, gas compression and co-generation systems and non-Caterpillar equipment that is powered by these systems worldwide. |

----

|                                                             |
|-------------------------------------------------------------|
|                                                             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                                       |   |   |   |   |   |   |   |   |   |   |   |
|                                                        | As of September 30, 2013 |   | As of December 31, 2012 |
| Impaired Loans and Finance Leases WithNo Allowance Recorded | RecordedInvestment |   | UnpaidPrincipalBalance |   | RelatedAllowance |   | RecordedInvestment |   | UnpaidPrincipalBalance |   | RelatedAllowance |
| Customer                                                    |   |   |   |   |   |   |   |   |   |   |   |
| North America                                               | $ | 20 |  |   | $ | 19 |  |   | $ | — |  |   | $ | 28 |  |   | $ | 27 |  |   | $ | — |  |
| Europe                                                      | 53 |  |   | 52 |  |   | — |  |   | 45 |  |   | 45 |  |   | — |  |
| Asia/Pacific                                                | 2 |  |   | 2 |  |   | — |  |   | 2 |  |   | 2 |  |   | — |  |
| Mining                                                      | 127 |  |   | 127 |  |   | — |  |   | 1 |  |   | 1 |  |   | — |  |
| Latin America                                               | 16 |  |   | 16 |  |   | — |  |   | 7 |  |   | 7 |  |   | — |  |
| Caterpillar Power Finance                                   | 305 |  |   | 304 |  |   | — |  |   | 295 |  |   | 295 |  |   | — |  |
| Total                                                       | $ | 523 |  |   | $ | 520 |  |   | $ | — |  |   | $ | 378 |  |   | $ | 377 |  |   | $ | — |  |
| Impaired Loans and Finance Leases WithAn Allowance Recorded |   |  |   |   |  |   |   |  |   |   |  |   |   |  |   |   |  |
| Customer                                                    |   |  |   |   |  |   |   |  |   |   |  |   |   |  |   |   |  |
| North America                                               | $ | 16 |  |   | $ | 14 |  |   | $ | 4 |  |   | $ | 25 |  |   | $ | 23 |  |   | $ | 7 |  |
| Europe                                                      | 19 |  |   | 15 |  |   | 7 |  |   | 28 |  |   | 26 |  |   | 11 |  |
| Asia/Pacific                                                | 22 |  |   | 22 |  |   | 6 |  |   | 19 |  |   | 19 |  |   | 4 |  |
| Mining                                                      | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |
| Latin America                                               | 62 |  |   | 62 |  |   | 18 |  |   | 30 |  |   | 30 |  |   | 8 |  |
| Caterpillar Power Finance                                   | 94 |  |   | 89 |  |   | 25 |  |   | 113 |  |   | 109 |  |   | 24 |  |
| Total                                                       | $ | 213 |  |   | $ | 202 |  |   | $ | 60 |  |   | $ | 215 |  |   | $ | 207 |  |   | $ | 54 |  |
| Total Impaired Loans and Finance Leases                     |   |  |   |   |  |   |   |  |   |   |  |   |   |  |   |   |  |
| Customer                                                    |   |  |   |   |  |   |   |  |   |   |  |   |   |  |   |   |  |
| North America                                               | $ | 36 |  |   | $ | 33 |  |   | $ | 4 |  |   | $ | 53 |  |   | $ | 50 |  |   | $ | 7 |  |
| Europe                                                      | 72 |  |   | 67 |  |   | 7 |  |   | 73 |  |   | 71 |  |   | 11 |  |
| Asia/Pacific                                                | 24 |  |   | 24 |  |   | 6 |  |   | 21 |  |   | 21 |  |   | 4 |  |
| Mining                                                      | 127 |  |   | 127 |  |   | — |  |   | 1 |  |   | 1 |  |   | — |  |
| Latin America                                               | 78 |  |   | 78 |  |   | 18 |  |   | 37 |  |   | 37 |  |   | 8 |  |
| Caterpillar Power Finance                                   | 399 |  |   | 393 |  |   | 25 |  |   | 408 |  |   | 404 |  |   | 24 |  |
| Total                                                       | $ | 736 |  |   | $ | 722 |  |   | $ | 60 |  |   | $ | 593 |  |   | $ | 584 |  |   | $ | 54 |  |
|                                                        |   |   |   |   |   |   |   |   |   |   |   |

----

|                                                             |
|-------------------------------------------------------------|
|                                                             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                                       |   |   |   |   |   |   |   |
|                                                        | Three Months EndedSeptember 30, 2013 |   | Three Months EndedSeptember 30, 2012 |
| Impaired Loans and Finance Leases With No AllowanceRecorded | AverageRecordedInvestment |   | InterestIncomeRecognized |   | AverageRecordedInvestment |   | InterestIncomeRecognized |
| Customer                                                    |   |   |   |   |   |   |   |
| North America                                               | $ | 23 |  |   | $ | — |  |   | $ | 41 |  |   | $ | 1 |  |
| Europe                                                      | 52 |  |   | — |  |   | 45 |  |   | — |  |
| Asia/Pacific                                                | 3 |  |   | — |  |   | 3 |  |   | — |  |
| Mining                                                      | 96 |  |   | 2 |  |   | 9 |  |   | 1 |  |
| Latin America                                               | 14 |  |   | — |  |   | 6 |  |   | — |  |
| Caterpillar Power Finance                                   | 280 |  |   | 1 |  |   | 219 |  |   | — |  |
| Total                                                       | $ | 468 |  |   | $ | 3 |  |   | $ | 323 |  |   | $ | 2 |  |
|                                                        |   |   |   |   |   |   |   |
| Impaired Loans and Finance Leases With An AllowanceRecorded |   |  |   |   |  |   |   |  |   |   |  |
| Customer                                                    |   |  |   |   |  |   |   |  |   |   |  |
| North America                                               | $ | 14 |  |   | $ | — |  |   | $ | 25 |  |   | $ | — |  |
| Europe                                                      | 21 |  |   | — |  |   | 27 |  |   | 1 |  |
| Asia/Pacific                                                | 18 |  |   | — |  |   | 15 |  |   | — |  |
| Mining                                                      | — |  |   | — |  |   | — |  |   | — |  |
| Latin America                                               | 53 |  |   | 1 |  |   | 37 |  |   | 1 |  |
| Caterpillar Power Finance                                   | 156 |  |   | 1 |  |   | 106 |  |   | — |  |
| Total                                                       | $ | 262 |  |   | $ | 2 |  |   | $ | 210 |  |   | $ | 2 |  |
|                                                        |   |   |   |   |   |   |   |
| Total Impaired Loans and Finance Leases                     |   |  |   |   |  |   |   |  |   |   |  |
| Customer                                                    |   |  |   |   |  |   |   |  |   |   |  |
| North America                                               | $ | 37 |  |   | $ | — |  |   | $ | 66 |  |   | $ | 1 |  |
| Europe                                                      | 73 |  |   | — |  |   | 72 |  |   | 1 |  |
| Asia/Pacific                                                | 21 |  |   | — |  |   | 18 |  |   | — |  |
| Mining                                                      | 96 |  |   | 2 |  |   | 9 |  |   | 1 |  |
| Latin America                                               | 67 |  |   | 1 |  |   | 43 |  |   | 1 |  |
| Caterpillar Power Finance                                   | 436 |  |   | 2 |  |   | 325 |  |   | — |  |
| Total                                                       | $ | 730 |  |   | $ | 5 |  |   | $ | 533 |  |   | $ | 4 |  |
|                                                        |   |   |   |   |   |   |   |

