67448 Federal Register / Vol. 88, No. 188 / Friday, September 29, 2023 / Notices 

2FinCEN is considering several drop-down 

options, including (but not limited to): ‘‘Cannot 

Contact BO’’; ‘‘BO Unresponsive’’; ‘‘BO Refused to 

Provide’’; and ‘‘Third Party Refused to Provide.’’ 

43. * Country/Jurisdiction (select from list of 

countries/jurisdictions) 

44. * State (select from list when United 

States, Canada, or Mexico was selected 

in line 43; if a U.S. Territory was selected 

in line 43, line 44 populates 

automatically with the selected U.S. 

Territory; if a foreign country was 

selected in line 43, line 44 remains 

empty) 

45. * ZIP/Foreign postal code 

Form of identification and issuing 

jurisdiction: 

46. * Identifying document type (select one 

from list of lines 46a–46d) 

a. State-issued driver’s license 

b. State/local/Tribe-issued ID 

c. U.S. passport 

d. Foreign passport (may only be provided 

if individual does not possess document 

type listed in line 46a, 46b, or 46c) 

47. * Identifying document number 

48. * Identifying document issuing 

jurisdiction (select country/jurisdiction 

in line 48a and complete lines 48b–48d 

if applicable) 

a. Country/Jurisdiction (select from list of 

countries/jurisdictions) 

b. State (select from list when the United 

States was selected in line 48a and the 

identifying document is issued by a 

State; if a U.S. Territory was selected in 

line 48a, line 48b populates 

automatically with the selected U.S. 

Territory; if a foreign country was 

selected in line 48a, line 48b remains 

empty) 

c. Local/Tribal (select from list when the 

United States was selected in line 48a 

and the identifying document is issued 

by a local jurisdiction or Tribe (if local 

jurisdiction or Tribe is not included in 

the list, select ‘‘Other’’ and go to line 

48d); if a U.S. Territory or foreign 

country was selected in line 48a, line 48c 

remains empty) 

d. Other local/Tribal name (only available 

if ‘‘Other’’ selected in line 48c; enter 

name of local jurisdiction or Tribe that 

was not included in list for line 48c) 

49. * Identifying document image (attach 

image of identifying document referred 

to in in lines 46–48) (instructions on 

upload process will be provided here) 

Summary of Data Fields for the Potential 

Second Implementation: Part III (Beneficial 

Owner Information) 

Part III. Beneficial Owner Information 

(multiple Beneficial Owners may be reported, 

lines 33–49 are repeated for each Beneficial 

Owner) 

33. Parent/Guardian information instead of 

minor child (check if the Beneficial 

Owner is a minor child and the parent/ 

guardian information is provided 

instead) 

Beneficial Owner FinCEN ID: 

34. FinCEN ID (if FinCEN Identifier is not 

provided, information about the 

Beneficial Owner must be provided in 

the lines below) 

Exempt entity: 

35. Exempt entity (check the box when an 

exempt entity is being reported in lieu of 

a Beneficial Owner’s information; if 

checked, provide the legal name of the 

exempt entity in line 36, and lines 37– 

39 are grayed out) 

Full legal name and date of birth: 

36. * Individual’s last name (or entity’s legal 

name if line 35 box is checked) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values 2) 

37. * First name 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

38. Middle name (required if the Beneficial 

Owner has a middle name) 

39. Suffix (required if the Beneficial Owner’s 

name has a suffix) 

40. * Date of birth 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

Residential address (street address): 

41. * Address (number, street, and apt. or 

suite no.) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

42. * City 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

43. * Country/Jurisdiction (select from list of 

countries/jurisdictions) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

44. * State (select from list when United 

States, Canada, or Mexico was selected 

in line 43; if a U.S. Territory was selected 

in line 43, line 44 populates 

automatically with the selected U.S. 

Territory; if a foreign country was 

selected in line 43, line 44 remains 

empty) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

45. * ZIP/Foreign postal code 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

Form of identification and issuing 

jurisdiction: 

46. * Identifying document type (select one 

from list of lines 46a–46d) 

e. State-issued driver’s license 

f. State/local/Tribe-issued ID 

g. U.S. passport 

h. Foreign passport (may only be provided 

if individual does not possess document 

type listed in line 46a, 46b, or 46c) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

47. * Identifying document number 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

48. * Identifying document issuing 

jurisdiction (select country/jurisdiction 

in line 48a and complete lines 48b-48d 

if applicable) 

b. Country/Jurisdiction (select from list of 

countries/jurisdictions) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

c. State (select from list when the United 

States was selected in line 48a and the 

identifying document is issued by a 

State; if a U.S. Territory was selected in 

line 48a, line 48b populates 

automatically with the selected U.S. 

