Opinion issued June 28, 2012 

In The

Court of Appeals 

For The 

First District of Texas 

NO. 01-09-01141-CV

UNION CARBIDE CORPORATION, Appellant

V.

DAISY E. SYNATZSKE AND GRACE ANNETTE WEBB, INDIVIDUALLY 

AND AS REPRESENTATIVES AND CO-EXECUTRIXES OF THE 

ESTATE OF JOSEPH EMMITE, SR., JOSEPH EMMITE, JR., DOROTHY 

A. DAY, VERA J. GIALMALVA AND JAMES R. EMMITE, Appellees

On Appeal from the 11th District Court

Harris County, Texas

Trial Court Cause No. 2007-43950
2

EN BANC OPINION1

Appellant, Union Carbide Corporation (“Union Carbide”), has filed a motion 

for rehearing and for en banc reconsideration of this Court’s June 30, 2011 

opinion.2 A majority of the Court has voted to grant en banc consideration. We 

withdraw our opinion and judgment of June 30, 2011, and we substitute this 

opinion and judgment in their place.

In this interlocutory appeal,3 Union Carbide challenges the multi-district 

 

1

The en banc court on reconsideration consists of Chief Justice Radack and Justices 

Jennings, Keyes, Higley, Bland, Sharp, and Brown. Justices Massengale and 

Huddle are not participating in the decision of this case. See TEX. R. APP. P.

41.2(a) (“An en banc court consists of all members of the court who are not 

disqualified or recused and—if the case was originally argued before or decided 

by a panel—any members of the panel who are not members of the court but 

remain eligible for assignment to the court. A majority of the en banc court 

constitutes a quorum. A majority of the en banc court must agree on a 

judgment.”). Sections I, II, III, and IV of this opinion, authored by Justice 

Jennings and joined by Justices Keyes, Higley, and Sharp, constitute the opinion 

of the Court. Section V of the opinion constitutes a plurality opinion. See Tilton 

v. Marshall, 925 S.W.2d 672, 675 n.1 (Tex. 1996) (identifying portions of opinion 

of Texas Supreme Court that was joined by majority as “opinion of the Court” and 

identifying remaining portions of opinion as plurality).

2

This case was originally submitted with oral argument to a panel consisting of 

Justices Jennings, Alcala, and Sharp. After submission, the Honorable Elsa Alcala 

left the Court to become a Judge on the Texas Court of Criminal Appeals. The 

case was, therefore, originally decided by the two remaining justices. See TEX. R.

APP. P. 41.1(b).

3

See TEX. CIV. PRAC. & REM. CODE ANN. § 51.014(a)(11) (Vernon Supp. 2011) 

(providing for interlocutory appeal of denial of defendant’s motion to dismiss, 

made pursuant to section 90.007 of Texas Civil Practice and Remedies Code, of 

claimant’s asbestos-related injury claims); see also TEX. CIV. PRAC. & REM. CODE 

ANN. § 90.007 (Vernon 2011). 
3

litigation (“MDL”) pretrial court’s order denying its motion and renewed motion to 

dismiss4the claims made against it by appellees, Daisy E. Synatzke and Grace 

Annette Webb, individually and as representatives and co-executrixes of the estate 

of Joseph Emmite, Sr., Joseph Emmite, Jr., Dorothy A. Day, Vera J. Gialmalva, 

and James R. Emmite (collectively, the “Emmites”), for the wrongful death5of 

Joseph Emmite Sr. (“Joseph”). Joseph’s death, the Emmites allege, was caused by 

his exposure to asbestos when he worked for Union Carbide at its Texas City 

facility. In five issues, Union Carbide contends that the MDL pretrial court erred

in denying its motion and renewed motion to dismiss the Emmites’ asbestosrelated injury claims on the grounds that the Emmites, without a motion or a 

showing of good cause, did not timely serve Union Carbide with a physician

report, which is required to bring such claims pursuant to Chapter 90 of the Texas 

Civil Practice and Remedies Code,

6

and none of the physician reports that the 

Emmites served upon Union Carbide satisfy various requirements of Chapter 90, 

including the requirement that such a report “verify” that “pulmonary function 

testing” had been performed on Joseph and the physician making the report had 

 

4

See id. § 90.007.

5

See id. §§ 71.002, 71.021 (Vernon 2008).

6

See id. §§ 90.003, 90.006, 90.010 (Vernon 2011).
4

interpreted the pulmonary function testing.

7

 The Emmites contend that the

requirement of such a verification of pulmonary function testing to pursue their 

asbestos-related injury claims under Chapter 90, which became effective after 

Joseph had been exposed to asbestos and died, violates the Texas Constitution’s 

prohibition against retroactive laws.8 

We affirm the order of the MDL pretrial court.

I. Background

In their original petition, filed on June 7, 2007, the Emmites allege that 

Joseph, while employed by Union Carbide from 1940 to 1975, was exposed to 

asbestos and, as a result of this exposure, he contracted asbestosis and died on June 

15, 2005. The Emmites attached to their original petition a physician report 

authored by Dr. R. Kradin.9 

Union Carbide moved to dismiss the Emmites’ claims, asserting that they 

had failed to serve it with an adequate physician report.

10

 In response, the Emmites 

served upon Union Carbide a second physician report, dated August 9, 2007, 

authored by Dr. J.D. Britton. On September 14, 2007, during the MDL pretrial 

 

7

See id. §§ 90.003(a)(2)(D), 90.010(f)(1)(B)(ii). 

8

See TEX. CONST. art. I, § 16. 

9

See id. § 90.003 (prescribing filing of physician report when claimant asserts 

asbestos-related injury claim).

10 See id. § 90.003(a)(2).
5

court’s hearing on Union Carbide’s motion, the Emmites asked the court to compel 

Union Carbide to produce from its personnel files Joseph’s medical records. The 

Emmites sought to obtain the results of any pulmonary function testing that Union 

Carbide had performed on Joseph at the time that he had been employed by Union 

Carbide. At the end of the hearing, the court, stating that it considered this case to 

be “exceptional,” orally denied Union Carbide’s motion to dismiss “for good 

cause.” The court instructed the Emmites to prepare an order denying Union 

Carbide’s motion and setting forth its finding that their case involved an 

“exceptional circumstance.”11 After denying Union Carbide’s motion to dismiss, 

the court did not address the Emmites’ request to compel Union Carbide to 

produce Joseph’s medical records.

On October 1, 2007, Union Carbide moved for reconsideration of the MDL 

pretrial court’s oral ruling, and, at the beginning of the November 30, 2007 hearing 

on the motion, the court stated that it would not sign a written order denying Union 

Carbide’ s motion to dismiss. In fact, the court made it clear to the parties that it 

 

11 The MDL pretrial court’s oral finding that it considered this to be an “exceptional 

case” that involved “exceptional circumstance[s]” indicates that it concluded that 

the Emmites’ physician reports should be evaluated under section 90.010(f)(1), not 

section 90.003(a)(2) of the Texas Civil Practice and Remedies Code. Section 

90.010(f)(1), as explained below, prescribes an alternative method to satisfy 

Chapter 90’s physician report requirement “in exceptional and limited 

circumstances in which the exposed person does not satisfy the medical criteria of 

Section 90.003 . . . but can demonstrate meaningful asbestos-related . . . 

impairment . . . .” See id. § 90.010(j). 
6

did not intend to sign an appealable interlocutory order.12 After Union Carbide 

stated that this was “fine,” the parties then discussed the Emmites’ pending efforts 

to apply for an amended certificate of Joseph’s death. The Emmites represented 

that Dr. S. McClure, on the day before the hearing, had signed an application for an 

amended death certificate that would support a finding that asbestosis was at least 

one cause of Joseph’s death. Union Carbide complained that the affidavit that the 

Emmites proffered to substantiate this claim contained hearsay and it had not had 

the opportunity to depose McClure. Union Carbide then placed in the record

additional medical records for Joseph and his death certificate. The court stated 

that it would keep the record open for six weeks and, if the Emmites filed an 

amended death certificate showing that asbestosis was a cause of Joseph’s death, 

the court would deny Union Carbide’s motion. 

On January 14, 2008, the Emmites served, for a second time, Union Carbide

with the August 9, 2007 physician report of Dr. Britton, and indicated that, given 

the “extraordinary circumstances” of this case, they intended to rely upon it as their 

required physician report.13 On January 18, 2008, the MDL pretrial court 

conducted a hearing, at which the Emmites expressed, consistent with their recent 

 

12 The MDL pretrial court further remarked that if it eventually ruled against the 

Emmites and granted Union Carbide’s motion to dismiss, then the Emmites would 

have the right to appeal. These remarks further signal the court’s intention to not 

sign an appealable order at this point in the proceedings.

13

 See id. § 90.010(f)(1).
7

service of Britton’s report upon Union Carbide, their intent to rely upon it as their 

required physician report. The Emmites explained that they were still trying to 

obtain a certified copy of Joseph’s amended death certificate, and they requested “a 

full evidentiary hearing” to present witnesses and additional evidence.

14

 The 

Emmites argued that their case presented an “extraordinary circumstance” because 

Union Carbide had produced to them Joseph’s pulmonary function testing from 

when he had been a Union Carbide employee. The court granted the Emmites’ 

request for a full evidentiary hearing, and it granted Union Carbide’s request to 

depose Dr. McClure, who had signed Joseph’s amended death certificate. 

Although Union Carbide did not depose Dr. McClure until September 10, 

2009, which was over one and one-half of a year after the MDL pretrial court’s 

January 2008 hearing, a substantial portion of this delay was attributable to the fact 

that McClure had been seriously injured in an accident. And when Union Carbide 

did obtain McClure’s deposition, she still suffered from some impairment due to 

her injuries. Shortly after obtaining McClure’s deposition testimony, Union 

Carbide, on October 19, 2009, filed a “renewed” motion to dismiss the Emmites’ 

claims. 

In their November 5, 2009 response to the renewed motion to dismiss, the 

Emmites argued that Union Carbide had waived its right to seek dismissal because

 

14 See id. § 90.010(g).
8

the parties had engaged in significant discovery and the motion was untimely filed. 

Moreover, the Emmites produced an October 28, 2009 physician report, authored 

by Dr. J. Prince, which they offered as an addendum to Prince’s June 12, 2008 

letter report that the Emmites had previously given to Union Carbide in the 

discovery process.

 At its subsequent hearing on Union Carbide’s renewed motion to dismiss, 

the MDL pretrial court instructed Union Carbide to file its written objections to Dr. 

Prince’s report. The court explained that it wanted a complete record, including a 

copy of Prince’s deposition, which had been obtained before the hearing. Pursuant 

to the court’s instructions, Union Carbide filed its written objections to Prince’s 

report. The Emmites then filed their response to Union Carbide’s objections and 

Prince’s December 2009 amended report, which had been prepared in an effort to 

respond to some of Union Carbide’s written objections. 

In his amended report, Dr. Prince, who had been Joseph’s pulmonologist 

during a 2005 hospital visit, stated, in relevant part, that he had physically 

examined Joseph and provided him with a pulmonary consultation and treatment. 