----

|                                                             |
|-------------------------------------------------------------|
|                                                             |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                                       |   |   |   |   |   |   |   |
|                                                        | Nine Months EndedSeptember 30, 2013 |   | Nine Months EndedSeptember 30, 2012 |
| Impaired Loans and Finance Leases With No AllowanceRecorded | AverageRecordedInvestment |   | InterestIncomeRecognized |   | AverageRecordedInvestment |   | InterestIncomeRecognized |
| Customer                                                    |   |   |   |   |   |   |   |
| North America                                               | $ | 26 |  |   | $ | 3 |  |   | $ | 56 |  |   | $ | 2 |  |
| Europe                                                      | 48 |  |   | — |  |   | 45 |  |   | — |  |
| Asia/Pacific                                                | 4 |  |   | — |  |   | 4 |  |   | — |  |
| Mining                                                      | 40 |  |   | 2 |  |   | 8 |  |   | 1 |  |
| Latin America                                               | 11 |  |   | — |  |   | 6 |  |   | — |  |
| Caterpillar Power Finance                                   | 285 |  |   | 2 |  |   | 204 |  |   | 2 |  |
| Total                                                       | $ | 414 |  |   | $ | 7 |  |   | $ | 323 |  |   | $ | 5 |  |
|                                                        |   |   |   |   |   |   |   |
| Impaired Loans and Finance Leases With An AllowanceRecorded |   |  |   |   |  |   |   |  |   |   |  |
| Customer                                                    |   |  |   |   |  |   |   |  |   |   |  |
| North America                                               | $ | 18 |  |   | $ | — |  |   | $ | 25 |  |   | $ | — |  |
| Europe                                                      | 23 |  |   | 1 |  |   | 26 |  |   | 1 |  |
| Asia/Pacific                                                | 18 |  |   | 1 |  |   | 13 |  |   | 1 |  |
| Mining                                                      | 1 |  |   | — |  |   | — |  |   | — |  |
| Latin America                                               | 44 |  |   | 2 |  |   | 26 |  |   | 1 |  |
| Caterpillar Power Finance                                   | 143 |  |   | 1 |  |   | 87 |  |   | — |  |
| Total                                                       | $ | 247 |  |   | $ | 5 |  |   | $ | 177 |  |   | $ | 3 |  |
|                                                        |   |   |   |   |   |   |   |
| Total Impaired Loans and Finance Leases                     |   |  |   |   |  |   |   |  |   |   |  |
| Customer                                                    |   |  |   |   |  |   |   |  |   |   |  |
| North America                                               | $ | 44 |  |   | $ | 3 |  |   | $ | 81 |  |   | $ | 2 |  |
| Europe                                                      | 71 |  |   | 1 |  |   | 71 |  |   | 1 |  |
| Asia/Pacific                                                | 22 |  |   | 1 |  |   | 17 |  |   | 1 |  |
| Mining                                                      | 41 |  |   | 2 |  |   | 8 |  |   | 1 |  |
| Latin America                                               | 55 |  |   | 2 |  |   | 32 |  |   | 1 |  |
| Caterpillar Power Finance                                   | 428 |  |   | 3 |  |   | 291 |  |   | 2 |  |
| Total                                                       | $ | 661 |  |   | $ | 12 |  |   | $ | 500 |  |   | $ | 8 |  |
|                                                        |   |   |   |   |   |   |   |

----

|                           |
|---------------------------|
|                           |  |  |  |  |  |  |  |
| (Millions of dollars)     |   |   |   |
|                      | September 30, 2013 |   | December 31, 2012 |
| Customer                  |   |   |   |
| North America             | $ | 39 |  |   | $ | 59 |  |
| Europe                    | 41 |  |   | 38 |  |
| Asia/Pacific              | 51 |  |   | 36 |  |
| Mining                    | 31 |  |   | 12 |  |
| Latin America             | 194 |  |   | 148 |  |
| Caterpillar Power Finance | 141 |  |   | 220 |  |
| Total                     | $ | 497 |  |   | $ | 513 |  |
|                      |   |   |   |

|                                   |
|-----------------------------------|
|                                   |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)             |   |   |   |   |   |   |   |   |   |   |   |   |   |
|                              | September 30, 2013 |
|                              | 31-60DaysPast Due |   | 61-90DaysPast Due |   | 91+DaysPast Due |   | TotalPast Due |   | Current |   | TotalFinance Receivables |   | 91+ Still Accruing |
| Customer                          |   |  |   |   |  |   |   |  |   |   |   |   |   |   |   |   |
| North America                     | $ | 33 |  |   | $ | 9 |  |   | $ | 29 |  |   | $ | 71 |  |   | $ | 6,271 |  |   | $ | 6,342 |  |   | $ | — |  |
| Europe                            | 32 |  |   | 16 |  |   | 36 |  |   | 84 |  |   | 2,682 |  |   | 2,766 |  |   | 8 |  |
| Asia/Pacific                      | 65 |  |   | 42 |  |   | 61 |  |   | 168 |  |   | 3,264 |  |   | 3,432 |  |   | 16 |  |
| Mining                            | — |  |   | — |  |   | 12 |  |   | 12 |  |   | 2,281 |  |   | 2,293 |  |   | — |  |
| Latin America                     | 63 |  |   | 34 |  |   | 189 |  |   | 286 |  |   | 2,491 |  |   | 2,777 |  |   | 5 |  |
| Caterpillar Power Finance         | 7 |  |   | 18 |  |   | 69 |  |   | 94 |  |   | 3,025 |  |   | 3,119 |  |   | 1 |  |
| Dealer                            |   |  |   |   |  |   |   |  |   |  |  |   |   |   |  |  |   |   |
| North America                     | — |  |   | — |  |   | — |  |   | — |  |   | 3,113 |  |   | 3,113 |  |   | — |  |
| Europe                            | — |  |   | — |  |   | — |  |   | — |  |   | 687 |  |   | 687 |  |   | — |  |
| Asia/Pacific                      | — |  |   | — |  |   | — |  |   | — |  |   | 716 |  |   | 716 |  |   | — |  |
| Mining                            | — |  |   | — |  |   | — |  |   | — |  |   | 5 |  |   | 5 |  |   | — |  |
| Latin America                     | — |  |   | — |  |   | 1 |  |   | 1 |  |   | 980 |  |   | 981 |  |   | 1 |  |
| Caterpillar Power Finance         | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |
| Caterpillar Purchased Receivables |   |  |   |   |  |   |   |  |   |  |  |   |   |   |  |  |   |   |
| North America                     | 20 |  |   | 4 |  |   | 1 |  |   | 25 |  |   | 1,302 |  |   | 1,327 |  |   | 1 |  |
| Europe                            | 3 |  |   | 1 |  |   | 1 |  |   | 5 |  |   | 457 |  |   | 462 |  |   | — |  |
| Asia/Pacific                      | — |  |   | — |  |   | — |  |   | — |  |   | 346 |  |   | 346 |  |   | — |  |
| Mining                            | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |
| Latin America                     | — |  |   | — |  |   | — |  |   | — |  |   | 497 |  |   | 497 |  |   | — |  |
| Caterpillar Power Finance         | 3 |  |   | — |  |   | — |  |   | 3 |  |   | 8 |  |   | 11 |  |   | — |  |
| Total                             | $ | 226 |  |   | $ | 124 |  |   | $ | 399 |  |   | $ | 749 |  |   | $ | 28,125 |  |   | $ | 28,874 |  |   | $ | 32 |  |
|                              |   |   |   |   |   |   |   |   |   |   |   |   |   |

----

|                                   |
|-----------------------------------|
|                                   |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)             |   |   |   |   |   |   |   |   |   |   |   |   |   |
|                              | December 31, 2012 |
|                              | 31-60DaysPast Due |   | 61-90DaysPast Due |   | 91+DaysPast Due |   | TotalPast Due |   | Current |   | TotalFinanceReceivables |   | 91+ Still Accruing |
| Customer                          |   |  |   |   |  |   |   |  |   |   |   |   |   |   |   |   |
| North America                     | $ | 35 |  |   | $ | 8 |  |   | $ | 52 |  |   | $ | 95 |  |   | $ | 5,889 |  |   | $ | 5,984 |  |   | $ | — |  |
| Europe                            | 23 |  |   | 9 |  |   | 36 |  |   | 68 |  |   | 2,487 |  |   | 2,555 |  |   | 6 |  |
| Asia/Pacific                      | 53 |  |   | 19 |  |   | 54 |  |   | 126 |  |   | 3,354 |  |   | 3,480 |  |   | 18 |  |
| Mining                            | — |  |   | 1 |  |   | 12 |  |   | 13 |  |   | 1,960 |  |   | 1,973 |  |   | — |  |
| Latin America                     | 62 |  |   | 19 |  |   | 138 |  |   | 219 |  |   | 2,500 |  |   | 2,719 |  |   | — |  |
| Caterpillar Power Finance         | 15 |  |   | 14 |  |   | 126 |  |   | 155 |  |   | 3,017 |  |   | 3,172 |  |   | 4 |  |
| Dealer                            |   |  |   |   |  |   |   |  |   |  |  |   |   |   |  |  |   |   |
| North America                     | — |  |   | — |  |   | — |  |   | — |  |   | 2,931 |  |   | 2,931 |  |   | — |  |
| Europe                            | — |  |   | — |  |   | — |  |   | — |  |   | 652 |  |   | 652 |  |   | — |  |
| Asia/Pacific                      | — |  |   | — |  |   | — |  |   | — |  |   | 945 |  |   | 945 |  |   | — |  |
| Mining                            | — |  |   | — |  |   | — |  |   | — |  |   | 1 |  |   | 1 |  |   | — |  |
| Latin America                     | — |  |   | — |  |   | — |  |   | — |  |   | 1,057 |  |   | 1,057 |  |   | — |  |
| Caterpillar Power Finance         | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |
| Caterpillar Purchased Receivables |   |  |   |   |  |   |   |  |   |  |  |   |   |   |  |  |   |   |
| North America                     | 17 |  |   | 3 |  |   | 2 |  |   | 22 |  |   | 1,334 |  |   | 1,356 |  |   | 2 |  |
| Europe                            | 1 |  |   | — |  |   | — |  |   | 1 |  |   | 331 |  |   | 332 |  |   | — |  |
| Asia/Pacific                      | — |  |   | — |  |   | — |  |   | — |  |   | 868 |  |   | 868 |  |   | — |  |
| Mining                            | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | — |  |
| Latin America                     | — |  |   | — |  |   | — |  |   | — |  |   | 547 |  |   | 547 |  |   | — |  |
| Caterpillar Power Finance         | — |  |   | — |  |   | 1 |  |   | 1 |  |   | 10 |  |   | 11 |  |   | 1 |  |
| Total                             | $ | 206 |  |   | $ | 73 |  |   | $ | 421 |  |   | $ | 700 |  |   | $ | 27,883 |  |   | $ | 28,583 |  |   | $ | 31 |  |
|                              |   |   |   |   |   |   |   |   |   |   |   |   |   |

