SIXTH DIVISION

March 26, 2010

No. 1-08-3211

MARSHALL MAUER, ) Appeal from the

) Circuit Court of

Plaintiff-Appellant, ) Cook County, Illinois. 

)

v. ) 

) No. 07 L 10338

ROGER RUBIN and BEERMAN, )

SWERDLOVE, WOLOSHIN, BAREZKY, )

BECKER, GENIN & LONDON, ) Honorable

) Barbara A. McDonald,

Defendants-Appellees. ) Judge Presiding.

JUSTICE JOSEPH GORDON delivered the opinion of the court:

This is a legal malpractice action brought by plaintiff Marshall Mauer on October 1,

2007, against his former attorney, Roger Rubin, and Rubin’s law firm, Beermann, Swerdlove,

Woloshin, Barezky, Becker, Genin & London (the Beermann firm). The issue before us on

appeal is whether plaintiff’s suit is barred by the six-year statute of repose for legal malpractice

actions (735 ILCS 5/13-214.3 (West 2009)).

Rubin, as a member of the Beermann firm, represented Mauer in the underlying action, in

which Mauer obtained a divorce from his wife, Frances Mauer (Frances). Mauer was the

president of Dynamic Healthcare Consultants, Inc., and he possessed interests in various health

care entities valued at millions of dollars, as well as various debts and liabilities in connection

with those interests. After negotiating, Mauer and Frances reached an understanding regarding

the division of these assets and obligations. Defendants then drew up a written marital

settlement agreement (Agreement) which the parties signed and which was incorporated into the
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judgment of dissolution entered on June 18, 2001. Mauer alleges that this Agreement was

defective. Specifically, he argues that defendants negligently omitted certain obligations that

were attached to the divided marital properties, thus leaving him responsible for more than his

proper share of the obligations. Mauer further alleges that when he brought this error to

defendants’ attention, defendants negligently delayed filing a petition for relief from judgment,

and that they later withdrew that petition without Mauer’s knowledge or consent on February 16,

2005, the date it was set for hearing. After February 16, 2005, defendants’ representation of

Mauer ended, and Mauer hired new counsel.

Meanwhile, the Wedgewood Nursing Pavilion, LLC, a company subject to the

Agreement, was liquidated in March 2005. Under the Agreement, Frances was entitled to

$831,275 of the liquidation proceeds. Mauer refused to give her this amount. He claimed that he

was entitled to keep it as a set-off against her unpaid obligations that she should have borne

under the understanding they reached regarding the division of their marital assets, but that were

erroneously omitted from the Agreement. Frances then brought an action for conversion

(hereinafter, the conversion suit) against him. On October 11, 2005, Frances prevailed in the

conversion suit, and judgment in the amount of $831,275 plus interest was entered against

Mauer. Subsequently, on October 1, 2007, Mauer brought the instant legal malpractice lawsuit

against Rubin and the other defendant attorneys in this case, seeking damages that he allegedly

incurred as a result of the defective Agreement, including the judgment rendered against him in

the conversion suit.

Defendants filed motions to dismiss pursuant to 735 ILCS 5/2-619 (West 2009). They
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contended, in relevant part, that Mauer’s action was time-barred by the six-year statute of repose,

since the action was filed over six years after the judgment of dissolution incorporating the

allegedly defective Agreement. The trial court granted these motions. Mauer now appeals. For

the reasons that follow, we affirm.

I. BACKGROUND

In his complaint for legal malpractice, Mauer alleged that on January 1998, he retained

the Beermann firm to represent him in a dissolution of marriage proceeding. The marital estate

included interests in various partnerships and entities involved in the health care business. Many

of these entities were indebted to lenders. Mauer and his ex-wife agreed to a distribution of these

assets and debts whereby each of them would be responsible for the debts attached to the

properties they received in the settlement, or where the parties remained co-owners of a property,

they were to have joint responsibility for any debt attached to that property. Defendants then

drew up the Agreement for Mauer and his ex-wife to sign. Mauer alleged that in this document,

defendants inadvertently failed to attach the complete list of debts that should have been divided

between him and his ex-wife, thus leaving him with more than his proper share of the debts. 

Mauer further alleged that Rubin assured him that all aspects of the settlement had been properly

documented in the Agreement, so Mauer did not scrutinize the details of the Agreement before

signing.

A copy of the Agreement, dated June 18, 2001, is attached to the complaint. It identifies

Mauer as the president of Dynamic Healthcare Consultants, Inc., provides a list of ownership

interests in companies that Mauer has, and provides a one-page list of loans and guarantees
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 When the court approves a marital settlement agreement concerning property rights and

incorporates it into the divorce judgment, the agreement is merged into the judgment, and the

parties’ rights thereafter rest upon that judgment. Sondin v. Bernstein, 126 Ill. App. 3d 703, 708,

467 N.E.2d 926, 931 (1984). Illinois courts have recognized a 2-1401 petition as a proper avenue

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attached to those interests. It also sets forth the division of those ownership interests and

liabilities. The Agreement is initialed on every page by Mauer and Frances and bears their

signatures at the end. On that same day, June 18, 2001, the trial court entered a judgment for

dissolution of marriage that incorporated the terms of the Agreement.

After this judgment had been entered, Mauer allegedly realized that the Agreement was

defective and called this matter to the attention of Rubin and Rubin’s senior partner Beermann. 

In the complaint, he stated that this meeting occurred in July 2002. However, in a subsequently

filed affidavit, he changed this date to July 2001, placing it a couple weeks after the divorce

judgment. At this time, according to Mauer, Rubin assured him that he would file an appropriate

motion to vacate the judgment so that the accurate list could be made part of the Agreement. 

However, Rubin did not actually file a postjudgment motion, styled a “motion to correct,” until

September 12, 2002. A copy of this motion is attached to the complaint. It states that it is being

brought pursuant to section 2-1203 of the Code of Civil Procedure (735 ILCS 5/2-1203 (West

2009)), which provides for modification of a judgment in a non-jury case within 30 days after

entry of the judgment, and section 2-1401 of the Code of Civil Procedure (735 ILCS 5/2-1401

(West 2009)), which provides for relief from judgments after the 30-day period has passed. The

motion seeks modification of the divorce settlement on grounds of mutual mistake.1 The trial
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for reformation of such an agreement where it fails to express the parties’ real intentions due to

mutual mistake. See In re Marriage of Johnson, 237 Ill. App. 3d 381, 394, 604 N.E.2d 378, 387-

88 (1992); In re Marriage of Shelton, 127 Ill. App. 3d 775, 780-81, 469 N.E.2d 618, 623 (1984). 

