alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
From: shotlandtax@gmail.com [mailto:shotlandtax@gmail.com] On Behalf Of Larry Shotland

Sent: Wednesday, September 02, 2015 3:28 PM

To: EBSA, E-ORI - EBSA

Subject: RIN 1210-AB32

Dear Sir/Madam:

Please consider my comments regarding the proposed rule to eliminate the use option contracts 

in retirement accounts.

The use of options contracts is generally limited to more sophisticated investors with selfdirected accounts. The typical mutual fund holder is not typically aware of nor involved in the 

use of these instruments. 

For the past several years, my wife and I have written covered calls. The strategy serves two 

purposes: 1. mitigate downside risk, and 2. provide an income stream. The only risk is downside; 

if the option is exercised one can miss out on appreciation. For us, the strategy works well. 

It should be noted that most, if not all, brokerage houses prohibit the writing of naked calls 

within designated retirement accounts. If the Labor Department's fear is related to risk, it has 

already been eliminated, and further rule making is unnecessary. 

Thank you for your good work and deliberations. 

Larry Shotland, PhD

Shotland Tax Consulting, LLC

(406) 556-5858

(406) 556-5878 fax

Larry@ShotlandTaxConsulting.Com
```

[Journal of the House of Representatives, 1995]
[Wednesday, August 2, 1995 (107), Para 107.19 Recorded Vote]
[Pages 1243-1244]
[From the U.S. Government Publishing Office, www.gpo.gov]

para.107.19  recorded vote

  A recorded vote by electronic device was ordered in the Committee of 
the Whole on the following substitute amendment submitted by Mr. 
LIVINGSTON for the amendment submitted by Mr. GREENWOOD:
  Substitute amendment submitted by Mr. LIVINGSTON:

       Part 2, amendment No. 2-2 offered by Mr. Livingston as a 
     substitute for the amendment offered by Mr. Greenwood:
       On page 23, after line 8, insert the following new 
     paragraph:
       ``Funding for the Title X categorical program is terminated 
     and $193,349,000 is transferred to the Maternal and Child 
     Health block grant and Community and Migrant Health Centers 
     programs. Of the $193,349,000

[[Page 1244]]

     amount, $116,349,000 is transferred to the Maternal and Child 
     Health block grant program and $77,000,000 is transferred to 
     the Community and Migrant Health Centers program. The 
     additional funds transferred to these two programs are 
     available through programs that also provide comprehensive 
     health services to women and children.''.

  Amendment submitted by Mr. GREENWOOD:

       Page 22, line 13, insert ``X,'' after ``VIII,''.
       Page 23, line 8, insert before the period the following: 
     ``: Provided further, That of the funds made available under 
     this heading, $193,349,000 shall be for the program under 
     title X of the Public Health Service Act to provide for 
     voluntary family planning projects: Provided further, That 
     amounts provided to said projects under such title shall not 
     be expended for abortions, that all pregnancy counseling 
     shall be nondirective, and that such amounts shall not be 
     expended for any activity (including the publication or 
     distribution of literature) that in any way tends to promote 
     public support or opposition to any legislative proposal or 
     candidate for public office''.

It was decided in the

Yeas

207

negative

Nays

221
```
EXHIBIT 21

AMBASE CORPORATION
SUBSIDIARY LISTING
AS OF DECEMBER 31, 2003


<TABLE>
<CAPTION>

                            Jurisdiction        Percentage Voting
                            In Which Securities Owned By
Name                        Organized           Immediate Parent
==========================  =================== =====================
<S>                        <C>                 <C>

AmBase Corporation              Delaware              N/A

  Carteret Bancorp, Inc.        Delaware             100%

  Home Capital Services, Inc.   Delaware             100%

  Maiden Lane Associates, Ltd.  Delaware             100%

  SDG Financial Corp.           Delaware             100%
</TABLE>




     Note:  Interrelationships  shown by indentation  with 100% ownership unless
otherwise indicated.
IV

107TH CONGRESS

1ST SESSION H. RES. 221

Expressing the sense of Congress regarding United States policy toward

Taiwan’s membership in international organizations.

IN THE HOUSE OF REPRESENTATIVES

AUGUST 2, 2001

Mr. SCHAFFER (for himself, Mr. BILIRAKIS, Mr. WYNN, Mr. SESSIONS, Mr.

CRANE, Mr. SMITH of New Jersey, Mrs. LOWEY, Mr. WEXLER, Mr.

CHABOT, and Mr. BROWN of Ohio) submitted the following resolution;

which was referred to the Committee on International Relations

RESOLUTION

Expressing the sense of Congress regarding United States

policy toward Taiwan’s membership in international organizations.

