7/18/13 Water Enforcement Policy, Guidance and Publications | Enforcement | US EPA

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Enforcement

Water Enforcement Policy, Guidance and Publications

This section provides policy and guidance documents related to enforcement of the clean waters and drinking water.

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On this page:

Clean Water Act (CWA) Policy and Guidance Documents

Action Plans / Strategies

General CWA Policy and Guidance

National Pollutant Discharge Elimination System (NPDES)

Oil Pollution Act (Section 311- OPA)

Wetlands

Pretreatment (Section 307b)

Citizen Suits (Section 505)

Safe Drinking Water Act (SDWA) Policy and Guidance Documents

Clean Water Act Policy and Guidance Documents

Action Plans / Strategies

CWA Chesapeake Bay Enforcement and Compliance Strategy (PDF) (13 pp, 404K)

Clean Water Action Plan

Clean Water Act Action Plan (PDF) (15 pp, 193K) - (10/15/09)

Transmittal of Clean Water Act Action Plan (PDF) (2 pp, 57K) - (10/14/09)

U.S. EPA Responses to Public Input Received on Development of the Clean Water Act Enforcement Action Plan (PDF) (30 pp, 120K) - (10/15/09)

General

Interim Guidance to Strengthen Performance in the NPDES Program (PDF) (7 pp, 352K) - (6/22/10)

Clarifications Regarding Toxicity Reduction and Identification Evaluations in the National Pollutant Discharge Elimination System Program (PDF) (2 pp, 222K) -

(5/15/01)

Whole Effluent Toxicity Basic Permitting Principles and Enforcement Strategy (PDF) (20 pp, 1.8MB) - (1/25/89)

Issuance of Revised Interim Clean Water Act Settlement Penalty Policy, dated 03/01/95 (PDF) (26 pp, 172K) - (3/1/95)

Final Rules of Practice Governing the Administrative Assessment of Class II Civil Penalties under the Clean Water Act (PDF) (5 pp, 616K) - (6/12/90)

Guidance on the Distinction among Pleading, Negotiating, and Litigating Civil Penalties for Enforcement Cases under the Clean Water Act, dated 01/19/89 (PDF)

(13 pp, 654K) - (1/19/89)

Use of Stipulated Penalties in Administrative Orders on Consent under the CWA (PDF) (3 pp, 201K) - (9/6/85)

Guidance on Effect of Clean Water Amendment Civil Penalty Assessment Language (PDF) (5 pp, 250K) - (8/28/87)

Guidance Regarding Regional and Headquarters Coordination on Proposed and Final Administrative Penalty Orders on Consent under New Enforcement

Authorities of the Water Quality Act (PDF) (7 pp, 381K) - (8/28/87)

Guidance on Notice to Public and Commenters in Clean Water Act Class II Administrative Penalty Proceedings (PDF) (2 pp, 119K) - (8/28/87)

Guidance on State Action Preemption Civil Penalty Actions under the Federal Clean Water Act (PDF) (10 pp, 1MB) - `(8/28/87)

Guidance on Claim Splitting in Enforcement Actions under the Clean Water Act (PDF) (5 pp, 221K) - (8/8/87)

Clean Water Act Section 505, Effect of Prior Citizen Suit Adjudications or Settlement on the United States ability to sue for same violations (PDF) (5 pp, 332K) -

(6/19/87)

Reference Document on Guidance and Procedures for Administrative Orders Issued Under Section 309 of the Clean Water Act (PDF) (40 pp, 2.8MB) - (9/26/86)

Internet Publications of Notice of Proposed Penalties under Section 309(g) and 311(b)(6) of the Clean Water Act and Section 1423(c) of the Safe Drinking Water
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Act (PDF) (3 pp, 208K) - (11/23/05)

National Pollutant Discharge Elimination System

General NPDES

Enforcement Response

Enforcement Management System Guide, dated 1989 (PDF) (381pp, 12.63MB) - (3/3/98)

Compliance

Significant Noncompliance for Chlorine (PDF) (2 pp, 85K) - (8/20/96)

Revision of NPDES Significant Noncompliance (SNC) Criteria to Address Violations of Non-Monthly Average Limits, dated 9/21/95 (PDF) (6 pp, 332K) - (9/21/95)

Attachment 2 Significant Noncompliance Policy - OECA Summary of Responses to State Comments (PDF) (3 pp, 160K) - (10/25/07)

Attachment 3 Significant Noncompliance Policy - Next Steps for the Three NPDES Policies (PDF) (4 pp, 206K) - (10/26/07)

Cover Memo Transmitting WW SNC Policy to the Regions (10/23/07) (PDF) (2 pp, 129K) - (10/23/07)

Attachment 1 Wet Weather Significant Noncompliance Policy (PDF) (20 pp, 963K) - (10/24/07)

NPDES - CSO/SSO

Guidelines for Federal Enforcement in CSO/SSO Cases (PDF) (6 pp, 331K) - (4/10/05)