The petitioner bears the burden of showing, by clear and convincing evidence, that the settlement

was written in terms that violate the understanding of both parties. Johnson, 237 Ill. App. 3d at

394, 604 N.E.2d at 388.

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court struck the portion of the petition brought pursuant to section 2-1203 as untimely, leaving it

as a pure 2-1401 petition. (For this reason, we shall refer to it as “the 2-1401 petition.”)

In her response to the 2-1401 petition, Frances argued that modification of the judgment

should be denied because Mauer’s counsel waited more than 15 months after the entry of the

divorce decree to file the petition and therefore did not act with due diligence. She also

contended that the petition did not allege a meritorious claim, in that she had never intended to

be responsible for the additional obligations that Mauer sought to attach to the Agreement, so no

mutual mistake had occurred. The record does not reflect what, if any, response defendants

made to these contentions. However, Mauer alleged that on February 16, 2005, the date that the

section 2-1401 petition was set for hearing, Rubin advised the court and opposing counsel that he

was voluntarily withdrawing the petition. According to Mauer, Rubin took this action without

first informing him or obtaining his consent.

Mauer further alleged that his ex-wife filed a suit for conversion (the conversion suit)

against him in 2005. He did not elaborate upon the nature of this suit in his complaint except to

aver that she sought relief which would have been precluded if the defendants had handled his
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case with ordinary care. In October 2005, Mauer’s ex-wife prevailed in her suit, and judgment in

the amount of $831,000 plus interest was rendered against Mauer.

Based upon these allegations, the complaint stated that defendants had fallen short of the

standard of care in the following ways:

“19. A reasonably careful attorney handling Plaintiff’s matter would have: (a)

made certain the transaction was documented properly; (b) upon learning there was

inadequate documentation to reflect the true agreement of the Plaintiff and his ex-wife,

filed a timely post-judgment motion; and (c) would have prosecuted the 2-1401 petition;

or (d) obtain the consent of the client before withdrawing the petition.”

Mauer therefore sought damages in the amount of $831,000 plus interest, plus an unspecified

sum for the various obligations that he alleged should have been allocated to his ex-wife but

which he remained solely responsible for, by reason of the Agreement as drawn up by

defendants.

Defendants each filed separate motions to dismiss under section 2-619 of the Code of

Civil Procedure (735 ILCS 5/2-619 (West 2009) (allowing involuntary dismissal of actions not

commenced within the time allowed by law)). They each contended that Mauer’s action was

barred by the six-year statute of repose for legal malpractice actions (735 ILCS 5/13-214.3 (West

2009)), since his complaint, filed on October 1, 2007, came over six years after judgment was

entered in the dissolution of marriage case on June 18, 2001. They further contended that Mauer

could not establish damages, because the judgment rendered against him in the conversion suit

was a result of his own actions, not the actions of defendants.
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In response to defendants’ statute of repose argument, Mauer contended that defendants

had been engaged in a continuous course of negligent representation that continued until

defendants withdrew the 2-1401 petition on February 16, 2005. Therefore, he argued, the statute

of repose did not begin to run until that date. He further averred, in an attached affidavit, that

Rubin assured him on multiple occasions that the error with the Agreement would be corrected

and that, even under the current version of the Agreement, his ex-wife was responsible for the

guarantees and contingent liabilities attendant to the business interests which she was awarded in

the divorce, despite the fact that the full list of such obligations was not attached.

In response to defendants’ contention that he could not prove damages, Mauer argued that

his loss in the conversion suit was, in fact, a result of defendants’ negligence. He pointed out

that the suit was triggered by the March 2005 liquidation of the Wedgewood Nursing Pavilion,

LLC, which was one of the health care companies that Mauer had an interest in, and which was

subject to the Agreement. Under the Agreement, Frances was entitled to receive $831,275 from

the liquidation of the company. Mauer, in his capacity as representative of the company, wrote a

check payable to Frances for $831,275, but he then refused to tender the check to her. He

asserted that he was entitled to keep part of those funds as a set-off against Frances’ unpaid

obligations – obligations that were not explicitly listed in the Agreement as a result of

defendants’ alleged negligence, but that Rubin had assured Mauer that Frances would

nevertheless be held responsible for. Frances then sued Mauer for conversion. The trial court

rejected Mauer’s set-off argument and entered judgment for Frances in the amount of $831,275

plus interest on October 11, 2005. Mauer contended that his set-off argument would have been
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successful but for defendants’ negligence in failing to include the obligations at issue in the

Agreement and in subsequently failing to proceed with the 2-1401 petition for relief from

judgment.

On May 29, 2008, after hearing oral argument on defendants’ motions to dismiss, the trial

court granted the motions in part and denied them in part. It found that Mauer’s allegations of

negligence occurring prior to the June 18, 2001, entry of judgment in the divorce case were timebarred under the statute of repose. Accordingly, the court dismissed paragraph 19(a) of Mauer’s

complaint, which dealt with defendants’ alleged failure to draft the Agreement properly. At oral

argument, defendants also argued that Mauer’s allegations of negligence subsequent to the entry

of judgment in the divorce case – that is, defendants’ alleged failure to properly file and

prosecute a petition for relief from judgment – could not form the basis for any recovery, insofar

as Mauer could not show that a correctly-handled petition would have been successful. Any

damages arising from the mishandling of the petition would necessarily be speculative, they

argued. Defendants therefore urged the court to dismiss Mauer’s complaint in its entirety. The

court acknowledged that this argument was “persuasive,” but it found that defendants did not

adequately raise it in their motion to dismiss, so Mauer had not yet been afforded a proper chance

to respond to it. The court therefore declined to dismiss the remainder of Mauer’s complaint, but

it stated that defendants were allowed to file another motion to dismiss.

Defendants then filed 2-619 motions to dismiss the remaining portions of Mauer’s

complaint, raising the argument outlined above. On October 20, 2008, after hearing oral

argument by the parties, the trial court granted those motions and dismissed Mauer’s complaint
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2

 Defendants also argue, as they did before the trial court, that plaintiff’s claim is timebarred under the two-year statute of limitations. However, we need not address this issue,

because we find the statute of repose issue to be dispositive of this appeal.

