alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
PUBLIC SUBMISSION

As of: 9/9/15 4:40 PM

Received: September 09, 2015

Status: Pending_Post

Tracking No. 1jz-8l10-ksm2

Comments Due: September 24, 2015

Submission Type: Web

Docket: EBSA-2010-0050

Definition of the Term ‘‘Fiduciary’’; Conflict of Interest Rule—Retirement Investment Advice; 

Notice of proposed rulemaking and withdrawal of previous proposed rule.

Comment On: EBSA-2010-0050-0204

Definition of the Term Fiduciary; Conflict of Interest Rule- Retirement Investment Advice

Document: EBSA-2010-0050-DRAFT-5149

Comment on FR Doc # 2015-08831

Submitter Information

Name: Tax Payer

General Comment

A government agency should not get in the way of my retirement.I have worked for many years 

to save and stay off government assistance/programs. We already have enough taxes pushed on 

us for saving for our future. Also it is already regulated. The government needs to straighten out 

its own house; which needs a lot of work.
<PAGE>   1
                                                                      Exhibit 21

                         Subsidiaries of the Registrant

         Listed below, as of January 3, 2000, are the subsidiaries of the
Company and their jurisdictions of organization. All of such subsidiaries are
either directly or indirectly wholly-owned by the Company. Ownership of
subsidiaries indirectly owned by the Company is indicated by indentations.
Certain subsidiaries of the Company have been omitted because, considered in the
aggregate as a single subsidiary, they would not constitute a significant
subsidiary as of the end of the year covered by this report.

                                                             Jurisdiction of
              Name of Subsidiary                               Organization
              ------------------                               ------------

      Orange County Metal Works.................................California
      Cylinder City, Inc........................................Minnesota
      Commercial Hydraulics Pty., Ltd...........................Australia
      Commercial Intertech do Brasil, Ltda......................Brazil
      Commercial Intertech, s.r.o...............................Czech Republic
      Commercial Intertech Holdings, Ltd........................England
           Commercial Intertech Limited.........................England
           Ultra Group Limited..................................England
                 Ultra Hydraulics Limited.......................England
      Astron S.A.R.L............................................France
      Sachsenhydraulik Chemnitz GmbH............................Germany
           Commercial Intertech GmbH............................Germany
      Commercial Hydraulics S.r.l...............................Italy
      Commercial Intertech S.A..................................Luxembourg
# Resounding Afghan Pride in Nangarhar

/ Published June 27, 2017
KABUL, Afghanistan, 
Afghans united in Nangarhar last week when 700 citizens attempted to join the Afghan Local Police in a move of solidarity against Daesh. 

                In the last 24 hours Afghan Special Security Forces killed twelve Daesh fighters in Nangarhar, and a Taliban commander in Shahid-E Hasa, Uruzgan.  In addition, they also arrested one Haqqani insurgent in Paghman, Kabul. ASSF continues to disrupt and degrade insurgent operations, diminishing their freedom-of-movement and improving security for  the citizens of Afghanistan.                            Resounding Afghan Pride in Nangarhar                            In the last 24 hours Afghan Special Security Forces killed twelve Daesh fighters in Nangarhar, and a Taliban commander in Shahid-E Hasa, Uruzgan.  In addition, they also arrested one Haqqani insurgent in Paghman, Kabul. ASSF continues to disrupt and degrade insurgent operations, diminishing their freedom-of-movement and improving security for  the citizens of Afghanistan.            SHARE IMAGE:Download ImageImage DetailsPhoto By: Lt.Cmdr. Kathryn GrayVIRIN: 170626-N-EY409-808The report was confirmed by Brig. Gen. Ghulam Muhammad Aziz Gharanay, director, Afghan Local Police, who was heartened by the show of support, but admitted there aren’t 700 available positions in his organization. Instead the loyal citizens were brought on with the National Directorate of Security for temporary term employment, due to current manning and budget limitations. “The ALP Tashkil is being reviewed,” said Lt. Col. John, Resolute Support Advisor to ALP. “General Gharanay is doing the right thing to honor and comply with ALP procedures, this speaks to his integrity. Surely he would love to have additional forces of this size, but he has to do it right, and he has to do it wisely. Still this is a positive story and these Afghans should be proud of their willingness to serve.” John reports if additional positions are added to the Nangarhar ALP program and that every effort will be made to hire qualified candidates. In the meantime, he states any Afghan can be a protective force in the fight against terrorism by remaining vigilant, reporting suspicious activity, and refusing support to enemies of Afghanistan.“Terror can’t succeed if citizens stand strong against it and refuse to participate. Mothers don’t want that way of life for their sons, and fathers shouldn’t accept it as fate. Afghans are strong, smart, resilient people, and banding together in this way is exactly the type of unity that will defeat terrorism and make Afghanistan great,” said John.
NOT FOR PUBLICATION

