UNITED STATES OF AMERICA

DEPARTMENT OF TRANSPORTATION

OFFICE OF THE SECRETARY

WASHINGTON, D.C.

Issued by the Department of Transportation on November 28, 2012

NOTICE OF ACTION TAKEN -- DOCKET DOT-OST-2012-0188

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This serves as notice to the public of the action described below, taken by the Department official indicated (no 

additional confirming order will be issued in this matter).

Joint Applicants: AEROVIAS de MEXICO, S.A. de C.V. (Aeromexico) and 

 AEROLITORAL, S.A. de C.V. D/B/A AEROMEXICO CONNECT (Aerolitoral) 

Date Filed: November 1, 2012, as supplemented November 21, 2012 and November 28, 2012

Relief requested: 

A. Exemption under 49 USC §40109 to permit Aerolitoral to engage in scheduled foreign air transportation of 

persons, property, and mail between: 1) Hermosillo, Mexico, and Los Angeles, California; 2) Leon (El Bajio), 

Mexico, and Los Angeles, California; and 3) Mexico City, Mexico, and San Antonio, Texas; and

B. Statement of authorization under 14 CFR Part 212 for an indefinite period to permit Aerolitoral to display the 

“AM” designator code of Aeromexico on flights operated by Aerolitoral on the routes listed in paragraph A above.

Aerolitoral also requests a waiver of the 45-day advance filing requirement for the statement of authorization under 14 

CFR part 212.

Date and citation of last action: November 21, 2012, in this Docket.1

Applicant representative: John R. Mietus, Jr., 202-747-5212 DOT analyst: Robert J. Finamore, 202-366-2405

Responsive pleadings: None.

DISPOSITION

Action: Approved, subject to conditions Action date: November 28, 2012

Effective dates of authority granted: The exemption authority granted to Aerolitoral is effective November 28, 2012, 

through November 21, 2013.

2

 The statement of authorization granted to Aerolitoral is effective November 28, 2012,

and shall remain in effect for an indefinite period. The waiver of the 45-day advance filing requirement under 14 CFR 

Part 212 granted to Aerolitoral is effective November 28, 2012.

Basis for approval (bilateral agreement/reciprocity): United States-Mexico Air Transport Services Agreement.

Except to the extent exempted/waived, this authority is subject to the terms, conditions, and limitations of our standard 

exemption and code-share conditions (attached).

 1 Our present action approves the remaining portion of the joint applicants’ pending request in this Docket, on which the 

Department had previously deferred action at the request of the joint applicants. See Notice of Action Taken in this Docket dated 

November 21, 2012, in which we granted: 1) Aerolitoral’s requests for exemption authority to conduct services in the MonterreyLaredo, Durango-Chicago, Loreto-Los Angeles, and Monterrey-Chicago markets and a statement of authorization permitting it to 

display the Aeromexico designator code on those services; 2) Aeromexico’s request for code-share only exemption authority in the 

Loreto-Los Angeles and Monterrey-Laredo markets; and 3) Aerolitoral’s request for waiver of the 45-day advance filing 

requirement under 14 CFR part 212 for its statement of authorization. 

2 We are approving Aerolitoral’s exemption request coextensive with the expiration date of its current exemption authority in this 

Docket.
Action taken by: Paul L. Gretch, Director, Office of International Aviation

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Under authority assigned by the Department in its regulations, 14 CFR Part 385, we found that (1) our action was consistent with 

Department policy; (2) the applicant was qualified to perform the proposed operations; (3) grant of the authority was consistent 

with the public interest; and (4) grant of the authority would not constitute a major regulatory action under the Energy Policy and 

Conservation Act of 1975. To the extent not granted/deferred/dismissed, we denied all requests in the referenced Docket. We may 

amend, modify, or revoke the authority granted in this Notice at any time without hearing at our discretion.

Persons entitled to petition the Department for review of the action set forth in this Notice under the Department’s regulations, 14 

CFR §385.30, may file their petitions within seven (7) days after the date of issuance of this Notice. This action was effective 

when taken, and the filing of a petition for review will not alter such effectiveness.