Whereas Taiwan has dramatically improved its record on

human rights and routinely holds free and fair elections

in a multiparty system, as evidenced most recently by

Taiwan’s second democratic presidential election of

March 18, 2000, in which Mr. Chen Shui-bian was elected as President;

Whereas the 23,000,000 people on Taiwan are not represented in the United Nations and their human rights

as citizens of the world are therefore severely abridged;
2

•HRES 221 IH

Whereas Taiwan has in recent years repeatedly expressed its

strong desire to join the United Nations and other international organizations;

Whereas the world community has reacted positively to Taiwan’s desire for international participation, as shown by

Taiwan’s membership in the Asian Development Bank,

Taiwan’s admission to the Asia-Pacific Economic Cooperation group as a full member, and Taiwan’s anticipated membership in the World Trade Organization;

Whereas Taiwan, as evidenced in the preceding provisions,

possesses ample resources and creativity to contribute to

the work and funding of the United Nations and its affiliate organizations such as the World Bank and the International Monetary Fund, as well as benefit from these organizations; and

Whereas Public Law 106–137 required the Secretary of State

to submit a report to the Congress on Administration efforts to support Taiwan’s participation in international

organizations: Now, therefore, be it

1 Resolved, That it is the sense of the House that—

2 (1) Taiwan and its 23,000,000 people deserve

3 full and equal membership in the United Nations

4 and other international organizations; and

5 (2) the United States should take a leading role

6 in gaining international support for Taiwan’s par7 ticipation in these organizations.

Æ
<TABLE> <S> <C>

<ARTICLE> 5
<LEGEND>
This schedule contains summary financial information extracted from the
consolidated statement of income and consolidated balance sheet and is
qualified in its entirety by reference to such financial statements.
</LEGEND>
<CIK> 0000021212
<NAME> COACHMEN INDUSTRIES, INC.
<MULTIPLIER> 1000
       
<S>                             <C>
<PERIOD-TYPE>                  12-MOS
<FISCAL-YEAR-END>                          DEC-31-1995
<PERIOD-END>                               DEC-31-1995
<CASH>                                          17,021
<SECURITIES>                                       500
<RECEIVABLES>                                   25,395
<ALLOWANCES>                                       863
<INVENTORY>                                     55,434
<CURRENT-ASSETS>                               101,722
<PP&E>                                          59,045
<DEPRECIATION>                                  27,298
<TOTAL-ASSETS>                                 150,249
<CURRENT-LIABILITIES>                           41,135
<BONDS>                                         12,118
<COMMON>                                        21,548
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<OTHER-SE>                                      69,490
<TOTAL-LIABILITY-AND-EQUITY>                   150,249
<SALES>                                        515,862
<TOTAL-REVENUES>                               515,862
<CGS>                                          444,627
<TOTAL-COSTS>                                  489,203
<OTHER-EXPENSES>                                 1,298
<LOSS-PROVISION>                                   292
<INTEREST-EXPENSE>                               3,142
<INCOME-PRETAX>                                 27,957
<INCOME-TAX>                                    10,408
<INCOME-CONTINUING>                             17,549
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    17,549
<EPS-PRIMARY>                                     2.36
<EPS-DILUTED>                                     2.36
        

</TABLE>
[Federal Register Volume 72, Number 21 (Thursday, February 1, 2007)]
[Notices]
[Page 4707]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 07-463]


=======================================================================
-----------------------------------------------------------------------

FEDERAL ELECTION COMMISSION


Sunshine Act Notices

Date &Time: Tuesday February 6, 2007 at 10 a.m.

Place: 999 E Street, NW., Washington, DC.

Status: This meeting will be closed to the Public.

Items to be Discussed:
    Compliance matters pursuant to 2 U.S.C. 437g.
    Audits conducted pursuant to 2 U.S.C. 437g, 438(b), and Title 26, 
U.S.C. Matters concerning participation in civil actions or proceedings 
or arbitration. Internal personnel rules and procedures or matters 
affecting a particular employee.

Person to Contact for Information: Mr. Robert Biersack, Press Officer, 
Telephone: (202) 694-1220.

Mary W. Dove,
Secretary of the Commission.
[FR Doc. 07-463 Filed 1-30-07; 2:40 pm]
BILLING CODE 6715-01-M
Exhibit
      99.1





Notice
      of
      Incomplete Filing





This
      10-QSB/A filing is incomplete because the required SAS 100 review has not been
      completed.





The
      SAS
      100 has not been completed because of a fee dispute with the Company’s
      independent registered public accounting firm.





The
      Company has also requested a waiver of certain financial covenants from two
      lenders.