UNITED STATES COURT OF APPEALS

 FOR THE NINTH CIRCUIT

PRENTISS B. DAVIS,

 Plaintiff - Appellant,

 v.

UNITED STATES OF AMERICA,

 Defendant,

 and

THE BOEING COMPANY; AETNA

INSURANCE COMPANY,

 Defendants - Appellees.

No. 13-35233

D.C. No. 2:11-cv-01033-JCC

MEMORANDUM*

Appeal from the United States District Court

for the Western District of Washington

John C. Coughenour, District Judge, Presiding

Submitted May 13, 2015**

Before: LEAVY, CALLAHAN, and M. SMITH, Circuit Judges. 

FILED

MAY 19 2015

MOLLY C. DWYER, CLERK

U.S. COURT OF APPEALS

 * This disposition is not appropriate for publication and is not precedent

except as provided by 9th Cir. R. 36-3.

 ** The panel unanimously concludes this case is suitable for decision

without oral argument. See Fed. R. App. P. 34(a)(2).
Prentiss B. Davis appeals pro se from the district court’s order enforcing

settlement and dismissing his action alleging violations of the Americans with

Disabilities Act and state law. We have jurisdiction under 28 U.S.C. § 1291. We

review for an abuse of discretion the enforcement of a settlement agreement, Doi v.

Halekulani Corp., 276 F.3d 1131, 1136 (9th Cir. 2002), and we affirm.

The district court did not abuse its discretion by enforcing the settlement

agreement with The Boeing Company (“Boeing”) because its findings that the

agreement was comprehensive, that Davis agreed to the terms, and that Davis did

not sign under threat, intimidation, or duress, were not clearly erroneous. See id. at

1137-38 (explaining that a district court may enforce only complete settlement

agreements, and noting that an agreement is binding even if a party has a change of

heart). 

We do not consider Davis’s arguments concerning the district court’s order

partially granting Boeing’s motion for summary judgment because the settlement

agreement disposes of all of Davis’s claims against Boeing in this action.

 In light of Davis’s request that this court honor his agreement with Aetna

Insurance Company (“Aetna”), set forth in his November 18, 2013 filing, we deem

Davis’s appeal as to Aetna abandoned.

2 13-35233
We do not consider arguments and allegations raised for the first time on

appeal. See Padgett v. Wright, 587 F.3d 983, 985 n.2 (9th Cir. 2009) (per curiam).

AFFIRMED.

