alea-institute/kl3m-data-sample-004-shuffled huggingface dataset:
form10q-exhibit4a.htm


Exhibit 4(a)


 


AMENDMENT NO. 10


TO


PPL EMPLOYEE STOCK OWNERSHIP PLAN







WHEREAS, PPL Services Corporation (“PPL”) has adopted the PPL Employee Stock Ownership Plan (“Plan”) effective January 1, 2000; and


WHEREAS, the Plan was amended and restated effective January 1, 2002, and subsequently amended by Amendment No. 1, 2, 3, 4, 5, 6, 7, 8 and 9; and


NOW, THEREFORE, the Plan is hereby amended as follows:



	
I.  

	
Effective January 1, 2012, Article V Allocation is amended to read as follows:












Article V


Allocation







5.6           Supplemental 2012 Allocation.  There shall be a supplemental contribution for the 2012 Plan Year that shall be allocated according to the following formula, notwithstanding any other provision in this Plan:


(a)           For all Participants that are not covered by a collective bargaining agreement, are not a Highly Compensated Eligible Employee, and have compensation less than $70,000, there shall be an allocation of Stock with a value of $800.


(b)           For all Participants that are not covered by a collective bargaining agreement, are not a Highly Compensated Eligible Employee, and have compensation of $70,000 or more, there shall be an allocation of Stock with a value of $250.


(c)           This supplement allocation shall be in addition to any other allocation for the 2012 Plan Year under this Article V.
















  





  











  













II.      Except as provided in this Amendment No. 10, all other provisions of the Plan shall remain in full force and effect.


 


  IN WITNESS WHEREOF, this Amendment No. 10 is executed this ___________ day of ___________________, 2013.












 



	 	
Employee Benefit Plan Board


 


By: _______________________________


              Karla A. Durn


               Chair, Employee Benefit Plan Board
#### Saxon E. Anderson *v.*David B. Jarvis.

Order affirmed, with ten dollars costs and disbursements. Opinion by

Brady, J.
Exhibit 32.1
 CERTIFICATION
  (1)
    
    The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities
Exchange Act of 1934; and(2)
    
    The information contained in the Report fairly presents, in all material respects, the
financial condition and results of operations of the Company.
 /s/ Stephen L. Day
    
    
    
    /s/ Michael W. BrunsStephen L. Day
    
    
    
    Michael W. BrunsPresident, Chief Executive Officer and Director
    
    
    
    Chief Financial Officer(Principal Executive Officer)
    
    
    
    (Principal Financial Officer)Date:
May 14, 2008
    
    
    
