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[Federal Register Volume 76, Number 172 (Tuesday, September 6, 2011)]
[Rules and Regulations]
[Pages 54932-54953]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: C1-2011-19922]

-----------------------------------------------------------------------

ENVIRONMENTAL PROTECTION AGENCY

40 CFR Parts 704, 710, and 711

[EPA-HQ-OPPT-2009-0187; FRL-8872-9]
RIN 2070-AJ43

TSCA Inventory Update Reporting Modifications; Chemical Data 
Reporting

Correction

    In rule document 2011-19922, appearing on pages 50816-50879 in the 
issue of Tuesday, August 16, 2011, a technical error resulted in 
incorrect section numbers appearing throughout the regulatory text. The 
regulatory text is being republished below in its entirety.

PARTS 704, 710 and 711--[CORRECTED]

    Beginning on page 50558, in the third column, in the ninth line 
from the bottom, the regulatory text should read as set forth below:
    Therefore, 40 CFR chapter I is amended as follows:

PART 704--[AMENDED]

0
1. The authority citation for part 704 continues to read as follows:

    Authority: 15 U.S.C. 2607(a).

Sec.  704.3  [Amended]

0
2. In Sec.  14;704.3, remove the phrase ``(as defined in 19 CFR 1.11)'' 
in paragraph (1)(ii) of the definition importer.

[[Page 54933]]

PART 710--COMPILATION OF THE TSCA CHEMICAL SUBSTANCE INVENTORY

0
3. The authority citation for part 710 continues to read as follows:

    Authority: 15 U.S.C. 2607(a).

0
4. Revise the heading for part 710 to read as set forth above.

0
5. Remove the heading ``Subpart A--General Provisions.''

0
6. Revise paragraph (b) of Sec.  14;710.1 to read as follows:

Sec.  710.1  Scope and compliance.

* * * * *
    (b) This part applies to the activities associated with the 
compilation of the TSCA Chemical Substance Inventory (TSCA Inventory) 
and the update of information on a subset of the chemical substances 
included on the TSCA Inventory.
* * * * *

0
7. Section 710.3 is amended as follows:
0
i. Revise the introductory text.
0
ii. Remove the phrase ``(as defined in 19 CFR 1.11)'' in paragraph (2) 
of the definition importer.
0
iii. Remove the definition non-isolated intermediate.
    The revision reads as follows:

Sec.  710.3  Definitions.

    For purposes of this part:
* * * * *

Subpart B (Sec. Sec.  [emsp14]710.23-710.39) [Removed]

0
8. Remove subpart B, consisting of Sec. Sec.  [emsp14]710.23-710.39.

Subpart C (Sec. Sec.  [emsp14]710.43-710.59) [Removed]

0
9. Remove subpart C, consisting of Sec. Sec.  710.43-710.59.

0
10. Add new part 711 to subchapter R to read as follows:

PART 711--TSCA CHEMICAL DATA REPORTING REQUIREMENTS

Sec.
711.1 Scope and compliance.
711.3 Definitions.
711.5 Chemical substances for which information must be reported.
711.6 Chemical substances for which information is not required.
711.8 Persons who must report.
711.9 Persons not subject to this part.
711.10 Activities for which reporting is not required.
711.15 Reporting information to EPA.
711.20 When to report.
711.22 Duplicative reporting.
711.25 Recordkeeping requirements.
711.30 Confidentiality claims.
711.35 Electronic filing.

    Authority: 15 U.S.C. 2607(a).

Sec.  711.1  Scope and compliance.

    (a) This part specifies reporting and recordkeeping procedures 
under section 8(a) of the Toxic Substances Control Act (TSCA) (15 
U.S.C. 2607(a)) for certain manufacturers (including importers) of 
chemical substances. Section 8(a) of TSCA authorizes the EPA 
Administrator to require reporting of information necessary for 
administration of TSCA, including issuing regulations for the purpose 
of compiling and keeping current the TSCA Chemical Substance Inventory 
(TSCA Inventory) as required by TSCA section 8(b). In accordance with 
TSCA section 8(b), EPA amends the TSCA Inventory to include new 
chemical substances manufactured (including imported) in the United 
States and reported under TSCA section 5(a)(1). EPA also revises the 
categories of chemical substances and makes other amendments as 
appropriate.
    (b) This part applies to the activities associated with the 
periodic update of information on a subset of the chemical substances 
included on the TSCA Inventory.
    (c) Section 15(3) of TSCA makes it unlawful for any person to fail 
or refuse to submit information required under this part. In addition, 
TSCA section 15(3) makes it unlawful for any person to fail to keep, 
and permit access to, records required by this part. Section 16 of TSCA 
provides that any person who violates a provision of TSCA section 15 is 
liable to the United States for a civil penalty and may be criminally 
prosecuted. Pursuant to TSCA section 17, the Federal Government may 
seek judicial relief to compel submission of TSCA section 8(a) 
information and to otherwise restrain any violation of TSCA section 15. 
(EPA does not intend to concentrate its enforcement efforts on 
insignificant clerical errors in reporting.)
    (d) Each person who reports under this part must maintain records 
that document information reported under this part and, in accordance 
with TSCA, permit access to, and the copying of, such records by EPA 
officials.

Sec.  711.3  Definitions.

    The definitions in this section and the definitions in TSCA section 
3 apply to this part. In addition, the definitions in 40 CFR 704.3 also 
apply to this part, except the definitions manufacture and manufacturer 
in 40 CFR 704.3.
    CDX or Central Data Exchange means EPA's centralized electronic 
document receiving system, or its successors.
    Commercial use means the use of a chemical substance or a mixture 
containing a chemical substance (including as part of an article) in a 
commercial enterprise providing saleable goods or services.
    Consumer use means the use of a chemical substance or a mixture 
containing a chemical substance (including as part of an article) when 
sold to or made available to consumers for their use.
    e-CDRweb means the electronic, web-based tool provided by EPA for 
the completion and submission of the CDR data.
    Industrial function means the intended physical or chemical 
characteristic for which a chemical substance or mixture is consumed as 
a reactant; incorporated into a formulation, mixture, reaction product, 
or article; repackaged; or used.
    Industrial use means use at a site at which one or more chemical 
substances or mixtures are manufactured (including imported) or 
processed.
    Intended for use by children means the chemical substance or 
mixture is used in or on a product that is specifically intended for 
use by children age 14 or younger. A chemical substance or mixture is 
intended for use by children when the submitter answers ``yes'' to at 
least one of the following questions for the product into which the 
submitter's chemical substance or mixture is incorporated:
    (1) Is the product commonly recognized (i.e., by a reasonable 
person) as being intended for children age 14 or younger?
    (2) Does the manufacturer of the product state through product 
labeling or other written materials that the product is intended for or 
will be used by children age 14 or younger?
    (3) Is the advertising, promotion, or marketing of the product 
aimed at children age 14 or younger?
    Manufacture means to manufacture, produce, or import, for 
commercial purposes. Manufacture includes the extraction, for 
commercial purposes, of a component chemical substance from a 
previously existing chemical substance or complex combination of 
chemical substances. When a chemical substance, manufactured other than 
by import, is:
    (1) Produced exclusively for another person who contracts for such 
production, and
    (2) That other person specifies the identity of the chemical 
substance and controls the total amount produced and the basic 
technology for the plant process, then that chemical substance is co-
manufactured by the producing

[[Page 54934]]

manufacturer and the person contracting for such production.
    Manufacturer means a person who manufactures a chemical substance.
    Master Inventory File means EPA's comprehensive list of chemical 
substances which constitutes the TSCA Inventory compiled under TSCA 
section 8(b). It includes chemical substances reported under 40 CFR 
part 710 and substances reported under 40 CFR part 720 for which a 
Notice of Commencement of Manufacture or Import has been received under 
40 CFR 720.120.
    Principal reporting year means the latest complete calendar year 
preceding the submission period.
    Reasonably likely to be exposed means an exposure to a chemical 
substance which, under foreseeable conditions of manufacture (including 
import), processing, distribution in commerce, or use of the chemical 
substance, is more likely to occur than not to occur. Such exposures 
would normally include, but would not be limited to, activities such as 
charging reactor vessels, drumming, bulk loading, cleaning equipment, 
maintenance operations, materials handling and transfers, and 
analytical operations. Covered exposures include exposures through any 
route of entry (inhalation, ingestion, skin contact, absorption, etc.), 
but excludes accidental or theoretical exposures.
    Repackaging means the physical transfer of a chemical substance or 
mixture, as is, from one container to another container or containers 
in preparation for distribution of the chemical substance or mixture in 
commerce.
    Reportable chemical substance means a chemical substance described 
in Sec.  711.5.
    Site means a contiguous property unit. Property divided only by a 
public right-of-way shall be considered one site. More than one 
manufacturing plant may be located on a single site.
    (1) For chemical substances manufactured under contract, i.e., by a 
toll manufacturer, the site is the location where the chemical 
substance is physically manufactured.
    (2) The site for an importer who imports a chemical substance 
described in Sec.  711.5 is the U.S. site of the operating unit within 
the person's organization that is directly responsible for importing 
the chemical substance. The import site, in some cases, may be the 
organization's headquarters in the United States. If there is no such 
operating unit or headquarters in the United States, the site address 
for the importer is the U.S. address of an agent acting on behalf of 
the importer who is authorized to accept service of process for the 
importer.
    (3) For portable manufacturing units sent to different locations 
from a single distribution center, the distribution center shall be 
considered the site.
    Site-limited means a chemical substance is manufactured and 
processed only within a site and is not distributed for commercial 
purposes as a chemical substance or as part of a mixture or article 
outside the site. Imported chemical substances are never site-limited. 
Although a site-limited chemical substance is not distributed for 
commercial purposes outside the site at which it is manufactured and 
processed, the chemical substance is considered to have been 
manufactured and processed for commercial purposes.
    Submission period means the period in which the manufacturing, 
processing, and use data are submitted to EPA.
    U.S. parent company means the highest level company, located in the 
United States, that directly owns at least 50% of the voting stock of 
the manufacturer.
    Use means any utilization of a chemical substance or mixture that 
is not otherwise covered by the terms manufacture or process. 
Relabeling or redistributing a container holding a chemical substance 
or mixture where no repackaging of the chemical substance or mixture 
occurs does not constitute use or processing of the chemical substance 
or mixture.

Sec.  711.5  Chemical substances for which information must be 
reported.

    Any chemical substance that is in the Master Inventory File at the 
beginning of a submission period described in Sec.  711.20, unless the 
chemical substance is specifically excluded by Sec.  711.6.

Sec.  711.6  Chemical substances for which information is not required.

    The following groups or categories of chemical substances are 
exempted from some or all of the reporting requirements of this part, 
with the following exception: A chemical substance described in 
paragraph (a)(1), (a)(2), or (a)(4), or (b) of this section is not 
exempted from any of the reporting requirements of this part if that 
chemical substance is the subject of a rule proposed or promulgated 
under TSCA section 4, 5(a)(2), 5(b)(4), or 6, or is the subject of an 
enforceable consent agreement (ECA) developed under the procedures of 
40 CFR part 790, or is the subject of an order issued under TSCA 
section 5(e) or 5(f), or is the subject of relief that has been granted 
under a civil action under TSCA section 5 or 7.
    (a) Full exemptions. The following categories of chemical 
substances are exempted from the reporting requirements of this part.
    (1) Polymers--(i) Any chemical substance described with the word 
fragments ``*polym,'' ``*alkyd,'' or ``*oxylated'' in the Chemical 
Abstracts (CA) Index Name in the Master Inventory File, where the 
asterisk (*) in the listed word fragments indicates that any sets of 
characters may precede, or follow, the character string defined.
    (ii) Any chemical substance that is identified in the Master 
Inventory File as an enzyme, lignin, a polysaccharide (cellulose, gum, 
starch), a protein (albumin, casein, gelatin, gluten, hemoglobin), 
rubber, siloxane and silicone, or silsesquioxane.
    (iii) This exclusion does not apply to a polymeric substance that 
has been depolymerized, hydrolyzed, or otherwise chemically modified, 
except in cases where the intended product of this reaction is totally 
polymeric in structure.
    (2) Microorganisms. Any combination of chemical substances that is 
a living organism, and that meets the definition of microorganism at 40 
CFR 725.3. Any chemical substance produced from a living microorganism 
is reportable under this part unless otherwise excluded.
    (3) Naturally occurring chemical substances. Any naturally 
occurring chemical substance, as described in 40 CFR 710.4(b). The 
applicability of this exclusion is determined in each case by the 
specific activities of the person who manufactures the chemical 
substance in question. Some chemical substances can be manufactured 
both as described in 40 CFR 710.4(b) and by means other than those 
described in 40 CFR 710.4(b). If a person described in Sec.  711.8 
manufactures a chemical substance by means other than those described 
in 40 CFR 710.4(b), the person must report regardless of whether the 
chemical substance also could have been produced as described in 40 CFR 
710.4(b). Any chemical substance that is produced from such a naturally 
occurring chemical substance described in 40 CFR 710.4(b) is reportable 
unless otherwise excluded.
    (4) Certain forms of natural gas and water. Chemical substances 
with the following Chemical Abstracts Service Registry Number (CASRN): 
CASRN 7732-18-5, water; CASRN 8006-14-2, natural gas; CASRN 8006-61-9, 
gasoline, natural; CASRN 64741-48-6, natural gas (petroleum), raw liq. 
mix; CASRN 68410-63-9, natural gas, dried; CASRN 68425-31-0, gasoline 
(natural

[[Page 54935]]

gas), natural; and CASRN 68919-39-1, natural gas condensates.
    (b) Partial exemptions. The following groups of chemical substances 
are partially exempted from the reporting requirements of this part 
(i.e., the information described in Sec.  711.15(b)(4) need not be 
reported for these chemical substances). Such chemical substances are 
not excluded from the other reporting requirements under this part.
    (1) Petroleum process streams. EPA has designated the chemical 
substances listed in Table 1 of this paragraph by CASRN, as partially 
exempt from reporting under the IUR.