Prince noted that Joseph was 85 years old at the time and had a medical history of 

benign prostatic hypertrophy, osteoarthritis, and dementia. Joseph, who also had a 

remote history of smoking cigars, had been brought to the emergency room “with a 

complaint of bilateral lower extremity edema as well as difficulty ambulating.” 
9

Prince took an occupational exposure history from Joseph, who told Prince that he 

had worked as an insulator at Union Carbide for many years and “had a possible 

diagnosis of asbestosis.” Prince also noted that Joseph’s chest exam revealed 

“diminished breath sounds at the right lung base with associated dullness to 

percussion.” Moreover, Joseph was “somewhat confused” and “unable to support 

his own weight while” standing or sitting. The hospital admitted Joseph with 

pneumonia, and Prince noted “the presence of bilateral calcified pleural plaques 

consistent with a prior exposure to asbestos.” After conducting a computed 

tomography scan of Joseph’s chest and administering other diagnostic tests, Prince 

diagnosed Joseph as suffering from “pulmonary asbestosis.”15 Prince further 

noted,

In summary, premorbid diagnostic workup was compatible with 

benign asbestos pleural effusion. The findings of an exudative pleural 

effusion, coupled with the presence of the diagnostic imaging 

revealing pleural plaques and bilateral, predominantly basilar, 

pulmonary fibrosis support my clinical diagnosis of pulmonary 

asbestosis with significant impairment. More than sixty years had 

elapsed from [Joseph’s] first asbestos exposure. Even in the absence 

of postmortem data overwhelmingly supporting the clinical findings, I 

was able to exclude other more probable causes of the pulmonary 

findings identified in this patient’s exposure, medical, and smoking 

history, and the postmortem data are merely confirmatory. In an ideal 

clinical scenario, the treating physician would obtain pulmonary 

 

15 In a post-submission letter, Union Carbide highlights one of Joseph’s medical 

records, which reveals that, on May 6, 2005, Joseph saw his primary care 

physician regarding a “chief complaint of a cough” and Joseph presented with a 

“history” of numerous conditions and ailments, including “occupational lung 

disease (asbestosis).”
10

function testing to include lung volumes and diffusion. However, . . . 

this man was severely debilitated to the point he was unable to 

support his own weight. . . . I have been provided and interpreted the 

results of pulmonary function testing given to [Joseph] on prior 

occasions. It is my medical opinion that this patient simply could not 

have performed such testing when I examined him, due to his 

advanced dementia limiting his ability to follow instructions, his 

overall severely debilitated state, and that shortness of breath would 

have made such testing difficult or even prohibitive, even if he were 

capable of following instructions.

As noted above, pulmonary function testing would be clinically 

ideal to secure the diagnosis of pulmonary asbestosis. It is my 

opinion that had the patient been able to successfully undergo 

pulmonary function testing, restriction and diffusion abnormalities 

would have been identified, consistent with his clinical diagnosis of 

pulmonary asbestosis. However, in [Joseph’s] case, the clinical 

history and other diagnostic testing, coupled with meticulous 

postmortem analysis of pulmonary tissue, confirm[] my opinion that 

[Joseph] had significant, advanced pulmonary asbestosis. In making 

my diagnosis I have considered [Joseph’s] other medical conditions—

including immobility and pneumonia—and it is my opinion that he 

had a pulmonary impairment from his asbestosis that was not more 

probably the result of other causes. 

(Emphasis added.) 

On December 4, 2009, the MDL pretrial court granted Union Carbide’s 

motion for reconsideration and conducted its final hearing, but the court did not 

rule on Union Carbide’s renewed motion to dismiss. Rather, on December 22, 

2009, the court, after considering all of the evidence, signed its order denying 

Union Carbide’s motion to dismiss the Emmites’ claims. In its order, the court 

made the following findings of fact:

1. Joseph Emmite worked as an insulator for approximately 39 
11

years at the Union Carbide Texas City facility;

2. The autopsy findings revealed asbestosis that had resulted in 

severe pulmonary fibrosis and the cause of death was the 

combined effects of retained asbestos fibers;

3. Texas Civil Practice and Remedies Code § 90.003 and 90.004 

do not adequately assess Joseph Emmite’s pulmonary 

impairment due to physical and mental limitations from which 

Mr. Emmite suffered;

4. Shortly before his death Mr. Emmite suffered from physical 

and mental limitations, which made it impossible for him to 

take a pulmonary function test;

5. Had Joseph Emmite been physically and mentally capable of 

performing a pulmonary function test, the results would have 

demonstrated pulmonary impairment greater than required 

under Texas Civil Practice and Remedies Code § 90.003;

6. Due to Joseph Emmite’s physical and mental limitations, severe 

asbestosis, and death, the medical criteria set forth in Texas 

Civil Practice and Remedies Code § 90.003 do not adequately 

[assess] Mr. Emmite’s physical impairment caused by exposure 

to asbestos;

7. Dr. Joseph Prince is a qualified, board-certified pulmonary 

specialist who served Mr. Emmite as his last treating physician;

8. In his report and testimony, Dr. Prince verified that pulmonary 

function testing had been previously performed on Mr. Emmite 

and that he interpreted the results;

9. Other than cross-examination of Dr. Prince at his deposition, 

Union Carbide offered no evidence, either by way of live expert 

testimony, depositions, or fact witnesses to contradict the 

findings of Dr. Joseph Prince, Mr. Emmite’s treating physician;

10. Dr. Prince had no history of working as a litigation consultant. 

The testimony and opinions offered by Dr. Prince were at all 
12

times credible, reliable and uncontroverted;

11. Joseph Emmite’s case presents unique and extraordinary 

physical and medical characteristics justifying denial of Union 

Carbide’s Motion to dismiss;

12. Mr. Emmite’s family produced sufficient credible evidence to 

allow a finder of fact to reasonably find that Mr. Emmite’s 

asbestos impairment is comparable to the impairment that an 

exposed person would have had if the exposed person met the 

criteria set forth in Section 90.003.

II. Asbestos-Related Injury Claims

On September 1, 2005, approximately eleven weeks after Joseph’s death, 

Chapter 90 of the Texas Civil Practice and Remedies Code, which sets forth new 

procedures and requirements for claims involving asbestos- and silica-related 

injuries, became effective. TEX. CIV. PRAC. & REM. CODE ANN. §§ 90.001–.012 

(Vernon 2011). The Texas Legislature, recognizing a growing “asbestos litigation 

crisis,” which was proving to be “costly to employers, employees, litigants, and the 

court system,”16 enacted Chapter 90 to protect “the right of people with impairing 

asbestos-related . . . injuries to pursue their claims for compensation in a fair and 

efficient manner through the Texas court system, while at the same time preventing 

scarce judicial and litigant resources from being misdirected by the claims of 

individuals who have been exposed to asbestos . . . but have no functional or 

 

16 The Texas Legislature found that claims brought “by persons who are not 

functionally or physically impaired by any asbestos-related illness” had “severely 

hamper[ed] the ability of seriously ill claimants to seek redress in the courts.” 

TEX. CIV. PRAC. & REM. CODE ANN. § 90.001 cmt. h (Vernon 2011).
13

physical impairment from asbestos-related . . . disease.” Id. § 90.001 cmts. d, f, g, 

n. To fulfill these purposes, the legislature, through Chapter 90, 

(1) adopt[ed] medically accepted standards for differentiating 

between individuals with nonmalignant asbestos-related . . . 

disease causing functional impairment and individuals with no 

functional impairment; 

(2) provid[ed] a method to obtain the dismissal of lawsuits in 

which the exposed person has no functional impairment, while 

at the same time protecting a person’s right to bring suit on 

discovering an impairing asbestos-related . . . injury; and 

(3) create[d] an extended period before limitations begin to run in 

which to bring claims for injuries caused by the inhalation or 

ingestion of asbestos . . . to preserve the right of those who have 

been exposed to asbestos . . . but are not yet impaired to bring a 

claim later in the event that they develop an impairing asbestosrelated . . . injury.

Id. § 90.001 cmt. n.

A. Section 90.003’s Physician Report Requirements

A claimant asserting an asbestos-related injury17 must serve on each

 

17 The requirements for a physician report in a claim involving malignant 

mesothelioma or another malignant asbestos-related cancer are significantly 

different. See id. § 90.003(a)(1). In those cases, a claimant must file a physician 

report that states that the exposed person has been diagnosed with malignant 

mesothelioma or another malignant asbestos-related cancer and, to a reasonable 

degree of medical probability, exposure to asbestos was a cause of the diagnosed 

mesothelioma or other cancer in the exposed person. Id. 

Here, Joseph was not diagnosed with malignant mesothelioma or another 

malignant asbestos-related cancer. Rather, Joseph’s alleged asbestos-related 

injury was asbestosis, and, in order to satisfy the Chapter 90 physician report 

requirements, the Emmites were required to file a report compliant with either 
14

defendant “a report by a physician who is board certified in pulmonary medicine, 

internal medicine, or occupational medicine” that “verifies that the physician or a 

medical professional employed by and under the direct supervision and control of 

the physician”: 

(i) performed a physical examination of the exposed person, or if 

the exposed person is deceased, reviewed available records 

relating to the exposed person’s medical condition; 

(ii) took a detailed occupational and exposure history[

18] from the 

exposed person or, if the exposed person is deceased, from a 

person knowledgeable about the alleged exposure or exposures 

that form the basis of the action; and 

(iii) took a detailed medical and smoking history that includes a 

thorough review of the exposed person’s past and present 

medical problems and their most probable cause[.]

Id. § 90.003(a)(2)(A). The report must set “out the details of the exposed person’s 

occupational, exposure, medical, and smoking history” and verify that “at least 10

years have elapsed between the exposed person’s first exposure to asbestos and the 

 

section 90.003(a)(2) or section 90.010(f)(1) of the Texas Civil Practice and 

Remedies Code. 

18 The “detailed occupational and exposure history” must describe (1) “the exposed 

person’s principal employments and state whether the exposed person was 

exposed to airborne contaminants, including asbestos fibers and other dusts that 

can cause pulmonary impairment”; and (2) “the nature, duration, and frequency of 

the exposed person’s exposure to airborne contaminants, including asbestos fibers 

and other dusts that can cause pulmonary impairment.” Id. § 90.003(b). Other 

provisions of section 90.003, which are not relevant to this appeal, provide 

additional ways to satisfy section 90.003 if the claimant’s pulmonary function test 

results or radiologic findings do not meet the above-stated requirements. Id. 

§ 90.003(c), (d).
15

date of diagnosis[.]” Id. § 90.003(a)(2)(B). 

Important to the issues presented in this case, the report, in addition to 

providing other detailed information, must “verif[y] that the exposed person has 

asbestos-related pulmonary impairment as demonstrated by pulmonary function 

testing” showing: 

(i) forced vital capacity below the lower limit of normal or below 

80 percent of predicted and FEV1/FVC ratio (using actual 

values) at or above the lower limit of normal or at or above 65 

percent; or 

(ii) total lung capacity, by plethysmography or timed gas dilution, 

below the lower limit of normal or below 80 percent of 

predicted[.]

Id. § 90.003(a)(2)(D) (emphasis added). 

The report must also verify that the physician “has concluded that the 

exposed person’s medical findings and impairment were not more probably the 

result of causes other than asbestos exposure revealed by the exposed person’s 

occupational, exposure, medical, and smoking history[.]” Id. § 90.003(a)(2)(E). 

Moreover, the report must be accompanied by copies of, among other items, all

“pulmonary function tests, including printouts of all data, flow volume loops, and 

other information demonstrating compliance with the equipment, quality, 

interpretation, and reporting standards set out” in Chapter 90.

19

 Id. § 

 

19 The comments to section 90.001 further evidence the Texas Legislature’s intent in 

enacting such detailed requirements for a physician report in claims not involving 
16

90.003(a)(2)(F). The claimant must serve upon each defendant the physician

report prescribed by section 90.003 “not later than the 30th day after the date that 

defendant answers or otherwise enters an appearance in the action.”20 Id.

