alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
Executive Clawback Policy



 Exhibit 10.2 
 Infinera Corporation 
 Executive Clawback Policy 

This Policy is adopted and approved by the Compensation Committee of the Board of Directors (the “Committee”) of
Infinera Corporation (the “Company”) effective as of January 14, 2013, and applies to cash incentive payments and equity compensation awards (each an “Incentive Payment”) provided to Section 16 officers
and directors of the Company under any applicable Company incentive plan. In the event of fraud or intentional misconduct of a Section 16 officer or director, the Compensation Committee may seek: 

 

	 	(a)	repayment of any cash incentive payment; 

  

	 	(b)	cancellation of unvested, unexercised or unreleased equity incentive awards; and 


 

	 	(c)	repayment of any compensation earned on previously exercised or released equity incentive awards, 


where such payments, equity incentive awards and/or compensation earned on previously exercised or released Incentive Payments was
predicated on financial results that were augmented by such fraud or intentional misconduct (the “Excess Compensation”), whether or not such activity resulted in a financial restatement. 

The Committee shall have sole discretion under this Policy, consistent with any applicable statutory requirements, to seek reimbursement
for any Excess Compensation paid or received by the Section 16 officer or director for up to a twelve month period prior to the date of the Committee action to require reimbursement of the Excess Compensation. 

Further, following a restatement of the Company’s financial statements, the Company shall recover any compensation received by the
Chief Executive Officer and Chief Financial Officer that is required to be recovered by Section 304 of the Sarbanes-Oxley Act of 2002. 
 For purposes of this Policy, Excess Compensation will be measured as the positive difference, if any, between the compensation earned by a Section 16 officer or director and the compensation that
would have been earned by Section 16 officer or director had the fraud or intentional misconduct not occurred. 
 For
purposes of this Policy, “intentional misconduct” means embezzlement, gross negligence or deliberate disregard of Company rules resulting in significant monetary loss, damage or injury to the Company.
From: swannsong42@gmail.com

To: E-OHPSCA2713.EBSA

Subject: Comment: RIN 1210-AB44

Date: Wednesday, September 07, 2011 12:22:16 PM

To Whom It May Concern:

I am writing today to ask in the strongest way possible that you rescind the unjust and coercive

mandate that all "contraceptives" and sterilization procedures be covered by private health insurance

with no co-pay to patients. If you do not reverse course I ask you to expand conscience protections for

any organizations that provide individual and group insurance and have moral or religious objections. I

strongly oppose the government forcing free insurance coverage on Americans especially for drugs and

devices that I oppose because some of these can cause an abortion (such as ella and Plan B).

I also ask you to reconsider your definition of religious employer and offer an authentic conscience

protection for any organization and business that has moral or religious objection to providing such

insurance to their employees. This legal mandate clearly violates the spirit of conscience laws which

prohibit government discrimination against those who object to various health services on moral or

religious grounds. The definition of "religious employer" in the regulation is so narrow as to only include

churches, but will still mean that a host of businesses and organizations that have conscience objections

will be required to choose between either violating their conscience or not being able to offer employees

health insurance.

Please protect the conscience rights of insurers, providers and people like me who object to being

forced by the federal government to offer or subsidize contraceptives and sterilization services, especially

when some of these drugs can take the life of early unborn children. No Americans should be forced by

the federal government to essentially subsidize services they object to. I again urge you in the strongest

way possible to reverse course and remove contraceptives and sterilizations from the list of mandatory

preventive services.

I add one bit of information from a personal level: My nephew decided to be a doctor at age 7. He has

gone through 2 semesters at Ohio State with 24 credits per semester, working a job, volunteering in

soup kitchens and teaching English to poor Hispanic children. He is not looking for the money, He has

compassion and will make a great MD. BUT, he has always had boundaries and has decided he will flip

burgers at a fast food restaurant rather than work in a hospital that provides abortions or offers

contraceptives that cause abortion. This country will lose a great doctor and trust me, when he says

something, he follows through.Are ther more like him? Something to think about.