     Table 1--CASRNs of Partially Exempt Chemical Substances Termed
``Petroleum Process Streams'' for Purposes of Inventory Update Reporting
------------------------------------------------------------------------
               CASRN                               Product
------------------------------------------------------------------------
8002-05-9.........................  Petroleum.
8002-74-2.........................  Paraffin waxes and hydrocarbon
                                     waxes.
8006-20-0.........................  Fuel gases, low and medium B.T.U.
8008-20-6.........................  Kerosine (petroleum).
8009-03-8.........................  Petrolatum.
8012-95-1.........................  Paraffin oils.
8030-30-6.........................  Naphtha.
8032-32-4.........................  Ligroine.
8042-47-5.........................  White mineral oil (petroleum).
8052-41-3.........................  Stoddard solvent.
8052-42-4.........................  Asphalt.
61789-60-4........................  Pitch.
63231-60-7........................  Paraffin waxes and hydrocarbon
                                     waxes, microcryst.
64741-41-9........................  Naphtha (petroleum), heavy straight-
                                     run.
64741-42-0........................  Naphtha (petroleum), full-range
                                     straight-run.
64741-43-1........................  Gas oils (petroleum), straight-run.
64741-44-2........................  Distillates (petroleum), straight-
                                     run middle.
64741-45-3........................  Residues (petroleum), atm. tower.
64741-46-4........................  Naphtha (petroleum), light straight-
                                     run.
64741-47-5........................  Natural gas condensates (petroleum).
64741-49-7........................  Condensates (petroleum), vacuum
                                     tower.
64741-50-0........................  Distillates (petroleum), light
                                     paraffinic.
64741-51-1........................  Distillates (petroleum), heavy
                                     paraffinic.
64741-52-2........................  Distillates (petroleum), light
                                     naphthenic.
64741-53-3........................  Distillates (petroleum), heavy
                                     naphthenic.
64741-54-4........................  Naphtha (petroleum), heavy catalytic
                                     cracked.
64741-55-5........................  Naphtha (petroleum), light catalytic
                                     cracked.
64741-56-6........................  Residues (petroleum), vacuum.
64741-57-7........................  Gas oils (petroleum), heavy vacuum.
64741-58-8........................  Gas oils (petroleum), light vacuum.
64741-59-9........................  Distillates (petroleum), light
                                     catalytic cracked.
64741-60-2........................  Distillates (petroleum),
                                     intermediate catalytic cracked.
64741-61-3........................  Distillates (petroleum), heavy
                                     catalytic cracked.
64741-62-4........................  Clarified oils (petroleum),
                                     catalytic cracked.
64741-63-5........................  Naphtha (petroleum), light catalytic
                                     reformed.
64741-64-6........................  Naphtha (petroleum), full-range
                                     alkylate.
64741-65-7........................  Naphtha (petroleum), heavy alkylate.
64741-66-8........................  Naphtha (petroleum), light alkylate.
64741-67-9........................  Residues (petroleum), catalytic
                                     reformer fractionator.
64741-68-0........................  Naphtha (petroleum), heavy catalytic
                                     reformed.
64741-69-1........................  Naphtha (petroleum), light
                                     hydrocracked.
64741-70-4........................  Naphtha (petroleum), isomerization.
64741-73-7........................  Distillates (petroleum), alkylate.
64741-74-8........................  Naphtha (petroleum), light thermal
                                     cracked.
64741-75-9........................  Residues (petroleum), hydrocracked.
64741-76-0........................  Distillates (petroleum), heavy
                                     hydrocracked.
64741-77-1........................  Distillates (petroleum), light
                                     hydrocracked.
64741-78-2........................  Naphtha (petroleum), heavy
                                     hydrocracked.
64741-79-3........................  Coke (petroleum).
64741-80-6........................  Residues (petroleum), thermal
                                     cracked.
64741-81-7........................  Distillates (petroleum), heavy
                                     thermal cracked.
64741-82-8........................  Distillates (petroleum), light
                                     thermal cracked.
64741-83-9........................  Naphtha (petroleum), heavy thermal
                                     cracked.
64741-84-0........................  Naphtha (petroleum), solvent-refined
                                     light.
64741-85-1........................  Raffinates (petroleum), sorption
                                     process.
64741-86-2........................  Distillates (petroleum), sweetened
                                     middle.
64741-87-3........................  Naphtha (petroleum), sweetened.
64741-88-4........................  Distillates (petroleum), solvent-
                                     refined heavy paraffinic.
64741-89-5........................  Distillates (petroleum), solvent-
                                     refined light paraffinic.
64741-90-8........................  Gas oils (petroleum), solvent-
                                     refined.
64741-91-9........................  Distillates (petroleum), solvent-
                                     refined middle.
64741-92-0........................  Naphtha (petroleum), solvent-refined
                                     heavy.
64741-95-3........................  Residual oils (petroleum), solvent
                                     deasphalted.

[[Page 54936]]

 
64741-96-4........................  Distillates (petroleum), solvent-
                                     refined heavy naphthenic.
64741-97-5........................  Distillates (petroleum), solvent-
                                     refined light naphthenic.
64741-98-6........................  Extracts (petroleum), heavy naphtha
                                     solvent.
64741-99-7........................  Extracts (petroleum), light naphtha
                                     solvent.
64742-01-4........................  Residual oils (petroleum), solvent-
                                     refined.
64742-03-6........................  Extracts (petroleum), light
                                     naphthenic distillate solvent.
64742-04-7........................  Extracts (petroleum), heavy
                                     paraffinic distillate solvent.
64742-05-8........................  Extracts (petroleum), light
                                     paraffinic distillate solvent.
64742-06-9........................  Extracts (petroleum), middle
                                     distillate solvent.
64742-07-0........................  Raffinates (petroleum), residual oil
                                     decarbonization.
64742-08-1........................  Raffinates (petroleum), heavy
                                     naphthenic distillate
                                     decarbonization.
64742-09-2........................  Raffinates (petroleum), heavy
                                     paraffinic distillate
                                     decarbonization.
64742-10-5........................  Extracts (petroleum), residual oil
                                     solvent.
64742-11-6........................  Extracts (petroleum), heavy
                                     naphthenic distillate solvent.
64742-12-7........................  Gas oils (petroleum), acid-treated.
64742-13-8........................  Distillates (petroleum), acid-
                                     treated middle.
64742-14-9........................  Distillates (petroleum), acid-
                                     treated light.
64742-15-0........................  Naphtha (petroleum), acid-treated.
64742-16-1........................  Petroleum resins.
64742-18-3........................  Distillates (petroleum), acid-
                                     treated heavy naphthenic.
64742-19-4........................  Distillates (petroleum), acid-
                                     treated light naphthenic.
64742-20-7........................  Distillates (petroleum), acid-
                                     treated heavy paraffinic.
64742-21-8........................  Distillates (petroleum), acid-
                                     treated light paraffinic.
64742-22-9........................  Naphtha (petroleum), chemically
                                     neutralized heavy.
64742-23-0........................  Naphtha (petroleum), chemically
                                     neutralized light.
64742-24-1........................  Sludges (petroleum), acid.
64742-25-2........................  Lubricating oils (petroleum), acid-
                                     treated spent.
64742-26-3........................  Hydrocarbon waxes (petroleum), acid-
                                     treated.
64742-27-4........................  Distillates (petroleum), chemically
                                     neutralized heavy paraffinic.
64742-28-5........................  Distillates (petroleum), chemically
                                     neutralized light paraffinic.
64742-29-6........................  Gas oils (petroleum), chemically
                                     neutralized.
64742-30-9........................  Distillates (petroleum), chemically
                                     neutralized middle.
64742-31-0........................  Distillates (petroleum), chemically
                                     neutralized light.
64742-32-1........................  Lubricating oils (petroleum),
                                     chemically neutralized spent.
64742-33-2........................  Hydrocarbon waxes (petroleum),
                                     chemically neutralized.
64742-34-3........................  Distillates (petroleum), chemically
                                     neutralized heavy naphthenic.
64742-35-4........................  Distillates (petroleum), chemically
                                     neutralized light naphthenic.
64742-36-5........................  Distillates (petroleum), clay-
                                     treated heavy paraffinic.
64742-37-6........................  Distillates (petroleum), clay-
                                     treated light paraffinic.
64742-38-7........................  Distillates (petroleum), clay-
                                     treated middle.
64742-39-8........................  Neutralizing agents (petroleum),
                                     spent sodium carbonate.
64742-40-1........................  Neutralizing agents (petroleum),
                                     spent sodium hydroxide.
64742-41-2........................  Residual oils (petroleum), clay-
                                     treated.
64742-42-3........................  Hydrocarbon waxes (petroleum), clay-
                                     treated microcryst.
64742-43-4........................  Paraffin waxes (petroleum), clay-
                                     treated.
64742-44-5........................  Distillates (petroleum), clay-
                                     treated heavy naphthenic.
64742-45-6........................  Distillates (petroleum), clay-
                                     treated light naphthenic.
64742-46-7........................  Distillates (petroleum),
                                     hydrotreated middle.
64742-47-8........................  Distillates (petroleum),
                                     hydrotreated light.
64742-48-9........................  Naphtha (petroleum), hydrotreated
                                     heavy.
64742-49-0........................  Naphtha (petroleum), hydrotreated
                                     light.
64742-50-3........................  Lubricating oils (petroleum), clay-
                                     treated spent.
64742-51-4........................  Paraffin waxes (petroleum),
                                     hydrotreated.
64742-52-5........................  Distillates (petroleum),
                                     hydrotreated heavy naphthenic.
64742-53-6........................  Distillates (petroleum),
                                     hydrotreated light naphthenic.
64742-54-7........................  Distillates (petroleum),
                                     hydrotreated heavy paraffinic.
64742-55-8........................  Distillates (petroleum),
                                     hydrotreated light paraffinic.
64742-56-9........................  Distillates (petroleum), solvent-
                                     dewaxed light paraffinic.
64742-57-0........................  Residual oils (petroleum),
                                     hydrotreated.
64742-58-1........................  Lubricating oils (petroleum),
                                     hydrotreated spent.
64742-59-2........................  Gas oils (petroleum), hydrotreated
                                     vacuum.
64742-60-5........................  Hydrocarbon waxes (petroleum),
                                     hydrotreated microcryst.
64742-61-6........................  Slack wax (petroleum).
64742-62-7........................  Residual oils (petroleum), solvent-
                                     dewaxed.
64742-63-8........................  Distillates (petroleum), solvent-
                                     dewaxed heavy naphthenic.
64742-64-9........................  Distillates (petroleum), solvent-
                                     dewaxed light naphthenic.
64742-65-0........................  Distillates (petroleum), solvent-
                                     dewaxed heavy paraffinic.
64742-67-2........................  Foots oil (petroleum).
64742-68-3........................  Naphthenic oils (petroleum),
                                     catalytic dewaxed heavy.
64742-69-4........................  Naphthenic oils (petroleum),
                                     catalytic dewaxed light.
64742-70-7........................  Paraffin oils (petroleum), catalytic
                                     dewaxed heavy.

[[Page 54937]]

 
64742-71-8........................  Paraffin oils (petroleum), catalytic
                                     dewaxed light.
64742-72-9........................  Distillates (petroleum), catalytic
                                     dewaxed middle.
64742-73-0........................  Naphtha (petroleum),
                                     hydrodesulfurized light.
64742-75-2........................  Naphthenic oils (petroleum), complex
                                     dewaxed heavy.
64742-76-3........................  Naphthenic oils (petroleum), complex
                                     dewaxed light.
64742-78-5........................  Residues (petroleum),
                                     hydrodesulfurized atmospheric
                                     tower.
64742-79-6........................  Gas oils (petroleum),
                                     hydrodesulfurized.
64742-80-9........................  Distillates (petroleum),
                                     hydrodesulfurized middle.
64742-81-0........................  Kerosine (petroleum),
                                     hydrodesulfurized.
64742-82-1........................  Naphtha (petroleum),
                                     hydrodesulfurized heavy.
64742-83-2........................  Naphtha (petroleum), light steam-
                                     cracked.
64742-85-4........................  Residues (petroleum),
                                     hydrodesulfurized vacuum.
64742-86-5........................  Gas oils (petroleum),
                                     hydrodesulfurized heavy vacuum.
64742-87-6........................  Gas oils (petroleum),
                                     hydrodesulfurized light vacuum.
64742-88-7........................  Solvent naphtha (petroleum), medium
                                     aliph.
64742-89-8........................  Solvent naphtha (petroleum), light
                                     aliph.
64742-90-1........................  Residues (petroleum), steam-cracked.
64742-91-2........................  Distillates (petroleum), steam-
                                     cracked.
64742-92-3........................  Petroleum resins, oxidized.
64742-93-4........................  Asphalt, oxidized.
64742-94-5........................  Solvent naphtha (petroleum), heavy
                                     arom.
64742-95-6........................  Solvent naphtha (petroleum), light
                                     arom.
64742-96-7........................  Solvent naphtha (petroleum), heavy
                                     aliph.
64742-97-8........................  Distillates (petroleum), oxidized
                                     heavy.
64742-98-9........................  Distillates (petroleum), oxidized
                                     light.
64742-99-0........................  Residual oils (petroleum), oxidized.
64743-00-6........................  Hydrocarbon waxes (petroleum),
                                     oxidized.
64743-01-7........................  Petrolatum (petroleum), oxidized.
64743-02-8........................  Alkenes, C>10 .alpha.-.
64743-03-9........................  Phenols (petroleum).
64743-04-0........................  Coke (petroleum), recovery.
64743-05-1........................  Coke (petroleum), calcined.
64743-06-2........................  Extracts (petroleum), gas oil
                                     solvent.
64743-07-3........................  Sludges (petroleum), chemically
                                     neutralized.
64754-89-8........................  Naphthenic acids (petroleum), crude.
64771-71-7........................  Paraffins (petroleum), normal C>10.
64771-72-8........................  Paraffins (petroleum), normal C5-20.
67254-74-4........................  Naphthenic oils.
67674-12-8........................  Residual oils (petroleum), oxidized,
                                     compounds with triethanolamine.
67674-13-9........................  Petrolatum (petroleum), oxidized,
                                     partially deacidified.
67674-15-1........................  Petrolatum (petroleum), oxidized, Me
                                     ester.
67674-16-2........................  Hydrocarbon waxes (petroleum),
                                     oxidized, partially deacidified.
67674-17-3........................  Distillates (petroleum), oxidized
                                     light, compounds with
                                     triethanolamine.
67674-18-4........................  Distillates (petroleum), oxidized
                                     light, Bu esters.
67891-79-6........................  Distillates (petroleum), heavy arom.
67891-80-9........................  Distillates (petroleum), light arom.
67891-81-0........................  Distillates (petroleum), oxidized
                                     light, potassium salts.
67891-82-1........................  Hydrocarbon waxes (petroleum),
                                     oxidized, compounds with
                                     ethanolamine.
67891-83-2........................  Hydrocarbon waxes (petroleum),
                                     oxidized, compounds with
                                     isopropanolamine.
67891-85-4........................  Hydrocarbon waxes (petroleum),
                                     oxidized, compounds with
                                     triisopropanolamine.
67891-86-5........................  Hydrocarbon waxes (petroleum),
                                     oxidized, compds. with
                                     diisopropanolamine.
68131-05-5........................  Hydrocarbon oils, process blends.
68131-49-7........................  Aromatic hydrocarbons, C6-10, acid-
                                     treated, neutralized.
68131-75-9........................  Gases (petroleum), C3-4.
68153-22-0........................  Paraffin waxes and Hydrocarbon
                                     waxes, oxidized.
68187-57-5........................  Pitch, coal tar-petroleum.
68187-58-6........................  Pitch, petroleum, arom.
68187-60-0........................  Hydrocarbons, C4, ethane-propane-
                                     cracked.
68307-98-2........................  Tail gas (petroleum), catalytic
                                     cracked distillate and catalytic
                                     cracked naphtha fractionation
                                     absorber.
68307-99-3........................  Tail gas (petroleum), catalytic
                                     polymn. naphtha fractionation
                                     stabilizer.
68308-00-9........................  Tail gas (petroleum), catalytic
                                     reformed naphtha fractionation
                                     stabilizer, hydrogen sulfide-free.
68308-01-0........................  Tail gas (petroleum), cracked
                                     distillate hydrotreater stripper.
68308-02-1........................  Tail gas (petroleum), distn.,
                                     hydrogen sulfide-free.
68308-03-2........................  Tail gas (petroleum), gas oil
                                     catalytic cracking absorber.
68308-04-3........................  Tail gas (petroleum), gas recovery
                                     plant.
68308-05-4........................  Tail gas (petroleum), gas recovery
                                     plant deethanizer.
68308-06-5........................  Tail gas (petroleum),
                                     hydrodesulfurized distillate and
                                     hydrodesulfurized naphtha
                                     fractionator, acid-free.
68308-07-6........................  Tail gas (petroleum),
                                     hydrodesulfurized vacuum gas oil
                                     stripper, hydrogen sulfide-free.
68308-08-7........................  Tail gas (petroleum), isomerized
                                     naphtha fractionation stabilizer.
68308-09-8........................  Tail gas (petroleum), light straight-
                                     run naphtha stabilizer, hydrogen
                                     sulfide-free.
68308-10-1........................  Tail gas (petroleum), straight-run
                                     distillate hydrodesulfurizer,
                                     hydrogen sulfide-free.

