alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
From: Eric Remjeske [mailto:eremjeske@devenir.com] 

Sent: Friday, March 18, 2011 4:44 PM 

To: EBSA, E-ORI - EBSA 

Subject: Public Hearing on Definition of Fiduciary

Employee Benefits Security Administration's Office of Regulations and Interpretations 

Attn: Public Hearing on Definition of Fiduciary 

Room N-5655, Department of Labor 

200 Constitution Ave. NW, Washington, D.C 

Attn: Public Hearing on Definition of Fiduciary 

Although we feel there is a need for a unified fiduciary standard as well as an investment 

professional regulator standard, we feel the Department of Labor’s (DOL) proposed expansion of 

the Definition of a Fiduciary at this time is premature and lacks a level regulatory playing field 

based on today’s complex and dynamic marketplace of investment offerings. We would request 

that the DOL seek additional information about all actual or implied fiduciary investment duties 

being performed today as well as allow for a unified investment professional regulator standard to 

be applied so that any further definition of a fiduciary can be applied across a unified regulatory 

playing field. 

Sincerely, 

 

Eric Remjeske, President / Co-Founder 

7701 France Avenue South, Suite 670 

Minneapolis, MN 55435 

eremjeske@devenir.com (email) 

 952:345:0301 (office) 

952:345:0310 (fax)

DEVENIR does not accept buy, sell or cancel orders by e-mail, or any instructions by e-mail that would 

require your signature. Information contained in this communication is not considered an official record of 

your account and does not supersede normal trade confirmations or statements. Any information provided 

has been prepared from sources believed to be reliable but is not guaranteed and does not represent all 

available data necessary for making investment decisions and is for informational purposes only. 

 

This e-mail may be privileged and/or confidential, and the sender does not waive any related rights and 

obligations. Any distribution, use or copying of this e-mail or the information it contains by other than an 

intended recipient is unauthorized. If you receive this e-mail in error, please advise me (by return e-mail or 

otherwise) immediately. 

 

Information received by or sent from this system is subject to review by supervisory personnel, is 

retained and may be produced to regulatory authorities or others with a legal right to the 

information. 

 Please consider the environment before printing
#### The People of the State of New York *v.*The Globe Mutual Life Insurance Company.—

Order affirmed, with ten dollars costs and disbursements.
Exhibit 32.1



CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In connection with the Quarterly Report of eAutoclaims, Inc. (the Company) on Form 10-QSB for the period ending October 31, 2007 as filed with the Securities and Exchange Commission on December 10, 2007 (the Report), I, Jeffrey Dickson, the President and CEO of the Company, certify, pursuant to 18 U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002, that:



1.   The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and



2.   The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of eAutoclaims, Inc.





/s/   Jeffrey DicksonPrint Name:   Jeffrey DicksonTitle:   President & CEODecember 10, 2007






---
#### § 580.1 Scope.

This part prescribes rules requiring transferors and lessees of motor vehicles to make electronic or written disclosure to transferees and lessors respectively, concerning the odometer mileage and its accuracy as directed by sections 408(a) and (e) of the Motor Vehicle Information and Cost Savings Act as amended, 49 U.S.C. 32705(a) and (c). In addition, this part prescribes the rules requiring the retention of odometer disclosure statements by motor vehicle dealers, distributors and lessors and the retention of certain other information by auction companies as directed by sections 408(g) and 414 of the Motor Vehicle Information and Cost Savings Act as amended, 49 U.S.C. 32706(d) and 32705(e).

[84 FR 52699, Oct. 2, 2019]
From: amaseibert@aol.com [mailto:amaseibert@aol.com] 

Sent: Wednesday, September 16, 2015 4:43 PM

To: EBSA, E-ORI - EBSA; michelle.singletary@washpost.com

Subject: Proposed DOL Retirement Plan Fiduciary Rule (RIN1210-AB32)

Dear Mr. Perez:

 I write to you today to urge you to continue your efforts to require full Fiduciary duty of ALL financial 

persons involved in ANY employer provided or sponsored retirement plan or investment. For the record, 

& as a matter of full disclosure, I am a life-long conservative Republican, & as a result you might expect 

me to be on the other side of this debate as are many of my friends & associates.