----

|                                                  |
|--------------------------------------------------|
|                                                  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                            |   |   |   |   |   |   |   |
|                                             | September 30, 2013 |
| Allowance for Credit Losses:                     | Customer |   | Dealer |   | CaterpillarPurchased Receivables |   | Total |
| Balance at beginning of year                     | $ | 414 |  |   | $ | 9 |  |   | $ | 3 |  |   | $ | 426 |  |
| Receivables written off                          | (133 | ) |   | — |  |   | — |  |   | (133 | ) |
| Recoveries on receivables previously written off | 38 |  |   | — |  |   | — |  |   | 38 |  |
| Provision for credit losses                      | 76 |  |   | 2 |  |   | — |  |   | 78 |  |
| Adjustment due to sale of receivables            | (1 | ) |   | — |  |   | — |  |   | (1 | ) |
| Foreign currency translation adjustment          | (4 | ) |   | — |  |   | — |  |   | (4 | ) |
| Balance at end of period                         | $ | 390 |  |   | $ | 11 |  |   | $ | 3 |  |   | $ | 404 |  |
|                                             |   |   |   |   |   |   |   |
| Individually evaluated for impairment            | $ | 60 |  |   | $ | — |  |   | $ | — |  |   | $ | 60 |  |
| Collectively evaluated for impairment            | 330 |  |   | 11 |  |   | 3 |  |   | 344 |  |
| Ending Balance                                   | $ | 390 |  |   | $ | 11 |  |   | $ | 3 |  |   | $ | 404 |  |
|                                             |   |   |   |   |   |   |   |
| Recorded Investment in Finance Receivables:      |   |  |   |   |  |   |   |  |   |   |  |
| Individually evaluated for impairment            | $ | 736 |  |   | $ | — |  |   | $ | — |  |   | $ | 736 |  |
| Collectively evaluated for impairment            | 19,993 |  |   | 5,502 |  |   | 2,643 |  |   | 28,138 |  |
| Ending Balance                                   | $ | 20,729 |  |   | $ | 5,502 |  |   | $ | 2,643 |  |   | $ | 28,874 |  |
|                                             |   |   |   |   |   |   |   |

|                                                  |
|--------------------------------------------------|
|                                                  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                            |   |   |   |   |   |   |   |
|                                             | December 31, 2012 |
| Allowance for Credit Losses:                     | Customer |   | Dealer |   | CaterpillarPurchased Receivables |   | Total |
| Balance at beginning of year                     | $ | 360 |  |   | $ | 6 |  |   | $ | 3 |  |   | $ | 369 |  |
| Receivables written off                          | (149 | ) |   | — |  |   | — |  |   | (149 | ) |
| Recoveries on receivables previously written off | 47 |  |   | — |  |   | — |  |   | 47 |  |
| Provision for credit losses                      | 157 |  |   | 3 |  |   | — |  |   | 160 |  |
| Adjustment due to sale of receivables            | (2 | ) |   | — |  |   | — |  |   | (2 | ) |
| Foreign currency translation adjustment          | 1 |  |   | — |  |   | — |  |   | 1 |  |
| Balance at end of year                           | $ | 414 |  |   | $ | 9 |  |   | $ | 3 |  |   | $ | 426 |  |
|                                             |   |   |   |   |   |   |   |
| Individually evaluated for impairment            | $ | 54 |  |   | $ | — |  |   | $ | — |  |   | $ | 54 |  |
| Collectively evaluated for impairment            | 360 |  |   | 9 |  |   | 3 |  |   | 372 |  |
| Ending Balance                                   | $ | 414 |  |   | $ | 9 |  |   | $ | 3 |  |   | $ | 426 |  |
|                                             |   |   |   |   |   |   |   |
| Recorded Investment in Finance Receivables:      |   |  |   |   |  |   |   |  |   |   |  |
| Individually evaluated for impairment            | $ | 593 |  |   | $ | — |  |   | $ | — |  |   | $ | 593 |  |
| Collectively evaluated for impairment            | 19,290 |  |   | 5,586 |  |   | 3,114 |  |   | 27,990 |  |
| Ending Balance                                   | $ | 19,883 |  |   | $ | 5,586 |  |   | $ | 3,114 |  |   | $ | 28,583 |  |
|                                             |   |   |   |   |   |   |   |

----

|                                     |
|-------------------------------------|
|                                     |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)               |   |   |   |   |   |   |   |
|                                | September 30, 2013 |
|                                | Customer |   | Dealer |   | CaterpillarPurchased Receivables |   | Total |
| Performing                          |   |   |   |   |   |   |   |
| North America                       | $ | 6,303 |  |   | $ | 3,113 |  |   | $ | 1,327 |  |   | $ | 10,743 |  |
| Europe                              | 2,725 |  |   | 687 |  |   | 462 |  |   | 3,874 |  |
| Asia/Pacific                        | 3,381 |  |   | 716 |  |   | 346 |  |   | 4,443 |  |
| Mining                              | 2,262 |  |   | 5 |  |   | — |  |   | 2,267 |  |
| Latin America                       | 2,583 |  |   | 981 |  |   | 497 |  |   | 4,061 |  |
| Caterpillar Power Finance           | 2,978 |  |   | — |  |   | 11 |  |   | 2,989 |  |
| Total Performing                    | $ | 20,232 |  |   | $ | 5,502 |  |   | $ | 2,643 |  |   | $ | 28,377 |  |
| Non-Performing                      |   |  |   |   |  |   |   |  |   |   |  |
| North America                       | $ | 39 |  |   | $ | — |  |   | $ | — |  |   | $ | 39 |  |
| Europe                              | 41 |  |   | — |  |   | — |  |   | 41 |  |
| Asia/Pacific                        | 51 |  |   | — |  |   | — |  |   | 51 |  |
| Mining                              | 31 |  |   | — |  |   | — |  |   | 31 |  |
| Latin America                       | 194 |  |   | — |  |   | — |  |   | 194 |  |
| Caterpillar Power Finance           | 141 |  |   | — |  |   | — |  |   | 141 |  |
| Total Non-Performing                | $ | 497 |  |   | $ | — |  |   | $ | — |  |   | $ | 497 |  |
| Total Performing and Non-Performing |   |  |   |   |  |   |   |  |   |   |  |
| North America                       | $ | 6,342 |  |   | $ | 3,113 |  |   | $ | 1,327 |  |   | $ | 10,782 |  |
| Europe                              | 2,766 |  |   | 687 |  |   | 462 |  |   | 3,915 |  |
| Asia/Pacific                        | 3,432 |  |   | 716 |  |   | 346 |  |   | 4,494 |  |
| Mining                              | 2,293 |  |   | 5 |  |   | — |  |   | 2,298 |  |
| Latin America                       | 2,777 |  |   | 981 |  |   | 497 |  |   | 4,255 |  |
| Caterpillar Power Finance           | 3,119 |  |   | — |  |   | 11 |  |   | 3,130 |  |
| Total                               | $ | 20,729 |  |   | $ | 5,502 |  |   | $ | 2,643 |  |   | $ | 28,874 |  |
|                                |   |   |   |   |   |   |   |

----

|                                     |
|-------------------------------------|
|                                     |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)               |   |   |   |   |   |   |   |
|                                | December 31, 2012 |
|                                | Customer |   | Dealer |   | CaterpillarPurchased Receivables |   | Total |
| Performing                          |   |   |   |   |   |   |   |
| North America                       | $ | 5,925 |  |   | $ | 2,931 |  |   | $ | 1,356 |  |   | $ | 10,212 |  |
| Europe                              | 2,517 |  |   | 652 |  |   | 332 |  |   | 3,501 |  |
| Asia/Pacific                        | 3,444 |  |   | 945 |  |   | 868 |  |   | 5,257 |  |
| Mining                              | 1,961 |  |   | 1 |  |   | — |  |   | 1,962 |  |
| Latin America                       | 2,571 |  |   | 1,057 |  |   | 547 |  |   | 4,175 |  |
| Caterpillar Power Finance           | 2,952 |  |   | — |  |   | 11 |  |   | 2,963 |  |
| Total Performing                    | $ | 19,370 |  |   | $ | 5,586 |  |   | $ | 3,114 |  |   | $ | 28,070 |  |
| Non-Performing                      |   |  |   |   |  |   |   |  |   |   |  |
| North America                       | $ | 59 |  |   | $ | — |  |   | $ | — |  |   | $ | 59 |  |
| Europe                              | 38 |  |   | — |  |   | — |  |   | 38 |  |
| Asia/Pacific                        | 36 |  |   | — |  |   | — |  |   | 36 |  |
| Mining                              | 12 |  |   | — |  |   | — |  |   | 12 |  |
| Latin America                       | 148 |  |   | — |  |   | — |  |   | 148 |  |
| Caterpillar Power Finance           | 220 |  |   | — |  |   | — |  |   | 220 |  |
| Total Non-Performing                | $ | 513 |  |   | $ | — |  |   | $ | — |  |   | $ | 513 |  |
| Total Performing and Non-Performing |   |  |   |   |  |   |   |  |   |   |  |
| North America                       | $ | 5,984 |  |   | $ | 2,931 |  |   | $ | 1,356 |  |   | $ | 10,271 |  |
| Europe                              | 2,555 |  |   | 652 |  |   | 332 |  |   | 3,539 |  |
| Asia/Pacific                        | 3,480 |  |   | 945 |  |   | 868 |  |   | 5,293 |  |
| Mining                              | 1,973 |  |   | 1 |  |   | — |  |   | 1,974 |  |
| Latin America                       | 2,719 |  |   | 1,057 |  |   | 547 |  |   | 4,323 |  |
| Caterpillar Power Finance           | 3,172 |  |   | — |  |   | 11 |  |   | 3,183 |  |
| Total                               | $ | 19,883 |  |   | $ | 5,586 |  |   | $ | 3,114 |  |   | $ | 28,583 |  |
|                                |   |   |   |   |   |   |   |

