45174 Federal Register / Vol. 79, No. 149 / Monday, August 4, 2014 / Proposed Rules 

§ 1026.210 Anti-money laundering 

program requirements for futures 

commission merchants and introducing 

brokers in commodities. 

A futures commission merchant and 

an introducing broker in commodities 

shall be deemed to satisfy the 

requirements of 31 U.S.C. 5318(h)(1) if 

the futures commission merchant or 

introducing broker in commodities 

implements and maintains a written 

anti-money laundering program 

approved by senior management that: 

(a) Complies with the requirements of 

§§ 1010.610 and 1010.620 of this 

chapter and any applicable regulation of 

its Federal functional regulator 

governing the establishment and 

implementation of anti-money 

laundering programs; 

(b) Includes, at a minimum: 

(1) The establishment and 

implementation of policies, procedures, 

and internal controls reasonably 

designed to prevent the financial 

institution from being used for money 

laundering or the financing of terrorist 

activities and to achieve compliance 

with the applicable provisions of the 

Bank Secrecy Act and the implementing 

regulations thereunder; 

(2) Independent testing for 

compliance to be conducted by the 

futures commission merchant or 

introducing broker in commodities’ 

personnel or by a qualified outside 

party; 

(3) Designation of an individual or 

individuals responsible for 

implementing and monitoring the 

operations and internal controls of the 

program; 

(4) Ongoing training for appropriate 

persons; 

(5) Appropriate risk-based procedures 

for conducting ongoing customer due 

diligence, to include, but not be limited 

to: 

(i) Understanding the nature and 

purpose of customer relationships for 

the purpose of developing a customer 

risk profile; and 

(ii) Conducting ongoing monitoring to 

maintain and update customer 

information and to identify and report 

suspicious transactions; and 

(c) Complies with the rules, 

regulations, or requirements of its selfregulatory organization governing such 

programs; provided that the rules, 

regulations, or requirements of the selfregulatory organization governing such 

programs have been made effective 

under the Commodity Exchange Act by 

the appropriate Federal functional 

regulator in consultation with FinCEN. 

Dated: July 23, 2014. 

Jennifer Shasky Calvery, 

Director, Financial Crimes Enforcement 

Network. 

[FR Doc. 2014–18036 Filed 7–31–14; 11:15 am] 

BILLING CODE 4810–02–P 

ENVIRONMENTAL PROTECTION 

AGENCY 

40 CFR Parts 52 and 70 

[EPA–R07–OAR–2014–0468; FRL–9914–51– 

Region 7] 

Approval and Promulgation of 

Implementation Plans; State of 

Nebraska; Fine Particulate Matter New 

Source Review Requirements. 

AGENCY: Environmental Protection 

Agency (EPA). 

ACTION: Proposed rule. 

SUMMARY: The Environmental Protection 

Agency (EPA) proposes to approve the 

State Implementation Plan (SIP) 

revision submitted by the State of 

Nebraska. This proposed action will 

amend the SIP to include revisions to 

Nebraska’s Air Quality Regulations 

‘‘Definitions’’, ‘‘Construction Permits— 

When Required’’, and ‘‘Prevention of 

Significant Deterioration of Air Quality’’ 

to make the state regulations consistent 

with the Federal regulations for the fine 

Particulate Matter (PM2.5) Prevention of 

Significant Deterioration (PSD) program. 

This proposed revision will amend the 

state minor source construction 

permitting program including the 

addition of a minor source permitting 

threshold for PM2.5. These revisions are 

necessary to properly manage the 

increment requirements (maximum 

allowable deterioration to the air 

quality) of the PSD program and assure 

continued attainment with the PM2.5

National Ambient Air Quality Standards 

(NAAQS). This proposed action also 

recognizes the state’s request to not 

include, into the SIP, provisions relating 

to Significant Impact Levels (SILs) and 

Significant Monitoring Concentrations 

(SMCs). These provisions were vacated 

and remanded by the U.S. Court of 

Appeals for the District of Columbia on 

January 22, 2013. 

DATES: Comments on this proposed 

action must be received in writing by 

September 3, 2014. 

ADDRESSES: Submit your comments, 

identified by Docket ID No. EPA–R07– 

OAR–2014–0468, by mail to Greg 

Crable, Environmental Protection 

Agency, Air Planning and Development 

Branch, 11201 Renner Boulevard, 

Lenexa, Kansas 66219. Comments may 

also be submitted electronically or 

through hand delivery/courier by 

following the detailed instructions in 

the ADDRESSES section of the direct final 

rule located in the rules section of this 

Federal Register. 

FOR FURTHER INFORMATION CONTACT: Greg 

Crable, Environmental Protection 

Agency, Air Planning and Development 

Branch, 11201 Renner Boulevard, 

Lenexa, Kansas 66219 at (913) 551– 

7391, or by email at crable.gregory@

epa.gov. 

SUPPLEMENTARY INFORMATION: In the 

final rules section of the Federal 

Register, EPA is approving the state’s 

SIP revision as a direct final rule 

without prior proposal because the 

Agency views this as a noncontroversial 

revision amendment and anticipates no 

relevant adverse comments to this 

action. A detailed rationale for the 

approval is set forth in the direct final 

rule. If no relevant adverse comments 

are received in response to this action, 

no further activity is contemplated in 

relation to this action. If EPA receives 

relevant adverse comments, the direct 

final rule will be withdrawn and all 

public comments received will be 

addressed in a subsequent final rule 

based on this proposed action. EPA will 

not institute a second comment period 

on this action. Any parties interested in 

commenting on this action should do so 

at this time. Please note that if EPA 

receives adverse comment on part of 

this rule and if that part can be severed 

from the remainder of the rule, EPA may 

adopt as final those parts of the rule that 

are not the subject of an adverse 

comment. For additional information, 

see the direct final rule which is located 

in the rules section of this Federal 

Register. 

Dated: July 21, 2014. 

Mike Brincks, 

Acting Regional Administrator, Region 7. 

[FR Doc. 2014–18249 Filed 8–1–14; 8:45 am] 

BILLING CODE 6560–50–P 

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