 However, before my retirement, I served many years as a CFP, & that experience with numerous 

Clients over the years convinced me of the need for this long overdue Rule. During my years in practice, 

almost all of my Clients came to me with some sort of employer sponsored or provided retirement plan in 

addition to their non-qualified assets.

 The almost universal common denominators in these Plans were an array of costly, poor performing 

investment choices, together with expensive fees for Plan administration & record keeping. Indeed, in 

many instances, I concluded that were it not for the Employer contribution, the Client would have been 

better served without the Plan!

 Keep up the good fight & best of luck.

 Paul S. Seibert, Jr.

 Venice, FL.
CENTCOM’s finest recognized during annual banquet
 By Sgt. Fredrick Coleman , CENTCOM Public Affairs
  U.S. Central Command Chief of Staff, Army Maj. Gen. Karl R. Horst, recognized the USCENTCOM annual award winners during the command’s annual awards banquet at the Surf’s Edge Club here, Feb. 28. Military winners received Joint Service Commendation Medals. Civilians received Joint Service Civilian Commendation Medals. (Top) Mrs. Trudy Duncan-Rayburn, Category II Civilian of the Year; Mr. Henry Martin, Category I Civilian of the Year. (Bottom) Navy Lt. Cmdr. Scott Emley, Joint Officer of the Year; Army Staff Sgt. Corey Dunlap, Senior Service Member of the Year; Lance Cpl. Andrew Holdridge, Junior Service Member of the Year. (USCENTCOM photo by Sgt. Fredrick J. Coleman)
 MACDILL AIR FORCE BASE, Fla. — More than 150 people gathered at Surf’s Edge Club here to recognize the best service members and civilians from USCENTCOM during the command’s annual awards banquet Feb. 28. Following a year of competitions, the banquet is the culminating event that recognizes the 2012 joint officer, service members and civilians of the year. Service members of the year from each branch of service were also recognized during the ceremony. “The men and women recognized today are truly the best that USCENTCOM has to offer,” said Army Maj. Gen. Karl R. Horst, USCENTCOM chief of staff. “One of the best things I get to do here, as a Soldier, is to recognize a Marine, Sailor, Airman or fellow Soldier for their accomplishments.” The winners first won quarterly awards in 2012 to be eligible for the annual award. They were selected based on their performance in categories such as physical fitness, military appearance, marksmanship, first aid, and drill and ceremonies. Military candidates wore their service or dress uniforms in front of a board of senior enlisted leaders and senior officers where their military knowledge and bearing were put to the test. In addition to their contributions to USCENTCOM, the annual winners are also involved in their communities. After presenting the two civilian winners their awards, Horst said that while the public sees uniforms as representing USCENTCOM, the civilian workforce here is an integral part of the command’s success. Military winners received Joint Service Commendation Medals and civilians received Joint Service Civilian Commendation Medals. Additionally, the annual winners received gifts donated by sponsors.
##### 



Exhibit 32.1
 CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002
  (1)
    
    The Form 10-Q fully complies with the requirements of Section 13(a) or 15(d) of the
Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and
 (2)
    
    The information contained in the Form 10-Q fairly presents, in all material respects,
the financial condition and results of operations of the Company.
  /s/ Colleen B. BrownColleen B. Brown.President and Chief Executive Officer
1210-AB32-2-1571.html[7/26/2015 8:19:30 PM]

PUBLIC SUBMISSION

As of: July 16, 2015

Received: July 12, 2015

Status: Pending_Post

Tracking No. 1jz-8jxg-x5u5

Comments Due: July 21, 2015

Submission Type: Web

Docket: EBSA-2010-0050

Definition of the Term ‘‘Fiduciary’’; Conflict of Interest Rule—Retirement Investment Advice; Notice of

 proposed rulemaking and withdrawal of previous proposed rule.