An
      amendment to this 10-QSB/A will be filed as soon as the lending institution
      has
      reviewed the Company’s financial statements, the fee dispute with the accounting
      firm is resolved, and the accounting firm completes the required SAS 100
      review.
1210-AB32-2-1429.html[7/26/2015 4:56:40 PM]

PUBLIC SUBMISSION

As of: July 16, 2015

Received: July 10, 2015

Status: Pending_Post

Tracking No. 1jz-8jwb-z5ac

Comments Due: July 21, 2015

Submission Type: Web

Docket: EBSA-2010-0050

Definition of the Term ‘‘Fiduciary’’; Conflict of Interest Rule—Retirement Investment Advice; Notice of

 proposed rulemaking and withdrawal of previous proposed rule.

Comment On: EBSA-2010-0050-0205

Definition of Fiduciary; Conflict of Interest Rule-Retirement Investment Advice and Related Proposed

 Prohibited Transaction Exemptions; Hearing and Comment Period Extension

Document: EBSA-2010-0050-DRAFT-1925

Comment on FR Doc # 2015-14921

Submitter Information

Name: Lee D Cousins

General Comment

I do not need the Government to tell me how to live my life or spend my money now or in the future. I have been

 doing a very good job of taking care of myself for a very long time and Obama Care is not something I want or

 the Government to shove down my throat. I enjoy my right to choose my own health care and any other items I

 may want or need.

Thank you

Lee D. Cousins
<TABLE> <S> <C>

<ARTICLE>      5
<MULTIPLIER>   1

<S>                                        <C>
<PERIOD-TYPE>                              12-MOS
<FISCAL-YEAR-END>                          DEC-31-1999
<PERIOD-START>                             JAN-01-1999
<PERIOD-END>                               DEC-31-1999
<CASH>                                         1894021
<SECURITIES>                                   7469944
<RECEIVABLES>                                        0
<ALLOWANCES>                                         0
<INVENTORY>                                          0
<CURRENT-ASSETS>                               9431710
<PP&E>                                         1669793
<DEPRECIATION>                                  578225
<TOTAL-ASSETS>                                12272117
<CURRENT-LIABILITIES>                            68073
<BONDS>                                              0
<COMMON>                                        376688
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<OTHER-SE>                                    11418911
<TOTAL-LIABILITY-AND-EQUITY>                  12272117
<SALES>                                              0
<TOTAL-REVENUES>                                615875
<CGS>                                                0
<TOTAL-COSTS>                                   572096
<OTHER-EXPENSES>                                     0
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                                 917319
<INCOME-TAX>                                    266309
<INCOME-CONTINUING>                             651010
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    651010
<EPS-BASIC>                                     1.84
<EPS-DILUTED>                                     1.84


</TABLE>
```

[Congressional Bills 107th Congress]
[From the U.S. Government Publishing Office]
[H. Res. 305 Engrossed in House (EH)]

                 In the House of Representatives, U.S.,

                                                      December 6, 2001.
    Resolved, That it shall be in order at any time on the legislative day of 
Thursday, December 6, 2001, for the Speaker to entertain motions that the House 
suspend the rules relating to the following measures:
            (1) The bill (H.R. 3008) to reauthorize the trade adjustment 
        assistance program under the Trade Act of 1974.
            (2) The bill (H.R. 3129) to authorize appropriations for fiscal 
        years 2002 and 2003 for the United States Customs Service for 
        antiterrorism, drug interdiction, and other operations, for the Office 
        of the United States Trade Representative, for the United States 
        International Trade Commission, and for other purposes.
            Attest:

                                                                          Clerk.
```
Exhibit 32-5



Certificate Pursuant to Section 1350 of Chapter 63 of Title 18 United States Code



The undersigned officer hereby certifies, as to the Report on Form 10-K of PECO Energy Company for the year ended December 31, 2004,
that (i) the report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, and (ii) the information contained in the report fairly presents, in all material respects, the financial condition and
results of operations of PECO Energy Company.



|                           |  |  |  |  |  |                       |  |                                                
|-------------------------- |  |  |  |  |  | --------------------- |  | -----------------------------------------------
|                           |  |  | 
|Date:    February 23, 2005 |  |  |  |  |  | /s/    JOHN L. SKOLDS
|                           |  |  |  |  |  |                       |  | John L. Skolds President Exelon Energy Delivery
#### § 566.2 Purpose.

The purpose of this part is to facilitate the regulation of manufacturers under the National Traffic and Motor Vehicle Safety Act, and to aid in establishing a code numbering system for all regulated manufacturers.

[36 FR 20978, Nov. 2, 1971]
Merrimack,

June, 1896.

#### Brown *v.*Concord & Montreal Railroad.

In an action for personal injuries, the plaintiff will not be chargeable with contributory negligence, as matter of law, because, after discovering that a board was sawed badly on one side of a circular saw, he attempted to run it through on the opposite side.