Sincerely,

Rebecca Swann

Wilmington, DE 19805
Exhibit 21.1

                          3COM CORPORATION SUBSIDIARIES

3Com Asia Limited (Hong Kong)

3Com Asia Pacific Rim PTE Limited (Singapore)

3Com Australia Pty. Ltd. (Australia)

3Com (Austria) GesmbH (Austria)

3Com Benelux B.V. (The Netherlands)

3Com Bilgisayer Ticaret A.S. (Turkey)

3Com Bulgaria EOOD (Bulgaria)

3Com Canada Inc. (Toronto)

3Com Costa Rica S.A. (Costa Rica)

3Com Capital Corporation (California, U.S.A.)

3Com do Brasil Servicos Ltda. (Brazil)

3Com de Chile S.A. (Chile)

3Com de Mexico, S.A. de C.V. (Mexico)

3Com Denmark AS (Denmark)

3Com Development Corporation (California, U.S.A.)

3Com Engineering Limited (United Kingdom)

3Com Europe Limited (United Kingdom)

3Com GmbH (Germany)

3Com Holdings Limited (Cayman Islands)

3Com Hungary Kft (Hungary)

3Com Iberia S.A. (Spain)

3Com International, Inc. (Delaware, U.S.A.)

3Com International (New Zealand) Limited (New Zealand)

3Com IFSC (Ireland) (Ireland)

3Com India Pte. Ltd. (India)

3Com Ireland Technology Limited (Cayman Islands)

3Com Israel Limited (Israel)

3Com Japan K.K. (Japan)

3Com Korea Limited (Korea)

3Com Limited (United Kingdom)

3Com Italia S.p.A. (Italy)

3Com Nordic AB (Sweden)

3Com Pension Scheme (1996) Trustees Limited (United Kingdom)

3Com Philippines Inc. (Philippines)

<PAGE>

3Com Polska sp. z.o.o. (Poland)

3Com Russia OOO (Russia)

3Com S.A.S. (France)

3Com (Schweiz) A.G. (Switzerland)

3Com Slovakia s.r.o. (Slovakia)

3Com South Asia PTE. Ltd. (Singapore)

3Com Technologies (Cayman Islands)

3Com (Thailand) Co. Ltd. (Thailand)

3Com U.K. Holdings Limited (United Kingdom)

3Com (U.K.) Limited (United Kingdom)

3Com Ventures, Inc. (Delaware, U.S.A.)

3Com World Trade, Inc. (Barbados)

Information Systems Group, Inc. (Utah, U.S.A.)

Lanworks Technologies Company (Canada)

P.N.B., SA. (France)

Smartcode Technologies (France)

U.S. Robotics Holdings Europe B.V. (Netherlands)

U.S. Robotics Logistics SARL (France)

U.S. Robotics  Middle East Holdings, Inc. (Delaware, U.S.A.)

U.S. Robotics S.A. (France/Delaware, U.S.A.)

U.S. Robotics Services Limited (Ireland)
01 

02

03

04

05

06

07

08

09

10

11

12

13

14

15

16

17

18

19

20

21

22

ORDER STRIKING PETITIONER’S NOTICE

OF DEFAULT AND DEFAULT JUDGMENT

PAGE -1

UNITED STATES DISTRICT COURT

WESTERN DISTRICT OF WASHINGTON

AT SEATTLE

ALLAH,

Petitioner,

v.

KAREN BRUNSON,

Respondent.

____________________________________

)

)

)

)

)

)

)

)

)

)

CASE NO. C05-1480-MJP-MAT

ORDER STRIKING PETITIONER’S

NOTICE OF DEFAULT AND

DEFAULT JUDGMENT

This a federal habeas action which is proceeding under 28 U.S.C. § 2254. Petitioner

recently submitted to the Court a notice of default and a default judgment. Petitioner asserts in

these documents that he is entitled to entry of default against respondent because respondent has

yet to file an answer to petitioner’s federal habeas petition. On October 10, 2008, this Court

issued an Order granting respondent an extension of time until November 6, 2008, to file an

answer to the petition. (See Dkt. No. 44.) As respondent’s answer is not yet due, petitioner’s

assertion that respondent is in default is simply incorrect. Accordingly, petitioner’s notice of

default (Dkt. No. 41) and petitioner’s default judgment (Dkt. No. 46) are STRICKEN from the

record.
01 

02

03

04

05

06

07

08

09

10

11

12

13

14

15

16

17

18

19

20

21

22

ORDER STRIKING PETITIONER’S NOTICE

OF DEFAULT AND DEFAULT JUDGMENT

PAGE -2

The Clerk is directed to send copies of this Order to petitioner, to counsel for respondent,

and to the Honorable Marsha J. Pechman.