Comment On: EBSA-2010-0050-0205

Definition of Fiduciary; Conflict of Interest Rule-Retirement Investment Advice and Related Proposed

 Prohibited Transaction Exemptions; Hearing and Comment Period Extension

Document: EBSA-2010-0050-DRAFT-2068

Comment on FR Doc # 2015-14921

Submitter Information

Name: Kevin Akers

General Comment

To DOL:

Thanks, but no thanks. I can plan my own retirement without government assistance or regulations; least of all,

 yours.
IN THE SUPREME COURT OF PENNSYLVANIA

WESTERN DISTRICT

J-8-2021

OFFICE OF DISCIPLINARY COUNSEL,

Petitioner 

v.

DONALD B. MOREMAN,

 Respondent 

:

:

:

:

:

:

:

:

:

:

:

No. 2626 Disciplinary Docket No. 3

No. 112 DB 2019

Attorney Registration No. 47805

(Fayette County)

ARGUED: March 10, 2021

ORDER

PER CURIAM DECIDED: MARCH 18, 2021

Upon consideration of the Report and Recommendations of the Disciplinary Board 

and following oral argument, Donald B. Moreman is disbarred from the Bar of this 

Commonwealth and he shall comply with the provisions of Pa.R.D.E. 217. Respondent 

shall pay costs to the Disciplinary Board pursuant to Pa.R.D.E. 208(g).
EXHIBIT 32.2



CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002



In connection with the Quarterly Report of eAutoclaims, Inc. (the Company) on Form 10-QSB for the period ending October 31, 2006 as filed with the Securities and Exchange Commission on December 14, 2006 (the Report), I, Larry Colton, the Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002, that:



1.   The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and



2.   The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of eAutoclaims, Inc.



/s/ Larry ColtonPrint Name:  Larry Colton
Title:  Chief Financial OfficerDecember 14, 2006


---
<TABLE> <S> <C>

<ARTICLE> 5
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                          DEC-31-1995
<PERIOD-END>                               DEC-31-1995
<CASH>                                       1,349,093
<SECURITIES>                                 7,271,745
<RECEIVABLES>                                2,546,131
<ALLOWANCES>                                   166,634
<INVENTORY>                                  4,102,406
<CURRENT-ASSETS>                            16,140,925
<PP&E>                                      18,296,726
<DEPRECIATION>                              13,115,856
<TOTAL-ASSETS>                              21,355,139
<CURRENT-LIABILITIES>                        3,430,100
<BONDS>                                              0
<PREFERRED-MANDATORY>                        1,171,496
<PREFERRED>                                          0
<COMMON>                                             0
<OTHER-SE>                                  15,711,613
<TOTAL-LIABILITY-AND-EQUITY>                21,355,139
<SALES>                                     23,214,563
<TOTAL-REVENUES>                            23,717,410
<CGS>                                       15,036,303
<TOTAL-COSTS>                               20,383,352
<OTHER-EXPENSES>                             (221,040)
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                                   0
<INCOME-PRETAX>                              3,645,215
<INCOME-TAX>                                 1,410,000
<INCOME-CONTINUING>                          2,235,215
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                 2,235,215
<EPS-PRIMARY>                                     3.81
<EPS-DILUTED>                                     3.81
        

</TABLE>
EXHIBIT 23
                                                                      ----------


             INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM'S CONSENT


We consent to the incorporation by reference in the Registration Statement (Form
S-8 No. 33-42543 dated August 30, 1991) pertaining to the Company's 1967
Employee Stock Purchase Plan, the Registration Statements (Form S-8 No. 33-42544
dated August 30, 1991, Form S-8 No. 333-05897 dated June 13, 1996, and Form S-8
No. 333-140708 dated February 14, 2007) pertaining to the Company's 1990 Stock
Option Plan, the Registration Statements (Form S-8 No. 333-05899 dated June 13,
1996, and Form S-8 No. 333-140473 dated February 6, 2007) pertaining to the
Company's Restricted Stock Plan and the Registration Statements (Form S-8 No.
333-118508 dated August 24, 2004, and Form S-8 No. 333-140709 dated February 14,
2007) pertaining to the Directors' Stock Option Plan and the Registration
Statement (Form S-8 No. 333-140710 dated February 14, 2007) pertaining to
Employment Inducement Options, of our reports dated March 15, 2007, with respect
to the consolidated financial statements of ThinkEngine Networks, Inc. and
schedule hereto included in this Annual Report (Form 10-K) for the years ended
December 31, 2006 and 2005.