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with prejudice in its entirety. It is from this judgment that Mauer now appeals.

II. ANALYSIS

At issue in this case is whether Mauer’s action is barred under the six-year statute of

repose for legal malpractice actions.2 Mauer filed his suit on October 1, 2007. Defendants argue

that time began to run on the statute of repose on June 18, 2001, the date of entry of the judgment

of dissolution incorporating the allegedly defective Agreement. Mauer, on the other hand,

contends that time did not begin running on the statute of repose until February 16, 2005, when

defendants withdrew his 2-1401 motion and their representation of him ended. In the alternative,

Mauer contends that the statute of repose should be tolled in accordance with the doctrines of

equitable estoppel and fraudulent concealment, because of his allegations that defendants lulled

him into inaction by falsely assuring him that his interests were being protected. We consider

these contentions in turn, reviewing the trial court’s ruling on this matter de novo. Trogi v.

Diabri & Vicari, P.C., 362 Ill. App. 3d 93, 95, 839 N.E.2d 553, 555 (2005) (de novo review of 2-

619 motion to dismiss based on statute of repose).

A. Starting Date of the Period of Repose

Mauer first argues that defendants were engaged in a continuous course of negligent

conduct toward him from the time that Rubin drew up the defective Agreement to the time that
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Rubin withdrew his 2-1401 motion for relief from judgment on February 16, 2005. Therefore,

Mauer contends that the statute of repose should not begin to run until February 16, 2005. 

Defendants, on the other hand, contend that all of Mauer’s injuries resulted from alleged acts or

omissions occurring on or before June 18, 2001, when the Agreement was signed and the divorce

judgment was entered, so that date marks the proper start of the repose period.

Section 13-214.3 of the Code of Civil Procedure sets out the statutes of limitation and

repose for legal malpractice actions as follows: 

“(b) An action for damages based on tort, contract, or otherwise (i) against an

attorney arising out of an act or omission in the performance of professional services or

(ii) against a non-attorney employee arising out of an act or omission in the course of his

or her employment by an attorney to assist the attorney in performing professional

services must be commenced within 2 years from the time the person bringing the action

knew or reasonably should have known of the injury for which damages are sought.

(c) An action described in subsection (b) may not be commenced in any event

more than 6 years after the date on which the act or omission occurred.” 735 ILCS

5/13-214.3 (West 2009).

Thus, the statute of limitations begins to run after a cause of action has accrued, while the statute

of repose, which is at issue in the present case, begins to run as soon as an event creating the

malpractice occurs, regardless of whether any injury has yet resulted so as to cause an action to

accrue. Trogi, 362 Ill. App. 3d at 96, 839 N.E.2d at 556, citing Ferguson v. McKenzie, 202 Ill.

2d 304, 311, 780 N.E.2d 660, 664 (2001); DeLuna v. Burciaga, 223 Ill. 2d 49, 61, 857 N.E.2d
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229, 237 (2006); see Meyers v. Underwood, 316 Ill. App. 3d 970, 985-86, 738 N.E.2d 118, 129

(2000) (not fundamentally unfair for statute of repose to bar plaintiffs’ legal malpractice claims

before they accrued). This is because the statute of repose “is intended to terminate the

possibility of liability after a defined period of time, regardless of a potential plaintiff's lack of

knowledge of his or her cause of action.” Ferguson, 202 Ill. 2d at 311, 780 N.E.2d at 664.

As noted above, Mauer first contends that defendants were engaged in a continuous

course of negligent conduct toward him, and the operative date for purposes of the statute of

repose should therefore be the date that such negligent conduct ended – namely, February 16,

2005, when defendants voluntarily dismissed his 2-1401 petition for relief from the divorce

judgment. In this regard, he seeks to draw an analogy to our supreme court’s recognition of the

continuous course of negligent treatment doctrine in the realm of medical malpractice. 

Cunningham v. Huffman, 154 Ill. 2d 398, 406, 609 N.E.2d 321, 325 (1993). Under that doctrine,

if a physician engages in a continuous and unbroken course of negligent treatment, and the

treatment is “so related as to constitute one continuing wrong,” the statute of repose will not start

to run until the last date of negligent treatment. Cunningham, 154 Ill. 2d at 406, 609 N.E.2d at

325. This differs from the continuous course of treatment doctrine, which the Cunningham court

explicitly rejected. Cunningham, 154 Ill. 2d at 403, 609 N.E.2d at 324. Under the continuous

course of treatment doctrine, the statute of repose for a medical malpractice case does not begin

to run until the patient-physician relationship ends, as long as the physician has been

continuously treating plaintiff for a condition that was occasioned by a prior negligent act –

regardless of whether the physician’s subsequent treatment of the condition was negligent. 
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Cunningham, 154 Ill. 2d at 403, 609 N.E.2d at 324. By contrast, the continuous course of

negligent treatment doctrine covers situations where “the cumulative results of continued

negligence is the cause of the injury.” Cunningham, 154 Ill. 2d at 405, 609 N.E.2d at 325. 

Consequently, it “necessarily only encompasses the continuum where the physician was

negligent.” Cunningham, 154 Ill. 2d at 407, 609 N.E.2d at 325. Thus, for instance, it would

apply to situations in which patients are injured “due to negligent or unnecessary exposure to Xray radiation or administration of medication over a span of years.” Cunningham, 154 Ill. 2d at

405, 609 N.E.2d at 325.

Just as the Cunningham court rejected the continuous course of treatment doctrine with

regard to medical malpractice, Illinois courts have rejected the continuous course of

representation doctrine with regard to legal malpractice, finding that the statute of repose is not

tolled merely by the continuance of the attorney-client relationship. See Witt v. Jones & Jones

Law Offices, P.C., 269 Ill. App. 3d 540, 544, 646 N.E.2d 23, 25 (1995) (citing Cunningham in

rejecting continuous representation rule); Sorenson v. Law Offices of Theodore Poehlmann, 327

Ill. App. 3d 706, 710, 764 N.E.2d 1227, 1231 (2002) (continued existence of attorney-client

relationship after preparation of allegedly defective antenuptial agreement did not affect starting

point of period of repose). Nor does Mauer contest this fact in his brief. Mauer instead argues

that he was injured due to a continuous course of negligent legal representation over a span of

years, beginning with defendants’ initial drafting of the defective Agreement, continuing to their

delay in filing a motion for relief from judgment, and lasting until their withdrawal of the motion

without his knowledge or consent on February 16, 2005. Thus, he contends, under Cunningham,
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the period of repose for this continuous course of negligent representation should not start until

that final date.

