|                                                                        |  |                          |  |                                      |  |  |  |  |  |  |  |  |  |  |
|------------------------------------------------------------------------|--|--------------------------|--|--------------------------------------|--|--|--|--|--|--|--|--|--|--|
| Delaware                                                               |  | 001-11241                |  | 37-1105865                           |
| (State or other jurisdiction of incorporation)                         |  | (Commission File Number) |  | (IRS Employer Identification Number) |
|                                                                        |  |                          |  |                                      |
| 2120 West End Avenue, Nashville, Tennessee                             |  |                          |  |  37203-0001                     |
| (Address of principal executive offices)                               |  |                          |  | (Zip Code)                           |
|                                                                        |  |                          |  |                                      |
| Registrant's telephone number, including area code: (615) 341-1000 |  |                          |  |                                      |

|        |        |                                                                                                        |  |  |  |  |  |  |
|--------|--------|--------------------------------------------------------------------------------------------------------|--|--|--|--|--|--|
|   | o      | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)                  |
|   |   |                                                                                                   |
|   | o      | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)                 |
|   |   |                                                                                                   |
|   | o      | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|   |   |                                                                                                   |
|   | o      | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |

|                                                                 |                        |                                           |  |  |  |  |  |  |
|-----------------------------------------------------------------|------------------------|-------------------------------------------|--|--|--|--|--|--|
| Securities registered pursuant to Section 12(b) of the Act: |                        |                                           |
| Title of each class                                             | Trading Symbol(s) | Name of each exchange on which registered |
| Medium-Term Notes, Series H,3.300% Notes Due 2024               | CAT/24             | New York Stock Exchange                   |

----

|             |                                                                                                                                              |  |  |  |  |
|-------------|----------------------------------------------------------------------------------------------------------------------------------------------|--|--|--|--|
| d)          | Exhibits:                                                                                                                                |
| Exhibit No. | Description                                                                                                                                  |
| 10.1        | Short Term Facility (incorporated by reference from Exhibit 10.1 to Caterpillar’s Current Report on Form 8-K filed on April 24, 2020). |

----

|                                |         |                                  |  |  |  |  |  |  |
|--------------------------------|---------|----------------------------------|--|--|--|--|--|--|
| Date: August 31, 2020 | By: | /s/ Patricia B. Eastwood |
|                                |         | Patricia B. Eastwood             |
|                                |         | Assistant Secretary              |