alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
#### § 33.90 Protection against claims.

A person shall not be held liable for damages or penalties for any act or failure to act resulting directly or indirectly from compliance with any provision of this part, or an official action, notwithstanding that such provision or action shall subsequently be declared invalid by judicial or other competent authority.
<TABLE> <S> <C>

<ARTICLE> 5
<MULTIPLIER> 1,000
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1996
<PERIOD-END>                               JUN-30-1996
<CASH>                                          22,010
<SECURITIES>                                   161,329
<RECEIVABLES>                                    7,238
<ALLOWANCES>                                     6,280
<INVENTORY>                                          0
<CURRENT-ASSETS>                               183,339
<PP&E>                                          19,157
<DEPRECIATION>                                   5,803
<TOTAL-ASSETS>                                 522,024
<CURRENT-LIABILITIES>                          449,684
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                      2,569
<COMMON>                                           600
<OTHER-SE>                                      36,516
<TOTAL-LIABILITY-AND-EQUITY>                   522,024
<SALES>                                         17,986
<TOTAL-REVENUES>                                20,050
<CGS>                                                0
<TOTAL-COSTS>                                        0
<OTHER-EXPENSES>                                 8,322
<LOSS-PROVISION>                                    20
<INTEREST-EXPENSE>                               8,792
<INCOME-PRETAX>                                  2,916
<INCOME-TAX>                                       870
<INCOME-CONTINUING>                              2,046
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                     2,046
<EPS-PRIMARY>                                    15.40
<EPS-DILUTED>                                    15.40
        

</TABLE>
[Federal Register Volume 72, Number 170 (Tuesday, September 4, 2007)]
[Notices]
[Page 50707]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 07-4306]



[[Page 50707]]

=======================================================================
-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION

[License No. 01/71-0360]


Zero Stage Capital V, LP; Notice Seeking Exemption Under Section 
312 of the Small Business Investment Act, Conflicts of Interest

    Notice is hereby given that Zero Stage Capital V, L.P., 265 
Franklin Street, 18th Floor, Boston, MA 02110, a Federal Licensee under 
the Small Business Investment Act of 1958, as amended (``the Act''), in 
connection with the Licensee's General Partner's continued role in 
managing the Licensee's assets after the sale of such assets to a buyer 
group, has sought an exemption under section 312 of the Act and section 
107.730(a), self-deal which constitutes Conflicts of Interest of the 
Small Business Administration (``SBA'') rules. Zero Stage Capital 
Associates V, LP, the General partner of the Licensee, proposes to 
continue managing the Licensee's assets, which will be acquired by an 
institutional buyer (``Buyer'').
    The management arrangement is brought within the purview of Sec. 
107.730(a) of the Regulations because the Licensee's managers will 
benefit from their continued management role after the sale of the 
portfolio to the Buyer. Therefore, this management arrangement 
constitutes a conflict of interest which requires SBA's prior approval.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within 15 days of the date of this 
publication, to the Associate Administrator for Investment, U.S. Small 
Business Administration, 409 Third Street, SW., Washington, DC 20416.

Harry Haskins,
Acting Associate Administrator For Investment.
[FR Doc. 07-4306 Filed 8-31-07; 8:45 am]
BILLING CODE 8025-01-M
-----Original Message----- 

From: kristen_wiegers@yahoo.com [mailto:kristen_wiegers@yahoo.com] 

Sent: Monday, April 26, 2010 10:46 AM 

To: EBSA, E-OHPSCA - EBSA 

Subject: Comment in support of RIN 1210-AB30 

April 26, 2010 

I am writing to support the interim final rule under the Paul Wellstone 

and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 

(RIN 1210-AB30). 

I support the strong rule that would forbid insurance companies from 

charging higher copayments, deductibles, and other out-of-pocket 

expenses for mental health treatment than they would for other physical 

health care. Thank you for ensuring that mental health care and 

physical health care coverage are included in a single deductible. 

Sincerely, 

Kristen Wiegers 

3050 West 32nd Avenue #104B 

Denver, CO 80211
IV

107TH CONGRESS

1ST SESSION H. RES. 101

Expressing the sense of the House of Representatives that schools across

the Nation should teach about the role of Native Americans in American

history and culture and lead community service projects that further

that education.

IN THE HOUSE OF REPRESENTATIVES

MARCH 27, 2001

Mr. BACA (for himself, Ms. BALDWIN, Mr. BLUMENAUER, Mr. CARSON of

Oklahoma, Mr. ENGLISH, Mr. FARR of California, Mr. HONDA, Mr.