                             /S/ CARLIN, CHARRON & ROSEN, LLP

                             GLASTONBURY, CONNECTICUT
                             MARCH 27, 2007
Exhibit 10.45


 


March 9, 2006


 


Mr. Dean D. Durbin


Vertis, Inc.


250 West Pratt Street


18th Floor


Baltimore, Maryland 21201


 


Dear Dean:


 


In recognition of your
progress in restructuring the company and your strategic innovations, the Board
has acted to appoint you as Chief Executive Officer and President of Vertis, Inc.
and Vertis Holdings, Inc. (the “Companies”), effective as of February 9,
2006. In conjunction with this action, the Board also determined to adjust your
compensation to reflect your new responsibilities.


 


Accordingly, we hereby amend
your current employment agreement, by and among you and the Companies, dated
and effective as of August 31, 2003, as amended (the “Employment Agreement”),
to reflect your new position and title as Chief Executive Officer and President
of Vertis, Inc. effective as of February 9, 2006. In addition, we
hereby amend the Employment Agreement to reflect your new Annual Base Salary
(as defined in the Employment Agreement) of $570,000, effective as of January 29,
2006. All references in the Employment Agreement to your position, authority,
duties or responsibilities shall be read as references to your position as
Chief Executive Officer and President of Vertis, Inc. and the authority,
duties or responsibilities associated with such position.


 


We look forward to
continuing to work with you to further Vertis’ growth and innovation. Please
indicate your understanding and acceptance of these terms by executing this
letter in the space indicated below and returning the executed letter to me at
your earliest convenience. As always, if you have any questions, please do not
hesitate to contact me.


 


Sincerely,


 


	
  /S/ Soren Oberg

  	
   

  
	
   

  
	
  Director,

  
	
  On behalf of Vertis, Inc.
  and Vertis Holdings, Inc.

  



 


 


* * *


 


I have read and understood this letter and
agree to its terms.


 


 


	
  /S/ Dean D. Durbin

  	
   

  
	
  Dean D. Durbin

  
	
  Date:
EXHIBIT 32.1

CERTIFICATION PURSUANT TO18 U.S.C. §1350,AS ADOPTED PURSUANT TOSECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the quarterly report of Alfacell Corporation (the Company) on Form 10-Q for the quarter ended April 30, 2008 as filed with the Securities and Exchange Commission on the date hereof (the
Report), I, Kuslima Shogen, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of my knowledge:

| | 1. | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and                               
| | -- | ----------------------------------------------------------------------------------------------------------------------------------------------------
|
| | 2. | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
|

|Date: June 9, 2008 |  |                                 
|------------------ |  | --------------------------------
|                  
|                  
|                   |  | /s/ Kuslima Shogen              
|                   |  | Name: Kuslima Shogen            
|                   |  | Title:   Chief Executive Officer
|                   |  | (Principal Executive Officer)   

A signed original of this written statement required by Section 906 has been provided to Alfacell Corporation and will be retained by Alfacell Corporation and furnished to the Securities and Exchange Commission or its staff
upon request.

---
IOWA
CONGRESSMAN
TOM LATHAM

65772

CONGRESS OF THE UNITED STATES

June 27, 2011

The Honorable Hilda Solis
Secretary

U.S. Department of Labor
200 Constitution Avenue, NW
Washington, DC 20210

€C Z Wd S~ WE i102
G3AIZ034y

Dear Secretary Solis,

I am writing with regard to the Employee Benefits Security Administration (EBSA)
draft proposal, published on October 22, 2010, defining the term “fiduciary” for
purposes of the Employee Retirement Income Security Act (ERISA). Specifically,
the proposal would rewrite the regulatory structure to broadly define and substantially
increase the categories of service providers who are deemed fiduciary.