----

|                              |
|------------------------------|
|                              |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Dollars in millions)        | Three Months EndedSeptember 30, 2013 |   | Three Months EndedSeptember 30, 2012 |
|                         | Number ofContracts |   | Pre-TDROutstandingRecorded Investment |   | Post-TDROutstandingRecorded Investment |   | Number ofContracts |   | Pre-TDROutstandingRecorded Investment |   | Post-TDROutstandingRecorded Investment |
| Customer                     |   |   |   |   |   |   |   |   |   |   |   |
| North America                | 14 |  |   | $ | 1 |  |   | $ | — |  |   | 17 |  |   | $ | 4 |  |   | $ | 4 |  |
| Europe                       | 7 |  |   | 5 |  |   | 5 |  |   | 14 |  |   | 1 |  |   | 1 |  |
| Asia/Pacific                 | — |  |   | — |  |   | — |  |   | 12 |  |   | 3 |  |   | 3 |  |
| Mining                       | 45 |  |   | 123 |  |   | 123 |  |   | — |  |   | — |  |   | — |  |
| Latin America                | 10 |  |   | 1 |  |   | 1 |  |   | — |  |   | — |  |   | — |  |
| Caterpillar Power Finance(1) | 6 |  |   | 65 |  |   | 67 |  |   | 15 |  |   | 151 |  |   | 151 |  |
| Total(2)                     | 82 |  |   | $ | 195 |  |   | $ | 196 |  |   | 58 |  |   | $ | 159 |  |   | $ | 159 |  |
|                         |   |   |   |   |   |   |   |   |   |   |   |
|                         | Nine Months EndedSeptember 30, 2013 |   | Nine Months EndedSeptember 30, 2012 |
|                         | Number ofContracts |   | Pre-TDROutstandingRecorded Investment |   | Post-TDROutstandingRecorded Investment |   | Number ofContracts |   | Pre-TDROutstandingRecorded Investment |   | Post-TDROutstandingRecorded Investment |
| Customer                     |   |   |   |   |   |   |   |   |   |   |   |
| North America                | 46 |  |   | $ | 5 |  |   | $ | 5 |  |   | 58 |  |   | $ | 8 |  |   | $ | 8 |  |
| Europe                       | 15 |  |   | 6 |  |   | 6 |  |   | 21 |  |   | 8 |  |   | 8 |  |
| Asia/Pacific                 | — |  |   | — |  |   | — |  |   | 12 |  |   | 3 |  |   | 3 |  |
| Mining                       | 45 |  |   | 123 |  |   | 123 |  |   | — |  |   | — |  |   | — |  |
| Latin America                | 16 |  |   | 2 |  |   | 2 |  |   | — |  |   | — |  |   | — |  |
| Caterpillar Power Finance(1) | 10 |  |   | 101 |  |   | 104 |  |   | 20 |  |   | 183 |  |   | 183 |  |
| Total(2)                     | 132 |  |   | $ | 237 |  |   | $ | 240 |  |   | 111 |  |   | $ | 202 |  |   | $ | 202 |  |
|                         |   |   |   |   |   |   |   |   |   |   |   |

----

|                           |
|---------------------------|
|                           |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Dollars in millions)     | Three Months EndedSeptember 30, 2013 |   | Three Months EndedSeptember 30, 2012 |
|                      | Number ofContracts |   | Post-TDRRecordedInvestment |   | Number ofContracts |   | Post-TDRRecordedInvestment |
| Customer                  |   |   |   |   |   |   |   |
| North America             | 5 |  |   | $ | 1 |  |   | 8 |  |   | $ | 1 |  |
| Europe                    | 5 |  |   | — |  |   | — |  |   | — |  |
| Asia/Pacific              | — |  |   | — |  |   | 2 |  |   | 1 |  |
| Total                     | 10 |  |   | $ | 1 |  |   | 10 |  |   | $ | 2 |  |
|                      |   |   |   |   |   |   |   |
|                      | Nine Months EndedSeptember 30, 2013 |   | Nine Months EndedSeptember 30, 2012 |
|                      | Number ofContracts |   | Post-TDRRecordedInvestment |   | Number ofContracts |   | Post-TDRRecordedInvestment |
| Customer                  |   |   |   |   |   |   |   |
| North America             | 18 |  |   | $ | 4 |  |   | 39 |  |   | $ | 3 |  |
| Europe                    | 5 |  |   | — |  |   | — |  |   | — |  |
| Asia/Pacific              | — |  |   | — |  |   | 2 |  |   | 1 |  |
| Caterpillar Power Finance | 2 |  |   | 3 |  |   | 16 |  |   | 21 |  |
| Total                     | 25 |  |   | $ | 7 |  |   | 57 |  |   | $ | 25 |  |
|                      |   |   |   |   |   |   |   |

|    |                               |
|----|-------------------------------|
| B. |  Transfers of Receivables |

|    |                                                               |
|----|---------------------------------------------------------------|
| C. |  Purchases of Trade Receivables from Caterpillar Entities |

----

|    |                                                      |
|----|------------------------------------------------------|
| 5. | Derivative Financial Instruments and Risk Management |

----

|                            |
|----------------------------|
|                            |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)      |   |   |   |   |   |
|                       |   |   | Asset (Liability) Fair Value |
|                       | Consolidated Statements ofFinancial Position Location |   | September 30, 2013 |   | December 31, 2012 |
| Designated derivatives     |   |   |   |   |   |
| Interest rate contracts    | Other assets |   | $ | 142 |  |   | $ | 226 |  |
| Interest rate contracts    | Accrued expenses |   | (6 | ) |   | (8 | ) |
|                       |   |   | $ | 136 |  |   | $ | 218 |  |
| Undesignated derivatives   |   |   |   |  |   |   |
| Foreign exchange contracts | Other assets |   | $ | 13 |  |   | $ | 10 |  |
| Foreign exchange contracts | Accrued expenses |   | (7 | ) |   | (5 | ) |
| Cross currency contracts   | Other assets |   | 8 |  |   | — |  |
| Cross currency contracts   | Accrued expenses |   | — |  |   | (1 | ) |
| Interest rate contracts    | Other assets |   | — |  |   | 2 |  |
| Interest rate contracts    | Accrued expenses |   | — |  |   | (1 | ) |
|                       |   |   | $ | 14 |  |   | $ | 5 |  |
|                       |   |   |   |   |   |

|                                                             |
|-------------------------------------------------------------|
|                                                             |  |  |  |
| (Millions of dollars)                                       |   |
| Balance as of December 31, 2012, net of tax of $4           | $ | (8 | ) |
| Gains (losses) deferred during the period, net of tax of $0 | — |  |
| (Gains) losses reclassified to earnings, net of tax of $1   | 3 |  |
| Balance as of September 30, 2013, net of tax of $3          | $ | (5 | ) |
|                                                        |   |  |

|                                                             |
|-------------------------------------------------------------|
|                                                             |  |  |  |
| (Millions of dollars)                                       |   |
| Balance as of December 31, 2011, net of tax of $3           | $ | (6 | ) |
| Gains (losses) deferred during the period, net of tax of $2 | (4 | ) |
| (Gains) losses reclassified to earnings, net of tax of $1   | 2 |  |
| Balance as of September 30, 2012, net of tax of $4          | $ | (8 | ) |
|                                                        |   |  |