However, the decision of our supreme court in Belleville Toyota, Inc. v. Toyota Motor

Sales, U.S.A., Inc., 199 Ill. 2d 325, 770 N.E.2d 177 (2002), casts doubt upon whether the

continuous course of negligent treatment doctrine, as articulated in Cunningham, can be applied

to the realm of legal malpractice. Although Belleville was not a legal malpractice case, it is

relevant here because it considered, and rejected, application of the continuous tort doctrine to

extend the period of limitations in a non-medical-malpractice setting. The period of limitations

at issue in Belleville was the four-year limit under the Motor Vehicle Franchise Act (Act) (815

ILCS 710/14 (West 2000)). Plaintiff, an automobile dealership, sued defendants for alleged

violations of the Act, claiming that defendants had failed to allocate to it the requisite amount of

Toyota vehicles over the previous decade. Belleville, 199 Ill. 2d at 328, 770 N.E.2d at 181. It

argued that these acts of improper allocation constituted a continuous decade-long course of

tortious conduct, and so, by analogy to Cunningham, the limitations period should not begin to

run until that course had ended. Belleville, 199 Ill. 2d at 345, 770 N.E.2d at 190.

The Belleville court rejected this attempted extension of Cunningham, explaining that

Cunningham “did not adopt a continuing violation rule of general applicability in all tort cases.” 

Belleville, 199 Ill. 2d at 347, 770 N.E.2d at 191. Rather, its holding relied in part upon the

particular language of the medical malpractice statute of repose, which provides that an action

may not be brought “more than 4 years after the date on which occurred the act or omission or

occurrence alleged in such action to have been the cause of such injury or death” (emphasis
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added) (735 ILCS 5/13-212(a) (West 2009)). Cunningham, 154 Ill. 2d at 405, 609 N.E.2d at

325; Belleville, 199 Ill. 2d at 346, 199 Ill. 2d at 347, 770 N.E.2d at 190. The Cunningham court

stated that an “occurrence,” as distinguished from a mere “act or omission,” could be construed

to refer to a continuing course of negligent conduct. Cunningham, 154 Ill. 2d at 405, 609 N.E.2d

at 325. By contrast, the Belleville court found that no comparable “occurrence” language existed

in the Act to mandate a similar result. Belleville, 199 Ill. 2d at 347, 770 N.E.2d at 191; see 815

ILCS 710/14 (West 2000) (“actions arising out of any provision of this Act shall be commenced

within 4 years next after the cause of action accrues”).

Likewise, the statute of repose for legal malpractice does not contain any reference to an

“occurrence” occasioning a lawsuit; it merely provides that an action for legal malpractice “may

not be commenced in any event more than 6 years after the date on which the act or omission

occurred.” (Emphasis added.) 735 ILCS 5/13-214.3 (West 2009). Therefore, it is arguable

under the reasoning of Belleville that, notwithstanding Cunningham’s acceptance of the

continuous course of negligent treatment doctrine in the realm of medical malpractice, there is no

parallel continuous course of negligent representation doctrine in the realm of legal malpractice.

Nevertheless, we need not decide this issue, because even if the continuous course of

negligent representation doctrine were to exist, it would not be applicable under the facts of this

particular case. The negligence described in Cunningham qualifies as a continuous course

because it is “cumulative” (Cunningham, 154 Ill. 2d at 405, 609 N.E.2d at 325): that is, each

negligent treatment adds to the harm suffered by plaintiff, independently worsening the injury. 

See Turner v. Nama, 294 Ill. App. 3d 19, 30, 689 N.E.2d 303, 311 (1997) (Cunningham doctrine
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applies to “the aggregate injury caused by the compounding effects of an ongoing course of

continuous negligent medical treatment for a specific condition”), citing Cunningham, 154 Ill. 2d

at 405, 609 N.E.2d at 325. To quote our supreme court on the matter:

“A continuing violation or tort is occasioned by continuing unlawful acts and conduct,

not by continual ill effects from an initial violation. [Citations.] Thus, where there is a

single overt act from which subsequent damages may flow, the statute begins to run on

the date the defendant invaded the plaintiff’s interest and inflicted injury, and this is so

despite the continuing nature of the injury.” Feltmeier v. Feltmeier, 207 Ill. 2d 263, 278-

79, 798 N.E.2d 75, 85 (2003).

Although Feltmeier involved application of the continuing violation rule to a claim of intentional

infliction of emotional distress, its explanation of what a continuing violation entails is still

relevant here, since the court was speaking of continuing violations generally and, in fact, cited

Cunningham as another example of the continuing violation rule in practice. Feltmeier, 207 Ill.

2d at 279-80, 798 N.E.2d at 86.

In the present case, following the explanations in Turner and Feltmeier, we find that the

injury alleged by Mauer is not cumulative or aggregate in nature, so as to trigger application of

the continuing violation doctrine. Rather, the harm to Mauer’s interests was done once the

judgment of dissolution incorporating the allegedly defective Agreement was entered, and all the

subsequent events alleged by Mauer, including the failure of his set-off defense in the conversion

suit brought by his ex-wife, can be traced to the entry of that judgment. The actions of Mauer’s

counsel subsequent to that judgment did not exacerbate his injury in the same way that, for
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instance, repeated administration of the wrong medicine can exacerbate a patient’s ill health with

each treatment (see Cunningham, 154 Ill. 2d at 405, 609 N.E.2d at 325). Accord Fricka v.

Bauer, 309 Ill. App. 3d 82, 84, 722 N.E.2d 718, 720 (1999) (period of repose for legal

malpractice actions is not tolled by the attorney’s “continuing duty to correct any defect or

omission related to the work product” after the work product is complete).

Serafin v. Seith, 284 Ill. App. 3d 577, 586, 672 N.E.2d 302, 309 (1996), deals with a

similar situation in which the court rejected plaintiff’s continuous course of negligent

representation theory. The facts of Serafin are as follows: In 1986, plaintiff and two other

individuals formed a corporation with the assistance of the defendant law firm. Serafin, 284 Ill.