DATED this 24th day of October, 2008.

A

Mary Alice Theiler

United States Magistrate Judge
<TABLE> <S> <C>


<ARTICLE>                     5
<LEGEND>
This schedule contains summary financial information extracted from Swift Energy
Managed Pension Assets Partnership 1991-A, Ltd.'s balance sheet and statement of
operations  con-tained  in its Form 10-Q for the quarter ended June 30, 1997 and
is qualified in its entirety by reference to such financial statements.
</LEGEND>
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                              DEC-31-1997
<PERIOD-END>                                   JUN-30-1997
<CASH>                                         1,229
<SECURITIES>                                   0
<RECEIVABLES>                                  11,862
<ALLOWANCES>                                   0
<INVENTORY>                                    0
<CURRENT-ASSETS>                               13,091
<PP&E>                                         1,596,947
<DEPRECIATION>                                 (1,337,974)
<TOTAL-ASSETS>                                 272,064
<CURRENT-LIABILITIES>                          271,956
<BONDS>                                        0
<PREFERRED-MANDATORY>                          0
<PREFERRED>                                    0
<COMMON>                                       0
<OTHER-SE>                                     108
<TOTAL-LIABILITY-AND-EQUITY>                   272,064
<SALES>                                        39,755
<TOTAL-REVENUES>                               39,775
<CGS>                                          0
<TOTAL-COSTS>                                  55,831<F1>
<OTHER-EXPENSES>                               0
<LOSS-PROVISION>                               0
<INTEREST-EXPENSE>                             0
<INCOME-PRETAX>                                (20,279)
<INCOME-TAX>                                   0
<INCOME-CONTINUING>                            (20,279)
<DISCONTINUED>                                 0
<EXTRAORDINARY>                                0
<CHANGES>                                      0
<NET-INCOME>                                   (20,279)
<EPS-PRIMARY>                                  0
<EPS-DILUTED>                                  0
<FN>
<F1>Includes lease operating expenses, production taxes and depreciation,
depletion and amortization expense.  Excludes general and administrative and
interest expense.
</FN>
        


</TABLE>
(R.D. 11516)

#### Shalom & Co. et al. *v.*United States

Entry No. 797709, etc.

(Decided April 25, 1968)

*Lane, Young & Focc*for the plaintiffs.

*Edwin L. Weisl, Jr.,*Assistant Attorney General, for the defendant.

Bao, Chief Judge:

The appeals for reappraisement listed in schedule A, annexed to this decision and made a part hereof, have been submitted for decision upon the following stipulation:

> IT IS HEREBY STIPULATED AND AGREED by and between counsel for the parties hereto, subject to the approval of the Court, that the merchandise covered by the above appeals for reappraisement consists of cotton wearing apparel, including shirts and pants, exported from Hong Kong subsequent to February 27, 1958.

> . That the said merchandise is not identified in the Final List published by the Secretary of the Treasury pursuant to the Customs Simplification Act of 1956, T.D. 54521, effective February 27, 1958; and that said merchandise was entered for consumption subsequent to February 27,1958.

> *842That on or about the date of exportation of the said merchandise, the price at which such or similar merchandise was freely sold, or, in the absence of sales, offered for sale in the principal markets of Hong Kong, in the usual wholesale quantities and in the ordinary course of trade, for exportation to the United States, including the cost of all containers and coverings of whatever nature and all other expenses incident to placing the merchandise in condition, packed ready for shipment to the United States, was the appraised value, less the buying commission, as stated on the invoices.