[[Page 54938]]

 
68308-11-2........................  Tail gas (petroleum), propane-
                                     propylene alkylation feed prep
                                     deethanizer.
68308-12-3........................  Tail gas (petroleum), vacuum gas oil
                                     hydrodesulfurizer, hydrogen sulfide-
                                     free.
68308-27-0........................  Fuel gases, refinery.
68333-22-2........................  Residues (petroleum), atmospheric.
68333-23-3........................  Naphtha (petroleum), heavy coker.
68333-24-4........................  Hydrocarbon waxes (petroleum),
                                     oxidized, compds. with
                                     triethanolamine.
68333-25-5........................  Distillates (petroleum),
                                     hydrodesulfurized light catalytic
                                     cracked.
68333-26-6........................  Clarified oils (petroleum),
                                     hydrodesulfurized catalytic
                                     cracked.
68333-27-7........................  Distillates (petroleum),
                                     hydrodesulfurized intermediate
                                     catalytic cracked.
68333-28-8........................  Distillates (petroleum),
                                     hydrodesulfurized heavy catalytic
                                     cracked.
68333-29-9........................  Residues (petroleum), light naphtha
                                     solvent extracts.
68333-30-2........................  Distillates (petroleum), oxidized
                                     heavy thermal cracked.
68333-81-3........................  Alkanes, C4-12.
68333-88-0........................  Aromatic hydrocarbons, C9-17.
68334-30-5........................  Fuels, diesel.
68409-99-4........................  Gases (petroleum), catalytic cracked
                                     overheads.
68410-00-4........................  Distillates (petroleum), crude oil.
68410-05-9........................  Distillates (petroleum), straight-
                                     run light.
68410-12-8........................  Distillates (petroleum), steam-
                                     cracked, C5-10 fraction, high-
                                     temperature stripping products with
                                     light steam-cracked petroleum
                                     naphtha C5 fraction polymers.
68410-71-9........................  Raffinates (petroleum), catalytic
                                     reformer ethylene glycol-water
                                     countercurrent exts.
68410-96-8........................  Distillates (petroleum),
                                     hydrotreated middle, intermediate
                                     boiling.
68410-97-9........................  Distillates (petroleum), light
                                     distillate hydrotreating process,
                                     low-boiling.
68410-98-0........................  Distillates (petroleum),
                                     hydrotreated heavy naphtha,
                                     deisohexanizer overheads.
68411-00-7........................  Alkenes, C>8.
68425-29-6........................  Distillates (petroleum), naphtha-
                                     raffinate pyrolyzate-derived,
                                     gasoline-blending.
68425-33-2........................  Petrolatum (petroleum), oxidized,
                                     barium salt.
68425-34-3........................  Petrolatum (petroleum), oxidized,
                                     calcium salt.
68425-35-4........................  Raffinates (petroleum), reformer,
                                     Lurgi unit-sepd.
68425-39-8........................  Alkenes, C>10 .alpha.-, oxidized.
68441-09-8........................  Hydrocarbon waxes (petroleum), clay-
                                     treated microcryst., contg.
                                     polyethylene, oxidized.
68459-78-9........................  Alkenes, C18-24 .alpha.-, dimers.
68475-57-0........................  Alkanes, C1-2.
68475-58-1........................  Alkanes, C2-3.
68475-59-2........................  Alkanes, C3-4.
68475-60-5........................  Alkanes, C4-5.
68475-61-6........................  Alkenes, C5, naphtha-raffinate
                                     pyrolyzate-derived.
68475-70-7........................  Aromatic hydrocarbons, C6-8, naphtha-
                                     raffinate pyrolyzate-derived.
68475-79-6........................  Distillates (petroleum), catalytic
                                     reformed depentanizer.
68475-80-9........................  Distillates (petroleum), light steam-
                                     cracked naphtha.
68476-26-6........................  Fuel gases.
68476-27-7........................  Fuel gases, amine system residues.
68476-28-8........................  Fuel gases, C6-8 catalytic reformer.
68476-29-9........................  Fuel gases, crude oil distillates.
68476-30-2........................  Fuel oil, no. 2.
68476-31-3........................  Fuel oil, no. 4.
68476-32-4........................  Fuel oil, residues-straight-run gas
                                     oils, high-sulfur.
68476-33-5........................  Fuel oil, residual.
68476-34-6........................  Fuels, diesel, no. 2.
68476-39-1........................  Hydrocarbons, aliph.-arom.-C4-5-
                                     olefinic.
68476-40-4........................  Hydrocarbons, C3-4.
68476-42-6........................  Hydrocarbons, C4-5.
68476-43-7........................  Hydrocarbons, C4-6, C5-rich.
68476-44-8........................  Hydrocarbons, C>3.
68476-45-9........................  Hydrocarbons, C5-10 arom. conc.,
                                     ethylene-manuf.-by-product.
68476-46-0........................  Hydrocarbons, C3-11, catalytic
                                     cracker distillates.
68476-47-1........................  Hydrocarbons, C2-6, C6-8 catalytic
                                     reformer.
68476-49-3........................  Hydrocarbons, C2-4, C3-rich.
68476-50-6........................  Hydrocarbons, C>=5, C5-6-rich.
68476-52-8........................  Hydrocarbons, C4, ethylene-manuf.-by-
                                     product.
68476-53-9........................  Hydrocarbons, C>=20, petroleum
                                     wastes.
68476-54-0........................  Hydrocarbons, C3-5, polymn. unit
                                     feed.
68476-55-1........................  Hydrocarbons, C5-rich.
68476-56-2........................  Hydrocarbons, cyclic C5 and C6.
68476-77-7........................  Lubricating oils, refined used.
68476-81-3........................  Paraffin waxes and Hydrocarbon
                                     waxes, oxidized, calcium salts.
68476-84-6........................  Petroleum products, gases, inorg.
68476-85-7........................  Petroleum gases, liquefied.
68476-86-8........................  Petroleum gases, liquefied,
                                     sweetened.
68477-25-8........................  Waste gases, vent gas, C1-6.
68477-26-9........................  Wastes, petroleum.

[[Page 54939]]

 
68477-29-2........................  Distillates (petroleum), catalytic
                                     reformer fractionator residue, high-
                                     boiling.
68477-30-5........................  Distillates (petroleum), catalytic
                                     reformer fractionator residue,
                                     intermediate-boiling.
68477-31-6........................  Distillates (petroleum), catalytic
                                     reformer fractionator residue, low-
                                     boiling.
68477-33-8........................  Gases (petroleum), C3-4, isobutane-
                                     rich.
68477-34-9........................  Distillates (petroleum), C3-5, 2-
                                     methyl-2-butene-rich.
68477-35-0........................  Distillates (petroleum), C3-6,
                                     piperylene-rich.
68477-36-1........................  Distillates (petroleum), cracked
                                     steam-cracked, C5-18 fraction.
68477-38-3........................  Distillates (petroleum), cracked
                                     steam-cracked petroleum
                                     distillates.
68477-39-4........................  Distillates (petroleum), cracked
                                     stripped steam-cracked petroleum
                                     distillates, C8-10 fraction.
68477-40-7........................  Distillates (petroleum), cracked
                                     stripped steam-cracked petroleum
                                     distillates, C10-12 fraction.
68477-41-8........................  Gases (petroleum), extractive, C3-5,
                                     butadiene-butene-rich.
68477-42-9........................  Gases (petroleum), extractive, C3-5,
                                     butene-isobutylene-rich.
68477-44-1........................  Distillates (petroleum), heavy
                                     naphthenic, mixed with steam-
                                     cracked petroleum distillates C5-12
                                     fraction.
68477-47-4........................  Distillates (petroleum), mixed heavy
                                     olefin vacuum, heart-cut.
68477-48-5........................  Distillates (petroleum), mixed heavy
                                     olefin vacuum, low-boiling.
68477-53-2........................  Distillates (petroleum), steam-
                                     cracked, C5-12 fraction.
68477-54-3........................  Distillates (petroleum), steam-
                                     cracked, C8-12 fraction.
68477-55-4........................  Distillates (petroleum), steam-
                                     cracked, C5-10 fraction, mixed with
                                     light steam-cracked petroleum
                                     naphtha C5 fraction.
68477-58-7........................  Distillates (petroleum), steam-
                                     cracked petroleum distillates, C5-
                                     18 fraction.
68477-59-8........................  Distillates (petroleum), steam-
                                     cracked petroleum distillates
                                     cyclopentadiene conc.
68477-60-1........................  Extracts (petroleum), cold-acid.
68477-61-2........................  Extracts (petroleum), cold-acid, C4-
                                     6.
68477-62-3........................  Extracts (petroleum), cold-acid, C3-
                                     5, butene-rich.
68477-63-4........................  Extracts (petroleum), reformer
                                     recycle.
68477-64-5........................  Gases (petroleum), acetylene manuf.
                                     off.
68477-65-6........................  Gases (petroleum), amine system
                                     feed.
68477-66-7........................  Gases (petroleum), benzene unit
                                     hydrodesulfurizer off.
68477-67-8........................  Gases (petroleum), benzene unit
                                     recycle, hydrogen-rich.
68477-68-9........................  Gases (petroleum), blend oil,
                                     hydrogen-nitrogen-rich.
68477-69-0........................  Gases (petroleum), butane splitter
                                     overheads.
68477-70-3........................  Gases (petroleum), C2-3.
68477-71-4........................  Gases (petroleum), catalytic-cracked
                                     gas oil depropanizer bottoms, C4-
                                     rich acid-free.
68477-72-5........................  Gases (petroleum), catalytic-cracked
                                     naphtha debutanizer bottoms, C3-5-
                                     rich.
68477-73-6........................  Gases (petroleum), catalytic cracked
                                     naphtha depropanizer overhead, C3-
                                     rich acid-free.
68477-74-7........................  Gases (petroleum), catalytic
                                     cracker.
68477-75-8........................  Gases (petroleum), catalytic
                                     cracker, C1-5-rich.
68477-76-9........................  Gases (petroleum), catalytic polymd.
                                     naphtha stabilizer overhead, C2-4-
                                     rich.
68477-77-0........................  Gases (petroleum), catalytic
                                     reformed naphtha stripper
                                     overheads.
68477-79-2........................  Gases (petroleum), catalytic
                                     reformer, C1-4-rich.
68477-80-5........................  Gases (petroleum), C6-8 catalytic
                                     reformer recycle.
68477-81-6........................  Gases (petroleum), C6-8 catalytic
                                     reformer.
68477-82-.7.......................  Gases (petroleum), C6-8 catalytic
                                     reformer recycle, hydrogen-rich.
68477-83-8........................  Gases (petroleum), C3-5 olefinic-
                                     paraffinic alkylation feed.
68477-84-9........................  Gases (petroleum), C2-return stream.
68477-85-0........................  Gases (petroleum), C4-rich.
68477-86-1........................  Gases (petroleum), deethanizer
                                     overheads.
68477-87-2........................  Gases (petroleum), deisobutanizer
                                     tower overheads.
68477-88-3........................  Gases (petroleum), deethanizer
                                     overheads, C3-rich.
68477-89-4........................  Distillates (petroleum),
                                     depentanizer overheads.
68477-90-7........................  Gases (petroleum), depropanizer dry,
                                     propene-rich.
68477-91-8........................  Gases (petroleum), depropanizer
                                     overheads.
68477-92-9........................  Gases (petroleum), dry sour, gas-
                                     concentration concn.-unit-off.
68477-93-0........................  Gases (petroleum), gas concn.
                                     reabsorber distn.
68477-94-1........................  Gases (petroleum), gas recovery
                                     plant depropanizer overheads
68477-95-2........................  Gases (petroleum), Girbatol unit
                                     feed.
68477-96-3........................  Gases (petroleum), hydrogen absorber
                                     off.
68477-97-4........................  Gases (petroleum), hydrogen-rich.
68477-98-5........................  Gases (petroleum), hydrotreater
                                     blend oil recycle, hydrogen-
                                     nitrogen rich.
68477-99-6........................  Gases (petroleum), isomerized
                                     naphtha fractionater, C4-rich,
                                     hydrogen sulfide-free.
68478-00-2........................  Gases (petroleum), recycle, hydrogen-
                                     rich.
68478-01-3........................  Gases (petroleum), reformer make-up,
                                     hydrogen-rich.
68478-02-4........................  Gases (petroleum), reforming
                                     hydrotreater.
68478-03-5........................  Gases (petroleum), reforming
                                     hydrotreater, hydrogen-methane-
                                     rich.
68478-04-6........................  Gases (petroleum), reforming
                                     hydrotreater make-up, hydrogen-
                                     rich.
68478-05-7........................  Gases (petroleum), thermal cracking
                                     distn.
68478-08-0........................  Naphtha (petroleum), light steam-
                                     cracked, C5-fraction, oligomer
                                     conc.
68478-10-4........................  Naphtha (petroleum), light steam-
                                     cracked, debenzenized, C8-16-
                                     cycloalkadiene conc.
68478-12-6........................  Residues (petroleum), butane
                                     splitter bottoms.
68478-13-7........................  Residues (petroleum), catalytic
                                     reformer fractionator residue
                                     distn.
68478-15-9........................  Residues (petroleum), C6-8 catalytic
                                     reformer.