App. 3d at 579, 672 N.E.2d at 305. Plaintiff owned 30% of the corporation’s shares, and the two

other individuals together owned the remaining 70%. Serafin, 284 Ill. App. 3d at 580, 672

N.E.2d at 305. In 1991, one of the other individuals proposed that the articles of incorporation

be amended to eliminate shareholders’ preemptive rights to acquire unissued shares of the

corporation, and plaintiff signed documents approving the change. Serafin, 284 Ill. App. 3d at

581, 672 N.E.2d at 306. The two individuals then proceeded to issue a flood of new shares

which they kept for themselves, diluting plaintiff’s ownership interest in the company to virtually

nothing. Serafin, 284 Ill. App. 3d at 582, 672 N.E.2d at 306. Plaintiff brought suit against the

two individuals, and in 1993, he amended his complaint to add a legal malpractice claim against

the defendant law firm. Serafin, 284 Ill. App. 3d at 579, 672 N.E.2d at 305.

At issue in Serafin was the operative date for the statute of repose with regard to

plaintiff’s legal malpractice claim. Citing Cunningham, plaintiff contended that the defendant
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law firm engaged in a continuous course of negligent representation from the founding of the

company in 1986 to the time that plaintiff agreed to modify the articles of incorporation in 1991,

since the defendant law firm had a continuing duty to warn him of the dangers of such a change. 

Serafin, 284 Ill. App. 3d at 586, 672 N.E.2d at 309. Thus, plaintiff argued, the statute of repose

would not begin to run on his claim until 1991. Serafin, 284 Ill. App. 3d at 586, 672 N.E.2d at

309. The court rejected this argument, instead finding that the period of repose began in 1986,

thus rendering plaintiff’s claim time-barred. Serafin, 284 Ill. App. 3d at 586, 672 N.E.2d at 309. 

In doing so, the court did not explicitly rule upon whether the continuous course of negligent

representation doctrine could be recognized in Illinois. Serafin, 284 Ill. App. 3d at 586, 672

N.E.2d at 309. Instead, the court reasoned that plaintiff’s claim was entirely predicated upon the

firm’s failure to inform him in 1986, when the articles of incorporation were being drafted, that

his preemptive rights could later be eliminated by the majority shareholders. Serafin, 284 Ill.

App. 3d at 586, 672 N.E.2d at 309. This was the case because, under Illinois law, an affirmative

vote of two-thirds of a corporation’s shares was sufficient to eliminate preemptive rights. 

Serafin, 284 Ill. App. 3d at 586, 672 N.E.2d at 309, citing 805 ILCS 5/10.20(c) (West 1992). 

Consequently, once the articles of incorporation had been drawn up with plaintiff as a 30%

shareholder, he was powerless to prevent the other two individuals from eliminating his

preemptive rights, regardless of any warnings the defendant law firm might have given him. 

Serafin, 284 Ill. App. 3d at 586, 672 N.E.2d at 309. That is, plaintiff had not actually alleged a

continuous course of negligent conduct toward him but rather, to use the words of the Feltmeier

court, a “single overt act from which subsequent damages may flow” (Feltmeier, 207 Ill. 2d at
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279, 798 N.E.2d at 85). In the same way, the alleged damage to Mauer’s monetary interests was

already complete once the Agreement was incorporated into the judgment of dissolution, so

under Serafin and Feltmeier, the statute of repose will not be tolled by events occurring after that

judgment.

The case of Hester v. Diaz, 346 Ill. App. 3d 550, 805 N.E.2d 255 (2004), is also

instructive in this regard. The Hester plaintiff retained defendants to represent her in connection

with a workers’ compensation claim. Hester, 346 Ill. App. 3d at 551, 805 N.E.2d at 257. On

October 31, 1994, her case was called for hearing, but no one appeared on her behalf, so the case

was dismissed for want of prosecution. Hester, 346 Ill. App. 3d at 551, 805 N.E.2d at 257. 

Defendants later filed a motion to reinstate the case on February 2, 2005, and the case was

continued to December 3, 1996. Hester, 346 Ill. App. 3d at 552, 805 N.E.2d at 257. However,

defendants failed to appear on her behalf on that date as well. Hester, 346 Ill. App. 3d at 552,

805 N.E.2d at 258.

Despite the fact that defendants’ alleged negligence with regard to plaintiff’s claim

continued beyond the initial dismissal of her claim on October 31, 1994, the court found that the

statute of repose began to run from the date of that initial dismissal. Hester, 346 Ill. App. 3d at

555, 805 N.E.2d at 260. The court explained: 

“We reach this determination because of the finality of the dismissal. Malpractice

occurred at that time when the case was allowed to be dismissed for want of prosecution. 

While there was case activity both within and without the workers’ compensation file

after that date, that activity does not change the status of the case, which was ‘dismissed.’
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*** We cannot conclude that the failure to appear at the December 3, 1996, setting was

the relevant act or omission. As of that date, the case had been dismissed. There were no

guarantees relative to reinstatement on that date. We will not speculate that simply

because reinstatement is freely allowed in the workers’ compensation arena, this

particular case would have enjoyed that treatment. No one can know that for certain.” 

Hester, 346 Ill. App. 3d at 554-55, 805 N.E.2d at 260.

Thus, the court found that plaintiff’s lawsuit, filed on March 1, 2002, was not timely under the

statute of repose. Hester, 346 Ill. App. 3d at 555, 805 N.E.2d at 260. (We note at this juncture

that there was also an issue of equitable estoppel in Hester, which Mauer raises in his brief. We

shall discuss this issue when we consider Mauer’s equitable estoppel argument.)

Likewise, in the present case, malpractice allegedly occurred at the time when the

judgment of dissolution incorporating the allegedly defective Agreement was entered on July 18,

2001. While there was activity on the part of defendants after that date, this activity does not

change the fact that a final judgment had been rendered in plaintiff’s case, and there were no

facts alleged that would tend to establish that defendants’ actions compounded the damage

caused by that final judgment (see Turner, 294 Ill. App. 3d at 30, 689 N.E.2d at 311). 

Accordingly, under Hester as well as Serafin, the period of repose for defendants’ alleged

negligence in drawing up the divorce decree began to run when judgment was entered in the

underlying divorce case on July 18, 2001.