3 13-35233
EXHIBIT 21

                      SUBSIDIARIES OF THE REGISTRANT

<TABLE>
<S>                                 <C>              <C>          <C>
                                                              Percentage
                                                              of voting
                                                              securities
                                 Incorporated                  owned by
                                  under the                   immediate
Name                               laws of          Parent      Parent
----                             ------------       ------    ---------

CompuDyne Corporation *             Nevada        Registrant

SYSCO Security Systems, Inc.*       Nevada      CompuDyne Corp.  100%

CompuDyne Corp. of Maryland *       Maryland    CompuDyne Corp.  100%

Quanta Systems Corporation *        Connecticut CompuDyne Corp.  100%

CompuDyne, Inc.**                   Delaware    CompuDyne Corp.  100%

CorrLogic, Inc. *                   Nevada      CompuDyne Corp.  100%

Norment Security Group, Inc. *      Delaware    CompuDyne Corp.  100%

Norshield Corporation  *            Alabama     CompuDyne Corp.  100%

Norment Industries S.A. (Pty) Ltd.  South Africa   Norment       100%

Fiber SenSys, Inc. *                Oregon      SYSCO Security   100%
                                                 Systems, Inc.

New Tiburon, Inc. *                 Virginia    CompuDyne Corp.  100%

</TABLE>
                               ___________________


  Note: *   All subsidiaries of the Registrant as of December 31, 2001,
            are included in the consolidated financial statements of
            the Registrant.
        **  CompuDyne, Inc. filed for petition in bankruptcy on December
            31, 1991.
EXHIBIT 32.1
                                                                    ------------


             CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO 18
          U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE
                           SARBANES-OXLEY ACT OF 2002


The undersigned, Michael G. Mitchell, the Chief Executive Officer of ThinkEngine
Networks, Inc. (the "Company"), has executed this certification in connection
with the filing with the Securities and Exchange Commission of the Company's
Annual Report on Form 10-K for the fiscal year ended December 31, 2006 (the
"Report").

The undersigned hereby certifies that:

(1) the Report fully complies with the requirements of Section 13(a) or 15(d) of
the Securities Exchange Act of 1934; and

(2) the information contained in the Report fairly presents, in all material
respects, the financial condition and results of operations of the Company.

DATED THIS 27TH DAY OF MARCH, 2007


                              /S/ MICHAEL G. MITCHELL
                              ---------------------------
                              MICHAEL G. MITCHELL
                              CHIEF EXECUTIVE OFFICER
From: Notto, Daniel [mailto:daniel.notto@alliancebernstein.com] 

Sent: Monday, August 16, 2010 2:48 PM 

To: EBSA, E-ORI - EBSA 

Cc: Fortier, Mark 

Subject: Lifetime Income Joint Hearing

Greetings:

 

AllianceBernstein L.P. respectfully requests to present testimony at the Lifetime Income Joint 

Hearing to be held by the Department of Labor and the Department of the Treasury on 

September 14 or 15, 2010.

 

Mark Fortier will present on behalf of AllianceBernstein. Mr. Fortier is the Head of Product & 

Partner Strategy for AllianceBernstein Defined Contribution Investments. An outline of the topics 

Mr. Fortier will discuss is attached.

 

Thank you for your consideration of our request.

 

Sincerely,

Daniel A. Notto Senior Vice President and Senior Retirement Plan Counsel AllianceBernstein Investments, Inc. 1345 Avenue of the Americas 13th Floor New York, NY 10105 

Phone: 212-969-2242 Fax: 212-969-2290 

 

............................................................................ 

For further important information about AllianceBernstein please click here 

http://www.alliancebernstein.com/disclaimer/email/disclaimer.html 
Department of Labor/Department of the Treasury 

Lifetime Income Joint Hearing 

September 14 or 15, 2010 

Outline of Topics To Be Discussed By 

Mark Fortier 

Head, Product & Partner Strategy 

AllianceBernstein Defined Contribution Investments 

 

General Topic: Alternative Designs of In-Plan and Distribution Lifetime Income Options 

1. Characteristics of effective in-plan lifetime income options (5 minutes) 

• Key benefits of in-plan lifetime income to workers 

• Characteristics of effective in-plan options 

o Effortless employee participation with simple and effective communications 

o Expert investment design and management 

o Secure lifetime income that preserves participant control and liquidity 

o Multi-insurer to provide diversification, cost reduction and increased capacity 