[[Page 54940]]

 
68478-16-0........................  Residual oils (petroleum),
                                     deisobutanizer tower.
68478-17-1........................  Residues (petroleum), heavy coker
                                     gas oil and vacuum gas oil.
68478-18-2........................  Residues (petroleum), heavy olefin
                                     vacuum.
68478-19-3........................  Residual oils (petroleum), propene
                                     purifn. splitter.
68478-20-6........................  Residues (petroleum), steam-cracked
                                     petroleum distillates
                                     cyclopentadiene conc., C4-
                                     cyclopentadiene-free.
68478-22-8........................  Tail gas (petroleum), catalytic
                                     cracked naphtha stabilization
                                     absorber.
68478-24-0........................  Tail gas (petroleum), catalytic
                                     cracker, catalytic reformer and
                                     hydrodesulfurizer combined
                                     fractionater.
68478-25-1........................  Tail gas (petroleum), catalytic
                                     cracker refractionation absorber.
68478-26-2........................  Tail gas (petroleum), catalytic
                                     reformed naphtha fractionation
                                     stabilizer.
68478-27-3........................  Tail gas (petroleum), catalytic
                                     reformed naphtha separator.
68478-28-4........................  Tail gas (petroleum), catalytic
                                     reformed naphtha stabilizer.
68478-29-5........................  Tail gas (petroleum), cracked
                                     distillate hydrotreater separator.
68478-30-8........................  Tail gas (petroleum),
                                     hydrodesulfurized straight-run
                                     naphtha separator.
68478-31-9........................  Tail gas (petroleum), isomerized
                                     naphtha fractionates, hydrogen
                                     sulfide-free.
68478-32-0........................  Tail gas (petroleum), saturate gas
                                     plant mixed stream, C4-rich.
68478-33-1........................  Tail gas (petroleum), saturate gas
                                     recovery plant, C1-2-rich.
68478-34-2........................  Tail gas (petroleum), vacuum
                                     residues thermal cracker.
68512-61-8........................  Residues (petroleum), heavy coker
                                     and light vacuum.
68512-62-9........................  Residues (petroleum), light vacuum.
68512-78-7........................  Solvent naphtha (petroleum), light
                                     arom., hydrotreated.
68512-91-4........................  Hydrocarbons, C3-4-rich, petroleum
                                     distillates.
68513-02-0........................  Naphtha (petroleum), full-range
                                     coker.
68513-03-1........................  Naphtha (petroleum), light catalytic
                                     reformed, arom.-free.
68513-11-1........................  Fuel gases, hydrotreater
                                     fractionation, scrubbed.
68513-12-2........................  Fuel gases, saturate gas unit
                                     fractionater-absorber overheads.
68513-13-3........................  Fuel gases, thermal cracked
                                     catalytic cracking residue.
68513-14-4........................  Gases (petroleum), catalytic
                                     reformed straight-run naphtha
                                     stabilizer overheads.
68513-15-5........................  Gases (petroleum), full-range
                                     straight-run naphtha dehexanizer
                                     off.
68513-16-6........................  Gases (petroleum), hydrocracking
                                     depropanizer off, hydrocarbon-rich.
68513-17-7........................  Gases (petroleum), light straight-
                                     run naphtha stabilizer off.
68513-18-8........................  Gases (petroleum), reformer effluent
                                     high-pressure flash drum off.
68513-19-9........................  Gases (petroleum), reformer effluent
                                     low-pressure flash drum off.
68513-62-2........................  Disulfides, C5-12-alkyl.
68513-63-3........................  Distillates (petroleum), catalytic
                                     reformed straight-run naphtha
                                     overheads.
68513-65-5........................  Butane, branched and linear.
68513-66-6........................  Residues (petroleum), alkylation
                                     splitter, C4-rich.
68513-67-7........................  Residues (petroleum), cyclooctadiene
                                     bottoms.
68513-68-8........................  Residues (petroleum), deethanizer
                                     tower.
68513-69-9........................  Residues (petroleum), steam-cracked
                                     light.
68513-74-6........................  Waste gases, ethylene oxide absorber-
                                     reactor.
68514-15-8........................  Gasoline, vapor-recovery.
68514-29-4........................  Hydrocarbons, amylene feed
                                     debutanizer overheads non-
                                     extractable raffinates.
68514-31-8........................  Hydrocarbons, C1-4.
68514-32-9........................  Hydrocarbons, C10 and C12, olefin-
                                     rich.
68514-33-0........................  Hydrocarbons, C12 and C14, olefin-
                                     rich.
68514-34-1........................  Hydrocarbons, C9-14, ethylene-manuf.-
                                     by-product.
68514-35-2........................  Hydrocarbons, C14-30, olefin-rich.
68514-36-3........................  Hydrocarbons, C1-4, sweetened.
68514-37-4........................  Hydrocarbons, C4-5-unsatd..
68514-38-5........................  Hydrocarbons, C4-10-unsatd..
68514-39-6........................  Naphtha (petroleum), light steam-
                                     cracked, isoprene-rich.
68514-79-4........................  Petroleum products, hydrofiner-
                                     powerformer reformates.
68515-25-3........................  Benzene, C1-9-alkyl derivs.
68515-26-4........................  Benzene, di-C12-14-alkyl derivs.
68515-27-5........................  Benzene, di-C10-14-alkyl derivs.,
                                     fractionation overheads, heavy
                                     ends.
68515-28-6........................  Benzene, di-C10-14-alkyl derivs.,
                                     fractionation overheads, light
                                     ends.
68515-29-7........................  Benzene, di-C10-14-alkyl derivs.,
                                     fractionation overheads, middle
                                     cut.
68515-30-0........................  Benzene, mono-C20-48-alkyl derivs.
68515-32-2........................  Benzene, mono-C12-14-alkyl derivs.,
                                     fractionation bottoms.
68515-33-3........................  Benzene, mono-C10-12-alkyl derivs.,
                                     fractionation bottoms, heavy ends.
68515-34-4........................  Benzene, mono-C12-14-alkyl derivs.,
                                     fractionation bottoms, heavy ends.
68515-35-5........................  Benzene, mono-C10-12-alkyl derivs.,
                                     fractionation bottoms, light ends.
68515-36-6........................  Benzene, mono-C12-14-alkyl derivs.,
                                     fractionation bottoms, light ends.
68516-20-1........................  Naphtha (petroleum), steam-cracked
                                     middle arom.
68526-52-3........................  Alkenes, C6.
68526-53-4........................  Alkenes, C6-8, C7-rich.
68526-54-5........................  Alkenes, C7-9, C8-rich.
68526-55-6........................  Alkenes, C8-10, C9-rich.
68526-56-7........................  Alkenes, C9-11, C10-rich.
68526-57-8........................  Alkenes, C10-12, C11-rich.
68526-58-9........................  Alkenes, C11-13, C12-rich.

[[Page 54941]]

 
68526-77-2........................  Aromatic hydrocarbons, ethane
                                     cracking scrubber effluent and
                                     flare drum.
68526-99-8........................  Alkenes, C6-9 .alpha.-.
68527-00-4........................  Alkenes, C8-9 .alpha.-.
68527-11-7........................  Alkenes, C5.
68527-13-9........................  Gases (petroleum), acid,
                                     ethanolamine scrubber.
68527-14-0........................  Gases (petroleum), methane-rich off.
68527-15-1........................  Gases (petroleum), oil refinery gas
                                     distn. off.
68527-16-2........................  Hydrocarbons, C1-3.
68527-18-4........................  Gas oils (petroleum), steam-cracked.
68527-19-5........................  Hydrocarbons, C1-4, debutanizer
                                     fraction.
68527-21-9........................  Naphtha (petroleum), clay-treated
                                     full-range straight-run.
68527-22-0........................  Naphtha (petroleum), clay-treated
                                     light straight-run.
68527-23-1........................  Naphtha (petroleum), light steam-
                                     cracked arom.
68527-26-4........................  Naphtha (petroleum), light steam-
                                     cracked, debenzenized.
68527-27-5........................  Naphtha (petroleum), full-range
                                     alkylate, butane-contg.
68553-00-4........................  Fuel oil, no. 6.
68553-14-0........................  Hydrocarbons, C8-11.
68602-79-9........................  Distillates (petroleum), benzene
                                     unit hydrotreater dipentanizer
                                     overheads.
68602-81-3........................  Distillates, hydrocarbon resin
                                     prodn. higher boiling.
68602-82-4........................  Gases (petroleum), benzene unit
                                     hydrotreater depentenizer
                                     overheads.
68602-83-5........................  Gases (petroleum), C1-5, wet.
68602-84-6........................  Gases (petroleum), secondary
                                     absorber off, fluidized catalytic
                                     cracker overheads fractionater.
68602-96-0........................  Distillates (petroleum), oxidized
                                     light, strong acid components,
                                     compds. with diethanolamine.
68602-97-1........................  Distillates (petroleum), oxidized
                                     light, strong acid components,
                                     sodium salts.
68602-98-2........................  Distillates (petroleum), oxidized
                                     light, strong acid components.
68602-99-3........................  Distillates (petroleum), oxidized
                                     light, strong acid-free.
68603-00-9........................  Distillates (petroleum), thermal
                                     cracked naphtha and gas oil.
68603-01-0........................  Distillates (petroleum), thermal
                                     cracked naphtha and gas oil, C5-
                                     dimer-contg.
68603-02-1........................  Distillates (petroleum), thermal
                                     cracked naphtha and gas oil,
                                     dimerized.
68603-03-2........................  Distillates (petroleum), thermal
                                     cracked naphtha and gas oil,
                                     extractive.
68603-08-7........................  Naphtha (petroleum), arom.- contg.
68603-09-8........................  Hydrocarbon waxes (petroleum),
                                     oxidized, calcium salts.
68603-10-1........................  Hydrocarbon waxes (petroleum),
                                     oxidized, Me esters, barium salts.
68603-11-2........................  Hydrocarbon waxes (petroleum),
                                     oxidized, Me esters, calcium salts.
68603-12-3........................  Hydrocarbon waxes (petroleum),
                                     oxidized, Me esters, sodium salts.
68603-13-4........................  Petrolatum (petroleum), oxidized,
                                     ester with sorbitol.
68603-14-5........................  Residual oils (petroleum), oxidized,
                                     calcium salts.
68603-31-6........................  Alkenes, C10, tert-amylene
                                     concentrator by-product.
68603-32-7........................  Alkenes, C15-20 .alpha.-,
                                     isomerized.
68606-09-7........................  Fuel gases, expander off.
68606-10-0........................  Gasoline, pyrolysis, debutanizer
                                     bottoms.
68606-11-1........................  Gasoline, straight-run, topping-
                                     plant.
68606-24-6........................  Hydrocarbons, C4, butene
                                     concentrator by-product.
68606-25-7........................  Hydrocarbons, C2-4.
68606-26-8........................  Hydrocarbons, C3.
68606-27-9........................  Gases (petroleum), alkylation feed.
68606-28-0........................  Hydrocarbons, C5 and C10-aliph. and
                                     C6-8-arom.
68606-31-5........................  Hydrocarbons, C3-5, butadiene
                                     purification (purifn.) by-product.
68606-34-8........................  Gases (petroleum), depropanizer
                                     bottoms fractionation off.
68606-36-0........................  Hydrocarbons, C5-unsatd. rich,
                                     isoprene purifn. by-product.
68607-11-4........................  Petroleum products, refinery gases.
68607-30-7........................  Residues (petroleum), topping plant,
                                     low-sulfur.
68608-56-0........................  Waste gases, from carbon black
                                     manuf.
68647-60-9........................  Hydrocarbons, C>4.
68647-61-0........................  Hydrocarbons, C4-5, tert-amylene
                                     concentrator by-product.
68647-62-1........................  Hydrocarbons, C4-5, butene
                                     concentrator by-product, sour.
68650-36-2........................  Aromatic hydrocarbons, C8, o-xylene-
                                     lean.
68650-37-3........................  Paraffin waxes (petroleum),
                                     oxidized, sodium salts.
68782-97-8........................  Distillates (petroleum), hydrofined
                                     lubricating-oil.
68782-98-9........................  Extracts (petroleum), clarified oil
                                     solvent, condensed-ring-arom.-
                                     contg.
68782-99-0........................  Extracts (petroleum), heavy
                                     clarified oil solvent, condensed-
                                     ring-arom.-contg.
68783-00-6........................  Extracts (petroleum), heavy
                                     naphthenic distillate solvent,
                                     arom. conc.
68783-01-7........................  Extracts (petroleum), heavy
                                     naphthenic distillate solvent,
                                     paraffinic conc.
68783-02-8........................  Extracts (petroleum), intermediate
                                     clarified oil solvent, condensed-
                                     ring-arom.-contg.
68783-04-0........................  Extracts (petroleum), solvent-
                                     refined heavy paraffinic distillate
                                     solvent.
68783-05-1........................  Gases (petroleum), ammonia-hydrogen
                                     sulfide, water-satd.
68783-06-2........................  Gases (petroleum), hydrocracking low-
                                     pressure separator.
68783-07-3........................  Gases (petroleum), refinery blend.
68783-08-4........................  Gas oils (petroleum), heavy
                                     atmospheric.
68783-09-5........................  Naphtha (petroleum), catalytic
                                     cracked light distd.
68783-12-0........................  Naphtha (petroleum), unsweetened.