    Date: May 14, 2008
BART Screening Analysis Results

SW Domain 1995 1996 2001

 H8H DV Change H8H DV Change H8H DV Change

P4 Production

Bridger Wilderness 0.068 0.051 0.109

Fitzpatrick Wilderness 0.034 0.022 0.050

Pacificorp - Bridger

Bridger Wilderness 3.107 2.046 2.802

Fitzpatrick Wilderness 1.469 1.066 1.486

Pacificorp - Naughton

Bridger Wilderness 3.119 4.364 4.277

Fitzpatrick Wilderness 1.632 2.378 2.428

FMC - Granger

Bridger Wilderness 0.266 0.704 0.495

Fitzpatrick Wilderness 0.120 0.225 0.183

FMC - Green River

Bridger Wilderness 0.752 1.298 1.430

Fitzpatrick Wilderness 0.364 0.541 0.627

General Chemical

Bridger Wilderness 0.746 0.977 1.356

Fitzpatrick Wilderness 0.295 0.372 0.493

OCI - Wyoming

Bridger Wilderness 0.042 0.067 0.068

Fitzpatrick Wilderness 0.009 0.016 0.017

NE Domain 2001 2002 2003

 H8H DV Change H8H DV Change H8H DV Change

Basin Electric - LRS

Bad Lands 3.683 2.777 2.671

Wind Cave 3.295 3.142 3.207

Black Hills - Neil Simpson 1

Bad Lands 0.125 0.176 0.147

Wind Cave 0.163 0.136 0.268

Pacificorp - Dave Johnston

Bad Lands 2.596 2.008 2.361

Wind Cave 2.498 2.246 3.293

Pacificorp - Wyodak

Bad Lands 0.842 1.246 1.097

Wind Cave 1.007 1.213 1.657

Sinclair - Casper Refinery

Bad Lands 0.051 0.047 0.045

Wind Cave 0.045 0.045 0.062

Sinclair - Sinclair Refinery

Bad Lands 0.096 0.072 0.075

Wind Cave 0.081 0.089 0.117

SE Domain 2001 2002 2003

 H8H DV Change H8H DV Change H8H DV Change

Sinclair - Sinclair Refinery

Rocky Mountain NP 0.049 0.088 0.085

Rawah Wilderness 0.062 0.11 0.077

Mt. Zirkel Wilderness 0.08 0.098 0.074

Dyno-Nobel

Rocky Mountain NP 0.118 0.219 0.218

Rawah Wilderness 0.117 0.169 0.082

Mt. Zirkel Wilderness 0.068 0.048 0.023
<PAGE>

                                                                    EXHIBIT 32.1

                    CERTIFICATIONS OF CHIEF EXECUTIVE OFFICER
                     AND CHIEF FINANCIAL OFFICER PURSUANT TO
                             18 U.S.C. SECTION 1350,
                             AS ADOPTED PURSUANT TO
                  SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

         In connection with the Quarterly Report of Somanetics Corporation (the
"Company") on Form 10-Q for the quarter ended August 31, 2004 as filed with the
Securities and Exchange Commission on the date hereof (the "Periodic Report"),
we, Bruce J. Barrett, President and Chief Executive Officer of the Company, and
William M. Iacona, Vice President, Finance, Controller, Treasurer and Chief
Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350,
as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

         1.       the Periodic Report fully complies with the requirements of
                  Section 13(a) or 15(d) of the Securities Exchange Act of 1934;
                  and

         2.       the information contained in the Periodic Report fairly
                  presents, in all material respects, the financial condition
                  and results of operations of the Company.

Dated:  October 7, 2004                 /s/ Bruce J. Barrett
                                        -------------------------------
                                        Bruce J. Barrett, President
                                        and Chief Executive Officer

Dated:  October 7, 2004                 /s/ William M. Iacona
                                        -------------------------------
                                        William M. Iacona, Vice President,
                                        Finance,Controller, Treasurer
                                        and Chief Financial Officer
```

[Journal of the House of Representatives, 1995]
[Tuesday, September 12, 1995 (113), Para 113.12 International Security Assistance Program Deferral]
[Page 1323]
[From the U.S. Government Publishing Office, www.gpo.gov]

para.113.12  international security assistance program deferral

  The Clerk then read the message from the President, as follows:

To the Congress of the United States:
  In accordance with the Congressional Budget and Impoundment Control 
Act of 1974, I herewith report one revised deferral of budgetary 
resources, totaling $1.2 billion.
  The deferral affects the International Security Assistance program.
                                                   William J. Clinton.  
  The White House, September 8, 1995.

  By unanimous consent, the message, together with the accompanying 
papers, was referred to the Committee on Appropriations and ordered to 
be printed (H. Doc. 104-114).
```
Release dates | Full version (300 KB PDF)Actions by the Board | Actions 
  under delegated authority
  Applications and reports:
Boston
 |
New York
 |
Philadelphia
 |
Cleveland
 |
Richmond
 |
Atlanta
Chicago
 |
St. Louis
 |
Minneapolis
 |
Kansas City
 |
Dallas
 |
San Francisco