§ 90.006(a). 

A defendant may file a motion to dismiss a claimant’s asbestos-related 

injury claims if the claimant has not timely served a physician report on the 

defendant or the report does not comply with the requirements of section 90.003. 

Id. § 90.007(a). The motion must be filed on or before the 30th day after the date 

the report is served on the defendant, and, if the basis of the motion is that the 

report does not comply with section 90.003, “the motion must include the reasons 

why the report does not comply with that section.” Id. The claimant may file a 

 

malignant mesothelioma or another malignant asbestos-related cancer. As 

explained by the legislature, “the asbestos litigation crisis” was “due, in part, to 

screening of persons with possible occupational exposure to asbestos,” which 

identified individuals as suffering from asbestos-related disease “regardless of 

whether the individuals have any physical impairment.” Id. § 90.001 cmt. f. The 

legislature noted that such individuals “file lawsuits, in part to avoid the running of 

limitations triggered by the discovery that they may have an asbestos-related 

injury,” and the legislature further noted that “[m]any of the identified 

individuals,” possibly as many as “90 percent,” were not experiencing any 

symptoms from asbestos-related disease “affecting their daily functions.” Id. 

20 As discussed below, section 90.006 prescribes different deadlines for serving a 

physician report depending on whether the action was filed on or after the 

effective date of Chapter 90 or was already pending on the effective date of 

Chapter 90. Here, the Emmites filed their claims after the effective date of 

Chapter 90. We note that even if the Emmites had filed their claims after Joseph’s 

death in June 2005, but before Chapter 90’s effective date in September 2005, they 

still likely would have had to serve Union Carbide with a physician report to 

maintain their claims. Id. § 90.006(b), (c).
17

response to a motion to dismiss on or before the 15th day after the date the motion 

to dismiss is served. Id. § 90.007(b). A report required by section 90.003 may be 

filed, amended, or supplemented within the time required for responding to a 

motion to dismiss. Id. If a court is of the opinion that the motion to dismiss is 

meritorious, it must, except as provided by section 90.010(d) or (e), “by written 

order, grant the motion and dismiss all of the claimant’s asbestos-related claims.” 

Id. § 90.007(c). Any such dismissal is “without prejudice to the claimant’s right, 

if any, to assert claims for an asbestos-related injury . . . in a subsequent action.” 

Id. On the filing of a motion to dismiss, “all further proceedings in the action are 

stayed until the motion is heard and determined by the court.” Id. § 90.007(d). 

And, on the motion of a party showing good cause, the court may shorten or extend 

the time limits provided for filing or serving motions, responses, or reports. Id. § 

90.007(e). 

B. Physician Report Requirements in “Exceptional and Limited 

Circumstances”

Chapter 90 does provide alternative reporting requirements, which “apply 

only in exceptional and limited circumstances in which an exposed person does not 

satisfy the medical criteria of Section 90.003 . . . but can demonstrate meaningful 

asbestos-related . . . physical impairment . . . .” Id. §90.010(j). If a claimant “does 

not serve on a defendant a [physician] report that complies with section 90.003,”

an MDL pretrial court “shall, on motion of the defendant, dismiss the action under 
18

section 90.007, unless,”

(1) the claimant serves a report that complies with [section 

90.010](f)(1) and 

(2) the court, on motion and hearing, makes the findings required 

by section [90.010](f)(2). 

Id. §§ 90.007(e), 90.010(e) (emphasis added). A claimant seeking a remand for

trial on the denial of a motion to dismiss under section 90.010(e) must serve on 

each defendant a report that:

(A) complies with the requirements of Sections 90.003(a)(2)(A), 

(B), (E), and (F) and 90.003(b) . . . ; and 

(B) verifies that: 

(i) the physician making the report has a physicianpatient relationship with the exposed person; 

(ii) pulmonary function testing has been performed 

on the exposed person and the physician making 

the report has interpreted the pulmonary function 

testing; 

(iii) the physician making the report has concluded, to 

a reasonable degree of medical probability, that the 

exposed person has radiographic, pathologic, or 

computed tomography evidence establishing 

bilateral pleural disease or bilateral parenchymal 

disease caused by exposure to asbestos . . . ; and

(iv) the physician has concluded that the exposed 

person has asbestos-related . . . physical 

impairment comparable to the impairment the 

exposed person would have had if the exposed 

person met the criteria set forth in Section 90.003 

or 90.004[.]
19

Id. § 90.010(f)(1) (emphasis added). Moreover, the MDL pretrial court “shall

determine” whether,

(A) the report and medical opinions offered by the claimant are 

reliable and credible; 

(B) due to unique or extraordinary physical or medical 

characteristics of the exposed person, the medical criteria set 

forth in Sections 90.003 and 90.004 do not adequately assess 

the exposed person’s physical impairment caused by exposure 

to asbestos . . . ; and 

(C) the claimant has produced sufficient credible evidence for a 

finder of fact to reasonably find that the exposed person is 

physically impaired as the result of exposure to asbestos . . . to 

a degree comparable to the impairment the exposed person 

would have had if the exposed person met the criteria set forth 

in Section 90.003 . . . . 

Id. § 90.010(f)(2) (emphasis added). The MDL pretrial court must state its 

findings, made under section 90.010(f)(2), in writing and address in its findings:

(1) the unique or extraordinary physical or medical characteristics 

of the exposed person that justify the application of this section; 

and 

(2) the reasons the criteria set forth in Sections 90.003 and 90.004 

do not adequately assess the exposed person’s physical 

impairment caused by exposure to asbestos . . . . 

Id. § 90.010(h). Again, we emphasize that subsections 90.010(e) and (f) “apply 

only in exceptional and limited circumstances in which the exposed person does 

not satisfy the medical criteria of Section 90.003 . . . but can demonstrate 

meaningful asbestos-related . . . physical impairment that satisfies the requirements 
20

of Subsection (f).” Id. § 90.010(j). 

III. Timeliness of Physician Reports

In its first issue, Union Carbide argues that the MDL pretrial court erred in 

denying its motion to dismiss the Emmites’ asbestos-related injury claims because 

they failed to timely serve Union Carbide with a “complying [physician] report 

demonstrating a threshold level of asbestos-related impairment” and their “late 

filings were not supported by written or oral motions, nor by a showing of good 

cause.” See TEX. CIV. PRAC. & REM. CODE ANN. §§ 90.003(a)(2), 90.006(a), 

90.007. 

Union Carbide specifically argues that the MDL pretrial court abused its 

discretion in relying upon any physician reports and evidence, other than Dr. 

Kradin’s report and Dr. Britton’s August 9, 2007 report, both of which the 

Emmites had timely served upon Union Carbide before the court’s September 14, 

2007 hearing, because the Emmites did not move for an extension of time, request 

an opportunity to offer additional evidence, or make a showing of good cause to 

support their untimely service of subsequent reports and evidence. Union Carbide 

asserts that the MDL pretrial court “lacked jurisdiction to deviate sua sponte over 

the last two and a half years from Chapter 90’s specific timing requirements” and 

could not properly consider the “untimely new evidence” and reports, including 

those of Dr. Prince, by relying upon subsections 90.010(e), (f), (g), and (j). 
21

The Emmites timely filed, with their original petition, the physician report of 

Dr. Kradin,

21 and Union Carbide timely filed its motion to dismiss the Emmites’ 

claims on the ground that the report did not comply with section 90.003(a)(2). The 

MDL pretrial court promptly held its September 14, 2007 hearing on Union 

Carbide’s motion and orally denied it at the hearing. Despite Union Carbide’s 

complaints that the Emmites did not move for an extension of time, request an 

opportunity to offer additional evidence, or make a showing of good cause to 

support their untimely reports and evidence, the Emmites, because they prevailed 

at the hearing, had no reason to make such a request or showing.

22

 

The MDL pretrial court did not reduce its oral ruling to writing, and Union 

Carbide, in its briefing, concedes that it could have sought to obtain, at that time, a 

written order from the court denying its motion to dismiss; it elected instead to file 

a motion to reconsider. At the November 30, 2007 hearing on Union Carbide’s 

 

21 The Emmites concede on appeal that the physician reports of Dr. Kradin and Dr. 

Britton, both served upon Union Carbide prior to the MDL pretrial court’s 

September 14, 2007 hearing, did not comply with the requirements of section 

90.003(a)(2). However, they assert that their subsequently-filed physician reports 

of Dr. Prince, along with other evidence, comply with the requirements of section 

90.010(f)(1).

22 We note that the Emmites, at the September 14, 2007 hearing, specifically 

requested that Union Carbide be compelled to produce its records regarding 

Joseph, including records related to any pulmonary function testing that had been 

performed on him at Union Carbide in the 1960s and 1970s. After the MDL 

pretrial court orally denied Union Carbide’s motion, the court did not rule upon 

the Emmites’ discovery request.
22

motion to reconsider, the court made it clear that it was reconsidering whether the 

Emmites’ claims should be dismissed. At the conclusion of the hearing, the court 

also made it clear that it was no longer willing to sign a written, appealable 

interlocutory order, despite its prior oral ruling. Because Union Carbide did not 

object or seek any other relief from the court’s decision to not sign a written order, 

it foreclosed its right to bring an interlocutory appeal at that time. See TEX. R. APP.

P. 26.1 (providing that notice of appeal in accelerated appeal must be filed within 

20 days after order is signed). 

Moreover, the Emmites, at the November 30, 2007 hearing on Union 

Carbide’s motion for the MDL pretrial court to reconsider its oral denial of Union 

Carbide’s motion to dismiss, told the court that they had recently submitted an 

application for an amended certificate of Joseph’s death, which they believed 

would identify asbestosis as a cause of his death.23 Implicit in the court’s decision 

to “keep the record open for an additional six weeks” is that it considered the 

Emmites’ oral statements as a request for additional time to introduce into the 

record supplemental evidence, which, the Emmites believed, would bear upon the 

court’s ultimate decision as to whether to dismiss their claims. See TEX. CIV.

 

23 On the same day of this hearing, the Emmites filed a motion to open discovery and 

to compel Union Carbide to produce Joseph’s personnel and medical file. The 

Emmites specifically asserted that Union Carbide was in possession of missing 

evidence that Joseph had had pulmonary function testing performed on him that 

would enable the Emmites to satisfy the requirements of Chapter 90. 
23

PRAC. & REM. CODE ANN. § 90.007(e). A court has the discretion to, “[o]n the 

motion of a party showing good cause,” “extend the time limits . . . for filing or 

serving motions, responses, or reports.” Id. Here, the record indicates that the

court construed the oral statements made by the Emmites at the hearing as a 

motion for an extension of time, and the record supports the court’s implied 

finding that good cause supported such an extension. See id. Accordingly, we 

hold that the MDL pretrial court acted within its discretion under section 90.007(e)

in allowing the Emmites additional time to supplement their response or their 

reports. See id.

At the subsequent January 18, 2008 hearing, the Emmites stated their 

intention, consistent with their January 14, 2008 second service upon Union 

Carbide of Dr. Britton’s report, to comply with the physician report requirements 

of section 90.010(f)(1), and not section 90.003(a)(2), under which they had been 

previously proceeding. The Emmites explained that they were doing so, in part, 

because they had received from Union Carbide evidence of pulmonary function 

testing that had been performed on Joseph during his employment at Union 

Carbide. Implicit in the Emmites’ statements to the MDL pretrial court is the 

assertion that the testing evidence was relevant and necessary for them to comply 

with section 90.010(f)(1)(B)(ii) and a request to allow them to rely upon it at a 

time when the court was still considering Union Carbide’s motion to reconsider its 
24

original motion to dismiss. There is nothing in section 90.010, or in Chapter 90, 

that precluded the Emmites from invoking section 90.010(f)(1) after they had 

previously sought to comply with section 90.003(a)(2). 