[[Page 54942]]

 
68783-13-1........................  Residues (petroleum), coker
                                     scrubber, condensed-ring-arom.-
                                     contg.
68783-15-3........................  Alkenes, C6-7 .alpha.-.
68783-61-9........................  Fuel gases, refinery, sweetened.
68783-62-0........................  Fuel gases, refinery, unsweetened.
68783-64-2........................  Gases (petroleum), catalytic
                                     cracking.
68783-65-3........................  Gases (petroleum), C2-4, sweetened.
68783-66-4........................  Naphtha (petroleum), light,
                                     sweetened.
68814-47-1........................  Waste gases, refinery vent.
68814-67-5........................  Gases (petroleum), refinery.
68814-87-9........................  Distillates (petroleum), full-range
                                     straight-run middle.
68814-89-1........................  Extracts (petroleum), heavy
                                     paraffinic distillates, solvent-
                                     deasphalted.
68814-90-4........................  Gases (petroleum), platformer
                                     products separator off.
68814-91-5........................  Alkenes, C5-9 .alpha.-.
68855-57-2........................  Alkenes, C6-12 .alpha.-.
68855-58-3........................  Alkenes, C10-16 .alpha.-.
68855-59-4........................  Alkenes, C14-18 .alpha.-.
68855-60-7........................  Alkenes, C14-20 .alpha.-.
68911-58-0........................  Gases (petroleum), hydrotreated sour
                                     kerosine depentanizer stabilizer
                                     off.
68911-59-1........................  Gases (petroleum), hydrotreated sour
                                     kerosine flash drum.
68915-96-8........................  Distillates (petroleum), heavy
                                     straight-run.
68915-97-9........................  Gas oils (petroleum), straight-run,
                                     high-boiling.
68918-69-4........................  Petrolatum (petroleum), oxidized,
                                     zinc salt.
68918-73-0........................  Residues (petroleum), clay-treating
                                     filter wash.
68918-93-4........................  Paraffin waxes and Hydrocarbon
                                     waxes, oxidized, alkali metal
                                     salts.
68918-98-9........................  Fuel gases, refinery, hydrogen
                                     sulfide-free.
68918-99-0........................  Gases (petroleum), crude oil
                                     fractionation off.
68919-00-6........................  Gases (petroleum), dehexanizer off.
68919-01-7........................  Gases (petroleum), distillate
                                     unifiner desulfurization stripper
                                     off.
68919-02-8........................  Gases (petroleum), fluidized
                                     catalytic cracker fractionation
                                     off.
68919-03-9........................  Gases (petroleum), fluidized
                                     catalytic cracker scrubbing
                                     secondary absorber off.
68919-04-0........................  Gases (petroleum), heavy distillate
                                     hydrotreater desulfurization
                                     stripper off.
68919-05-1........................  Gases (petroleum), light straight
                                     run gasoline fractionation
                                     stabilizer off.
68919-06-2........................  Gases (petroleum), naphtha unifiner
                                     desulfurization stripper off.
68919-07-3........................  Gases (petroleum), platformer
                                     stabilizer off, light ends
                                     fractionation.
68919-08-4........................  Gases (petroleum), preflash tower
                                     off, crude distn.
68919-09-5........................  Gases (petroleum), straight-run
                                     naphtha catalytic reforming off.
68919-10-8........................  Gases (petroleum), straight-run
                                     stabilizer off.
68919-11-9........................  Gases (petroleum), tar stripper off.
68919-12-0........................  Gases (petroleum), unifiner stripper
                                     off.
68919-15-3........................  Hydrocarbons, C6-12, benzene-
                                     recovery.
68919-16-4........................  Hydrocarbons, catalytic alkylation,
                                     by-products, C3-6.
68919-17-5........................  Hydrocarbons, C12-20, catalytic
                                     alkylation by-products.
68919-19-7........................  Gases (petroleum), fluidized
                                     catalytic cracker splitter
                                     residues.
68919-20-0........................  Gases (petroleum), fluidized
                                     catalytic cracker splitter
                                     overheads.
68919-37-9........................  Naphtha (petroleum), full-range
                                     reformed.
68920-06-9........................  Hydrocarbons, C7-9.
68920-07-0........................  Hydrocarbons, C25,
                                     hydrotreated bright stock-based.
72623-84-8........................  Lubricating oils (petroleum), C15-
                                     30, hydrotreated neutral oil-based,
                                     contg. solvent deasphalted residual
                                     oil.
72623-85-9........................  Lubricating oils (petroleum), C20-
                                     50, hydrotreated neutral oil-based,
                                     high-viscosity.
72623-86-0........................  Lubricating oils (petroleum), C15-
                                     30, hydrotreated neutral oil-based.
72623-87-1........................  Lubricating oils (petroleum), C20-
                                     50, hydrotreated neutral oil-based.
73138-65-5........................  Hydrocarbon waxes (petroleum),
                                     oxidized, magnesium salts.
92045-43-7........................  Lubricating oils (petroleum),
                                     hydrocracked non-arom. solvent
                                     deparaffined.
92045-58-4........................  Naphtha (petroleum), isomerization,
                                     C6-fraction.
92062-09-4........................  Slack wax (petroleum), hydrotreated.
93762-80-2........................  Alkenes, C15-18.
98859-55-3........................  Distillates (petroleum), oxidized
                                     heavy, compds. with diethanolamine.
98859-56-4........................  Distillates (petroleum), oxidized
                                     heavy, sodium salts.
101316-73-8.......................  Lubricating oils (petroleum), used,
                                     non-catalytically refined.
164907-78-2.......................  Extracts (petroleum), asphaltene-low
                                     vacuum residue solvent.
164907-79-3.......................  Residues (petroleum), vacuum,
                                     asphaltene-low.
178603-63-9.......................  Gas oils (petroleum), vacuum,
                                     hydrocracked, hydroisomerized,
                                     hydrogenated, C10-25.
178603-64-0.......................  Gas oils (petroleum), vacuum,
                                     hydrocracked, hydroisomerized,
                                     hydrogenated, C15-30, branched and
                                     cyclic.
178603-65-1.......................  Gas oils (petroleum), vacuum,
                                     hydrocracked, hydroisomerized,
                                     hydrogenated, C20-40, branched and
                                     cyclic.
178603-66-2.......................  Gas oils (petroleum), vacuum,
                                     hydrocracked, hydroisomerized,
                                     hydrogenated, C25-55, branched and
                                     cyclic.
212210-93-0.......................  Solvent naphtha (petroleum), heavy
                                     arom., distn. residues.
221120-39-4.......................  Distillates (petroleum), cracked
                                     steam-cracked, C5-12 fraction.
445411-73-4.......................  Gas oils (petroleum), vacuum,
                                     hydrocracked, hydroisomerized,
                                     hydrogenated, C10-25, branched and
                                     cyclic.
------------------------------------------------------------------------

     (2) Specific exempted chemical substances--(i) Exemption. EPA has 
determined that, at this time, the information in Sec.  
[emsp14]711.15(b)(4) associated with the chemical substances listed in

[[Page 54944]]

paragraph (b)(2)(iv) of this section is of low current interest.
    (ii) Considerations. In making its determination of whether this 
partial exemption should apply to a particular chemical substance, EPA 
will consider the totality of information available for the chemical 
substance in question, including but not limited to, one or more of the 
following considerations:
    (A) Whether the chemical substance qualifies or has qualified in 
past IUR collections for the reporting of the information described in 
Sec.  [emsp14]711.15(b)(4).
    (B) The chemical substance's chemical and physical properties or 
potential for persistence, bioaccumulation, health effects, or 
environmental effects (considered independently or together).
    (C) The information needs of EPA, other Federal agencies, Tribes, 
States, and local governments, as well as members of the public.
    (D) The availability of other complementary risk screening 
information.
    (E) The availability of comparable processing and use information.
    (F) Whether the potential risks of the chemical substance are 
adequately managed.
    (iii) Amendments. EPA may amend the chemical substance list in 
paragraph (b)(2)(iv) of this section on its own initiative or in 
response to a request from the public based on EPA's determination of 
whether the information in Sec.  [emsp14]711.15(b)(4) is of low 
interest.
    (A) Any person may request that EPA amend the chemical substance 
list in Table 2 in paragraph (b)(2)(iv) of this section. Your request 
must be in writing and must be submitted to the following address: OPPT 
IUR Submission Coordinator (7407M), Attention: Inventory Update 
Reporting, Office of Pollution Prevention and Toxics, Environmental 
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001. Requests must identify the chemical substance in question, as 
well as its CASRN or other chemical identification number as identified 
in Sec.  [emsp14]711.15(b)(3)(i), and must contain a written rationale 
for the request that provides sufficient specific information, 
addressing the considerations listed in Sec.  [emsp14]711.6(b)(2)(ii), 
including cites and relevant documents, to demonstrate to EPA that the 
collection of the information in Sec.  [emsp14]711.15(b)(4) for the 
chemical substance in question either is or is not of low current 
interest. If a request related to a particular chemical substance is 
resubmitted, any subsequent request must clearly identify new 
information contained in the request. EPA may request other information 
that it believes necessary to evaluate the request. EPA will issue a 
written response to each request within 120 days of receipt of the 
request, and will maintain copies of these responses in a docket that 
will be established for each reporting cycle.
    (B) As needed, the Agency will initiate rulemaking to make 
revisions to Table 2 in paragraph (b)(2)(iv) of this section.
    (C) To assist EPA in reaching a decision regarding a particular 
request prior to a given principal reporting year, requests must be 
submitted to EPA no later than 12 months prior to the start of the next 
principal reporting year.
    (iv) List of chemical substances. EPA has designated the chemical 
substances listed in Table 2 of this paragraph by CASRN, as partially 
exempt from reporting under the IUR.

         Table 2--CASRN of Partially Exempt Chemical Substances
------------------------------------------------------------------------
               CASRN                              Chemical
------------------------------------------------------------------------
50-70-4...........................  D-glucitol.
50-81-7...........................  L-ascorbic acid.
50-99-7...........................  D-glucose.
56-81-5...........................  1,2,3-Propanetriol.
56-87-1...........................  L-lysine.
57-50-1...........................  .alpha.-D-Glucopyranoside, .beta.-D-
                                     fructofuranosyl.
58-95-7...........................  2H-1-Benzopyran-6-ol, 3,4-dihydro-
                                     2,5,7,8-tetramethyl-2-[(4R,8R)-
                                     4,8,12- trimethyltridecyl]-,
                                     acetate, (2R)-.
59-02-9...........................  2H-1-Benzopyran-6-ol, 3,4-dihydro-
                                     2,5,7,8-tetramethyl-2-[(4R,8R)-
                                     4,8,12- trimethyltridecyl]-, (2R)-.
59-51-8...........................  Methionine.
69-65-8...........................  D-mannitol.
87-79-6...........................  L-sorbose.
87-99-0...........................  Xylitol.
96-10-6...........................  Aluminum, chlorodiethyl-.
97-93-8...........................  Aluminum, triethyl-.
100-99-2..........................  Aluminum, tris(2-methylpropyl)-.
123-94-4..........................  Octadecanoic acid, 2,3-
                                     dihydroxypropyl ester.
124-38-9..........................  Carbon dioxide.
137-08-6..........................  .beta.-Alanine, N-[(2R)-2,4-
                                     dihydroxy-3,3-dimethyl-1-oxobutyl]-
                                     , calcium alt (2:1).
142-47-2..........................  L-glutamic acid, monosodium salt.
150-30-1..........................  Phenylalanine.
563-43-9..........................  Aluminum, dichloroethyl-.
1070-00-4.........................  Aluminum, trioctyl-.
1116-70-7.........................  Aluminum, tributyl-.
1116-73-0.........................  Aluminum, trihexyl-.
1191-15-7.........................  Aluminum, hydrobis(2-methylpropyl)-.
1317-65-3.........................  Limestone.
1333-74-0.........................  Hydrogen.
1592-23-0.........................  Octadecanoic acid, calcium salt.
7440-37-1.........................  Argon.
7440-44-0.........................  Carbon.
7727-37-9.........................  Nitrogen.
7782-42-5.........................  Graphite.
7782-44-7.........................  Oxygen.
8001-21-6.........................  Sunflower oil.
8001-22-7.........................  Soybean oil.
8001-23-8.........................  Safflower oil.