FROST, Mr. MCDERMOTT, Mrs. MINK of Hawaii, Mr. KIND, Mr.

PALLONE, Mr. STUPAK, and Mr. UDALL of New Mexico) submitted the

following resolution; which was referred to the Committee on Education

and the Workforce

RESOLUTION

Expressing the sense of the House of Representatives that

schools across the Nation should teach about the role

of Native Americans in American history and culture

and lead community service projects that further that

education.

Whereas Native Americans have given much to this country;

Whereas an emphasis on freedom, justice, patriotism, and

representative government have always been elements of

Native American culture;

Whereas Native Americans have shown their willingness to

fight and die for this Nation in foreign lands;
2

•HRES 101 IH

Whereas Native Americans honor the American flag at every

powwow and at many gatherings and remember all veterans through song, music, and dance;

Whereas Native Americans honor, through song, the men and

women of this country who have fought for freedom;

Whereas Native Americans love the land that has nurtured

their parents, grandparents, and unnamed elders since

the beginning of their recorded history; and

Whereas Native Americans honor the Earth that has brought

life to the people since time immemorial: Now, therefore,

be it

1 Resolved, That it is the sense of the House of Rep2 resentatives that—

3 (1) schools across the Nation should teach

4 about the role of Native Americans in American his5 tory and culture and lead community service projects

6 that further that education; and

7 (2) there should be a legal public holiday hon8 oring Native Americans.

Æ
#### § 375.517 May an individual shipper demand re-weighing?

After you inform the individual shipper of the billing weight and total charges and before actually beginning to unload a shipment weighed at origin (*first method* under § 375.509(a)(1)), the individual shipper may demand a re-weigh. You must base your freight bill charges upon the re-weigh weight.
EBSA-2010-0050-DRAFT-0502.html[7/20/2015 3:54:49 PM]

PUBLIC SUBMISSION

As of: July 16, 2015

Received: July 08, 2015

Status: Pending_Post

Tracking No. 1jz-8jva-4g3w

Comments Due: July 21, 2015

Submission Type: Web

Docket: EBSA-2010-0050

Definition of the Term ‘‘Fiduciary’’; Conflict of Interest Rule—Retirement Investment Advice; Notice of

 proposed rulemaking and withdrawal of previous proposed rule.

Comment On: EBSA-2010-0050-0205

Definition of Fiduciary; Conflict of Interest Rule-Retirement Investment Advice and Related Proposed

 Prohibited Transaction Exemptions; Hearing and Comment Period Extension

Document: EBSA-2010-0050-DRAFT-0502

Comment on FR Doc # 2015-14921

Submitter Information

Name: David Holcomb

Address:

P.O. Box 246

Aurora, MN, 60502

Email: holcomb800@earthlink.net

Phone: 6302408373

General Comment

Leave my retirement alone. I'm smart enough to plan my own retirement. 

Big Nanny State Government - go away. Leave me alone.
**EXHIBIT32.2**

**CERTIFICATIONOF CHIEF FINANCIAL OFFICER**

**PURSUANTTO RULE 13a-14(b) OR RULE 15d-14(b)**

**OFTHE SECURITIES EXCHANGE ACT OF 1934 AND 18 U.S.C. SECTION 1350**

In connection with the Quarterly Report of PaulsonCapital Corp. (the “Company”) on Form 10-Q for the period ended June 30, 2007as filed with the Securities and Exchange Commission on the date hereof (the “Report”),I, Karen L. Johannes, Chief Financial Officer of the Company, certify, pursuantto 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of2002, that, to the best of my knowledge:

(1) The Report fullycomplies with the requirements of Section 13(a) or 15(d) of the SecuritiesExchange Act of 1934; and

(2) Theinformation contained in the Report fairly presents, in all material respects,the financial condition and result of operations of the Company.
| /s/ Karen L. Johannes   |   |
|-------------------------|--------|
| Karen L. Johannes       |
| Chief Financial Officer |
| Paulson Capital Corp.   |
| August 10, 2007         |

 

This certification is made solely for the purpose of18 U.S.C. Section 1350, and not for any other purpose.  A signed original of this written statementrequired by Section 906 has been provided to Paulson Capital Corp. and will beretained by Paulson Capital Corp. and furnished to the Securities and ExchangeCommission or its staff upon request.

----
EX-10.1






March 16, 2006



VIA FACSIMILE AND FEDERAL EXPRESS



Friedman, Billings, Ramsey Group, Inc.