Territory; if a foreign country was 

selected in line 48a, line 48b remains 

empty) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

c. Local/Tribal (select from list when the 

United States was selected in line 48a 

and the identifying document is issued 

by a local jurisdiction or Tribe (if local 

jurisdiction or Tribe is not included in 

the list, select ‘‘Other’’ and go to line 

48d); if a U.S. Territory or foreign 

country was selected in line 48a, line 48c 

remains empty) 

z. (if you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

d. Other local/Tribal name (only available 

if ‘‘Other’’ selected in line 48c; enter 

name of local jurisdiction or Tribe that 

was not included in list for line 48c) 

49. * Identifying document image (attach 

image of identifying document referred 

to in in lines 46–48) (instructions on 

upload process will be provided here) (if 

you are not able to obtain this 

information about the Beneficial Owner, 

select the appropriate reason from the 

drop-down list of values) 

[FR Doc. 2023–21293 Filed 9–28–23; 8:45 am] 

BILLING CODE 4810–02–P 

DEPARTMENT OF THE TREASURY 

Agency Information Collection 

Activities; Submission for OMB 

Review; Comment Request; Bureau of 

Fiscal Service Information Collection 

Requests 

AGENCY: Departmental Offices, U.S. 

Department of the Treasury. 

ACTION: Notice of information collection; 

request for comment. 

SUMMARY: The Department of the 

Treasury will submit the following 

information collection requests to the 


lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 88, No. 188 / Friday, September 29, 2023 / Notices 67449 

1 87 FR 59498 (Sept. 30, 2022). 

2See 31 CFR 1010.380(b)(4). ‘‘FinCEN identifier’’ 

means the unique identifying number assigned by 

FinCEN to an individual or reporting company 

upon request, subject to certain conditions. 

3Specifically, the CTA is Title LXIV of the 

William M. (Mac) Thornberry National Defense 

Authorization Act for Fiscal Year 2021, Public Law 

116–283 (Jan. 1, 2021). Division F of the NDAA is 

the Anti-Money Laundering Act of 2020, which 

includes the CTA. Section 6403 of the CTA, among 

other things, amended the Bank Secrecy Act (BSA) 

by adding a new section 5336, Beneficial 

Ownership Information Reporting Requirements, to 

subchapter II of chapter 53 of title 31, United States 

Code. 

4Public Law 104–13, 44 U.S.C. 3506(c)(2)(A). 

Office of Management and Budget 

(OMB) for review and clearance in 

accordance with the Paperwork 

Reduction Act of 1995, on or after the 

date of publication of this notice. The 

public is invited to submit comments on 

these requests. 

DATES: Comments should be received on 

or before October 30, 2023 to be assured 

of consideration. 

ADDRESSES: Written comments and 

recommendations for the proposed 

information collection should be sent 

within 30 days of publication of this 

notice to www.reginfo.gov/public/do/ 

PRAMain. Find this particular 

information collection by selecting 

‘‘Currently under 30-day Review—Open 

for Public Comments’’ or by using the 

search function. 

FOR FURTHER INFORMATION CONTACT: 

Copies of the submissions may be 

obtained from Melody Braswell by 

emailing PRA@treasury.gov, calling 

(202) 622–1035, or viewing the entire 

information collection request at 

www.reginfo.gov. 

SUPPLEMENTARY INFORMATION: 

Bureau of the Fiscal Service (BFS) 

1. Title: Annual Financial Statement 

of Surety Companies—Schedule F. 

OMB Number: 1530–0008. 

Form Number: FS Form 6314. 

Abstract: The form provides 

information used to determine the 

amount of unauthorized reinsurance of 

Treasury approved Admitted 

Reinsurers. This computation is 

necessary to ensure the solvency of 

companies recognized by the Treasury 

to write Federal surety bonds, and their 

ability to carry out contractual 

requirements. 

Current Actions: Extension of a 

currently approved collection. 

Type of Review: Regular. 

Affected Public: Business or other forprofit. 

Estimated Number of Respondents: 

317. 