# District: 1
Federal Reserve Bank of: Boston

## Filings received during the week ending January 11, 2014

|Filer                       | Filing Type    | Filing Proposal                                                                                                                                                                                                                                                                | End of Comment Period                                 
|--------------------------- | -------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | ------------------------------------------------------
|EAST CAMBRIDGE SAVINGS BANK | * Branch       | Application by East Cambridge Savings Bank, Cambridge, Massachusetts, to establish a full-service branch at 9 Playstead Road, Medford, Massachusetts, pursuant to Section 208.6 of Regulation H.                                                                               | Newspaper:Not availableFederal Register:Not applicable
|Newspaper:                  | Not available 
|Federal Register:           | Not applicable
|ROCKVILLE FINANCIAL, INC.   | * 4c8          | Filing by Rockville Financial, Inc., Rockville, Connecticut,  to acquire United Financial Bancorp and its wholly-owned subsidiary, United Bank, FSB, both of West Springfield, Massachusetts, pursuant to section 4(c)(8) of the Bank Holding Company Act of 1956, as amended. | Newspaper:02/06/2014Federal Register:02/06/2014       
|Newspaper:                  | 02/06/2014    
|Federal Register:           | 02/06/2014    

## Availability of CRA Public Evaluations

|Institution / Location | RSSDID | Exam Date | CRAPublic Date | CRARating | Exam Method
|---------------------- | ------ | --------- | -------------- | --------- | -----------
|NONE                  

## CRA Examinations scheduled for     Quarter of

|Institution | Location
|----------- | --------
|NONE       

* Subject to the provisions of the Community Reinvestment Act

Release dates | Full version (300 KB PDF)Actions by the Board | Actions 
  under delegated authority
  Applications and reports:
Boston
 |
New York
 |
Philadelphia
 |
Cleveland
 |
Richmond
 |
Atlanta
Chicago
 |
St. Louis
 |
Minneapolis
 |
Kansas City
 |
Dallas
 |
San Francisco

---

Home Banking information and regulation  Accessibility Contact 
  us
Exhibit 31.1
CERTIFICATION
I, Robert R. Jones, III, certify that:
1. I have reviewed this quarterly report on Form 10-Q of United Bancorporation of Alabama, Inc.(the “Registrant”);
2. Based on my knowledge, this quarterly report does not contain any untrue statement of a materialfact or omit to state a material fact necessary to make the statements made, in light of thecircumstances under which such statements were made, not misleading with respect to the periodcovered by this quarterly report;
3. Based on my knowledge, the financial statements, and other financial information included inthis quarterly report, fairly present in all material respects the financial condition, results ofoperations and cash flows of the Registrant as of, and for, the periods presented in this quarterlyreport;
4. The Registrant’s other certifying officers and I are responsible for establishing andmaintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and15d-15(e)) and have:
(a) Designed such disclosure controls and procedures, or caused such disclosurecontrols and procedures to be designed under our supervision, to ensure that materialinformation relating to the Registrant, including its consolidated subsidiaries, is madeknown to us by others within those entities, particularly during the period inwhich this quarterly report is being prepared;
(b) Evaluated the effectiveness of the Registrant’s disclosure controls and procedures andpresented in this quarterly report our conclusions about the effectiveness of the disclosurecontrols and procedures, as of the end of the period covered by this quarterly report basedon such evaluation; and
(c) Disclosed in this quarterly report any change in the Registrant’s internal control overfinancial reporting that occurred during the Registrant’s most recent fiscal quarter (theRegistrant’s fourth fiscal quarter in the case of an annual report) that has materiallyaffected, or is reasonably likely to materially affect, the Registrant’s internal controlover financial reporting;
5. The Registrant’s other certifying officers and I have disclosed, based on our most recentevaluation of internal control over financial reporting, to the Registrant’s auditors and the auditcommittee of the Registrant’s board of directors (or persons performing the equivalent functions):
 

 

(a) All significant deficiencies in the design or operation of internal control overfinancial reporting which are reasonably likely to adversely affect the Registrant’sability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who havea significant role in the Registrant’s internal control over financial reporting.
Date: May 13, 2005                                                            /s/Robert R. Jones, III   Robert R. Jones, III   President and CEO
#### Lydia A. Robbins, Appellant, v. Daniel Hartnet, Respondent.

Judgment of the County Court reversed aud that of the justice affirmed, with costs. Opinion by

Smith, P. J.
#### Ellen Tilyon, Appellant, v. Town of Gravesend and others, Respondents. Peter A. Tilyon, Appellant, v. The Same, Respondents.