> IT IS FURTHER STIPULATED AND AGREED that the above appeals for reappraisement may be submitted for decision upon this stipulation.

Upon the agreed facts and the cited authority, I find export value as that value is defined in section 402(b) of the Tariff Act of 1930, as 'amended by the Customs Simplification Act of 1956, to be the proper basis for the determination of the value of the merchandise covered by said appeals for reappraisement and that such value is the appraised value, less the 'buying commission, as stated on the invoices.

Judgment will be entered accordingly.
Exhibit 32.1


CERTIFICATION PURSUANT TO


18 U.S.C. SECTION 1350,


AS ADOPTED PURSUANT TO


SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002





In connection with the Annual Report of IX Energy Holdings, Inc. (the “Company”) on Form 10-K/A for the period ended December 31, 2008 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Steven Hoffmann, Chief Executive Officer and Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. section 1350 of the Sarbanes-Oxley Act of 2002, that:





(1)
The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and





(2)
The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.





A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.





The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. section 1350 and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing.








Date:  March 15, 2010
By:
/s/ Steven HoffmanSteven Hoffmann

Chief Executive Officer and Chief Financial

Officer (Principal Executive Officer,

Principal Accounting Officer and

Principal Financial Officer)
UNITED STATES


SECURITIES AND EXCHANGE COMMISSION


WASHINGTON, D.C. 20549








FORM 8-K








CURRENT REPORT








Pursuant to Section 13 or 15(d) of the


Securities Exchange Act of 1934





Date of report (Date of earliest event reported): December 17, 2015








THE FIRST BANCORP, INC.


(Exact name of Registrant as specified in charter)





MAINE


(State or other jurisdiction of incorporation)





0-2658901-0404322(Commission file number)(IRS employer identification no.)








Main Street, Damariscotta, Maine04543(Address of principal executive offices)(Zip Code)








(207) 563-3195


(Registrant's telephone number, including area code)





Check the appropriate box below if the Form 8-K filing is


intended to simultaneously satisfy the filing obligations


of the registrant under any of the following provisions:





[_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)





[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)





[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))





[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))














---



TABLE OF CONTENTS





Item 8.01 Other Events            Page 1





Item 9.01 Financial Statements and Exhibits.        Page 1





Signatures                     Page 2





Exhibit Index                Page 3







---



Section 8 - Other Events





Item 8.01 Other Events.





On December 17, 2015 , the Registrant issued the press release filed herewith as Exhibit 99.1 announcing the declaration of a cash dividend.








Section 9 - Financial Statements and Exhibits





Item 9.01 Financial Statements, Pro Forma Financial Information and Exhibits.





(c) Exhibits.


--------





The following Exhibits are being furnished herewith:





99.1 Registrant's Press Release dated December 17, 2015 .










---



SIGNATURE





Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.











THE FIRST BANCORP, INC.








By: /s/ F. STEPHEN WARD


---------------------


F. Stephen Ward


Executive Vice President & Chief Financial Officer


December 17, 2015































































































































---



Exhibit Index


--------------





Exhibit


Number Description of Exhibit


------ ------------------------





99.1 Registrant's Press Release dated December 17, 2015 .
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

**FORM 8-K**

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of report (Date of earliest event reported): January 23, 2008

 

 

**FIRST NATIONAL LINCOLN CORPORATION**

(Exact name of Registrant as specified in charter)

 

MAINE

(State or other jurisdiction of incorporation)

 

0-26589 01-0404322

(Commission file number) (IRS employer identification no.)

 

Main Street, Damariscotta, Maine 04853

(Address of principal executive offices) (Zip Code)

 

(207) 563-3195

(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is

intended to simultaneously satisfy the filing obligations

of the registrant under any of the following provisions:

 

[_] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[_] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[_] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[_] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))

 

 

TABLE OF CONTENTS

 

| Item 2.02 Results of Operations and Financial Condition | Page 1 |
|---------------------------------------------------------|--------|

 

| Item 9.01 Financial Statements and Exhibits | Page 1 |
|---------------------------------------------|--------|

 

| Signatures | Page 2 |
|------------|--------|

 

| Exhibit Index | Page 3 |
|---------------|--------|

Section 2 - Financial Information

 

Item 2.02 Results of Operations and Financial Condition.