----

|                         |
|-------------------------|
|                         |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| Fair Value Hedges       |
| (Millions of dollars)   |
|                    |   |   | Three Months EndedSeptember 30, 2013 |   | Three Months EndedSeptember 30, 2012 |
|                    | Classification |   | Gains(Losses)onDerivatives |   | Gains(Losses)onBorrowings |   | Gains(Losses)onDerivatives |   | Gains (Losses)onBorrowings |
| Interest rate contracts | Other income (expense) |   | $ | (9 | ) |   | $ | 12 |  |   | $ | 7 |  |   | $ | (3 | ) |
|                    |   |   |   |   |   |   |   |   |   |
|                    |   |   | Nine Months EndedSeptember 30, 2013 |   | Nine Months EndedSeptember 30, 2012 |
|                    | Classification |   | Gains(Losses)onDerivatives |   | Gains(Losses)onBorrowings |   | Gains(Losses)onDerivatives |   | Gains (Losses)onBorrowings |
| Interest rate contracts | Other income (expense) |   | $ | (87 | ) |   | $ | 92 |  |   | $ | 4 |  |   | $ | 7 |  |
|                    |   |   |   |   |   |   |   |   |   |

|                         |
|-------------------------|
|                         |  |  |  |  |  |  |  |  |  |
| Cash Flow Hedges        |
| (Millions of dollars)   |
|                    |   |   | Three Months Ended September 30, 2013 |
|                    | Classification |   | Reclassified from AOCIto Earnings(Effective Portion) |   | Recognized in Earnings(Ineffective Portion) |
| Interest rate contracts | Interest expense |   | $ | (1 | ) |   | $ | — |  |
| Interest rate contracts | Other income (expense) |   | — |  |   | — |  |
|                    |   |   | $ | (1 | ) |   | $ | — |  |
|                    |   |   |   |   |   |
|                    |   |   | Three Months Ended September 30, 2012 |
|                    | Classification |   | Reclassified from AOCIto Earnings(Effective Portion) |   | Recognized in Earnings(Ineffective Portion) |
| Interest rate contracts | Interest expense |   | $ | (1 | ) |   | $ | — |  |
| Interest rate contracts | Other income (expense) |   | — |  |   | — |  |
|                    |   |   | $ | (1 | ) |   | $ | — |  |
|                    |   |   |   |   |   |
|                    |   |   | Nine Months Ended September 30, 2013 |
|                    | Classification |   | Reclassified from AOCIto Earnings(Effective Portion) |   | Recognized in Earnings(Ineffective Portion) |
| Interest rate contracts | Interest expense |   | $ | (4 | ) |   | $ | — |  |
| Interest rate contracts | Other income (expense) |   | — |  |   | — |  |
|                    |   |   | $ | (4 | ) |   | $ | — |  |
|                    |   |   |   |   |   |
|                    |   |   | Nine Months Ended September 30, 2012 |
|                    | Classification |   | Reclassified from AOCIto Earnings(Effective Portion) |   | Recognized in Earnings(Ineffective Portion) |
| Interest rate contracts | Interest expense |   | $ | (3 | ) |   | $ | — |  |
| Interest rate contracts | Other income (expense) |   | — |  |   | (1 | ) |
|                    |   |   | $ | (3 | ) |   | $ | (1 | ) |
|                    |   |   |   |   |   |

----

|                            |
|----------------------------|
|                            |  |  |  |  |  |  |  |  |  |
| Undesignated Derivatives   |   |   |   |   |   |
| (Millions of dollars)      |   |   | Three Months Ended September 30, |
|                       | Classification |   | 2013 |   | 2012 |
| Foreign exchange contracts | Other income (expense) |   | $ | 3 |  |   | $ | 5 |  |
| Cross currency contracts   | Other income (expense) |   | — |  |   | — |  |
| Interest rate contracts    | Other income (expense) |   | (1 | ) |   | — |  |
|                       |   |   | $ | 2 |  |   | $ | 5 |  |
|                       |   |   |   |   |   |
|                       |   |   | Nine Months Ended September 30, |
|                       | Classification |   | 2013 |   | 2012 |
| Foreign exchange contracts | Other income (expense) |   | $ | (3 | ) |   | $ | 7 |  |
| Cross currency contracts   | Other income (expense) |   | 7 |  |   | — |  |
| Interest rate contracts    | Other income (expense) |   | (1 | ) |   | — |  |
|                       |   |   | $ | 3 |  |   | $ | 7 |  |
|                       |   |   |   |   |   |

|                                                 |
|-------------------------------------------------|
|                                                 |  |  |  |  |  |  |  |  |  |
| Offsetting of Derivative Assets and Liabilities |   |   |   |   |
| (Millions of dollars)                           |   |   |   |   |
|                                            |   | September 30, 2013 |   | December 31, 2012 |
| Derivative Assets                               |   |   |   |   |
| Gross Amount of Recognized Assets               |   | $ | 163 |  |   | $ | 238 |  |
| Gross Amounts Offset                            |   | — |  |   | — |  |
| Net Amount of Assets(1)                         |   | 163 |  |   | 238 |  |
| Gross Amounts Not Offset                        |   |   |   |   |
| Financial Instruments                           |   | (9 | ) |   | (12 | ) |
| Cash Collateral Received                        |   | — |  |   | — |  |
| Net Amount                                      |   | $ | 154 |  |   | $ | 226 |  |
|                                            |   |   |   |   |
| Derivative Liabilities                          |   |   |   |   |
| Gross Amount of Recognized Liabilities          |   | $ | (13 | ) |   | $ | (15 | ) |
| Gross Amounts Offset                            |   | — |  |   | — |  |
| Net Amount of Liabilities(1)                    |   | (13 | ) |   | (15 | ) |
| Gross Amounts Not Offset                        |   |   |   |   |
| Financial Instruments                           |   | 9 |  |   | 12 |  |
| Cash Collateral Received                        |   | — |  |   | — |  |
| Net Amount                                      |   | $ | (4 | ) |   | $ | (3 | ) |
|                                            |   |   |   |   |

----

|    |                     |
|----|---------------------|
| 6. | Segment Information |

|         |                                                                                                                     |
|---------|---------------------------------------------------------------------------------------------------------------------|
| • | North America - Includes our operations in the United States and Canada that serve local dealers and customers. |

|         |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               |
|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | Europe and Caterpillar Power Finance - This segment includes our operations that serve dealers and customers in Europe, Africa, Middle East and the Commonwealth of Independent States.  This segment also includes Caterpillar Power Finance (CPF), which finances marine vessels with Caterpillar engines worldwide and also provides debt financing for Caterpillar electrical power generation, gas compression and co-generation systems, as well as non-Caterpillar equipment that is powered by these systems worldwide.  |

|         |                                                                                                                                                                        |
|---------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | Asia/Pacific - This segment includes our operations in Australia, China, Japan, South Korea and Southeast Asia that serve local dealers and customers.   |

|         |                                                                                                                                              |
|---------|----------------------------------------------------------------------------------------------------------------------------------------------|
| • | Latin America - Includes our operations in Brazil, Mexico and Chile that serve local dealers and customers in Central and South America. |

|         |                                                                                                                                                |
|---------|------------------------------------------------------------------------------------------------------------------------------------------------|
| • | Mining - This segment includes large mining customers worldwide.  This segment also provides project financing in various countries.  |

|         |                                                                                                                                                                                                                                                                                                             |
|---------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | Unallocated - This item is related to corporate requirements and strategies that are considered to be for the benefit of the entire organization.  Also included are the consolidated results of the special purpose corporation (see Note 7 for additional information) and other miscellaneous items. |

|         |                                                                                                                                      |
|---------|--------------------------------------------------------------------------------------------------------------------------------------|
| • | Timing - Timing differences in the recognition of costs between operating segment reporting and consolidated external reporting. |

|         |                                                                                                                                           |
|---------|-------------------------------------------------------------------------------------------------------------------------------------------|
| • | Methodology - Methodology differences between our operating segment reporting and our consolidated external reporting are as follows: |

|         |                                                                                                                     |
|---------|---------------------------------------------------------------------------------------------------------------------|
| ◦ | Segment assets include off-balance sheet managed assets for which we typically maintain servicing responsibilities. |

|         |                                                                                                                                   |
|---------|-----------------------------------------------------------------------------------------------------------------------------------|
| ◦ | The impact of the difference between the actual leverage and the segment leverage ratios is included as a methodology difference. |

|         |                                                                                                                                                                                                   |
|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| ◦ | Interest expense includes realized forward points on foreign currency forward contracts, with the mark-to-market elements of the forward exchange contracts included as a methodology difference. |

|         |                                                                                                  |
|---------|--------------------------------------------------------------------------------------------------|
| ◦ | The profit attributable to noncontrolling interests is considered a component of segment profit. |