Estimated Average Time per 

Respondent: 20.5. 

Estimated Total Annual Burden 

Hours: 6,499. 

2. Title: Authorization Agreement for 

Preauthorized Payment. 

OMB Number: 1530–0015. 

Form Number: SF 5510. 

Abstract: The form is used to collect 

information from remitters (individuals 

and corporations) to authorize 

electronic fund transfers from accounts 

maintained at financial institutions to 

collect monies for government agencies. 

Type of Review: Extension of a 

currently approved collection. 

Affected Public: Business or other forprofit, individuals or households, 

Federal Government. 

Estimated Number of Respondents: 

100,000. 

Estimated Time per Respondent: 10 

minutes. 

Estimated Total Annual Burden 

Hours: 16,667. 

(Authority: 44 U.S.C. 3501 et seq.) 

Melody Braswell, 

Treasury PRA Clearance Officer. 

[FR Doc. 2023–21312 Filed 9–28–23; 8:45 am] 

BILLING CODE 4810–AS–P 

DEPARTMENT OF THE TREASURY 

Agency Information Collection 

Activities; Submission for OMB 

Review; Comment Request; Individual 

FinCEN Identifier Application 

AGENCY: Departmental Offices, 

Department of the Treasury. 

ACTION: Notice of information collection; 

request for comments. 

SUMMARY: The Department of the 

Treasury, on behalf of the Financial 

Crimes Enforcement Network (FinCEN), 

will submit the individual FinCEN 

identifier application information 

collection request to the Office of 

Management and Budget (OMB) for 

review and clearance in accordance 

with the Paperwork Reduction Act of 

1995 (PRA), on or after the date of 

publication of this notice. The details 

included in the information collection 

are listed below. The public is invited 

to submit comments on this information 

collection request. 

DATES: Written comments should be 

received on or before October 30, 2023. 

ADDRESSES: Written comments on the 

proposed information collection should 

be sent within 30 days of publication of 

this notice to www.reginfo.gov/public/ 

do/PRAMain. Find this particular 

information collection by selecting 

‘‘Currently under 30-day Review—Open 

for Public Comments’’ or by using the 

search function. 

FOR FURTHER INFORMATION CONTACT: 

Copies of the submissions may be 

obtained from Spencer W. Clark by 

emailing PRA@treasury.gov, calling 

(202) 927–5331, or viewing the entire 

information collection request at 

www.reginfo.gov. 

SUPPLEMENTARY INFORMATION: 

Financial Crimes Enforcement Network 

(FinCEN) 

I. Statutory and Regulatory Provisions 

FinCEN issued the Beneficial 

Ownership Information Reporting 

Requirements final rule on September 

30, 2022 (final BOI reporting rule).1 The 

final BOI reporting rule requires certain 

legal entities to report to FinCEN 

information about themselves as well as 

information about the beneficial owners 

of the entity. Entities created or 

registered to do business on or after 

January 1, 2024, must also identify the 

individual who directly filed the 

document with specified governmental 

authorities that created the entity or 

registered it to do business, as well as 

the individual who was primarily 

responsible for directing or controlling 

such filing if more than one individual 

was involved in the filing of the 

document. Further, the regulations 

describe who must file a report, what 

information must be provided, and 

when a report is due. Entities must 

certify that the report is true, correct, 

and complete. 

The rule also sets out various 

requirements for individuals and 

entities that seek to obtain a FinCEN 

identifier, which can be used in certain 

circumstances as a substitute for other 

information required to be reported.2

These regulations implement Section 

6403 of the Corporate Transparency Act 

(CTA), enacted into law as part of the 

National Defense Authorization Act for 

Fiscal Year 2021 (NDAA).3 That 

statutory provision, its implementing 

regulations, and their requirements are 

intended to help prevent and combat 

money laundering, terrorist financing, 

corruption, tax fraud, and other illicit 

activity, while minimizing the burden 

on reporting entities. 

II. Paperwork Reduction Act of 1995 4

Title: Individual FinCEN Identifiers. 

OMB Control Number: 1506–0076. 

Type of Review: New collection. 

Description: The final BOI reporting 

rule requires individuals seeking to 

obtain a FinCEN identifier to submit 

certain information to FinCEN. This is 

a voluntary collection. Individuals are 

not required to obtain FinCEN 

identifiers. In order to be issued a 

FinCEN identifier, however, the final 


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