1001 19th Street North


Arlington, Virginia 22209


Fax No.: (949) 477-3101




	 	 	 	Re: Registration Rights Agreement





Ladies and Gentlemen:



Reference is made to that certain Registration Rights Agreement (the “Registration Rights
Agreement”) dated as of February 14, 2005 by and between you, Milestone Advisors LLC and ECC
Capital Corporation (the “Company” and “we”). Pursuant to Section 2(a) of the
Registration Rights Agreement, we are required to file with the Securities and Exchange Commission
(the “Commission”) a registration statement on Form S-3 relating to the offer and sale of
certain securities held by you and certain other holders no later than 30 days following the one
year anniversary of the date our registration statement on Form S-11 was declared effective by the
Commission (such date, the “Filing Deadline”).



By executing this letter, you acknowledge and agree that the “Filing Deadline” as defined and
used in the Registration Rights Agreement is extended to April 30, 2006. All other provisions of
the Registration Rights Agreement will remain in effect as provided in the Registration Rights
Agreement. Please indicate your agreement by executing this letter in the appropriate space
indicated below.



Truly yours,



/s/ Steven G. Holder



Steven G. Holder


Chairman of the Board


and Co-Chief Executive Officer



Acknowledged and Agreed:



FRIEDMAN, BILLINGS, RAMSEY GROUP, INC.



/s/ Richard J. Hendrix



By: Richard J. Hendrix

Its: President and Chief Operating Officer
49–008 

109TH CONGRESS REPORT " ! HOUSE OF REPRESENTATIVES 1st Session 109–312 

PROVIDING FOR CONSIDERATION OF H. RES. 571, EXPRESSING THE SENSE 

OF THE HOUSE OF REPRESENTATIVES THAT THE DEPLOYMENT OF 

UNITED STATES FORCES IN IRAQ BE TERMINATED IMMEDIATELY, AND 

PROVIDING FOR CONSIDERATION OF H. CON. RES. 308, DIRECTING THE 

CLERK OF THE HOUSE OF REPRESENTATIVES TO MAKE A TECHNICAL 

CORRECTION IN THE ENROLLMENT OF H.R. 3058 

NOVEMBER 18, 2005.—Referred to the House Calendar and ordered to be printed 

Mr. GINGREY, from the Committee on Rules, 

submitted the following 

R E P O R T 

[To accompany H. Res. 572] 

The Committee on Rules, having had under consideration House 

Resolution 572, by a record vote of 9 to 4, report the same to the 

House with the recommendation that the resolution be adopted. 

SUMMARY OF PROVISIONS OF THE RESOLUTION

The resolution provides for the consideration of H. Res. 571, expressing the sense of the House of Representatives that the deployment of United States forces in Iraq be terminated immediately, 

under a closed rule. The rule provides one hour of debate in the 

House equally divided and controlled by the chairman and ranking 

minority member of the Committee on International Relations. The 

rule provides one motion to recommit which may not contain instructions. 

Finally, the rule provides that upon adoption of the resolution, 

House Concurrent Resolution 308 is hereby adopted. 

COMMITTEE VOTES

Pursuant to clause 3(b) of House rule XIII the results of each 

record vote on an amendment or motion to report, together with 

the names of those voting for and against, are printed below: 

Rules Committee record vote No. 136 

Date: November 18, 2005. 

Measure: Providing for consideration of H. Res. 571, expressing 

the sense of the House of Representatives that the deployment of 

United States forces in Iraq be terminated immediately, and providing for consideration of H. Con. Res. 308, directing the Clerk of 

2 

the House of Representatives to make a technical correction in the 

enrollment of H.R. 3058. 

Motion by: Mr. Lincoln Diaz-Balart. 

Summary of motion: To report the resolution. 

Results: Agreed to 9 to 4. 

Vote by Members: Diaz-Balart—Yea; Hastings (WA)—Yea; Sessions—Yea; Putnam—Yea; Capito—Yea; Cole—Yea; Bishop—Yea; 

Gingrey—Yea; Slaughter—Nay; McGovern—Nay; Hastings (FL)— 

Nay; Matsui— Nay; Dreier—Yea. 

Æ
From: NEAL MADDEN [mailto:nealmadden@sbcglobal.net] 

Sent: Monday, May 11, 2015 1:37 PM

To: EBSA, E-ORI - EBSA

Subject: RIN 1210 – AB32

For what it is worth:

I support this bill and feel strongly that it should be required that advisors always act in 

the fiduciary interest of their client. If anything the wording should be stronger and 

precise that the advisor provide a written signed statement to every client prior to any 

recommendations period.