----

|                                 |
|---------------------------------|
|                                 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars) 2013 | Revenues |   | SegmentProfit |   | InterestExpense |   | Depreciationon equipmentleased toothers |   | Provisionforcreditlosses |   | SegmentAssets atSeptember 30,2013 |   | Capitalexpenditures |
| North America                   | $ | 242 |  |   | $ | 77 |  |   | $ | 64 |  |   | $ | 73 |  |   | $ | (1 | ) |   | $ | 11,839 |  |   | $ | 212 |  |
| Europe and CPF                  | 128 |  |   | 25 |  |   | 26 |  |   | 22 |  |   | 25 |  |   | 8,214 |  |   | 80 |  |
| Asia/Pacific                    | 97 |  |   | 37 |  |   | 35 |  |   | 6 |  |   | 3 |  |   | 5,364 |  |   | 8 |  |
| Latin America                   | 100 |  |   | 19 |  |   | 29 |  |   | 24 |  |   | 13 |  |   | 5,052 |  |   | 60 |  |
| Mining                          | 121 |  |   | 23 |  |   | 20 |  |   | 73 |  |   | (2 | ) |   | 3,575 |  |   | 113 |  |
| Total Segments                  | 688 |  |   | 181 |  |   | 174 |  |   | 198 |  |   | 38 |  |   | 34,044 |  |   | 473 |  |
| Unallocated                     | 16 |  |   | (20 | ) |   | 14 |  |   | — |  |   | 3 |  |   | 1,606 |  |   | — |  |
| Timing                          | (6 | ) |   | 1 |  |   | — |  |   | — |  |   | (2 | ) |   | 55 |  |   | — |  |
| Methodology                     | — |  |   | 3 |  |   | (9 | ) |   | — |  |   | — |  |   | (129 | ) |   | — |  |
| Inter-segment Eliminations      | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | (268 | ) |   | — |  |
| Total                           | $ | 698 |  |   | $ | 165 |  |   | $ | 179 |  |   | $ | 198 |  |   | $ | 39 |  |   | $ | 35,308 |  |   | $ | 473 |  |
|                            |   |   |   |   |   |   |   |   |   |   |   |   |   |
| 2012                            | Revenues |   | SegmentProfit |   | InterestExpense |   | Depreciationon equipmentleased toothers |   | Provisionforcreditlosses |   | SegmentAssets atDecember 31,2012 |   | Capitalexpenditures |
| North America                   | $ | 232 |  |   | $ | 62 |  |   | $ | 67 |  |   | $ | 69 |  |   | $ | 4 |  |   | $ | 11,305 |  |   | $ | 201 |  |
| Europe and CPF                  | 117 |  |   | 24 |  |   | 31 |  |   | 19 |  |   | 17 |  |   | 7,785 |  |   | 41 |  |
| Asia/Pacific                    | 104 |  |   | 33 |  |   | 44 |  |   | 7 |  |   | 7 |  |   | 6,151 |  |   | 25 |  |
| Latin America                   | 98 |  |   | 17 |  |   | 35 |  |   | 16 |  |   | 16 |  |   | 4,973 |  |   | 41 |  |
| Mining                          | 114 |  |   | 17 |  |   | 23 |  |   | 63 |  |   | 5 |  |   | 3,212 |  |   | 124 |  |
| Total Segments                  | 665 |  |   | 153 |  |   | 200 |  |   | 174 |  |   | 49 |  |   | 33,426 |  |   | 432 |  |
| Unallocated                     | 19 |  |   | (23 | ) |   | 14 |  |   | — |  |   | — |  |   | 1,529 |  |   | — |  |
| Timing                          | (6 | ) |   | 8 |  |   | — |  |   | — |  |   | (10 | ) |   | 17 |  |   | — |  |
| Methodology                     | — |  |   | 15 |  |   | (13 | ) |   | — |  |   | — |  |   | (61 | ) |   | — |  |
| Inter-segment Eliminations      | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | (169 | ) |   | — |  |
| Total                           | $ | 678 |  |   | $ | 153 |  |   | $ | 201 |  |   | $ | 174 |  |   | $ | 39 |  |   | $ | 34,742 |  |   | $ | 432 |  |
|                            |   |   |   |   |   |   |   |   |   |   |   |   |   |

----

|                                 |
|---------------------------------|
|                                 |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars) 2013 | Revenues |   | SegmentProfit |   | InterestExpense |   | Depreciationon equipmentleased toothers |   | Provisionforcreditlosses |   | SegmentAssets atSeptember 30,2013 |   | Capitalexpenditures |
| North America                   | $ | 703 |  |   | $ | 215 |  |   | $ | 195 |  |   | $ | 214 |  |   | $ | (4 | ) |   | $ | 11,839 |  |   | $ | 527 |  |
| Europe and CPF                  | 370 |  |   | 92 |  |   | 80 |  |   | 61 |  |   | 51 |  |   | 8,214 |  |   | 180 |  |
| Asia/Pacific                    | 306 |  |   | 128 |  |   | 103 |  |   | 19 |  |   | 7 |  |   | 5,364 |  |   | 32 |  |
| Latin America                   | 311 |  |   | 79 |  |   | 102 |  |   | 66 |  |   | 22 |  |   | 5,052 |  |   | 184 |  |
| Mining                          | 348 |  |   | 61 |  |   | 61 |  |   | 195 |  |   | 12 |  |   | 3,575 |  |   | 319 |  |
| Total Segments                  | 2,038 |  |   | 575 |  |   | 541 |  |   | 555 |  |   | 88 |  |   | 34,044 |  |   | 1,242 |  |
| Unallocated                     | 53 |  |   | (56 | ) |   | 44 |  |   | 1 |  |   | 1 |  |   | 1,606 |  |   | 1 |  |
| Timing                          | (19 | ) |   | (29 | ) |   | — |  |   | — |  |   | (3 | ) |   | 55 |  |   | 1 |  |
| Methodology                     | — |  |   | 20 |  |   | (28 | ) |   | — |  |   | — |  |   | (129 | ) |   | — |  |
| Inter-segment Eliminations      | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | (268 | ) |   | — |  |
| Total                           | $ | 2,072 |  |   | $ | 510 |  |   | $ | 557 |  |   | $ | 556 |  |   | $ | 86 |  |   | $ | 35,308 |  |   | $ | 1,244 |  |
|                            |   |   |   |   |   |   |   |   |   |   |   |   |   |
| 2012                            | Revenues |   | SegmentProfit |   | InterestExpense |   | Depreciationon equipmentleased toothers |   | Provisionforcreditlosses |   | SegmentAssets atDecember 31,2012 |   | Capitalexpenditures |
| North America                   | $ | 704 |  |   | $ | 201 |  |   | $ | 206 |  |   | $ | 204 |  |   | $ | 5 |  |   | $ | 11,305 |  |   | $ | 385 |  |
| Europe and CPF                  | 351 |  |   | 81 |  |   | 104 |  |   | 58 |  |   | 34 |  |   | 7,785 |  |   | 184 |  |
| Asia/Pacific                    | 292 |  |   | 93 |  |   | 116 |  |   | 17 |  |   | 19 |  |   | 6,151 |  |   | 95 |  |
| Latin America                   | 287 |  |   | 77 |  |   | 105 |  |   | 45 |  |   | 23 |  |   | 4,973 |  |   | 90 |  |
| Mining                          | 342 |  |   | 54 |  |   | 69 |  |   | 190 |  |   | 10 |  |   | 3,212 |  |   | 477 |  |
| Total Segments                  | 1,976 |  |   | 506 |  |   | 600 |  |   | 514 |  |   | 91 |  |   | 33,426 |  |   | 1,231 |  |
| Unallocated                     | 55 |  |   | (66 | ) |   | 44 |  |   | 1 |  |   | 1 |  |   | 1,529 |  |   | — |  |
| Timing                          | (17 | ) |   | (4 | ) |   | — |  |   | — |  |   | — |  |   | 17 |  |   | 1 |  |
| Methodology                     | — |  |   | 31 |  |   | (41 | ) |   | — |  |   | — |  |   | (61 | ) |   | — |  |
| Inter-segment Eliminations      | — |  |   | — |  |   | — |  |   | — |  |   | — |  |   | (169 | ) |   | — |  |
| Total                           | $ | 2,014 |  |   | $ | 467 |  |   | $ | 603 |  |   | $ | 515 |  |   | $ | 92 |  |   | $ | 34,742 |  |   | $ | 1,232 |  |
|                            |   |   |   |   |   |   |   |   |   |   |   |   |   |

|    |            |
|----|------------|
| 7. | Guarantees |

----

|    |                         |
|----|-------------------------|
| 8. | Fair Value Measurements |

|    |                         |
|----|-------------------------|
| A. | Fair Value Measurements |

|         |                                                                                |
|---------|--------------------------------------------------------------------------------|
| • | Level 1 – Quoted prices for identical instruments in active markets. |

|         |                                                                                                                                                                                                                                                                                             |
|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | Level 2 – Quoted prices for similar instruments in active markets; quoted prices for identical or similar instruments in markets that are not active; and model-derived valuations in which all significant inputs or significant value-drivers are observable in active markets. |

|         |                                                                                                                                     |
|---------|-------------------------------------------------------------------------------------------------------------------------------------|
| • | Level 3 – Model-derived valuations in which one or more significant inputs or significant value-drivers are unobservable. |