Compliance and Enforcement Strategy Addressing Combined Sewer Overflows and Sanitary Sewer Overflows, dated 04/27/2000 (PDF) (17 pp, 111K) - (4/4/00)

Enforcement Management System (EMS) National Pollutant Discharge Elimination System Chapter X: Setting Priorities for Addressing Discharges from Separate

Sanitary Sewers (PDF) (13 pp, 454K) - (3/7/96)

Pilot Enforcement Approach in MOM Cases in Region 4 (PDF) (5 pp, 437K) - (1/23/03)

Use of Green Infrastructure in NPDES Permits and Enforcement (PDF) (2 pp, 923K) - (8/16/07)

Protecting Water Quality with Green Infrastructure in EPAs Water Permitting and Enforcement Programs (PDF) (5 pp, 343K) - (4/20/11)

Achieving Water Quality Through Integrated Municipal Stormwater and Wastewater Plans (PDF) (3 pp, 1.1MB) - (10/27/11)

EPA's Report to Congress on Implementation and Enforcement of the CSO Control Policy - (1/29/02)

EPA Enforcement Preventing Backup of Municipal Sewage into Basements (PDF) (4 pp, 1.2MB) - (9/06)

EPA Strategically Addressing Raw Sewage Discharges Across Nation to Protect Public, Environment (PDF) (4 pp, 106K) - (3/03)

Community Water Systems Required to Provide Consumers Annual 'Right-to-Know' Report on Drinking Water Quality by July 1, 2001 (PDF) (4 pp, 115K) - (5/01)

NPDES - CAFO

Producers' Compliance Guide for CAFOs - (2/5/04)

NPDES - Stormwater

Integrated Municipal Stormwater and Wastewater Planning Approach Framework (PDF) (9 pp, 396K) - (6/5/12)

Supplemental Guidance to the Interim Clean Water Act Settlement Penalty Policy (March 1, 1995) for Violations of the Construction Storm Water Requirements

(PDF) (23 pp, 1MB) - (2/5/08)

Revised Expedited Settlement Offer Program for Storm Water (Construction) (PDF) (20 pp, 849K) - (5/19/06)

Oil Pollution Act (Section 311 - OPA)

Final Guidance on the Issuance of Administrative Orders under Section 311(c) and (e) of the Clean Water Act (PDF) (38 pp, 78K) - (7/1/97)

Civil Penalty Policy for Section 311(b)(3) and Section 311(j) of the Clean Water Act (PDF) (21 pp, 108K) - (8/1/98)

Changes to Section 311 Expedited (SEEP) Programs (PDF) (7 pp, 572K) - (5/7/02)

Wetlands (Section 404)
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WCMS

Last updated on 10/17/2012

Revised CWA Section 404 Settlement Penalty Policy, dated 12/21/2001 (PDF) (24 pp, 221K) - (12/21/01)

Injunctive Relief Requirements in Section 404 Enforcement Actions (PDF) (4 pp, 256K) - (9/29/99)

Pretreatment [Section 307(b)]

Enforcement Initiative for Failure to Adequately Implement Approved Local Pretreatment Programs (PDF) (6 pp, 419K) - (2/1/89)

Local Limits Developmental Guidance (PDF) (134 pp, 2.5MB) - (7/1/04)

Local Limits Developmental Guidance Appendices (PDF) ( pp, K) - (7/1/04)

Guidance Manual for Implementation of Total Toxic Organics (TTO) Pretreatment Standards (PDF) (86 pp, 4.7MB) - (9/1/85)

Guidance Manual for Iron and Steel Manufacturing Pretreatment Standards (PDF) (56 pp, 2.7MB) - (9/1/85)

Guidance for Pulp, Paper and Paperboard and Builders Paper and Board Mills Pretreatment Standards (PDF) (49 pp, 2.3MB) - (7/1/84)

Guidance Manual o the Development and Implementation of Local Discharge Limitations under the Pretreatment Program (PDF) (376 pp, 18.1MB) - (11/1/87)

Citizen Suits (Section 505)

Procedures for Agency Response to Clean Water Act Citizen Suit Activity (PDF) (7 pp, 717K) - (6/15/89)

Notes on Section 505 CWA Citizen Suits (PDF) (6 pp, 292K) - (2/3/86)

Safe Drinking Water Act (SDWA)

General

Internet Publications of Notice of Proposed Penalties under Section 309(g) and 311(b)(6) of the Clean Water Act and Section 1423(c) of the Safe Drinking Water

Act (PDF) (3 pp, 205K) - (11/23/05)

Enforcement Response

Enforcement Response Policy under the Safe Drinking Water Act (PDF) (2 pp, 105K) - (12/8/09)

Enforcement Response Guide for Section 1433 of the Safe Drinking Water Act (PDF) (12 pp, 1.6MB) - (5/8/03)

Penalties

New Public Water System Supervision Program Settlement Penalty Policy, dated 05/25/94 (PDF) (43 pp, 1.18MB) - (5/25/94)

UIC Program Judicial and Administrative Order Settlement Penalty Policy (PDF) (31 pp, 953K) - (9/27/93)