In regard to Union Carbide’s complaint that the MDL pretrial court abused 

its discretion in not granting its motion to dismiss under Chapter 90’s “strict” 

deadlines, an MDL pretrial court must, on a motion by a defendant under section 

90.007, dismiss an action unless the claimant serves a physician report upon the 

defendant that complies with section 90.010(f)(1) and the court, on motion and 

hearing, makes the findings required by section 90.010(f)(2). Id. § 90.010(e). 

However, section 90.010 does not contain a deadline for a claimant to file a 

physician report that complies with section 90.010(f)(1). And, as discussed below, 

section 90.010 mandates a discovery period and evidentiary hearing. See id. 

§ 90.010(g). Moreover, although section 90.006, entitled “Serving Reports,” 

provides that a report prescribed by section 90.003 must be served no later than the 

30th day after a defendant answers or appears in an action, it contains no reference 

to a deadline for service of a report under section 90.010(f)(1). Id. § 90.006.

We further note that a court has the discretion to “extend the time limits . . . 

for filing or serving motions, responses, or reports.” See id. § 90.007(e). And 

section 90.007 specifically provides that a court shall grant a motion to dismiss a 

claimant’s asbestos-related claims for failure to timely serve a report that does not 
25

comply with section 90.003, “[e]xcept as provided by” section 90.010. See id. 

§ 90.007(c) (emphasis added). Here, the Emmites invoked section 90.010(f)(1) at 

a time when the MDL pretrial court was still entertaining Union Carbide’s motion 

to dismiss the Emmites’ claims. Although section 90.010(e) refers to motions to 

dismiss under section 90.007, section 90.010 contains several provisions that 

authorize an MDL pretrial court to handle cases in which section 90.010(f)(1) is 

invoked much differently than cases in which a claimant offers a physician report 

under section 90.003(a). 

When a claimant asserting an asbestos-related injury claim seeks to satisfy 

Chapter 90 by serving a physician report pursuant to section 90.010(f)(1), the 

procedures for handling a motion to dismiss are necessarily different from those 

established regarding a physician report served pursuant to section 90.003(a). 

First, although section 90.010(e) provides that an MDL pretrial court must dismiss 

a claimant’s asbestos-related injury claim for failure to serve a compliant report, 

the court, if subsection (f) is invoked, must conduct an evidentiary hearing “at 

which the claimant and any defendant to the action may offer supporting or 

controverting evidence.” Id. § 90.010(g) (emphasis added). Second, the court 

must provide the parties with a reasonable discovery period before the evidentiary 

hearing. Id. Thus, section 90.010 expressly contemplates that, once a party 

invokes subsection (f), that party will be entitled to obtain additional discovery and 
26

introduce additional evidence supporting its claims.24 

In sum, section 90.010 necessarily contemplates that a physician report may 

be supplemented with additional physician reports or evidence offered by a

claimant in order to render an original report compliant with Chapter 90. Here, 

once the Emmites invoked section 90.010(f) and requested a full evidentiary 

hearing (at a time when the trial court was considering Union Carbide’s pending 

motion to reconsider its motion to dismiss), the parties were entitled to engage in 

discovery for a reasonable period of time. Id. § 90.010(g). During this period, 

 

24 We do not suggest that discovery or evidentiary hearings would not be available 

under any circumstances under section 90.003, but we note that section 90.010(g) 

expressly authorizes such procedures. However, we also note that section 

90.007(d) provides for a stay in proceedings “[o]n the filing of a motion to dismiss 

under this section” until the motion “is heard and determined.” See id. 

§ 90.007(d). Union Carbide’s argument that section 90.007’s “strict” deadlines 

should be applied even in the context of a party invoking section 90.010(f) ignores 

the inherent conflict between the stay provision in section 90.007(d) and the 

discovery period authorized under section 90.010(g). 

Union Carbide also suggests that the legislature, in drafting section 90.006, which 

provides that a report prescribed by section 90.003 must be served no later than 30 

days after the defendant answers or appears in the action, inadvertently failed to 

reference section 90.010. See TEX. CIV. PRAC. & REM. CODE ANN. §§ 90.006(a). 

Union Carbide asks us to “apply equally” section 90.006’s deadlines to section 

90.010. But, again, as noted above, Union Carbide agrees that section 90.006 does 

not reference section 90.010, and section 90.007(e) allows a court, upon motion 

showing good cause, the discretion to “extend the time limits . . . for filing or 

serving motions, responses, or reports.” See id. § 90.007(e). Simply put, 

although Union Carbide complains that the result reached in this case “undermines 

the legislature’s intent” to “weed out claims by or on behalf of the unimpaired 

early in the litigation,” the trial court, in the specific circumstances here, did not 

act in violation of the procedures expressly authorized by Chapter 90, as it is 

currently drafted.
27

Union Carbide took the deposition of Dr. McClure and thereafter filed its renewed 

motion to dismiss. In response, the Emmites, prior to the evidentiary hearing, 

supplemented the record with two additional physician reports by Dr. Prince, 

Joseph’s treating pulmonologist. Union Carbide filed written objections to

Prince’s reports and, during the discovery period, also deposed Prince. We hold

that the MDL pretrial court did not abuse its discretion in considering the motion, 

responses, and reports, including those of Dr. Britton and Dr. Prince, and all other 

evidence presented at and discussed during the evidentiary hearing in determining 

whether the Emmites’ physician reports satisfied the requirements of section 

90.010(f)(1). See id. Accordingly, we further hold that the MDL pretrial court did 

not err in denying Union Carbide’s motion and renewed motion to dismiss on the 

ground that the Emmites, without a motion or a showing of good cause, did not 

timely serve Union Carbide with a physician report.

We overrule Union Carbide’s first issue.

IV. Adequacy of Required Physician Reports

In its second, third, fourth, and fifth issues, Union Carbide argues that the 

MDL pretrial court erred in denying its motion and renewed motion to dismiss the 

Emmites’ asbestos-related injury claims because none of the Emmites’ physician 

reports comply with the requirements of Chapter 90. 

Before we address these issues, we note that the Emmites argue that Union 
28

Carbide has waived any error in regard to the MDL pretrial court’s denial of its 

motion and renewed motion to dismiss the Emmites’ claims on the ground that 

their physician reports do not comply with the requirements of Chapter 90 because 

Union Carbide participated in discovery during the period between the court’s 

January 18, 2008 hearing and the filing of the renewed motion to dismiss in 

October 2009. See id. § 90.007(d) (providing for stay of all proceedings until 

motion to dismiss under section 90.007 is heard and determined). The Emmites 

assert that Union Carbide cannot appeal the trial court’s September 14, 2007 oral 

ruling and, even if it could, Union Carbide’s appeal is untimely. 

In regard to the Emmites’ untimely-appeal argument, Union Carbide agrees 

that it is not bringing an interlocutory appeal of the MDL pretrial court’s 

September 14, 2007 oral ruling. Although Union Carbide argues that we should 

limit our consideration of the court’s December 2009 order to the two original 

reports of Drs. Kradin and Britton, which were served on Union Carbide by the 

Emmites prior to the first hearing in September 2007, this argument fails because

(1) Union Carbide filed a motion to reconsider, (2) Chapter 90 provided the court 

with discretion in extending deadlines to file motions, responses, and reports, (3) 

the Emmites invoked section 90.010(f) at a time when the court was still 

entertaining Union Carbide’s motion to dismiss and motion for reconsideration, (4) 

nothing in Chapter 90 precluded the Emmites from seeking to satisfy Chapter 90 
29

through section 90.010(f), and (5) section 90.010(g) contemplates a discovery 

period and an evidentiary hearing at which the parties are offered the opportunity 

to supplement the record with additional evidence. 

In regard to the Emmites’ waiver argument, the record contains an 

explanation for the delay in Dr. McClure’s deposition and the associated delay for 

Union Carbide’s filing of its renewed motion to dismiss. Although it is undisputed 

that Union Carbide participated in some discovery during the period between the 

filing of its original motion to dismiss and its renewed motion to dismiss, it had a 

right to do so under section 90.010(g) and the record otherwise demonstrates that 

Union Carbide did not waive any error in regard to the MDL pretrial court’s ruling 

on its renewed motion to dismiss. 

A. Section 90.003(a)(2) Physician Reports

In its second issue, Union Carbide argues that the physician reports by Dr. 

Kradin and Dr. Britton do not comply with section 90.003(a)(2) because they do 

not include, among other requirements, a detailed occupational and exposure 

history and a detailed medical and smoking history. See id. 

§§ 90.003(a)(2)(A)(ii)–(iii), 90.003(b). Union Carbide also asserts that these 

reports do not include a verification that Joseph had an asbestos-related impairment 

as demonstrated by pulmonary function testing and a verification that the doctors 

had concluded that Joseph’s impairment was not more probably the result of 
30

causes other than asbestos exposure. See id. § 90.003(a)(2)(D), (E). 

The Emmites concede that Dr. Kradin’s report and Dr. Britton’s report, 

which they originally served on Union Carbide in order to comply with section 

90.003(a)(2), do not comply with the requirements of that section. 

We sustain Union Carbide’s second issue. 

B. Section 90.010(f)(1) Physician Reports

In its third, fourth, and fifth issues, Union Carbide argues that the physician 

reports of Dr. Prince25 do not comply with section 90.010(f)(1), which itself 

requires compliance with several subsections of section 90.003, because Prince did 

not conduct a thorough review of Joseph’s past and present medical problems, he 

did not “set out the details of [Joseph’s] medical history,” and his reports do not 

otherwise comply with pertinent subsections of section 90.003. See id. 

§§ 90.003(a)(2)(A), (B), (E), (F); 90.003(b); 90.010(f)(1)(A). Union Carbide 

asserts that the “primary problem” with Prince’s reports is that they make reference 

to “40 year old pulmonary function test results reflecting no impairment” and he

“did not rely” on these reports “in reaching his conclusions about impairment.” 

See id. § 90.003(f)(1)(B)(ii). Union Carbide notes that although the legislature, by 

 

25 Within its third, fourth, and fifth issues, Union Carbide also asserts that Dr. 

Britton’s report, which the Emmites served for a second time upon Union Carbide 

in their effort to comply with section 90.010(f)(1), does not comply with that 

section. The Emmites do not challenge this assertion, but they contend that the 

reports authored by Dr. Prince satisfy the requirements of section 90.010(f)(1). 
31

providing the alternative physician report requirements of section 90.010(f)(1), 

relaxed a number of the physician report requirements of section 90.003(a), 

pulmonary function testing must still constitute a part of a treating physician’s 

determination of impairment. See id. 

Union Carbide specifically argues that Dr. Prince’s first report does not 

comply with several pertinent subsections of section 90.003 and 90.010 because 

Prince failed to conduct “a thorough review” of Joseph’s “past and present medical 

problems”; set out the details of Joseph’s medical history; review Joseph’s other 

medical records from Joseph’s 2004 and 2005 hospital admissions or any other 

medical records; detail Joseph’s “long history of serious medical conditions”; refer 

to Joseph’s pneumonia diagnosis—“the very condition for which he was admitted 

to the hospital” and that “eventually caused his death”; give “sufficient weight” to 

Joseph’s “other medical infirmities”; verify that he concluded that Joseph’s 

impairment was “not more probably the result of causes other than asbestos 

exposure”; exclude other causes of “medical findings and impairment”; or 

“exclude the most probable cause of any pulmonary impairment,” i.e., his 

pneumonia. See id. §§ 90.003(a)(2)(A), (B), (E), (F); 90.003(b); 90.010(f)(1). 