----

|                                                   |
|---------------------------------------------------|
|                                                   |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                             |   |   |   |   |   |   |   |
|                                              | September 30, 2013 |
|                                              | Level 1 |   | Level 2 |   | Level 3 |   | Total Assets/Liabilities,at Fair Value |
| Assets                                            |   |   |   |   |   |   |   |
| Derivative financial instruments, net             | $ | — |  |   | $ | 150 |  |   | $ | — |  |   | $ | 150 |  |
| Total Assets                                      | $ | — |  |   | $ | 150 |  |   | $ | — |  |   | $ | 150 |  |
| Liabilities                                       |   |  |   |   |  |   |   |  |   |   |  |
| Guarantees                                        | $ | — |  |   | $ | — |  |   | $ | 3 |  |   | $ | 3 |  |
| Total Liabilities                                 | $ | — |  |   | $ | — |  |   | $ | 3 |  |   | $ | 3 |  |
|                                              |   |   |   |   |   |   |   |
|                                              | December 31, 2012 |
|                                              | Level 1 |   | Level 2 |   | Level 3 |   | Total Assets/Liabilities,at Fair Value |
| Assets                                            |   |  |   |   |  |   |   |  |   |   |  |
|   Derivative financial instruments, net | $ | — |  |   | $ | 223 |  |   | $ | — |  |   | $ | 223 |  |
| Total Assets                                      | $ | — |  |   | $ | 223 |  |   | $ | — |  |   | $ | 223 |  |
| Liabilities                                       |   |  |   |   |  |   |   |  |   |   |  |
| Guarantees                                        | $ | — |  |   | $ | — |  |   | $ | 2 |  |   | $ | 2 |  |
| Total Liabilities                                 | $ | — |  |   | $ | — |  |   | $ | 2 |  |   | $ | 2 |  |
|                                              |   |   |   |   |   |   |   |

|                                  |
|----------------------------------|
|                                  |  |  |  |
| (Millions of dollars)            | Guarantees |
| Balance as of December 31, 2012  | $ | 2 |  |
| Issuance of guarantees           | 2 |  |
| Expiration of guarantees         | (1 | ) |
| Balance as of September 30, 2013 | $ | 3 |  |
|                             |   |  |

|                                  |
|----------------------------------|
|                                  |  |  |  |
| (Millions of dollars)            | Guarantees |
| Balance as of December 31, 2011  | $ | 2 |  |
| Issuance of guarantees           | 2 |  |
| Expiration of guarantees         | (1 | ) |
| Balance as of September 30, 2012 | $ | 3 |  |
|                             |   |

----

|    |                                      |
|----|--------------------------------------|
| B. | Fair Values of Financial Instruments |

|                                                        |
|--------------------------------------------------------|
|                                                        |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |  |
| (Millions of dollars)                                  | September 30, 2013 |   | December 31, 2012 |   |   |   |   |
|                                                   | CarryingAmount |   | FairValue |   | CarryingAmount |   | FairValue |   | Fair ValueLevels |   | Reference |
| Cash and cash equivalents                              | $ | 2,044 |  |   | $ | 2,044 |  |   | $ | 2,080 |  |   | $ | 2,080 |  |   | 1 |   |   |
| Foreign currency contracts:                            |   |   |   |   |   |   |   |   |   |   |   |
| In a receivable position                               | $ | 13 |  |   | $ | 13 |  |   | $ | 10 |  |   | $ | 10 |  |   | 2 |   | Note 5 |
| In a payable position                                  | $ | (7 | ) |   | $ | (7 | ) |   | $ | (5 | ) |   | $ | (5 | ) |   | 2 |   | Note 5 |
| Cross currency contracts                               |   |   |   |   |   |   |   |   |   |   |   |
| In a receivable position                               | $ | 8 |  |   | $ | 8 |  |   | $ | — |  |   | $ | — |  |   | 2 |   | Note 5 |
| In a payable position                                  | $ | — |  |   | $ | — |  |   | $ | (1 | ) |   | $ | (1 | ) |   | 2 |   | Note 5 |
| Finance receivables, net (excluding finance leases(1)) | $ | 20,333 |  |   | $ | 20,134 |  |   | $ | 20,189 |  |   | $ | 20,079 |  |   | 2 |   | Note 4 |
| Restricted cash and cash equivalents(2)                | $ | 15 |  |   | $ | 15 |  |   | $ | 19 |  |   | $ | 19 |  |   | 1 |   |   |
| Short-term borrowings                                  | $ | (5,557 | ) |   | $ | (5,557 | ) |   | $ | (4,651 | ) |   | $ | (4,651 | ) |   | 1 |   |   |
| Long-term debt                                         | $ | (24,629 | ) |   | $ | (25,239 | ) |   | $ | (25,077 | ) |   | $ | (26,063 | ) |   | 2 |   |   |
| Interest rate swaps:                                   |   |   |   |   |   |   |   |   |   |   |   |
| In a net receivable position                           | $ | 142 |  |   | $ | 142 |  |   | $ | 228 |  |   | $ | 228 |  |   | 2 |   | Note 5 |
| In a net payable position                              | $ | (6 | ) |   | $ | (6 | ) |   | $ | (9 | ) |   | $ | (9 | ) |   | 2 |   | Note 5 |
| Guarantees                                             | $ | (3 | ) |   | $ | (3 | ) |   | $ | (2 | ) |   | $ | (2 | ) |   | 3 |   | Note 7 |
|                                                   |   |   |   |   |   |   |   |   |   |   |   |

|    |               |
|----|---------------|
| 9. | Contingencies |

|     |                    |
|-----|--------------------|
| 10. | Income Taxes  |

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|         |                                                                                                                                                                                                                                                                                                                                     |
|---------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | The increase in revenues was primarily due to a $40 million favorable impact from higher average earning assets (finance receivables and operating leases at constant rates), partially offset by a $26 million unfavorable impact from lower average financing rates on new and existing finance receivables and operating leases. |

|         |                                                                                                                                                                                                                                             |
|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | Profit before income taxes was $165 million for the third quarter of 2013, compared with $153 million for the third quarter of 2012.  The increase was primarily due to an $18 million favorable impact from higher average earning assets. |

|         |                                                                                                                                  |
|---------|----------------------------------------------------------------------------------------------------------------------------------|
| • | The provision for income taxes reflects an estimated annual tax rate of 27 percent for the third quarters of both 2013 and 2012. |

|         |                                                                                                                                                                                                                                                                   |
|---------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | New retail financing in the third quarter of 2013 was $3.17 billion, a decrease of $42 million, or 1 percent, from the third quarter of 2012.  New retail financing decreased across all operating segments with the exception of North America, which increased. |

|         |                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              |
|---------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | At the end of the third quarter of 2013, past dues were 2.45 percent compared with 2.64 percent at the end of the second quarter of 2013, 2.26 percent at the end of 2012 and 2.80 percent at the end of the third quarter of 2012.  Write-offs, net of recoveries, were $58 million for the third quarter of 2013, up from $29 million for the third quarter of 2012.  The increase in write-offs is primarily related to our European marine portfolio and was previously provided for in the allowance for credit losses. |

|         |                                                                                                                                                                                                                                                                                                                                            |
|---------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | As of September 30, 2013, our allowance for credit losses totaled $404 million or 1.40 percent of net finance receivables, compared with $426 million or 1.49 percent of net finance receivables at year-end 2012.  The allowance for credit losses as of September 30, 2012, was $404 million or 1.47 percent of net finance receivables. |

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|                                                                      |
|----------------------------------------------------------------------|
|                                                                      |  |  |  |  |  |  |  |
| (Millions of dollars)                                           | Three Months EndedSeptember 30, |
|                                                                 | 2013 |  | 2012 |
| Finance receivable and operating lease fees (including late charges) | $ | 21 |  |  | $ | 17 |  |
| Fees on committed credit facility extended to Caterpillar            | 10 |  |  | 10 |  |
| Net gain (loss) on returned or repossessed equipment                 | 6 |  |   | (3 | ) |
| Interest income on Notes Receivable from Caterpillar                 | 4 |  |  | 6 |  |
| Miscellaneous other revenue, net                                     | 4 |  |  | 7 |  |
| Total Other revenue, net                                             | $ | 45 |  |  | $ | 37 |  |
|                                                                 |   |   |   |

|                                                      |
|------------------------------------------------------|
|                                                      |  |  |  |  |  |  |  |
| (Millions of dollars)                                | Three Months EndedSeptember 30, |
|                                                 | 2013 |   | 2012 |
| Net gain from interest rate derivatives              | $ | 1 |  |  | $ | 4 |  |
| Net currency exchange loss, including forward points | (6 | ) |  | (4 | ) |
| Total Other income (expense)                         | $ | (5 | ) |  | $ | — |  |
|                                                 |   |   |   |

----

----

|                                                                      |
|----------------------------------------------------------------------|
|                                                                      |  |  |  |  |  |  |  |
| (Millions of dollars)                                           | Nine Months EndedSeptember 30, |
|                                                                 | 2013 |   | 2012 |
| Finance receivable and operating lease fees (including late charges) | $ | 59 |  |  | $ | 53 |  |
| Fees on committed credit facility extended to Caterpillar            | 30 |  |  | 30 |  |
| Interest income on Notes Receivable from Caterpillar                 | 14 |  |  | 16 |  |
| Net gain (loss) on returned or repossessed equipment                 | (5 | ) |  | 2 |  |
| Miscellaneous other revenue, net                                     | 16 |  |  | 18 |  |
| Total Other revenue, net                                             | $ | 114 |  |   | $ | 119 |  |
|                                                                 |   |   |   |