Despite these cases, Mauer nevertheless argues that the beginning of the period of repose

should be delayed under Trogi, which he cites for the proposition that the statute of repose does
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not begin to run until the date of the “ ‘last act of representation upon which the malpractice is

founded.’ ” Trogi, 362 Ill. App. 3d at 96, 839 N.E.2d at 556, quoting O’Brien v. Scovil, 332 Ill.

App. 3d 1088, 1089, 774 N.E.2d 466, 467 (2002). He argues that the relevant “last act of

representation” in his case was the defendants’ withdrawal of his 2-1401 petition on February 16,

2005. However, analysis of Trogi does not support Mauer’s interpretation.

The alleged malpractice in Trogi occurred in a transactional context. Plaintiff retained

the defendant law firm to represent him in purchasing real property. Trogi, 362 Ill. App. 3d at

94, 839 N.E.2d at 554. Defendant prepared a deed for the property, and once it was executed,

defendant recorded the deed and mailed it to plaintiff, advising him to keep it in a safe place. 

Trogi, 362 Ill. App. 3d at 94, 839 N.E.2d at 554. Plaintiff subsequently brought an action for

legal malpractice, claiming that defendant had recorded the deed in the wrong county, thus

causing him to lose his interest in the property. Trogi, 362 Ill. App. 3d at 94-95, 839 N.E.2d at

554. The court found that, under these facts, the period of repose would not begin until the date

that defendant sent the improperly recorded deed to plaintiff, since delivery of the final work

product to the client was the relevant “last act of representation” involved in the malpractice. 

Trogi, 362 Ill. App. 3d at 96, 98, 839 N.E.2d at 556-57.

However, the Trogi decision did not purport to be at odds with the decision in Hester;

indeed, the court is at pains to show that the two decisions are compatible. The court draws an

analogy between the delivery of a final work product to a client in a transactional context (which

is at issue in Trogi) with the rendering of judgment in a litigation context (which is at issue in

Hester and in the present case). Trogi, 362 Ill. App. 3d at 98, 839 N.E.2d at 558. Each of these,
No. 08-2311

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according to the Trogi court, may be considered a “final event” triggering the start of the period

of repose. Trogi, 362 Ill. App. 3d at 98, 839 N.E.2d at 558. This is true notwithstanding the

attorney’s ongoing duty to correct any malpractice committed. See Fricka, 309 Ill. App. 3d at

84, 722 N.E.2d at 720 (ongoing duty to correct does not delay beginning of period of repose). 

The Trogi court explained that in both cases, having such a definite cutoff serves the purpose of

the statute of repose, namely, terminating the possibility of liability after a defined period of

time. Trogi, 362 Ill. App. 3d at 98, 839 N.E.2d at 558; see Ferguson, 202 Ill. 2d at 311, 780

N.E.2d at 664 (the purpose and effect of statutes of repose “ ‘is to establish an absolute limit for

bringing suit’ ”), quoting Franklin v. Cernovich, 287 Ill. App. 3d 776, 779, 679 N.E.2d 98, 100

(1997). Thus, the Trogi decision does not detract from the conclusion we have reached above

under Hester and Serafin, but rather supports it.

Mauer next contends that, even if the period of repose would not be extended by the

Cunningham doctrine and recovery for defendants’ original negligent conduct is therefore timebarred, the failure of defendants’ attempts to remediate that original negligent conduct by

pursuing the 2-1401 petition should provide an independent basis for recovery to which the

statute of repose should separately apply. This contention is inconsistent with the holding in

Hester, which relates the beginning of the period of repose to the initial malpractice which gave

rise to the plaintiff’s loss and created the subsequent need for remediation. However, even if

negligence in the remediation process could be separated from defendants’ original act of

negligence, such separate recovery would not be available to the plaintiff in this case, since

Mauer failed to plead those facts which would be necessary to enable him to pursue a claim for
No. 08-2311

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such negligence as an independent cause of action. Specifically, he did not plead that the

defendants’ negligence with respect to the filing and ultimate withdrawal of the 2-1401 petition

was the proximate cause of his injury. In other words, Mauer did not plead that, but for such

negligence, the 2-1401 petition would have been successful, which, as discussed below, must be

pled.

To prevail in a negligence claim, plaintiff must not only show that defendant committed a

breach of duty and that plaintiff suffered damages, but also that defendant’s action proximately

caused those damages. Serafin, 284 Ill. App. 3d at 586-87, 672 N.E.2d at 309. In other words,

plaintiff must show that, but for the negligence of defendant, he would not have suffered the

claimed loss. Serafin, 284 Ill. App. 3d at 587, 672 N.E.2d at 309; Ignarski v. Norbut, 271 Ill.

App. 3d 522, 525-26, 648 N.E.2d 285, 288 (1995). Thus, in a legal malpractice claim involving

failed litigation, plaintiff must essentially prove a “case within a case,” bearing the burden of

demonstrating that he would have been successful in the underlying suit were it not for

defendant’s negligence. Orzel v. Szewczyk, 391 Ill. App. 3d 283, 290, 908 N.E.2d 569, 575

(2009); First Nat’l Bank of LaGrange v. Lowrey, 375 Ill. App. 3d 181, 200, 872 N.E.2d 447,

484-85 (2007); Ignarski, 271 Ill. App. 3d at 525-26, 648 N.E.2d at 288. A causal link between

the alleged negligence and the loss of the underlying suit will not be presumed. LaGrange, 375

Ill. App. 3d at 200, 872 N.E.2d at 485; Ignarski, 217 Ill. App. 3d at 528. Where plaintiff fails to

allege facts that would establish success in the underlying suit, he has failed to plead a cause of

action. Ignarski, 271 Ill. App. 3d at 528, 648 N.E.2d at 290. This is true even where it is

conceded that defendant committed negligence in his handling of the underlying lawsuit. See
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Sheppard v. Krol, 218 Ill. App. 3d 254, 258, 578 N.E.2d 212, 215 (1991) (legal malpractice

claim properly dismissed where plaintiff failed to allege facts in his complaint demonstrating that

he would have prevailed in the underlying suit); Claire Associates v. Pontikes, 151 Ill. App. 3d

116, 123, 502 N.E.2d 1186, 1191 (1986) (legal malpractice claim properly dismissed for failure

to state a cause of action where plaintiffs alleged insufficient facts to demonstrate that underlying

suit was meritorious, notwithstanding allegations of negligence on the part of defendants due to

their failure to properly prosecute that suit and an unsupported assertion that the suit was

meritorious).