Neal Madden

Pawcatuck, CT
EBSA-2010-0050-DRAFT-1076.html[7/22/2015 7:35:03 AM]

PUBLIC SUBMISSION

As of: July 16, 2015

Received: July 08, 2015

Status: Pending_Post

Tracking No. 1jz-8jvc-1ikn

Comments Due: July 21, 2015

Submission Type: Web

Docket: EBSA-2010-0050

Definition of the Term ‘‘Fiduciary’’; Conflict of Interest Rule—Retirement Investment Advice; Notice of

 proposed rulemaking and withdrawal of previous proposed rule.

Comment On: EBSA-2010-0050-0205

Definition of Fiduciary; Conflict of Interest Rule-Retirement Investment Advice and Related Proposed

 Prohibited Transaction Exemptions; Hearing and Comment Period Extension

Document: EBSA-2010-0050-DRAFT-1076

Comment on FR Doc # 2015-14921

Submitter Information

Name: Anonymous Anonymous

General Comment

Stay OUT of my 401k decisions. Its bad enough such an account had to be established in the first place. The

 biggest reason why the government made up the 401k designation is because another government run policy is

 an abysmal failure - Social Security. Interesting how MY money goes to the government...money meant for MY

 retirement, so the government can give me back MY money. And what happened exactly? The same

 government now deems it to be THEIR money; that it is a government BENEFIT that they bestow upon me by

 their good graces. Furthermore, the government thinks they know just how much money I should be entitled to

 out of my decades of paying into this farce of a fund. No! You have already proven to be a complete and utter

 failure when it comes to managing ANYONE'S money. Just look at the national debt for crying out loud!
49–008 

109TH CONGRESS REPORT " ! HOUSE OF REPRESENTATIVES 1st Session 109–328 

PROVIDING FOR CONSIDERATION OF H.R. 4340, UNITED 

STATES-BAHRAIN FREE TRADE AGREEMENT IMPLEMENTATION ACT 

DECEMBER 6, 2005.—Referred to the House Calendar and ordered to be printed 

Mr. HASTINGS of Washington, from the Committee on Rules, 

submitted the following 

R E P O R T 

[To accompany H. Res. 583] 

The Committee on Rules, having had under consideration House 

Resolution 583, by a nonrecord vote, report the same to the House 

with the recommendation that the resolution be adopted. 

SUMMARY OF PROVISIONS OF THE RESOLUTION

The resolution provides for consideration of H.R. 4340, the 

United States-Bahrain Free Trade Agreement Implementation Act, 

under a closed rule. The rule provides two hours of debate in the 

House equally divided and controlled by the chainnan and ranking 

minority member of the Committee on Ways and Means. 

The rule waives all points of order against consideration of the 

bill. The rule provides that pursuant to section 151(f)(2) of the 

Trade Act of 1974, the previous question shall be considered as ordered on the bill to final passage without intervening motion. 

Finally, section 2 of the resolution provides that during consideration of the bill, notwithstanding the operation of the previous 

question, the Chair may postpone further consideration of the bill 

to a time designated by the Speaker in consonance with section 151 

of the Trade Act of 1974. 

EXPLANATION OF WAIVERS

The waiver of all points of order against consideration of the bill 

includes a waiver of clause 4(a) of Rule XIII (requiring a three-day 

layover of the committee report), because the Committee on Ways 

and Means did not file its report (H. Rept. 109–318) until Tuesday, 

November 6, 2005, and the bill may be considered by the House as 

early as Wednesday, November 7, 2005. The waiver of all points of 

2 

order also includes a waiver of section 302(f) of the Congressional 

Budget Act (consideration of legislation providing new budget authority in excess of a subcommittee’s 302(b) allocation of such authority). The bill violates 302(f) because its direct spending will exceed, by $1 million in the first year, the Committee on the Ways 

and Means’s allocation. 

Æ
§ 262.7 Eligibility. ( a ) A State is eligible for a grant from FRA under this section for any construction project for the improvement of the route or structure of a rail line that either: ( 1 ) Is carried out for the purpose of mitigating the adverse effects of rail traffic on safety, motor vehicle traffic flow, community quality of life, or economic development; or
( 2 ) Involves a lateral or vertical relocation of any portion of the rail line.
( b ) Only costs associated with construction as defined in § 262.3 will be considered allowable costs.
#### The People of the State of New York, Appellant, *v.*Charles M. Otis, Respondent.