Judgment in each case affirmed, with costs. Opinion by

Dykman, J.
N o r t h C o a s t U n i f i e d S i s k i y o u M o d o c

S h a s t a L a s s e n

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e h am a N o r th e r n S i e r r a B u t t e M e n d o c i n o G l e n n
F e a t h e r R i v e r L ak e C o l u s a P l a c e r

Y

o l o - S o l an o N o r t h e r n S o n o m a

B ay A r e a S a c r am e n t o M e tr o A m a d o r C a l av e r a s T

u o l u m n e

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a l l e y U n i f i e d M ar i p o s a

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S an t a B arb a r a V e n tu r a A n t e l o p e V

a l l e y

S an D i e g o I mp e r i a l M o j av e D e s e r t E l D o r a d o

G r e a t B a s i n U n i f i e d

S o u th C o a s t

0 5 0 1 0 0 M i l e s 

# . 2 4

- H o u r P M 2
. 5 N A A Q S D e s i g n a t i o n s N o n a t t a i n m e n t

- 2 0 0 6 D e s i g n a t i o n N o n a t t a i n m e n t

- 1 9 9 7 an d 2 0 0 6 D e s i g n a t i o n U n c l a s s i f i a

b l e / A t t a i n m e n t P S D P r o g r a m S t a t u s S I P A p p r o v e d E P A P e r m i t t i n g A u th o r i ty F I P D e l e g a t i o n A i r D i s tr i c t B o u n d a r y 

## C A L I F O RN I A P S D S T A T U S A S O F S E P T E M B E R 9 , 2 0 1 4 2 4

- H O U R P M 2
. 5 

## D E S I G N A T I O N S

A I R 1 4 0 0 0 7 4

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.
`[Journal of the House of Representatives, 1995]
[Wednesday, September 13, 1995 (114), Para 114.13 Recorded Vote]
[Page 1336]
[From the U.S. Government Publishing Office, www.gpo.gov]

para.114.13  recorded vote

  A recorded vote by electronic device was ordered in the Committee of 
the Whole on the following amendment submitted by Mrs. MEEK:

       At the end, add the following new section:

     SEC. 8. REQUIREMENT THAT SAVINGS ONLY BE USED TO REDUCE THE 
                   BUDGET DEFICIT.

       Reductions in outlays and reductions in discretionary 
     spending limits specified in section 601(a)(2) of the 
     Congressional Budget Act of 1974 resulting from the 
     implementation of the Act shall be used only to reduce the 
     budget deficit of the United States and shall not be used, 
     directly or indirectly, to increase the budget deficit of the 
     United States.

It was decided in the

Yeas

144

<3-line {>

negative

Nays

282`
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<MULTIPLIER> 1000

<S>                             <C>
<PERIOD-TYPE>                   3-MOS
<FISCAL-YEAR-END>                          OCT-31-2000
<PERIOD-END>                               JUL-31-2000
<CASH>                                            2236
<SECURITIES>                                      4118
<RECEIVABLES>                                     4629
<ALLOWANCES>                                      (75)
<INVENTORY>                                       2564
<CURRENT-ASSETS>                                 13740
<PP&E>                                            6703
<DEPRECIATION>                                  (4262)
<TOTAL-ASSETS>                                   19497
<CURRENT-LIABILITIES>                             1996
<BONDS>                                              0
<PREFERRED-MANDATORY>                                0
<PREFERRED>                                          0
<COMMON>                                         30601
<OTHER-SE>                                        (65)
<TOTAL-LIABILITY-AND-EQUITY>                     19497
<SALES>                                           4714
<TOTAL-REVENUES>                                  4714
<CGS>                                             2063
<TOTAL-COSTS>                                     4460
<OTHER-EXPENSES>                                  (60)
<LOSS-PROVISION>                                     0
<INTEREST-EXPENSE>                               (101)
<INCOME-PRETAX>                                 (1648)
<INCOME-TAX>                                         0
<INCOME-CONTINUING>                             (1648)
<DISCONTINUED>                                       0
<EXTRAORDINARY>                                      0
<CHANGES>                                            0
<NET-INCOME>                                    (1648)
<EPS-BASIC>                                      (.31)
<EPS-DILUTED>                                    (.31)


</TABLE>
-----Original Message----- 

From: rmorgan@gmail.com [mailto:rmorgan@gmail.com] 

Sent: Sunday, April 25, 2010 4:17 PM 

To: EBSA, E-OHPSCA - EBSA 

Subject: Comment in support of RIN 1210-AB30 

April 25, 2010 

I am writing to support the interim final rule under the Paul Wellstone 

and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 

(RIN 1210-AB30). 