----

|                                                      |
|------------------------------------------------------|
|                                                      |  |  |  |  |  |  |  |
| (Millions of dollars)                                | Nine Months EndedSeptember 30, |
|                                                 | 2013 |   | 2012 |
| Net gain from interest rate derivatives              | $ | 6 |  |  | $ | 10 |  |
| Net currency exchange loss, including forward points | (36 | ) |  | (19 | ) |
| Total Other income (expense)                         | $ | (30 | ) |   | $ | (9 | ) |
|                                                 |   |   |   |

|                                        |
|----------------------------------------|
|                                        |  |  |  |  |  |  |  |
| (Millions of dollars)                  |   |   |   |
|                                   | September 30, 2013 |   | December 31, 2012 |
| Retail finance leases                  | $ | 113 |  |   | $ | 116 |  |
| Operating leases                       | 61 |  |   | 60 |  |
| Retail notes receivable                | 57 |  |   | 49 |  |
| Retail installment sale contracts      | 47 |  |   | 66 |  |
| Total off-balance sheet managed assets | $ | 278 |  |   | $ | 291 |  |
|                                   |   |   |   |

----

|                                                  |
|--------------------------------------------------|
|                                                  |  |  |  |  |  |  |  |
| (Millions of dollars)                       | September 30, 2013 |   | December 31, 2012 |
| Medium-term notes, net of unamortized discount   | $ | 23,164 |  |   | $ | 23,475 |  |
| Commercial paper, net of unamortized discount    | 4,249 |  |   | 3,654 |  |
| Bank borrowings – long-term                | 1,465 |  |   | 1,602 |  |
| Bank borrowings – short-term               | 555 |  |   | 418 |  |
| Variable denomination floating rate demand notes | 753 |  |   | 579 |  |
| Notes payable to Caterpillar                     | 186 |  |   | 208 |  |
| Total outstanding borrowings                     | $ | 30,372 |  |   | $ | 29,936 |  |
|                                             |   |   |   |

|                       |
|-----------------------|
|                       |  |  |  |
| (Millions of dollars) |   |
| 2013                  | $ | 921 |  |
| 2014                  | 5,970 |  |
| 2015                  | 5,788 |  |
| 2016                  | 3,572 |  |
| 2017                  | 2,649 |  |
| Thereafter            | 4,264 |  |
| Total                 | $ | 23,164 |  |
|                  |   |  |

----

|         |                                                                                                                                                                       |
|---------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | In September 2013, we renewed the 364-day facility.  The 364-day facility of $3.00 billion (of which $2.18 billion is available to us) now expires in September 2014. |

|         |                                                                                                                                                                                                               |
|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | In September 2013, we amended and extended the 2010 four-year facility.  The 2010 four-year facility, as amended, of $2.60 billion (of which $1.88 billion is available to us) now expires in September 2016. |

|         |                                                                                                                                                                                                               |
|---------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| • | In September 2013, we amended and extended the 2011 five-year facility.  The 2011 five-year facility, as amended, of $4.40 billion (of which $3.19 billion is available to us) now expires in September 2018. |

----

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----

----

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|            |
|------------|
|            |  |
| ExhibitNo. | Description of Exhibit |
|       |   |
| 10.1       | Credit Agreement (2013 364-Day Credit Agreement), dated as of September 12, 2013, among the Company, Caterpillar Inc., Caterpillar International Finance Limited and Caterpillar Finance Corporation, certain financial institutions named therein, Citibank, N.A., as Agent, Citibank International plc, as Local Currency Agent, and The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Japan Local Currency Agent (incorporated by reference from Exhibit 99.1 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.2       | Local Currency Addendum, dated as of September 12, 2013, to the 2013 364-Day Credit Agreement (incorporated by reference from Exhibit 99.2 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.3       | Japan Local Currency Addendum, dated as of September 12, 2013, to the 2013 364-Day Credit Agreement (incorporated by reference from Exhibit 99.3 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.4       | Omnibus Amendment No. 3, dated as of September 12, 2013, to the Credit Agreement (4-Year Facility), dated as of September 16, 2010 and Amendment No. 1 to Local Currency Addendum to the 4-Year Facility, by and among the Company, Caterpillar Inc., Caterpillar International Finance Limited and Caterpillar Finance Corporation, the Banks named therein, Local Currency Banks and Japan Local Currency Banks party thereto, Citibank, N.A., as Agent, Citibank International plc, as Local Currency Agent, and The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Japan Local Currency Agent (incorporated by reference from Exhibit 99.4 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.5       | Omnibus Amendment No. 2, dated as of September 12, 2013, to the Credit Agreement (5-Year Facility) and Amendment No. 1 to Local Currency Addendum to the 5-Year Facility, dated as of September 15, 2011, by and among the Company, Caterpillar Inc., Caterpillar International Finance Limited and Caterpillar Finance Corporation, the Banks named therein, Local Currency Banks and Japan Local Currency Banks party thereto, Citibank, N.A., as Agent, Citibank International plc, as Local Currency Agent, and The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Japan Local Currency Agent (incorporated by reference from Exhibit 99.5 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 12         | Computation of Ratio of Profit to Fixed Charges |
| 31.1       | Certification of Kent M. Adams, President, Director and Chief Executive Officer of Caterpillar Financial Services Corporation, as required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2       | Certification of James A. Duensing, Executive Vice President and Chief Financial Officer of Caterpillar Financial Services Corporation, as required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32         | Certifications of Kent M. Adams, President, Director and Chief Executive Officer of Caterpillar Financial Services Corporation, and James A. Duensing, Executive Vice President and Chief Financial Officer of Caterpillar Financial Services Corporation, as required pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS    | XBRL Instance Document |
| 101.SCH    | XBRL Taxonomy Extension Schema Document |
| 101.CAL    | XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF    | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB    | XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE    | XBRL Taxonomy Extension Presentation Linkbase Document |

----

|              |
|--------------|
|              |  |  |  |
|         |   | Caterpillar Financial Services Corporation |
| (Registrant) |   |   |
| Date:        | November 1, 2013 | By:   | /s/ Jeffry D. Everett |
|         |   | Jeffry D. Everett, Controller |

|        |
|--------|
|        |  |  |  |
| Date:  | November 1, 2013 | By:  | /s/ Kent M. Adams |
|   |   | Kent M. Adams, President, Director and Chief ExecutiveOfficer |

----

|            |
|------------|
|            |  |
| ExhibitNo. | Description of Exhibit |
|       |   |
| 10.1       | Credit Agreement (2013 364-Day Credit Agreement), dated as of September 12, 2013, among the Company, Caterpillar Inc., Caterpillar International Finance Limited and Caterpillar Finance Corporation, certain financial institutions named therein, Citibank, N.A., as Agent, Citibank International plc, as Local Currency Agent, and The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Japan Local Currency Agent (incorporated by reference from Exhibit 99.1 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.2       | Local Currency Addendum, dated as of September 12, 2013, to the 2013 364-Day Credit Agreement (incorporated by reference from Exhibit 99.2 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.3       | Japan Local Currency Addendum, dated as of September 12, 2013, to the 2013 364-Day Credit Agreement (incorporated by reference from Exhibit 99.3 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.4       | Omnibus Amendment No. 3, dated as of September 12, 2013, to the Credit Agreement (4-Year Facility), dated as of September 16, 2010 and Amendment No. 1 to Local Currency Addendum to the 4-Year Facility, by and among the Company, Caterpillar Inc., Caterpillar International Finance Limited and Caterpillar Finance Corporation, the Banks named therein, Local Currency Banks and Japan Local Currency Banks party thereto, Citibank, N.A., as Agent, Citibank International plc, as Local Currency Agent, and The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Japan Local Currency Agent (incorporated by reference from Exhibit 99.4 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 10.5       | Omnibus Amendment No. 2, dated as of September 12, 2013, to the Credit Agreement (5-Year Facility) and Amendment No. 1 to Local Currency Addendum to the 5-Year Facility, dated as of September 15, 2011, by and among the Company, Caterpillar Inc., Caterpillar International Finance Limited and Caterpillar Finance Corporation, the Banks named therein, Local Currency Banks and Japan Local Currency Banks party thereto, Citibank, N.A., as Agent, Citibank International plc, as Local Currency Agent, and The Bank of Tokyo-Mitsubishi UFJ, Ltd., as Japan Local Currency Agent (incorporated by reference from Exhibit 99.5 to the Company’s Current Report on Form 8-K filed September 17, 2013). |
| 12         | Computation of Ratio of Profit to Fixed Charges |
| 31.1       | Certification of Kent M. Adams, President, Director and Chief Executive Officer of Caterpillar Financial Services Corporation, as required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2       | Certification of James A. Duensing, Executive Vice President and Chief Financial Officer of Caterpillar Financial Services Corporation, as required pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 32         | Certifications of Kent M. Adams, President, Director and Chief Executive Officer of Caterpillar Financial Services Corporation, and James A. Duensing, Executive Vice President and Chief Financial Officer of Caterpillar Financial Services Corporation, as required pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
| 101.INS    | XBRL Instance Document |
| 101.SCH    | XBRL Taxonomy Extension Schema Document |
| 101.CAL    | XBRL Taxonomy Extension Calculation Linkbase Document |
| 101.DEF    | XBRL Taxonomy Extension Definition Linkbase Document |
| 101.LAB    | XBRL Taxonomy Extension Label Linkbase Document |
| 101.PRE    | XBRL Taxonomy Extension Presentation Linkbase Document |