An electronic version of this document is available on the World Wide Web at:

http://www.regulations.gov
Foreign Carrier Exemption Conditions

In the conduct of the operations authorized, the foreign carrier applicant(s) shall:

(1) Not conduct any operations unless it holds a currently effective authorization from its homeland for such 

operations, and it has filed a copy of such authorization with the Department;

(2) Comply with all applicable requirements of the Federal Aviation Administration, the Transportation Security 

Administration, and with all applicable U.S. Government requirements concerning security, including, but not limited 

to, 14 CFR Parts 129, 91, and 36 and 49 CFR Part 1546 or 1550, as applicable. To assure compliance with all 

applicable U.S. Government requirements concerning security, the holder shall, before commencing any new service 

(including charter flights) from a foreign airport that would be the holder’s last point of departure for the United 

States, contact its International Industry Representative (IIR) (formerly referred to as International Principal Security 

Inspector) to advise the IIR of its plans and to find out whether the Transportation Security Administration has 

determined that security is adequate to allow such airport(s) to be served;

(3) Comply with the requirements for minimum insurance coverage contained in 14 CFR Part 205, and, prior to the 

commencement of any operations under this authority, file evidence of such coverage, in the form of a completed OST 

Form 6411, with the Federal Aviation Administration’s Program Management Branch (AFS-260), Flight Standards 

Service (any changes to, or termination of, insurance also shall be filed with that office);

(4) Not operate aircraft under this authority unless it complies with operational safety requirements at least equivalent 

to Annex 6 of the Chicago Convention;

(5) Conform to the airworthiness and airman competency requirements of its Government for international air 

services;

(6) Except as specifically exempted or otherwise provided for in a Department Order, comply with the requirements 

of 14 CFR Part 203, concerning waiver of Warsaw Convention liability limits and defenses;

(7) Agree that operations under this authority constitute a waiver of sovereign immunity, for the purposes of 28 

U.S.C. 1605(a), but only with respect to those actions or proceedings instituted against it in any court or other tribunal 

in the United States that are: (a) based on its operations in international air transportation that, according to the 

contract of carriage, include a point in the United States as a point of origin, point of destination, or agreed stopping 

place, or for which the contract of carriage was purchased in the United States; or (b) based on a claim under any 

international agreement or treaty cognizable in any court or other tribunal of the United States. In this condition, the 

term "international air transportation" means "international transportation" as defined by the Warsaw Convention, 

except that all States shall be considered to be High Contracting Parties for the purpose of this definition;

(8) Except as specifically authorized by the Department, originate or terminate all flights to/from the United States in 

its homeland;

(9) Comply with the requirements of 14 CFR Part 217, concerning the reporting of scheduled, nonscheduled, and 

charter data;

(10) If charter operations are authorized, except as otherwise provided in the applicable aviation agreement, comply 

with the Department's rules governing charters (including 14 CFR Parts 212 and 380); and

(11) Comply with such other reasonable terms, conditions, and limitations required by the public interest as may be 

prescribed by the Department, with all applicable orders or regulations of other U.S. agencies and courts, and with all 

applicable laws of the United States.

This authority shall not be effective during any period when the holder is not in compliance with the conditions

imposed above. Moreover, this authority cannot be sold or otherwise transferred without explicit Department 

approval under Title 49 of the U.S. Code.

12/2007
Code-Share Conditions (DOT-OST-2012-0188)

The code-share operations authorized here are subject to the following conditions:

(a) The statement of authorization will remain in effect only as long as (i) Aerolitoral and Aeromexico

continue to hold the necessary underlying authority to operate the code-share services at issue, and (ii) the 

code-share agreement providing for the code-share operations remains in effect. 

(b) Aerolitoral and/or Aeromexico must promptly notify the Department if the code-share agreement 

providing for the code-share operations is no longer effective or the carriers decide to cease operating 

any or all of the approved code-share services. 

 We expect this notification to be received within 10 

days of such non-effectiveness or of such decision. Such notices should be filed in docket DOT-OST2012-0188.

(c) The code-sharing operations conducted under this authority must comply with 14 C.F.R. Part 257 and 

with any amendments to the Department’s regulations concerning code-share arrangements that may be 

adopted. Notwithstanding any provisions in the contract between the carriers, our approval here is expressly 

conditioned upon the requirements that the subject foreign air transportation be sold in the name of the carrier 

holding out such service in computer reservation systems and elsewhere; that the carrier selling such 

transportation (i.e., the carrier shown on the ticket) accept responsibility for the entirety of the code-share 

journey for all obligations established in its contract of carriage with the passenger; and that the passenger 

liability of the operating carrier be unaffected.

(d) The authority granted here is specifically conditioned so that neither Aerolitoral nor Aeromexico

shall give any force or effect to any contractual provisions between themselves that are contrary to 

these conditions.

We may amend, modify, or revoke this authority at any time without hearing, at our discretion.