*People*v. *Otis,*137 App. Div. 426, appeal dismissed.

(Argued December 14, 1910;

decided December 16, 1910.)

Appeal from an order of the Appellate Division of the Supreme Court in the fourth judicial department, entered *556March 17, 1910, which reversed a judgment of the Jefferson. County Court rendered upon a verdict convicting the defendant of a, violation of subdivision 2 of section 1427 of the Penal Law and granted a new trial.

*Fred B. Pitcher*for appellant.

*Edgar V. Bloodough*for respondent.

Appeal dismissed ; no opinion.

Concur: Cullen, Ch. J., Gray, Werner, Willard Bartlett, Hiscock, Chase and Collin, JJ.
#### § 25.550 Sex as a bona fide occupational qualification.

A recipient may take action otherwise prohibited by §§ 25.500 through 25.550 provided it is shown that sex is a bona fide occupational qualification for that action, such that consideration of sex with regard to such action is essential to successful operation of the employment function concerned. A recipient shall not take action pursuant to this section that is based upon alleged comparative employment characteristics or stereotyped characterizations of one or the other sex, or upon preference based on sex of the recipient, employees, students, or other persons, but nothing contained in this section shall prevent a recipient from considering an employee's sex in relation to employment in a locker room or toilet facility used only by members of one sex.
#### § 198.3 Definitions.

As used in this part:

*Administrator* means the Administrator, Pipeline and Hazardous Materials Safety Administration or his or her delegate.

*Adopt* means establish under State law by statute, regulation, license, certification, order, or any combination of these legal means.

*Excavation activity* means an excavation activity defined in § 192.614(a) of this chapter, other than a specific activity the State determines would not be expected to cause physical damage to underground facilities.

*Excavator* means any person intending to engage in an excavation activity.

*One-call notification system* means a communication system that qualifies under this part and the one-call damage prevention program of the State concerned in which an operational center receives notices from excavators of intended excavation activities and transmits the notices to operators of underground pipeline facilities and other underground facilities that participate in the system.

*Person* means any individual, firm, joint venture, partnership, corporation, association, state, municipality, cooperative association, or joint stock association, and including any trustee, receiver, assignee, or personal representative thereof.

*Underground pipeline facilities* means buried pipeline facilities used in the transportation of gas or hazardous liquid subject to the pipeline safety laws (49 U.S.C. 60101 *et seq.*).

*Secretary* means the Secretary of Transportation or any person to whom the Secretary of Transportation has delegated authority in the matter concerned.

*Seeking to adopt* means actively and effectively proceeding toward adoption.

*State* means each of the several States, the District of Columbia, and the Commonwealth of Puerto Rico.

[55 FR 38691, Sept. 20, 1990, as amended by Amdt. 198-2, 61 FR 18518, Apr. 26, 1996; 68 FR 11750, Mar. 12, 2003; 70 FR 11140, Mar. 8, 2005]
Incorporated Under the Laws of
NO. XXX                       the State of Florida                 SHARES XX,XXX

                                                                 CUSIP 2252 10 0


                             CREATIVE VENDING CORP.

                  200,000,000 SHARES OF COMMON STOCK AUTHORIZED
                                  NO PAR VALUE

         THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED
         UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT), OR
         UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES ARE
         "RESTRICTED SECURITIES" WITHIN THE MEANING OF RULE 144 PROMULGATED
         UNDER THE SECURITIES ACT. THE SECURITIES HAVE BEEN ACQUIRED FOR
         INVESTMENT AND MAY NOT BE SOLD OR TRANSFERRED WITHOUT COMPLYING WITH
         RULE 144 IN THE ABSENCE OF AN EFFECTIVE REGISTRATION OR AN AVAILABLE
         EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT AND APPLICABLE
         STATE STATUTES.

This Certifies that                      SPECIMEN
                   -------------------------------------------------------------
is the owner of                 AMOUNT                 shares of Common Stock of
               ---------------------------------------

                             CREATIVE VENDING CORP.

transferable only on the books of the Corporation by the holder hereof in person
or by duly authorized attorney on surrender of this certificate properly
endorsed.

In Witness Whereof, the duly authorized officers of this Corporation have
hereunto subscribed their names this __ day of ________, 20__.


----------------------------------------   -------------------------------------
           David W. Hempstead, PRESIDENT          Antoinette R. Knapp, SECRETARY