Union Carbide asserts that even if Prince’s first report was not “facially deficient,” 

his “wholesale failure” to review Joseph’s medical records and to analyze the 

impact of other medical conditions renders “his opinions less than reliable and 
32

credible.”

Union Carbide acknowledges that Dr. Prince’s second report “facially 

remedied some of [its] objections” to Prince’s first report, but Union Carbide 

asserts that “the boilerplate fashion” in which this report remedied those objections 

“renders its credibility suspect.” Union Carbide asserts that the second report is

“still deficient despite [Prince’s] professing to have looked” at additional medical 

records because he did not consider other “earlier records” and his “new report still 

contained no detailing of [Joseph’s] medical history and probable causes of 

medical diagnosis.” 

Our review of Dr. Prince’s second report reveals that he served as Joseph’s 

treating physician in 2005, approximately one month before Joseph’s death. In his 

second report, Prince discussed Joseph’s medical and smoking history, a number of 

medical conditions from which Joseph had suffered, and Joseph’s occupational 

exposure history. Prince identified all of the medical records that he reviewed;

stated that he reviewed Joseph’s “detailed occupational exposure history,” which 

had been provided by one of Joseph’s “fellow insulator/asbestos [] coworkers who 

was knowledgeable about his workplace exposure to asbestos and other 

substances”; stated that he was attaching these materials to his report; and 

explained that all of his opinions included “consideration of [Joseph’s] past and 

final medical problems and their most probable causes.” Prince described Joseph’s 
33

occupational exposure history, stated that he personally performed a physical 

examination of Joseph in May 2005 when he was hospitalized, stated that he 

provided “pulmonary consultation” and “rendered treatment,” and confirmed that 

he “developed a physician-patient relationship with [Joseph] as one of his treating 

physicians.” Prince diagnosed Joseph with “pulmonary asbestosis with significant 

impairment.” 

Dr. Prince further noted that he was “able to exclude other more probable 

causes of the pulmonary findings identified” in Joseph’s exposure, medical, and 

smoking history. Prince opined, based upon “the clinical history and other 

diagnostic testing, coupled with meticulous postmortem analysis of pulmonary 

tissue,” that Joseph had “significant, advanced pulmonary asbestosis.” Prince 

noted that, in making this diagnosis, he considered Joseph’s other medical 

conditions, including pneumonia, and he confirmed his opinion that Joseph 

suffered from pulmonary impairment “from his asbestosis that was not more 

probably the result of other causes.” Even if Prince’s second report could have 

included more detail about Joseph’s medical and occupational history, we cannot 

say that the MDL pretrial court abused its discretion in overruling the objections of 

Union Carbide that were not based on the pulmonary function testing requirement 

of section 90.010(f)(1)(B)(ii).

In addressing what Union Carbide describes as “the primary problem” with 
34

Dr. Prince’s second report, i.e., his use of “40-year old pulmonary function test 

results reflecting no impairment” upon which he “did not rely” “in reaching his 

conclusions about [Joseph’s] impairment,” we understand that, in his report, Prince 

concluded that Joseph had suffered from “pulmonary asbestosis with significant 

impairment.” Prince “was able to exclude other more probable causes of the 

pulmonary findings identified” in Joseph’s exposure, medical, and smoking 

history. And Prince maintained that, even without the pulmonary function testing, 

Joseph’s “clinical history and other diagnostic testing, coupled with meticulous 

postmortem analysis of pulmonary tissue,” confirmed his diagnosis. Nevertheless, 

Prince himself agreed that, “[i]n an ideal clinical scenario,” he would have liked to 

have performed pulmonary function testing on Joseph. He noted, however, that,

on the date that he saw Joseph, such testing would have been “difficult or even 

prohibitive.” 

As noted above, the Texas Legislature has expressly provided that a 

claimant seeking to satisfy Chapter 90’s physician report requirements under

section 90.010 must serve on each defendant a report that verifies, among other 

things, that the physician making the report has a physician-patient relationship 

with the exposed person and that “pulmonary function testing has been performed 

on the exposed person and the physician making the report has interpreted the 

pulmonary function testing.” See id. § 90.010(f)(1)(B)(i)–(ii). 
35

The Emmites agree, and Dr. Prince’s reports reveal, that Prince did not 

perform pulmonary function testing on Joseph, nor did anyone else during the time 

period in which the Emmites allege that Joseph suffered from an asbestos-related 

impairment. The only evidence in the record that pulmonary function testing had 

been performed on Joseph related to testing performed by Union Carbide in the 

1960s and 1970s, approximately forty years before Joseph’s death. It is undisputed 

that this testing revealed no impairment at the time it was administered, and neither

Prince nor the Emmites rely upon this testing as proof that Joseph suffered from an 

asbestos-related impairment during his lifetime or that he died as a result of his 

asbestos exposure. Prince conceded in his deposition that he did not use 

pulmonary function testing to support his diagnosis; rather, he agreed that he could 

not rely upon such testing in making his diagnosis because, at the time he treated 

Joseph, Joseph could not participate in pulmonary function testing. 

We cannot accept the Emmites’ argument that Dr. Prince’s reports comply

with section 90.010(f)(1)(B)(ii) merely because they reference the results of the 

Union Carbide pulmonary function testing and Prince reviewed the results. As 

conceded by the Emmites, the Union Carbide pulmonary function testing was not 

relevant to Prince’s diagnosis of Joseph. Thus, under their argument, the Emmites

would be able to pursue their asbestos-related injury claims only as a result of the 

fortuity of the fact that Union Carbide had pulmonary function testing, the results 
36

of which were irrelevant to Prince’s diagnosis, performed on Joseph in the 1960s 

or 1970s. 

Allowing asbestos-related injury claimants to pursue their claims by 

satisfying the physician report requirements of Chapter 90 with an employer’s or 

another party’s pulmonary function testing, performed on an exposed person many 

years prior to any alleged asbestos-related impairment, and the results of which are 

irrelevant to a diagnosis of impairment, would result in the arbitrary treatment of 

claimants. The Texas Legislature, through Chapter 90, has elected to require those

claiming non-cancerous asbestos-related injuries to substantiate the injuries with 

required physician reports, which themselves require pulmonary function testing. 

Section 90.010(f)(1)(B)(ii) plainly requires a treating physician to verify the 

performance of pulmonary function testing on an exposed person and interpret the 

testing. Although it, unlike section 90.003(a)(2)(D), does not require a showing of 

any specific minimal impairment, we conclude that the only reasonable 

interpretation of section 90.010(f)(1)(B)(ii) is that such testing must be considered

by the physician in making his diagnosis. Therefore, the pulmonary function 

testing must be relevant to any diagnosis of impairment. 

Our conclusion is supported by the Texas Legislature’s expressly stated 

reasons for enacting Chapter 90 and the plain language of section 90.010(f)(1)(B) 

when read in its entirety and in context with section 90.003(a)(2)(D). The 
37

legislature enacted Chapter 90 in large part to “provide[] a method to obtain the 

dismissal of lawsuits in which the exposed person has no functional impairment,” 

while protecting the legal rights of exposed persons with manifested asbestosrelated functional impairment. Id. § 90.001 cmt. n. In doing so, it “adopt[ed] 

medically accepted standards for differentiating between individuals with 

nonmalignant asbestos-related . . . disease causing functional impairment and 

individuals with no functional impairment.” Id. Critical to fulfilling these medical 

standards is pulmonary function testing. In section 90.003(a)(2)(D), the legislature 

requires “verif[ication] of [certain specific minimal] pulmonary impairment as 

demonstrated by pulmonary function testing.” Although section 90.010(f)(1)(B) 

does not require a showing of any specific minimal impairment, it also requires 

that pulmonary function testing be performed on an exposed person and the testing 

be interpreted by the person’s physician. And the physician interpreting any 

pulmonary function testing must be board certified in “pulmonary medicine, 

internal medicine, or occupational medicine.” Id. § 90.002(2). Moreover, 

subsection (ii) of 90.010(f)(1)(B), which addresses the requirement of pulmonary 

function testing in extraordinary cases, should not be read in isolation, but must be 

read in the context of each of the requirements of section 90.010(f)(1)(B) joined 

together, especially subsection (iv), which requires that the physician conclude that 

“the exposed person has asbestos-related . . . physical impairment comparable to 
38

the impairment the exposed person would have had if the exposed person met the 

criteria set forth in Section 90.003 . . . .” Although, as Union Carbide candidly 

concedes, pulmonary function testing during Joseph’s “last few months of life was 

likely unobtainable,” Dr. Prince’s reports simply cannot satisfy the requirements of

section 90.010(f)(1)(B) without pulmonary function testing relevant to his 

diagnosis of impairment.

26

 

Accordingly, we hold that the pulmonary function testing performed on 

Joseph by Union Carbide approximately forty years before Joseph’s death, and 

which was irrelevant to Dr. Prince’s diagnosis of impairment, cannot be used to 

satisfy the pulmonary function testing requirement of section 90.010(f)(1)(B)(ii). 

We further hold that the MDL pretrial court erred in concluding that Prince’s 

reports satisfied the requirements of section 90.010(f)(1)(B)(ii). We sustain the 

 

26 We note that portions of section 90.003 specifically contemplate that a claimant 

may bring a wrongful death action related to a deceased person’s exposure to 

asbestos and resulting asbestos-related injury. See id. § 90.003(a)(2)(A)(i), (ii) 

(stating that claimant must file report that verifies that physician or medical 

professional “performed a physical examination of the exposed person, or if the 

exposed person is deceased, reviewed available records relating to the exposed 

person’s medical condition” and “took a detailed occupational and exposure 

history from the exposed person or, if the exposed person is deceased, from a 

person knowledgeable about the alleged exposure or exposures that form the basis 

of the action”). Section 90.010(f) includes these requirements. See id. 

§ 90.010(f)(1)(A) (stating that claimant must serve a report that, among other 

things, “complies with the requirements of Sections 90.003(a)(2)(A)”). Yet, 

section 90.010(f) also includes the requirement of pulmonary function testing, and 

it makes no distinction for exposed persons who are deceased and those who are 

not. See id. § 90.010(f)(1)(B)(ii). 
39

portions of Union Carbide’s third, fourth, and fifth issues in which it contends that 

the Emmite’s physician reports do not satisfy the requirements of section 

90.010(f)(1)(B)(ii).

V. Constitutionality of Section 90.010(f)(1)(B)(ii) 

The Emmites argue that if Dr. Prince’s reports do not satisfy the 

requirements of section 90.010(f)(1)(B)(ii) on the ground that they lack a 

verification that pulmonary function testing had been performed on Joseph and the 

physician making the report has interpreted the testing, section 90.010(f)(1)(B)(ii), 

as applied to them, violates the Texas Constitution’s prohibition against retroactive 

laws. See TEX. CONST. art. I, § 16. The Emmites assert that when Joseph died, 

“his family’s rights became vested against those who caused his injury and, at that 

time,” a pulmonary function test was “not required to bring an asbestos claim.” 

The Emmites argue that “[i]f a law enacted after [Joseph] could no longer take a 

breathing test retroactively requires such a test, it is unconstitutional.” 