That element is lacking in the present case. Mauer fails to specifically allege in his

complaint that if defendants had filed a petition to correct the judgment in a timely manner and

had not later withdrawn the petition, the court would have granted plaintiff his desired

modifications to the divorce decree and the damages which he now claims would therefore have

been averted. Accordingly, Mauer has not pled that any of defendants’ actions subsequent to the

June 18, 2001, divorce decree were a proximate cause of his injury, and he cannot now claim that

such acts form an independent basis for recovery on a theory of legal malpractice. See, e.g.,

Ignarski, 271 Ill. App. 3d at 528, 648 N.E.2d at 290; Sheppard, 218 Ill. App. 3d at 259-60, 578

N.E.2d at 216; Claire Associates, 151 Ill. App. 3d at 123, 502 N.E.2d at 1191.

The Serafin decision is pertinent here as well. The Serafin court rejected the idea that the

defendant law firm’s 1991 conduct could form the basis of an independent cause of action,

because it found that even if the defendant law firm had breached its duty to plaintiff after 1986,

plaintiff could not show that such breach of duty was a proximate cause of his injury. Serafin,
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284 Ill. App. 3d at 586, 672 N.E.2d at 309. Thus, insofar as plaintiff’s complaint was premised

upon the defendant law firm’s 1991 conduct, it was properly dismissed for failure to state a cause

of action. Serafin, 284 Ill. App. 3d at 586, 672 N.E.2d at 309. The same is true of the instant

case with regard to defendants’ actions after the entry of the divorce judgment.

B. Fraudulent Concealment and Equitable Estoppel

Mauer next contends that defendants lulled him into inaction by falsely assuring him that

his interests would be protected despite the entry of the defective Agreement. Therefore, he

argues, the statute of repose should be tolled in accordance with the fraudulent concealment

statute (735 ILCS 5/13-215 (West 2009)) and the doctrine of equitable estoppel. Defendants

respond that, regardless of whether any fraudulent concealment occurred, Mauer learned or

should have learned of their alleged negligence when Frances prevailed in the conversion suit on

October 11, 2005, a full year and eight months before the statute of repose was set to expire. 

Since Mauer had ample time to file an action within the statutory time period, they argue that he

is not entitled to any tolling of the statute of repose.

The fraudulent concealment statute, contained in section 13-215 of the Code of Civil

Procedure, provides: 

“If a person liable to an action fraudulently conceals the cause of such action from the

knowledge of the person entitled thereto, the action may be commenced at any time

within 5 years after the person entitled to bring the same discovers that he or she has such

cause of action, and not afterwards.” 735 ILCS 5/13-215 (West 2009).

See DeLuna, 223 Ill. 2d at 74, 857 N.E.2d at 244 (holding that under section 13-215, a
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defendant’s fraudulent concealment tolls the statute of repose for legal malpractice actions);

Rajcan v. Donald Garvey & Associates, Ltd., 347 Ill. App. 3d 403, 408, 807 N.E.2d 725, 729

(2004) (plaintiffs’ allegations of fraudulent concealment were sufficient to avoid 2-619 dismissal

under the statute of repose).

The common-law doctrine of equitable estoppel, as applied in the context of the statute of

repose, parallels the fraudulent concealment statute. Turner, 294 Ill. App. 3d at 26, 689 N.E.2d

at 308. Under this doctrine, a party may estop another person from asserting material facts

where: 

“(1) the other person misrepresented or concealed material facts; (2) the other person

knew at the time he or she made the representations that they were untrue; (3) the party

claiming estoppel did not know that the representations were untrue when they were

made and when that party decided to act, or not, upon the representations; (4) the other

person intended or reasonably expected that the party claiming estoppel would determine

whether to act, or not, based upon the representations; (5) the party claiming estoppel

reasonably relied upon the representations in good faith to his or her detriment; and (6)

the party claiming estoppel would be prejudiced by his or her reliance on the

representations if the other person is permitted to deny the truth thereof.” DeLuna, 223

Ill. 2d at 82-83, 857 N.E.2d at 249.

However, courts have declined to apply fraudulent concealment and equitable estoppel to

toll the statute of repose in cases where “the claimant discovers the fraudulent concealment, or

should have discovered it through ordinary diligence, and a reasonable time remains within the
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remaining limitations period.” Smith v. Cook County Hospital, 164 Ill. App. 3d 857, 862, 518

N.E.2d 336, 340 (1987); see Serafin, 284 Ill. App. 3d at 589, 672 N.E.2d at 311 (“doctrine of

equitable estoppel will not apply to a case if defendant’s conduct terminated within ample time to

allow the plaintiff to still avail himself of any legal rights he may have had”), citing Cramsey v.

Knoblock, 191 Ill. App. 3d 756, 766, 547 N.E.2d 1358, 1365 (1989) (no equitable estoppel where

“plaintiffs had an opportunity to file an action within the limitation period, but did not do so – for

no reason that can be attributed to defendants’ statements or conduct”); Turner, 294 Ill. App. 3d

at 28, 689 N.E.2d at 310 (fraudulent concealment exception did not apply where plaintiff should

have discovered the alleged concealment through ordinary diligence eight months before the

repose period elapsed); accord Witt, 269 Ill. App. 3d at 544, 646 N.E.2d at 25 (plaintiffs could

not avail themselves of fraudulent concealment doctrine where, notwithstanding the possibility

of fraudulent concealment, plaintiffs had actual knowledge of their cause of action within the

statutory timeframe). Thus, where a plaintiff has been put on inquiry as to a defendant’s

fraudulent concealment within a reasonable time before the ending of the statute of repose, such

that he should have discovered the fraud through ordinary diligence, he cannot later use

fraudulent concealment as a shield in the event that he does not file suit within the statutory

period. Smith, 164 Ill. App. 3d at 862, 518 N.E.2d at 340, citing Real v. Kim, 112 Ill. App. 3d

427, 435-36, 445 N.E.2d 783, 789 (1983) (once decedent was diagnosed with brain cancer, he

was put on inquiry that the defendant health care providers might have misdiagnosed him three

years earlier, and as a result “he then had the burden of investigating whether he had a cause of

action for medical malpractice”); see Rajcan, 347 Ill. App. 3d at 409, 807 N.E.2d at 729 (noting
No. 08-2311

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that, in legal malpractice case, it was arguable that defendant counsel’s “repeated failures to

honor the requests for the document [at issue in the lawsuit] should have put plaintiffs on inquiry

as to fraudulent concealment” approximately a year before the running of the statute of repose,

thus defeating plaintiff’s fraudulent concealment argument).