 

On January 23, 2008, the Registrant issued the press release filed herewith as Exhibit 99.1 with information regarding the results of operations and financial condition of First National Lincoln Corporation for the year ended December 31, 2007.

 

 

Section 9 - Financial Statements and Exhibits

 

Item 9.01 Financial Statements, Pro Forma Financial Information and Exhibits.

 

(c) Exhibits.

--------

 

The following Exhibits are being furnished herewith:

 

99.1 Registrant's Press Release dated January 23, 2008.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

FIRST NATIONAL LINCOLN CORPORATION

 

By: /s/ F. STEPHEN WARD

F. Stephen Ward

Executive Vice President & 

Chief Financial Officer

 

Dated: January 23, 2008

 

Exhibit Index

 

 

| Exhibit Number | Description of Exhibit |
|----------------|------------------------|

 

| 99.1 | Registrant's Press Release dated January 23, 2008. |
|------|----------------------------------------------------|
2012 10K EX.10.10






Exhibit 10.10
CLARCOR Inc.
Summary of Compensation for Non-Employee Directors and Named Executive Officers


Non-Employee Director Compensation Summary


Annual Retainer


		
	•
	$40,000, payable in cash or stock at the election of each director


		
	•
	Additional $6,500 for serving as chair of the Compensation or Directors Affairs/Corporate Governance Committees


		
	•
	Additional $10,000 for serving as chair of the Audit Committee


		
	•
	Committee chair compensation is payable in cash


		
	•
	Additional $25,000 in cash for service as the Lead Director commencing in the Company's 2013 fiscal year, with a pro-rated fee payable for such service from the period of November 30, 2012 to the date of the Company's 2013 Annual Meeting




Board and Committee Meeting Fees


$1,500 per meeting for each Board of Directors or Committee meeting attended
$1,000 per meeting for each Committee meeting attended by telephone
All meeting fees are paid in cash


Annual Stock Option Award


Each year, all non-employee directors receive options to acquire shares of the Company's stock pursuant to the Company's 2009 Incentive Plan, which was approved by the Company's shareholders on March 23, 2009.  The option grant occurs on the date of each annual meeting of the Company's stockholders, and the exercise price is equal to the closing market price on such day.


Named Executive Officer Compensation Summary


Current salaries for named executive officers (rounded to nearest $1,000):


	
										
	Name
	Title
	Salary
	Shares Subject to Stock Options (#)
	Restricted Stock Units (#)
	Target Bonus Percentage

	 
	 
	 
	 
	 
	 

	Christopher L. Conway
	President -- Chief Executive Officer
	$
	600,000
	

	100,000
	

	8,000
	

	85%

	Sam Ferrise
	President -- Baldwin Filters, Inc.
	$
	390,000
	

	35,000
	

	3,033
	

	50%

	David J. Fallon
	Vice President - Finance & Chief Financial Officer
	$
	350,000
	

	35,000
	

	1,944
	

	55%

	Richard Wolfson
	Vice President - General Counsel & Corporate Secretary
	$
	300,000
	

	27,500
	

	2,778
	

	45%

	David J. Lindsey
	Vice President - Administration & Chief Administrative Officer
	$
	258,000
	

	18,000
	

	1,433
	

	40%






The named executive officers of the Company are eligible to receive bonuses as determined in the discretion of the Compensation Committee.  Such bonuses would be paid in fiscal 2014 and would be based on the achievement by the Company of certain objective targets related to the Company's net income and economic value-added returns during fiscal year 2013. 


The named executive officers may also receive stock options and restricted stock pursuant to the Company's stockholder-approved 2009 Incentive Plan as determined in the discretion of the Compensation Committee.


Additional Information


The foregoing information is summary in nature. Additional information regarding director and named executive officer compensation will be provided in the Company's Proxy Statement to be filed in connection with the Company's Annual Meeting of Stockholders expected to be held on March 26, 2013.