It is critical that any changes to the current regulatory structure governing investment
relationships in the retirement planning marketplace be done after thoroughly
considering all the implications of such changes. With that said, I am very concerned
that the current draft proposal would have significant unintended consequences for
the financial services sector of our economy and for Americans planning for or
currently in retirement. As you are aware, these concerns were highlighted in the
comment letters sent to the Department of Labor (DOL) in response to the proposed
regulation, and in the testimony presented to the EBSA on March 1 and 2TM. | share
the concerns expressed regarding increased costs and burdens associated with ERISA
plans and Individual Retirement Accounts (IRAs), limits on access to advice and
investment information for consumers, as well as increased compliance and fiduciary
liability costs to service providers.

I request that the DOL suspend its rulemaking process until questions concerning the
full cost and market impact of the proposal are thoroughly analyzed and understood.
Additionally, I urge the DOL to coordinate with other federal regulators to more fully
understand the marketplace and the potential undesirable consequences of the rule. If
the DOL decides to continue with the proposal, then I ask that you allow it to be re-
proposed for public comment before any of the regulations are finalized.

Thank you for your time, attention and consideration to this very important matter.

Sincerely,

Tom Latham
Member of Congress
**Exhibit 99.1**

 

 

Certification of Periodic Report

 

 

I, Joseph A.Sasenick, Chairman and Chief Executive Officer of Alcide Corporation (the“Company”), certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002,18 U.S.C. Section 1350, that:

 

(1)           the Quarterly Report on Form 10-Q forthe Company for the fiscal quarter ended February 28, 2003 (the “Report”) fullycomplies with the requirements of Section 13(a) or 15(d) of the SecuritiesExchange Act of 1934 (12 U.S.C. 78m or 78o(d)); and

 

(2)           the information contained in theReport fairly presents, in all material respects, the financial condition andresults of operations of the Company.

 

Dated:  April 13, 2003

 

 
|   | /s/ Joseph  A. Sasenick                                    |   |
|--------|------------------------------------------------------------|--------|
|   | Joseph A.  Sasenick                                        |
|   | Chairman and  Chief Executive Officer,  Alcide Corporation |

 

A signed original of thewritten statement required by Section 906 has been provided Alcide Corporationand will be retained by Alcide Corporation and furnished to the Securities andExchange Commission or its staff upon request.

 

----
Aug 27:  U.S. Military Conducts Airstrikes Against ISIL Near Irbil and Mosul Dam
 By U.S. Central Command News Release
  August 27, 2014 Release #20140830FOR IMMEDIATE RELEASE **TAMPA, Fla., Aug. 27, 2014 --** U.S. military forces continued to attack ISIL terrorists in support of Iraqi security force operations, using fighter, attack, and remotely piloted aircraft to conduct three airstrikes in the vicinity of Irbil and the Mosul Dam.The strikes destroyed an ISIL Humvee, a supply truck, three armored vehicles, and severely damaged an ISIL building.  All aircraft exited the strike areas safely.The strikes were conducted under authority to support Iraqi security force and Kurdish defense force operations, as well as to protect critical infrastructure, U.S. personnel and facilities, and support humanitarian efforts.Since Aug. 8, U.S. Central Command has conducted a total of 101 airstrikes across Iraq.
----

| (1)   | the      Quarterly Report fully complies with the requirements of Section 13(a) or      15(d) of the Securities Exchange Act of 1934, as amended;    and |
|-----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------|

| (2)   | the      information contained in the Quarterly Report fairly presents, in all      material respects, the financial condition and results of operations of      the Company. |
|-----------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|

| Date:  | November      14, 2008 | /s/      William M. Salters  |   |
|--------|------------------------|-----------------------------------|--------|
|   |                   | William      M. Salters           |   |
|   |                   | Chief      Financial Officer      |   |