59550 Federal Register / Vol. 88, No. 166 / Tuesday, August 29, 2023 / Notices 

17 17 CFR 200.30–3(a)(12). 1 17 CFR 200.30–3a(a)(1)(ii). 

Electronic Comments 

• Use the Commission’s internet 

comment form (https://www.sec.gov/ 

rules/sro.shtml) or 

• Send an email to rule-comments@

sec.gov. Please include file number SR– 

ICEEU–2023–022 on the subject line. 

Paper Comments 

• Send paper comments in triplicate 

to Secretary, Securities and Exchange 

Commission, 100 F Street NE, 

Washington, DC 20549–1090. 

All submissions should refer to file 

number SR–ICEEU–2023–022. This file 

number should be included on the 

subject line if email is used. To help the 

Commission process and review your 

comments more efficiently, please use 

only one method. The Commission will 

post all comments on the Commission’s 

internet website (https://www.sec.gov/ 

rules/sro.shtml). Copies of the 

submission, all subsequent 

amendments, all written statements 

with respect to the proposed rule 

change that are filed with the 

Commission, and all written 

communications relating to the 

proposed rule change between the 

Commission and any person, other than 

those that may be withheld from the 

public in accordance with the 

provisions of 5 U.S.C. 552, will be 

available for website viewing and 

printing in the Commission’s Public 

Reference Room, 100 F Street NE, 

Washington, DC 20549, on official 

business days between the hours of 10 

a.m. and 3 p.m. Copies of such filings 

will also be available for inspection and 

copying at the principal office of ICE 

Clear Europe and on ICE Clear Europe’s 

website at https://www.theice.com/ 

clear-europe/regulation. 

Do not include personal identifiable 

information in submissions; you should 

submit only information that you wish 

to make available publicly. We may 

redact in part or withhold entirely from 

publication submitted material that is 

obscene or subject to copyright 

protection. All submissions should refer 

to File Number SR–ICEEU–2023–022 

and should be submitted on or before 

September 19, 2023. 

For the Commission, by the Division of 

Trading and Markets, pursuant to delegated 

authority.17

Sherry R. Haywood, 

Assistant Secretary. 

[FR Doc. 2023–18551 Filed 8–28–23; 8:45 am] 

BILLING CODE 8011–01–P 

SECURITIES AND EXCHANGE 

COMMISSION 

[Release No. 34–98208] 

Notice of Intention To Cancel 

Registration of Certain Municipal 

Advisors Pursuant to Section 15b(c)(3) 

of the Securities Exchange Act of 1934 

August 23, 2023. 

Notice is given that the Securities and 

Exchange Commission (the 

‘‘Commission’’) intends to issue an 

order or orders, pursuant to section 

15B(c)(3) of the Securities Exchange Act 

of 1934 (the ‘‘Act’’), cancelling the 

registrations of the municipal advisors 

whose names appear in the attached 

Appendix (hereinafter referred to as the 

‘‘registrants’’). 

Section 15B(c)(3) of the Act provides, 

in pertinent part, that if the Commission 

finds that any municipal advisor 

registered under section 15B is no 

longer in existence or has ceased to do 

business as a municipal advisor, the 

Commission, by order, shall cancel the 

registration of such municipal advisor. 

The Commission finds that each 

registrant listed in the attached 

Appendix: 

(i) has not filed any municipal advisor 

form submissions with the Commission 

through the Commission’s Electronic Data 

Gathering and Retrieval (‘‘EDGAR’’) system 

since February 2022 (including but not 

limited to the annual amendments (form 

MA–A) required by 17 CFR 240.15Ba1– 

5(a)(1)); and/or 

(ii) based on information available from the 

Municipal Securities Rulemaking Board (the 

‘‘MSRB’’), (a) is not registered as a municipal 

advisor with the MSRB under MSRB Rule A– 

12(a) and/or (b) does not have an associated 

person who is qualified as a municipal 

advisor representative under MSRB Rule G– 

3(d) and for whom there is a Form MA–I 

required by 17 CFR 240.15Ba1–2(b) available 

on EDGAR, and/or (c) has not, since February 

2022, filed with the MSRB any Form A–12 

annual affirmation as required by MSRB Rule 

A–12(k); and/or withdrew its registration 

from the MSRB without first withdrawing its 

registration from the Commission. 

Accordingly, the Commission finds 

that each of the registrants listed in the 

attached Appendix either is no longer in 

existence or has ceased to do business 

as a municipal advisor. 

Notice is also given that any 

interested person may, by September 25, 

2023 at 5:30 p.m. Eastern Time, submit 

to the Commission in writing a request 

for a hearing on the cancellation of the 

registration of any registrant listed in 

the attached Appendix, accompanied by 

a statement as to the nature of such 

person’s interest, the reason for such 

request, and the issues, if any, of fact or 

law proposed to be controverted, and 

such person may request to be notified 

if the Commission should order a 

hearing thereon. Any such 

communication should be addressed to 

the Commission’s Secretary at the 

address below. All comments or 

requests received will be posted without 

change; the Commission does not edit 

personal identifying information from 

submissions. You should submit only 

information that you wish to make 

available publicly. 

At any time after September 25, 2023, 

the Commission may issue an order or 

orders cancelling the registrations of any 

or all of the registrants listed in the 

attached Appendix, upon the basis of 

the information stated above, unless an 

order or orders for a hearing on the 

cancellation shall be issued upon 

request or upon the Commission’s own 

motion. Persons who requested a 

hearing, or to be advised as to whether 

a hearing is ordered, will receive any 

notices and orders issued in this matter, 

including the date of the hearing (if 

ordered) and any postponements 

thereof. Any registrant whose 

registration is cancelled under delegated 

authority may appeal that decision 

directly to the Commission in 

accordance with Rules 430 and 431 of 

the Commission’s rules of practice (17 

CFR 201.430 and 431). 

ADDRESSES: Secretary, U.S. Securities 

and Exchange Commission, 100 F Street 

NE, Washington, DC 20549. 

FOR FURTHER INFORMATION CONTACT: 

Mark Elion, Senior Counsel, Office of 

Municipal Securities, 100 F Street NE, 

Washington, DC 20549, or at (202) 551– 

5680. 

For the Commission, by the Office of 

Municipal Securities, pursuant to delegated 

authority.1

Sherry R. Haywood, 

Assistant Secretary. 

Appendix 

Registrant name SEC ID No. 

Betnun Nathan S ...................... 867–02495 

Christen Group, Inc .................. 867–02467 

Southern Cross Financial 

Group LLC ............................ 867–02544 

TLHocking & Associates LLC ... 867–01054 

OCONNOR & Co SECURITIES, INC .............................. 867–01245 

Capital Alaska LLC ................... 867–02604 

Fray Municipal Securities ......... 867–02064 

Massena Associates LLC ......... 867–02569 

SUMMERS, CARROLL, 

WHISLER LLC ...................... 867–01938 

[FR Doc. 2023–18552 Filed 8–28–23; 8:45 am] 

BILLING CODE 8011–01–P 


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