[[Page 54945]]

 
8001-26-1.........................  Linseed oil.
8001-29-4.........................  Cottonseed oil.
8001-30-7.........................  Corn oil.
8001-31-8.........................  Coconut oil.
8001-78-3.........................  Castor oil, hydrogenated.
8001-79-4.........................  Castor oil.
8002-03-7.........................  Peanut oil.
8002-13-9.........................  Rape oil.
8002-43-5.........................  Lecithins.
8002-75-3.........................  Palm oil.
8006-54-0.........................  Lanolin.
8016-28-2.........................  Lard, oil.
8016-70-4.........................  Soybean oil, hydrogenated.
8021-99-6.........................  Charcoal, bone.
8029-43-4.........................  Syrups, hydrolyzed starch.
11103-57-4........................  Vitamin A.
12075-68-2........................  Aluminum, di-.mu.-
                                     chlorochlorotriethyldi-.
12542-85-7........................  Aluminum, trichlorotrimethyldi-.
16291-96-6........................  Charcoal.
26836-47-5........................  D-glucitol, monooctadecanoate.
61789-44-4........................  Fatty acids, castor-oil.
61789-97-7........................  Tallow.
61789-99-9........................  Lard.
64147-40-6........................  Castor oil, dehydrated.
64755-01-7........................  Fatty acids, tallow, calcium salts.
65996-63-6........................  Starch, acid-hydrolyzed.
65996-64-7........................  Starch, enzyme-hydrolyzed.
67701-01-3........................  Fatty acids, C12-18.
68002-85-7........................  Fatty acids, C14-22 and C16-22-
                                     unsatd.
68131-37-3........................  Syrups, hydrolyzed starch,
                                     dehydrated.
68188-81-8........................  Grease, poultry.
68308-36-1........................  Soybean meal.
68308-54-3........................  Glycerides, tallow mono-, di- and
                                     tri-, hydrogenated.
68334-00-9........................  Cottonseed oil, hydrogenated.
68334-28-1........................  Fats and glyceridic oils, vegetable,
                                     hydrogenated.
68409-76-7........................  Bone meal, steamed.
68424-45-3........................  Fatty acids, linseed-oil.
68424-61-3........................  Glycerides, C16-18 and C18-unsatd.
                                     mono- and di-.
68425-17-2........................  Syrups, hydrolyzed starch,
                                     hydrogenated
68439-86-1........................  Bone, ash.
68442-69-3........................  Benzene, mono-C10-14-alkyl derivs.
68476-78-8........................  Molasses.
68514-27-2........................  Grease, catch basin.
68514-74-9........................  Palm oil, hydrogenated.
68525-87-1........................  Corn oil, hydrogenated.
68648-87-3........................  Benzene, C10-16-alkyl derivs.
68918-42-3........................  Soaps, stocks, soya.
68952-94-3........................  Soaps, stocks, vegetable-oil.
68956-68-3........................  Fats and glyceridic oils, vegetable.
68989-98-0........................  Fats and glyceridic oils, vegetable,
                                     residues.
73138-67-7........................  Lard, hydrogenated.
120962-03-0.......................  Canola oil.
129813-58-7.......................  Benzene, mono-C10-13-alkyl derivs.
129813-59-8.......................  Benzene, mono-C12-14-alkyl derivs.
129813-60-1.......................  Benzene, mono-C14-16-alkyl derivs.
------------------------------------------------------------------------

Sec.  711.8  Persons who must report.

    Except as provided in Sec. Sec.  [emsp14]711.9 and 711.10, the 
following persons are subject to the requirements of this part. Persons 
must determine whether they must report under this section for each 
chemical substance that they manufacture (including import) at an 
individual site.
    (a) Persons subject to recurring reporting--(1) For the 2012 
submission period, any person who manufactured (including imported) for 
commercial purposes 25,000 lb (11,340 kilogram (kg)) or more of a 
chemical substance described in Sec.  [emsp14]711.5 at any single site 
owned or controlled by that person during the principal reporting year 
(i.e., calendar year 2011) is subject to reporting.
    (2) For the submission periods subsequent to the 2012 submission 
period, any person who manufactured (including imported) for commercial 
purposes 25,000 lb (11,340 kg) or more of a chemical substance 
described in Sec.  [emsp14]711.5 at any single site owned or controlled 
by that person during any calendar year since the last principal 
reporting year (e.g., for the 2016 submission period, consider calendar 
years 2012, 2013, 2014, and 2015, given that 2011 was the last 
principal reporting year).
    (b) Exceptions. For the 2016 submission period and subsequent

[[Page 54946]]

submission periods, any person who manufactured (including imported) 
for commercial purposes any chemical substance that is the subject of a 
rule proposed or promulgated under TSCA section 5(a)(2), 5(b)(4), or 6, 
or is the subject of an order in effect under TSCA section 5(e) or 
5(f), or is the subject of relief that has been granted under a civil 
action under TSCA section 5 or 7 is subject to reporting as described 
in Sec.  711.8(a), except that the applicable production volume 
threshold is 2,500 lb (1,134 kg).

Sec.  711.9  Persons not subject to this part.

    A person described in Sec.  [emsp14]711.8 is not subject to the 
requirements of this part if that person qualifies as a small 
manufacturer as that term is defined in 40 CFR 704.3. Notwithstanding 
this exclusion, a person who qualifies as a small manufacturer is 
subject to this part with respect to any chemical substance that is the 
subject of a rule proposed or promulgated under TSCA section 4, 
5(b)(4), or 6, or is the subject of an order in effect under TSCA 
section 5(e), or is the subject of relief that has been granted under a 
civil action under TSCA section 5 or 7.

Sec.  711.10  Activities for which reporting is not required.

    A person described in Sec.  [emsp14]711.8 is not subject to the 
requirements of this part with respect to any chemical substance 
described in Sec.  [emsp14]711.5 that the person solely manufactured or 
imported under the following circumstances:
    (a) The person manufactured or imported the chemical substance 
described in Sec.  [emsp14]711.5 solely in small quantities for 
research and development.
    (b) The person imported the chemical substance described in Sec.  
[emsp14]711.5 as part of an article.
    (c) The person manufactured the chemical substance described in 
Sec.  [emsp14]711.5 in a manner described in 40 CFR 720.30(g) or (h).

Sec.  711.15  Reporting information to EPA.

    For the 2012 submission period, any person who must report under 
this part, as described in Sec.  [emsp14]711.8, must submit the 
information described in this section for each chemical substance 
described in Sec.  [emsp14]711.5 that the person manufactured 
(including imported) for commercial purposes in an amount of 25,000 lb 
(11,340 kg) or more at any one site during the principal reporting year 
(i.e., calendar year 2011). For the submission periods subsequent to 
the 2012 submission period, any person who must report under this part, 
as described in Sec.  [emsp14]711.8, must submit the information 
described in this section for each chemical substance described in 
Sec.  [emsp14]711.5 that the person manufactured (including imported) 
for commercial purposes in an amount of 25,000 lb (11,340 kg) or more 
(or in an amount of 2,500 lb (1,134 kg) or more for chemical substances 
subject to the rules, orders, or actions described in Sec.  
[emsp14]711.8(b)) at any one site during any calendar year since the 
last principal reporting year (e.g., for the 2016 submission period, 
consider calendar years 2012, 2013, 2014, and 2015, because 2011 was 
the last principal reporting year). The principal reporting year for 
each submission period is the previous calendar year (e.g., the 
principal reporting year for the 2016 submission period is calendar 
year 2015). For all submission periods, a separate report must be 
submitted for each chemical substance at each site for which the 
submitter is required to report. A submitter of information under this 
part must report information as described in this section to the extent 
that such information is known to or reasonably ascertainable by that 
person.
    (a) Reporting information to EPA. Any person who reports 
information to EPA must do so using the e-CDRweb reporting tool 
provided by EPA at the address set forth in Sec.  [emsp14]711.35. The 
submission must include all information described in paragraph (b) of 
this section. Persons must submit a separate Form U for each site for 
which the person is required to report. The e-CDRweb reporting tool is 
described in the instructions available from EPA at the Web site set 
forth in Sec.  [emsp14]711.35.
    (b) Information to be reported. For the 2012 submission period, 
manufacturers (including importers) of a reportable chemical substance 
in an amount of 25,000 lb (11,340 kg) or more at a site during the 
principal reporting year (i.e., 2011) must report the information 
described in paragraphs (b)(1), (b)(2), and (b)(3) of this section. For 
the 2012 submission period, manufacturers (including importers) of a 
reportable chemical substance in an amount of 100,000 lb (45,359 kg) or 
more at a site during the principal reporting year (i.e., 2011) must 
additionally report the information described in paragraph (b)(4) of 
this section. For submission periods subsequent to the 2012 submission 
period, the information described in paragraphs (b)(1), (b)(2), (b)(3), 
and (b)(4) of this section must be reported for each chemical substance 
manufactured (including imported) in an amount of 25,000 lb (11,340 kg) 
or more (or in an amount of 2,500 lb (1,134 kg) or more for chemical 
substances subject to the rules, orders, or actions described in Sec.  
[emsp14]711.8(b)) at any one site during any calendar year since the 
last principal reporting year. The requirement to report information 
described in paragraph (b)(4) of this section is subject to exemption 
as described in Sec.  [emsp14]711.6.
    (1) A certification statement signed and dated by an authorized 
official of the submitter company. The authorized official must certify 
that the submitted information has been completed in compliance with 
the requirements of this part and that the confidentiality claims made 
on the Form U are true and correct. The certification must be signed 
and dated by the authorized official for the submitter company, and 
provide that person's name, official title, and e-mail address.
    (2) Company and plant site information. The following currently 
correct company and plant site information must be reported for each 
site at which a reportable chemical substance is manufactured 
(including imported) above the applicable production volume threshold, 
as described in this section (see Sec.  [emsp14]711.3 for the ``site'' 
for importers):
    (i) The U.S. parent company name, address, and Dun and Bradstreet 
D-U-N-S[reg] (D&B) number. A submitter under this part must obtain a 
D&B number for the U.S. parent company if none exists.
    (ii) The name of a person who will serve as technical contact for 
the submitter company, and who will be able to answer questions about 
the information submitted by the company to EPA, the contact person's 
full mailing address, telephone number, and e-mail address.
    (iii) The name and full street address of each site. A submitter 
under this part must include the appropriate D&B number for each plant 
site reported, and the county or parish (or other jurisdictional 
indicator) in which the plant site is located. A submitter under this 
part must obtain a D&B number for the site reported if none exists.
    (3) Chemical-specific information. The following chemical-specific 
information must be reported for each reportable chemical substance 
manufactured (including imported) above the applicable production 
volume threshold, as described in paragraph (b) of this section:
    (i) The specific, currently correct CA Index name as used to list 
the chemical substance on the TSCA Inventory and the correct 
corresponding CASRN for each reportable chemical substance at each 
site. A submitter under this part may use an EPA-designated TSCA 
Accession Number for a chemical substance in lieu of a CASRN when a 
CASRN is not known to or reasonably

[[Page 54947]]

ascertainable by the submitter. Submitters who wish to report chemical 
substances listed on the confidential portion of the TSCA Inventory 
will need to report the chemical substance using a TSCA Accession 
Number.
    In addition to reporting the number itself, submitters must specify 
the type of number they are reporting by selecting from among the codes 
in Table 3 of this paragraph.

      Table 3--Codes To Specify Type of Chemical Identifying Number
------------------------------------------------------------------------
                   Code                              Number type
------------------------------------------------------------------------
A.........................................  TSCA Accession Number.
C.........................................  Chemical Abstracts Service
                                             Registry Number (CASRN).
------------------------------------------------------------------------

     (A) If an importer submitting a report cannot provide the 
information specified in Sec.  [emsp14]711.15(b)(3)(i) because it is 
unknown to the importer and claimed as confidential by the supplier of 
the chemical substance or mixture, the importer must use e-CDRweb to 
ask the supplier to provide the correct chemical identity information 
directly to EPA in a joint submission. Such request must include 
instructions for submitting chemical identity information 
electronically, using e-CDRweb and CDX (see Sec.  711.35), and for 
clearly referencing the importer's submission. Contact information for 
the supplier, a trade name or other designation for the chemical 
substance or mixture, and a copy of the request to the supplier must be 
included with the importer's submission respecting the chemical 
substance.
    (B) If a manufacturer submitting a report cannot provide the 
information specified in Sec.  [emsp14]711.15(b)(3)(i) because the 
reportable chemical substance is manufactured using a reactant having a 
specific chemical identity that is unknown to the manufacturer and 
claimed as confidential by its supplier, the manufacturer must use e-
CDRweb to ask the supplier of the confidential reactant to provide the 
correct chemical identity of the confidential reactant directly to EPA 
in a joint submission. Such request must include instructions for 
submitting chemical identity information electronically using e-CDRweb 
and CDX (see Sec.  711.35), and for clearly referencing the 
manufacturer's submission. Contact information for the supplier, a 
trade name or other designation for the chemical substance, and a copy 
of the request to the supplier must be included with the importer's 
submission respecting the chemical substance.
    (C) EPA will only accept joint submissions that are submitted 
electronically using e-CDRweb and CDX (see Sec.  711.35) and that 
clearly reference the primary submission to which they refer.
    (ii) For the principal reporting year only, a statement indicating, 
for each reportable chemical substance at each site, whether the 
chemical substance is manufactured in the United States, imported into 
the United States, or both manufactured in the United States and 
imported into the United States.
    (iii) For the principal reporting year, the total annual volume (in 
pounds) of each reportable chemical substance domestically manufactured 
or imported at each site. The total annual domestically manufactured 
volume (not including imported volume) and the total annual imported 
volume must be separately reported. These amounts must be reported to 
two significant figures of accuracy. In addition, for the 2012 
submission period only, the total annual volume (domestically 
manufactured plus imported volumes in pounds) of each reportable 
chemical substance at each site during calendar year 2010. In addition, 
for submission periods subsequent to the 2012 submission period, the 
total annual volume (domestically manufactured plus imported volumes in 
pounds) of each reportable chemical substance at each site for each 
complete calendar year since the last principal reporting year.
    (iv) For the principal reporting year only, the volume used on site 
and the volume directly exported of each reportable chemical substance 
domestically manufactured or imported at each site. These amounts must 
be reported to two significant figures of accuracy.
    (v) For the principal reporting year only, a designation 
indicating, for each imported reportable chemical substance at each 
site, whether the imported chemical substance is physically present at 
the reporting site.
    (vi) For the principal reporting year only, a designation 
indicating, for each reportable chemical substance at each site, 
whether the chemical substance is being recycled, remanufactured, 
reprocessed, reused, or otherwise used for a commercial purpose instead 
of being disposed of as a waste or included in a waste stream.
    (vii) For the principal reporting year only, the total number of 
workers reasonably likely to be exposed to each reportable chemical 
substance at each site. For each reportable chemical substance at each 
site, the submitter must select from among the ranges of workers listed 
in Table 4 of this paragraph and report the corresponding code (i.e., 
W1 through W8):