In this case, judgment was entered against Mauer in the conversion suit on October 11,

2005, over a year and eight months before the statute of repose was set to expire on June 18,

2007. In entering judgment against Mauer, the court rejected Mauer’s argument that he was

entitled to keep the proceeds from the liquidation of the Wedgewood Nursing Pavilion as a setoff against his ex-wife’s unpaid obligations. Thus, at that point, Mauer knew or should have

known that the Agreement was not protecting his interests in the way that he desired it to. At the

very least, he was put on inquiry that his counsel’s repeated reassurances that his interests would

be protected were false. Thus, even assuming for the sake of argument that the defendants

fraudulently concealed the cause of action from him, such concealment could not have been

maintained in the face of ordinary diligence once judgment was rendered against Mauer in the

conversion suit. Indeed, Mauer admits as much in his response to defendants’ initial motions to

dismiss, in which he states:

“It was not until October 11, 2005, when plaintiff was unable to successfully prosecute

his set-off defense based on the MSA it was realized that the failure to correct the error in

the MSA was fatal to his defense in the action filed by his wife.”

Mauer had over a year and eight months from this admitted realization to file his action within

the period of repose, which certainly qualifies as ample time. See, e.g., Butler v. Mayer, Brown
No. 08-2311

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& Platt, 301 Ill. App. 3d 919, 926, 704 N.E.2d 740, 745 (1998) (“We have held that as little as

six months remaining in a statute of limitations period is ‘ample time’ for a plaintiff to bring

suit”), citing Smith, 164 Ill. App. 3d at 863, 518 N.E.2d at 340; Turner, 294 Ill. App. 3d at 28,

689 N.E.2d at 310 (eight months considered ample time to bring suit); Sabath v. Mansfield, 60

Ill. App. 3d 1008, 1015, 377 N.E.2d 161, 167 (1978) (same); Real, 112 Ill. App. 3d at 435-36,

445 N.E.2d at 789 (fraudulent concealment claim rejected where decedent was alerted to the

possibility of alleged malpractice ten months before the running of the period of limitations);

Rajcan, 347 Ill. App. 3d at 409, 807 N.E.2d at 729 (being put on inquiry regarding legal

malpractice claim one year before expiration of repose period would constitute reasonable time

to bring suit as a matter of law). Yet he did not file his action within the period of repose. 

Instead, for no reason that appears in the record, he waited for nearly two years after his

discovery of defendants’ alleged negligence to bring the instant suit, by which time the statute of

repose had expired. Consequently, regardless of whether defendants concealed the cause of

action from him, Mauer may not now apply the doctrines of fraudulent concealment and

equitable estoppel to toll the statute of repose.

Mauer nevertheless argues that his case is analogous to Hester, 346 Ill. App. 3d at 556,

805 N.E.2d at 261, in which the equitable estoppel doctrine was applied to toll the statute of

repose. As discussed earlier, the defendant attorneys in Hester failed to appear on plaintiff’s

behalf at her workers’ compensation hearing on October 31, 1994, and her case was dismissed

for want of prosecution. Hester, 346 Ill. App. 3d at 551, 805 N.E.2d at 257. The plaintiff further

alleged that the defendants failed to inform her that her case had been dismissed. Hester, 346 Ill.
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App. 3d at 556, 805 N.E.2d at 260. Instead, for the next seven years, they reassured her that her

case was proceeding as it should. Hester, 346 Ill. App. 3d at 556, 805 N.E.2d at 260. They did

not inform her of the truth until December 10, 2001, over a year after the statute of repose had

expired. Hester, 346 Ill. App. 3d at 552, 805 N.E.2d at 258. The court found that these

allegations sufficiently raised the issue of equitable estoppel to preclude dismissal of her

untimely-filed claim under the statute of repose. Hester, 346 Ill. App. 3d at 556, 805 N.E.2d at

260. However, Hester is readily distinguishable from the case at hand, since the Hester plaintiff

alleged that the fraudulent concealment lasted until well after the statute of repose had expired,

while in the present case, Mauer had over a year and eight months after becoming aware of his

counsel’s alleged negligence in which to file his claim within the statutory time period.

Accordingly, for the foregoing reasons, the judgment of the trial court is affirmed.

Affirmed.

CAHILL, P.J., and R.E. GORDON, J., concur.
No. 08-2311

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REPORTER OF DECISIONS - ILLINOIS APPELLATE COURT

 (Front Sheet to be Attached to Each Case)

Please use the

following form

Marshall Mauer, 

Plaintiff-Appellant, 

v.

Roger Rubin and Beermann, Swerdlove, Woloshin, Barezky, Becker, Genin & London,

Defendants-Appellees.

Docket No.

COURT

Opinion Filed

No. 1-08-3211

Appellate Court of Illinois

First District, SIXTH Division

March 26, 2010

(Give month, day and year)

JUSTICES

JUSTICE JOSEPH GORDON DELIVERED THE OPINION OF THE COURT: 

 Cahill, P.J., and R.E. Gordon, J. , concur.

APPEAL from the

Circuit Court of Cook

County; the Hon___

Judge Presiding.

Lower Court and Trial Judge(s) in form indicated in margin: 

Appeal from the Circuit Court of Cook County.

The Hon. Barbara A. McDonald, Judge Presiding.

APPELLANTS: 

John Doe, of Chicago

Indicate if attorney represents APPELLANTS or APPELLEES and include attorneys of

counsel. Indicate the word NONE if not represented.

APPELLANT: Lawrence Seiwert, 33 N. LaSalle Street, Suite 3400, Chicago, IL 60602

For APPELLEES,

Smith and Smith of

Chicago

APPELLEES (Roger Rubin): Mark P. Standa, P.C., 582 N. Oakwood Ave., Suite 201, Lake

Forest, IL 60045

APPELLEES (Beermann, Swerdlove, Woloshin, Barezky, Becker, Genin & London):

Stephen R. Swofford, Joshua G. Vincent, and Kimberly A. Jansen, Hinshaw & Culbertson

LLP, 222 North LaSalle St., Suite 300, Chicago, Illinois 60601
No. 08-2311

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Add attorneys for 3rd

party appellants and/or

appellees.