Prior to submission, Union Carbide argued that because the Emmites “had 

not secured a final judgment” on the effective date of Chapter 90, they had no 

vested right to pursue their claims without satisfying the pulmonary function 

testing requirement of section 90.010(f)(1)(B)(ii). Union Carbide also argued that, 

even if the requirements of section 90.010(f)(1)(B)(ii) affected the Emmites’ 

vested rights, the Texas Legislature acted constitutionally and properly in 
40

exercising its “police power in balancing the legitimate expectations” of claimants 

against the need to control the “crush of asbestos litigation.” Union Carbide 

asserted that the Emmites’ “claim of a vested right is even more dubious because 

their cause of action is based on a statute—the Texas Wrongful Death Act.” See

id. §§ 71.002, 71.021 (Vernon 2008) (providing for statutory wrongful death and 

survival claims). 

Union Carbide, in its post-submission briefing and rehearing motion, notes

that the Texas Supreme Court has recently and “fundamentally changed the 

landscape of constitutional retroactivity analysis in this state.” See Robinson v. 

Crown Cork & Seal Co., 335 S.W.3d 126, 137 (Tex. 2010). Union Carbide asserts 

that the supreme court, in Robinson, disposed of the “much maligned and 

ultimately unfathomable ‘vested rights analysis,” and, under its new test, section 

90.010(f)(1)(B)(ii), as applied to the Emmittes’ claims, passes constitutional 

muster. As part of its argument, Union Carbide notes that the Emmites’ claims are

based on a statute—the Texas Wrongful Death Act—and as such the retroactivity 

analysis involves different considerations. See TEX. CIV. PRAC. & REM. CODE 

ANN. §§ 71.002, 71.021. 

The Texas Constitution, in our Bill of Rights, provides, in no uncertain 

terms, that

No bill of attainder, ex post facto law, retroactive law, or any law 

impairing the obligation of contracts, shall be made. 
41

TEX. CONST. art. I, § 16 (emphasis added). The Bill of Rights further provides that 

To guard against transgressions of the high powers herein delegated, 

we declare that everything in the “Bill of Rights” is excepted out of 

the general powers of government, and shall forever remain inviolate, 

and all laws contrary thereto, or to the following provisions are void. 

Id. art. I, § 29. 

We begin our analysis with the presumption that a statute is constitutional, 

and a party challenging its constitutionality bears the burden of demonstrating that 

it fails to pass constitutional muster. See Enron Corp. v. Spring Indep. Sch. Dist., 

922 S.W.2d 931, 934 (Tex. 1996). However, when the legislature has done that 

which our Bill of Rights forbids, it is the duty of the judiciary to declare such 

enactments null and void. See, e.g., Bronson v. Kinzie, 42 U.S. 311, 1 How. 311, 

11 L. Ed. 143 (1843). Thus, we must examine the express words of the 

constitution to determine if a valid reason exists to defeat the presumption of a 

statute’s validity. Cox v. Robison, 105 Tex. 426, 430, 150 S.W. 1149, 1151 

(1912). In interpreting the Texas Constitution, Texas courts must rely heavily on 

the literal text and must give effect to its plain language.27 Republican Party of 

Tex. v. Dietz, 940 S.W.2d 86, 89 (Tex. 1997). If any provision of a statute is held 

 

27 Justice Frost of our sister court has noted that “[t]he people of the State of Texas, 

in emphatic and compelling language set forth in section 29 of the Texas Bill of 

Rights, have expressly withheld from the Legislature the authority to enact 

retroactive laws in violation of section 16 of the Texas Bill of Rights.” Robinson 

v. Crown Cork & Seal Co., 251 S.W.3d 520, 541 (Tex. App.—Houston [14th 

Dist.] 2006) (Frost, J., dissenting), rev’d, 335 S.W.3d 126 (Tex. 2010). 
42

to be invalid, the invalidity does not affect other provisions that can properly be 

given effect in the absence of the invalid provisions. Quick v. City of Austin, 7 

S.W.3d 109, 115 (Tex. 1998); see also TEX. GOV’T CODE ANN. § 311.032(c) 

(Vernon 2005).

A retroactive law is “a law that acts on things which are past.” Subaru of 

Am., Inc. v. David McDavid Nissan, Inc., 84 S.W.3d 212, 219 (Tex. 2002) (citing 

DeCordova v. City of Galveston, 4 Tex. 470, 475 (Tex. 1849)). As noted by the 

United States Supreme Court, the “principle that the legal effect of conduct should 

ordinarily be assessed under the law that existed when the conduct took place has 

timeless and universal human appeal.” Landgraf v. USI Film Prods., 511 U.S. 

244, 265, 114 S. Ct. 1483, 1497 (1994) (emphasis added). The Texas Supreme 

Court, in comparing the constitutional prohibition against retroactive laws in the 

civil-law context to the constitutional prohibition against ex post facto laws in the 

criminal-law context, has noted that “the plain and obvious meaning and intention” 

of prohibiting ex post fact laws is that legislatures “shall not pass laws, after a fact 

done by a subject, or a citizen, which shall have relation to such fact, and shall 

punish him for having done it.” Robinson, 335 S.W.3d at 137 (quoting Calder v. 

Bull, 3 U.S. 386, 390, 1. L. Ed. 648 (1798)) (emphasis added). Thus, as explained 

by the supreme court, the prohibition against retroactive laws has “two 

fundamental” objectives: (1) it protects “settled expectations,” which “‘should not 
43

be lightly disrupted,’” i.e., “the rules should not change after the game has been 

played,” and (2) it protects against “abuses of legislative power,” which “‘offer[s] 

special opportunities for the powerful to obtain special and improper legislative

benefits.’” Id. at 139 (quoting Landgraf, 511 U.S. at 265–267, 267 n.20, 114 S. Ct. 

at 1497–98, 1498 n.20). Given these two fundamental principles recognized by the 

supreme court, an unconstitutional retroactive law is, in regard to tort liability, 

essentially a law that either creates or relieves such liability for conduct that took 

place before the effective date of the law. As the Texas Constitution clearly 

forbids the legislature from criminalizing certain past conduct by enacting ex post 

facto laws, it also clearly forbids the legislature from either creating or relieving 

tort liability for certain past conduct by enacting retroactive laws.28

 

28 Thus, whether a statutory provision is unconstitutionally retroactive, in regard to 

tort liability, necessarily requires a court to consider whether the provision has the 

effect of either establishing or eliminating such liability for conduct that occurred 

before the enactment of the statute. Such a statutory provision, “that acts on things 

which are past,” certainly disrupts “settled expectations” and “changes the rules” 

in regard to tort liability “after the game has been played.” See Robinson v. Crown 

Cork & Seal Co., Inc., 335 S.W.3d 126, 139–40 (Tex. 2010). It is precisely this 

type of retroactive law that article I, section 16 of the Texas Constitution 

absolutely forbids.

Texas courts have struggled with articulating a standard for determining whether a 

statute is unconstitutionally retroactive, focusing on whether a challenged statute 

“impairs vested rights.” See id. Texas courts have traditionally held that a statute 

violates the Texas Constitution’s prohibition against retroactive laws if, when 

applied, the statute “takes away or impairs vested rights acquired under existing 

law.” Subaru of Am., Inc. v. David McDavid Nissan, Inc., 84 S.W.3d 212, 219

(Tex. 2002) (citing Ex parte Abell, 613 S.W.2d 255, 260 (Tex. 1981)); City of 

Tyler v. Likes, 962 S.W.2d 489, 502 (Tex. 1997). This test can be directly traced 
44

In Robinson, Barbara Robinson and her husband, John, filed suit against 

Crown Cork & Seal (“Crown”), alleging that John had contracted mesothelioma 

from workplace exposure to asbestos products, including products that were 

manufactured by a corporation with which Crown had merged. Id. at 129. The 

Robinsons further alleged that Crown had succeeded to this merged corporation’s 

liabilities. Id. During the pendency of the Robinsons’ suit, the Texas Legislature 

enacted Chapter 149 of the Texas Civil Practice and Remedies Code, “which 

limit[ed] certain corporations’ successor liability for asbestos claims.” Id. at 130 

(citing TEX. CIV. PRAC. & REM. CODE ANN. § 149.001–.006 (Vernon 2011)). 

Crown subsequently sought summary judgment, arguing that Chapter 149 barred 

the Robinsons’ claims. Id. at 132–33. In response, the Robinsons argued that the 

record did not support the application of Chapter 149 or, alternatively, Chapter 149 

violated article I, section 16 of the Texas Constitution. Id. at 133. After the trial 

 

to Justice Story’s famous statement:

[E]very statute, which takes away or impairs vested rights acquired 

under existing laws, or creates a new obligation, imposes a new 

duty, or attaches a new disability, in respect to transactions or 

considerations already past, must be deemed retrospective . . . . 

Soc’y for the Propagation of the Gospel v. Wheeler, 22 F. Cas. 756, 767 

(C.C.D.N.H. 1814) (No. 13,156) (quoted in Robinson, 335 S.W.3d at 140). 

However, applying such a broad standard, which, it seems, was intended to cover 

most, if not all, civil-law matters, has proven to be highly problematic. See 

Robinson, 335 S.W.3d at 139–47. As noted by the Texas Supreme Court, “What 

constitutes an impairment of vested rights is too much in the eye of the beholder to 

serve as a test for unconstitutional retroactivity.” Id. at 143.
45

court granted Crown’s summary-judgment motion, John Robinson died. Id.

On appeal, Barbara Robinson asserted that Chapter 149 was a retroactive 

law, prohibited by article I, section 16 of the Texas Constitution, and the 

legislature had no authority to extinguish her accrued cause of action against 

Crown. Id. The supreme court, after providing extensive analysis of Texas’ 

vested-rights jurisprudence, explained,

We think our cases establish that the constitutional prohibition against 

retroactive laws does not insulate every vested right from impairment, 

nor does it give way to every reasonable exercise of the Legislature’s 

police power; it protects settled expectations that rules are to govern 

the play and not simply the score, and prevents the abuses of 

legislative power that arise when individuals or groups are singled 

out for special reward or punishment. 

Id. at 145 (emphasis added). It then articulated a new test for determining whether 

a statute violates the prohibition against retroactive laws in article I, section 16 of 

the Texas Constitution, stating,

[C]ourts must consider three factors in light of the prohibition’s dual 

objectives: the nature and strength of the public interest served by the 

statute as evidenced by the Legislature’s factual findings; the nature of 

the prior right impaired by the statute; and the extent of the 

impairment. 

Id. The court emphasized,

The perceived public advantage of a retroactive law is not simply to 

be balanced against its relatively small impact on private interests, or 

the prohibition would be deprived of most of its force. There must be 

a compelling public interest to overcome the heavy presumption 

against retroactive laws. To be sure, courts must be mindful that 

statutes are not to be set aside lightly. This Court has invalidated 
46

statutes as prohibitively retroactive in only three cases, all involving 

extensions of statutes of limitations. But courts must also be careful 

to enforce the constitutional prohibition to safeguard its objectives.

Id. at 145–46 (citations omitted) (emphasis added). It noted that “changes in the 

law that merely affect remedies or procedure, or that otherwise have little impact 

on prior rights, are usually not unconstitutionally retroactive.” Id. at 146.