 Table 4--Codes for Reporting Number of Workers Reasonably Likely To Be
                                 Exposed
------------------------------------------------------------------------
                   Code                                 Range
------------------------------------------------------------------------
W1........................................  Fewer than 10 workers.
W2........................................  At least 10 but fewer than
                                             25 workers.
W3........................................  At least 25 but fewer than
                                             50 workers.
W4........................................  At least 50 but fewer than
                                             100 workers.
W5........................................  At least 100 but fewer than
                                             500 workers.
W6........................................  At least 500 but fewer than
                                             1,000 workers.
W7........................................  At least 1,000 but fewer
                                             than 10,000 workers.
W8........................................  At least 10,000 workers.
------------------------------------------------------------------------

     (viii) For the principal reporting year only, the maximum 
concentration, measured by percentage of weight, of each reportable 
chemical substance at the time it is sent off-site from each site. If 
the chemical substance is site-limited, you must report the maximum 
concentration, measured by percentage of weight of the reportable 
chemical substance at the time it is reacted on-site to produce a 
different chemical substance. This information must be reported 
regardless of the physical form(s) in which the chemical substance is 
sent off-site/reacted on-site. For each chemical substance at each 
site, select the maximum concentration of the chemical substance from 
among the ranges listed in Table 5 of this paragraph and report the 
corresponding code (i.e., M1 through M5):

Table 5--Codes for Reporting Maximum Concentration of Chemical Substance
------------------------------------------------------------------------
                                               Concentration range (%
                   Code                                weight)
------------------------------------------------------------------------
M1........................................  Less than 1% by weight.
M2........................................  At least 1 but less than 30%
                                             by weight.
M3........................................  At least 30 but less than
                                             60% by weight.
M4........................................  At least 60 but less than
                                             90% by weight.
M5........................................  At least 90% by weight.
------------------------------------------------------------------------

     (ix) For the principal reporting year only, the physical form(s) 
of the reportable chemical substance as it is sent off-site from each 
site. If the chemical substance is site-limited, you must report the 
physical form(s) of the reportable chemical substance at the time it is 
reacted on-site to produce a different chemical substance. For each

[[Page 54948]]

chemical substance at each site, the submitter must report as many 
physical forms as applicable from among the physical forms listed in 
this unit:
    (A) Dry powder.
    (B) Pellets or large crystals.
    (C) Water- or solvent-wet solid.
    (D) Other solid.
    (E) Gas or vapor.
    (F) Liquid.
    (x) For the principal reporting year only, submitters must report 
the percentage, rounded off to the closest 10%, of total production 
volume of the reportable chemical substance, reported in response to 
paragraph (b)(3)(iii) of this section, that is associated with each 
physical form reported under paragraph (b)(3)(ix) of this section.
    (4) Chemical-specific information related to processing and use. 
The following chemical-specific information must be reported for each 
reportable chemical substance manufactured (including imported) above 
the applicable production volume threshold, as described in this 
section. Persons subject to paragraph (b)(4) of this section must 
report the information described in paragraphs (b)(4)(i) and (b)(4)(ii) 
of this section for each reportable chemical substance at sites under 
their control and at sites that receive a reportable chemical substance 
from the submitter directly or indirectly (including through a broker/
distributor, from a customer of the submitter, etc.). Information 
reported in response to this paragraph must be reported for the 
principal reporting year only and only to the extent that it is known 
to or reasonably ascertainable by the submitter. Information required 
to be reported under this paragraph is limited to domestic (i.e., 
within the customs territory of the United States) processing and use 
activities. If information responsive to a given data requirement under 
this paragraph, including information in the form of an estimate, is 
not known or reasonably ascertainable, the submitter is not required to 
respond to the requirement.
    (i) Industrial processing and use information--(A) A designation 
indicating the type of industrial processing or use operation(s) at 
each site that receives a reportable chemical substance from the 
submitter site directly or indirectly (whether the recipient site(s) 
are controlled by the submitter site or not). For each chemical 
substance, report the letters which correspond to the appropriate 
processing or use operation(s) listed in Table 6 of this paragraph. A 
particular designation may need to be reported more than once, to the 
extent that a submitter reports more than one sector (under paragraph 
(b)(4)(i)(B) of this section) that applies to a given designation under 
this paragraph.

    Table 6--Codes for Reporting Type of Industrial Processing or Use
                                Operation
------------------------------------------------------------------------
              Designation                           Operation
------------------------------------------------------------------------
PC.....................................  Processing as a reactant.
PF.....................................  Processing--incorporation into
                                          formulation, mixture, or
                                          reaction product.
PA.....................................  Processing--incorporation into
                                          article.
PK.....................................  Processing--repackaging.
U......................................  Use--non-incorporative
                                          activities.
------------------------------------------------------------------------

     (B) A code indicating the sector(s) that best describe the 
industrial activities associated with each industrial processing or use 
operation reported under paragraph (b)(4)(i)(A) of this section. For 
each chemical substance, report the code that corresponds to the 
appropriate sector(s) listed in Table 7 of this paragraph. A particular 
sector code may need to be reported more than once, to the extent that 
a submitter reports more than one industrial function code (under 
paragraph (b)(4)(i)(C) of this section) that applies to a given sector 
code under this paragraph.

             Table 7--Codes for Reporting Industrial Sectors
------------------------------------------------------------------------
               Code                          Sector description
------------------------------------------------------------------------
IS1...............................  Agriculture, forestry, fishing, and
                                     hunting.
IS2...............................  Oil and gas drilling, extraction,
                                     and support activities.
IS3...............................  Mining (except oil and gas) and
                                     support activities.
IS4...............................  Utilities.
IS5...............................  Construction.
IS6...............................  Food, beverage, and tobacco product
                                     manufacturing.
IS7...............................  Textiles, apparel, and leather
                                     manufacturing.
IS8...............................  Wood product manufacturing.
IS9...............................  Paper manufacturing.
IS10..............................  Printing and related support
                                     activities.
IS11..............................  Petroleum refineries.
IS12..............................  Asphalt paving, roofing, and coating
                                     materials manufacturing.
IS13..............................  Petroleum lubricating oil and grease
                                     manufacturing.
IS14..............................  All other petroleum and coal
                                     products manufacturing.
IS15..............................  Petrochemical manufacturing.
IS16..............................  Industrial gas manufacturing.
IS17..............................  Synthetic dye and pigment
                                     manufacturing.
IS18..............................  Carbon black manufacturing.
IS19..............................  All other basic inorganic chemical
                                     manufacturing.
IS20..............................  Cyclic crude and intermediate
                                     manufacturing.
IS21..............................  All other basic organic chemical
                                     manufacturing.
IS22..............................  Plastics material and resin
                                     manufacturing.
IS23..............................  Synthetic rubber manufacturing.
IS24..............................  Organic fiber manufacturing.
IS25..............................  Pesticide, fertilizer, and other
                                     agricultural chemical
                                     manufacturing.
IS26..............................  Pharmaceutical and medicine
                                     manufacturing.
IS27..............................  Paint and coating manufacturing.
IS28..............................  Adhesive manufacturing.
IS29..............................  Soap, cleaning compound, and toilet
                                     preparation manufacturing.
IS30..............................  Printing ink manufacturing.
IS31..............................  Explosives manufacturing.
IS32..............................  Custom compounding of purchased
                                     resins.
IS33..............................  Photographic film, paper, plate, and
                                     chemical manufacturing.

[[Page 54949]]

 
IS34..............................  All other chemical product and
                                     preparation manufacturing.
IS35..............................  Plastics product manufacturing.
IS36..............................  Rubber product manufacturing.
IS37..............................  Non-metallic mineral product
                                     manufacturing (includes cement,
                                     clay, concrete, glass, gypsum,
                                     lime, and other non-metallic
                                     mineral product manufacturing).
IS38..............................  Primary metal manufacturing.
IS39..............................  Fabricated metal product
                                     manufacturing.
IS40..............................  Machinery manufacturing.
IS41..............................  Computer and electronic product
                                     manufacturing.
IS42..............................  Electrical equipment, appliance, and
                                     component manufacturing.
IS43..............................  Transportation equipment
                                     manufacturing.
IS44..............................  Furniture and related product
                                     manufacturing.
IS45..............................  Miscellaneous manufacturing.
IS46..............................  Wholesale and retail trade.
IS47..............................  Services.
IS48..............................  Other (requires additional
                                     information).
------------------------------------------------------------------------

     (C) For each sector reported under paragraph (b)(4)(i)(B) of this 
section, code(s) from Table 8 of this paragraph must be selected to 
designate the industrial function category(ies) that best represents 
the specific manner in which the chemical substance is used. A 
particular industrial function category may need to be reported more 
than once, to the extent that a submitter reports more than one 
industrial processing or use operation/sector combination (under 
paragraphs (b)(4)(i)(A) and (b)(4)(i)(B) of this section) that applies 
to a given industrial function category under this paragraph. If more 
than 10 unique combinations of industrial processing or use operations/
sector/industrial function categories apply to a chemical substance, 
submitters need only report the 10 unique combinations for the chemical 
substance that cumulatively represent the largest percentage of the 
submitter's production volume for that chemical substance, measured by 
weight. If none of the listed industrial function categories accurately 
describes a use of a chemical substance, the category ``Other'' may be 
used, and must include a description of the use.

       Table 8--Codes for Reporting Industrial Function Categories
------------------------------------------------------------------------
               Code                               Category
------------------------------------------------------------------------
U001..............................  Abrasives.
U002..............................  Adhesives and sealant chemicals.
U003..............................  Adsorbents and absorbents.
U004..............................  Agricultural chemicals (non-
                                     pesticidal).
U005..............................  Anti-adhesive agents.
U006..............................  Bleaching agents.
U007..............................  Corrosion inhibitors and anti-
                                     scaling agents.
U008..............................  Dyes.
U009..............................  Fillers.
U010..............................  Finishing agents.
U011..............................  Flame retardants.
U012..............................  Fuels and fuel additives.
U013..............................  Functional fluids (closed systems).
U014..............................  Functional fluids (open systems).
U015..............................  Intermediates.
U016..............................  Ion exchange agents.
U017..............................  Lubricants and lubricant additives.
U018..............................  Odor agents.
U019..............................  Oxidizing/reducing agents.
U020..............................  Photosensitive chemicals.
U021..............................  Pigments.
U022..............................  Plasticizers.
U023..............................  Plating agents and surface treating
                                     agents.
U024..............................  Process regulators.
U025..............................  Processing aids, specific to
                                     petroleum production.
U026..............................  Processing aids, not otherwise
                                     listed.
U027..............................  Propellants and blowing agents.
U028..............................  Solids separation agents.
U029..............................  Solvents (for cleaning or
                                     degreasing).
U030..............................  Solvents (which become part of
                                     product formulation or mixture).
U031..............................  Surface active agents.
U032..............................  Viscosity adjustors.
U033..............................  Laboratory chemicals.
U034..............................  Paint additives and coating
                                     additives not described by other
                                     categories.
U999..............................  Other (specify).
------------------------------------------------------------------------

[[Page 54950]]

     (D) The estimated percentage, rounded off to the closest 10%, of 
total production volume of the reportable chemical substance associated 
with each combination of industrial processing or use operation, 
sector, and industrial function category. Where a particular 
combination of industrial processing or use operation, sector, and 
industrial function category accounts for less than 5% of the 
submitter's site's total production volume of a reportable chemical 
substance, the percentage must not be rounded off to 0% if the 
production volume attributable to that industrial processing or use 
operation, sector, and industrial function category combination is 
25,000 lb (11,340 kg) or more during the reporting year. Instead, in 
such a case, submitters must report the percentage, rounded off to the 
closest 1%, of the submitter's site's total production volume of the 
reportable chemical substance associated with the particular 
combination of industrial processing or use operation, sector, and 
industrial function category.
    (E) For each combination of industrial processing or use operation, 
sector, and industrial function category, the submitter must estimate 
the number of sites at which each reportable chemical substance is 
processed or used. For each combination associated with each chemical 
substance, the submitter must select from among the ranges of sites 
listed in Table 9 of this paragraph and report the corresponding code 
(i.e., S1 through S7):

              Table 9--Codes for Reporting Numbers of Sites
------------------------------------------------------------------------
                   Code                                 Range
------------------------------------------------------------------------
S1........................................  Fewer than 10 sites.
S2........................................  At least 10 but fewer than
                                             25 sites.
S3........................................  At least 25 but fewer than
                                             100 sites.
S4........................................  At least 100 but fewer than
                                             250 sites.
S5........................................  At least 250 but fewer than
                                             1,000 sites.
S6........................................  At least 1,000 but fewer
                                             than 10,000 sites.
S7........................................  At least 10,000 sites.
------------------------------------------------------------------------

     (F) For each combination of industrial processing or use 
operation, sector, and industrial function category, the submitter must 
estimate the number of workers reasonably likely to be exposed to each 
reportable chemical substance. For each combination associated with 
each chemical substance, the submitter must select from among the 
worker ranges listed in paragraph (b)(3)(ii) of this section and report 
the corresponding code (i.e., W1 though W8).
    (ii) Consumer and commercial use information--(A) Using the codes 
listed in Table 10 of this paragraph, submitters must designate the 
consumer and commercial product category or categories that best 
describe the consumer and commercial products in which each reportable 
chemical substance is used (whether the recipient site(s) are 
controlled by the submitter site or not). If more than 10 codes apply 
to a chemical substance, submitters need only report the 10 codes for 
the chemical substance that cumulatively represent the largest 
percentage of the submitter's production volume for that chemical, 
measured by weight. If none of the listed consumer and commercial 
product categories accurately describes the consumer and commercial 
products in which each reportable chemical substance is used, the 
category ``Other'' may be used, and must include a description of the 
use.