I support the strong rule that would forbid insurance companies from 

charging higher copayments, deductibles, and other out-of-pocket 

expenses for mental health treatment than they would for other physical 

health care. Thank you for ensuring that mental health care and 

physical health care coverage are included in a single deductible. 

Sincerely, 

robert morgan 

201 Lavaca St. #205 

Austin, TX 78701
From: kiwistan@verizon.net [mailto:kiwistan@verizon.net] 

Sent: Sunday, April 25, 2010 12:54 AM 

To: EBSA, E-OHPSCA - EBSA 

Subject: Comment in support of RIN 1210-AB30 

April 24, 2010 

I am writing to support the interim final rule under the Paul Wellstone 

and Pete Domenici Mental Health Parity and Addiction Equity Act of 2008 

(RIN 1210-AB30). 

I support the strong rule that would forbid insurance companies from 

charging higher copayments, deductibles, and other out-of-pocket 

expenses for mental health treatment than they would for other physical 

health care. Thank you for ensuring that mental health care and 

physical health care coverage are included in a single deductible. 

Sincerely, 

Stan Halpin, Ph.d. 

1554 S.E. Jacquelin Dr. 

hillsboro,, OR 97123
§ 1572.19 Applicant responsibilities for a TWIC security threat assessment. ( a ) *Implementation schedule.* Except as provided in paragraph (b) of this section, applicants must provide the information required in 49 CFR 1572.17, when so directed by the owner/operator.
( b ) *Implementation schedule for certain mariners.* An applicant, who holds a Merchant Mariner Document (MMD) issued after February 3, 2003, and before April 15, 2009, or a Merchant Marine License (License) issued after January 13, 2006, and before April 15, 2009, must submit the information required in this section, but is not required to undergo the security threat assessment described in this part.
( c ) *Surrender of TWIC.* The TWIC is property of the Transportation Security Administration. If an individual is disqualified from holding a TWIC under 49 CFR 1572.5, he or she must surrender the TWIC to TSA. Failure to surrender the TWIC to TSA may result in immediate revocation under 49 CFR 1572.5(b) and/or civil penalties.
( d ) *Continuing responsibilities.* An individual who holds a TWIC must surrender the TWIC, as required in paragraph (a) of this section, within 24 hours if the individual— ( 1 ) Is convicted of, wanted, under indictment or complaint, or found not guilty by reason of insanity, in a civilian or military jurisdiction, for a disqualifying criminal offense identified in 49 CFR 1572.103; or
( 2 ) Is adjudicated as lacking mental capacity or committed to a mental health facility, as described in 49 CFR 1572.109; or
( 3 ) Renounces or loses U.S. citizenship or status as a lawful permanent resident; or
( 4 ) Violates his or her immigration status and/or is ordered removed from the United States.
( e ) *Submission of fingerprints and information.* ( 1 ) TWIC applicants must submit fingerprints and the information required in 49 CFR 1572.17, in a form acceptable to TSA, to obtain or renew a TWIC.
( 2 ) When submitting fingerprints and the information required in 49 CFR 1572.17, the fee required in 49 CFR 1572.503 must be remitted to TSA.
( f ) *Lost, damaged, or stolen credentials.* If an individual's TWIC is damaged, or if a TWIC holder loses possession of his or her credential, he or she must notify TSA immediately.
[72 FR 3595, Jan. 25, 2007, as amended at 72 FR 55048, Sept. 28, 2007; 73 FR 25566, May 7, 2008]