In considering the nature of the Robinsons’ rights and Chapter 149’s impact 

on those rights, the supreme court recognized that Chapter 149 did not “directly 

restrict the Robinsons’ common law action for personal injuries due to exposure to 

asbestos in the workplace” but rather “supplant[ed] the usual choice-of-law rules” 

by mandating that Texas courts apply the Texas law limiting successor liability 

“even if . . . successor liability arose under the law of another state.” Id. at 147. 

However, the court noted that Chapter 149 extinguished the Robinsons’ claims and 

all other such claims against Crown in Texas and “extinction was the Legislature’s 

specific intent.” Id. at 148. It also noted that “[a]n interest in maintaining an 

established common-law cause of action is greater than an interest in choice-of-law 

rules.” Id. The court further noted that although “[a]n unliquidated claim may 

have little or no value, as for example when the cause of action has not been 

recognized or the elements of recovery cannot be proved,” the Robinsons’ claims 

constituted “a mature tort,” and the court characterized the Robinsons’ recovery as 

“more predictable.” Id. The court emphasized that the injury at issue was 
47

“mesothelioma,” and that such an injury was a “uniquely asbestos-related disease.” 

Id. It also considered the discovery on file that reflected that the “claims had a 

substantial basis in fact.” Id. Because the “the Robinsons could well have 

expected . . . that a rule of law that permitted their recovery . . . would not be 

changed after they had filed suit to abrogate their claim,” and because Chapter 149 

disturbed “settled expectations,” the court concluded that Chapter 149 

“significantly impact[ed] a substantial interest the Robinsons [had] in a wellrecognized common-law cause of action.” Id. at 148–49.

Next, in considering the public interest served by Chapter 149, the supreme 

court stated that the “legislative record [was] fairly clear that Chapter 149 was 

enacted to help only Crown and no one else,” but yet “the record” supporting the 

legislation “was silent concerning the number” of asbestos-related claims pending 

against Crown “or the amount of Crown’s probable exposure.” Id. at 149. The 

court rejected Crown’s argument that Chapter 149 helped “alleviate the asbestos 

litigation crisis that has already bankrupted many companies, resulting in lost jobs 

and a burden on the State’s economy” because “[t]he Legislature made no findings 

to justify Chapter 149.” Id. It stated that, contrary to Crown’s argument, the 

legislature had not acknowledged the asbestos litigation crisis in enacting Chapter 

149. Id. In contrast, the court noted that the legislature had expressly recognized 

the asbestos litigation crisis in enacting Chapter 90, the provision at issue here. Id. 
48

at 149, n.130. And it pointed out that even the principal sponsor of Chapter 149 

had “fail[ed] to show how the legislation serve[d] a substantial public interest,” and 

the record was unclear as to how the public interest benefitted as a result of 

Chapter 149. Id. at 149. Thus, the court concluded that the “public interest served 

by Chapter 149 [was] slight.” Id. at 150.

Having concluded that Chapter 149 significantly impacted the Robinsons’ 

substantial interest in a well-recognized common-law cause of action and the 

public interest served by Chapter 149 was slight, the supreme court held that 

Chapter 149, as applied to the Robinsons’ common-law claims, violated article I, 

section 16 of the Texas Constitution. Id.

In the instant case, an application of the Texas Supreme Court’s newly 

articulated test for determining whether a statute is unconstitutionally retroactive 

compels our conclusion that section 90.010(f)(1)(B)(ii)’s requirement of a 

verification that Joseph had had pulmonary function testing performed on him in 

order for the Emmites to assert their asbestos-related injury claims is 

unconstitutional as applied to them. We conduct our analysis in light of the “two 

fundamental” objectives of our constitution’s prohibition against retroactive laws: 

(1) the protection of “settled expectations,” which “‘should not be lightly 

disrupted,’” i.e., “the rules should not change after the game has been played,” and 

(2) the protection against “abuses of legislative power,” which “‘offer[s] special 
49

opportunities for the powerful to obtain special and improper legislative benefits.’” 

Id. at 139 (quoting Landgraf, 511 U.S. at 265–67, 267 n.20, 114 S. Ct. at 1497–98, 

1498 n.20). Mindful of these objectives, we consider (1) the nature and strength of 

the public interest served by section 90.010(f)(1)(B)(ii) as evidenced by the 

legislature’s factual findings; (2) the nature of the Emmites’ prior rights impaired 

by section 90.010(f)(1)(B)(ii); and (3) the extent of the impairment of those rights. 

Id. at 145. 

A. The Nature of the Rights Claimed by the Emmites and Section 

90.010(f)(1)(B)(ii)’s Impact on Those Rights

As did the Texas Supreme Court in Robinson, we first consider together the 

nature of the rights claimed by the Emmites and section 90.010(f)(1)(B)(ii)’s 

impact on them. See id. at 147–48. With the passage of Chapter 90, the Texas 

Legislature imposed physician reporting requirements on all asbestos-related injury 

claims filed on or after its effective date as well as on all such claims pending on 

the effective date and in which a trial, or any new trial or retrial following motion, 

appeal, or otherwise, commenced 90 days after Chapter 90’s effective date. TEX.

CIV. PRAC. & REM. CODE ANN. § 90.006(a), (c). Chapter 90 became effective on 

September 1, 2005, after Joseph’s death but well over one year before the Emmites 

had filed suit. Thus, as noted above, the Emmites, in order to assert and maintain 

their claims, were required to serve a physician report in compliance with section 
50

90.010(f)(1)(B)(ii).29 TEX. CIV. PRAC. & REM. CODE ANN. § 90.010(e). 

Union Carbide does not dispute the fact that during the last months of his 

life, pulmonary function testing could not be performed on Joseph and he died 

before Chapter 90 became effective. Specifically, Union Carbide, in its briefing, 

“does not dispute that [Joseph] had a diagnosis of asbestosis; . . . and that, given 

his advanced dementia” and other conditions “pulmonary function testing during 

[Joseph’s] last few months of life was likely unobtainable.” Moreover, it is 

undisputed that at the time Joseph died, a physician report containing a pulmonary 

function test was not required to bring asbestos-related injury claims like those 

asserted by the Emmites. 

Because a pulmonary function test could not be performed on Joseph, 

section 90.010(f)(1)(B)(ii)’s requirement of a verification that Joseph had 

pulmonary function testing performed on him, like Chapter 149 in Robinson, 

 

29 The Texas Legislature excepted from the physician reporting requirements any 

asbestos-related injury claims in any pending actions in which the trial had 

commenced on or before 90 days after Chapter 90’s effective date. TEX. CIV.

PRAC. & REM. CODE ANN. § 90.006(b). Section 90.006 prescribed different 

deadlines for filing the required physician report depending on whether the action 

was filed on or after, or was pending on, the effective date of Chapter 90. See id. 

§ 90.006. Here, the Emmites’ cause of action accrued before the effective date of 

Chapter 90, but because the Emmites did not file their cause of action until 2007, 

it was not pending on the effective date of Chapter 90. Nevertheless, section 

90.006 makes clear that, even if the Emmites had filed their claim immediately 

after Joseph’s death in June 2005, but before the effective date of Chapter 90 in 

September 2005, the Emmites would still likely have been required to file a 

complying physician report under Chapter 90. See id.
51

would have the effect of extinguishing the Emmites’ claims. See Robinson, 335 

S.W.3d at 148. Also, like the Robinsons’ claims, the Emmites’ claims, although 

unliquidated, had become a mature tort, and their recovery was, as concluded by 

the MDL pretrial court, more predictable. See id. And, as in Robinson, the 

evidence on file reveals that the Emmites’ claims have a substantial basis in fact.30 

See id. Indeed, the MDL pretrial court specifically found:

2. The autopsy findings revealed asbestosis that had resulted in 

severe pulmonary fibrosis and the cause of [Joseph’s] death was 

the combined effects of retained asbestos fibers; . . . . 

5. Had Joseph Emmite been physically and mentally capable of 

performing a pulmonary function test, the results would have 

demonstrated pulmonary impairment greater than required 

under Texas Civil Practice and Remedies Code § 90.003; . . . .

10. Dr. Prince had no history of working as a litigation consultant. 

The testimony and opinions offered by Dr. Prince were at all 

times credible, reliable and uncontroverted; . . . [and]

12. Mr. Emmite’s family produced sufficient credible evidence to 

allow a finder of fact to reasonably find that Mr. Emmite’s 

asbestos impairment is comparable to the impairment that an 

exposed person would have had if the exposed person met the 

criteria set forth in Section 90.003[.]

 

Moreover, in his second report, Dr. Prince specifically noted:

In summary, premorbid diagnostic workup was compatible with 

benign asbestos pleural effusion. The findings of an exudative pleural 

effusion, coupled with the presence of the diagnostic imaging 

 

30 Union Carbide asserts that the Emmites’ “reliance on [Joseph’s] death as 

conclusive proof of his impairment is misplaced.” It also asserts that Joseph’s 

autopsy and amended death certificate do not establish his impairment. 
52

revealing pleural plaques and bilateral, predominantly basilar, 

pulmonary fibrosis support my clinical diagnosis of pulmonary 

asbestosis with significant impairment.

(Emphasis added.) In regard to pulmonary function testing, Prince emphasized: 

As noted above, pulmonary function testing would be clinically 

ideal to secure the diagnosis of pulmonary asbestosis. It is my opinion 

that had the patient been able to successfully undergo pulmonary 

function testing, restriction and diffusion abnormalities would have 

been identified, consistent with his clinical diagnosis of pulmonary 

asbestosis. However, in [Joseph’s] case, the clinical history and 

other diagnostic testing, coupled with meticulous postmortem analysis 

of pulmonary tissue, confirms my opinion that [Joseph] had 

significant, advanced pulmonary asbestosis. In making my diagnosis 

I have considered Mr. Emmite’s other medical conditions—including 

immobility and pneumonia—and it is my opinion that he had a 

pulmonary impairment from his asbestosis that was not more probably 

the result of other causes. 

(Emphasis added.) Thus, according to Dr. Prince, given the strength of the 

Emmites’ case, although pulmonary function testing would have been “ideal,” it 

would have, based on the strength of “meticulous postmortem analysis” and other 

diagnostic testing, merely served to confirm the obvious. 

As noted above, Union Carbide argues that the Emmites’ constitutional 

challenge is even weaker because their cause of action is based on a statute—the 

Texas Wrongful Death Act, and “the settled expectations in a statutory cause of 

action differ from those in a common-law claim.” See TEX. CIV. PRAC. & REM.

CODE ANN. §§ 71.002, 71.021; see also Horizon/CMS Healthcare Corp. v. Auld, 

34 S.W.3d 887, 903 (Tex. 2000) (recognizing that wrongful death and survival 
53

claims are statutory). In support of its argument, Union Carbide cites Quick v. City 

of Austin, in which the Texas Supreme Court explained,

The general rule is that when a statute is repealed without a savings 

clause limiting the effect of the repeal, the repeal of that statute is 

usually given immediate effect. When a right or remedy is dependent 

on a statute, the unqualified repeal of that statute operates to deprive 

the party of all such rights that have not become vested or reduced to 

final judgment. Ordinarily, all suits filed in reliance on the statute 

must cease when the repeal becomes effective; if final relief has not 

been granted before the repeal goes into effect, final relief cannot be 

granted thereafter, even if the cause is pending on appeal. The repeal 

of the statute in such instances deprives a court of subject matter 

jurisdiction over the cause.

7 S.W.3d 109, 128 (Tex. 1998) (citations omitted) (emphasis added). Similarly, in 

Dickson v. Navarro County Levee Improvement Dist. No. 3, the court stated, 

It is almost universally recognized that if a statute giving a special 

remedy is repealed, without a saving clause in favor of pending suits, 

all suits must stop where the repeal finds them; and, if final relief has 

not been granted before the repeal goes into effect, it cannot be 

granted thereafter. A like general rule is that if a right to recover 

depends entirely upon a statute, its repeal deprives the court of 

jurisdiction over the subject matter.