Table 10--Codes for Reporting Consumer and Commercial Product Categories
------------------------------------------------------------------------
               Code                               Category
------------------------------------------------------------------------
  Chemical Substances in Furnishing, Cleaning, Treatment Care Products
------------------------------------------------------------------------
C101..............................  Floor coverings.
C102..............................  Foam seating and bedding products.
C103..............................  Furniture and furnishings not
                                     covered elsewhere.
C104..............................  Fabric, textile, and leather
                                     products not covered elsewhere.
C105..............................  Cleaning and furnishing care
                                     products.
C106..............................  Laundry and dishwashing products.
C107..............................  Water treatment products.
C108..............................  Personal care products.
C109..............................  Air care products.
C110..............................  Apparel and footwear care products.
------------------------------------------------------------------------
    Chemical Substances in Construction, Paint, Electrical, and Metal
                                Products
------------------------------------------------------------------------
C201..............................  Adhesives and sealants.
C202..............................  Paints and coatings.
C203..............................  Building/construction materials--
                                     wood and engineered wood products.
C204..............................  Building/construction materials not
                                     covered elsewhere.
C205..............................  Electrical and electronic products.
C206..............................  Metal products not covered
                                     elsewhere.
C207..............................  Batteries.
------------------------------------------------------------------------
 Chemical Substances in Packaging, Paper, Plastic, Toys, Hobby Products
------------------------------------------------------------------------
C301..............................  Food packaging.
C302..............................  Paper products.
C303..............................  Plastic and rubber products not
                                     covered elsewhere.
C304..............................  Toys, playground, and sporting
                                     equipment.
C305..............................  Arts, crafts, and hobby materials.
C306..............................  Ink, toner, and colorant products.
C307..............................  Photographic supplies, film, and
                                     photochemicals.
------------------------------------------------------------------------
    Chemical Substances in Automotive, Fuel, Agriculture, Outdoor Use
                                Products
------------------------------------------------------------------------
C401..............................  Automotive care products.
C402..............................  Lubricants and greases.

[[Page 54951]]

 
C403..............................  Anti-freeze and de-icing products.
C404..............................  Fuels and related products.
C405..............................  Explosive materials.
C406..............................  Agricultural products (non-
                                     pesticidal).
C407..............................  Lawn and garden care products.
------------------------------------------------------------------------
      Chemical Substances in Products not Described by Other Codes
------------------------------------------------------------------------
C980..............................  Non-TSCA use.
C909..............................  Other (specify).
------------------------------------------------------------------------

     (B) An indication, within each consumer and commercial product 
category reported under paragraph (b)(4)(ii)(A) of this section, 
whether the use is a consumer or a commercial use.
    (C) Submitters must determine, within each consumer and commercial 
product category reported under paragraph (b)(4)(ii)(A) of this 
section, whether any amount of each reportable chemical substance 
manufactured (including imported) by the submitter is present in (for 
example, a plasticizer chemical substance used to make pacifiers) or on 
(for example, as a component in the paint on a toy) any consumer 
products intended for use by children age 14 or younger, regardless of 
the concentration of the chemical substance remaining in or on the 
product. Submitters must select from the following options: The 
chemical substance is used in or on any consumer products intended for 
use by children, the chemical substance is not used in or on any 
consumer products intended for use by children, or information as to 
whether the chemical substance is used in or on any consumer products 
intended for use by children is not known to or reasonably 
ascertainable by the submitter.
    (D) The estimated percentage, rounded off to the closest 10%, of 
the submitter's site's total production volume of the reportable 
chemical substance associated with each consumer and commercial product 
category. Where a particular consumer and commercial product category 
accounts for less than 5% of the total production volume of a 
reportable chemical substance, the percentage must not be rounded off 
to 0% if the production volume attributable to that commercial and 
consumer product category is 25,000 lb (11,340 kg) or more during the 
reporting year. Instead, in such a case, submitters must report the 
percentage, rounded off to the closest 1%, of the submitter's site's 
total production volume of the reportable chemical substance associated 
with the particular consumer and commercial product category.
    (E) Where the reportable chemical substance is used in consumer or 
commercial products, the estimated typical maximum concentration, 
measured by weight, of the chemical substance in each consumer and 
commercial product category reported under paragraph (b)(4)(ii)(A) of 
this section. For each chemical substance in each commercial and 
consumer product category reported under paragraph (b)(4)(ii)(A) of 
this section, submitters must select from among the ranges of 
concentrations listed in Table 5 in paragraph (b)(3)(viii) of this 
section and report the corresponding code (i.e., M1 through M5).
    (F) Where the reportable chemical substance is used in a commercial 
product, the submitter must estimate the number of commercial workers 
reasonably likely to be exposed to each reportable chemical substance. 
For each combination associated with each substance, the submitter must 
select from among the worker ranges listed in Table 4 in paragraph 
(b)(3)(vii) of this section and report the corresponding code (i.e., W1 
though W8).

Sec.  711.20  When to report.

    All information reported to EPA in response to the requirements of 
this part must be submitted during an applicable submission period. For 
the 2012 IUR, the submission period is from February 1, 2012 to June 
30, 2012. Subsequent recurring submission periods are from June 1 to 
September 30 at 4-year intervals, beginning in 2016. In each submission 
period, any person described in Sec.  711.8 must report as described in 
this part.

Sec.  711.22  Duplicative reporting.

    (a) With regard to TSCA section 8(a) rules. Any person subject to 
the requirements of this part who previously has complied with 
reporting requirements of a rule under TSCA section 8(a) by submitting 
the information described in Sec.  711.15 for a chemical substance 
described in Sec.  711.5 to EPA, and has done so within 1 year of the 
start of a submission period described in Sec.  711.20, is not required 
to report again on the manufacture of that chemical substance at that 
site during that submission period.
    (b) With regard to importers. This part requires that only one 
report be submitted on each import transaction involving a chemical 
substance described in Sec.  711.5. When two or more persons are 
involved in a particular import transaction and each person meets the 
Agency's definition of ``importer'' as set forth in 40 CFR 704.3, they 
may determine among themselves who should submit the required report; 
if no report is submitted as required under this part, EPA will hold 
each such person liable for failure to report.
    (c) Toll manufacturers and persons contracting with a toll 
manufacturer. This part requires that only one report per site be 
submitted on each chemical substance described in Sec.  711.5. When a 
company contracts with a toll manufacturer to manufacture a chemical 
substance, and each party meets the Agency's definition of 
``manufacturer'' as set forth in Sec.  711.3, they may determine among 
themselves who should submit the required report for that site. 
However, both the contracting company and the toll manufacturer are 
liable if no report is made.

Sec.  711.25  Recordkeeping requirements.

    Each person who is subject to the reporting requirements of this 
part must retain records that document any information reported to EPA. 
Records relevant to reporting during a submission period must be 
retained for a period of 5 years beginning on the last day of the 
submission period. Submitters are encouraged to retain their records 
longer than 5 years to ensure that past records are available as a 
reference when new submissions are being generated.

[[Page 54952]]

Sec.  711.30  Confidentiality claims.

    (a) Confidentiality claims. Any person submitting information under 
this part may assert a business confidentiality claim for the 
information at the time it is submitted. Any such confidentiality 
claims must be made at the time the information is submitted. 
Confidentiality claims cannot be made when a response is left blank or 
designated as not known or reasonably ascertainable. These claims will 
apply only to the information submitted with the claim. New 
confidentiality claims, if appropriate, must be asserted with regard to 
information submitted during a different submission period. Guidance 
for asserting confidentiality claims is provided in the instructions 
identified in Sec.  711.35. Information claimed as confidential in 
accordance with this section will be treated and disclosed in 
accordance with the procedures in 40 CFR part 2.
    (b) Chemical identity. A person may assert a claim of 
confidentiality for the chemical identity of a specific chemical 
substance only if the identity of that chemical substance is treated as 
confidential in the Master Inventory File as of the time the report is 
submitted for that chemical substance under this part. The following 
steps must be taken to assert a claim of confidentiality for the 
identity of a reportable chemical substance:
    (1) The submitter must submit with the report detailed written 
answers to the following questions signed and dated by an authorized 
official.
    (i) What harmful effects to your competitive position, if any, or 
to your supplier's competitive position, do you think would result from 
the identity of the chemical substance being disclosed in connection 
with reporting under this part? How could a competitor use such 
information? Would the effects of disclosure be substantial? What is 
the causal relationship between the disclosure and the harmful effects?
    (ii) How long should confidential treatment be given? Until a 
specific date, the occurrence of a specific event, or permanently? Why?
    (iii) Has the chemical substance been patented? If so, have you 
granted licenses to others with respect to the patent as it applies to 
the chemical substance? If the chemical substance has been patented and 
therefore disclosed through the patent, why should it be treated as 
confidential?
    (iv) Has the identity of the chemical substance been kept 
confidential to the extent that your competitors do not know it is 
being manufactured or imported for a commercial purpose by anyone?
    (v) Is the fact that the chemical substance is being manufactured 
(including imported) for a commercial purpose available to the public, 
for example in technical journals, libraries, or State, local, or 
Federal agency public files?
    (vi) What measures have been taken to prevent undesired disclosure 
of the fact that the chemical substance is being manufactured 
(including imported) for a commercial purpose?
    (vii) To what extent has the fact that this chemical substance is 
manufactured (including imported) for commercial purposes been revealed 
to others? What precautions have been taken regarding these 
disclosures? Have there been public disclosures or disclosures to 
competitors?
    (viii) Does this particular chemical substance leave the site of 
manufacture (including import) in any form, e.g., as product, effluent, 
emission? If so, what measures have been taken to guard against the 
discovery of its identity?
    (ix) If the chemical substance leaves the site in a product that is 
available to the public or your competitors, can the chemical substance 
be identified by analysis of the product?
    (x) For what purpose do you manufacture (including import) the 
chemical substance?
    (xi) Has EPA, another Federal agency, or any Federal court made any 
pertinent confidentiality determinations regarding this chemical 
substance? If so, please attach copies of such determinations.
    (2) If any of the information contained in the answers to the 
questions listed in paragraph (b)(1) of this section is asserted to 
contain confidential business information (CBI), the submitter must 
clearly identify the information that is claimed confidential by 
marking the specific information on each page with a label such as 
``confidential business information,'' ``proprietary,'' or ``trade 
secret.''
    (c) Site identity. A submitter may assert a claim of 
confidentiality for a site only if the linkage of the site with a 
reportable chemical substance is confidential and not publicly 
available. The following steps must be taken to assert a claim of 
confidentiality for a site identity:
    (1) The submitter must submit with the report detailed written 
answers to the following questions signed and dated by an authorized 
official:
    (i) Has site information been linked with a chemical identity in 
any other Federal, State, or local reporting scheme? For example, is 
the chemical identity linked to a facility in a filing under the 
Emergency Planning and Community Right-to-Know Act (EPCRA) section 311, 
namely through a Material Safety Data Sheet (MSDS)? If so, identify all 
such schemes. Was the linkage claimed as confidential in any of these 
instances?
    (ii) What harmful effect, if any, to your competitive position do 
you think would result from the identity of the site and the chemical 
substance being disclosed in connection with reporting under this part? 
How could a competitor use such information? Would the effects of 
disclosure be substantial? What is the causal relationship between the 
disclosure and the harmful effects?
    (2) If any of the information contained in the answers to the 
questions listed in paragraph (c)(1) of this section is asserted to 
contain CBI, the submitter must clearly identify the information that 
is claimed confidential by marking the specific information on each 
page with a label such as ``confidential business information,'' 
``proprietary,'' or ``trade secret.''
    (d) Processing and use information. A submitter may assert a claim 
of confidentiality for each data element required by Sec.  711.15(b)(4) 
only if the linkage of the information with a reportable chemical 
substance is confidential and not publicly available. The following 
steps must be taken to assert a claim of confidentiality for each data 
element, individually, required by Sec.  711.15(b)(4):
    (1) The submitter must submit with the report detailed written 
answers to the following questions signed and dated by an authorized 
official:
    (i) Is the identified use of this chemical substance publicly 
known? For example, is information on the use available in 
advertisements or other marketing materials, professional journals or 
other similar materials, or in non-confidential mandatory or voluntary 
government filings or publications? Has your company ever provided use 
information on the chemical substance that was not claimed as 
confidential?
    (ii) What harmful effect, if any, to your competitive position or 
to your customer's competitive position do you think would result from 
the information reported as required by Sec.  711.15(b)(4) and the 
chemical substance being disclosed in connection with reporting under 
this part? How could a competitor use such information? Would the 
effects of disclosure be substantial? What is the causal relationship 
between the disclosure and the substantial harmful effects?
    (2) If any of the information contained in the answers to the 
questions listed in paragraph (d)(1) of this section is asserted to 
contain CBI, the submitter

[[Page 54953]]

must clearly identify the information that is claimed confidential by 
marking the specific information on each page with a label such as 
``confidential business information,'' ``proprietary,'' or ``trade 
secret.''
    (e) No claim of confidentiality. If no claim of confidentiality is 
indicated on Form U submitted to EPA under this part; if Form U lacks 
the certification required by Sec.  711.15(b)(1); if confidentiality 
claim substantiation required under paragraphs (b), (c), and (d) of 
this section is not submitted with Form U; or if the identity of a 
chemical substance listed on the non-confidential portion of the Master 
Inventory File is claimed as confidential, EPA may make the information 
available to the public without further notice to the submitter.

Sec.  711.35  Electronic filing.

    (a) You must use e-CDRweb to complete and submit Form U (EPA Form 
7740-8). Submissions may only be made as set forth in this section.
    (b) Submissions must be sent electronically to EPA via CDX.
    (c) Access e-CDRweb and instructions, as follows:
    (1) By Web site. Go to the EPA Inventory Update Reporting Internet 
homepage at http://www.epa.gov/iur and follow the appropriate links.
    (2) By phone or e-mail. Contact the EPA TSCA Hotline at (202) 554-
1404 or TSCA-Hotline@epa.gov for a CD-ROM containing the instructions.

[FR Doc. C1-2011-19922 Filed 9-2-11; 8:45 am]
BILLING CODE 1505-01-D
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