• The potential role of Secure Income Target-Date Portfolios 

2. Challenges and recommendations (5 minutes) 

• Challenges 

o Record keeper, insurer, plan participant and plan fiduciary 

o Regulatory 

• Recommendations 

o Clarify existing QDIA, QJSA and Advice rules 

o Safe-harbor protections and incentives for plan fiduciaries
§ 831.58 Investigator-in-charge. ( a ) In addition to the subpoena and deposition authority delegated to investigative officers under this chapter, a person designated as IIC for an investigation is authorized to— ( 1 ) Organize, conduct, control, and manage the field phase of an investigation, even when a Board Member is present.
( 2 ) Coordinate all resources and provide direction to all persons (including persons not employed by the NTSB) involved in an on-site investigation.
( 3 ) Work with other Federal agencies in the investigation of a marine casualty or major marine casualty when other agencies are participating, to ensure all agencies will obtain the information, evidence, and resources needed for the investigation(s) or investigative activities.
( 4 ) Work with the USCG to ensure the agencies do not duplicate work to the maximum extent practicable.
( 5 ) Continue his or her organizational and management responsibilities through all phases of the investigation, including consideration and adoption of a report or brief determining one or more probable causes of a marine casualty or major marine casualty.
### FOR PUBLICATION 

### UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT



#  K ATTIA G UADALUPE E SCOBAR , Nos. 07-72843 Petitioner, 08-71777 v. Agency No.



#  E RIC H. H OLDER J R ., Attorney A 75-504-052 General, ORDER

Respondent. 

# 
Filed July 10, 2009 Before: Jerome Farris, Susan P. Graber, and Kim McLane Wardlaw, Circuit Judges.

ORDER The opinion in Escobar v. Holder , 567 F.3d 466 (9th Cir. 2009), is vacated. The Respondent’s petition for rehearing is dismissed as moot. IT IS SO ORDERED.

9061PRINTED FOR ADMINISTRATIVE OFFICE—U.S. COURTS BY THOMSON REUTERS/WEST—SAN FRANCISCO The summary, which does not constitute a part of the opinion of the court, is copyrighted © 2009 Thomson Reuters/West.
```

[Congressional Bills 107th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 102 Introduced in House (IH)]

107th CONGRESS
  1st Session
H. RES. 102

  Expressing the sense of the House of Representatives regarding the 
 maltreatment of United States civilian prisoners captured by the Axis 
                      Powers during World War II.

_______________________________________________________________________

                    IN THE HOUSE OF REPRESENTATIVES

                             March 27, 2001

    Mr. Engel (for himself, Mrs. Lowey, Mr. Gilman, and Mrs. Kelly) 
submitted the following resolution; which was referred to the Committee 
                       on International Relations

_______________________________________________________________________

                               RESOLUTION

 
  Expressing the sense of the House of Representatives regarding the 
 maltreatment of United States civilian prisoners captured by the Axis 
                      Powers during World War II.

Whereas the Axis Powers captured and incarcerated 18,745 United States civilians 
        who were living or traveling abroad during World War II, of which 1,704 
        died or were executed in captivity;
Whereas these civilian prisoners of war were subjected to barbaric prison 
        conditions and endured torture, starvation, and disease;
Whereas the incarceration of these United States civilians and the conditions of 
        such incarceration violated international human rights principles; and
Whereas the vast majority of these civilian prisoners of war have never received 
        any formal recognition or compensation for their suffering, despite the 
        physical and emotional trauma they endured: Now, therefore, be it
    Resolved, That--
            (1) it is the sense of the House of Representatives that 
        the incarceration of United States civilians by the Axis Powers 
        during World War II and the conditions of such incarceration 
        violated international human rights principles; and
            (2) the House of Representatives--
                    (A) extends its sympathies to the brave men and 
                women who endured the terrible hardships of such 
                incarceration and to their families; and
                    (B) encourages foreign nations that contributed to 
                the incarceration of United States civilians during 
                World War II to formally apologize to these individuals 
                and their families.
                                 <all>
```
<TABLE> <S> <C>