135 Tex. 95, 99, 139 S.W.2d 257, 259 (1940) (emphasis added). Based upon this 

language, Union Carbide reasons that, if the legislature could have repealed the 

entire Wrongful Death Act and deprived the Emmites of any recovery, the “less 

sweeping modification of [the Emmites’] rights” under Chapter 90 would 

“necessarily” not deprive them of a vested right.

In Robinson, the Texas Supreme Court recognized that “an analysis of the 
54

retroactive effect” of a statute “on common law claims and statutory claims 

presents different considerations.” See Robinson, 335 S.W.3d at 136. But, the 

court did not address this issue, stating, “We intimate no view on whether Chapter 

149 limits Robinson’s statutory wrongful death and survival claims except insofar 

as they are derivative of the claims specifically adjudicated by the trial court.” 31 

Id. at 136.

Unlike in Quick and Dickson, here, the legislature has not “unqualified[ly] 

repeal[ed]” the statutory basis for the Emmites’ claims, and there is no suggestion 

that the MDL pretrial court was deprived of jurisdiction over their claims. Thus, 

the legal principles set forth in these opinions do not dictate a rejection of the 

Emmites’ claims. Moreover, in regard to Union Carbide’s assertions that Chapter 

90 does not include a savings clause, we note that the Texas Government Code 

supplies a general savings clause. See TEX. GOV’T CODE ANN. § 311.031 (Vernon 

2005); see also Quick, 7 S.W.3d at 129–30 (stating that legislature’s adoption of 

general savings clause indicates general legislative policy that “repeal of any 

statute shall not affect the prior operation of that statute nor extinguish any liability 

 

31 In its rehearing motion, Union Carbide asserts that the supreme court, in Robinson, 

“explicitly recognized that the settled expectations in a statutory cause of action 

differ from those in a common-law claim.” (Emphasis added.) Actually, although 

the supreme court acknowledged that the analysis involves different 

considerations, the supreme court explicitly “intimate[d] no view” on the matter. 

See Robinson, 335 S.W.3d at 136. And, contrary to Union Carbide’s arguments 

on rehearing, the Robinson opinion does not compel the failure of the Emmites’ 

constitutional challenge because their claims are based on statute rather than 

common law.
55

incurred or affect any right accrued or claim arising before” repeal takes effect and 

that court will presume that general savings clause applies “unless a contrary 

legislative intent is shown by clear expression or necessary implication”). Thus, 

Union Carbide has not demonstrated that the Emmites are foreclosed from 

asserting their asbestos-related injury claims because their causes of action are 

based in statute rather than common law.

The bottom line is that the pulmonary function testing requirement of section 

90.010(f)(1)(B)(ii) under the unique circumstances presented in this case would in 

fact extinguish the asbestos-related injury claims of the Emmites.32 It would have 

a grave impact on the Emmites’ well-established right to pursue their claims, 

which, like the Robinsons’ claims, have a substantial basis in fact. See Robinson, 

335 S.W.3d at 147–49. Thus, if applied here, section 90.010(f)(1)(B)(ii) would 

change the rules “after the game has been played” and “disturb settled 

expectations.” See id.

B. The Nature and Strength of the Public Interest Served by Section 

90.010(f)(1)(B)(ii)

We next consider, as did the supreme court in Robinson, the nature and the 

 

32 Normally, a dismissal for failure to timely serve a physician report, or one that 

complies with the requirements of section 90.003, would be “without prejudice to 

the claimant’s right, if any, to assert claims for an asbestos-related injury . . . in a 

subsequent action.” TEX. CIV. PRAC. & REM. CODE ANN. § 90.007. Here, 

however, given Joseph’s death, a pulmonary function test cannot be performed on 

him; thus, the Emmites’ claims would be extinguished. 
56

strength of the public interest served by section 90.010(f)(1)(B)(ii). See id. at 149. 

The Texas Legislature enacted Chapter 90 specifically in response to an “asbestos 

litigation crisis,” which it found to be “costly to employers, employees, litigants, 

and the court system.” TEX. CIV. PRAC. & REM. CODE ANN. § 90.001 cmts. d, f, g. 

In doing so, the legislature cited the facts that “hundreds of thousands of lawsuits 

alleging asbestos-related disease have been filed throughout the United States,” 

“[i]n the period from 1988 to 2000, more lawsuits alleging asbestos-related disease 

were filed in Texas than in any other state,” and “between 60,000 and 128,000 

American workers” had “lost their jobs as a result of asbestos-related 

bankruptcies.” Id. § 90.001 cmts. c, e, g. 

However, the legislature emphasized that it was enacting Chapter 90 not 

only to protect companies that are commonly sued for asbestos-related injuries and 

their employees, but also for the express purpose of protecting “the right of people 

with impairing asbestos-related . . . injuries to pursue their claims for compensation 

in a fair and efficient manner through the Texas court system, while at the same 

time preventing scarce judicial and litigant resources from being misdirected by the 

claims of individuals who have been exposed to asbestos . . . but have no 

functional or physical impairment from asbestos-related . . . disease.” Id. § 90.001 

cmt. n (emphasis added). The legislature specifically found that persons who were 

not “functionally or physically impaired by any asbestos-related illness” and who 
57

had brought asbestos-related lawsuits had “severely hamper[ed] the ability of 

seriously ill claimants to seek redress in the courts.” Id. § 90.001 cmt. h. It 

explained that “[t]hose claimants who have had their day in court often find that 

the value of their recovery is seriously reduced when the company against whom 

the judgment was rendered files bankruptcy due to the weight of asbestos litigation 

brought by unimpaired claimants.” Id.

Thus, in contrast to Chapter 149, the Texas Legislature made clear its 

legitimate intent in enacting Chapter 90 through extensive findings. Significantly, 

the supreme court in Robinson acknowledged the legislative findings made in 

support of Chapter 90 in contrasting it with Chapter 149. See Robinson, 335 

S.W.3d at 149. It is quite clear that Chapter 90, in its entirety, serves a substantial 

public interest in protecting not only employers and employees, but also legitimate 

asbestos-related injury claimants.

Our analysis, however, does not end here. We have to look at the nature and 

the strength of the public interest served by section 90.010(f)(1)(B)(ii), the 

provision specifically challenged by the Emmites, in the context of their claims. 

Generally, the pulmonary function testing requirement of section 90.003(a)(2)(D) 

probably well fulfills the legitimate legislative purpose of “preventing scarce 

judicial and litigant resources from being misdirected” by those who have been 

exposed to asbestos but “have no functional or physical impairment” from 
58

asbestos-related disease. TEX. CIV. PRAC. & REM. CODE ANN. § 90.001 cmt. n.

However, section 90.010(f)((1)(B)(ii), unlike section 90.003(a)(2)(D), does not 

require that pulmonary function testing show any specific minimal impairment. 

Given the circumstances presented in this case, requiring a pulmonary 

function test under section 90.010(f)(1)(B)(ii) would have the opposite effect of 

what the legislature actually intended, i.e., the protection of “the right of people 

with impairing asbestos-related” injuries “to pursue their claims for compensation 

in a fair and efficient manner.” Id. § 90.001 cmt. n. As noted above, although 

pulmonary function testing of Joseph would have been “ideal,” here, according to 

Dr. Prince, whom the MDL pretrial court found credible, such testing was not 

necessary to establish Joseph’s asbestos-related impairment. As emphasized by 

Dr. Prince, had Joseph “been able to successfully undergo pulmonary function 

testing, restriction and diffusion abnormalities would have been identified, 

consistent with his clinical diagnosis of pulmonary asbestosis.[

33] However, in 

[Joseph’s] case, the clinical history and other diagnostic testing, coupled with 

 

33 Union Carbide, in its rehearing motion, asserts that Joseph “reasonably would 

have expected to have been given [a pulmonary function test] had his doctors 

believed he was impaired by his asbestosis,” pulmonary function testing “is 

nothing new,” and “[e]ven before Chapter 90’s enactment, anyone suffering from 

asbestos-related pulmonary impairment would have undergone such testing.” 

Union Carbide further asserts that Joseph, “within the contemplation of Chapter 

90, was one of the unimpaired.” Union Carbide’s factual assertions, which are not 

established by the record, are contradicted by Dr. Prince’s findings and ignore his 

opinion that Joseph, at the time he suffered impairment from asbestosis, could not 

have performed a pulmonary function test.
59

meticulous postmortem analysis of pulmonary tissue, confirms my opinion that 

[Joseph] had significant, advanced pulmonary asbestosis.” 

Thus, here, there is no compelling reason for the retroactive application of 

section 90.010(f)(1)(B)(ii) and no public interest is served by its application to the 

asbestos-related injury claims of the Emmites. Indeed, its application would only 

serve to shield Union Carbide from tort liability to claimants whom Chapter 90 

was enacted, in large part, to protect. It would effectively give Union Carbide a 

“special opportunit[y] . . . to obtain [a] special and improper legislative 

benefit[].”34 See Robinson, 335 S.W.3d at 139. 

Joseph died before Chapter 90 became effective, and it is undisputed that at 

the time he died, a physician report was not required to bring asbestos-related 

injury claims. Significantly, it is also undisputed that, during the last months of his 

life, Joseph could not undergo pulmonary function testing for medical reasons. 

Based upon the unique circumstances presented in this case, we conclude that the 

application of section 90.010(f)(1)(B)(ii) to preclude the Emmites’ from pursuing 

their claims would act on “things which are past,” disrupt “settled expectations,” 

and “change the rules” in regard to tort liability “after the game has been played.” 

 

34 Again, as noted above, normally, a dismissal for failure to timely serve a physician 

report, or one that complies with the requirements of section 90.003, would be 

“without prejudice to the claimant’s right, if any, to assert claims for an asbestosrelated injury . . . in a subsequent action.” TEX. CIV. PRAC. & REM. CODE ANN. § 

90.007. Here, however, given Joseph’s death, because a pulmonary function test 

cannot be performed on him, the Emmites’ claims would be extinguished.
60

See id. at 139. Thus, section 90.010(f)(1)(B)(ii), as applied to the Emmites’ 

asbestos-related injury claims, violates article I, section 16 of the Texas 

Constitution. See Robinson, 335 S.W.3d at 150. Accordingly, we conclude that 

the MDL pretrial court did not err in denying Union Carbide’s motion and renewed 

motion to dismiss the asbestos-related injury claims of the Emmites.
61

VI. Conclusion

We affirm the order of the MDL pretrial court denying Union Carbide’s 

motion and renewed motion to dismiss the asbestos-related injury claims of the 

Emmites.

Terry Jennings

Justice

Panel consists of Justices Jennings and Sharp.

A majority of the justices of the Court voted in favor of reconsidering the case en 

banc. TEX. R. APP. P. 49.7.

The en banc court on reconsideration consists of Chief Justice Radack and Justices 

Jennings, Keyes, Higley, Bland, Sharp, and Brown.

Justice Jennings, writing for the En Banc Court, joined by Justices Higley and 

Sharp.

Justice Keyes joins parts I, II, III, and IV of the En Banc Opinion.

Justice Bland, concurring in the judgment, joined by Chief Justice Radack and 

Justice Brown.

Justice Keyes, dissenting from the judgment.

Justices Massengale and Huddle not sitting.