Case, for personal injuries caused by the defendants’ circular saw in their shop at Concord. Trial by jury and verdict for the plaintiff. ' •

The plaintiff’s evidence tended to show that he had never seen the saw until the time of the accident; that he was directed to* use it for sawing a board which he needed in his work; that he ran the board through on the right side of the saw, and found it was sawed badly and crooked; that he then ran it through on the left side of the saw; that the saw caught the board just after it had got by the cutting part, turned it over, and threw his hand upon the saw, causing the injuries; that the catching of the board was caused by the defective condition of the saw. The defendants’ motion for a nonsuit was denied, subject to exception.

*Sargent ^ Hollis*and *John H. Albin,*for the plaintiff.

*Frank S. Streeter*and *John M. Mitchell,*for the defendants.

*519Blodgett, J.

The motion for a nonsuit was properly denied. Manifestly, it cannot be held as matter of law that merely because the board'“was sawed badly and crooked ’’ upon the plaintiff’s first attempt to run it through on the right side of the saw, he was guilty of contributory negligence, and assumed the risk of the resulting injury, in changing the board to the other side of the saw and attempting to run it through again. _ Not only has the determination of such questions in this jurisdiction been relegated to the decision of the jury, under proper instructions of the court, by a long and unbroken line of decisions, but, in addition, it may properly be observed that if this ease were one of new impression, nothing appears which would justify the granting of the defendants’ motion under the circumstances attending" the plaintiff’s injury.

The defendants’ exceptions to evidence, not having been insisted upon at the argument, have not been considered.

*Judgment on the verdict.*

Clark, Chase, and Wallace, JJ., did not sit: the others concurred.
Exhibit 32.2

CERTIFICATION
PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In
connection with the Quarterly Report of Princeton National Bancorp, Inc.
(PNBC) on Form 10-Q for the period ended June 30, 2009 as filed with the
Securities and Exchange Commission on the date hereof (the Report), I Todd D.
Fanning, Senior Vice-President & Chief Financial Officer of PNBC, certify,
pursuant to 18 U.S.C. section 1350, as adopted pursuant to section 906 of the
Sarbanes-Oxley Act of 2002, that to the best of my knowledge:

|    |                                                                                                                                                 
|--- | ------------------------------------------------------------------------------------------------------------------------------------------------
|(1) | The Report fully complies
 with the requirements of section 13(a) or 15(d) of the Securities Exchange
 Act of 1934; and                         
|    |                                                                                                                                                 
|(2) | The information contained
 in the Report fairly represents, in all material respects, the financial
 condition and result of operations of PNBC.

|/s/ Todd D. Fanning                              | 
|------------------------------------------------ | 
|                                                 | 
|Todd D. Fanning                                  | 
|Senior Vice-President
 & Chief Financial Officer | 
|                                                 | 
|July 27,
 2009                                   | 

41

---
Document Headings

                    Document headings vary by document type but may contain                    the following:                  
                -                       the agency or agencies that issued and signed a document                    
                -                       the number of the CFR title and the number of each part                      the document amends, proposes to amend, or is directly                      related to                    
                -                       the agency docket number / agency internal file number                    
                -                       the RIN which identifies each regulatory action listed in                      the Unified Agenda of Federal Regulatory and Deregulatory                      Actions                    

                    See the                                          Document Drafting Handbook                                        for more details.                  

###### Department of Health and Human Services

###### National Institutes of Health

Pursuant to section 10(d) of the Federal Advisory Committee Act, as amended (5 U.S.C. Appendix 2), notice is hereby given of the following meeting.

The meeting will be closed to the public in accordance with the provisions set forth in sections 552b(c)(4) and 552b(c)(6), Title 5 U.S.C., as amended. The grant applications and the discussions could disclose confidential trade secrets or commercial property such as patentable material, and personal information concerning individuals associated with the grant applications, the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.

*Name of Committee:*                         National Institute of Allergy and Infectious Diseases Special Emphasis Panel Poxvirus Program Project.                    

*Date:*                         October 4, 2007.                    

*Time:*                         1 p.m. to 4 p.m.                    

*Agenda:*                         To review and evaluate grant applications.                    

*Place:*                         National Institutes of Health, Rockledge 6700, 6700B Rockledge Drive, Bethesda, MD 20817, (Telephone Conference Call).                    

*Contact Person:*                         Ellen S. Buczko, PhD, Scientific Review Administrator, Scientific Review Program, Division of Extramural Activities, National Institutes of Health/NIAID, 6700B Rockledge Drive, MSC 7616, Bethesda, MD 20892-7616, 301-451-2676,                         *ebuczko1@niaid.nih.gov.*

(Catalogue of Federal Domestic Assistance Program Nos. 93.855, Allergy, Immunology, and Transplantation Research; 93.856, Microbiology and Infectious Diseases Research, National Institutes of Health, HHS)

Dated: August 29, 2007.

Anna Snouffer,

Deputy Director, Office of Federal Advisory Committee Policy.

[FR Doc. 07-4363 Filed 9-6-07; 8:45 am]

BILLING CODE 4140-01-M