<PAGE>
<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
CONSOLIDATED FINANCIAL STATEMENTS AS FILED IN THE COMPANY'S ANNUAL REPORT ON
FORM 10-K FOR THE YEAR ENDED DECEMBER 31, 1996 AND IS QUALIFIED IN ITS
ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER> 1,000

<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          DEC-31-1996
<PERIOD-START>                             JAN-01-1996
<PERIOD-END>                               DEC-31-1996
<CASH>                                          17,299
<SECURITIES>                                         0
<RECEIVABLES>                                  221,454
<ALLOWANCES>                                    11,512
<INVENTORY>                                    287,502
<CURRENT-ASSETS>                               591,637
<PP&E>                                         297,765
<DEPRECIATION>                                  98,583
<TOTAL-ASSETS>                               1,160,086
<CURRENT-LIABILITIES>                          246,494
<BONDS>                                        582,866
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                           532
<OTHER-SE>                                     252,413
<TOTAL-LIABILITY-AND-EQUITY>                 1,160,086
<SALES>                                      1,215,865
<TOTAL-REVENUES>                             1,220,216
<CGS>                                          928,497
<TOTAL-COSTS>                                  928,497
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                 5,225
<INTEREST-EXPENSE>                              38,727
<INCOME-PRETAX>                               (50,301)
<INCOME-TAX>                                  (10,927)
<INCOME-CONTINUING>                           (41,246)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                  (647)
<CHANGES>                                            0
<NET-INCOME>                                  (41,893)
<EPS-PRIMARY>                                    (.79)
<EPS-DILUTED>                                    (.79)


</TABLE>
<PAGE>   1

                                                                   EXHIBIT 23.1



               CONSENT OF ERNST & YOUNG LLP, INDEPENDENT AUDITORS

We consent to the incorporation by reference in the Registration Statements
(Form S-8 Nos. 2-93777, 33-21252, 33-39684, 33-73674, 33-80038 and 333-21213)
pertaining to the 1984 Incentive Stock Option Plan, 1985 Employee Stock
Purchase Plan, 1990 Directors' Stock Option Plan and 1994 Stock Option Plan of
Collagen Corporation of our report dated August 2, 1996, with respect to the
consolidated financial statements and schedule of Collagen Corporation included
in this Annual Report (Form 10-K/A) for the year ended June 30, 1996.


                                                /s/ ERNST & YOUNG LLP


Palo Alto, California
April 25, 1997
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Commodity Futures Trading Commission

# Time and Date:

11 a.m. Friday, October 19, 2007.

# Place:

1155 21st St., NW., Washington, DC, 9th Floor Commission Conference Room.

# Status:

Closed.

# Matters to be Considered:

Surveillance Matters.

# Contact Person For More Information:

Sauntia S. Warfield, 202-418-5084.

David A. Stawick,

Secretary of the Commission.

[FR Doc. 07-4687 Filed 9-18-07; 10:45 am]

BILLING CODE 6351-01-M
**EXHIBIT 32.1****CERTIFICATION OF CHIEF EXECUTIVE OFFICER****PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTEDPURSUANT TO****SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002**     In connection with this Amendment No. 1 to Form 10-Qof webMethods, Inc. (the Company) for the period endedDecember 31, 2003 as filed with the Securities and ExchangeCommission (the “Report”), I, David Mitchell,President and Chief Executive Officer of the Company, herebycertify pursuant to 18 U.S.C. section 1350, as adoptedpursuant to section 906 of the Sarbanes-Oxley Act of 2002,that:          (1) the Report fully complies with the requirements of    Section 13(a) or 15(d) of the Securities Exchange Act of    1934; and           (2) the information contained in the Report fairly    presents, in all material respects, the financial condition and    results of operations of the Company.     /s/ David Mitchell       Name: David Mitchell Title:     President and Chief Executive OfficerDate: February 14, 2005